UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08194
FINANCIAL INVESTORS TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Karen Gilomen, Esq.
Financial Investors Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: April 30
Date of reporting period: July 1, 2019 - June 30, 2020
Item 1 – Proxy Voting Record.
THE DISCIPLINED GROWTH INVESTORS FUND
Vote Summary Report
Date range covered: 07/01/2019 to 09/30/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Ralph Lauren Corporation | ||
Meeting Date: 08/01/2019 | Country: USA | Primary Security ID: 751212101 |
Record Date: 06/03/2019 | Meeting Type: Annual | Ticker: RL |
Shares Voted: 12,934 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Frank A. Bennack, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | For | For | ||
1.3 | Elect Director Michael A. George | Mgmt | For | For | For | ||
1.4 | Elect Director Hubert Joly | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay unchanged at $1.25MM. Peer median of $1.1MM.STIP: Based on: 60% NIBT, 20% SG&A as % of revenue and 20% Corporate Revenue. Metrics disclosed. Actual results came in higher than targets, except for SG&A expense being slightly lower. Final payout of $5.2MM or 416% of base pay. LTIP: Based on 3-yr cumulative ROIC, 3-year TSR and 1 yr ROIC. Some target metrics disclosed. Total LTIP comp of $6.9MM vs $16.8MM in 2018. Perquisites: Auto: $44k, Financial Planning: $51K.Despite compensation being anchored to fundamentals (big improvement from prior years), there is still a TSR component of LTIP. Moreover, significant perquisites (auto & financial planning) should not be paid for by the company. Voting AGAINST measure. | |||||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Microchip Technology Incorporated | ||
Meeting Date: 08/20/2019 | Country: USA | Primary Security ID: 595017104 |
Record Date: 06/25/2019 | Meeting Type: Annual | Ticker: MCHP |
Shares Voted: 31,555 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |
1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |
1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |
1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |
1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 07/01/2019 to 09/30/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Microchip Technology Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO's base increased 1.4% to $750k. Peer median of $885kSTIP: As before, based on a plethora of metrics, measured quarterly. Targets disclosed. Similar to at least last three years'plans. 20% is discretionary. CEO was paid 96% of his base salary ($722K).LTIP: As before, 87% performance-conditioned on current year's quarterly non-GAAP operating expenses;' 13% time-based Thresholds and targets not disclosed.Perquisites: Life insurance $3k.While quarterly performance periods and non-GAAP measurement for LTIP are not ideal, voting FOR measure due to mostly performance metrics. Last year LTIP was 100% performance-based. Keep an eye for further changes. | |||||||
5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | For | Against | ||
Voter Rationale: The proposal is vague and (per BOD) developing a report of the scope requested by the proponent would not be a productive use of resources |
Open Text Corporation | ||
Meeting Date: 09/04/2019 | Country: Canada | Primary Security ID: 683715106 |
Record Date: 08/02/2019 | Meeting Type: Annual/Special | Ticker: OTEX |
Shares Voted: 137,000 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director P. Thomas Jenkins | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. | |||||||
1.2 | Elect Director Mark J. Barrenechea | Mgmt | For | For | For | ||
1.3 | Elect Director Randy Fowlie | Mgmt | For | For | For | ||
1.4 | Elect Director David Fraser | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. | |||||||
1.5 | Elect Director Gail E. Hamilton | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. | |||||||
1.6 | Elect Director Stephen J. Sadler | Mgmt | For | For | For | ||
1.7 | Elect Director Harmit Singh | Mgmt | For | For | For | ||
1.8 | Elect Director Michael Slaunwhite | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. | |||||||
1.9 | Elect Director Katharine B. Stevenson | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. | |||||||
1.10 | Elect Director Carl Jurgen Tinggren | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD due to status as chair or member of compensation committee. |
Vote Summary Report
Date range covered: 07/01/2019 to 09/30/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Open Text Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.11 | Elect Director Deborah Weinstein | Mgmt | For | For | For | ||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | Against | ||
Voter Rationale: Base: no change. Base of $950K STIP: As last year, based on revenues and adjusted operating income. Board has discretion to adjust payout, but did not for '19 awards. LTIP: 50% PSUs (The number of PSUs to vest will be based on the company s total shareholder return (TSR) at the end of a three year period as compared to the TSR of companies comprising the constituents of the S&P MidCap400 Software and Services Index. If the relative cumulative TSR of the company compared to the cumulative TSR of the Index is greater than the 66th percentile, the relative TSR target will be achieved in full. If it is negative, no payout will be made. Otherwise, any target percentile achieved between 1 percent and 100 percent will be interpolated to determine a payout that can range from 1.5 percent to 150 percent of the target award.), 25% RSUs (cliff vest after 3 years), and 25% time-vesting options (eliminated performance-vesting options). Board has discretion to adjust PSU payouts. PSUs and RSUs cliff vest after 3 years from grant date.Perquisites: Approximately $17k in perquisites, including reimbursed for tax, financial, and estate planningAs last year, voting AGAINST measure due primarily to pay that can be adjusted at the board's discretion, and insufficient (uncontrollable) performance-based metrics (total shareholder return and share price). Last year withheld from voting for Chair of Comp Committee - this year will withhold from voting for the rest of the compensation committee members as well. | |||||||
4 | Approve Shareholder Rights Plan | Mgmt | For | For | Against | ||
Voter Rationale: Per ISS: Vote AGAINST the shareholder rights plan because it is not a "new generation" plan that is structured to protect the interests of shareholders in the event of a bid for their shares. |
ViaSat, Inc. | ||
Meeting Date: 09/04/2019 | Country: USA | Primary Security ID: 92552V100 |
Record Date: 07/08/2019 | Meeting Type: Annual | Ticker: VSAT |
Shares Voted: 41,592 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1.1 | Elect Director Richard Baldridge | Mgmt | For | For | For | |
1.2 | Elect Director Sean Pak | Mgmt | For | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 07/01/2019 to 09/30/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
ViaSat, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
Voter Rationale: Base: CEO pay increased 3.4% to $1.215MM. Peer median of $800k.STIP: As last few years, 66% based on unspecified leadership and strategic metrics. Remaining on revenues, EBITDA, net operating asset turnover, new contract awards, and non-GAAP diluted net EPS. Targets and actuals disclosed. Paid out 140% of 100% base salary target. LTIP: 75% Performance stock options based on the company's four-year TSR relative to the S&P Mid Cap 400 Index. Remaining time-based shares (49% of value and 25% of shares) vest at 1/4 per year.Perquisites: None (same as last year)Per ISS: A vote AGAINST this proposal is warranted. The CEO's annual bonus determination is predominately based on committee discretion, a problematic practice considering the multiple consecutive years of above-target bonus payouts despite mixed company performance. In addition, the base salary for the CEO continues to increase despite being significantly higher than both the company-selected and ISS-selected peer group medians. The COO's base salary also exceeds the median for both peer groups. DGI conclusion: Despite movement away from purely time-based equity for LTIP, options vesting on TSR is not much of an improvement. Voting AGAINST measure. | |||||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 10/01/2019 to 12/31/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Paychex, Inc. | ||
Meeting Date: 10/17/2019 | Country: USA | Primary Security ID: 704326107 |
Record Date: 08/19/2019 | Meeting Type: Annual | Ticker: PAYX |
Shares Voted: 19,487 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director B. Thomas Golisano | Mgmt | For | For | For | ||
1b | Elect Director Thomas F. Bonadio | Mgmt | For | For | For | ||
1c | Elect Director Joseph G. Doody | Mgmt | For | For | For | ||
1d | Elect Director David J.S. Flaschen | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to membership on compensation committee. | |||||||
1e | Elect Director Pamela A. Joseph | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to membership on compensation committee. | |||||||
1f | Elect Director Martin Mucci | Mgmt | For | For | For | ||
1g | Elect Director Joseph M. Tucci | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to membership on compensation committee. | |||||||
1h | Elect Director Joseph M. Velli | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to membership on compensation committee. | |||||||
1i | Elect Director Kara Wilson | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | Against | ||
Officers' Compensation | |||||||
Voter Rationale: Base: unchanged at to $950k. Peer median of $859k.STIP: As last 3 years, based on disclosed metrics (with thresholds, targets, and maximums) of operating income, service revenue growth, new business revenue growth, and undisclosed individual goals. CEO got paid 181% of base target or $1.7MM.LTIP: Roughly 50/50 split between performance and time-based comp. Overall 1/3 options and 2/3 RSUs. Metrics for performance-based include operating income (adjusted) and service revenue. Tresholds are not disclosed. Options vest over a 3-year period. RSUs vest over 3 years as well (including a 2-year measurement period). Overall similar to last FY but worse structure than 2 years go. Perquisites: NoneAs last year, voting AGAINST measure due to use of time-based equity and options. As last year, will also vote against members of compensation committee. | |||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Ubiquiti Inc. | ||
Meeting Date: 12/11/2019 | Country: USA | Primary Security ID: 90353W103 |
Record Date: 10/18/2019 | Meeting Type: Annual | Ticker: UI |
Vote Summary Report
Date range covered: 10/01/2019 to 12/31/2019
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Ubiquiti Inc. | ||
Shares Voted: 51,883 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1a | Elect Director Ronald A. Sege | Mgmt | For | Withhold | Withhold | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
FactSet Research Systems Inc. | ||
Meeting Date: 12/19/2019 | Country: USA | Primary Security ID: 303075105 |
Record Date: 10/24/2019 | Meeting Type: Annual | Ticker: FDS |
Shares Voted: 18,888 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director F. Philip Snow | Mgmt | For | For | For | ||
1.2 | Elect Director Sheila B. Jordan | Mgmt | For | For | For | ||
1.3 | Elect Director James J. McGonigle | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO base increased 5.4% to $470k compares to peer median of $778kSTIP: Changed from subjective to performance based on organic ASV growth (50%), adjusted operating margin(30%), individual goals (20%). CEO was paid 191% of base salary.LTIP: As last 2 years, 100% time-based options, vesting 1/5 per year.Perquisies: Aggregate perks of $0.0Voting AGAINST measure due to use of options and undisclosed performance metrics. Voted againstcompensation committee chair last year due to lack of performance-based metrics for both STIP and LTIP. Givenbetter STIP metrics, will refrain from voting against comp committee members this year; however, companymust switch to performance-based metrics for LTIP in subsequent years. |
Vote Summary Report
Date range covered: 01/01/2020 to 03/31/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Intuit Inc. | ||
Meeting Date: 01/23/2020 | Country: USA | Primary Security ID: 461202103 |
Record Date: 11/25/2019 | Meeting Type: Annual | Ticker: INTU |
Shares Voted: 28,810 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Eve Burton | Mgmt | For | For | For | ||
1b | Elect Director Scott D. Cook | Mgmt | For | For | For | ||
1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | ||
1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | ||
1e | Elect Director Deborah Liu | Mgmt | For | For | For | ||
1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | Against | ||
Voter Rationale: *Comp committee chair* Voting against due to comp structure. (See Below) | |||||||
1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | ||
1h | Elect Director Brad D. Smith | Mgmt | For | For | For | ||
1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | ||
1j | Elect Director Raul Vazquez | Mgmt | For | For | For | ||
1k | Elect Director Jeff Weiner | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO base of $911k down 8.9% year over year. Peer median $1MM.STIP: Based on non-GAAP operating income ($2.23B target), and revenue ($6.67B target) 50/50 mix. Payout will occur only if threshold of $800MM GAAP ($1.9B Actual) operating income is reached. Bogeys, thresholds, targets, and maximums disclosed. Discretional componentexists. Target payout for CEO is 132%, up to 331% maximum. 2019 payout was 152% of base.LTIP: ~26% time-based options by value, similar to last three years. Remainder performance-based stockconditioned on 3-yr TSR vs. peer companies (60th percentile target and 25th percentile threshold) and 1-yr GAAPoperating income (bogeys not disclosed).Perquisites: NoneVoting AGAINST measure due to significant use of time-based options, over-reliance on TSR | |||||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
4 | Adopt a Mandatory Arbitration Bylaw | SH | Against | Against | Against |
MSC Industrial Direct Co., Inc. | ||
Meeting Date: 01/29/2020 | Country: USA | Primary Security ID: 553530106 |
Record Date: 12/11/2019 | Meeting Type: Annual | Ticker: MSM |
Vote Summary Report
Date range covered: 01/01/2020 to 03/31/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
MSC Industrial Direct Co., Inc. | |
Shares Voted: 20,443 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Mitchell Jacobson | Mgmt | For | For | For | ||
1.2 | Elect Director Erik Gershwind | Mgmt | For | For | For | ||
1.3 | Elect Director Jonathan Byrnes | Mgmt | For | For | For | ||
1.4 | Elect Director Louise Goeser | Mgmt | For | For | For | ||
1.5 | Elect Director Michael Kaufmann | Mgmt | For | For | For | ||
1.6 | Elect Director Denis Kelly | Mgmt | For | For | Withhold | ||
Voter Rationale: Voting WITHHOLD because of comp. | |||||||
1.7 | Elect Director Steven Paladino | Mgmt | For | For | For | ||
1.8 | Elect Director Philip Peller | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO salary increased 3% to $763k. Peer median $875k.STIP: Based on Operating margin (37.5%),Organic revenue growth (37.5%), and individual goals/objectives(25%). All bogeys disclosed for first two metrics, for which the targets (13.6% & 8.5%) were missed (12.2% & 5.1% Actual.) No discretionary bonusing. 77% of a 200% of base target was paid out.LTIP: 100% time based shares (47% of value; 17% of shares) and options (53% of value; 83% of shares),vesting at 1/5 and 1/4 per year, respectively.Perquisites: Auto $14,855Voting AGAINST measure due to heavy reliance on time-based equity. |
Dolby Laboratories, Inc. | ||
Meeting Date: 02/04/2020 | Country: USA | Primary Security ID: 25659T107 |
Record Date: 12/06/2019 | Meeting Type: Annual | Ticker: DLB |
Shares Voted: 67,768 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1.1 | Elect Director Kevin Yeaman | Mgmt | For | For | For | |
1.2 | Elect Director Peter Gotcher | Mgmt | For | For | For | |
1.3 | Elect Director Micheline Chau | Mgmt | For | For | For | |
1.4 | Elect Director David Dolby | Mgmt | For | For | For | |
1.5 | Elect Director N. William Jasper, Jr. | Mgmt | For | For | For | |
1.6 | Elect Director Simon Segars | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 01/01/2020 to 03/31/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Dolby Laboratories, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.7 | Elect Director Roger Siboni | Mgmt | For | For | For | ||
1.8 | Elect Director Anjali Sud | Mgmt | For | For | For | ||
1.9 | Elect Director Avadis Tevanian, Jr. | Mgmt | For | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO increased 4.5% to $818k. Peer median of $738k.STIP: As last four years, based on non-GAAP operating income and revenue. Most bogeys disclosed. Targetswere exceeded last year and 79% of 100% of base salary target was paid (CEO).LTIP: Four years ago, the company changed its compensation practices towards more performance-basedmetrics. 19% of value towards options granted on achievement of 3-yr TSR with a 15% target. Remaining LTIPis time-based, including options, vesting over 4 years.Perquisites: None.”Over the last few years, we voted FOR the proposal due to management's proactivity gaining insight from us onthe construction of a more ideal comp structure. They contacted us again this year, where we continue to makeclear our compensation preferences. We will need to see continued progress away from time-based equity andfurther elimination of time-based options in subsequent years and a different performance metric than TSR.Voting FOR measure this year based on management reaching out for our input regarding proxy.” - Last year's note. Have not seen progress away from time-based comp and TSR performance metric remains the same. Voting AGAINST. | |||||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Plexus Corp. | ||
Meeting Date: 02/12/2020 | Country: USA | Primary Security ID: 729132100 |
Record Date: 12/05/2019 | Meeting Type: Annual | Ticker: PLXS |
Shares Voted: 82,562 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1.1 | Elect Director Ralf R. Boer | Mgmt | For | For | For | |
1.2 | Elect Director Stephen P. Cortinovis | Mgmt | For | For | For | |
1.3 | Elect Director David J. Drury | Mgmt | For | For | For | |
1.4 | Elect Director Joann M. Eisenhart | Mgmt | For | For | For | |
1.5 | Elect Director Dean A. Foate | Mgmt | For | For | For | |
1.6 | Elect Director Rainer Jueckstock | Mgmt | For | For | For | |
1.7 | Elect Director Peter Kelly | Mgmt | For | For | For | |
1.8 | Elect Director Todd P. Kelsey | Mgmt | For | For | For | |
1.9 | Elect Director Karen M. Rapp | Mgmt | For | For | For | |
1.10 | Elect Director Paul A. Rooke | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 01/01/2020 to 03/31/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Plexus Corp.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.11 | Elect Director Michael V. Schrock | Mgmt | For | For | For | ||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO increased 4.8% to $959k. Peer median of $962kSTIP: Based on absolute revenue targets (40%), ROCE (40%), and individual objectives (20%).Bogeys, thresholds, and maximums disclosed. Target achieved for revenue and ROCE. 195% of base salary paid out.LTIP: performance-based compensation 46% of total equity award value, performanceconditioned on 3-year TSR vs. Russell 3000 index, with target the 50th percentile plus (new for year) ameasurement for economic return (absolute target of 2.5% greater than breakeven threshold). Remaining istime-based shares, WITH CLIFF-VESTING 3-years. Total of $3.2M Perquisites: Auto $122k, Aggregate perks: $412; Allowance: $15kVoting FOR measure given continued positive changes toward more performance-based metrics and completeelimination of options. Would ideally like to see elimination of perquisites and time based RSUs in future proxies. |
Varian Medical Systems, Inc. | ||
Meeting Date: 02/13/2020 | Country: USA | Primary Security ID: 92220P105 |
Record Date: 12/16/2019 | Meeting Type: Annual | Ticker: VAR |
Shares Voted: 25,305 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1a | Elect Director Anat Ashkenazi | Mgmt | For | For | For | |
1b | Elect Director Jeffrey R. Balser | Mgmt | For | For | For | |
1c | Elect Director Judy Bruner | Mgmt | For | For | For | |
1d | Elect Director Jean-Luc Butel | Mgmt | For | For | For | |
1e | Elect Director Regina E. Dugan | Mgmt | For | For | For | |
1f | Elect Director R. Andrew Eckert | Mgmt | For | For | For | |
1g | Elect Director Phillip G. Febbo | Mgmt | For | For | For | |
1h | Elect Director David J. Illingworth | Mgmt | For | For | For | |
1i | Elect Director Michelle M. Le Beau | Mgmt | For | For | For | |
1j | Elect Director Dow R. Wilson | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 01/01/2020 to 03/31/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Varian Medical Systems, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay flat at $1MM. Peer median of $943k.STIP: 80% based on economic profit (vs. EBIT and revenue growth from last year). Remainder in individualgoals. Quantitative bogeys disclosed; maximum of $458MM exceeded ($464MM). “Economic profit” is defined bythe company as gross cash earnings in excess of the required return on the company's gross operating assets.LTIP: Eliminated time-based shares and options. 32% are performance shares; 68% are performance options.Based on 3-year revenue CAGR and change in EBIT%. Payout modifier is 3-year TSR vs. business model peergroup.Perquisites: Aggregate perks $21,280Voting FOR measure. | |||||||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
IHS Markit Ltd. | ||
Meeting Date: 04/16/2020 | Country: Bermuda | Primary Security ID: G47567105 |
Record Date: 02/20/2020 | Meeting Type: Annual | Ticker: INFO |
Shares Voted: 27,705 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Lance Uggla | Mgmt | For | For | For | ||
1b | Elect Director John Browne | Mgmt | For | For | For | ||
1c | Elect Director Ruann F. Ernst | Mgmt | For | For | For | ||
1d | Elect Director William E. Ford | Mgmt | For | For | For | ||
1e | Elect Director Jean-Paul L. Montupet | Mgmt | For | For | For | ||
1f | Elect Director Deborah K. Orida | Mgmt | For | For | For | ||
1g | Elect Director James A. Rosenthal | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay of $1.2M unchanged. Peer median of $1MSTIP: Based on revenue (40%) and adjusted EBITDA (60%), same as last year. All bogeys disclosed. 160% of base target payout for CEO; 144% of target paid.LTIP: 100% performance-based on Adjusted EPS, 3-yr cumulative adjusted EBITDA and 3-yr TSR vs SP500. Targets not disclosed. 839% of base paid last year in PSU. Perquisites: noneA true 100% performance-based framework is a rarity but more transparency around LTIP goals would be preferred. Voting FOR measure. Revise next year if more of LTIP moves to TSR or away from fundamentals. | |||||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
COGNEX CORPORATION | ||
Meeting Date: 04/23/2020 | Country: USA | Primary Security ID: 192422103 |
Record Date: 02/28/2020 | Meeting Type: Annual | Ticker: CGNX |
Shares Voted: 75,310 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Patrick A. Alias | Mgmt | For | For | For | ||
1.2 | Elect Director Theodor Krantz | Mgmt | For | For | For | ||
1.3 | Elect Director Dianne M. Parrotte | Mgmt | For | For | For | ||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
COGNEX CORPORATION
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay unchanged at $376k. Peer median of $656k.STIP: Based on individual performance goals (targets not disclosed). For 2019, the company must first achieve non-GAAP consolidated operating income that is 30 percent of revenue or greater for any employee to receive a bonus under the bonus plan. The actual consolidated operating margin achieved for bonus purposes was 26.4 percent in 2019. No STIP paid in 2019. LTIP: As last year, 100% time-based options were issued vested 1/5 per year. $4.4M total for 2019. Perquisites: None.Voting AGAINST measure due to practice of issuing options for LTIP and vague STIP personal performance targets. |
Intuitive Surgical, Inc. | ||
Meeting Date: 04/23/2020 | Country: USA | Primary Security ID: 46120E602 |
Record Date: 02/28/2020 | Meeting Type: Annual | Ticker: ISRG |
Shares Voted: 8,885 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Craig H. Barratt | Mgmt | For | For | For | ||
1b | Elect Director Joseph C. Beery | Mgmt | For | For | For | ||
1c | Elect Director Gary S. Guthart | Mgmt | For | For | For | ||
1d | Elect Director Amal M. Johnson | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to chairmanship on compensation committee and continued extensive use of time-basedequity | |||||||
1e | Elect Director Don R. Kania | Mgmt | For | For | For | ||
1f | Elect Director Amy L. Ladd | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to chairmanship on compensation committee and continued extensive use of time-basedequity | |||||||
1g | Elect Director Keith R. Leonard, Jr. | Mgmt | For | For | For | ||
1h | Elect Director Alan J. Levy | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to chairmanship on compensation committee and continued extensive use of time-basedequity | |||||||
1i | Elect Director Jami Dover Nachtsheim | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to chairmanship on compensation committee and continued extensive use of time-basedequity | |||||||
1j | Elect Director Mark J. Rubash | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Intuitive Surgical, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay increased 3.0% to $790k. Peer median of $1,009kSTIP: As last two years, based 50% on adjusted operating income (bogeys disclosed & target achieved) and 50%on company performance goals (not disclosed, but hit 98.8% of target). CEO paid 103% of base salary.LTIP: As last year, 100% time-based equity, including options, which vest over a 4 year period.Perquisites: None.As last few years, voting AGAINST measure due to extensive use of time-based equity. Voting againstcompensation committee chair this year because practice has not changed. | |||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
5 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | ||
6 | Provide Right to Call Special Meeting | Mgmt | For | For | For |
Graco Inc. | ||
Meeting Date: 04/24/2020 | Country: USA | Primary Security ID: 384109104 |
Record Date: 02/24/2020 | Meeting Type: Annual | Ticker: GGG |
Shares Voted: 43,386 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Patrick J. McHale | Mgmt | For | For | For | ||
1b | Elect Director Lee R. Mitau | Mgmt | For | For | Against | ||
Voter Rationale: Voting against compensation committee chair and members due to continued focus on time-based equity | |||||||
1c | Elect Director Martha A. Morfitt | Mgmt | For | For | Against | ||
Voter Rationale: Voting against compensation committee chair and members due to continued focus on time-based equity | |||||||
1d | Elect Director Kevin J. Wheeler | Mgmt | For | For | Against | ||
Voter Rationale: Voting against compensation committee chair and members due to continued focus on time-based equity | |||||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay increased 3.1% to $841k. Peer median of $858k.STIP: As last year, based on adjusted EPS and net sales. Threshold, target, and maximum bogeys disclosed.Achieved maximum targets for both metrics.LTIP: 100% time-based options.Perquisites: Aggregate perks of $6.16k.As in previous years, voting AGAINST measure due to use of time-based options. Voting against compensationcommittee chair and members next year, as promised, due to continued focus on time-based equity |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Deluxe Corporation | ||
Meeting Date: 04/29/2020 | Country: USA | Primary Security ID: 248019101 |
Record Date: 03/02/2020 | Meeting Type: Annual | Ticker: DLX |
Shares Voted: 44,206 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Ronald C. Baldwin | Mgmt | For | For | For | ||
1.2 | Elect Director William C. Cobb | Mgmt | For | For | For | ||
1.3 | Elect Director Cheryl E. Mayberry McKissack | Mgmt | For | For | For | ||
1.4 | Elect Director Barry C. McCarthy | Mgmt | For | For | For | ||
1.5 | Elect Director Don J. McGrath | Mgmt | For | For | For | ||
1.6 | Elect Director Thomas J. Reddin | Mgmt | For | For | For | ||
1.7 | Elect Director Martyn R. Redgrave | Mgmt | For | For | For | ||
1.8 | Elect Director John L. Stauch | Mgmt | For | For | For | ||
1.9 | Elect Director Victoria A. Treyger | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: No change at $900k. Peer median of $884k.STIP: Based on adjusted revenue (45% weight), EBITDA (35% weight), and other subjective measures (20% weight). Target of 120% of base salary with max of 240%. Targets were not achieved, but thresholds were; total payout was 58% of base.LTIP: 56% of value based on time-based options and stock. Both vesting 1/4 per year. Remaining are performance shares based on 3-year performance period (organic revenue growth and 3-year TSR). These shares cliff-vest after 3 years. This was the first year the company had a performance-based metric.Perquisites: NoneVoting AGAINST measure, as company does not detail changes to the 2020 plan, but omnibus stock plan refers to continuing to utilize options as a vehicle for driving compensation. Will monitor for improvement in subsequent years. | |||||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST measure due to regular utilization of time-based options. | |||||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Cabot Oil & Gas Corporation | ||
Meeting Date: 04/30/2020 | Country: USA | Primary Security ID: 127097103 |
Record Date: 03/04/2020 | Meeting Type: Annual | Ticker: COG |
Shares Voted: 322,602 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Dorothy M. Ables | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Cabot Oil & Gas Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.2 | Elect Director Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Director Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Director Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Director Peter B. Delaney | Mgmt | For | For | For | ||
1.6 | Elect Director Dan O. Dinges | Mgmt | For | For | For | ||
1.7 | Elect Director Robert Kelley | Mgmt | For | For | For | ||
1.8 | Elect Director W. Matt Ralls | Mgmt | For | For | For | ||
1.9 | Elect Director Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay increased 5.2% to $1.09MM. Peer median of $1.1MM.STIP: Target of ~130% of base, up to 328% maximum. Based on a number of metrics including production growth per debt-adjusted share, unit costs, reserve growth per debt-adjusted share, finding costs, unspecified strategic items, and ROCE. Other than strategic items, all thresholds, targets, and maximums are disclosed. 177% of base was paid out.LTIP: 100% performance-based on 3-year TSR (ranked 9th or higher in peer group) and operating cash flow ($100MM or more)Perquisites: $53k aggregate perks.Performance-based shares are TSR-based with a $100MM cash flow minimum modifier. However, STIP metrics are optimal. Voting FOR measure due to zero time-based equity and despite use of TSR as the metric. |
TCF Financial Corporation | ||
Meeting Date: 05/06/2020 | Country: USA | Primary Security ID: 872307103 |
Record Date: 03/09/2020 | Meeting Type: Annual | Ticker: TCF |
Shares Voted: 19,378 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Peter Bell | Mgmt | For | For | For | ||
1.2 | Elect Director Craig R. Dahl | Mgmt | For | For | For | ||
1.3 | Elect Director Karen L. Grandstrand | Mgmt | For | For | For | ||
1.4 | Elect Director Richard H. King | Mgmt | For | For | For | ||
1.5 | Elect Director Ronald A. Klein | Mgmt | For | For | For | ||
1.6 | Elect Director Barbara J. Mahone | Mgmt | For | For | For | ||
1.7 | Elect Director Barbara L. McQuade | Mgmt | For | For | For | ||
1.8 | Elect Director Vance K. Opperman | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
TCF Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.9 | Elect Director David T. Provost | Mgmt | For | For | For | ||
1.10 | Elect Director Roger J. Sit | Mgmt | For | For | For | ||
1.11 | Elect Director Julie H. Sullivan | Mgmt | For | For | For | ||
1.12 | Elect Director Jeffrey L. Tate | Mgmt | For | For | For | ||
1.13 | Elect Director Gary Torgow | Mgmt | For | For | For | ||
1.14 | Elect Director Arthur A. Weiss | Mgmt | For | For | For | ||
1.15 | Elect Director Franklin C. Wheatlake | Mgmt | For | For | For | ||
1.16 | Elect Director Theresa M. H. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO base pay increased 10.0% to $1,020k; peer median of $1,000k.STIP: 64% based on Adj. Core Net Income / 20% individual / 16% Adj. Efficiency Ratio. Actual performance exceeded the maximum & all thresholds disclosed. Total payout 200% of base salary, or $2M. LTIP: 50% 3-year EPS and 50% TSR both over 3 years. FY 2019 LTIP was zero. Perquisites: Aircraft use $4K, Auto: 3.3K Financial planning 3.5K Company still uses TSR as a performance metric for LTIP however, inclusion of 3-year EPS targets for LTIP is a welcomed changed from last year. Additionally, the continued utilization of excessive perquisites (including company plane, car stipend, tax service) is unacceptable. While an minor improvement from last year (voted against all comp committee members) we will keep an eye for next year comp. If no further improvements then will vote against comp committee chair / members. Voting AGAINST measure | |||||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Edwards Lifesciences Corporation | ||
Meeting Date: 05/07/2020 | Country: USA | Primary Security ID: 28176E108 |
Record Date: 03/13/2020 | Meeting Type: Annual | Ticker: EW |
Shares Voted: 16,774 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Michael A. Mussallem | Mgmt | For | For | For | ||
1b | Elect Director Kieran T. Gallahue | Mgmt | For | For | For | ||
1c | Elect Director Leslie S. Heisz | Mgmt | For | For | For | ||
1d | Elect Director William J. Link | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST member of compensation committee | |||||||
1e | Elect Director Steven R. Loranger | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST member of compensation committee |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Edwards Lifesciences Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1f | Elect Director Martha H. Marsh | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST member of compensation committee | |||||||
1g | Elect Director Ramona Sequeira | Mgmt | For | For | For | ||
1h | Elect Director Nicholas J. Valeriani | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST member of compensation committee | |||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO's pay increased 3.6% to $1.072M. Peer median of $984k.STIP: As last year, based on revenue growth (50%), NI (30%), and FCF (20%). Threshold, target, and maximumbogeys disclosed. Maximum bogeys exceeded and 222% of payout paid.LTIP: Similar to last year, 79% time-based over 4 year period (3 for CEO), the vast weighting toward options.The remaining are time-based RSUs that cliff vest, half on year 3 and the other half year 4. Remaining 21%based on 3-year TSR against S&P healthcare equipment index companies, with target the median performingcompanies.Perquisites: Auto: 13,200; CEO Perks Allowance: 40,000Voting AGAINST due to extensive use of time-based comp. | |||||||
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to use of time-based options. | |||||||
4 | Approve Stock Split | Mgmt | For | For | For | ||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
6 | Provide Right to Act by Written Consent | SH | Against | Against | Against | ||
Voter Rationale: Per ISS: In this case, the potential for abuse of a written consent right is small, given that no single shareholder could act unilaterally bywritten consent. However, the company's existing corporate governance provisions give shareholders sufficient means to takeactions which might otherwise be taken by written consent. Specifically, shareholders have the ability to amend the governingdocuments by majority vote, hold incumbent directors accountable by majority vote through annual elections, and have a proxy access right. The company does not have a poison pill in place. In addition, shareholders have the right to call special meetings at a15 percent ownership threshold, which the company adopted after conducting outreach to shareholders in 2015 and 2016 thatindicated that shareholders were supportive of the 15 percent ownership threshold in lieu of a written consent right. Given that thecompany's existing governance practices provide an effective counterbalance to the absence of a written consent right, support forthis proposal is not warranted. |
Power Integrations, Inc. | ||
Meeting Date: 05/08/2020 | Country: USA | Primary Security ID: 739276103 |
Record Date: 03/16/2020 | Meeting Type: Annual | Ticker: POWI |
Shares Voted: 49,825 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Wendy Arienzo | Mgmt | For | For | For | ||
1.2 | Elect Director Balu Balakrishnan | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Power Integrations, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.3 | Elect Director Nicholas E. Brathwaite | Mgmt | For | For | For | ||
1.4 | Elect Director Anita Ganti | Mgmt | For | For | For | ||
1.5 | Elect Director William L. George | Mgmt | For | For | Withhold | ||
Voter Rationale: 65% of LTIP comprised of time based shares for second year in a row. | |||||||
1.6 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | For | ||
1.7 | Elect Director Necip Sayiner | Mgmt | For | For | For | ||
1.8 | Elect Director Steven J. Sharp | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: Increased 2.7% for CEO to $609k. Peer median of $595k.STIP: Discretionary bonus, but small ($3k).LTIP: 35% performance-conditioned on Revenue, Non-GAAP op income, and strategic goals. Target, threshold and maximum metrics disclosed and performance period is 1 (for PSUs) and 3 (for PRSUs) years. Remainder is time-based stock, and vest 1/4th per year.Perquisites: NoneSame as last year, current year’s LTIP is still comprised of 65% of time-based shares vested over 4 years.As last year, voting AGAINST measure due to high tilt towards RSUs. Voting against chair of Comp Committee since nothing changed. Vote against all comp committee members next year if nothing changes again. | |||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Sleep Number Corporation | ||
Meeting Date: 05/13/2020 | Country: USA | Primary Security ID: 83125X103 |
Record Date: 03/18/2020 | Meeting Type: Annual | Ticker: SNBR |
Shares Voted: 72,325 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Julie M. Howard | Mgmt | For | For | For | ||
1.2 | Elect Director Kathleen L. Nedorostek | Mgmt | For | For | Withhold | ||
Voter Rationale: Member of comp committee. Voting AGAINST due to: 1) The utilization of time-based comp is going in the wrong direction from 18% of LTIP in 2015 to 31% of LTIP in 2020. 2) Non-disclosure of performance-based LTIP targets and thresholds. 3) Continued use of options. | |||||||
1.3 | Elect Director Jean-Michel Valette | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Sleep Number Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | Against | ||
Voter Rationale: From SNBR Proxy (03/31/2020): Our Board recognizes the impact of dilution on our shareholders and has evaluated this share request carefully in the context of the need to motivate, retain and ensure that our leadership team and key employees are focused on our strategic priorities. The total fully-diluted overhang as of December 28, 2019, assuming that the entire share reserve is granted in stock options, SARs, or full-value awards would be 15.7%. In this context, fully-diluted overhang is calculated as the sum of grants outstanding and shares available for future awards (numerator) divided by the sum of the numerator and basic common shares outstanding, with all data effective as of December 28, 2019. Our Board believes that the proposed share reserve represents a reasonable amount of potential equity dilution to accommodate our long-term strategic and growth priorities.We expect that the share reserve under the 2020 Plan, if this proposal is approved by our shareholders, will be sufficient for awards for approximately four years. Voting AGAINST due to: 1) The utilization of time-based comp is going in the wrong direction from 18% of LTIP in 2015 to 31% of LTIP in 2020. 2) Non-disclosure of performance-based LTIP targets and thresholds. 3) Continued use of options. | |||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base pay: CEO increased year over year by 6.6% to 988k; peer median $933k.STI: 100% based on EBITDA. Threshold, target, and maximum bogeys disclosed. Target for full year exceeded; maximum was not (first half of year target was also met). Payout 154% of salary vs. 120% target.LTI: 68% performance-based on 3-yr net operating profit growth, annual net revenue growth. Other bogeys not disclosed until after the end of the performance period. Remaining are options vesting 1/3 per year.Perquisites: Aggregate perks $45k (includes reimbursement for financial planning and tax advice, physical exam, and travel expense.)Voting AGAINST due to: 1) The utilization of time-based comp is going in the wrong direction from 18% of LTIP in 2015 to 31% of LTIP in 2020. 2) Non-disclosure of performance-based LTIP targets and thresholds. 3) Continued use of options. | |||||||
4 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For |
JetBlue Airways Corporation | ||
Meeting Date: 05/14/2020 | Country: USA | Primary Security ID: 477143101 |
Record Date: 03/19/2020 | Meeting Type: Annual | Ticker: JBLU |
Shares Voted: 283,288 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Basil Ben Baldanza | Mgmt | For | For | For | ||
1b | Elect Director Peter Boneparth | Mgmt | For | For | For | ||
1c | Elect Director Virginia Gambale | Mgmt | For | For | For | ||
1d | Elect Director Robin Hayes | Mgmt | For | For | For | ||
1e | Elect Director Ellen Jewett | Mgmt | For | For | For | ||
1f | Elect Director Robert Leduc | Mgmt | For | For | For | ||
1g | Elect Director Teri McClure | Mgmt | For | For | For | ||
1h | Elect Director Sarah Robb O'Hagan | Mgmt | For | For | For | ||
1i | Elect Director Vivek Sharma | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
JetBlue Airways Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1j | Elect Director Thomas Winkelmann | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay increased 3.3% to $598k. Peer median of $661k.STIP: Based 25% on customer NPS (net promoter score), 25% on "controllable costs", 25% on individual performance, and 25% on EBT. Target metrics disclosed, but not for all categories. 132% of base was paid out. 251% maximum possible for the CEO.LTIP: 58% performance conditioned on 3-year average ROIC and EPS target of %2.5. Metrics for ROIC not disclosed. Remaining is time-based stock that vests equally over 3 years.Perquisites: NoneVoting AGAINST since no improvement since last year's trend of moving away from time-based shares. Would like to see more of LTIP tilted towards performance-based measures. | |||||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
6 | Provide Right to Call Special Meeting | Mgmt | For | For | For | ||
7 | Provide Right to Act by Written Consent | Mgmt | For | For | For | ||
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Against | Against | ||
Voter Rationale: Per ISS: A vote AGAINST this proposal is warranted, as requiring shareholder ratification of any bylaw amendments adopted by the board would be overly burdensome. In addition, shareholders have effective recourse to modify a bylaw adopted by the board, if necessary. |
Manhattan Associates, Inc. | ||
Meeting Date: 05/14/2020 | Country: USA | Primary Security ID: 562750109 |
Record Date: 03/20/2020 | Meeting Type: Annual | Ticker: MANH |
Shares Voted: 16,158 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Eddie Capel | Mgmt | For | For | For | ||
1b | Elect Director Charles E. Moran | Mgmt | For | For | For | ||
Voter Rationale: Member of the comp committee. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Manhattan Associates, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO salary increased 4.3% to $600k. Peer median $498k.STIP: Based Adj Op Income (50%), Net Annual Contract Value (25%) and Revenue (25%). Threshold, target, and maximum metrics disclosed. Exceeded all maximum targets, got 150% of base, max 150%.LTIP: 66.5% time-based equity vesting ratably over 4 years, up from 50% from last year. Remaining 33.6% performance-based on 3-yr Based Adj Op Income, Net Annual Contract Value and Revenue.Perquisites: Life insurance $15,169. Aggregate CEO perks: $22,608.Voting for this measure was contingent upon moving away from time-based equity. The mix of performance vs. time-based LTIP changed from 50/50 to 34/66. Thus, voting AGAINST is warranted. | |||||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
Voter Rationale: After a meeting with Nick (05/13/2020), we are conformable for FOR stock plan. If time-based comp, especially if including options, start/continue to make up more of the overall comp plan, it may merit a vote against future compensation plans, stock plans and comp committee members. | |||||||
4 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Landstar System, Inc. | ||
Meeting Date: 05/19/2020 | Country: USA | Primary Security ID: 515098101 |
Record Date: 03/24/2020 | Meeting Type: Annual | Ticker: LSTR |
Shares Voted: 30,964 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director David G. Bannister | Mgmt | For | For | For | ||
1b | Elect Director George P. Scanlon | Mgmt | For | For | For | ||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
Voter Rationale: Voting FOR measure due to reliance on performance-based equity. | |||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay flat at $500k. Peer median of $861k.STIP: Based on diluted EPS. Target bogey disclosed. No discretionary bonus. Achieved $5.72 of the $7.34 target ($6.92 threshold.) 0% of base salary was paid out.LTIP: As last year, 80% performance-based on operating income and EPS. Threshold is no negative average change for each year of the 5 year performance period. Target is 50% sum of the average %change in operating income and diluted EPS. Remaining 25% is time-based and vests 1/3 per year.Perquisites: $4.5k life insurance.Voting FOR as performance based comp is 80% of LTI |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Proto Labs, Inc. | ||
Meeting Date: 05/19/2020 | Country: USA | Primary Security ID: 743713109 |
Record Date: 03/24/2020 | Meeting Type: Annual | Ticker: PRLB |
Shares Voted: 26,215 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Victoria M. Holt | Mgmt | For | For | For | ||
1b | Elect Director Archie C. Black | Mgmt | For | For | For | ||
1c | Elect Director Sujeet Chand | Mgmt | For | For | For | ||
1d | Elect Director Moonhie Chin | Mgmt | For | For | For | ||
1e | Elect Director Rainer Gawlick | Mgmt | For | For | For | ||
1f | Elect Director John B. Goodman | Mgmt | For | For | For | ||
1g | Elect Director Donald G. Krantz | Mgmt | For | For | For | ||
1h | Elect Director Sven A. Wehrwein | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay +9.1% at $600k. Peer median of $600k.STIP: As last year, 75% based on revenue growth and 25% on adjusted operating margin. Threshold and targets for revenue growth disclosed. Target not exceeded .Payout at 36% of base salary.LTIP: 3-yr organic revenue and adjusted EPS measure for 58.5%% of LTIP. Remainder is time-based shares and options (41.5%) which vest 1/4th per year.Perquisites: None.Voting FOR measure due to appropriate performance-based metrics for LTIP. Further movement away from time-based equity, including options, is expected in the coming years for continued 'FOR' votes. | |||||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Southwestern Energy Company | ||
Meeting Date: 05/19/2020 | Country: USA | Primary Security ID: 845467109 |
Record Date: 03/20/2020 | Meeting Type: Annual | Ticker: SWN |
Shares Voted: 535,154 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director John D. Gass | Mgmt | For | For | For | ||
1.2 | Elect Director Catherine A. Kehr | Mgmt | For | For | For | ||
1.3 | Elect Director Greg D. Kerley | Mgmt | For | For | For | ||
1.4 | Elect Director Jon A. Marshall | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Southwestern Energy Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.5 | Elect Director Patrick M. Prevost | Mgmt | For | For | For | ||
1.6 | Elect Director Anne Taylor | Mgmt | For | For | For | ||
1.7 | Elect Director Denis J. Walsh, III | Mgmt | For | For | For | ||
1.8 | Elect Director William J. Way | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | For | ||
Voter Rationale: Base: CEO base increased 1.8% to $896k. Peer median of $815k.STIP: As last year, based on: individual performance (30%, individual performance/discretionary), discretionary cash flow (21%, all bogeys disclosed with target exceeded), operating expenses (21%, all bogeys disclosed with target exceeded), production (21%, all bogeys disclosed with target exceeded), and health/safety/environmental performance (7%, below most target goals). 145% of 125% base salary target was paid out. Maximum would have been 250% of base salary.LTIP: 50% performance-conditioned on 3-year relative TSR, 3-yr TSR (120% of beginning price), and ROACE. Remaining are time-based stock. Company made proactive attempt to discuss pay practices over last two years.Perquisites: As last year: Auto $7.38k. Financial planning $15k.Voting FOR measure due to use of ROACE as a metric for 2019 and beyond. Company disclosed that Glass-Lewis approved of measure; ISS didn't revise their determination after presented with information from the company that invalidated their conclusion. Provided feedback to the company that we would prefer to see elimination of time-based and TSR-based equity insubsequent years, elimination of company vehicle; will monitor for continued improvement. | |||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | ||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Akamai Technologies, Inc. | ||
Meeting Date: 05/20/2020 | Country: USA | Primary Security ID: 00971T101 |
Record Date: 03/23/2020 | Meeting Type: Annual | Ticker: AKAM |
Shares Voted: 58,763 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Tom Killalea | Mgmt | For | For | For | ||
1.2 | Elect Director Tom Leighton | Mgmt | For | For | For | ||
1.3 | Elect Director Jonathan Miller | Mgmt | For | For | For | ||
1.4 | Elect Director Monte Ford | Mgmt | For | For | For | ||
1.5 | Elect Director Madhu Ranganathan | Mgmt | For | For | For | ||
1.6 | Elect Director Fred Salerno | Mgmt | For | For | For | ||
1.7 | Elect Director Ben Verwaayen | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Akamai Technologies, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO continues to pay himself $1. Peer median of $800k.STIP: 50% based on non-GAAP operating income, 50% on revenue. Target bogeys disclosed. $1.9MM paid out of a target $1.25MM for CEO.LTIP: 68% performance (3-year measurement period) based conditioned on revenue, non-GAAP EPS, and 3-yr TSR vs. S&P 500 IT index. Revenue and Non-GAAP EPS targets disclosed. Remaining % of shares vest over 3 years. Perquisites: NoneTime-based equity 68 % of total LTIP. Future votes contingent upon improvement. Voting FOR measure. | |||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Align Technology, Inc. | ||
Meeting Date: 05/20/2020 | Country: USA | Primary Security ID: 016255101 |
Record Date: 03/25/2020 | Meeting Type: Annual | Ticker: ALGN |
Shares Voted: 27,882 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Kevin J. Dallas | Mgmt | For | For | For | ||
1.2 | Elect Director Joseph M. Hogan | Mgmt | For | For | For | ||
1.3 | Elect Director Joseph Lacob | Mgmt | For | For | For | ||
1.4 | Elect Director C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Director George J. Morrow | Mgmt | For | For | For | ||
1.6 | Elect Director Anne M. Myong | Mgmt | For | For | For | ||
1.7 | Elect Director Thomas M. Prescott | Mgmt | For | For | For | ||
1.8 | Elect Director Andrea L. Saia | Mgmt | For | For | For | ||
1.9 | Elect Director Greg J. Santora | Mgmt | For | For | For | ||
1.10 | Elect Director Susan E. Siegel | Mgmt | For | For | For | ||
1.11 | Elect Director Warren S. Thaler | Mgmt | For | For | For | ||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO increased 5.3% to $1,126k. Peer median of $930k.STIP: As last year, based on disclosed target metrics of revenue (60%) and adjusted non-GAAP op income (40%). Exceeded maximums: 286% of base payout ($3,220K). LTIP: 66.7% 3-yr TSR based and 33.3% time based. Total value of $10.2M. ALGN reached out last year asking to approve a $22M LTIP as a retention tool for CEO, which we approved. This year LTIP seems large and not aligned with any fundamentals.Perquisites: None. Voting AGAINST. See LTIP comments. If no change next year, vote against Comp Committee Chair./ |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Core Laboratories N.V.
Meeting Date: 05/20/2020 | Country: Netherlands | Primary Security ID: N22717107 |
Record Date: 04/22/2020 | Meeting Type: Annual | Ticker: CLB |
Shares Voted: 28,475 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Harvey Klingensmith | Mgmt | For | For | For | ||
1b | Elect Director Monique van Dijken Eeuwijk | Mgmt | For | For | For | ||
2 | Ratify KPMG as Auditors | Mgmt | For | For | For | ||
3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
4 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
6 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | ||
7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | ||
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: $1.04M, up 3.1%. Peer median at $751KSTIP: As last year, metrics include EPS, operating margin, revenue, and safety/ESG. Thresholds are at 50thpercentile; target metric not disclosed; maximum 100th percentile. Safety/ESG metrics not disclosed. Actuals at50th, 75th, 36th percentile, and N/A, respectively. CEO didn't receive STIP, once again.LTIP: 100% performance-based on 3-yr ROIC vs. comp group. Target is top quartile. Max is #1 in peer group.CEO getting $4.8MM in share value at grant time.Perquisites: None.Voting for measure due to 100% performance-based metrics and challenging targets.Per ISS: Annual incentives are contingent on rigorous objective metrics. Although performance would have resulted in above-target payouts, the board chairman exercised discretion not to pay awards under the FY19 annual incentive program, marking the fourth consecutive year in which NEOs did not receive payouts that they would otherwise have been entitled to receive. While investors may expect more disclosure regarding multiple years of such forfeitures with limited disclosure of rationale, the forfeiture of 2019 annual incentives aligns with poor annual TSR performance and mixed financial performance. LTI awards are fully conditioned on performance as measured over multiple years, with top-quartile performance required for target payouts. While it is noteworthy that the CEO's FY17-19 equity award vested at the maximum level during a period of negative TSR, the proxy disclosed that FY20 LTI awards will include a TSR modifier that may reduce above-target payouts if TSR is negative. Moreover, the CEO's realizable pay is directionally aligned with three-year shareholder returns. Considering these factors, support for this proposal is warranted. | |||||||
8b | Approve Remuneration Report | Mgmt | For | For | For | ||
8c | Approve Remuneration Policy for Management Board and Supervisory Board | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Core Laboratories N.V.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
9 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
Voter Rationale: Per ISS: Based on evaluation of the estimated cost, plan features, and grant practices using the Equity Plan Scorecard (EPSC), a vote AGAINST this proposal is warranted due to the following key factors:* The plan cost is excessive;* The estimated duration of available and proposed shares exceeds six years;* The disclosure of change-in-control ("CIC") vesting treatment is incomplete;* The plan permits liberal recycling of shares; and* The plan allows broad discretion to accelerate vesting.Do not concur with ISS recommending voting against measure. Company has a more ideal compensation methodology than most companies in any industry and has traditionally been a good steward of shareholder equity. Will grant them leeway on this measure given their cash-strapped situation and given the unusual business environment. |
Nordstrom, Inc. | ||
Meeting Date: 05/20/2020 | Country: USA | Primary Security ID: 655664100 |
Record Date: 03/11/2020 | Meeting Type: Annual | Ticker: JWN |
Shares Voted: 71,346 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | ||
1b | Elect Director Stacy Brown-Philpot | Mgmt | For | For | For | ||
1c | Elect Director Tanya L. Domier | Mgmt | For | For | For | ||
1d | Elect Director James L. Donald | Mgmt | For | For | For | ||
1e | Elect Director Kirsten A. Green | Mgmt | For | For | For | ||
1f | Elect Director Glenda G. McNeal | Mgmt | For | For | For | ||
1g | Elect Director Erik B. Nordstrom | Mgmt | For | For | For | ||
1h | Elect Director Peter E. Nordstrom | Mgmt | For | For | For | ||
1i | Elect Director Brad D. Smith | Mgmt | For | For | For | ||
1j | Elect Director Bradley D. Tilden | Mgmt | For | For | For | ||
1k | Elect Director Mark J. Tritton | Mgmt | For | For | For | ||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: no change at $756k. Peer median of $1.3MM. STIP: Based on Adj. EBIT and Adj. ROIC goals with metrics disclosed. Exceeded the EBIT and ROIC threshold. Final pay of 94% of base salary.LTIP: Big change from Last year (100% time-based vested over 4 years) - 60% performance based on 1-yr CF growth, 1-yr EBIT margin, 3-yr FCF growth and 3-yr EBIT margin. Targets disclosed for 1-yr. The rest of LTIP, 40%, is time based. Perquisites: Life Insurance $2,048Voting FOR. Big tilt towards fundamental metrics based LTIP and away from 100% time based. Use of personal aircraft dropped out of perquisites as well. | |||||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Nordstrom, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction |
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Gentex Corporation | ||
Meeting Date: 05/21/2020 | Country: USA | Primary Security ID: 371901109 |
Record Date: 03/23/2020 | Meeting Type: Annual | Ticker: GNTX |
Shares Voted: 230,669 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | |
1.1 | Elect Director Leslie Brown | Mgmt | For | For | For | |
1.2 | Elect Director Steve Downing | Mgmt | For | For | For | |
1.3 | Elect Director Gary Goode | Mgmt | For | For | For | |
1.4 | Elect Director James Hollars | Mgmt | For | For | For | |
1.5 | Elect Director John Mulder | Mgmt | For | For | For | |
1.6 | Elect Director Richard Schaum | Mgmt | For | For | For | |
1.7 | Elect Director Kathleen Starkoff | Mgmt | For | For | For | |
1.8 | Elect Director Brian Walker | Mgmt | For | For | For | |
1.9 | Elect Director James Wallace | Mgmt | For | For | For | |
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |
Voter Rationale: Base: CEO increased 18.8% to $734. Peer median of $842kPerquisites: Auto: $25,956; CEO Aggregate Perks: $14,524STIP: Based on Diluted EPS, Op Inc, and Revenue (33.33% each). Threshold and target bogeys disclosed. 100% of 102% target paid out.LTIP: 70% performance based comp. 3-yr cumlative EBITDA & ROIC. Thresholds, Targets, and Maximums not disclosed. Time-based cliff after three years. Last year, LTIP was 100% time-based and included options. The switch to 70% performance based (EBITDA & ROIC) and getting rid of options is a welcome change. However, ISS notes the perquisites are an outlier and the LTIP bogeys are not disclosed. Voting FOR because of the change to performance based LTIP. Future "FOR" votes are contingent on the disclosures of bogeys and an explanation of perquisites. |
Gentherm Incorporated | ||
Meeting Date: 05/21/2020 | Country: USA | Primary Security ID: 37253A103 |
Record Date: 04/06/2020 | Meeting Type: Annual | Ticker: THRM |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Gentherm Incorporated | ||
Shares Voted: 35,826 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Sophie Desormiere | Mgmt | For | For | For | ||
1.2 | Elect Director Phillip M. Eyler | Mgmt | For | For | For | ||
1.3 | Elect Director Yvonne Hao | Mgmt | For | For | For | ||
1.4 | Elect Director Ronald Hundzinski | Mgmt | For | For | For | ||
1.5 | Elect Director Charles Kummeth | Mgmt | For | For | For | ||
1.6 | Elect Director Byron Shaw, II | Mgmt | For | For | For | ||
1.7 | Elect Director John Stacey | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay up 6/7% at $800k. Peer median of $729k.STIP: 50% based on adjusted EBITDA and 50% on revenue. Metrics disclosed. CEO got paid 108% of base (vs. max of 200% of base)LTIP: targets an equity mix of 40 percent time-based which vest over three years, and 60 percent PSUs (vest based on the company's TSR relative to its peer group and ROIC). CEO received $2.7M for the year in reviewPerquisites: $29k (company car) Voting Against due to high reliance on time-based stock and the TSR portion of performance based LTIP. Would prefer to see heavier tilt toward fundamental performance driven metrics. | |||||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Arista Networks, Inc. | ||
Meeting Date: 05/27/2020 | Country: USA | Primary Security ID: 040413106 |
Record Date: 04/02/2020 | Meeting Type: Annual | Ticker: ANET |
Shares Voted: 3,982 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Mark B. Templeton | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: Per ISS: WITHHOLD votes are warranted for director nominees Mark Templeton and Nikos Theodosopoulos given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impact shareholder rights. | |||||||
1.2 | Elect Director Nikos Theodosopoulos | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: Per ISS: WITHHOLD votes are warranted for director nominees Mark Templeton and Nikos Theodosopoulos given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impact shareholder rights. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Arista Networks, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: $300K vs peers at $800KSTIP: combination of qualitative (diversify and deliver in new markets & quality and customer satisfaction) and quantitative (revenue, op income) metrics. Thresholds not disclosed. No payout for 2019; missed revenue targets by 10.4%. Perquisites: N/ALTIP: 100% time based options valued at $1.2M. Vest monthly over 4 years. Compensation committee does not take a formulaic approach and uses discretion to set the size of the award. Voting AGAINST due to 100% time based LTIP. | |||||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Under Armour, Inc. | ||
Meeting Date: 05/27/2020 | Country: USA | Primary Security ID: 904311107 |
Record Date: 03/06/2020 | Meeting Type: Annual | Ticker: UAA |
Shares Voted: 164,619 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Kevin A. Plank | Mgmt | For | For | For | ||
1.2 | Elect Director George W. Bodenheimer | Mgmt | For | For | For | ||
1.3 | Elect Director Douglas E. Coltharp | Mgmt | For | For | For | ||
1.4 | Elect Director Jerri L. DeVard | Mgmt | For | For | For | ||
1.5 | Elect Director Mohamed A. El-Erian | Mgmt | For | For | For | ||
1.6 | Elect Director Patrik Frisk | Mgmt | For | For | For | ||
1.7 | Elect Director Karen W. Katz | Mgmt | For | For | For | ||
1.8 | Elect Director Eric T. Olson | Mgmt | For | For | For | ||
1.9 | Elect Director Harvey L. Sanders | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay remains at $26k. Peer median of $1.250MM.STIP: CEO's cash bonus based on operating income like other NEOs. CEO's target payout set at $2MM, and was paid 96% of target, as target of $245MM was missed by ~$6MM. Adjustments were made to GAAP operating income due to restructuring. Company eliminated sales threshold that made it eligible to achieve cash bonus payouts.LTIP: As last year, CEO provided 50% time-based and 50% performance-based options (metrics/bogeys not disclosed). Other NEOs not provided options, but instead, restricted stock. 50% is time-based and 50% performance-based. Vesting occurs over 4 year period.Perquisites: None.Voting AGAINST measure due to over-reliance on time-based equity, no disclosure of LTIP metrics/bogeys and the use of options. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Under Armour, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
3 | Amend Charter to Allow Shareholders to Amend Bylaws | Mgmt | For | For | For | ||
Voter Rationale: ISS: Currently, each of the company's charter and bylaws specifically provides that its board has the exclusive power to alter, amend or repeal any provision of the bylaws or to make new bylaws. Subject to shareholder approval, the board had approved an amendment, which will allow for the bylaws to be adopted, altered or repealed by either (i) the board or (ii) the shareholders, by the affirmative vote of a majority of the votes entitled to be cast on the matter. | |||||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
IPG Photonics Corporation | ||
Meeting Date: 05/28/2020 | Country: USA | Primary Security ID: 44980X109 |
Record Date: 04/01/2020 | Meeting Type: Annual | Ticker: IPGP |
Shares Voted: 12,927 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Valentin P. Gapontsev | Mgmt | For | For | For | ||
1.2 | Elect Director Eugene A. Scherbakov | Mgmt | For | For | For | ||
1.3 | Elect Director Igor Samartsev | Mgmt | For | For | For | ||
1.4 | Elect Director Michael C. Child | Mgmt | For | For | For | ||
1.5 | Elect Director Gregory P. Dougherty | Mgmt | For | For | For | ||
1.6 | Elect Director Catherine P. Lego | Mgmt | For | For | For | ||
1.7 | Elect Director Eric Meurice | Mgmt | For | For | For | ||
1.8 | Elect Director John R. Peeler | Mgmt | For | For | For | ||
1.9 | Elect Director Thomas J. Seifert | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: $930K, down -7.5% from last year; $808K for peersPerquisites: auto @ $50KSTIP: based on EBIT (37.5%), Revenue (37.5%), Individual Performance (25%). All targets disclosed with missed actual performance. 28% of base paid out vs. max of 248% allowable. LTIP: none. Voting FOR. Significant CEO stock ownership in the company (appx. 1/3) | |||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
IPG Photonics Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
4 | Report on Management Team Diversity | SH | Against | For | Against | ||
Voter Rationale: ISS recommends voting for supporting the unnamed shareholder's proposal to publish report on diversity citing research showing more diverse management teams increase performance. The Board responded that The board states that women and minorities comprise over 40 percent of global management under the executive level. The statement highlights initiatives the company has taken to promote diversity that include recruiting from diverse backgrounds, annually informing recruiters of the need to draw from a diverse applicant pool, recruiting at universities with higher than average populations of women and minorities in STEM programs, maintaining a "Diversity & Inclusion" microsite on the company's career website, and focusing on identifying people from varied backgrounds as candidates for its BoD. The board says that the executive team has made diversity a priority and the company has been subject to two audits of the Office of Federal Contract Compliance Programs without any adverse findings. Because of the company's policies and practices regarding diversity and inclusion, the board states that the report would not provide value to shareholders and would not be in the company's or shareholders' interests. The answer from the BoD seems comprehensive and highlights efforts to bring in diverse talent rather than diversity for diversity's sake. |
Royal Caribbean Cruises Ltd. | ||
Meeting Date: 05/28/2020 | Country: Liberia | Primary Security ID: V7780T103 |
Record Date: 04/06/2020 | Meeting Type: Annual | Ticker: RCL |
Shares Voted: 58,077 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction |
1a | Elect Director John F. Brock | Mgmt | For | For | For |
1b | Elect Director Richard D. Fain | Mgmt | For | For | For |
1c | Elect Director Stephen R. Howe, Jr. | Mgmt | For | For | For |
1d | Elect Director William L. Kimsey | Mgmt | For | For | For |
1e | Elect Director Maritza G. Montiel | Mgmt | For | For | For |
1f | Elect Director Ann S. Moore | Mgmt | For | For | For |
1g | Elect Director Eyal M. Ofer | Mgmt | For | For | For |
1h | Elect Director William K. Reilly | Mgmt | For | For | For |
1i | Elect Director Vagn O. Sorensen | Mgmt | For | For | For |
1j | Elect Director Donald Thompson | Mgmt | For | For | For |
1k | Elect Director Arne Alexander Wilhelmsen | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Royal Caribbean Cruises Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: Increased 16.1% to $1.277MM. Peer median of $1.207MMSTIP: Based on a host of metrics, with 70% on EPS adjusted to fuel costs. The target value of $9.88 disclosed. Achieved $9.56. 314% of 229% target base salary bonus achieved.LTIP: 75% based on 3-yr ROIC and 3-yr adjusted EPS, as last year. Metrics/Bogeys not disclosed. Remaining time-based stock vests over 4 year period.Perquisites: Aircraft $6,693, Auto $24.39k, Life insurance $28k.As last year, voting FOR measure due to extensive use of performance-based. Increased perquisites and the non-disclosure of LTIP metrics/bogeys is a concern. Further trends in this direction would merit a vote AGAINST comp in the future. | |||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
4 | Report on Political Contributions | SH | Against | For | For | ||
Voter Rationale: The company does not disclose its political expenditures because doing so, it argues, is unnecessary and costly.Nevertheless, many publicly traded companies disclose their political contributions, trade association membership,and amounts used by trade associations for political activities. Disclosure of the company's direct politicalcontributions and indirect political contributions through trade associations and other tax-exempt organizations,as well as its board-level oversight of electoral spending, could help shareholders more comprehensively evaluatethe company's management of related risks and benefits. Therefore, this resolution warrants support. | |||||||
5 | Require Independent Board Chair | SH | Against | Against | Against | ||
Voter Rationale: Given the lack of concerns about the current board leadership structure, governance structure, and companyperformance, a vote AGAINST this proposal is warranted. Although two non-independent directors participate inthe approval of the lead director once nominated by the nominating committee, the lead director role is clearlydelineated and considered sufficiently robust to be an effective counterbalance to the combined CEO/chair role. Inaddition, the company has established governance guidelines and there are no concerns regarding board andcommittee independence, or the company's governance structure or practices at this time. Finally,notwithstanding the impact of the COVID-19 pandemic on company operations and performance in early 2020,the company has outperformed its four-digit GICS peers on a long-term basis. |
The Cheesecake Factory Incorporated | ||
Meeting Date: 05/28/2020 | Country: USA | Primary Security ID: 163072101 |
Record Date: 03/31/2020 | Meeting Type: Annual | Ticker: CAKE |
Shares Voted: 22,470 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction |
1a | Elect Director David Overton | Mgmt | For | For | For |
1b | Elect Director Edie A. Ames | Mgmt | For | For | For |
1c | Elect Director Alexander L. Cappello | Mgmt | For | For | For |
1d | Elect Director Jerome L. Kransdorf | Mgmt | For | For | For |
1e | Elect Director Janice L. Meyer | Mgmt | For | For | For |
1f | Elect Director Laurence B. Mindel | Mgmt | For | For | For |
1g | Elect Director David B. Pittaway | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
The Cheesecake Factory Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction |
1h | Elect Director Herbert Simon | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Urban Outfitters, Inc. | ||
Meeting Date: 06/02/2020 | Country: USA | Primary Security ID: 917047102 |
Record Date: 04/03/2020 | Meeting Type: Annual | Ticker: URBN |
Shares Voted: 52,662 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Edward N. Antoian | Mgmt | For | For | For | ||
1.2 | Elect Director Sukhinder Singh Cassidy | Mgmt | For | For | For | ||
1.3 | Elect Director Harry S. Cherken, Jr. | Mgmt | For | Against | Against | ||
Voter Rationale: Per ISS: A vote AGAINST Harry Cherken Jr. is warranted for serving as a non-independent member of a key board committee. A vote FOR the remaining director nominees is warranted. | |||||||
1.4 | Elect Director Scott Galloway | Mgmt | For | For | For | ||
1.5 | Elect Director Margaret A. Hayne | Mgmt | For | For | For | ||
1.6 | Elect Director Richard A. Hayne | Mgmt | For | For | For | ||
1.7 | Elect Director Elizabeth Ann Lambert | Mgmt | For | For | For | ||
1.8 | Elect Director Wesley S. McDonald | Mgmt | For | For | For | ||
1.9 | Elect Director Todd R. Morgenfeld | Mgmt | For | For | For | ||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: As last several years, CEO base salary is $0. .STIP: As last year, STI metrics of 1) Anthropologie brand operating profit, 2) Antrhopologie brand revenue, 3) Free People brand operating profit, 4) Free People brand revenue, 5) UO brand operating profit, and 6) UO brand revenue. Threshold and target bogeys disclosed, along with actual results. Targets appear challenging. Company missed almost every single target except for Free People. Actual payout of $5K. .LTIP: 100% performance-based stock, with metrics of 2-, 3-, and 4-year average operating profit margin (targeted at equal to or greater than 3.5%). Targets disclosed. CEO did not receive any equity awards in '18 or 19.Perquisites: Auto $10.6K; Life insurance $23.9k.Voting FOR measure. CEO has extensive ownership in the company. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Alarm.com Holdings, Inc. | ||
Meeting Date: 06/03/2020 | Country: USA | Primary Security ID: 011642105 |
Record Date: 04/06/2020 | Meeting Type: Annual | Ticker: ALRM |
Shares Voted: 21,512 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Timothy McAdam | Mgmt | For | Against | For | ||
1.2 | Elect Director Simone Wu | Mgmt | For | For | For | ||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base Salary: Unchanged. $$210k vs. peer median $518k. Perquisites: NoneSTIP: Based on Adj EBITDA, SaaS & license revenue, and individual performance. Weights, thresholds, and targets not disclosed. Exceeded EBITDA and SaaS revenue by 6.3% & 2.2%. Paid out 113% of salary of $236.5K. LTIP: 100% Time-based. 38% are option based. Options vest over 60 equal monthly installments. RSU vest annually over five years. Valued at $2.63m. Voting AGAINST due to non disclosure of STIP weights, thresholds, and targets. 100% Time-based LTIP and the use of options. | |||||||
4 | Declassify the Board of Directors | SH | Against | For | For | ||
Voter Rationale: Companies frequently argue that staggered boards provide continuity and stability. However, empirical evidencehas suggested that such a structure is not in shareholders' best interests from a financial perspective. Specifically,staggered boards provide a potent antitakeover defense by forcing unsolicited bidders to win two board electionsin order to gain control of the company. The delay associated with staggered boards is a frequent deterrent toshareholders seeking to wage a proxy contest, which is a difficult and expensive process. Moreover, annualelections enhance accountability of directors to shareholders, even outside the context of a takeover or proxycontest, by allowing shareholders to send a timely and targeted message to the board about the actions orinactions of a particular director or a particular committee. Meanwhile, the extremely small number of directorswho actually lose their board seats, despite the widespread adoption of annual elections by major US corporations,suggests that annual elections are not ordinarily a threat to the overall continuity or long-term strategic planning of a board, and that shareholders are thoughtful in exercising their voting rights and do not lightly make decisionsto oppose incumbent directors | |||||||
5 | Eliminate Supermajority Vote Requirements | Mgmt | For | For | For | ||
Voter Rationale: ISS maintains that a simple majority of voting shares should be sufficient to effect changes in a company'scorporate governance. Requiring more than a simple majority may permit management to entrench itself byblocking amendments that are in shareholders' best interests. Moreover, there have been numerous cases inrecent years where companies were unable to clear their supermajority hurdles to enact changes to the governingdocuments, even when those changes were supported by the board and management as well as a majority of theshareholders who voted. |
RealPage, Inc. | ||
Meeting Date: 06/03/2020 | Country: USA | Primary Security ID: 75606N109 |
Record Date: 04/09/2020 | Meeting Type: Annual | Ticker: RP |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
RealPage, Inc. | |
Shares Voted: 59,502 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Alfred R. Berkeley, III | Mgmt | For | For | For | ||
1.2 | Elect Director Peter Gyenes | Mgmt | For | For | Withhold | ||
Voter Rationale: Withholding vote: See comments on LTIP. | |||||||
1.3 | Elect Director Charles F. Kane | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO pay increased 3.9% to $671k. CEO peer median of $600k.STIP: As last year, based on adjusted EBITDA (45%), Non-GAAP total revenue (30%) and Individual Performance (25%), all metrics disclosed. 63% of 100% base paid out, and out of a maximum possible payout of 200% of base salary.LTIP: 100% stock price performance conditioned over a 3-year period.Perquisites: NoneAlthough LTIP is not time-based, the performance measurement is based upon stock price which may or may not be an achievable goal; thus making the grant effectively time-based or option-like. Because this is not a true performance-based measurement, we are voting AGAINST measure. Voted against Chair of Comp Committee (Peter Gyenes). Keep an eye for any changes next year. | |||||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Against | For | ||
Voter Rationale: Company reached out explaining rationale for the plan, highlighting the plan barely passes under ISS metrics but was approved by Glass Lewis' analysis. This current plan is exactly the same as the previous one. |
Garmin Ltd. | ||
Meeting Date: 06/05/2020 | Country: Switzerland | Primary Security ID: H2906T109 |
Record Date: 04/09/2020 | Meeting Type: Annual | Ticker: GRMN |
Shares Voted: 55,477 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | ||
3 | Approve Dividends | Mgmt | For | For | For | ||
4 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | ||
5.1 | Elect Director Jonathan C. Burrell | Mgmt | For | For | Against | ||
Voter Rationale: Comp Member. Voting AGAINST due to comp plan. | |||||||
5.2 | Elect Director Joseph J. Hartnett | Mgmt | For | For | Against | ||
Voter Rationale: Comp Chair. Voting AGAINST due to comp plan. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Garmin Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
5.3 | Elect Director Min H. Kao | Mgmt | For | For | For | ||
5.4 | Elect Director Catherine A. Lewis | Mgmt | For | For | Against | ||
Voter Rationale: Comp Member. Voting AGAINST due to comp plan. | |||||||
5.5 | Elect Director Charles W. Peffer | Mgmt | For | For | Against | ||
Voter Rationale: Comp Member. Voting AGAINST due to comp plan. | |||||||
5.6 | Elect Director Clifton A. Pemble | Mgmt | For | For | For | ||
6 | Elect Min H. Kao as Board Chairman | Mgmt | For | For | For | ||
7.1 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Mgmt | For | For | Against | ||
7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Mgmt | For | For | Against | ||
7.3 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Mgmt | For | For | Against | ||
7.4 | Appoint Charles W. Peffer as Member of the Compensation Committee | Mgmt | For | For | Against | ||
8 | Designate Wuersch & Gering LLP as Independent Proxy | Mgmt | For | For | For | ||
9 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO base increased 11.1% to $1m. Peer median of $998kSTIP: Not disclosed.LTIP: Moved away from 100% time-based five years ago to now 63.1% performance-based on revenue, operating income. Target bogeys disclosed. Performance measurement period of one year. Both time-vested RSUs and performance-based RSUs vest one-third per year, although performance-based awards may only vest if one-year performance conditions are met.Perquisites: Life insurance: $366Last Year: Voting FOR measure due to relatively recent change towards performance-based metrics. However, further improvement required next year for continued 'FOR' votes. Voting AGAINST due to move back to time-based comp, limited bogey disclosure for LTIP, and no disclosure of STIP. | |||||||
11 | Approve Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management | Mgmt | For | For | Against | ||
Voter Rationale: Under the Ordinance Against Excessive Remuneration at Listed Companies ("the Ordinance"), which came intoeffect on Jan. 1, 2014, listed companies incorporated in Switzerland must hold binding votes seeking shareholderapproval of the total compensation for executive management. The Ordinance technically concerns aggregate payquantum and not the underlying remuneration framework. If shareholders approve the compensation of executivemanagement on a prospective basis, the board may thereafter amend the underlying framework and/or to adjustthe pay levels of individual executives, without the need for shareholder approval - as long as total compensationpaid to executive management remains within the envelope approved by shareholders.While some aspects of the compensation proposal may raise concerns under ISS's Swiss/European policy, theexecutive pay program has not raised significant concerns under the US say-on-pay policy analysis (see Item 10). Inorder to avoid an inconsistent vote recommendation on the same program, the recommendation for this proposalis aligned to Item 10 | |||||||
12 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM | Mgmt | For | For | Against | ||
Voter Rationale: Voting AGAINST due to Comp Structure. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Garmin Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
13 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Mgmt | For | For | For |
Super Micro Computer, Inc. | ||
Meeting Date: 06/05/2020 | Country: USA | Primary Security ID: 86800U104 |
Record Date: 04/08/2020 | Meeting Type: Annual | Ticker: SMCI |
Shares Voted: 176,951 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Charles Liang | Mgmt | For | For | For | ||
1.2 | Elect Director Tally Liu | Mgmt | For | For | For | ||
1.3 | Elect Director Sherman Tuan | Mgmt | For | For | For | ||
1.4 | Elect Director Sara Liu | Mgmt | For | For | For | ||
1.5 | Elect Director Michael S. McAndrews | Mgmt | For | Withhold | For | ||
Voter Rationale: Voting in-line with MGMT after conversations with CFO and INV team. | |||||||
1.6 | Elect Director Hwei-Ming (Fred) Tsai | Mgmt | For | Withhold | For | ||
Voter Rationale: Voting in-line with MGMT after conversations with CFO and INV team. | |||||||
1.7 | Elect Director Daniel W. Fairfax | Mgmt | For | For | For | ||
1.8 | Elect Director Saria Tseng | Mgmt | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Voting FOR. Future FOR votes will require a detailed compensation plan which is performance based. | |||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | ||
4 | Approve Omnibus Stock Plan | Mgmt | For | Against | For | ||
Voter Rationale: Voting FOR after conversation with CFO and meeting with the INV team. Future FOR votes will require improvements in the comp plan. |
The Middleby Corporation | ||
Meeting Date: 06/08/2020 | Country: USA | Primary Security ID: 596278101 |
Record Date: 04/09/2020 | Meeting Type: Annual | Ticker: MIDD |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
The Middleby Corporation | |
Shares Voted: 43,319 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Sarah Palisi Chapin | Mgmt | For | For | For | ||
1.2 | Elect Director Timothy J. FitzGerald | Mgmt | For | For | For | ||
1.3 | Elect Director Cathy L. McCarthy | Mgmt | For | For | For | ||
1.4 | Elect Director John R. Miller, III | Mgmt | For | For | For | ||
1.5 | Elect Director Robert A. Nerbonne | Mgmt | For | For | For | ||
1.6 | Elect Director Gordon O'Brien | Mgmt | For | For | For | ||
1.7 | Elect Director Nassem Ziyad | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
Voter Rationale: Base: CEO pay -35% to $975k. Peer median of $950k.STIP: As last year, based on EPS growth (10% target), EBITDA growth (10% target). Company lowered targets and only achieved one target. Bonus of 118% paid out, $1.15m. LTIP: As last year, also based on EBITDA and EPS growth. 66.7% performance-based stock/ 33.3 time-based. Performance period is only one year, RSUs vest 1/3 per year. $5.1m bonus paid out. Perquisites: Life Insurance: 2,070Last year: Voting FOR measure due to 100% performance-based compensation and challenging targets. Would like to see a return on capital component added to the structure and a longer performance period. To a lesser degree, concerned about perks and the cultural message it sends to employeesVoting AGAINST due to time-based comp, lowering STIP targets, and non disclosure of LTIP actuals. |
The TJX Companies, Inc. | ||
Meeting Date: 06/09/2020 | Country: USA | Primary Security ID: 872540109 |
Record Date: 04/13/2020 | Meeting Type: Annual | Ticker: TJX |
Shares Voted: 133,684 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Zein Abdalla | Mgmt | For | For | For | ||
1b | Elect Director Alan M. Bennett | Mgmt | For | For | For | ||
1c | Elect Director Rosemary T. Berkery | Mgmt | For | For | For | ||
1d | Elect Director David T. Ching | Mgmt | For | For | For | ||
1e | Elect Director Ernie Herrman | Mgmt | For | For | For | ||
1f | Elect Director Michael F. Hines | Mgmt | For | For | For | ||
1g | Elect Director Amy B. Lane | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
The TJX Companies, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1h | Elect Director Carol Meyrowitz | Mgmt | For | For | For | ||
1i | Elect Director Jackwyn L. Nemerov | Mgmt | For | For | For | ||
1j | Elect Director John F. O'Brien | Mgmt | For | For | For | ||
1k | Elect Director Willow B. Shire | Mgmt | For | For | For | ||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: CEO pay same at $1.6MM. Peer median of $1.3MM.STIP: 80% based on adjusted pre-tax income and 20% based on Sales. Threshold, target, and maximum metrics disclosed. Payout was 212% of base salary out of a target 150% of base and maximum 300% of base likely due to exceeding target metrics.LTIP: 77% performance-based on 3-yr pre-tax income and EPS compound annual growth rate. Metrics are not disclosed. Rest of 23% is time-based options with cliff vesting after 3 years. Total of $9.6MM. Perquisites: Auto ($35.9k), financial planning ($1.5k), and life insurance ($1k)Voting FOR measure due to use of performance-conditioned LTIP vs prior years. | |||||||
4 | Report on Reduction of Chemical Footprint | SH | Against | For | Against | ||
Voter Rationale: Voting AGAINST: The board asserts that developing and implementing a comprehensive chemical policy is more complex for TJX than for stores that control the facilities where their products are made. In contrast, the board says that TJX buys from some 21,000 vendors in over 100 countries. Yet, the company is exploring changes to its product mix, researching peer and vendor approaches to chemical policies, collaborating with industry partners, using supply chain tools, and considering changes to operations and packaging. The board states that the company expects to add disclosure about its chemicals policy to its corporate responsibility reporting in the future. | |||||||
5 | Report on Animal Welfare | SH | Against | Against | Against | ||
Voter Rationale: Per ISS: A vote AGAINST this resolution is warranted because: • the company is taking appropriate steps to guard against risks associated with the use of fur and other animal welfare issues; and • the company does not lag its peers regarding oversight of animal welfare related policies. | |||||||
6 | Report on Pay Disparity | SH | Against | Against | Against | ||
Voter Rationale: Per ISS: A vote AGAINST this proposal is warranted. The company's required disclosure of the pay ratio between the CEO and the median employee and the Compensation Discussion and Analysis give shareholders sufficient information to assess the company's pay philosophy and internal alignment. | |||||||
7 | Stock Retention/Holding Period | SH | Against | For | For | ||
Voter Rationale: A vote FOR this proposal is warranted. While the CEO beneficially owns a meaningful stake in the company and the NEOs are subject to ownership guidelines, the increased disclosure and changes suggested by this proposal would result in an enhancement in the company's ownership and share retention policies. |
TripAdvisor, Inc. | ||
Meeting Date: 06/09/2020 | Country: USA | Primary Security ID: 896945201 |
Record Date: 04/17/2020 | Meeting Type: Annual | Ticker: TRIP |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
TripAdvisor, Inc. | |
Shares Voted: 16,505 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Gregory B. Maffei | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: WITHHOLD votes are warranted for non-independent director nominees Gregory (Greg) Maffei, Stephen Kaufer, Michael (Greg) O'Hara, and Albert Rosenthaler due to the company's lack of a formal nominating committee. WITHHOLD votes are warranted for Maffei for serving as a non-independent member of a key board committee. WITHHOLD votes are further warranted for Maffei for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes from Gregory Maffei, Jay Hoag, and Betsy Morgan as members of the compensation committee in light of the unmitigated pay-for-performance misalignment and lack of say-on-pay proposal on the ballot. The annual bonus was half discretionary, while the other half of the annual bonus lacked robust disclosure around performance metric targets, achievement, or payout formula. In addition, other NEOs received special one-time retentions grants and annual long-term incentives that were predominately time-based. Further, an executive received severance benefits despite voluntarily resigning from the company.A vote FOR the remaining director nominees is warranted. | |||||||
1.2 | Elect Director Stephen Kaufer | Mgmt | For | Withhold | Withhold | ||
1.3 | Elect Director Jay C. Hoag | Mgmt | For | Withhold | Withhold | ||
1.4 | Elect Director Betsy L. Morgan | Mgmt | For | Withhold | Withhold | ||
1.5 | Elect Director M. Greg O'Hara | Mgmt | For | Withhold | Withhold | ||
1.6 | Elect Director Jeremy Philips | Mgmt | For | For | For | ||
1.7 | Elect Director Albert E. Rosenthaler | Mgmt | For | Withhold | Withhold | ||
1.8 | Elect Director Trynka Shineman Blake | Mgmt | For | For | For | ||
1.9 | Elect Director Robert S. Wiesenthal | Mgmt | For | For | For | ||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Stamps.com Inc. | ||
Meeting Date: 06/10/2020 | Country: USA | Primary Security ID: 852857200 |
Record Date: 04/13/2020 | Meeting Type: Annual | Ticker: STMP |
Shares Voted: 36,943 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Kenneth T. McBride | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: WITHHOLD votes are warranted for all director nominees for failure to address the lack of majority support for director Mohan Ananda's re-election at the 2019 annual meeting. WITHHOLD votes are further warranted for non-independent director nominee Kenneth McBride for failing to establish a board on which a majority of the directors are independent directors. |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Stamps.com Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1b | Elect Director Theodore R. Samuels, II | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: WITHHOLD votes are warranted for all director nominees for failure to address the lack of majority support for director Mohan Ananda's re-election at the 2019 annual meeting. WITHHOLD votes are further warranted for non-independent director nominee Kenneth McBride for failing to establish a board on which a majority of the directors are independent directors. | |||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: CEO's increased 5.8% to $838k. Peer median of $500k.STIP: As last 3 years, based on non-GAAP adjusted EBITDA and revenue. Bogey threshold, target, and maximums disclosed. Targets exceeded. 238% of base paid out vs. max 412% allowable. LTIP: 100% time-based options, valued at $4.4M This practice has been consistent over last few years.Perquisites: NoneAs last year, voting AGAINST measure due to issuance of time-based options. Also make sure to vote against comp committee chair (Dave Habiger) when he comes for reelection. | |||||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Autodesk, Inc. | ||
Meeting Date: 06/18/2020 | Country: USA | Primary Security ID: 052769106 |
Record Date: 04/22/2020 | Meeting Type: Annual | Ticker: ADSK |
Shares Voted: 33,657 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1a | Elect Director Andrew Anagnost | Mgmt | For | For | For | ||
1b | Elect Director Karen Blasing | Mgmt | For | For | For | ||
1c | Elect Director Reid French | Mgmt | For | For | For | ||
1d | Elect Director Ayanna Howard | Mgmt | For | For | For | ||
1e | Elect Director Blake Irving | Mgmt | For | For | For | ||
1f | Elect Director Mary T. McDowell | Mgmt | For | For | Against | ||
Voter Rationale: Voting against: see comp | |||||||
1g | Elect Director Stephen Milligan | Mgmt | For | For | For | ||
1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For | ||
1i | Elect Director Betsy Rafael | Mgmt | For | For | For | ||
1j | Elect Director Stacy J. Smith | Mgmt | For | For | For | ||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Location(s): Disciplined Growth Investors
Institution Account(s): The Disciplined Growth Investors Fund
Autodesk, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | Against | ||
Voter Rationale: Base: pay increased 10.2% to $904k. Peer median of $800k.STIP: Based on total ARR (70%) and total non-GAAP Operating Income (30%). Target metrics disclosed but threshold not. Company didn't beat targets; payout was 103% of base salary.LTIP: 53.4% performance-based on total ARR and FCF per share (target disclosed), and relative 1,2 and 3-year TSR vs. S&P tech software select index (targets not disclosed). Remainder of 46.6% time-based stock vesting equally over 3 years. Total payout of $9.6M.Perquisites: NoneVoting AGAINST measure this year again – no improvement over prior year; LTIP with TSR component and time-based equity vesting. Even after company reached out last year and we explained our take on comp, there are no changes this year. Voting against comp committee chair. |
Pure Storage, Inc. | ||
Meeting Date: 06/25/2020 | Country: USA | Primary Security ID: 74624M102 |
Record Date: 04/30/2020 | Meeting Type: Annual | Ticker: PSTG |
Shares Voted: 164,211 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | ISS Rec | Vote Instruction | ||
1.1 | Elect Director Andrew Brown | Mgmt | For | For | For | ||
1.2 | Elect Director John "Coz" Colgrove | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: Per ISS: WITHHOLD votes are warranted for incumbent director nominees John (Coz) Colgrove, Mark Garrett, and Roxanne Taylor given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impacts shareholder rights. A vote FOR new director nominee Andrew Brown is warranted. | |||||||
1.3 | Elect Director Mark Garrett | Mgmt | For | Withhold | Withhold | ||
Voter Rationale: Per ISS: WITHHOLD votes are warranted for incumbent director nominees John (Coz) Colgrove, Mark Garrett, and Roxanne Taylor given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impacts shareholder rights. A vote FOR new director nominee Andrew Brown is warranted. | |||||||
1.4 | Elect Director Roxanne Taylor | Mgmt | For | Withhold | Withhold | ||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
Voter Rationale: Base: $518K vs peers @ $671KPerks: none STIP: 85% based on revenue and 15% based on OPM. Metrics disclosed. Payout of 70% of base since actual results below targets. LTIP: 100% performance conditioned based on Fiscal 2020 revenue. Metrics disclosed. Total payout of $7.8M in performance shares. Voting for. |
EMERALD BANKING AND FINANCE FUND
Investment Company Report
KINGSTONE COMPANIES, INC. | ||||||||||||||||||||||||||
Security | 496719105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KINS | Meeting Date | 07-Aug-2019 | |||||||||||||||||||||||
ISIN | US4967191051 | Agenda | 935057112 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Barry B. Goldstein | For | For | |||||||||||||||||||||||
2 | Director Withdrawn | For | For | |||||||||||||||||||||||
3 | Jay M. Haft | For | For | |||||||||||||||||||||||
4 | Floyd R. Tupper | For | For | |||||||||||||||||||||||
5 | William L. Yankus | For | For | |||||||||||||||||||||||
6 | Carla A. D'Andre | For | For | |||||||||||||||||||||||
7 | Timothy P. McFadden | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 151,397 | 0 | 16-Jul-2019 | 16-Jul-2019 | |||||||||||||||||||
EBIX, INC. | ||||||||||||||||||||||||||
Security | 278715206 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EBIX | Meeting Date | 15-Aug-2019 | |||||||||||||||||||||||
ISIN | US2787152063 | Agenda | 935064319 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hans U. Benz | For | For | |||||||||||||||||||||||
2 | Pavan Bhalla | For | For | |||||||||||||||||||||||
3 | Neil D. Eckert | For | For | |||||||||||||||||||||||
4 | Rolf Herter | For | For | |||||||||||||||||||||||
5 | Hans Ueli Keller | For | For | |||||||||||||||||||||||
6 | George W. Hebard III | For | For | |||||||||||||||||||||||
7 | Robin Raina | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 105,680 | 0 | 14-Aug-2019 | 14-Aug-2019 | |||||||||||||||||||
HERITAGE COMMERCE CORP | ||||||||||||||||||||||||||
Security | 426927109 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | HTBK | Meeting Date | 27-Aug-2019 | |||||||||||||||||||||||
ISIN | US4269271098 | Agenda | 935063975 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 211,862 | 0 | 29-Jul-2019 | 29-Jul-2019 | |||||||||||||||||||
AKERNA CORP. | ||||||||||||||||||||||||||
Security | 00973W102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KERN | Meeting Date | 11-Nov-2019 | |||||||||||||||||||||||
ISIN | US00973W1027 | Agenda | 935086404 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Tahira Rehmatullah | Withheld | Against | |||||||||||||||||||||||
2 | Matthew R. Kane | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 74,567 | 0 | 16-Oct-2019 | 16-Oct-2019 | |||||||||||||||||||
QUINSTREET INC | ||||||||||||||||||||||||||
Security | 74874Q100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | QNST | Meeting Date | 15-Nov-2019 | |||||||||||||||||||||||
ISIN | US74874Q1004 | Agenda | 935086769 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Stuart M. Huizinga | Withheld | Against | |||||||||||||||||||||||
2 | David Pauldine | Withheld | Against | |||||||||||||||||||||||
3 | James Simons | Withheld | Against | |||||||||||||||||||||||
4 | Matthew Glickman | Withheld | Against | |||||||||||||||||||||||
5 | Andrew Sheehan | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 111,560 | 0 | 16-Oct-2019 | 16-Oct-2019 | |||||||||||||||||||
BONTERRA RESOURCES INC. | ||||||||||||||||||||||||||
Security | 09852X701 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BONXF | Meeting Date | 20-Nov-2019 | |||||||||||||||||||||||
ISIN | CA09852X7018 | Agenda | 935095516 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1 | Fix Number of Directors | Management | For | For | ||||||||||||||||||||||
2 | Election of Directors | Management | ||||||||||||||||||||||||
1 | Greg Gibson | For | For | |||||||||||||||||||||||
2 | Christina Ouellette | For | For | |||||||||||||||||||||||
3 | Akiba Leisman | For | For | |||||||||||||||||||||||
4 | Allan Folk | For | For | |||||||||||||||||||||||
5 | Matthew Happyjack | For | For | |||||||||||||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4 | Adopt Stock Option Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 251,100 | 0 | 14-Nov-2019 | 14-Nov-2019 | |||||||||||||||||||
KIRKLAND LAKE GOLD LTD. | ||||||||||||||||||||||||||
Security | 49741E100 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | KL | Meeting Date | 28-Jan-2020 | |||||||||||||||||||||||
ISIN | CA49741E1007 | Agenda | 935119025 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1 | Stock Issuance | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 139,458 | 0 | 08-Jan-2020 | 08-Jan-2020 | |||||||||||||||||||
META FINANCIAL GROUP, INC. | ||||||||||||||||||||||||||
Security | 59100U108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CASH | Meeting Date | 25-Feb-2020 | |||||||||||||||||||||||
ISIN | US59100U1088 | Agenda | 935122224 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Douglas J. Hajek | Withheld | Against | |||||||||||||||||||||||
2 | Michael R. Kramer | Withheld | Against | |||||||||||||||||||||||
3 | Kendall E. Stork | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 307,953 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||||
INTL FCSTONE INC. | ||||||||||||||||||||||||||
Security | 46116V105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | INTL | Meeting Date | 26-Feb-2020 | |||||||||||||||||||||||
ISIN | US46116V1052 | Agenda | 935122919 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Scott J. Branch | For | For | |||||||||||||||||||||||
2 | Diane L. Cooper | For | For | |||||||||||||||||||||||
3 | John Fowler | For | For | |||||||||||||||||||||||
4 | Steven Kass | For | For | |||||||||||||||||||||||
5 | Bruce W. Krehbiel | For | For | |||||||||||||||||||||||
6 | Sean M. O'Connor | For | For | |||||||||||||||||||||||
7 | Eric Parthemore | For | For | |||||||||||||||||||||||
8 | John Radziwill | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 21,010 | 0 | 04-Feb-2020 | 04-Feb-2020 | |||||||||||||||||||
MALVERN BANCORP, INC. | ||||||||||||||||||||||||||
Security | 561409103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MLVF | Meeting Date | 26-Feb-2020 | |||||||||||||||||||||||
ISIN | US5614091032 | Agenda | 935125674 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Howard Kent | For | For | |||||||||||||||||||||||
2 | James Barrett | For | For | |||||||||||||||||||||||
3 | Julia D. Corelli | For | For | |||||||||||||||||||||||
4 | Norman Feinstein | For | For | |||||||||||||||||||||||
5 | Andrew Fish | For | For | |||||||||||||||||||||||
6 | Cynthia Felzer Leitzell | For | For | |||||||||||||||||||||||
7 | Stephen Scartozzi | For | For | |||||||||||||||||||||||
8 | Anthony C. Weagley | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 262,103 | 0 | 21-Feb-2020 | 21-Feb-2020 | |||||||||||||||||||
CAMBRIDGE BANCORP | ||||||||||||||||||||||||||
Security | 132152109 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | CATC | Meeting Date | 16-Mar-2020 | |||||||||||||||||||||||
ISIN | US1321521098 | Agenda | 935130269 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 15,000 | 0 | 25-Feb-2020 | 25-Feb-2020 | |||||||||||||||||||
PROFESSIONAL HOLDING CORP | ||||||||||||||||||||||||||
Security | 743139107 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | PFHD | Meeting Date | 17-Mar-2020 | |||||||||||||||||||||||
ISIN | US7431391074 | Agenda | 935133342 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 279,177 | 0 | 03-Mar-2020 | 03-Mar-2020 | |||||||||||||||||||
BUSINESS FIRST BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 12326C105 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | BFST | Meeting Date | 14-Apr-2020 | |||||||||||||||||||||||
ISIN | US12326C1053 | Agenda | 935148696 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Reorganization Plan | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 224,440 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
CIVISTA BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 178867107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CIVB | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US1788671071 | Agenda | 935141894 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Thomas A. Depler | For | For | |||||||||||||||||||||||
2 | Julie A. Mattlin | For | For | |||||||||||||||||||||||
3 | James O. Miller | For | For | |||||||||||||||||||||||
4 | Dennis E. Murray, Jr. | For | For | |||||||||||||||||||||||
5 | Allen R. Nickles | For | For | |||||||||||||||||||||||
6 | Mary Patricia Oliver | For | For | |||||||||||||||||||||||
7 | William F. Ritzmann | For | For | |||||||||||||||||||||||
8 | Dennis G. Shaffer | For | For | |||||||||||||||||||||||
9 | Harry Singer | For | For | |||||||||||||||||||||||
10 | Daniel J. White | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 118,810 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
CNB FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 126128107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CCNE | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US1261281075 | Agenda | 935148052 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A4 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 110,003 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
METROPOLITAN BANK HOLDING CORP. | ||||||||||||||||||||||||||
Security | 591774104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MCB | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US5917741044 | Agenda | 935147202 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Robert C. Patent | Withheld | Against | |||||||||||||||||||||||
2 | Maria Fiorini Ramirez | Withheld | Against | |||||||||||||||||||||||
3 | William Reinhardt | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 224,276 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
ORIGIN BANCORP, INC. | ||||||||||||||||||||||||||
Security | 68621T102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OBNK | Meeting Date | 22-Apr-2020 | |||||||||||||||||||||||
ISIN | US68621T1025 | Agenda | 935139988 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
5. | Amend Articles-Board Related | Management | For | For | ||||||||||||||||||||||
6. | Director Removal Without Cause | Management | For | For | ||||||||||||||||||||||
7. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||||
8. | Amend Articles-Board Related | Management | For | For | ||||||||||||||||||||||
9. | Approve Article Amendments | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 150,710 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
1ST SOURCE CORPORATION | ||||||||||||||||||||||||||
Security | 336901103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SRCE | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||
ISIN | US3369011032 | Agenda | 935136273 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 70,605 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
SERVISFIRST BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 81768T108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SFBS | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||
ISIN | US81768T1088 | Agenda | 935138847 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Thomas A. Broughton III | For | For | |||||||||||||||||||||||
2 | J. Richard Cashio | For | For | |||||||||||||||||||||||
3 | James J. Filler | For | For | |||||||||||||||||||||||
4 | Michael D. Fuller | For | For | |||||||||||||||||||||||
5 | Christopher J. Mettler | For | For | |||||||||||||||||||||||
6 | Hatton C.V. Smith | For | For | |||||||||||||||||||||||
7 | Irma L. Tuder | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 158,618 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
UNITY BANCORP, INC. | ||||||||||||||||||||||||||
Security | 913290102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | UNTY | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||
ISIN | US9132901029 | Agenda | 935138176 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Wayne Courtright | Withheld | Against | |||||||||||||||||||||||
2 | David D. Dallas | Withheld | Against | |||||||||||||||||||||||
3 | Robert H. Dallas, II | Withheld | Against | |||||||||||||||||||||||
4 | Peter E. Maricondo | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 168,750 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
JAMES RIVER GROUP HOLDINGS, LTD. | ||||||||||||||||||||||||||
Security | G5005R107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | JRVR | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||
ISIN | BMG5005R1079 | Agenda | 935154980 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | J. Adam Abram | Withheld | Against | |||||||||||||||||||||||
2 | Robert P. Myron | Withheld | Against | |||||||||||||||||||||||
3 | Michael T. Oakes | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 18,648 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
POTOMAC BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 737643106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PTBS | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||
ISIN | US7376431067 | Agenda | 935156958 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Kristina Bouweiri | Withheld | Against | |||||||||||||||||||||||
2 | Norman M. Casagrande | Withheld | Against | |||||||||||||||||||||||
3 | Margaret M. Cogswell | Withheld | Against | |||||||||||||||||||||||
4 | Andrew C. Skinner | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 19,234 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
PROFESSIONAL HOLDING CORP | ||||||||||||||||||||||||||
Security | 743139107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PFHD | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||
ISIN | US7431391074 | Agenda | 935175578 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Jon L. Gorney* | Withheld | Against | |||||||||||||||||||||||
2 | Herbert Martens* | Withheld | Against | |||||||||||||||||||||||
3 | Anton Schutz* | Withheld | Against | |||||||||||||||||||||||
4 | Norman Edelcup# | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 100,000 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 279,177 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||||
RENASANT CORPORATION | ||||||||||||||||||||||||||
Security | 75970E107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RNST | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||
ISIN | US75970E1073 | Agenda | 933744864 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1 | Election of Directors | Management | ||||||||||||||||||||||||
1 | JOHN M. CREEKMORE | Withheld | Against | |||||||||||||||||||||||
2 | JILL V. DEER | Withheld | Against | |||||||||||||||||||||||
3 | NEAL A. HOLLAND, JR. | Withheld | Against | |||||||||||||||||||||||
4 | E. ROBINSON MCGRAW | Withheld | Against | |||||||||||||||||||||||
5 | THEODORE S. MOLL | Withheld | Against | |||||||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3 | Transact Other Business | Management | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 12,860 | 0 | 26-Apr-2020 | 01-Apr-2013 | |||||||||||||||||||
FIRST MID BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 320866106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FMBH | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||||
ISIN | US3208661062 | Agenda | 935143317 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Steven L. Grissom | Withheld | Against | |||||||||||||||||||||||
2 | Mary J. Westerhold | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 94,051 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
EASTERLY GOVERNMENT PROPERTIES, INC. | ||||||||||||||||||||||||||
Security | 27616P103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DEA | Meeting Date | 05-May-2020 | |||||||||||||||||||||||
ISIN | US27616P1030 | Agenda | 935178904 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 30,610 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
FIRST AMERICAN FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 31847R102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FAF | Meeting Date | 05-May-2020 | |||||||||||||||||||||||
ISIN | US31847R1023 | Agenda | 935171429 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James L. Doti | Withheld | Against | |||||||||||||||||||||||
2 | Michael D. McKee | Withheld | Against | |||||||||||||||||||||||
3 | Thomas V. McKernan | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 31,750 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
PACIFIC PREMIER BANCORP, INC. | ||||||||||||||||||||||||||
Security | 69478X105 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | PPBI | Meeting Date | 05-May-2020 | |||||||||||||||||||||||
ISIN | US69478X1054 | Agenda | 935179982 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 17,270 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
AIR LEASE CORPORATION | ||||||||||||||||||||||||||
Security | 00912X302 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AL | Meeting Date | 06-May-2020 | |||||||||||||||||||||||
ISIN | US00912X3026 | Agenda | 935150627 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 5,947 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
MONEYGRAM INTERNATIONAL, INC. | ||||||||||||||||||||||||||
Security | 60935Y208 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MGI | Meeting Date | 06-May-2020 | |||||||||||||||||||||||
ISIN | US60935Y2081 | Agenda | 935151364 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 561,588 | 0 | 23-Apr-2020 | 23-Apr-2020 | |||||||||||||||||||
COMMUNITY HEALTHCARE TRUST INCORPORATED | ||||||||||||||||||||||||||
Security | 20369C106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CHCT | Meeting Date | 07-May-2020 | |||||||||||||||||||||||
ISIN | US20369C1062 | Agenda | 935144523 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Alan Gardner | For | For | |||||||||||||||||||||||
2 | Claire Gulmi | For | For | |||||||||||||||||||||||
3 | Robert Hensley | For | For | |||||||||||||||||||||||
4 | Lawrence Van Horn | For | For | |||||||||||||||||||||||
5 | Timothy Wallace | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 2,640 | 0 | 24-Apr-2020 | 24-Apr-2020 | |||||||||||||||||||
TRIUMPH BANCORP INC | ||||||||||||||||||||||||||
Security | 89679E300 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TBK | Meeting Date | 07-May-2020 | |||||||||||||||||||||||
ISIN | US89679E3009 | Agenda | 935152582 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 229,806 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
CROSSFIRST BANKSHARES, INC. | ||||||||||||||||||||||||||
Security | 22766M109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CFB | Meeting Date | 12-May-2020 | |||||||||||||||||||||||
ISIN | US22766M1099 | Agenda | 935159269 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 135,870 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
LIVE OAK BANCSHARES INC | ||||||||||||||||||||||||||
Security | 53803X105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | LOB | Meeting Date | 12-May-2020 | |||||||||||||||||||||||
ISIN | US53803X1054 | Agenda | 935195099 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | William H. Cameron | For | For | |||||||||||||||||||||||
2 | Diane B. Glossman | For | For | |||||||||||||||||||||||
3 | Glen F. Hoffsis | For | For | |||||||||||||||||||||||
4 | Howard K. Landis III | For | For | |||||||||||||||||||||||
5 | James S. Mahan III | For | For | |||||||||||||||||||||||
6 | Miltom E. Petty | For | For | |||||||||||||||||||||||
7 | David G. Salyers | For | For | |||||||||||||||||||||||
8 | Neil L. Underwood | For | For | |||||||||||||||||||||||
9 | William L. Williams III | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 50,897 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
NEXPOINT RESIDENTIAL TRUST, INC. | ||||||||||||||||||||||||||
Security | 65341D102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NXRT | Meeting Date | 12-May-2020 | |||||||||||||||||||||||
ISIN | US65341D1028 | Agenda | 935184755 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James Dondero | For | For | |||||||||||||||||||||||
2 | Brian Mitts | For | For | |||||||||||||||||||||||
3 | Edward Constantino | For | For | |||||||||||||||||||||||
4 | Scott Kavanaugh | For | For | |||||||||||||||||||||||
5 | Arthur Laffer | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 10,830 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
SOUTHERN FIRST BANCSHARES, INC. | ||||||||||||||||||||||||||
Security | 842873101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SFST | Meeting Date | 12-May-2020 | |||||||||||||||||||||||
ISIN | US8428731017 | Agenda | 935165729 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Andrew B Cajka | Withheld | Against | |||||||||||||||||||||||
2 | Anne S Ellefson | Withheld | Against | |||||||||||||||||||||||
3 | Tecumseh Hooper, Jr. | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 71,032 | 0 | 22-Apr-2020 | 22-Apr-2020 | |||||||||||||||||||
SAFEHOLD INC | ||||||||||||||||||||||||||
Security | 78645L100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SAFE | Meeting Date | 13-May-2020 | |||||||||||||||||||||||
ISIN | US78645L1008 | Agenda | 935164234 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Dean Adler | For | For | |||||||||||||||||||||||
2 | Robin Josephs | For | For | |||||||||||||||||||||||
3 | Jay Nydick | For | For | |||||||||||||||||||||||
4 | Stefan Selig | For | For | |||||||||||||||||||||||
5 | Jay Sugarman | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 17,992 | 0 | 22-Apr-2020 | 22-Apr-2020 | |||||||||||||||||||
NMI HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 629209305 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NMIH | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US6292093050 | Agenda | 935160678 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Bradley M. Shuster | For | For | |||||||||||||||||||||||
2 | Claudia J. Merkle | For | For | |||||||||||||||||||||||
3 | Michael Embler | For | For | |||||||||||||||||||||||
4 | James G. Jones | For | For | |||||||||||||||||||||||
5 | Lynn McCreary | For | For | |||||||||||||||||||||||
6 | Michael Montgomery | For | For | |||||||||||||||||||||||
7 | Regina Muehlhauser | For | For | |||||||||||||||||||||||
8 | James H. Ozanne | For | For | |||||||||||||||||||||||
9 | Steven L. Scheid | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 51,270 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
PENNYMAC MORTGAGE INVESTMENT TRUST | ||||||||||||||||||||||||||
Security | 70931T103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PMT | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US70931T1034 | Agenda | 935166733 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 94,130 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
THE BANCORP, INC. | ||||||||||||||||||||||||||
Security | 05969A105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TBBK | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US05969A1051 | Agenda | 935165197 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 772,179 | 0 | 26-Apr-2020 | 26-Apr-2020 | |||||||||||||||||||
CAMBRIDGE BANCORP | ||||||||||||||||||||||||||
