UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08194
FINANCIAL INVESTORS TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Cara Owen, Esq.
Financial Investors Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303)623-2577
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1 – Proxy Voting Record.
ALPS/SMITH SHORT DURATION BOND FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
ALPS/SMITH CREDIT OPPORTUNITIES FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
ALPS/SMITH TOTAL RETURN BOND FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
RIVERFRONT ASSET ALLOCATION AGGRESSIVE
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
RIVERFRONT ASSET ALLOCATION GROWTH & INCOME
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
RIVERFRONT ASSET ALLOCATION MODERATE
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
ALPS/CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-8194 Reporting Period: 07/01/2020 - 06/30/2021 Financial Investors Trust =========================== ALPS CORE COM MG CCSS FD =========================== AAK AB Ticker: AAK Security ID: W9609S117 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5.1 Designate Leif Tornvall as Inspector For For Management of Minutes of Meeting 5.2 Designate Yvonne Sorberg as Inspector For For Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Approve Dividends of SEK 2.10 Per Share For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- AAK AB Ticker: AAK Security ID: W9609S117 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4.1 Designate Leif Tornvall as Inspector For For Management of Minutes of Meeting 4.2 Designate Yvonne Sorberg as Inspector For For Management of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 2.30 Per Share 7c1 Approve Discharge of Board Chairman For For Management Georg Brunstam 7c2 Approve Discharge of Board Member For For Management Bengt Baron 7c3 Approve Discharge of Board Member Gun For For Management Nilsson 7c4 Approve Discharge of Board Member For For Management Marianne Kirkegaard 7c5 Approve Discharge of Board Member For For Management Marta Schorling Andreen 7c6 Approve Discharge of Board Member For For Management Patrik Andersson 7c7 Approve Discharge of Employee For For Management Representative Leif Hakansson 7c8 Approve Discharge of Employee For For Management Representative Lena Nilsson 7c9 Approve Discharge of Deputy Employee For For Management Representative Mikael Myhre 7c10 Approve Discharge of Deputy Employee For For Management Representative Annica Edvardsson 7c11 Approve Discharge of Former Deputy For For Management Employee Representative Fredrik Rydberg 7c12 Approve Discharge of CEO Johan Westman For For Management 8 Determine Number of Members (5) and For For Management Deputy Members (0) of Board 9.1 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.1 Million 9.2 Approve Remuneration of Auditors For For Management 10.1 Reelect Gun Nilsson as Director For Against Management 10.2 Reelect Marianne Kirkegaard as Director For For Management 10.3 Reelect Marta Schorling Andreen as For Against Management Director 10.4 Reelect Patrik Andersson as Director For For Management 10.5 Reelect Georg Brunstam as Director For Against Management 10.6 Reelect Georg Brunstam as Board For Against Management Chairman 10.7 Ratify KPMG as Auditors For For Management 11 Reelect Marta Schorling Andreen, For For Management Henrik Didner, Leif Tornvall and Elisabet Jamal Bergstrom as Members of Nominating Committee 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of SEK 8.3 Million Pool of Capital to Guarantee Conversion Rights 15 Approve Issuance of up to 10 Percent For For Management of Issued Shares without Preemptive Rights 16 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 17 Amend Articles Re: Proxies and Postal For For Management Voting -------------------------------------------------------------------------------- ACERINOX SA Ticker: ACX Security ID: E00460233 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Approve Dividends For For Management 6 Approve Distribution of Share Issuance For For Management Premium 7.1 Elect Leticia Iglesias Herraiz as For For Management Director 7.2 Elect Francisco Javier Garcia Sanz as For For Management Director 8 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 9 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 3 Billion 10 Authorize Share Repurchase Program For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Long-Term Incentive Plan 12 Approve Restricted Stock Plan For For Management 13 Advisory Vote on Remuneration Report For For Management 14.1 Amend Article 8 Re: Rights Conferred For For Management by Shares 14.2 Amend Article 14 Re: Attendance at For For Management General Meetings and Representation 14.3 Amend Article 17 Re: Minutes of For For Management Meetings 14.4 Add Article 17.bis Re: Meeting For For Management Attendance through Electronic Means 15.1 Amend Article 1 of General Meeting For For Management Regulations Re: Purpose of the Regulation 15.2 Amend Article 2 of General Meeting For For Management Regulations Re: Scope of Application and Validity 15.3 Amend Article 3 of General Meeting For For Management Regulations Re: Types of General Meetings and Competences 15.4 Amend Article 4 of General Meeting For For Management Regulations Re: Notice of Meeting 15.5 Amend Article 5 of General Meeting For For Management Regulations Re: Shareholders' Right to Participation and Information 15.6 Add New Article 5 bis of General For For Management Meeting Regulations Re: Shareholders' Right to information 15.7 Amend Article 7 of General Meeting For For Management Regulations Re: Representation. Remote Voting and Proxy Voting 15.8 Add New Article 8 of General Meeting For For Management Regulations Re: Attendance, Proxy and Remote Voting Cards 15.9 Amend Article 9 of General Meeting For For Management Regulations Re: Chairman of the General Meeting 15.10 Amend Article 11 of General Meeting For For Management Regulations Re: Procedures 15.11 Add New Article 12 of General Meeting For For Management Regulations Re: Meeting Attendance through Electronic Means 15.12 Amend Article 13 of General Meeting For For Management Regulations Re: Interpretation 15.13 Approve Restated General Meeting For For Management Regulations 16 Authorize Board to Ratify and Execute For For Management Approved Resolutions 17 Receive Chairman Report on Updates of None None Management Company's Corporate Governance 18 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ACERINOX SA Ticker: ACX Security ID: E00460233 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Approve Dividends For For Management 6 Approve Remuneration Policy For For Management 7.1 Reelect Tomas Hevia Armengol as For For Management Director 7.2 Reelect Laura Gonzalez Molero as For For Management Director 7.3 Reelect Rosa Maria Garcia Pineiro as For For Management Director 7.4 Reelect Marta Martinez Alonso as For For Management Director 8 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 9 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 600 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 10 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities with Preemptive Rights up to EUR 1 Billion 11 Authorize Share Repurchase Program For For Management 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Long-Term Incentive Plan 13 Advisory Vote on Remuneration Report For For Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Receive Chairman Report on Updates of None None Management Company's Corporate Governance 16 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- AFRICAN RAINBOW MINERALS LTD. Ticker: ARI Security ID: S01680107 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Tom Boardman as Director For For Management 2 Re-elect Anton Botha as Director For For Management 3 Re-elect Joaquim Chissano as Director For For Management 4 Re-elect Dr Rejoice Simelane as For For Management Director 5 Elect Pitsi Mnisi as Director For For Management 6 Elect Tsu Mhlanga as Director For For Management 7 Elect Jongisa Magagula as Director For For Management 8 Reappoint Ernst & Young Inc as For For Management Auditors with PD Grobbelaar as the Designated Auditor 9.1 Re-elect Tom Boardman as Chairman of For For Management the Audit and Risk Committee 9.2 Re-elect Anton Botha as Member of the For For Management Audit and Risk Committee 9.3 Re-elect Alex Maditsi as Member of the For For Management Audit and Risk Committee 9.4 Re-elect Dr Rejoice Simelane as Member For For Management of the Audit and Risk Committee 9.5 Elect Pitsi Mnisi as Member of the For For Management Audit and Risk Committee 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 12 Place Authorised but Unissued Shares For For Management under Control of Directors 13 Authorise Board to Issue Shares for For For Management Cash 14.1 Approve the Annual Retainer Fees for For For Management Non-executive Directors 14.2 Approve the Fees for Attending Board For For Management Meetings 15 Approve the Committee Attendance Fees For For Management for Non-executive Directors 16 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 17 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 18 Authorise Issue of Shares in For For Management Connection with the Share or Employee Incentive Schemes 19 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Bob De Lange For For Management 1.7 Elect Director Eric P. Hansotia For For Management 1.8 Elect Director George E. Minnich For For Management 1.9 Elect Director Mallika Srinivasan For For Management 1.10 Elect Director Matthew Tsien For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- AKER BP ASA Ticker: AKRBP Security ID: R0139K100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 6 Approve Remuneration of Auditors for For Did Not Vote Management 2020 7 Approve Remuneration of Directors For Did Not Vote Management 8 Approve Remuneration of Nomination For Did Not Vote Management Committee 9 Reelect Kjell Inge Rokke, Kate Thomson For Did Not Vote Management and Anne Marie Cannon (Vice Chair) as Directors for a Term of Two Years; Elect Paula Doyle as New Director for a Term of Two Years 10 Approve Creation of NOK 18 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 11 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 12 Authorize Board to Distribute Dividends For Did Not Vote Management -------------------------------------------------------------------------------- ALACER GOLD CORP. Ticker: ASR Security ID: 010679108 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by SSR Mining Inc. For For Management -------------------------------------------------------------------------------- ALAMOS GOLD INC. Ticker: AGI Security ID: 011532108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Ellingham For For Management 1.2 Elect Director David Fleck For For Management 1.3 Elect Director David Gower For For Management 1.4 Elect Director Claire M. Kennedy For For Management 1.5 Elect Director John A. McCluskey For For Management 1.6 Elect Director Monique Mercier For For Management 1.7 Elect Director Paul J. Murphy For For Management 1.8 Elect Director J. Robert S. Prichard For For Management 1.9 Elect Director Kenneth Stowe For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Williams For For Management 1b Elect Director Mary Anne Citrino For For Management 1c Elect Director Pasquale (Pat) Fiore For For Management 1d Elect Director Thomas J. Gorman For For Management 1e Elect Director Roy C. Harvey For For Management 1f Elect Director James A. Hughes For For Management 1g Elect Director James E. Nevels For For Management 1h Elect Director Carol L. Roberts For For Management 1i Elect Director Suzanne Sitherwood For For Management 1j Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert J. Carlisle For For Management 1.2 Elect Director David P. Hess For For Management 1.3 Elect Director Marianne Kah For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALUMINA LIMITED Ticker: AWC Security ID: Q0269M109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Remuneration Report For For Management 4a Elect Deborah O'Toole as Director For For Management 4b Elect John Bevan as Director For For Management 4c Elect Shirley In't Veld as Director For For Management 5 Approve Reinsertion of the For For Management Proportional Takeover Provisions 6 Approve Grant of Performance Rights to For For Management Mike Ferraro -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMG ADVANCED METALLURGICAL GROUP NV Ticker: AMG Security ID: N04897109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Discuss on the Company's Dividend None None Management Policy 3.a Adopt Financial Statements For For Management 3.b Approve Dividends of EUR 0.20 Per Share For For Management 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6.a Reelect Heinz Schimmelbusch to For For Management Management Board 6.b Reelect Eric Jackson to Management For For Management Board 7.a Reelect Willem van Hassel to For For Management Supervisory Board 7.b Reelect Herb Depp to Supervisory Board For For Management 7.c Elect Warmolt Prins to Supervisory For For Management Board 8 Approve Remuneration Policy for For For Management Management Board 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nombulelo Moholi as Director For For Management 1.2 Re-elect Stephen Pearce as Director For For Management 2.2 Elect Thabi Leoka as Director For For Management 2.3 Elect Roger Dixon as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Reappoint PricewaterhouseCoopers (PwC) For For Management as Auditors with JFM Kotze as Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Elisabeth Brinton as Director For For Management 4 Elect Hilary Maxson as Director For For Management 5 Re-elect Ian Ashby as Director For For Management 6 Re-elect Marcelo Bastos as Director For For Management 7 Re-elect Stuart Chambers as Director For For Management 8 Re-elect Mark Cutifani as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Hixonia Nyasulu as Director For For Management 11 Re-elect Nonkululeko Nyembezi as For For Management Director 12 Re-elect Tony O'Neill as Director For For Management 13 Re-elect Stephen Pearce as Director For For Management 14 Re-elect Anne Stevens as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Court Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: MAY 05, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Thungela Resources Limited -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jean-Paul Luksic as Director For Against Management 5 Re-elect Ollie Oliveira as Director For For Management 6 Re-elect Ramon Jara as Director For For Management 7 Re-elect Juan Claro as Director For For Management 8 Re-elect Andronico Luksic as Director For For Management 9 Re-elect Vivianne Blanlot as Director For For Management 10 Re-elect Jorge Bande as Director For For Management 11 Re-elect Francisca Castro as Director For For Management 12 Re-elect Michael Anglin as Director For For Management 13 Re-elect Tony Jensen as Director For For Management 14 Elect Director Appointed Between 24 For For Management March 2021 and 12 May 2021 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- APERAM SA Ticker: APAM Security ID: L0187K107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Remuneration of Directors For For Management IV Approve Dividends of EUR 1.75 Per Share For For Management V Approve Allocation of Income For For Management VI Approve Remuneration Report For For Management VII Approve Annual Fees Structure of the For For Management Board and Remuneration of CEO VIII Approve Discharge of Directors For For Management IX Elect Sandeep Jalan as Director For For Management X Appoint PricewaterhouseCoopers as For For Management Auditor XI Approve Share Plan Grant Under the For For Management Leadership Team Performance Share Unit Plan -------------------------------------------------------------------------------- ARCELORMITTAL SA Ticker: MT Security ID: L0302D210 Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Dividends of USD 0.30 Per Share For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit and Risk Committee and Members and Chairs of the Other Committee VIII Approve Discharge of Directors For For Management IX Reelect Karyn Ovelmen as Director For For Management X Reelect Tye Burt as Director For For Management XI Elect Clarissa Lins as Director For For Management XII Approve Share Repurchase For For Management XIII Renew Appointment of Deloitte Audit as For For Management Auditor XIV Approve Share Plan Grant, Restricted For For Management Share Unit Plan and Performance Unit Plan under the Executive Office PSU Plan and ArcelorMittal Equity Plan I Approve Reduction in Share Capital For For Management through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association -------------------------------------------------------------------------------- ARCELORMITTAL SA Ticker: MT Security ID: 03938L203 Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Dividends of USD 0.30 Per Share For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit and Risk Committee and Members and Chairs of the Other Committee VIII Approve Discharge of Directors For For Management IX Reelect Karyn Ovelmen as Director For For Management X Reelect Tye Burt as Director For For Management XI Elect Clarissa Lins as Director For For Management XII Approve Share Repurchase For For Management XIII Renew Appointment of Deloitte Audit as For For Management Auditor XIV Approve Share Plan Grant, Restricted For For Management Share Unit Plan and Performance Unit Plan under the Executive Office PSU Plan and ArcelorMittal Equity Plan I Approve Reduction in Share Capital For For Management through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Theodore Colbert For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Pierre Dufour For For Management 1e Elect Director Donald E. Felsinger For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director Juan R. Luciano For For Management 1h Elect Director Patrick J. Moore For For Management 1i Elect Director Francisco J. Sanchez For For Management 1j Elect Director Debra A. Sandler For For Management 1k Elect Director Lei Z. Schlitz For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ARCHROCK, INC. Ticker: AROC Security ID: 03957W106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director D. Bradley Childers For For Management 1.3 Elect Director Gordon T. Hall For For Management 1.4 Elect Director Frances Powell Hawes For For Management 1.5 Elect Director J.W.G. 