Security | 132152109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CATC | Meeting Date | 18-May-2020 | |||||||||||||||||||||||
ISIN | US1321521098 | Agenda | 935168232 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Christine Fuchs | For | For | |||||||||||||||||||||||
2 | Pamela A. Hamlin | For | For | |||||||||||||||||||||||
3 | Edward F. Jankowski | For | For | |||||||||||||||||||||||
4 | Daniel R. Morrison | For | For | |||||||||||||||||||||||
5 | Leon A. Palandjian | For | For | |||||||||||||||||||||||
6 | Laila S. Partridge | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 15,000 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
COASTAL FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 19046P209 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CCB | Meeting Date | 18-May-2020 | |||||||||||||||||||||||
ISIN | US19046P2092 | Agenda | 935162418 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Andrew P. Skotdal | Withheld | Against | |||||||||||||||||||||||
2 | Gregory A. Tisdel | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 195,152 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
PACIFIC PREMIER BANCORP, INC. | ||||||||||||||||||||||||||
Security | 69478X105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PPBI | Meeting Date | 18-May-2020 | |||||||||||||||||||||||
ISIN | US69478X1054 | Agenda | 935166795 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 17,270 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
INVESTORS BANCORP, INC. |
Security | 46146L101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ISBC | Meeting Date | 19-May-2020 | |||||||||||||||||||||||
ISIN | US46146L1017 | Agenda | 935171328 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Dennis M. Bone | Withheld | Against | |||||||||||||||||||||||
2 | Doreen R. Byrnes | Withheld | Against | |||||||||||||||||||||||
3 | William V. Cosgrove | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 185,900 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
MVB FINANCIAL CORP. | ||||||||||||||||||||||||||
Security | 553810102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MVBF | Meeting Date | 19-May-2020 | |||||||||||||||||||||||
ISIN | US5538101024 | Agenda | 935172774 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 25,267 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
ONEMAIN HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 68268W103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OMF | Meeting Date | 19-May-2020 | |||||||||||||||||||||||
ISIN | US68268W1036 | Agenda | 935172700 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Jay N. Levine | Withheld | Against | |||||||||||||||||||||||
2 | Roy A. Guthrie | Withheld | Against | |||||||||||||||||||||||
3 | Peter B. Sinensky | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 137,090 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
SEACOAST COMMERCE BANC HOLDINGS | ||||||||||||||||||||||||||
Security | 81171B108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SCBH | Meeting Date | 19-May-2020 | |||||||||||||||||||||||
ISIN | US81171B1089 | Agenda | 935183878 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Allan W. Arendsee | For | For | |||||||||||||||||||||||
2 | David H. Bartram | For | For | |||||||||||||||||||||||
3 | Lisa M. Betyar | For | For | |||||||||||||||||||||||
4 | Robert D. DePhilippis | For | For | |||||||||||||||||||||||
5 | Irving Feldkamp, III | For | For | |||||||||||||||||||||||
6 | B. Ted Field M.D. | For | For | |||||||||||||||||||||||
7 | Richard S. Levenson | For | For | |||||||||||||||||||||||
8 | Timothy K. O Connor | For | For | |||||||||||||||||||||||
9 | Richard M. Sanborn | For | For | |||||||||||||||||||||||
2. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 90,887 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
BANK OF COMMERCE HOLDINGS | ||||||||||||||||||||||||||
Security | 06424J103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BOCH | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US06424J1034 | Agenda | 935165159 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Orin N. Bennett | For | For | |||||||||||||||||||||||
2 | Gary R. Burks | For | For | |||||||||||||||||||||||
3 | Randall S. Eslick | For | For | |||||||||||||||||||||||
4 | Joseph Q. Gibson | For | For | |||||||||||||||||||||||
5 | Jon W. Halfhide | For | For | |||||||||||||||||||||||
6 | David J. Inderkum | For | For | |||||||||||||||||||||||
7 | Linda J. Miles | For | For | |||||||||||||||||||||||
8 | Karl L. Silberstein | For | For | |||||||||||||||||||||||
9 | Terence J. Street | For | For | |||||||||||||||||||||||
10 | Lyle L. Tullis | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 214,462 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||
BANK7 CORP. | ||||||||||||||||||||||||||
Security | 06652N107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BSVN | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US06652N1072 | Agenda | 935165577 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 495,251 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||
CENTRIC FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 15641J101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CFCX | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US15641J1016 | Agenda | 935166290 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Steven P. Dayton | Withheld | Against | |||||||||||||||||||||||
2 | Donald E. Enders, Jr. | Withheld | Against | |||||||||||||||||||||||
3 | Thomas H. Flowers | Withheld | Against | |||||||||||||||||||||||
4 | Nicole S. Kaylor | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 107,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
FIRST FOUNDATION INC. | ||||||||||||||||||||||||||
Security | 32026V104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FFWM | Meeting Date | 26-May-2020 | |||||||||||||||||||||||
ISIN | US32026V1044 | Agenda | 935197219 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Max Briggs | For | For | |||||||||||||||||||||||
2 | John Hakopian | For | For | |||||||||||||||||||||||
3 | Scott F. Kavanaugh | For | For | |||||||||||||||||||||||
4 | Ulrich E. Keller, Jr. | For | For | |||||||||||||||||||||||
5 | David Lake | For | For | |||||||||||||||||||||||
6 | Elizabeth A. Pagliarini | For | For | |||||||||||||||||||||||
7 | Mitchell M. Rosenberg | For | For | |||||||||||||||||||||||
8 | Diane M. Rubin | For | For | |||||||||||||||||||||||
9 | Jacob Sonenshine | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 26,750 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
AMERICOLD REALTY TRUST | ||||||||||||||||||||||||||
Security | 03064D108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | COLD | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US03064D1081 | Agenda | 935182078 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 17,700 | 0 | 09-May-2020 | 09-May-2020 | |||||||||||||||||||
CUSTOMERS BANCORP, INC. | ||||||||||||||||||||||||||
Security | 23204G100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CUBI | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US23204G1004 | Agenda | 935178574 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 10,960 | 0 | 08-May-2020 | 08-May-2020 | |||||||||||||||||||
STERLING BANCORP | ||||||||||||||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | John P. Cahill | For | For | |||||||||||||||||||||||
2 | Navy E. Djonovic | For | For | |||||||||||||||||||||||
3 | Fernando Ferrer | For | For | |||||||||||||||||||||||
4 | Robert Giambrone | For | For | |||||||||||||||||||||||
5 | Mona Aboelnaga Kanaan | For | For | |||||||||||||||||||||||
6 | Jack Kopnisky | For | For | |||||||||||||||||||||||
7 | James J. Landy | For | For | |||||||||||||||||||||||
8 | Maureen Mitchell | For | For | |||||||||||||||||||||||
9 | Patricia M. Nazemetz | For | For | |||||||||||||||||||||||
10 | Richard O'Toole | For | For | |||||||||||||||||||||||
11 | Ralph F. Palleschi | For | For | |||||||||||||||||||||||
12 | Burt Steinberg | For | For | |||||||||||||||||||||||
13 | William E. Whiston | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 30,560 | 0 | 09-May-2020 | 09-May-2020 | |||||||||||||||||||
ESSENT GROUP LTD | ||||||||||||||||||||||||||
Security | G3198U102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ESNT | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | BMG3198U1027 | Agenda | 935193552 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mark A. Casale | Withheld | Against | |||||||||||||||||||||||
2 | Douglas J. Pauls | Withheld | Against | |||||||||||||||||||||||
3 | William Spiegel | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 34,350 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
KINSALE CAPITAL GROUP, INC. | ||||||||||||||||||||||||||
Security | 49714P108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KNSL | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US49714P1084 | Agenda | 935176621 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 10,353 | 0 | 11-May-2020 | 11-May-2020 | |||||||||||||||||||
PALOMAR HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 69753M105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PLMR | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US69753M1053 | Agenda | 935183210 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Robert E. Dowdell | Withheld | Against | |||||||||||||||||||||||
2 | Daryl Bradley | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 7,430 | 0 | 11-May-2020 | 11-May-2020 | |||||||||||||||||||
PENNYMAC FINANCIAL SERVICES INC. | ||||||||||||||||||||||||||
Security | 70932M107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PFSI | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US70932M1071 | Agenda | 935176164 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 95,670 | 0 | 11-May-2020 | 11-May-2020 | |||||||||||||||||||
WINTRUST FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 97650W108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | WTFC | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US97650W1080 | Agenda | 935185707 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 18,120 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
SILVERGATE CAPITAL CORPORATION | ||||||||||||||||||||||||||
Security | 82837P408 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SI | Meeting Date | 29-May-2020 | |||||||||||||||||||||||
ISIN | US82837P4081 | Agenda | 935181886 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Karen F. Brassfield | Withheld | Against | |||||||||||||||||||||||
2 | Michel T. Lempres | Withheld | Against | |||||||||||||||||||||||
3 | Scott A. Reed | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 221,529 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
TRISTATE CAPITAL HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 89678F100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TSC | Meeting Date | 29-May-2020 | |||||||||||||||||||||||
ISIN | US89678F1003 | Agenda | 935200523 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Anthony J. Buzzelli | Withheld | Against | |||||||||||||||||||||||
2 | Helen Hanna Casey | Withheld | Against | |||||||||||||||||||||||
3 | Brian S. Fetterolf | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 119,615 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
FLAGSTAR BANCORP, INC. | ||||||||||||||||||||||||||
Security | 337930705 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FBC | Meeting Date | 02-Jun-2020 | |||||||||||||||||||||||
ISIN | US3379307057 | Agenda | 935181874 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 33,970 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
INNOVATIVE INDUSTRIAL PROPERTIES, INC. | ||||||||||||||||||||||||||
Security | 45781V101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | IIPR | Meeting Date | 02-Jun-2020 | |||||||||||||||||||||||
ISIN | US45781V1017 | Agenda | 935186292 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Alan Gold | For | For | |||||||||||||||||||||||
2 | Gary Kreitzer | For | For | |||||||||||||||||||||||
3 | Mary Curran | For | For | |||||||||||||||||||||||
4 | Scott Shoemaker | For | For | |||||||||||||||||||||||
5 | Paul Smithers | For | For | |||||||||||||||||||||||
6 | David Stecher | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 68,430 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
AMERANT BANCORP INC. | ||||||||||||||||||||||||||
Security | 023576200 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AMTBB | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US0235762004 | Agenda | 935197548 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 165,534 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
AMERANT BANCORP INC. | ||||||||||||||||||||||||||
Security | 023576101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AMTB | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US0235761014 | Agenda | 935197548 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 328,810 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
COSTAR GROUP, INC. | ||||||||||||||||||||||||||
Security | 22160N109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CSGP | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US22160N1090 | Agenda | 935189313 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 1,360 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
FOCUS FINANCIAL PARTNERS INC. | ||||||||||||||||||||||||||
Security | 34417P100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FOCS | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US34417P1003 | Agenda | 935178461 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Joseph Feliciani, Jr. | Withheld | Against | |||||||||||||||||||||||
2 | Noah Gottdiener | Withheld | Against | |||||||||||||||||||||||
3 | Rajini Sundar Kodialam | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 90,940 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US33767D1054 | Agenda | 935192308 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 23,804 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
BYLINE BANCORP INC. | ||||||||||||||||||||||||||
Security | 124411109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BY | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US1244111092 | Agenda | 935203024 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | PHILLIP R. CABRERA | For | For | |||||||||||||||||||||||
2 | ANTONIO D. V. PEROCHENA | For | For | |||||||||||||||||||||||
3 | ROBERTO R. HERENCIA | For | For | |||||||||||||||||||||||
4 | MARY JO S. HERSETH | For | For | |||||||||||||||||||||||
5 | STEVEN P. KENT | For | For | |||||||||||||||||||||||
6 | WILLIAM G. KISTNER | For | For | |||||||||||||||||||||||
7 | ALBERTO J. PARACCHINI | For | For | |||||||||||||||||||||||
8 | STEVEN M. RULL | For | For | |||||||||||||||||||||||
9 | ROBERT R. YOHANAN | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 15,553 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
DYNEX CAPITAL, INC. | ||||||||||||||||||||||||||
Security | 26817Q886 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DX | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US26817Q8868 | Agenda | 935204672 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 68,430 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
LADDER CAPITAL CORP | ||||||||||||||||||||||||||
Security | 505743104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | LADR | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US5057431042 | Agenda | 935198792 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Brian Harris | Withheld | Against | |||||||||||||||||||||||
2 | Mark Alexander | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 92,100 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
NEBULA ACQUISITION CORPORATION | ||||||||||||||||||||||||||
Security | 629076100 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | NEBU | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US6290761005 | Agenda | 935223367 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 208,477 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
NEBULA ACQUISITION CORPORATION | ||||||||||||||||||||||||||
Security | 629076100 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | NEBU | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US6290761005 | Agenda | 935231376 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2A. | Authorize Dual Classes of Stock Increase | Management | For | For | ||||||||||||||||||||||
2B. | Amend Articles-Board Related | Management | Against | Against | ||||||||||||||||||||||
2C. | Amend Articles-Board Related | Management | Against | Against | ||||||||||||||||||||||
3. | Stock Issuance | Management | For | For | ||||||||||||||||||||||
4. | Adopt Stock Option Plan | Management | Against | Against | ||||||||||||||||||||||
5. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 208,477 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
BLACK KNIGHT, INC. | ||||||||||||||||||||||||||
Security | 09215C105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BKI | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US09215C1053 | Agenda | 935190897 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Anthony M. Jabbour | Withheld | Against | |||||||||||||||||||||||
2 | Richard N. Massey | Withheld | Against | |||||||||||||||||||||||
3 | John D. Rood | Withheld | Against | |||||||||||||||||||||||
4 | Nancy L. Shanik | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 28,630 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||||||||||||
Security | 31620R303 | �� | Meeting Type | Annual | ||||||||||||||||||||||
Ticker Symbol | FNF | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US31620R3030 | Agenda | 935192788 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | William P. Foley, II | Withheld | Against | |||||||||||||||||||||||
2 | Douglas K. Ammerman | Withheld | Against | |||||||||||||||||||||||
3 | Thomas M. Hagerty | Withheld | Against | |||||||||||||||||||||||
4 | Peter O. Shea, Jr. | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 13,870 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
PRA GROUP, INC. | ||||||||||||||||||||||||||
Security | 69354N106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US69354N1063 | Agenda | 935204002 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Declassify Board | Management | For | For | ||||||||||||||||||||||
2. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Danielle M. Brown | For | For | |||||||||||||||||||||||
2 | Marjorie M. Connelly | For | For | |||||||||||||||||||||||
3 | James A. Nussle | For | For | |||||||||||||||||||||||
4 | Scott M. Tabakin | For | For | |||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 13,540 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
NEWTEK BUSINESS SERVICES CORP. | ||||||||||||||||||||||||||
Security | 652526203 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NEWT | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US6525262035 | Agenda | 935219976 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Richard J. Salute | Withheld | Against | |||||||||||||||||||||||
2 | Salvatore F. Mulia | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 25,410 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
CANNAE HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 13765N107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CNNE | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US13765N1072 | Agenda | 935208846 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hugh R. Harris | Withheld | Against | |||||||||||||||||||||||
2 | C. Malcolm Holland | Withheld | Against | |||||||||||||||||||||||
3 | Mark D. Linehan | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 143,150 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
ENCORE CAPITAL GROUP, INC. | ||||||||||||||||||||||||||
Security | 292554102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ECPG | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US2925541029 | Agenda | 935205624 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Michael P. Monaco | For | For | |||||||||||||||||||||||
2 | Ashwini (Ash) Gupta | For | For | |||||||||||||||||||||||
3 | Wendy G. Hannam | For | For | |||||||||||||||||||||||
4 | Jeffrey A. Hilzinger | For | For | |||||||||||||||||||||||
5 | Angela A. Knight | For | For | |||||||||||||||||||||||
6 | Laura Newman Olle | For | For | |||||||||||||||||||||||
7 | Richard J. Srednicki | For | For | |||||||||||||||||||||||
8 | Richard P. Stovsky | For | For | |||||||||||||||||||||||
9 | Ashish Masih | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 41,190 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
NEW RESIDENTIAL INVESTMENT CORP. | ||||||||||||||||||||||||||
Security | 64828T201 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NRZ | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US64828T2015 | Agenda | 935206448 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Pamela F. Lenehan | Withheld | Against | |||||||||||||||||||||||
2 | David Saltzman | Withheld | Against | |||||||||||||||||||||||
3 | Alan L. Tyson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Articles-Board Related | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 60,850 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
GREAT AJAX CORP. | ||||||||||||||||||||||||||
Security | 38983D300 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AJX | Meeting Date | 23-Jun-2020 | |||||||||||||||||||||||
ISIN | US38983D3008 | Agenda | 935216538 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Lawrence Mendelsohn | For | For | |||||||||||||||||||||||
2 | Russell Schaub | For | For | |||||||||||||||||||||||
3 | Steven L. Begleiter | For | For | |||||||||||||||||||||||
4 | John C. Condas | For | For | |||||||||||||||||||||||
5 | Jonathan B Handley, Jr. | For | For | |||||||||||||||||||||||
6 | Paul Friedman | For | For | |||||||||||||||||||||||
7 | J. Kirk Ogren, Jr. | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 52,380 | 0 | 04-Jun-2020 | 04-Jun-2020 | |||||||||||||||||||
ESQUIRE FINANCIAL HOLDINGS INC | ||||||||||||||||||||||||||
Security | 29667J101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ESQ | Meeting Date | 24-Jun-2020 | |||||||||||||||||||||||
ISIN | US29667J1016 | Agenda | 935214863 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Russ M. Herman# | Withheld | Against | |||||||||||||||||||||||
2 | Robert J. Mitzman# | Withheld | Against | |||||||||||||||||||||||
3 | Kevin C. Waterhouse# | Withheld | Against | |||||||||||||||||||||||
4 | Marc Grossman* | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 351,370 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
INTL FCSTONE INC. | ||||||||||||||||||||||||||
Security | 46116V105 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | INTL | Meeting Date | 24-Jun-2020 | |||||||||||||||||||||||
ISIN | US46116V1052 | Agenda | 935215548 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Company Name Change | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 37,181 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
CHIMERA INVESTMENT CORPORATION | ||||||||||||||||||||||||||
Security | 16934Q208 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CIM | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||
ISIN | US16934Q2084 | Agenda | 935203416 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 42,260 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
POSTAL REALTY TRUST INC | ||||||||||||||||||||||||||
Security | 73757R102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PSTL | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||
ISIN | US73757R1023 | Agenda | 935220082 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Patrick R. Donahoe | For | For | |||||||||||||||||||||||
2 | Barry Lefkowitz | For | For | |||||||||||||||||||||||
3 | Jane Gural-Senders | For | For | |||||||||||||||||||||||
4 | Anton Feingold | For | For | |||||||||||||||||||||||
5 | Andrew Spodek | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305000 | Emerald Banking & Finance Fund | 6734305000 HSS | UNION BANK | 134,007 | 0 | 15-Jun-2020 | 15-Jun-2020 |
EMERALD GROWTH FUND
Investment Company Report
ONCOCYTE CORPORATION | ||||||||||||||||||||||||||
Security | 68235C107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OCX | Meeting Date | 17-Jul-2019 | |||||||||||||||||||||||
ISIN | US68235C1071 | Agenda | 935055120 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | RONALD ANDREWS | For | For | |||||||||||||||||||||||
2 | ANDREW ARNO | For | For | |||||||||||||||||||||||
3 | MELINDA GRIFFITH | For | For | |||||||||||||||||||||||
4 | ALFRED D. KINGSLEY | For | For | |||||||||||||||||||||||
5 | ANDREW J. LAST | For | For | |||||||||||||||||||||||
6 | ADITYA P. MOHANTY | For | For | |||||||||||||||||||||||
7 | CAVAN REDMOND | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Fix Number of Directors | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 2,380,180 | 0 | 09-Jul-2019 | 18-Jul-2019 | |||||||||||||||||||
TWIST BIOSCIENCE CORPORATION | ||||||||||||||||||||||||||
Security | 90184D100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TWST | Meeting Date | 23-Jul-2019 | |||||||||||||||||||||||
ISIN | US90184D1000 | Agenda | 935053734 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Nelson C. Chan | Withheld | Against | |||||||||||||||||||||||
2 | Xiaoying Mai | Withheld | Against | |||||||||||||||||||||||
3 | Robert Ragusa | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 298,292 | 0 | 03-Jul-2019 | 24-Jul-2019 | |||||||||||||||||||
BIODELIVERY SCIENCES INTERNATIONAL, INC. | ||||||||||||||||||||||||||
Security | 09060J106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BDSI | Meeting Date | 25-Jul-2019 | |||||||||||||||||||||||
ISIN | US09060J1060 | Agenda | 935055093 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||||||||||||||||||
6. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||||
7. | Transact Other Business | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 1,035,252 | 0 | 09-Jul-2019 | 26-Jul-2019 | |||||||||||||||||||
HAEMONETICS CORPORATION | ||||||||||||||||||||||||||
Security | 405024100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HAE | Meeting Date | 25-Jul-2019 | |||||||||||||||||||||||
ISIN | US4050241003 | Agenda | 935050043 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mark W. Kroll | For | For | |||||||||||||||||||||||
2 | Claire Pomeroy | For | For | |||||||||||||||||||||||
3 | Ellen M. Zane | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Amend Articles-Board Related | Management | For | For | ||||||||||||||||||||||
5. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 89,307 | 0 | 05-Jul-2019 | 26-Jul-2019 | |||||||||||||||||||
CHUY'S HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 171604101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CHUY | Meeting Date | 01-Aug-2019 | |||||||||||||||||||||||
ISIN | US1716041017 | Agenda | 935050574 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Saed Mohseni | Withheld | Against | |||||||||||||||||||||||
2 | Ira Zecher | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 202,299 | 0 | 03-Jul-2019 | 03-Jul-2019 | |||||||||||||||||||
NEW RELIC, INC. | ||||||||||||||||||||||||||
Security | 64829B100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NEWR | Meeting Date | 22-Aug-2019 | |||||||||||||||||||||||
ISIN | US64829B1008 | Agenda | 935057922 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Caroline W. Carlisle | Withheld | Against | |||||||||||||||||||||||
2 | Dan Scholnick | Withheld | Against | |||||||||||||||||||||||
3 | James Tolonen | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 41,903 | 0 | 30-Jul-2019 | 30-Jul-2019 | |||||||||||||||||||
CRAY INC. | ||||||||||||||||||||||||||
Security | 225223304 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 | |||||||||||||||||||||||
ISIN | US2252233042 | Agenda | 935058241 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 428,789 | 0 | 09-Jul-2019 | 09-Jul-2019 | |||||||||||||||||||
REPLIMUNE GROUP INC | ||||||||||||||||||||||||||
Security | 76029N106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | REPL | Meeting Date | 04-Sep-2019 | |||||||||||||||||||||||
ISIN | US76029N1063 | Agenda | 935071566 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Philip Astley-Sparke | Withheld | Against | |||||||||||||||||||||||
2 | Kapil Dhingra | Withheld | Against | |||||||||||||||||||||||
3 | Joseph Slattery | Withheld | Against | |||||||||||||||||||||||
2. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 457,185 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||||
PLAYAGS, INC. | ||||||||||||||||||||||||||
Security | 72814N104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AGS | Meeting Date | 10-Sep-2019 | |||||||||||||||||||||||
ISIN | US72814N1046 | Agenda | 935065474 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Adam Chibib | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 469,206 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||||
FRESHPET, INC. | ||||||||||||||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FRPT | Meeting Date | 26-Sep-2019 | |||||||||||||||||||||||
ISIN | US3580391056 | Agenda | 935070069 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | J. David Basto | Withheld | Against | |||||||||||||||||||||||
2 | Lawrence S. Coben | Withheld | Against | |||||||||||||||||||||||
3 | Walter N. George III | Withheld | Against | |||||||||||||||||||||||
4 | Craig D. Steeneck | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 469,817 | 0 | 11-Sep-2019 | 11-Sep-2019 | |||||||||||||||||||
CARPENTER TECHNOLOGY CORPORATION | ||||||||||||||||||||||||||
Security | 144285103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CRS | Meeting Date | 08-Oct-2019 | |||||||||||||||||||||||
ISIN | US1442851036 | Agenda | 935081531 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Viola L. Acoff | Withheld | Against | |||||||||||||||||||||||
2 | I. Martin Inglis | Withheld | Against | |||||||||||||||||||||||
3 | Stephen M. Ward, Jr. | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 115,799 | 0 | 02-Oct-2019 | 02-Oct-2019 | |||||||||||||||||||
MERCURY SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 589378108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MRCY | Meeting Date | 23-Oct-2019 | |||||||||||||||||||||||
ISIN | US5893781089 | Agenda | 935079548 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James K. Bass# | Withheld | Against | |||||||||||||||||||||||
2 | Michael A. Daniels# | Withheld | Against | |||||||||||||||||||||||
3 | Lisa S. Disbrow# | Withheld | Against | |||||||||||||||||||||||
4 | Barry R. Nearhos* | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 283,569 | 0 | 23-Sep-2019 | 23-Sep-2019 | |||||||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 29-Oct-2019 | |||||||||||||||||||||||
ISIN | US03820C1053 | Agenda | 935079992 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mary Dean Hall | Withheld | Against | |||||||||||||||||||||||
2 | Dan P. Komnenovich | Withheld | Against | |||||||||||||||||||||||
3 | Joe A. Raver | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 30,109 | 0 | 01-Oct-2019 | 01-Oct-2019 | |||||||||||||||||||
VIAVI SOLUTIONS INC. | ||||||||||||||||||||||||||
Security | 925550105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VIAV | Meeting Date | 13-Nov-2019 | |||||||||||||||||||||||
ISIN | US9255501051 | Agenda | 935086290 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Richard E. Belluzzo | For | For | |||||||||||||||||||||||
2 | Keith Barnes | For | For | |||||||||||||||||||||||
3 | Laura Black | For | For | |||||||||||||||||||||||
4 | Tor Braham | For | For | |||||||||||||||||||||||
5 | Timothy Campos | For | For | |||||||||||||||||||||||
6 | Donald Colvin | For | For | |||||||||||||||||||||||
7 | Masood A. Jabbar | For | For | |||||||||||||||||||||||
8 | Oleg Khaykin | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 458,806 | 0 | 29-Oct-2019 | 29-Oct-2019 | |||||||||||||||||||
LUMENTUM HOLDINGS INC | ||||||||||||||||||||||||||
Security | 55024U109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | LITE | Meeting Date | 14-Nov-2019 | |||||||||||||||||||||||
ISIN | US55024U1097 | Agenda | 935084587 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 157,913 | 0 | 16-Oct-2019 | 16-Oct-2019 | |||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | ||||||||||||||||||||||||||
Security | 82900L102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SMPL | Meeting Date | 22-Jan-2020 | |||||||||||||||||||||||
ISIN | US82900L1026 | Agenda | 935113085 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James M. Kilts | For | For | |||||||||||||||||||||||
2 | David J. West | For | For | |||||||||||||||||||||||
3 | Michelle P. Goolsby | For | For | |||||||||||||||||||||||
4 | Brian K. Ratzan | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
5. | Declassify Board | Management | For | For | ||||||||||||||||||||||
6. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 847,045 | 0 | 31-Dec-2019 | 31-Dec-2019 | |||||||||||||||||||
TAYLOR MORRISON HOME CORPORATION (TMHC) | ||||||||||||||||||||||||||
Security | 87724P106 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | TMHC | Meeting Date | 30-Jan-2020 | |||||||||||||||||||||||
ISIN | US87724P1066 | Agenda | 935119695 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 381,200 | 0 | 27-Jan-2020 | 27-Jan-2020 | |||||||||||||||||||
TWIST BIOSCIENCE CORPORATION | ||||||||||||||||||||||||||
Security | 90184D100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TWST | Meeting Date | 04-Feb-2020 | |||||||||||||||||||||||
ISIN | US90184D1000 | Agenda | 935122159 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1 | Election of Directors | Management | ||||||||||||||||||||||||
1 | Nicolas Barthelemy | Withheld | Against | |||||||||||||||||||||||
2 | Keith Crandell | Withheld | Against | |||||||||||||||||||||||
3 | Jan Johannessen | Withheld | Against | |||||||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 307,390 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||||
VAREX IMAGING CORPORATION | ||||||||||||||||||||||||||
Security | 92214X106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VREX | Meeting Date | 13-Feb-2020 | |||||||||||||||||||||||
ISIN | US92214X1063 | Agenda | 935119354 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Adopt Omnibus Stock Option Plan | Management | Against | Against | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 183,015 | 0 | 02-Feb-2020 | 02-Feb-2020 | |||||||||||||||||||
MODEL N, INC. | ||||||||||||||||||||||||||
Security | 607525102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MODN | Meeting Date | 14-Feb-2020 | |||||||||||||||||||||||
ISIN | US6075251024 | Agenda | 935118073 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Tim Adams | Withheld | Against | |||||||||||||||||||||||
2 | Scott Reese | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 362,060 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||||
TETRA TECH, INC. | ||||||||||||||||||||||||||
Security | 88162G103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TTEK | Meeting Date | 26-Feb-2020 | |||||||||||||||||||||||
ISIN | US88162G1031 | Agenda | 935122111 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 215,416 | 0 | 21-Feb-2020 | 21-Feb-2020 | |||||||||||||||||||
JACK IN THE BOX INC. | ||||||||||||||||||||||||||
Security | 466367109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | JACK | Meeting Date | 28-Feb-2020 | |||||||||||||||||||||||
ISIN | US4663671091 | Agenda | 935126638 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 191,070 | 0 | 25-Feb-2020 | 25-Feb-2020 | |||||||||||||||||||
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC | ||||||||||||||||||||||||||
Security | 55405Y100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MTSI | Meeting Date | 05-Mar-2020 | |||||||||||||||||||||||
ISIN | US55405Y1001 | Agenda | 935123694 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Charles Bland | Withheld | Against | |||||||||||||||||||||||
2 | Stephen Daly | Withheld | Against | |||||||||||||||||||||||
3 | Susan Ocampo | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 318,865 | 0 | 04-Feb-2020 | 04-Feb-2020 | |||||||||||||||||||
BELLRING BRANDS, INC. | ||||||||||||||||||||||||||
Security | 079823100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BRBR | Meeting Date | 06-Mar-2020 | |||||||||||||||||||||||
ISIN | US0798231009 | Agenda | 935125737 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Elliot H Stein, Jr. | Withheld | Against | |||||||||||||||||||||||
2 | Darcy H. Davenport | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 945,701 | 0 | 21-Feb-2020 | 21-Feb-2020 | |||||||||||||||||||
CIENA CORPORATION | ||||||||||||||||||||||||||
Security | 171779309 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CIEN | Meeting Date | 02-Apr-2020 | |||||||||||||||||||||||
ISIN | US1717793095 | Agenda | 935130358 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Amend Omnibus Stock Option Plan | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 446,519 | 0 | 03-Mar-2020 | 03-Mar-2020 | |||||||||||||||||||
BRYN MAWR BANK CORPORATION | ||||||||||||||||||||||||||
Security | 117665109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BMTC | Meeting Date | 16-Apr-2020 | |||||||||||||||||||||||
ISIN | US1176651099 | Agenda | 935138164 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 81,892 | 0 | 10-Apr-2020 | 10-Apr-2020 |
CHURCHILL DOWNS INCORPORATED | ||||||||||||||||||||||||
Security | 171484108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CHDN | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US1714841087 | Agenda | 935138772 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Robert L. Fealy | Withheld | Against | |||||||||||||||||||||
2 | Douglas C. Grissom | Withheld | Against | |||||||||||||||||||||
3 | Daniel P. Harrington | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 179,706 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
CNB FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security | 126128107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CCNE | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US1261281075 | Agenda | 935148052 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1A2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1A3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1A4 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||
4 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 55,159 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
HARSCO CORPORATION | ||||||||||||||||||||||||
Security | 415864107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | HSC | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US4158641070 | Agenda | 935138710 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 340,044 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||||||||||||||||||||||
Security | 72346Q104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PNFP | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US72346Q1040 | Agenda | 935140703 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1O. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1P. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 238,038 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||||||||||||||
Security | 82312B106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SHEN | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US82312B1061 | Agenda | 935133885 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 155,697 | 0 | 18-Mar-2020 | 18-Mar-2020 | |||||||||||||||||
TOPBUILD CORP | ||||||||||||||||||||||||
Security | 89055F103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BLD | Meeting Date | 27-Apr-2020 | |||||||||||||||||||||
ISIN | US89055F1030 | Agenda | 935145258 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 62,011 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
STAG INDUSTRIAL, INC. | ||||||||||||||||||||||||
Security | 85254J102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | STAG | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||
ISIN | US85254J1025 | Agenda | 935148228 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 106,241 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
TREX COMPANY, INC. | ||||||||||||||||||||||||
Security | 89531P105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TREX | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||
ISIN | US89531P1057 | Agenda | 935137744 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 389,399 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
VERICEL CORPORATION | ||||||||||||||||||||||||
Security | 92346J108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VCEL | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||
ISIN | US92346J1088 | Agenda | 935144600 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Robert L. Zerbe | For | For | |||||||||||||||||||||
2 | Alan L. Rubino | For | For | |||||||||||||||||||||
3 | Heidi Hagen | For | For | |||||||||||||||||||||
4 | Steven Gilman | For | For | |||||||||||||||||||||
5 | Kevin McLaughlin | For | For | |||||||||||||||||||||
6 | Paul Wotton | For | For | |||||||||||||||||||||
7 | Dominick C. Colangelo | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | Amend Omnibus Stock Option Plan | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 342,591 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | ||||||||||||||||||||||||
Security | G11196105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BHVN | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | VGG111961055 | Agenda | 935174994 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 320,503 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||
HORIZON THERAPEUTICS PLC | ||||||||||||||||||||||||
Security | G46188101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | HZNP | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | IE00BQPVQZ61 | Agenda | 935145284 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | Authorize Directors to Repurchase Shares | Management | For | For | ||||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
6. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 725,347 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
NOODLES & COMPANY | ||||||||||||||||||||||||
Security | 65540B105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NDLS | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | US65540B1052 | Agenda | 935139483 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Mary Egan | Withheld | Against | |||||||||||||||||||||
2 | Robert Hartnett | Withheld | Against | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 575,849 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
PLANET FITNESS, INC. | ||||||||||||||||||||||||
Security | 72703H101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PLNT | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | US72703H1014 | Agenda | 935145688 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Stephen Spinelli, Jr. | Withheld | Against | |||||||||||||||||||||
2 | Enshalla Anderson | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 290,631 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
PQ GROUP HOLDINGS INC | ||||||||||||||||||||||||
Security | 73943T103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PQG | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | US73943T1034 | Agenda | 935174956 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Martin Craighead | Withheld | Against | |||||||||||||||||||||
2 | Andrew Currie | Withheld | Against | |||||||||||||||||||||
3 | Timothy Walsh | Withheld | Against | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
4. | Amend Omnibus Stock Option Plan | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 427,795 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||
USA TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security | 90328S500 | Meeting Type | Contested-Annual | |||||||||||||||||||||
Ticker Symbol | USAT | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||
ISIN | US90328S5001 | Agenda | 935114998 - Opposition | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Lisa P. Baird | For | For | |||||||||||||||||||||
2 | Douglas G. Bergeron | For | For | |||||||||||||||||||||
3 | Douglas L. Braunstein | For | For | |||||||||||||||||||||
4 | Jacob Lamm | For | For | |||||||||||||||||||||
5 | Michael K. Passilla | For | For | |||||||||||||||||||||
6 | Ellen Richey | For | For | |||||||||||||||||||||
7 | Anne M. Smalling | For | For | |||||||||||||||||||||
8 | Shannon S. Warren | For | For | |||||||||||||||||||||
2. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||
3. | Ratify Shareholder Rights Plan | Management | Against | For | ||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
5. | 14A Executive Compensation | Management | Against | For | ||||||||||||||||||||
6. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 696,516 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||
AGREE REALTY CORPORATION | ||||||||||||||||||||||||
Security | 008492100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ADC | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US0084921008 | Agenda | 935151960 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Merrie Frankel | Withheld | Against | |||||||||||||||||||||
2 | Farris G. Kalil | Withheld | Against | |||||||||||||||||||||
3 | Simon Leopold | Withheld | Against | |||||||||||||||||||||
4 | William S. Rubenfaer | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 57,203 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
ARCOSA, INC. | ||||||||||||||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ACA | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US0396531008 | Agenda | 935148951 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 105,372 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
KNOLL, INC. | ||||||||||||||||||||||||
Security | 498904200 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | KNL | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US4989042001 | Agenda | 935152823 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Andrew B. Cogan | Withheld | Against | |||||||||||||||||||||
2 | Stephen F. Fisher | Withheld | Against | |||||||||||||||||||||
3 | Sarah E. Nash | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 94,506 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
PACIFIC PREMIER BANCORP, INC. | ||||||||||||||||||||||||
Security | 69478X105 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | PPBI | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US69478X1054 | Agenda | 935179982 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 551,871 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
PLURALSIGHT, INC. | ||||||||||||||||||||||||
Security | 72941B106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PS | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US72941B1061 | Agenda | 935152518 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Arne Duncan | Withheld | Against | |||||||||||||||||||||
2 | Leah Johnson | Withheld | Against | |||||||||||||||||||||
3 | Frederick Onion | Withheld | Against | |||||||||||||||||||||
4 | Karenann Terrell | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 756,598 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | ||||||||||||||||||||||||
Security | 78781P105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SAIL | Meeting Date | 05-May-2020 | |||||||||||||||||||||
ISIN | US78781P1057 | Agenda | 935150374 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | William G. Bock | Withheld | Against | |||||||||||||||||||||
2 | Michael J. Sullivan | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 447,667 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AJRD | Meeting Date | 06-May-2020 | |||||||||||||||||||||
ISIN | US0078001056 | Agenda | 935147810 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||||||||||||
3 | Eileen P. Drake | For | For | |||||||||||||||||||||
4 | James R. Henderson | For | For | |||||||||||||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||||||||||||
6 | Gen L W Lord USAF (Ret) | For | For | |||||||||||||||||||||
7 | Martin Turchin | For | For | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 248,195 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | ||||||||||||||||||||||||
Security | 19239V302 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CCOI | Meeting Date | 06-May-2020 | |||||||||||||||||||||
ISIN | US19239V3024 | Agenda | 935148963 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Dave Schaeffer | For | For | |||||||||||||||||||||
2 | D. Blake Bath | For | For | |||||||||||||||||||||
3 | Steven D. Brooks | For | For | |||||||||||||||||||||
4 | Lewis H. Ferguson, III | For | For | |||||||||||||||||||||
5 | Carolyn Katz | For | For | |||||||||||||||||||||
6 | Sheryl Kennedy | For | For | |||||||||||||||||||||
7 | Marc Montagner | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 207,385 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
QTS REALTY TRUST, INC. | ||||||||||||||||||||||||
Security | 74736A103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | QTS | Meeting Date | 06-May-2020 | |||||||||||||||||||||
ISIN | US74736A1034 | Agenda | 935154106 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Chad L. Williams | For | For | |||||||||||||||||||||
2 | John W. Barter | For | For | |||||||||||||||||||||
3 | William O. Grabe | For | For | |||||||||||||||||||||
4 | Catherine R. Kinney | For | For | |||||||||||||||||||||
5 | Peter A. Marino | For | For | |||||||||||||||||||||
6 | Scott D. Miller | For | For | |||||||||||||||||||||
7 | Mazen Rawashdeh | For | For | |||||||||||||||||||||
8 | Wayne M. Rehberger | For | For | |||||||||||||||||||||
9 | Philip P. Trahanas | For | For | |||||||||||||||||||||
10 | Stephen E. Westhead | For | For | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 216,944 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
AIR TRANSPORT SERVICES GROUP, INC. | ||||||||||||||||||||||||
Security | 00922R105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ATSG | Meeting Date | 07-May-2020 | |||||||||||||||||||||
ISIN | US00922R1059 | Agenda | 935154295 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 190,000 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
CHART INDUSTRIES, INC. | ||||||||||||||||||||||||
Security | 16115Q308 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GTLS | Meeting Date | 12-May-2020 | |||||||||||||||||||||
ISIN | US16115Q3083 | Agenda | 935162266 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Carey Chen | For | For | |||||||||||||||||||||
2 | Jillian C. Evanko | For | For | |||||||||||||||||||||
3 | Steven W. Krablin | For | For | |||||||||||||||||||||
4 | Singleton B. McAllister | For | For | |||||||||||||||||||||
5 | Michael L. Molinini | For | For | |||||||||||||||||||||
6 | David M. Sagehorn | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 225,980 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
CROSSFIRST BANKSHARES, INC. | ||||||||||||||||||||||||
Security | 22766M109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CFB | Meeting Date | 12-May-2020 | |||||||||||||||||||||
ISIN | US22766M1099 | Agenda | 935159269 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 533,252 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||
MIRATI THERAPEUTICS, INC. | ||||||||||||||||||||||||
Security | 60468T105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MRTX | Meeting Date | 12-May-2020 | |||||||||||||||||||||
ISIN | US60468T1051 | Agenda | 935198994 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Charles M. Baum | For | For | |||||||||||||||||||||
2 | Bruce L.A. Carter | For | For | |||||||||||||||||||||
3 | Julie M. Cherrington | For | For | |||||||||||||||||||||
4 | Aaron I. Davis | For | For | |||||||||||||||||||||
5 | Henry J. Fuchs | For | For | |||||||||||||||||||||
6 | Michael Grey | For | For | |||||||||||||||||||||
7 | Faheem Hasnain | For | For | |||||||||||||||||||||
8 | Craig Johnson | For | For | |||||||||||||||||||||
9 | Maya Martinez-Davis | For | For | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 130,748 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||
ONTO INNOVATION INC. | ||||||||||||||||||||||||
Security | 683344105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ONTO | Meeting Date | 12-May-2020 | |||||||||||||||||||||
ISIN | US6833441057 | Agenda | 935164400 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 133,942 | 0 | 22-Apr-2020 | 22-Apr-2020 | |||||||||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||||||||||||
Security | 100557107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SAM | Meeting Date | 14-May-2020 | |||||||||||||||||||||
ISIN | US1005571070 | Agenda | 935152784 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Meghan V. Joyce | Withheld | Against | |||||||||||||||||||||
2 | Michael Spillane | Withheld | Against | |||||||||||||||||||||
3 | Jean-Michel Valette | Withheld | Against | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 29,377 | 0 | 26-Apr-2020 | 26-Apr-2020 | |||||||||||||||||
THE CHILDREN'S PLACE, INC. | ||||||||||||||||||||||||
Security | 168905107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PLCE | Meeting Date | 14-May-2020 | |||||||||||||||||||||
ISIN | US1689051076 | Agenda | 935182953 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 135,546 | 0 | 26-Apr-2020 | 26-Apr-2020 | |||||||||||||||||
PACIFIC PREMIER BANCORP, INC. | ||||||||||||||||||||||||
Security | 69478X105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PPBI | Meeting Date | 18-May-2020 | |||||||||||||||||||||
ISIN | US69478X1054 | Agenda | 935166795 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 551,871 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||
ATRICURE, INC. | ||||||||||||||||||||||||
Security | 04963C209 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ATRC | Meeting Date | 20-May-2020 | |||||||||||||||||||||
ISIN | US04963C2098 | Agenda | 935168989 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 269,960 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||
COLLEGIUM PHARMACEUTICAL, INC. | ||||||||||||||||||||||||
Security | 19459J104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | COLL | Meeting Date | 20-May-2020 | |||||||||||||||||||||
ISIN | US19459J1043 | Agenda | 935179538 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Declassify Board | Management | For | For | ||||||||||||||||||||
4. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 425,951 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||
INTEGER HOLDINGS CORPORATION | ||||||||||||||||||||||||
Security | 45826H109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ITGR | Meeting Date | 20-May-2020 | |||||||||||||||||||||
ISIN | US45826H1095 | Agenda | 935188183 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Pamela G. Bailey | For | For | |||||||||||||||||||||
2 | Joseph W. Dziedzic | For | For | |||||||||||||||||||||
3 | James F. Hinrichs | For | For | |||||||||||||||||||||
4 | Jean Hobby | For | For | |||||||||||||||||||||
5 | M. Craig Maxwell | For | For | |||||||||||||||||||||
6 | Filippo Passerini | For | For | |||||||||||||||||||||
7 | Bill R. Sanford | For | For | |||||||||||||||||||||
8 | Donald J. Spence | For | For | |||||||||||||||||||||
9 | William B. Summers, Jr. | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 216,038 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||
OCEANFIRST FINANCIAL CORP. | ||||||||||||||||||||||||
Security | 675234108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | OCFC | Meeting Date | 20-May-2020 | |||||||||||||||||||||
ISIN | US6752341080 | Agenda | 935195087 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Angelo J. Catania | For | For | |||||||||||||||||||||||
2 | Anthony R. Coscia | For | For | |||||||||||||||||||||||
3 | Michael D. Devlin | �� | For | For | ||||||||||||||||||||||
4 | Jack M. Farris | For | For | |||||||||||||||||||||||
5 | Kimberly M. Guadagno | For | For | |||||||||||||||||||||||
6 | Nicos Katsoulis | For | For | |||||||||||||||||||||||
7 | John K. Lloyd | For | For | |||||||||||||||||||||||
8 | Christopher D. Maher | For | For | |||||||||||||||||||||||
9 | William D. Moss | For | For | |||||||||||||||||||||||
10 | Joseph M. Murphy, Jr. | For | For | |||||||||||||||||||||||
11 | Steven M. Scopellite | For | For | |||||||||||||||||||||||
12 | Grace C. Torres | For | For | |||||||||||||||||||||||
13 | Grace M. Vallacchi | For | For | |||||||||||||||||||||||
14 | John E. Walsh | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 444,500 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||||
PERFICIENT, INC. | ||||||||||||||||||||||||||
Security | 71375U101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PRFT | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US71375U1016 | Agenda | 935158584 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 254,951 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||||
YETI HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 98585X104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | YETI | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US98585X1046 | Agenda | 935174297 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mary Lou Kelley | Withheld | Against | |||||||||||||||||||||||
2 | Dustan E. McCoy | Withheld | Against | |||||||||||||||||||||||
3 | Robert K. Shearer | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 425,586 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||||
CHEMOCENTRYX INC | ||||||||||||||||||||||||||
Security | 16383L106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CCXI | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US16383L1061 | Agenda | 935180682 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 193,294 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
INPHI CORPORATION | ||||||||||||||||||||||||||
Security | 45772F107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | IPHI | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US45772F1075 | Agenda | 935202375 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Nicholas E. Brathwaite | Withheld | Against | |||||||||||||||||||||||
2 | Dr. David E. Liddle | Withheld | Against | |||||||||||||||||||||||
3 | Dr. Bruce M. McWilliams | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 53,490 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
KARYOPHARM THERAPEUTICS INC. | ||||||||||||||||||||||||||
Security | 48576U106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KPTI | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US48576U1060 | Agenda | 935174348 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Barry E. Greene | Withheld | Against | |||||||||||||||||||||||
2 | Mansoor Raza Mirza, MD | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 508,178 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
MERITAGE HOMES CORPORATION | ||||||||||||||||||||||||||
Security | 59001A102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MTH | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US59001A1025 | Agenda | 935174172 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 230,937 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
USA TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 90328S500 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | USAT | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US90328S5001 | Agenda | 935213520 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | S/H Proposal - Report on Executive Compensation | Shareholder | Against | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
5A. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
5B. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
6. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 696,516 | 0 | 08-May-2020 | 08-May-2020 | |||||||||||||||||||
VARONIS SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 922280102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VRNS | Meeting Date | 26-May-2020 | |||||||||||||||||||||||
ISIN | US9222801022 | Agenda | 935183246 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Yakov Faitelson | Withheld | Against | |||||||||||||||||||||||
2 | Ohad Korkus | Withheld | Against | |||||||||||||||||||||||
3 | Thomas F. Mendoza | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 224,006 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
AIMMUNE THERAPEUTICS, INC. | ||||||||||||||||||||||||||
Security | 00900T107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AIMT | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US00900T1079 | Agenda | 935182840 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Brett K. Haumann, M.D. | Withheld | Against | |||||||||||||||||||||||
2 | Mark D. McDade | Withheld | Against | |||||||||||||||||||||||
3 | Stacey D. Seltzer | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 299,691 | 0 | 08-May-2020 | 08-May-2020 | |||||||||||||||||||
BRP GROUP INC | ||||||||||||||||||||||||||
Security | 05589G102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BRP | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US05589G1022 | Agenda | 935199617 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Lowry Baldwin | Withheld | Against | |||||||||||||||||||||||
2 | Phillip Casey | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 491,961 | 0 | 08-May-2020 | 08-May-2020 | |||||||||||||||||||
TANDEM DIABETES CARE, INC. | ||||||||||||||||||||||||||
Security | 875372203 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TNDM | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US8753722037 | Agenda | 935180428 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Kim D. Blickenstaff | Withheld | Against | |||||||||||||||||||||||
2 | Christopher J. Twomey | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 139,025 | 0 | 09-May-2020 | 09-May-2020 | |||||||||||||||||||
NEOGENOMICS, INC. | ||||||||||||||||||||||||||
Security | 64049M209 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NEO | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US64049M2098 | Agenda | 935174211 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 758,408 | 0 | 11-May-2020 | 11-May-2020 | |||||||||||||||||||
PALOMAR HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 69753M105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PLMR | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US69753M1053 | Agenda | 935183210 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Robert E. Dowdell | Withheld | Against | |||||||||||||||||||||||
2 | Daryl Bradley | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 239,885 | 0 | 11-May-2020 | 11-May-2020 | |||||||||||||||||||
TAYLOR MORRISON HOME CORPORATION (TMHC) | ||||||||||||||||||||||||||
Security | 87724P106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TMHC | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US87724P1066 | Agenda | 935182585 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Jeffry L. Flake | For | For | |||||||||||||||||||||||
2 | Gary H. Hunt | For | For | |||||||||||||||||||||||
3 | Peter Lane | For | For | |||||||||||||||||||||||
4 | William H. Lyon | For | For | |||||||||||||||||||||||
5 | Anne L. Mariucci | For | For | |||||||||||||||||||||||
6 | Andrea Owen | For | For | |||||||||||||||||||||||
7 | Sheryl D. Palmer | For | For | |||||||||||||||||||||||
8 | Denise F. Warren | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 401,714 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
TELADOC HEALTH, INC. | ||||||||||||||||||||||||||
Security | 87918A105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TDOC | Meeting Date | 28-May-2020 | |||||||||||||||||||||||
ISIN | US87918A1051 | Agenda | 935178132 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Ms. Helen Darling | For | For | |||||||||||||||||||||||
2 | Mr. William H. Frist MD | For | For | |||||||||||||||||||||||
3 | Mr. Michael Goldstein | For | For | |||||||||||||||||||||||
4 | Mr. Jason Gorevic | For | For | |||||||||||||||||||||||
5 | Ms. C. A. Jacobson | For | For | |||||||||||||||||||||||
6 | Mr. Thomas G. McKinley | For | For | |||||||||||||||||||||||
7 | Mr. Kenneth H. Paulus | For | For | |||||||||||||||||||||||
8 | Mr. David Shedlarz | For | For | |||||||||||||||||||||||
9 | Mr. Mark D. Smith, MD | For | For | |||||||||||||||||||||||
10 | Mr. David B. Snow, Jr. | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 70,704 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
ZOGENIX, INC. | ||||||||||||||||||||||||||
Security | 98978L204 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ZGNX | Meeting Date | 29-May-2020 | |||||||||||||||||||||||
ISIN | US98978L2043 | Agenda | 935188537 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 256,276 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
ADAMAS PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 00548A106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ADMS | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US00548A1060 | Agenda | 935188323 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Michael F. Bigham | Withheld | Against | |||||||||||||||||||||||
2 | John MacPhee | Withheld | Against | |||||||||||||||||||||||
3 | David L. Mahoney | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 358,154 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
ALARM.COM HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 011642105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ALRM | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US0116421050 | Agenda | 935195316 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
5. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 187,500 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
CHEGG, INC. | ||||||||||||||||||||||||||
Security | 163092109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CHGG | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US1630921096 | Agenda | 935178170 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Reneé Budig | Withheld | Against | |||||||||||||||||||||||
2 | Dan Rosensweig | Withheld | Against | |||||||||||||||||||||||
3 | Ted Schlein | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 814,366 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
EXICURE, INC. | ||||||||||||||||||||||||||
Security | 30205M101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | XCUR | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US30205M1018 | Agenda | 935195520 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Bosun Hau | Withheld | Against | |||||||||||||||||||||||
2 | Chad A. Mirkin, Ph.D. | Withheld | Against | |||||||||||||||||||||||
3 | Jay R. Venkatesan, M.D. | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 925,000 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
RAPID7, INC. | ||||||||||||||||||||||||||
Security | 753422104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RPD | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US7534221046 | Agenda | 935193324 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Judy Bruner | For | For | |||||||||||||||||||||||
2 | Benjamin Holzman | For | For | |||||||||||||||||||||||
3 | Tom Schodorf | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Declassify Board | Management | For | For | ||||||||||||||||||||||
5. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 419,395 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||||||||||||||||||||||||
Security | 808625107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SAIC | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US8086251076 | Agenda | 935180389 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 144,548 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
SEASPINE HOLDINGS CORPORATION | ||||||||||||||||||||||||||
Security | 81255T108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SPNE | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US81255T1088 | Agenda | 935188208 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | K.J. Commins-Tzoumakas | Withheld | Against | |||||||||||||||||||||||
2 | Renee Gaeta | Withheld | Against | |||||||||||||||||||||||
3 | Kirtley C. Stephenson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 140,850 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
APPLIED THERAPEUTICS, INC. | ||||||||||||||||||||||||||
Security | 03828A101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | APLT | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US03828A1016 | Agenda | 935195342 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Les Funtleyder | Withheld | Against | |||||||||||||||||||||||
2 | Stacy Kanter | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 169,094 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
AVROBIO, INC. | ||||||||||||||||||||||||||
Security | 05455M100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AVRO | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US05455M1009 | Agenda | 935193069 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Ian Clark | Withheld | Against | |||||||||||||||||||||||
2 | Annalisa Jenkins | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 448,316 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
BOINGO WIRELESS, INC. | ||||||||||||||||||||||||||
Security | 09739C102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | WIFI | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US09739C1027 | Agenda | 935191065 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 159,162 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||||||||||||||||
Security | 50077B207 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KTOS | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US50077B2079 | Agenda | 935192663 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Scott Anderson | For | For | |||||||||||||||||||||||
2 | Eric DeMarco | For | For | |||||||||||||||||||||||
3 | William Hoglund | For | For | |||||||||||||||||||||||
4 | Scot Jarvis | For | For | |||||||||||||||||||||||
5 | Jane Judd | For | For | |||||||||||||||||||||||
6 | Samuel Liberatore | For | For | |||||||||||||||||||||||
7 | Amy Zegart | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 1,226,616 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
MOELIS & COMPANY | ||||||||||||||||||||||||||
Security | 60786M105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MC | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US60786M1053 | Agenda | 935192310 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Kenneth Moelis | For | For | |||||||||||||||||||||||
2 | Navid Mahmoodzadegan | For | For | |||||||||||||||||||||||
3 | Jeffrey Raich | For | For | |||||||||||||||||||||||
4 | Eric Cantor | For | For | |||||||||||||||||||||||
5 | Elizabeth Crain | For | For | |||||||||||||||||||||||
6 | John A. Allison IV | For | For | |||||||||||||||||||||||
7 | Yolonda Richardson | For | For | |||||||||||||||||||||||
8 | Kenneth L. Shropshire | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Transact Other Business | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 331,357 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
RADIUS HEALTH, INC. | ||||||||||||||||||||||||||
Security | 750469207 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RDUS | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US7504692077 | Agenda | 935190467 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 427,963 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
SVMK INC. | ||||||||||||||||||||||||||
Security | 78489X103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SVMK | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US78489X1037 | Agenda | 935196635 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Ryan Finley | Withheld | Against | |||||||||||||||||||||||
2 | Benjamin C. Spero | Withheld | Against | |||||||||||||||||||||||
3 | Serena Williams | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 656,817 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
TRANSMEDICS GROUP INC | ||||||||||||||||||||||||||
Security | 89377M109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TMDX | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US89377M1099 | Agenda | 935175150 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Waleed H. Hassanein, MD | For | For | |||||||||||||||||||||||
2 | James R. Tobin | For | For | |||||||||||||||||||||||
3 | Edward M. Basile | For | For | |||||||||||||||||||||||
4 | Thomas J. Gunderson | For | For | |||||||||||||||||||||||
5 | Edwin M. Kania | For | For | |||||||||||||||||||||||
6 | David Weill, M.D. | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 258,345 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
TRINET GROUP,INC. | ||||||||||||||||||||||||||
Security | 896288107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TNET | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US8962881079 | Agenda | 935190481 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Michael J. Angelakis | Withheld | Against | |||||||||||||||||||||||
2 | Burton M. Goldfield | Withheld | Against | |||||||||||||||||||||||
3 | David C. Hodgson | Withheld | Against | |||||||||||||||||||||||
4 | Jacqueline Kosecoff | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 158,834 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
OYSTER POINT PHARMA, INC | ||||||||||||||||||||||||||
Security | 69242L106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OYST | Meeting Date | 05-Jun-2020 | |||||||||||||||||||||||
ISIN | US69242L1061 | Agenda | 935199960 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | William J. Link, Ph.D. | Withheld | Against | |||||||||||||||||||||||
2 | Mark Murray | Withheld | Against | |||||||||||||||||||||||
3 | Clare Ozawa, Ph.D. | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 120,676 | 0 | 25-May-2020 | 25-May-2020 | |||||||||||||||||||
STEVEN MADDEN, LTD. | ||||||||||||||||||||||||||
Security | 556269108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SHOO | Meeting Date | 05-Jun-2020 | |||||||||||||||||||||||
ISIN | US5562691080 | Agenda | 935171405 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Edward R. Rosenfeld | For | For | |||||||||||||||||||||||
2 | Al Ferrara | For | For | |||||||||||||||||||||||
3 | Mitchel S. Klipper | For | For | |||||||||||||||||||||||
4 | Rose Peabody Lynch | For | For | |||||||||||||||||||||||
5 | Peter Migliorini | For | For | |||||||||||||||||||||||
6 | Ravi Sachdev | For | For | |||||||||||||||||||||||
7 | Thomas H. Schwartz | For | For | |||||||||||||||||||||||
8 | Robert G. Smith | For | For | |||||||||||||||||||||||
9 | Amelia Newton Varela | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 200,574 | 0 | 25-May-2020 | 25-May-2020 | |||||||||||||||||||
NEW FORTRESS ENERGY LLC | ||||||||||||||||||||||||||
Security | 644393100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NFE | Meeting Date | 08-Jun-2020 | |||||||||||||||||||||||
ISIN | US6443931000 | Agenda | 935204759 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | John J. Mack | Withheld | Against | |||||||||||||||||||||||
2 | Katherine E. Wanner | Withheld | Against | |||||||||||||||||||||||
3 | Matthew Wilkinson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 406,786 | 0 | 25-May-2020 | 25-May-2020 | |||||||||||||||||||
EHEALTH, INC. | ||||||||||||||||||||||||||
Security | 28238P109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EHTH | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US28238P1093 | Agenda | 935197978 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Andrea C. Brimmer | Withheld | Against | |||||||||||||||||||||||
2 | Beth A. Brooke | Withheld | Against | |||||||||||||||||||||||
3 | Randall S. Livingston | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 81,622 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
Q2 HOLDINGS INC | ||||||||||||||||||||||||||
Security | 74736L109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | QTWO | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US74736L1098 | Agenda | 935213998 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | R. Lynn Atchison | Withheld | Against | |||||||||||||||||||||||
2 | Charles T. Doyle | Withheld | Against | |||||||||||||||||||||||
3 | Carl James Schaper | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 43,126 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
DECIPHERA PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 24344T101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DCPH | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US24344T1016 | Agenda | 935190443 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Patricia L. Allen | Withheld | Against | |||||||||||||||||||||||
2 | Edward J. Benz, Jr., MD | Withheld | Against | |||||||||||||||||||||||
3 | Dennis L. Walsh | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 91,500 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
LENDINGTREE INC | ||||||||||||||||||||||||||
Security | 52603B107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TREE | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US52603B1070 | Agenda | 935209230 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 34,211 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
NATIONAL VISION HOLDINGS INC | ||||||||||||||||||||||||||
Security | 63845R107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EYE | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US63845R1077 | Agenda | 935197889 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | David M. Tehle | Withheld | Against | |||||||||||||||||||||||
2 | Thomas V. Taylor, Jr. | Withheld | Against | |||||||||||||||||||||||
3 | Virginia A. Hepner | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 133,821 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
PTC THERAPEUTICS, INC. | ||||||||||||||||||||||||||
Security | 69366J200 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PTCT | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US69366J2006 | Agenda | 935200410 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1 | Election of Directors | Management | ||||||||||||||||||||||||
1 | Stephanie S. Okey, M.S. | Withheld | Against | |||||||||||||||||||||||
2 | Stuart W. Peltz, Ph.D. | Withheld | Against | |||||||||||||||||||||||
3 | Jerome B. Zeldis, M.D. | Withheld | Against | |||||||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3 | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 55,249 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
REATA PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 75615P103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RETA | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US75615P1030 | Agenda | 935201979 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James E. Bass | Withheld | Against | |||||||||||||||||||||||
2 | R. Kent McGaughy, Jr. | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 62,446 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
SEAWORLD ENTERTAINMENT, INC. | ||||||||||||||||||||||||||
Security | 81282V100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SEAS | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US81282V1008 | Agenda | 935198071 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 216,735 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
TILLY'S INC. | ||||||||||||||||||||||||||
Security | 886885102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TLYS | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US8868851028 | Agenda | 935187927 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hezy Shaked | For | For | |||||||||||||||||||||||
2 | Doug Collier | For | For | |||||||||||||||||||||||
3 | Seth Johnson | For | For | |||||||||||||||||||||||
4 | Janet Kerr | For | For | |||||||||||||||||||||||
5 | Edmond Thomas | For | For | |||||||||||||||||||||||
6 | Bernard Zeichner | For | For | |||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 380,574 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
ASSEMBLY BIOSCIENCES INC. | ||||||||||||||||||||||||||
Security | 045396108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ASMB | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US0453961080 | Agenda | 935196382 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Anthony E. Altig | For | For | |||||||||||||||||||||||
2 | Richard D DiMarchi, PhD | For | For | |||||||||||||||||||||||
3 | Myron Z. Holubiak | For | For | |||||||||||||||||||||||
4 | Helen S. Kim | For | For | |||||||||||||||||||||||
5 | Alan J. Lewis, Ph.D. | For | For | |||||||||||||||||||||||
6 | Susan Mahony, Ph.D. | For | For | |||||||||||||||||||||||
7 | J G McHutchison, AO, MD | For | For | |||||||||||||||||||||||
8 | William R. Ringo, Jr. | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 167,240 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
EVERQUOTE, INC. | ||||||||||||||||||||||||||
Security | 30041R108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EVER | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US30041R1086 | Agenda | 935200496 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | David Blundin | For | For | |||||||||||||||||||||||
2 | Sanju Bansal | For | For | |||||||||||||||||||||||
3 | Seth Birnbaum | For | For | |||||||||||||||||||||||
4 | Paul Deninger | For | For | |||||||||||||||||||||||
5 | John Lunny | For | For | |||||||||||||||||||||||
6 | George Neble | For | For | |||||||||||||||||||||||
7 | John Shields | For | For | |||||||||||||||||||||||
8 | Mira Wilczek | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 192,374 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
SEMTECH CORPORATION | ||||||||||||||||||||||||||
Security | 816850101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SMTC | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US8168501018 | Agenda | 935196471 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | James P. Burra | For | For | |||||||||||||||||||||||
2 | Rodolpho C. Cardenuto | For | For | |||||||||||||||||||||||
3 | Bruce C. Edwards | For | For | |||||||||||||||||||||||
4 | Saar Gillai | For | For | |||||||||||||||||||||||
5 | Rockell N. Hankin | For | For | |||||||||||||||||||||||
6 | Ye Jane Li | For | For | |||||||||||||||||||||||
7 | James T. Lindstrom | For | For | |||||||||||||||||||||||
8 | Mohan R. Maheswaran | For | For | |||||||||||||||||||||||
9 | Sylvia Summers | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 101,409 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
VONAGE HOLDINGS CORP. | ||||||||||||||||||||||||||
Security | 92886T201 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VG | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US92886T2015 | Agenda | 935196320 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 449,432 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
PROOFPOINT, INC. | ||||||||||||||||||||||||||
Security | 743424103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PFPT | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US7434241037 | Agenda | 935192360 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 86,567 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
TABULA RASA HEALTHCARE INC | ||||||||||||||||||||||||||
Security | 873379101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TRHC | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US8733791011 | Agenda | 935204329 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Dr. Jan Berger | Withheld | Against | |||||||||||||||||||||||
2 | Kathrine O'Brien | Withheld | Against | |||||||||||||||||||||||
3 | Michael Purcell | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 222,828 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
DICERNA PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 253031108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DRNA | Meeting Date | 15-Jun-2020 | |||||||||||||||||||||||
ISIN | US2530311081 | Agenda | 935200888 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 264,761 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
TURNING POINT THERAPEUTICS, INC. | ||||||||||||||||||||||||||
Security | 90041T108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TPTX | Meeting Date | 15-Jun-2020 | |||||||||||||||||||||||
ISIN | US90041T1088 | Agenda | 935207642 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Athena Countouriotis MD | Withheld | Against | |||||||||||||||||||||||
2 | Patrick Machado, J.D. | Withheld | Against | |||||||||||||||||||||||
3 | Garry Nicholson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 41,703 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
EVERI HOLDINGS INC. | ||||||||||||||||||||||||||
Security | 30034T103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EVRI | Meeting Date | 16-Jun-2020 | |||||||||||||||||||||||
ISIN | US30034T1034 | Agenda | 935225296 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Linster W. Fox | Withheld | Against | |||||||||||||||||||||||
2 | Maureen T. Mullarkey | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 1,058,460 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
FIRST CHOICE BANCORP | ||||||||||||||||||||||||||
Security | 31948P104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FCBP | Meeting Date | 16-Jun-2020 | |||||||||||||||||||||||
ISIN | US31948P1049 | Agenda | 935207262 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Robert M. Franko | For | For | |||||||||||||||||||||||
2 | James H. Gray | For | For | |||||||||||||||||||||||
3 | Peter H. Hui | For | For | |||||||||||||||||||||||
4 | Fred D. Jensen | For | For | |||||||||||||||||||||||
5 | Luis Maizel | For | For | |||||||||||||||||||||||
6 | Lynn McKenzie-Tallerico | For | For | |||||||||||||||||||||||
7 | Pravin C. Pranav | For | For | |||||||||||||||||||||||
8 | Phillip T. Thong | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 122,502 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
FIVE BELOW, INC. | ||||||||||||||||||||||||||
Security | 33829M101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FIVE | Meeting Date | 16-Jun-2020 | |||||||||||||||||||||||
ISIN | US33829M1018 | Agenda | 935205256 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 108,824 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
CANNAE HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 13765N107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CNNE | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US13765N1072 | Agenda | 935208846 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hugh R. Harris | Withheld | Against | |||||||||||||||||||||||
2 | C. Malcolm Holland | Withheld | Against | |||||||||||||||||||||||
3 | Mark D. Linehan | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 70,000 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
ONCOCYTE CORPORATION | ||||||||||||||||||||||||||
Security | 68235C107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OCX | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US68235C1071 | Agenda | 935228088 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | RONALD ANDREWS | For | For | |||||||||||||||||||||||
2 | ANDREW ARNO | For | For | |||||||||||||||||||||||
3 | MELINDA GRIFFITH | For | For | |||||||||||||||||||||||
4 | ALFRED D. KINGSLEY | For | For | |||||||||||||||||||||||
5 | ANDREW J. LAST | For | For | |||||||||||||||||||||||
6 | CAVAN REDMOND | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||||
4. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 2,035,891 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
GENERAC HOLDINGS INC. | ||||||||||||||||||||||||||
Security | 368736104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GNRC | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US3687361044 | Agenda | 935210790 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Marcia J. Avedon | Withheld | Against | |||||||||||||||||||||||
2 | Bennett J. Morgan | Withheld | Against | |||||||||||||||||||||||
3 | Dominick P. Zarcone | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 89,375 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
GLU MOBILE INC. | ||||||||||||||||||||||||||
Security | 379890106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GLUU | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US3798901068 | Agenda | 935205282 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Darla Anderson | Withheld | Against | |||||||||||||||||||||||
2 | Ben Feder | Withheld | Against | |||||||||||||||||||||||
3 | Hany M. Nada | Withheld | Against | |||||||||||||||||||||||
4 | Benjamin T. Smith, IV | Withheld | Against | |||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 2,015,767 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
MERIT MEDICAL SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 589889104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MMSI | Meeting Date | 22-Jun-2020 | |||||||||||||||||||||||
ISIN | US5898891040 | Agenda | 935233837 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Lonny J. Carpenter | Withheld | Against | |||||||||||||||||||||||
2 | David K. Floyd | Withheld | Against | |||||||||||||||||||||||
3 | James T. Hogan | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 103,303 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
BLUEPRINT MEDICINES CORPORATION | ||||||||||||||||||||||||||
Security | 09627Y109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BPMC | Meeting Date | 23-Jun-2020 | |||||||||||||||||||||||
ISIN | US09627Y1091 | Agenda | 935207402 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Alexis Borisy | Withheld | Against | |||||||||||||||||||||||
2 | Charles A. Rowland, Jr. | Withheld | Against | |||||||||||||||||||||||
3 | Lonnel Coats | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 227,113 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||
ISIN | US91307C1027 | Agenda | 935211350 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Declassify Board | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 104,476 | 0 | 15-Jun-2020 | 15-Jun-2020 | |||||||||||||||||||
VICOR CORPORATION | ||||||||||||||||||||||||||
Security | 925815102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VICR | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||
ISIN | US9258151029 | Agenda | 935215055 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Samuel J. Anderson | For | For | |||||||||||||||||||||||
2 | Estia J. Eichten | For | For | |||||||||||||||||||||||
3 | Philip D. Davies | For | For | |||||||||||||||||||||||
4 | James A. Simms | For | For | |||||||||||||||||||||||
5 | Claudio Tuozzolo | For | For | |||||||||||||||||||||||
6 | Jason L. Carlson | For | For | |||||||||||||||||||||||
7 | Michael S. McNamara | For | For | |||||||||||||||||||||||
8 | Patrizio Vinciarelli | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 126,487 | 0 | 15-Jun-2020 | 15-Jun-2020 | |||||||||||||||||||
LIVANOVA PLC | ||||||||||||||||||||||||||
Security | G5509L101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | LIVN | Meeting Date | 29-Jun-2020 | |||||||||||||||||||||||
ISIN | GB00BYMT0J19 | Agenda | 935221767 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Allot Securities | Management | For | For | ||||||||||||||||||||||
5. | Eliminate Pre-Emptive Rights | Management | For | For | ||||||||||||||||||||||
6. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
7. | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||||||||
8. | Adopt Accounts for Past Year | Management | For | For | ||||||||||||||||||||||
9. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
10. | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 123,030 | 0 | 19-Jun-2020 | 19-Jun-2020 | |||||||||||||||||||
MISONIX, INC. | ||||||||||||||||||||||||||
Security | 604871103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MSON | Meeting Date | 30-Jun-2020 | |||||||||||||||||||||||
ISIN | US6048711039 | Agenda | 935230172 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Michael Koby | For | For | |||||||||||||||||||||||
2 | Paul LaViolette | For | For | |||||||||||||||||||||||
3 | Thomas M. Patton | For | For | |||||||||||||||||||||||
4 | Stavros Vizirgianakis | For | For | |||||||||||||||||||||||
5 | Gwendolyn A. Watanabe | For | For | |||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734305010 | Emerald Growth Fund | 6734305010 HSP | UNION BANK | 70,000 | 0 | 19-Jun-2020 | 19-Jun-2020 |
EMERALD INSIGHTS FUND
Investment Company Report | ||||||||||||||||||||||||
FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||||||||||||||||||||
Security | 31620M106 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | FIS | Meeting Date | 24-Jul-2019 | |||||||||||||||||||||
ISIN | US31620M1062 | Agenda | 935051538 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||
2. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||
3. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 715 | 0 | 03-Jul-2019 | 25-Jul-2019 | |||||||||||||||||
BIODELIVERY SCIENCES INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security | 09060J106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BDSI | Meeting Date | 25-Jul-2019 | |||||||||||||||||||||
ISIN | US09060J1060 | Agenda | 935055093 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | ||||||||||||||||||||
6. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||
7. | Transact Other Business | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 9,607 | 0 | 09-Jul-2019 | 26-Jul-2019 | |||||||||||||||||
PLAYAGS, INC. | ||||||||||||||||||||||||
Security | 72814N104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AGS | Meeting Date | 10-Sep-2019 | |||||||||||||||||||||
ISIN | US72814N1046 | Agenda | 935065474 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Adam Chibib | Withheld | Against | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 8,423 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TTWO | Meeting Date | 18-Sep-2019 | |||||||||||||||||||||
ISIN | US8740541094 | Agenda | 935065842 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 930 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||
FRESHPET, INC. | ||||||||||||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FRPT | Meeting Date | 26-Sep-2019 | |||||||||||||||||||||
ISIN | US3580391056 | Agenda | 935070069 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | J. David Basto | Withheld | Against | |||||||||||||||||||||
2 | Lawrence S. Coben | Withheld | Against | |||||||||||||||||||||
3 | Walter N. George III | Withheld | Against | |||||||||||||||||||||
4 | Craig D. Steeneck | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,106 | 0 | 11-Sep-2019 | 11-Sep-2019 | |||||||||||||||||
CATALENT, INC. | ||||||||||||||||||||||||
Security | 148806102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CTLT | Meeting Date | 30-Oct-2019 | |||||||||||||||||||||
ISIN | US1488061029 | Agenda | 935078661 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,353 | 0 | 08-Oct-2019 | 08-Oct-2019 | |||||||||||||||||
GMS INC | ||||||||||||||||||||||||
Security | 36251C103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GMS | Meeting Date | 30-Oct-2019 | |||||||||||||||||||||
ISIN | US36251C1036 | Agenda | 935079649 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,777 | 0 | 01-Oct-2019 | 01-Oct-2019 | |||||||||||||||||
LUMENTUM HOLDINGS INC | ||||||||||||||||||||||||
Security | 55024U109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | LITE | Meeting Date | 14-Nov-2019 | |||||||||||||||||||||
ISIN | US55024U1097 | Agenda | 935084587 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 872 | 0 | 16-Oct-2019 | 16-Oct-2019 | |||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||||||||||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||
5. | S/H Proposal - Gender Pay Equality | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 4,444 | 0 | 15-Nov-2019 | 15-Nov-2019 | |||||||||||||||||
PALO ALTO NETWORKS, INC. | ||||||||||||||||||||||||
Security | 697435105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PANW | Meeting Date | 09-Dec-2019 | |||||||||||||||||||||
ISIN | US6974351057 | Agenda | 935094350 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 474 | 0 | 15-Nov-2019 | 15-Nov-2019 | |||||||||||||||||
OSI SYSTEMS, INC. | ||||||||||||||||||||||||
Security | 671044105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | OSIS | Meeting Date | 12-Dec-2019 | |||||||||||||||||||||
ISIN | US6710441055 | Agenda | 935094386 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Deepak Chopra | For | For | |||||||||||||||||||||
2 | Steven C. Good | For | For | |||||||||||||||||||||
3 | Meyer Luskin | For | For | |||||||||||||||||||||
4 | William F. Ballhaus | For | For | |||||||||||||||||||||
5 | James B. Hawkins | For | For | |||||||||||||||||||||
6 | Gerald Chizever | For | For | |||||||||||||||||||||
7 | Kelli Bernard | For | For | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,498 | 0 | 15-Nov-2019 | 15-Nov-2019 | |||||||||||||||||
PARSLEY ENERGY, INC. | ||||||||||||||||||||||||
Security | 701877102 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | PE | Meeting Date | 09-Jan-2020 | |||||||||||||||||||||
ISIN | US7018771029 | Agenda | 935111942 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,248 | 0 | 16-Dec-2019 | 16-Dec-2019 | |||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | ||||||||||||||||||||||||
Security | 810186106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SMG | Meeting Date | 27-Jan-2020 | |||||||||||||||||||||
ISIN | US8101861065 | Agenda | 935115243 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | James Hagedorn | Withheld | Against | |||||||||||||||||||||
2 | Brian D. Finn | Withheld | Against | |||||||||||||||||||||
3 | Nancy G. Mistretta | Withheld | Against | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,308 | 0 | 31-Dec-2019 | 31-Dec-2019 | |||||||||||||||||
VISA INC. | ||||||||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |||||||||||||||||||||
ISIN | US92826C8394 | Agenda | 935113807 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,262 | 0 | 31-Dec-2019 | 31-Dec-2019 | |||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | |||||||||||||||||||||
ISIN | US0378331005 | Agenda | 935121563 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | For | Against | ||||||||||||||||||||
5. | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,300 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||
BELLRING BRANDS, INC. | ||||||||||||||||||||||||
Security | 079823100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BRBR | Meeting Date | 06-Mar-2020 | |||||||||||||||||||||
ISIN | US0798231009 | Agenda | 935125737 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||
1 | Elliot H Stein, Jr. | Withheld | Against | |||||||||||||||||||||
2 | Darcy H. Davenport | Withheld | Against | |||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 8,644 | 0 | 21-Feb-2020 | 21-Feb-2020 | |||||||||||||||||
CLEVELAND-CLIFFS INC. | ||||||||||||||||||||||||
Security | 185899101 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 10-Mar-2020 | |||||||||||||||||||||
ISIN | US1858991011 | Agenda | 935129432 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 7,862 | 0 | 25-Feb-2020 | 25-Feb-2020 | |||||||||||||||||
ADOBE INC | ||||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 09-Apr-2020 | |||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 935132580 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 102 | 0 | 18-Mar-2020 | 18-Mar-2020 | |||||||||||||||||
HARSCO CORPORATION | ||||||||||||||||||||||||
Security | 415864107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | HSC | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||
ISIN | US4158641070 | Agenda | 935138710 - Management | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 8,877 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||
CHURCHILL DOWNS INCORPORATED | ||||||||||||||||||||||||||
Security | 171484108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CHDN | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US1714841087 | Agenda | 935138772 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Robert L. Fealy | Withheld | Against | |||||||||||||||||||||||
2 | Douglas C. Grissom | Withheld | Against | |||||||||||||||||||||||
3 | Daniel P. Harrington | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 953 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
CITIGROUP INC. | ||||||||||||||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | C | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US1729674242 | Agenda | 935139849 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1O. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1P. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 831 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||||||||||||
Security | 824348106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SHW | Meeting Date | 22-Apr-2020 | |||||||||||||||||||||||
ISIN | US8243481061 | Agenda | 935137352 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 118 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
CLEVELAND-CLIFFS INC. | ||||||||||||||||||||||||||
Security | 185899101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 22-Apr-2020 | |||||||||||||||||||||||
ISIN | US1858991011 | Agenda | 935139926 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 8,148 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | LMT | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||
ISIN | US5398301094 | Agenda | 935141983 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 217 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
ABBOTT LABORATORIES | ||||||||||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | |||||||||||||||||||||||
ISIN | US0028241000 | Agenda | 935138570 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | R.J. Alpern | For | For | |||||||||||||||||||||||
2 | R.S. Austin | For | For | |||||||||||||||||||||||
3 | S.E. Blount | For | For | |||||||||||||||||||||||
4 | R.B. Ford | For | For | |||||||||||||||||||||||
5 | M.A. Kumbier | For | For | |||||||||||||||||||||||
6 | E.M. Liddy | For | For | |||||||||||||||||||||||
7 | D.W. McDew | For | For | |||||||||||||||||||||||
8 | N. McKinstry | For | For | |||||||||||||||||||||||
9 | P.N. Novakovic | For | For | |||||||||||||||||||||||
10 | W.A. Osborn | For | For | |||||||||||||||||||||||
11 | D.J. Starks | For | For | |||||||||||||||||||||||
12 | J.G. Stratton | For | For | |||||||||||||||||||||||
13 | G.F. Tilton | For | For | |||||||||||||||||||||||
14 | M.D. White | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,116 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
TOPBUILD CORP | ||||||||||||||||||||||||||
Security | 89055F103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BLD | Meeting Date | 27-Apr-2020 | |||||||||||||||||||||||
ISIN | US89055F1030 | Agenda | 935145258 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 739 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
TREX COMPANY, INC. | ||||||||||||||||||||||||||
Security | 89531P105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TREX | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||||
ISIN | US89531P1057 | Agenda | 935137744 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,846 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
HORIZON THERAPEUTICS PLC | ||||||||||||||||||||||||||
Security | G46188101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HZNP | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||||
ISIN | IE00BQPVQZ61 | Agenda | 935145284 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Authorize Directors to Repurchase Shares | Management | For | For | ||||||||||||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
6. | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 4,916 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | ||||||||||||||||||||||||||
Security | G11196105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BHVN | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||||
ISIN | VGG111961055 | Agenda | 935174994 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,157 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||||
PLURALSIGHT, INC. | ||||||||||||||||||||||||||
Security | 72941B106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PS | Meeting Date | 05-May-2020 | |||||||||||||||||||||||
ISIN | US72941B1061 | Agenda | 935152518 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Arne Duncan | Withheld | Against | |||||||||||||||||||||||
2 | Leah Johnson | Withheld | Against | |||||||||||||||||||||||
3 | Frederick Onion | Withheld | Against | |||||||||||||||||||||||
4 | Karenann Terrell | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 7,088 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
ALNYLAM PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 02043Q107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ALNY | Meeting Date | 06-May-2020 | |||||||||||||||||||||||
ISIN | US02043Q1076 | Agenda | 935157025 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,002 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
CHART INDUSTRIES, INC. | ||||||||||||||||||||||||||
Security | 16115Q308 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GTLS | Meeting Date | 12-May-2020 | |||||||||||||||||||||||
ISIN | US16115Q3083 | Agenda | 935162266 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Carey Chen | For | For | |||||||||||||||||||||||
2 | Jillian C. Evanko | For | For | |||||||||||||||||||||||
3 | Steven W. Krablin | For | For | |||||||||||||||||||||||
4 | Singleton B. McAllister | For | For | |||||||||||||||||||||||
5 | Michael L. Molinini | For | For | |||||||||||||||||||||||
6 | David M. Sagehorn | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 7,485 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||||||||||||||
Security | 100557107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SAM | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US1005571070 | Agenda | 935152784 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Meghan V. Joyce | Withheld | Against | |||||||||||||||||||||||
2 | Michael Spillane | Withheld | Against | |||||||||||||||||||||||
3 | Jean-Michel Valette | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 615 | 0 | 26-Apr-2020 | 26-Apr-2020 | |||||||||||||||||||
SBA COMMUNICATIONS CORPORATION | ||||||||||||||||||||||||||
Security | 78410G104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SBAC | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US78410G1040 | Agenda | 935159221 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 205 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
FISERV, INC. | ||||||||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 14-May-2020 | |||||||||||||||||||||||
ISIN | US3377381088 | Agenda | 935160464 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Frank J. Bisignano | For | For | |||||||||||||||||||||||
2 | Alison Davis | For | For | |||||||||||||||||||||||
3 | Henrique de Castro | For | For | |||||||||||||||||||||||
4 | Harry F. DiSimone | For | For | |||||||||||||||||||||||
5 | Dennis F. Lynch | For | For | |||||||||||||||||||||||
6 | Heidi G. Miller | For | For | |||||||||||||||||||||||
7 | Scott C. Nuttall | For | For | |||||||||||||||||||||||
8 | Denis J. O'Leary | For | For | |||||||||||||||||||||||
9 | Doyle R. Simons | For | For | |||||||||||||||||||||||
10 | Jeffery W. Yabuki | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 522 | 0 | 26-Apr-2020 | 26-Apr-2020 | |||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 935170833 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
6. | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Gender Pay Equality | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,033 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US00971T1016 | Agenda | 935172469 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Tom Killalea | For | For | |||||||||||||||||||||||
2 | Tom Leighton | For | For | |||||||||||||||||||||||
3 | Jonathan Miller | For | For | |||||||||||||||||||||||
4 | Monte Ford | For | For | |||||||||||||||||||||||
5 | Madhu Ranganathan | For | For | |||||||||||||||||||||||
6 | Fred Salerno | For | For | |||||||||||||||||||||||
7 | Ben Verwaayen | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 849 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||
INTEGER HOLDINGS CORPORATION | ||||||||||||||||||||||||||
Security | 45826H109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ITGR | Meeting Date | 20-May-2020 | |||||||||||||||||||||||
ISIN | US45826H1095 | Agenda | 935188183 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Pamela G. Bailey | For | For | |||||||||||||||||||||||
2 | Joseph W. Dziedzic | For | For | |||||||||||||||||||||||
3 | James F. Hinrichs | For | For | |||||||||||||||||||||||
4 | Jean Hobby | For | For | |||||||||||||||||||||||
5 | M. Craig Maxwell | For | For | |||||||||||||||||||||||
6 | Filippo Passerini | For | For | |||||||||||||||||||||||
7 | Bill R. Sanford | For | For | |||||||||||||||||||||||
8 | Donald J. Spence | For | For | |||||||||||||||||||||||
9 | William B. Summers, Jr. | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,725 | 0 | 03-May-2020 | 03-May-2020 | |||||||||||||||||||
PARSLEY ENERGY, INC. | ||||||||||||||||||||||||||
Security | 701877102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PE | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US7018771029 | Agenda | 935169640 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 11,120 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HD | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US4370761029 | Agenda | 935172130 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 800 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
KARYOPHARM THERAPEUTICS INC. | ||||||||||||||||||||||||||
Security | 48576U106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KPTI | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US48576U1060 | Agenda | 935174348 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Barry E. Greene | Withheld | Against | |||||||||||||||||||||||
2 | Mansoor Raza Mirza, MD | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,906 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
EURONET WORLDWIDE, INC. | ||||||||||||||||||||||||||
Security | 298736109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EEFT | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US2987361092 | Agenda | 935177320 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Andrzej Olechowski | Withheld | Against | |||||||||||||||||||||||
2 | Eriberto R. Scocimara | Withheld | Against | |||||||||||||||||||||||
3 | Mark R. Callegari | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,652 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
CHEMOCENTRYX INC | ||||||||||||||||||||||||||
Security | 16383L106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CCXI | Meeting Date | 21-May-2020 | |||||||||||||||||||||||
ISIN | US16383L1061 | Agenda | 935180682 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 800 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
MERCK & CO., INC. | ||||||||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |||||||||||||||||||||||
ISIN | US58933Y1055 | Agenda | 935176431 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 659 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
VARONIS SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 922280102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VRNS | Meeting Date | 26-May-2020 | |||||||||||||||||||||||
ISIN | US9222801022 | Agenda | 935183246 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Yakov Faitelson | Withheld | Against | |||||||||||||||||||||||
2 | Ohad Korkus | Withheld | Against | |||||||||||||||||||||||
3 | Thomas F. Mendoza | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,518 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||
FACEBOOK, INC. | ||||||||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FB | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US30303M1027 | Agenda | 935178221 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Peggy Alford | For | For | |||||||||||||||||||||||
2 | Marc L. Andreessen | For | For | |||||||||||||||||||||||
3 | Andrew W. Houston | For | For | |||||||||||||||||||||||
4 | Nancy Killefer | For | For | |||||||||||||||||||||||
5 | Robert M. Kimmitt | For | For | |||||||||||||||||||||||
6 | Sheryl K. Sandberg | For | For | |||||||||||||||||||||||
7 | Peter A. Thiel | For | For | |||||||||||||||||||||||
8 | Tracey T. Travis | For | For | |||||||||||||||||||||||
9 | Mark Zuckerberg | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Miscellaneous Compensation Plans | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||||||||||||||||||||
6. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||||||||||||||||||
7. | S/H Proposal - Political/Government | Shareholder | For | Against | ||||||||||||||||||||||
8. | S/H Proposal - Human Rights Related | Shareholder | For | Against | ||||||||||||||||||||||
9. | S/H Proposal - Human Rights Related | Shareholder | For | Against | ||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 640 | 0 | 09-May-2020 | 09-May-2020 | |||||||||||||||||||
AMAZON.COM, INC. | ||||||||||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |||||||||||||||||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | For | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
9. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||||||||||||||||||||
10. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | ||||||||||||||||||||||
11. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
12. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | ||||||||||||||||||||||
13. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
14. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
15. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
16. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 353 | 0 | 08-May-2020 | 08-May-2020 | |||||||||||||||||||
CHEGG, INC. | ||||||||||||||||||||||||||
Security | 163092109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CHGG | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US1630921096 | Agenda | 935178170 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Reneé Budig | Withheld | Against | |||||||||||||||||||||||
2 | Dan Rosensweig | Withheld | Against | |||||||||||||||||||||||
3 | Ted Schlein | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 8,884 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
SEASPINE HOLDINGS CORPORATION | ||||||||||||||||||||||||||
Security | 81255T108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SPNE | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US81255T1088 | Agenda | 935188208 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | K.J. Commins-Tzoumakas | Withheld | Against | |||||||||||||||||||||||
2 | Renee Gaeta | Withheld | Against | |||||||||||||||||||||||
3 | Kirtley C. Stephenson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,855 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
COSTAR GROUP, INC. | ||||||||||||||||||||||||||
Security | 22160N109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CSGP | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US22160N1090 | Agenda | 935189313 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 275 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
ANAPLAN, INC. | ||||||||||||||||||||||||||
Security | 03272L108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PLAN | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US03272L1089 | Agenda | 935192904 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Susan L. Bostrom | Withheld | Against | |||||||||||||||||||||||
2 | Sandesh Patnam | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,876 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
RAPID7, INC. | ||||||||||||||||||||||||||
Security | 753422104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RPD | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US7534221046 | Agenda | 935193324 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Judy Bruner | For | For | |||||||||||||||||||||||
2 | Benjamin Holzman | For | For | |||||||||||||||||||||||
3 | Tom Schodorf | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Declassify Board | Management | For | For | ||||||||||||||||||||||
5. | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,501 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
ALPHABET INC. | ||||||||||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||
ISIN | US02079K3059 | Agenda | 935196762 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Larry Page | For | For | |||||||||||||||||||||||
2 | Sergey Brin | For | For | |||||||||||||||||||||||
3 | Sundar Pichai | For | For | |||||||||||||||||||||||
4 | John L. Hennessy | For | For | |||||||||||||||||||||||
5 | Frances H. Arnold | For | For | |||||||||||||||||||||||
6 | L. John Doerr | For | For | |||||||||||||||||||||||
7 | Roger W. Ferguson, Jr. | For | For | |||||||||||||||||||||||
8 | Ann Mather | For | For | |||||||||||||||||||||||
9 | Alan R. Mulally | For | For | |||||||||||||||||||||||
10 | K. Ram Shriram | For | For | |||||||||||||||||||||||
11 | Robin L. Washington | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
8. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
9. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
10. | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||||||||||||||||||||
11. | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||||||||||||||||||||
12. | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||||||||
13. | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||||||||
14. | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 331 | 0 | 17-May-2020 | 17-May-2020 | |||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935188929 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||
2 | Jeffery H. Boyd | For | For | |||||||||||||||||||||||
3 | Glenn D. Fogel | For | For | |||||||||||||||||||||||
4 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||
5 | Wei Hopeman | For | For | |||||||||||||||||||||||
6 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||
7 | Charles H. Noski | For | For | |||||||||||||||||||||||
8 | Nicholas J. Read | For | For | |||||||||||||||||||||||
9 | Thomas E. Rothman | For | For | |||||||||||||||||||||||
10 | Bob van Dijk | For | For | |||||||||||||||||||||||
11 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||
12 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 19 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||||||||||||||||
Security | 50077B207 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KTOS | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US50077B2079 | Agenda | 935192663 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Scott Anderson | For | For | |||||||||||||||||||||||
2 | Eric DeMarco | For | For | |||||||||||||||||||||||
3 | William Hoglund | For | For | |||||||||||||||||||||||
4 | Scot Jarvis | For | For | |||||||||||||||||||||||
5 | Jane Judd | For | For | |||||||||||||||||||||||
6 | Samuel Liberatore | For | For | |||||||||||||||||||||||
7 | Amy Zegart | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 9,244 | 0 | 19-May-2020 | 19-May-2020 | |||||||||||||||||||
SAREPTA THERAPEUTICS INC. | ||||||||||||||||||||||||||
Security | 803607100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SRPT | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US8036071004 | Agenda | 935192803 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Authorize Common Stock Increase | Management | Against | Against | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,829 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
AVROBIO, INC. | ||||||||||||||||||||||||||
Security | 05455M100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AVRO | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US05455M1009 | Agenda | 935193069 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Ian Clark | Withheld | Against | |||||||||||||||||||||||
2 | Annalisa Jenkins | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,587 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
APPLIED THERAPEUTICS, INC. | ||||||||||||||||||||||||||
Security | 03828A101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | APLT | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||
ISIN | US03828A1016 | Agenda | 935195342 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Les Funtleyder | Withheld | Against | |||||||||||||||||||||||
2 | Stacy Kanter | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,123 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||
NEW FORTRESS ENERGY LLC | ||||||||||||||||||||||||||
Security | 644393100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NFE | Meeting Date | 08-Jun-2020 | |||||||||||||||||||||||
ISIN | US6443931000 | Agenda | 935204759 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | John J. Mack | Withheld | Against | |||||||||||||||||||||||
2 | Katherine E. Wanner | Withheld | Against | |||||||||||||||||||||||
3 | Matthew Wilkinson | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 10,145 | 0 | 25-May-2020 | 25-May-2020 | |||||||||||||||||||
NVIDIA CORPORATION | ||||||||||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,086 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
SCORPIO TANKERS INC. | ||||||||||||||||||||||||||
Security | Y7542C130 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | STNG | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||
ISIN | MHY7542C1306 | Agenda | 935204519 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Emanuele A. Lauro | Withheld | Against | |||||||||||||||||||||||
2 | Ademaro Lanzara | Withheld | Against | |||||||||||||||||||||||
3 | Merrick Rayner | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,097 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
MARKETAXESS HOLDINGS INC. | ||||||||||||||||||||||||||
Security | 57060D108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MKTX | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US57060D1081 | Agenda | 935196281 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For |
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 220 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
SEAWORLD ENTERTAINMENT, INC. | ||||||||||||||||||||||||||
Security | 81282V100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | SEAS | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US81282V1008 | Agenda | 935198071 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,319 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
DICK'S SPORTING GOODS, INC. | ||||||||||||||||||||||||||
Security | 253393102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DKS | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US2533931026 | Agenda | 935204064 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Edward W. Stack | Withheld | Against | |||||||||||||||||||||||
2 | Lauren R. Hobart | Withheld | Against | |||||||||||||||||||||||
3 | Lawrence J. Schorr | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,500 | 0 | 31-May-2020 | 31-May-2020 | |||||||||||||||||||
TELLURIAN INC. | ||||||||||||||||||||||||||
Security | 87968A104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TELL | Meeting Date | 10-Jun-2020 | |||||||||||||||||||||||
ISIN | US87968A1043 | Agenda | 935224713 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
4. | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 5,289 | 0 | 30-May-2020 | 30-May-2020 | |||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US2567461080 | Agenda | 935193261 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 2,013 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
VONAGE HOLDINGS CORP. | ||||||||||||||||||||||||||
Security | 92886T201 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VG | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US92886T2015 | Agenda | 935196320 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,450 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | ||||||||||||||||||||||||||
Security | 957638109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | WAL | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US9576381092 | Agenda | 935197269 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,955 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
BEST BUY CO., INC. | ||||||||||||||||||||||||||
Security | 086516101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BBY | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||
ISIN | US0865161014 | Agenda | 935201828 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
6. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
7. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
8. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 797 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||
PROOFPOINT, INC. | ||||||||||||||||||||||||||
Security | 743424103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PFPT | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US7434241037 | Agenda | 935192360 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 844 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
TABULA RASA HEALTHCARE INC | ||||||||||||||||||||||||||
Security | 873379101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TRHC | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US8733791011 | Agenda | 935204329 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Dr. Jan Berger | Withheld | Against | |||||||||||||||||||||||
2 | Kathrine O'Brien | Withheld | Against | |||||||||||||||||||||||
3 | Michael Purcell | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 3,747 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
DICERNA PHARMACEUTICALS, INC. | ||||||||||||||||||||||||||
Security | 253031108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | DRNA | Meeting Date | 15-Jun-2020 | |||||||||||||||||||||||
ISIN | US2530311081 | Agenda | 935200888 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 4,068 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
EVERI HOLDINGS INC. | ||||||||||||||||||||||||||
Security | 30034T103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EVRI | Meeting Date | 16-Jun-2020 | |||||||||||||||||||||||
ISIN | US30034T1034 | Agenda | 935225296 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Linster W. Fox | Withheld | Against | |||||||||||||||||||||||
2 | Maureen T. Mullarkey | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 15,126 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
SERVICENOW, INC. | ||||||||||||||||||||||||||
Security | 81762P102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NOW | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US81762P1021 | Agenda | 935196685 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Declassify Board | Management | For | For | ||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 288 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
GLU MOBILE INC. | ||||||||||||||||||||||||||
Security | 379890106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GLUU | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US3798901068 | Agenda | 935205282 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Darla Anderson | Withheld | Against | |||||||||||||||||||||||
2 | Ben Feder | Withheld | Against | |||||||||||||||||||||||
3 | Hany M. Nada | Withheld | Against | |||||||||||||||||||||||
4 | Benjamin T. Smith, IV | Withheld | Against | |||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 21,857 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
EQUINIX, INC. | ||||||||||||||||||||||||||
Security | 29444U700 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EQIX | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US29444U7000 | Agenda | 935209014 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Thomas Bartlett | For | For | |||||||||||||||||||||||
2 | Nanci Caldwell | For | For | |||||||||||||||||||||||
3 | Adaire Fox-Martin | For | For | |||||||||||||||||||||||
4 | Gary Hromadko | For | For | |||||||||||||||||||||||
5 | William Luby | For | For | |||||||||||||||||||||||
6 | Irving Lyons III | For | For | |||||||||||||||||||||||
7 | Charles Meyers | For | For | |||||||||||||||||||||||
8 | Christopher Paisley | For | For | |||||||||||||||||||||||
9 | Sandra Rivera | For | For | |||||||||||||||||||||||
10 | Peter Van Camp | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 135 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
FORTINET, INC. | ||||||||||||||||||||||||||
Security | 34959E109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | FTNT | Meeting Date | 19-Jun-2020 | |||||||||||||||||||||||
ISIN | US34959E1091 | Agenda | 935206094 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 899 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
BLUEPRINT MEDICINES CORPORATION | ||||||||||||||||||||||||||
Security | 09627Y109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BPMC | Meeting Date | 23-Jun-2020 | |||||||||||||||||||||||
ISIN | US09627Y1091 | Agenda | 935207402 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Alexis Borisy | Withheld | Against | |||||||||||||||||||||||
2 | Charles A. Rowland, Jr. | Withheld | Against | |||||||||||||||||||||||
3 | Lonnel Coats | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 1,270 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||
ISIN | US9831341071 | Agenda | 935208175 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Richard J. Byrne | Withheld | Against | |||||||||||||||||||||||
2 | Patricia Mulroy | Withheld | Against | |||||||||||||||||||||||
3 | Clark T. Randt, Jr. | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 854 | 0 | 09-Jun-2020 | 09-Jun-2020 | |||||||||||||||||||
VEEVA SYSTEMS INC. | ||||||||||||||||||||||||||
Security | 922475108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VEEV | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||
ISIN | US9224751084 | Agenda | 935212415 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mark Carges | Withheld | Against | |||||||||||||||||||||||
2 | Paul E. Chamberlain | Withheld | Against | |||||||||||||||||||||||
3 | Paul Sekhri | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 828 | 0 | 09-Jun-2020 | 09-Jun-2020 | |||||||||||||||||||
PURE STORAGE, INC. | ||||||||||||||||||||||||||
Security | 74624M102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PSTG | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||
ISIN | US74624M1027 | Agenda | 935214926 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Andrew Brown | Withheld | Against | |||||||||||||||||||||||
2 | John Colgrove | Withheld | Against | |||||||||||||||||||||||
3 | Mark Garrett | Withheld | Against | |||||||||||||||||||||||
4 | Roxanne Taylor | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734306610 | EMERALD INSIGHTS FUND | 6734306610 FUNDMC | UNION BANK | 9,829 | 0 | 09-Jun-2020 | 09-Jun-2020 |
EMERALD SMALL CAP VALUE FUND
Investment Company Report | ||||||||||||||||||||||||||
COLUMBUS MCKINNON CORPORATION | ||||||||||||||||||||||||||
Security | 199333105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CMCO | Meeting Date | 22-Jul-2019 | |||||||||||||||||||||||
ISIN | US1993331057 | Agenda | 935050586 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Richard H. Fleming | For | For | |||||||||||||||||||||||
2 | Ernest R. Verebelyi | For | For | |||||||||||||||||||||||
3 | Mark D. Morelli | For | For | |||||||||||||||||||||||
4 | Nicholas T. Pinchuk | For | For | |||||||||||||||||||||||
5 | Liam G. McCarthy | For | For | |||||||||||||||||||||||
6 | R. Scott Trumbull | For | For | |||||||||||||||||||||||
7 | Heath A. Mitts | For | For | |||||||||||||||||||||||
8 | Kathryn V. Roedel | For | For | |||||||||||||||||||||||
9 | Aziz S. Aghili | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,829 | 0 | 03-Jul-2019 | 23-Jul-2019 | |||||||||||||||||||
EBIX, INC. | ||||||||||||||||||||||||||
Security | 278715206 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EBIX | Meeting Date | 15-Aug-2019 | |||||||||||||||||||||||
ISIN | US2787152063 | Agenda | 935064319 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hans U. Benz | For | For | |||||||||||||||||||||||
2 | Pavan Bhalla | For | For | |||||||||||||||||||||||
3 | Neil D. Eckert | For | For | |||||||||||||||||||||||
4 | Rolf Herter | For | For | |||||||||||||||||||||||
5 | Hans Ueli Keller | For | For | |||||||||||||||||||||||
6 | George W. Hebard III | For | For | |||||||||||||||||||||||
7 | Robin Raina | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 981 | 0 | 14-Aug-2019 | 14-Aug-2019 | |||||||||||||||||||
PLAYAGS, INC. | ||||||||||||||||||||||||||
Security | 72814N104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AGS | Meeting Date | 10-Sep-2019 | |||||||||||||||||||||||
ISIN | US72814N1046 | Agenda | 935065474 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Adam Chibib | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,555 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 29-Oct-2019 | |||||||||||||||||||||||
ISIN | US03820C1053 | Agenda | 935079992 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Mary Dean Hall | Withheld | Against | |||||||||||||||||||||||
2 | Dan P. Komnenovich | Withheld | Against | |||||||||||||||||||||||
3 | Joe A. Raver | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 769 | 0 | 01-Oct-2019 | 01-Oct-2019 | |||||||||||||||||||
MALIBU BOATS, INC. | ||||||||||||||||||||||||||
Security | 56117J100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MBUU | Meeting Date | 06-Nov-2019 | |||||||||||||||||||||||
ISIN | US56117J1007 | Agenda | 935084032 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Michael K. Hooks | Withheld | Against | |||||||||||||||||||||||
2 | Jack D. Springer | Withheld | Against | |||||||||||||||||||||||
3 | John E. Stokely | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,317 | 0 | 01-Oct-2019 | 01-Oct-2019 | |||||||||||||||||||
ELDORADO RESORTS, INC. | ||||||||||||||||||||||||||
Security | 28470R102 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | ERI | Meeting Date | 15-Nov-2019 | |||||||||||||||||||||||
ISIN | US28470R1023 | Agenda | 935092596 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Stock Issuance | Management | For | For | ||||||||||||||||||||||
2. | Approve Reincorporation | Management | For | For | ||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
4. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,200 | 0 | 29-Oct-2019 | 29-Oct-2019 | |||||||||||||||||||
OSI SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 671044105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | OSIS | Meeting Date | 12-Dec-2019 | |||||||||||||||||||||||
ISIN | US6710441055 | Agenda | 935094386 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Deepak Chopra | For | For | |||||||||||||||||||||||
2 | Steven C. Good | For | For | |||||||||||||||||||||||
3 | Meyer Luskin | For | For | |||||||||||||||||||||||
4 | William F. Ballhaus | For | For | |||||||||||||||||||||||
5 | James B. Hawkins | For | For | |||||||||||||||||||||||
6 | Gerald Chizever | For | For | |||||||||||||||||||||||
7 | Kelli Bernard | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 633 | 0 | 15-Nov-2019 | 15-Nov-2019 | |||||||||||||||||||
MERITOR, INC. | ||||||||||||||||||||||||||
Security | 59001K100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MTOR | Meeting Date | 23-Jan-2020 | |||||||||||||||||||||||
ISIN | US59001K1007 | Agenda | 935112970 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Steven Beringhause | For | For | |||||||||||||||||||||||
2 | Rhonda L. Brooks | For | For | |||||||||||||||||||||||
3 | Jeffrey A. Craig | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Declassify Board | Management | For | For | ||||||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
6. | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,825 | 0 | 31-Dec-2019 | 31-Dec-2019 | |||||||||||||||||||
HILLENBRAND, INC. | ||||||||||||||||||||||||||
Security | 431571108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HI | Meeting Date | 13-Feb-2020 | |||||||||||||||||||||||
ISIN | US4315711089 | Agenda | 935119900 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | �� | |||||||||||||||||||||||
1 | Daniel C. Hillenbrand* | Withheld | Against | |||||||||||||||||||||||
2 | Thomas H. Johnson* | Withheld | Against | |||||||||||||||||||||||
3 | Neil S. Novich* | Withheld | Against | |||||||||||||||||||||||
4 | Joe A. Raver* | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,525 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||||
VAREX IMAGING CORPORATION | ||||||||||||||||||||||||||
Security | 92214X106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VREX | Meeting Date | 13-Feb-2020 | |||||||||||||||||||||||
ISIN | US92214X1063 | Agenda | 935119354 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Adopt Omnibus Stock Option Plan | Management | Against | Against | ||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,006 | 0 | 02-Feb-2020 | 02-Feb-2020 | |||||||||||||||||||
CUBIC CORPORATION | ||||||||||||||||||||||||||
Security | 229669106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CUB | Meeting Date | 17-Feb-2020 | |||||||||||||||||||||||
ISIN | US2296691064 | Agenda | 935123707 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Prithviraj Banerjee | For | For | |||||||||||||||||||||||
2 | Bruce G. Blakley | For | For | |||||||||||||||||||||||
3 | Maureen Breakiron-Evans | For | For | |||||||||||||||||||||||
4 | Denise L. Devine | For | For | |||||||||||||||||||||||
5 | Bradley H. Feldmann | For | For | |||||||||||||||||||||||
6 | Carolyn A. Flowers | For | For | |||||||||||||||||||||||
7 | Janice M. Hamby | For | For | |||||||||||||||||||||||
8 | David F. Melcher | For | For | |||||||||||||||||||||||
9 | Steven J. Norris | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 992 | 0 | 04-Feb-2020 | 04-Feb-2020 | |||||||||||||||||||
KULICKE & SOFFA INDUSTRIES, INC. | ||||||||||||||||||||||||||
Security | 501242101 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KLIC | Meeting Date | 18-Feb-2020 | |||||||||||||||||||||||
ISIN | US5012421013 | Agenda | 935116877 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,924 | 0 | 28-Jan-2020 | 28-Jan-2020 | |||||||||||||||||||
CERENCE INC. | ||||||||||||||||||||||||||
Security | 156727109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CRNC | Meeting Date | 20-Feb-2020 | |||||||||||||||||||||||
ISIN | US1567271093 | Agenda | 935121575 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Thomas Beaudoin | Withheld | Against | |||||||||||||||||||||||
2 | Marianne Budnik | Withheld | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,763 | 0 | 13-Feb-2020 | 13-Feb-2020 | |||||||||||||||||||
INTL FCSTONE INC. | ||||||||||||||||||||||||||
Security | 46116V105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | INTL | Meeting Date | 26-Feb-2020 | |||||||||||||||||||||||
ISIN | US46116V1052 | Agenda | 935122919 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Scott J. Branch | For | For | |||||||||||||||||||||||
2 | Diane L. Cooper | For | For | |||||||||||||||||||||||
3 | John Fowler | For | For | |||||||||||||||||||||||
4 | Steven Kass | For | For | |||||||||||||||||||||||
5 | Bruce W. Krehbiel | For | For | |||||||||||||||||||||||
6 | Sean M. O'Connor | For | For | |||||||||||||||||||||||
7 | Eric Parthemore | For | For | |||||||||||||||||||||||
8 | John Radziwill | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,128 | 0 | 04-Feb-2020 | 04-Feb-2020 | |||||||||||||||||||
CLEVELAND-CLIFFS INC. | ||||||||||||||||||||||||||
Security | 185899101 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 10-Mar-2020 | |||||||||||||||||||||||
ISIN | US1858991011 | Agenda | 935129432 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
2. | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,942 | 0 | 25-Feb-2020 | 25-Feb-2020 | |||||||||||||||||||
PHOTRONICS, INC. | ||||||||||||||||||||||||||
Security | 719405102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PLAB | Meeting Date | 16-Mar-2020 | |||||||||||||||||||||||
ISIN | US7194051022 | Agenda | 935135081 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Walter M. Fiederowicz | For | For | |||||||||||||||||||||||
2 | Peter S. Kirlin | For | For | |||||||||||||||||||||||
3 | Constantine Macricostas | For | For | |||||||||||||||||||||||
4 | George Macricostas | For | For | |||||||||||||||||||||||
5 | Mary Paladino | For | For | |||||||||||||||||||||||
6 | Mitchell G. Tyson | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Ratify Shareholder Rights Plan | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,689 | 0 | 03-Mar-2020 | 03-Mar-2020 | |||||||||||||||||||
C&F FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 12466Q104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CFFI | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US12466Q1040 | Agenda | 935141173 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | D. Anthony Peay# | Withheld | Against | |||||||||||||||||||||||
2 | Dr. Julie R. Agnew* | Withheld | Against | |||||||||||||||||||||||
3 | J.P. Causey Jr.* | Withheld | Against | |||||||||||||||||||||||
4 | Thomas F. Cherry* | Withheld | Against | |||||||||||||||||||||||
5 | George R. Sisson III* | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 896 | 0 | 18-Mar-2020 | 18-Mar-2020 | |||||||||||||||||||
CNB FINANCIAL CORPORATION | ||||||||||||||||||||||||||
Security | 126128107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CCNE | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US1261281075 | Agenda | 935148052 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A2 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A3 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1A4 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
1B1 | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
4 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,529 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
HARSCO CORPORATION | ||||||||||||||||||||||||||
Security | 415864107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HSC | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||
ISIN | US4158641070 | Agenda | 935138710 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,023 | 0 | 10-Apr-2020 | 10-Apr-2020 | |||||||||||||||||||
NCR CORPORATION |
Security | 62886E108 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | NCR | Meeting Date | 21-Apr-2020 | ||||||||||||||||||||||||
ISIN | US62886E1082 | Agenda | 935139661 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Mark W. Begor | For | For | ||||||||||||||||||||||||
2 | Gregory R. Blank | For | For | ||||||||||||||||||||||||
3 | Catherine L. Burke | For | For | ||||||||||||||||||||||||
4 | Chinh E. Chu | For | For | ||||||||||||||||||||||||
5 | Deborah A. Farrington | For | For | ||||||||||||||||||||||||
6 | Michael D. Hayford | For | For | ||||||||||||||||||||||||
7 | Georgette D. Kiser | For | For | ||||||||||||||||||||||||
8 | Kirk T. Larsen | For | For | ||||||||||||||||||||||||
9 | Frank R. Martire | For | For | ||||||||||||||||||||||||
10 | Matthew A. Thompson | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
5. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,415 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
CLEVELAND-CLIFFS INC. | |||||||||||||||||||||||||||
Security | 185899101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 22-Apr-2020 | ||||||||||||||||||||||||
ISIN | US1858991011 | Agenda | 935139926 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 5,888 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
UNIVERSAL FOREST PRODUCTS, INC. | |||||||||||||||||||||||||||
Security | 913543104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | UFPI | Meeting Date | 22-Apr-2020 | ||||||||||||||||||||||||
ISIN | US9135431040 | Agenda | 935136742 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
2. | Approve Company Name Change | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,551 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
LUTHER BURBANK CORPORATION | |||||||||||||||||||||||||||
Security | 550550107 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | LBC | Meeting Date | 28-Apr-2020 | ||||||||||||||||||||||||
ISIN | US5505501073 | Agenda | 935138138 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Victor S. Trione | For | For | ||||||||||||||||||||||||
2 | Simone Lagomarsino | For | For | ||||||||||||||||||||||||
3 | John C. Erickson | For | For | ||||||||||||||||||||||||
4 | Jack Krouskup | For | For | ||||||||||||||||||||||||
5 | Anita Gentle Newcomb | For | For | ||||||||||||||||||||||||
6 | Bradley M. Shuster | For | For | ||||||||||||||||||||||||
7 | Thomas C. Wajnert | For | For | ||||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 4,176 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
AMALGAMATED BANK | |||||||||||||||||||||||||||
Security | 022663108 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | AMAL | Meeting Date | 29-Apr-2020 | ||||||||||||||||||||||||
ISIN | US0226631085 | Agenda | 935148177 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||||||
4. | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,582 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
HANCOCK WHITNEY CORPORATION | |||||||||||||||||||||||||||
Security | 410120109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | HWC | Meeting Date | 29-Apr-2020 | ||||||||||||||||||||||||
ISIN | US4101201097 | Agenda | 935145880 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Frank E. Bertucci | Withheld | Against | ||||||||||||||||||||||||
2 | Constantine S. Liollio | Withheld | Against | ||||||||||||||||||||||||
3 | Thomas H. Olinde | Withheld | Against | ||||||||||||||||||||||||
4 | Joan C. Teofilo | Withheld | Against | ||||||||||||||||||||||||
5 | C. Richard Wilkins | Withheld | Against | ||||||||||||||||||||||||
2A. | Eliminate Cumulative Voting | Management | For | For | |||||||||||||||||||||||
2B. | Adopt Cumulative Voting | Management | For | For | |||||||||||||||||||||||
2C. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,092 | 0 | 10-Apr-2020 | 10-Apr-2020 | ||||||||||||||||||||
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | |||||||||||||||||||||||||||
Security | G11196105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BHVN | Meeting Date | 30-Apr-2020 | ||||||||||||||||||||||||
ISIN | VGG111961055 | Agenda | 935174994 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 653 | 0 | 20-Apr-2020 | 20-Apr-2020 | ||||||||||||||||||||
BANK OZK | |||||||||||||||||||||||||||
Security | 06417N103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | OZK | Meeting Date | 04-May-2020 | ||||||||||||||||||||||||
ISIN | US06417N1037 | Agenda | 935145602 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1O. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,774 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||||||||||||||||||
MAGNOLIA OIL & GAS CORPORATION | |||||||||||||||||||||||||||
Security | 559663109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | MGY | Meeting Date | 04-May-2020 | ||||||||||||||||||||||||
ISIN | US5596631094 | Agenda | 935150300 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,936 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||||||||||||||||||
EASTERLY GOVERNMENT PROPERTIES, INC. | |||||||||||||||||||||||||||
Security | 27616P103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | DEA | Meeting Date | 05-May-2020 | ||||||||||||||||||||||||
ISIN | US27616P1030 | Agenda | 935178904 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,407 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||||||||||||||||||
AIR LEASE CORPORATION | |||||||||||||||||||||||||||
Security | 00912X302 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | AL | Meeting Date | 06-May-2020 | ||||||||||||||||||||||||
ISIN | US00912X3026 | Agenda | 935150627 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,073 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||||||||||||||||||
GRAY TELEVISION, INC. | |||||||||||||||||||||||||||
Security | 389375106 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | GTN | Meeting Date | 06-May-2020 | ||||||||||||||||||||||||
ISIN | US3893751061 | Agenda | 935157570 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Hilton H. Howell, Jr. | For | For | ||||||||||||||||||||||||
2 | Howell W. Newton | For | For | ||||||||||||||||||||||||
3 | Richard L. Boger | For | For | ||||||||||||||||||||||||
4 | T. L. Elder | For | For | ||||||||||||||||||||||||
5 | Luis A. Garcia | For | For | ||||||||||||||||||||||||
6 | Richard B. Hare | For | For | ||||||||||||||||||||||||
7 | Robin R. Howell | For | For | ||||||||||||||||||||||||
8 | Donald P. LaPlatney | For | For | ||||||||||||||||||||||||
9 | Paul H. McTear | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | Against | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,699 | 0 | 25-Apr-2020 | 25-Apr-2020 | ||||||||||||||||||||
MONEYGRAM INTERNATIONAL, INC. | |||||||||||||||||||||||||||
Security | 60935Y208 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | MGI | Meeting Date | 06-May-2020 | ||||||||||||||||||||||||
ISIN | US60935Y2081 | Agenda | 935151364 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 13,587 | 0 | 23-Apr-2020 | 23-Apr-2020 | ||||||||||||||||||||
SP PLUS CORPORATION | |||||||||||||||||||||||||||
Security | 78469C103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | SP | Meeting Date | 06-May-2020 | ||||||||||||||||||||||||
ISIN | US78469C1036 | Agenda | 935154271 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | G Marc Baumann | For | For | ||||||||||||||||||||||||
2 | Karen M. Garrison | For | For | ||||||||||||||||||||||||
3 | Alice M. Peterson | For | For | ||||||||||||||||||||||||
4 | Gregory A. Reid | For | For | ||||||||||||||||||||||||
5 | Wyman T. Roberts | For | For | ||||||||||||||||||||||||
6 | Douglas R. Waggoner | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 906 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||||||||||||||||||
FIRST MERCHANTS CORPORATION | |||||||||||||||||||||||||||
Security | 320817109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | FRME | Meeting Date | 13-May-2020 | ||||||||||||||||||||||||
ISIN | US3208171096 | Agenda | 935144206 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | H. Douglas Chaffin | Withheld | Against | ||||||||||||||||||||||||
2 | Michael J. Fisher | Withheld | Against | ||||||||||||||||||||||||
3 | Clark C. Kellogg, Jr. | Withheld | Against | ||||||||||||||||||||||||
4 | Gary J. Lehman | Withheld | Against | ||||||||||||||||||||||||
5 | Michael C. Marhenke | Withheld | Against | ||||||||||||||||||||||||
6 | Jean L. Wojtowicz | Withheld | Against | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 503 | 0 | 22-Apr-2020 | 22-Apr-2020 | ||||||||||||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||||||||||||||||||||
Security | 70959W103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | PAG | Meeting Date | 13-May-2020 | ||||||||||||||||||||||||
ISIN | US70959W1036 | Agenda | 935158483 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | John D. Barr | For | For | ||||||||||||||||||||||||
2 | Lisa Davis | For | For | ||||||||||||||||||||||||
3 | Wolfgang Dürheimer | For | For | ||||||||||||||||||||||||
4 | Michael R. Eisenson | For | For | ||||||||||||||||||||||||
5 | Robert H. Kurnick, Jr. | For | For | ||||||||||||||||||||||||
6 | Kimberly J. McWaters | For | For | ||||||||||||||||||||||||
7 | Greg Penske | For | For | ||||||||||||||||||||||||
8 | Roger S. Penske | For | For | ||||||||||||||||||||||||
9 | Sandra E. Pierce | For | For | ||||||||||||||||||||||||
10 | Greg C. Smith | For | For | ||||||||||||||||||||||||
11 | Ronald G. Steinhart | For | For | ||||||||||||||||||||||||
12 | H. Brian Thompson | For | For | ||||||||||||||||||||||||
13 | Masashi Yamanaka | For | For | ||||||||||||||||||||||||
2. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 928 | 0 | 22-Apr-2020 | 22-Apr-2020 | ||||||||||||||||||||
THE BANCORP, INC. | |||||||||||||||||||||||||||
Security | 05969A105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | TBBK | Meeting Date | 14-May-2020 | ||||||||||||||||||||||||
ISIN | US05969A1051 | Agenda | 935165197 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 4,384 | 0 | 26-Apr-2020 | 26-Apr-2020 | ||||||||||||||||||||
FIRST INTERNET BANCORP | |||||||||||||||||||||||||||
Security | 320557101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | INBK | Meeting Date | 18-May-2020 | ||||||||||||||||||||||||
ISIN | US3205571017 | Agenda | 935171621 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | David B. Becker | For | For | ||||||||||||||||||||||||
2 | Ana Dutra | For | For | ||||||||||||||||||||||||
3 | John K. Keach, Jr. | For | For | ||||||||||||||||||||||||
4 | David R. Lovejoy | For | For | ||||||||||||||||||||||||
5 | Michael L. Smith | For | For | ||||||||||||||||||||||||
6 | Ralph R. Whitney, Jr. | For | For | ||||||||||||||||||||||||
7 | Jerry Williams | For | For | ||||||||||||||||||||||||
8 | Jean L. Wojtowicz | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,316 | 0 | 27-Apr-2020 | 27-Apr-2020 | ||||||||||||||||||||
CODORUS VALLEY BANCORP, INC. | |||||||||||||||||||||||||||
Security | 192025104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | CVLY | Meeting Date | 19-May-2020 | ||||||||||||||||||||||||
ISIN | US1920251048 | Agenda | 935174069 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Sarah M. Brown | Withheld | Against | ||||||||||||||||||||||||
2 | John W. Giambalvo, Esq. | Withheld | Against | ||||||||||||||||||||||||
3 | MacGregor S. Jones | Withheld | Against | ||||||||||||||||||||||||
4 | Larry J. Miller | Withheld | Against | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,309 | 0 | 27-Apr-2020 | 27-Apr-2020 | ||||||||||||||||||||
ONEMAIN HOLDINGS, INC. | |||||||||||||||||||||||||||
Security | 68268W103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | OMF | Meeting Date | 19-May-2020 | ||||||||||||||||||||||||
ISIN | US68268W1036 | Agenda | 935172700 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Jay N. Levine | Withheld | Against | ||||||||||||||||||||||||
2 | Roy A. Guthrie | Withheld | Against | ||||||||||||||||||||||||
3 | Peter B. Sinensky | Withheld | Against | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | |||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 946 | 0 | 27-Apr-2020 | 27-Apr-2020 | ||||||||||||||||||||
BANK7 CORP. | |||||||||||||||||||||||||||
Security | 06652N107 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BSVN | Meeting Date | 20-May-2020 | ||||||||||||||||||||||||
ISIN | US06652N1072 | Agenda | 935165577 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,074 | 0 | 28-Apr-2020 | 28-Apr-2020 | ||||||||||||||||||||
COLLEGIUM PHARMACEUTICAL, INC. | |||||||||||||||||||||||||||
Security | 19459J104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | COLL | Meeting Date | 20-May-2020 | ||||||||||||||||||||||||
ISIN | US19459J1043 | Agenda | 935179538 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Declassify Board | Management | For | For | |||||||||||||||||||||||
4. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,641 | 0 | 03-May-2020 | 03-May-2020 | ||||||||||||||||||||
BELDEN INC. | |||||||||||||||||||||||||||
Security | 077454106 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BDC | Meeting Date | 21-May-2020 | ||||||||||||||||||||||||
ISIN | US0774541066 | Agenda | 935171455 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 747 | 0 | 04-May-2020 | 04-May-2020 | ||||||||||||||||||||
FLUSHING FINANCIAL CORPORATION | |||||||||||||||||||||||||||
Security | 343873105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | FFIC | Meeting Date | 26-May-2020 | ||||||||||||||||||||||||
ISIN | US3438731057 | Agenda | 935179754 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,945 | 0 | 04-May-2020 | 04-May-2020 | ||||||||||||||||||||
BRP GROUP INC | |||||||||||||||||||||||||||
Security | 05589G102 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BRP | Meeting Date | 27-May-2020 | ||||||||||||||||||||||||
ISIN | US05589G1022 | Agenda | 935199617 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Lowry Baldwin | Withheld | Against | ||||||||||||||||||||||||
2 | Phillip Casey | Withheld | Against | ||||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,294 | 0 | 08-May-2020 | 08-May-2020 | ||||||||||||||||||||
CUSTOMERS BANCORP, INC. | |||||||||||||||||||||||||||
Security | 23204G100 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | CUBI | Meeting Date | 27-May-2020 | ||||||||||||||||||||||||
ISIN | US23204G1004 | Agenda | 935178574 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,619 | 0 | 08-May-2020 | 08-May-2020 | ||||||||||||||||||||
ICF INTERNATIONAL, INC. | |||||||||||||||||||||||||||
Security | 44925C103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | ICFI | Meeting Date | 28-May-2020 | ||||||||||||||||||||||||
ISIN | US44925C1036 | Agenda | 935185012 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Mr. Sudhakar Kesavan | Withheld | Against | ||||||||||||||||||||||||
2 | Mr. Michael Van Handel | Withheld | Against | ||||||||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 474 | 0 | 11-May-2020 | 11-May-2020 | ||||||||||||||||||||
INNOVATIVE INDUSTRIAL PROPERTIES, INC. | |||||||||||||||||||||||||||
Security | 45781V101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | IIPR | Meeting Date | 02-Jun-2020 | ||||||||||||||||||||||||
ISIN | US45781V1017 | Agenda | 935186292 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Alan Gold | For | For | ||||||||||||||||||||||||
2 | Gary Kreitzer | For | For | ||||||||||||||||||||||||
3 | Mary Curran | For | For | ||||||||||||||||||||||||
4 | Scott Shoemaker | For | For | ||||||||||||||||||||||||
5 | Paul Smithers | For | For | ||||||||||||||||||||||||
6 | David Stecher | For | For | ||||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | |||||||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 703 | 0 | 17-May-2020 | 17-May-2020 | ||||||||||||||||||||
AMERANT BANCORP INC. | |||||||||||||||||||||||||||
Security | 023576200 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | AMTBB | Meeting Date | 03-Jun-2020 | ||||||||||||||||||||||||
ISIN | US0235762004 | Agenda | 935197548 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 3,092 | 0 | 19-May-2020 | 19-May-2020 | ||||||||||||||||||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | |||||||||||||||||||||||||||
Security | 808625107 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | SAIC | Meeting Date | 03-Jun-2020 | ||||||||||||||||||||||||
ISIN | US8086251076 | Agenda | 935180389 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 602 | 0 | 18-May-2020 | 18-May-2020 | ||||||||||||||||||||
MOELIS & COMPANY | |||||||||||||||||||||||||||
Security | 60786M105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | MC | Meeting Date | 04-Jun-2020 | ||||||||||||||||||||||||
ISIN | US60786M1053 | Agenda | 935192310 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Kenneth Moelis | For | For | ||||||||||||||||||||||||
2 | Navid Mahmoodzadegan | For | For | ||||||||||||||||||||||||
3 | Jeffrey Raich | For | For | ||||||||||||||||||||||||
4 | Eric Cantor | For | For | ||||||||||||||||||||||||
5 | Elizabeth Crain | For | For | ||||||||||||||||||||||||
6 | John A. Allison IV | For | For | ||||||||||||||||||||||||
7 | Yolonda Richardson | For | For | ||||||||||||||||||||||||
8 | Kenneth L. Shropshire | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | Transact Other Business | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 976 | 0 | 19-May-2020 | 19-May-2020 | ||||||||||||||||||||
STEWART INFORMATION SERVICES CORPORATION | |||||||||||||||||||||||||||
Security | 860372101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | STC | Meeting Date | 04-Jun-2020 | ||||||||||||||||||||||||
ISIN | US8603721015 | Agenda | 935200383 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Thomas G. Apel | For | For | ||||||||||||||||||||||||
2 | C. Allen Bradley, Jr. | For | For | ||||||||||||||||||||||||
3 | Robert L. Clarke | For | For | ||||||||||||||||||||||||
4 | William S. Corey, Jr. | For | For | ||||||||||||||||||||||||
5 | Frederick H Eppinger Jr | For | For | ||||||||||||||||||||||||
6 | Deborah J. Matz | For | For | ||||||||||||||||||||||||
7 | Matthew W. Morris | For | For | ||||||||||||||||||||||||
8 | Karen R. Pallotta | For | For | ||||||||||||||||||||||||
9 | Manuel Sánchez | For | For | ||||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
5. | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 652 | 0 | 18-May-2020 | 18-May-2020 | ||||||||||||||||||||
GANNETT CO INC | |||||||||||||||||||||||||||
Security | 36472T109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | GCI | Meeting Date | 08-Jun-2020 | ||||||||||||||||||||||||
ISIN | US36472T1097 | Agenda | 935214990 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Mayur Gupta | For | For | ||||||||||||||||||||||||
2 | Theodore P. Janulis | For | For | ||||||||||||||||||||||||
3 | John Jeffry Louis III | For | For | ||||||||||||||||||||||||
4 | Maria M. Miller | For | For | ||||||||||||||||||||||||
5 | Michael E. Reed | For | For | ||||||||||||||||||||||||
6 | Debra A. Sandler | For | For | ||||||||||||||||||||||||
7 | Kevin M. Sheehan | For | For | ||||||||||||||||||||||||
8 | Barbara W. Wall | For | For | ||||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||||||
5A. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||||||
5B. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||||||
5C. | Eliminate Supermajority Requirements | Management | For | For | |||||||||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | ||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 11,571 | 0 | 25-May-2020 | 25-May-2020 | ||||||||||||||||||||
ATLAS AIR WORLDWIDE HOLDINGS, INC. | |||||||||||||||||||||||||||
Security | 049164205 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | AAWW | Meeting Date | 09-Jun-2020 | ||||||||||||||||||||||||
ISIN | US0491642056 | Agenda | 935218950 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 539 | 0 | 27-May-2020 | 27-May-2020 | ||||||||||||||||||||
MERIDIAN CORPORATION | |||||||||||||||||||||||||||
Security | 58958P104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | MRBK | Meeting Date | 11-Jun-2020 | ||||||||||||||||||||||||
ISIN | US58958P1049 | Agenda | 935202957 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||||||
1 | Christopher J. Annas | Withheld | Against | ||||||||||||||||||||||||
2 | Edward J. Hollin | Withheld | Against | ||||||||||||||||||||||||
3 | Anthony M. Imbesi | Withheld | Against | ||||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,178 | 0 | 01-Jun-2020 | 01-Jun-2020 | ||||||||||||||||||||
VONAGE HOLDINGS CORP. | |||||||||||||||||||||||||||
Security | 92886T201 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | VG | Meeting Date | 11-Jun-2020 | ||||||||||||||||||||||||
ISIN | US92886T2015 | Agenda | 935196320 - Management | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 5,659 | 0 | 01-Jun-2020 | 01-Jun-2020 |
GAMESTOP CORP. | ||||||||||||||||||||||||||
Security | 36467W109 | Meeting Type | Contested-Annual | |||||||||||||||||||||||
Ticker Symbol | GME | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||
ISIN | US36467W1099 | Agenda | 935204230 - Opposition | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Paul J. Evans | For | For | |||||||||||||||||||||||
2 | Kurtis J. Wolf | For | For | |||||||||||||||||||||||
3 | MGT NOM: Lizabeth Dunn | For | For | |||||||||||||||||||||||
4 | MGT NOM: R.J. Fernandez | For | For | |||||||||||||||||||||||
5 | MGT NOM: R. Fils-Aime | For | For | |||||||||||||||||||||||
6 | MGT NOM: G.E. Sherman | For | For | |||||||||||||||||||||||
7 | MGT NOM: William Simon | For | For | |||||||||||||||||||||||
8 | MGT NOM: James Symancyk | For | For | |||||||||||||||||||||||
9 | MGT NOM: C.W. Teffner | For | For | |||||||||||||||||||||||
10 | MGT NOM: K.P. Vrabeck | For | For | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | |||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 8,191 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
BAYCOM CORP | ||||||||||||||||||||||||||
Security | 07272M107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BCML | Meeting Date | 16-Jun-2020 | |||||||||||||||||||||||
ISIN | US07272M1071 | Agenda | 935213138 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Lloyd K. Kendall, Jr. | For | For | |||||||||||||||||||||||
2 | George J. Guarini | For | For | |||||||||||||||||||||||
3 | James S. Camp | For | For | |||||||||||||||||||||||
4 | Harpreet S. Chaudhary | For | For | |||||||||||||||||||||||
5 | Rocco Davis | For | For | |||||||||||||||||||||||
6 | Malcolm F. Hotchkiss | For | For | |||||||||||||||||||||||
7 | Syvia L. Magid | For | For | |||||||||||||||||||||||
8 | Robert R. Laverne, M.D. | For | For | |||||||||||||||||||||||
9 | David M. Spatz | For | For | |||||||||||||||||||||||
2. | Approve Increase in Board Size | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,635 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
CANNAE HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 13765N107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CNNE | Meeting Date | 17-Jun-2020 | |||||||||||||||||||||||
ISIN | US13765N1072 | Agenda | 935208846 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Hugh R. Harris | Withheld | Against | |||||||||||||||||||||||
2 | C. Malcolm Holland | Withheld | Against | |||||||||||||||||||||||
3 | Mark D. Linehan | Withheld | Against | |||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,477 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
AARON'S INC. | ||||||||||||||||||||||||||
Security | 002535300 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AAN | Meeting Date | 18-Jun-2020 | |||||||||||||||||||||||
ISIN | US0025353006 | Agenda | 935217958 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
4. | Approve Merger Agreement | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,401 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||
TURTLE BEACH CORPORATION | ||||||||||||||||||||||||||
Security | 900450206 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HEAR | Meeting Date | 19-Jun-2020 | |||||||||||||||||||||||
ISIN | US9004502061 | Agenda | 935208985 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Juergen Stark | For | For | |||||||||||||||||||||||
2 | William E. Keitel | For | For | |||||||||||||||||||||||
3 | Andrew Wolfe, Ph.D. | For | For | |||||||||||||||||||||||
4 | L. Gregory Ballard | For | For | |||||||||||||||||||||||
5 | Kelly Thompson | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 4,025 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
HERITAGE INSURANCE HOLDINGS, INC./HRTG | ||||||||||||||||||||||||||
Security | 42727J102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | HRTG | Meeting Date | 22-Jun-2020 | |||||||||||||||||||||||
ISIN | US42727J1025 | Agenda | 935202731 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Bruce Lucas | For | For | |||||||||||||||||||||||
2 | Richard Widdicombe | For | For | |||||||||||||||||||||||
3 | Panagiotis Apostolou | For | For | |||||||||||||||||||||||
4 | Irini Barlas | For | For | |||||||||||||||||||||||
5 | Mark Berset | For | For | |||||||||||||||||||||||
6 | Steven Martindale | For | For | |||||||||||||||||||||||
7 | James Masiello | For | For | |||||||||||||||||||||||
8 | Nicholas Pappas | For | For | |||||||||||||||||||||||
9 | Joseph Vattamattam | For | For | |||||||||||||||||||||||
10 | Vijay Walvekar | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,879 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
ALPINE INCOME PROPERTY TRUST, INC. | ||||||||||||||||||||||||||
Security | 02083X103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PINE | Meeting Date | 24-Jun-2020 | |||||||||||||||||||||||
ISIN | US02083X1037 | Agenda | 935205561 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,615 | 0 | 03-Jun-2020 | 03-Jun-2020 | |||||||||||||||||||
APOGEE ENTERPRISES, INC. | ||||||||||||||||||||||||||
Security | 037598109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | APOG | Meeting Date | 24-Jun-2020 | |||||||||||||||||||||||
ISIN | US0375981091 | Agenda | 935217681 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | ||||||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 937 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
INTL FCSTONE INC. | ||||||||||||||||||||||||||
Security | 46116V105 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | INTL | Meeting Date | 24-Jun-2020 | |||||||||||||||||||||||
ISIN | US46116V1052 | Agenda | 935215548 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Company Name Change | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 1,128 | 0 | 10-Jun-2020 | 10-Jun-2020 | |||||||||||||||||||
POSTAL REALTY TRUST INC | ||||||||||||||||||||||||||
Security | 73757R102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PSTL | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||
ISIN | US73757R1023 | Agenda | 935220082 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Patrick R. Donahoe | For | For | |||||||||||||||||||||||
2 | Barry Lefkowitz | For | For | |||||||||||||||||||||||
3 | Jane Gural-Senders | For | For | |||||||||||||||||||||||
4 | Anton Feingold | For | For | |||||||||||||||||||||||
5 | Andrew Spodek | For | For | |||||||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 2,949 | 0 | 15-Jun-2020 | 15-Jun-2020 | |||||||||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||
ISIN | US91307C1027 | Agenda | 935211350 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||||||||
2. | Declassify Board | Management | For | For | ||||||||||||||||||||||
3. | 14A Executive Compensation | Management | Against | Against | ||||||||||||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734307180 | EMERALD SMALL CAP VALUE FUND | 6734307180 EleSCV | UNION BANK | 276 | 0 | 15-Jun-2020 | 15-Jun-2020 |
EMERALD SELECT TRUELIBERTY INCOME FUND
Investment Company Report | ||||||||||||||||||||||||||
Tallgrass Energy | ||||||||||||||||||||||||||
Security | 874696 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | TGE | Meeting Date | 16-Apr-20 | |||||||||||||||||||||||
ISIN | Agenda | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | The approval and adoption of the Agreement and Plan of Merger, dated as of December 16, 2019, by and among Tallgrass Energy, LP. | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734309340 | EMERALD TRUE LIBERTY FUND | UNION BANK | 0 | 20-Mar-20 | ||||||||||||||||||||||
NuStar Energy | ||||||||||||||||||||||||||
Security | 67058H | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NS | Meeting Date | 28-Apr-20 | |||||||||||||||||||||||
ISIN | Agenda | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | William E. Greehey | Withheld | Against | |||||||||||||||||||||||
2 | Jelynne LeBlanc-Burley | Withheld | Against | |||||||||||||||||||||||
3 | Robert J. Munch | Withheld | Against | |||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as NuStar Energy L.P.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734309340 | EMERALD TRUE LIBERTY FUND | UNION BANK | 0 | 20-Mar-20 | ||||||||||||||||||||||
ECN Capital Corp. | ||||||||||||||||||||||||||
Security | 26829L1076 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ECN | Meeting Date | 5-Mar-20 | |||||||||||||||||||||||
ISIN | Agenda | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | William W. Lovatt | For | For | |||||||||||||||||||||||
2 | Steven K. Hudson | For | For | |||||||||||||||||||||||
3 | Paul Stoyan | For | For | |||||||||||||||||||||||
4 | Pierre Lortie | For | For | |||||||||||||||||||||||
5 | David Morris | For | For | |||||||||||||||||||||||
6 | Carol Goldman | For | For | |||||||||||||||||||||||
7 | Karen Martin | For | For | |||||||||||||||||||||||
2. | Re-appointment of Ernst & Young LLP as auditors. To hold office until the next annual meeting of shareholders. | Management | For | For | ||||||||||||||||||||||
3. | Advisory vote approving the approach to executive compensation disclosed in the management information circular delivered in advance of the 2020 annual meeting of shareholders. | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734309340 | EMERALD TRUE LIBERTY FUND | UNION BANK | 4-Mar-20 | |||||||||||||||||||||||
Plains All American Pipeline | ||||||||||||||||||||||||||
Security | 726503 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PAA | Meeting Date | 20-May-20 | |||||||||||||||||||||||
ISIN | Agenda | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||||||
1 | Alexander Pruner | Withheld | Against | |||||||||||||||||||||||
2 | Lawrence Ziemba | Withheld | Against | |||||||||||||||||||||||
2. | Ratification of the appointment of Pricewater Coopers LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||||||||||||||
3. | The approval, on a non-binding basis, of named executive officer compensation. | Management | For | For | ||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
6734309340 | EMERALD TRUE LIBERTY FUND | UNION BANK | 0 | 22-Apr-20 |
GRANDEUR PEAK EMERGING OPPORTUNITIES FUND
GRANDEUR PEAK GLOBAL CONTRARIAN FUND
GRANDEUR PEAK GLOBAL MICRO CAP FUND
GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND
GRANDEUR PEAK GLOBAL REACH FUND
GRANDEUR PEAK GLOBAL STALWARTS FUND
GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND
GRANDEUR PEAK INTERNATIONAL STALWARTS FUND
GRANDEUR PEAK US STALWARTS FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-8194 Reporting Period: 07/01/2019 - 06/30/2020 Grandeur Peak Global Advisors ============== Grandeur Peak Emerging Markets Opportunities Fund =============== 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- AEON CREDIT SERVICE (M) BERHAD Ticker: 5139 Security ID: Y0018E102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Ng Eng Kiat as Director For For Management 5 Elect Md Kamal bin Ismaun as Director For For Management 6 Elect Tomokatsu Yoshitoshi as Director For For Management 7 Elect Sunthara Moorthy A/L S For For Management Subramaniam as Director 8 Elect Adinan bin Maning as Director For For Management 9 Elect Khoo Pek Ling as Director For For Management 10 Elect Yasmin Ahmad Merican as Director For For Management 11 Elect Rashidah binti Abu Bakar as For For Management Director 12 Elect Lee Tyan Jen as Director For For Management 13 Elect Yuro Kisaka as Director For For Management 14 Elect Masaaki Mangetsu as Director For For Management 15 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Chaoyang as Director For For Management 3b Elect Zhao Xiaohong as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMERISUR RESOURCES PLC Ticker: AMER Security ID: G0329T103 Meeting Date: DEC 19, 2019 Meeting Type: Court Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- AMERISUR RESOURCES PLC Ticker: AMER Security ID: G0329T103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Acquisition of Amerisur Resources Plc by GeoPark Colombia S.A.S. -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ARAMEX PJSC Ticker: ARMX Security ID: M1463Z106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 16.5 For For Management Percent of Company's paid Up Capital for FY 2019 5 Approve Remuneration of Directors of For For Management AED 3,600,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Mohammed Al Shamsi as Directors None For Management 9.2 Elect Murtadha Hussein as Directors None For Management 9.3 Elect Omar Al Hashimi as Directors None For Management 9.4 Elect Sunil Bhilotra as Directors None For Management 9.5 Elect Fahad Al Qassim as Directors None For Management 9.6 Elect Arif Al Bastaki as Directors None For Management 9.7 Elect Fatimah Ahmed as Directors None For Management 9.8 Elect David Haglund as Directors None For Management 9.9 Elect Ramiz Shehadi as Directors None For Management 9.10 Elect Abdullah Al Mazrouee as Directors None Abstain Management 9.11 Elect Ahmed Al Daheeri as Directors None Abstain Management 9.12 Elect Wolfgang Baier as Directors None Abstain Management 9.13 Elect Jawahir Al Baloushi as Directors None Abstain Management 9.14 Elect Ali Al Jassim as Directors None Abstain Management 9.15 Elect Fatimah Al Salih as Directors None Abstain Management 9.16 Elect Ayoub Kadhim as Directors None Abstain Management 9.17 Elect Hissah Saeed as Directors None Abstain Management 9.18 Elect Huda Al Matroushi as Directors None Abstain Management 9.19 Elect Rawdah Al Sakit as Directors None Abstain Management 9.20 Elect Iman Al Suweidi as Directors None Abstain Management -------------------------------------------------------------------------------- ARB HOLDINGS LTD. Ticker: ARH Security ID: S06711105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Written Questions Regarding the None None Management Integrated Report to Be Tabled at the Meeting 2 Re-elect Ralph Patmore as Director For For Management 3.1 Re-elect James Dixon as Chairman of For For Management the Audit Committee 3.2 Re-elect Simon Downes as Member of the For For Management Audit Committee 3.3 Re-elect Ralph Patmore as Member of For For Management the Audit Committee 4 Reappoint PKF Durban and PKF Cape Town For For Management as Auditors of the Company with RC Boulle, Being a Partner of PKF Durban, as the Individual Designated Auditor and Authorise Their Remuneration 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation of Remuneration For For Management Policy 1 Approve Remuneration of Non-executive For For Management Directors 2 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASPEED TECHNOLOGY, INC. Ticker: 5274 Security ID: Y04044106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BANK OF GEORGIA GROUP PLC Ticker: BGEO Security ID: G0R1NA104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Neil Janin as Director For For Management 4 Re-elect Alasdair Breach as Director For For Management 5 Re-elect Archil Gachechiladze as For For Management Director 6 Re-elect Tamaz Georgadze as Director For For Management 7 Re-elect Hanna Loikkanen as Director For For Management 8 Re-elect Veronique McCarroll as For For Management Director 9 Re-elect Jonathan Muir as Director For For Management 10 Re-elect Cecil Quillen as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Michiel du Pre le Roux as For For Management Director 2 Re-elect Kabelo Makwane as Director For For Management 3 Re-elect Chris Otto as Director For For Management 4 Elect Santie Botha as Director For For Management 5 Elect Emma Mashilwane as Director For For Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 7 Appoint Deloitte & Touche as Auditors For For Management of the Company 8 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Remuneration Policy For For Management 11 Approve Implementation Report of For For Management Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Change Fiscal Year For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CENTRAL DEPOSITORY SERVICES (INDIA) LTD. Ticker: CDSL Security ID: Y1R465106 Meeting Date: JUL 27, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Panel of Three Names for For For Management Appointment and Remuneration of Managing Director and CEO to Securities and Exchange Board of India for Prior Approval 2 Approve P Masil Jeya Mohan as For For Management Shareholder Director to Securities and Exchange Board of India for Prior Approval -------------------------------------------------------------------------------- CITY LODGE HOTELS LTD. Ticker: CLH Security ID: S1714M114 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2.1 Re-elect Frank Kilbourn as Director For For Management 2.2 Re-elect Sizakele Marutlulle as For For Management Director 2.3 Re-elect Vincent Rague as Director For For Management 3 Reappoint KPMG Inc as Auditors of the For For Management Company with Dwight Thompson as the Designated Partner and Authorise Their Remuneration 4.1 Re-elect Stuart Morris as Chairman of For For Management the Audit Committee 4.2 Re-elect Deon Huysamer as Member of For For Management the Audit Committee 4.3 Re-elect Frank Kilbourn as Member of For For Management the Audit Committee 4.4 Re-elect Ndumi Medupe as Member of the For For Management Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 7.1 Approve Fees of Chairman of the Board For For Management 7.2 Approve Fees of Lead Independent For For Management Director 7.3 Approve Fees for Services as a Director For For Management 7.4 Approve Fees of Chairman of the Audit For For Management Committee 7.5 Approve Fees of Other Audit Committee For For Management Members 7.6 Approve Fees of Chairman of the For For Management Remuneration Committee 7.7 Approve Fees of Other Remuneration For For Management Committee Members 7.8 Approve Fees of Chairman of the Risk For For Management Committee 7.9 Approve Fees of Other Risk Committee For For Management Members 7.10 Approve Fees of Chairman of the Social For For Management and Ethics Committee 7.11 Approve Fees of Ad hoc/Temporary For For Management Committee 8 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITY UNION BANK LIMITED Ticker: 532210 Security ID: Y1659F135 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Sundaram & Srinivasan, For For Management Chartered Accountants, Chennai as Statutory Central Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Appointment and Remuneration For For Management of R. Mohan as Part-time Chairman 6 Approve Revision in the Remuneration For For Management of N. Kamakodi as Managing Director & CEO 7 Elect Vaidyanathan Kalyanasundaram as For For Management Director 8 Elect Thirukkarugavur Krishnamoorthy For For Management Ramkumar as Director 9 Reelect Abarna Bhaskar as Director For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CONCEPCION INDUSTRIAL CORPORATION Ticker: CIC Security ID: Y1694P106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on July 10, 2018 4 Approve Report of the Chairman For For Management 5 Approve the Report of the Chairman and For For Management the Audited Financial Statements 6.1 Elect Raul Joseph A. Concepcion as For For Management Director 6.2 Elect Renna C. Hechanova-Angeles as For For Management Director 6.3 Elect Raul Anthony A. Concepcion as For For Management Director 6.4 Elect Jose Ma. A. Concepcion III as For For Management Director 6.5 Elect Ma. Victoria Herminia C. Young For For Management as Director 6.6 Elect Raissa C. Hechanova-Posadas as For For Management Director 6.7 Elect Cesar A. Buenaventura as Director For For Management 6.8 Elect Alfredo E. Pascual as Director For For Management 7 Appoint External Auditor For For Management 8 Approve Amendment of the Sixth Article For For Management of the Articles of Incorporation of the Corporation to Increase the Number of Directors from 8 to 9 9 Ratify Actions Taken by the Board of For For Management Directors and Officers -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2019 Annual Report None None Management 2 Present Audited Consolidated Financial None None Management Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report 3.1 Elect Antonio Abruna Puyol as Director For For Management 3.2 Elect Maite Aranzabal Harreguy as For For Management Director 3.3 Elect Fernando Fort Marie as Director For For Management 3.4 Elect Alexandre Gouvea as Director For For Management 3.5 Elect Patricia Lizarraga Guthertz as For For Management Director 3.6 Elect Raimundo Morales Dasso as For For Management Director 3.7 Elect Irzio Pinasco Menchelli as For For Management Director 3.8 Elect Luis Enrique Romero Belismelis For Against Management as Director 4 Approve Remuneration of Directors For For Management 5.1 Amend Article 2.6 Re: Transfer of For For Management Shares 5.2 Amend Article 3.4.2 Re: Mechanisms for For For Management Appointment of Proxy 5.3 Amend Article 4.11 Re: Increase in For For Management Number of Directors 5.4 Amend Article 4.15 Re: Notice of Board For For Management Meetings and Participation of Directors in Board Meetings 5.5 Amend Article 4.16.1 Re: Quorum for For For Management Transaction of Business at Board Meetings 6 Ratify PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends of MXN 0.75 Per Share For For Management 6 Approve Certification of the Company's For For Management Bylaws 7 Appoint Legal Representatives For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DOUZONE BIZON CO., LTD. Ticker: 012510 Security ID: Y2197R102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect One Inside Director and One For For Management Outside Director (Bundled) 4 Appoint Kim Gyeong-doh as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10a Amend Long Term Incentive Plan and For For Management Annual Deferred Bonus Plan 10b Authorise Issue of Shares in Relation For For Management to the Long Term Incentive Plan and Annual Deferred Bonus Plan 11 Re-elect Aslan Saranga as Director For For Management 12 Re-elect Frederieke Slot as Director For For Management 13 Re-elect Seymur Tari as Director For For Management 14 Re-elect Izzet Talu as Director For For Management 15 Re-elect Aksel Sahin as Director For For Management 16a Re-elect Peter Williams as Director For For Management 16b Re-elect Peter Williams as Director For For Management Excluding Any Controlling Shareholder 17a Re-elect Thomas Singer as Director For For Management 17b Re-elect Thomas Singer as Director For For Management Excluding Any Controlling Shareholder 18 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19a Authorise Issue of Equity For For Management 19b Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Shares For For Management 21 Transact Other Business (Non-Voting) None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- EMEMORY TECHNOLOGY, INC. Ticker: 3529 Security ID: Y2289B114 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 6 Approve Amendments to Lending For Against Management Procedures and Caps 7 Amend Procedures for Endorsement and For Against Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Charles Hsu 9 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of How-Han Investment Corporation 10 Approve Release of Restrictions of For For Management Competitive Activities of Teresa Cheng, a Representative of How-Han Investment Corporation 11 Approve Release of Restrictions of For For Management Competitive Activities of Ming-To Yu -------------------------------------------------------------------------------- ESSEX BIO-TECHNOLOGY LTD. Ticker: 1061 Security ID: G31237103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mauffrey Benoit Jean Marie as For For Management Director 2b Elect Yeow Mee Mooi as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FINETEK CO., LTD. Ticker: 4549 Security ID: Y2497K104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel E. Berce For For Management 1b Elect Director Mikel D. Faulkner For For Management 1c Elect Director Randel G. Owen For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FPT CORP. Ticker: FPT Security ID: Y26333107 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management of Financial Year 2019, Report of Board of Directors of Financial Year 2019 and Plan and Strategy for the Upcoming Period, and Report of Supervisory Board of Financial Year 2019 2 Approve Financial Year 2019 Income For For Management Allocation and Expected Dividend of Financial Year 2020 3 Approve Employee Stock Ownership Plan For Against Management for Period from 2020 to 2022 4 Approve Share Issuance Plan for Top For For Management Executives for Period from 2020 to 2025 5 Approve Remuneration of Board of For For Management Directors and Supervisory Board in Financial Year 2020 6 Ratify Auditors For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Irakli Gilauri as Director For For Management 4 Re-elect Kim Bradley as Director For For Management 5 Re-elect Caroline Brown as Director For For Management 6 Elect Maria Chatti-Gautier as Director For For Management 7 Re-elect Massimo Gesua' sive Salvadori For For Management as Director 8 Re-elect David Morrison as Director For For Management 9 Re-elect Jyrki Talvitie as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- GEORGIA HEALTHCARE GROUP PLC Ticker: GHG Security ID: G96874105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bill Huyett as Director For For Management 4 Re-elect Nikoloz Gamkrelidze as For For Management Director 5 Re-elect David Morrison as Director For For Management 6 Re-elect Irakli Gilauri as Director For For Management 7 Re-elect Ingeborg Oie as Director For For Management 8 Re-elect Tim Elsigood as Director For For Management 9 Re-elect Mike Anderson as Director For For Management 10 Re-elect Jacques Richier as Director For For Management 11 Re-elect Fabian Blank as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GOURMET MASTER CO. LTD. Ticker: 2723 Security ID: G4002A100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For For Management 3 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GRUPO HERDEZ SAB DE CV Ticker: HERDEZ Security ID: P4951Q155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Audit and Corporate Practices For For Management Committees' Reports 1.3 Approve CEO's Report, Including For For Management Auditor's Report 1.4 Approve Board's Opinion on CEO's Report For For Management 1.5 Approve Report on Principal Policies For For Management and Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Activities and For For Management Operations Undertaken by Board 2 Approve Allocation of Income and For For Management Dividends of MXN 1.10 per Share 3 Elect or Ratify Directors and Verify For For Management their Independence Classification; Elect or Ratify Secretary and Deputy Secretary 4 Approve Remuneration of Directors, For For Management Secretary, Deputy Secretary and Members of Audit and Corporate Practices Committees 5 Ratify Resolutions Adopted by AGM on For For Management April 25, 2019 and Clarify Current Structure of Share Capital 6 Set Maximum Amount of Share Repurchase For For Management Reserve at MXN 3.5 Billion 7 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committees 8 Present Report on Compliance with For For Management Fiscal Obligations 9 Appoint Legal Representatives For For Management 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GULF OIL LUBRICANTS INDIA LIMITED Ticker: 538567 Security ID: Y6985P111 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay G. Hinduja as Director For For Management 4 Approve Price Waterhouse, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M. S. Ramachandran as Director For For Management 6 Reelect Ashok Kini as Director For For Management 7 Reelect Kanchan Chitale as Director For For Management 8 Approve Payment of Commission to For For Management Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Investment in Financial For Against Management Products 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT CO. LTD. Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Renu Karnad as Director For For Management 4 Reelect N. K. Skeoch as Director For For Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Dhruv Kaji as Director For Against Management 7 Elect Jairaj Purandare as Director For Against Management 8 Elect Sanjay Bhandarkar as Director For For Management 9 Elect Parag Shah as Director For For Management 10 Elect Roshni Nadar Malhotra as Director For For Management 11 Approve Commission to Non-Executive For For Management Directors Including Independent Directors 12 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 13 Reelect Hoshang Billimoria as Director For Against Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HDFC LIFE INSURANCE CO. LTD. Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Keki Mistry as Director For For Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as One of the Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of Gerald Grimstone Not be Filled 6 Approve Appointment and Remuneration For For Management of Bharti Gupta Ramola as Director 7 Approve Reappointment and Remuneration For For Management of VK Viswanathan as Director 8 Approve Reappointment and Remuneration For For Management of Prasad Chandran as Director 9 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 10 Approve Revision in the Remuneration For For Management of Vibha Padalkar as Managing Director & Chief Executive Officer 11 Approve Revision in the Remuneration For For Management of Suresh Badami as Executive Director 12 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Employee Stock Options to Eligible Employees of the Company 13 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Stock Options to Eligible Employees of Subsidiary Companies Under the Employee Stock Option Scheme - 2019 14 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- HEADHUNTER GROUP PLC Ticker: HHR Security ID: 42207L106 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated and Standalone For For Management Financial Statements and Statutory Reports 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Reelect Directors (Bundled) For For Management 4 Approve Director Remuneration For For Management 5 Increase Authorized Capital For For Management -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of R Srikrishna as Whole Time Director Designated as CEO and Executive Director -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Amend Charter For For Management 3 Approve Renewal, Amendment and For For Management Supplementation of Operation Contents and License of the Company -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Virtual For For Management Meeting and E-Voting Regulations -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JUN 13, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020 3 Approve Report of Supervisory Board For For Management and Evaluation on Financial Statements of Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For Against Management Financial Year 2019 and Issuance of Bonus Shares from Share Premium Account 6 Approve Stock Dividend and Issuance of For Against Management Bonus Shares to Increase Charter Capital in Financial Year 2020 7 Approve Compensation and Allowances of For For Management Executive Members of Board of Directors and Supervisory Board and Operating Budget of Board of Directors in Financial Year 2020 8 Authorize Board of Directors to For Against Management Approve Various Business Transactions under Power of Shareholder Meeting 9 Approve Issuance of International For For Management Bonds and Approve Listing the Bonds Abroad 10 Approve Issuance of Convertible Bonds For Against Management 11 Dismiss Nguyen Thi Phung as Supervisor For For Management 12 Approve Decrease in Minimum Number of For For Management Members in Supervisory Board from 4 to 3 and Approve Election of Supervisor 13 Elect Duong Thi Thu as Supervisor For For Management 14 Other Business For Against Management -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HY-LOK CORP. Ticker: 013030 Security ID: Y3852P100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Kang Jin-gu as Internal Auditor For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Sachin Chaudhary as Director For For Management 4 Elect Satish Chand Mathur as Director For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- INTEGRATED DIAGNOSTICS HOLDINGS PLC Ticker: IDHC Security ID: G4836Q107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Lord Anthony Tudor St John as For For Management Director 3 Re-elect Dr Hend El-Sherbini as For For Management Director 4 Re-elect Richard Phillips as Director For For Management 5 Re-elect James Nolan as Director For For Management 6 Re-elect Dan Olsson as Director For For Management 7 Re-elect Hussein Choucri as Director For For Management 8 Ratify KPMG LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Issue of Equity For For Management 11 Authorise the Company to Hold For For Management Purchased Equity Securities as Treasury Shares 12 Approve Execution and Delivery of Any For For Management Documents in Connection with the Company Holding the Purchased Equity Securities as Treasury Shares 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Equity For For Management Securities -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Giovanni Ravazzotti as For For Management Director 1.2 Re-elect Susan du Toit as Director For For Management 1.3 Re-elect Brand Pretorius as Director For For Management 2.1 Elect Zizipho Nyanga as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Thomas Howatt as the Individual Registered Auditor 4.1 Re-elect Susan du Toit as Member of For For Management the Audit and Risk Committee 4.2 Elect Zizipho Nyanga as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Brand Pretorius as Member of For For Management the Audit and Risk Committee 5.1 Approve Remuneration Policy For Against Management 5.2 Approve Implementation Report For Against Management 6 Place Authorised but Unissued Shares For Against Management under Control of Directors 7 Authorise Board to Issue Shares and For Against Management Sell Treasury Shares for Cash 8 Adopt Italtile Retention Scheme For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Non-Executive Directors' For Against Management Remuneration 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Italtile Retention Scheme For Against Management 2 Authorise Ratification of Approved For Against Management Resolutions -------------------------------------------------------------------------------- JACOBSON PHARMA CORPORATION LIMITED Ticker: 2633 Security ID: G67729106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lam Sing Kwong, Simon as Director For For Management 4 Elect Lam Kwing Tong, Alan as Director For For Management 5 Elect Young Chun Man, Kenneth as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Piaoyang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Yunshu as Non-Independent For For Shareholder Director 1.3 Elect Zhang Lianshan as For For Shareholder Non-Independent Director 1.4 Elect Sun Jieping as Non-Independent For For Shareholder Director 1.5 Elect Dai Hongbin as Non-Independent For For Shareholder Director 1.6 Elect Guo Congzhao as Non-Independent For For Shareholder Director 1.7 Elect Li Yuanchao as Independent For For Shareholder Director 1.8 Elect Wang Qian as Independent Director For For Shareholder 1.9 Elect Xue Shuang as Independent For For Shareholder Director 2.1 Elect Dong Wei as Supervisor For For Management 2.2 Elect Xiong Guoqiang as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Fix Remuneration 7 Amend Articles of Association For For Management 8 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- KOH YOUNG TECHNOLOGY, INC. Ticker: 098460 Security ID: Y4810R105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Interim Dividend) 2.2 Amend Articles of Incorporation For For Management (Miscellaneous) 3.1 Elect Ko Gwang-il as Inside Director For Against Management 3.2 Elect Hwang In-joon as Inside Director For For Management 3.3 Elect Shin Jae-deuk as Inside Director For For Management 3.4 Elect Kim Young-bae as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOOLEARN TECHNOLOGY HOLDING LIMITED Ticker: 1797 Security ID: G5313A101 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sun Dongxu as Director For For Management 3 Elect Sun Chang as Director For For Management 4 Elect Yin Qiang as Director For For Management 5 Elect Wu Qiang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KOVAI MEDICAL CENTER & HOSPITAL LIMITED Ticker: 523323 Security ID: Y49654109 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Arun N Palaniswami as Director For For Management 4 Reelect Kasi K Goundan as Director For For Management 5 Reelect M. Manickam as Director For For Management 6 Reelect A.M. Palanisamy as Director For For Management 7 Reelect A.K. Venkatasamy as Director For For Management 8 Reelect K. Saminathan as Director For For Management 9 Elect R. Bhuvaneshwari as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nalla G Palaniswami as Managing Director 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LIVECHAT SOFTWARE SA Ticker: LVC Security ID: X4901B101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Company's and Group's Operations 9 Receive Supervisory Board Report None None Management 10.1 Approve Financial Statements For For Management 10.2 Approve Consolidated Financial For For Management Statements 10.3 Approve Management Board Report on For For Management Company's and Group's Operations 10.4 Approve Supervisory Board Report For For Management 10.5 Approve Allocation of Income and For For Management Dividends of PLN 1.95 per Share 10.6a Approve Discharge of Marcin Cieply For For Management (CEO) 10.6b Approve Discharge of Urszula For For Management Jarzebowska (Management Board Member) 10.7a Approve Discharge of Maciej For For Management Jarzebowski (Supervisory Board Chairman) 10.7b Approve Discharge of Michal Markowski For For Management (Supervisory Board Member) 10.7c Approve Discharge of Marcin Mandziak For For Management (Supervisory Board Member) 10.7d Approve Discharge of Jakub Sitarz For For Management (Supervisory Board Member) 10.7e Approve Discharge of Marta Ciepla For For Management (Supervisory Board Member) 11 Close Meeting None None Management -------------------------------------------------------------------------------- LIX DETERGENT JSC Ticker: LIX Security ID: Y5287X103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors, For For Management Report on Business Performance of Financial Year 2019 and Business Plan for Financial Year 2020 2 Approve Report of Supervisory Board For For Management for Financial Year 2019 3 Approve Audited Financial Statements For For Management of Financial Year 2019 4 Approve Income Allocation and Dividend For For Management of Financial Year 2019 5 Approve Business Plan and Expected For For Management Dividend for Financial Year 2020 6 Approve Interim Dividend of Financial For For Management Year 2020 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors and Supervisory Board for Financial Year 2020 9 Amend Articles of Association For For Management 10 Amend Corporate Governance Regulations For For Management 11 Approve Election Regulations for For Against Management Supervisor Election 12 Elect Supervisor For Against Management 13 Other Business For Against Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 8-for-1 Stock Split For For Management 2 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital and Consolidate Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MAN WAH HOLDINGS LIMITED Ticker: 1999 Security ID: G5800U107 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Alan Marnie as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 4 Elect Dai Quanfa as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 5 Elect Ong Chor Wei as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 6 Elect Ding Yuan as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MANPOWERGROUP GREATER CHINA LTD. Ticker: 2180 Security ID: G5795B106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yuan Jianhua as Director For For Management 3a2 Elect Darryl E. Green as Director For For Management 3a3 Elect Sriram Chandrasekar as Director None None Management 3a3-1 Elect John Thomas McGinnis as Director For For Management 3a4 Elect Zhang Yinghao as Director For For Management 3a5 Elect Zhai Feng as Director For For Management 3a6 Elect Thomas Yeoh Eng Leong as Director For For Management 3a7 Elect Wong Man Lai Stevie as Director For For Management 3a8 Elect Victor Huang as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MEEZAN BANK LTD. Ticker: MEBL Security ID: Y0090Y109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Increase Authorized Share Capital and For For Management Amend Memorandum to Reflect Increase in Authorized Share Capital 3 Approve Conversion of Sukuk to Shares For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- MEEZAN BANK LTD. Ticker: MEBL Security ID: Y0090Y109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve EY Ford Rhodes as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Final Cash Dividend For For Management 5 Approve Remuneration Policy For For Management 6 Approve Remuneration of Directors for For For Management Attending Board and Sub Committees Meetings 7 Other Business For Against Management -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: APR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Metropolis-Restrictive Stock For For Management Unit Plan, 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Extension of Benefits of For For Management Metropolis-Restrictive Stock Unit Plan, 2020 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LTD. Ticker: 542650 Security ID: Y59774110 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Kanubhai Shah as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First Interim Dividend, Second For For Management Interim Dividend and Third Interim Dividend 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Approve Retirement of Subroto Bagchi For For Management 6 Elect Jayant Damodar Patil as Director For For Management 7 Elect Sekharipuram Narayanan For For Management Subrahmanyan as Director 8 Elect Ramamurthi Shankar Raman as For For Management Director 9 Elect Prasanna Rangacharya Mysore as For For Management Director 10 Elect Deepa Gopalan Wadhwa as Director For For Management -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Debashis Chatterjee as Director For For Management and Approve His Appointment and Remuneration as CEO and Managing Director 2 Elect Anilkumar Manibhai Naik as For For Management Non-Executive Chairman -------------------------------------------------------------------------------- MYNEWS HOLDINGS BHD. Ticker: 5275 Security ID: Y0912W109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Meeting Allowances For For Management 3 Elect Dang Tai Luk as Director For For Management 4 Elect Dang Tai Wen as Director For For Management 5 Approve Grant Thornton Malaysia PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (i), (ii) & (iii) of the Circular to Shareholders Dated February 25, 2020 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (iv) of the Circular to Shareholders Dated February 25, 2020 -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seong-sook as Inside Director For For Management 4 Elect Byeon Dae-gyu as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NETBAY PUBLIC CO. LTD. Ticker: NETBAY Security ID: Y6270T117 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 5.1 Elect Pairash Thajchayapong as Director For For Management 5.2 Elect Suvit Arunanondchai as Director For For Management 5.3 Elect Kobkanjana Veerapongpradit as For Against Management Director 6.1 Approve Remuneration of Directors and For For Management Committee for the Year 2020 6.2 Approve Remuneration of Directors and For For Management Committee since January 2020 to May 2020 7.1 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7.2 Approve Auditors Remuneration for the For For Management Audit of Financial Statements 8 Other Business For Against Management -------------------------------------------------------------------------------- NETWORK INTERNATIONAL HOLDINGS PLC Ticker: NETW Security ID: G6457T104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Rohinton Kalifa as Director For For Management 5 Elect Simon Haslam as Director For For Management 6 Elect Darren Pope as Director For For Management 7 Elect Victoria Hull as Director For For Management 8 Elect Habib Al Mulla as Director For For Management 9 Elect Suryanarayan Subramanian as For For Management Director 10 Elect Ali Mazanderani as Director For For Management 11 Elect Anil Dua as Director For For Management 12 Appoint KPMG LLP as Auditors For For Management 13 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Amend Terms of the Management For For Management Incentive Award Plan and IPO Cash Bonus 21 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- OBOUR LAND FOR FOOD INDUSTRIES Ticker: OLFI Security ID: M7S172107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 3, 4, and 21 of Bylaws For Against Management -------------------------------------------------------------------------------- OBOUR LAND FOR FOOD INDUSTRIES Ticker: OLFI Security ID: M7S172107 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends 5 Approve Changes to Board Composition For For Management for FY 2019 6 Approve Corporate Governance Report For For Management 7 Approve Discharge of Chairman and For For Management Directors for FY 2019 8 Approve Remuneration of Chairman and For Against Management Directors for FY 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 10 Approve Charitable Donations up to EGP For For Management 500,000 for FY 2020 -------------------------------------------------------------------------------- PACIFIC HOSPITAL SUPPLY CO., LTD. Ticker: 4126 Security ID: Y6610N101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 6.1 Elect Wu, Chang-Min, with ID No. For For Management L123731XXX, as Non-Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Carmen Sylvain For For Management 2.8 Elect Director David Taylor For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PHILIPPINE SEVEN CORPORATION Ticker: SEVN Security ID: Y6955M106 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jorge L. Araneta as Director For For Management 1b Elect Jui-Tang Chen as Director For For Management 1c Elect Lien-Tang Hsieh as Director For For Management 1d Elect Jui-Tien Huang as Director For For Management 1e Elect Chi-Chang Lin as Director For For Management 1f Elect Jose Victor P. Paterno as For For Management Director 1g Elect Maria Cristina P. Paterno as For For Management Director 1h Elect Wen-Chi Wu as Director For For Management 1i Elect Jose T. Pardo as Director For For Management 1j Elect Antonio Jose U. Periquet, Jr. as For For Management Director 1k Elect Michael B. Zalamea as Director For For Management 2 Approve the Minutes of the Annual For For Management Stockholders Meeting Held on July 19, 2018 3 Approve the 2018 Annual Report and For For Management Audited Financial Statements 4 Ratify Actions Taken by the Board of For For Management Directors, Executive Committee, Board Committees and Management Since the Last Annual Stockholders Meeting 5 Appoint External Auditor For For Management 6 Approve Other Matters For For Management -------------------------------------------------------------------------------- PLOVER BAY TECHNOLOGIES LTD. Ticker: 1523 Security ID: G71332103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yip Kai Kut Kenneth as Director For For Management 2b Elect Ho Chi Lam as Director For For Management 2c Elect Wan Sze Chung as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For For Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Allocation of Income For For Management 5 Approve Auditors For For Management 6 Authorize Share Repurchase Program For For Management 7 Elect Directors and Commissioners For For Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Amend Articles of Association For Against Management 6 Elect Directors, Commissioners and For Against Management Sharia Supervisory Board -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Commissioners' Report and For For Management Directors' Report 2 Accept Annual Report For For Management 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Auditors For For Management 6 Approve Remuneration of Directors and For For Management Commissioners 7 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PT INDONESIA PONDASI RAYA TBK Ticker: IDPR Security ID: Y712EK103 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activities in relation to Electronically Integrated Business Licensing Services -------------------------------------------------------------------------------- PT LINK NET TBK Ticker: LINK Security ID: Y71398104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Business Activity For For Management 2 Approve Reduction in Paid-up Capital For For Management 3 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT LINK NET TBK Ticker: LINK Security ID: Y71398104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 5 Approve Usage of Shares from For For Management Repurchase Proceed (Treasury Shares) for Implementation of MESOP 6 Amend Corporate Purpose For For Management -------------------------------------------------------------------------------- RAFAEL MICROELECTRONICS, INC. Ticker: 6568 Security ID: Y73432109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Issuance of Restricted Stocks For For Management 6 Approve Cash Increase by Issuance of For For Management New Shares 7 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- REALTEK SEMICONDUCTOR CORP. Ticker: 2379 Security ID: Y7220N101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Wong Teek Son as Director For For Management 4 Elect Raymond Fam Chye Soon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders held on May 29, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Frederick D. Go as Director For For Management 3.4 Elect Patrick Henry C. Go as Director For For Management 3.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 3.6 Elect Robina Y. Gokongwei-Pe as For For Management Director 3.7 Elect Artemio V. Panganiban as Director For For Management 3.8 Elect Roberto F. de Ocampo as Director For For Management 3.9 Elect Emmanuel C. Rojas, Jr. as For For Management Director 3.10 Elect Omar Byron T. Mier as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 6 Approve Other Matters For For Management -------------------------------------------------------------------------------- ROBINSONS RETAIL HOLDINGS, INC. Ticker: RRHI Security ID: Y7318T101 Meeting Date: MAR 27, 2020 Meeting Type: Written Consent Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation to For Against Management Reflect Reduction in the Number of Seats in the Board of Directors from 11 to 9 -------------------------------------------------------------------------------- ROBINSONS RETAIL HOLDINGS, INC. Ticker: RRHI Security ID: Y7318T101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of the Stockholders Held on May 30, 2019 2 Approve Financial Statements for the For For Management Preceding Year 3.1 Elect James L. Go as a Director For For Management 3.2 Elect Lance Y. Gokongwei as a Director For For Management 3.3 Elect Robina Y. Gokongwei-Pe as a For For Management Director 3.4 Elect Ian James Winward McLeod as a For For Management Director 3.5 Elect Samuel Sanghyun Kim as a Director For For Management 3.6 Elect Antonio L. Go as a Director For For Management 3.7 Elect Roberto R. Romulo as a Director For For Management 3.8 Elect Rodolfo P. Ang as a Director For For Management 4 Appoint SyCip, Gorres, Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers, and Management Since the Last Annual Meeting 6 Approve Other Matters For For Management -------------------------------------------------------------------------------- ROYAL CERAMICS LANKA PLC Ticker: RCL.N0000 Security ID: Y7335A101 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend For For Management 2 Reelect S. H. Amarasekera as Director For For Management 3 Reelect R.N. Asirwatham as Director For For Management 4 Elect N. J. Weerakoon as Director For For Management 5 Approve Ernst and Young as Auditors For Against Management and Authorize Board to Fix their Remuneration 6 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SAFARICOM PLC Ticker: SCOM Security ID: V74587102 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend of KES 1.25 Per For For Management Share 2.2 Approve Special Dividend of KES 0.62 For For Management Per Share 3.1 Reelect Bitange Ndemo as Director For For Management 3.2 Reelect Rose Ogega as Director For For Management 4.1 Reelect Bitange Ndemo as Member of For For Management Audit Committee 4.2 Reelect Esther Koimett as Member of For For Management Audit Committee 4.3 Reelect Mohamed Joosub as Member of For For Management Audit Committee 4.4 Reelect Till Streichert as Member of For For Management Audit Committee 4.5 Reelect Rose Ogega as Member of Audit For For Management Committee 5 Approve Remuneration of Directors and For For Management Approve Director's Remuneration Report 6 Ratify Pricewaterhousecoopers as For For Management Auditors and Fix Their Remuneration 7 Other Business For Against Management 8 Amend Article 89 (a) of Bylaws Re: For For Management Board Size -------------------------------------------------------------------------------- SCICOM (MSC) BHD. Ticker: 0099 Security ID: Y7540P109 Meeting Date: NOV 25, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Salleh Bin HJ Harun as For For Management Director 2 Elect Karen Judith Goonting as Director For For Management 3 Elect Mahani Binti Amat as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Utilization of Part of the For For Management Over Subscription Proceeds for Permanent Replenishment of Working Capital 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management of the Company 3 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Re-elect Dr Christo Wiese as Director For Against Management 4 Elect Alice le Roux as Director For For Management 5 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 6 Elect Alice le Roux as Member of the For For Management Audit and Risk Committee 7 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 11.1 Approve Remuneration Policy For For Management 11.2 Approve Implementation of the For For Management Remuneration Policy 12 Elect Jan le Roux, a Shareholder None Against Shareholder Nominee to the Board 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For For Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 1l Approve Additional Fees Per Meeting For For Management 1m Approve Additional Fees Per Hour For Against Management 2 Approve Financial Assistance to For Against Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation Re: For For Management Clause 1 -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SINMAG EQUIPMENT CORP. Ticker: 1580 Security ID: Y7997X100 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nikoloz Enukidze as Director For For Management 4 Re-elect Nicholas Haag as Director For For Management 5 Re-elect Vakhtang Butskhrikidze as For For Management Director 6 Re-elect Giorgi Shagidze as Director For For Management 7 Re-elect Maria Luisa Cicognani as For For Management Director 8 Re-elect Tsira Kemularia as Director For For Management 9 Re-elect Eric Rajendra as Director For For Management 10 Elect Arne Berggren as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Company Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TCS GROUP HOLDING PLC Ticker: TCS Security ID: 87238U203 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Re-elect Martin Cocker as Director For For Management 4 Approve Director Remuneration For For Management 5 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For For Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TEHMAG FOODS CORP. Ticker: 1264 Security ID: Y8560V109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Articles of Association For Against Management 5.1 Elect LIN, HSUEH JIAO, with For Against Management SHAREHOLDER NO.7, as Non-Independent Director 5.2 Elect WU, YAO TSUNG, with SHAREHOLDER For Against Management NO.6, as Non-Independent Director 5.3 Elect WU, WEN CHIN, with SHAREHOLDER For For Management NO.9, as Non-Independent Director 5.4 Elect TSAO, HSIN CHUNG ,with For Against Management SHAREHOLDER NO.F103073XXX, as Non-Independent Director 5.5 Elect LIAO, BEN TSANG, with For Against Management SHAREHOLDER NO.54, as Non-Independent Director 5.6 Elect HAN, MING YI with, SHAREHOLDER For Against Management NO.G120131XXX, as Non-Independent Director 5.7 Elect LEE, ZHENG KUAN, with For Against Management SHAREHOLDER NO.G120103XXX, as Independent Director 5.8 Elect YANG, TI MIN, with SHAREHOLDER For Against Management NO.A222909XXX, as Independent Director 5.9 Elect TU, SAN CHIEN, with SHAREHOLDER For For Management NO.A101721XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For For Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TEST RESEARCH, INC. Ticker: 3030 Security ID: Y8591M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Chieh-Yuan,Chen, with For For Management Shareholder No. 2, as Non-Independent Director 5.2 Elect Kuang-Chao,Fan, with Shareholder For For Management No. 3428, as Non-Independent Director 5.3 Elect Chin-Lung,Chen, with Shareholder For For Management No. 66, as Non-Independent Director 5.4 Elect Chiang-Huai,Lin, with For For Management Shareholder No. 48, as Non-Independent Director 5.5 Elect Ming-Chuan, Tsai, with For For Management Shareholder No. 3, as Non-Independent Director 5.6 Elect a Representative of Der-Hong For Against Management Investment Co.,Ltd. with Shareholder No. 68, as Non-Independent Director 5.7 Elect Yow-Shiuan, Fu with ID No. For For Management F102383XXX as Independent Director 5.8 Elect Mei-Jin, Chen with ID No. For For Management R221050XXX as Independent Director 5.9 Elect Liang-Chia, Chen with ID No. For For Management J120310XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TIME TECHNOPLAST LIMITED Ticker: 532856 Security ID: Y8837S103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bharat Vageria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect K. N. Venkatasubramanian as For For Management Chairman and Independent Director 6 Reelect Sanjaya Kulkarni as Director For For Management 7 Reelect M. K. Wadhwa as Director For For Management -------------------------------------------------------------------------------- TK GROUP (HOLDINGS) LIMITED Ticker: 2283 Security ID: G88939106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Pui Leung as Director For For Management 4 Elect Lee Leung Yiu as Director For For Management 5 Elect Christine Wan Chong Leung as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Eduardo Mazzilli de Vassimon as For For Management Independent Director 6.2 Elect Gilberto Mifano as Independent For For Management Director 6.3 Elect Guilherme Stocco Filho as For For Management Independent Director 6.4 Elect Laercio Jose de Lucena Cosentino For For Management as Director 6.5 Elect Maria Leticia de Freitas Costa For For Management as Independent Director 6.6 Elect Mauro Gentile Rodrigues da Cunha For For Management as Independent Director 6.7 Elect Sylvia de Souza Leao Wanderley For For Management as Independent Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Mazzilli de Vassimon as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Stocco Filho as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Laercio Jose de Lucena Cosentino as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Leticia de Freitas Costa as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Gentile Rodrigues da Cunha as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction and For For Management Agreement 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Mark Herskovits as Director For For Management 2 Re-elect David Hurwitz as Director For For Management 3 Re-elect Jonathan Jawno as Director For For Management 4 Re-elect Phumzile Langeni as Director For For Management 5 Elect Sean Doherty as Director For For Management 6 Re-elect Diane Radley as Member of the For For Management Audit, Risk and Compliance Committee 7 Re-elect Phumzile Langeni as Member of For For Management the Audit, Risk and Compliance Committee 8 Re-elect Christopher Seabrooke as For For Management Member of the Audit, Risk and Compliance Committee 9 Re-elect Buhle Hanise as Member of the For For Management Audit, Risk and Compliance Committee 10 Reappoint Deloitte & Touche as For For Management Auditors of the Company with P Stedall as the Individual Auditor 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Implementation For For Management Report 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Authorise Ratification of Approved For For Management Resolutions 15 Amend Conditional Share Plan For For Management 1 Approve Non-executive Directors' and For For Management Committee Members' Fees 2 Approve Lead Independent Non-executive For For Management Director's Fees 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital 6 Authorise Board to Issue Shares for For For Management Cash -------------------------------------------------------------------------------- TSC AUTO ID TECHNOLOGY CO., LTD. Ticker: 3611 Security ID: Y89752110 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TTFB CO. LTD. Ticker: 2729 Security ID: Y8998G104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect XU CHENG YI, with SHAREHOLDER NO. For For Management 2, as Non-Independent Director 4.2 Elect WU DAN FENG, a Representative of For For Management Zhetai co Ltd, with SHAREHOLDER NO.1, as Non-Independent Director 4.3 Elect XU MING XIAN, a Representative For For Management of Zhetai co Ltd, with SHAREHOLDER NO. 1, as Non-Independent Director 4.4 Elect SUN DA LONG, with SHAREHOLDER NO. For For Management C120605xxx, as Non-Independent Director 4.5 Elect LIAO WEN XU, with SHAREHOLDER NO. For For Management F121176xxx, as Independent Director 4.6 Elect SHI SHI XIAN, with SHAREHOLDER For For Management NO.A123162xxx, as Independent Director 4.7 Elect XU SHU WEN, with SHAREHOLDER NO. For For Management D220303xxx, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Nirmal Kumar Bardia as Director For For Management 3 Approve Final Dividend and Confirm For For Management Interim Dividend 4 Adopt New Articles of Association For For Management 5 Amend Objects Clause & Liability For For Management Clause of Memorandum of Association -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For For Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 3 Elect Kenneth Walton Hitchner III as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9a Approve Grant of Specific Mandate to For For Management the Directors to Issue and Allot the Connected Restricted Shares 9b Authorize Board to Deal with All For For Management Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions 10 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Edward Hu 13 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to William Robert Keller 14 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ===================== Grandeur Peak Global Contrarian Fund ===================== AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ARAMEX PJSC Ticker: ARMX Security ID: M1463Z106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 16.5 For For Management Percent of Company's paid Up Capital for FY 2019 5 Approve Remuneration of Directors of For For Management AED 3,600,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Mohammed Al Shamsi as Directors None For Management 9.2 Elect Murtadha Hussein as Directors None For Management 9.3 Elect Omar Al Hashimi as Directors None For Management 9.4 Elect Sunil Bhilotra as Directors None For Management 9.5 Elect Fahad Al Qassim as Directors None For Management 9.6 Elect Arif Al Bastaki as Directors None For Management 9.7 Elect Fatimah Ahmed as Directors None For Management 9.8 Elect David Haglund as Directors None For Management 9.9 Elect Ramiz Shehadi as Directors None For Management 9.10 Elect Abdullah Al Mazrouee as Directors None Abstain Management 9.11 Elect Ahmed Al Daheeri as Directors None Abstain Management 9.12 Elect Wolfgang Baier as Directors None Abstain Management 9.13 Elect Jawahir Al Baloushi as Directors None Abstain Management 9.14 Elect Ali Al Jassim as Directors None Abstain Management 9.15 Elect Fatimah Al Salih as Directors None Abstain Management 9.16 Elect Ayoub Kadhim as Directors None Abstain Management 9.17 Elect Hissah Saeed as Directors None Abstain Management 9.18 Elect Huda Al Matroushi as Directors None Abstain Management 9.19 Elect Rawdah Al Sakit as Directors None Abstain Management 9.20 Elect Iman Al Suweidi as Directors None Abstain Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For Against Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For Against Management 4 Reelect Oschrie Massatschi as Director For Against Management 5 Reelect Frank Roseen as Director For Against Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 2 Receive Special Auditor Report Re: None None Management Statutory Financial Statements and Consolidated Financial Statements 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Remuneration Report For Did Not Vote Management 9 Approve Remuneration Policy For Did Not Vote Management -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANCA SISTEMA SPA Ticker: BST Security ID: T0R93K103 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders 2 Approve Allocation of Income For For Management 3.1 Slate 1 Submitted by Societa di None Against Shareholder gestione delle partecipazioni in Banca Sistema Srl (SGBS), Fondazione Sicilia, and Fondazione Cassa di Risparmio di Alessandria 3.2 Slate 2 Submitted by Cumin Giorgio and None For Shareholder City Club Srl 4 Approve Internal Auditors' Remuneration None For Shareholder 5 Approve Remuneration Policy For For Management 6 Approve Second Section of the For For Management Remuneration Report 7 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 8 Adopt Double Voting Rights for For Against Management Long-Term Registered Shareholders 9 Amend Company Bylaws For Against Management -------------------------------------------------------------------------------- BANK OF GEORGIA GROUP PLC Ticker: BGEO Security ID: G0R1NA104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Neil Janin as Director For For Management 4 Re-elect Alasdair Breach as Director For For Management 5 Re-elect Archil Gachechiladze as For For Management Director 6 Re-elect Tamaz Georgadze as Director For For Management 7 Re-elect Hanna Loikkanen as Director For For Management 8 Re-elect Veronique McCarroll as For For Management Director 9 Re-elect Jonathan Muir as Director For For Management 10 Re-elect Cecil Quillen as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BEENOS, INC. Ticker: 3328 Security ID: J0443D106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Allow Sales of For For Management Supplementary Shares to Odd-Lot Holders 2.1 Elect Director Naoi, Shota For For Management 2.2 Elect Director Nakamura, Koji For For Management 2.3 Elect Director Takeuchi, Taku For For Management 2.4 Elect Director Sento, Kenichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Joho, Yasukazu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Kibo 3.3 Elect Director and Audit Committee For For Management Member Takahashi, Yoshindo 4 Approve Compensation Ceiling and For For Management Restricted Stock Plan for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- BIOSYENT INC. Ticker: RX Security ID: 090690108 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Andrews For For Management 1.2 Elect Director Joseph Arcuri For For Management 1.3 Elect Director Sara Elford For For Management 1.4 Elect Director Rene Goehrum For For Management 1.5 Elect Director Peter Lockhard For For Management 1.6 Elect Director Stephen Wilton For For Management 2 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan For For Management 4 Approve Restricted Share Unit Plan For For Management 5 Approve Grants of Restricted Share For For Management Units -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Company Bylaws Re: Articles For For Management 15-bis, 22 and 30 1.2 Amend Company Bylaws Re: Articles 6 For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6.1 Fix Number of Directors and Duration For For Management of Their Term 6.2.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 6.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Elect Alberto Bombassei as Board Chair None For Shareholder and Matteo Tiraboschi as Vice-Chairman 6.4 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 7.