'Will' For For Management Honeybourne 1.6 Elect Director James H. Lytal For For Management 1.7 Elect Director Leonard W. Mallett For For Management 1.8 Elect Director Jason C. Rebrook For For Management 1.9 Elect Director Edmund P. Segner, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARRAY TECHNOLOGIES, INC. Ticker: ARRY Security ID: 04271T100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director Orlando D. Ashford For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- B2GOLD CORP. Ticker: BTO Security ID: 11777Q209 Meeting Date: JUN 11, 2021 Meeting Type: Annual/Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Kevin Bullock For For Management 2.2 Elect Director Robert Cross For For Management 2.3 Elect Director Robert Gayton For For Management 2.4 Elect Director Clive Johnson For For Management 2.5 Elect Director George Johnson For For Management 2.6 Elect Director Liane Kelly For For Management 2.7 Elect Director Jerry Korpan For For Management 2.8 Elect Director Bongani Mtshisi For For Management 2.9 Elect Director Robin Weisman For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Advance Notice Requirement For For Management 5 Re-approve Stock Option Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For For Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BAKKAFROST P/F Ticker: BAKKA Security ID: K0840B107 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Receive Board's Report For Did Not Vote Management 3 Approve Financial Statements and For Did Not Vote Management Statutory Reports 4 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 3.65 Per Share 5.1 Reelect Johannes Jensen as Director For Did Not Vote Management 5.2 Reelect Teitur Samuelsen as Director For Did Not Vote Management 5.3 Reelect Annika Frederiksberg as For Did Not Vote Management Director 5.4 Reelect Oystein Sandvik as Director For Did Not Vote Management 5.5 Reelect Einar Wathne as Director For Did Not Vote Management 6 Reelect Runi M. Hansen as Director and For Did Not Vote Management Board Chairman 7 Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 471,240 for Chairman, DKK 294,525 for Deputy Chairman, and DKK 235,620 for Other Directors; Approve Remuneration of Accounting Committee 8.1 Reelect Leif Eriksrod as Member of For Did Not Vote Management Election Committee 8.2 Reelect Eydun Rasmussen as Member of For Did Not Vote Management Election Committee 8.3 Reelect Gunnar i Lida as Chairman of For Did Not Vote Management Election Committee 9 Approve Remuneration of Election For Did Not Vote Management Committee in the Amount of DKK 24,000 for Chairman and 12,000 for Other Directors 10 Ratify P/F Januar as Auditors For Did Not Vote Management 11 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management -------------------------------------------------------------------------------- BALLARD POWER SYSTEMS INC. Ticker: BLDP Security ID: 058586108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Douglas P. Hayhurst For For Management 1B Elect Director Kui (Kevin) Jiang For For Management 1C Elect Director Duy-Loan Le For For Management 1D Elect Director Randy MacEwen For For Management 1E Elect Director Marty Neese For For Management 1F Elect Director James Roche For For Management 1G Elect Director Shaojun (Sherman) Sun For For Management 1H Elect Director Janet Woodruff For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Re-approve Equity-Based Compensation For Against Management Plans -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 2 Approve Discharge of Management Board For Against Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For Against Management for Fiscal Year 2020 4.1 Elect Fei-Fei Li to the Supervisory For For Management Board 4.2 Elect Alberto Weisser to the For For Management Supervisory Board 5 Approve Remuneration of Supervisory For For Management Board 6 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 -------------------------------------------------------------------------------- BEACH ENERGY LIMITED Ticker: BPT Security ID: Q13921103 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Glenn Davis as Director For For Management 3 Elect Richard Richards as Director For For Management 4 Approve Issuance of Securities to For For Management Matthew Kay Under the Beach 2019 Short Term Incentive Offer 5 Approve Issuance of Securities to For For Management Matthew Kay Under the Beach 2020 Long Term Incentive Offer 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Capital Protection Against For Shareholder -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: OCT 14, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Report for UK Law For For Management Purposes 8 Approve Remuneration Report for For For Management Australian Law Purposes 9 Approve Grant of Awards to Mike Henry For For Management 10 Approve Leaving Entitlements For For Management 11 Elect Xiaoqun Clever as Director For For Management 12 Elect Gary Goldberg as Director For For Management 13 Elect Mike Henry as Director For For Management 14 Elect Christine O'Reilly as Director For For Management 15 Elect Dion Weisler as Director For For Management 16 Elect Terry Bowen as Director For For Management 17 Elect Malcolm Broomhead as Director For For Management 18 Elect Ian Cockerill as Director For For Management 19 Elect Anita Frew as Director For For Management 20 Elect Susan Kilsby as Director For For Management 21 Elect John Mogford as Director For For Management 22 Elect Ken MacKenzie as Director For Against Management 23 Amend Constitution of BHP Group Limited Against Against Shareholder 24 Adopt Interim Cultural Heritage Against For Shareholder Protection Measures 25 Approve Suspension of Memberships of Against For Shareholder Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED Ticker: BSL Security ID: Q1415L177 Meeting Date: NOV 19, 2020 Meeting Type: Annual Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect John Bevan as Director For For Management 3b Elect Penny Bingham-Hall as Director For For Management 3c Elect Rebecca Dee-Bradbury as Director For For Management 3d Elect Jennifer Lambert as Director For For Management 3e Elect Kathleen Conlon as Director For For Management 4 Approve Grant of Share Rights to Mark For For Management Vassella 5 Approve Grant of Alignment Rights to For For Management Mark Vassella 6 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- BOLIDEN AB Ticker: BOL Security ID: W17218152 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Jan Andersson as Inspector For For Management of Minutes of Meeting 2.2 Designate Anders Oscarsson as For For Management Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 8.25 Per Share 9.1 Approve Discharge of Helene Bistrom For For Management 9.2 Approve Discharge of Tom Erixon For For Management 9.3 Approve Discharge of Michael G:son Low For For Management 9.4 Approve Discharge of Perttu Louhiluoto For For Management 9.5 Approve Discharge of Elisabeth Nilsson For For Management 9.6 Approve Discharge of Pia Rudengren For For Management 9.7 Approve Discharge of Board Chairman For For Management Anders Ullberg 9.8 Approve Discharge of President Mikael For For Management Staffas 9.9 Approve Discharge of Marie Berglund For For Management 9.10 Approve Discharge of Employee For For Management Representative Marie Holmberg 9.11 Approve Discharge of Employee For For Management Representative Kenneth Stahl 9.12 Approve Discharge of Employee For For Management Representative Cathrin Oderyd 10.1 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board 10.2 Determine Number of Auditors (1) For For Management 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.83 Million for Chairman and SEK 610,000 for Other Directors; Approve Remuneration for Committee Work 12a Reelect Helene Bistrom as Director For For Management 12b Reelect Michael G:son Low as Director For For Management 12c Elect Per Lindberg as New Director For For Management 12d Reelect Perttu Louhiluoto as Director For For Management 12e Reelect Elisabeth Nilsson as Director For For Management 12f Reelect Pia Rudengren as Director For For Management 12g Elect Karl-Henrik Sundstrom as New For For Management Director 12h Reelect Anders Ullberg as Director For For Management 12i Reelect Anders Ullberg as Board For For Management Chairman 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Report For For Management 16.1 Elect Jan Andersson as Member of For For Management Nominating Committee 16.2 Elect Lars-Erik Forsgardh as Member of For For Management Nominating Committee 16.3 Elect Ola Peter Gjessing as Member of For For Management Nominating Committee 16.4 Elect Lilian Fossum Biner as Member of For For Management Nominating Committee 16.5 Elect Anders Ullberg as Member of For For Management Nominating Committee 17 Amend Articles Re: Editorial Changes; For For Management Participation at General Meeting; Location of General Meeting; Postal Voting 18 Approve 2:1 Stock Split; Approve SEK For For Management 289.46 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 289.46 Million for Bonus Issue -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.a Elect Murray Auchincloss as Director For For Management 3.b Elect Tushar Morzaria as Director For For Management 3.c Elect Karen Richardson as Director For For Management 3.d Elect Dr Johannes Teyssen as Director For For Management 3.e Re-elect Bernard Looney as Director For For Management 3.f Re-elect Pamela Daley as Director For For Management 3.g Re-elect Helge Lund as Director For For Management 3.h Re-elect Melody Meyer as Director For For Management 3.i Re-elect Paula Reynolds as Director For For Management 3.j Re-elect Sir John Sawers as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Approve Scrip Dividend Programme For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Shareholder Resolution on Against Against Shareholder Climate Change Targets -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 27, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Remuneration of Company's For For Management Management 3.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Marcus Vinicius Dias Severini as Alternate 3.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 3.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 4 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Article 33 For For Management 3 Consolidate Bylaws For For Management 4.1 Amend Restricted Stock Plan For Against Management 4.2 Amend Restricted Stock Plan For Against Management 4.3 Amend Restricted Stock Plan For Against Management 4.4 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- BUCHER INDUSTRIES AG Ticker: BUCN Security ID: H10914176 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.50 per Share 4.1 Amend Articles Re: Opting Out Clause For For Management 4.2 Amend Articles Re: Size of For For Management Compensation Committee 4.3 Amend Articles Re: Remuneration of For For Management Directors 5.1.1 Reelect Anita Hauser as Director For Against Management 5.1.2 Reelect Michael Hauser as Director For Against Management 5.1.3 Reelect Martin Hirzel as Director For For Management 5.1.4 Reelect Philip Mosimann as Director For Against Management and Board Chairman 5.1.5 Reelect Heinrich Spoerry as Director For Against Management 5.1.6 Reelect Valentin Vogt as Director For For Management 5.2.1 Reappoint Anita Hauser as Member of For Against Management the Compensation Committee 5.2.2 Reappoint Valentin Vogt as Member of For For Management the Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 2.2 Million 6.2 Approve Remuneration Report For For Management (Non-Binding) 6.3 Approve Remuneration of Directors in For For Management the Amount of CHF 1.3 Million 6.4 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Carol M. Browner For For Management 1c Elect Director Paul Fribourg For For Management 1d Elect Director J. Erik Fyrwald For For Management 1e Elect Director Gregory A. Heckman For For Management 1f Elect Director Bernardo Hees For For Management 1g Elect Director Kathleen Hyle For For Management 1h Elect Director Henry W. (Jay) Winship For For Management 1i Elect Director Mark N. Zenuk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Report on the Soy Supply Chain For For Shareholder 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director W. Matt Ralls For For Management 1.8 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAL-MAINE FOODS, INC. Ticker: CALM Security ID: 128030202 Meeting Date: OCT 02, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adolphus B. Baker For Withhold Management 1.2 Elect Director Max P. Bowman For Withhold Management 1.3 Elect Director Letitia C. Hughes For For Management 1.4 Elect Director Sherman L. Miller For Withhold Management 1.5 Elect Director James E. Poole For For Management 1.6 Elect Director Steve W. Sanders For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Frost, PLLC as Auditors For For Management -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Shelly M. Esque For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Yvonne (Bonnie) A. For For Management Maldonado 1h Elect Director Scott L. Morris For For Management 1i Elect Director Peter C. Nelson For For Management 1j Elect Director Carol M. Pottenger For For Management 1k Elect Director Lester A. Snow For For Management 1l Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Leontine Atkins For For Management A2 Elect Director Ian Bruce For For Management A3 Elect Director Daniel Camus For For Management A4 Elect Director Donald Deranger For For Management A5 Elect Director Catherine Gignac For For Management A6 Elect Director Tim Gitzel For For Management A7 Elect Director Jim Gowans For For Management A8 Elect Director Kathryn (Kate) Jackson For For Management A9 Elect Director Don Kayne For For Management B Ratify KPMG LLP as Auditors For For Management C Advisory Vote on Executive For For Management Compensation Approach D The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Shawn (Xiaohua) Qu For For Management 2.2 Elect Director Karl E. Olsoni For For Management 2.3 Elect Director Harry E. Ruda For For Management 2.4 Elect Director Lauren C. Templeton For For Management 2.5 Elect Director Andrew (Luen Cheung) For For Management Wong 2.6 Elect Director Arthur (Lap Tat) Wong For For Management 2.7 Elect Director Leslie Li Hsien Chang For For Management 2.8 Elect Director Yan Zhuang For For Management 2.9 Elect Director Huifeng Chang For For Management 3 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CANFOR CORPORATION Ticker: CFP Security ID: 137576104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Twelve For For Management 2.1 Elect Director Conrad A. Pinette For For Management 2.2 Elect Director Glen D. Clark For For Management 2.3 Elect Director Ross S. Smith For Withhold Management 2.4 Elect Director William W. Stinson For For Management 2.5 Elect Director Frederick T. Stimpson For For Management III 2.6 Elect Director Dieter W. Jentsch For Withhold Management 2.7 Elect Director Dianne L. Watts For For Management 2.8 Elect Director Ryan Barrington-Foote For Withhold Management 2.9 Elect Director John R. Baird For For Management 2.10 Elect Director M. Dallas H. Ross For Withhold Management 2.11 Elect Director Anders Ohlner For For Management 2.12 Elect Director Donald B. Kayne For For Management 3 Ratify KPMG LLP as Auditors For Withhold Management -------------------------------------------------------------------------------- CENTERRA GOLD INC. Ticker: CG Security ID: 152006102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tengiz A.U. Bolturuk For For Management 1.2 Elect Director Richard W. Connor For For Management 1.3 Elect Director Dushenaly (Dushen) For For Management Kasenov 1.4 Elect Director Nurlan Kyshtobaev For For Management 1.5 Elect Director Michael S. Parrett For For Management 1.6 Elect Director Jacques Perron For For Management 1.7 Elect Director Scott G. Perry For For Management 1.8 Elect Director Sheryl K. Pressler For For Management 1.9 Elect Director Bruce V. Walter For For Management 1.10 Elect Director Paul N. Wright For For Management 1.11 Elect Director Susan L. Yurkovich For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Ticker: CENX Security ID: 156431108 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Berntzen For For Management 1.2 Elect Director Michael A. Bless For For Management 1.3 Elect Director Errol Glasser For For Management 1.4 Elect Director Wilhelm van Jaarsveld For For Management 1.5 Elect Director Andrew G. Michelmore For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director Deborah L. DeHaas For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Ratify KPMG LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Marillyn A. Hewson For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Debra Reed-Klages For For Management 1j Elect Director Ronald D. Sugar For Against Management 1k Elect Director D. James Umpleby, III For For Management 1l Elect Director Michael K. Wirth For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Scope 3 Emissions Against For Shareholder 5 Report on Impacts of Net Zero 2050 Against For Shareholder Scenario 6 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against For Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: 16941R108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Assets and For For Management External Investment 2 Approve Special Interim Dividend For For Shareholder Distribution Plan for 2020 -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: 16941R108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors of Sinopec Corp. (including the Report of the Board of Directors of for 2020) 2 Approve Report of the Board of For For Management Supervisors of Sinopec Corp. (including the Report of the Board of Supervisors for 2020) 3 Approve 2020 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2020 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2021 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve KPMG Huazhen (Special General For For Management Partnership) and KPMG as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Authorize Board to Determine the For Against Management Proposed Plan for Issuance of Debt Financing Instruments 8 Approve Grant to the Board a General For Against Management Mandate to Issue New Domestic Shares and/or Overseas-Listed Foreign Shares of Sinopec Corp. 9 Approve Service Contracts of Directors For For Management and Supervisors of Sinopec Corp. 10.01 Elect Zhang Yuzhuo as Director For For Management 10.02 Elect Ma Yongsheng as Director For For Management 10.03 Elect Zhao Dong as Director For For Management 10.04 Elect Yu Baocai as Director For For Management 10.05 Elect Liu Hongbin as Director For For Management 10.06 Elect Ling Yiqun as Director For For Management 10.07 Elect Li Yonglin as Director For For Management 11.01 Elect Cai Hongbin as Director For For Management 11.02 Elect Ng, Kar Ling Johnny as Director For For Management 11.03 Elect Shi Dan as Director For For Management 11.04 Elect Bi Mingjian as Director For For Management 12.01 Elect Zhang Shaofeng as Supervisor For For Management 12.02 Elect Jiang Zhenying as Supervisor For For Management 12.03 Elect Zhang Zhiguo as Supervisor For For Management 12.04 Elect Yin Zhaolin as Supervisor For For Management 12.05 Elect Guo Hongjin as Supervisor For For Management -------------------------------------------------------------------------------- CLEVELAND-CLIFFS INC. Ticker: CLF Security ID: 185899101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lourenco Goncalves For For Management 1.2 Elect Director Douglas C. Taylor For For Management 1.3 Elect Director John T. Baldwin For For Management 1.4 Elect Director Robert P. Fisher, Jr. For For Management 1.5 Elect Director William K. Gerber For For Management 1.6 Elect Director Susan M. Green For For Management 1.7 Elect Director M. Ann Harlan For For Management 1.8 Elect Director Ralph S. Michael, III For For Management 1.9 Elect Director Janet L. Miller For For Management 1.10 Elect Director Eric M. Rychel For For Management 1.11 Elect Director Gabriel Stoliar For For Management 1.12 Elect Director Arlene M. Yocum For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.11 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3 Approve Remuneration Report For Against Management 4.a Reelect Suzanne Heywood as Executive For For Management Director 4.b Elect Scott W. Wine as Executive For For Management Director 4.c Reelect Howard W. Buffett as For For Management Non-Executive Director 4.d Reelect Tufan Erginbilgic as For For Management Non-Executive Director 4.e Reelect Leo W. Houle as Non-Executive For For Management Director 4.f Reelect John B. Lanaway as For For Management Non-Executive Director 4.g Reelect Alessandro Nasi as For For Management Non-Executive Director 4.h Reelect Lorenzo Simonelli as For For Management Non-Executive Director 4.i Reelect Vagn Sorensen as Non-Executive For Against Management Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Common Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: 126132109 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Amendments to the Existing Non-Compete Undertaking and Related Transactions -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 13, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril-Groves For For Management 1.2 Elect Director Barbara R. Smith For For Management 1.3 Elect Director Joseph C. Winkler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ernesto Mascellani Neto as For For Management Fiscal Council Member -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Against Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Ratify Election of Luis Eduardo de For For Management Assis as Independent Director 2 Amend Articles Re: Competences of For For Management Executive Directors 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Remuneration of Directors For For Management 4 Amend Articles For For Management 5 Amend Remuneration Policy For Against Management 6 Appoint Auditors For For Management 7.1 Elect Roque Benavides as Director For For Management 7.2 Elect Felipe Ortiz de Zevallos as For For Management Director 7.3 Elect Nicole Bernex as Director For For Management 7.4 Elect William Champion as Director For For Management 7.5 Elect Diego de La Torre as Director For For Management 7.6 Elect Jose Miguel Morales as Director For For Management 7.7 Elect Marco Antonio Zaldivar as For For Management Director -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Operation "Syndicated Letter For For Management of Guarantee Payment" and Grant of Guarantees -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Remuneration of Directors For For Management 4 Amend Remuneration Policy For For Management 5 Appoint Auditors For For Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds and For For Management Authorize Board to Set Terms of the Debt Issuance -------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. Ticker: CMP Security ID: 20451N101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin S. Crutchfield For For Management 1b Elect Director Eric Ford For For Management 1c Elect Director Richard S. Grant For For Management 1d Elect Director Joseph E. Reece For For Management 1e Elect Director Allan R. Rothwell For For Management 1f Elect Director Lori A. Walker For For Management 1g Elect Director Paul S. Williams For For Management 1h Elect Director Amy J. Yoder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For Against Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For Against Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against For Shareholder -------------------------------------------------------------------------------- CONSTELLIUM SE Ticker: CSTM Security ID: F21107101 Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Isabelle Boccon-Gibod as Director For For Management 2 Elect Christine Browne as Director For For Management 3 Elect Jean-Christophe Deslarzes as For For Management Director 4 Elect Jean-Philippe Puig as Director For For Management 5 Reelect Michiel Brandjes as Director For For Management 6 Reelect John Ormerod as Director For For Management 7 Reelect Werner Paschke as Director For For Management 8 Approve Financial Statements and For For Management Statutory Reports 9 Approve Consolidated Financial For For Management Statements and Statutory Reports 10 Approve Discharge of Directors, CEO For For Management and Auditors 11 Approve Allocation of Income and For For Management Absence of Dividends 12 Approve Termination Package of For Against Management Jean-Marc Germain, CEO 13 Approval of the Overall Envelope of For For Management Annual Fixed Fees Granted to the Directors 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 559,933.38 17 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize up to 6,800,000 Shares of For Against Management Issued Capital for Use in Restricted Stock Plans 20 Amend Article 12.1 of Bylaws Re: For For Management Employee Representatives 21 Amend Article 20.2 of Bylaws Re: Proxy For For Management Cards 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CORE LABORATORIES N.V. Ticker: CLB Security ID: N22717107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kwaku Temeng For For Management 1b Elect Director Lawrence Bruno For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Cancellation of Repurchased For For Management Shares 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8a Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 8b Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For For Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COSTA GROUP HOLDINGS LIMITED Ticker: CGC Security ID: Q29284108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Peter Margin as Director For For Management 4 Elect Tim Goldsmith as Director For For Management 5 Approve Grant of STI Performance For For Management Rights to Sean Hallahan 6 Approve Grant of LTI Options to Sean For For Management Hallahan -------------------------------------------------------------------------------- DAIDO STEEL CO., LTD. Ticker: 5471 Security ID: J08778110 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Shimao, Tadashi For For Management 2.2 Elect Director Ishiguro, Takeshi For For Management 2.3 Elect Director Nishimura, Tsukasa For For Management 2.4 Elect Director Shimizu, Tetsuya For For Management 2.5 Elect Director Toshimitsu, Kazuhiro For For Management 2.6 Elect Director Yamashita, Toshiaki For For Management 2.7 Elect Director Kajita, Akihito For For Management 2.8 Elect Director Soma, Shuji For For Management 2.9 Elect Director Yamamoto, Ryoichi For For Management 2.10 Elect Director Jimbo, Mutsuko For For Management 3 Appoint Alternate Statutory Auditor For For Management Kawabe, Nobuyasu 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- DARLING INGREDIENTS INC. Ticker: DAR Security ID: 237266101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall C. Stuewe For For Management 1b Elect Director Charles Adair For For Management 1c Elect Director Beth Albright For For Management 1d Elect Director Linda Goodspeed For For Management 1e Elect Director Dirk Kloosterboer For For Management 1f Elect Director Mary R. Korby For For Management 1g Elect Director Gary W. Mize For For Management 1h Elect Director Michael E. Rescoe For For Management 1i Elect Director Nicole M. Ringenberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For Withhold Management 1.5 Elect Director Kelt Kindick For Withhold Management 1.6 Elect Director John Krenicki, Jr. For For Management 1.7 Elect Director Karl F. Kurz For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Richard E. Muncrief For For Management 1.10 Elect Director Duane C. Radtke For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DNO ASA Ticker: DNO Security ID: R6007G105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5a Reelect Bijan Mossavar-Rahmani (Chair) For Did Not Vote Management as Director 5b Reelect Lars Arne Takla (Vice Chair) For Did Not Vote Management as Director 5c Reelect Gunnar Hirsti as Director For Did Not Vote Management 5d Reelect Shelley Margaret Watson as For Did Not Vote Management Director 5e Reelect Elin Karfjell as Director For Did Not Vote Management 6 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 7.1 Million for Chairman, NOK 544,500 for Vice Chairman and NOK 453,750 for Other Directors; Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For Did Not Vote Management Committee 8 Approve Remuneration of Auditors For Did Not Vote Management 9 Authorize Board to Distribute For Did Not Vote Management Dividends of up to NOK 0.20 Per Share in 2021 and NOK 0.20 Per Share in 2022 10 Approve Creation of NOK 36.6 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 11 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 12 Authorize Issuance of Convertible For Did Not Vote Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of USD 300 Million; Approve Creation of NOK 36.6 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Newman For For Management 1.2 Elect Director Amy B. Schwetz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Amend Articles For For Management 9 Present Board of Directors' Report on None None Management its Operation, Development and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Board of Directors' Report on For For Management its Operation, Development and Compliance with the Corporate Governance Code 14 Approve Management Reports For For Management 15 Approve Individual and Consolidated For For Management Financial Statements 16 Approve Allocation of Income For For Management 17 Elect Directors For For Management 18 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 19 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Beckett For For Management 1.2 Elect Director James Askew For For Management 1.3 Elect Director Alison Baker For For Management 1.4 Elect Director Sofia Bianchi For For Management 1.5 Elect Director Helene Cartier For For Management 1.6 Elect Director Livia Mahler For For Management 1.7 Elect Director Sebastien de Montessus For For Management 1.8 Elect Director Naguib Sawiris For For Management 1.9 Elect Director Tertius Zongo For For Management 2 Approve BDO LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Performance Share Unit Plans For For Management 4 Amend Performance Share Unit Plans For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Indirect Acquisition of Teranga Gold Corporation 2 Approve Issuance of Shares in One or For For Management More Private Placements -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Beckett For For Management 1.2 Elect Director James Askew For For Management 1.3 Elect Director Alison Baker For For Management 1.4 Elect Director Sofia Bianchi For For Management 1.5 Elect Director Livia Mahler For For Management 1.6 Elect Director David Mimran For For Management 1.7 Elect Director Naguib Sawiris For For Management 1.8 Elect Director Tertius Zongo For For Management 1.9 Elect Director Sebastien de Montessus For For Management 2 Approve BDO LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040RA01 Meeting Date: MAY 25, 2021 Meeting Type: Court Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ENDEAVOUR MINING CORPORATION Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 25, 2021 Meeting Type: Court Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Directors to Carry Out Scheme For For Management 2 Approve Cancellation of Premium Account For For Management 3 Amend Articles For For Management 4 Approve Employee PSU Plan For For Management 5 Approve Executive PSU Plan for Non-UK For For Management Participants 6 Approve Endeavor Mining plc Executive For For Management Performance Share Plan 7 Approve Endeavor Mining plc Deferred For For Management Share Unit Plan -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: 26874R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Use of Available Reserves For For Management for Interim Dividend Distribution 4 Appoint Marcella Caradonna as Internal None For Shareholder Statutory Auditor 5 Appoint Roberto Maglio as Alternate None For Shareholder Internal Statutory Auditor 6 Authorize Share Repurchase Program For For Management 7 Approve Second Section of the For Against Management Remuneration Report -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Badrinarayanan For For Management Kothandaraman 1.2 Elect Director Joseph Malchow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Petra Hedengran as Inspector For For Management of Minutes of Meeting 2.b Designate Mikael Wiberg as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Special Dividends of SEK 1.20 For For Management Per Share 7 Amend Articles of Association Re: For For Management Company Name; Participation at General Meetings -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Petra Hedengran (Investor For For Management AB) as Inspector of Minutes of Meeting 2.b Designate Mikael Wiberg (Alecta) as For For Management Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For For Management Statutory Reports 7.b1 Approve Discharge of Lennart Evrell For For Management 7.b2 Approve Discharge of Johan Forssell For For Management 7.b3 Approve Discharge of Helena Hedblom For For Management (as Board Member) 7.b4 Approve Discharge of Jeane Hull For For Management 7.b5 Approve Discharge of Ronnie Leten For For Management 7.b6 Approve Discharge of Per Lindberg (as For For Management Board Member) 7.b7 Approve Discharge of Ulla Litzen For For Management 7.b8 Approve Discharge of Sigurd Mareels For For Management 7.b9 Approve Discharge of Astrid Skarheim For For Management Onsum 7.b10 Approve Discharge of Anders Ullberg For For Management 7.b11 Approve Discharge of Niclas Bergstrom For For Management 7.b12 Approve Discharge of Gustav El Rachidi For For Management 7.b13 Approve Discharge of Kristina Kanestad For For Management 7.b14 Approve Discharge of Bengt Lindgren For For Management 7.b15 Approve Discharge of Daniel Rundgren For For Management 7.b16 Approve Discharge of Helena Hedblom For For Management (as CEO) 7.b17 Approve Discharge of Per Lindberg (as For For Management CEO) 7.c Approve Allocation of Income and For For Management Dividends of SEK 2.50 Per Share 7.d Approve Remuneration Report For For Management 8.a Determine Number of Members (9) and For For Management Deputy Members of Board 8.b Determine Number of Auditors (1) and For For Management Deputy Auditors 9.a1 Reelect Lennart Evrell as Director For For Management 9.a2 Reelect Johan Forssell as Director For For Management 9.a3 Reelect Helena Hedblom as Director For For Management 9.a4 Reelect Jeane Hull as Director For For Management 9.a5 Reelect Ronnie Leten as Director For For Management 9.a6 Reelect Ulla Litzen as Director For For Management 9.a7 Reelect Sigurd Mareels as Director For For Management 9.a8 Reelect Astrid Skarheim Onsum as For For Management Director 9.a9 Reelect Anders Ullberg as Director For For Management 9.b Reelect Ronnie Leten as Board Chairman For For Management 9.c Ratify Deloitte as Auditors For For Management 10.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 10.b Approve Remuneration of Auditors For For Management 11 Approve Stock Option Plan 2021 for Key For For Management Employees 12.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 12.b Approve Repurchase of Shares to Pay 50 For For Management Percent of Director's Remuneration in Synthetic Shares 12.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 12.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 12.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2016, 2017 and 2018 13 Approve 2:1 Stock Split; Approve SEK For For Management 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting For Did Not Vote Management 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.12 Per Share 7 Authorize Board to Distribute Dividends For Did Not Vote Management 8 Instruct Company to Set Short, Medium, Against Did Not Vote Shareholder and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products 9 Instruct Company to Report Key Against Did Not Vote Shareholder Information on both Climate Risk and Nature Risk 10 Instruct Company to Stop all Against Did Not Vote Shareholder Exploration Activity and Test Drilling for Fossil Energy Resources 11 Instruct Board to Present a Strategy Against Did Not Vote Shareholder for Real Business Transformation to Sustainable Energy Production 12 Instruct Company to Stop all Oil and Against Did Not Vote Shareholder Gas Exploration in the Norwegian Sector of the Barents Sea 13 Instruct Company to Spin-Out Equinors Against Did Not Vote Shareholder Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo 14 Instruct Company to Divest all Against Did Not Vote Shareholder Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas 15 Instruct Company that all Exploration Against Did Not Vote Shareholder for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits 16 Instruct Board to Act to Avoid Big Against Did Not Vote Shareholder Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control 17 Instruct Board to include Nuclear in Against Did Not Vote Shareholder Equinors Portfolio 18 Approve Company's Corporate Governance For Did Not Vote Management Statement 19.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 19.2 Approve Remuneration Statement For Did Not Vote Management (Advisory) 20 Approve Remuneration of Auditors For Did Not Vote Management 21 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 133,100 for Chairman, NOK 70,200 for Deputy Chairman and NOK 49,300 for Other Directors; Approve Remuneration for Deputy Directors 22 Approve Remuneration of Nominating For Did Not Vote Management Committee 23 Approve Equity Plan Financing For Did Not Vote Management 24 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares -------------------------------------------------------------------------------- ERG SPA Ticker: ERG Security ID: T3707Z101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Fix Number of Directors None For Shareholder 3.2.1 Slate 1 Submitted by San Quirico SpA None Against Shareholder 3.2.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 3.3 Elect Edoardo Garrone as Board Chair None Against Shareholder 3.4 Approve Remuneration of Directors None For Shareholder 3.5 Approve Remuneration of Control and None For Shareholder Risk Committee Members 3.6 Approve Remuneration of Nominations None For Shareholder and Remuneration Committee Members 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 5 Approve Long Term Incentive Plan For Against Management 6.1 Approve Remuneration Policy For For Management 6.2 Approve Second Section of the For Against Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EVOQUA WATER TECHNOLOGIES CORP. Ticker: AQUA Security ID: 30057T105 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary A. Cappeline For Withhold Management 1.2 Elect Director Lisa Glatch For Withhold Management 1.3 Elect Director Brian R. Hoesterey For Withhold Management 1.4 Elect Director Vinay Kumar For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVRAZ PLC Ticker: EVR Security ID: G33090104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Alexander Abramov as Director For Against Management 4 Re-elect Alexander Frolov as Director For For Management 5 Re-elect Eugene Shvidler as Director For For Management 6 Re-elect Eugene Tenenbaum as Director For For Management 7 Re-elect Karl Gruber as Director For For Management 8 Re-elect Deborah Gudgeon as Director For For Management 9 Re-elect Alexander Izosimov as Director For Against Management 10 Re-elect Sir Michael Peat as Director For For Management 11 Elect Stephen Odell as Director For For Management 12 Elect James Rutherford as Director For For Management 13 Elect Sandra Stash as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Michael J. Angelakis For Did Not Vote Management 1.2 Elect Director Susan K. Avery For Did Not Vote Management 1.3 Elect Director Angela F. Braly For Did Not Vote Management 1.4 Elect Director Ursula M. Burns For Did Not Vote Management 1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management 1.6 Elect Director Joseph L. Hooley For Did Not Vote Management 1.7 Elect Director Steven A. Kandarian For Did Not Vote Management 1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management 1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management 1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management 1.11 Elect Director Darren W. Woods For Did Not Vote Management 1.12 Elect Director Wan Zulkiflee For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Require Independent Board Chair Against Did Not Vote Shareholder 5 Reduce Ownership Threshold for Against Did Not Vote Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial Against Did Not Vote Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of Against Did Not Vote Shareholder Environmental-Related Expenditures 8 Report on Political Contributions Against Did Not Vote Shareholder 9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder 10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder Aligned with Paris Agreement # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff For For Shareholder 1.2 Elect Director Kaisa Hietala For For Shareholder 1.3 Elect Director Alexander A. Karsner For For Shareholder 1.4 Elect Director Anders Runevad For Withhold Shareholder 1.5 Management Nominee Michael J. Angelakis For For Shareholder 1.6 Management Nominee Susan K. Avery For For Shareholder 1.7 Management Nominee Angela F. Braly For For Shareholder 1.8 Management Nominee Ursula M. Burns For For Shareholder 1.9 Management Nominee Kenneth C. Frazier For For Shareholder 1.10 Management Nominee Joseph L. Hooley For For Shareholder 1.11 Management Nominee Jeffrey W. Ubben For For Shareholder 1.12 Management Nominee Darren W. Woods For For Shareholder 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Require Independent Board Chair None For Shareholder 5 Reduce Ownership Threshold for None For Shareholder Shareholders to Call Special Meeting 6 Issue Audited Report on Financial None For Shareholder Impacts of IEA's Net Zero 2050 Scenario 7 Report on Costs and Benefits of None Against Shareholder Environmental-Related Expenditures 8 Report on Political Contributions None For Shareholder 9 Report on Lobbying Payments and Policy None For Shareholder 10 Report on Corporate Climate Lobbying None For Shareholder Aligned with Paris Agreement -------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD. Ticker: FM Security ID: 335934105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Philip K.R. Pascall For For Management 2.2 Elect Director G. Clive Newall For For Management 2.3 Elect Director Kathleen A. Hogenson For For Management 2.4 Elect Director Peter St. George For For Management 2.5 Elect Director Andrew B. Adams For For Management 2.6 Elect Director Robert J. Harding For For Management 2.7 Elect Director Simon J. Scott For For Management 2.8 Elect Director Joanne K. Warner For For Management 2.9 Elect Director Charles Kevin McArthur For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FIRST SOLAR, INC. Ticker: FSLR Security ID: 336433107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Ahearn For For Management 1.2 Elect Director Sharon L. Allen For For Management 1.3 Elect Director Richard D. Chapman For For Management 1.4 Elect Director George A. Hambro For For Management 1.5 Elect Director Kathryn A. Hollister For For Management 1.6 Elect Director Molly E. Joseph For For Management 1.7 