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7.2 Appoint Mario Tagliaferri as Chairman None Against Shareholder of Internal Statutory Auditors 7.3 Approve Internal Auditors' Remuneration For Against Management 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CENTRAL AUTOMOTIVE PRODUCTS LTD. Ticker: 8117 Security ID: J05418108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Appoint Statutory Auditor Nakayama, For For Management Masataka 2.2 Appoint Statutory Auditor Gusoku, Shoji For For Management 2.3 Appoint Statutory Auditor Horiuchi, For For Management Takefumi 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- CITY OF LONDON INVESTMENT GROUP PLC Ticker: CLIG Security ID: G22485109 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Re-elect Barry Aling as Director For For Management 6 Re-elect Mark Dwyer as Director For For Management 7 Re-elect Thomas Griffith as Director For For Management 8 Re-elect Susannah Nicklin as Director For For Management 9 Re-elect Barry Olliff as Director For For Management 10 Re-elect Tracy Rodrigues as Director For For Management 11 Re-elect Jane Stabile as Director For For Management 12 Elect Peter Roth as Director For For Management 13 Reappoint RSM UK Audit LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Trustees of the Employee For For Management Benefit Trust to Hold Ordinary Shares in the Capital of the Company for and on Behalf of the ESOP and Employee Incentive Plan 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CLOSE BROTHERS GROUP PLC Ticker: CBG Security ID: G22120102 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Preben Prebensen as Director For For Management 6 Re-elect Mike Morgan as Director For For Management 7 Re-elect Oliver Corbett as Director For For Management 8 Elect Peter Duffy as Director For For Management 9 Re-elect Geoffrey Howe as Director For For Management 10 Re-elect Lesley Jones as Director For For Management 11 Re-elect Bridget Macaskill as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity in Relation For For Management to the Issue of AT1 Securities 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of AT1 Securities 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CORE LABORATORIES N.V. Ticker: CLB Security ID: N22717107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harvey Klingensmith For For Management 1b Elect Director Monique van Dijken For For Management Eeuwijk 2 Ratify KPMG as Auditors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Cancellation of Repurchased For For Management Shares 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8a Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8b Approve Remuneration Report For For Management 8c Approve Remuneration Policy for For For Management Management Board and Supervisory Board 9 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CVS GROUP PLC Ticker: CVSG Security ID: G27234106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Connell as Director For For Management 5 Re-elect Simon Innes as Director For For Management 6 Re-elect Richard Fairman as Director For For Management 7 Re-elect Deborah Kemp as Director For For Management 8 Re-elect Mike McCollum as Director For For Management 9 Reappoint Deloitte LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10a Amend Long Term Incentive Plan and For For Management Annual Deferred Bonus Plan 10b Authorise Issue of Shares in Relation For For Management to the Long Term Incentive Plan and Annual Deferred Bonus Plan 11 Re-elect Aslan Saranga as Director For For Management 12 Re-elect Frederieke Slot as Director For For Management 13 Re-elect Seymur Tari as Director For For Management 14 Re-elect Izzet Talu as Director For For Management 15 Re-elect Aksel Sahin as Director For For Management 16a Re-elect Peter Williams as Director For For Management 16b Re-elect Peter Williams as Director For For Management Excluding Any Controlling Shareholder 17a Re-elect Thomas Singer as Director For For Management 17b Re-elect Thomas Singer as Director For For Management Excluding Any Controlling Shareholder 18 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19a Authorise Issue of Equity For For Management 19b Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Shares For For Management 21 Transact Other Business (Non-Voting) None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- FIDUCIAN GROUP LIMITED Ticker: FID Security ID: Q3750N107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Samir (Sam) Hallab as Director For For Management -------------------------------------------------------------------------------- FINETEK CO., LTD. Ticker: 4549 Security ID: Y2497K104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GEORGIA HEALTHCARE GROUP PLC Ticker: GHG Security ID: G96874105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bill Huyett as Director For For Management 4 Re-elect Nikoloz Gamkrelidze as For For Management Director 5 Re-elect David Morrison as Director For For Management 6 Re-elect Irakli Gilauri as Director For For Management 7 Re-elect Ingeborg Oie as Director For For Management 8 Re-elect Tim Elsigood as Director For For Management 9 Re-elect Mike Anderson as Director For For Management 10 Re-elect Jacques Richier as Director For For Management 11 Re-elect Fabian Blank as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For For Management 3 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Investment in Financial For Against Management Products 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Kenner For For Management 1.2 Elect Director Stacey M. Page For For Management 1.3 Elect Director Geoffrey C. Wilkinson, For For Management Sr. 1.4 Elect Director Robert H. Gaughen, Jr. For For Management 1.5 Elect Director Patrick R. Gaughen For For Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HOA PHAT GROUP JSC Ticker: HPG Security ID: Y3231H100 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Project Investment in Hoa Phat For For Management Dung Quat Alloy and Iron Manufacturing Complex -------------------------------------------------------------------------------- HOA PHAT GROUP JSC Ticker: HPG Security ID: Y3231H100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Plan for Financial For For Management Year 2020 2 Approve Report of Board of Directors For For Management 3 Approve Report of Supervisory Board For For Management 4 Approve Audited Consolidated Financial For For Management Statements of Financial Year 2019 5 Approve Appropriation to Reserves in For For Management Financial Year 2020 6 Approve Dividends of Financial Year For For Management 2019 7 Approve Expected Dividends of For For Management Financial Year 2020 8 Approve Increase in Total Project For For Management Investment in Phase 1 and Phase 2 of Hoa Phat Dung Quat Steel Manufacturing Compound 9 Approve Additional Business Lines For For Management 10 Amend Articles of Association For For Management 11 Other Business For Against Management -------------------------------------------------------------------------------- HOSTELWORLD GROUP PLC Ticker: HSW Security ID: G4611U109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Michael Cawley as Director For For Management 4 Re-elect Carl Shepherd as Director For For Management 5 Re-elect Eimear Moloney as Director For For Management 6 Re-elect Gary Morrison as Director For For Management 7 Re-elect TJ Kelly as Director For For Management 8 Elect Evan Cohen as Director For For Management 9 Reappoint Deloitte Ireland LLP as For For Management Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect Phillip Burns as Director For For Management 2b Re-elect Joan Garahy as Director For For Management 2c Re-elect Tom Kavanagh as Director For For Management 2d Re-elect Mark Kenney as Director For For Management 2e Re-elect Declan Moylan as Director For For Management 2f Re-elect Aidan O'Hogan as Director For For Management 2g Re-elect Margaret Sweeney as Director For For Management 3 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Policy For For Management 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise Reissuance of Treasury Shares For For Management -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Giovanni Ravazzotti as For For Management Director 1.2 Re-elect Susan du Toit as Director For For Management 1.3 Re-elect Brand Pretorius as Director For For Management 2.1 Elect Zizipho Nyanga as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Thomas Howatt as the Individual Registered Auditor 4.1 Re-elect Susan du Toit as Member of For For Management the Audit and Risk Committee 4.2 Elect Zizipho Nyanga as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Brand Pretorius as Member of For For Management the Audit and Risk Committee 5.1 Approve Remuneration Policy For Against Management 5.2 Approve Implementation Report For Against Management 6 Place Authorised but Unissued Shares For Against Management under Control of Directors 7 Authorise Board to Issue Shares and For Against Management Sell Treasury Shares for Cash 8 Adopt Italtile Retention Scheme For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Non-Executive Directors' For Against Management Remuneration 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Italtile Retention Scheme For Against Management 2 Authorise Ratification of Approved For Against Management Resolutions -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- K3 CAPITAL GROUP PLC Ticker: K3C Security ID: G830EZ100 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Martin Robinson as Director For For Management 4 Re-elect John Rigby as Director For For Management 5 Approve Remuneration Report For For Management 6 Reappoint BDO LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Matters Relating to the For For Management Relevant Dividend -------------------------------------------------------------------------------- KATHMANDU HOLDINGS LIMITED Ticker: KMD Security ID: Q5213W103 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Rip Curl Group For For Management Pty Ltd 2 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- KATHMANDU HOLDINGS LIMITED Ticker: KMD Security ID: Q5213W103 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xavier Simonet as Director For For Management 2 Elect Andrea Martens as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- KNOWIT AB Ticker: KNOW Security ID: W51698103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 575,000 for the Chairman and SEK 235,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Gunilla Asker, Stefan For For Management Gardefjord, Camilla Monefeldt Kirstein, Kia Orback-Pettersson, Peder Ramel and Jon Risfelt (Chairman) as Directors; Ratify KPMG as Auditors 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Issuance of up to 800,000 For For Management Shares without Preemptive Rights 14 Close Meeting None None Management -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LYCOPODIUM LIMITED Ticker: LYL Security ID: Q56515101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Michael Caratti as Director For Against Management 3 Elect Steven Chadwick as Director For Against Management 4 Approve Lycopodium Limited Incentive For Against Management Performance Rights Plan 5a Approve Issuance of Performance Rights For Against Management to Peter De Leo 5b Approve Issuance of Performance Rights For Against Management to Rodney Leonard 5c Approve Issuance of Performance Rights For Against Management to Peter Dawson 5d Approve Issuance of Performance Rights For Against Management to Bruno Ruggiero 6 Remove Grant Thornton Audit Pty Ltd as For For Management Auditor of the Company 7 Appoint RSM Australia Partners as For For Management Auditor of the Company -------------------------------------------------------------------------------- MEDIKIT CO., LTD. Ticker: 7749 Security ID: J4187P101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Appoint Alternate Statutory Auditor For For Management Yoshida, Fukuichi -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAIGAI TRANS LINE LTD. Ticker: 9384 Security ID: J47745104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Toda, Toru For For Management 2.2 Elect Director Tsuneda, Akira For For Management 2.3 Elect Director Okawa, Tomoko For For Management 2.4 Elect Director Tanaka, Toshimitsu For For Management 2.5 Elect Director Mine, Hideki For For Management 2.6 Elect Director Toda, Sachiko For For Management 2.7 Elect Director Higashi, Hironao For For Management 2.8 Elect Director Kojima, Yoshihiro For For Management 2.9 Elect Director Takei, Masaya For For Management 2.10 Elect Director Ito, Yoshiaki For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujii, Yasutaka -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NEURONES SA Ticker: NRO Security ID: F6523H101 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Discharge of Directors For For Management 6 Reelect Luc de Chammard as Director For For Management 7 Reelect Bertrand Ducurtil as Director For For Management 8 Reelect Marie-Francoise Jaubert as For For Management Director 9 Reelect Jean-Louis Pacquement as For For Management Director 10 Reelect Herve Pichard as Director For For Management 11 Reelect Host Developpement as Director For For Management 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 20,000 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Luc de For For Management Chammard, Chairman and CEO 16 Approve Compensation of Bertrand For For Management Ducurtil, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 20 Percent of Issued Capital 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 25 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 9 Million 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NORMA GROUP SE Ticker: NOEJ Security ID: D5813Z104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Klein for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Bernd Kleinhens for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Schneider for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Lars Berg for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Rita Forst for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Guenter Hauptmann for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Knut Michelberger for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Erika Schulte for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Mark Wilhelms for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Creation of EUR 3.2 Million For For Management Pool of Capital without Preemptive Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: AGM Convocation For For Management 12 Amend Articles Re: Electronic For For Management Participation -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Carmen Sylvain For For Management 2.8 Elect Director David Taylor For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PIOVAN SPA Ticker: PVN Security ID: T7S33K126 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve the Performance Shares Plan, For Against Management the Long-term Monetary Incentive Plan, and the Phantom Stock Option Plan 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report -------------------------------------------------------------------------------- PLOVER BAY TECHNOLOGIES LTD. Ticker: 1523 Security ID: G71332103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yip Kai Kut Kenneth as Director For For Management 2b Elect Ho Chi Lam as Director For For Management 2c Elect Wan Sze Chung as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RIVER & MERCANTILE GROUP PLC Ticker: RIV Security ID: G7S87Z106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jonathan Dawson as Director For For Management 5 Re-elect James Barham as Director For For Management 6 Re-elect Angela Crawford-Ingle as For For Management Director 7 Re-elect Kevin Hayes as Director For Abstain Management 8 Re-elect John Misselbrook as Director For For Management 9 Elect Miriam Greenwood as Director For For Management 10 Reappoint BDO LLP as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Incur For For Management Political Expenditure 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Reduction of Capital For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Wong Teek Son as Director For For Management 4 Elect Raymond Fam Chye Soon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ROTHSCHILD & CO. SCA Ticker: ROTH Security ID: F7957F116 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Managing Partner 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Transaction with Angelika For For Management Gifford Re: Consultancy Agreement 5 Ratify Appointment of Peter Estlin as For For Management Supervisory Board Member 6 Elect Gilles Denoyel as Supervisory For For Management Board Member 7 Reelect Eric de Rothschild as For For Management Supervisory Board Member 8 Reelect Suet-Fern Lee as Supervisory For For Management Board Member 9 Approve Remuneration Policy of the For Against Management Managing Partner and of Chairman of the Managing Partner 10 Approve Remuneration Policy of For Against Management Supervisory Board Members 11 Approve Compensation of Corporate For For Management Officers 12 Approve Compensation of Rothschild & For For Management Co Gestion SAS, Managing Partner 13 Approve Compensation of Alexandre de For For Management Rothschild, Chairman of Rothschild and Co Gestion SAS 14 Approve Compensation of David de For For Management Rothschild, Chairman of the Supervisory Board 15 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 850,000 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 50 Million for Bonus Issue or Increase in Par Value 20 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 21 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 24 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers Re: European Directive 2013/36/EU of 26 June 2013 ("CRD IV") 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-26 and Under Item 23 from May 17, 2018 AGM at EUR 70 Million 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SABRE INSURANCE GROUP PLC Ticker: SBRE Security ID: G7739M107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Catherine Barton as Director For For Management 5 Re-elect Geoff Carter as Director For For Management 6 Re-elect Ian Clark as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Rebecca Shelley as Director For For Management 9 Re-elect Patrick Snowball as Director For For Management 10 Re-elect Adam Westwood as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Approve Matters Relating to the None For Management Interim Dividend Paid in 2018 -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4.1 Accept Financial Statements and For For Management Statutory Reports 4.2 Approve Omission of Dividends For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee 8.1 Approve Advisory Vote on Remuneration For For Management Policy And Other Terms of Employment For Executive Management 8.2 Approve Binding Vote on Remuneration For For Management Policy and Other Terms of Employment For Executive Management 9 Discuss Company's Corporate Governance None None Management Statement 10 Reelect Tom Jovik as Member of For For Management Nominating Committee 11.1 Reelect Hugo Maurstad as Director For For Management 11.2 Reelect August Baumann as Director For For Management 11.3 Reelect Cathrine Klouman as Director For For Management 12 Authorize Share Repurchase Program For For Management 13.1 Authorize Board to Issue Hybrid For For Management Capital Instruments with Total Nominal Value up to NOK 600 Million 13.2 Authorize Board to Issue Subordinated For For Management Loans with Total Nominal Value up to NOK 750 Million 14 Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SENIOR PLC Ticker: SNR Security ID: G8031U102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Re-elect Ian King as Director For For Management 5 Re-elect Celia Baxter as Director For For Management 6 Re-elect Susan Brennan as Director For For Management 7 Re-elect Bindi Foyle as Director For For Management 8 Re-elect Giles Kerr as Director For For Management 9 Re-elect Rajiv Sharma as Director For For Management 10 Re-elect David Squires as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SINMAG EQUIPMENT CORP. Ticker: 1580 Security ID: Y7997X100 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For For Management 1.3 Elect Director Robert Leeds For For Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For For Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nikoloz Enukidze as Director For For Management 4 Re-elect Nicholas Haag as Director For For Management 5 Re-elect Vakhtang Butskhrikidze as For For Management Director 6 Re-elect Giorgi Shagidze as Director For For Management 7 Re-elect Maria Luisa Cicognani as For For Management Director 8 Re-elect Tsira Kemularia as Director For For Management 9 Re-elect Eric Rajendra as Director For For Management 10 Elect Arne Berggren as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Company Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THERMADOR GROUPE SA Ticker: THEP Security ID: F91651194 Meeting Date: APR 06, 2020 Meeting Type: Annual/Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Elect Noemie Gonin as Director For For Management 5 Elect Yves Ruget as Director For For Management 6 Elect Lionel Gres as Director For For Management 7 Approve Remuneration Policy of For For Management Chairman and CEO, Vice-CEOs and Directors 8 Approve Compensation of Guillaume For For Management Robin, Chairman and CEO 9 Approve Compensation of Patricia For For Management Mavigner, Vice-CEO 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 14 and 17 of Bylaws Re: For For Management Age Limit of Chairman of the Board, CEO, Vice-CEOs and Directors 13 Authorize Capitalization of Reserves For For Management of Up to EUR 2 Million for Bonus Issue or Increase in Par Value 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TK GROUP (HOLDINGS) LIMITED Ticker: 2283 Security ID: G88939106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Pui Leung as Director For For Management 4 Elect Lee Leung Yiu as Director For For Management 5 Elect Christine Wan Chong Leung as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TRANCOM CO., LTD. Ticker: 9058 Security ID: J9297N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 52 2.1 Elect Director Shimizu, Masahisa For For Management 2.2 Elect Director Tsunekawa, Yutaka For For Management 2.3 Elect Director Jinno, Yasuhiro For For Management 2.4 Elect Director Kambayashi, Ryo For For Management 2.5 Elect Director Nakazawa, Keisuke For For Management 2.6 Elect Director Takebe, Atsunori For For Management 2.7 Elect Director Sato, Kei For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagamine, Hisatoshi 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Kazuo 3.3 Elect Director and Audit Committee For For Management Member Hayakawa, Yasuhisa -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TTFB CO. LTD. Ticker: 2729 Security ID: Y8998G104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect XU CHENG YI, with SHAREHOLDER NO. For For Management 2, as Non-Independent Director 4.2 Elect WU DAN FENG, a Representative of For For Management Zhetai co Ltd, with SHAREHOLDER NO.1, as Non-Independent Director 4.3 Elect XU MING XIAN, a Representative For For Management of Zhetai co Ltd, with SHAREHOLDER NO. 1, as Non-Independent Director 4.4 Elect SUN DA LONG, with SHAREHOLDER NO. For For Management C120605xxx, as Non-Independent Director 4.5 Elect LIAO WEN XU, with SHAREHOLDER NO. For For Management F121176xxx, as Independent Director 4.6 Elect SHI SHI XIAN, with SHAREHOLDER For For Management NO.A123162xxx, as Independent Director 4.7 Elect XU SHU WEN, with SHAREHOLDER NO. For For Management D220303xxx, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VOLUTION GROUP PLC Ticker: FAN Security ID: G93824103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Hill as Director For For Management 5 Re-elect Ronnie George as Director For For Management 6 Re-elect Paul Hollingworth as Director For For Management 7 Re-elect Amanda Mellor as Director For For Management 8 Re-elect Tony Reading as Director For For Management 9 Re-elect Claire Tiney as Director For For Management 10 Elect Andy O'Brien as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- X-FAB SILICON FOUNDRIES SE Ticker: XFAB Security ID: B9901Z101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report For For Management 5 Approve Remuneration Policy For For Management 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify KPMG as Auditor and Approve For For Management Auditors' Remuneration -------------------------------------------------------------------------------- XIN POINT HOLDINGS LIMITED Ticker: 1571 Security ID: G9830R100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4a Elect Tang Chi Wai as Director For For Management 4b Elect Gan Weimin as Director For For Management 4c Elect Cao Lixin as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YAMADA CONSULTING GROUP CO., LTD. Ticker: 4792 Security ID: J9569T100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Nishiguchi, Yasuo For For Management 2.2 Elect Director Masuda, Keisaku For For Management 2.3 Elect Director Fuse, Makiko For For Management 2.4 Elect Director Tsuji, Tsuyoshi For For Management 2.5 Elect Director Shuto, Hideji For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamasaki, Tatsuo 3.2 Elect Director and Audit Committee For For Management Member Iwashina, Nobuaki 4 Approve Career Achievement Bonus for For For Management Director ===================== Grandeur Peak Global Micro Cap Fund ====================== AB DYNAMICS PLC Ticker: ABDP Security ID: G0032G109 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sarah Matthews-DeMers as Director For For Management 4 Re-elect Matthew Hubbard as Director For For Management 5 Re-elect Richard Hickinbotham as For For Management Director 6 Reappoint Crowe U.K. LLP as Auditors For For Management and Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- ABSOLENT GROUP AB Ticker: ABSO Security ID: W835A6109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (5) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 200,000 for Chairman and SEK 100,000 for Other Directors; Approve Remuneration of Auditors 12 Reelect Mikael Ekdahl (Chairman), For Against Management Joakim Westh, Marta Schorling Andreen and Johan Westman as Directors; Elect Gun Nilsson as New Director 13 Ratify Ernst & Young as Auditors For For Management 14 Approve Issuance of up to 10 Percent For For Management of Issued Shares without Preemptive Rights 15 Amend Articles of Association Re: For For Management Editorial Changes of Article 1; Participation at General Meeting; Share Registrar 16 Close Meeting None None Management -------------------------------------------------------------------------------- ARB HOLDINGS LTD. Ticker: ARH Security ID: S06711105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Written Questions Regarding the None None Management Integrated Report to Be Tabled at the Meeting 2 Re-elect Ralph Patmore as Director For For Management 3.1 Re-elect James Dixon as Chairman of For For Management the Audit Committee 3.2 Re-elect Simon Downes as Member of the For For Management Audit Committee 3.3 Re-elect Ralph Patmore as Member of For For Management the Audit Committee 4 Reappoint PKF Durban and PKF Cape Town For For Management as Auditors of the Company with RC Boulle, Being a Partner of PKF Durban, as the Individual Designated Auditor and Authorise Their Remuneration 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation of Remuneration For For Management Policy 1 Approve Remuneration of Non-executive For For Management Directors 2 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ATRAE, INC. Ticker: 6194 Security ID: J0339C105 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Authorize Board to Determine Income Allocation 2.1 Elect Director Arai, Yoshihide For For Management 2.2 Elect Director Oka, Toshiyuki For For Management 2.3 Elect Director Suzuki, Hidekazu For For Management 3.1 Elect Director and Audit Committee For For Management Member Ozasa, Rumiko 3.2 Elect Director and Audit Committee For For Management Member Totsuka, Takamasa 3.3 Elect Director and Audit Committee For For Management Member Yukimaru, Shingo 4 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 5 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- AUSTRALIAN ETHICAL INVESTMENT LIMITED Ticker: AEF Security ID: Q0951T107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Mara Wickerhauser Bun as Director For For Management 3 Elect Michael John Monaghan as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve the Increase in Non-Executive For For Management Directors' Fee Pool -------------------------------------------------------------------------------- BAYCURRENT CONSULTING, INC. Ticker: 6532 Security ID: J0433F103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Amend Provisions on For For Management Director Titles - Amend Provisions on Number of Statutory Auditors 3.1 Elect Director Abe, Yoshiyuki For For Management 3.2 Elect Director Ikehira, Kentaro For For Management 3.3 Elect Director Nakamura, Kosuke For For Management 3.4 Elect Director Sekiguchi, Satoshi For For Management 3.5 Elect Director Shoji, Toshimune For For Management 3.6 Elect Director Sato, Shintaro For For Management 4.1 Appoint Statutory Auditor Okuyama, For For Management Yoshitaka 4.2 Appoint Statutory Auditor Kasuya, For For Management Yuichiro 4.3 Appoint Statutory Auditor Fujimoto, For For Management Tetsuya 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BEENOS, INC. Ticker: 3328 Security ID: J0443D106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Allow Sales of For For Management Supplementary Shares to Odd-Lot Holders 2.1 Elect Director Naoi, Shota For For Management 2.2 Elect Director Nakamura, Koji For For Management 2.3 Elect Director Takeuchi, Taku For For Management 2.4 Elect Director Sento, Kenichi For For Management 3.1 Elect Director and Audit Committee For For Management Member Joho, Yasukazu 3.2 Elect Director and Audit Committee For For Management Member Kondo, Kibo 3.3 Elect Director and Audit Committee For For Management Member Takahashi, Yoshindo 4 Approve Compensation Ceiling and For For Management Restricted Stock Plan for Directors Who Are Not Audit Committee Members -------------------------------------------------------------------------------- BIODELIVERY SCIENCES INTERNATIONAL, INC. Ticker: BDSI Security ID: 09060J106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter S. Greenleaf For For Management 1B Elect Director Todd C. Davis For For Management 1C Elect Director Herm Cukier For For Management 1D Elect Director Mark A. Sirgo For For Management 1E Elect Director Kevin Kotler For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Increase Authorized Common Stock For For Management 7 Other Business For For Management -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CASTLE BIOSCIENCES, INC. Ticker: CSTL Security ID: 14843C105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Cook, III For For Management 1.2 Elect Director Miles D. Harrison For For Management 1.3 Elect Director David Kabakoff For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTRAL AUTOMOTIVE PRODUCTS LTD. Ticker: 8117 Security ID: J05418108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Appoint Statutory Auditor Nakayama, For For Management Masataka 2.2 Appoint Statutory Auditor Gusoku, Shoji For For Management 2.3 Appoint Statutory Auditor Horiuchi, For For Management Takefumi 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- CITY OF LONDON INVESTMENT GROUP PLC Ticker: CLIG Security ID: G22485109 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Re-elect Barry Aling as Director For For Management 6 Re-elect Mark Dwyer as Director For For Management 7 Re-elect Thomas Griffith as Director For For Management 8 Re-elect Susannah Nicklin as Director For For Management 9 Re-elect Barry Olliff as Director For For Management 10 Re-elect Tracy Rodrigues as Director For For Management 11 Re-elect Jane Stabile as Director For For Management 12 Elect Peter Roth as Director For For Management 13 Reappoint RSM UK Audit LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Trustees of the Employee For For Management Benefit Trust to Hold Ordinary Shares in the Capital of the Company for and on Behalf of the ESOP and Employee Incentive Plan 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- COASTAL FINANCIAL CORPORATION Ticker: CCB Security ID: 19046P209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew P. Skotdal For For Management 1.2 Elect Director Gregory A. Tisdel For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCEPCION INDUSTRIAL CORPORATION Ticker: CIC Security ID: Y1694P106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on July 10, 2018 4 Approve Report of the Chairman For For Management 5 Approve the Report of the Chairman and For For Management the Audited Financial Statements 6.1 Elect Raul Joseph A. Concepcion as For For Management Director 6.2 Elect Renna C. Hechanova-Angeles as For For Management Director 6.3 Elect Raul Anthony A. Concepcion as For For Management Director 6.4 Elect Jose Ma. A. Concepcion III as For For Management Director 6.5 Elect Ma. Victoria Herminia C. Young For For Management as Director 6.6 Elect Raissa C. Hechanova-Posadas as For For Management Director 6.7 Elect Cesar A. Buenaventura as Director For For Management 6.8 Elect Alfredo E. Pascual as Director For For Management 7 Appoint External Auditor For For Management 8 Approve Amendment of the Sixth Article For For Management of the Articles of Incorporation of the Corporation to Increase the Number of Directors from 8 to 9 9 Ratify Actions Taken by the Board of For For Management Directors and Officers -------------------------------------------------------------------------------- CURTIS BANKS GROUP PLC Ticker: CBP Security ID: G26013105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Dan Cowland as Director For For Management 4 Re-elect Will Self as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CVS GROUP PLC Ticker: CVSG Security ID: G27234106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Connell as Director For For Management 5 Re-elect Simon Innes as Director For For Management 6 Re-elect Richard Fairman as Director For For Management 7 Re-elect Deborah Kemp as Director For For Management 8 Re-elect Mike McCollum as Director For For Management 9 Reappoint Deloitte LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DOTDIGITAL GROUP PLC Ticker: DOTD Security ID: G2897D106 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Milan Patel as Director For For Management 4 Elect Boris Huard as Director For For Management 5 Reappoint Jeffreys Henry LLP as For For Management Auditors and Authorise Their Remuneration 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10a Amend Long Term Incentive Plan and For For Management Annual Deferred Bonus Plan 10b Authorise Issue of Shares in Relation For For Management to the Long Term Incentive Plan and Annual Deferred Bonus Plan 11 Re-elect Aslan Saranga as Director For For Management 12 Re-elect Frederieke Slot as Director For For Management 13 Re-elect Seymur Tari as Director For For Management 14 Re-elect Izzet Talu as Director For For Management 15 Re-elect Aksel Sahin as Director For For Management 16a Re-elect Peter Williams as Director For For Management 16b Re-elect Peter Williams as Director For For Management Excluding Any Controlling Shareholder 17a Re-elect Thomas Singer as Director For For Management 17b Re-elect Thomas Singer as Director For For Management Excluding Any Controlling Shareholder 18 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19a Authorise Issue of Equity For For Management 19b Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Shares For For Management 21 Transact Other Business (Non-Voting) None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- EGUARANTEE, INC. Ticker: 8771 Security ID: J13358106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Elect Director Kurosawa, Hideo For For Management -------------------------------------------------------------------------------- ESKER SA Ticker: ALESK Security ID: F3164D101 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management and Supervisory Board Members 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.33 per Share 4 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 40,000 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Elect Jean-Pierre Lac as Supervisory For For Management Board Member 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 9 Authorize up to 2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 10 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russ M. Herman For For Management 1.2 Elect Director Robert J. Mitzman For Withhold Management 1.3 Elect Director Kevin C. Waterhouse For Withhold Management 1.4 Elect Director Marc D. Grossman For For Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ESSEX BIO-TECHNOLOGY LTD. Ticker: 1061 Security ID: G31237103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mauffrey Benoit Jean Marie as For For Management Director 2b Elect Yeow Mee Mooi as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FIDUCIAN GROUP LIMITED Ticker: FID Security ID: Q3750N107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Samir (Sam) Hallab as Director For For Management -------------------------------------------------------------------------------- FINETEK CO., LTD. Ticker: 4549 Security ID: Y2497K104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FINTECH GROUP AG Ticker: FTK Security ID: D3763G127 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2018 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2018 4 Ratify BDO AG as Auditors for Fiscal For For Management 2019 5 Change Company Name to flatex AG For For Management 6 Approve Creation of EUR 4.9 Million For Against Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- FUTURE CORP. Ticker: 4722 Security ID: J16832107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Kanemaru, Yasufumi For For Management 2.2 Elect Director Ishibashi, Kunihito For For Management 2.3 Elect Director Jingu, Yuki For For Management 2.4 Elect Director Saito, Yohei For For Management 2.5 Elect Director Yamaoka, Hiromi For For Management 3.1 Elect Director and Audit Committee For For Management Member Ichihara, Noriyuki 3.2 Elect Director and Audit Committee For For Management Member Kawamoto, Akira 3.3 Elect Director and Audit Committee For For Management Member Nishiura, Yukiko 4 Approve Transfer of Capital Reserves, For For Management Other Capital Surplus and Other Retained Earnings to Capital -------------------------------------------------------------------------------- GEORGIA HEALTHCARE GROUP PLC Ticker: GHG Security ID: G96874105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bill Huyett as Director For For Management 4 Re-elect Nikoloz Gamkrelidze as For For Management Director 5 Re-elect David Morrison as Director For For Management 6 Re-elect Irakli Gilauri as Director For For Management 7 Re-elect Ingeborg Oie as Director For For Management 8 Re-elect Tim Elsigood as Director For For Management 9 Re-elect Mike Anderson as Director For For Management 10 Re-elect Jacques Richier as Director For For Management 11 Re-elect Fabian Blank as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GOURMET MASTER CO. LTD. Ticker: 2723 Security ID: G4002A100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For For Management 3 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GREMZ, INC. Ticker: 3150 Security ID: J1773J101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Tanaka, Masaomi For For Management 2.2 Elect Director Nasu, Shinichi For For Management 2.3 Elect Director Miura, Motoyuki For For Management 2.4 Elect Director Zemmura, Kenji For For Management 2.5 Elect Director Kato, Kosuke For For Management 2.6 Elect Director Eda, Chieko For For Management 3.1 Elect Director and Audit Committee For For Management Member Tezuka, Hiromizu 3.2 Elect Director and Audit Committee For For Management Member Nishimoto, Masamichi 3.3 Elect Director and Audit Committee For For Management Member Fukushima, Taizo -------------------------------------------------------------------------------- GULF OIL LUBRICANTS INDIA LIMITED Ticker: 538567 Security ID: Y6985P111 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay G. Hinduja as Director For For Management 4 Approve Price Waterhouse, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M. S. Ramachandran as Director For For Management 6 Reelect Ashok Kini as Director For For Management 7 Reelect Kanchan Chitale as Director For For Management 8 Approve Payment of Commission to For For Management Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark F. Furlong For For Management 1.2 Elect Director Scott W. Humphrey For For Management 1.3 Elect Director Sharon J. Larson For For Management 1.4 Elect Director David E. Sveen For For Management 1.5 Elect Director Bonnie J. Trowbridge For For Management 1.6 Elect Director Kevin S. Wilson For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Kenner For For Management 1.2 Elect Director Stacey M. Page For For Management 1.3 Elect Director Geoffrey C. Wilkinson, For For Management Sr. 1.4 Elect Director Robert H. Gaughen, Jr. For For Management 1.5 Elect Director Patrick R. Gaughen For For Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUMANICA PUBLIC CO. LTD. Ticker: HUMAN Security ID: Y374E5121 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Acknowledge Appointment of Pana None None Management Janviroj as Director 4 Approve Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income and For For Management Dividend Payment 6.1 Elect Anotai Adulbhan as Director For Against Management 6.2 Elect Anuphan Kitnitchiva as Director For For Management 6.3 Elect Patai Padungtin as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Change of IPO Proceeds For For Management Utilization According to the Statement on Initial Public Offerings and Draft Prospectus 9 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Company Limited as Auditors and Authorize Board to Fix Their Remuneration 10 Other Business For Against Management -------------------------------------------------------------------------------- IMPAX ASSET MANAGEMENT GROUP PLC Ticker: IPX Security ID: G4718L101 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Keith Falconer as Director For For Management 3 Re-elect Ian Simm as Director For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- INFRONT ASA Ticker: INFRNT Security ID: R3519R109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Registration of Attending Shareholders For For Management and Proxies 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Accept Financial Statements and For For Management Statutory Reports; Approve Corporate Governance Report 6a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 7 Approve Remuneration of Directors and For Against Management Nominating Committee 8 Approve Remuneration of Auditors For For Management 9 Ratify PriceWaterHouseCoopers as For For Management Auditors 10 Elect Directors For Against Management 11 Elect Members of Nominating Committee For Against Management 12 Approve Creation of NOK 868,507.50 For Against Management Pool of Capital without Preemptive Rights 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14 Approve Equity Plan Financing Through For Against Management Issuance of Shares 15 Approve Equity Plan Financing Through For Against Management Repurchase of Shares -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to a Placing -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect Phillip Burns as Director For For Management 2b Re-elect Joan Garahy as Director For For Management 2c Re-elect Tom Kavanagh as Director For For Management 2d Re-elect Mark Kenney as Director For For Management 2e Re-elect Declan Moylan as Director For For Management 2f Re-elect Aidan O'Hogan as Director For For Management 2g Re-elect Margaret Sweeney as Director For For Management 3 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Policy For For Management 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise Reissuance of Treasury Shares For For Management -------------------------------------------------------------------------------- JACOBSON PHARMA CORPORATION LIMITED Ticker: 2633 Security ID: G67729106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lam Sing Kwong, Simon as Director For For Management 4 Elect Lam Kwing Tong, Alan as Director For For Management 5 Elect Young Chun Man, Kenneth as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JTC PLC Ticker: JTC Security ID: G5211H117 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint PricewaterhouseCoopers CI For For Management LLP as Auditors 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Michael Liston as Director For For Management 7 Re-elect Nigel Le Quesne as Director For For Management 8 Re-elect Martin Fotheringham as For For Management Director 9 Elect Wendy Holley as Director For For Management 10 Re-elect Dermot Mathias as Director For For Management 11 Re-elect Michael Gray as Director For For Management 12 Elect Erika Schraner as a Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- K3 CAPITAL GROUP PLC Ticker: K3C Security ID: G830EZ100 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Martin Robinson as Director For For Management 4 Re-elect John Rigby as Director For For Management 5 Approve Remuneration Report For For Management 6 Reappoint BDO LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Matters Relating to the For For Management Relevant Dividend -------------------------------------------------------------------------------- KEYSTONE LAW GROUP PLC Ticker: KEYS Security ID: G5251T104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint RSM UK Audit LLP as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Re-elect James Knight as Director For For Management 5 Re-elect Peter Whiting as Director For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KNOWIT AB Ticker: KNOW Security ID: W51698103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 575,000 for the Chairman and SEK 235,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Gunilla Asker, Stefan For For Management Gardefjord, Camilla Monefeldt Kirstein, Kia Orback-Pettersson, Peder Ramel and Jon Risfelt (Chairman) as Directors; Ratify KPMG as Auditors 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Issuance of up to 800,000 For For Management Shares without Preemptive Rights 14 Close Meeting None None Management -------------------------------------------------------------------------------- KOGAN.COM LIMITED Ticker: KGN Security ID: Q53502102 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Greg Ridder as Director For For Management 3.2 Elect Michael Hirschowitz as Director For For Management -------------------------------------------------------------------------------- KOVAI MEDICAL CENTER & HOSPITAL LIMITED Ticker: 523323 Security ID: Y49654109 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Arun N Palaniswami as Director For For Management 4 Reelect Kasi K Goundan as Director For For Management 5 Reelect M. Manickam as Director For For Management 6 Reelect A.M. Palanisamy as Director For For Management 7 Reelect A.K. Venkatasamy as Director For For Management 8 Reelect K. Saminathan as Director For For Management 9 Elect R. Bhuvaneshwari as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nalla G Palaniswami as Managing Director 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LIVECHAT SOFTWARE SA Ticker: LVC Security ID: X4901B101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Company's and Group's Operations 9 Receive Supervisory Board Report None None Management 10.1 Approve Financial Statements For For Management 10.2 Approve Consolidated Financial For For Management Statements 10.3 Approve Management Board Report on For For Management Company's and Group's Operations 10.4 Approve Supervisory Board Report For For Management 10.5 Approve Allocation of Income and For For Management Dividends of PLN 1.95 per Share 10.6a Approve Discharge of Marcin Cieply For For Management (CEO) 10.6b Approve Discharge of Urszula For For Management Jarzebowska (Management Board Member) 10.7a Approve Discharge of Maciej For For Management Jarzebowski (Supervisory Board Chairman) 10.7b Approve Discharge of Michal Markowski For For Management (Supervisory Board Member) 10.7c Approve Discharge of Marcin Mandziak For For Management (Supervisory Board Member) 10.7d Approve Discharge of Jakub Sitarz For For Management (Supervisory Board Member) 10.7e Approve Discharge of Marta Ciepla For For Management (Supervisory Board Member) 11 Close Meeting None None Management -------------------------------------------------------------------------------- LIX DETERGENT JSC Ticker: LIX Security ID: Y5287X103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors, For For Management Report on Business Performance of Financial Year 2019 and Business Plan for Financial Year 2020 2 Approve Report of Supervisory Board For For Management for Financial Year 2019 3 Approve Audited Financial Statements For For Management of Financial Year 2019 4 Approve Income Allocation and Dividend For For Management of Financial Year 2019 5 Approve Business Plan and Expected For For Management Dividend for Financial Year 2020 6 Approve Interim Dividend of Financial For For Management Year 2020 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors and Supervisory Board for Financial Year 2020 9 Amend Articles of Association For For Management 10 Amend Corporate Governance Regulations For For Management 11 Approve Election Regulations for For Against Management Supervisor Election 12 Elect Supervisor For Against Management 13 Other Business For Against Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LYCOPODIUM LIMITED Ticker: LYL Security ID: Q56515101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Michael Caratti as Director For Against Management 3 Elect Steven Chadwick as Director For Against Management 4 Approve Lycopodium Limited Incentive For Against Management Performance Rights Plan 5a Approve Issuance of Performance Rights For Against Management to Peter De Leo 5b Approve Issuance of Performance Rights For Against Management to Rodney Leonard 5c Approve Issuance of Performance Rights For Against Management to Peter Dawson 5d Approve Issuance of Performance Rights For Against Management to Bruno Ruggiero 6 Remove Grant Thornton Audit Pty Ltd as For For Management Auditor of the Company 7 Appoint RSM Australia Partners as For For Management Auditor of the Company -------------------------------------------------------------------------------- M&A CAPITAL PARTNERS CO. LTD. Ticker: 6080 Security ID: J39187109 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakamura, Satoru For For Management 1.2 Elect Director Sogame, Yozo For For Management 1.3 Elect Director Uehara, Daisuke For For Management 1.4 Elect Director Inada, Yoichi For For Management 1.5 Elect Director Nishizawa, Tamio For For Management 1.6 Elect Director Matsuoka, Noboru For For Management -------------------------------------------------------------------------------- MAINSTREAM GROUP HOLDINGS LIMITED Ticker: MAI Security ID: Q5742Z106 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Byram Johnston as Director For For Management 3.2 Elect John Plummer as Director For Against Management 3.3 Elect Debbie Last as Director For For Management 4 Approve Issuance of Performance Rights For Against Management under the Employee Share Plan to Martin Smith -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Sakai, Makoto For For Management 3.2 Elect Director Sakai, Kenichi For For Management 3.3 Elect Director Sho, Shii For For Management 3.4 Elect Director Yukishima, Kaoru For For Management 3.5 Elect Director Shido, Akihiko For For Management 3.6 Elect Director Miyakawa, Hiroshi For For Management 4 Appoint Statutory Auditor Matsuo, Toru For For Management -------------------------------------------------------------------------------- MARLEY SPOON AG Ticker: MMM Security ID: D5S92J102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, under the Exclusion of Subscription Rights and the Creation of a New Conditional Capital 2019/IV and a Corresponding Amendment of Section 3 of the Constitution 2 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, under the Exclusion of Subscription Rights 3 Approve Creation of EUR 74,335 Pool of For For Management Capital without Preemptive Rights 4 Approve Issuance of Tranche 2 For For Management Convertible Bond to W23 Investments Pty Limited 5 Approve Issuance of Tranche 1 For For Management Convertible Bond to W23 Investments Pty Limited 6 Ratify Initial Issue of Shares and For For Management CDIs to W23 Investments Pty Limited 7 Ratify Second Issue of Shares and CDIs For For Management to W23 Investments Pty Limited -------------------------------------------------------------------------------- MARLEY SPOON AG Ticker: MMM Security ID: D5S92J102 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Authorization to For For Management Issue a Convertible Bond to USV Marley Spoon A, LLC and USV Marley Spoon B, LLC and Corresponding Amendment of Section 3 of the Constitution 2 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, Under the Exclusion of Subscription Rights 3 Approve Cancellation of Authorized For For Management Capital 2019/I, Creation of Authorized Capital 2020/I and the Corresponding Amendment of Section 3 Paragraph 3 of the Constitution 4 Approve Grant of Authorization to For For Management Issue Option Bonds with a Detachable Warrant to Venture Lending & Leasing VIII, LLC and Venture Lending & Leasing IX, LLC and Corresponding Amendment of Section 3 of the Constitution 5 Approve Increase in Authorized Share For For Management Capital 6 Elect Robin Low as Alternate For For Management Supervisory Board Member 7 Approve Issuance of USV MS A For For Management Convertible Bond to USV MS A, Issuance of USV MS B Convertible Bond to USV MS B and Issuance of Shares, and CDIs in Respect of Such Shares, Upon the Conversion of the USV MS A Convertible Bond and the USV MS B Convertible Bond 8 Approve Issuance of WOW Convertible For For Management Bond to Woolworths and Issuance of Shares, and CDIs in Respect of Such Shares, Upon the Conversion of the WOW Convertible Bond 9 Ratify Past Issuance of Shares and For For Management CDIs to Acacia 10 Approve Issuance of Warrants, Issuance For For Management of Shares, and CDIs in Respect of such Shares, upon the Exercise of the Warrants to Venture Lending & Leasing VIII, LLC and Venture Lending & Leasing IX, LLC -------------------------------------------------------------------------------- MASTEK LIMITED Ticker: 523704 Security ID: Y5897C143 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Sudhakar Ram as Director For For Management 4 Reelect S. Sandilya as Director For For Management 5 Reelect Priti Rao as Director For For Management 6 Reelect Atul Kanagat as Director For For Management -------------------------------------------------------------------------------- MAXCYTE, INC. Ticker: MXCT Security ID: 57777K106 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity Pursuant to For For Management the Placing 2 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to the Placing 3 Authorise Issue of Equity Pursuant to For For Management the Subscription 4 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to the Subscription -------------------------------------------------------------------------------- MEDIKIT CO., LTD. Ticker: 7749 Security ID: J4187P101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Appoint Alternate Statutory Auditor For For Management Yoshida, Fukuichi -------------------------------------------------------------------------------- MEDISTIM ASA Ticker: MEDI Security ID: R448B2105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda; For For Management Registration of Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Annual Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income; For For Management Authorize Board to Distribute Dividends of NOK 2.75 Per Share 6 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 7 Approve Remuneration of Auditors For For Management 8 Reelect Bjorn Wiggen (Vice Chairman), For For Management Tove Raanes and Lars Ronn as Directors 9 Approve Remuneration of Directors in For For Management the Amount of NOK 400,000 for Chairman and NOK 225,000 for Other Directors 10 Elect Kristin Eriksen as Member of For For Management Nominating Committee 11 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 20,000 for Chairman and NOK 15,000 for Other Members 12 Approve Creation of NOK 458,433 Pool For For Management of Capital without Preemptive Rights 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: APR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Metropolis-Restrictive Stock For For Management Unit Plan, 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Extension of Benefits of For For Management Metropolis-Restrictive Stock Unit Plan, 2020 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LTD. Ticker: 542650 Security ID: Y59774110 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Kanubhai Shah as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MYNEWS HOLDINGS BHD. Ticker: 5275 Security ID: Y0912W109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Meeting Allowances For For Management 3 Elect Dang Tai Luk as Director For For Management 4 Elect Dang Tai Wen as Director For For Management 5 Approve Grant Thornton Malaysia PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (i), (ii) & (iii) of the Circular to Shareholders Dated February 25, 2020 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (iv) of the Circular to Shareholders Dated February 25, 2020 -------------------------------------------------------------------------------- NAIGAI TRANS LINE LTD. Ticker: 9384 Security ID: J47745104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Toda, Toru For For Management 2.2 Elect Director Tsuneda, Akira For For Management 2.3 Elect Director Okawa, Tomoko For For Management 2.4 Elect Director Tanaka, Toshimitsu For For Management 2.5 Elect Director Mine, Hideki For For Management 2.6 Elect Director Toda, Sachiko For For Management 2.7 Elect Director Higashi, Hironao For For Management 2.8 Elect Director Kojima, Yoshihiro For For Management 2.9 Elect Director Takei, Masaya For For Management 2.10 Elect Director Ito, Yoshiaki For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujii, Yasutaka -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NATIONAL VETERINARY CARE LTD. Ticker: NVL Security ID: Q66138100 Meeting Date: NOV 01, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kaylene Gaffney as Director For For Management 4a Approve Grant of 84,764 Performance For For Management Rights to Tomas Steenackers 4b Approve Grant of 119,932 Performance For For Management Rights to Tomas Steenackers -------------------------------------------------------------------------------- NATIONAL VETERINARY CARE LTD. Ticker: NVL Security ID: Q66138100 Meeting Date: MAR 19, 2020 Meeting Type: Court Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in For For Management Relation to the Proposed Acquisition of the Company by VetPartners NVC Pty Ltd. -------------------------------------------------------------------------------- NETBAY PUBLIC CO. LTD. Ticker: NETBAY Security ID: Y6270T117 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 5.1 Elect Pairash Thajchayapong as Director For For Management 5.2 Elect Suvit Arunanondchai as Director For For Management 5.3 Elect Kobkanjana Veerapongpradit as For Against Management Director 6.1 Approve Remuneration of Directors and For For Management Committee for the Year 2020 6.2 Approve Remuneration of Directors and For For Management Committee since January 2020 to May 2020 7.1 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7.2 Approve Auditors Remuneration for the For For Management Audit of Financial Statements 8 Other Business For Against Management -------------------------------------------------------------------------------- NEURONES SA Ticker: NRO Security ID: F6523H101 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Discharge of Directors For For Management 6 Reelect Luc de Chammard as Director For For Management 7 Reelect Bertrand Ducurtil as Director For For Management 8 Reelect Marie-Francoise Jaubert as For For Management Director 9 Reelect Jean-Louis Pacquement as For For Management Director 10 Reelect Herve Pichard as Director For For Management 11 Reelect Host Developpement as Director For For Management 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 20,000 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Luc de For For Management Chammard, Chairman and CEO 16 Approve Compensation of Bertrand For For Management Ducurtil, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 20 Percent of Issued Capital 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 25 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 9 Million 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NEXUS AG Ticker: NXU Security ID: D5650J106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.18 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Amend Affiliation Agreement with For For Management Nexus/IPS GmbH 5.2 Amend Affiliation Agreement with E&L For For Management medical systems GmbH 5.3 Amend Affiliation Agreement with For For Management nexus/dis GmbH 6 Approve Affiliation Agreement with For For Management NEXUS/MARABU GmbH 7 Approve Creation of EUR 7.9 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Remuneration of Supervisory For For Management Board 9 Ratify Ebner Stolz GmbH & Co. KG as For For Management Auditors for Fiscal 2020 -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect John McMahon as Director For For Management 3 Elect Richard Bodman as Director For For Management 4 Elect Frank Aldridge as Director For For Management -------------------------------------------------------------------------------- OBOUR LAND FOR FOOD INDUSTRIES Ticker: OLFI Security ID: M7S172107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 3, 4, and 21 of Bylaws For Against Management -------------------------------------------------------------------------------- OBOUR LAND FOR FOOD INDUSTRIES Ticker: OLFI Security ID: M7S172107 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends 5 Approve Changes to Board Composition For For Management for FY 2019 6 Approve Corporate Governance Report For For Management 7 Approve Discharge of Chairman and For For Management Directors for FY 2019 8 Approve Remuneration of Chairman and For Against Management Directors for FY 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 10 Approve Charitable Donations up to EGP For For Management 500,000 for FY 2020 -------------------------------------------------------------------------------- OEM INTERNATIONAL AB Ticker: OEM.B Security ID: W5943D170 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive CEO's Review; Allow Questions 7 Receive Board's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.8 Million; Approve Remuneration of Auditors 13 Reelect Ulf Barkman, Mattias Franzen, For For Management Richard Pantzar, Jorgen Rosengren, Petter Stillstrom, Agne Svenberg and Asa Soderstrom Winberg as Directors 14 Reelect Petter Stillstrom as Board For For Management Chairman 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Chairman of Board and For For Management Representatives of Three to Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Approve Issuance of up to 1.8 Million For For Management Class B Shares without Preemptive Rights 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 20 Other Business None None Management 21 Close Meeting None None Management 22 Presentation of Interim Report for Q1 None None Management 2020 -------------------------------------------------------------------------------- ON THE BEACH GROUP PLC Ticker: OTB Security ID: G6754C101 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Richard Pennycook as Director For For Management 5 Re-elect Simon Cooper as Director For For Management 6 Re-elect Paul Meehan as Director For For Management 7 Re-elect David Kelly as Director For For Management 8 Re-elect Elaine O'Donnell as Director For For Management 9 Appoint Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise EU Political Donations and For For Management Expenditure 13 Amend the Borrowing Limit Under the For For Management Company's Articles of Association 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- OPEN DOOR, INC. Ticker: 3926 Security ID: J3072J105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hayasaka, Taisuke For For Management 2.1 Appoint Alternate Statutory Auditor For For Management Haga, Yuichiro 2.2 Appoint Alternate Statutory Auditor For For Management Miyamoto, Kohei 3 Approve Stock Option Plan For For Management 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- PACIFIC HOSPITAL SUPPLY CO., LTD. Ticker: 4126 Security ID: Y6610N101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 6.1 Elect Wu, Chang-Min, with ID No. For For Management L123731XXX, as Non-Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Glen Richards as Director For For Management 2 Approve Remuneration Report None For Management 3 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital 4 Ratify Past Issuance of Shares to For For Management Institutional, Sophisticated and Professional Investors 5 Approve Issuance of Performance Rights For For Management to Declan Sherman 6 Approve Issuance of Performance Rights For For Management to Thomas Reardon -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Second Tranche SPP For For Management Shortfall Shares to Underwriters 2 Ratify Past Issuance of 4.23 Million For For Management Placement Shares to Institutional and Sophisticated Investors 3 Ratify Past Issuance of 6.77 Million For For Management Placement Shares to Institutional and Sophisticated Investors -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PIOVAN SPA Ticker: PVN Security ID: T7S33K126 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve the Performance Shares Plan, For Against Management the Long-term Monetary Incentive Plan, and the Phantom Stock Option Plan 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report -------------------------------------------------------------------------------- PLOVER BAY TECHNOLOGIES LTD. Ticker: 1523 Security ID: G71332103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yip Kai Kut Kenneth as Director For For Management 2b Elect Ho Chi Lam as Director For For Management 2c Elect Wan Sze Chung as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For For Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PREMIER ASSET MANAGEMENT GROUP PLC Ticker: PAM Security ID: G7220Z104 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the All-Share Merger with Miton Group plc -------------------------------------------------------------------------------- PREMIER ASSET MANAGEMENT GROUP PLC Ticker: PAM Security ID: G7220Z104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Premier Miton Group plc -------------------------------------------------------------------------------- PREMIER MITON GROUP PLC Ticker: PMI Security ID: G7220Z104 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Mike O'Shea as Director For For Management 3 Elect David Barron as Director For For Management 4 Elect Piers Harrison as Director For For Management 5 Elect Katrina Hart as Director For For Management 6 Reappoint KPMG LLP as Auditors and For For Management Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Allocation of Income For For Management 5 Approve Auditors For For Management 6 Authorize Share Repurchase Program For For Management 7 Elect Directors and Commissioners For For Management -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Commissioners' Report and For For Management Directors' Report 2 Accept Annual Report For For Management 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Auditors For For Management 6 Approve Remuneration of Directors and For For Management Commissioners 7 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PWR HOLDINGS LIMITED Ticker: PWH Security ID: Q77903104 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Roland Dane as Director For For Management -------------------------------------------------------------------------------- RIVER & MERCANTILE GROUP PLC Ticker: RIV Security ID: G7S87Z106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jonathan Dawson as Director For For Management 5 Re-elect James Barham as Director For For Management 6 Re-elect Angela Crawford-Ingle as For For Management Director 7 Re-elect Kevin Hayes as Director For Abstain Management 8 Re-elect John Misselbrook as Director For For Management 9 Elect Miriam Greenwood as Director For For Management 10 Reappoint BDO LLP as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Incur For For Management Political Expenditure 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Reduction of Capital For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Wong Teek Son as Director For For Management 4 Elect Raymond Fam Chye Soon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ROYAL CERAMICS LANKA PLC Ticker: RCL.N0000 Security ID: Y7335A101 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend For For Management 2 Reelect S. H. Amarasekera as Director For For Management 3 Reelect R.N. Asirwatham as Director For For Management 4 Elect N. J. Weerakoon as Director For For Management 5 Approve Ernst and Young as Auditors For Against Management and Authorize Board to Fix their Remuneration 6 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4.1 Accept Financial Statements and For For Management Statutory Reports 4.2 Approve Omission of Dividends For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee 8.1 Approve Advisory Vote on Remuneration For For Management Policy And Other Terms of Employment For Executive Management 8.2 Approve Binding Vote on Remuneration For For Management Policy and Other Terms of Employment For Executive Management 9 Discuss Company's Corporate Governance None None Management Statement 10 Reelect Tom Jovik as Member of For For Management Nominating Committee 11.1 Reelect Hugo Maurstad as Director For For Management 11.2 Reelect August Baumann as Director For For Management 11.3 Reelect Cathrine Klouman as Director For For Management 12 Authorize Share Repurchase Program For For Management 13.1 Authorize Board to Issue Hybrid For For Management Capital Instruments with Total Nominal Value up to NOK 600 Million 13.2 Authorize Board to Issue Subordinated For For Management Loans with Total Nominal Value up to NOK 750 Million 14 Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SEACOAST COMMERCE BANC HOLDINGS Ticker: SCBH Security ID: 81171B108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allan W. Arendsee For For Management 1.2 Elect Director David H. Bartram For For Management 1.3 Elect Director Lisa M. Betyar For For Management 1.4 Elect Director Robert D. DePhilippis For For Management 1.5 Elect Director Irving ("Bud") For For Management Feldkamp, III 1.6 Elect Director B. Ted Field For For Management 1.7 Elect Director Richard S. Levenson For For Management 1.8 Elect Director Timothy K. O'Connor For For Management 1.9 Elect Director Richard M. Sanborn For For Management 2 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SELF STORAGE GROUP ASA Ticker: SSG Security ID: R6S49B106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration of Directors in For For Management the Amount of NOK 275,000 for Chair and NOK 170,000 for Other Directors; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For For Management 7 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 8 Approve Creation of NOK 4.2 Million For For Management Pool of Capital without Preemptive Rights 9 Reelect Yvonne Sandvold, Ingrid Elvira For For Management Leisner and Gustav Sobak as Directors; Elect Steven Skaar (Chair) as New Director 10 Elect Dominik Jocehm (Chair), Lasse For For Management Hoydal and Oyvind Hagelund as Members of Nominating Committee -------------------------------------------------------------------------------- SHOP APOTHEKE EUROPE NV Ticker: SAE Security ID: N7975Z103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Discussion on Company's Corporate None None Management Governance Structure 3.a Approve Remuneration Report For Did Not Vote Management 3.b Receive Report of Auditors (Non-Voting) None None Management 3.c Adopt Financial Statements For Did Not Vote Management 3.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.e Approve Allocation of Income For Did Not Vote Management 4.a Approve Discharge of Management Board For Did Not Vote Management 4.b Approve Discharge of Supervisory Board For Did Not Vote Management 5 Ratify Auditors For Did Not Vote Management 6.a Receive Information on the Resignation None None Management of Ulrich Wandel as Member of Managing Board 6.b Approve Discharge of Ulrich Wandel For Did Not Vote Management from Management Board 6.c Elect Jasper Eenhorst to Management For Did Not Vote Management Board 7.a Approve Remuneration Policy For Did Not Vote Management 8.a Approve Management and Employee Stock For Did Not Vote Management Option Plan 2020 Under the Remuneration Policy 8.b Approve Stock Option Grant to Jasper For Did Not Vote Management Eenhorst 9.a Revoke Board Authority to Issue Shares For Did Not Vote Management from Last Meeting on April 30, 2019 9.b Revoke Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.a 9.c Grant Board Authority to Issue Shares For Did Not Vote Management Up to 20 Percent of Issued Capital 9.d Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.c 9.e Grant Board Authority to Issue Shares For Did Not Vote Management Up To 2 Percent of Issued Capital in Connection with the 2019 ESOP 10 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- SILVER LIFE CO., LTD. Ticker: 9262 Security ID: J7626Y104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shimizu, Takahisa For For Management 1.2 Elect Director Toi, Takeshi For For Management 1.3 Elect Director Ose, Yasuaki For For Management 1.4 Elect Director Imao, Jiro For For Management 1.5 Elect Director Takanashi, Satoshi For For Management 2 Elect Director and Audit Committee For For Management Member Hashimoto, Hideyuki -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- STORAGEVAULT CANADA INC. Ticker: SVI Security ID: 86212H105 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2a Elect Director Steven Scott For For Management 2b Elect Director Iqbal Khan For For Management 2c Elect Director Alan A. Simpson For For Management 2d Elect Director Blair Tamblyn For For Management 2e Elect Director Jay Lynne Fleming For For Management 3 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STRIKE CO., LTD. Ticker: 6196 Security ID: J7674S108 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14.5 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Arai, Kunihiko For For Management 3.2 Elect Director Suzuki, Nobuo For For Management 3.3 Elect Director Kaneda, Kazuya For For Management 3.4 Elect Director Nakamura, Koichi For For Management 3.5 Elect Director Tashiro, Masaaki For For Management 3.6 Elect Director Kogoma, Nozomi For For Management 4.1 Appoint Statutory Auditor Araki, Jiro For Against Management 4.2 Appoint Statutory Auditor Juto, Akira For For Management 4.3 Appoint Statutory Auditor Kuromatsu, For For Management Momoe 5 Appoint Alternate Statutory Auditor For Against Management Usui, Sonosuke -------------------------------------------------------------------------------- SWEDENCARE AB Ticker: SECARE Security ID: W942AH109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Dividends of SEK 0.70 Per Share 7.c Approve Discharge of Board and For For Management President 8 Approve Remuneration of Directors in For For Management the Amount of SEK 300,000 for Chairman, and SEK 150,000 for Other Directors; Approve Remuneration of Auditors 9 Reelect Hakan Svanberg (Chairman), For For Management Johan Bergdahl, Hakan Lagerberg, Thomas Eklund and Sara Brandt as Directors; Ratify Grant Thornton as Auditors 10 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 11 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of SEK 10,800 Pool of Capital to Guarantee Conversion Rights 12 Approve Creation of SEK 75,000 Pool of For For Management Capital without Preemptive Rights 13 Close Meeting None None Management -------------------------------------------------------------------------------- SYNCHRO FOOD CO., LTD. Ticker: 3963 Security ID: J7867P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujishiro, Shinichi For For Management 1.2 Elect Director Nakagawa, Tsuguhiro For For Management 1.3 Elect Director Morita, Masaki For For Management 1.4 Elect Director Okubo, Shun For For Management 1.5 Elect Director Matsuzaki, Ryota For For Management 2.1 Appoint Statutory Auditor Makino, For For Management Ryuichi 2.2 Appoint Statutory Auditor Inoue, For For Management Yasutomo 2.3 Appoint Statutory Auditor Nakayama, For For Management Toshihide 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For For Management 1.3 Elect Director Robert Leeds For For Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For For Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYUPPIN CO., LTD. Ticker: 3179 Security ID: J78874112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Suzuki, Kei For For Management 2.2 Elect Director Ono, Naohiko For For Management 2.3 Elect Director Sawada, Tatsushi For For Management 2.4 Elect Director Tsujimoto, Taku For For Management 2.5 Elect Director Saito, Masashi For For Management 2.6 Elect Director Murata, Shinichi For For Management 2.7 Elect Director Takigasaki, Yuji For For Management 2.8 Elect Director Kusajima, Chisaki For For Management 3.1 Appoint Statutory Auditor Hatao, For For Management Kazushige 3.2 Appoint Statutory Auditor Ashizawa, For For Management Koji -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nikoloz Enukidze as Director For For Management 4 Re-elect Nicholas Haag as Director For For Management 5 Re-elect Vakhtang Butskhrikidze as For For Management Director 6 Re-elect Giorgi Shagidze as Director For For Management 7 Re-elect Maria Luisa Cicognani as For For Management Director 8 Re-elect Tsira Kemularia as Director For For Management 9 Re-elect Eric Rajendra as Director For For Management 10 Elect Arne Berggren as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Company Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TCI EXPRESS LTD. Ticker: 540212 Security ID: Y854BJ109 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect D.P Agarwal as Director For For Management -------------------------------------------------------------------------------- TEHMAG FOODS CORP. Ticker: 1264 Security ID: Y8560V109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Articles of Association For Against Management 5.1 Elect LIN, HSUEH JIAO, with For Against Management SHAREHOLDER NO.7, as Non-Independent Director 5.2 Elect WU, YAO TSUNG, with SHAREHOLDER For Against Management NO.6, as Non-Independent Director 5.3 Elect WU, WEN CHIN, with SHAREHOLDER For For Management NO.9, as Non-Independent Director 5.4 Elect TSAO, HSIN CHUNG ,with For Against Management SHAREHOLDER NO.F103073XXX, as Non-Independent Director 5.5 Elect LIAO, BEN TSANG, with For Against Management SHAREHOLDER NO.54, as Non-Independent Director 5.6 Elect HAN, MING YI with, SHAREHOLDER For Against Management NO.G120131XXX, as Non-Independent Director 5.7 Elect LEE, ZHENG KUAN, with For Against Management SHAREHOLDER NO.G120103XXX, as Independent Director 5.8 Elect YANG, TI MIN, with SHAREHOLDER For Against Management NO.A222909XXX, as Independent Director 5.9 Elect TU, SAN CHIEN, with SHAREHOLDER For For Management NO.A101721XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TEMPLE & WEBSTER GROUP LTD. Ticker: TPW Security ID: Q8948V101 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Sue Thomas as Director For For Management -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- THERMADOR GROUPE SA Ticker: THEP Security ID: F91651194 Meeting Date: APR 06, 2020 Meeting Type: Annual/Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Elect Noemie Gonin as Director For For Management 5 Elect Yves Ruget as Director For For Management 6 Elect Lionel Gres as Director For For Management 7 Approve Remuneration Policy of For For Management Chairman and CEO, Vice-CEOs and Directors 8 Approve Compensation of Guillaume For For Management Robin, Chairman and CEO 9 Approve Compensation of Patricia For For Management Mavigner, Vice-CEO 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 14 and 17 of Bylaws Re: For For Management Age Limit of Chairman of the Board, CEO, Vice-CEOs and Directors 13 Authorize Capitalization of Reserves For For Management of Up to EUR 2 Million for Bonus Issue or Increase in Par Value 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TIME TECHNOPLAST LIMITED Ticker: 532856 Security ID: Y8837S103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bharat Vageria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect K. N. Venkatasubramanian as For For Management Chairman and Independent Director 6 Reelect Sanjaya Kulkarni as Director For For Management 7 Reelect M. K. Wadhwa as Director For For Management -------------------------------------------------------------------------------- TK GROUP (HOLDINGS) LIMITED Ticker: 2283 Security ID: G88939106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Pui Leung as Director For For Management 4 Elect Lee Leung Yiu as Director For For Management 5 Elect Christine Wan Chong Leung as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TRACSIS PLC Ticker: TRCS Security ID: G90029102 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Re-elect Maxwell Cawthra as Director For For Management 6 Re-elect Chris Cole as Director For For Management 7 Elect Chris Barnes as Director For For Management 8 Approve Final Dividend For For Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TRANCOM CO., LTD. Ticker: 9058 Security ID: J9297N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 52 2.1 Elect Director Shimizu, Masahisa For For Management 2.2 Elect Director Tsunekawa, Yutaka For For Management 2.3 Elect Director Jinno, Yasuhiro For For Management 2.4 Elect Director Kambayashi, Ryo For For Management 2.5 Elect Director Nakazawa, Keisuke For For Management 2.6 Elect Director Takebe, Atsunori For For Management 2.7 Elect Director Sato, Kei For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagamine, Hisatoshi 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Kazuo 3.3 Elect Director and Audit Committee For For Management Member Hayakawa, Yasuhisa -------------------------------------------------------------------------------- TRANSCAT, INC. Ticker: TRNS Security ID: 893529107 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Hadeed For For Management 1.2 Elect Director Paul D. Moore For For Management 1.3 Elect Director Angela J. Panzarella For For Management 2 Fix Number of Directors at Ten For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors -------------------------------------------------------------------------------- TSC AUTO ID TECHNOLOGY CO., LTD. Ticker: 3611 Security ID: Y89752110 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TTFB CO. LTD. Ticker: 2729 Security ID: Y8998G104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect XU CHENG YI, with SHAREHOLDER NO. For For Management 2, as Non-Independent Director 4.2 Elect WU DAN FENG, a Representative of For For Management Zhetai co Ltd, with SHAREHOLDER NO.1, as Non-Independent Director 4.3 Elect XU MING XIAN, a Representative For For Management of Zhetai co Ltd, with SHAREHOLDER NO. 1, as Non-Independent Director 4.4 Elect SUN DA LONG, with SHAREHOLDER NO. For For Management C120605xxx, as Non-Independent Director 4.5 Elect LIAO WEN XU, with SHAREHOLDER NO. For For Management F121176xxx, as Independent Director 4.6 Elect SHI SHI XIAN, with SHAREHOLDER For For Management NO.A123162xxx, as Independent Director 4.7 Elect XU SHU WEN, with SHAREHOLDER NO. For For Management D220303xxx, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UNIPHAR PLC Ticker: UPR Security ID: G9300Z103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Maurice Pratt as Director For For Management 3b Elect Ger Rabbette as Director For For Management 3c Elect Ger Penny as Director For For Management 4a Elect Paul Hogan as Director For For Management 4b Elect Heather-Ann McSharry as Director For For Management 4c Elect Sue Webb as Director For For Management 5a Elect Marie McConn as Director For For Management 5b Elect Padraic Staunton as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Approve Increase in Authorised Share For For Management Capital 8 Authorise Issue of Equity For For Management 9 Amend Memorandum of Association For For Management 10 Amend Articles of Association For For Management 11 Authorise Issue of Equity without For For Management Preemptive Rights 12 Authorise Issue of Equity without For For Management Preemptive Rights in Connection with an Acquisition or Other Capital Investment 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise Re-issuance of Treasury For For Management Shares at Price Range -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Nirmal Kumar Bardia as Director For For Management 3 Approve Final Dividend and Confirm For For Management Interim Dividend 4 Adopt New Articles of Association For For Management 5 Amend Objects Clause & Liability For For Management Clause of Memorandum of Association -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- VEGA CORPORATION CO., LTD. Ticker: 3542 Security ID: J9451Z107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ukishiro, Tomokazu For For Management 1.2 Elect Director Teshima, Takeo For For Management 1.3 Elect Director Kawabata, Kazuhiro For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie H. Anderson For For Management 1.2 Elect Director Robert S. Epstein For For Management 1.3 Elect Director Evan Jones For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VITEC SOFTWARE GROUP AB Ticker: VIT.B Security ID: W9820L123 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of None None Management Shareholders 3 Approve Live Video Coverage of AGM on None None Management Company's Website 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive Report None None Management on Committee Work 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 1.35 Per Share 12 Approve Discharge of Board and For For Management President 13 Determine Number of Members (5) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 14 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.05 Million; Approve Remuneration of Auditors 15 Reelect Anna Valtonen, Birgitta For For Management Johansson-Hedberg, Jan Friedman, Kaj Sandart and Crister Stjernfelt (Chairman) as Directors 16 Ratify PricewaterhouseCoopers as For For Management Auditors 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Issuance of up to 2.5 Million For For Management Class B Shares without Preemptive Rights 20 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 21 Approve Personnel Convertible For For Management Debenture Program 2020 for Key Employees; Approve Creation of SEK 66,667 Pool of Capital to Guarantee Conversion Rights 22 Approve Participation Program 2020 for For For Management Key Employees 23 Amend Articles of Association Re: For For Management Company Name; Shareholders' Meeting; Share Registrar -------------------------------------------------------------------------------- VOLUTION GROUP PLC Ticker: FAN Security ID: G93824103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Hill as Director For For Management 5 Re-elect Ronnie George as Director For For Management 6 Re-elect Paul Hollingworth as Director For For Management 7 Re-elect Amanda Mellor as Director For For Management 8 Re-elect Tony Reading as Director For For Management 9 Re-elect Claire Tiney as Director For For Management 10 Elect Andy O'Brien as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WEBSTEP ASA Ticker: WSTEP Security ID: R0R13G101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting None None Management 2 Designate Inspector(s) of Minutes of None None Management Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Elect Trond K. Johannessen as New For Did Not Vote Management Director 5 Elect Trygve Christian Moe as For Did Not Vote Management Shareholder Elected Observer at the Board of Directors 6 Elect Trude Sleire as Member of For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- WESTLIFE DEVELOPMENT LTD. Ticker: 505533 Security ID: Y9541K113 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Banwari Lal Jatia as Director For For Management 3 Elect Amisha Hemchand Jain as Director For For Management -------------------------------------------------------------------------------- XPS PENSIONS GROUP PLC Ticker: XPS Security ID: G9829Q105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Tom Cross Brown as Director For For Management 5 Re-elect Alan Bannatyne as Director For For Management 6 Re-elect Ben Bramhall as Director For For Management 7 Re-elect Paul Cuff as Director For For Management 8 Elect Sarah Ing as Director For For Management 9 Elect Snehal Shah as Director For For Management 10 Re-elect Margaret Snowdon as Director For For Management 11 Reappoint BDO LLP as Auditors For For Management 12 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- YAKUODO HOLDINGS CO., LTD. Ticker: 7679 Security ID: J95559100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors =================== Grandeur Peak Global Opportunities Fund ==================== AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- AB DYNAMICS PLC Ticker: ABDP Security ID: G0032G109 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sarah Matthews-DeMers as Director For For Management 4 Re-elect Matthew Hubbard as Director For For Management 5 Re-elect Richard Hickinbotham as For For Management Director 6 Reappoint Crowe U.K. LLP as Auditors For For Management and Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- ADDTECH AB Ticker: ADDT.B Security ID: W4260L121 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9.c Approve Discharge of Board and For For Management President 10 Receive Report on Nomination None None Management Committee's Work 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors 13 Reelect Anders Borjesson (Chair), Eva For For Management Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors 14 Ratify KPMG as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Stock Option Plan For For Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- AIT CORP. Ticker: 9381 Security ID: J00883108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Yagura, Hidekazu For For Management 3.2 Elect Director Magami, Shinichi For For Management 3.3 Elect Director Otsuki, Nobuo For For Management 3.4 Elect Director Kawamine, Hiroshi For For Management 3.5 Elect Director Jinguji, Takashi For For Management 3.6 Elect Director Matsuda, Yoshinori For For Management 3.7 Elect Director Terada, Mitsuhiro For For Management 4 Appoint Statutory Auditor Kuramoto, For For Management Motohiro 5 Approve Director and Statutory Auditor For For Management Retirement Bonus -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For For Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMBU A/S Ticker: AMBU.B Security ID: K03293147 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Change Company's For For Management Corporate Language to English 2 Receive Management's Report None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Approve Allocation of Income and For For Management Dividends of DKK 0.38 Per Share 6 Approve Remuneration of Directors in For For Management the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Compensation for Committee Work 7 Elect Lars Rasmussen (Chair) as For For Management Director 8 Reect Mikael Worning (Vice-Chair) as For For Management Director 9a Reelect Oliver Johansen as Director For For Management 9b Reelect Christian Sagild as Director For For Management 9c Reelect Henrik Ehlers Wulff as Director For For Management 9d Elect Britt Meelby Jensen as Director For For Management 10 Ratify Ernst & Young as Auditors For For Management 11 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 12 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BAYCURRENT CONSULTING, INC. Ticker: 6532 Security ID: J0433F103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Amend Provisions on For For Management Director Titles - Amend Provisions on Number of Statutory Auditors 3.1 Elect Director Abe, Yoshiyuki For For Management 3.2 Elect Director Ikehira, Kentaro For For Management 3.3 Elect Director Nakamura, Kosuke For For Management 3.4 Elect Director Sekiguchi, Satoshi For For Management 3.5 Elect Director Shoji, Toshimune For For Management 3.6 Elect Director Sato, Shintaro For For Management 4.1 Appoint Statutory Auditor Okuyama, For For Management Yoshitaka 4.2 Appoint Statutory Auditor Kasuya, For For Management Yuichiro 4.3 Appoint Statutory Auditor Fujimoto, For For Management Tetsuya 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BIODELIVERY SCIENCES INTERNATIONAL, INC. Ticker: BDSI Security ID: 09060J106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter S. Greenleaf For For Management 1B Elect Director Todd C. Davis For For Management 1C Elect Director Herm Cukier For For Management 1D Elect Director Mark A. Sirgo For For Management 1E Elect Director Kevin Kotler For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Increase Authorized Common Stock For For Management 7 Other Business For For Management -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BIOSYENT INC. Ticker: RX Security ID: 090690108 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Andrews For For Management 1.2 Elect Director Joseph Arcuri For For Management 1.3 Elect Director Sara Elford For For Management 1.4 Elect Director Rene Goehrum For For Management 1.5 Elect Director Peter Lockhard For For Management 1.6 Elect Director Stephen Wilton For For Management 2 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan For For Management 4 Approve Restricted Share Unit Plan For For Management 5 Approve Grants of Restricted Share For For Management Units -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Pierre Cuilleret as Director For For Management 4 Re-elect Iain McDonald as Director For For Management 5 Re-elect Brian Small as Director For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Company Bylaws Re: Articles For For Management 15-bis, 22 and 30 1.2 Amend Company Bylaws Re: Articles 6 For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6.1 Fix Number of Directors and Duration For For Management of Their Term 6.2.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 6.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Elect Alberto Bombassei as Board Chair None For Shareholder and Matteo Tiraboschi as Vice-Chairman 6.4 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 7.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7.2 Appoint Mario Tagliaferri as Chairman None Against Shareholder of Internal Statutory Auditors 7.3 Approve Internal Auditors' Remuneration For Against Management 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CITY OF LONDON INVESTMENT GROUP PLC Ticker: CLIG Security ID: G22485109 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Re-elect Barry Aling as Director For For Management 6 Re-elect Mark Dwyer as Director For For Management 7 Re-elect Thomas Griffith as Director For For Management 8 Re-elect Susannah Nicklin as Director For For Management 9 Re-elect Barry Olliff as Director For For Management 10 Re-elect Tracy Rodrigues as Director For For Management 11 Re-elect Jane Stabile as Director For For Management 12 Elect Peter Roth as Director For For Management 13 Reappoint RSM UK Audit LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Trustees of the Employee For For Management Benefit Trust to Hold Ordinary Shares in the Capital of the Company for and on Behalf of the ESOP and Employee Incentive Plan 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CLIPPER LOGISTICS PLC Ticker: CLG Security ID: G2203Y109 Meeting Date: OCT 21, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Steven Parkin as Director For For Management 7 Re-elect Antony Mannix as Director For For Management 8 Re-elect David Hodkin as Director For For Management 9 Re-elect Stephen Robertson as Director For For Management 10 Re-elect Michael Russell as Director For For Management 11 Elect Stuart Watson as Director For For Management 12 Re-elect Stephen Robertson as For For Management Independent Director 13 Re-elect Michael Russell as For For Management Independent Director 14 Elect Stuart Watson as Independent For For Management Director 15 Authorise Issue of Equity For For Management 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- CONCEPCION INDUSTRIAL CORPORATION Ticker: CIC Security ID: Y1694P106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on July 10, 2018 4 Approve Report of the Chairman For For Management 5 Approve the Report of the Chairman and For For Management the Audited Financial Statements 6.1 Elect Raul Joseph A. Concepcion as For For Management Director 6.2 Elect Renna C. Hechanova-Angeles as For For Management Director 6.3 Elect Raul Anthony A. Concepcion as For For Management Director 6.4 Elect Jose Ma. A. Concepcion III as For For Management Director 6.5 Elect Ma. Victoria Herminia C. Young For For Management as Director 6.6 Elect Raissa C. Hechanova-Posadas as For For Management Director 6.7 Elect Cesar A. Buenaventura as Director For For Management 6.8 Elect Alfredo E. Pascual as Director For For Management 7 Appoint External Auditor For For Management 8 Approve Amendment of the Sixth Article For For Management of the Articles of Incorporation of the Corporation to Increase the Number of Directors from 8 to 9 9 Ratify Actions Taken by the Board of For For Management Directors and Officers -------------------------------------------------------------------------------- CORPORATE TRAVEL MANAGEMENT LIMITED Ticker: CTD Security ID: Q2909K105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report None For Management 2 Elect Laura Ruffles as Director For For Management 3 Elect Ewen Crouch as Director For For Management 4 Elect Sophie Mitchell as Director For For Management 5 Approve Issuance of Share Appreciation None For Management Rights to Laura Ruffles 6 Approve Share Appreciation Rights Plan None For Management 7 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CURTIS BANKS GROUP PLC Ticker: CBP Security ID: G26013105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Dan Cowland as Director For For Management 4 Re-elect Will Self as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CVS GROUP PLC Ticker: CVSG Security ID: G27234106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Connell as Director For For Management 5 Re-elect Simon Innes as Director For For Management 6 Re-elect Richard Fairman as Director For For Management 7 Re-elect Deborah Kemp as Director For For Management 8 Re-elect Mike McCollum as Director For For Management 9 Reappoint Deloitte LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DECHRA PHARMACEUTICALS PLC Ticker: DPH Security ID: G2769C145 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Lisa Bright as Director For For Management 5 Re-elect Tony Rice as Director For For Management 6 Re-elect Ian Page as Director For For Management 7 Re-elect Anthony Griffin as Director For For Management 8 Re-elect Julian Heslop as Director For For Management 9 Re-elect Ishbel Macpherson as Director For For Management 10 Re-elect Lawson Macartney as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DERMAPHARM HOLDING SE Ticker: DMP Security ID: D1T0ZJ103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Warth & Klein Grant Thornton AG For For Management as Auditors for Fiscal 2020 6 Amend Articles Re: Annulment of the For For Management Notifications and Information Clause 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10a Amend Long Term Incentive Plan and For For Management Annual Deferred Bonus Plan 10b Authorise Issue of Shares in Relation For For Management to the Long Term Incentive Plan and Annual Deferred Bonus Plan 11 Re-elect Aslan Saranga as Director For For Management 12 Re-elect Frederieke Slot as Director For For Management 13 Re-elect Seymur Tari as Director For For Management 14 Re-elect Izzet Talu as Director For For Management 15 Re-elect Aksel Sahin as Director For For Management 16a Re-elect Peter Williams as Director For For Management 16b Re-elect Peter Williams as Director For For Management Excluding Any Controlling Shareholder 17a Re-elect Thomas Singer as Director For For Management 17b Re-elect Thomas Singer as Director For For Management Excluding Any Controlling Shareholder 18 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19a Authorise Issue of Equity For For Management 19b Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Shares For For Management 21 Transact Other Business (Non-Voting) None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQT AB Ticker: EQT Security ID: W3R27C102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Approval of the Meeting Being Streamed For For Management Online and Persons Who Are Not Shareholders Following the Meeting 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Prepare and Approve List of For For Management Shareholders 6 Approve Agenda of Meeting For For Management 7 Acknowledge Proper Convening of Meeting For For Management 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 2.20 Per Share 12.a Approve Discharge of Conni Jonsson For For Management (Board) 12.b Approve Discharge of Edith Cooper For For Management (Board) 12.c Approve Discharge of Johan Forssell For For Management (Board) 12.d Approve Discharge of Gordon Orr (Board) For For Management 12.e Approve Discharge of Finn Rausing For For Management (Board) 12.f Approve Discharge of Peter Wallenberg For For Management Jr (Board) 12.g Approve Discharge of Christian Sinding For For Management (President) 13.a Determine Number of Members (8) and For For Management Deputy Members of Board (0) 13.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14.a Approve Remuneration of Directors in For For Management the Amount of SEK 275,000 for Chairman and SEK 125,000 for Other Directors; Approve Remuneration for Committee Work 14.b Approve Remuneration of Auditors For For Management 15.a Reelect Conni Jonsson as Director For For Management 15.b Reelect Edith Cooper as Director For For Management 15.c Reelect Johan Forssell as Director For For Management 15.d Reelect Gordon Orr as Director For For Management 15.e Reelect Finn Rausing as Director For For Management 15.f Reelect Peter Wallenberg Jr. as For For Management Director 15.g Elect Nicola Kimm as Director For For Management 15.h Elect Diony Lebot as Director For For Management 15.i Elect Conni Jonsson as Board Chairman For For Management 16 Ratify KPMG as Auditor For For Management 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 19 Amend Articles Re: Corporate Purpose; For For Management Participation at Shareholders Meetings; Collecting of Powers of Attorneys and Vote by Post; Allow Non Shareholders to Attend Shareholders Meetings 20 Close Meeting None None Management -------------------------------------------------------------------------------- ESKER SA Ticker: ALESK Security ID: F3164D101 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management and Supervisory Board Members 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.33 per Share 4 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 40,000 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Elect Jean-Pierre Lac as Supervisory For For Management Board Member 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 9 Authorize up to 2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 10 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russ M. Herman For For Management 1.2 Elect Director Robert J. Mitzman For Withhold Management 1.3 Elect Director Kevin C. Waterhouse For Withhold Management 1.4 Elect Director Marc D. Grossman For For Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Josh Silverman For For Management 1c Elect Director Fred Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- FDM GROUP (HOLDINGS) PLC Ticker: FDM Security ID: G3405Y129 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Brown as Director For For Management 4 Re-elect Rod Flavell as Director For For Management 5 Re-elect Sheila Flavell as Director For For Management 6 Re-elect Michael McLaren as Director For For Management 7 Elect Alan Kinnear as Director For For Management 8 Re-elect David Lister as Director For For Management 9 Elect Jacqueline de Rojas as Director For For Management 10 Re-elect Michelle Senecal de Fonseca For For Management as Director 11 Re-elect Peter Whiting as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Another Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FIDUCIAN GROUP LIMITED Ticker: FID Security ID: Q3750N107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Samir (Sam) Hallab as Director For For Management -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FINETEK CO., LTD. Ticker: 4549 Security ID: Y2497K104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FINTECH GROUP AG Ticker: FTK Security ID: D3763G127 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2018 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2018 4 Ratify BDO AG as Auditors for Fiscal For For Management 2019 5 Change Company Name to flatex AG For For Management 6 Approve Creation of EUR 4.9 Million For Against Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FUTURE CORP. Ticker: 4722 Security ID: J16832107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Kanemaru, Yasufumi For For Management 2.2 Elect Director Ishibashi, Kunihito For For Management 2.3 Elect Director Jingu, Yuki For For Management 2.4 Elect Director Saito, Yohei For For Management 2.5 Elect Director Yamaoka, Hiromi For For Management 3.1 Elect Director and Audit Committee For For Management Member Ichihara, Noriyuki 3.2 Elect Director and Audit Committee For For Management Member Kawamoto, Akira 3.3 Elect Director and Audit Committee For For Management Member Nishiura, Yukiko 4 Approve Transfer of Capital Reserves, For For Management Other Capital Surplus and Other Retained Earnings to Capital -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Irakli Gilauri as Director For For Management 4 Re-elect Kim Bradley as Director For For Management 5 Re-elect Caroline Brown as Director For For Management 6 Elect Maria Chatti-Gautier as Director For For Management 7 Re-elect Massimo Gesua' sive Salvadori For For Management as Director 8 Re-elect David Morrison as Director For For Management 9 Re-elect Jyrki Talvitie as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- GEORGIA HEALTHCARE GROUP PLC Ticker: GHG Security ID: G96874105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bill Huyett as Director For For Management 4 Re-elect Nikoloz Gamkrelidze as For For Management Director 5 Re-elect David Morrison as Director For For Management 6 Re-elect Irakli Gilauri as Director For For Management 7 Re-elect Ingeborg Oie as Director For For Management 8 Re-elect Tim Elsigood as Director For For Management 9 Re-elect Mike Anderson as Director For For Management 10 Re-elect Jacques Richier as Director For For Management 11 Re-elect Fabian Blank as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GREMZ, INC. Ticker: 3150 Security ID: J1773J101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Tanaka, Masaomi For For Management 2.2 Elect Director Nasu, Shinichi For For Management 2.3 Elect Director Miura, Motoyuki For For Management 2.4 Elect Director Zemmura, Kenji For For Management 2.5 Elect Director Kato, Kosuke For For Management 2.6 Elect Director Eda, Chieko For For Management 3.1 Elect Director and Audit Committee For For Management Member Tezuka, Hiromizu 3.2 Elect Director and Audit Committee For For Management Member Nishimoto, Masamichi 3.3 Elect Director and Audit Committee For For Management Member Fukushima, Taizo -------------------------------------------------------------------------------- GRUPO HERDEZ SAB DE CV Ticker: HERDEZ Security ID: P4951Q155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Audit and Corporate Practices For For Management Committees' Reports 1.3 Approve CEO's Report, Including For For Management Auditor's Report 1.4 Approve Board's Opinion on CEO's Report For For Management 1.5 Approve Report on Principal Policies For For Management and Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Activities and For For Management Operations Undertaken by Board 2 Approve Allocation of Income and For For Management Dividends of MXN 1.10 per Share 3 Elect or Ratify Directors and Verify For For Management their Independence Classification; Elect or Ratify Secretary and Deputy Secretary 4 Approve Remuneration of Directors, For For Management Secretary, Deputy Secretary and Members of Audit and Corporate Practices Committees 5 Ratify Resolutions Adopted by AGM on For For Management April 25, 2019 and Clarify Current Structure of Share Capital 6 Set Maximum Amount of Share Repurchase For For Management Reserve at MXN 3.5 Billion 7 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committees 8 Present Report on Compliance with For For Management Fiscal Obligations 9 Appoint Legal Representatives For For Management 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GULF OIL LUBRICANTS INDIA LIMITED Ticker: 538567 Security ID: Y6985P111 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay G. Hinduja as Director For For Management 4 Approve Price Waterhouse, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M. S. Ramachandran as Director For For Management 6 Reelect Ashok Kini as Director For For Management 7 Reelect Kanchan Chitale as Director For For Management 8 Approve Payment of Commission to For For Management Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HAMILTON LANE INCORPORATED Ticker: HLNE Security ID: 407497106 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hartley R. Rogers For Withhold Management 1.2 Elect Director Mario L. Giannini For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark F. Furlong For For Management 1.2 Elect Director Scott W. Humphrey For For Management 1.3 Elect Director Sharon J. Larson For For Management 1.4 Elect Director David E. Sveen For For Management 1.5 Elect Director Bonnie J. Trowbridge For For Management 1.6 Elect Director Kevin S. Wilson For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEXPOL AB Ticker: HPOL.B Security ID: W4580B159 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income; Approve For For Management Postponement of Decision on Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 900,000 for Chairman, and SEK 390,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Georg Brunstam (Chairman), Alf For For Management Goransson, Kerstin Lindell, Jan-Anders Manson, Gun Nilsson, Malin Persson and Marta Schorling Andreen as Directors 13 Ratify Ernst & Young as Auditors For For Management 14 Reelect Mikael Ekdahl (Chairman), For For Management Henrik Didner and Marcus Luttgen as Members of Nominating Committee; Elect Mats Gustafsson as New Member of Nominating Committee 15 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For For Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Amend Charter For For Management 3 Approve Renewal, Amendment and For For Management Supplementation of Operation Contents and License of the Company -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Herendeen For For Management 1b Elect Director Michael Simon For For Management 1c Elect Director Jay Simons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMPAX ASSET MANAGEMENT GROUP PLC Ticker: IPX Security ID: G4718L101 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Keith Falconer as Director For For Management 3 Re-elect Ian Simm as Director For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTEGRATED DIAGNOSTICS HOLDINGS PLC Ticker: IDHC Security ID: G4836Q107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Lord Anthony Tudor St John as For For Management Director 3 Re-elect Dr Hend El-Sherbini as For For Management Director 4 Re-elect Richard Phillips as Director For For Management 5 Re-elect James Nolan as Director For For Management 6 Re-elect Dan Olsson as Director For For Management 7 Re-elect Hussein Choucri as Director For For Management 8 Ratify KPMG LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Issue of Equity For For Management 11 Authorise the Company to Hold For For Management Purchased Equity Securities as Treasury Shares 12 Approve Execution and Delivery of Any For For Management Documents in Connection with the Company Holding the Purchased Equity Securities as Treasury Shares 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Equity For For Management Securities -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D192 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Final Dividend For For Management 6 Re-elect Kevin Parry as Director For For Management 7 Re-elect Benoit Durteste as Director For For Management 8 Re-elect Virginia Holmes as Director For For Management 9 Re-elect Michael Nelligan as Director For For Management 10 Re-elect Kathryn Purves as Director For For Management 11 Re-elect Amy Schioldager as Director For For Management 12 Re-elect Andrew Sykes as Director For For Management 13 Re-elect Stephen Welton as Director For For Management 14 Elect Vijay Bharadia as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTERPUMP GROUP SPA Ticker: IP Security ID: T5513W107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Second Section of the For Against Management Remuneration Report 5.1 Fix Number of Directors None For Shareholder 5.2 Fix Board Terms for Directors None For Shareholder 5.3.1 Slate 1 Submitted by Gruppo IPG None Against Shareholder Holding SpA 5.3.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.4 Elect Fulvio Montipo as Board Chair None Against Shareholder 6 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by Gruppo IPG None For Shareholder Holding SpA 7.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 7.2 Approve Internal Auditors' Remuneration None For Shareholder 8 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Approve Capital Increase without For For Management Preemptive Rights -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to a Placing -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect Phillip Burns as Director For For Management 2b Re-elect Joan Garahy as Director For For Management 2c Re-elect Tom Kavanagh as Director For For Management 2d Re-elect Mark Kenney as Director For For Management 2e Re-elect Declan Moylan as Director For For Management 2f Re-elect Aidan O'Hogan as Director For For Management 2g Re-elect Margaret Sweeney as Director For For Management 3 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Policy For For Management 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise Reissuance of Treasury Shares For For Management -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Giovanni Ravazzotti as For For Management Director 1.2 Re-elect Susan du Toit as Director For For Management 1.3 Re-elect Brand Pretorius as Director For For Management 2.1 Elect Zizipho Nyanga as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Thomas Howatt as the Individual Registered Auditor 4.1 Re-elect Susan du Toit as Member of For For Management the Audit and Risk Committee 4.2 Elect Zizipho Nyanga as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Brand Pretorius as Member of For For Management the Audit and Risk Committee 5.1 Approve Remuneration Policy For Against Management 5.2 Approve Implementation Report For Against Management 6 Place Authorised but Unissued Shares For Against Management under Control of Directors 7 Authorise Board to Issue Shares and For Against Management Sell Treasury Shares for Cash 8 Adopt Italtile Retention Scheme For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Non-Executive Directors' For Against Management Remuneration 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Italtile Retention Scheme For Against Management 2 Authorise Ratification of Approved For Against Management Resolutions -------------------------------------------------------------------------------- JACOBSON PHARMA CORPORATION LIMITED Ticker: 2633 Security ID: G67729106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lam Sing Kwong, Simon as Director For For Management 4 Elect Lam Kwing Tong, Alan as Director For For Management 5 Elect Young Chun Man, Kenneth as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JTC PLC Ticker: JTC Security ID: G5211H117 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint PricewaterhouseCoopers CI For For Management LLP as Auditors 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Michael Liston as Director For For Management 7 Re-elect Nigel Le Quesne as Director For For Management 8 Re-elect Martin Fotheringham as For For Management Director 9 Elect Wendy Holley as Director For For Management 10 Re-elect Dermot Mathias as Director For For Management 11 Re-elect Michael Gray as Director For For Management 12 Elect Erika Schraner as a Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- K3 CAPITAL GROUP PLC Ticker: K3C Security ID: G830EZ100 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Martin Robinson as Director For For Management 4 Re-elect John Rigby as Director For For Management 5 Approve Remuneration Report For For Management 6 Reappoint BDO LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Matters Relating to the For For Management Relevant Dividend -------------------------------------------------------------------------------- KEYWORDS STUDIOS PLC Ticker: KWS Security ID: G5254U108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Day as Director For For Management 4 Re-elect Georges Fornay as Director For For Management 5 Re-elect Charlotta Ginman as Director For For Management 6 Re-elect Ross Graham as Director For For Management 7 Re-elect Giorgio Guastalla as Director For For Management 8 Re-elect David Reeves as Director For For Management 9 Elect Jon Hauck as Director For For Management 10 Reappoint BDO as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KNOWIT AB Ticker: KNOW Security ID: W51698103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 575,000 for the Chairman and SEK 235,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Gunilla Asker, Stefan For For Management Gardefjord, Camilla Monefeldt Kirstein, Kia Orback-Pettersson, Peder Ramel and Jon Risfelt (Chairman) as Directors; Ratify KPMG as Auditors 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Issuance of up to 800,000 For For Management Shares without Preemptive Rights 14 Close Meeting None None Management -------------------------------------------------------------------------------- KOGAN.COM LIMITED Ticker: KGN Security ID: Q53502102 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Greg Ridder as Director For For Management 3.2 Elect Michael Hirschowitz as Director For For Management -------------------------------------------------------------------------------- KOVAI MEDICAL CENTER & HOSPITAL LIMITED Ticker: 523323 Security ID: Y49654109 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Arun N Palaniswami as Director For For Management 4 Reelect Kasi K Goundan as Director For For Management 5 Reelect M. Manickam as Director For For Management 6 Reelect A.M. Palanisamy as Director For For Management 7 Reelect A.K. Venkatasamy as Director For For Management 8 Reelect K. Saminathan as Director For For Management 9 Elect R. Bhuvaneshwari as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nalla G Palaniswami as Managing Director 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director John E. Major For For Management 1i Elect Director William P. Noglows For For Management 1j Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVECHAT SOFTWARE SA Ticker: LVC Security ID: X4901B101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Company's and Group's Operations 9 Receive Supervisory Board Report None None Management 10.1 Approve Financial Statements For For Management 10.2 Approve Consolidated Financial For For Management Statements 10.3 Approve Management Board Report on For For Management Company's and Group's Operations 10.4 Approve Supervisory Board Report For For Management 10.5 Approve Allocation of Income and For For Management Dividends of PLN 1.95 per Share 10.6a Approve Discharge of Marcin Cieply For For Management (CEO) 10.6b Approve Discharge of Urszula For For Management Jarzebowska (Management Board Member) 10.7a Approve Discharge of Maciej For For Management Jarzebowski (Supervisory Board Chairman) 10.7b Approve Discharge of Michal Markowski For For Management (Supervisory Board Member) 10.7c Approve Discharge of Marcin Mandziak For For Management (Supervisory Board Member) 10.7d Approve Discharge of Jakub Sitarz For For Management (Supervisory Board Member) 10.7e Approve Discharge of Marta Ciepla For For Management (Supervisory Board Member) 11 Close Meeting None None Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- M&A CAPITAL PARTNERS CO. LTD. Ticker: 6080 Security ID: J39187109 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakamura, Satoru For For Management 1.2 Elect Director Sogame, Yozo For For Management 1.3 Elect Director Uehara, Daisuke For For Management 1.4 Elect Director Inada, Yoichi For For Management 1.5 Elect Director Nishizawa, Tamio For For Management 1.6 Elect Director Matsuoka, Noboru For For Management -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Sakai, Makoto For For Management 3.2 Elect Director Sakai, Kenichi For For Management 3.3 Elect Director Sho, Shii For For Management 3.4 Elect Director Yukishima, Kaoru For For Management 3.5 Elect Director Shido, Akihiko For For Management 3.6 Elect Director Miyakawa, Hiroshi For For Management 4 Appoint Statutory Auditor Matsuo, Toru For For Management -------------------------------------------------------------------------------- MEDIKIT CO., LTD. Ticker: 7749 Security ID: J4187P101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Appoint Alternate Statutory Auditor For For Management Yoshida, Fukuichi -------------------------------------------------------------------------------- MEDISTIM ASA Ticker: MEDI Security ID: R448B2105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda; For For Management Registration of Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Annual Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income; For For Management Authorize Board to Distribute Dividends of NOK 2.75 Per Share 6 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 7 Approve Remuneration of Auditors For For Management 8 Reelect Bjorn Wiggen (Vice Chairman), For For Management Tove Raanes and Lars Ronn as Directors 9 Approve Remuneration of Directors in For For Management the Amount of NOK 400,000 for Chairman and NOK 225,000 for Other Directors 10 Elect Kristin Eriksen as Member of For For Management Nominating Committee 11 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 20,000 for Chairman and NOK 15,000 for Other Members 12 Approve Creation of NOK 458,433 Pool For For Management of Capital without Preemptive Rights 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MELEXIS NV Ticker: MELE Security ID: B59283109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 5 Approve Remuneration Report for Fiscal For For Management Year 2019 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify PWC as Auditors and Approve For For Management Auditors' Remuneration 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: APR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Metropolis-Restrictive Stock For For Management Unit Plan, 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Extension of Benefits of For For Management Metropolis-Restrictive Stock Unit Plan, 2020 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LTD. Ticker: 542650 Security ID: Y59774110 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Kanubhai Shah as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MOELIS & COMPANY Ticker: MC Security ID: 60786M105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Moelis For For Management 1.2 Elect Director Navid Mahmoodzadegan For For Management 1.3 Elect Director Jeffrey Raich For For Management 1.4 Elect Director Eric Cantor For For Management 1.5 Elect Director Elizabeth Crain For For Management 1.6 Elect Director John A. Allison, IV For For Management 1.7 Elect Director Yolonda Richardson For For Management 1.8 Elect Director Kenneth L. Shropshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For For Management 1.2 Elect Director Stephen C. McCluski For For Management 1.3 Elect Director Robert E. Mellor For For Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAIGAI TRANS LINE LTD. Ticker: 9384 Security ID: J47745104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Toda, Toru For For Management 2.2 Elect Director Tsuneda, Akira For For Management 2.3 Elect Director Okawa, Tomoko For For Management 2.4 Elect Director Tanaka, Toshimitsu For For Management 2.5 Elect Director Mine, Hideki For For Management 2.6 Elect Director Toda, Sachiko For For Management 2.7 Elect Director Higashi, Hironao For For Management 2.8 Elect Director Kojima, Yoshihiro For For Management 2.9 Elect Director Takei, Masaya For For Management 2.10 Elect Director Ito, Yoshiaki For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujii, Yasutaka -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NATIONAL VETERINARY CARE LTD. Ticker: NVL Security ID: Q66138100 Meeting Date: NOV 01, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kaylene Gaffney as Director For For Management 4a Approve Grant of 84,764 Performance For For Management Rights to Tomas Steenackers 4b Approve Grant of 119,932 Performance For For Management Rights to Tomas Steenackers -------------------------------------------------------------------------------- NEURONES SA Ticker: NRO Security ID: F6523H101 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Discharge of Directors For For Management 6 Reelect Luc de Chammard as Director For For Management 7 Reelect Bertrand Ducurtil as Director For For Management 8 Reelect Marie-Francoise Jaubert as For For Management Director 9 Reelect Jean-Louis Pacquement as For For Management Director 10 Reelect Herve Pichard as Director For For Management 11 Reelect Host Developpement as Director For For Management 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 20,000 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Luc de For For Management Chammard, Chairman and CEO 16 Approve Compensation of Bertrand For For Management Ducurtil, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 20 Percent of Issued Capital 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 25 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 9 Million 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NEXUS AG Ticker: NXU Security ID: D5650J106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.18 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Amend Affiliation Agreement with For For Management Nexus/IPS GmbH 5.2 Amend Affiliation Agreement with E&L For For Management medical systems GmbH 5.3 Amend Affiliation Agreement with For For Management nexus/dis GmbH 6 Approve Affiliation Agreement with For For Management NEXUS/MARABU GmbH 7 Approve Creation of EUR 7.9 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Remuneration of Supervisory For For Management Board 9 Ratify Ebner Stolz GmbH & Co. KG as For For Management Auditors for Fiscal 2020 -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NORDIC SEMICONDUCTOR ASA Ticker: NOD Security ID: R4988P103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5a Approve Remuneration of Directors For For Management 5b Approve Remuneration of Nominating For For Management Committee 5c Approve Remuneration of Auditors For For Management 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 7 Approve Creation of NOK 179,000 Pool For For Management of Capital without Preemptive Rights 8a Reelect Birger Steen (Chair) as For For Management Director 8b Reelect Jan Frykhammar as Director For For Management 8c Reelect Inger Orstavik as Director For For Management 8d Reelect Anita Huun as Director For For Management 8e Reelect Oyvind Birkenes as Director For For Management 8f Reelect Endre Holen as Director For For Management 8g Reelect Annastiina Hintsa as Director For For Management 9a Reelect John Harald as Member of For For Management Nominating Committee 9b Reelect Viggo Leisner as Member of For For Management Nominating Committee 9c Elect Eivind Lotsberg as New Member of For For Management Nominating Committee 10a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 10b Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- NORMA GROUP SE Ticker: NOEJ Security ID: D5813Z104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Klein for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Bernd Kleinhens for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Schneider for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Lars Berg for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Rita Forst for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Guenter Hauptmann for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Knut Michelberger for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Erika Schulte for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Mark Wilhelms for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Creation of EUR 3.2 Million For For Management Pool of Capital without Preemptive Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: AGM Convocation For For Management 12 Amend Articles Re: Electronic For For Management Participation -------------------------------------------------------------------------------- OEM INTERNATIONAL AB Ticker: OEM.B Security ID: W5943D170 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive CEO's Review; Allow Questions 7 Receive Board's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.8 Million; Approve Remuneration of Auditors 13 Reelect Ulf Barkman, Mattias Franzen, For For Management Richard Pantzar, Jorgen Rosengren, Petter Stillstrom, Agne Svenberg and Asa Soderstrom Winberg as Directors 14 Reelect Petter Stillstrom as Board For For Management Chairman 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Chairman of Board and For For Management Representatives of Three to Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Approve Issuance of up to 1.8 Million For For Management Class B Shares without Preemptive Rights 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 20 Other Business None None Management 21 Close Meeting None None Management 22 Presentation of Interim Report for Q1 None None Management 2020 -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ON THE BEACH GROUP PLC Ticker: OTB Security ID: G6754C101 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Richard Pennycook as Director For For Management 5 Re-elect Simon Cooper as Director For For Management 6 Re-elect Paul Meehan as Director For For Management 7 Re-elect David Kelly as Director For For Management 8 Re-elect Elaine O'Donnell as Director For For Management 9 Appoint Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise EU Political Donations and For For Management Expenditure 13 Amend the Borrowing Limit Under the For For Management Company's Articles of Association 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- OPEN DOOR, INC. Ticker: 3926 Security ID: J3072J105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hayasaka, Taisuke For For Management 2.1 Appoint Alternate Statutory Auditor For For Management Haga, Yuichiro 2.2 Appoint Alternate Statutory Auditor For For Management Miyamoto, Kohei 3 Approve Stock Option Plan For For Management 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet B. Haugen For For Management 1.2 Elect Director J.C. Watts, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PIOVAN SPA Ticker: PVN Security ID: T7S33K126 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve the Performance Shares Plan, For Against Management the Long-term Monetary Incentive Plan, and the Phantom Stock Option Plan 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report -------------------------------------------------------------------------------- PLURALSIGHT, INC. Ticker: PS Security ID: 72941B106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arne Duncan For Withhold Management 1.2 Elect Director Leah Johnson For Withhold Management 1.3 Elect Director Frederick Onion For Withhold Management 1.4 Elect Director Karenann Terrell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For For Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PREMIER ASSET MANAGEMENT GROUP PLC Ticker: PAM Security ID: G7220Z104 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the All-Share Merger with Miton Group plc -------------------------------------------------------------------------------- PREMIER ASSET MANAGEMENT GROUP PLC Ticker: PAM Security ID: G7220Z104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Premier Miton Group plc -------------------------------------------------------------------------------- PREMIER MITON GROUP PLC Ticker: PMI Security ID: G7220Z104 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Mike O'Shea as Director For For Management 3 Elect David Barron as Director For For Management 4 Elect Piers Harrison as Director For For Management 5 Elect Katrina Hart as Director For For Management 6 Reappoint KPMG LLP as Auditors and For For Management Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Allocation of Income For For Management 5 Approve Auditors For For Management 6 Authorize Share Repurchase Program For For Management 7 Elect Directors and Commissioners For For Management -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAFAEL MICROELECTRONICS, INC. Ticker: 6568 Security ID: Y73432109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Issuance of Restricted Stocks For For Management 6 Approve Cash Increase by Issuance of For For Management New Shares 7 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- RAPID7, INC. Ticker: RPD Security ID: 753422104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Benjamin Holzman For For Management 1.3 Elect Director Tom Schodorf For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RESOURCES CONNECTION, INC. Ticker: RECN Security ID: 76122Q105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony C. Cherbak For For Management 1b Elect Director Neil F. Dimick For For Management 1c Elect Director Kate W. Duchene For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael ('Mike') For Withhold Management Karanikolas 1B Elect Director Michael Mente For Withhold Management 1C Elect Director Hadley Mullin For Withhold Management 1D Elect Director Jennifer Baxter Moser For Withhold Management 1E Elect Director Marc Stolzman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RICHELIEU HARDWARE LTD. Ticker: RCH Security ID: 76329W103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvie Vachon For For Management 1.2 Elect Director Lucie Chabot For For Management 1.3 Elect Director Robert Courteau For For Management 1.4 Elect Director Pierre Pomerleau For For Management 1.5 Elect Director Mathieu Gauvin For For Management 1.6 Elect Director Richard Lord For For Management 1.7 Elect Director Marc Poulin For For Management 1.8 Elect Director Luc Martin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RIVER & MERCANTILE GROUP PLC Ticker: RIV Security ID: G7S87Z106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jonathan Dawson as Director For For Management 5 Re-elect James Barham as Director For For Management 6 Re-elect Angela Crawford-Ingle as For For Management Director 7 Re-elect Kevin Hayes as Director For Abstain Management 8 Re-elect John Misselbrook as Director For For Management 9 Elect Miriam Greenwood as Director For For Management 10 Reappoint BDO LLP as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Incur For For Management Political Expenditure 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Reduction of Capital For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Wong Teek Son as Director For For Management 4 Elect Raymond Fam Chye Soon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- ROTHSCHILD & CO. SCA Ticker: ROTH Security ID: F7957F116 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Managing Partner 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Transaction with Angelika For For Management Gifford Re: Consultancy Agreement 5 Ratify Appointment of Peter Estlin as For For Management Supervisory Board Member 6 Elect Gilles Denoyel as Supervisory For For Management Board Member 7 Reelect Eric de Rothschild as For For Management Supervisory Board Member 8 Reelect Suet-Fern Lee as Supervisory For For Management Board Member 9 Approve Remuneration Policy of the For Against Management Managing Partner and of Chairman of the Managing Partner 10 Approve Remuneration Policy of For Against Management Supervisory Board Members 11 Approve Compensation of Corporate For For Management Officers 12 Approve Compensation of Rothschild & For For Management Co Gestion SAS, Managing Partner 13 Approve Compensation of Alexandre de For For Management Rothschild, Chairman of Rothschild and Co Gestion SAS 14 Approve Compensation of David de For For Management Rothschild, Chairman of the Supervisory Board 15 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 850,000 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 50 Million for Bonus Issue or Increase in Par Value 20 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 21 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million 22 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 23 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 24 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers Re: European Directive 2013/36/EU of 26 June 2013 ("CRD IV") 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-26 and Under Item 23 from May 17, 2018 AGM at EUR 70 Million 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SABRE INSURANCE GROUP PLC Ticker: SBRE Security ID: G7739M107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Catherine Barton as Director For For Management 5 Re-elect Geoff Carter as Director For For Management 6 Re-elect Ian Clark as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Rebecca Shelley as Director For For Management 9 Re-elect Patrick Snowball as Director For For Management 10 Re-elect Adam Westwood as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Approve Matters Relating to the None For Management Interim Dividend Paid in 2018 -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4.1 Accept Financial Statements and For For Management Statutory Reports 4.2 Approve Omission of Dividends For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee 8.1 Approve Advisory Vote on Remuneration For For Management Policy And Other Terms of Employment For Executive Management 8.2 Approve Binding Vote on Remuneration For For Management Policy and Other Terms of Employment For Executive Management 9 Discuss Company's Corporate Governance None None Management Statement 10 Reelect Tom Jovik as Member of For For Management Nominating Committee 11.1 Reelect Hugo Maurstad as Director For For Management 11.2 Reelect August Baumann as Director For For Management 11.3 Reelect Cathrine Klouman as Director For For Management 12 Authorize Share Repurchase Program For For Management 13.1 Authorize Board to Issue Hybrid For For Management Capital Instruments with Total Nominal Value up to NOK 600 Million 13.2 Authorize Board to Issue Subordinated For For Management Loans with Total Nominal Value up to NOK 750 Million 14 Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SHOP APOTHEKE EUROPE NV Ticker: SAE Security ID: N7975Z103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Discussion on Company's Corporate None None Management Governance Structure 3.a Approve Remuneration Report For Did Not Vote Management 3.b Receive Report of Auditors (Non-Voting) None None Management 3.c Adopt Financial Statements For Did Not Vote Management 3.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.e Approve Allocation of Income For Did Not Vote Management 4.a Approve Discharge of Management Board For Did Not Vote Management 4.b Approve Discharge of Supervisory Board For Did Not Vote Management 5 Ratify Auditors For Did Not Vote Management 6.a Receive Information on the Resignation None None Management of Ulrich Wandel as Member of Managing Board 6.b Approve Discharge of Ulrich Wandel For Did Not Vote Management from Management Board 6.c Elect Jasper Eenhorst to Management For Did Not Vote Management Board 7.a Approve Remuneration Policy For Did Not Vote Management 8.a Approve Management and Employee Stock For Did Not Vote Management Option Plan 2020 Under the Remuneration Policy 8.b Approve Stock Option Grant to Jasper For Did Not Vote Management Eenhorst 9.a Revoke Board Authority to Issue Shares For Did Not Vote Management from Last Meeting on April 30, 2019 9.b Revoke Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.a 9.c Grant Board Authority to Issue Shares For Did Not Vote Management Up to 20 Percent of Issued Capital 9.d Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.c 9.e Grant Board Authority to Issue Shares For Did Not Vote Management Up To 2 Percent of Issued Capital in Connection with the 2019 ESOP 10 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Graeme Watt as Director For For Management 7 Re-elect Martin Hellawell as Director For For Management 8 Re-elect Graham Charlton as Director For For Management 9 Re-elect Vin Murria as Director For For Management 10 Re-elect Peter Ventress as Director For For Management 11 Elect Robyn Perriss as Director For For Management 12 Elect Karen Slatford as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANTEC INC. Ticker: STN Security ID: 85472N109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For For Management 1.2 Elect Director Richard C. Bradeen For For Management 1.3 Elect Director Shelley A. M. Brown For For Management 1.4 Elect Director Patricia D. Galloway For For Management 1.5 Elect Director Robert J. Gomes For For Management 1.6 Elect Director Gordon A. Johnston For For Management 1.7 Elect Director Donald J. Lowry For For Management 1.8 Elect Director Marie-Lucie Morin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- STRIKE CO., LTD. Ticker: 6196 Security ID: J7674S108 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14.5 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Arai, Kunihiko For For Management 3.2 Elect Director Suzuki, Nobuo For For Management 3.3 Elect Director Kaneda, Kazuya For For Management 3.4 Elect Director Nakamura, Koichi For For Management 3.5 Elect Director Tashiro, Masaaki For For Management 3.6 Elect Director Kogoma, Nozomi For For Management 4.1 Appoint Statutory Auditor Araki, Jiro For Against Management 4.2 Appoint Statutory Auditor Juto, Akira For For Management 4.3 Appoint Statutory Auditor Kuromatsu, For For Management Momoe 5 Appoint Alternate Statutory Auditor For Against Management Usui, Sonosuke -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNCHRO FOOD CO., LTD. Ticker: 3963 Security ID: J7867P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujishiro, Shinichi For For Management 1.2 Elect Director Nakagawa, Tsuguhiro For For Management 1.3 Elect Director Morita, Masaki For For Management 1.4 Elect Director Okubo, Shun For For Management 1.5 Elect Director Matsuzaki, Ryota For For Management 2.1 Appoint Statutory Auditor Makino, For For Management Ryuichi 2.2 Appoint Statutory Auditor Inoue, For For Management Yasutomo 2.3 Appoint Statutory Auditor Nakayama, For For Management Toshihide 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For For Management 1.3 Elect Director Robert Leeds For For Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For For Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSTENA CORP. Ticker: 2317 Security ID: J7864T106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hemmi, Yoshichika For For Management 1.2 Elect Director Miura, Kenji For For Management 1.3 Elect Director Kai, Takafumi For For Management 1.4 Elect Director Kawachi, Shinichiro For For Management 1.5 Elect Director Taguchi, Makoto For For Management 1.6 Elect Director Fujii, Hiroyuki For For Management 1.7 Elect Director Ishii, Fumio For For Management 1.8 Elect Director Suzuki, Yukio For For Management 1.9 Elect Director Ogawa, Koichi For For Management 2 Appoint Statutory Auditor Tokuono, For For Management Nobushige 3 Appoint Alternate Statutory Auditor For For Management Ito, Masahiko -------------------------------------------------------------------------------- SYUPPIN CO., LTD. Ticker: 3179 Security ID: J78874112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Suzuki, Kei For For Management 2.2 Elect Director Ono, Naohiko For For Management 2.3 Elect Director Sawada, Tatsushi For For Management 2.4 Elect Director Tsujimoto, Taku For For Management 2.5 Elect Director Saito, Masashi For For Management 2.6 Elect Director Murata, Shinichi For For Management 2.7 Elect Director Takigasaki, Yuji For For Management 2.8 Elect Director Kusajima, Chisaki For For Management 3.1 Appoint Statutory Auditor Hatao, For For Management Kazushige 3.2 Appoint Statutory Auditor Ashizawa, For For Management Koji -------------------------------------------------------------------------------- TAKEAWAY.COM NV Ticker: TKWY Security ID: N84437107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Approve Combination For For Management 2b Amend Articles Re: Combination For For Management 2c Grant Board Authority to Issue Shares For For Management in Connection with the Combination 2d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 2e Elect Paul Harrison to Management Board For For Management 2f Elect Mike Evans to Supervisory Board For For Management 2g Elect Gwyneth Victoria Burr to For For Management Supervisory Board 2h Elect Jambu Palaniappan to Supervisory For For Management Board 2i Elect Roisin Jane Catherine Donnelly For For Management to Supervisory Board 2j Amend Remuneration Policy for For For Management Management Board 2k Approve Remuneration of Supervisory For For Management Board 3 Other Business (Non-Voting) None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nikoloz Enukidze as Director For For Management 4 Re-elect Nicholas Haag as Director For For Management 5 Re-elect Vakhtang Butskhrikidze as For For Management Director 6 Re-elect Giorgi Shagidze as Director For For Management 7 Re-elect Maria Luisa Cicognani as For For Management Director 8 Re-elect Tsira Kemularia as Director For For Management 9 Re-elect Eric Rajendra as Director For For Management 10 Elect Arne Berggren as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Company Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TCI EXPRESS LTD. Ticker: 540212 Security ID: Y854BJ109 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect D.P Agarwal as Director For For Management -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- THERMADOR GROUPE SA Ticker: THEP Security ID: F91651194 Meeting Date: APR 06, 2020 Meeting Type: Annual/Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Elect Noemie Gonin as Director For For Management 5 Elect Yves Ruget as Director For For Management 6 Elect Lionel Gres as Director For For Management 7 Approve Remuneration Policy of For For Management Chairman and CEO, Vice-CEOs and Directors 8 Approve Compensation of Guillaume For For Management Robin, Chairman and CEO 9 Approve Compensation of Patricia For For Management Mavigner, Vice-CEO 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 14 and 17 of Bylaws Re: For For Management Age Limit of Chairman of the Board, CEO, Vice-CEOs and Directors 13 Authorize Capitalization of Reserves For For Management of Up to EUR 2 Million for Bonus Issue or Increase in Par Value 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TIME TECHNOPLAST LIMITED Ticker: 532856 Security ID: Y8837S103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bharat Vageria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect K. N. Venkatasubramanian as For For Management Chairman and Independent Director 6 Reelect Sanjaya Kulkarni as Director For For Management 7 Reelect M. K. Wadhwa as Director For For Management -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TRANCOM CO., LTD. Ticker: 9058 Security ID: J9297N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 52 2.1 Elect Director Shimizu, Masahisa For For Management 2.2 Elect Director Tsunekawa, Yutaka For For Management 2.3 Elect Director Jinno, Yasuhiro For For Management 2.4 Elect Director Kambayashi, Ryo For For Management 2.5 Elect Director Nakazawa, Keisuke For For Management 2.6 Elect Director Takebe, Atsunori For For Management 2.7 Elect Director Sato, Kei For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagamine, Hisatoshi 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Kazuo 3.3 Elect Director and Audit Committee For For Management Member Hayakawa, Yasuhisa -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie H. Anderson For For Management 1.2 Elect Director Robert S. Epstein For For Management 1.3 Elect Director Evan Jones For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For For Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- VOLUTION GROUP PLC Ticker: FAN Security ID: G93824103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Hill as Director For For Management 5 Re-elect Ronnie George as Director For For Management 6 Re-elect Paul Hollingworth as Director For For Management 7 Re-elect Amanda Mellor as Director For For Management 8 Re-elect Tony Reading as Director For For Management 9 Re-elect Claire Tiney as Director For For Management 10 Elect Andy O'Brien as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- YAKUODO HOLDINGS CO., LTD. Ticker: 7679 Security ID: J95559100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors ======================= Grandeur Peak Global Reach Fund ======================== 8X8, INC. Ticker: EGHT Security ID: 282914100 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryan R. Martin For For Management 1.2 Elect Director Vikram Verma For For Management 1.3 Elect Director Eric Salzman For For Management 1.4 Elect Director Jaswinder Pal Singh For For Management 1.5 Elect Director Vladimir Jacimovic For For Management 1.6 Elect Director Monique Bonner For For Management 1.7 Elect Director Todd Ford For For Management 1.8 Elect Director Elizabeth Theophille For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- AB DYNAMICS PLC Ticker: ABDP Security ID: G0032G109 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sarah Matthews-DeMers as Director For For Management 4 Re-elect Matthew Hubbard as Director For For Management 5 Re-elect Richard Hickinbotham as For For Management Director 6 Reappoint Crowe U.K. LLP as Auditors For For Management and Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ADDTECH AB Ticker: ADDT.B Security ID: W4260L121 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9.c Approve Discharge of Board and For For Management President 10 Receive Report on Nomination None None Management Committee's Work 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors 13 Reelect Anders Borjesson (Chair), Eva For For Management Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors 14 Ratify KPMG as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Stock Option Plan For For Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- AIT CORP. Ticker: 9381 Security ID: J00883108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Yagura, Hidekazu For For Management 3.2 Elect Director Magami, Shinichi For For Management 3.3 Elect Director Otsuki, Nobuo For For Management 3.4 Elect Director Kawamine, Hiroshi For For Management 3.5 Elect Director Jinguji, Takashi For For Management 3.6 Elect Director Matsuda, Yoshinori For For Management 3.7 Elect Director Terada, Mitsuhiro For For Management 4 Appoint Statutory Auditor Kuramoto, For For Management Motohiro 5 Approve Director and Statutory Auditor For For Management Retirement Bonus -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For For Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against For Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against For Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against For Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMBU A/S Ticker: AMBU.B Security ID: K03293147 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Change Company's For For Management Corporate Language to English 2 Receive Management's Report None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Approve Allocation of Income and For For Management Dividends of DKK 0.38 Per Share 6 Approve Remuneration of Directors in For For Management the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Compensation for Committee Work 7 Elect Lars Rasmussen (Chair) as For For Management Director 8 Reect Mikael Worning (Vice-Chair) as For For Management Director 9a Reelect Oliver Johansen as Director For For Management 9b Reelect Christian Sagild as Director For For Management 9c Reelect Henrik Ehlers Wulff as Director For For Management 9d Elect Britt Meelby Jensen as Director For For Management 10 Ratify Ernst & Young as Auditors For For Management 11 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 12 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- APPEN LIMITED Ticker: APX Security ID: Q0456H103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Vanessa Liu as Director For For Management 4 Elect Christopher Vonwiller as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Brayan 6 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- ARAMEX PJSC Ticker: ARMX Security ID: M1463Z106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 16.5 For For Management Percent of Company's paid Up Capital for FY 2019 5 Approve Remuneration of Directors of For For Management AED 3,600,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Mohammed Al Shamsi as Directors None For Management 9.2 Elect Murtadha Hussein as Directors None For Management 9.3 Elect Omar Al Hashimi as Directors None For Management 9.4 Elect Sunil Bhilotra as Directors None For Management 9.5 Elect Fahad Al Qassim as Directors None For Management 9.6 Elect Arif Al Bastaki as Directors None For Management 9.7 Elect Fatimah Ahmed as Directors None For Management 9.8 Elect David Haglund as Directors None For Management 9.9 Elect Ramiz Shehadi as Directors None For Management 9.10 Elect Abdullah Al Mazrouee as Directors None Abstain Management 9.11 Elect Ahmed Al Daheeri as Directors None Abstain Management 9.12 Elect Wolfgang Baier as Directors None Abstain Management 9.13 Elect Jawahir Al Baloushi as Directors None Abstain Management 9.14 Elect Ali Al Jassim as Directors None Abstain Management 9.15 Elect Fatimah Al Salih as Directors None Abstain Management 9.16 Elect Ayoub Kadhim as Directors None Abstain Management 9.17 Elect Hissah Saeed as Directors None Abstain Management 9.18 Elect Huda Al Matroushi as Directors None Abstain Management 9.19 Elect Rawdah Al Sakit as Directors None Abstain Management 9.20 Elect Iman Al Suweidi as Directors None Abstain Management -------------------------------------------------------------------------------- ARB HOLDINGS LTD. Ticker: ARH Security ID: S06711105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Written Questions Regarding the None None Management Integrated Report to Be Tabled at the Meeting 2 Re-elect Ralph Patmore as Director For For Management 3.1 Re-elect James Dixon as Chairman of For For Management the Audit Committee 3.2 Re-elect Simon Downes as Member of the For For Management Audit Committee 3.3 Re-elect Ralph Patmore as Member of For For Management the Audit Committee 4 Reappoint PKF Durban and PKF Cape Town For For Management as Auditors of the Company with RC Boulle, Being a Partner of PKF Durban, as the Individual Designated Auditor and Authorise Their Remuneration 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation of Remuneration For For Management Policy 1 Approve Remuneration of Non-executive For For Management Directors 2 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Did Not Vote Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For Did Not Vote Management - Adopt Board Structure with Audit Committee - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Oyama, Motoi For Did Not Vote Management 3.2 Elect Director Hirota, Yasuhito For Did Not Vote Management 3.3 Elect Director Kashiwaki, Hitoshi For Did Not Vote Management 3.4 Elect Director Sumi, Kazuo For Did Not Vote Management 3.5 Elect Director Yamamoto, Makiko For Did Not Vote Management 4.1 Elect Director and Audit Committee For Did Not Vote Management Member Yoshimi, Noriatsu 4.2 Elect Director and Audit Committee For Did Not Vote Management Member Suto, Miwa 4.3 Elect Director and Audit Committee For Did Not Vote Management Member Yokoi, Yasushi 5 Elect Alternate Director and Audit For Did Not Vote Management Committee Member Mihara, Hideaki 6 Approve Compensation Ceiling for For Did Not Vote Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For Did Not Vote Management Directors Who Are Audit Committee Members 8 Approve Restricted Stock Plan For Did Not Vote Management 9 Approve Takeover Defense Plan (Poison For Did Not Vote Management Pill) -------------------------------------------------------------------------------- AUSTRALIAN ETHICAL INVESTMENT LIMITED Ticker: AEF Security ID: Q0951T107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Mara Wickerhauser Bun as Director For For Management 3 Elect Michael John Monaghan as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve the Increase in Non-Executive For For Management Directors' Fee Pool -------------------------------------------------------------------------------- AXOS FINANCIAL, INC. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BADGER DAYLIGHTING LTD. Ticker: BAD Security ID: 05651W209 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glen Roane For For Management 1.2 Elect Director Catherine Best For For Management 1.3 Elect Director Grant Billing For For Management 1.4 Elect Director David Bronicheski For For Management 1.5 Elect Director William Derwin For For Management 1.6 Elect Director Mary Jordan For For Management 1.7 Elect Director William Lingard For For Management 1.8 Elect Director Garry P. Mihaichuk For For Management 1.9 Elect Director Paul Vanderberg For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BAYCURRENT CONSULTING, INC. Ticker: 6532 Security ID: J0433F103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Amend Provisions on For For Management Director Titles - Amend Provisions on Number of Statutory Auditors 3.1 Elect Director Abe, Yoshiyuki For For Management 3.2 Elect Director Ikehira, Kentaro For For Management 3.3 Elect Director Nakamura, Kosuke For For Management 3.4 Elect Director Sekiguchi, Satoshi For For Management 3.5 Elect Director Shoji, Toshimune For For Management 3.6 Elect Director Sato, Shintaro For For Management 4.1 Appoint Statutory Auditor Okuyama, For For Management Yoshitaka 4.2 Appoint Statutory Auditor Kasuya, For For Management Yuichiro 4.3 Appoint Statutory Auditor Fujimoto, For For Management Tetsuya 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BIODELIVERY SCIENCES INTERNATIONAL, INC. Ticker: BDSI Security ID: 09060J106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter S. Greenleaf For For Management 1B Elect Director Todd C. Davis For For Management 1C Elect Director Herm Cukier For For Management 1D Elect Director Mark A. Sirgo For For Management 1E Elect Director Kevin Kotler For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Increase Authorized Common Stock For For Management 7 Other Business For For Management -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BIOSYENT INC. Ticker: RX Security ID: 090690108 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Andrews For For Management 1.2 Elect Director Joseph Arcuri For For Management 1.3 Elect Director Sara Elford For For Management 1.4 Elect Director Rene Goehrum For For Management 1.5 Elect Director Peter Lockhard For For Management 1.6 Elect Director Stephen Wilton For For Management 2 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan For For Management 4 Approve Restricted Share Unit Plan For For Management 5 Approve Grants of Restricted Share For For Management Units -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BLACKLINE, INC. Ticker: BL Security ID: 09239B109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Huffman For For Management 1.2 Elect Director Therese Tucker For Withhold Management 1.3 Elect Director Thomas Unterman For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Pierre Cuilleret as Director For For Management 4 Re-elect Iain McDonald as Director For For Management 5 Re-elect Brian Small as Director For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Company Bylaws Re: Articles For For Management 15-bis, 22 and 30 1.2 Amend Company Bylaws Re: Articles 6 For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6.1 Fix Number of Directors and Duration For For Management of Their Term 6.2.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 6.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Elect Alberto Bombassei as Board Chair None For Shareholder and Matteo Tiraboschi as Vice-Chairman 6.4 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 7.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7.2 Appoint Mario Tagliaferri as Chairman None Against Shareholder of Internal Statutory Auditors 7.3 Approve Internal Auditors' Remuneration For Against Management 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Bender For Withhold Management 1.2 Elect Director Bruce Rothstein For Withhold Management 1.3 Elect Director Gary Rosenthal For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CANCOM SE Ticker: COK Security ID: D8238N102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Uwe Kemm to the Supervisory Board For For Management 7 Amend Articles Re: Participation and For For Management Voting Right 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CASTLE BIOSCIENCES, INC. Ticker: CSTL Security ID: 14843C105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Cook, III For For Management 1.2 Elect Director Miles D. Harrison For For Management 1.3 Elect Director David Kabakoff For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CONCEPCION INDUSTRIAL CORPORATION Ticker: CIC Security ID: Y1694P106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on July 10, 2018 4 Approve Report of the Chairman For For Management 5 Approve the Report of the Chairman and For For Management the Audited Financial Statements 6.1 Elect Raul Joseph A. Concepcion as For For Management Director 6.2 Elect Renna C. Hechanova-Angeles as For For Management Director 6.3 Elect Raul Anthony A. Concepcion as For For Management Director 6.4 Elect Jose Ma. A. Concepcion III as For For Management Director 6.5 Elect Ma. Victoria Herminia C. Young For For Management as Director 6.6 Elect Raissa C. Hechanova-Posadas as For For Management Director 6.7 Elect Cesar A. Buenaventura as Director For For Management 6.8 Elect Alfredo E. Pascual as Director For For Management 7 Appoint External Auditor For For Management 8 Approve Amendment of the Sixth Article For For Management of the Articles of Incorporation of the Corporation to Increase the Number of Directors from 8 to 9 9 Ratify Actions Taken by the Board of For For Management Directors and Officers -------------------------------------------------------------------------------- CORE LABORATORIES N.V. Ticker: CLB Security ID: N22717107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harvey Klingensmith For For Management 1b Elect Director Monique van Dijken For For Management Eeuwijk 2 Ratify KPMG as Auditors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Cancellation of Repurchased For For Management Shares 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8a Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8b Approve Remuneration Report For For Management 8c Approve Remuneration Policy for For For Management Management Board and Supervisory Board 9 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE TRAVEL MANAGEMENT LIMITED Ticker: CTD Security ID: Q2909K105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report None For Management 2 Elect Laura Ruffles as Director For For Management 3 Elect Ewen Crouch as Director For For Management 4 Elect Sophie Mitchell as Director For For Management 5 Approve Issuance of Share Appreciation None For Management Rights to Laura Ruffles 6 Approve Share Appreciation Rights Plan None For Management 7 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CURTIS BANKS GROUP PLC Ticker: CBP Security ID: G26013105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Dan Cowland as Director For For Management 4 Re-elect Will Self as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CVS GROUP PLC Ticker: CVSG Security ID: G27234106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Connell as Director For For Management 5 Re-elect Simon Innes as Director For For Management 6 Re-elect Richard Fairman as Director For For Management 7 Re-elect Deborah Kemp as Director For For Management 8 Re-elect Mike McCollum as Director For For Management 9 Reappoint Deloitte LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DECHRA PHARMACEUTICALS PLC Ticker: DPH Security ID: G2769C145 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Lisa Bright as Director For For Management 5 Re-elect Tony Rice as Director For For Management 6 Re-elect Ian Page as Director For For Management 7 Re-elect Anthony Griffin as Director For For Management 8 Re-elect Julian Heslop as Director For For Management 9 Re-elect Ishbel Macpherson as Director For For Management 10 Re-elect Lawson Macartney as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DERMAPHARM HOLDING SE Ticker: DMP Security ID: D1T0ZJ103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Warth & Klein Grant Thornton AG For For Management as Auditors for Fiscal 2020 6 Amend Articles Re: Annulment of the For For Management Notifications and Information Clause 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Collins For For Management 1b Elect Director Mark G. Foletta For For Management 1c Elect Director Eric J. Topol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DOMINO'S PIZZA ENTERPRISES LIMITED Ticker: DMP Security ID: Q32503106 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Ursula Schreiber as Director For For Management 3 Elect John James Cowin as Director For For Management 4 Approve Renewal of Proportional For For Management Takeover Bid Provisions -------------------------------------------------------------------------------- DOTDIGITAL GROUP PLC Ticker: DOTD Security ID: G2897D106 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Milan Patel as Director For For Management 4 Elect Boris Huard as Director For For Management 5 Reappoint Jeffreys Henry LLP as For For Management Auditors and Authorise Their Remuneration 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Mussallem For For Management 1b Elect Director Kieran T. Gallahue For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director William J. Link For For Management 1e Elect Director Steven R. Loranger For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Ramona Sequeira For For Management 1h Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Approve Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EGUARANTEE, INC. Ticker: 8771 Security ID: J13358106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Elect Director Kurosawa, Hideo For For Management -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For For Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For For Management 10.c Ratify Deloitte as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For For Management Employees 13.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For For Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EQT AB Ticker: EQT Security ID: W3R27C102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Approval of the Meeting Being Streamed For For Management Online and Persons Who Are Not Shareholders Following the Meeting 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Prepare and Approve List of For For Management Shareholders 6 Approve Agenda of Meeting For For Management 7 Acknowledge Proper Convening of Meeting For For Management 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 2.20 Per Share 12.a Approve Discharge of Conni Jonsson For For Management (Board) 12.b Approve Discharge of Edith Cooper For For Management (Board) 12.c Approve Discharge of Johan Forssell For For Management (Board) 12.d Approve Discharge of Gordon Orr (Board) For For Management 12.e Approve Discharge of Finn Rausing For For Management (Board) 12.f Approve Discharge of Peter Wallenberg For For Management Jr (Board) 12.g Approve Discharge of Christian Sinding For For Management (President) 13.a Determine Number of Members (8) and For For Management Deputy Members of Board (0) 13.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14.a Approve Remuneration of Directors in For For Management the Amount of SEK 275,000 for Chairman and SEK 125,000 for Other Directors; Approve Remuneration for Committee Work 14.b Approve Remuneration of Auditors For For Management 15.a Reelect Conni Jonsson as Director For For Management 15.b Reelect Edith Cooper as Director For For Management 15.c Reelect Johan Forssell as Director For For Management 15.d Reelect Gordon Orr as Director For For Management 15.e Reelect Finn Rausing as Director For For Management 15.f Reelect Peter Wallenberg Jr. as For For Management Director 15.g Elect Nicola Kimm as Director For For Management 15.h Elect Diony Lebot as Director For For Management 15.i Elect Conni Jonsson as Board Chairman For For Management 16 Ratify KPMG as Auditor For For Management 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 19 Amend Articles Re: Corporate Purpose; For For Management Participation at Shareholders Meetings; Collecting of Powers of Attorneys and Vote by Post; Allow Non Shareholders to Attend Shareholders Meetings 20 Close Meeting None None Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- ESKER SA Ticker: ALESK Security ID: F3164D101 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management and Supervisory Board Members 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.33 per Share 4 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 40,000 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Elect Jean-Pierre Lac as Supervisory For For Management Board Member 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 9 Authorize up to 2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 10 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESQUIRE FINANCIAL HOLDINGS, INC. Ticker: ESQ Security ID: 29667J101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russ M. Herman For For Management 1.2 Elect Director Robert J. Mitzman For Withhold Management 1.3 Elect Director Kevin C. Waterhouse For Withhold Management 1.4 Elect Director Marc D. Grossman For For Management 2 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Josh Silverman For For Management 1c Elect Director Fred Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- FASTLY, INC. Ticker: FSLY Security ID: 31188V100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida Alvarez For For Management 1.2 Elect Director Joshua Bixby For For Management 1.3 Elect Director Sunil Dhaliwal For For Management 2 Amend Certificate of Incorporation to For For Management Change the Final Conversion Date of the Class B Common Stock 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FDM GROUP (HOLDINGS) PLC Ticker: FDM Security ID: G3405Y129 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Brown as Director For For Management 4 Re-elect Rod Flavell as Director For For Management 5 Re-elect Sheila Flavell as Director For For Management 6 Re-elect Michael McLaren as Director For For Management 7 Elect Alan Kinnear as Director For For Management 8 Re-elect David Lister as Director For For Management 9 Elect Jacqueline de Rojas as Director For For Management 10 Re-elect Michelle Senecal de Fonseca For For Management as Director 11 Re-elect Peter Whiting as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Another Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FINETEK CO., LTD. Ticker: 4549 Security ID: Y2497K104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FRONTAGE HOLDINGS CORP. Ticker: 1521 Security ID: G3679P101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhihe Li as Director For For Management 2b Elect Jun Gao as Director For For Management 2c Elect Yifan Li as Director For For Management 2d Elect Erh Fei Liu as Director For For Management 2e Elect Jingsong Wang as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUCHS PETROLUB SE Ticker: FPE3 Security ID: D27462122 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Elect Kurt Bock to the Supervisory For For Management Board 5.2 Elect Christoph Loos to the For For Management Supervisory Board 5.3 Elect Susanne Fuchs to the Supervisory For For Management Board 5.4 Elect Ingeborg Neumann to the For For Management Supervisory Board 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For Against Management Board 11 Amend Corporate Purpose For For Management 12 Amend Articles Re: Participation Rights For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUTURE CORP. Ticker: 4722 Security ID: J16832107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Kanemaru, Yasufumi For For Management 2.2 Elect Director Ishibashi, Kunihito For For Management 2.3 Elect Director Jingu, Yuki For For Management 2.4 Elect Director Saito, Yohei For For Management 2.5 Elect Director Yamaoka, Hiromi For For Management 3.1 Elect Director and Audit Committee For For Management Member Ichihara, Noriyuki 3.2 Elect Director and Audit Committee For For Management Member Kawamoto, Akira 3.3 Elect Director and Audit Committee For For Management Member Nishiura, Yukiko 4 Approve Transfer of Capital Reserves, For For Management Other Capital Surplus and Other Retained Earnings to Capital -------------------------------------------------------------------------------- GAMMA COMMUNICATIONS PLC Ticker: GAMA Security ID: G371B3109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 5 Re-elect Richard Last as Director For For Management 6 Re-elect Andrew Belshaw as Director For For Management 7 Re-elect Alan Gibbins as Director For For Management 8 Re-elect Martin Lea as Director For For Management 9 Re-elect Andrew Stone as Director For For Management 10 Re-elect Wu Long Peng as Director For For Management 11 Re-elect Andrew Taylor as Director For For Management 12 Re-elect Henrietta Marsh as Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GEORGIA HEALTHCARE GROUP PLC Ticker: GHG Security ID: G96874105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bill Huyett as Director For For Management 4 Re-elect Nikoloz Gamkrelidze as For For Management Director 5 Re-elect David Morrison as Director For For Management 6 Re-elect Irakli Gilauri as Director For For Management 7 Re-elect Ingeborg Oie as Director For For Management 8 Re-elect Tim Elsigood as Director For For Management 9 Re-elect Mike Anderson as Director For For Management 10 Re-elect Jacques Richier as Director For For Management 11 Re-elect Fabian Blank as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GOOSEHEAD INSURANCE, INC. Ticker: GSHD Security ID: 38267D109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Jones For Withhold Management 1.2 Elect Director Robyn Jones For Withhold Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director Mark Miller For For Management 1.5 Elect Director James Reid For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For For Management 3 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GREMZ, INC. Ticker: 3150 Security ID: J1773J101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Tanaka, Masaomi For For Management 2.2 Elect Director Nasu, Shinichi For For Management 2.3 Elect Director Miura, Motoyuki For For Management 2.4 Elect Director Zemmura, Kenji For For Management 2.5 Elect Director Kato, Kosuke For For Management 2.6 Elect Director Eda, Chieko For For Management 3.1 Elect Director and Audit Committee For For Management Member Tezuka, Hiromizu 3.2 Elect Director and Audit Committee For For Management Member Nishimoto, Masamichi 3.3 Elect Director and Audit Committee For For Management Member Fukushima, Taizo -------------------------------------------------------------------------------- GRUPO HERDEZ SAB DE CV Ticker: HERDEZ Security ID: P4951Q155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Audit and Corporate Practices For For Management Committees' Reports 1.3 Approve CEO's Report, Including For For Management Auditor's Report 1.4 Approve Board's Opinion on CEO's Report For For Management 1.5 Approve Report on Principal Policies For For Management and Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Activities and For For Management Operations Undertaken by Board 2 Approve Allocation of Income and For For Management Dividends of MXN 1.10 per Share 3 Elect or Ratify Directors and Verify For For Management their Independence Classification; Elect or Ratify Secretary and Deputy Secretary 4 Approve Remuneration of Directors, For For Management Secretary, Deputy Secretary and Members of Audit and Corporate Practices Committees 5 Ratify Resolutions Adopted by AGM on For For Management April 25, 2019 and Clarify Current Structure of Share Capital 6 Set Maximum Amount of Share Repurchase For For Management Reserve at MXN 3.5 Billion 7 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committees 8 Present Report on Compliance with For For Management Fiscal Obligations 9 Appoint Legal Representatives For For Management 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GULF OIL LUBRICANTS INDIA LIMITED Ticker: 538567 Security ID: Y6985P111 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay G. Hinduja as Director For For Management 4 Approve Price Waterhouse, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M. S. Ramachandran as Director For For Management 6 Reelect Ashok Kini as Director For For Management 7 Reelect Kanchan Chitale as Director For For Management 8 Approve Payment of Commission to For For Management Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. Ticker: HASI Security ID: 41068X100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey W. Eckel For For Management 1.2 Elect Director Teresa M. Brenner For Withhold Management 1.3 Elect Director Michael T. Eckhart For For Management 1.4 Elect Director Simone F. Lagomarsino For For Management 1.5 Elect Director Charles M. O'Neil For Withhold Management 1.6 Elect Director Richard J. Osborne For For Management 1.7 Elect Director Steven G. Osgood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT CO. LTD. Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Renu Karnad as Director For For Management 4 Reelect N. K. Skeoch as Director For For Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Dhruv Kaji as Director For Against Management 7 Elect Jairaj Purandare as Director For Against Management 8 Elect Sanjay Bhandarkar as Director For For Management 9 Elect Parag Shah as Director For For Management 10 Elect Roshni Nadar Malhotra as Director For For Management 11 Approve Commission to Non-Executive For For Management Directors Including Independent Directors 12 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 13 Reelect Hoshang Billimoria as Director For Against Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HDFC LIFE INSURANCE CO. LTD. Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Keki Mistry as Director For For Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as One of the Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of Gerald Grimstone Not be Filled 6 Approve Appointment and Remuneration For For Management of Bharti Gupta Ramola as Director 7 Approve Reappointment and Remuneration For For Management of VK Viswanathan as Director 8 Approve Reappointment and Remuneration For For Management of Prasad Chandran as Director 9 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 10 Approve Revision in the Remuneration For For Management of Vibha Padalkar as Managing Director & Chief Executive Officer 11 Approve Revision in the Remuneration For For Management of Suresh Badami as Executive Director 12 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Employee Stock Options to Eligible Employees of the Company 13 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Stock Options to Eligible Employees of Subsidiary Companies Under the Employee Stock Option Scheme - 2019 14 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen D. Neeleman For For Management 1.4 Elect Director Frank A. Corvino For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For For Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Ian Sacks For For Management 1.9 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark F. Furlong For For Management 1.2 Elect Director Scott W. Humphrey For For Management 1.3 Elect Director Sharon J. Larson For For Management 1.4 Elect Director David E. Sveen For For Management 1.5 Elect Director Bonnie J. Trowbridge For For Management 1.6 Elect Director Kevin S. Wilson For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEXPOL AB Ticker: HPOL.B Security ID: W4580B159 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income; Approve For For Management Postponement of Decision on Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 900,000 for Chairman, and SEK 390,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Georg Brunstam (Chairman), Alf For For Management Goransson, Kerstin Lindell, Jan-Anders Manson, Gun Nilsson, Malin Persson and Marta Schorling Andreen as Directors 13 Ratify Ernst & Young as Auditors For For Management 14 Reelect Mikael Ekdahl (Chairman), For For Management Henrik Didner and Marcus Luttgen as Members of Nominating Committee; Elect Mats Gustafsson as New Member of Nominating Committee 15 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For For Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- HORIZON DISCOVERY GROUP PLC Ticker: HZD Security ID: G4566G105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Dr Ian Gilham as Director For For Management 3 Re-elect Grahame Cook as Director For For Management 4 Elect Dr Siddhartha Kadia as Director For For Management 5 Approve Increase in the Maximum Number For For Management of Directors to Ten 6 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie Herendeen For For Management 1b Elect Director Michael Simon For For Management 1c Elect Director Jay Simons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- I3 VERTICALS, INC. Ticker: IIIV Security ID: 46571Y107 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Daily For For Management 1.2 Elect Director Clay Whitson For For Management 1.3 Elect Director Elizabeth Seigenthaler For For Management Courtney 1.4 Elect Director John Harrison For For Management 1.5 Elect Director Burton Harvey For For Management 1.6 Elect Director Timothy McKenna For For Management 1.7 Elect Director David Morgan For For Management 1.8 Elect Director David Wilds For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMPAX ASSET MANAGEMENT GROUP PLC Ticker: IPX Security ID: G4718L101 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Keith Falconer as Director For For Management 3 Re-elect Ian Simm as Director For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- INDIAMART INTERMESH LIMITED Ticker: 542726 Security ID: Y39213106 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dhruv Prakash as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Payment of Professional Fees For For Management to Dhruv Prakash 5 Approve Reappointment and Remuneration For For Management of Dinesh Chandra Agarwal as Managing Director and Chief Executive Officer 6 Approve Reappointment and Remuneration For For Management of Brijesh Kumar Agrawal as Whole-Time Director 7 Approve Employees Stock Benefit Scheme For For Management - 2018 8 Approve Grant of Options and Stock For For Management Appreciation Right to Employees of Present and Future Subsidiary Company(ies) under Indiamart Employee Stock Benefit Scheme - 2018 9 Approve Variation in Term of Indiamart For For Management Employee Stock Benefit Scheme - 2018 -------------------------------------------------------------------------------- INFOTEL SA Ticker: INF Security ID: F5188E106 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Discharge of Directors For For Management 5 Approve Allocation of Income and For For Management Dividends of EUR 1.05 per Share 6 Approve Remuneration Policy of For Against Management Corporate Officers 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Bernard For For Management Lafforet, Chairman and CEO 9 Approve Compensation of Michel For For Management Koutchouk, Vice-CEO 10 Approve Compensation of Josyane For For Management Muller, Vice-CEO 11 Approve Compensation of Eric Fabretti, For For Management Vice-CEO 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 6,000 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Amend Article 16 of Bylaws Re: For For Management Employee Representative 16 Amend Articles 4, 17, 19 and 22 of For For Management Bylaws Re: Company Headquarters; Board Remuneration; Meetings and Deliberation of the Board; Regulated Agreement 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- INFRONT ASA Ticker: INFRNT Security ID: R3519R109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Registration of Attending Shareholders For For Management and Proxies 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Accept Financial Statements and For For Management Statutory Reports; Approve Corporate Governance Report 6a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 7 Approve Remuneration of Directors and For Against Management Nominating Committee 8 Approve Remuneration of Auditors For For Management 9 Ratify PriceWaterHouseCoopers as For For Management Auditors 10 Elect Directors For Against Management 11 Elect Members of Nominating Committee For Against Management 12 Approve Creation of NOK 868,507.50 For Against Management Pool of Capital without Preemptive Rights 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14 Approve Equity Plan Financing Through For Against Management Issuance of Shares 15 Approve Equity Plan Financing Through For Against Management Repurchase of Shares -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTEGRATED DIAGNOSTICS HOLDINGS PLC Ticker: IDHC Security ID: G4836Q107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Lord Anthony Tudor St John as For For Management Director 3 Re-elect Dr Hend El-Sherbini as For For Management Director 4 Re-elect Richard Phillips as Director For For Management 5 Re-elect James Nolan as Director For For Management 6 Re-elect Dan Olsson as Director For For Management 7 Re-elect Hussein Choucri as Director For For Management 8 Ratify KPMG LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Issue of Equity For For Management 11 Authorise the Company to Hold For For Management Purchased Equity Securities as Treasury Shares 12 Approve Execution and Delivery of Any For For Management Documents in Connection with the Company Holding the Purchased Equity Securities as Treasury Shares 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Equity For For Management Securities -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D192 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Final Dividend For For Management 6 Re-elect Kevin Parry as Director For For Management 7 Re-elect Benoit Durteste as Director For For Management 8 Re-elect Virginia Holmes as Director For For Management 9 Re-elect Michael Nelligan as Director For For Management 10 Re-elect Kathryn Purves as Director For For Management 11 Re-elect Amy Schioldager as Director For For Management 12 Re-elect Andrew Sykes as Director For For Management 13 Re-elect Stephen Welton as Director For For Management 14 Elect Vijay Bharadia as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTERPUMP GROUP SPA Ticker: IP Security ID: T5513W107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Second Section of the For Against Management Remuneration Report 5.1 Fix Number of Directors None For Shareholder 5.2 Fix Board Terms for Directors None For Shareholder 5.3.1 Slate 1 Submitted by Gruppo IPG None Against Shareholder Holding SpA 5.3.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.4 Elect Fulvio Montipo as Board Chair None Against Shareholder 6 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by Gruppo IPG None For Shareholder Holding SpA 7.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 7.2 Approve Internal Auditors' Remuneration None For Shareholder 8 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Approve Capital Increase without For For Management Preemptive Rights -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to a Placing -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect Phillip Burns as Director For For Management 2b Re-elect Joan Garahy as Director For For Management 2c Re-elect Tom Kavanagh as Director For For Management 2d Re-elect Mark Kenney as Director For For Management 2e Re-elect Declan Moylan as Director For For Management 2f Re-elect Aidan O'Hogan as Director For For Management 2g Re-elect Margaret Sweeney as Director For For Management 3 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Policy For For Management 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise Reissuance of Treasury Shares For For Management -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Giovanni Ravazzotti as For For Management Director 1.2 Re-elect Susan du Toit as Director For For Management 1.3 Re-elect Brand Pretorius as Director For For Management 2.1 Elect Zizipho Nyanga as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Thomas Howatt as the Individual Registered Auditor 4.1 Re-elect Susan du Toit as Member of For For Management the Audit and Risk Committee 4.2 Elect Zizipho Nyanga as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Brand Pretorius as Member of For For Management the Audit and Risk Committee 5.1 Approve Remuneration Policy For Against Management 5.2 Approve Implementation Report For Against Management 6 Place Authorised but Unissued Shares For Against Management under Control of Directors 7 Authorise Board to Issue Shares and For Against Management Sell Treasury Shares for Cash 8 Adopt Italtile Retention Scheme For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Non-Executive Directors' For Against Management Remuneration 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Italtile Retention Scheme For Against Management 2 Authorise Ratification of Approved For Against Management Resolutions -------------------------------------------------------------------------------- JACOBSON PHARMA CORPORATION LIMITED Ticker: 2633 Security ID: G67729106 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lam Sing Kwong, Simon as Director For For Management 4 Elect Lam Kwing Tong, Alan as Director For For Management 5 Elect Young Chun Man, Kenneth as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JTC PLC Ticker: JTC Security ID: G5211H117 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint PricewaterhouseCoopers CI For For Management LLP as Auditors 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Michael Liston as Director For For Management 7 Re-elect Nigel Le Quesne as Director For For Management 8 Re-elect Martin Fotheringham as For For Management Director 9 Elect Wendy Holley as Director For For Management 10 Re-elect Dermot Mathias as Director For For Management 11 Re-elect Michael Gray as Director For For Management 12 Elect Erika Schraner as a Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- K3 CAPITAL GROUP PLC Ticker: K3C Security ID: G830EZ100 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Martin Robinson as Director For For Management 4 Re-elect John Rigby as Director For For Management 5 Approve Remuneration Report For For Management 6 Reappoint BDO LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Matters Relating to the For For Management Relevant Dividend -------------------------------------------------------------------------------- KEYSTONE LAW GROUP PLC Ticker: KEYS Security ID: G5251T104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint RSM UK Audit LLP as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Re-elect James Knight as Director For For Management 5 Re-elect Peter Whiting as Director For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- KEYWORDS STUDIOS PLC Ticker: KWS Security ID: G5254U108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Day as Director For For Management 4 Re-elect Georges Fornay as Director For For Management 5 Re-elect Charlotta Ginman as Director For For Management 6 Re-elect Ross Graham as Director For For Management 7 Re-elect Giorgio Guastalla as Director For For Management 8 Re-elect David Reeves as Director For For Management 9 Elect Jon Hauck as Director For For Management 10 Reappoint BDO as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KNOWIT AB Ticker: KNOW Security ID: W51698103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 575,000 for the Chairman and SEK 235,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Gunilla Asker, Stefan For For Management Gardefjord, Camilla Monefeldt Kirstein, Kia Orback-Pettersson, Peder Ramel and Jon Risfelt (Chairman) as Directors; Ratify KPMG as Auditors 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Issuance of up to 800,000 For For Management Shares without Preemptive Rights 14 Close Meeting None None Management -------------------------------------------------------------------------------- KOGAN.COM LIMITED Ticker: KGN Security ID: Q53502102 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Greg Ridder as Director For For Management 3.2 Elect Michael Hirschowitz as Director For For Management -------------------------------------------------------------------------------- KOH YOUNG TECHNOLOGY, INC. Ticker: 098460 Security ID: Y4810R105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Interim Dividend) 2.2 Amend Articles of Incorporation For For Management (Miscellaneous) 3.1 Elect Ko Gwang-il as Inside Director For Against Management 3.2 Elect Hwang In-joon as Inside Director For For Management 3.3 Elect Shin Jae-deuk as Inside Director For For Management 3.4 Elect Kim Young-bae as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- KOOLEARN TECHNOLOGY HOLDING LIMITED Ticker: 1797 Security ID: G5313A101 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sun Dongxu as Director For For Management 3 Elect Sun Chang as Director For For Management 4 Elect Yin Qiang as Director For For Management 5 Elect Wu Qiang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KOVAI MEDICAL CENTER & HOSPITAL LIMITED Ticker: 523323 Security ID: Y49654109 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Arun N Palaniswami as Director For For Management 4 Reelect Kasi K Goundan as Director For For Management 5 Reelect M. Manickam as Director For For Management 6 Reelect A.M. Palanisamy as Director For For Management 7 Reelect A.K. Venkatasamy as Director For For Management 8 Reelect K. Saminathan as Director For For Management 9 Elect R. Bhuvaneshwari as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nalla G Palaniswami as Managing Director 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Laura Miller For For Management 1.5 Elect Director Bryan Sansbury For For Management 1.6 Elect Director Steven Smith For For Management 1.7 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director John E. Major For For Management 1i Elect Director William P. Noglows For For Management 1j Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVECHAT SOFTWARE SA Ticker: LVC Security ID: X4901B101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Company's and Group's Operations 9 Receive Supervisory Board Report None None Management 10.1 Approve Financial Statements For For Management 10.2 Approve Consolidated Financial For For Management Statements 10.3 Approve Management Board Report on For For Management Company's and Group's Operations 10.4 Approve Supervisory Board Report For For Management 10.5 Approve Allocation of Income and For For Management Dividends of PLN 1.95 per Share 10.6a Approve Discharge of Marcin Cieply For For Management (CEO) 10.6b Approve Discharge of Urszula For For Management Jarzebowska (Management Board Member) 10.7a Approve Discharge of Maciej For For Management Jarzebowski (Supervisory Board Chairman) 10.7b Approve Discharge of Michal Markowski For For Management (Supervisory Board Member) 10.7c Approve Discharge of Marcin Mandziak For For Management (Supervisory Board Member) 10.7d Approve Discharge of Jakub Sitarz For For Management (Supervisory Board Member) 10.7e Approve Discharge of Marta Ciepla For For Management (Supervisory Board Member) 11 Close Meeting None None Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- LYCOPODIUM LIMITED Ticker: LYL Security ID: Q56515101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Michael Caratti as Director For Against Management 3 Elect Steven Chadwick as Director For Against Management 4 Approve Lycopodium Limited Incentive For Against Management Performance Rights Plan 5a Approve Issuance of Performance Rights For Against Management to Peter De Leo 5b Approve Issuance of Performance Rights For Against Management to Rodney Leonard 5c Approve Issuance of Performance Rights For Against Management to Peter Dawson 5d Approve Issuance of Performance Rights For Against Management to Bruno Ruggiero 6 Remove Grant Thornton Audit Pty Ltd as For For Management Auditor of the Company 7 Appoint RSM Australia Partners as For For Management Auditor of the Company -------------------------------------------------------------------------------- MAINSTREAM GROUP HOLDINGS LIMITED Ticker: MAI Security ID: Q5742Z106 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Byram Johnston as Director For For Management 3.2 Elect John Plummer as Director For Against Management 3.3 Elect Debbie Last as Director For For Management 4 Approve Issuance of Performance Rights For Against Management under the Employee Share Plan to Martin Smith -------------------------------------------------------------------------------- MAN WAH HOLDINGS LIMITED Ticker: 1999 Security ID: G5800U107 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Alan Marnie as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 4 Elect Dai Quanfa as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 5 Elect Ong Chor Wei as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 6 Elect Ding Yuan as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management -------------------------------------------------------------------------------- MARKLINES CO., LTD. Ticker: 3901 Security ID: J3971M100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Sakai, Makoto For For Management 3.2 Elect Director Sakai, Kenichi For For Management 3.3 Elect Director Sho, Shii For For Management 3.4 Elect Director Yukishima, Kaoru For For Management 3.5 Elect Director Shido, Akihiko For For Management 3.6 Elect Director Miyakawa, Hiroshi For For Management 4 Appoint Statutory Auditor Matsuo, Toru For For Management -------------------------------------------------------------------------------- MARLEY SPOON AG Ticker: MMM Security ID: D5S92J102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, under the Exclusion of Subscription Rights and the Creation of a New Conditional Capital 2019/IV and a Corresponding Amendment of Section 3 of the Constitution 2 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, under the Exclusion of Subscription Rights 3 Approve Creation of EUR 74,335 Pool of For For Management Capital without Preemptive Rights 4 Approve Issuance of Tranche 2 For For Management Convertible Bond to W23 Investments Pty Limited 5 Approve Issuance of Tranche 1 For For Management Convertible Bond to W23 Investments Pty Limited 6 Ratify Initial Issue of Shares and For For Management CDIs to W23 Investments Pty Limited 7 Ratify Second Issue of Shares and CDIs For For Management to W23 Investments Pty Limited -------------------------------------------------------------------------------- MARLEY SPOON AG Ticker: MMM Security ID: D5S92J102 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Authorization to For For Management Issue a Convertible Bond to USV Marley Spoon A, LLC and USV Marley Spoon B, LLC and Corresponding Amendment of Section 3 of the Constitution 2 Approve Grant of Authorization to For For Management Issue a Convertible Bond to W23 Investments Pty Limited, Under the Exclusion of Subscription Rights 3 Approve Cancellation of Authorized For For Management Capital 2019/I, Creation of Authorized Capital 2020/I and the Corresponding Amendment of Section 3 Paragraph 3 of the Constitution 4 Approve Grant of Authorization to For For Management Issue Option Bonds with a Detachable Warrant to Venture Lending & Leasing VIII, LLC and Venture Lending & Leasing IX, LLC and Corresponding Amendment of Section 3 of the Constitution 5 Approve Increase in Authorized Share For For Management Capital 6 Elect Robin Low as Alternate For For Management Supervisory Board Member 7 Approve Issuance of USV MS A For For Management Convertible Bond to USV MS A, Issuance of USV MS B Convertible Bond to USV MS B and Issuance of Shares, and CDIs in Respect of Such Shares, Upon the Conversion of the USV MS A Convertible Bond and the USV MS B Convertible Bond 8 Approve Issuance of WOW Convertible For For Management Bond to Woolworths and Issuance of Shares, and CDIs in Respect of Such Shares, Upon the Conversion of the WOW Convertible Bond 9 Ratify Past Issuance of Shares and For For Management CDIs to Acacia 10 Approve Issuance of Warrants, Issuance For For Management of Shares, and CDIs in Respect of such Shares, upon the Exercise of the Warrants to Venture Lending & Leasing VIII, LLC and Venture Lending & Leasing IX, LLC -------------------------------------------------------------------------------- MEDALLIA, INC. Ticker: MDLA Security ID: 584021109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Borge Hald For For Management 1b Elect Director Douglas Leone For For Management 1c Elect Director Leslie Stretch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDIKIT CO., LTD. Ticker: 7749 Security ID: J4187P101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Appoint Alternate Statutory Auditor For For Management Yoshida, Fukuichi -------------------------------------------------------------------------------- MEDISTIM ASA Ticker: MEDI Security ID: R448B2105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda; For For Management Registration of Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Annual Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income; For For Management Authorize Board to Distribute Dividends of NOK 2.75 Per Share 6 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 7 Approve Remuneration of Auditors For For Management 8 Reelect Bjorn Wiggen (Vice Chairman), For For Management Tove Raanes and Lars Ronn as Directors 9 Approve Remuneration of Directors in For For Management the Amount of NOK 400,000 for Chairman and NOK 225,000 for Other Directors 10 Elect Kristin Eriksen as Member of For For Management Nominating Committee 11 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 20,000 for Chairman and NOK 15,000 for Other Members 12 Approve Creation of NOK 458,433 Pool For For Management of Capital without Preemptive Rights 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MEDPACE HOLDINGS, INC. Ticker: MEDP Security ID: 58506Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Carley For For Management 1.2 Elect Director Thomas C. King For For Management 1.3 Elect Director Robert O. Kraft For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MELEXIS NV Ticker: MELE Security ID: B59283109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 5 Approve Remuneration Report for Fiscal For For Management Year 2019 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify PWC as Auditors and Approve For For Management Auditors' Remuneration 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: APR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Metropolis-Restrictive Stock For For Management Unit Plan, 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Extension of Benefits of For For Management Metropolis-Restrictive Stock Unit Plan, 2020 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LTD. Ticker: 542650 Security ID: Y59774110 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Kanubhai Shah as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MOELIS & COMPANY Ticker: MC Security ID: 60786M105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Moelis For For Management 1.2 Elect Director Navid Mahmoodzadegan For For Management 1.3 Elect Director Jeffrey Raich For For Management 1.4 Elect Director Eric Cantor For For Management 1.5 Elect Director Elizabeth Crain For For Management 1.6 Elect Director John A. Allison, IV For For Management 1.7 Elect Director Yolonda Richardson For For Management 1.8 Elect Director Kenneth L. Shropshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For For Management 1.2 Elect Director Stephen C. McCluski For For Management 1.3 Elect Director Robert E. Mellor For For Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAIGAI TRANS LINE LTD. Ticker: 9384 Security ID: J47745104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Toda, Toru For For Management 2.2 Elect Director Tsuneda, Akira For For Management 2.3 Elect Director Okawa, Tomoko For For Management 2.4 Elect Director Tanaka, Toshimitsu For For Management 2.5 Elect Director Mine, Hideki For For Management 2.6 Elect Director Toda, Sachiko For For Management 2.7 Elect Director Higashi, Hironao For For Management 2.8 Elect Director Kojima, Yoshihiro For For Management 2.9 Elect Director Takei, Masaya For For Management 2.10 Elect Director Ito, Yoshiaki For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujii, Yasutaka -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NATIONAL VETERINARY CARE LTD. Ticker: NVL Security ID: Q66138100 Meeting Date: NOV 01, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kaylene Gaffney as Director For For Management 4a Approve Grant of 84,764 Performance For For Management Rights to Tomas Steenackers 4b Approve Grant of 119,932 Performance For For Management Rights to Tomas Steenackers -------------------------------------------------------------------------------- NETWEALTH GROUP LIMITED Ticker: NWL Security ID: Q6625S102 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Davyd Lewis as Director For For Management 4 Elect Sally Freeman as Director For For Management 5 Approve Grant of Options to Matthew For For Management Heine -------------------------------------------------------------------------------- NEURONES SA Ticker: NRO Security ID: F6523H101 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Discharge of Directors For For Management 6 Reelect Luc de Chammard as Director For For Management 7 Reelect Bertrand Ducurtil as Director For For Management 8 Reelect Marie-Francoise Jaubert as For For Management Director 9 Reelect Jean-Louis Pacquement as For For Management Director 10 Reelect Herve Pichard as Director For For Management 11 Reelect Host Developpement as Director For For Management 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 20,000 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Luc de For For Management Chammard, Chairman and CEO 16 Approve Compensation of Bertrand For For Management Ducurtil, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 20 Percent of Issued Capital 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 25 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 9 Million 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NEW RELIC, INC. Ticker: NEWR Security ID: 64829B100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Watteeuw For Withhold Management Carlisle 1.2 Elect Director Dan Scholnick For Withhold Management 1.3 Elect Director James Tolonen For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEXUS AG Ticker: NXU Security ID: D5650J106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.18 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Amend Affiliation Agreement with For For Management Nexus/IPS GmbH 5.2 Amend Affiliation Agreement with E&L For For Management medical systems GmbH 5.3 Amend Affiliation Agreement with For For Management nexus/dis GmbH 6 Approve Affiliation Agreement with For For Management NEXUS/MARABU GmbH 7 Approve Creation of EUR 7.9 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Remuneration of Supervisory For For Management Board 9 Ratify Ebner Stolz GmbH & Co. KG as For For Management Auditors for Fiscal 2020 -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NORDIC SEMICONDUCTOR ASA Ticker: NOD Security ID: R4988P103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5a Approve Remuneration of Directors For For Management 5b Approve Remuneration of Nominating For For Management Committee 5c Approve Remuneration of Auditors For For Management 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 7 Approve Creation of NOK 179,000 Pool For For Management of Capital without Preemptive Rights 8a Reelect Birger Steen (Chair) as For For Management Director 8b Reelect Jan Frykhammar as Director For For Management 8c Reelect Inger Orstavik as Director For For Management 8d Reelect Anita Huun as Director For For Management 8e Reelect Oyvind Birkenes as Director For For Management 8f Reelect Endre Holen as Director For For Management 8g Reelect Annastiina Hintsa as Director For For Management 9a Reelect John Harald as Member of For For Management Nominating Committee 9b Reelect Viggo Leisner as Member of For For Management Nominating Committee 9c Elect Eivind Lotsberg as New Member of For For Management Nominating Committee 10a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 10b Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- NORMA GROUP SE Ticker: NOEJ Security ID: D5813Z104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Klein for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Bernd Kleinhens for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Schneider for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Lars Berg for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Rita Forst for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Guenter Hauptmann for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Knut Michelberger for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Erika Schulte for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Mark Wilhelms for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Creation of EUR 3.2 Million For For Management Pool of Capital without Preemptive Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: AGM Convocation For For Management 12 Amend Articles Re: Electronic For For Management Participation -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect John McMahon as Director For For Management 3 Elect Richard Bodman as Director For For Management 4 Elect Frank Aldridge as Director For For Management -------------------------------------------------------------------------------- OEM INTERNATIONAL AB Ticker: OEM.B Security ID: W5943D170 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive CEO's Review; Allow Questions 7 Receive Board's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.8 Million; Approve Remuneration of Auditors 13 Reelect Ulf Barkman, Mattias Franzen, For For Management Richard Pantzar, Jorgen Rosengren, Petter Stillstrom, Agne Svenberg and Asa Soderstrom Winberg as Directors 14 Reelect Petter Stillstrom as Board For For Management Chairman 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Chairman of Board and For For Management Representatives of Three to Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Approve Issuance of up to 1.8 Million For For Management Class B Shares without Preemptive Rights 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 20 Other Business None None Management 21 Close Meeting None None Management 22 Presentation of Interim Report for Q1 None None Management 2020 -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ON THE BEACH GROUP PLC Ticker: OTB Security ID: G6754C101 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Richard Pennycook as Director For For Management 5 Re-elect Simon Cooper as Director For For Management 6 Re-elect Paul Meehan as Director For For Management 7 Re-elect David Kelly as Director For For Management 8 Re-elect Elaine O'Donnell as Director For For Management 9 Appoint Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise EU Political Donations and For For Management Expenditure 13 Amend the Borrowing Limit Under the For For Management Company's Articles of Association 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- OPEN DOOR, INC. Ticker: 3926 Security ID: J3072J105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hayasaka, Taisuke For For Management 2.1 Appoint Alternate Statutory Auditor For For Management Haga, Yuichiro 2.2 Appoint Alternate Statutory Auditor For For Management Miyamoto, Kohei 3 Approve Stock Option Plan For For Management 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- PACIFIC HOSPITAL SUPPLY CO., LTD. Ticker: 4126 Security ID: Y6610N101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 6.1 Elect Wu, Chang-Min, with ID No. For For Management L123731XXX, as Non-Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For Withhold Management 1b Elect Director James J. Goetz For Withhold Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Carmen Sylvain For For Management 2.8 Elect Director David Taylor For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet B. Haugen For For Management 1.2 Elect Director J.C. Watts, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Glen Richards as Director For For Management 2 Approve Remuneration Report None For Management 3 Approve the Issuance of Up to 10 For Against Management Percent of the Company's Issued Capital 4 Ratify Past Issuance of Shares to For For Management Institutional, Sophisticated and Professional Investors 5 Approve Issuance of Performance Rights For For Management to Declan Sherman 6 Approve Issuance of Performance Rights For For Management to Thomas Reardon -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Second Tranche SPP For For Management Shortfall Shares to Underwriters 2 Ratify Past Issuance of 4.23 Million For For Management Placement Shares to Institutional and Sophisticated Investors 3 Ratify Past Issuance of 6.77 Million For For Management Placement Shares to Institutional and Sophisticated Investors -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PIOVAN SPA Ticker: PVN Security ID: T7S33K126 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve the Performance Shares Plan, For Against Management the Long-term Monetary Incentive Plan, and the Phantom Stock Option Plan 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis S. Hersch For Withhold Management 1b Elect Director Thomas M. Ryan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PLOVER BAY TECHNOLOGIES LTD. Ticker: 1523 Security ID: G71332103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yip Kai Kut Kenneth as Director For For Management 2b Elect Ho Chi Lam as Director For For Management 2c Elect Wan Sze Chung as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PLURALSIGHT, INC. Ticker: PS Security ID: 72941B106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arne Duncan For Withhold Management 1.2 Elect Director Leah Johnson For Withhold Management 1.3 Elect Director Frederick Onion For Withhold Management 1.4 Elect Director Karenann Terrell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POLY MEDICURE LIMITED Ticker: 531768 Security ID: Y7062A142 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Mukulika Baid as Director For For Management 4 Approve M. C. Bhandari & Company, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect Devendra Raj Mehta as Director For For Management 6 Reelect Prakash Chand Surana as For For Management Director 7 Reelect Shailendra Raj Mehta as For For Management Director 8 Reelect Sandeep Bhargava as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Himanshu Baid as Managing Director 10 Approve Reappointment and Remuneration For For Management of Rishi Baid as Joint Managing Director 11 Approve Reappointment and Remuneration For For Management of Vishal Baid as President (Sales and Marketing) 12 Approve Payment of Remuneration to For For Management Non-Executive Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For For Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Allocation of Income For For Management 5 Approve Auditors For For Management 6 Authorize Share Repurchase Program For For Management 7 Elect Directors and Commissioners For For Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of For For Management Commissioners 2 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Amend Articles of Association For Against Management 6 Elect Directors, Commissioners and For Against Management Sharia Supervisory Board -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Commissioners' Report and For For Management Directors' Report 2 Accept Annual Report For For Management 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Auditors For For Management 6 Approve Remuneration of Directors and For For Management Commissioners 7 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT HEXINDO ADIPERKASA TBK Ticker: HEXA Security ID: Y71253150 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PT INDONESIA PONDASI RAYA TBK Ticker: IDPR Security ID: Y712EK103 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activities in relation to Electronically Integrated Business Licensing Services -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- PWR HOLDINGS LIMITED Ticker: PWH Security ID: Q77903104 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Roland Dane as Director For For Management -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- RAPID7, INC. Ticker: RPD Security ID: 753422104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Benjamin Holzman For For Management 1.3 Elect Director Tom Schodorf For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RESOURCES CONNECTION, INC. Ticker: RECN Security ID: 76122Q105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony C. Cherbak For For Management 1b Elect Director Neil F. Dimick For For Management 1c Elect Director Kate W. Duchene For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael ('Mike') For Withhold Management Karanikolas 1B Elect Director Michael Mente For Withhold Management 1C Elect Director Hadley Mullin For Withhold Management 1D Elect Director Jennifer Baxter Moser For Withhold Management 1E Elect Director Marc Stolzman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For For Management 1.8 Elect Director Peter E. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RICHELIEU HARDWARE LTD. Ticker: RCH Security ID: 76329W103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvie Vachon For For Management 1.2 Elect Director Lucie Chabot For For Management 1.3 Elect Director Robert Courteau For For Management 1.4 Elect Director Pierre Pomerleau For For Management 1.5 Elect Director Mathieu Gauvin For For Management 1.6 Elect Director Richard Lord For For Management 1.7 Elect Director Marc Poulin For For Management 1.8 Elect Director Luc Martin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fandozzi For For Management 1b Elect Director Beverley Anne Briscoe For For Management 1c Elect Director Erik Olsson For For Management 1d Elect Director Adam DeWitt For For Management 1e Elect Director Robert George Elton For For Management 1f Elect Director J. Kim Fennell For For Management 1g Elect Director Amy Guggenheim Shenkan For For Management 1h Elect Director Sarah Elizabeth Raiss For For Management 1i Elect Director Christopher Zimmerman For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROTORK PLC Ticker: ROR Security ID: G76717134 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Ann Andersen as Director For For Management 5 Re-elect Lucinda Bell as Director For For Management 6 Re-elect Tim Cobbold as Director For For Management 7 Re-elect Jonathan Davis as Director For For Management 8 Re-elect Peter Dilnot as Director For For Management 9 Re-elect Kevin Hostetler as Director For For Management 10 Re-elect Sally James as Director For For Management 11 Re-elect Martin Lamb as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise Market Purchase of For For Management Preference Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROYAL CERAMICS LANKA PLC Ticker: RCL.N0000 Security ID: Y7335A101 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend For For Management 2 Reelect S. H. Amarasekera as Director For For Management 3 Reelect R.N. Asirwatham as Director For For Management 4 Elect N. J. Weerakoon as Director For For Management 5 Approve Ernst and Young as Auditors For Against Management and Authorize Board to Fix their Remuneration 6 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SABRE INSURANCE GROUP PLC Ticker: SBRE Security ID: G7739M107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Catherine Barton as Director For For Management 5 Re-elect Geoff Carter as Director For For Management 6 Re-elect Ian Clark as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Rebecca Shelley as Director For For Management 9 Re-elect Patrick Snowball as Director For For Management 10 Re-elect Adam Westwood as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Approve Matters Relating to the None For Management Interim Dividend Paid in 2018 -------------------------------------------------------------------------------- SAFARICOM PLC Ticker: SCOM Security ID: V74587102 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend of KES 1.25 Per For For Management Share 2.2 Approve Special Dividend of KES 0.62 For For Management Per Share 3.1 Reelect Bitange Ndemo as Director For For Management 3.2 Reelect Rose Ogega as Director For For Management 4.1 Reelect Bitange Ndemo as Member of For For Management Audit Committee 4.2 Reelect Esther Koimett as Member of For For Management Audit Committee 4.3 Reelect Mohamed Joosub as Member of For For Management Audit Committee 4.4 Reelect Till Streichert as Member of For For Management Audit Committee 4.5 Reelect Rose Ogega as Member of Audit For For Management Committee 5 Approve Remuneration of Directors and For For Management Approve Director's Remuneration Report 6 Ratify Pricewaterhousecoopers as For For Management Auditors and Fix Their Remuneration 7 Other Business For Against Management 8 Amend Article 89 (a) of Bylaws Re: For For Management Board Size -------------------------------------------------------------------------------- SAGAX AB Ticker: SAGA.B Security ID: W7R19D127 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Dividends of SEK 0.65 Per Class A Share and Class B Share, and SEK 2.00 Per Preference Share and Class D Share 7.c Approve Discharge of Board and For For Management President 8 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 9 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.05 Million; Approve Remuneration of Auditors 10 Reelect Johan Cederlund, Filip For For Management Engelbert, David Mindus, Staffan Salen (Chairman), Johan Thorell and Ulrika Werdelin as Directors; Ratify Ernst & Young as Auditors 11 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Stock Option Plan 2020/2023 For For Management for Key Employees; Approve Creation of SEK 1.2 Million Pool of Capital to Guarantee Conversion Rights 14 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Close Meeting None None Management -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4.1 Accept Financial Statements and For For Management Statutory Reports 4.2 Approve Omission of Dividends For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee 8.1 Approve Advisory Vote on Remuneration For For Management Policy And Other Terms of Employment For Executive Management 8.2 Approve Binding Vote on Remuneration For For Management Policy and Other Terms of Employment For Executive Management 9 Discuss Company's Corporate Governance None None Management Statement 10 Reelect Tom Jovik as Member of For For Management Nominating Committee 11.1 Reelect Hugo Maurstad as Director For For Management 11.2 Reelect August Baumann as Director For For Management 11.3 Reelect Cathrine Klouman as Director For For Management 12 Authorize Share Repurchase Program For For Management 13.1 Authorize Board to Issue Hybrid For For Management Capital Instruments with Total Nominal Value up to NOK 600 Million 13.2 Authorize Board to Issue Subordinated For For Management Loans with Total Nominal Value up to NOK 750 Million 14 Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SELF STORAGE GROUP ASA Ticker: SSG Security ID: R6S49B106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration of Directors in For For Management the Amount of NOK 275,000 for Chair and NOK 170,000 for Other Directors; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For For Management 7 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 8 Approve Creation of NOK 4.2 Million For For Management Pool of Capital without Preemptive Rights 9 Reelect Yvonne Sandvold, Ingrid Elvira For For Management Leisner and Gustav Sobak as Directors; Elect Steven Skaar (Chair) as New Director 10 Elect Dominik Jocehm (Chair), Lasse For For Management Hoydal and Oyvind Hagelund as Members of Nominating Committee -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Utilization of Part of the For For Management Over Subscription Proceeds for Permanent Replenishment of Working Capital 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management of the Company 3 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHOP APOTHEKE EUROPE NV Ticker: SAE Security ID: N7975Z103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Discussion on Company's Corporate None None Management Governance Structure 3.a Approve Remuneration Report For Did Not Vote Management 3.b Receive Report of Auditors (Non-Voting) None None Management 3.c Adopt Financial Statements For Did Not Vote Management 3.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.e Approve Allocation of Income For Did Not Vote Management 4.a Approve Discharge of Management Board For Did Not Vote Management 4.b Approve Discharge of Supervisory Board For Did Not Vote Management 5 Ratify Auditors For Did Not Vote Management 6.a Receive Information on the Resignation None None Management of Ulrich Wandel as Member of Managing Board 6.b Approve Discharge of Ulrich Wandel For Did Not Vote Management from Management Board 6.c Elect Jasper Eenhorst to Management For Did Not Vote Management Board 7.a Approve Remuneration Policy For Did Not Vote Management 8.a Approve Management and Employee Stock For Did Not Vote Management Option Plan 2020 Under the Remuneration Policy 8.b Approve Stock Option Grant to Jasper For Did Not Vote Management Eenhorst 9.a Revoke Board Authority to Issue Shares For Did Not Vote Management from Last Meeting on April 30, 2019 9.b Revoke Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.a 9.c Grant Board Authority to Issue Shares For Did Not Vote Management Up to 20 Percent of Issued Capital 9.d Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Share Issuances under Item 9.c 9.e Grant Board Authority to Issue Shares For Did Not Vote Management Up To 2 Percent of Issued Capital in Connection with the 2019 ESOP 10 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Graeme Watt as Director For For Management 7 Re-elect Martin Hellawell as Director For For Management 8 Re-elect Graham Charlton as Director For For Management 9 Re-elect Vin Murria as Director For For Management 10 Re-elect Peter Ventress as Director For For Management 11 Elect Robyn Perriss as Director For For Management 12 Elect Karen Slatford as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STORAGEVAULT CANADA INC. Ticker: SVI Security ID: 86212H105 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2a Elect Director Steven Scott For For Management 2b Elect Director Iqbal Khan For For Management 2c Elect Director Alan A. Simpson For For Management 2d Elect Director Blair Tamblyn For For Management 2e Elect Director Jay Lynne Fleming For For Management 3 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SWEDENCARE AB Ticker: SECARE Security ID: W942AH109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Dividends of SEK 0.70 Per Share 7.c Approve Discharge of Board and For For Management President 8 Approve Remuneration of Directors in For For Management the Amount of SEK 300,000 for Chairman, and SEK 150,000 for Other Directors; Approve Remuneration of Auditors 9 Reelect Hakan Svanberg (Chairman), For For Management Johan Bergdahl, Hakan Lagerberg, Thomas Eklund and Sara Brandt as Directors; Ratify Grant Thornton as Auditors 10 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 11 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of SEK 10,800 Pool of Capital to Guarantee Conversion Rights 12 Approve Creation of SEK 75,000 Pool of For For Management Capital without Preemptive Rights 13 Close Meeting None None Management -------------------------------------------------------------------------------- SYNCHRO FOOD CO., LTD. Ticker: 3963 Security ID: J7867P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujishiro, Shinichi For For Management 1.2 Elect Director Nakagawa, Tsuguhiro For For Management 1.3 Elect Director Morita, Masaki For For Management 1.4 Elect Director Okubo, Shun For For Management 1.5 Elect Director Matsuzaki, Ryota For For Management 2.1 Appoint Statutory Auditor Makino, For For Management Ryuichi 2.2 Appoint Statutory Auditor Inoue, For For Management Yasutomo 2.3 Appoint Statutory Auditor Nakayama, For For Management Toshihide 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For For Management 1.3 Elect Director Robert Leeds For For Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For For Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSTENA CORP. Ticker: 2317 Security ID: J7864T106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hemmi, Yoshichika For For Management 1.2 Elect Director Miura, Kenji For For Management 1.3 Elect Director Kai, Takafumi For For Management 1.4 Elect Director Kawachi, Shinichiro For For Management 1.5 Elect Director Taguchi, Makoto For For Management 1.6 Elect Director Fujii, Hiroyuki For For Management 1.7 Elect Director Ishii, Fumio For For Management 1.8 Elect Director Suzuki, Yukio For For Management 1.9 Elect Director Ogawa, Koichi For For Management 2 Appoint Statutory Auditor Tokuono, For For Management Nobushige 3 Appoint Alternate Statutory Auditor For For Management Ito, Masahiko -------------------------------------------------------------------------------- SYUPPIN CO., LTD. Ticker: 3179 Security ID: J78874112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Suzuki, Kei For For Management 2.2 Elect Director Ono, Naohiko For For Management 2.3 Elect Director Sawada, Tatsushi For For Management 2.4 Elect Director Tsujimoto, Taku For For Management 2.5 Elect Director Saito, Masashi For For Management 2.6 Elect Director Murata, Shinichi For For Management 2.7 Elect Director Takigasaki, Yuji For For Management 2.8 Elect Director Kusajima, Chisaki For For Management 3.1 Appoint Statutory Auditor Hatao, For For Management Kazushige 3.2 Appoint Statutory Auditor Ashizawa, For For Management Koji -------------------------------------------------------------------------------- TAKEAWAY.COM NV Ticker: TKWY Security ID: N84437107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Approve Combination For For Management 2b Amend Articles Re: Combination For For Management 2c Grant Board Authority to Issue Shares For For Management in Connection with the Combination 2d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 2e Elect Paul Harrison to Management Board For For Management 2f Elect Mike Evans to Supervisory Board For For Management 2g Elect Gwyneth Victoria Burr to For For Management Supervisory Board 2h Elect Jambu Palaniappan to Supervisory For For Management Board 2i Elect Roisin Jane Catherine Donnelly For For Management to Supervisory Board 2j Amend Remuneration Policy for For For Management Management Board 2k Approve Remuneration of Supervisory For For Management Board 3 Other Business (Non-Voting) None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- TCI EXPRESS LTD. Ticker: 540212 Security ID: Y854BJ109 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect D.P Agarwal as Director For For Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For For Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TEMPLE & WEBSTER GROUP LTD. Ticker: TPW Security ID: Q8948V101 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Sue Thomas as Director For For Management -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Blake Baird For For Management 1b Elect Director Michael A. Coke For For Management 1c Elect Director Linda Assante For For Management 1d Elect Director LeRoy E. Carlson For For Management 1e Elect Director David M. Lee For For Management 1f Elect Director Gabriela Franco Parcella For For Management 1g Elect Director Douglas M. Pasquale For For Management 1h Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TEST RESEARCH, INC. Ticker: 3030 Security ID: Y8591M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Chieh-Yuan,Chen, with For For Management Shareholder No. 2, as Non-Independent Director 5.2 Elect Kuang-Chao,Fan, with Shareholder For For Management No. 3428, as Non-Independent Director 5.3 Elect Chin-Lung,Chen, with Shareholder For For Management No. 66, as Non-Independent Director 5.4 Elect Chiang-Huai,Lin, with For For Management Shareholder No. 48, as Non-Independent Director 5.5 Elect Ming-Chuan, Tsai, with For For Management Shareholder No. 3, as Non-Independent Director 5.6 Elect a Representative of Der-Hong For Against Management Investment Co.,Ltd. with Shareholder No. 68, as Non-Independent Director 5.7 Elect Yow-Shiuan, Fu with ID No. For For Management F102383XXX as Independent Director 5.8 Elect Mei-Jin, Chen with ID No. For For Management R221050XXX as Independent Director 5.9 Elect Liang-Chia, Chen with ID No. For For Management J120310XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew E. Rubel For For Management 1.2 Elect Director James H. Amos, Jr. For For Management 1.3 Elect Director Ronald V. DaVella For For Management 1.4 Elect Director Suzanne M. Decker For For Management 1.5 Elect Director Peter D. Holt For For Management 1.6 Elect Director Abe Hong For For Management 1.7 Elect Director Glenn J. Krevlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- THERMADOR GROUPE SA Ticker: THEP Security ID: F91651194 Meeting Date: APR 06, 2020 Meeting Type: Annual/Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Elect Noemie Gonin as Director For For Management 5 Elect Yves Ruget as Director For For Management 6 Elect Lionel Gres as Director For For Management 7 Approve Remuneration Policy of For For Management Chairman and CEO, Vice-CEOs and Directors 8 Approve Compensation of Guillaume For For Management Robin, Chairman and CEO 9 Approve Compensation of Patricia For For Management Mavigner, Vice-CEO 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 14 and 17 of Bylaws Re: For For Management Age Limit of Chairman of the Board, CEO, Vice-CEOs and Directors 13 Authorize Capitalization of Reserves For For Management of Up to EUR 2 Million for Bonus Issue or Increase in Par Value 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TIME TECHNOPLAST LIMITED Ticker: 532856 Security ID: Y8837S103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bharat Vageria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect K. N. Venkatasubramanian as For For Management Chairman and Independent Director 6 Reelect Sanjaya Kulkarni as Director For For Management 7 Reelect M. K. Wadhwa as Director For For Management -------------------------------------------------------------------------------- TK GROUP (HOLDINGS) LIMITED Ticker: 2283 Security ID: G88939106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Pui Leung as Director For For Management 4 Elect Lee Leung Yiu as Director For For Management 5 Elect Christine Wan Chong Leung as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TRANCOM CO., LTD. Ticker: 9058 Security ID: J9297N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 52 2.1 Elect Director Shimizu, Masahisa For For Management 2.2 Elect Director Tsunekawa, Yutaka For For Management 2.3 Elect Director Jinno, Yasuhiro For For Management 2.4 Elect Director Kambayashi, Ryo For For Management 2.5 Elect Director Nakazawa, Keisuke For For Management 2.6 Elect Director Takebe, Atsunori For For Management 2.7 Elect Director Sato, Kei For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagamine, Hisatoshi 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Kazuo 3.3 Elect Director and Audit Committee For For Management Member Hayakawa, Yasuhisa -------------------------------------------------------------------------------- TRANSCAT, INC. Ticker: TRNS Security ID: 893529107 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Hadeed For For Management 1.2 Elect Director Paul D. Moore For For Management 1.3 Elect Director Angela J. Panzarella For For Management 2 Fix Number of Directors at Ten For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TSC AUTO ID TECHNOLOGY CO., LTD. Ticker: 3611 Security ID: Y89752110 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- TTFB CO. LTD. Ticker: 2729 Security ID: Y8998G104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect XU CHENG YI, with SHAREHOLDER NO. For For Management 2, as Non-Independent Director 4.2 Elect WU DAN FENG, a Representative of For For Management Zhetai co Ltd, with SHAREHOLDER NO.1, as Non-Independent Director 4.3 Elect XU MING XIAN, a Representative For For Management of Zhetai co Ltd, with SHAREHOLDER NO. 1, as Non-Independent Director 4.4 Elect SUN DA LONG, with SHAREHOLDER NO. For For Management C120605xxx, as Non-Independent Director 4.5 Elect LIAO WEN XU, with SHAREHOLDER NO. For For Management F121176xxx, as Independent Director 4.6 Elect SHI SHI XIAN, with SHAREHOLDER For For Management NO.A123162xxx, as Independent Director 4.7 Elect XU SHU WEN, with SHAREHOLDER NO. For For Management D220303xxx, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNIPHAR PLC Ticker: UPR Security ID: G9300Z103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Maurice Pratt as Director For For Management 3b Elect Ger Rabbette as Director For For Management 3c Elect Ger Penny as Director For For Management 4a Elect Paul Hogan as Director For For Management 4b Elect Heather-Ann McSharry as Director For For Management 4c Elect Sue Webb as Director For For Management 5a Elect Marie McConn as Director For For Management 5b Elect Padraic Staunton as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Approve Increase in Authorised Share For For Management Capital 8 Authorise Issue of Equity For For Management 9 Amend Memorandum of Association For For Management 10 Amend Articles of Association For For Management 11 Authorise Issue of Equity without For For Management Preemptive Rights 12 Authorise Issue of Equity without For For Management Preemptive Rights in Connection with an Acquisition or Other Capital Investment 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise Re-issuance of Treasury For For Management Shares at Price Range -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Nirmal Kumar Bardia as Director For For Management 3 Approve Final Dividend and Confirm For For Management Interim Dividend 4 Adopt New Articles of Association For For Management 5 Amend Objects Clause & Liability For For Management Clause of Memorandum of Association -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- VEGA CORPORATION CO., LTD. Ticker: 3542 Security ID: J9451Z107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ukishiro, Tomokazu For For Management 1.2 Elect Director Teshima, Takeo For For Management 1.3 Elect Director Kawabata, Kazuhiro For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie H. Anderson For For Management 1.2 Elect Director Robert S. Epstein For For Management 1.3 Elect Director Evan Jones For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For For Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VITEC SOFTWARE GROUP AB Ticker: VIT.B Security ID: W9820L123 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of None None Management Shareholders 3 Approve Live Video Coverage of AGM on None None Management Company's Website 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive Report None None Management on Committee Work 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 1.35 Per Share 12 Approve Discharge of Board and For For Management President 13 Determine Number of Members (5) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 14 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 1.05 Million; Approve Remuneration of Auditors 15 Reelect Anna Valtonen, Birgitta For For Management Johansson-Hedberg, Jan Friedman, Kaj Sandart and Crister Stjernfelt (Chairman) as Directors 16 Ratify PricewaterhouseCoopers as For For Management Auditors 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Issuance of up to 2.5 Million For For Management Class B Shares without Preemptive Rights 20 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 21 Approve Personnel Convertible For For Management Debenture Program 2020 for Key Employees; Approve Creation of SEK 66,667 Pool of Capital to Guarantee Conversion Rights 22 Approve Participation Program 2020 for For For Management Key Employees 23 Amend Articles of Association Re: For For Management Company Name; Shareholders' Meeting; Share Registrar -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- VOLUTION GROUP PLC Ticker: FAN Security ID: G93824103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Hill as Director For For Management 5 Re-elect Ronnie George as Director For For Management 6 Re-elect Paul Hollingworth as Director For For Management 7 Re-elect Amanda Mellor as Director For For Management 8 Re-elect Tony Reading as Director For For Management 9 Re-elect Claire Tiney as Director For For Management 10 Elect Andy O'Brien as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WEBSTEP ASA Ticker: WSTEP Security ID: R0R13G101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting None None Management 2 Designate Inspector(s) of Minutes of None None Management Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Elect Trond K. Johannessen as New For Did Not Vote Management Director 5 Elect Trygve Christian Moe as For Did Not Vote Management Shareholder Elected Observer at the Board of Directors 6 Elect Trude Sleire as Member of For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- WESTLIFE DEVELOPMENT LTD. Ticker: 505533 Security ID: Y9541K113 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Banwari Lal Jatia as Director For For Management 3 Elect Amisha Hemchand Jain as Director For For Management -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- XPS PENSIONS GROUP PLC Ticker: XPS Security ID: G9829Q105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Tom Cross Brown as Director For For Management 5 Re-elect Alan Bannatyne as Director For For Management 6 Re-elect Ben Bramhall as Director For For Management 7 Re-elect Paul Cuff as Director For For Management 8 Elect Sarah Ing as Director For For Management 9 Elect Snehal Shah as Director For For Management 10 Re-elect Margaret Snowdon as Director For For Management 11 Reappoint BDO LLP as Auditors For For Management 12 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- YAKUODO HOLDINGS CO., LTD. Ticker: 7679 Security ID: J95559100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- YAMADA CONSULTING GROUP CO., LTD. Ticker: 4792 Security ID: J9569T100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Nishiguchi, Yasuo For For Management 2.2 Elect Director Masuda, Keisaku For For Management 2.3 Elect Director Fuse, Makiko For For Management 2.4 Elect Director Tsuji, Tsuyoshi For For Management 2.5 Elect Director Shuto, Hideji For For Management 3.1 Elect Director and Audit Committee For For Management Member Yamasaki, Tatsuo 3.2 Elect Director and Audit Committee For For Management Member Iwashina, Nobuaki 4 Approve Career Achievement Bonus for For For Management Director -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ===================== Grandeur Peak Global Stalwarts Fund ====================== AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ADDTECH AB Ticker: ADDT.B Security ID: W4260L121 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9.c Approve Discharge of Board and For For Management President 10 Receive Report on Nomination None None Management Committee's Work 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors 13 Reelect Anders Borjesson (Chair), Eva For For Management Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors 14 Ratify KPMG as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Stock Option Plan For For Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For For Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMBU A/S Ticker: AMBU.B Security ID: K03293147 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Change Company's For For Management Corporate Language to English 2 Receive Management's Report None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Approve Allocation of Income and For For Management Dividends of DKK 0.38 Per Share 6 Approve Remuneration of Directors in For For Management the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Compensation for Committee Work 7 Elect Lars Rasmussen (Chair) as For For Management Director 8 Reect Mikael Worning (Vice-Chair) as For For Management Director 9a Reelect Oliver Johansen as Director For For Management 9b Reelect Christian Sagild as Director For For Management 9c Reelect Henrik Ehlers Wulff as Director For For Management 9d Elect Britt Meelby Jensen as Director For For Management 10 Ratify Ernst & Young as Auditors For For Management 11 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 12 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- APPEN LIMITED Ticker: APX Security ID: Q0456H103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Vanessa Liu as Director For For Management 4 Elect Christopher Vonwiller as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Brayan 6 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AXOS FINANCIAL, INC. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BANK OF GEORGIA GROUP PLC Ticker: BGEO Security ID: G0R1NA104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Neil Janin as Director For For Management 4 Re-elect Alasdair Breach as Director For For Management 5 Re-elect Archil Gachechiladze as For For Management Director 6 Re-elect Tamaz Georgadze as Director For For Management 7 Re-elect Hanna Loikkanen as Director For For Management 8 Re-elect Veronique McCarroll as For For Management Director 9 Re-elect Jonathan Muir as Director For For Management 10 Re-elect Cecil Quillen as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BLACKLINE, INC. Ticker: BL Security ID: 09239B109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Huffman For For Management 1.2 Elect Director Therese Tucker For Withhold Management 1.3 Elect Director Thomas Unterman For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Pierre Cuilleret as Director For For Management 4 Re-elect Iain McDonald as Director For For Management 5 Re-elect Brian Small as Director For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Company Bylaws Re: Articles For For Management 15-bis, 22 and 30 1.2 Amend Company Bylaws Re: Articles 6 For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6.1 Fix Number of Directors and Duration For For Management of Their Term 6.2.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 6.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Elect Alberto Bombassei as Board Chair None For Shareholder and Matteo Tiraboschi as Vice-Chairman 6.4 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 7.