Elect Director Craig Kennedy For For Management 1.8 Elect Director William J. Post For For Management 1.9 Elect Director Paul H. Stebbins For For Management 1.10 Elect Director Michael Sweeney For For Management 1.11 Elect Director Mark R. Widmar For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- FLSMIDTH & CO. A/S Ticker: FLS Security ID: K90242130 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3.a Approve Actual Remuneration of For Did Not Vote Management Directors for 2020 in the Aggregate Amount of DKK 6 Million 3.b Approve Remuneration of Directors for For Did Not Vote Management 2021 4 Approve Allocation of Income and For Did Not Vote Management Dividends of DKK 2 Per Share 5 Approve Remuneration Report (Advisory For Did Not Vote Management Vote) 6.a Reelect Vagn Ove Sorensen as Director For Did Not Vote Management 6.b Reelect Tom Knutzen as Director For Did Not Vote Management 6.c Reelect Richard Robinson Smith as For Did Not Vote Management Director 6.d Reelect Anne Louise Eberhard as For Did Not Vote Management Director 6.e Reelect Gillian Dawn Winckler as For Did Not Vote Management Director 6.f Reelect Thrasyvoulos Moraitis as For Did Not Vote Management Director 7 Renew Appointment of Ernst & Young as For Did Not Vote Management Auditor 8.1 Approve Creation of DKK 100 Million For Did Not Vote Management Pool of Capital with Preemptive Rights; Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 100 Million 8.2 Allow Shareholder Meetings to be Held For Did Not Vote Management Partially or Fully by Electronic Means 8.3 Authorize Share Repurchase Program For Did Not Vote Management 9 Country-by-Country Tax Reporting For Did Not Vote Shareholder 10 Other Business None None Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Mark Douglas For For Management 1e Elect Director C. Scott Greer For For Management 1f Elect Director K'Lynne Johnson For For Management 1g Elect Director Dirk A. Kempthorne For For Management 1h Elect Director Paul J. Norris For For Management 1i Elect Director Margareth Ovrum For For Management 1j Elect Director Robert C. Pallash For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: NOV 11, 2020 Meeting Type: Annual Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Andrew Forrest as Director For For Management 3 Elect Mark Barnaba as Director For For Management 4 Elect Penny Bingham-Hall as Director For For Management 5 Elect Jennifer Morris as Director For For Management 6 Approve Grant of Performance Rights to For Against Management Elizabeth Gaines 7 Approve Renewal of Proportional For For Management Takeover Approval Provisions -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Abney For For Management 1.2 Elect Director Richard C. Adkerson For For Management 1.3 Elect Director Robert W. Dudley For For Management 1.4 Elect Director Lydia H. Kennard For For Management 1.5 Elect Director Dustan E. McCoy For For Management 1.6 Elect Director John J. Stephens For For Management 1.7 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management 1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management 1.3 Elect Director Kristin Colber-Baker For For Management 1.4 Elect Director Lori Tauber Marcus For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Second Amended and Restated For Against Management Memorandum and Articles of Association -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: 38059T106 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Re-elect Terence Goodlace as Director For For Management 2.2 Re-elect Nick Holland as Director For For Management 2.3 Re-elect Richard Menell as Director For For Management 2.4 Re-elect Yunus Suleman as Director For For Management 3.1 Re-elect Yunus Suleman as Chairperson For For Management of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 3.4 Re-elect Richard Menell as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: 38059T106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Elect Chris Griffith as Director For For Management 2.2 Elect Philisiwe Sibiya as Director For For Management 2.3 Re-elect Cheryl Carolus as Director For For Management 2.4 Re-elect Steven Reid as Director For For Management 2.5 Re-elect Carmen Letton as Director For For Management 3.1 Re-elect Yunus Suleman as Chairperson For For Management of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 3.4 Elect Philisiwe Sibiya as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRAINCORP LIMITED Ticker: GNC Security ID: Q42655102 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Daniel Mangelsdorf as Director For For Management 4a Approve Grant of 282,738 Performance For For Management Rights to Robert Spurway 4b Approve Grant of 239,259 Performance For For Management Rights to Robert Spurway -------------------------------------------------------------------------------- GREEN PLAINS INC. Ticker: GPRE Security ID: 393222104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Becker For For Management 1.2 Elect Director Thomas Manuel For For Management 1.3 Elect Director Brian Peterson For For Management 1.4 Elect Director Alain Treuer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For For Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GS YUASA CORP. Ticker: 6674 Security ID: J1770L109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Murao, Osamu For For Management 2.2 Elect Director Nakagawa, Toshiyuki For For Management 2.3 Elect Director Shibutani, Masahiro For For Management 2.4 Elect Director Fukuoka, Kazuhiro For For Management 2.5 Elect Director Otani, Ikuo For For Management 2.6 Elect Director Matsunaga, Takayoshi For For Management 2.7 Elect Director Nonogaki, Yoshiko For For Management 3.1 Appoint Statutory Auditor Murakami, For For Management Masayuki 3.2 Appoint Statutory Auditor Furukawa, For For Management Akio 3.3 Appoint Statutory Auditor Fujii, For For Management Tsukasa 3.4 Appoint Statutory Auditor Tsujiuchi, For For Management Akira 4 Appoint Alternate Statutory Auditor For For Management Nakakubo, Mitsuaki 5 Approve Annual Bonus For For Management 6 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Patricia Hemingway Hall For For Management 1h Elect Director Robert A. Malone For For Management 1i Elect Director Jeffrey A. Miller For For Management 1j Elect Director Bhavesh V. (Bob) Patel For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Ticker: HLX Security ID: 42330P107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amerino Gatti For For Management 1.2 Elect Director Owen Kratz For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director Karyn F. Ovelmen For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HITACHI METALS, LTD. Ticker: 5486 Security ID: J20538112 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nishiie, Kenichi For For Management 1.2 Elect Director Uenoyama, Makoto For For Management 1.3 Elect Director Fukuo, Koichi For Against Management 1.4 Elect Director Nishiyama, Mitsuaki For Against Management 1.5 Elect Director Morita, Mamoru For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HOLMEN AB Ticker: HOLM.B Security ID: W4R00P201 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2a Designate Hans Hedstrom as Inspector For For Management of Minutes of Meeting 2b Designate Carina Silberg as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Auditors Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 10.75 Per Share 9.1 Approve Discharge of Board Chairman For For Management Fredrik Lundberg 9.2 Approve Discharge of Board Member Carl For For Management Bennet 9.3 Approve Discharge of Employee For For Management Representative Steewe Bjorklundh 9.4 Approve Discharge of Employee For For Management Representative Kenneth Johansson 9.5 Approve Discharge of Board Member Lars For For Management Josefsson 9.6 Approve Discharge of Board Member Lars For For Management G Josefsson 9.7 Approve Discharge of Board Member For For Management Alice Kempe 9.8 Approve Discharge of Board Member For For Management Louise Lindh 9.9 Approve Discharge of Board Member Ulf For For Management Lundahl 9.10 Approve Discharge of Board Member and For For Management CEO Henrik Sjolund 9.11 Approve Discharge of Board Member For For Management Henriette Zeuchner 9.12 Approve Discharge of Employee For For Management Representative Tommy Asenbrygg 10a Determine Number of Members (9) and For For Management Deputy Members (0) of Board 10b Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 11a Approve Remuneration of Directors in For For Management the Amount of SEK 740,000 for Chairman and SEK 370,000 for Other Directors 11b Approve Remuneration of Auditors For For Management 12a Reelect Fredrik Lundberg as Director For Against Management 12b Reelect Carl Bennet as Director For Against Management 12c Reelect Lars Josefsson as Director For For Management 12d Reelect Lars G Josefsson as Director For For Management 12e Reelect Alice Kempe as Director For Against Management 12f Reelect Louise Lindh as Director For Against Management 12g Reelect Ulf Lundahl as Director For Against Management 12h Reelect Henrik Sjolund as Director For For Management 12i Reelect Henriette Zeuchner as Director For For Management 13a Ratify PricewaterhouseCoopers AB as For For Management Auditors (Primary Proposal) 13b Ratify Ernst & Young AB as Auditors For Against Management (Secondary Proposal, if item 13a is Rejected) 14 Approve Remuneration Report For For Management 15 Amend Articles Re: Editorial Changes; For For Management Corporate Purpose; Share Classes; Notice of Meeting; Participation at Meeting; Postal Voting 16 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Prama Bhatt For For Management 1b Elect Director Gary C. Bhojwani For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Stephen M. Lacy For For Management 1e Elect Director Elsa A. Murano For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director William A. Newlands For For Management 1h Elect Director Christopher J. For For Management Policinski 1i Elect Director Jose Luis Prado For For Management 1j Elect Director Sally J. Smith For For Management 1k Elect Director James P. Snee For For Management 1l Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUDBAY MINERALS INC. Ticker: HBM Security ID: 443628102 Meeting Date: MAY 17, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol T. Banducci For For Management 1b Elect Director Igor A. Gonzales For For Management 1c Elect Director Richard Howes For For Management 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Carin S. Knickel For For Management 1f Elect Director Peter Kukielski For For Management 1g Elect Director Stephen A. Lang For For Management 1h Elect Director Daniel Muniz Quintanilla For For Management 1i Elect Director Colin Osborne For For Management 1j Elect Director David S. Smith For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- IAMGOLD CORPORATION Ticker: IMG Security ID: 450913108 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald K. Charter For For Management 1.2 Elect Director P. Gordon Stothart For For Management 1.3 Elect Director Ronald P. Gagel For For Management 1.4 Elect Director Richard J. Hall For For Management 1.5 Elect Director Timothy R. Snider For For Management 1.6 Elect Director Deborah J. Starkman For For Management 1.7 Elect Director Anne Marie Toutant For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Share Incentive Plan For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For Against Management 5 Amend Articles Re: Update of the Name For For Management of the Governance and Sustainability System and Incorporation of Other Technical Improvements 6 Amend Article 10 to Reflect Changes in For For Management Capital 7 Amend Articles Re: New Regulations For For Management Regarding Long-Term Involvement of Shareholders 8 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 9 Amend Article 32 Re: Climate Action For For Management Plan 10 Amend Articles Re: Meetings of Board For For Management of Directors and its Committees 11 Amend Articles Re: Annual Financial For For Management and Non-Financial Information 12 Amend Articles Re: Technical For For Management Improvements 13 Amend Articles of General Meeting For For Management Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements 14 Amend Articles of General Meeting For For Management Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders 15 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 16 Approve Remuneration Policy For For Management 17 Approve Allocation of Income and For For Management Dividends 18 Approve Scrip Dividends For For Management 19 Approve Scrip Dividends For For Management 20 Reelect Juan Manuel Gonzalez Serna as For Against Management Director 21 Reelect Francisco Martinez Corcoles as For Against Management Director 22 Ratify Appointment of and Elect Angel For For Management Jesus Acebes Paniagua as Director 23 Fix Number of Directors at 14 For For Management 24 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion 25 Authorize Board to Ratify and Execute For For Management Approved Resolutions 26 Advisory Vote on Remuneration Report For For Management 27 Advisory Vote on Company's Climate For For Management Action Plan -------------------------------------------------------------------------------- IGO LTD. Ticker: IGO Security ID: Q4875H108 Meeting Date: NOV 18, 2020 Meeting Type: Annual Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Debra Bakker as Director For For Management 2 ***Withdrawn Resolution*** Elect Neil None None Management Warburton as Director 3 Approve Remuneration Report For For Management 4 Approve Issuance of Service Rights to For For Management Peter Bradford 5 Approve Issuance of Performance Rights For For Management to Peter Bradford -------------------------------------------------------------------------------- ILUKA RESOURCES LIMITED Ticker: ILU Security ID: Q4875J104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equal Capital Reduction, For For Management In-Specie Distribution and Demerger -------------------------------------------------------------------------------- ILUKA RESOURCES LIMITED Ticker: ILU Security ID: Q4875J104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Sutton as Director For For Management 2 Elect Robert Cole as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Share Rights and For For Management Performance Rights to Tom O'Leary -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD. Ticker: IMP Security ID: S37840113 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 2 Authorise Specific Repurchase of For For Management Shares from the Odd-lot Holders 1 Authorise Implementation of the For For Management Odd-lot Offer 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD. Ticker: IMP Security ID: S37840113 Meeting Date: OCT 26, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte as Auditors of the For For Management Company 2.1 Re-elect Dawn Earp as Director For For Management 2.2 Re-elect Sydney Mufamadi as Director For For Management 2.3 Re-elect Babalwa Ngonyama as Director For For Management 2.4 Elect Thandi Orleyn as Director For For Management 2.5 Re-elect Preston Speckmann as Director For For Management 2.6 Re-elect Bernard Swanepoel as Director For For Management 3.1 Re-elect Dawn Earp as Member of the For For Management Audit Committee 3.2 Re-elect Peter Davey as Member of the For For Management Audit Committee 3.3 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Board to Issue Shares for For For Management Cash 1.1 Approve Fees of the Chairperson of the For For Management Board 1.2 Approve Fees of the Lead Independent For For Management Director 1.3 Approve Fees of the Non-executive For For Management Directors 1.4 Approve Fees of the Audit Committee For For Management Chairperson 1.5 Approve Fees of the Audit Committee For For Management Member 1.6 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Chairperson 1.7 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Member 1.8 Approve Fees of the Nominations, For For Management Governance and Ethics Committee Chairperson 1.9 Approve Fees of the Nominations, For For Management Governance and Ethics Committee Member 1.10 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Chairperson 1.11 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Member 1.12 Approve Fees of the Capital Allocation For For Management and Investment Committee Chairperson 1.13 Approve Fees of the Capital Allocation For For Management and Investment Committee Member 1.14 Approve Fees for Ad Hoc Meetings For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation For For Management 5 Authorise Specific Repurchase of For For Management Shares from Gazelle Platinum Limited -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect George Biltz as Director For For Management 2b Elect Brian Kruger as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Jeanne Johns -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INPEX CORP. Ticker: 1605 Security ID: J2467E101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4800 for Class Ko Shares and JPY 12 for Ordinary Shares 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Kitamura, Toshiaki For For Management 3.2 Elect Director Ueda, Takayuki For For Management 3.3 Elect Director Ito, Seiya For For Management 3.4 Elect Director Ikeda, Takahiko For For Management 3.5 Elect Director Yajima, Shigeharu For For Management 3.6 Elect Director Kittaka, Kimihisa For For Management 3.7 Elect Director Sase, Nobuharu For For Management 3.8 Elect Director Yamada, Daisuke For For Management 3.9 Elect Director Yanai, Jun For For Management 3.10 Elect Director Iio, Norinao For For Management 3.11 Elect Director Nishimura, Atsuko For For Management 3.12 Elect Director Kimura, Yasushi For For Management 3.13 Elect Director Ogino, Kiyoshi For For Management 3.14 Elect Director Nishikawa, Tomo For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- JAPAN PETROLEUM EXPLORATION CO., LTD. Ticker: 1662 Security ID: J2740Q103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Watanabe, Osamu For For Management 2.2 Elect Director Fujita, Masahiro For For Management 2.3 Elect Director Ozeki, Kazuhiko For For Management 2.4 Elect Director Ishii, Yoshitaka For For Management 2.5 Elect Director Ito, Hajime For For Management 2.6 Elect Director Hirata, Toshiyuki For For Management 2.7 Elect Director Yamashita, Michiro For For Management 2.8 Elect Director Kojima, Akira For For Management 2.9 Elect Director Ito, Tetsuo For For Management 2.10 Elect Director Yamashita, Yukari For For Management 2.11 Elect Director Kawasaki, Hideichi For For Management 3.1 Appoint Statutory Auditor Shimomura, For For Management Koichi 3.2 Appoint Statutory Auditor Nakamura, For For Management Mitsuyoshi -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kakigi, Koji For For Management 2.2 Elect Director Kitano, Yoshihisa For For Management 2.3 Elect Director Terahata, Masashi For For Management 2.4 Elect Director Oshita, Hajime For For Management 2.5 Elect Director Kobayashi, Toshinori For For Management 2.6 Elect Director Yamamoto, Masami For For Management 2.7 Elect Director Kemori, Nobumasa For For Management 2.8 Elect Director Ando, Yoshiko For For Management 3.1 Appoint Statutory Auditor Hara, Nobuya For For Management 3.2 Appoint Statutory Auditor Saiki, Isao For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Yingqiu Liu For For Management 2 Elect Director Wing Keong Siew For For Management 3 Elect Director Haiyun (Charlie) Cao For Against Management 4 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- K+S AG Ticker: SDF Security ID: D48164129 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 5 Elect Markus Heldt to the Supervisory For For Management Board 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 38.