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7.2 Appoint Mario Tagliaferri as Chairman None Against Shareholder of Internal Statutory Auditors 7.3 Approve Internal Auditors' Remuneration For Against Management 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CANCOM SE Ticker: COK Security ID: D8238N102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Uwe Kemm to the Supervisory Board For For Management 7 Amend Articles Re: Participation and For For Management Voting Right 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CLOSE BROTHERS GROUP PLC Ticker: CBG Security ID: G22120102 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Preben Prebensen as Director For For Management 6 Re-elect Mike Morgan as Director For For Management 7 Re-elect Oliver Corbett as Director For For Management 8 Elect Peter Duffy as Director For For Management 9 Re-elect Geoffrey Howe as Director For For Management 10 Re-elect Lesley Jones as Director For For Management 11 Re-elect Bridget Macaskill as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity in Relation For For Management to the Issue of AT1 Securities 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of AT1 Securities 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE TRAVEL MANAGEMENT LIMITED Ticker: CTD Security ID: Q2909K105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report None For Management 2 Elect Laura Ruffles as Director For For Management 3 Elect Ewen Crouch as Director For For Management 4 Elect Sophie Mitchell as Director For For Management 5 Approve Issuance of Share Appreciation None For Management Rights to Laura Ruffles 6 Approve Share Appreciation Rights Plan None For Management 7 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- DECHRA PHARMACEUTICALS PLC Ticker: DPH Security ID: G2769C145 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Lisa Bright as Director For For Management 5 Re-elect Tony Rice as Director For For Management 6 Re-elect Ian Page as Director For For Management 7 Re-elect Anthony Griffin as Director For For Management 8 Re-elect Julian Heslop as Director For For Management 9 Re-elect Ishbel Macpherson as Director For For Management 10 Re-elect Lawson Macartney as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DERMAPHARM HOLDING SE Ticker: DMP Security ID: D1T0ZJ103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Warth & Klein Grant Thornton AG For For Management as Auditors for Fiscal 2020 6 Amend Articles Re: Annulment of the For For Management Notifications and Information Clause 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DOMINO'S PIZZA ENTERPRISES LIMITED Ticker: DMP Security ID: Q32503106 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Ursula Schreiber as Director For For Management 3 Elect John James Cowin as Director For For Management 4 Approve Renewal of Proportional For For Management Takeover Bid Provisions -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Mussallem For For Management 1b Elect Director Kieran T. Gallahue For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director William J. Link For For Management 1e Elect Director Steven R. Loranger For For Management 1f Elect Director Martha H. Marsh For For Management 1g Elect Director Ramona Sequeira For For Management 1h Elect Director Nicholas J. Valeriani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Approve Stock Split For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQT AB Ticker: EQT Security ID: W3R27C102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Approval of the Meeting Being Streamed For For Management Online and Persons Who Are Not Shareholders Following the Meeting 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Prepare and Approve List of For For Management Shareholders 6 Approve Agenda of Meeting For For Management 7 Acknowledge Proper Convening of Meeting For For Management 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 2.20 Per Share 12.a Approve Discharge of Conni Jonsson For For Management (Board) 12.b Approve Discharge of Edith Cooper For For Management (Board) 12.c Approve Discharge of Johan Forssell For For Management (Board) 12.d Approve Discharge of Gordon Orr (Board) For For Management 12.e Approve Discharge of Finn Rausing For For Management (Board) 12.f Approve Discharge of Peter Wallenberg For For Management Jr (Board) 12.g Approve Discharge of Christian Sinding For For Management (President) 13.a Determine Number of Members (8) and For For Management Deputy Members of Board (0) 13.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14.a Approve Remuneration of Directors in For For Management the Amount of SEK 275,000 for Chairman and SEK 125,000 for Other Directors; Approve Remuneration for Committee Work 14.b Approve Remuneration of Auditors For For Management 15.a Reelect Conni Jonsson as Director For For Management 15.b Reelect Edith Cooper as Director For For Management 15.c Reelect Johan Forssell as Director For For Management 15.d Reelect Gordon Orr as Director For For Management 15.e Reelect Finn Rausing as Director For For Management 15.f Reelect Peter Wallenberg Jr. as For For Management Director 15.g Elect Nicola Kimm as Director For For Management 15.h Elect Diony Lebot as Director For For Management 15.i Elect Conni Jonsson as Board Chairman For For Management 16 Ratify KPMG as Auditor For For Management 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 19 Amend Articles Re: Corporate Purpose; For For Management Participation at Shareholders Meetings; Collecting of Powers of Attorneys and Vote by Post; Allow Non Shareholders to Attend Shareholders Meetings 20 Close Meeting None None Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GOOSEHEAD INSURANCE, INC. Ticker: GSHD Security ID: 38267D109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Jones For Withhold Management 1.2 Elect Director Robyn Jones For Withhold Management 1.3 Elect Director Peter Lane For For Management 1.4 Elect Director Mark Miller For For Management 1.5 Elect Director James Reid For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. Ticker: HASI Security ID: 41068X100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey W. Eckel For For Management 1.2 Elect Director Teresa M. Brenner For Withhold Management 1.3 Elect Director Michael T. Eckhart For For Management 1.4 Elect Director Simone F. Lagomarsino For For Management 1.5 Elect Director Charles M. O'Neil For Withhold Management 1.6 Elect Director Richard J. Osborne For For Management 1.7 Elect Director Steven G. Osgood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT CO. LTD. Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Renu Karnad as Director For For Management 4 Reelect N. K. Skeoch as Director For For Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Dhruv Kaji as Director For Against Management 7 Elect Jairaj Purandare as Director For Against Management 8 Elect Sanjay Bhandarkar as Director For For Management 9 Elect Parag Shah as Director For For Management 10 Elect Roshni Nadar Malhotra as Director For For Management 11 Approve Commission to Non-Executive For For Management Directors Including Independent Directors 12 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 13 Reelect Hoshang Billimoria as Director For Against Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HDFC LIFE INSURANCE CO. LTD. Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Keki Mistry as Director For For Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as One of the Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of Gerald Grimstone Not be Filled 6 Approve Appointment and Remuneration For For Management of Bharti Gupta Ramola as Director 7 Approve Reappointment and Remuneration For For Management of VK Viswanathan as Director 8 Approve Reappointment and Remuneration For For Management of Prasad Chandran as Director 9 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 10 Approve Revision in the Remuneration For For Management of Vibha Padalkar as Managing Director & Chief Executive Officer 11 Approve Revision in the Remuneration For For Management of Suresh Badami as Executive Director 12 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Employee Stock Options to Eligible Employees of the Company 13 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Stock Options to Eligible Employees of Subsidiary Companies Under the Employee Stock Option Scheme - 2019 14 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen D. Neeleman For For Management 1.4 Elect Director Frank A. Corvino For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For For Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Ian Sacks For For Management 1.9 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Amend Charter For For Management 3 Approve Renewal, Amendment and For For Management Supplementation of Operation Contents and License of the Company -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Virtual For For Management Meeting and E-Voting Regulations -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JUN 13, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020 3 Approve Report of Supervisory Board For For Management and Evaluation on Financial Statements of Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For Against Management Financial Year 2019 and Issuance of Bonus Shares from Share Premium Account 6 Approve Stock Dividend and Issuance of For Against Management Bonus Shares to Increase Charter Capital in Financial Year 2020 7 Approve Compensation and Allowances of For For Management Executive Members of Board of Directors and Supervisory Board and Operating Budget of Board of Directors in Financial Year 2020 8 Authorize Board of Directors to For Against Management Approve Various Business Transactions under Power of Shareholder Meeting 9 Approve Issuance of International For For Management Bonds and Approve Listing the Bonds Abroad 10 Approve Issuance of Convertible Bonds For Against Management 11 Dismiss Nguyen Thi Phung as Supervisor For For Management 12 Approve Decrease in Minimum Number of For For Management Members in Supervisory Board from 4 to 3 and Approve Election of Supervisor 13 Elect Duong Thi Thu as Supervisor For For Management 14 Other Business For Against Management -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D192 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Final Dividend For For Management 6 Re-elect Kevin Parry as Director For For Management 7 Re-elect Benoit Durteste as Director For For Management 8 Re-elect Virginia Holmes as Director For For Management 9 Re-elect Michael Nelligan as Director For For Management 10 Re-elect Kathryn Purves as Director For For Management 11 Re-elect Amy Schioldager as Director For For Management 12 Re-elect Andrew Sykes as Director For For Management 13 Re-elect Stephen Welton as Director For For Management 14 Elect Vijay Bharadia as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTERPUMP GROUP SPA Ticker: IP Security ID: T5513W107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Second Section of the For Against Management Remuneration Report 5.1 Fix Number of Directors None For Shareholder 5.2 Fix Board Terms for Directors None For Shareholder 5.3.1 Slate 1 Submitted by Gruppo IPG None Against Shareholder Holding SpA 5.3.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.4 Elect Fulvio Montipo as Board Chair None Against Shareholder 6 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by Gruppo IPG None For Shareholder Holding SpA 7.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 7.2 Approve Internal Auditors' Remuneration None For Shareholder 8 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Approve Capital Increase without For For Management Preemptive Rights -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Laura Miller For For Management 1.5 Elect Director Bryan Sansbury For For Management 1.6 Elect Director Steven Smith For For Management 1.7 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director John E. Major For For Management 1i Elect Director William P. Noglows For For Management 1j Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- MEDALLIA, INC. Ticker: MDLA Security ID: 584021109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Borge Hald For For Management 1b Elect Director Douglas Leone For For Management 1c Elect Director Leslie Stretch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MELEXIS NV Ticker: MELE Security ID: B59283109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 5 Approve Remuneration Report for Fiscal For For Management Year 2019 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify PWC as Auditors and Approve For For Management Auditors' Remuneration 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For For Management 1.2 Elect Director Stephen C. McCluski For For Management 1.3 Elect Director Robert E. Mellor For For Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NETWEALTH GROUP LIMITED Ticker: NWL Security ID: Q6625S102 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Davyd Lewis as Director For For Management 4 Elect Sally Freeman as Director For For Management 5 Approve Grant of Options to Matthew For For Management Heine -------------------------------------------------------------------------------- NETWORK INTERNATIONAL HOLDINGS PLC Ticker: NETW Security ID: G6457T104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Rohinton Kalifa as Director For For Management 5 Elect Simon Haslam as Director For For Management 6 Elect Darren Pope as Director For For Management 7 Elect Victoria Hull as Director For For Management 8 Elect Habib Al Mulla as Director For For Management 9 Elect Suryanarayan Subramanian as For For Management Director 10 Elect Ali Mazanderani as Director For For Management 11 Elect Anil Dua as Director For For Management 12 Appoint KPMG LLP as Auditors For For Management 13 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Amend Terms of the Management For For Management Incentive Award Plan and IPO Cash Bonus 21 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- NEW RELIC, INC. Ticker: NEWR Security ID: 64829B100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Watteeuw For Withhold Management Carlisle 1.2 Elect Director Dan Scholnick For Withhold Management 1.3 Elect Director James Tolonen For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For Withhold Management 1b Elect Director James J. Goetz For Withhold Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet B. Haugen For For Management 1.2 Elect Director J.C. Watts, Jr. For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHILIPPINE SEVEN CORPORATION Ticker: SEVN Security ID: Y6955M106 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jorge L. Araneta as Director For For Management 1b Elect Jui-Tang Chen as Director For For Management 1c Elect Lien-Tang Hsieh as Director For For Management 1d Elect Jui-Tien Huang as Director For For Management 1e Elect Chi-Chang Lin as Director For For Management 1f Elect Jose Victor P. Paterno as For For Management Director 1g Elect Maria Cristina P. Paterno as For For Management Director 1h Elect Wen-Chi Wu as Director For For Management 1i Elect Jose T. Pardo as Director For For Management 1j Elect Antonio Jose U. Periquet, Jr. as For For Management Director 1k Elect Michael B. Zalamea as Director For For Management 2 Approve the Minutes of the Annual For For Management Stockholders Meeting Held on July 19, 2018 3 Approve the 2018 Annual Report and For For Management Audited Financial Statements 4 Ratify Actions Taken by the Board of For For Management Directors, Executive Committee, Board Committees and Management Since the Last Annual Stockholders Meeting 5 Appoint External Auditor For For Management 6 Approve Other Matters For For Management -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis S. Hersch For Withhold Management 1b Elect Director Thomas M. Ryan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PLURALSIGHT, INC. Ticker: PS Security ID: 72941B106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arne Duncan For Withhold Management 1.2 Elect Director Leah Johnson For Withhold Management 1.3 Elect Director Frederick Onion For Withhold Management 1.4 Elect Director Karenann Terrell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Amend Articles of Association For Against Management 6 Elect Directors, Commissioners and For Against Management Sharia Supervisory Board -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- RAPID7, INC. Ticker: RPD Security ID: 753422104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Benjamin Holzman For For Management 1.3 Elect Director Tom Schodorf For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- REVOLVE GROUP, INC. Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael ('Mike') For Withhold Management Karanikolas 1B Elect Director Michael Mente For Withhold Management 1C Elect Director Hadley Mullin For Withhold Management 1D Elect Director Jennifer Baxter Moser For Withhold Management 1E Elect Director Marc Stolzman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fandozzi For For Management 1b Elect Director Beverley Anne Briscoe For For Management 1c Elect Director Erik Olsson For For Management 1d Elect Director Adam DeWitt For For Management 1e Elect Director Robert George Elton For For Management 1f Elect Director J. Kim Fennell For For Management 1g Elect Director Amy Guggenheim Shenkan For For Management 1h Elect Director Sarah Elizabeth Raiss For For Management 1i Elect Director Christopher Zimmerman For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Graeme Watt as Director For For Management 7 Re-elect Martin Hellawell as Director For For Management 8 Re-elect Graham Charlton as Director For For Management 9 Re-elect Vin Murria as Director For For Management 10 Re-elect Peter Ventress as Director For For Management 11 Elect Robyn Perriss as Director For For Management 12 Elect Karen Slatford as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SWECO AB Ticker: SWEC.B Security ID: W9421X112 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Elect Secretary of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 6.20 Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Asa Bergman, Gunnel Duveblad, For For Management Elaine Grunewald, Alf Goransson, Johan Hjertonsson, Johan Nordstrom (Chairman) and Christine Wolff as Directors 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Approve Share Bonus Scheme 2020 For For Management 16 Approve 2020 Performance Based Share For For Management Savings Scheme for Key Employees; Authorize Share Repurchases and Transfer of Shares to Participants 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 17.c Approve Equity Plan Financing for 2019 For For Management LTIP 17.d Approve Equity Plan Financing for 2017 For For Management LTIP 18 Close Meeting None None Management -------------------------------------------------------------------------------- SYSTENA CORP. Ticker: 2317 Security ID: J7864T106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hemmi, Yoshichika For For Management 1.2 Elect Director Miura, Kenji For For Management 1.3 Elect Director Kai, Takafumi For For Management 1.4 Elect Director Kawachi, Shinichiro For For Management 1.5 Elect Director Taguchi, Makoto For For Management 1.6 Elect Director Fujii, Hiroyuki For For Management 1.7 Elect Director Ishii, Fumio For For Management 1.8 Elect Director Suzuki, Yukio For For Management 1.9 Elect Director Ogawa, Koichi For For Management 2 Appoint Statutory Auditor Tokuono, For For Management Nobushige 3 Appoint Alternate Statutory Auditor For For Management Ito, Masahiko -------------------------------------------------------------------------------- TAKEAWAY.COM NV Ticker: TKWY Security ID: N84437107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Approve Combination For For Management 2b Amend Articles Re: Combination For For Management 2c Grant Board Authority to Issue Shares For For Management in Connection with the Combination 2d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 2e Elect Paul Harrison to Management Board For For Management 2f Elect Mike Evans to Supervisory Board For For Management 2g Elect Gwyneth Victoria Burr to For For Management Supervisory Board 2h Elect Jambu Palaniappan to Supervisory For For Management Board 2i Elect Roisin Jane Catherine Donnelly For For Management to Supervisory Board 2j Amend Remuneration Policy for For For Management Management Board 2k Approve Remuneration of Supervisory For For Management Board 3 Other Business (Non-Voting) None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For For Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For For Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ================ Grandeur Peak International Opportunities Fund ================ AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ADDTECH AB Ticker: ADDT.B Security ID: W4260L121 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9.c Approve Discharge of Board and For For Management President 10 Receive Report on Nomination None None Management Committee's Work 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors 13 Reelect Anders Borjesson (Chair), Eva For For Management Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors 14 Ratify KPMG as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Stock Option Plan For For Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- AEON CREDIT SERVICE (M) BERHAD Ticker: 5139 Security ID: Y0018E102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Ng Eng Kiat as Director For For Management 5 Elect Md Kamal bin Ismaun as Director For For Management 6 Elect Tomokatsu Yoshitoshi as Director For For Management 7 Elect Sunthara Moorthy A/L S For For Management Subramaniam as Director 8 Elect Adinan bin Maning as Director For For Management 9 Elect Khoo Pek Ling as Director For For Management 10 Elect Yasmin Ahmad Merican as Director For For Management 11 Elect Rashidah binti Abu Bakar as For For Management Director 12 Elect Lee Tyan Jen as Director For For Management 13 Elect Yuro Kisaka as Director For For Management 14 Elect Masaaki Mangetsu as Director For For Management 15 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- AIT CORP. Ticker: 9381 Security ID: J00883108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Yagura, Hidekazu For For Management 3.2 Elect Director Magami, Shinichi For For Management 3.3 Elect Director Otsuki, Nobuo For For Management 3.4 Elect Director Kawamine, Hiroshi For For Management 3.5 Elect Director Jinguji, Takashi For For Management 3.6 Elect Director Matsuda, Yoshinori For For Management 3.7 Elect Director Terada, Mitsuhiro For For Management 4 Appoint Statutory Auditor Kuramoto, For For Management Motohiro 5 Approve Director and Statutory Auditor For For Management Retirement Bonus -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For For Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- APPEN LIMITED Ticker: APX Security ID: Q0456H103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Vanessa Liu as Director For For Management 4 Elect Christopher Vonwiller as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Brayan 6 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- ARAMEX PJSC Ticker: ARMX Security ID: M1463Z106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 16.5 For For Management Percent of Company's paid Up Capital for FY 2019 5 Approve Remuneration of Directors of For For Management AED 3,600,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Mohammed Al Shamsi as Directors None For Management 9.2 Elect Murtadha Hussein as Directors None For Management 9.3 Elect Omar Al Hashimi as Directors None For Management 9.4 Elect Sunil Bhilotra as Directors None For Management 9.5 Elect Fahad Al Qassim as Directors None For Management 9.6 Elect Arif Al Bastaki as Directors None For Management 9.7 Elect Fatimah Ahmed as Directors None For Management 9.8 Elect David Haglund as Directors None For Management 9.9 Elect Ramiz Shehadi as Directors None For Management 9.10 Elect Abdullah Al Mazrouee as Directors None Abstain Management 9.11 Elect Ahmed Al Daheeri as Directors None Abstain Management 9.12 Elect Wolfgang Baier as Directors None Abstain Management 9.13 Elect Jawahir Al Baloushi as Directors None Abstain Management 9.14 Elect Ali Al Jassim as Directors None Abstain Management 9.15 Elect Fatimah Al Salih as Directors None Abstain Management 9.16 Elect Ayoub Kadhim as Directors None Abstain Management 9.17 Elect Hissah Saeed as Directors None Abstain Management 9.18 Elect Huda Al Matroushi as Directors None Abstain Management 9.19 Elect Rawdah Al Sakit as Directors None Abstain Management 9.20 Elect Iman Al Suweidi as Directors None Abstain Management -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BADGER DAYLIGHTING LTD. Ticker: BAD Security ID: 05651W209 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glen Roane For For Management 1.2 Elect Director Catherine Best For For Management 1.3 Elect Director Grant Billing For For Management 1.4 Elect Director David Bronicheski For For Management 1.5 Elect Director William Derwin For For Management 1.6 Elect Director Mary Jordan For For Management 1.7 Elect Director William Lingard For For Management 1.8 Elect Director Garry P. Mihaichuk For For Management 1.9 Elect Director Paul Vanderberg For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BANK OF GEORGIA GROUP PLC Ticker: BGEO Security ID: G0R1NA104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Neil Janin as Director For For Management 4 Re-elect Alasdair Breach as Director For For Management 5 Re-elect Archil Gachechiladze as For For Management Director 6 Re-elect Tamaz Georgadze as Director For For Management 7 Re-elect Hanna Loikkanen as Director For For Management 8 Re-elect Veronique McCarroll as For For Management Director 9 Re-elect Jonathan Muir as Director For For Management 10 Re-elect Cecil Quillen as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BAYCURRENT CONSULTING, INC. Ticker: 6532 Security ID: J0433F103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Amend Provisions on For For Management Director Titles - Amend Provisions on Number of Statutory Auditors 3.1 Elect Director Abe, Yoshiyuki For For Management 3.2 Elect Director Ikehira, Kentaro For For Management 3.3 Elect Director Nakamura, Kosuke For For Management 3.4 Elect Director Sekiguchi, Satoshi For For Management 3.5 Elect Director Shoji, Toshimune For For Management 3.6 Elect Director Sato, Shintaro For For Management 4.1 Appoint Statutory Auditor Okuyama, For For Management Yoshitaka 4.2 Appoint Statutory Auditor Kasuya, For For Management Yuichiro 4.3 Appoint Statutory Auditor Fujimoto, For For Management Tetsuya 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of the Issued For For Management Share Capital of the Company 2 Approve Withdrawal of the Listing of For For Management the Ordinary Shares from The Stock Exchange of Hong Kong Limited 3 Approve the Increase of the Issued For For Management Share Capital of the Company -------------------------------------------------------------------------------- BBI LIFE SCIENCES CORPORATION Ticker: 1035 Security ID: G1089Y118 Meeting Date: MAY 11, 2020 Meeting Type: Court Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BIOSYENT INC. Ticker: RX Security ID: 090690108 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Andrews For For Management 1.2 Elect Director Joseph Arcuri For For Management 1.3 Elect Director Sara Elford For For Management 1.4 Elect Director Rene Goehrum For For Management 1.5 Elect Director Peter Lockhard For For Management 1.6 Elect Director Stephen Wilton For For Management 2 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan For For Management 4 Approve Restricted Share Unit Plan For For Management 5 Approve Grants of Restricted Share For For Management Units -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Pierre Cuilleret as Director For For Management 4 Re-elect Iain McDonald as Director For For Management 5 Re-elect Brian Small as Director For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CANCOM SE Ticker: COK Security ID: D8238N102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Uwe Kemm to the Supervisory Board For For Management 7 Amend Articles Re: Participation and For For Management Voting Right 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CENTRAL DEPOSITORY SERVICES (INDIA) LTD. Ticker: CDSL Security ID: Y1R465106 Meeting Date: JUL 27, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Panel of Three Names for For For Management Appointment and Remuneration of Managing Director and CEO to Securities and Exchange Board of India for Prior Approval 2 Approve P Masil Jeya Mohan as For For Management Shareholder Director to Securities and Exchange Board of India for Prior Approval -------------------------------------------------------------------------------- CLINIGEN GROUP PLC Ticker: CLIN Security ID: G2R22L107 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Alan Boyd as Director For For Management 5 Elect Nick Keher as Director For For Management 6 Re-elect Peter Allen as Director For Against Management 7 Re-elect Shaun Chilton as Director For For Management 8 Re-elect John Hartup as Director For For Management 9 Re-elect Ian Nicholson as Director For For Management 10 Re-elect Anne Hyland as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- CONCEPCION INDUSTRIAL CORPORATION Ticker: CIC Security ID: Y1694P106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on July 10, 2018 4 Approve Report of the Chairman For For Management 5 Approve the Report of the Chairman and For For Management the Audited Financial Statements 6.1 Elect Raul Joseph A. Concepcion as For For Management Director 6.2 Elect Renna C. Hechanova-Angeles as For For Management Director 6.3 Elect Raul Anthony A. Concepcion as For For Management Director 6.4 Elect Jose Ma. A. Concepcion III as For For Management Director 6.5 Elect Ma. Victoria Herminia C. Young For For Management as Director 6.6 Elect Raissa C. Hechanova-Posadas as For For Management Director 6.7 Elect Cesar A. Buenaventura as Director For For Management 6.8 Elect Alfredo E. Pascual as Director For For Management 7 Appoint External Auditor For For Management 8 Approve Amendment of the Sixth Article For For Management of the Articles of Incorporation of the Corporation to Increase the Number of Directors from 8 to 9 9 Ratify Actions Taken by the Board of For For Management Directors and Officers -------------------------------------------------------------------------------- CORPORATE TRAVEL MANAGEMENT LIMITED Ticker: CTD Security ID: Q2909K105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report None For Management 2 Elect Laura Ruffles as Director For For Management 3 Elect Ewen Crouch as Director For For Management 4 Elect Sophie Mitchell as Director For For Management 5 Approve Issuance of Share Appreciation None For Management Rights to Laura Ruffles 6 Approve Share Appreciation Rights Plan None For Management 7 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CVS GROUP PLC Ticker: CVSG Security ID: G27234106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Richard Connell as Director For For Management 5 Re-elect Simon Innes as Director For For Management 6 Re-elect Richard Fairman as Director For For Management 7 Re-elect Deborah Kemp as Director For For Management 8 Re-elect Mike McCollum as Director For For Management 9 Reappoint Deloitte LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cyient Limited - Associate For For Management Restricted Stock Units Scheme 2020 and Grant of Units to Associates of the Company 2 Approve Issuance of Restricted Stock For For Management Units to the Associates of the Company's Subsidiaries -------------------------------------------------------------------------------- DECHRA PHARMACEUTICALS PLC Ticker: DPH Security ID: G2769C145 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Lisa Bright as Director For For Management 5 Re-elect Tony Rice as Director For For Management 6 Re-elect Ian Page as Director For For Management 7 Re-elect Anthony Griffin as Director For For Management 8 Re-elect Julian Heslop as Director For For Management 9 Re-elect Ishbel Macpherson as Director For For Management 10 Re-elect Lawson Macartney as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DERMAPHARM HOLDING SE Ticker: DMP Security ID: D1T0ZJ103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Warth & Klein Grant Thornton AG For For Management as Auditors for Fiscal 2020 6 Amend Articles Re: Annulment of the For For Management Notifications and Information Clause 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DP EURASIA NV Ticker: DPEU Security ID: N2745K106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Financial Statements and None None Management Statutory Reports 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Executive For For Management Directors 7 Approve Discharge of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9 Discussion of the Remuneration Policy None None Management 10a Amend Long Term Incentive Plan and For For Management Annual Deferred Bonus Plan 10b Authorise Issue of Shares in Relation For For Management to the Long Term Incentive Plan and Annual Deferred Bonus Plan 11 Re-elect Aslan Saranga as Director For For Management 12 Re-elect Frederieke Slot as Director For For Management 13 Re-elect Seymur Tari as Director For For Management 14 Re-elect Izzet Talu as Director For For Management 15 Re-elect Aksel Sahin as Director For For Management 16a Re-elect Peter Williams as Director For For Management 16b Re-elect Peter Williams as Director For For Management Excluding Any Controlling Shareholder 17a Re-elect Thomas Singer as Director For For Management 17b Re-elect Thomas Singer as Director For For Management Excluding Any Controlling Shareholder 18 Reappoint PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19a Authorise Issue of Equity For For Management 19b Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Shares For For Management 21 Transact Other Business (Non-Voting) None None Management 22 Close Meeting None None Management -------------------------------------------------------------------------------- EGUARANTEE, INC. Ticker: 8771 Security ID: J13358106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Elect Director Kurosawa, Hideo For For Management -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For For Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For For Management 10.c Ratify Deloitte as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For For Management Employees 13.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For For Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- ESKER SA Ticker: ALESK Security ID: F3164D101 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management and Supervisory Board Members 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.33 per Share 4 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 40,000 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Elect Jean-Pierre Lac as Supervisory For For Management Board Member 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 9 Authorize up to 2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 10 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FDM GROUP (HOLDINGS) PLC Ticker: FDM Security ID: G3405Y129 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Brown as Director For For Management 4 Re-elect Rod Flavell as Director For For Management 5 Re-elect Sheila Flavell as Director For For Management 6 Re-elect Michael McLaren as Director For For Management 7 Elect Alan Kinnear as Director For For Management 8 Re-elect David Lister as Director For For Management 9 Elect Jacqueline de Rojas as Director For For Management 10 Re-elect Michelle Senecal de Fonseca For For Management as Director 11 Re-elect Peter Whiting as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Another Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FIDUCIAN GROUP LIMITED Ticker: FID Security ID: Q3750N107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Samir (Sam) Hallab as Director For For Management -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FINTECH GROUP AG Ticker: FTK Security ID: D3763G127 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal 2018 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2018 4 Ratify BDO AG as Auditors for Fiscal For For Management 2019 5 Change Company Name to flatex AG For For Management 6 Approve Creation of EUR 4.9 Million For Against Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FUTURE CORP. Ticker: 4722 Security ID: J16832107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Kanemaru, Yasufumi For For Management 2.2 Elect Director Ishibashi, Kunihito For For Management 2.3 Elect Director Jingu, Yuki For For Management 2.4 Elect Director Saito, Yohei For For Management 2.5 Elect Director Yamaoka, Hiromi For For Management 3.1 Elect Director and Audit Committee For For Management Member Ichihara, Noriyuki 3.2 Elect Director and Audit Committee For For Management Member Kawamoto, Akira 3.3 Elect Director and Audit Committee For For Management Member Nishiura, Yukiko 4 Approve Transfer of Capital Reserves, For For Management Other Capital Surplus and Other Retained Earnings to Capital -------------------------------------------------------------------------------- GAMMA COMMUNICATIONS PLC Ticker: GAMA Security ID: G371B3109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 5 Re-elect Richard Last as Director For For Management 6 Re-elect Andrew Belshaw as Director For For Management 7 Re-elect Alan Gibbins as Director For For Management 8 Re-elect Martin Lea as Director For For Management 9 Re-elect Andrew Stone as Director For For Management 10 Re-elect Wu Long Peng as Director For For Management 11 Re-elect Andrew Taylor as Director For For Management 12 Re-elect Henrietta Marsh as Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Irakli Gilauri as Director For For Management 4 Re-elect Kim Bradley as Director For For Management 5 Re-elect Caroline Brown as Director For For Management 6 Elect Maria Chatti-Gautier as Director For For Management 7 Re-elect Massimo Gesua' sive Salvadori For For Management as Director 8 Re-elect David Morrison as Director For For Management 9 Re-elect Jyrki Talvitie as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For For Management 3 Other Business For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GREMZ, INC. Ticker: 3150 Security ID: J1773J101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Tanaka, Masaomi For For Management 2.2 Elect Director Nasu, Shinichi For For Management 2.3 Elect Director Miura, Motoyuki For For Management 2.4 Elect Director Zemmura, Kenji For For Management 2.5 Elect Director Kato, Kosuke For For Management 2.6 Elect Director Eda, Chieko For For Management 3.1 Elect Director and Audit Committee For For Management Member Tezuka, Hiromizu 3.2 Elect Director and Audit Committee For For Management Member Nishimoto, Masamichi 3.3 Elect Director and Audit Committee For For Management Member Fukushima, Taizo -------------------------------------------------------------------------------- GULF OIL LUBRICANTS INDIA LIMITED Ticker: 538567 Security ID: Y6985P111 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay G. Hinduja as Director For For Management 4 Approve Price Waterhouse, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M. S. Ramachandran as Director For For Management 6 Reelect Ashok Kini as Director For For Management 7 Reelect Kanchan Chitale as Director For For Management 8 Approve Payment of Commission to For For Management Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Amend Charter For For Management 3 Approve Renewal, Amendment and For For Management Supplementation of Operation Contents and License of the Company -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Virtual For For Management Meeting and E-Voting Regulations -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JUN 13, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020 3 Approve Report of Supervisory Board For For Management and Evaluation on Financial Statements of Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For Against Management Financial Year 2019 and Issuance of Bonus Shares from Share Premium Account 6 Approve Stock Dividend and Issuance of For Against Management Bonus Shares to Increase Charter Capital in Financial Year 2020 7 Approve Compensation and Allowances of For For Management Executive Members of Board of Directors and Supervisory Board and Operating Budget of Board of Directors in Financial Year 2020 8 Authorize Board of Directors to For Against Management Approve Various Business Transactions under Power of Shareholder Meeting 9 Approve Issuance of International For For Management Bonds and Approve Listing the Bonds Abroad 10 Approve Issuance of Convertible Bonds For Against Management 11 Dismiss Nguyen Thi Phung as Supervisor For For Management 12 Approve Decrease in Minimum Number of For For Management Members in Supervisory Board from 4 to 3 and Approve Election of Supervisor 13 Elect Duong Thi Thu as Supervisor For For Management 14 Other Business For Against Management -------------------------------------------------------------------------------- HY-LOK CORP. Ticker: 013030 Security ID: Y3852P100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Appoint Kang Jin-gu as Internal Auditor For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- IMPAX ASSET MANAGEMENT GROUP PLC Ticker: IPX Security ID: G4718L101 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Keith Falconer as Director For For Management 3 Re-elect Ian Simm as Director For For Management 4 Reappoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- INDIAMART INTERMESH LIMITED Ticker: 542726 Security ID: Y39213106 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dhruv Prakash as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Payment of Professional Fees For For Management to Dhruv Prakash 5 Approve Reappointment and Remuneration For For Management of Dinesh Chandra Agarwal as Managing Director and Chief Executive Officer 6 Approve Reappointment and Remuneration For For Management of Brijesh Kumar Agrawal as Whole-Time Director 7 Approve Employees Stock Benefit Scheme For For Management - 2018 8 Approve Grant of Options and Stock For For Management Appreciation Right to Employees of Present and Future Subsidiary Company(ies) under Indiamart Employee Stock Benefit Scheme - 2018 9 Approve Variation in Term of Indiamart For For Management Employee Stock Benefit Scheme - 2018 -------------------------------------------------------------------------------- INTERPUMP GROUP SPA Ticker: IP Security ID: T5513W107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Second Section of the For Against Management Remuneration Report 5.1 Fix Number of Directors None For Shareholder 5.2 Fix Board Terms for Directors None For Shareholder 5.3.1 Slate 1 Submitted by Gruppo IPG None Against Shareholder Holding SpA 5.3.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.4 Elect Fulvio Montipo as Board Chair None Against Shareholder 6 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by Gruppo IPG None For Shareholder Holding SpA 7.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 7.2 Approve Internal Auditors' Remuneration None For Shareholder 8 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Approve Capital Increase without For For Management Preemptive Rights -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to a Placing -------------------------------------------------------------------------------- IRISH RESIDENTIAL PROPERTIES REIT PLC Ticker: IRES Security ID: G49456109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Re-elect Phillip Burns as Director For For Management 2b Re-elect Joan Garahy as Director For For Management 2c Re-elect Tom Kavanagh as Director For For Management 2d Re-elect Mark Kenney as Director For For Management 2e Re-elect Declan Moylan as Director For For Management 2f Re-elect Aidan O'Hogan as Director For For Management 2g Re-elect Margaret Sweeney as Director For For Management 3 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Policy For For Management 6 Authorise Issue of Equity For For Management 7a Authorise Issue of Equity without For For Management Pre-emptive Rights 7b Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 8 Authorise Market Purchase of Ordinary For For Management Shares 9 Authorise Reissuance of Treasury Shares For For Management -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Giovanni Ravazzotti as For For Management Director 1.2 Re-elect Susan du Toit as Director For For Management 1.3 Re-elect Brand Pretorius as Director For For Management 2.1 Elect Zizipho Nyanga as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Thomas Howatt as the Individual Registered Auditor 4.1 Re-elect Susan du Toit as Member of For For Management the Audit and Risk Committee 4.2 Elect Zizipho Nyanga as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Brand Pretorius as Member of For For Management the Audit and Risk Committee 5.1 Approve Remuneration Policy For Against Management 5.2 Approve Implementation Report For Against Management 6 Place Authorised but Unissued Shares For Against Management under Control of Directors 7 Authorise Board to Issue Shares and For Against Management Sell Treasury Shares for Cash 8 Adopt Italtile Retention Scheme For Against Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Non-Executive Directors' For Against Management Remuneration 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ITALTILE LTD. Ticker: ITE Security ID: S3952N119 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Italtile Retention Scheme For Against Management 2 Authorise Ratification of Approved For Against Management Resolutions -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JTC PLC Ticker: JTC Security ID: G5211H117 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint PricewaterhouseCoopers CI For For Management LLP as Auditors 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Re-elect Michael Liston as Director For For Management 7 Re-elect Nigel Le Quesne as Director For For Management 8 Re-elect Martin Fotheringham as For For Management Director 9 Elect Wendy Holley as Director For For Management 10 Re-elect Dermot Mathias as Director For For Management 11 Re-elect Michael Gray as Director For For Management 12 Elect Erika Schraner as a Director For For Management 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- K3 CAPITAL GROUP PLC Ticker: K3C Security ID: G830EZ100 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Martin Robinson as Director For For Management 4 Re-elect John Rigby as Director For For Management 5 Approve Remuneration Report For For Management 6 Reappoint BDO LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Approve Matters Relating to the For For Management Relevant Dividend -------------------------------------------------------------------------------- KEYWORDS STUDIOS PLC Ticker: KWS Security ID: G5254U108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Andrew Day as Director For For Management 4 Re-elect Georges Fornay as Director For For Management 5 Re-elect Charlotta Ginman as Director For For Management 6 Re-elect Ross Graham as Director For For Management 7 Re-elect Giorgio Guastalla as Director For For Management 8 Re-elect David Reeves as Director For For Management 9 Elect Jon Hauck as Director For For Management 10 Reappoint BDO as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- KNOWIT AB Ticker: KNOW Security ID: W51698103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 575,000 for the Chairman and SEK 235,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 11 Reelect Gunilla Asker, Stefan For For Management Gardefjord, Camilla Monefeldt Kirstein, Kia Orback-Pettersson, Peder Ramel and Jon Risfelt (Chairman) as Directors; Ratify KPMG as Auditors 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Issuance of up to 800,000 For For Management Shares without Preemptive Rights 14 Close Meeting None None Management -------------------------------------------------------------------------------- KOGAN.COM LIMITED Ticker: KGN Security ID: Q53502102 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Greg Ridder as Director For For Management 3.2 Elect Michael Hirschowitz as Director For For Management -------------------------------------------------------------------------------- KOH YOUNG TECHNOLOGY, INC. Ticker: 098460 Security ID: Y4810R105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Interim Dividend) 2.2 Amend Articles of Incorporation For For Management (Miscellaneous) 3.1 Elect Ko Gwang-il as Inside Director For Against Management 3.2 Elect Hwang In-joon as Inside Director For For Management 3.3 Elect Shin Jae-deuk as Inside Director For For Management 3.4 Elect Kim Young-bae as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LEENO INDUSTRIAL, INC. Ticker: 058470 Security ID: Y5254W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Yong-gi as Inside Director For For Management 3.2 Elect Jeong Byeong-jun as Inside For For Management Director 4 Appoint Jeon Seok-jong as Internal For For Management Auditor 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- LIVECHAT SOFTWARE SA Ticker: LVC Security ID: X4901B101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Company's and Group's Operations 9 Receive Supervisory Board Report None None Management 10.1 Approve Financial Statements For For Management 10.2 Approve Consolidated Financial For For Management Statements 10.3 Approve Management Board Report on For For Management Company's and Group's Operations 10.4 Approve Supervisory Board Report For For Management 10.5 Approve Allocation of Income and For For Management Dividends of PLN 1.95 per Share 10.6a Approve Discharge of Marcin Cieply For For Management (CEO) 10.6b Approve Discharge of Urszula For For Management Jarzebowska (Management Board Member) 10.7a Approve Discharge of Maciej For For Management Jarzebowski (Supervisory Board Chairman) 10.7b Approve Discharge of Michal Markowski For For Management (Supervisory Board Member) 10.7c Approve Discharge of Marcin Mandziak For For Management (Supervisory Board Member) 10.7d Approve Discharge of Jakub Sitarz For For Management (Supervisory Board Member) 10.7e Approve Discharge of Marta Ciepla For For Management (Supervisory Board Member) 11 Close Meeting None None Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- M&A CAPITAL PARTNERS CO. LTD. Ticker: 6080 Security ID: J39187109 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakamura, Satoru For For Management 1.2 Elect Director Sogame, Yozo For For Management 1.3 Elect Director Uehara, Daisuke For For Management 1.4 Elect Director Inada, Yoichi For For Management 1.5 Elect Director Nishizawa, Tamio For For Management 1.6 Elect Director Matsuoka, Noboru For For Management -------------------------------------------------------------------------------- MACROMILL, INC. Ticker: 3978 Security ID: J3924V108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Ernst For For Management 1.2 Elect Director Iriyama, Akie For For Management 1.3 Elect Director Mizushima, Atsushi For For Management 1.4 Elect Director Lawrence Weber For For Management 1.5 Elect Director Nishi, Naofumi For For Management 1.6 Elect Director Nishiyama, Shigeru For For Management -------------------------------------------------------------------------------- MAN WAH HOLDINGS LIMITED Ticker: 1999 Security ID: G5800U107 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Alan Marnie as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 4 Elect Dai Quanfa as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 5 Elect Ong Chor Wei as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 6 Elect Ding Yuan as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MEDISTIM ASA Ticker: MEDI Security ID: R448B2105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda; For For Management Registration of Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Annual Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income; For For Management Authorize Board to Distribute Dividends of NOK 2.75 Per Share 6 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 7 Approve Remuneration of Auditors For For Management 8 Reelect Bjorn Wiggen (Vice Chairman), For For Management Tove Raanes and Lars Ronn as Directors 9 Approve Remuneration of Directors in For For Management the Amount of NOK 400,000 for Chairman and NOK 225,000 for Other Directors 10 Elect Kristin Eriksen as Member of For For Management Nominating Committee 11 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 20,000 for Chairman and NOK 15,000 for Other Members 12 Approve Creation of NOK 458,433 Pool For For Management of Capital without Preemptive Rights 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MELEXIS NV Ticker: MELE Security ID: B59283109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 5 Approve Remuneration Report for Fiscal For For Management Year 2019 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify PWC as Auditors and Approve For For Management Auditors' Remuneration 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: APR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Metropolis-Restrictive Stock For For Management Unit Plan, 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Extension of Benefits of For For Management Metropolis-Restrictive Stock Unit Plan, 2020 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LTD. Ticker: 542650 Security ID: Y59774110 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Kanubhai Shah as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MYNEWS HOLDINGS BHD. Ticker: 5275 Security ID: Y0912W109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Meeting Allowances For For Management 3 Elect Dang Tai Luk as Director For For Management 4 Elect Dang Tai Wen as Director For For Management 5 Approve Grant Thornton Malaysia PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (i), (ii) & (iii) of the Circular to Shareholders Dated February 25, 2020 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Set Out in Section 2.4 (iv) of the Circular to Shareholders Dated February 25, 2020 -------------------------------------------------------------------------------- NAIGAI TRANS LINE LTD. Ticker: 9384 Security ID: J47745104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Toda, Toru For For Management 2.2 Elect Director Tsuneda, Akira For For Management 2.3 Elect Director Okawa, Tomoko For For Management 2.4 Elect Director Tanaka, Toshimitsu For For Management 2.5 Elect Director Mine, Hideki For For Management 2.6 Elect Director Toda, Sachiko For For Management 2.7 Elect Director Higashi, Hironao For For Management 2.8 Elect Director Kojima, Yoshihiro For For Management 2.9 Elect Director Takei, Masaya For For Management 2.10 Elect Director Ito, Yoshiaki For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujii, Yasutaka -------------------------------------------------------------------------------- NATIONAL STORAGE REIT Ticker: NSR Security ID: Q6605D109 Meeting Date: NOV 13, 2019 Meeting Type: Annual/Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Anthony Keane as Director For For Management 4 Ratify Past Issuance of Stapled For For Management Securities to Institutional and Professional Securityholders 5 Approve the Amendments to the For For Management Constitution 6 Approve the Increase in Maximum For For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- NATIONAL VETERINARY CARE LTD. Ticker: NVL Security ID: Q66138100 Meeting Date: NOV 01, 2019 Meeting Type: Annual Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kaylene Gaffney as Director For For Management 4a Approve Grant of 84,764 Performance For For Management Rights to Tomas Steenackers 4b Approve Grant of 119,932 Performance For For Management Rights to Tomas Steenackers -------------------------------------------------------------------------------- NETWORK INTERNATIONAL HOLDINGS PLC Ticker: NETW Security ID: G6457T104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Rohinton Kalifa as Director For For Management 5 Elect Simon Haslam as Director For For Management 6 Elect Darren Pope as Director For For Management 7 Elect Victoria Hull as Director For For Management 8 Elect Habib Al Mulla as Director For For Management 9 Elect Suryanarayan Subramanian as For For Management Director 10 Elect Ali Mazanderani as Director For For Management 11 Elect Anil Dua as Director For For Management 12 Appoint KPMG LLP as Auditors For For Management 13 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Amend Terms of the Management For For Management Incentive Award Plan and IPO Cash Bonus 21 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- NEURONES SA Ticker: NRO Security ID: F6523H101 Meeting Date: JUN 04, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 5 Approve Discharge of Directors For For Management 6 Reelect Luc de Chammard as Director For For Management 7 Reelect Bertrand Ducurtil as Director For For Management 8 Reelect Marie-Francoise Jaubert as For For Management Director 9 Reelect Jean-Louis Pacquement as For For Management Director 10 Reelect Herve Pichard as Director For For Management 11 Reelect Host Developpement as Director For For Management 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 20,000 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Luc de For For Management Chammard, Chairman and CEO 16 Approve Compensation of Bertrand For For Management Ducurtil, Vice-CEO 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to 20 Percent of Issued Capital 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Increase of Up to For For Management EUR 9 Million for Future Exchange Offers 25 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 9 Million 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NEXUS AG Ticker: NXU Security ID: D5650J106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.18 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Amend Affiliation Agreement with For For Management Nexus/IPS GmbH 5.2 Amend Affiliation Agreement with E&L For For Management medical systems GmbH 5.3 Amend Affiliation Agreement with For For Management nexus/dis GmbH 6 Approve Affiliation Agreement with For For Management NEXUS/MARABU GmbH 7 Approve Creation of EUR 7.9 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Remuneration of Supervisory For For Management Board 9 Ratify Ebner Stolz GmbH & Co. KG as For For Management Auditors for Fiscal 2020 -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NORDIC SEMICONDUCTOR ASA Ticker: NOD Security ID: R4988P103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5a Approve Remuneration of Directors For For Management 5b Approve Remuneration of Nominating For For Management Committee 5c Approve Remuneration of Auditors For For Management 6 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 7 Approve Creation of NOK 179,000 Pool For For Management of Capital without Preemptive Rights 8a Reelect Birger Steen (Chair) as For For Management Director 8b Reelect Jan Frykhammar as Director For For Management 8c Reelect Inger Orstavik as Director For For Management 8d Reelect Anita Huun as Director For For Management 8e Reelect Oyvind Birkenes as Director For For Management 8f Reelect Endre Holen as Director For For Management 8g Reelect Annastiina Hintsa as Director For For Management 9a Reelect John Harald as Member of For For Management Nominating Committee 9b Reelect Viggo Leisner as Member of For For Management Nominating Committee 9c Elect Eivind Lotsberg as New Member of For For Management Nominating Committee 10a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 10b Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- NORMA GROUP SE Ticker: NOEJ Security ID: D5813Z104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Klein for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Bernd Kleinhens for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Schneider for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Lars Berg for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Rita Forst for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Guenter Hauptmann for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Knut Michelberger for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Erika Schulte for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Mark Wilhelms for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Creation of EUR 3.2 Million For For Management Pool of Capital without Preemptive Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: AGM Convocation For For Management 12 Amend Articles Re: Electronic For For Management Participation -------------------------------------------------------------------------------- ON THE BEACH GROUP PLC Ticker: OTB Security ID: G6754C101 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Richard Pennycook as Director For For Management 5 Re-elect Simon Cooper as Director For For Management 6 Re-elect Paul Meehan as Director For For Management 7 Re-elect David Kelly as Director For For Management 8 Re-elect Elaine O'Donnell as Director For For Management 9 Appoint Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise EU Political Donations and For For Management Expenditure 13 Amend the Borrowing Limit Under the For For Management Company's Articles of Association 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- OPEN DOOR, INC. Ticker: 3926 Security ID: J3072J105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hayasaka, Taisuke For For Management 2.1 Appoint Alternate Statutory Auditor For For Management Haga, Yuichiro 2.2 Appoint Alternate Statutory Auditor For For Management Miyamoto, Kohei 3 Approve Stock Option Plan For For Management 4 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Carmen Sylvain For For Management 2.8 Elect Director David Taylor For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PEOPLE INFRASTRUCTURE LTD Ticker: PPE Security ID: Q73809107 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Second Tranche SPP For For Management Shortfall Shares to Underwriters 2 Ratify Past Issuance of 4.23 Million For For Management Placement Shares to Institutional and Sophisticated Investors 3 Ratify Past Issuance of 6.77 Million For For Management Placement Shares to Institutional and Sophisticated Investors -------------------------------------------------------------------------------- PGS SOFTWARE SA Ticker: PSW Security ID: X6447Y107 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Authorize Cancellation of Repurchased For For Management Shares 6 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares; Approve Creation of Reserve Capital; Amend Statute Accordingly 7 Authorize Supervisory Board to Approve For For Management Consolidated Text of Statute 8 Fix Number of Supervisory Board For For Management Members at Six 9 Elect Supervisory Board Member For Against Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- PIOVAN SPA Ticker: PVN Security ID: T7S33K126 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve the Performance Shares Plan, For Against Management the Long-term Monetary Incentive Plan, and the Phantom Stock Option Plan 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For For Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PT ARWANA CITRAMULIA TBK Ticker: ARNA Security ID: Y7116S131 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Allocation of Income For For Management 5 Approve Auditors For For Management 6 Authorize Share Repurchase Program For For Management 7 Elect Directors and Commissioners For For Management -------------------------------------------------------------------------------- PT INDONESIA PONDASI RAYA TBK Ticker: IDPR Security ID: Y712EK103 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activities in relation to Electronically Integrated Business Licensing Services -------------------------------------------------------------------------------- PT LINK NET TBK Ticker: LINK Security ID: Y71398104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Business Activity For For Management 2 Approve Reduction in Paid-up Capital For For Management 3 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT LINK NET TBK Ticker: LINK Security ID: Y71398104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 5 Approve Usage of Shares from For For Management Repurchase Proceed (Treasury Shares) for Implementation of MESOP 6 Amend Corporate Purpose For For Management -------------------------------------------------------------------------------- PWR HOLDINGS LIMITED Ticker: PWH Security ID: Q77903104 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Roland Dane as Director For For Management -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RICHELIEU HARDWARE LTD. Ticker: RCH Security ID: 76329W103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvie Vachon For For Management 1.2 Elect Director Lucie Chabot For For Management 1.3 Elect Director Robert Courteau For For Management 1.4 Elect Director Pierre Pomerleau For For Management 1.5 Elect Director Mathieu Gauvin For For Management 1.6 Elect Director Richard Lord For For Management 1.7 Elect Director Marc Poulin For For Management 1.8 Elect Director Luc Martin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fandozzi For For Management 1b Elect Director Beverley Anne Briscoe For For Management 1c Elect Director Erik Olsson For For Management 1d Elect Director Adam DeWitt For For Management 1e Elect Director Robert George Elton For For Management 1f Elect Director J. Kim Fennell For For Management 1g Elect Director Amy Guggenheim Shenkan For For Management 1h Elect Director Sarah Elizabeth Raiss For For Management 1i Elect Director Christopher Zimmerman For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIVER & MERCANTILE GROUP PLC Ticker: RIV Security ID: G7S87Z106 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jonathan Dawson as Director For For Management 5 Re-elect James Barham as Director For For Management 6 Re-elect Angela Crawford-Ingle as For For Management Director 7 Re-elect Kevin Hayes as Director For Abstain Management 8 Re-elect John Misselbrook as Director For For Management 9 Elect Miriam Greenwood as Director For For Management 10 Reappoint BDO LLP as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Incur For For Management Political Expenditure 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Reduction of Capital For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RIVERSTONE HOLDINGS LIMITED Ticker: AP4 Security ID: Y7302Q105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Wong Teek Son as Director For For Management 4 Elect Raymond Fam Chye Soon as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SBANKEN ASA Ticker: SBANK Security ID: R7565B108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4.1 Accept Financial Statements and For For Management Statutory Reports 4.2 Approve Omission of Dividends For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee 8.1 Approve Advisory Vote on Remuneration For For Management Policy And Other Terms of Employment For Executive Management 8.2 Approve Binding Vote on Remuneration For For Management Policy and Other Terms of Employment For Executive Management 9 Discuss Company's Corporate Governance None None Management Statement 10 Reelect Tom Jovik as Member of For For Management Nominating Committee 11.1 Reelect Hugo Maurstad as Director For For Management 11.2 Reelect August Baumann as Director For For Management 11.3 Reelect Cathrine Klouman as Director For For Management 12 Authorize Share Repurchase Program For For Management 13.1 Authorize Board to Issue Hybrid For For Management Capital Instruments with Total Nominal Value up to NOK 600 Million 13.2 Authorize Board to Issue Subordinated For For Management Loans with Total Nominal Value up to NOK 750 Million 14 Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCICOM (MSC) BHD. Ticker: 0099 Security ID: Y7540P109 Meeting Date: NOV 25, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Salleh Bin HJ Harun as For For Management Director 2 Elect Karen Judith Goonting as Director For For Management 3 Elect Mahani Binti Amat as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SELF STORAGE GROUP ASA Ticker: SSG Security ID: R6S49B106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration of Directors in For For Management the Amount of NOK 275,000 for Chair and NOK 170,000 for Other Directors; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For For Management 7 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 8 Approve Creation of NOK 4.2 Million For For Management Pool of Capital without Preemptive Rights 9 Reelect Yvonne Sandvold, Ingrid Elvira For For Management Leisner and Gustav Sobak as Directors; Elect Steven Skaar (Chair) as New Director 10 Elect Dominik Jocehm (Chair), Lasse For For Management Hoydal and Oyvind Hagelund as Members of Nominating Committee -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SINMAG EQUIPMENT CORP. Ticker: 1580 Security ID: Y7997X100 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SMS CO., LTD. Ticker: 2175 Security ID: J7568Q101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8.5 2.1 Elect Director Goto, Natsuki For For Management 2.2 Elect Director Sugizaki, Masato For For Management 3.1 Elect Director and Audit Committee For For Management Member Matsubayashi, Tomoki 3.2 Elect Director and Audit Committee For For Management Member Ito, Koichiro 3.3 Elect Director and Audit Committee For For Management Member Suzumura, Toyotaro 4 Elect Alternate Director and Audit For For Management Committee Member Mizunuma, Taro -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Graeme Watt as Director For For Management 7 Re-elect Martin Hellawell as Director For For Management 8 Re-elect Graham Charlton as Director For For Management 9 Re-elect Vin Murria as Director For For Management 10 Re-elect Peter Ventress as Director For For Management 11 Elect Robyn Perriss as Director For For Management 12 Elect Karen Slatford as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANTEC INC. Ticker: STN Security ID: 85472N109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For For Management 1.2 Elect Director Richard C. Bradeen For For Management 1.3 Elect Director Shelley A. M. Brown For For Management 1.4 Elect Director Patricia D. Galloway For For Management 1.5 Elect Director Robert J. Gomes For For Management 1.6 Elect Director Gordon A. Johnston For For Management 1.7 Elect Director Donald J. Lowry For For Management 1.8 Elect Director Marie-Lucie Morin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- STORAGEVAULT CANADA INC. Ticker: SVI Security ID: 86212H105 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2a Elect Director Steven Scott For For Management 2b Elect Director Iqbal Khan For For Management 2c Elect Director Alan A. Simpson For For Management 2d Elect Director Blair Tamblyn For For Management 2e Elect Director Jay Lynne Fleming For For Management 3 Approve MNP LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STRIKE CO., LTD. Ticker: 6196 Security ID: J7674S108 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14.5 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Arai, Kunihiko For For Management 3.2 Elect Director Suzuki, Nobuo For For Management 3.3 Elect Director Kaneda, Kazuya For For Management 3.4 Elect Director Nakamura, Koichi For For Management 3.5 Elect Director Tashiro, Masaaki For For Management 3.6 Elect Director Kogoma, Nozomi For For Management 4.1 Appoint Statutory Auditor Araki, Jiro For Against Management 4.2 Appoint Statutory Auditor Juto, Akira For For Management 4.3 Appoint Statutory Auditor Kuromatsu, For For Management Momoe 5 Appoint Alternate Statutory Auditor For Against Management Usui, Sonosuke -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- SYNCHRO FOOD CO., LTD. Ticker: 3963 Security ID: J7867P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fujishiro, Shinichi For For Management 1.2 Elect Director Nakagawa, Tsuguhiro For For Management 1.3 Elect Director Morita, Masaki For For Management 1.4 Elect Director Okubo, Shun For For Management 1.5 Elect Director Matsuzaki, Ryota For For Management 2.1 Appoint Statutory Auditor Makino, For For Management Ryuichi 2.2 Appoint Statutory Auditor Inoue, For For Management Yasutomo 2.3 Appoint Statutory Auditor Nakayama, For For Management Toshihide 3 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SYSTENA CORP. Ticker: 2317 Security ID: J7864T106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hemmi, Yoshichika For For Management 1.2 Elect Director Miura, Kenji For For Management 1.3 Elect Director Kai, Takafumi For For Management 1.4 Elect Director Kawachi, Shinichiro For For Management 1.5 Elect Director Taguchi, Makoto For For Management 1.6 Elect Director Fujii, Hiroyuki For For Management 1.7 Elect Director Ishii, Fumio For For Management 1.8 Elect Director Suzuki, Yukio For For Management 1.9 Elect Director Ogawa, Koichi For For Management 2 Appoint Statutory Auditor Tokuono, For For Management Nobushige 3 Appoint Alternate Statutory Auditor For For Management Ito, Masahiko -------------------------------------------------------------------------------- SYUPPIN CO., LTD. Ticker: 3179 Security ID: J78874112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Suzuki, Kei For For Management 2.2 Elect Director Ono, Naohiko For For Management 2.3 Elect Director Sawada, Tatsushi For For Management 2.4 Elect Director Tsujimoto, Taku For For Management 2.5 Elect Director Saito, Masashi For For Management 2.6 Elect Director Murata, Shinichi For For Management 2.7 Elect Director Takigasaki, Yuji For For Management 2.8 Elect Director Kusajima, Chisaki For For Management 3.1 Appoint Statutory Auditor Hatao, For For Management Kazushige 3.2 Appoint Statutory Auditor Ashizawa, For For Management Koji -------------------------------------------------------------------------------- TBC BANK GROUP PLC Ticker: TBCG Security ID: G8705J102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nikoloz Enukidze as Director For For Management 4 Re-elect Nicholas Haag as Director For For Management 5 Re-elect Vakhtang Butskhrikidze as For For Management Director 6 Re-elect Giorgi Shagidze as Director For For Management 7 Re-elect Maria Luisa Cicognani as For For Management Director 8 Re-elect Tsira Kemularia as Director For For Management 9 Re-elect Eric Rajendra as Director For For Management 10 Elect Arne Berggren as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Company Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TCI EXPRESS LTD. Ticker: 540212 Security ID: Y854BJ109 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect D.P Agarwal as Director For For Management -------------------------------------------------------------------------------- TEST RESEARCH, INC. Ticker: 3030 Security ID: Y8591M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Chieh-Yuan,Chen, with For For Management Shareholder No. 2, as Non-Independent Director 5.2 Elect Kuang-Chao,Fan, with Shareholder For For Management No. 3428, as Non-Independent Director 5.3 Elect Chin-Lung,Chen, with Shareholder For For Management No. 66, as Non-Independent Director 5.4 Elect Chiang-Huai,Lin, with For For Management Shareholder No. 48, as Non-Independent Director 5.5 Elect Ming-Chuan, Tsai, with For For Management Shareholder No. 3, as Non-Independent Director 5.6 Elect a Representative of Der-Hong For Against Management Investment Co.,Ltd. with Shareholder No. 68, as Non-Independent Director 5.7 Elect Yow-Shiuan, Fu with ID No. For For Management F102383XXX as Independent Director 5.8 Elect Mei-Jin, Chen with ID No. For For Management R221050XXX as Independent Director 5.9 Elect Liang-Chia, Chen with ID No. For For Management J120310XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- THERMADOR GROUPE SA Ticker: THEP Security ID: F91651194 Meeting Date: APR 06, 2020 Meeting Type: Annual/Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Elect Noemie Gonin as Director For For Management 5 Elect Yves Ruget as Director For For Management 6 Elect Lionel Gres as Director For For Management 7 Approve Remuneration Policy of For For Management Chairman and CEO, Vice-CEOs and Directors 8 Approve Compensation of Guillaume For For Management Robin, Chairman and CEO 9 Approve Compensation of Patricia For For Management Mavigner, Vice-CEO 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 14 and 17 of Bylaws Re: For For Management Age Limit of Chairman of the Board, CEO, Vice-CEOs and Directors 13 Authorize Capitalization of Reserves For For Management of Up to EUR 2 Million for Bonus Issue or Increase in Par Value 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TIME TECHNOPLAST LIMITED Ticker: 532856 Security ID: Y8837S103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Bharat Vageria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect K. N. Venkatasubramanian as For For Management Chairman and Independent Director 6 Reelect Sanjaya Kulkarni as Director For For Management 7 Reelect M. K. Wadhwa as Director For For Management -------------------------------------------------------------------------------- TK GROUP (HOLDINGS) LIMITED Ticker: 2283 Security ID: G88939106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Pui Leung as Director For For Management 4 Elect Lee Leung Yiu as Director For For Management 5 Elect Christine Wan Chong Leung as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOKAI CARBON KOREA CO., LTD. Ticker: 064760 Security ID: Y8851Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Park Young-soon as Inside For For Management Director 2.2 Elect Takahashi Hiroshi as Inside For For Management Director 2.3 Elect Mori Takeshi as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TRANCOM CO., LTD. Ticker: 9058 Security ID: J9297N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 52 2.1 Elect Director Shimizu, Masahisa For For Management 2.2 Elect Director Tsunekawa, Yutaka For For Management 2.3 Elect Director Jinno, Yasuhiro For For Management 2.4 Elect Director Kambayashi, Ryo For For Management 2.5 Elect Director Nakazawa, Keisuke For For Management 2.6 Elect Director Takebe, Atsunori For For Management 2.7 Elect Director Sato, Kei For For Management 3.1 Elect Director and Audit Committee For For Management Member Nagamine, Hisatoshi 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Kazuo 3.3 Elect Director and Audit Committee For For Management Member Hayakawa, Yasuhisa -------------------------------------------------------------------------------- TSC AUTO ID TECHNOLOGY CO., LTD. Ticker: 3611 Security ID: Y89752110 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- UNIPHAR PLC Ticker: UPR Security ID: G9300Z103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Maurice Pratt as Director For For Management 3b Elect Ger Rabbette as Director For For Management 3c Elect Ger Penny as Director For For Management 4a Elect Paul Hogan as Director For For Management 4b Elect Heather-Ann McSharry as Director For For Management 4c Elect Sue Webb as Director For For Management 5a Elect Marie McConn as Director For For Management 5b Elect Padraic Staunton as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Approve Increase in Authorised Share For For Management Capital 8 Authorise Issue of Equity For For Management 9 Amend Memorandum of Association For For Management 10 Amend Articles of Association For For Management 11 Authorise Issue of Equity without For For Management Preemptive Rights 12 Authorise Issue of Equity without For For Management Preemptive Rights in Connection with an Acquisition or Other Capital Investment 13 Authorise Market Purchase of Ordinary For For Management Shares 14 Authorise Re-issuance of Treasury For For Management Shares at Price Range -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For Did Not Vote Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- VOLUTION GROUP PLC Ticker: FAN Security ID: G93824103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peter Hill as Director For For Management 5 Re-elect Ronnie George as Director For For Management 6 Re-elect Paul Hollingworth as Director For For Management 7 Re-elect Amanda Mellor as Director For For Management 8 Re-elect Tony Reading as Director For For Management 9 Re-elect Claire Tiney as Director For For Management 10 Elect Andy O'Brien as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- YAKUODO HOLDINGS CO., LTD. Ticker: 7679 Security ID: J95559100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors ================== Grandeur Peak International Stalwarts Fund ================== 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ADDTECH AB Ticker: ADDT.B Security ID: W4260L121 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9.c Approve Discharge of Board and For For Management President 10 Receive Report on Nomination None None Management Committee's Work 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors 13 Reelect Anders Borjesson (Chair), Eva For For Management Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors 14 Ratify KPMG as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Stock Option Plan For For Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- AEON DELIGHT CO., LTD. Ticker: 9787 Security ID: J0036F104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Kazumasa For For Management 1.2 Elect Director Yamazato, Nobuo For For Management 1.3 Elect Director Shikata, Motoyuki For For Management 1.4 Elect Director Sato, Hiroyuki For For Management 1.5 Elect Director Fujita, Masaaki For For Management 1.6 Elect Director Hompo, Yoshiaki For For Management -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For For Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMBU A/S Ticker: AMBU.B Security ID: K03293147 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Change Company's For For Management Corporate Language to English 2 Receive Management's Report None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Approve Allocation of Income and For For Management Dividends of DKK 0.38 Per Share 6 Approve Remuneration of Directors in For For Management the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Compensation for Committee Work 7 Elect Lars Rasmussen (Chair) as For For Management Director 8 Reect Mikael Worning (Vice-Chair) as For For Management Director 9a Reelect Oliver Johansen as Director For For Management 9b Reelect Christian Sagild as Director For For Management 9c Reelect Henrik Ehlers Wulff as Director For For Management 9d Elect Britt Meelby Jensen as Director For For Management 10 Ratify Ernst & Young as Auditors For For Management 11 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 12 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- APPEN LIMITED Ticker: APX Security ID: Q0456H103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Vanessa Liu as Director For For Management 4 Elect Christopher Vonwiller as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark Brayan 6 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- ASCENTIAL PLC Ticker: ASCL Security ID: G0519G101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Rita Clifton as Director For For Management 6 Re-elect Scott Forbes as Director For For Management 7 Re-elect Amanda Gradden as Director For For Management 8 Re-elect Paul Harrison as Director For For Management 9 Re-elect Gillian Kent as Director For For Management 10 Re-elect Duncan Painter as Director For For Management 11 Re-elect Judy Vezmar as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- B&M EUROPEAN VALUE RETAIL SA Ticker: BME Security ID: L1175H106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Reports on the For For Management Consolidated and Unconsolidated Financial Statements and Annual Accounts 2 Receive Consolidated and For For Management Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon 3 Approve Consolidated Financial For For Management Statements and Annual Accounts 4 Approve Unconsolidated Financial For For Management Statements and Annual Accounts 5 Approve Allocation of Income For For Management 6 Approve Dividends For For Management 7 Approve Remuneration Report For For Management 8 Approve Discharge of Directors For For Management 9 Re-elect Peter Bamford as Director For For Management 10 Re-elect Simon Arora as Director For For Management 11 Re-elect Paul McDonald as Director For For Management 12 Re-elect Ron McMillan as Director For For Management 13 Re-elect Kathleen Guion as Director For For Management 14 Re-elect Tiffany Hall as Director For For Management 15 Elect Carolyn Bradley as Director For For Management 16 Elect Gilles Petit as Director For For Management 17 Approve Discharge of Auditors For For Management 18 Reappoint KPMG Luxembourg Societe For For Management Cooperative as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For For Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BANK OF GEORGIA GROUP PLC Ticker: BGEO Security ID: G0R1NA104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Neil Janin as Director For For Management 4 Re-elect Alasdair Breach as Director For For Management 5 Re-elect Archil Gachechiladze as For For Management Director 6 Re-elect Tamaz Georgadze as Director For For Management 7 Re-elect Hanna Loikkanen as Director For For Management 8 Re-elect Veronique McCarroll as For For Management Director 9 Re-elect Jonathan Muir as Director For For Management 10 Re-elect Cecil Quillen as Director For For Management 11 Reappoint Ernst & Young LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Pierre Cuilleret as Director For For Management 4 Re-elect Iain McDonald as Director For For Management 5 Re-elect Brian Small as Director For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Company Bylaws Re: Articles For For Management 15-bis, 22 and 30 1.2 Amend Company Bylaws Re: Articles 6 For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6.1 Fix Number of Directors and Duration For For Management of Their Term 6.2.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 6.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Elect Alberto Bombassei as Board Chair None For Shareholder and Matteo Tiraboschi as Vice-Chairman 6.4 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by NUOVA FOURB Srl None Against Shareholder 7.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7.2 Appoint Mario Tagliaferri as Chairman None Against Shareholder of Internal Statutory Auditors 7.3 Approve Internal Auditors' Remuneration For Against Management 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CANCOM SE Ticker: COK Security ID: D8238N102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Uwe Kemm to the Supervisory Board For For Management 7 Amend Articles Re: Participation and For For Management Voting Right 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CLOSE BROTHERS GROUP PLC Ticker: CBG Security ID: G22120102 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Preben Prebensen as Director For For Management 6 Re-elect Mike Morgan as Director For For Management 7 Re-elect Oliver Corbett as Director For For Management 8 Elect Peter Duffy as Director For For Management 9 Re-elect Geoffrey Howe as Director For For Management 10 Re-elect Lesley Jones as Director For For Management 11 Re-elect Bridget Macaskill as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity in Relation For For Management to the Issue of AT1 Securities 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of AT1 Securities 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CORPORATE TRAVEL MANAGEMENT LIMITED Ticker: CTD Security ID: Q2909K105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report None For Management 2 Elect Laura Ruffles as Director For For Management 3 Elect Ewen Crouch as Director For For Management 4 Elect Sophie Mitchell as Director For For Management 5 Approve Issuance of Share Appreciation None For Management Rights to Laura Ruffles 6 Approve Share Appreciation Rights Plan None For Management 7 Approve the Increase in Non-Executive None For Management Directors' Fee Pool 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- DECHRA PHARMACEUTICALS PLC Ticker: DPH Security ID: G2769C145 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Lisa Bright as Director For For Management 5 Re-elect Tony Rice as Director For For Management 6 Re-elect Ian Page as Director For For Management 7 Re-elect Anthony Griffin as Director For For Management 8 Re-elect Julian Heslop as Director For For Management 9 Re-elect Ishbel Macpherson as Director For For Management 10 Re-elect Lawson Macartney as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DERMAPHARM HOLDING SE Ticker: DMP Security ID: D1T0ZJ103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Warth & Klein Grant Thornton AG For For Management as Auditors for Fiscal 2020 6 Amend Articles Re: Annulment of the For For Management Notifications and Information Clause 7 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DOMINO'S PIZZA ENTERPRISES LIMITED Ticker: DMP Security ID: Q32503106 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Ursula Schreiber as Director For For Management 3 Elect John James Cowin as Director For For Management 4 Approve Renewal of Proportional For For Management Takeover Bid Provisions -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQT AB Ticker: EQT Security ID: W3R27C102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Approval of the Meeting Being Streamed For For Management Online and Persons Who Are Not Shareholders Following the Meeting 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Prepare and Approve List of For For Management Shareholders 6 Approve Agenda of Meeting For For Management 7 Acknowledge Proper Convening of Meeting For For Management 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 2.20 Per Share 12.a Approve Discharge of Conni Jonsson For For Management (Board) 12.b Approve Discharge of Edith Cooper For For Management (Board) 12.c Approve Discharge of Johan Forssell For For Management (Board) 12.d Approve Discharge of Gordon Orr (Board) For For Management 12.e Approve Discharge of Finn Rausing For For Management (Board) 12.f Approve Discharge of Peter Wallenberg For For Management Jr (Board) 12.g Approve Discharge of Christian Sinding For For Management (President) 13.a Determine Number of Members (8) and For For Management Deputy Members of Board (0) 13.b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14.a Approve Remuneration of Directors in For For Management the Amount of SEK 275,000 for Chairman and SEK 125,000 for Other Directors; Approve Remuneration for Committee Work 14.b Approve Remuneration of Auditors For For Management 15.a Reelect Conni Jonsson as Director For For Management 15.b Reelect Edith Cooper as Director For For Management 15.c Reelect Johan Forssell as Director For For Management 15.d Reelect Gordon Orr as Director For For Management 15.e Reelect Finn Rausing as Director For For Management 15.f Reelect Peter Wallenberg Jr. as For For Management Director 15.g Elect Nicola Kimm as Director For For Management 15.h Elect Diony Lebot as Director For For Management 15.i Elect Conni Jonsson as Board Chairman For For Management 16 Ratify KPMG as Auditor For For Management 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 19 Amend Articles Re: Corporate Purpose; For For Management Participation at Shareholders Meetings; Collecting of Powers of Attorneys and Vote by Post; Allow Non Shareholders to Attend Shareholders Meetings 20 Close Meeting None None Management -------------------------------------------------------------------------------- EUROFINS SCIENTIFIC SE Ticker: ERF Security ID: F3322K104 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's Reports For For Management 2 Receive and Approve Director's Special For For Management Reports Re: Operations Carried Out Under the Authorized Capital Established 3 Receive and Approve Auditor's Reports For For Management 4 Approve Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration Report For Against Management 11 Reelect Anthony Stuart Anderson as For For Management Director 12 Reelect Gilles Martin as Director For Against Management 13 Reelect Valerie Hanote as Director For For Management 14 Reelect Yves-Loic Martin as Director For For Management 15 Elect Pascal Rakovsky as Director For For Management 16 Renew Appointment of Deloitte Audit as For For Management Auditor 17 Approve Remuneration of Directors For For Management 18 Acknowledge Information on Repurchase For For Management Program 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Irakli Gilauri as Director For For Management 4 Re-elect Kim Bradley as Director For For Management 5 Re-elect Caroline Brown as Director For For Management 6 Elect Maria Chatti-Gautier as Director For For Management 7 Re-elect Massimo Gesua' sive Salvadori For For Management as Director 8 Re-elect David Morrison as Director For For Management 9 Re-elect Jyrki Talvitie as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Donald C. Berg For For Management 1.3 Elect Director Maryse Bertrand For For Management 1.4 Elect Director Marc Caira For For Management 1.5 Elect Director Glenn J. Chamandy For For Management 1.6 Elect Director Shirley E. Cunningham For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Charles M. Herington For For Management 1.9 Elect Director Luc Jobin For For Management 1.10 Elect Director Craig A. Leavitt For For Management 1.11 Elect Director Anne Martin-Vachon For For Management 2 Approve Shareholder Rights Plan For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBANT SA Ticker: GLOB Security ID: L44385109 Meeting Date: APR 03, 2020 Meeting Type: Annual/Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Appoint PricewaterhouseCoopers, For For Management Societe Cooperative as Auditor for Annual Accounts 8 Appoint Price Waterhouse & Co. S.R.L. For For Management as Auditor for Consolidated Accounts 9 Reelect Martin Gonzalo Umaran as For For Management Director 10 Reelect Guibert Andres Englebienne as For For Management Director 11 Reelect Linda Rottenberg as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Article 10.2 of the Articles of For Against Management Association 3 Amend Article 10.8 of the Articles of For For Management Association -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT CO. LTD. Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Renu Karnad as Director For For Management 4 Reelect N. K. Skeoch as Director For For Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Dhruv Kaji as Director For Against Management 7 Elect Jairaj Purandare as Director For Against Management 8 Elect Sanjay Bhandarkar as Director For For Management 9 Elect Parag Shah as Director For For Management 10 Elect Roshni Nadar Malhotra as Director For For Management 11 Approve Commission to Non-Executive For For Management Directors Including Independent Directors 12 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 13 Reelect Hoshang Billimoria as Director For Against Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HDFC LIFE INSURANCE CO. LTD. Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Keki Mistry as Director For For Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as One of the Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of Gerald Grimstone Not be Filled 6 Approve Appointment and Remuneration For For Management of Bharti Gupta Ramola as Director 7 Approve Reappointment and Remuneration For For Management of VK Viswanathan as Director 8 Approve Reappointment and Remuneration For For Management of Prasad Chandran as Director 9 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 10 Approve Revision in the Remuneration For For Management of Vibha Padalkar as Managing Director & Chief Executive Officer 11 Approve Revision in the Remuneration For For Management of Suresh Badami as Executive Director 12 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Employee Stock Options to Eligible Employees of the Company 13 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Stock Options to Eligible Employees of Subsidiary Companies Under the Employee Stock Option Scheme - 2019 14 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Amend Charter For For Management 3 Approve Renewal, Amendment and For For Management Supplementation of Operation Contents and License of the Company -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of and Proposed For For Management Allocation of Income of Financial Year Ended 2018 2 Amend Articles of Association For For Management 3 Approve Sale of Treasury Shares to For Against Management Employees -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Size of For Against Management Supervisory Board 2 Approve Election of 2 Additional For Against Management Supervisors -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Virtual For For Management Meeting and E-Voting Regulations -------------------------------------------------------------------------------- HO CHI MINH CITY DEVELOPMENT JOINT STOCK COMMERCIAL BANK Ticker: HDB Security ID: Y3R31X108 Meeting Date: JUN 13, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020 3 Approve Report of Supervisory Board For For Management and Evaluation on Financial Statements of Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For Against Management Financial Year 2019 and Issuance of Bonus Shares from Share Premium Account 6 Approve Stock Dividend and Issuance of For Against Management Bonus Shares to Increase Charter Capital in Financial Year 2020 7 Approve Compensation and Allowances of For For Management Executive Members of Board of Directors and Supervisory Board and Operating Budget of Board of Directors in Financial Year 2020 8 Authorize Board of Directors to For Against Management Approve Various Business Transactions under Power of Shareholder Meeting 9 Approve Issuance of International For For Management Bonds and Approve Listing the Bonds Abroad 10 Approve Issuance of Convertible Bonds For Against Management 11 Dismiss Nguyen Thi Phung as Supervisor For For Management 12 Approve Decrease in Minimum Number of For For Management Members in Supervisory Board from 4 to 3 and Approve Election of Supervisor 13 Elect Duong Thi Thu as Supervisor For For Management 14 Other Business For Against Management -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D192 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Reappoint Deloitte LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Final Dividend For For Management 6 Re-elect Kevin Parry as Director For For Management 7 Re-elect Benoit Durteste as Director For For Management 8 Re-elect Virginia Holmes as Director For For Management 9 Re-elect Michael Nelligan as Director For For Management 10 Re-elect Kathryn Purves as Director For For Management 11 Re-elect Amy Schioldager as Director For For Management 12 Re-elect Andrew Sykes as Director For For Management 13 Re-elect Stephen Welton as Director For For Management 14 Elect Vijay Bharadia as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTERPUMP GROUP SPA Ticker: IP Security ID: T5513W107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Consolidated Non-Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Allocation of Income For For Management 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Second Section of the For Against Management Remuneration Report 5.1 Fix Number of Directors None For Shareholder 5.2 Fix Board Terms for Directors None For Shareholder 5.3.1 Slate 1 Submitted by Gruppo IPG None Against Shareholder Holding SpA 5.3.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.4 Elect Fulvio Montipo as Board Chair None Against Shareholder 6 Approve Remuneration of Directors For For Management 7.1.1 Slate 1 Submitted by Gruppo IPG None For Shareholder Holding SpA 7.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 7.2 Approve Internal Auditors' Remuneration None For Shareholder 8 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Approve Capital Increase without For For Management Preemptive Rights -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JAPAN LIFELINE CO., LTD. Ticker: 7575 Security ID: J27093103 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Nakamura, For For Management Masahiko -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Jitse Groen to Management Board For For Management 6.b Reelect Brent Wissink to Management For For Management Board 6.c Reelect Jorg Gerbig to Management Board For For Management 7.a Reelect Adriaan Nuhn to Supervisory For For Management Board 7.b Reelect Corinne Vigreux to Supervisory For For Management Board 7.c Reelect Ron Teerlink to Supervisory For For Management Board 7.d Reelect Gwyn Burr to Supervisory Board For For Management 7.e Reelect Jambu Palaniappan to For For Management Supervisory Board 8 Grant Board Authority to Issue Shares For Against Management Up to 25 Percent of Issued Capital 9.a Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share IssuancesAuthorize Board to Exclude Preemptive Rights from Share Issuances for Mergers, Acquisitions and/or Strategic Alliances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Chadha as Director For For Management 4 Reelect A. M. Naik as Director For For Management 5 Approve Samir Desai to Continue Office For For Management as Independent Director 6 Approve Revision of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 7 Approve Revision of Remuneration to For For Management Amit Chadha as President-Sales & Business Development and Whole-Time Director -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- MELEXIS NV Ticker: MELE Security ID: B59283109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share 5 Approve Remuneration Report for Fiscal For For Management Year 2019 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditor For For Management 8 Ratify PWC as Auditors and Approve For For Management Auditors' Remuneration 9 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- NETWEALTH GROUP LIMITED Ticker: NWL Security ID: Q6625S102 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Davyd Lewis as Director For For Management 4 Elect Sally Freeman as Director For For Management 5 Approve Grant of Options to Matthew For For Management Heine -------------------------------------------------------------------------------- NETWORK INTERNATIONAL HOLDINGS PLC Ticker: NETW Security ID: G6457T104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Rohinton Kalifa as Director For For Management 5 Elect Simon Haslam as Director For For Management 6 Elect Darren Pope as Director For For Management 7 Elect Victoria Hull as Director For For Management 8 Elect Habib Al Mulla as Director For For Management 9 Elect Suryanarayan Subramanian as For For Management Director 10 Elect Ali Mazanderani as Director For For Management 11 Elect Anil Dua as Director For For Management 12 Appoint KPMG LLP as Auditors For For Management 13 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Amend Terms of the Management For For Management Incentive Award Plan and IPO Cash Bonus 21 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NORMA GROUP SE Ticker: NOEJ Security ID: D5813Z104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3.1 Approve Discharge of Management Board For For Management Member Friedrich Klein for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Bernd Kleinhens for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Michael Schneider for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Lars Berg for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Rita Forst for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Guenter Hauptmann for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Knut Michelberger for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Erika Schulte for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Mark Wilhelms for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Creation of EUR 3.2 Million For For Management Pool of Capital without Preemptive Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 11 Amend Articles Re: AGM Convocation For For Management 12 Amend Articles Re: Electronic For For Management Participation -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Amend Articles of Association For Against Management 6 Elect Directors, Commissioners and For Against Management Sharia Supervisory Board -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fandozzi For For Management 1b Elect Director Beverley Anne Briscoe For For Management 1c Elect Director Erik Olsson For For Management 1d Elect Director Adam DeWitt For For Management 1e Elect Director Robert George Elton For For Management 1f Elect Director J. Kim Fennell For For Management 1g Elect Director Amy Guggenheim Shenkan For For Management 1h Elect Director Sarah Elizabeth Raiss For For Management 1i Elect Director Christopher Zimmerman For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANNE GROUP PLC Ticker: SNN Security ID: G7805V106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Rupert Robson as Director For For Management 7 Re-elect Andy Pomfret as Director For For Management 8 Re-elect Mel Carvill as Director For For Management 9 Re-elect Nicola Palios as Director For For Management 10 Re-elect Julia Chapman as Director For For Management 11 Re-elect James Ireland as Director For For Management 12 Re-elect Yves Stein as Director For For Management 13 Re-elect Martin Schnaier as Director For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SOFTCAT PLC Ticker: SCT Security ID: G8251T108 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Approve Special Dividend For For Management 6 Re-elect Graeme Watt as Director For For Management 7 Re-elect Martin Hellawell as Director For For Management 8 Re-elect Graham Charlton as Director For For Management 9 Re-elect Vin Murria as Director For For Management 10 Re-elect Peter Ventress as Director For For Management 11 Elect Robyn Perriss as Director For For Management 12 Elect Karen Slatford as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Iain Cornish as Director For For Management 4 Re-elect Andrew Croft as Director For For Management 5 Re-elect Ian Gascoigne as Director For For Management 6 Re-elect Craig Gentle as Director For For Management 7 Re-elect Simon Jeffreys as Director For For Management 8 Re-elect Patience Wheatcroft as For For Management Director 9 Re-elect Roger Yates as Director For For Management 10 Elect Emma Griffin as Director For For Management 11 Elect Rosemary Hilary as Director For For Management 12 Elect Helena Morrissey as Director For For Management 13 Approve Remuneration Report For For Management 14 Approve Remuneration Policy For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity For For Management 18 Approve Share Incentive Plan For For Management 19 Approve Sharesave Option Plan For For Management 20 Approve Company Share Option Plan For For Management 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STANTEC INC. Ticker: STN Security ID: 85472N109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas K. Ammerman For For Management 1.2 Elect Director Richard C. Bradeen For For Management 1.3 Elect Director Shelley A. M. Brown For For Management 1.4 Elect Director Patricia D. Galloway For For Management 1.5 Elect Director Robert J. Gomes For For Management 1.6 Elect Director Gordon A. Johnston For For Management 1.7 Elect Director Donald J. Lowry For For Management 1.8 Elect Director Marie-Lucie Morin For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SWECO AB Ticker: SWEC.B Security ID: W9421X112 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Elect Secretary of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 6.20 Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 900,000 for Chairman and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Asa Bergman, Gunnel Duveblad, For For Management Elaine Grunewald, Alf Goransson, Johan Hjertonsson, Johan Nordstrom (Chairman) and Christine Wolff as Directors 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Approve Share Bonus Scheme 2020 For For Management 16 Approve 2020 Performance Based Share For For Management Savings Scheme for Key Employees; Authorize Share Repurchases and Transfer of Shares to Participants 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 17.c Approve Equity Plan Financing for 2019 For For Management LTIP 17.d Approve Equity Plan Financing for 2017 For For Management LTIP 18 Close Meeting None None Management -------------------------------------------------------------------------------- SYSTENA CORP. Ticker: 2317 Security ID: J7864T106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hemmi, Yoshichika For For Management 1.2 Elect Director Miura, Kenji For For Management 1.3 Elect Director Kai, Takafumi For For Management 1.4 Elect Director Kawachi, Shinichiro For For Management 1.5 Elect Director Taguchi, Makoto For For Management 1.6 Elect Director Fujii, Hiroyuki For For Management 1.7 Elect Director Ishii, Fumio For For Management 1.8 Elect Director Suzuki, Yukio For For Management 1.9 Elect Director Ogawa, Koichi For For Management 2 Appoint Statutory Auditor Tokuono, For For Management Nobushige 3 Appoint Alternate Statutory Auditor For For Management Ito, Masahiko -------------------------------------------------------------------------------- TAKEAWAY.COM NV Ticker: TKWY Security ID: N84437107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Approve Combination For For Management 2b Amend Articles Re: Combination For For Management 2c Grant Board Authority to Issue Shares For For Management in Connection with the Combination 2d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 2e Elect Paul Harrison to Management Board For For Management 2f Elect Mike Evans to Supervisory Board For For Management 2g Elect Gwyneth Victoria Burr to For For Management Supervisory Board 2h Elect Jambu Palaniappan to Supervisory For For Management Board 2i Elect Roisin Jane Catherine Donnelly For For Management to Supervisory Board 2j Amend Remuneration Policy for For For Management Management Board 2k Approve Remuneration of Supervisory For For Management Board 3 Other Business (Non-Voting) None None Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For For Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- TOKYO CENTURY CORP. Ticker: 8439 Security ID: J0R091109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 69 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Asada, Shunichi For For Management 3.2 Elect Director Nogami, Makoto For For Management 3.3 Elect Director Yukiya, Masataka For For Management 3.4 Elect Director Shimizu, Yoshinori For For Management 3.5 Elect Director Yoshida, Masao For For Management 3.6 Elect Director Higaki, Yukito For For Management 3.7 Elect Director Nakamura, Akio For For Management 3.8 Elect Director Asano, Toshio For For Management 3.9 Elect Director Okada, Akihiko For For Management 3.10 Elect Director Ogushi, Keiichiro For For Management 3.11 Elect Director Baba, Koichi For For Management 3.12 Elect Director Tamano, Osamu For For Management 3.13 Elect Director Mizuno, Seiichi For For Management 3.14 Elect Director Nakagawa, Ko For For Management 3.15 Elect Director Tamba, Toshihito For For Management 4 Appoint Statutory Auditor Okada, For Against Management Futoshi 5 Appoint Alternate Statutory Auditor For For Management Iwanaga, Toshihiko 6 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final and Special Dividends For For Management 3A1 Elect So Chun Ki Louis as Director For For Management 3A2 Elect Ho Man Kei, Norman as Director For For Management 3A3 Elect Chen Shih-Ta Michael as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Foreign For For Management Shareholding Limit and Authorize Board of Directors to Make Decisions on Adjustments in Foreign Shareholding Limit and Execute Resolutions in relation to Adjustment in Foreign Shareholding -------------------------------------------------------------------------------- VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK Ticker: TCB Security ID: Y937GK104 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on Business Performance For For Management of Financial Year 2019 and Business Plan for Financial Year 2020, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2020 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Report of Supervisory Board For For Management for Financial Year 2019 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Income Allocation of Financial For For Management Year 2019 6 Approve Issuance of Shares to For Against Management Employees under ESOP to Increase Charter Capital and Approve Adjustment in Foreign Shareholding Limit 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- WIX.COM LTD. Ticker: WIX Security ID: M98068105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Amended Compensation Policy For For Management for Executives. 1b Approve Amended Compensation Policy For For Management for Directors 2 Approve Option Award Plan for For For Management Company's CEO 3 Approve Compensation Plan for For For Management Company's Non-Executive Directors 4a Reelect Avishai Abrahami as Director For For Management 4b Reelect Giora Kaplan as Director For For Management 4c Reelect Mark Tluszcz as Director For For Management 5 Appoint Kost, Forer, Gabbay & Kasierer For For Management as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- WNS (HOLDINGS) LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Adrian T. Dillon as a Director For For Management 5 Reelect Gareth Williams as a Director For For Management 6 Reelect Mario P. Vitale as a Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For For Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ======================= Grandeur Peak US Stalwarts Fund ======================== DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Collins For For Management 1b Elect Director Mark G. Foletta For For Management 1c Elect Director Eric J. Topol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Roman For For Management 1.2 Elect Director Jill B. Smart For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rohit Kapoor For For Management 1b Elect Director David B. Kelso For For Management 1c Elect Director Anne Minto For For Management 1d Elect Director Som Mittal For For Management 1e Elect Director Clyde Ostler For For Management 1f Elect Director Jaynie Studenmund For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HEALTHEQUITY, INC. Ticker: HQY Security ID: 42226A107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Selander For For Management 1.2 Elect Director Jon Kessler For For Management 1.3 Elect Director Stephen D. Neeleman For For Management 1.4 Elect Director Frank A. Corvino For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Evelyn Dilsaver For For Management 1.7 Elect Director Debra McCowan For For Management 1.8 Elect Director Ian Sacks For For Management 1.9 Elect Director Gayle Wellborn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Ticker: LULU Security ID: 550021109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Casey For For Management 1b Elect Director Glenn Murphy For For Management 1c Elect Director David M. Mussafer For For Management 1d Elect Director Stephanie Ferris For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy to Eliminate the Sale of Against Against Shareholder Items Containing Down Feathers -------------------------------------------------------------------------------- MEDALLIA, INC. Ticker: MDLA Security ID: 584021109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Borge Hald For For Management 1b Elect Director Douglas Leone For For Management 1c Elect Director Leslie Stretch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For For Management 1.2 Elect Director James C. Moyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- OXFORD IMMUNOTEC GLOBAL PLC Ticker: OXFD Security ID: G6855A103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Patrick J. Balthrop, Sr. For For Management 2 Elect Director Patricia Randall For For Management 3 Elect Director Herm Rosenman For For Management 4 Approve Audit Committee's Appointment For For Management of Ernst & Young (U.S.) LLP as Auditors 5 Re-appoint Ernst & Young (U.K.) LLP as For For Management UK Statutory Auditors 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Remuneration Report For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Approve Remuneration Policy For For Management 11 Authorize Issue of Equity For For Management 12 Authorize Issue of Equity without For For Management Pre-emptive Rights 13 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Pace For For Management 1.2 Elect Director Wendy M. Pfeiffer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAPID7, INC. Ticker: RPD Security ID: 753422104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy Bruner For For Management 1.2 Elect Director Benjamin Holzman For For Management 1.3 Elect Director Tom Schodorf For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For For Management 1.8 Elect Director Peter E. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For For Management 1.2 Elect Director Bruce Leeds For For Management 1.3 Elect Director Robert Leeds For For Management 1.4 Elect Director Barry Litwin For For Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For For Management 1.8 Elect Director Robert D. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Horst Julius Pudwill as Director For For Management 3b Elect Joseph Galli Jr. as Director For For Management 3c Elect Vincent Ting Kau Cheung as For Against Management Director 3d Elect Johannes-Gerhard Hesse as For For Management Director 3e Elect Robert Hinman Getz as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Cash) 5b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) 6 Authorize Repurchase of Issued Share For For Management Capital 7a Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5a) 7b Authorize Reissuance of Repurchased For Against Management Shares (Pursuant to Resolution 5b) -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie H. Anderson For For Management 1.2 Elect Director Robert S. Epstein For For Management 1.3 Elect Director Evan Jones For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management ========== END NPX REPORT
HIGHLAND RESOLUTE FUND
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
ISIN | US31620M1062 | Meeting Date | 24-Jul-19 |
Ticker | FIS | Deadline Date | 23-Jul-19 |
Country | United States | Record Date | 03-Jun-19 |
Blocking | No | Vote Date | 23-Jul-19 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | ||
1. | Stock Issuance for Merger | Management | For | For | For | ||
2. | Increase of Authorized Common Stock | Management | For | For | For | ||
3. | Right to Adjourn Meeting | Management | For | For | For |
Account Number | Account Name | Custodian A/C No | Custodian | Ballot Shares | Shares On Loan | Vote Date | |
U4MF1009032, | Redmont Resolute Fund-Incline | 000118233 | Bank of New York Mellon (93I-US) | 2,199 | 23-Jul-19 | ||
U4MF1009042 | |||||||
Totals | 2,199 |
26-May-20 | 1 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
WORLDPAY INC
ISIN | US92210H1059 | Meeting Date | 24-Jul-19 |
Ticker | WP | Deadline Date | 23-Jul-19 |
Country | United States | Record Date | 03-Jun-19 |
Blocking | No | Vote Date | 22-Jul-19 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | ||
1. | Merger | Management | For | For | For | ||
2. | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3. | Right to Adjourn Meeting | Management | For | For | For |
Account Number | Account Name | Custodian A/C No | Custodian | Ballot Shares | Shares On Loan | Vote Date | |
U4MF1009032, | Redmont Resolute Fund-Incline | 000118233 | Bank of New York Mellon (93I-US) | 20,085 | 22-Jul-19 | ||
U4MF1009042 | |||||||
Totals | 20,085 |
26-May-20 | 2 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
GLOBAL PAYMENTS, INC.