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- KAZ MINERALS PLC Ticker: KAZ Security ID: G5221U108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Oleg Novachuk as Director For For Management 4 Re-elect Andrew Southam as Director For For Management 5 Re-elect Michael Lynch-Bell as Director For Against Management 6 Re-elect Lynda Armstrong as Director For For Management 7 Re-elect Alison Baker as Director For For Management 8 Re-elect Vladimir Kim as Director For For Management 9 Re-elect John MacKenzie as Director For For Management 10 Re-elect Charles Watson as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KAZ MINERALS PLC Ticker: KAZ Security ID: G5221U108 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-registration of the Company For For Management as a Private Limited Company by the Name of KAZ Minerals Limited 2 Adopt Amended Articles of Association For For Management 3 Authorise Matters Giving Rise to an For For Management Actual or Potential Conflict for the Purposes of Section 175 of the Act 4 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For Against Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KINROSS GOLD CORPORATION Ticker: K Security ID: 496902404 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Atkinson For For Management 1.2 Elect Director Kerry D. Dyte For For Management 1.3 Elect Director Glenn A. Ives For For Management 1.4 Elect Director Ave G. Lethbridge For For Management 1.5 Elect Director Elizabeth D. McGregor For For Management 1.6 Elect Director Catherine McLeod-Seltzer For For Management 1.7 Elect Director Kelly J. Osborne For For Management 1.8 Elect Director J. Paul Rollinson For For Management 1.9 Elect Director David A. Scott For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KIRKLAND LAKE GOLD LTD. Ticker: KL Security ID: 49741E100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan Gill For For Management 1b Elect Director Peter Grosskopf For For Management 1c Elect Director Ingrid Hibbard For For Management 1d Elect Director Arnold Klassen For For Management 1e Elect Director Elizabeth Lewis-Gray For For Management 1f Elect Director Anthony Makuch For For Management 1g Elect Director Barry Olson For For Management 1h Elect Director Jeff Parr For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KOBE STEEL, LTD. Ticker: 5406 Security ID: J34555250 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamaguchi, Mitsugu For For Management 1.2 Elect Director Koshiishi, Fusaki For For Management 1.3 Elect Director Shibata, Koichiro For For Management 1.4 Elect Director Katsukawa, Yoshihiko For For Management 1.5 Elect Director Nagara, Hajime For For Management 1.6 Elect Director Kitabata, Takao For For Management 1.7 Elect Director Bamba, Hiroyuki For For Management 1.8 Elect Director Ito, Yumiko For For Management 2 Elect Alternate Director and Audit For For Management Committee Member Shioji, Hiromi 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KUBOTA CORP. Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kitao, Yuichi For For Management 1.3 Elect Director Yoshikawa, Masato For For Management 1.4 Elect Director Kurosawa, Toshihiko For For Management 1.5 Elect Director Watanabe, Dai For For Management 1.6 Elect Director Matsuda, Yuzuru For For Management 1.7 Elect Director Ina, Koichi For For Management 1.8 Elect Director Shintaku, Yutaro For For Management 1.9 Elect Director Arakane, Kumi For For Management 2 Appoint Statutory Auditor Furusawa, For For Management Yuri 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- KUMBA IRON ORE LTD. Ticker: KIO Security ID: S4341C103 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Sizwe Masondo as Individual Designated Auditor 2.1 Re-elect Dr Mandla Gantsho as Director For For Management 2.2 Re-elect Seamus French as Director For For Management 2.3 Re-elect Sango Ntsaluba as Director For For Management 2.4 Elect Duncan Wanblad as Director For For Management 2.5 Elect Michelle Jenkins as Director For For Management 3.1 Re-elect Sango Ntsaluba as Member of For For Management the Audit Committee 3.2 Re-elect Terence Goodlace as Member of For For Management the Audit Committee 3.3 Re-elect Mary Bomela as Member of the For For Management Audit Committee 3,4 Elect Michelle Jenkins as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of the For Against Management Remuneration Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- KUMBA IRON ORE LTD. Ticker: KIO Security ID: S4341C103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Sizwe Masondo as Individual Designated Auditor 2.1 Re-elect Mary Bomela as Director For For Management 2.2 Re-elect Ntombi Langa-Royds as Director For For Management 2.3 Re-elect Buyelwa Sonjica as Director For For Management 3.1 Re-elect Sango Ntsaluba as Member of For For Management the Audit Committee 3.2 Re-elect Terence Goodlace as Member of For For Management the Audit Committee 3.3 Re-elect Mary Bomela as Member of the For For Management Audit Committee 3.4 Re-elect Michelle Jenkins as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of the For Against Management Remuneration Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital 5 Approve Extension of Employee Share For For Management Ownership Scheme -------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. Ticker: 6370 Security ID: J37221116 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 34 2.1 Elect Director Kadota, Michiya For For Management 2.2 Elect Director Ejiri, Hirohiko For For Management 2.3 Elect Director Yamada, Yoshio For For Management 2.4 Elect Director Suzuki, Yasuo For For Management 2.5 Elect Director Shirode, Shuji For For Management 2.6 Elect Director Sugiyama, Ryoko For For Management 2.7 Elect Director Tanaka, Keiko For For Management 2.8 Elect Director Kamai, Kenichiro For For Management 3 Appoint Alternate Statutory Auditor For For Management Nagasawa, Tetsuya 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- LEROY SEAFOOD GROUP ASA Ticker: LSG Security ID: R4279D108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate None None Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 5 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2 Per Share 6a Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 400,000 for Chairman and NOK 250,000 for Other Directors 6b Approve Remuneration of Nominating For Did Not Vote Management Committee 6c Approve Remuneration of Audit Committee For Did Not Vote Management 6d Approve Remuneration of Auditors For Did Not Vote Management 7 Discuss Company's Corporate Governance None None Management Statement 8a Reelect Britt Kathrine Drivenes as For Did Not Vote Management Director 8b Reelect Didrik Munch as Director For Did Not Vote Management 8c Reelect Karoline Mogster as Director For Did Not Vote Management 9 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 10 Approve Creation of NOK 5 Million Pool For Did Not Vote Management of Capital without Preemptive Rights -------------------------------------------------------------------------------- LIVENT CORPORATION Ticker: LTHM Security ID: 53814L108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director G. Peter D'Aloia For For Management 1c Elect Director Robert C. Pallash For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- LUNDIN ENERGY AB Ticker: LUNE Security ID: W64566107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income and For For Management Dividends of USD 1.80 Per Share 11.a Approve Discharge of Board Member For For Management Peggy Bruzelius 11.b Approve Discharge of Board Member C. For For Management Ashley Heppenstall 11.c Approve Discharge of Board Chairman For For Management Ian H. Lundin 11.d Approve Discharge of Board Member For For Management Lukas H. Lundin 11.e Approve Discharge of Board Member For For Management Grace Reksten Skaugen 11.f Approve Discharge of Board Member For For Management Torstein Sanness 11.g Approve Discharge of Board Member and For For Management CEO Alex Schneiter 11.h Approve Discharge of Board Member For For Management Jakob Thomasen 11.i Approve Discharge of Board Member For For Management Cecilia Vieweg 12 Approve Remuneration Report For Against Management 13 Receive Nomination Committee's Report None None Management 14 Determine Number of Members (10) and For For Management Deputy Members (0) of Board 15 Approve Remuneration of Directors in For For Management the Amount of USD 130,000 for the Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work 16.a Reelect Peggy Bruzelius as Director For For Management 16.b Reelect C. Ashley Heppenstall as For Against Management Director 16.c Reelect Ian H. Lundin as Director For For Management 16.d Reelect Lukas H. Lundin as Director For Against Management 16.e Reelect Grace Reksten as Director For For Management 16.f Reelect Torstein Sanness as Director For Against Management 16.g Reelect Alex Schneiter as Director For For Management 16.h Reelect Jakob Thomasen as Director For For Management 16.i Reelect Cecilia Vieweg as Director For For Management 16.j Elect Adam I. Lundin as New Director For Against Management 16.k Reelect Ian H. Lundin as Board Chairman For For Management 17 Approve Remuneration of Auditors For For Management 18 Ratify Ernst & Young as Auditors For For Management 19 Approve Performance Share Plan LTIP For For Management 2021 20 Approve Equity Plan Financing of LTIP For For Management 2021 21 Approve Extra Remuneration for Alex For Against Management Schneiter 22 Approve Issuance of up to 28.5 Million For For Management Shares without Preemptive Rights 23 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 24.a Instruct Company to Align its Legal Against Against Shareholder Defence Strategy with its Human Rights Policy 24.b Instruct Company to Disclose All Against For Shareholder Current and Projected Direct and Indirect Costs Connected with the Legal Defence 25 Close Meeting None None Management -------------------------------------------------------------------------------- LYNAS CORPORATION LIMITED Ticker: LYC Security ID: Q5683J210 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect John Humphrey as Director For For Management 3 Elect Grant Murdoch as Director For For Management 4 Elect Vanessa Guthrie as Director For For Management 5 Approve the Lynas Corporation Limited For For Management Performance Rights Plan 6 Approve Issuance of Performance Rights For For Management to Amanda Lacaze 7 Approve Change of Company Name to For For Management Lynas Rare Earths Limited and Amend Constitution to Reflect Change in Company Name -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Croyle For For Management 1.2 Elect Director Stacy P. Methvin For For Management 1.3 Elect Director Barry R. Pearl For For Management 2 Amend Restricted Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Ticker: MGY Security ID: 559663109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen "Steve" I. For For Management Chazen 1b Elect Director Arcilia C. Acosta For For Management 1c Elect Director Angela M. Busch For For Management 1d Elect Director Edward P. Djerejian For For Management 1e Elect Director James R. Larson For For Management 1f Elect Director Dan F. Smith For For Management 1g Elect Director John B. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAPLE LEAF FOODS INC. Ticker: MFI Security ID: 564905107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Aziz For For Management 1.2 Elect Director W. Geoffrey Beattie For For Management 1.3 Elect Director Ronald G. Close For For Management 1.4 Elect Director Jean M. Fraser For For Management 1.5 Elect Director Timothy D. Hockey For For Management 1.6 Elect Director John A. Lederer None None Management *Withdrawn Resolution* 1.7 Elect Director Katherine N. Lemon For For Management 1.8 Elect Director Jonathan W.F. McCain For For Management 1.9 Elect Director Michael H. McCain For For Management 1.10 Elect Director Carol M. Stephenson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Share Option Plan For For Management -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chadwick C. Deaton For For Management 1b Elect Director Marcela E. Donadio For For Management 1c Elect Director Jason B. Few For For Management 1d Elect Director M. Elise Hyland For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director Brent J. Smolik For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For Against Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For Against Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MARUHA NICHIRO CORP. Ticker: 1333 Security ID: J40015109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Ito, Shigeru For For Management 2.2 Elect Director Ikemi, Masaru For For Management 2.3 Elect Director Momiyama, Osamu For For Management 2.4 Elect Director Hanzawa, Sadahiko For For Management 2.5 Elect Director Takeda, Shinichiro For For Management 2.6 Elect Director Nakabe, Yoshiro For For Management 2.7 Elect Director Iimura, Somuku For For Management 2.8 Elect Director Hatchoji, Sonoko For For Management 3.1 Appoint Statutory Auditor Kaneyama, For For Management Yoshito 3.2 Appoint Statutory Auditor Okuda, Katsue For For Management -------------------------------------------------------------------------------- MARUICHI STEEL TUBE LTD. Ticker: 5463 Security ID: J40046104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Suzuki, Hiroyuki For For Management 1.2 Elect Director Yoshimura, Yoshinori For For Management 1.3 Elect Director Horikawa, Daiji For For Management 1.4 Elect Director Kadono, Minoru For For Management 1.5 Elect Director Nakano, Kenjiro For For Management 1.6 Elect Director Ushino, Kenichiro For For Management 1.7 Elect Director Fujioka, Yuka For For Management 2 Appoint Statutory Auditor Okumura, For For Management Masuo -------------------------------------------------------------------------------- METSO OUTOTEC OYJ Ticker: MOCORP Security ID: X5404W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Klaus Cawen (Vice Chair), For Against Management Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 82 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MINERAL RESOURCES LIMITED Ticker: MIN Security ID: Q60976109 Meeting Date: NOV 19, 2020 Meeting Type: Annual Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Peter Wade as Director For For Management 3 Elect James McClements as Director For For Management 4 Elect Susan (Susie) Corlett as Director For For Management 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- MORINAGA MILK INDUSTRY CO., LTD. Ticker: 2264 Security ID: J46410114 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Miyahara, Michio For For Management 2.2 Elect Director Onuki, Yoichi For For Management 2.3 Elect Director Okawa, Teiichiro For For Management 2.4 Elect Director Minato, Tsuyoshi For For Management 2.5 Elect Director Yanagida, Yasuhiko For For Management 2.6 Elect Director Hyodo, Hitoshi For For Management 2.7 Elect Director Kawakami, Shoji For For Management 2.8 Elect Director Yoneda, Takatomo For For Management 2.9 Elect Director Tominaga, Yukari For For Management 3 Appoint Alternate Statutory Auditor For For Management Suzuki, Michio -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7 Approve Equity Plan Financing For Did Not Vote Management 8 Approve Remuneration of Directors For Did Not Vote Management 9 Approve Remuneration of Nomination For Did Not Vote Management Committee 10 Approve Remuneration of Auditors For Did Not Vote Management 11a Reelect Ole-Eirik Leroy (Chairman) as For Did Not Vote Management Director 11b Reelect Kristian Melhuus (Vice For Did Not Vote Management Chairman) as Director 11c Reelect Lisbet K. Naero as Director For Did Not Vote Management 11d Elect Nicholays Gheysens as New For Did Not Vote Management Director 11e Elect Kathrine Fredriksen as New For Did Not Vote Management Personal Deputy Director for Cecilie Fredriksen 12a Elect Ann Kristin Brautaset as Member For Did Not Vote Management and Chair of Nominating Committee 12b Elect Merete Haugli as Member of For Did Not Vote Management Nominating Committee 13 Authorize Board to Distribute Dividends For Did Not Vote Management 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For Did Not Vote Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director R. Madison Murphy For For Management 1i Elect Director Jeffrey W. Nolan For For Management 1j Elect Director Robert N. Ryan, Jr. For For Management 1k Elect Director Neal E. Schmale For For Management 1l Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NEL ASA Ticker: NEL Security ID: R4S21L127 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 600,000 for Chairman and NOK 325,000 for Other Directors 7 Approve Remuneration of Nominating For Did Not Vote Management Committee; Approve Remuneration of Members of the Audit Committee 8 Approve Remuneration of Auditors For Did Not Vote Management 9 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 10.1 Approve Equity Plan Financing Through For Did Not Vote Management Issuance of Shares 10.2 Approve Creation of NOK 29.1 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 11.1 Approve Equity Plan Financing Through For Did Not Vote Management Repurchase of Shares 11.2 Authorize Share Repurchase Program For Did Not Vote Management 12.1 Reelect Ole Enger as Director For Did Not Vote Management (Chairman) 12.2 Reelect Hanne Blume as Director For Did Not Vote Management 12.3 Reelect Charlotta Falvin as Director For Did Not Vote Management 12.4 Reelect Finn Jebsen as Director For Did Not Vote Management 12.5 Reelect Beatriz Malo de Molina as For Did Not Vote Management Director 12.6 Reelect Tom Rotjer as Director For Did Not Vote Management 13.1 Elect Fredrik Thoresen (Chair) as For Did Not Vote Management Member of Nominating Committee 13.2 Elect Leif Eriksrod as Member of For Did Not Vote Management Nominating Committee 13.3 Elect Eivind Sars Veddeng as Member of For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- NIPPON STEEL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Shindo, Kosei For For Management 2.2 Elect Director Hashimoto, Eiji For For Management 2.3 Elect Director Nakamura, Shinichi For For Management 2.4 Elect Director Migita, Akio For For Management 2.5 Elect Director Onoyama, Shuhei For For Management 2.6 Elect Director Sato, Naoki For For Management 2.7 Elect Director Mori, Takahiro For For Management 2.8 Elect Director Imai, Tadashi For For Management 2.9 Elect Director Iki, Noriko For For Management 2.10 Elect Director Tomita, Tetsuro For For Management 2.11 Elect Director Kitera, Masato For For Management -------------------------------------------------------------------------------- NIPPON SUISAN KAISHA, LTD. Ticker: 1332 Security ID: J56042104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamada, Shingo For For Management 1.2 Elect Director Takahashi, Seiji For For Management 1.3 Elect Director Yamamoto, Shinya For For Management 1.4 Elect Director Umeda, Koji For For Management 1.5 Elect Director Yamashita, Shinya For For Management 1.6 Elect Director Nagai, Mikito For For Management 1.7 Elect Director Yasuda, Yuko For For Management 1.8 Elect Director Matsuo, Tokio For For Management 2.1 Appoint Statutory Auditor Yamamoto, For For Management Masahiro 2.2 Appoint Statutory Auditor Kanki, For Against Management Tadashi 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- NORDEX SE Ticker: NDX1 Security ID: D5736K135 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of EUR 26.2 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 2 Approve Creation of EUR 16 Million For For Management Pool of Capital with Preemptive Rights 3 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 18.4 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- NORDEX SE Ticker: NDX1 Security ID: D5736K135 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Elect Connie Hedegaard to the For Against Management Supervisory Board 5.2 Elect Jan Klatten to the Supervisory For Against Management Board 5.3 Elect Juan Girod to the Supervisory For Against Management Board 5.4 Elect Rafael Alcala to the Supervisory For Against Management Board 5.5 Elect Martin Rey to the Supervisory For Against Management Board 5.6 Elect Wolfgang Ziebart to the For Against Management Supervisory Board 6 Approve Remuneration of Supervisory For For Management Board 7 Approve Remuneration Policy For For Management 8 Approve Creation of EUR 23.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Creation of EUR 3.5 Million For For Management Pool of Capital for Employee Stock Purchase Plan; Rename Authorized Capital III 10 Approve Increase in the Maximum Limit For For Management for the Issuance of New Shares from Authorized Capital II and Conditional Capital I 11 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of EUR 3.5 Million Pool of Conditional Capital to Guarantee Conversion Rights 12 Approve Affiliation Agreement with For For Management Nordex Energy B.V. 13 Approve Affiliation Agreement with For For Management Nordex Energy SE & Co. KG 14 Amend Articles Re: Meeting For For Management Convocation; Supervisory Board Meetings and Resolutions; Proof of Entitlement 15 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 7.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOV INC. Ticker: NOV Security ID: 62955J103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clay C. Williams For For Management 1b Elect Director Greg L. Armstrong For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Ben A. Guill For For Management 1e Elect Director James T. Hackett For For Management 1f Elect Director David D. Harrison For For Management 1g Elect Director Eric L. Mattson For For Management 1h Elect Director Melody B. Meyer For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NUFARM LIMITED Ticker: NUF Security ID: Q7007B105 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Gordon Davis as Director For For Management 3b Elect John Gillam as Director For For Management 3c Elect Peter Margin as Director For For Management 3d Elect Marie McDonald as Director For For Management 4 Adopt New Constitution For Against Management 5 Approve Insertion of Proportional For For Management Takeover Provisions 2 Approve Remuneration Report For For Management 3 Elect Lynne Saint as Director For For Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director Miranda C. Hubbs For For Management 1.5 Elect Director Raj S. Kushwaha For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro - None None Management Withdrawn Resolution 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 1.12 Elect Director Nelson Luiz Costa Silva For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For Against Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Carlos M. Gutierrez For For Management 1d Elect Director Vicki Hollub For For Management 1e Elect Director Gary Hu For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCEANAGOLD CORPORATION Ticker: OGC Security ID: 675222103 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Reid For For Management 1.2 Elect Director Craig J. Nelsen For For Management 1.3 Elect Director Catherine A. Gignac For For Management 1.4 Elect Director Sandra M. Dodds For For Management 1.5 Elect Director Paul Benson For For Management 1.6 Elect Director Michael J. McMullen For For Management 1.7 Elect Director Michael H.L. Holmes For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Re-approve Performance Rights Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karen H. Beachy For For Management 1b Elect Director Deanna L. Goodwin For For Management 1c Elect Director Kavitha Velusamy For For Management 1d Elect Director Steven A. Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OCI NV Ticker: OCI Security ID: N6667A111 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Heike Van De Kerkhof as For For Management Non-Executive Director 3 Close Meeting None None Management -------------------------------------------------------------------------------- OCI NV Ticker: OCI Security ID: N6667A111 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Board Report (Non-Voting) None None Management 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements and For For Management Statutory Reports 5 Receive Explanation on Amendment of None None Management Company's Dividend Policy 6 Amend Annual Fee for the Chair of the For For Management HSE & Sustainability Committee 7 Approve Discharge of Executive For For Management Directors 8 Approve Discharge of Non-Executive For For Management Directors 9 Grant Board Authority to Issue Shares For Against Management 10 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Ratify KPMG Accountants N.V as Auditors For For Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- OIL SEARCH LTD. Ticker: OSH Security ID: Y64695110 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3a Elect Musje Werror as Director For For Management 3b Elect Richard Lee as Director For For Management 3c Elect Eileen Doyle as Director For For Management 3d Elect Susan Cunningham as Director For For Management 3e Elect Bakheet Al Katheeri as Director For For Management 4 Approve Temporary Increase in the For For Management Maximum Number of Directors from 9 to 10 5 Elect Michael Utsler as Director For For Management 6 Approve Grant of Restricted Shares, For Against Management Alignment Rights and Performance Rights to Keiran Wulff 7 Approve Grant of Non-Executive For For Management Director Rights to Michael Utsler 8 Approve Capital Protection Against For Shareholder -------------------------------------------------------------------------------- OMV AG Ticker: OMV Security ID: A51460110 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.75 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify Ernst & Young as Auditors for For For Management Fiscal 2020 7 Approve Remuneration Policy For For Management 8.1 Approve Long Term Incentive Plan 2020 For For Management for Key Employees 8.2 Approve Equity Deferral Plan For For Management 9.1 Elect Gertrude Tumpel-Gugerell as For For Management Supervisory Board Member 9.2 Elect Wolfgang Berndt as Supervisory For For Management Board Member (In a Letter from Sept. 17, 2020, Mr. Berndt has Declared that He Will Not Stand for Election) 9.3 Elect Mark Garrett as Supervisory None Abstain Shareholder Board Member 10 Approve Creation of EUR 32.7 Million For For Management Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for Share Plans -------------------------------------------------------------------------------- OMV AG Ticker: OMV Security ID: A51460110 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify Ernst & Young as Auditors for For For Management Fiscal Year 2021 7 Approve Remuneration Report For For Management 8.1 Approve Long Term Incentive Plan 2021 For For Management for Key Employees 8.2 Approve Equity Deferral Plan For For Management 9 Elect Saeed Al Mazrouei as Supervisory For For Management Board Member 10 Approve Use of Repurchased Shares for For For Management Long Term Incentive Plans, Deferrals or Other Stock Ownership Plans -------------------------------------------------------------------------------- OUTOKUMPU OYJ Ticker: OUT1V Security ID: X61161273 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 8A Demand Minority Dividend Abstain Abstain Management 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 163,000 for Chairman, EUR 91,600 for Vice Chairman, and EUR 71,100 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Kati ter Horst, Kari Jordan For For Management (Chair), Eeva Sipila (Vice Chair), Vesa-Pekka Takala, Pierre Vareille and Julia Woodhouse as Directors; Elect Heinz Jorg Fuhrmann and Paivi Luostarinen as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to New 41 For For Management Million Shares without Preemptive Rights; Approve Conveyance of 41 Million Treasury Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- OZ MINERALS LTD. Ticker: OZL Security ID: Q7161P122 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Peter Wasow as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Long Term Incentive Grant of For For Management Performance Rights to Andrew Cole 5 Approve Short Term Incentive Grant of For For Management Performance Rights to Andrew Cole -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Imad Mohsen For For Management 2.8 Elect Director Carmen Sylvain For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management 1.2 Elect Director Michael W. Conlon For For Management 1.3 Elect Director William A. Hendricks, For For Management Jr. 1.4 Elect Director Curtis W. Huff For For Management 1.5 Elect Director Terry H. Hunt For For Management 1.6 Elect Director Janeen S. Judah For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For For Management 1.3 Elect Director Paul J. Korus For For Management 1.4 Elect Director David C. Parke For For Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For For Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- PENTAIR PLC Ticker: PNR Security ID: G7S00T104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mona Abutaleb Stephenson For For Management 1b Elect Director Glynis A. Bryan For For Management 1c Elect Director T. Michael Glenn For For Management 1d Elect Director Theodore L. Harris For For Management 1e Elect Director Gregory E. Knight For For Management 1f Elect Director David A. Jones For For Management 1g Elect Director Michael T. Speetzen For For Management 1h Elect Director John L. Stauch For For Management 1i Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Non-Qualified Employee Stock For For Management Purchase Plan 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: 71646E100 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transactions and Authorize the For For Management Chairman to Deal with All Related Matters 2 Elect Huang Yongzhang as Director For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: 71646E100 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Comprehensive Agreement, For Against Management Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 2 Elect Lv Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: 71646E100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve Declaration and Payment of the For For Management Final Dividends 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Guarantees to be Provided to For Against Management the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Grant of General Mandate to For For Management the Board to Determine and Deal with the Issue of Debt Financing Instruments -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional High Standard For For Management Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at 11 For For Management 5a1 Elect Directors For Abstain Management 5a2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5a3 APPLIES ONLY IF CUMULATIVE VOTING IS None Abstain Management ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN. 5b1 Elect Marcelo Mesquita de Siqueira None For Shareholder Filho as Director Appointed by Minority Shareholder 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7 Fix Number of Fiscal Council Members For For Management at Five 8a1 Elect Fiscal Council Members For Abstain Management 8a2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder 9 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Directors For Against Management 2.1 Do You Wish to Adopt Cumulative Voting None For Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2.2 Elect Directors For For Management 2.3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 2.4.a Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Bacellar Leal Ferreira as Director 2.4.b Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Silva e Luna as Director 2.4.c Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 2.4.d Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Andrade Weber as Independent Director 2.4.e Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Marroquim de Souza as Independent Director 2.4.f Percentage of Votes to Be Assigned - None Abstain Management Elect Sonia Julia Sulzbeck Villalobos as Independent Director 2.4.g Percentage of Votes to Be Assigned - None Abstain Management Elect Cynthia Santana Silveira as Independent Director 2.4.h Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Silvia Corso Matte as Independent Director 2.4.i Percentage of Votes to Be Assigned - None For Shareholder Elect Leonardo Pietro Antonelli as Director Appointed by Minority Shareholder 2.4.j Percentage of Votes to Be Assigned - None For Shareholder Elect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder 2.4.k Percentage of Votes to Be Assigned - None For Shareholder Elect Pedro Rodrigues Galvao de Medeiros as Director Appointed by Minority Shareholder 2.5 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 14, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Fiscal Council Members For Abstain Management 3.2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 3.4 Elect Patricia Valente Stierli as None For Shareholder Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 6 Approve Absorption of Companhia de For For Management Desenvolvimento e Modernizacao de Plantas Industriais S.A. (CDMPI) 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For Against Management 1b Elect Director Lisa A. Davis For Against Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Adopt GHG Emissions Reduction Targets Against For Shareholder 6 Report on Climate Lobbying Against For Shareholder -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 1.3 Elect Director Vincent Trius For Withhold Management 1.4 Elect Director Andre Nogueira de Souza For Withhold Management 1.5 Elect Director Farha Aslam For For Management 1.6 Elect Director Joanita Karoleski For For Management 2.1 Elect Director Michael L. Cooper For For Management 2.2 Elect Director Arquimedes A. Celis For For Management 2.3 Elect Director Ajay Menon For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Amend Article Five of the Certificate For For Management of Incorporation 6 Report on Reduction of Water Pollution Against For Shareholder 7 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg L. Armstrong For For Management 1.2 Elect Director John T. Raymond For For Management 1.3 Elect Director Bobby S. Shackouls For For Management 1.4 Elect Director Christopher M. Temple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Ian Cockerill as Director For For Management 5 Re-elect Vitaly Nesis as Director For For Management 6 Re-elect Manuel (Ollie) De For For Management Sousa-Oliveira as Director 7 Re-elect Konstantin Yanakov as Director For For Management 8 Re-elect Giacomo Baizini as Director For For Management 9 Re-elect Tracey Kerr as Director For For Management 10 Re-elect Italia Boninelli as Director For For Management 11 Re-elect Victor Flores as Director For For Management 12 Re-elect Andrea Abt as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: 693483109 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For Against Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POTLATCHDELTIC CORPORATION Ticker: PCH Security ID: 737630103 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Driscoll For For Management 1b Elect Director D. Mark Leland For For Management 1c Elect Director Lenore M. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWERCELL SWEDEN AB Ticker: PCELL Security ID: W6698X106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Agenda of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Omission of Dividends 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 440,000 for Chairman and SEK 220,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11.a Reelect Dirk De Boever as Director For For Management 11.b Reelect Helen Fasth Gillstedt as For For Management Director 11.c Reelect Uwe Hillmann as Director For For Management 11.d Reelect Magnus Jonsson (Chair) as For For Management Director 11.e Reelect Goran Linder s Director For Against Management 11.f Reelect Annette Malm Justad as Director For Against Management 11.g Reelect Riku-Pekka Hagg as Director For For Management 12 Ratify PricewaterhouseCoopers as For For Management Auditors 13 Authorize Board Chairman and For For Management Representatives of Two to Three of Company's Largest Shareholders to Serve on Nominating Committee 14 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 15 Amend Articles Re: Editorial Changes; For For Management Participation at General Meetings; Proxies and Postal Voting 16 Approve Performance Share Plan for Key For Against Management Employees 17 Approve Equity Plan Financing For Against Management 18 Approve Issuance of up to 10 Percent For Against Management of Share Capital without Preemptive Rights 19 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Swedish Authorities 20 Close Meeting None None Management -------------------------------------------------------------------------------- PRETIUM RESOURCES INC. Ticker: PVG Security ID: 74139C102 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Richard O'Brien For For Management 2.2 Elect Director Jacques Perron For For Management 2.3 Elect Director George Paspalas For For Management 2.4 Elect Director David Smith For For Management 2.5 Elect Director Faheem Tejani For For Management 2.6 Elect Director Jeane Hull For For Management 2.7 Elect Director Thomas Peregoodoff For For Management 2.8 Elect Director Maryse Saint-Laurent For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Advance Notice Policy Amendment For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Gobe For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Mark S. Berg For For Management 1.4 Elect Director Anthony J. Best For For Management 1.5 Elect Director Michele V. Choka For For Management 1.6 Elect Director Alan E. Douglas For For Management 1.7 Elect Director Jack B. Moore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Gobe For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Mark S. Berg For For Management 1.4 Elect Director Anthony J. Best For For Management 1.5 Elect Director Michele V. Choka For For Management 1.6 Elect Director Alan E. Douglas For For Management 1.7 Elect Director G. Larry Lawrence For For Management 1.8 Elect Director Jack B. Moore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RAYONIER INC. Ticker: RYN Security ID: 754907103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dod A. Fraser For For Management 1b Elect Director Keith E. Bass For For Management 1c Elect Director Scott R. Jones For For Management 1d Elect Director V. Larkin Martin For For Management 1e Elect Director Meridee A. Moore For For Management 1f Elect Director Ann C. Nelson For For Management 1g Elect Director David L. Nunes For For Management 1h Elect Director Matthew J. Rivers For For Management 1i Elect Director Andrew G. Wiltshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditor For For Management -------------------------------------------------------------------------------- REGIS RESOURCES LIMITED Ticker: RRL Security ID: Q8059N120 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Lynda Burnett as Director For For Management 3 Elect Russell Barwick as Director For For Management 4 Elect James Mactier as Director For For Management 5 Approve Grant of Long Term Incentive For For Management Performance Rights to Jim Beyer 6 Approve Grant of Short Term Incentive For For Management Performance Rights to Jim Beyer 7 Adopt New Constitution For Against Management 8 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For Against Management 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6 Approve Dividends Charged Against For For Management Reserves 7 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 8.4 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9 Reelect Manuel Manrique Cecilia as For Against Management Director 10 Reelect Mariano Marzo Carpio as For Against Management Director 11 Reelect Isabel Torremocha Ferrezuelo For Against Management as Director 12 Reelect Luis Suarez de Lezo Mantilla For Against Management as Director 13 Ratify Appointment of and Elect Rene For Against Management Dahan as Director 14 Elect Aurora Cata Sala as Director For For Management 15 Amend Articles For For Management 16 Amend Articles of General Meeting For For Management Regulations 17 Advisory Vote on Remuneration Report For For Management 18 Approve Remuneration Policy For For Management 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For Against Management Purposes 4 Approve Remuneration Report for For Against Management Australian Law Purposes 5 Re-elect Megan Clark as Director For Against Management 6 Re-elect Hinda Gharbi as Director For For Management 7 Re-elect Simon Henry as Director For For Management 8 Re-elect Sam Laidlaw as Director For For Management 9 Re-elect Simon McKeon as Director For For Management 10 Re-elect Jennifer Nason as Director For For Management 11 Re-elect Jakob Stausholm as Director For For Management 12 Re-elect Simon Thompson as Director For For Management 13 Re-elect Ngaire Woods as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Approve Global Employee Share Plan None For Management 18 Approve UK Share Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: G7690A118 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For Against Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For For Management Strategy 21 Request Shell to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259206 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For Against Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For For Management Strategy 21 Request Shell to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- RPC, INC. Ticker: RES Security ID: 749660106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary W. Rollins For Withhold Management 1.2 Elect Director Richard A. Hubbell For Withhold Management 1.3 Elect Director Harry J. Cynkus For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SALMAR ASA Ticker: SALM Security ID: R7445C102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Approve Dividends of NOK 13 Per Share For Did Not Vote Management 4 Authorize Share Repurchase Program For Did Not Vote Management -------------------------------------------------------------------------------- SALMAR ASA Ticker: SALM Security ID: R7445C102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive Presentation of the Business None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 20 Per Share 5 Approve Remuneration of Directors; For Did Not Vote Management Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Company's Corporate Governance For Did Not Vote Management Statement 8 Approve Share-Based Incentive Plan For Did Not Vote Management 9 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 11.1 Elect Leif Inge Nordhammer as Director For Did Not Vote Management 11.2 Reelect Margrethe Hauge as Director For Did Not Vote Management 11.3 Elect Magnus Dybvad as Director For Did Not Vote Management 12.1 Reelect Bjorn Wiggen as Member of For Did Not Vote Management Nominating Committee 12.2 Elect Karianne O. Tung as Member of For Did Not Vote Management Nominating Committee 13 Approve Creation of NOK 2.