ISIN | US37940X1028 | Meeting Date | 29-Aug-19 |
Ticker | GPN | Deadline Date | 28-Aug-19 |
Country | United States | Record Date | 22-Jul-19 |
Blocking | No | Vote Date | 26-Aug-19 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | ||
1. | Stock Issuance for Merger | Management | For | For | For | ||
2. | Increase of Authorized Common Stock | Management | For | For | For | ||
3. | Declassification of Board | Management | For | For | For | ||
4. | Right to Adjourn Meeting | Management | For | For | For |
Account Number | Account Name | Custodian A/C No | Custodian | Ballot Shares | Shares On Loan | Vote Date | |
U4MF1009032, | Redmont Resolute Fund-Incline | 000118233 | Bank of New York Mellon (93I-US) | 15,177 | 26-Aug-19 | ||
U4MF1009042 | |||||||
Totals | 15,177 |
26-May-20 | 3 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
VISA INC
ISIN | ARBCOM460127 | Meeting Date | 28-Jan-20 |
Ticker | V | Deadline Date | 27-Jan-20 |
Country | United States | Record Date | 29-Nov-19 |
Blocking | No | Vote Date | 22-Jan-20 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | ||
1A. | Elect Lloyd A. Carney | Management | For | For | For | ||
1B. | Elect Mary B. Cranston | Management | For | For | For | ||
1C. | Elect Francisco Javier Fernández-Carbajal | Management | For | For | For | ||
1D. | Elect Alfred F. Kelly, Jr. | Management | For | For | For | ||
1E. | Elect Ramon L. Laguarta | Management | For | For | For | ||
1F. | Elect John F. Lundgren | Management | For | For | For | ||
1G. | Elect Robert W. Matschullat | Management | For | For | For | ||
1H. | Elect Denise M. Morrison | Management | For | For | For | ||
1I. | Elect Suzanne Nora Johnson | Management | For | For | For | ||
1J. | Elect John A.C. Swainson | Management | For | For | For | ||
1K. | Elect Maynard G. Webb, Jr. | Management | For | For | For | ||
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
26-May-20 | 4 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
3. | Ratification of Auditor | Management | For | For | For |
Account Number | Account Name | Custodian A/C No | Custodian | Ballot Shares | Shares On Loan | Vote Date | |
U4MF1009032, | Redmont Resolute Fund-Incline | 000118233 | Bank of New York Mellon (93I-US) | 2,395 | 22-Jan-20 | ||
U4MF1009042 | |||||||
U4MF1009032, | Redmont Resolute Fund-Incline | 000118235 | Bank of New York Mellon (93I-US) | 8,000 | 22-Jan-20 | ||
U4MF1009042 | |||||||
Totals | 10,395 |
STARBUCKS CORP.
ISIN | US8552441094 | Meeting Date | 18-Mar-20 |
Ticker | SBUX | Deadline Date | 17-Mar-20 |
Country | United States | Record Date | 10-Jan-20 |
Blocking | No | Vote Date | 13-Mar-20 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt | ||
1A. | Elect Richard E. Allison, Jr. | Management | For | For | For | ||
1B. | Elect Rosalind G. Brewer | Management | For | For | For | ||
1C. | Elect Andrew Campion | Management | For | For | For |
26-May-20 | 5 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
1D. | Elect Mary N. Dillon | Management | For | For | For | |
Vote Note: Serves on too many boards | ||||||
1E. | Elect Isabel Ge Mahe | Management | For | For | For | |
1F. | Elect Mellody Hobson | Management | For | For | For | |
1G. | Elect Kevin R. Johnson | Management | For | For | For | |
1H. | Elect Jørgen Vig Knudstorp | Management | For | For | For | |
1I. | Elect Satya Nadella | Management | For | For | For | |
1J. | Elect Joshua Cooper Ramo | Management | For | For | For | |
1K. | Elect Clara Shih | Management | For | For | For | |
1L. | Elect Javier G. Teruel | Management | For | For | For | |
1M. | Elect Myron E. Ullman, III | Management | For | For | For | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For | |
Vote Note: Pay and performance disconnect; Concerning pay practices | ||||||
3. | Ratification of Auditor | Management | For | For | For | |
4. | Shareholder Proposal Regarding EEO Policy Risk Report | Shareholder | Against | Against | For |
Account Number | Account Name | Custodian A/C No | Custodian | Ballot Shares | Shares On Loan | Vote Date |
26-May-20 | 6 of 7 |
Proxy Voting Summary | Report Date Range: 19-Jul-19 to 23-Mar-20 |
Redmont Resolute Fund |
U4MF1009032, | Redmont Resolute Fund-Incline | 000118233 | Bank of New York Mellon (93I-US) | 29,527 | 13-Mar-20 | |
U4MF1009042 | Totals | 29,527 |
26-May-20 |
7 of 7 |
RONDURE NEW WORLD FUND
RONDURE OVERSEAS FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08194 Reporting Period: 07/01/2019 - 06/30/2020 Rondure Global Advisors ============================ Rondure New World Fund ============================ AIRPORTS OF THAILAND PUBLIC CO. LTD. Ticker: AOT Security ID: Y0028Q137 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Prasong Poontaneat as Director For For Management 5.2 Elect Manit Nitiprateep as Director For For Management 5.3 Elect Manas Jamveha as Director For For Management 5.4 Elect Manu Mekmok as Director For For Management 5.5 Elect Sarawut Benjakul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Office of the Auditor General For For Management of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victorio Carlos de Marchi as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alves de Brito as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Seligman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Heitor Attilio Gracioso as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Vicente Falconi Campos as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Felipe Pedreira Dutra Leite as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Moses Thompson Motta as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Jose Jamel as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cecilia Sicupira as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos de Barros Lisboa as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director 7.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel Dimitrios Doukeris as Alternate Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMREST HOLDINGS SE Ticker: EAT Security ID: E0525G105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income For For Management 4 Approve Discharge of Board For For Management 5 Ratify Appointment of and Elect Romana For For Management Sadurska as Director 6 Ratify Appointment of and Elect Emilio For For Management Fullaondo Botella as Director 7 Approve Annual Maximum Remuneration For For Management 8 Authorize Company to Call EGM with 15 For For Management Days' Notice 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management 11 Receive Amendments to Board of None None Management Directors Regulations 12 Receive Information on Amendment of None None Management Articles Re: Change Location of Registered Office -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ARAMEX PJSC Ticker: ARMX Security ID: M1463Z106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 16.5 For For Management Percent of Company's paid Up Capital for FY 2019 5 Approve Remuneration of Directors of For For Management AED 3,600,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Mohammed Al Shamsi as Directors None For Management 9.2 Elect Murtadha Hussein as Directors None For Management 9.3 Elect Omar Al Hashimi as Directors None For Management 9.4 Elect Sunil Bhilotra as Directors None For Management 9.5 Elect Fahad Al Qassim as Directors None For Management 9.6 Elect Arif Al Bastaki as Directors None For Management 9.7 Elect Fatimah Ahmed as Directors None For Management 9.8 Elect David Haglund as Directors None For Management 9.9 Elect Ramiz Shehadi as Directors None For Management 9.10 Elect Abdullah Al Mazrouee as Directors None Abstain Management 9.11 Elect Ahmed Al Daheeri as Directors None Abstain Management 9.12 Elect Wolfgang Baier as Directors None Abstain Management 9.13 Elect Jawahir Al Baloushi as Directors None Abstain Management 9.14 Elect Ali Al Jassim as Directors None Abstain Management 9.15 Elect Fatimah Al Salih as Directors None Abstain Management 9.16 Elect Ayoub Kadhim as Directors None Abstain Management 9.17 Elect Hissah Saeed as Directors None Abstain Management 9.18 Elect Huda Al Matroushi as Directors None Abstain Management 9.19 Elect Rawdah Al Sakit as Directors None Abstain Management 9.20 Elect Iman Al Suweidi as Directors None Abstain Management -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Corporate Purpose For For Management 3 Amend Article For For Management 4 Remove Transitory Disposition in For For Management Article 79 5 Approve Renumbering of Articles For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements for For For Management Period Ended October 31, 2019 2 Approve Absorption of Lanceros SA de For For Management CV, Sunrise Distillers SAPI de CV, Jose Cuervo SA de CV, Tequila Cuervo la Rojena SA de CV, Ex Hacienda los Camichines SA de CV and Corporativo de Marcas GJB SA de CV by the Company; Approve Absorption Agreement 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Discharge Directors, Committees and CEO 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income and For For Management Dividends 4.1 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4.2 Approve Report on Policies and For For Management Decisions Adopted by Board on Share Repurchase 5 Elect or Ratify Directors, Secretary For Against Management and Officers 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Approve Remuneration of Directors, For For Management Audit and Corporate Practices Committee and Secretary 8 Approve Partial Cancellation of For For Management Repurchased Shares and Consequently Reduction in Variable Portion of Capital 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Approve Special Dividend For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 10 Receive Information on Share None None Management Repurchase Program 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Ratify External Auditors For For Management 14 Wishes None None Management -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Audited Standalone Financial For For Management Statements and Statutory Reports 1b Accept Audited Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ness N. Wadia as Director For Against Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Tanya Arvind Dubash as Director For For Management 6 Reelect Avijit Deb as Director For For Management 7 Reelect Keki Dadiseth as Director For For Management 8 Reelect Ajai Puri as Director For For Management -------------------------------------------------------------------------------- CAFE DE CORAL HOLDINGS LIMITED Ticker: 341 Security ID: G1744V103 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lo Hoi Kwong, Sunny as Director For For Management 3.2 Elect Choi Ngai Min, Michael as For For Management Director 3.3 Elect Li Kwok Sing, Aubrey as Director For For Management 3.4 Elect Lo Ming Shing, Ian as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transaction in 2019 2 Approve Related Party Transaction in For For Management 2020 3 Approve Trademark License Agreement For For Management -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LIMITED Ticker: 500830 Security ID: Y1673X104 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandrasekar Meenakshi For For Management Sundaram as Director 3 Approve Commission to Independent For For Management Directors 4 Approve Appointment and Remuneration For For Management of Ram Raghavan as Managing Director -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LTD. Ticker: 500830 Security ID: Y1673X104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Vikram Singh Mehta as Director For For Management 2 Reelect Indu Ranjit Shahani as Director For For Management 3 Approve Rajendra Ambalal Shah to For For Management Continue Office as Independent Director 4 Approve Pradyot Kumar Ghosh to For For Management Continue Office as Independent Director 5 Approve Payment of Royalty to For For Management Colgate-Palmolive Company, USA -------------------------------------------------------------------------------- DABUR INDIA LIMITED Ticker: 500096 Security ID: Y1855D140 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Amit Burman as Director For For Management 5 Reelect Mohit Burman as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Mohit Malhotra as Director and For For Management Approve Appointment and Remuneration of Mohit Malhotra as Whole Time Director 8 Elect Ajit Mohan Sharan as Director For For Management 9 Elect Aditya Burman as Director For For Management 10 Reelect Falguni Sanjay Nayar as For For Management Director 11 Reelect P N Vijay as Director For For Management 12 Reelect S Narayan as Director For For Management 13 Reelect R C Bhargava as Director For For Management 14 Reelect Ajay Dua as Director For For Management 15 Reelect Sanjay Kumar Bhattacharyya as For For Management Director 16 Approve Payment of Remuneration to For For Management Non-Executive Independent Directors -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Dr Prieur du Plessis as For For Management Director 3.2 Re-elect Joe Madungandaba as Director For For Management 3.3 Re-elect Ethel Matenge-Sebesho as For For Management Director 3.4 Elect Kees Kruythoff as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For Against Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company -------------------------------------------------------------------------------- EAST AFRICAN BREWERIES LTD. Ticker: EABL Security ID: V3146X102 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Interim Dividend of KES 2.50 For For Management Per Share ; Approve Final Dividend of KES 6.00 Per Share 3.a Reelect John Ulanga as Director For For Management 3.b Reelect Japheth Katto as Director For For Management 3.c Reelect Gyorgy Geiszl as Director For For Management 3.d Reelect Jane Karuku as Director For For Management 3.e.1 Elect Martin Oduor-Otieno as Member of For For Management Audit and Risk Management Committee 3.e.2 Elect Japheth Katto as Member of Audit For For Management and Risk Management Committee 3.e.3 Elect Jimmy Mugerwa as Member of Audit For For Management and Risk Management Committee 3.e.4 Elect John Ulanga as Member of Audit For For Management and Risk Management Committee 4 Approve Remuneration of Directors and For For Management Approve Director's Remuneration Report 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Other Business For Against Management -------------------------------------------------------------------------------- GODREJ CONSUMER PRODUCTS LIMITED Ticker: 532424 Security ID: Y2732X135 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Nadir Godrej as Director For Against Management 4 Reelect Jamshyd Godrej as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Narendra Ambwani as Director For For Management 7 Reelect Aman Mehta as Director For Against Management 8 Reelect Omkar Goswami as Director For Against Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nisaba Godrej as Whole-time Director 11 Approve Reappointment and Remuneration For For Management of Vivek Gambhir as Managing Director & CEO -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Guang as Director For For Management 2b Elect Eva Cheng Li Kam Fun as Director For For Management 2c Elect Gong Shao Lin as Director For For Management 2d Elect John Changzheng Ma as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Allotment and Issuance of New For For Management Shares Under the Restricted Share Award Scheme -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2019 3 Approve Directors' Fees and Benefits For For Management for the Financial Year Ending March 31, 2020 4 Elect Kuan Kam Hon @ Kwan Kam Onn as For For Management Director 5 Elect Danaraj A/L Nadarajah as Director For For Management 6 Elect Tan Guan Cheong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilhelmus Adrianus Theodorus For For Management Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Srinivas Phatak as Director For For Management 5 Reelect Wilhemus Uijen as Director For For Management 6 Elect Ashish Sharad Gupta as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- INRETAIL PERU CORP. Ticker: INRETC1 Security ID: P56242202 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Individual and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Approve Auditors and Authorize Board For Did Not Vote Management to Fix Their Remuneration -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Determination of Existence of Quorum For For Management 3 Approve Minutes of the Annual For For Management Stockholders' Meeting Held on April 11, 2019 4 Presentation of Chairman's Report For For Management 5 Approve the Chairman's Report and the For For Management 2019 Audited Financial Statements 6 Ratify the Acts, Contracts, For For Management Investments, and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 7.1 Elect Enrique K. Razon, Jr. as Director For For Management 7.2 Elect Cesar A. Buenaventura as Director For Against Management 7.3 Elect Octavio Victor R. Espiritu as For Against Management Director 7.4 Elect Joseph R. Higdon as Director For For Management 7.5 Elect Jose C. Ibazeta as Director For Against Management 7.6 Elect Stephen A. Paradies as Director For Against Management 7.7 Elect Andres Soriano III as Director For For Management 8 Appoint External Auditors For Against Management 9 Approve Other Matters For Against Management 10 Adjournment For For Management -------------------------------------------------------------------------------- JUBILANT FOODWORKS LIMITED Ticker: 533155 Security ID: Y4493W108 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shyam S. Bhartia as Director For For Management 4 Elect Vikram Singh Mehta as Director For For Management 5 Elect Deepa Misra Harris as Director For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Weidong as Non-Independent For For Management Director 2 Elect You Yalin as Supervisor For For Shareholder -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9.1 Elect Gao Weidong as Non-Independent For For Management Director 9.2 Elect Li Jingren as Non-Independent For For Management Director 9.3 Elect Wang Yan as Non-Independent For For Management Director 10.1 Elect Li Botan as Independent Director For For Management 10.2 Elect Lu Jinhai as Independent Director For For Management 10.3 Elect Xu Dingbo as Independent Director For For Management 10.4 Elect Zhang Jingzhong as Independent For For Management Director 11.1 Elect You Yalin as Supervisor For For Management 11.2 Elect Che Xingyu as Supervisor For For Management -------------------------------------------------------------------------------- LG HOUSEHOLD & HEALTH CARE LTD. Ticker: 051900 Security ID: Y5275R100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Jae-wook as Outside Director For Against Management 2.2 Elect Kim Gi-young as Outside Director For Against Management 3 Elect Kim Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LION BREWERY (CEYLON) PLC Ticker: LION.N0000 Security ID: Y87503101 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Reelect S. Selvanathan as Director For Against Management 3 Reelect T. Akiskalos as Director For Against Management 4 Reelect K. Selvanathan as Director For Against Management 5 Reelect D. A. Cabraal as Director For For Management 6 Reelect H. Selvanathan as Director For Against Management 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix their Remuneration -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Industria de For For Management Produtos Alimenticios Piraque S.A. 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- MALAYSIA AIRPORTS HOLDINGS BERHAD Ticker: 5014 Security ID: Y5585D106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Jana Santhiran Muniayan as For For Management Director 4 Elect Zamzuri Abdul Aziz as Director For For Management 5 Elect Yam Kong Choy as Director For For Management 6 Elect Zalekha Hassan as Director For For Management 7 Elect Rosli Abdullah as Director For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MARICO LIMITED Ticker: 531642 Security ID: Y5841R170 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Harsh Mariwala as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For For Management of Saugata Gupta as Managing Director and CEO 5 Approve Payment of Remuneration to For For Management Harsh Mariwala as Chairman of the Board and Non-Executive Director 6 Reelect Nikhil Khattau as Director For For Management 7 Reelect Hema Ravichandar as Director For For Management 8 Reelect B. S. Nagesh as Director For For Management 9 Reelect Rajeev Bakshi as Director For For Management -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Toshihiro Suzuki as Director For For Management 4 Reelect Kinji Saito as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Kenichi Ayukawa as Managing Director and Chief Executive Officer 6 Elect Takahiko Hashimoto as Director For For Management and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) 7 Reelect D.S. Brar as Director For For Management 8 Reelect R.P. Singh as Director For For Management 9 Elect Lira Goswami as Director For For Management 10 Elect Hiroshi Sakamoto as Director For For Management 11 Elect Hisashi Takeuchi as Director For For Management 12 Approve Enhancement of Ceiling of For For Management Payment of Commission to Non-Executive Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 7.93 per Share 4.1 Elect Ramon Adarraga Morales as None For Management Director 4.2 Elect Paul Bodart as Director None For Management 4.3 Elect Anatolii Braverman as Director None Against Management 4.4 Elect Oleg Viugin as Director None For Management 4.5 Elect Andrei Golikov as Director None Against Management 4.6 Elect Mariia Gordon as Director None For Management 4.7 Elect Valerii Goregliad as Director None Against Management 4.8 Elect Dmitrii Eremeev as Director None For Management 4.9 Elect Bella Zlatkis as Director None Against Management 4.10 Elect Aleksandr Izosimov as Director None For Management 4.11 Elect Maksim Krasnykh as Director None For Management 4.12 Elect Vadim Kulik as Director None Against Management 4.13 Elect Oskar Hartmann as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 9.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 9.3 Elect Olga Romantsova as Member of For For Management Audit Commission 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Members of For For Management Audit Commission 12 Approve Termination of Company's For For Management Membership in Russian Bank Association -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Shobinder Duggal as Whole Time Director, Designated as Executive Director-Finance & Control and Chief Financial Officer -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends, For For Management Special Interim Dividend and Declare Final Dividend 3 Reelect Martin Roemkens as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Suresh Narayanan as Managing Director 6 Elect David Steven McDaniel as For For Management Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer 7 Elect Ramesh Prathivadibhayankara For For Management Rajagopalan as Director -------------------------------------------------------------------------------- NESTLE PAKISTAN LTD. Ticker: NESTLE Security ID: Y6270E102 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yawar Ali as Director For For Management 1.2 Reelect Freda Duplan as Director For For Management 1.3 Reelect Babar Ali as Director For For Management 1.4 Reelect Hyder Ali as Director For For Management 1.5 Reelect Saiful Islam as Director For For Management 1.6 Reelect Amr Rehan as Director For For Management 1.7 Reelect Bernhard Stefan as Director For For Management 1.8 Reelect Thomas Keller as Director For For Management 1.9 Reelect Osman Khalid Waheed as Director For For Management 2 Authorize Distribution of Annual For For Management Audited Accounts and Meeting Notices in Soft Form 3 Other Business For Against Management -------------------------------------------------------------------------------- NESTLE PAKISTAN LTD. Ticker: NESTLE Security ID: Y6270E102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve EY Ford Rhodes as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Final Cash Dividend For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- PHILIPPINE SEVEN CORPORATION Ticker: SEVN Security ID: Y6955M106 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jorge L. Araneta as Director For For Management 1b Elect Jui-Tang Chen as Director For For Management 1c Elect Lien-Tang Hsieh as Director For For Management 1d Elect Jui-Tien Huang as Director For For Management 1e Elect Chi-Chang Lin as Director For For Management 1f Elect Jose Victor P. Paterno as For For Management Director 1g Elect Maria Cristina P. Paterno as For For Management Director 1h Elect Wen-Chi Wu as Director For For Management 1i Elect Jose T. Pardo as Director For For Management 1j Elect Antonio Jose U. Periquet, Jr. as For For Management Director 1k Elect Michael B. Zalamea as Director For For Management 2 Approve the Minutes of the Annual For For Management Stockholders Meeting Held on July 19, 2018 3 Approve the 2018 Annual Report and For For Management Audited Financial Statements 4 Ratify Actions Taken by the Board of For For Management Directors, Executive Committee, Board Committees and Management Since the Last Annual Stockholders Meeting 5 Appoint External Auditor For For Management 6 Approve Other Matters For For Management -------------------------------------------------------------------------------- PIDILITE INDUSTRIES LIMITED Ticker: 500331 Security ID: Y6977T139 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A N Parekh as Director For For Management 4 Reelect N K Parekh as Director For For Management 5 Reelect B S Mehta as Director For For Management 6 Reelect Uday Khanna as Director For For Management 7 Reelect Meera Shankar as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PT MULTI BINTANG INDONESIA TBK Ticker: MLBI Security ID: Y7139J100 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT MULTI BINTANG INDONESIA TBK Ticker: MLBI Security ID: Y7139J100 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For For Management 2 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activity -------------------------------------------------------------------------------- PT MULTI BINTANG INDONESIA TBK Ticker: MLBI Security ID: Y7139J100 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of For Against Management Commissioners -------------------------------------------------------------------------------- PT MULTI BINTANG INDONESIA TBK Ticker: MLBI Security ID: Y7139J100 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Directors For Against Management and Board of Commissioners -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a.1 Approve Resignation of Amparo Cheung For For Management Aswin as Director 1.a.2 Elect Rizki Raksanugraha as Director For For Management 1.a.3 Approve Resignation of Vikram For For Management Kumaraswamy as Director 1.a.4 Elect Arif Hudaya as Director For For Management 2 Approve Stock Split and Amend Articles For For Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- RADICO KHAITAN LIMITED Ticker: 532497 Security ID: Y7174A147 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Abhishek Khaitan as Director For For Management 4 Reelect Sarvesh Srivastava as Director For For Management 5 Reelect Raghupati Singhania as Director For For Management 6 Elect Sushmita Singha as Director For For Management 7 Elect Tushar Jain as Director For For Management 8 Elect Sharad Jaipuria as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- S-1 CORP. (KOREA) Ticker: 012750 Security ID: Y75435100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Four Inside Directors and One For For Management NI-NED (Bundled) 3 Appoint Ishida Shozaburo as Internal For For Management Auditor 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- SAFARICOM PLC Ticker: SCOM Security ID: V74587102 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend of KES 1.25 Per For For Management Share 2.2 Approve Special Dividend of KES 0.62 For For Management Per Share 3.1 Reelect Bitange Ndemo as Director For For Management 3.2 Reelect Rose Ogega as Director For For Management 4.1 Reelect Bitange Ndemo as Member of For For Management Audit Committee 4.2 Reelect Esther Koimett as Member of For For Management Audit Committee 4.3 Reelect Mohamed Joosub as Member of For For Management Audit Committee 4.4 Reelect Till Streichert as Member of For For Management Audit Committee 4.5 Reelect Rose Ogega as Member of Audit For For Management Committee 5 Approve Remuneration of Directors and For For Management Approve Director's Remuneration Report 6 Ratify Pricewaterhousecoopers as For For Management Auditors and Fix Their Remuneration 7 Other Business For Against Management 8 Amend Article 89 (a) of Bylaws Re: For For Management Board Size -------------------------------------------------------------------------------- SAIGON BEER - ALCOHOL - BEVERAGE CORPORATION Ticker: SAB Security ID: Y7397K112 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 3 Approve Report of Internal Audit For For Management Committee for Financial Year 2019 4 Ratify Auditors For For Management 5 Approve Income Allocation for For For Management Financial Year 2019 6 Approve Expected Income Allocation for For For Management Financial Year 2020 7 Approve Payment of Salary, For Against Management Remuneration and Bonus of Board of Directors for Financial Year 2019 8 Approve Expected Salary, Remuneration For Against Management and Bonus of Board of Directors for Financial Year 2020 9 Approve Liability Insurance of the For Against Management Board of Directors and Managerial Officers 10 Approve Related-Party Transactions For Against Management 11 Other Business For Against Management -------------------------------------------------------------------------------- SAN MIGUEL FOOD & BEVERAGE, INC. Ticker: FB Security ID: Y7510J166 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eduardo M. Cojuangco, Jr. as For For Management Director 1.2 Elect Ramon S. Ang as Director For For Management 1.3 Elect Francisco S. Alejo III as For For Management Director 1.4 Elect Roberto N. Huang as Director For For Management 1.5 Elect Emmanuel B. Macalalag as Director For For Management 1.6 Elect Ferdinand K. Constantino as For For Management Director 1.7 Elect Aurora T. Calderon as Director For For Management 1.8 Elect Joseph N. Pineda as Director For For Management 1.9 Elect Menardo R. Jimenez as Director For For Management 1.10 Elect Ma. Romela M. Bengzon as Director For For Management 1.11 Elect Carmelo L. Santiago as Director For For Management 1.12 Elect Minita V. Chico-Nazario as For For Management Director 1.13 Elect Ricardo C. Marquez as Director For For Management 1.14 Elect Cirilo P. Noel as Director For For Management 1.15 Elect Winston A. Chan as Director For For Management 2 Approve the Minutes of the Annual For For Management Stockholders' Meeting on June 5, 2019 3 Approve Annual Report and Audited For For Management Financial Statements of the Company for Year Ended December 31, 2019 4 Ratify All Acts of the Board of For For Management Directors and Officers Since the 2019 Annual Stockholders' Meeting 5 Appoint R.G. Manabat & Co. as External For For Management Auditor of the Company for Fiscal Year 2020 -------------------------------------------------------------------------------- SCHAEFFLER INDIA LIMITED Ticker: 505790 Security ID: Y7610D119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jurgen Ziegler as Director For For Management 4 Reelect Klaus Rosenfeld as Director For For Management 5 Approve B S R & Co. LLP, Chartered For For Management Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Harsha Kadam as Director For For Management 7 Approve Appointment and Remuneration For For Management of Harsha Kadam as Managing Director 8 Elect Arvind Balaji as Director For For Management 9 Elect Amit Kalyani as Director For For Management 10 Approve Payment of Commission to For For Management Non-Executive Directors for the Year 2019 11 Approve Remuneration to Non-Executive For Against Management Directors for the Year 2020 Onwards 12 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Appoint of Internal Control For For Management Auditor 7 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Re-elect Dr Christo Wiese as Director For Against Management 4 Elect Alice le Roux as Director For For Management 5 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 6 Elect Alice le Roux as Member of the For For Management Audit and Risk Committee 7 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 11.1 Approve Remuneration Policy For For Management 11.2 Approve Implementation of the For For Management Remuneration Policy 12 Elect Jan le Roux, a Shareholder None Against Shareholder Nominee to the Board 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For For Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 1l Approve Additional Fees Per Meeting For For Management 1m Approve Additional Fees Per Hour For Against Management 2 Approve Financial Assistance to For Against Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation Re: For For Management Clause 1 -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Credit Line Bank Application For For Management 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SQUARE PHARMACEUTICALS LTD. Ticker: SQURPHARMA Security ID: Y8132X104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3.1 Reelect Samuel S. Chowdhury as Director For For Management 3.2 Reelect Kazi Iqbal Harun as Director For For Management 4 Approve Mahfel Huq and Co. as Auditors For For Management and Authorize Board to Fix their Remuneration 5 Appoint Chowdhury Bhattacharjee and Co. For For Management as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration 6 Ratify Appointment of S. M. Rezaur For For Management Rahman as Independent Director -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- TAIWAN FAMILYMART CO., LTD. Ticker: 5903 Security ID: Y24098108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TANZANIA BREWERIES LTD. Ticker: TBL Security ID: V89556100 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Read the Notice Convening the Meeting For For Management 2 Approve Minutes of Previous Meeting For For Management 3 Approve Matters Arising from Previous For For Management Meeting 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Dividend For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Other Business For Against Management -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Wee Chai as Director For For Management 2 Elect Lim Cheong Guan as Director For For Management 3 Elect Azrina Arshad as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 6 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Lim Han Boon to Continue For For Management Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Eduardo Mazzilli de Vassimon as For For Management Independent Director 6.2 Elect Gilberto Mifano as Independent For For Management Director 6.3 Elect Guilherme Stocco Filho as For For Management Independent Director 6.4 Elect Laercio Jose de Lucena Cosentino For For Management as Director 6.5 Elect Maria Leticia de Freitas Costa For For Management as Independent Director 6.6 Elect Mauro Gentile Rodrigues da Cunha For For Management as Independent Director 6.7 Elect Sylvia de Souza Leao Wanderley For For Management as Independent Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Mazzilli de Vassimon as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Stocco Filho as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Laercio Jose de Lucena Cosentino as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Leticia de Freitas Costa as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Gentile Rodrigues da Cunha as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xi Sheng as Director, Authorize For For Management Board to Fix His Remuneration and Approve Resignation of Tang Bing as Director -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phase II H Share Appreciation For Against Management Rights Scheme and Related Transactions -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Zhixiong as Director For For Management 1.2 Elect Xiao Yinhong as Director For For Management 1.3 Elect Zhao Xiaohang as Director For For Management 1.4 Elect Xi Sheng as Director For For Management 1.5 Elect Luo Laijun a as Director For For Management 1.6 Elect Cao Shiqing as Director For For Management 1.7 Elect Ngai Wai Fung as Director For For Management 1.8 Elect Liu Xiangqun as Director For For Management 2.1 Elect Zeng Yiwei as Supervisor For For Management 2.2 Elect Yu Yanbing as Supervisor None None Management 2.3 Elect Zhu Yan as Supervisor For For Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries 4 Approve 2019 Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO Limited as International For For Management Auditors and BDO China Shu Lun Pan (Certified Public Accountants LLP) as PRC Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 10 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For Against Management Plan and Its Summary 2 Approve Assessment Management Measures For Against Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For Against Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- UNITED BREWERIES LIMITED Ticker: 532478 Security ID: Y9181N153 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A K Ravi Nedungadi as Director For For Management 4 Elect Rudolf Gijsbert Servaas van den For For Management Brink as Director 5 Reelect Sunil Alagh as Director For For Management 6 Reelect Kiran Mazumdar Shaw as Director For For Management 7 Reelect Madhav Bhatkuly as Director For For Management 8 Reelect Stephan Gerlich as Director For For Management -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Amend Current Corporate Governance For For Management Regulations b Adopt Amended Corporate Governance For For Management Regulations -------------------------------------------------------------------------------- VIETNAM DAIRY PRODUCTS CORP. Ticker: VNM Security ID: Y9365V104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Vote Counting Committee For For Management 1 Approve Audited Financial Statements For For Management of Financial Year 2019 2 Approve Report of Board of Directors For For Management for Financial Year 2019 3 Approve Dividend of Financial Year 2019 For For Management 4 Approve Target for Revenue and Profit For For Management for Financial Year 2020 5 Approve Expected Dividends of For For Management Financial Year 2020 6 Approve Issuance of Bonus Shares to For For Management Existing Shareholders and Listing of Bonus Shares 7 Ratify Auditors For For Management 8 Approve Remuneration of Board of For For Management Directors for Financial Year 2020 9 Approve Additional Business Lines For For Management 10 Amend Company's Charter to Reflect For For Management Changes in Business Lines and Adopt New Charter 11 Elect Nguyen Thi Tham as Director For For Management 12 Other Business For Against Management 1 Approve Meeting Resolutions For For Management -------------------------------------------------------------------------------- VINCOM RETAIL JOINT STOCK COMPANY Ticker: VRE Security ID: Y937HV109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Executive Board on For For Management Business Performance of Financial Year 2019 and Plan for Financial Year 2020 3 Approve Reports of Supervisory Board For For Management 4 Approve Audited Financial Statements For For Management of Financial Year 2019 5 Approve Allocation of Income of For For Management Financial Year 2019 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board 7 Amend Business Lines and Amend For For Management Articles of Association to Reflect Update in Business Lines 8 Approve Election of Director For For Management 9 Elect Fong Ming Huang Ernest as For For Management Director 10 Other Business For Against Management -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report For For Management 1c Approve Board Opinion on CEO's Report For For Management 1d Approve Board of Directors' Report For For Management 1e Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.79 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For Against Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Christopher Nicholas For For Management as Director 6a4 Elect or Ratify Guilherme Loureiro as For For Management Director 6a5 Elect or Ratify Lori Flees as Director For For Management 6a6 Elect or Ratify Kirsten Evans as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Report on Corporate For For Management Restructuring Re: Absorption of Two Subsidiaries 2 Approve Balance Sheet as of May 31, For For Management 2020 3 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. 4 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LIMITED Ticker: 151 Security ID: G9431R103 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Tsai Shao-Chung as Director For Against Management 3a2 Elect Huang Yung-Sung as Director For For Management 3a3 Elect Chu Chi-Wen as Director For For Management 3a4 Elect Tsai Ming-Hui as Director For For Management 3a5 Elect Lai Hong Yee as Director For For Management 3a6 Elect Cheng Wen-Hsien as Director For For Management 3a7 Elect Pei Kerwei as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ============================ Rondure Overseas Fund ============================= ABC-MART, INC. Ticker: 2670 Security ID: J00056101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Noguchi, Minoru For Against Management 2.2 Elect Director Katsunuma, Kiyoshi For For Management 2.3 Elect Director Kojima, Jo For For Management 2.4 Elect Director Kikuchi, Takashi For For Management 2.5 Elect Director Hattori, Kiichiro For For Management -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For For Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AIR NEW ZEALAND LIMITED Ticker: AIR Security ID: Q0169V100 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jan Dawson as Director For For Management 2 Elect Jonathan Mason as Director For For Management 3 Elect Dame Therese Walsh as Director For For Management 4 Approve Widebody Aircraft Transaction For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALIMENTATION COUCHE-TARD INC. Ticker: ATD.B Security ID: 01626P403 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Alain Bouchard For For Management 2.2 Elect Director Melanie Kau For For Management 2.3 Elect Director Jean Bernier For For Management 2.4 Elect Director Nathalie Bourque For For Management 2.5 Elect Director Eric Boyko For For Management 2.6 Elect Director Jacques D'Amours For For Management 2.7 Elect Director Richard Fortin For For Management 2.8 Elect Director Brian Hannasch For For Management 2.9 Elect Director Marie Josee Lamothe For For Management 2.10 Elect Director Monique F. Leroux For For Management 2.11 Elect Director Real Plourde For For Management 2.12 Elect Director Daniel Rabinowicz For For Management 2.13 Elect Director Louis Tetu For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For For Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Pierre-Henri Gourgeon as For For Management Director 5.8 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Did Not Vote Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For Did Not Vote Management - Adopt Board Structure with Audit Committee - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Oyama, Motoi For Did Not Vote Management 3.2 Elect Director Hirota, Yasuhito For Did Not Vote Management 3.3 Elect Director Kashiwaki, Hitoshi For Did Not Vote Management 3.4 Elect Director Sumi, Kazuo For Did Not Vote Management 3.5 Elect Director Yamamoto, Makiko For Did Not Vote Management 4.1 Elect Director and Audit Committee For Did Not Vote Management Member Yoshimi, Noriatsu 4.2 Elect Director and Audit Committee For Did Not Vote Management Member Suto, Miwa 4.3 Elect Director and Audit Committee For Did Not Vote Management Member Yokoi, Yasushi 5 Elect Alternate Director and Audit For Did Not Vote Management Committee Member Mihara, Hideaki 6 Approve Compensation Ceiling for For Did Not Vote Management Directors Who Are Not Audit Committee Members 7 Approve Compensation Ceiling for For Did Not Vote Management Directors Who Are Audit Committee Members 8 Approve Restricted Stock Plan For Did Not Vote Management 9 Approve Takeover Defense Plan (Poison For Did Not Vote Management Pill) -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Lars Renstrom (Chairman), Carl For For Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For For Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For For Management Plan LTI 2020 16 Amend Articles of Association For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AXFOOD AB Ticker: AXFO Security ID: W1051R119 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 7.25 Per Share 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Amount of EUR 725,000 for Chairman, EUR 555,000 for Vice Chairman, and EUR 460,000 for Other Directors; Approve Remuneration of Auditors 13 Reelect Mia Brunell Livfors (Chair), For For Management Stina Andersson, Fabian Bengtsson, Caroline Berg, Jesper Lien, Lars Olofsson and Christer Aberg as Directors; Elect Christian Luiga as New Director 14 Ratify Deloitte as Auditors For For Management 15 Authorize Representatives of Four of For For Management Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.a Approve Restricted Stock Plan LTIP 2020 For For Management 17.b Approve Equity Plan Financing for LTIP For For Management 2020 18 Approve Employee Share Purchases in For For Management Subsidiaries 19 Amend Articles of Association in For Against Management Accordance with New Legislation and Make Editorial Changes 20 Close Meeting None None Management -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Against Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For For Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For For Management -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For For Management 4c Approve DKK 88 Million Reduction in For For Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For For Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For For Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For For Management Director 5b Reelect Lars Fruergaard Jorgensen as For For Management Director 5c Reelect Carl Bache as Director For For Management 5d Reelect Magdi Batato as Director For For Management 5e Reelect Domitille Doat-Le Bigot as For For Management Director 5f Reelect Lilian Fossum Biner as Director For For Management 5g Reelect Richard Burrows as Director For For Management 5h Reelect Soren-Peter Fuchs Olesen as For For Management Director 5i Reelect Majken Schultz as Director For For Management 5j Reelect Lars Stemmerik as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 2.00 per Registered A Share and CHF 0.20 per Registered B Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Johann Rupert as Director and For Against Management Board Chairman 4.2 Reelect Josua Malherbe as Director For Against Management 4.3 Reelect Nikesh Arora as Director For Against Management 4.4 Reelect Nicolas Bos as Director For Against Management 4.5 Reelect Clay Brendish as Director For For Management 4.6 Reelect Jean-Blaise Eckert as Director For Against Management 4.7 Reelect Burkhart Grund as Director For Against Management 4.8 Reelect Sophie Guieysse as Director For Against Management 4.9 Reelect Keyu Jin as Director For For Management 4.10 Reelect Jerome Lambert as Director For For Management 4.11 Reelect Ruggero Magnoni as Director For Against Management 4.12 Reelect Jeff Moss as Director For For Management 4.13 Reelect Vesna Nevistic as Director For For Management 4.14 Reelect Guillaume Pictet as Director For For Management 4.15 Reelect Alan Quasha as Director For Against Management 4.16 Reelect Maria Ramos as Director For For Management 4.17 Reelect Anton Rupert as Director For Against Management 4.18 Reelect Jan Rupert as Director For Against Management 4.19 Reelect Gary Saage as Director For Against Management 4.20 Reelect Cyrille Vigneron as Director For Against Management 5.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 5.2 Reppoint Keyu Jin as Member of the For For Management Compensation Committee 5.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 5.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Designate Etude Gampert & Demierre as For For Management Independent Proxy 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9.2 Million 8.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 8.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 19.1 Million 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COSMOS PHARMACEUTICAL CORP. Ticker: 3349 Security ID: J08959108 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2.1 Elect Director Uno, Masateru For For Management 2.2 Elect Director Yokoyama, Hideaki For For Management 2.3 Elect Director Iwashita, Masahiro For For Management 2.4 Elect Director Takemori, Motoi For For Management 2.5 Elect Director Shibata, Futoshi For For Management 2.6 Elect Director Uno, Yukitaka For For Management 3.1 Elect Director and Audit Committee For For Management Member Kosaka, Michiyoshi 3.2 Elect Director and Audit Committee For For Management Member Kino, Tetsuo 3.3 Elect Director and Audit Committee For For Management Member Ueta, Masao 4 Elect Alternate Director and Audit For For Management Committee Member Nagahara, Go -------------------------------------------------------------------------------- CREATE SD HOLDINGS CO., LTD. Ticker: 3148 Security ID: J09178104 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yamamoto, Hisao For For Management 3.2 Elect Director Hirose, Taizo For For Management 3.3 Elect Director Yamamoto, Itsuko For For Management 3.4 Elect Director Saito, Osamu For For Management 3.5 Elect Director Nakaura, Shigeto For For Management 3.6 Elect Director Kasakawa, Kuniaki For For Management 4.1 Elect Director and Audit Committee For For Management Member Baniwa, Shuichi 4.2 Elect Director and Audit Committee For For Management Member Hara, Yukio 4.3 Elect Director and Audit Committee For For Management Member Kawamura, Nobuhiko 5 Elect Alternate Director and Audit For For Management Committee Member Ampo, Yoko -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For For Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DASSAULT SYSTEMES SA Ticker: DSY Security ID: F2457H472 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation of Charles For For Management Edelstenne, Chairman of the Board 7 Approve Compensation of Bernard For Against Management Charles, Vice-Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Reelect Marie-Helene Habert-Dassault For For Management as Director 10 Reelect Laurence Lescourret as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 12 Authorize Repurchase of Up to 5 For For Management Million Shares 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Articles 14, 16 and 19 of Bylaws For For Management to Comply with Legal Changes 15 Authorize up to 4 Percent of Issued For Against Management Capital for Use in Stock Option Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 17 Delegate Power to the Board to Carry For Against Management Mergers by Absorption 18 Pursuant to Item 17 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Mergers by Absorption 19 Delegate Power to the Board to Carry For Against Management Spin-Off Agreements 20 Pursuant to Item 19 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Spin-Off Agreements 21 Delegate Power to the Board to Acquire For Against Management Certain Assets of Another Company 22 Pursuant to Item 21 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Acquisitions 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Debra Crew as Director For For Management 5 Re-elect Lord Davies as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Nicola Mendelsohn as Director For For Management 10 Re-elect Ivan Menezes as Director For For Management 11 Re-elect Kathryn Mikells as Director For For Management 12 Re-elect Alan Stewart as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Approve Irish Sharesave Scheme For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DOLLARAMA INC. Ticker: DOL Security ID: 25675T107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Joshua Bekenstein For For Management 1B Elect Director Gregory David For For Management 1C Elect Director Elisa D. Garcia C. For For Management 1D Elect Director Stephen Gunn For For Management 1E Elect Director Kristin Mugford For For Management 1F Elect Director Nicholas Nomicos For For Management 1G Elect Director Neil Rossy For For Management 1H Elect Director Richard Roy For For Management 1I Elect Director Huw Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- DOMINO'S PIZZA GROUP PLC Ticker: DOM Security ID: G28113101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Borrowing Limit Under the For For Management Company's Articles of Association -------------------------------------------------------------------------------- ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Ratify Appointment of Laurent Vacherot For For Management as Director 5 Ratify Appointment of Paul du Saillant For For Management as Director 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Leonardo Del For For Management Vecchio, Chairman and CEO 9 Approve Compensation of Hubert For For Management Sagnieres, Vice-Chairman and Vice-CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESSITY AB Ticker: ESSITY.B Security ID: W3R06F100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Ewa Bjorling as Director For For Management 12.b Reelect Par Boman as Director For For Management 12.c Reelect Maija-Liisa Friman as Director For For Management 12.d Reelect Annemarie Gardshol as Director For For Management 12.e Reelect Magnus Groth as Director For For Management 12.f Reelect Bert Nordberg as Director For For Management 12.g Reelect Louise Svanberg as Director For For Management 12.h Reelect Lars Rebien Sorensen as For For Management Director 12.i Reelect Barbara M. Thoralfsson as For For Management Director 13 Reelect Par Boman as Board Chairman For For Management 14 Ratify Ernst & Young as Auditors For For Management 15 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Amend Articles of Association Re: For For Management Participation in the General Meeting 18 Close Meeting None None Management -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect Nathalie Rachou to Supervisory For For Management Board 2b Elect Morten Thorsrud to Supervisory For For Management Board 3a Reelect Stephane Boujnah to Management For For Management Board 3b Elect Havard Abrahamsen to Management For For Management Board 3c Elect Simone Huis in 't Veld to For For Management Management Board 4 Amend Remuneration Policy For Against Management 5 Other Business (Non-Voting) None None Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Adopt Remuneration Report For For Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 1.59 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Reelect Dick Sluimers to Supervisory For For Management Board 5.a Elect Oivind Amundsen to Management For For Management Board 5.b Elect Georges Lauchard to Management For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Management or Supervisory For For Management Board to Grant Rights to French Beneficiaries 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- EZAKI GLICO CO., LTD. Ticker: 2206 Security ID: J13314109 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Ezaki, Katsuhisa For For Management 2.2 Elect Director Ezaki, Etsuro For For Management 2.3 Elect Director Kuriki, Takashi For For Management 2.4 Elect Director Honzawa, Yutaka For For Management 2.5 Elect Director Masuda, Tetsuo For For Management 2.6 Elect Director Kato, Takatoshi For For Management 2.7 Elect Director Oishi, Kanoko For For Management 2.8 Elect Director Hara, Joji For For Management 3 Appoint Statutory Auditor Miyamoto, For For Management Matao 4 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- FERRARI NV Ticker: RACE Security ID: N3167Y103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Board Report None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Dividends of EUR 1.13 Per Share For For Management 2.f Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For For Management Director 3.b Reelect Louis C. Camilleri as For For Management Executive Director 3.c Reelect Piero Ferrari as Non-Executive For For Management Director 3.d Reelect Delphine Arnault as For Against Management Non-Executive Director 3.e Reelect Eduardo H. Cue as For For Management Non-Executive Director 3.f Reelect Sergio Duca as Non-Executive For For Management Director 3.g Reelect Maria Patrizia Grieco as For For Management Non-Executive Director 3.h Reelect Adam Keswick as Non-Executive For For Management Director 3.i Elect Francesca Bellettini as For For Management Non-Executive Director 3.j Elect Roberto Cingolani as For For Management Non-Executive Director 3.k Elect John Galantic as Non-Executive For For Management Director 4 Appoint Ernst & Young Accountants LLP For For Management as Auditors 5 Amend Remuneration Policy For Against Management 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Awards to Chairman For For Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Douglas J. Haughey For For Management 1.9 Elect Director Barry V. Perry For For Management 1.10 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GREGGS PLC Ticker: GRG Security ID: G41076111 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint KPMG Audit plc as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Re-elect Ian Durant as Director For For Management 5 Re-elect Roger Whiteside as Director For For Management 6 Re-elect Richard Hutton as Director For For Management 7 Re-elect Dr Helena Ganczakowski as For For Management Director 8 Re-elect Peter McPhillips as Director For For Management 9 Re-elect Sandra Turner as Director For For Management 10 Elect Kate Ferry as Director For For Management 11 Approve Remuneration Report For For Management 12 Approve Remuneration Policy For For Management 13 Amend Performance Share Plan For For Management 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Approve Remuneration Report For For Management 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.68 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2.b 3 Approve Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5 Ratify Deloitte as Auditors For For Management 6.a Amend Articles 7, 9, 10, 12, 13 For For Management Paragraph 1 and Article 18 of the Articles of Association 6.b Amend Article 13 Paragraph 10 of the For Against Management Articles of Association 7 Elect Dolf van den Brink to Management For For Management Board 8 Reelect Pamela Mars Wright to For For Management Supervisory Board 9 Close Meeting None None Management -------------------------------------------------------------------------------- HERMES INTERNATIONAL SCA Ticker: RMS Security ID: F48051100 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Abstain Management Statutory Reports 2 Approve Consolidated Financial For Abstain Management Statements and Statutory Reports 3 Approve Discharge of General Managers For Abstain Management 4 Approve Allocation of Income and For Abstain Management Dividends of EUR 4.55 per Share 5 Approve Auditors' Special Report on For Abstain Management Related-Party Transactions 6 Authorize Repurchase of Up to 10 For Abstain Management Percent of Issued Share Capital 7 Approve Compensation of Corporate For Abstain Management Officers 8 Approve Compensation of Axel Dumas, For Abstain Management General Manager 9 Approve Compensation of Emile Hermes For Abstain Management SARL, General Manager 10 Approve Compensation of Eric de For Abstain Management Seynes, Chairman of the Supervisory Board 11 Approve Remuneration Policy of General For Abstain Management Managers 12 Approve Remuneration Policy of For Abstain Management Supervisory Board Members 13 Reelect Dorothee Altmayer as For Abstain Management Supervisory Board Member 14 Reelect Monique Cohen as Supervisory For Abstain Management Board Member 15 Reelect Renaud Mommeja as Supervisory For Abstain Management Board Member 16 Reelect Eric de Seynes as Supervisory For Abstain Management Board Member 17 Authorize Decrease in Share Capital For Abstain Management via Cancellation of Repurchased Shares 18 Authorize up to 2 Percent of Issued For Abstain Management Capital for Use in Stock Option Plans 19 Authorize up to 2 Percent of Issued For Abstain Management Capital for Use in Restricted Stock Plans 20 Amend Articles 18 and 22 of Bylaws Re: For Abstain Management Employee Reprensentative and Supervisory Board Members Remuneration 21 Authorize Filing of Required For Abstain Management Documents/Other Formalities -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INDUTRADE AB Ticker: INDT Security ID: W4939U106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Board and Board Committee None None Management Reports 8 Receive Financial Statements and None None Management Statutory Reports 9 Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 10.a Accept Financial Statements and For For Management Statutory Reports 10.b Approve Allocation of Income and For For Management Omission of Dividends 10.c Approve Discharge of Board and For For Management President 11 Receive Nominating Committee Report None None Management 12 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 600,000 for Chairman, SEK 450,000 for Deputy Chairman and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14 Reelect Susanna Campbell, Bengt Kjell, For Against Management Ulf Lundahl, Katarina Martinson (Chair), Krister Mellve, Anders Jernhall, Lars Pettersson and Bo Annvik as Directors 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JD WETHERSPOON PLC Ticker: JDW Security ID: G5085Y147 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Tim Martin as Director For For Management 5 Re-elect John Hutson as Director For For Management 6 Re-elect Su Cacioppo as Director For For Management 7 Re-elect Ben Whitley as Director For For Management 8 Re-elect Debra van Gene as Director For Against Management 9 Re-elect Sir Richard Beckett as For Against Management Director 10 Re-elect Harry Morley as Director For For Management 11 Reappoint Grant Thornton LLP as For For Management Auditors and Authorise Their Remuneration 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JD WETHERSPOON PLC Ticker: JDW Security ID: G5085Y147 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Rule 9 of the For Against Management Takeover Code -------------------------------------------------------------------------------- KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KEWPIE CORP. Ticker: 2809 Security ID: J33097106 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: NOV 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakashima, Amane For For Management 1.2 Elect Director Chonan, Osamu For For Management 1.3 Elect Director Saito, Kengo For For Management 1.4 Elect Director Katsuyama, Tadaaki For For Management 1.5 Elect Director Inoue, Nobuo For For Management 1.6 Elect Director Sato, Seiya For For Management 1.7 Elect Director Hamachiyo, Yoshinori For For Management 1.8 Elect Director Himeno, Minoru For For Management 1.9 Elect Director Shinohara, Masato For For Management 1.10 Elect Director Uchida, Kazunari For For Management 1.11 Elect Director Urushi, Shihoko For For Management 2 Appoint Statutory Auditor Kumahira, For For Management Mika 3 Approve Annual Bonus For For Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO., LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Akihiro For For Management 2.3 Elect Director Yamane, Satoshi For For Management 2.4 Elect Director Tsuji, Haruo For For Management 2.5 Elect Director Ito, Kunio For For Management 2.6 Elect Director Sasaki, Kaori For For Management 3 Appoint Statutory Auditor Ariizumi, For For Management Chiaki -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Matti Alahuhta, Anne Brunila, For For Management Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director 14 Amend Articles Re: Business Area; For For Management Auditors; General Meeting 15.a Approve Remuneration of Auditors For For Management 15.b Fix Number of Auditors at Two for For For Management Financial Year 2020 15.c Fix Number of Auditors at One for For For Management Financial Year 2021 15.d Ratify PricewaterhouseCoopers and For For Management Jouko Malinen as Auditors for Financial Year 2020 15.e Ratify Ernst & Young as Auditors for For For Management Financial Year 2021 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance Shares without For For Management Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KUSURI NO AOKI HOLDINGS CO., LTD. Ticker: 3549 Security ID: J37526100 Meeting Date: AUG 17, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Amend Business Lines For Against Management - Authorize Board to Determine Income Allocation 3.1 Elect Director Aoki, Keisei For For Management 3.2 Elect Director Aoki, Yasutoshi For For Management 3.3 Elect Director Aoki, Hironori For For Management 3.4 Elect Director Yahata, Ryoichi For For Management 3.5 Elect Director Yoshino, Kunihiko For For Management 3.6 Elect Director Okada, Motoya For For Management 3.7 Elect Director Yanagida, Naoki For For Management 4 Appoint Alternate Statutory Auditor For For Management Morioka, Shinichi -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For For Management Director 7 Reelect Jean-Victor Meyers as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Jean-Paul For For Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LAURENT PERRIER Ticker: LPE Security ID: F55758100 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Management Board For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 5 Approve Transactions with Supervisory For Against Management Board Members 6 Approve Transactions with Management For For Management Board Members 7 Approve Transactions with a For For Management Shareholder Holding More than 10 Percent of the Voting Rights 8 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 186,154 9 Reelect Marie Cheval as Supervisory For Against Management Board Member 10 Approve Termination Package of For Against Management Stephane Dalyac, Chairman of the Management Board 11 Approve Non-Compete Agreement with For For Management Stephane Dalyac, Chairman of the Management Board 12 Approve Remuneration Policy of For Against Management Management Board Members 13 Approve Remuneration Policy of For Against Management Chairman of the Management Board 14 Approve Remuneration Policy of For Against Management Chairman of the Supervisory Board 15 Approve Remuneration Policy of For For Management Supervisory Board Members 16 Approve Compensation of Stephane For Against Management Dalyac, Chairman of the Management Board 17 Approve Compensation of Alexandra For For Management Pereyre, Management Board Member 18 Approve Compensation of Stephanie For For Management Meneux, Management Board Member 19 Approve Compensation of Maurice de For For Management Kervenoael, Chairman of the Supervisory Board 20 Approve Compensation of Patrick For For Management Thomas, Vice-Chairman of the Supervisory Board 21 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 22 Authorize Filing of Required For For Management Documents/Other Formalities 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOM.B Security ID: W5650X104 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 8 Elect Lars Blecko and Johan Lundberg For For Management as New Directors 9 Approve Remuneration of Directors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- LOTUS BAKERIES NV Ticker: LOTB Security ID: B5783H102 Meeting Date: MAY 08, 2020 Meeting Type: Annual/Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 32 per Share 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7 Approve Remuneration Report For Against Management 8 Approve Remuneration Policy For For Management 9 Reelect Concellent NV, Permanently For For Management Represented by Sofie Boone as Director 10 Reelect Beneconsult BV, Permanently For For Management Represented by Benedikte Boone as Director 11 Amend Article 1 Re: Website and E-mail For For Management Address 12 Receive Special Board Report Re: None None Management Change of Company Purpose 13 Amend Corporate Purpose For For Management 14 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 15 Receive Special Board Report Re: Item None None Management 16 16 Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital 17 Adopt Double Voting Rights for For Against Management Long-Term Registered Shareholders 18 Adopt New Articles of Association For Against Management 19 Authorize Implementation of Approved For For Management Resolutions 20 Approve Coordination of Articles of For For Management Association 21 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SE Ticker: MC Security ID: F58485115 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Delphine Arnault as Director For Against Management 6 Reelect Antonio Belloni as Director For Against Management 7 Reelect Diego Della Valle as Director For Against Management 8 Reelect Marie-Josee Kravis as Director For For Management 9 Reelect Marie-Laure Sauty de Chalon as For For Management Director 10 Elect Natacha Valla as Director For For Management 11 Appoint Lord Powell of Bayswater as For Against Management Censor 12 Approve Compensation Report of For Against Management Corporate Officers 13 Approve Compensation of Bernard For Against Management Arnault, Chairman and CEO 14 Approve Compensation of Antonio For Against Management Belloni, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officers 16 Approve Remuneration Policy of For Against Management Chairman and CEO 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Amend Article 11 of Bylaws Re: For For Management Employee Representative 22 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 23 Amend Article 14 of Bylaws Re: Board For For Management Powers 24 Amend Article 20, 21, 23 and 25 of For For Management Bylaws to Comply with Legal Changes -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanimura, Itaru For For Management 1.2 Elect Director Tomaru, Akihiko For For Management 1.3 Elect Director Tsuchiya, Eiji For For Management 1.4 Elect Director Izumiya, Kazuyuki For For Management 1.5 Elect Director Urae, Akinori For For Management 1.6 Elect Director Yoshida, Kenichiro For For Management 1.7 Elect Director Mori, Kenichi For For Management 2.1 Elect Director and Audit Committee For For Management Member Ii, Masako 2.2 Elect Director and Audit Committee For For Management Member Yamazaki, Mayuka 2.3 Elect Director and Audit Committee For For Management Member Toyama, Ryoko -------------------------------------------------------------------------------- MAINFREIGHT LIMITED Ticker: MFT Security ID: Q5742H106 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Don Braid as Director For For Management 2 Elect Simon Cotter as Director For For Management 3 Elect Kate Parsons as Director For For Management 4 Adopt New Constitution For For Management 5 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MATSUMOTOKIYOSHI HOLDINGS CO., LTD. Ticker: 3088 Security ID: J41208109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Matsumoto, Namio For For Management 2.2 Elect Director Matsumoto, Kiyo For For Management 2.3 Elect Director Matsumoto, Takashi For For Management 2.4 Elect Director Ota, Takao For For Management 2.5 Elect Director Obe, Shingo For For Management 2.6 Elect Director Ishibashi, Akio For For Management 2.7 Elect Director Matsushita, Isao For For Management 2.8 Elect Director Omura, Hiro For For Management 2.9 Elect Director Kimura, Keiji For For Management 2.10 Elect Director Okiyama, Tomoko For For Management 3.1 Appoint Statutory Auditor Koike, Noriko For For Management 3.2 Appoint Statutory Auditor Watanabe, For For Management Shoichi 4 Appoint Alternate Statutory Auditor For For Management Seno, Yoshiaki -------------------------------------------------------------------------------- MAYR-MELNHOF KARTON AG Ticker: MMK Security ID: A42818103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.20 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify PwC GmbH as Auditors for Fiscal For For Management 2020 7.1 Elect Rainer Zellner as Supervisory For Against Management Board Member 7.2 Elect Johannes Goess-Saurau as For Against Management Supervisory Board Member 7.3 Elect Nikolaus Ankershofen as For Against Management Supervisory Board Member 7.4 Elect Alexander Leeb as Supervisory For Against Management Board Member 7.5 Elect Georg Mayr-Melnhof as For Against Management Supervisory Board Member 7.6 Elect Ferdinand Mayr-Melnhof-Saurau as For Against Management Supervisory Board Member 7.7 Elect Klaus Rabel as Supervisory Board For Against Management Member 7.8 Elect Franz Rappold as Supervisory For Against Management Board Member 8 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- MCDONALD'S HOLDINGS CO. (JAPAN) LTD. Ticker: 2702 Security ID: J4261C109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Sarah L. Casanova For Against Management 2.2 Elect Director Arosha Yijemuni For For Management 2.3 Elect Director Ueda, Masataka For For Management 3.1 Appoint Statutory Auditor Ishii, For For Management Takaaki 3.2 Appoint Statutory Auditor Tashiro, Yuko For For Management 3.3 Appoint Statutory Auditor Honda, For For Management Yoshiyuki 3.4 Appoint Statutory Auditor Ellen Caya For Against Management -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.04 2.1 Elect Director Nishimoto, Kosuke For For Management 2.2 Elect Director Ono, Ryusei For For Management 2.3 Elect Director Ikeguchi, Tokuya For For Management 2.4 Elect Director Otokozawa, Ichiro For For Management 2.5 Elect Director Sato, Toshinari For For Management 2.6 Elect Director Ogi, Takehiko For For Management 2.7 Elect Director Nakano, Yoichi For For Management 2.8 Elect Director Shimizu, Arata For For Management -------------------------------------------------------------------------------- MONOTARO CO., LTD. Ticker: 3064 Security ID: J46583100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Seto, Kinya For For Management 2.2 Elect Director Suzuki, Masaya For For Management 2.3 Elect Director Yamagata, Yasuo For For Management 2.4 Elect Director Kitamura, Haruo For For Management 2.5 Elect Director Kishida, Masahiro For For Management 2.6 Elect Director Ise, Tomoko For For Management 2.7 Elect Director Sagiya, Mari For For Management 2.8 Elect Director Barry Greenhouse For For Management -------------------------------------------------------------------------------- MORINAGA & CO., LTD. Ticker: 2201 Security ID: J46367108 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 72 2 Amend Articles to Remove Provisions on For For Management Takeover Defense - Remove All Provisions on Advisory Positions - Recognize Validity of Board Resolutions in Written or Electronic Format 3.1 Elect Director Ota, Eijiro For For Management 3.2 Elect Director Miyai, Machiko For For Management 3.3 Elect Director Hirakue, Takashi For For Management 3.4 Elect Director Uchiyama, Shinichi For For Management 3.5 Elect Director Sakai, Toshiyuki For For Management 3.6 Elect Director Mori, Shinya For For Management 3.7 Elect Director Fujii, Daisuke For For Management 3.8 Elect Director Takano, Shiho For For Management 3.9 Elect Director Eto, Naomi For For Management 3.10 Elect Director Hoshi, Shuichi For For Management 4 Appoint Statutory Auditor Sakaguchi, For For Management Koichi -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For For Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NIHON M&A CENTER INC. Ticker: 2127 Security ID: J50883107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Wakebayashi, Yasuhiro For For Management 2.2 Elect Director Miyake, Suguru For For Management 2.3 Elect Director Naraki, Takamaro For For Management 2.4 Elect Director Otsuki, Masahiko For For Management 2.5 Elect Director Takeuchi, Naoki For For Management 2.6 Elect Director Watanabe, Tsuneo For For Management 2.7 Elect Director Kumagai, Hideyuki For For Management 2.8 Elect Director Mori, Tokihiko For For Management 2.9 Elect Director Anna Dingley For For Management 2.10 Elect Director Takeuchi, Minako For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirayama, Iwao 3.2 Elect Director and Audit Committee For For Management Member Kinoshita, Naoki 3.3 Elect Director and Audit Committee For For Management Member Yamada, Yoshinori 4 Elect Alternate Director and Audit For For Management Committee Member Shiga, Katsumasa -------------------------------------------------------------------------------- NIPPON PAINT HOLDINGS CO., LTD. Ticker: 4612 Security ID: J55053128 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors 3.1 Elect Director Tanaka, Masaaki For For Management 3.2 Elect Director Goh Hup Jin For For Management 3.3 Elect Director Minami, Manabu For For Management 3.4 Elect Director Hara, Hisashi For For Management 3.5 Elect Director Tsutsui, Takashi For For Management 3.6 Elect Director Morohoshi, Toshio For For Management 3.7 Elect Director Nakamura, Masayoshi For For Management 3.8 Elect Director Mitsuhashi, Masataka For For Management 3.9 Elect Director Koezuka, Miharu For For Management -------------------------------------------------------------------------------- OLVI OYJ Ticker: OLVAS Security ID: X59663108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Agenda of Meeting For For Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive CEO's Review 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Monthly Remuneration of For For Management Directors in the Amount of EUR 5,000 to Chair, EUR 2,500 to Vice Chair and EUR 2,000 to Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Six For For Management 13 Reelect Pentti Hakkarainen, Lasse For For Management Heinonen, Nora Hortling, Elisa Markula, Paivi Paltola and Heikki Sirvio as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 1 Million For For Management Class A Shares without Preemptive Rights; Approve Reissuance of 500,000 Repurchased Class A Shares 18 Close Meeting None None Management -------------------------------------------------------------------------------- ORIENTAL LAND CO., LTD. Ticker: 4661 Security ID: J6174U100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Appoint Statutory Auditor Suzuki, For For Management Shigeru 2.2 Appoint Statutory Auditor Kainaka, For For Management Tatsuo 2.3 Appoint Statutory Auditor Saigusa, For Against Management Norio 2.4 Appoint Statutory Auditor Yonekawa, For Against Management Kosei -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 08, 2019 Meeting Type: Annual/Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.12 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Kory Sorenson as Director For For Management 6 Elect Esther Berrozpe Galindo as For For Management Director 7 Elect Philippe Petitcolin as Director For For Management 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre For For Management Ricard, Chairman and CEO 10 Approve Remuneration Policy for For For Management Alexandre Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves For For Management of Up to EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: For For Management Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Indemnify Directors - Indemnify Statutory Auditors 3.1 Elect Director Nakata, Yoichi For For Management 3.2 Elect Director Yamashita, Shigeru For For Management 3.3 Elect Director Kitazawa, Norimasa For For Management 3.4 Elect Director Akamatsu, Eiji For For Management 3.5 Elect Director Itakura, Tadashi For For Management 3.6 Elect Director Kurachi, Yasunori For For Management 3.7 Elect Director Kevin Vyse-Peacock For For Management 3.8 Elect Director Nitta, Takayuki For For Management 3.9 Elect Director Hatoyama, Rehito For For Management 3.10 Elect Director Okada, Erika For For Management 3.11 Elect Director Hayashi, Chiaki For For Management 3.12 Elect Director Yamaguchi, Eriko For For Management 4 Appoint Statutory Auditor Matsunaga, For For Management Tsutomu -------------------------------------------------------------------------------- PUMA SE Ticker: PUM Security ID: D62318148 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Annulment of the For For Management Variable Supervisory Board Remuneration Clause 8 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- REA GROUP LIMITED Ticker: REA Security ID: Q8051B108 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Tracey Fellows as Director For For Management 3b Elect Richard Freudenstein as Director For For Management 3c Elect Michael Miller as Director For For Management 4 Approve Grant of Performance Rights to For For Management Owen Wilson -------------------------------------------------------------------------------- REMY COINTREAU SA Ticker: RCO Security ID: F7725A100 Meeting Date: JUL 24, 2019 Meeting Type: Annual/Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.65 per Share 4 Approve Exceptional Dividends of EUR 1 For For Management per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Reelect Marc Heriard Dubreuil as For For Management Director 7 Reelect Olivier Jolivet as Director For For Management 8 Reelect ORPAR as Director For For Management 9 Elect Helene Dubrule as Director For For Management 10 Elect Marie-Amelie Jacquet as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 620,000 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For Against Management 14 Approve Compensation of Marc Heriard For For Management Dubreuil, Chairman of the Board 15 Approve Compensation of Valerie For Against Management Chapoulaud-Floquet, CEO 16 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RIGHTMOVE PLC Ticker: RMV Security ID: G7565D106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend (Resolution None None Management Withdrawn) 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Elect Andrew Fisher as Director For For Management 8 Elect Amit Tiwari as Director For For Management 9 Re-elect Peter Brooks-Johnson as For For Management Director 10 Re-elect Robyn Perriss as Director For For Management 11 Re-elect Jacqueline de Rojas as For For Management Director 12 Re-elect Rakhi Goss-Custard as Director For For Management 13 Re-elect Andrew Findlay as Director For For Management 14 Re-elect Lorna Tilbian as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ROYAL UNIBREW A/S Ticker: RBREW Security ID: K8390X122 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Omission of Dividends 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.1 Million for Chairman, DKK 665,000 for Vice Chairman and DKK 380,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Approve DKK 1.5 Million Reduction in For For Management Share Capital via Share Cancellation 6.2 Authorize Share Repurchase Program For For Management 6.3 Amend Articles Re: Editorial Changes For For Management of Article 5 6.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 6.5 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 6.6 Authorize Interim Dividends For For Management 7.a Reelect Walther Thygesen as Director For For Management 7.b Reelect Jais Valeur as Director For For Management 7.c Reelect Floris van Woerkom as Director For For Management 7.d Reelect Christian Sagild as Director For For Management 7.e Reelect Catharina Stackelberg-Hammaren For For Management as Director 7.f Reelect Heidi Kleinbach-Sauter as For For Management Director 8 Ratify KPMG as Auditors For Abstain Management 9 Other Business None None Management -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SCHINDLER HOLDING AG Ticker: SCHP Security ID: H7258G233 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share and Participation Certificate 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Variable Remuneration of For Against Management Directors in the Amount of CHF 3.9 Million 4.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 11.3 Million 4.3 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 7 Million 4.4 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 11.6 Million 5.1 Reelect Silvio Napoli as Director and For Against Management Board Chairman 5.2 Elect Orit Gadiesh as Director For Against Management 5.3.1 Reelect Alfred Schindler as Director For Against Management 5.3.2 Reelect Pius Baschera as Director For Against Management 5.3.3 Reelect Erich Ammann as Director For Against Management 5.3.4 Reelect Luc Bonnard as Director For Against Management 5.3.5 Reelect Patrice Bula as Director For For Management 5.3.6 Reelect Monika Buetler as Director For For Management 5.3.7 Reelect Rudolf Fischer as Director For Against Management 5.3.8 Reelect Tobias Staehelin as Director For Against Management 5.3.9 Reelect Carole Vischer as Director For Against Management 5.4.1 Reappoint Pius Baschera as Member of For Against Management the Compensation Committee 5.4.2 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 5.4.3 Reappoint Rudolf Fischer as Member of For Against Management the Compensation Committee 5.5 Designate Adrian von Segesser as For For Management Independent Proxy 5.6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SECOM CO., LTD. Ticker: 9735 Security ID: J69972107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Iida, Makoto For For Management 2.2 Elect Director Nakayama, Yasuo For For Management 2.3 Elect Director Ozeki, Ichiro For For Management 2.4 Elect Director Yoshida, Yasuyuki For For Management 2.5 Elect Director Fuse, Tatsuro For For Management 2.6 Elect Director Izumida, Tatsuya For For Management 2.7 Elect Director Kurihara, Tatsushi For For Management 2.8 Elect Director Hirose, Takaharu For For Management 2.9 Elect Director Kawano, Hirobumi For For Management 2.10 Elect Director Watanabe, Hajime For For Management 2.11 Elect Director Hara, Miri For For Management -------------------------------------------------------------------------------- SEEK LIMITED Ticker: SEK Security ID: Q8382E102 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect Denise Bradley as Director For For Management 3b Elect Leigh Jasper as Director For For Management 4 Approve Grant of Equity Right to For Against Management Andrew Bassat 5 Approve Grant of Wealth Sharing Plan For Against Management Options and Wealth Sharing Plan Rights to Andrew Bassat -------------------------------------------------------------------------------- SERIA CO., LTD. Ticker: 2782 Security ID: J7113X106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Kawai, Eiji For For Management 2.2 Elect Director Iwama, Yasushi For For Management 2.3 Elect Director Tanaka, Masahiro For For Management 3.1 Elect Director and Audit Committee For For Management Member Nakamura, Noboru 3.2 Elect Director and Audit Committee For For Management Member Suzuki, Hiroto 3.3 Elect Director and Audit Committee For For Management Member Kataoka, Noriaki 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For For Management 3.2 Elect Director Goto, Katsuhiro For For Management 3.3 Elect Director Ito, Junro For For Management 3.4 Elect Director Yamaguchi, Kimiyoshi For For Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For For Management 3.7 Elect Director Kimura, Shigeki For For Management 3.8 Elect Director Joseph M. DePinto For For Management 3.9 Elect Director Tsukio, Yoshio For For Management 3.10 Elect Director Ito, Kunio For For Management 3.11 Elect Director Yonemura, Toshiro For For Management 3.12 Elect Director Higashi, Tetsuro For For Management 3.13 Elect Director Rudy, Kazuko For For Management -------------------------------------------------------------------------------- SHIMANO, INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For For Management 2.2 Elect Director Shimano, Taizo For For Management 2.3 Elect Director Toyoshima, Takashi For For Management 2.4 Elect Director Tsuzaki, Masahiro For For Management 2.5 Elect Director Tarutani, Kiyoshi For For Management 2.6 Elect Director Matsui, Hiroshi For For Management 2.7 Elect Director Otake, Masahiro For For Management 2.8 Elect Director Kiyotani, Kinji For For Management 2.9 Elect Director Kanai, Takuma For For Management 3 Appoint Statutory Auditor Hirata, For For Management Yoshihiro 4 Appoint Alternate Statutory Auditor For For Management Kondo, Yukihiro -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Against Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Amend Performance Share Plan For For Management 4 Approve Remuneration Report For For Management 5 Approve Final Dividend For For Management 6 Reappoint Deloitte LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Re-elect Jamie Pike as Director For For Management 9 Re-elect Nicholas Anderson as Director For For Management 10 Re-elect Kevin Boyd as Director For For Management 11 Re-elect Neil Daws as Director For For Management 12 Re-elect Dr Trudy Schoolenberg as For For Management Director 13 Re-elect Peter France as Director For For Management 14 Re-elect Caroline Johnstone as Director For For Management 15 Re-elect Jane Kingston as Director For For Management 16 Elect Kevin Thompson as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- STRAUMANN HOLDING AG Ticker: STMN Security ID: H8300N119 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 5.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 2.7 Million 5.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million 5.2 Approve Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 3.2 Million 5.3 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 6.1 Million 6.1 Reelect Gilbert Achermann as Director For For Management and as Board Chairman 6.2 Reelect Monique Bourquin as Director For For Management 6.3 Reelect Sebastian Burckhardt as For For Management Director 6.4 Reelect Juan-Jose Gonzalez as Director For For Management 6.5 Reelect Beat Luethi as Director For For Management 6.6 Reelect Thomas Straumann as Director For For Management 6.7 Reelect Regula Wallimann as Director For For Management 6.8 Elect Marco Gadola as Director For For Management 7.1 Appoint Monique Bourquin as Member of For For Management the Compensation Committee 7.2 Appoint Beat Luethi as Member of the For For Management Compensation Committee 7.3 Appoint Regula Wallimann as Member of For For Management the Compensation Committee 8 Designate Neovius AG as Independent For For Management Proxy 9 Ratify Ernst & Young AG as Auditors For For Management 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SUNDRUG CO., LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Saitsu, Tatsuro For For Management 2.2 Elect Director Sadakata, Hiroshi For For Management 2.3 Elect Director Tada, Naoki For For Management 2.4 Elect Director Tada, Takashi For For Management 2.5 Elect Director Sugiura, Nobuhiko For For Management 2.6 Elect Director Matsumoto, Masato For For Management 2.7 Elect Director Tsuji, Tomoko For For Management 3.1 Appoint Statutory Auditor Ozawa, For For Management Tetsuro 3.2 Appoint Statutory Auditor Shinohara, For For Management Kazuma -------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LTD. Ticker: 2587 Security ID: J78186103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Kogo, Saburo For For Management 3.2 Elect Director Saito, Kazuhiro For For Management 3.3 Elect Director Yamazaki, Yuji For For Management 3.4 Elect Director Kimura, Josuke For For Management 3.5 Elect Director Torii, Nobuhiro For For Management 3.6 Elect Director Inoue, Yukari For For Management 4 Elect Director and Audit Committee For For Management Member Chiji, Kozo 5 Elect Alternate Director and Audit For For Management Committee Member Amitani, Mitsuhiro -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- TREASURY WINE ESTATES LIMITED Ticker: TWE Security ID: Q9194S107 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Louisa Cheang as Director For For Management 2b Elect Ed Chan as Director For For Management 2c Elect Warwick Every-Burns as Director For For Management 2d Elect Garry Hounsell as Director For For Management 2e Elect Colleen Jay as Director For For Management 2f Elect Lauri Shanahan as Director For For Management 2g Elect Paul Rayner as Director For For Management 3 Approve Proportional Takeover Provision For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Michael Clarke -------------------------------------------------------------------------------- TSURUHA HOLDINGS, INC. Ticker: 3391 Security ID: J9348C105 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuruha, Tatsuru For For Management 1.2 Elect Director Horikawa, Masashi For For Management 1.3 Elect Director Tsuruha, Jun For For Management 1.4 Elect Director Goto, Teruaki For For Management 1.5 Elect Director Abe, Mitsunobu For For Management 1.6 Elect Director Mitsuhashi, Shinya For For Management 1.7 Elect Director Ogawa, Hisaya For For Management 1.8 Elect Director Okada, Motoya For For Management 1.9 Elect Director Yamada, Eiji For For Management 1.10 Elect Director Murakami, Shoichi For For Management 1.11 Elect Director Atsumi, Fumiaki For For Management 1.12 Elect Director Fujii, Fumiyo For For Management 1.13 Elect Director Sato, Harumi For For Management 2 Appoint Alternate Statutory Auditor For For Management Yamazaki, Mikine -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Takahisa For For Management 1.2 Elect Director Ishikawa, Eiji For For Management 1.3 Elect Director Mori, Shinji For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- VITASOY INTERNATIONAL HOLDINGS LIMITED Ticker: 345 Security ID: Y93794108 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Winston Yau-Lai Lo as Director For For Management 3A2 Elect Paul Jeremy Brough as Director For For Management 3A3 Elect Roberto Guidetti as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Marshall Retail For For Management Group Holding Company, Inc. -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Suzanne Baxter as Director For For Management 5 Elect Carl Cowling as Director For For Management 6 Re-elect Annemarie Durbin as Director For For Management 7 Elect Simon Emeny as Director For For Management 8 Re-elect Robert Moorhead as Director For For Management 9 Re-elect Henry Staunton as Director For For Management 10 Elect Maurice Thompson as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Approve Restricted Share Plan For Against Management ========== END NPX REPORT
SEAFARER OVERSEAS GROWTH AND INCOME FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08194 Reporting Period: 07/01/2019 - 06/30/2020 Financial Investors Trust ==================================== SFGIX ===================================== ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BAO VIET HOLDINGS Ticker: BVH Security ID: Y0704L105 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Business Lines For For Management 2 Amend Section 1, Article 4 in relation For For Management to Business Lines 3 Authorize Managing Director to Ratify For For Management and Execute Approved Resolutions -------------------------------------------------------------------------------- BAO VIET HOLDINGS Ticker: BVH Security ID: Y0704L105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Executive Director For For Management on Business Performance of Financial Year 2019 and Business Plan for Financial Year 2020 2 Approve Audited Financial Statements For For Management of Financial Year 2019 3 Approve Report of Board of Directors For For Management 4 Approve Report of Supervisory Board For For Management 5 Approve Payment of Remuneration of For For Management Board of Directors and Supervisory Board for Financial Year 2019 and Remuneration Plan for Financial Year 2020 6 Approve Allocation of Income of For Against Management Financial Year 2019 and Expected Allocation of Income of Financial Year 2020 7 Ratify Auditors For For Management 8.1 Approve Election of Directors For Against Management 8.2 Approve Election Regulations For Against Management 8.3 Approve Nominations For Against Management 8.4 Elect Directors For Against Management 9 Other Business For Against Management -------------------------------------------------------------------------------- BIZLINK HOLDING, INC. Ticker: 3665 Security ID: G11474106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For Against Management Guarantees 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES SAB DE CV Ticker: BOLSAA Security ID: P17330104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report and Board's For For Management Opinion on CEO's Report 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Individual and Consolidated For For Management Financial Statements 1.d Approve Report of Audit Committee and For For Management Corporate Practices Committees 1.e Approve Report of Statutory Auditors For For Management 1.f Approve Report on Activities of For For Management Company Listing and Regulatory Committees 1.g Accept Report on Compliance with For For Management Fiscal Obligations 2 Approve Allocation of Income For For Management 3 Approve Cash Dividends of MXN 1.81 Per For For Management Share 4 Elect or Ratify Principal and For For Management Alternate Members of Board, Statutory Auditors, Chairman of Audit and Corporate Practices Committee; Verify Independence Classification of Board Members 5 Approve Remuneration of Principal and For For Management Alternate Members of Board and Statutory Auditors; Approve Remuneration of Members of Audit and Corporate Practices Committees 6 Approve Report of Policies Related to For For Management Repurchase of Shares 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES SAB DE CV Ticker: BOLSAA Security ID: P17330104 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Marcos Alejandro Martinez Gavica For For Management as Board Chairman 1.2 Elect Hector Blas Grisi Checa as For For Management Director 1.3 Elect Eduardo Osuna Osuna as Director For For Management 1.4 Elect Alvaro Vaqueiro Ussel as For For Management Alternate Director 1.5 Ratify Remuneration of Chairman; For Against Management Ratify Resolutions Approved by Board Meeting on April 21, 2020 Re: Former Chairman Fee 2.1 Authorize Rafael Robles Miaja, Maria For For Management Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Ratify and Execute Approved Resolutions 2.2 Authorize Rafael Robles Miaja, Maria For For Management Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Formalize Minutes of Meeting -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Qing Lijun as Director For For Management 4 Elect Xiao Jianping as Director For For Management 5 Elect Qin Yelong as Director For For Management 6 Elect Stephen Edward Clark as Director For For Management 7 Elect Li Hung Kwan, Alfred as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Haikou International Duty Free City Project 2 Approve Signing of Financial Services For Against Management Agreement -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 1.2 Elect Xue Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For Against Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For For Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CONTAINER CORPORATION OF INDIA LTD. Ticker: 531344 Security ID: Y1740A152 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Kalyana Rama as Director For For Management 4 Reelect Sanjay Bajpai as Director For Against Management 5 Approve Arun K Agarwal & Associates, For For Management Chartered Accountants, New Delhi as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Manoj Kumar Dubey as Director For For Management 7 Elect Jayasankar M.K. as Director For For Management 8 Reelect Kamlesh Shivji Vikamsey as For Against Management Director 9 Reeect Sanjeev S. Shah as Director For For Management -------------------------------------------------------------------------------- COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends of MXN 0.75 Per Share For For Management 6 Approve Certification of the Company's For For Management Bylaws 7 Appoint Legal Representatives For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- DENTIUM CO., LTD. Ticker: 145720 Security ID: Y2R34J108 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Ryu Gi-hong as Inside Director For For Management 3 Elect Shin Sang-wan as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subscription Agreement, For For Management Exchangeable Bond Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Indofood Group's For For Management Noodles Business, New Annual Caps and Related Transaction 2 Approve Renewal of Indofood Group's For For Management Plantations Business, New Annual Caps and Related Transaction 3 Approve Indofood Group's Distribution For For Management Business, New Annual Caps and Related Transaction 4 Approve Indofood Group's Flour For For Management Business, New Annual Caps and Related Transaction -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Distribution For For Management 3 Approve Ernst & Young as Independent For For Management Auditor and Authorize Board or Audit and Risk Management Committee to Fix Their Remuneration 4.1 Elect Benny S. Santoso as Director For For Management 4.2 Elect Blair Chilton Pickerell as For For Management Director 4.3 Elect Axton Salim as Director For Against Management 4.4 Elect Tedy Djuhar as Director For Against Management 5 Authorize Board or Remuneration For For Management Committee to Fix Remuneration of Directors 6 Authorize Board to Appoint Additional For For Management Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Pang Yiu Kai as Director For For Management 3a2 Elect Lueth Allen Warren as Director For For Management 3a3 Elect Behrens Ernst Hermann as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HYUNDAI MOBIS CO., LTD. Ticker: 012330 Security ID: Y3849A109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1.1 Elect Karl-Thomas Neumann as Outside For For Management Director 3.1.2 Elect Jang Young-woo as Outside For For Management Director 3.2 Elect Chung Eui-sun as Inside Director For For Management 4.1 Elect Karl-Thomas Neumann as a Member For For Management of Audit Committee 4.2 Elect Jang Young-woo as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- INARI AMERTRON BERHAD Ticker: 0166 Security ID: Y3887U108 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Tan Seng Chuan as Director For For Management 4 Elect Ho Phon Guan as Director For For Management 5 Elect Mai Mang Lee as Director For For Management 6 Approve Grant Thornton Malaysia as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Kemala Tengku Hajjah Aishah For For Management Binti Al-Marhum Sultan Haji Ahmad Shah to Continue Office as Independent Non-Executive Director 10 Approve Oh Seong Lye to Continue For For Management Office as Independent Non-Executive Director 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Jeong Seong-yi as Inside Director For For Management 2.1.2 Elect Yoon Seok-hoon as Inside Director For For Management 2.2.1 Elect Yoon Tae-hwa as Outside Director For For Management 2.2.2 Elect Ryu Jae-wook as Outside Director For For Management 2.3 Elect Kim Jae-cheol as Non-Independent For For Management Non-Executive Director 3.1 Elect Yoon Tae-hwa as a Member of For For Management Audit Committee 3.2 Elect Ryu Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Piaoyang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Yunshu as Non-Independent For For Shareholder Director 1.3 Elect Zhang Lianshan as For For Shareholder Non-Independent Director 1.4 Elect Sun Jieping as Non-Independent For For Shareholder Director 1.5 Elect Dai Hongbin as Non-Independent For For Shareholder Director 1.6 Elect Guo Congzhao as Non-Independent For For Shareholder Director 1.7 Elect Li Yuanchao as Independent For For Shareholder Director 1.8 Elect Wang Qian as Independent Director For For Shareholder 1.9 Elect Xue Shuang as Independent For For Shareholder Director 2.1 Elect Dong Wei as Supervisor For For Management 2.2 Elect Xiong Guoqiang as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Fix Remuneration 7 Amend Articles of Association For For Management 8 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- KOH YOUNG TECHNOLOGY, INC. Ticker: 098460 Security ID: Y4810R105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Interim Dividend) 2.2 Amend Articles of Incorporation For For Management (Miscellaneous) 3.1 Elect Ko Gwang-il as Inside Director For For Management 3.2 Elect Hwang In-joon as Inside Director For For Management 3.3 Elect Shin Jae-deuk as Inside Director For For Management 3.4 Elect Kim Young-bae as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Receive Supervisory Board Opinion on None None Management Interim Financial Statements and Proposal on Allocation of Income 4.1 Approve Interim Financial Statements For For Management 4.2 Approve Increase in Registered Capital For For Management 4.3 Approve Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5 Approve Interim Dividends of CZK 3.30 For For Management per Share 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NATIONAL CENTRAL COOLING CO. PJSC Ticker: TABREED Security ID: M72005107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.105 per For For Management Share 5 Approve Remuneration of Directors of For For Management AED 7,125,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seong-sook as Inside Director For For Management 4 Elect Byeon Dae-gyu as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Fix Number of Fiscal Council Members For For Management at Three 5 Elect Fiscal Council Members For Abstain Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Elect Ivan Maluf Junior as Fiscal None For Shareholder Council Member and Eduardo da Gama Godoy as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Fiscal Council For For Management Members 9 Fix Number of Directors at Eight For For Management 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Directors For Against Management 12 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 13 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 14.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Director and Vinicius Marinho da Cruz as Alternate 14.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Octavio de Lazari Junior as Director and Flavio Bitter as Alternate 14.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Manoel Antonio Peres as Director and Americo Pinto Gomes as Alternate 14.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Luiz Gontijo Junior as Director 14.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Director 14.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Vinicius Jose de Almeida Albernaz as Director 14.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Suaki dos Santos as Director and David Casimiro Moreira as Alternate 14.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Jorge Kalache Filho as Alternate 15 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 16 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ORION CORP. (KOREA) Ticker: 271560 Security ID: Y6S90M128 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Heo In-cheol as Inside Director For For Management 2.2 Elect Lee Gyeong-jae as Inside Director For For Management 2.3 Elect Lee Wook as Outside Director For For Management 3 Elect Lee Wook as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD. Ticker: 2343 Security ID: G68437139 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement and the For For Management Issuance of Convertible Bonds and Convertible Shares -------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD. Ticker: 2343 Security ID: G68437139 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect David M. Turnbull as Director For For Management 3.2 Elect Irene Waage Basili as Director For For Management 3.3 Elect Kirsi Kyllikki Tikka as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PETROVIETNAM GAS JSC Ticker: GAS Security ID: Y6383G101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For Did Not Vote Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Report on Business Performance For Did Not Vote Management of Financial Year 2019 3 Approve Audited Financial Statements For Did Not Vote Management of Financial Year 2019 4 Approve Allocation of Income of For Did Not Vote Management Financial Year 2019 5 Approve Business Plan and Expected For Did Not Vote Management Allocation of Income of Financial Year 2020 6 Approve Report of Supervisory Board For Did Not Vote Management for Financial Year 2019 and Plan for Financial Year 2020 7 Ratify Auditors For Did Not Vote Management 8 Approve Payment of Remuneration of For Did Not Vote Management Board of Directors and Supervisory Board in Financial Year 2019 and Remuneration Plan for Financial Year 2020 9 Dismiss Mai Huu Ngan as Supervisor For Did Not Vote Management 10 Elect Tran Thi Hoang Anh as Supervisor For Did Not Vote Management 11.1 Elect Vo Thi Thanh Ngoc as Director For Did Not Vote Management 11.2 Elect Duong Manh Son as Director For Did Not Vote Management 12 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PICO FAR EAST HOLDINGS LIMITED Ticker: 752 Security ID: G7082H127 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Mok Pui Keung as Director For For Management 3 Elect James Patrick Cunningham as For For Management Director 4 Elect Frank Lee Kee Wai as Director For For Management 5 Approve RSM Hong Kong as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Final Dividend For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Company's Recovery Plan None For Shareholder 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Qualicorp For For Management Corretora de Seguros SA 4 Approve Absorption of Qualicorp For For Management Corretora de Seguros SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Potential Transaction of Sale For Against Management of All Quotas Issued by the Subsidiary QSaude Operadora de Planos de Saude Ltda, Grant Release of Obligations and Execution of Commercial Partnership Agreement with Qualicorp Administradora de Beneficios SA and QSaude 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Olivieri as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Ramos Neto as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Martins de Souza as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Arthur Farme de D'Amoed Neto as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Heraclito de Brito Gomes Junior as Independent Board Chairman 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Teixeira Sampaio as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Otavio de Garcia Lazcano as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 Elect Fiscal Council Members For For Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Approve Remuneration of Fiscal Council For For Management Members 15 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For For Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For For Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For Against Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SHANGRI-LA ASIA LIMITED Ticker: 69 Security ID: G8063F106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lim Beng Chee as Director For For Management 2B Elect Ho Kian Guan as Director For Against Management 2C Elect Zhuang Chenchao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Cunbo as Director For For Management 4 Elect Qiu Weiguo as Director For For Management 5 Elect Chen Xu as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIA ENGINEERING COMPANY LIMITED Ticker: S59 Security ID: Y78599100 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3.1 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 3.2 Elect Raj Thampuran as Director For For Management 3.3 Elect Ng Chin Hwee as Director For For Management 4 Elect Chin Yau Seng as Director For For Management 5 Approve Directors' Fee For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7.1 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7.2 Approve Grant of Awards and Issuance For For Management of Shares Under the SIAEC Performance Share Plan 2014 and/or SIAEC Restricted Share Plan 2014 7.3 Approve Mandate for Interested Person For For Management Transactions 7.4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINDOH CO., LTD. Ticker: 029530 Security ID: Y7994W105 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect One Inside Director and Three For For Management Outside Directors (Bundled) 3 Elect Three Members of Audit Committee For For Management (Bundled) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TEXWINCA HOLDINGS LIMITED Ticker: 321 Security ID: G8770Z106 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Poon Bun Chak as Director For For Management 3a2 Elect Ting Kit Chung as Director For For Management 3a3 Elect Poon Ho Tak as Director For For Management 3a4 Elect Au Son Yiu as Director For For Management 3a5 Elect Cheng Shu Wing as Director For For Management 3a6 Elect Law Brian Chung Nin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Jonathan S. Huberman as Director For For Management 4 Elect Han Thong Kwang as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and Issuance For For Management of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For For Management 2b Elect Huang Ming as Director For For Management 2c Elect Lau, Jin Tin Don as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kwah Thiam Hock as Director For For Management 5 Approve Kwah Thiam Hock to Continue For For Management Office as Independent Director 6 Elect Tay Kah Chye as Director For For Management 7 Approve Tay Kah Chye to Continue For For Management Office as Independent Director 8 Elect Kuok Khoon Hua as Director For For Management 9 Elect Kuok Khoon Ean as Director For For Management 10 Elect Teo Siong Seng as Director For For Management 11 Elect Soh Gim Teik as Director For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 14 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 15 Approve Mandate for Interested Person For For Management Transactions 16 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WOONGJIN COWAY CO., LTD. Ticker: 021240 Security ID: Y1786S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bang Jun-hyeok as Inside Director For For Management 1.2 Elect Lee Hae-seon as Inside Director For For Management 1.3 Elect Seo Jang-won as Inside Director For For Management 1.4 Elect Kim Jin-bae as Outside Director For For Management 1.5 Elect Kim Gyu-ho as Outside Director For For Management 1.6 Elect Yoon Bu-hyeon as Outside Director For For Management 1.7 Elect Lee Da-woo as Outside Director For For Management 2.1 Elect Kim Jin-bae as a Member of Audit For For Management Committee 2.2 Elect Yoon Bu-hyeon as a Member of For For Management Audit Committee 2.3 Elect Lee Da-woo as a Member of Audit For For Management Committee 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the Auditor and Internal Control Auditor and Authorize the Board to Fix Their Remunerations 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Amend Articles of Association For Against Management Regarding Party Committee 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors ========== END NPX REPORT