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 15 Approve Issuance of Convertible Loans For Did Not Vote Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 2 Billion; Approve Creation of NOK 2.8 Million Pool of Capital to Guarantee Conversion Rights 16 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares -------------------------------------------------------------------------------- SALZGITTER AG Ticker: SZG Security ID: D80900109 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board 8 Authorize Share Repurchase Program and For Against Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- SALZGITTER AG Ticker: SZG Security ID: D80900109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 4 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal Year 2021 5.1 Elect Klaus Papenburg to the For For Management Supervisory Board 5.2 Elect Frank Klingebiel to the For For Management Supervisory Board 6 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Bierbusse For For Management 1.2 Elect Director Mike Cockrell For For Management 1.3 Elect Director Edith Kelly-Green For For Management 1.4 Elect Director Suzanne T. Mestayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Human Rights Due Diligence Against For Shareholder Process -------------------------------------------------------------------------------- SANDFIRE RESOURCES LTD. Ticker: SFR Security ID: Q82191109 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For Against Management 2 Elect Sally Langer as Director For For Management 3 Elect Derek La Ferla as Director For For Management 4 Elect Roric Smith as Director For For Management 5 Approve Sandfire Resources Limited For For Management Equity Incentive Plan 6 Approve Grant of ZEPOs to Karl Simich For Against Management -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SANTOS LIMITED Ticker: STO Security ID: Q82869118 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Keith Spence as Director For For Management 2b Elect Vanessa Guthrie as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Share Acquisition For For Management Rights to Kevin Gallagher 5 Approve Renewal of Proportional For For Management Takeover Provisions for a Further Three Years 6a Approve the Amendments to the Against Against Shareholder Company's Constitution to Insert New Clause 32A 6b Approve Capital Protection Against For Shareholder 6c ***Withdrawn Resolution*** Approve the None None Shareholder Amendments to the Company's Constitution to Insert New Clause 39(h) in Relation to the Annual Vote on Adoption of Climate Report -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Colin Beggs as Director For For Management 1.2 Re-elect Nomgando Matyumza as Director For For Management 1.3 Re-elect Moses Mkhize as Director For For Management 1.4 Re-elect Mpho Nkeli as Director For For Management 1.5 Re-elect Stephen Westwell as Director For Against Management 2 Elect Kathy Harper as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors 4.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 4.2 Elect Kathy Harper as Member of the For For Management Audit Committee 4.3 Re-elect Trix Kennealy as Member of For For Management the Audit Committee 4.4 Re-elect Nomgando Matyumza as Member For For Management of the Audit Committee 4.5 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report of the For Against Management Remuneration Policy 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Transaction Material Agreements as a Category 1 Transaction in Terms of the JSE Listings Requirements 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SBM OFFSHORE NV Ticker: SBMO Security ID: N7752F148 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Discussion on Company's Corporate None None Management Governance Structure 5.1 Approve Remuneration Report for For For Management Management Board Members 5.2 Approve Remuneration Report for For For Management Supervisory Board Members 6 Approve Remuneration Policy for For For Management Management Board Members 7 Receive Report of Auditors (Non-Voting) None None Management 8 Adopt Financial Statements For For Management 9 Receive Explanation on Company's None None Management Dividend Policy 10 Approve Dividends of USD 0.89 Per Share For For Management 11 Approve Discharge of Management Board For For Management 12 Approve Discharge of Supervisory Board For For Management 13.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 13.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14.1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14.2 Approve Cancellation of Repurchased For For Management Shares 15 Reelect D.H.M. Wood to Management Board For For Management 16 Acknowledge Resignation of A.R.D. None None Management Brown and L.B.L.E. Mulliez as Supervisory Board Members 17 Elect Ingelise Arntsen to Supervisory For For Management Board 18 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 19 Allow Questions None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Kevin Beeston as Director For For Management 5 Re-elect James Bowling as Director For For Management 6 Re-elect John Coghlan as Director For For Management 7 Re-elect Olivia Garfield as Director For For Management 8 Elect Christine Hodgson as Director For For Management 9 Elect Sharmila Nebhrajani as Director For For Management 10 Re-elect Dominique Reiniche as Director For For Management 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Angela Strank as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SIEMENS GAMESA RENEWABLE ENERGY SA Ticker: SGRE Security ID: E8T87A100 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Ratify Appointment of and Elect For For Management Andreas C. Hoffmann as Director 7 Ratify Appointment of and Elect Tim For For Management Oliver Holt as Director 8 Ratify Appointment of and Elect Harald For For Management von Heynitz as Director 9 Ratify Appointment of and Elect Maria For For Management Ferraro as Director 10 Ratify Appointment of and Elect For For Management Andreas Nauen as Director 11 Fix Number of Directors at 10 For For Management 12 Renew Appointment of Ernst & Young as For For Management Auditor 13 Authorize Share Repurchase Program For For Management 14 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 15 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 2 Billion and Issuance of Notes up to EUR 800 Million 16 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 17 Amend Remuneration Policy For For Management 18.1 Amend Articles of General Meeting For For Management Regulations Re: Right of Information and Intervention at General Meetings 18.2 Amend Article 15 of General Meeting For For Management Regulations Re: Public Request for Representation 18.3 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 18.4 Amend Article 20 and Add New Provision For For Management to General Meeting Regulations Re: Remote Attendance at General Meetings 19 Authorize Board to Ratify and Execute For For Management Approved Resolutions 20 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- SIEMENS GAMESA RENEWABLE ENERGY SA Ticker: SGRE Security ID: E8T87A100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Treatment of Net Loss For For Management 6 Ratify Appointment of and Elect Tim For For Management Dawidowsky as Director 7 Reelect Mariel von Schumann as Director For For Management 8 Reelect Klaus Rosenfeld as Director For For Management 9 Renew Appointment of Ernst & Young as For For Management Auditor 10 Approve Remuneration Policy For For Management 11 Approve Restricted Stock Plan For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital via For For Management Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights 2 Authorize Board to Set Price, Form, For For Management Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase 3 Amend Articles to Reflect Changes in For Against Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Ticker: SEDG Security ID: 83417M104 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nadav Zafrir For Against Management 1b Elect Director Avery More For Against Management 1c Elect Director Zivi Lando For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARIA ENERGIA Y MEDIO AMBIENTE SA Ticker: SLR Security ID: E8935P110 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4.A Reelect Enrique Diaz-Tejeiro Gutierrez For Against Management as Director 4.B Reelect Manuel Azpilicueta Ferrer as For Against Management Director 4.C Reelect Carlos Francisco Abad Rico as For For Management Director 4.D Reelect Elena Pisonero Ruiz as Director For For Management 4.E Dismiss Corporacion Arditel SL as For For Management Director and Elect Arturo Diaz-Tejeiro Larranaga as Director 5 Approve Remuneration of Directors For For Management 6.A Amend Article 27 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.B Amend Article 30 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.C Amend Article 36 Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.D Amend Article 48 Re: Audit Committee For For Management 7.A Add New Article 10 ter to General For For Management Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 7.B Amend Article 27 of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Renew Appointment of Ernst & Young as For For Management Auditor 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management 11 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- SOUTH32 LTD. Ticker: S32 Security ID: Q86668102 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Frank Cooper as Director For For Management 2b Elect Xiaoling Liu as Director For For Management 2c Elect Ntombifuthi (Futhi) Mtoba as For For Management Director 2d Elect Karen Wood as Director For For Management 3 Elect Guy Lansdown as Director For For Management 4 Approve Remuneration Report For Against Management 5 Approve Grant of Rights to Graham Kerr For Against Management 6 Approve Renewal of Proportional For For Management Takeover Provisions -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Vicente Ariztegui For Withhold Management Andreve 1.4 Elect Director Alfredo Casar Perez For Withhold Management 1.5 Elect Director Enrique Castillo For Withhold Management Sanchez Mejorada 1.6 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.7 Elect Director Rafael Mac Gregor For Withhold Management Anciola 1.8 Elect Director Luis Miguel Palomino For Withhold Management Bonilla 1.9 Elect Director Gilberto Perezalonso For Withhold Management Cifuentes 1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management 2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management C. as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Vicente Ariztegui For For Management Andreve 1.4 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.5 Elect Director Leonardo Contreras For For Management Lerdo de Tejada 1.6 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.7 Elect Director Rafael A. Mac Gregor For For Management Anciola 1.8 Elect Director Luis Miguel Palomino For Withhold Management Bonilla 1.9 Elect Director Gilberto Perezalonso For For Management Cifuentes 1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management 2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management C. as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- SSAB AB Ticker: SSAB.A Security ID: W8615U124 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Charlotta Faxen as Inspector For For Management of Minutes of Meeting 2.2 Designate Anne-Charlotte Hormgard as For For Management Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Omission of Dividends 7.c1 Approve Discharge of Bo Annvik For For Management 7.c2 Approve Discharge of Petra Einarsson For For Management 7.c3 Approve Discharge of Marika Fredriksson For For Management 7.c4 Approve Discharge of Marie Gronborg For For Management 7.c5 Approve Discharge of Bengt Kjell For For Management 7.c6 Approve Discharge of Pasi Laine For For Management 7.c7 Approve Discharge of Martin Lindqvist For For Management 7.c8 Approve Discharge of Annareetta For For Management Lumme-Timonen 7.c9 Approve Discharge of Matti Lievonen For For Management 7.c10 Approve Discharge of Sture Bergvall For For Management 7.c11 Approve Discharge of Tomas Karlsson For For Management 7.c12 Approve Discharge of Patrick Sjoholm For For Management 7.c13 Approve Discharge of Mikael Henriksson For For Management 7.c14 Approve Discharge of Tomas Jansson For For Management 7.c15 Approve Discharge of Tomas Westman For For Management 8 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board 9.1 Approve Remuneration of Directors in For For Management the Amount of SEK 1.85 Million for Chairman and SEK 620,000 for Other Directors; Approve Remuneration for Committee Work 9.2 Approve Remuneration of Auditors For For Management 10.a Reelect Bo Annvik as Director For For Management 10.b Reelect Petra Einarsson as Director For For Management 10.c Reelect Marie Gronborg as Director For For Management 10.d Reelect Bengt Kjell as Director For For Management 10.e Reelect Pasi Laine as Director For For Management 10.f Reelect Martin Lindqvist as Director For For Management 10.g Reelect Annareetta Lumme-Timonen as For For Management Director 10.h Elect Lennart Evrell as New Director For For Management 11 Reelect Bengt Kjell as Board Chairman For For Management 12.1 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12.2 Ratify Ernst & Young as Auditors For For Management 13 Approve Remuneration Report For For Management 14 Amend Articles Re: Collecting of For For Management Proxies and Postal Voting 15 Approve Issuance of Class B Shares up For For Management to 10 Per Cent of Total Amount of Issued Shares without Preemptive Rights -------------------------------------------------------------------------------- SSR MINING INC. Ticker: SSRM Security ID: 784730103 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with the For For Management Acquisition of Alacer Gold Corp. 2 Conditional on the Completion of the For For Management Arrangement: Fix Number of Directors at Ten -------------------------------------------------------------------------------- SSR MINING INC. Ticker: SSRM Security ID: 784730103 Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A.E. Michael Anglin For For Management 1.2 Elect Director Rodney P. Antal For For Management 1.3 Elect Director Thomas R. Bates, Jr. For For Management 1.4 Elect Director Brian R. Booth For For Management 1.5 Elect Director Edward C. Dowling, Jr. For For Management 1.6 Elect Director Simon A. Fish For For Management 1.7 Elect Director Alan P. Krusi For For Management 1.8 Elect Director Beverlee F. Park For For Management 1.9 Elect Director Grace Kay Priestly For For Management 1.10 Elect Director Elizabeth A. Wademan For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve 2021 Share Compensation Plan For Against Management -------------------------------------------------------------------------------- ST. BARBARA LIMITED Ticker: SBM Security ID: Q8744Q173 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Tim Netscher as Director For For Management 3 Approve Issuance of FY20 Performance For For Management Rights to Craig Jetson 4 Approve Issuance of FY21 Performance For For Management Rights to Craig Jetson -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUBSEA 7 SA Ticker: SUBC Security ID: L8882U106 Meeting Date: APR 14, 2021 Meeting Type: Annual/Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of NOK 2.00 Per Share 5 Approve Discharge of Directors For For Management 6 Renew Appointment of Ernst & Young S.A For For Management as Auditor 7 Reelect Kristian Siem as Director For Against Management 8 Reelect Dod Fraser as Director For For Management 9 Elect Eldar Saetre as Director For For Management 1 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights Up to 10 Percent of the Issued Share Capital 2 Authorize Share Repurchase Program Up For For Management to 10 Percent of Issued Capital and Authorize Cancellation of Repurchased Shares 3 Amend Article 3 Re: Corporate Purpose For For Management 4 Amend Articles 12 and 16 of the For For Management Articles of Association -------------------------------------------------------------------------------- SUBSEA 7 SA Ticker: SUBC Security ID: L8882U106 Meeting Date: JUN 04, 2021 Meeting Type: Ordinary Shareholders Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Louisa Siem as Non-Executive For For Management Director -------------------------------------------------------------------------------- SUMITOMO FORESTRY CO., LTD. Ticker: 1911 Security ID: J77454122 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Ichikawa, Akira For For Management 2.2 Elect Director Mitsuyoshi, Toshiro For For Management 2.3 Elect Director Sasabe, Shigeru For For Management 2.4 Elect Director Sato, Tatsuru For For Management 2.5 Elect Director Kawata, Tatsumi For For Management 2.6 Elect Director Kawamura, Atsushi For For Management 2.7 Elect Director Hirakawa, Junko For For Management 2.8 Elect Director Yamashita, Izumi For For Management 2.9 Elect Director Kurihara, Mitsue For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO., LTD. Ticker: 5713 Security ID: J77712180 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 99 2 Amend Articles to Remove All For For Management Provisions on Advisory Positions - Clarify Director Authority on Board Meetings 3.1 Elect Director Nakazato, Yoshiaki For For Management 3.2 Elect Director Nozaki, Akira For For Management 3.3 Elect Director Matsumoto, Nobuhiro For For Management 3.4 Elect Director Higo, Toru For For Management 3.5 Elect Director Kanayama, Takahiro For For Management 3.6 Elect Director Nakano, Kazuhisa For For Management 3.7 Elect Director Ishii, Taeko For For Management 3.8 Elect Director Kinoshita, Manabu For For Management 4.1 Appoint Statutory Auditor Imai, Koji For For Management 4.2 Appoint Statutory Auditor Wakamatsu, For For Management Shoji 5 Appoint Alternate Statutory Auditor For For Management Mishina, Kazuhiro 6 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUNPOWER CORPORATION Ticker: SPWR Security ID: 867652406 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francois Badoual For Withhold Management 1.2 Elect Director Denis Toulouse For Withhold Management 1.3 Elect Director Patrick Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNRUN INC. Ticker: RUN Security ID: 86771W105 Meeting Date: OCT 01, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SVENSKA CELLULOSA AB Ticker: SCA.B Security ID: W90152120 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2.1 Designate Madeleine Wallmark as For For Management Inspector of Minutes of Meeting 2.2 Designate Anders Oscarsson as For For Management Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 2 Per Share 7c1 Approve Discharge of Charlotte For For Management Bengtsson 7c2 Approve Discharge of Par Boman For For Management 7c3 Approve Discharge of Lennart Evrell For For Management 7c4 Approve Discharge of Annemarie Gardshol For For Management 7c5 Approve Discharge of Ulf Larsson (as For For Management Board Member) 7c6 Approve Discharge of Martin Lindqvist For For Management 7c7 Approve Discharge of Lotta Lyra For For Management 7c8 Approve Discharge of Bert Nordberg For For Management 7c9 Approve Discharge of Anders Sundstrom For For Management 7c10 Approve Discharge of Barbara M. For For Management Thoralfsson 7c11 Approve Discharge of Employee For For Management Representative Roger Bostrom 7c12 Approve Discharge of Employee For For Management Representative Hans Wentjav 7c13 Approve Discharge of Employee For For Management Representative Johanna Viklund Linden 7c14 Approve Discharge of Deputy Employee For For Management Representative Per Andersson 7c15 Approve Discharge of Deputy Employee For For Management Representative Maria Jonsson 7c16 Approve Discharge of Deputy Employee For For Management Representative