SEAFARER OVERSEAS VALUE FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08194 Reporting Period: 07/01/2019 - 06/30/2020 Financial Investors Trust ==================================== SFVLX ===================================== AMVIG HOLDINGS LTD. Ticker: 2300 Security ID: G0420V106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jerzy Czubak as Director For For Management 3b Elect Michael John Casamento as For For Management Director 3c Elect Au Yeung Tin Wah, Ellis as For For Management Director 3d Elect Ching Yu Lung as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve RSM Hong Kong as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LIMITED Ticker: 1135 Security ID: G0534R108 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Capital Reduction and Withdrawal of Listing of Shares from the Stock Exchange 2 Approve Roll-Over Arrangements between For For Management the Offeror and the Participating Management Shareholders -------------------------------------------------------------------------------- ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LIMITED Ticker: 1135 Security ID: G0534R108 Meeting Date: AUG 23, 2019 Meeting Type: Court Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHERKIZOVO GROUP PJSC Ticker: GCHE Security ID: X5974W104 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 48.79 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- CHERKIZOVO GROUP PJSC Ticker: GCHE Security ID: X5974W104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 60.92 per Share 4 Fix Number of Directors at Seven For For Management 5.1 Elect John Michael Balay as Director None For Management 5.2 Elect Evgenii Mikhailov as Director None Against Management 5.3 Elect Sergei Mikhailov as Director None Against Management 5.4 Elect Rafael Fuertes Quintanilla as None Against Management Director 5.5 Elect Richard Sobel as Director None Against Management 5.6 Elect Filip Kegels as Director None For Management 5.7 Elect Christopher John Warmoth as None For Management Director 6.1 Elect Nina Erkovich as Member of Audit For For Management Commission 6.2 Elect Aminat Shamkhalova as Member of For For Management Audit Commission 6.3 Elect Aleksandr Maiorov as Member of For For Management Audit Commission 7 Ratify Deloitte & Touche CIS as Auditor For For Management 8 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement 9 Amend Regulations on Remuneration of For Against Management Directors -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Qing Lijun as Director For For Management 4 Elect Xiao Jianping as Director For For Management 5 Elect Qin Yelong as Director For For Management 6 Elect Stephen Edward Clark as Director For For Management 7 Elect Li Hung Kwan, Alfred as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For Against Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For For Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends of MXN 0.75 Per Share For For Management 6 Approve Certification of the Company's For For Management Bylaws 7 Appoint Legal Representatives For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- DEL MONTE PACIFIC LIMITED Ticker: D03 Security ID: G27054116 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Elect Emil Q Javier as Director For For Management 3 Elect Yvonne Goh as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Emoluments For For Management 6 Approve Ernst & Young LLP as Auditors For For Management of the Group and Authorize Board to Fix Their Remuneration 7 Approve Sycip Gorres Velayo & Co. For For Management (Ernst & Young Philippines) as Philippine Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Grant of Options and Issuance For Against Management of Shares Under the Del Monte Pacific Executive Share Option Plan 2016 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subscription Agreement, For For Management Exchangeable Bond Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Indofood Group's For For Management Noodles Business, New Annual Caps and Related Transaction 2 Approve Renewal of Indofood Group's For For Management Plantations Business, New Annual Caps and Related Transaction 3 Approve Indofood Group's Distribution For For Management Business, New Annual Caps and Related Transaction 4 Approve Indofood Group's Flour For For Management Business, New Annual Caps and Related Transaction -------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LIMITED Ticker: 142 Security ID: G34804107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Distribution For For Management 3 Approve Ernst & Young as Independent For For Management Auditor and Authorize Board or Audit and Risk Management Committee to Fix Their Remuneration 4.1 Elect Benny S. Santoso as Director For For Management 4.2 Elect Blair Chilton Pickerell as For For Management Director 4.3 Elect Axton Salim as Director For Against Management 4.4 Elect Tedy Djuhar as Director For Against Management 5 Authorize Board or Remuneration For For Management Committee to Fix Remuneration of Directors 6 Authorize Board to Appoint Additional For For Management Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bid for Integrated For For Management Resort Project in Japan 2 Approve Proposed Grant of Special For Against Management Incentive Awards to Non-Executive Directors 3 Approve Proposed Increase in Limit of For Against Management PSS Share Awards to Chairman -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Tan Hee Teck as Director For For Management 4 Elect Koh Seow Chuan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Mandate for Interested Person For For Management Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GEORGIA CAPITAL PLC Ticker: CGEO Security ID: G9687A101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Irakli Gilauri as Director For For Management 4 Re-elect Kim Bradley as Director For For Management 5 Re-elect Caroline Brown as Director For For Management 6 Elect Maria Chatti-Gautier as Director For For Management 7 Re-elect Massimo Gesua' sive Salvadori For For Management as Director 8 Re-elect David Morrison as Director For For Management 9 Re-elect Jyrki Talvitie as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise Off-Market Purchase of For For Management Ordinary Shares -------------------------------------------------------------------------------- GIORDANO INTERNATIONAL LIMITED Ticker: 709 Security ID: G6901M101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi Kong as Director For For Management 3b Elect Chan Sai Cheong as Director For For Management 3c Elect Kwong Ki Chi as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ivan Besedin as Director For Against Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Lampros For For Management Papadopoulos for the Fulfillment of the Duties of the Member of the Board of Directors 2 Approve Remuneration of Lampros For For Management Papadopoulos for the Membership in the Strategy Committee of the Board of Directors -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Ratify PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Reelect Britta Dalunde as Director and For For Management Approve Her Remuneration 4 Reelect Morten Engelstoft as Director For Against Management and Approve His Remuneration 5 Reelect Alexandra Fomenko as Director For Against Management and Approve His Remuneration 6 Reelect Soren Jakobsen as Director and For Against Management Approve His Remuneration 7 Reelect Shavkat Kary Niyazov as For Against Management Director and Approve His Remuneration 8 Reelect Demos Katsis as Director and For Against Management Approve His Remuneration 9 Reelect Inna Kuznetsova as Director For For Management and Approve Her Remuneration 10 Reelect Lampros Papadopoulos as For For Management Director and Approve His Remuneration 11 Reelect Mogens Petersen as Director For Against Management and Approve His Remuneration 12 Reelect Sergey N. Shishkarev as For Against Management Director and Approve His Remuneration 13 Elect Andrei Yaschenko as Director and For Against Management Approve His Remuneration -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Morten For For Management Engelstoft as Director 2 Elect Director For Against Management -------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Pang Yiu Kai as Director For For Management 3a2 Elect Lueth Allen Warren as Director For For Management 3a3 Elect Behrens Ernst Hermann as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HRNETGROUP LIMITED Ticker: CHZ Security ID: Y3R31H103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Sim Yong Siang as Director For For Management 5 Elect Heng Su-Ling Mae as Director For Against Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Grant of Awards and Issuance For Against Management of Shares Under the 123GROW Plan -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Jeong Seong-yi as Inside Director For For Management 2.1.2 Elect Yoon Seok-hoon as Inside Director For For Management 2.2.1 Elect Yoon Tae-hwa as Outside Director For For Management 2.2.2 Elect Ryu Jae-wook as Outside Director For For Management 2.3 Elect Kim Jae-cheol as Non-Independent For For Management Non-Executive Director 3.1 Elect Yoon Tae-hwa as a Member of For For Management Audit Committee 3.2 Elect Ryu Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LIMITED Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect John William Crawford as Director For For Management 3a2 Elect Ho, Lawrence Yau Lung as Director For For Management 3a3 Elect Chung Yuk Man as Director For For Management 3a4 Elect Ng Ching Wo as Director For Against Management 3b Authorize Board to Fix Remuneration of For Against Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LIMITED Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Share Option Scheme For Against Management -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Receive Supervisory Board Opinion on None None Management Interim Financial Statements and Proposal on Allocation of Income 4.1 Approve Interim Financial Statements For For Management 4.2 Approve Increase in Registered Capital For For Management 4.3 Approve Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5 Approve Interim Dividends of CZK 3.30 For For Management per Share 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NATIONAL CENTRAL COOLING CO. PJSC Ticker: TABREED Security ID: M72005107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.105 per For For Management Share 5 Approve Remuneration of Directors of For For Management AED 7,125,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD. Ticker: 2343 Security ID: G68437139 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement and the For For Management Issuance of Convertible Bonds and Convertible Shares -------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD. Ticker: 2343 Security ID: G68437139 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect David M. Turnbull as Director For For Management 3.2 Elect Irene Waage Basili as Director For For Management 3.3 Elect Kirsi Kyllikki Tikka as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PETROVIETNAM FERTILIZER & CHEMICALS CORP. Ticker: DPM Security ID: Y6825J101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for Financial Year 2019 and Plan for Financial Year 2020 2 Approve Business Target for Financial For For Management Year 2020 3 Approve Audited Financial Statements For For Management of Financial Year 2019 4 Approve Financial Year 2019 Income For For Management Allocation and Expected Income Allocation of Financial Year 2020 5 Approve Report of Supervisory Board For For Management for Financial Year 2019 6 Ratify Auditors For For Management 7 Approve Payment of Remuneration of For For Management Board of Directors and Supervisory Board for Financial Year 2019 and Expected Remuneration of Board of Directors and Supervisory Board in Financial Year 2020 8 Dismiss Nguyen Hong Vinh as Director For For Management 9 Approve Terms of Gas Purchase For For Management Agreement in 2019 10 Authorize Board of Directors to Enter For Against Management into Material Purchase Transaction for Phu My Fertilizer Factory 11 Approve Election of Director For Against Management 12 Elect Director For Against Management 13 Other Business For Against Management -------------------------------------------------------------------------------- PETROVIETNAM TECHNICAL SERVICES CORP. Ticker: PVS Security ID: Y6807J103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors, For For Management Report on Business Performance of Financial Year 2019 and Plan for Financial Year 2020, and Report of Supervisory Board 2 Approve Business Plan for Financial For For Management Year 2020 3 Approve Audited Financial Statements For For Management of Financial Year 2019 4 Approve Income Allocation of Financial For For Management Year 2019 and Expected Financial Plan for Financial Year 2020 5 Ratify Auditors For For Management 6 Approve Remuneration of Board of For For Management Directors and Supervisory Board in Financial Year 2020 7 Other Business For Against Management -------------------------------------------------------------------------------- PICO FAR EAST HOLDINGS LIMITED Ticker: 752 Security ID: G7082H127 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Mok Pui Keung as Director For For Management 3 Elect James Patrick Cunningham as For For Management Director 4 Elect Frank Lee Kee Wai as Director For For Management 5 Approve RSM Hong Kong as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Final Dividend For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Qualicorp For For Management Corretora de Seguros SA 4 Approve Absorption of Qualicorp For For Management Corretora de Seguros SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Potential Transaction of Sale For Against Management of All Quotas Issued by the Subsidiary QSaude Operadora de Planos de Saude Ltda, Grant Release of Obligations and Execution of Commercial Partnership Agreement with Qualicorp Administradora de Beneficios SA and QSaude 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Olivieri as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Ramos Neto as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Martins de Souza as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Arthur Farme de D'Amoed Neto as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Heraclito de Brito Gomes Junior as Independent Board Chairman 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Teixeira Sampaio as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Otavio de Garcia Lazcano as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 Elect Fiscal Council Members For For Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Approve Remuneration of Fiscal Council For For Management Members 15 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For For Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SHANGRI-LA ASIA LIMITED Ticker: 69 Security ID: G8063F106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lim Beng Chee as Director For For Management 2B Elect Ho Kian Guan as Director For Against Management 2C Elect Zhuang Chenchao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIA ENGINEERING COMPANY LIMITED Ticker: S59 Security ID: Y78599100 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3.1 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 3.2 Elect Raj Thampuran as Director For For Management 3.3 Elect Ng Chin Hwee as Director For For Management 4 Elect Chin Yau Seng as Director For For Management 5 Approve Directors' Fee For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7.1 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7.2 Approve Grant of Awards and Issuance For For Management of Shares Under the SIAEC Performance Share Plan 2014 and/or SIAEC Restricted Share Plan 2014 7.3 Approve Mandate for Interested Person For For Management Transactions 7.4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TEXWINCA HOLDINGS LIMITED Ticker: 321 Security ID: G8770Z106 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Poon Bun Chak as Director For For Management 3a2 Elect Ting Kit Chung as Director For For Management 3a3 Elect Poon Ho Tak as Director For For Management 3a4 Elect Au Son Yiu as Director For For Management 3a5 Elect Cheng Shu Wing as Director For For Management 3a6 Elect Law Brian Chung Nin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For For Management 2b Elect Huang Ming as Director For For Management 2c Elect Lau, Jin Tin Don as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kwah Thiam Hock as Director For For Management 5 Approve Kwah Thiam Hock to Continue For For Management Office as Independent Director 6 Elect Tay Kah Chye as Director For For Management 7 Approve Tay Kah Chye to Continue For For Management Office as Independent Director 8 Elect Kuok Khoon Hua as Director For For Management 9 Elect Kuok Khoon Ean as Director For For Management 10 Elect Teo Siong Seng as Director For For Management 11 Elect Soh Gim Teik as Director For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 14 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 15 Approve Mandate for Interested Person For For Management Transactions 16 Authorize Share Repurchase Program For For Management ========== END NPX REPORT
VULCAN VALUE PARTNERS FUND
Vote Summary
MCKESSON CORPORATION | |||||||||||||||
Security | 58155Q103 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MCK | Meeting Date | 31-Jul-2019 | ||||||||||||
ISIN | US58155Q1031 | Agenda | 935050714 - Management | ||||||||||||
Record Date | 04-Jun-2019 | Holding Recon Date | 04-Jun-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1a. | Election of Director for a one-year term: Dominic J. Caruso | Management | For | For | |||||||||||
1b. | Election of Director for a one-year term: N. Anthony Coles, M.D. | Management | For | For | |||||||||||
1c. | Election of Director for a one-year term: M. Christine Jacobs | Management | For | For | |||||||||||
1d. | Election of Director for a one-year term: Donald R. Knauss | Management | For | For | |||||||||||
1e. | Election of Director for a one-year term: Marie L. Knowles | Management | For | For | |||||||||||
1f. | Election of Director for a one-year term: Bradley E. Lerman | Management | For | For | |||||||||||
1g. | Election of Director for a one-year term: Edward A. Mueller | Management | For | For | |||||||||||
1h. | Election of Director for a one-year term: Susan R. Salka | Management | For | For | |||||||||||
1i. | Election of Director for a one-year term: Brian S. Tyler | Management | For | For | |||||||||||
1j. | Election of Director for a one-year term: Kenneth E. Washington | Management | For | For | |||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | |||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
4. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shareholder | Against | For | |||||||||||
5. | Shareholder proposal on 10% ownership threshold for calling special meetings of shareholders. | Shareholder | Against | For | |||||||||||
QORVO, INC. | |||||||||||||||
Security | 74736K101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | QRVO | Meeting Date | 06-Aug-2019 | ||||||||||||
ISIN | US74736K1016 | Agenda | 935055384 - Management | ||||||||||||
Record Date | 13-Jun-2019 | Holding Recon Date | 13-Jun-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Aug-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Ralph G. Quinsey | For | For | ||||||||||||
2 | Robert A. Bruggeworth | For | For | ||||||||||||
3 | Jeffery R. Gardner | For | For | ||||||||||||
4 | John R. Harding | For | For | ||||||||||||
5 | David H.Y. Ho | For | For | ||||||||||||
6 | Roderick D. Nelson | For | For | ||||||||||||
7 | Dr. Walden C. Rhines | For | For | ||||||||||||
8 | Susan L. Spradley | For | For | ||||||||||||
9 | Walter H. Wilkinson, Jr | For | For | ||||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | Management | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 28, 2020. | Management | For | For | |||||||||||
PARKER-HANNIFIN CORPORATION | |||||||||||||||
Security | 701094104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | PH | Meeting Date | 23-Oct-2019 | ||||||||||||
ISIN | US7010941042 | Agenda | 935085250 - Management | ||||||||||||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Lee C. Banks | Management | For | For | |||||||||||
1B. | Election of Director: Robert G. Bohn | Management | For | For | |||||||||||
1C. | Election of Director: Linda S. Harty | Management | For | For | |||||||||||
1D. | Election of Director: Kevin A. Lobo | Management | For | For | |||||||||||
1E. | Election of Director: Candy M. Obourn | Management | For | For | |||||||||||
1F. | Election of Director: Joseph Scaminace | Management | For | For | |||||||||||
1G. | Election of Director: Ake Svensson | Management | For | For | |||||||||||
1H. | Election of Director: Laura K. Thompson | Management | For | For | |||||||||||
1I. | Election of Director: James R. Verrier | Management | For | For | |||||||||||
1J. | Election of Director: James L. Wainscott | Management | For | For | |||||||||||
1K. | Election of Director: Thomas L. Williams | Management | For | For | |||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | |||||||||||
3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | |||||||||||
4. | Approval of the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. | Management | For | For | |||||||||||
5. | Shareholder proposal to adopt a policy that requires the Chairman of the Board to be an independent member of the Board of Directors. | Shareholder | Against | For | |||||||||||
ORACLE CORPORATION | |||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ORCL | Meeting Date | 19-Nov-2019 | ||||||||||||
ISIN | US68389X1054 | Agenda | 935087165 - Management | ||||||||||||
Record Date | 20-Sep-2019 | Holding Recon Date | 20-Sep-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Jeffrey S. Berg | For | For | ||||||||||||
2 | Michael J. Boskin | For | For | ||||||||||||
3 | Safra A. Catz | For | For | ||||||||||||
4 | Bruce R. Chizen | For | For | ||||||||||||
5 | George H. Conrades | For | For | ||||||||||||
6 | Lawrence J. Ellison | For | For | ||||||||||||
7 | Rona A. Fairhead | For | For | ||||||||||||
8 | Hector Garcia-Molina | For | For | ||||||||||||
9 | Jeffrey O. Henley | For | For | ||||||||||||
10 | Mark V. Hurd | For | For | ||||||||||||
11 | Renée J. James | For | For | ||||||||||||
12 | Charles W. Moorman IV | For | For | ||||||||||||
13 | Leon E. Panetta | For | For | ||||||||||||
14 | William G. Parrett | For | For | ||||||||||||
15 | Naomi O. Seligman | For | For | ||||||||||||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | |||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | |||||||||||
4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | For | |||||||||||
5. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | For | |||||||||||
MICROSOFT CORPORATION | |||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | ||||||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | ||||||||||||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: William H. Gates III | Management | For | For | |||||||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||||||
1E. | Election of Director: Satya Nadella | Management | For | For | |||||||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||||||
1J. | Election of Director: John W. Stanton | Management | For | For | |||||||||||
1K. | Election of Director: John W. Thompson | Management | For | For | |||||||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | |||||||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | |||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | |||||||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | For | |||||||||||
VISA INC. | |||||||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | V | Meeting Date | 28-Jan-2020 | ||||||||||||
ISIN | US92826C8394 | Agenda | 935113807 - Management | ||||||||||||
Record Date | 29-Nov-2019 | Holding Recon Date | 29-Nov-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Lloyd A. Carney | Management | For | For | |||||||||||
1B. | Election of Director: Mary B. Cranston | Management | For | For | |||||||||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | |||||||||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | |||||||||||
1E. | Election of Director: Ramon L. Laguarta | Management | For | For | |||||||||||
1F. | Election of Director: John F. Lundgren | Management | For | For | |||||||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||||||
1H. | Election of Director: Denise M. Morrison | Management | For | For | |||||||||||
1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||||
1J. | Election of Director: John A. C. Swainson | Management | For | For | |||||||||||
1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | |||||||||||
AMERISOURCEBERGEN CORPORATION | |||||||||||||||
Security | 03073E105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ABC | Meeting Date | 05-Mar-2020 | ||||||||||||
ISIN | US03073E1055 | Agenda | 935124379 - Management | ||||||||||||
Record Date | 06-Jan-2020 | Holding Recon Date | 06-Jan-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Ornella Barra | Management | For | For | |||||||||||
1B. | Election of Director: Steven H. Collis | Management | For | For | |||||||||||
1C. | Election of Director: D. Mark Durcan | Management | For | For | |||||||||||
1D. | Election of Director: Richard W. Gochnauer | Management | For | For | |||||||||||
1E. | Election of Director: Lon R. Greenberg | Management | For | For | |||||||||||
1F. | Election of Director: Jane E. Henney, M.D. | Management | For | For | |||||||||||
1G. | Election of Director: Kathleen W. Hyle | Management | For | For | |||||||||||
1H. | Election of Director: Michael J. Long | Management | For | For | |||||||||||
1I. | Election of Director: Henry W. McGee | Management | For | For | |||||||||||
1J. | Election of Director: Dennis M. Nally | Management | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | |||||||||||
3. | Advisory vote to approve the compensation of named executive officers. | Management | For | For | |||||||||||
4. | Stockholder proposal, if properly presented, to permit stockholders to act by written consent. | Shareholder | Against | For | |||||||||||
5. | Stockholder proposal, if properly presented, regarding the use of a deferral period for certain compensation of senior executives. | Shareholder | Against | For | |||||||||||
AIRBUS SE | |||||||||||||||
Security | N0280G100 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | |||||||||||||
ISIN | NL0000235190 | Agenda | 712298822 - Management | ||||||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | ||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 26-Mar-2020 | |||||||||
SEDOL(s) | 4012250 - 4012346 - B16Q6Y4 - BF444K0 - BHZLF67 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
1 | OPENING AND GENERAL INTRODUCTORY STATEMENTS | Non-Voting | |||||||||||||
2.1 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: CORPORATE GOVERNANCE-STATEMENT | Non-Voting | |||||||||||||
2.2 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: REPORT ON THE BUSINESS-AND FINANCIAL RESULTS OF 2019 | Non-Voting | |||||||||||||
2.3 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: POLICY ON DIVIDEND | Non-Voting | |||||||||||||
3 | DISCUSSION OF ALL AGENDA ITEMS | Non-Voting | |||||||||||||
4.1 | ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||
4.3 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
4.4 | RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
4.5 | RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2020 | Management | For | For | |||||||||||
4.6 | ADOPTION OF THE REMUNERATION POLICY OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
4.7 | APPROVAL OF THE IMPLEMENTATION OF THE REMUNERATION POLICY FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||
4.8 | APPOINTMENT OF MR MARK DUNKERLEY AS NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS, IN REPLACEMENT OF MR DENIS RANQUE WHOSE MANDATE EXPIRES | Management | For | For | |||||||||||
4.9 | APPOINTMENT OF MR STEPHAN GEMKOW AS NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS, IN REPLACEMENT OF MR HERMANN-JOSEF LAMBERTI WHOSE MANDATE EXPIRES | Management | For | For | |||||||||||
4.10 | RENEWAL OF THE APPOINTMENT OF MR RALPH D. CROSBY, JR. AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | For | For | |||||||||||
4.11 | RENEWAL OF THE APPOINTMENT OF LORD DRAYSON (PAUL) AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | For | For | |||||||||||
4.12 | DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS | Management | For | For | |||||||||||
4.13 | DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING THE COMPANY AND ITS GROUP COMPANIES | Management | For | For | |||||||||||
4.14 | RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | For | For | |||||||||||
4.15 | CANCELLATION OF SHARES REPURCHASED BY THE COMPANY | Management | For | For | |||||||||||
5 | CLOSING OF THE MEETING | Non-Voting | |||||||||||||
SWISS RE AG | |||||||||||||||
Security | H8431B109 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 17-Apr-2020 | |||||||||||||
ISIN | CH0126881561 | Agenda | 712287540 - Management | ||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 07-Apr-2020 | |||||||||
SEDOL(s) | B545MG5 - B6498W2 - BKJ90S5 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | |||||||||||||
1.1 | ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019: CONSULTATIVE VOTE ON THE COMPENSATION REPORT | Management | Abstain | Against | |||||||||||
1.2 | ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019: APPROVAL OF THE ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | Abstain | Against | |||||||||||
2 | ALLOCATION OF DISPOSABLE PROFIT: FOR THE FINANCIAL YEAR 2019, THE BOARD OF DIRECTORS PROPOSES AN ORDINARY DIVIDEND OF CHF 5.90 COMPARED TO CHF 5.60 IN THE PREVIOUS YEAR | Management | Abstain | Against | |||||||||||
3 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2019 | Management | Abstain | Against | |||||||||||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Abstain | Against | |||||||||||
5.1.1 | RE-ELECTION OF WALTER B. KIELHOLZ AS MEMBER OF THE BOARD OF DIRECTORS AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS IN THE SAME VOTE | Management | Abstain | Against | |||||||||||
5.1.2 | RE-ELECTION OF RAYMOND K.F. CH'IEN TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.3 | RE-ELECTION OF RENATO FASSBIND TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.4 | RE-ELECTION OF KAREN GAVAN TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.5 | RE-ELECTION OF JAY RALPH TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.6 | RE-ELECTION OF JOERG REINHARDT TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.7 | RE-ELECTION OF PHILIP K. RYAN TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.8 | RE-ELECTION OF SIR PAUL TUCKER TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.1.9 | RE-ELECTION OF JACQUES DE VAUCLEROY TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.110 | RE-ELECTION OF SUSAN L. WAGNER TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5111 | RE-ELECTION OF LARRY ZIMPLEMAN TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.112 | ELECTION OF SERGIO P. ERMOTTI TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.113 | ELECTION OF JOACHIM OECHSLIN TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.114 | ELECTION OF DEANNA ONG TO THE BOARD OF DIRECTOR | Management | Abstain | Against | |||||||||||
5.2.1 | RE-ELECTION OF RAYMOND K.F. CH'IEN TO THE COMPENSATION COMMITTEE | Management | Abstain | Against | |||||||||||
5.2.2 | RE-ELECTION OF RENATO FASSBIND TO THE COMPENSATION COMMITTEE | Management | Abstain | Against | |||||||||||
5.2.3 | RE-ELECTION OF JOERG REINHARDT TO THE COMPENSATION COMMITTEE | Management | Abstain | Against | |||||||||||
5.2.4 | RE-ELECTION OF JACQUES DE VAUCLEROY TO THE COMPENSATION COMMITTEE | Management | Abstain | Against | |||||||||||
5.2.5 | ELECTION OF KAREN GAVAN TO THE COMPENSATION COMMITTEE | Management | Abstain | Against | |||||||||||
5.3 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THAT PROXY VOTING SERVICES GMBH, ZURICH, BE RE-ELECTED AS INDEPENDENT PROXY FOR A ONE-YEAR TERM OF OFFICE UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | Abstain | Against | |||||||||||
5.4.1 | RE-ELECTION OF PWC AS THE AUDITOR FOR THE FINANCIAL YEAR 2020 | Management | Abstain | Against | |||||||||||
5.4.2 | ELECTION OF KPMG AS THE NEW AUDITOR FOR THE FINANCIAL YEAR 2021 | Management | Abstain | Against | |||||||||||
6.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE FROM THE ANNUAL GENERAL MEETING 2020 TO THE ANNUAL GENERAL MEETING 2021 | Management | Abstain | Against | |||||||||||
6.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION AND VARIABLE LONG-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 | Management | Abstain | Against | |||||||||||
7 | REDUCTION OF SHARE CAPITAL | Management | Abstain | Against | |||||||||||
8 | APPROVAL OF NEW SHARE BUY-BACK PROGRAMME | Management | Abstain | Against | |||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||
SKYWORKS SOLUTIONS, INC. | |||||||||||||||
Security | 83088M102 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | SWKS | Meeting Date | 06-May-2020 | ||||||||||||
ISIN | US83088M1027 | Agenda | 935156516 - Management | ||||||||||||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: David J. Aldrich | Management | For | For | |||||||||||
1B. | Election of Director: Alan S. Batey | Management | For | For | |||||||||||
1C. | Election of Director: Kevin L. Beebe | Management | For | For | |||||||||||
1D. | Election of Director: Timothy R. Furey | Management | For | For | |||||||||||
1E. | Election of Director: Liam K. Griffin | Management | For | For | |||||||||||
1F. | Election of Director: Christine King | Management | For | For | |||||||||||
1G. | Election of Director: David P. McGlade | Management | For | For | |||||||||||
1H. | Election of Director: Robert A. Schriesheim | Management | For | For | |||||||||||
1I. | Election of Director: Kimberly S. Stevenson | Management | For | For | |||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | |||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | |||||||||||
4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Management | For | For | |||||||||||
5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Management | For | For | |||||||||||
6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Management | For | For | |||||||||||
7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Management | For | For | |||||||||||
8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Management | For | For | |||||||||||
9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shareholder | Against | For | |||||||||||
MARRIOTT INTERNATIONAL, INC. | |||||||||||||||
Security | 571903202 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MAR | Meeting Date | 08-May-2020 | ||||||||||||
ISIN | US5719032022 | Agenda | 935180391 - Management | ||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: J.W. Marriott, Jr. | Management | Abstain | Against | |||||||||||
1B. | Election of Director: Bruce W. Duncan | Management | Abstain | Against | |||||||||||
1C. | Election of Director: Deborah M. Harrison | Management | Abstain | Against | |||||||||||
1D. | Election of Director: Frederick A. Henderson | Management | Abstain | Against | |||||||||||
1E. | Election of Director: Eric Hippeau | Management | Abstain | Against | |||||||||||
1F. | Election of Director: Lawrence W. Kellner | Management | Abstain | Against | |||||||||||
1G. | Election of Director: Debra L. Lee | Management | Abstain | Against | |||||||||||
1H. | Election of Director: Aylwin B. Lewis | Management | Abstain | Against | |||||||||||
1I. | Election of Director: Margaret M. McCarthy | Management | Abstain | Against | |||||||||||
1J. | Election of Director: George Muñoz | Management | Abstain | Against | |||||||||||
1K. | Election of Director: Susan C. Schwab | Management | Abstain | Against | |||||||||||
1L. | Election of Director: Arne M. Sorenson | Management | Abstain | Against | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Management | Abstain | Against | |||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||||||
4. | SHAREHOLDER PROPOSAL RECOMMENDING ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS | Shareholder | Abstain | Against | |||||||||||
5. | SHAREHOLDER PROPOSAL RECOMMENDING INCREASED DIVERSITY DISCLOSURE | Shareholder | Abstain | Against | |||||||||||
EVEREST RE GROUP, LTD. | |||||||||||||||
Security | G3223R108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | RE | Meeting Date | 11-May-2020 | ||||||||||||
ISIN | BMG3223R1088 | Agenda | 935184046 - Management | ||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1.1 | Election of Director for a term to end in 2021: John J. Amore | Management | For | For | |||||||||||
1.2 | Election of Director for a term to end in 2021: Juan C. Andrade | Management | For | For | |||||||||||
1.3 | Election of Director for a term to end in 2021: William F. Galtney, Jr. | Management | For | For | |||||||||||
1.4 | Election of Director for a term to end in 2021: John A. Graf | Management | For | For | |||||||||||
1.5 | Election of Director for a term to end in 2021: Meryl Hartzband | Management | For | For | |||||||||||
1.6 | Election of Director for a term to end in 2021: Gerri Losquadro | Management | For | For | |||||||||||
1.7 | Election of Director for a term to end in 2021: Roger M. Singer | Management | For | For | |||||||||||
1.8 | Election of Director for a term to end in 2021: Joseph V. Taranto | Management | For | For | |||||||||||
1.9 | Election of Director for a term to end in 2021: John A. Weber | Management | For | For | |||||||||||
2. | For the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to act as the Company's independent auditor for 2020 and authorize the Company's Board of Directors acting through its Audit Committees, to determine the independent auditor's remuneration. | Management | For | For | |||||||||||
3. | For the approval, by non-binding advisory vote, of the 2019 compensation paid to the NEOs. | Management | For | For | |||||||||||
4. | For the approval of the Everest Re Group, Ltd. 2020 Stock Incentive Plan. | Management | For | For | |||||||||||
CVS HEALTH CORPORATION | |||||||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CVS | Meeting Date | 14-May-2020 | ||||||||||||
ISIN | US1266501006 | Agenda | 935159322 - Management | ||||||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | |||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | |||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | |||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | |||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | |||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | |||||||||||
1I. | Election of Director: Larry J. Merlo | Management | For | For | |||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | |||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | |||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | |||||||||||
5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | |||||||||||
6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | |||||||||||
7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | |||||||||||
NATIONAL OILWELL VARCO, INC. | |||||||||||||||
Security | 637071101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | NOV | Meeting Date | 20-May-2020 | ||||||||||||
ISIN | US6370711011 | Agenda | 935174449 - Management | ||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Clay C. Williams | Management | For | For | |||||||||||
1B. | Election of Director: Greg L. Armstrong | Management | For | For | |||||||||||
1C. | Election of Director: Marcela E. Donadio | Management | For | For | |||||||||||
1D. | Election of Director: Ben A. Guill | Management | For | For | |||||||||||
1E. | Election of Director: James T. Hackett | Management | For | For | |||||||||||
1F. | Election of Director: David D. Harrison | Management | For | For | |||||||||||
1G. | Election of Director: Eric L. Mattson | Management | For | For | |||||||||||
1H. | Election of Director: Melody B. Meyer | Management | For | For | |||||||||||
1I. | Election of Director: William R. Thomas | Management | For | For | |||||||||||
2. | Ratification of Independent Auditors | Management | For | For | |||||||||||
3. | Approve, by non-binding vote, the compensation of our named executive officers | Management | For | For | |||||||||||
4. | Approve amendments to the National Oilwell Varco, Inc. 2018 Long-Term Incentive Plan | Management | For | For | |||||||||||
ANTHEM, INC. | |||||||||||||||
Security | 036752103 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ANTM | Meeting Date | 21-May-2020 | ||||||||||||
ISIN | US0367521038 | Agenda | 935157037 - Management | ||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1.1 | Election of Director: Gail K. Boudreaux | Management | For | For | |||||||||||
1.2 | Election of Director: R. Kerry Clark | Management | For | For | |||||||||||
1.3 | Election of Director: Robert L. Dixon, Jr. | Management | For | For | |||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Management | For | For | |||||||||||
4. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | Against | For | |||||||||||
FACEBOOK, INC. | |||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | FB | Meeting Date | 27-May-2020 | ||||||||||||
ISIN | US30303M1027 | Agenda | 935178221 - Management | ||||||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Peggy Alford | For | For | ||||||||||||
2 | Marc L. Andreessen | For | For | ||||||||||||
3 | Andrew W. Houston | For | For | ||||||||||||
4 | Nancy Killefer | For | For | ||||||||||||
5 | Robert M. Kimmitt | For | For | ||||||||||||
6 | Sheryl K. Sandberg | For | For | ||||||||||||
7 | Peter A. Thiel | For | For | ||||||||||||
8 | Tracey T. Travis | For | For | ||||||||||||
9 | Mark Zuckerberg | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
3. | To approve the director compensation policy. | Management | For | For | |||||||||||
4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | For | |||||||||||
5. | A stockholder proposal regarding an independent chair. | Shareholder | Against | For | |||||||||||
6. | A stockholder proposal regarding majority voting for directors. | Shareholder | Against | For | |||||||||||
7. | A stockholder proposal regarding political advertising. | Shareholder | Against | For | |||||||||||
8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Against | For | |||||||||||
9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Against | For | |||||||||||
10. | A stockholder proposal regarding child exploitation. | Shareholder | Against | For | |||||||||||
11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Against | For | |||||||||||
AMAZON.COM, INC. | |||||||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | ||||||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | ||||||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of director: Jeffrey P. Bezos | Management | For | For | |||||||||||
1B. | Election of director: Rosalind G. Brewer | Management | For | For | |||||||||||
1C. | Election of director: Jamie S. Gorelick | Management | For | For | |||||||||||
1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | |||||||||||
1E. | Election of director: Judith A. McGrath | Management | For | For | |||||||||||
1F. | Election of director: Indra K. Nooyi | Management | For | For | |||||||||||
1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | |||||||||||
1H. | Election of director: Thomas O. Ryder | Management | For | For | |||||||||||
1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | |||||||||||
1J. | Election of director: Wendell P. Weeks | Management | For | For | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | |||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | For | |||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | For | |||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | For | |||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | For | |||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | For | |||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | For | |||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | For | |||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | For | |||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | For | |||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||
Security | 48020Q107 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | JLL | Meeting Date | 28-May-2020 | ||||||||||||
ISIN | US48020Q1076 | Agenda | 935178358 - Management | ||||||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Hugo Bagué | Management | For | For | |||||||||||
1B. | Election of Director: Matthew Carter, Jr. | Management | For | For | |||||||||||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||||||
1D. | Election of Director: Ming Lu | Management | For | For | |||||||||||
1E. | Election of Director: Bridget Macaskill | Management | For | For | |||||||||||
1F. | Election of Director: Deborah H. McAneny | Management | For | For | |||||||||||
1G. | Election of Director: Siddharth N. Mehta | Management | For | For | |||||||||||
1H. | Election of Director: Martin H. Nesbitt | Management | For | For | |||||||||||
1I. | Election of Director: Jeetendra I. Patel | Management | For | For | |||||||||||
1J. | Election of Director: Sheila A. Penrose | Management | For | For | |||||||||||
1K. | Election of Director: Ann Marie Petach | Management | For | For | |||||||||||
1L. | Election of Director: Christian Ulbrich | Management | For | For | |||||||||||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation | Management | For | For | |||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
BOOKING HOLDINGS INC. | |||||||||||||||
Security | 09857L108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | BKNG | Meeting Date | 04-Jun-2020 | ||||||||||||
ISIN | US09857L1089 | Agenda | 935188929 - Management | ||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Timothy M. Armstrong | For | For | ||||||||||||
2 | Jeffery H. Boyd | For | For | ||||||||||||
3 | Glenn D. Fogel | For | For | ||||||||||||
4 | Mirian M. Graddick-Weir | For | For | ||||||||||||
5 | Wei Hopeman | For | For | ||||||||||||
6 | Robert J. Mylod, Jr. | For | For | ||||||||||||
7 | Charles H. Noski | For | For | ||||||||||||
8 | Nicholas J. Read | For | For | ||||||||||||
9 | Thomas E. Rothman | For | For | ||||||||||||
10 | Bob van Dijk | For | For | ||||||||||||
11 | Lynn M. Vojvodich | For | For | ||||||||||||
12 | Vanessa A. Wittman | For | For | ||||||||||||
2. | Advisory vote to approve 2019 executive compensation. | Management | For | For | |||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | Against | For | |||||||||||
HILTON WORLDWIDE HOLDINGS INC. | |||||||||||||||
Security | 43300A203 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | HLT | Meeting Date | 05-Jun-2020 | ||||||||||||
ISIN | US43300A2033 | Agenda | 935200686 - Management | ||||||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Christopher J. Nassetta | Management | For | For | |||||||||||
1B. | Election of Director: Jonathan D. Gray | Management | For | For | |||||||||||
1C. | Election of Director: Charlene T. Begley | Management | For | For | |||||||||||
1D. | Election of Director: Melanie L. Healey | Management | For | For | |||||||||||
1E. | Election of Director: Raymond E. Mabus, Jr. | Management | For | For | |||||||||||
1F. | Election of Director: Judith A. McHale | Management | For | For | |||||||||||
1G. | Election of Director: John G. Schreiber | Management | For | For | |||||||||||
1H. | Election of Director: Elizabeth A. Smith | Management | For | For | |||||||||||
1I. | Election of Director: Douglas M. Steenland | Management | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||||||||
3. | Approval, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. | Management | For | For | |||||||||||
4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | |||||||||||
NVIDIA CORPORATION | |||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | ||||||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | ||||||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | |||||||||||
1B. | Election of Director: Tench Coxe | Management | For | For | |||||||||||
1C. | Election of Director: Persis S. Drell | Management | For | For | |||||||||||
1D. | Election of Director: Jen-Hsun Huang | Management | For | For | |||||||||||
1E. | Election of Director: Dawn Hudson | Management | For | For | |||||||||||
1F. | Election of Director: Harvey C. Jones | Management | For | For | |||||||||||
1G. | Election of Director: Michael G. McCaffery | Management | For | For | |||||||||||
1H. | Election of Director: Stephen C. Neal | Management | For | For | |||||||||||
1I. | Election of Director: Mark L. Perry | Management | For | For | |||||||||||
1J. | Election of Director: A. Brooke Seawell | Management | For | For | |||||||||||
1K. | Election of Director: Mark A. Stevens | Management | For | For | |||||||||||
2. | Approval of our executive compensation. | Management | For | For | |||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | |||||||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
MASTERCARD INCORPORATED | |||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | ||||||||||||
ISIN | US57636Q1040 | Agenda | 935196332 - Management | ||||||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Richard Haythornthwaite | Management | For | For | |||||||||||
1B. | Election of Director: Ajay Banga | Management | For | For | |||||||||||
1C. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | |||||||||||
1E. | Election of Director: Julius Genachowski | Management | For | For | |||||||||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | |||||||||||
1G. | Election of Director: Merit E. Janow | Management | For | For | |||||||||||
1H. | Election of Director: Oki Matsumoto | Management | For | For | |||||||||||
1I. | Election of Director: Youngme Moon | Management | For | For | |||||||||||
1J. | Election of Director: Rima Qureshi | Management | For | For | |||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | |||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | |||||||||||
1M. | Election of Director: Jackson Tai | Management | For | For | |||||||||||
1N. | Election of Director: Lance Uggla | Management | For | For | |||||||||||
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | |||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For |
VULCAN VALUE PARTNERS SMALL CAP FUND
Vote Summary | |||||||||||||||
CDK GLOBAL, INC. | |||||||||||||||
Security | 12508E101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CDK | Meeting Date | 21-Nov-2019 | ||||||||||||
ISIN | US12508E1010 | Agenda | 935089626 - Management | ||||||||||||
Record Date | 23-Sep-2019 | Holding Recon Date | 23-Sep-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Nov-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | |||||||||||
1B. | Election of Director: Willie A. Deese | Management | For | For | |||||||||||
1C. | Election of Director: Amy J. Hillman | Management | For | For | |||||||||||
1D. | Election of Director: Brian M. Krzanich | Management | For | For | |||||||||||
1E. | Election of Director: Stephen A. Miles | Management | For | For | |||||||||||
1F. | Election of Director: Robert E. Radway | Management | For | For | |||||||||||
1G. | Election of Director: Stephen F. Schuckenbrock | Management | For | For | |||||||||||
1H. | Election of Director: Frank S. Sowinski | Management | For | For | |||||||||||
1I. | Election of Director: Eileen J. Voynick | Management | For | For | |||||||||||
2. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | For | For | |||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending June 30, 2020. | Management | For | For | |||||||||||
ITURAN LOCATION AND CONTROL LTD. | |||||||||||||||
Security | M6158M104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ITRN | Meeting Date | 12-Dec-2019 | ||||||||||||
ISIN | IL0010818685 | Agenda | 935103274 - Management | ||||||||||||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | ||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 09-Dec-2019 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | To appoint Fahn Kanne & co. as the Company's independent auditors for the fiscal year 2019 and until the close of the next Shareholders' Annual General Meeting. | Management | For | For | |||||||||||
2A. | Election of Class A Director: Eyal Sheratzky | Management | For | For | |||||||||||
2B. | Election of Class A Director: Efraim Sheratzky | Management | For | For | |||||||||||
2C. | Election of Class A Director: Tal Sheratzky-Jaffa (Director and an Independent Director) | Management | For | For | |||||||||||
2D. | Election of Class A Director: Yoav Kahane (Director and an Independent Director) | Management | For | For | |||||||||||
3. | To re-elect Mr. Gidon Kotler, an external director of the Company, to office for an additional term of three years, which will commence on April 30, 2020. | Management | For | For | |||||||||||
3A. | Please confirm you are a controlling shareholder/have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the proposal 3 will not count. | Management | Against | ||||||||||||
4. | To approve the renewal of the Compensation Policy of the Company that was approved by the shareholders in the extraordinary general meeting held on November 07, 2016 with the amendments to the Compensation Policy that are proposed, as fully described in the Proxy Statement. | Management | For | For | |||||||||||
4A. | Please confirm you have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the proposal 4 will not count. | Management | Against | ||||||||||||
ACUITY BRANDS, INC. | |||||||||||||||
Security | 00508Y102 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | AYI | Meeting Date | 08-Jan-2020 | ||||||||||||
ISIN | US00508Y1029 | Agenda | 935106078 - Management | ||||||||||||
Record Date | 11-Nov-2019 | Holding Recon Date | 11-Nov-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jan-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: W. Patrick Battle | Management | For | For | |||||||||||
1B. | Election of Director: Peter C. Browning | Management | For | For | |||||||||||
1C. | Election of Director: G. Douglas Dillard, Jr. | Management | For | For | |||||||||||
1D. | Election of Director: James H. Hance, Jr. | Management | For | For | |||||||||||
1E. | Election of Director: Robert F. McCullough | Management | For | For | |||||||||||
1F. | Election of Director: Vernon J. Nagel | Management | For | For | |||||||||||
1G. | Election of Director: Dominic J. Pileggi | Management | For | For | |||||||||||
1H. | Election of Director: Ray M. Robinson | Management | For | For | |||||||||||
1I. | Election of Director: Mary A. Winston | Management | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm. | Management | For | For | |||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||
Security | 553530106 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MSM | Meeting Date | 29-Jan-2020 | ||||||||||||
ISIN | US5535301064 | Agenda | 935116839 - Management | ||||||||||||
Record Date | 11-Dec-2019 | Holding Recon Date | 11-Dec-2019 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Mitchell Jacobson | Withheld | Against | ||||||||||||
2 | Erik Gershwind | Withheld | Against | ||||||||||||
3 | Jonathan Byrnes | Withheld | Against | ||||||||||||
4 | Louise Goeser | Withheld | Against | ||||||||||||
5 | Michael Kaufmann | Withheld | Against | ||||||||||||
6 | Denis Kelly | Withheld | Against | ||||||||||||
7 | Steven Paladino | Withheld | Against | ||||||||||||
8 | Philip Peller | Withheld | Against | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | Abstain | Against | |||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Abstain | Against | |||||||||||
STABILUS SA | |||||||||||||||
Security | L8750H104 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 12-Feb-2020 | |||||||||||||
ISIN | LU1066226637 | Agenda | 711965042 - Management | ||||||||||||
Record Date | 29-Jan-2020 | Holding Recon Date | 29-Jan-2020 | ||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 31-Jan-2020 | |||||||||
SEDOL(s) | BDQZM69 - BMM1PP4 - BN7PHD0 - BQQPFZ0 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1 | RECEIVE MANAGEMENT BOARD REPORT ON FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||||||||||||
2 | RECEIVE SUPERVISORY BOARD REPORT ON FINANCIAL STATEMENTS AND STATUTORY-REPORTS | Non-Voting | |||||||||||||
3 | RECEIVE AUDITOR'S REPORTS | Non-Voting | |||||||||||||
4 | APPROVE FINANCIAL STATEMENTS | Management | For | For | |||||||||||
5 | APPROVE ALLOCATION OF INCOME | Management | For | For | |||||||||||
6 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||||
7 | APPROVE DISCHARGE OF STEPHAN KESSEL AS MANAGEMENT BOARD MEMBER | Management | For | For | |||||||||||
8 | APPROVE DISCHARGE OF MARK WILHELMS AS MANAGEMENT BOARD MEMBER | Management | For | For | |||||||||||
9 | APPROVE DISCHARGE OF ANDREAS SIEVERS AS MANAGEMENT BOARD MEMBER | Management | For | For | |||||||||||
10 | APPROVE DISCHARGE OF ANDREAS SCHRODER AS MANAGEMENT BOARD MEMBER | Management | For | For | |||||||||||
11 | APPROVE DISCHARGE OF MARKUS SCHADLICH AS MANAGEMENT BOARD MEMBER | Management | For | For | |||||||||||
12 | APPROVE DISCHARGE OF UDO STARK AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||||
13 | APPROVE DISCHARGE OF STEPHAN KESSEL AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||||
14 | APPROVE DISCHARGE OF JOACHIM RAUHUT AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||||
15 | APPROVE DISCHARGE OF RALF MICHAEL FUCHS AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||||
16 | APPROVE DISCHARGE OF DIRK LINZMEIER AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||||
17 | ACKNOWLEDGE RESUMPTION OF STEPHAN KESSEL AS SUPERVISORY BOARD MEMBER | Non-Voting | |||||||||||||
18 | RENEW APPOINTMENT OF KPMG AS AUDITOR | Management | For | For | |||||||||||
19 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||||||
20 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||||
21 | APPROVE SHARE REPURCHASE | Management | For | For | |||||||||||
ISS A/S | |||||||||||||||
Security | K5591Y107 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | |||||||||||||
ISIN | DK0060542181 | Agenda | 712233698 - Management | ||||||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||||||
City / | Country | SOBORG | / | Denmark | Vote Deadline Date | 24-Mar-2020 | |||||||||
SEDOL(s) | BKJ9RT5 - BKS7YQ6 - BKY4J33 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A TO 7.G AND 8. THANK YOU | Non-Voting | |||||||||||||
1 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | |||||||||||||
2 | ADOPTION OF THE ANNUAL REPORT FOR 2019 | Management | For | For | |||||||||||
3 | DISTRIBUTION OF PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT: DIVIDEND OF DKK 7.70 PER SHARE OF NOMINALLY DKK 1 | Management | For | For | |||||||||||
4 | RESOLUTION TO GRANT DISCHARGE OF LIABILITY TO MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE GROUP MANAGEMENT BOARD | Management | For | For | |||||||||||
5 | AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | For | For | |||||||||||
6 | APPROVAL OF THE REMUNERATION TO THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | For | For | |||||||||||
7.A | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LORD ALLEN OF KENSINGTON KT CBE | Management | For | For | |||||||||||
7.B | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: VALERIE BEAULIEU | Management | For | For | |||||||||||
7.C | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CLAIRE CHIANG | Management | For | For | |||||||||||
7.D | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK POULSEN | Management | For | For | |||||||||||
7.E | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | For | For | |||||||||||
7.F | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BEN STEVENS | Management | For | For | |||||||||||
7.G | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CYNTHIA MARY TRUDELL | Management | For | For | |||||||||||
8 | ELECTION OF ERNST & YOUNG P/S AS AUDITOR | Management | For | For | |||||||||||
9.A | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF REMUNERATION POLICY | Management | For | For | |||||||||||
10 | ANY OTHER BUSINESS | Non-Voting | |||||||||||||
LITTELFUSE, INC. | |||||||||||||||
Security | 537008104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | LFUS | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | US5370081045 | Agenda | 935138633 - Management | ||||||||||||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | |||||||||||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | |||||||||||
1C. | Election of Director: Cary Fu | Management | For | For | |||||||||||
1D. | Election of Director: Maria Green | Management | For | For | |||||||||||
1E. | Election of Director: Anthony Grillo | Management | For | For | |||||||||||
1F. | Election of Director: David Heinzmann | Management | For | For | |||||||||||
1G. | Election of Director: Gordon Hunter | Management | For | For | |||||||||||
1H. | Election of Director: John Major | Management | For | For | |||||||||||
1I. | Election of Director: William Noglows | Management | For | For | |||||||||||
1J. | Election of Director: Nathan Zommer | Management | For | For | |||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2020. | Management | For | For | |||||||||||
WELBILT, INC. | |||||||||||||||
Security | 949090104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | WBT | Meeting Date | 24-Apr-2020 | ||||||||||||
ISIN | US9490901041 | Agenda | 935140880 - Management | ||||||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Cynthia M. Egnotovich | Management | For | For | |||||||||||
1B. | Election of Director: Dino J. Bianco | Management | For | For | |||||||||||
1C. | Election of Director: Joan K. Chow | Management | For | For | |||||||||||
1D. | Election of Director: Janice L. Fields | Management | For | For | |||||||||||
1E. | Election of Director: Brian R. Gamache | Management | For | For | |||||||||||
1F. | Election of Director: Andrew Langham | Management | For | For | |||||||||||
1G. | Election of Director: William C. Johnson | Management | For | For | |||||||||||
2. | The approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
PARK HOTELS & RESORTS INC | |||||||||||||||
Security | 700517105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | PK | Meeting Date | 24-Apr-2020 | ||||||||||||
ISIN | US7005171050 | Agenda | 935141806 - Management | ||||||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | |||||||||||
1B. | Election of Director: Gordon M. Bethune | Management | For | For | |||||||||||
1C. | Election of Director: Patricia M. Bedient | Management | For | For | |||||||||||
1D. | Election of Director: Thomas D. Eckert | Management | For | For | |||||||||||
1E. | Election of Director: Geoffrey M. Garrett | Management | For | For | |||||||||||
1F. | Election of Director: Christie B. Kelly | Management | For | For | |||||||||||
1G. | Election of Director: Sen. Joseph I. Lieberman | Management | For | For | |||||||||||
1H. | Election of Director: Thomas A. Natelli | Management | For | For | |||||||||||
1I. | Election of Director: Timothy J. Naughton | Management | For | For | |||||||||||
1J. | Election of Director: Stephen I. Sadove | Management | For | For | |||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
CRANE CO. | |||||||||||||||
Security | 224399105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CR | Meeting Date | 27-Apr-2020 | ||||||||||||
ISIN | US2243991054 | Agenda | 935147911 - Management | ||||||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1.1 | Election of Director: Martin R. Benante | Management | For | For | |||||||||||
1.2 | Election of Director: Donald G. Cook | Management | For | For | |||||||||||
1.3 | Election of Director: Michael Dinkins | Management | For | For | |||||||||||
1.4 | Election of Director: Ronald C. Lindsay | Management | For | For | |||||||||||
1.5 | Election of Director: Ellen McClain | Management | For | For | |||||||||||
1.6 | Election of Director: Charles G. McClure, Jr. | Management | For | For | |||||||||||
1.7 | Election of Director: Max H. Mitchell | Management | For | For | |||||||||||
1.8 | Election of Director: Jennifer M. Pollino | Management | For | For | |||||||||||
1.9 | Election of Director: James L. L. Tullis | Management | For | For | |||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2020. | Management | For | For | |||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | |||||||||||
COHERENT, INC. | |||||||||||||||
Security | 192479103 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | COHR | Meeting Date | 27-Apr-2020 | ||||||||||||
ISIN | US1924791031 | Agenda | 935178889 - Management | ||||||||||||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Jay T. Flatley | Management | For | For | |||||||||||
1B. | Election of Director: Pamela Fletcher | Management | For | For | |||||||||||
1C. | Election of Director: Andreas W. Mattes | Management | For | For | |||||||||||
1D. | Election of Director: Beverly Kay Matthews | Management | For | For | |||||||||||
1E. | Election of Director: Michael R. McMullen | Management | For | For | |||||||||||
1F. | Election of Director: Garry W. Rogerson | Management | For | For | |||||||||||
1G. | Election of Director: Steve Skaggs | Management | For | For | |||||||||||
1H. | Election of Director: Sandeep Vij | Management | For | For | |||||||||||
2. | To approve the Coherent Equity Incentive Plan. | Management | For | For | |||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | For | For | |||||||||||
4. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For | |||||||||||
SABRE CORPORATION | |||||||||||||||
Security | 78573M104 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | SABR | Meeting Date | 29-Apr-2020 | ||||||||||||
ISIN | US78573M1045 | Agenda | 935145462 - Management | ||||||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): George Bravante, Jr. | Management | Abstain | Against | |||||||||||
1B. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Renée James | Management | Abstain | Against | |||||||||||
1C. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Gary Kusin | Management | Abstain | Against | |||||||||||
1D. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Gail Mandel | Management | Abstain | Against | |||||||||||
1E. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Sean Menke | Management | Abstain | Against | |||||||||||
1F. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Joseph Osnoss | Management | Abstain | Against | |||||||||||
1G. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): Zane Rowe | Management | Abstain | Against | |||||||||||
1H. | Election of Director (term to expire at the 2021 Annual Meeting of Stockholder): John Siciliano | Management | Abstain | Against | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | Abstain | Against | |||||||||||
LECTRA SA | |||||||||||||||
Security | F56028107 | Meeting Type | MIX | ||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||||||
ISIN | FR0000065484 | Agenda | 712261128 - Management | ||||||||||||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | ||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 22-Apr-2020 | |||||||||
SEDOL(s) | 4508663 - B1L51W9 - B28JY99 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Non-Voting | |||||||||||||
CMMT | 17 MAR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/202003132000518-32; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Abstain | Against | |||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Abstain | Against | |||||||||||
O.3 | DISCHARGE GRANTED TO THE DIRECTORS | Management | Abstain | Against | |||||||||||
O.4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | Abstain | Against | |||||||||||
O.5 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, IN ACCORDANCE WITH ARTICLE L.225-37-3, SECTION I OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | |||||||||||
O.6 | APPROVAL OF THE FIXED AND VARIABLE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. DANIEL HARARI, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Abstain | Against | |||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. DANIEL HARARI AS DIRECTOR | Management | Abstain | Against | |||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. NATHALIE ROSSIENSKY AS DIRECTOR | Management | Abstain | Against | |||||||||||
O.9 | APPROVAL OF THE COMPENSATION POLICY FOR CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2020, IN ACCORDANCE WITH ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | |||||||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS STATUTORY AUDITOR | Management | Abstain | Against | |||||||||||
O.11 | RENEWAL OF THE TERM OF OFFICE OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR | Management | Abstain | Against | |||||||||||
O.12 | AUTHORIZATION TO ALLOW THE COMPANY TO BUY BACK ITS OWN SHARES FOLLOWING A NEW BUYBACK PROGRAM PURSUANT TO ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | |||||||||||
E.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAM | Management | Abstain | Against | |||||||||||
E.14 | EXTENSION OF THE COMPANY'S DURATION AND CORRELATIVE AMENDMENT TO ARTICLE 4 OF THE BY-LAWS | Management | Abstain | Against | |||||||||||
E.15 | EXTENSION OF THE AGE LIMIT APPLICABLE TO HALF OF THE DIRECTORS FROM 70 TO 72 YEARS AND CORRELATIVE AMENDMENT TO ARTICLE 11, PARAGRAPH IV OF THE BY-LAWS | Management | Abstain | Against | |||||||||||
E.16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO MAKE THE DECISIONS REFERRED TO IN ARTICLE L.225-37, PARAGRAPH 3 OF THE FRENCH COMMERCIAL CODE BY WAY OF WRITTEN CONSULTATION AND CORRELATIVE AMENDMENT TO ARTICLE 14, PARAGRAPH I OF THE BY-LAWS | Management | Abstain | Against | |||||||||||
E.17 | UPDATE OF THE WORDING OF ARTICLE 16 OF THE BY-LAWS RELATING TO THE DIRECTORS' COMPENSATION | Management | Abstain | Against | |||||||||||
E.18 | RATIFICATION OF THE STATUTORY AMENDMENTS CARRIED OUT BY THE BOARD OF DIRECTORS IN ORDER TO ALIGN THEM WITH THE NEW LEGAL AND REGULATORY PROVISIONS | Management | Abstain | Against | |||||||||||
19 | POWERS TO CARRY OUT FORMALITIES | Management | Abstain | Against | |||||||||||
CMMT | 17 MAR 2020: PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK-UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THANK YOU | Non-Voting | |||||||||||||
MARCUS & MILLICHAP, INC. | |||||||||||||||
Security | 566324109 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | MMI | Meeting Date | 05-May-2020 | ||||||||||||
ISIN | US5663241090 | Agenda | 935145436 - Management | ||||||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Hessam Nadji | For | For | ||||||||||||
2 | Norma J. Lawrence | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | |||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
KNOLL, INC. | |||||||||||||||
Security | 498904200 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | KNL | Meeting Date | 05-May-2020 | ||||||||||||
ISIN | US4989042001 | Agenda | 935152823 - Management | ||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Andrew B. Cogan | For | For | ||||||||||||
2 | Stephen F. Fisher | For | For | ||||||||||||
3 | Sarah E. Nash | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
3. | To approve, on an advisory basis, the Company's 2019 executive compensation. | Management | For | For | |||||||||||
CARLISLE COMPANIES INCORPORATED | |||||||||||||||
Security | 142339100 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CSL | Meeting Date | 06-May-2020 | ||||||||||||
ISIN | US1423391002 | Agenda | 935150285 - Management | ||||||||||||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Robert G. Bohn | Management | Abstain | Against | |||||||||||
1B. | Election of Director: Gregg A. Ostrander | Management | Abstain | Against | |||||||||||
1C. | Election of Director: Jesse G. Singh | Management | Abstain | Against | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | Abstain | Against | |||||||||||
3. | To approve, on an advisory basis, the Company's named executive officer compensation in 2019. | Management | Abstain | Against | |||||||||||
HOWDEN JOINERY GROUP PLC | |||||||||||||||
Security | G4647J102 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | |||||||||||||
ISIN | GB0005576813 | Agenda | 712474256 - Management | ||||||||||||
Record Date | Holding Recon Date | 05-May-2020 | |||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 29-Apr-2020 | |||||||||
SEDOL(s) | 0557681 - B02SZ17 - B3QV1W6 - BKSG106 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384319 DUE TO INCLUSION-OF WITHDRAWAL RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | |||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | |||||||||||
4 | ELECT LOUISE FOWLER AS DIRECTOR | Management | For | For | |||||||||||
5 | RE-ELECT KAREN CADDICK AS DIRECTOR | Management | For | For | |||||||||||
6 | RE-ELECT ANDREW CRIPPS AS DIRECTOR | Management | For | For | |||||||||||
7 | RE-ELECT GEOFF DRABBLE AS DIRECTOR | Management | For | For | |||||||||||
8 | RE-ELECT ANDREW LIVINGSTON AS DIRECTOR | Management | For | For | |||||||||||
9 | RE-ELECT RICHARD PENNYCOOK AS DIRECTOR | Management | For | For | |||||||||||
10 | RE-ELECT MARK ROBSON AS DIRECTOR | Management | For | For | |||||||||||
11 | RE-ELECT DEBBIE WHITE AS DIRECTOR | Management | For | For | |||||||||||
12 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | |||||||||||
13 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||||||
14 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||
15 | AUTHORISE ISSUE OF EQUITY | Management | For | For | |||||||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | |||||||||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||||||
18 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||
19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | |||||||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 3, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397603, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | |||||||||||||||
Security | G0692U109 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | AXS | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | BMG0692U1099 | Agenda | 935165490 - Management | ||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 06-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Thomas C. Ramey | For | For | ||||||||||||
2 | Wilhelm Zeller | For | For | ||||||||||||
3 | Lizabeth H. Zlatkus | For | For | ||||||||||||
2. | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | For | For | |||||||||||
3. | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2020 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | For | For | |||||||||||
BARNES GROUP INC. | |||||||||||||||
Security | 067806109 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | B | Meeting Date | 08-May-2020 | ||||||||||||
ISIN | US0678061096 | Agenda | 935154079 - Management | ||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Thomas O. Barnes | Management | Abstain | Against | |||||||||||
1B. | Election of Director: Elijah K. Barnes | Management | Abstain | Against | |||||||||||
1C. | Election of Director: Patrick J. Dempsey | Management | Abstain | Against | |||||||||||
1D. | Election of Director: Richard J. Hipple | Management | Abstain | Against | |||||||||||
1E. | Election of Director: Thomas J. Hook | Management | Abstain | Against | |||||||||||
1F. | Election of Director: Daphne E. Jones | Management | Abstain | Against | |||||||||||
1G. | Election of Director: Mylle H. Mangum | Management | Abstain | Against | |||||||||||
1H. | Election of Director: Hans-Peter Männer | Management | Abstain | Against | |||||||||||
1I. | Election of Director: Hassell H. McClellan | Management | Abstain | Against | |||||||||||
1J. | Election of Director: William J. Morgan | Management | Abstain | Against | |||||||||||
1K. | Election of Director: Anthony V. Nicolosi | Management | Abstain | Against | |||||||||||
1L. | Election of Director: JoAnna L. Sohovich | Management | Abstain | Against | |||||||||||
2. | Advisory vote for the resolution to approve the Company's executive compensation. | Management | Abstain | Against | |||||||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditor for 2020. | Management | Abstain | Against | |||||||||||
EVEREST RE GROUP, LTD. | |||||||||||||||
Security | G3223R108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | RE | Meeting Date | 11-May-2020 | ||||||||||||
ISIN | BMG3223R1088 | Agenda | 935184046 - Management | ||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1.1 | Election of Director for a term to end in 2021: John J. Amore | Management | For | For | |||||||||||
1.2 | Election of Director for a term to end in 2021: Juan C. Andrade | Management | For | For | |||||||||||
1.3 | Election of Director for a term to end in 2021: William F. Galtney, Jr. | Management | For | For | |||||||||||
1.4 | Election of Director for a term to end in 2021: John A. Graf | Management | For | For | |||||||||||
1.5 | Election of Director for a term to end in 2021: Meryl Hartzband | Management | For | For | |||||||||||
1.6 | Election of Director for a term to end in 2021: Gerri Losquadro | Management | For | For | |||||||||||
1.7 | Election of Director for a term to end in 2021: Roger M. Singer | Management | For | For | |||||||||||
1.8 | Election of Director for a term to end in 2021: Joseph V. Taranto | Management | For | For | |||||||||||
1.9 | Election of Director for a term to end in 2021: John A. Weber | Management | For | For | |||||||||||
2. | For the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to act as the Company's independent auditor for 2020 and authorize the Company's Board of Directors acting through its Audit Committees, to determine the independent auditor's remuneration. | Management | For | For | |||||||||||
3. | For the approval, by non-binding advisory vote, of the 2019 compensation paid to the NEOs. | Management | For | For | |||||||||||
4. | For the approval of the Everest Re Group, Ltd. 2020 Stock Incentive Plan. | Management | For | For | |||||||||||
WYNDHAM HOTELS & RESORTS, INC. | |||||||||||||||
Security | 98311A105 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | WH | Meeting Date | 12-May-2020 | ||||||||||||
ISIN | US98311A1051 | Agenda | 935160123 - Management | ||||||||||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Myra J. Biblowit | For | For | ||||||||||||
2 | Bruce B. Churchill | For | For | ||||||||||||
3 | Pauline D.E. Richards | For | For | ||||||||||||
2A. | To vote on amendments to our Amended and Restated Certificate of Incorporation ("Certificate of Incorporation") to eliminate supermajority voting requirements relating to amendments to our Certificate of Incorporation and Amended and Restated By-Laws and | Management | For | For | |||||||||||
2B. | To vote on an amendment to our Certificate of Incorporation to eliminate supermajority voting requirements relating to the removal of directors | Management | For | For | |||||||||||
3. | To vote on an advisory resolution to approve our executive compensation program. | Management | For | For | |||||||||||
4. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2020 | Management | For | For | |||||||||||
SLEEP NUMBER CORPORATION | |||||||||||||||
Security | 83125X103 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | SNBR | Meeting Date | 13-May-2020 | ||||||||||||
ISIN | US83125X1037 | Agenda | 935159891 - Management | ||||||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Julie M. Howard | For | For | ||||||||||||
2 | Kathleen L. Nedorostek | For | For | ||||||||||||
3 | Jean-Michel Valette | For | For | ||||||||||||
2. | Approve the Sleep Number Corporation 2020 Equity Incentive Plan. | Management | For | For | |||||||||||
3. | Advisory Vote on Executive Compensation (Say-on-Pay). | Management | For | For | |||||||||||
4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
FORTERRA PLC | |||||||||||||||
Security | G3638E106 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | |||||||||||||
ISIN | GB00BYYW3C20 | Agenda | 712439935 - Management | ||||||||||||
Record Date | Holding Recon Date | 12-May-2020 | |||||||||||||
City / | Country | NORTHA MPTON | / | United Kingdom | Vote Deadline Date | 06-May-2020 | |||||||||
SEDOL(s) | BGMHQ35 - BYYW3C2 - BYZQ828 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1 | THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 BE RECEIVED AND ADOPTED | Management | For | For | |||||||||||
2 | THAT ERNST & YOUNG LLP BE RE-APPOINTED AS THE AUDITOR TO THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||||||
3 | THAT THE AUDIT COMMITTEE BE AUTHORISED ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR TO THE COMPANY | Management | For | For | |||||||||||
4 | THAT JUSTIN ATKINSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
5 | THAT STEPHEN HARRISON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
6 | THAT BEN GUYATT BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
7 | THAT KATHERINE INNES KER BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
8 | THAT DIVYA SESHAMANI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
9 | THAT MARTIN SUTHERLAND BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
10 | THAT VINCE NIBLETT BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||
11 | THAT THE DIRECTORS' REMUNERATION POLICY, THE FULL TEXT OF WHICH CAN BE FOUND ON PAGES 64 TO 71 OF THE 2019 ANNUAL REPORT AND ACCOUNTS, BE APPROVED | Management | For | For | |||||||||||
12 | THAT THE REMUNERATION COMMITTEE REPORT (EXCLUDING THE REMUNERATION POLICY SET OUT ON PAGES 64 TO 71 OF THE 2019 ANNUAL REPORT AND ACCOUNTS) FOR THE YEAR ENDED 31 DECEMBER 2019, AS SET OUT ON PAGES 61 TO 85 OF THE 2019 ANNUAL REPORT AND ACCOUNTS, BE APPROVED | Management | For | For | |||||||||||
13 | THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 (THE 'ACT'), THE COMPANY AND ALL COMPANIES THAT ARE THE COMPANY'S SUBSIDIARIES ARE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR TO INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 100,000 IN TOTAL; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS (OTHER THAN POLITICAL PARTIES) NOT EXCEEDING GBP 100,000 IN TOTAL; AND (C) INCUR ANY POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL, IN EACH CASE, DURING THE PERIOD BEGINNING WITH THE CONCLUSION OF THIS MEETING AND ENDING ON THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021. FOR THE PURPOSE OF THIS RESOLUTION 'POLITICAL DONATION', 'POLITICAL PARTY', 'POLITICAL ORGANISATION', 'INDEPENDENT ELECTION CANDIDATE' AND 'POLITICAL EXPENDITURE' ARE TO BE CONSTRUED IN ACCORDANCE WITH SECTIONS 363, 364 AND 365 OF THE ACT | Management | For | For | |||||||||||
14 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 668,140 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER PARAGRAPH (B) OF THIS RESOLUTION IN EXCESS OF SUCH SUM); AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,336,280 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH (A) OF THIS RESOLUTION) IN CONNECTION WITH OR PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES), BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS OR REGULATIONS OF, OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER, THESE AUTHORISATIONS TO EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES, OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES, IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORISATIONS CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | |||||||||||
15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570(1) AND 573 OF THE COMPANIES ACT 2006 (THE 'ACT') TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY RESOLUTION 14; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES: (I) IN CONNECTION WITH OR PURSUANT TO AN OFFER OF OR INVITATION TO ACQUIRE EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORIZATION GRANTED UNDER PARAGRAPH (B) OF RESOLUTION 14, BY WAY OF A RIGHTS ISSUE ONLY) IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY SUCH HOLDERS ON THE RECORD DATE FOR SUCH ALLOTMENT OR SALE (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES) BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS OR REGULATIONS OF, OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN, ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (II) IN THE CASE OF THE AUTHORISATION GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 14 (OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES), AND OTHERWISE THAN PURSUANT TO PARAGRAPH (I) OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 100,221, THIS POWER TO EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 OR, IF EARLIER, ON 30 JUNE 2021, SAVE THAT THE COMPANY MAY AT ANY TIME BEFORE THE EXPIRY OF SUCH POWER MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER THE EXPIRY OF SUCH POWER AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | |||||||||||
16 | THAT, SUBJECT TO THE PASSING OF RESOLUTIONS 14 AND 15, AND IN ADDITION TO THE POWER GRANTED BY RESOLUTION 15, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570(1) AND 573 OF THE COMPANIES ACT 2006 (THE 'ACT') TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY PARAGRAPH (A) OF RESOLUTION 14; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 100,221; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS HAVE DETERMINED TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, OR FOR ANY OTHER PURPOSES AS THE COMPANY IN GENERAL MEETING MAY AT ANY TIME BY SPECIAL RESOLUTION DETERMINE, THIS POWER TO EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 OR, IF EARLIER, ON 30 JUNE 2021, SAVE THAT THE COMPANY MAY AT ANY TIME BEFORE THE EXPIRY OF SUCH POWER MAKE ANY OFFER OR ENTER INTO ANY AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER THE EXPIRY OF SUCH POWER AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | |||||||||||
17 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT (THE 'ACT') TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ANY OF ITS ORDINARY SHARES OF GBP 0.01 EACH ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE, AND WHERE SUCH SHARES ARE HELD AS TREASURY SHARES, THE COMPANY MAY USE THEM FOR THE PURPOSES OF ITS EMPLOYEE SHARE SCHEMES, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 20,044,206, REPRESENTING APPROXIMATELY 10 PER CENT OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 8 APRIL 2020; AND (B) THE MINIMUM PRICE THAT MAY BE PAID FOR EACH ORDINARY SHARE IS THE NOMINAL VALUE OF SUCH SHARE WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES (IF ANY); AND (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) THAT MAY BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105 PER CENT. OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES OF THE COMPANY AS DERIVED FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE PLC FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, AS STIPULATED BY ARTICLE 5(1) OF THE EU BUYBACK AND STABILISATION REGULATION 2003 (NO. 2273/2003); AND (D) UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED, THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 OR, IF EARLIER, ON 30 JUNE 2021; AND (E) THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE A CONTRACT TO PURCHASE ORDINARY SHARES THAT WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY, AND MAY MAKE PURCHASES OF ORDINARY SHARES PURSUANT TO IT AS IF THIS AUTHORITY HAD NOT EXPIRED | Management | For | For | |||||||||||
18 | THAT A GENERAL MEETING OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||||
VIRTUS INVESTMENT PARTNERS, INC. | |||||||||||||||
Security | 92828Q109 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | VRTS | Meeting Date | 18-May-2020 | ||||||||||||
ISIN | US92828Q1094 | Agenda | 935169652 - Management | ||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: George R. Aylward | Management | For | For | |||||||||||
1B. | Election of Director: Paul G. Greig | Management | For | For | |||||||||||
1C. | Election of Director: Mark C. Treanor | Management | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | |||||||||||
3. | To approve, in a non-binding vote, named executive officer compensation. | Management | For | For | |||||||||||
IBSTOCK PLC | |||||||||||||||
Security | G46956135 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 21-May-2020 | |||||||||||||
ISIN | GB00BYXJC278 | Agenda | 712388734 - Management | ||||||||||||
Record Date | Holding Recon Date | 19-May-2020 | |||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 13-May-2020 | |||||||||
SEDOL(s) | BYV1388 - BYXJC27 - BZ6CNQ1 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 AS SET OUT ON PAGES 68 TO 86 OF THE ANNUAL REPORT AND ACCOUNTS 2019 (EXCLUDING THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | |||||||||||
3 | TO RE-ELECT JONATHAN NICHOLLS AS A DIRECTOR | Management | For | For | |||||||||||
4 | TO RE-ELECT LOUIS EPERJESI AS A DIRECTOR | Management | For | For | |||||||||||
5 | TO RE-ELECT TRACEY GRAHAM AS A DIRECTOR | Management | For | For | |||||||||||
6 | TO RE-ELECT CLAIRE HAWKINGS AS A DIRECTOR | Management | For | For | |||||||||||
7 | TO RE-ELECT JOE HUDSON AS A DIRECTOR | Management | For | For | |||||||||||
8 | TO ELECT CHRIS MCLEISH AS A DIRECTOR | Management | For | For | |||||||||||
9 | TO RE-ELECT JUSTIN READ AS A DIRECTOR | Management | For | For | |||||||||||
10 | TO ELECT KATE TINSLEY AS A DIRECTOR | Management | For | For | |||||||||||
11 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | Management | For | For | |||||||||||
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||||
13 | THAT IN ACCORDANCE WITH SECTION 366 OF THE COMPANIES ACT 2006 THE COMPANY AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT ARE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES, NOT EXCEEDING GBP 100,000 IN TOTAL; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES, NOT EXCEEDING GBP 100,000 IN TOTAL; AND (C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE SHALL NOT EXCEED GBP 100,000 DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON 1 JULY 2021 OR, IF SOONER, THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD IN 2021. FOR THE PURPOSE OF THIS RESOLUTION THE TERMS "POLITICAL DONATIONS", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATIONS" AND "POLITICAL EXPENDITURE" HAVE THE MEANINGS SET OUT IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006 | Management | For | For | |||||||||||
14 | THAT (A) THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) IN ACCORDANCE WITH ARTICLE 7 OF THE COMPANY'S ARTICLES OF ASSOCIATION, UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 1,364,063 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES (AS DEFINED IN ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION) ALLOTTED UNDER PARAGRAPH (II) BELOW IN EXCESS OF GBP 1,364,063); AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 2,728,535 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION); B) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION, OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2021; AND (C) ALL PREVIOUS UNUTILISED AUTHORITIES UNDER SECTION 551 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT (SAVE TO THE EXTENT THAT THE SAME ARE EXERCISABLE PURSUANT TO SECTION 551(7) OF THE COMPANIES ACT 2006 BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO THE DATE OF THIS RESOLUTION WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED ON OR AFTER THAT DATE) | Management | For | For | |||||||||||
15 | THAT: (A) IN ACCORDANCE WITH ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES FOR CASH; (B) THE POWER UNDER PARAGRAPH (A) ABOVE (OTHER THAN IN CONNECTION WITH A RIGHTS ISSUE, AS DEFINED IN ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION) SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES HAVING A NOMINAL AMOUNT NOT EXCEEDING IN AGGREGATE GBP 204,630; (C) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2021 | Management | For | For | |||||||||||
16 | THAT: (A) IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15, THE DIRECTORS BE GIVEN POWER: (I) SUBJECT TO THE PASSING OF RESOLUTION 14, TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED ON THEM BY THAT RESOLUTION UNDER SECTION 551 OF THAT ACT; AND (II) TO ALLOT EQUITY SECURITIES AS DEFINED IN SECTION 560(3) OF THAT ACT (SALE OF TREASURY SHARES) FOR CASH, IN EITHER CASE AS IF SECTION 561 OF THAT ACT DID NOT APPLY TO THE ALLOTMENT OR SALE, BUT THIS POWER SHALL BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 204,630; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; (B) THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2021; AND (C) THE COMPANY MAY, BEFORE THIS POWER EXPIRES, MAKE AN OFFER OR ENTER INTO AN AGREEMENT, WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER IT EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED | Management | For | For | |||||||||||
17 | THAT, IN ACCORDANCE WITH SECTION 701 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY DETERMINE PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE PURCHASED UNDER THIS AUTHORITY IS 40,925,979; (B) THE MAXIMUM PRICE WHICH MAY BE PAID FOR ANY ORDINARY SHARE PURCHASED UNDER THIS AUTHORITY (EXCLUSIVE OF EXPENSES PAYABLE BY THE COMPANY IN CONNECTION WITH THE PURCHASE) SHALL NOT BE MORE THAN THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET PRICES SHOWN IN THE QUOTATIONS FOR THE ORDINARY SHARES IN THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (C) THE MINIMUM PRICE WHICH MAY BE PAID SHALL BE THE NOMINAL VALUE OF THAT ORDINARY SHARE (EXCLUSIVE OF EXPENSES PAYABLE BY THE COMPANY IN CONNECTION WITH THE PURCHASE); (D) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION, OR, IF EARLIER, ON 1 JULY 2021 UNLESS RENEWED BEFORE THAT TIME; AND (E) THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE ITS EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | Management | For | For | |||||||||||
18 | THAT A GENERAL MEETING (OTHER THAN AN AGM) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||
Security | 48020Q107 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | JLL | Meeting Date | 28-May-2020 | ||||||||||||
ISIN | US48020Q1076 | Agenda | 935178358 - Management | ||||||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1A. | Election of Director: Hugo Bagué | Management | For | For | |||||||||||
1B. | Election of Director: Matthew Carter, Jr. | Management | For | For | |||||||||||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||||||
1D. | Election of Director: Ming Lu | Management | For | For | |||||||||||
1E. | Election of Director: Bridget Macaskill | Management | For | For | |||||||||||
1F. | Election of Director: Deborah H. McAneny | Management | For | For | |||||||||||
1G. | Election of Director: Siddharth N. Mehta | Management | For | For | |||||||||||
1H. | Election of Director: Martin H. Nesbitt | Management | For | For | |||||||||||
1I. | Election of Director: Jeetendra I. Patel | Management | For | For | |||||||||||
1J. | Election of Director: Sheila A. Penrose | Management | For | For | |||||||||||
1K. | Election of Director: Ann Marie Petach | Management | For | For | |||||||||||
1L. | Election of Director: Christian Ulbrich | Management | For | For | |||||||||||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation | Management | For | For | |||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
ACI WORLDWIDE, INC. | |||||||||||||||
Security | 004498101 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | ACIW | Meeting Date | 09-Jun-2020 | ||||||||||||
ISIN | US0044981019 | Agenda | 935196647 - Management | ||||||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1. | DIRECTOR | Management | |||||||||||||
1 | Odilon Almeida | For | For | ||||||||||||
2 | Janet O. Estep | For | For | ||||||||||||
3 | James C. Hale | For | For | ||||||||||||
4 | Pamela H. Patsley | For | For | ||||||||||||
5 | Charles E. Peters, Jr. | For | For | ||||||||||||
6 | David A. Poe | For | For | ||||||||||||
7 | Adalio T. Sanchez | For | For | ||||||||||||
8 | Thomas W. Warsop III | For | For | ||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | |||||||||||
3. | Advisory approval of the Company's named executive officer compensation | Management | For | For | |||||||||||
4. | Approval of the Company's 2020 Equity and Incentive Compensation Plan | Management | For | For | |||||||||||
CUSHMAN & WAKEFIELD PLC | |||||||||||||||
Security | G2717B108 | Meeting Type | Annual | ||||||||||||
Ticker Symbol | CWK | Meeting Date | 10-Jun-2020 | ||||||||||||
ISIN | GB00BFZ4N465 | Agenda | 935216095 - Management | ||||||||||||
Record Date | 23-Apr-2020 | Holding Recon Date | 23-Apr-2020 | ||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 09-Jun-2020 | ||||||||||
SEDOL(s) | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1.1 | Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Brett White | Management | For | For | |||||||||||
1.2 | Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Richard McGinn | Management | For | For | |||||||||||
1.3 | Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Jodie McLean | Management | For | For | |||||||||||
1.4 | Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Billie Williamson | Management | For | For | |||||||||||
2. | Ratification of KPMG LLP as our independent registered public accounting firm. | Management | For | For | |||||||||||
3. | Appointment of KPMG LLP as our UK Statutory Auditor. | Management | For | For | |||||||||||
4. | Authorization of the Audit Committee to determine the compensation of our UK Statutory Auditor. | Management | For | For | |||||||||||
5. | Non-binding, advisory vote on the compensation of our named executive officers ("Say-on-Pay"). | Management | For | For | |||||||||||
6. | Non-binding, advisory vote on our director compensation report. | Management | For | For | |||||||||||
SAVILLS PLC | |||||||||||||||
Security | G78283119 | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | |||||||||||||
ISIN | GB00B135BJ46 | Agenda | 712361853 - Management | ||||||||||||
Record Date | Holding Recon Date | 23-Jun-2020 | |||||||||||||
City / | Country | CHELMS FORD | / | United Kingdom | Vote Deadline Date | 17-Jun-2020 | |||||||||
SEDOL(s) | B135BJ4 - B52SZ89 - B91LQS4 | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
1 | THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE ANNUAL REPORT AND ACCOUNTS BE RECEIVED | Management | For | For | |||||||||||
2 | THAT THE DIRECTORS' REMUNERATION POLICY (CONTAINED WITHIN THE DIRECTORS' REMUNERATION REPORT) WHICH IS SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 BE APPROVED | Management | For | For | |||||||||||
3 | THAT THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY REFERRED TO IN RESOLUTION 2 ABOVE) CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 BE APPROVED | Management | For | For | |||||||||||
4 | THAT NICHOLAS FERGUSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
5 | THAT MARK RIDLEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
6 | THAT TIM FRESHWATER BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
7 | THAT RUPERT ROBSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
8 | THAT SIMON SHAW BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
9 | THAT STACEY CARTWRIGHT BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
10 | THAT FLORENCE TONDU-MELIQUE BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
11 | THAT DANA ROFFMAN BE RE-APPOINTED AS A DIRECTOR | Management | For | For | |||||||||||
12 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AT WHICH FINANCIAL STATEMENTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||||||
13 | THAT THE DIRECTORS BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||||
14 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||||
15 | THAT THE DIRECTORS BE EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 14 ABOVE AND/OR TO SELL EQUITY SECURITIES HELD AS TREASURY SHARES FOR CASH PURSUANT TO SECTION 727 OF THE COMPANIES ACT 2006, IN EACH CASE AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (A) ANY SUCH ALLOTMENT AND/OR SALE OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OR ISSUE BY WAY OF RIGHTS OR OTHER PRE-EMPTIVE OFFER OR ISSUE, OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS, TO HOLDERS OF ORDINARY SHARES (OTHER THAN THE COMPANY) ON THE REGISTER ON ANY RECORD DATE FIXED BY THE DIRECTORS IN PROPORTION (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES DEEMED TO BE HELD BY THEM, SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) ANY SUCH ALLOTMENT AND/OR SALE, OTHERWISE THAN PURSUANT TO PARAGRAPH (A) ABOVE, OF EQUITY SECURITIES HAVING, IN THE CASE OF ORDINARY SHARES, AN AGGREGATE NOMINAL VALUE OR, IN THE CASE OF OTHER EQUITY SECURITIES, GIVING THE RIGHT TO SUBSCRIBE FOR OR CONVERT INTO ORDINARY SHARES HAVING AN AGGREGATE NOMINAL VALUE, NOT EXCEEDING THE SUM OF GBP 178,821. THIS AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT SUCH TIME AS THE GENERAL AUTHORITY CONFERRED ON THE DIRECTORS BY RESOLUTION 14 ABOVE EXPIRES, EXCEPT THAT THE COMPANY MAY AT ANY TIME BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR EQUITY SECURITIES HELD AS TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL EQUITY SECURITIES HELD AS TREASURY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | For | For | |||||||||||
16 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15, THE DIRECTORS BE EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THAT ACT) FOR CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 15 ABOVE AND/OR TO SELL EQUITY SECURITIES HELD AS TREASURY SHARES FOR CASH PURSUANT TO SECTION 727 OF THE COMPANIES ACT 2006, IN EACH CASE AS IF SECTION 561 OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (A) LIMITED TO ANY SUCH ALLOTMENT AND/OR SALE OF EQUITY SECURITIES HAVING, IN THE CASE OF ORDINARY SHARES, AN AGGREGATE NOMINAL VALUE OR, IN THE CASE OF OTHER EQUITY SECURITIES, GIVING THE RIGHT TO SUBSCRIBE FOR OR CONVERT INTO ORDINARY SHARES HAVING AN AGGREGATE NOMINAL VALUE, NOT EXCEEDING THE SUM OF GBP 178,821; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED OR RENEWED BY THE COMPANY IN GENERAL MEETING) AT SUCH TIME AS THE GENERAL AUTHORITY CONFERRED ON THE DIRECTORS BY RESOLUTION 14 ABOVE EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR EQUITY SECURITIES HELD AS TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL EQUITY SECURITIES HELD AS TREASURY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | For | For | |||||||||||
17 | COMPANY PURCHASE OF OWN SHARES | Management | For | For | |||||||||||
18 | THAT THE DIRECTORS BE AUTHORISED TO CALL A GENERAL MEETING OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Financial Investors Trust | |||
By: | /s/ Bradley J. Swenson | ||
Bradley J. Swenson | |||
President | |||
Date: | August 17, 2020 |