Stefan Lundkvist 7c17 Approve Discharge of Ulf Larsson (as For For Management CEO) 8 Determine Number of Directors (10) and For For Management Deputy Directors (0) of Board 9 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.1 Approve Remuneration of Directors in For For Management the Amount of SEK 1.9 Million for Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work 10.2 Approve Remuneration of Auditors For For Management 11.1 Reelect Charlotte Bengtsson as Director For For Management 11.2 Reelect Par Boman as Director For Against Management 11.3 Reelect Lennart Evrell as Director For For Management 11.4 Reelect Annemarie Gardshol as Director For For Management 11.5 Reelect Ulf Larsson as Director For For Management 11.6 Reelect Martin Lindqvist as Director For For Management 11.7 Reelect Bert Nordberg as Director For For Management 11.8 Reelect Anders Sundstrom as Director For For Management 11.9 Reelect Barbara Thoralfsson as Director For Against Management 11.10 Elect Carina Hakansson as New Director For For Management 12 Reelect Par Boman as Board Chairman For Against Management 13 Ratify Ernst & Young as Auditors For For Management 14 Approve Remuneration Report For For Management 15 Amend Articles Re: Powers of Attorneys For For Management and Postal Ballots; Editorial Changes 16 Close Meeting None None Management -------------------------------------------------------------------------------- TECK RESOURCES LIMITED Ticker: TECK.B Security ID: 878742204 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Mayank M. Ashar For For Management 1B Elect Director Quan Chong For For Management 1C Elect Director Edward C. Dowling For For Management 1D Elect Director Eiichi Fukuda For For Management 1E Elect Director Toru Higo For For Management 1F Elect Director Norman B. Keevil, III For For Management 1G Elect Director Donald R. Lindsay For For Management 1H Elect Director Sheila A. Murray For For Management 1I Elect Director Tracey L. McVicar For For Management 1J Elect Director Kenneth W. Pickering For For Management 1K Elect Director Una M. Power For For Management 1L Elect Director Timothy R. Snider For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach 4 Amend General By-law No. 1 For For Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: 88031M109 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration Report For Against Management 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Allow Electronic Distribution of For For Management Company Documents to Shareholders -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors For For Management 5 Reelect Directors For Against Management 6 Approve Additional Remuneration of For Against Management Directors for FY 2020 7 Approve Remuneration of Directors for For Against Management FY 2021 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Share Repurchase For For Management 10 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact -------------------------------------------------------------------------------- TGS-NOPEC GEOPHYSICAL CO. ASA Ticker: TGS Security ID: R9138B102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration of Auditors For Did Not Vote Management 6 Change Company Name to TGS ASA For Did Not Vote Management 7 Amend Corporate Purpose For Did Not Vote Management 8.a Elect Henry H. Hamilton (Chair) as For Did Not Vote Management Director 8.b Elect Mark Leonard as Director For Did Not Vote Management 8.c Elect Wenche Agerup as Director For Did Not Vote Management 8.d Elect Irene Egset as Director For Did Not Vote Management 8.e Elect Christopher Geoffrey Finlayson For Did Not Vote Management as Director 8.f Elect Grethe Kristin Moen as Director For Did Not Vote Management 8.g Elect Svein Harald Oygard as Director For Did Not Vote Management 9 Approve Remuneration of Directors For Did Not Vote Management 10.a Elect Christina Stray as Member of For Did Not Vote Management Nominating Committee 10.b Elect Glen Ole Rodland as Member of For Did Not Vote Management Nominating Committee 11 Approve Remuneration of Nominating For Did Not Vote Management Committee 12 Discuss Company's Corporate Governance None None Management Statement 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Approve Long Term Incentive Plan For Did Not Vote Management Consisting of PSUs and RSUs 15 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 16 Approve NOK 12,525 Reduction in Share For Did Not Vote Management Capital via Share Cancellation 17 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 18 Authorize Board to Distribute Dividends For Did Not Vote Management -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Gregory L. Ebel For For Management 1d Elect Director Timothy S. Gitzel For For Management 1e Elect Director Denise C. Johnson For For Management 1f Elect Director Emery N. Koenig For For Management 1g Elect Director James 'Joc' C. O'Rourke For For Management 1h Elect Director David T. Seaton For For Management 1i Elect Director Steven M. Seibert For For Management 1j Elect Director Luciano Siani Pires For For Management 1k Elect Director Gretchen H. Watkins For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Stacey H. Dore For For Management 1.8 Elect Director Vicki L. Fuller For For Management 1.9 Elect Director Peter A. Ragauss For For Management 1.10 Elect Director Rose M. Robeson For For Management 1.11 Elect Director Scott D. Sheffield For For Management 1.12 Elect Director Murray D. Smith For For Management 1.13 Elect Director William H. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20(Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2019/20 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2019/20 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2020/21 5 Amend Articles Re: Supervisory Board For For Management Term of Office 6 Elect Verena Volpert to the For For Management Supervisory Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- TOKYO STEEL MANUFACTURING CO., LTD. Ticker: 5423 Security ID: J88204110 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Nishimoto, Toshikazu For For Management 2.2 Elect Director Imamura, Kiyoshi For For Management 2.3 Elect Director Nara, Nobuaki For For Management 3.1 Elect Director and Audit Committee For For Management Member Adachi, Toshio 3.2 Elect Director and Audit Committee For For Management Member Nomoto, Minatsu 3.3 Elect Director and Audit Committee For For Management Member Hoshi, Hiroaki 4 Elect Alternate Director and Audit For For Management Committee Member Miki, Kaori -------------------------------------------------------------------------------- TOREX GOLD RESOURCES INC. Ticker: TXG Security ID: 891054603 Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Howes For For Management 1.2 Elect Director Jody L.M. Kuzenko For For Management 1.3 Elect Director Franklin L. Davis For For Management 1.4 Elect Director Tony S. Giardini For For Management 1.5 Elect Director Jennifer J. Hooper For For Management 1.6 Elect Director Jay C. Kellerman For For Management 1.7 Elect Director Rosalie C. Moore For For Management 1.8 Elect Director Roy S. Slack For For Management 1.9 Elect Director Elizabeth A. Wademan For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TOTAL SE Ticker: FP Security ID: 89151E109 Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.64 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patrick Pouyanne as Director For Against Management 7 Reelect Anne-Marie Idrac as Director For For Management 8 Elect Jacques Aschenbroich as Director For For Management 9 Elect Glenn Hubbard as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve the Company's Sustainable For For Management Development and Energy Transition 15 Change Company Name to TotalEnergies For For Management SE and Amend Article 2 of Bylaws Accordingly 16 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans -------------------------------------------------------------------------------- TOWER SEMICONDUCTOR LTD. Ticker: TSEM Security ID: M87915274 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Amir Elstein as Director For For Management 1.2 Elect Russell Ellwanger as Director For For Management 1.3 Elect Kalman Kaufman as Director For For Management 1.4 Elect Alex Kornhauser as Director For For Management 1.5 Elect Dana Gross as Director For For Management 1.6 Elect Ilan Flato as Director For For Management 1.7 Elect Rami Guzman as Director For For Management 1.8 Elect Yoav Chelouche as Director For For Management 1.9 Elect Iris Avner as Director For For Management 1.10 Elect Michal Vakrat Wolkin as Director For For Management 1.11 Elect Avi Hasson as Director For For Management 2 Appoint Amir Elstein as Chairman and For For Management Approve His Terms of Compensation 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Amended Compensation of For For Management Russell Ellwanger, CEO 5 Approve Equity-Based Compensation to For For Management Russell Ellwanger, CEO 6 Approve Amended Compensation of For For Management Certain Directors 7 Approve Equity Grants to Each Director For For Management (Excluding Amir Elstein and Russell Ellwanger) 8 Appoint Brightman Almagor & Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- TPI COMPOSITES, INC. Ticker: TPIC Security ID: 87266J104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul G. Giovacchini For Withhold Management 1.2 Elect Director Jayshree S. Desai For Withhold Management 1.3 Elect Director Linda P. Hudson For For Management 1.4 Elect Director Bavan M. Holloway For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR SA Ticker: TGSU2 Security ID: 893870204 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Holding of Shareholders' For For Management Meeting Remotely 2 Designate Two Shareholders to Sign For For Management Minutes of Meeting 3 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee Elected by AGM on April 21, 2020 Who Resigned from their Positions 4 Elect Director and Four Alternate For Against Management Directors 5 Elect Member and Alternate of Internal For For Management Statutory Auditors Committee -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Les R. Baledge For For Management 1c Elect Director Gaurdie E. Banister, Jr. For For Management 1d Elect Director Dean Banks For For Management 1e Elect Director Mike Beebe For For Management 1f Elect Director Maria Claudia Borras For For Management 1g Elect Director David J. Bronczek For For Management 1h Elect Director Mikel A. Durham For For Management 1i Elect Director Jonathan D. Mariner For For Management 1j Elect Director Kevin M. McNamara For For Management 1k Elect Director Cheryl S. Miller For For Management 1l Elect Director Jeffrey K. Schomburger For For Management 1m Elect Director Robert Thurber For For Management 1n Elect Director Barbara A. Tyson For For Management 1o Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Report on Human Rights Due Diligence Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Ticker: X Security ID: 912909108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy A. Atkinson For For Management 1b Elect Director David B. Burritt For For Management 1c Elect Director John J. Engel For For Management 1d Elect Director John V. Faraci For For Management 1e Elect Director Murry S. Gerber For For Management 1f Elect Director Jeh C. Johnson For For Management 1g Elect Director Paul A. Mascarenas For For Management 1h Elect Director Michael H. McGarry For For Management 1i Elect Director Eugene B. Sperling None None Management *Withdrawn Resolution* 1j Elect Director David S. Sutherland For For Management 1k Elect Director Patricia A. Tracey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU Security ID: G92755100 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir David Higgins as Director For For Management 5 Re-elect Steve Mogford as Director For For Management 6 Re-elect Mark Clare as Director For For Management 7 Re-elect Brian May as Director For For Management 8 Re-elect Stephen Carter as Director For For Management 9 Re-elect Alison Goligher as Director For For Management 10 Re-elect Paulette Rowe as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Amend Articles 9 and 11 For For Management 3 Amend Article 11 Re: Fix Minimum For For Management Number of Board Members to 11 4 Amend Article 11 Re: Independent Board For For Management Members 5 Amend Article 11 Re: Board Chairman For For Management and Vice-Chairman 6 Amend Article 11 Re: Lead Independent For For Management Board Member 7 Amend Article 11 Re: Election of the For For Management Board Members 8 Amend Article 11 Re: Election of the For Against Management Board Members 9 Amend Article 11 Re: Renumbering and For For Management Adjustment of Points 11 and 12 10 Amend Article 12 For For Management 11 Amend Articles 14 and 29 For For Management 12 Amend Article 15 For For Management 13 Amend Article 23 For For Management 14 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Luciano Duarte Penido as For For Management Independent Director 5.2 Elect Fernando Jorge Buso Gomes as For For Management Director 5.3 Elect Clinton James Dines as For For Management Independent Director 5.4 Elect Eduardo de Oliveira Rodrigues For For Management Filho as Director 5.5 Elect Elaine Dorward-King as For For Management Independent Director 5.6 Elect Jose Mauricio Pereira Coelho as For Against Management Director 5.7 Elect Ken Yasuhara as Director For Against Management 5.8 Elect Manuel Lino Silva de Sousa For For Management Oliveira (Ollie Oliveira) as Independent Director 5.9 Elect Maria Fernanda dos Santos For For Management Teixeira as Independent Director 5.10 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Independent Director 5.11 Elect Roger Allan Downey as For For Management Independent Director 5.12 Elect Sandra Maria Guerra de Azevedo For For Management as Independent Director 5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder Independent Director Appointed by Shareholders 5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder as Independent Director Appointed by Shareholders 5.15 Elect Rachel de Oliveira Maia as None For Shareholder Independent Director Appointed by Shareholders 5.16 Elect Roberto da Cunha Castello Branco None Abstain Shareholder as Independent Director Appointed by Shareholders 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None For Management Elect Jose Luciano Duarte Penido as Independent Director 7.2 Percentage of Votes to Be Assigned - None For Management Elect Fernando Jorge Buso Gomes as Director 7.3 Percentage of Votes to Be Assigned - None For Management Elect Clinton James Dines as Independent Director 7.4 Percentage of Votes to Be Assigned - None For Management Elect Eduardo de Oliveira Rodrigues Filho as Director 7.5 Percentage of Votes to Be Assigned - None For Management Elect Elaine Dorward-King as Independent Director 7.6 Percentage of Votes to Be Assigned - None For Management Elect Jose Mauricio Pereira Coelho as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ken Yasuhara as Director 7.8 Percentage of Votes to Be Assigned - None For Management Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director 7.9 Percentage of Votes to Be Assigned - None For Management Elect Maria Fernanda dos Santos Teixeira as Independent Director 7.10 Percentage of Votes to Be Assigned - None For Management Elect Murilo Cesar Lemos dos Santos Passos as Independent Director 7.11 Percentage of Votes to Be Assigned - None For Management Elect Roger Allan Downey as Independent Director 7.12 Percentage of Votes to Be Assigned - None For Management Elect Sandra Maria Guerra de Azevedo as Independent Director 7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders 7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders 7.15 Percentage of Votes to Be Assigned - None For Shareholder Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders 7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders 8 Elect Jose Luciano Duarte Penido as For For Management Board Chairman 9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder as Board Chairman Appointed by Shareholders 10 Elect Fernando Jorge Buso Gomes as For For Management Board Vice-Chairman 11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder as Board Vice-Chairman Appointed by Shareholders 12.1 Elect Cristina Fontes Doherty as For For Management Fiscal Council Member and Nelson de Menezes Filho as Alternate 12.2 Elect Marcus Vinicius Dias Severini as For For Management Fiscal Council Member and Vera Elias as Alternate 12.3 Elect Marcelo Moraes as Fiscal Council For For Management Member 12.4 Elect Raphael Manhaes Martins as For For Management Fiscal Council Member and Adriana de Andrade Sole as Alternate 13 Approve Remuneration of Company's For Against Management Management and Fiscal Council 1 Amend Restricted Stock Plan For For Management 2 Approve Agreement to Absorb Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) 3 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares 6 Approve Agreement for Partial Spin-Off For For Management of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets 7 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisal For For Management 9 Approve Absorption of Spun-Off Assets For For Management without Capital Increase and without Issuance of Shares -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Paulett Eberhart For For Management 1b Elect Director Joseph W. Gorder For Against Management 1c Elect Director Kimberly S. Greene For For Management 1d Elect Director Deborah P. Majoras For For Management 1e Elect Director Eric D. Mullins For For Management 1f Elect Director Donald L. Nickles For For Management 1g Elect Director Philip J. Pfeiffer For For Management 1h Elect Director Robert A. Profusek For Against Management 1i Elect Director Stephen M. Waters For For Management 1j Elect Director Randall J. Weisenburger For For Management 1k Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VARTA AG Ticker: VAR1 Security ID: D85802110 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.48 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 6 Approve Remuneration Policy For For Management 7.1 Elect Michael Tojner to the For Against Management Supervisory Board 7.2 Elect Harald Sommerer to the For Against Management Supervisory Board 7.3 Elect Sven Quandt to the Supervisory For Against Management Board 7.4 Elect Martin Ohneberg to the For Against Management Supervisory Board 7.5 Elect Werner Tillmetz to the For Against Management Supervisory Board 7.6 Elect Michael Pistauer to the For Against Management Supervisory Board 8 Approve Affiliation Agreement with For For Management VARTA Micro Production GmbH -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: 92242Y100 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First Interim Dividend For For Management 4 Reelect GR Arun Kumar as Director For For Management 5 Elect Anil Kumar Agarwal as Director For For Management 6 Reelect Priya Agarwal as Director For For Management 7 Approve Reappointment and Remuneration For For Management of GR Arun Kumar as Whole-Time Director Designated as Chief Financial Officer (CFO) 8 Approve Payment of Remuneration to For Against Management Srinivasan Venkatakrishnan as Whole-Time Director Designated as Chief Executive Officer (CEO) 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 8.45 Per Share 4 Approve Remuneration Report (Advisory For For Management Vote) 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chairman, DKK 892,500 for Vice Chairman and DKK 446,250 for Other Directors; Approve Remuneration for Committee Work 6.a Reelect Anders Runevad as Director For For Management 6.b Reelect Bert Nordberg as Director For For Management 6.c Reelect Bruce Grant as Director For For Management 6.d Reelect Eva Merete Sofelde Berneke as For For Management Director 6.e Reelect Helle Thorning-Schmidt as For For Management Director 6.f Reelect Karl-Henrik Sundstrom as For For Management Director 6.g Reelect Lars Josefsson as Director For For Management 6.h Elect Kentaro Hosomi as New Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.2 Amend Articles Re: Change Par Value For For Management from DKK 1 to DKK 0.01 or Multiples Thereof 8.3 Approve Creation of DKK 20.2 Million For For Management Pool of Capital with Preemptive Rights; Approve Creation of DKK 20.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 20.2 Million 8.4 Allow Shareholder Meetings to be Held For For Management by Electronic Means Only 8.5 Allow Electronic Distribution of For For Management Company Communication 8.6 Authorize Board to Decide on the For For Management Distribution of Extraordinary Dividends 8.7 Authorize Share Repurchase Program For For Management 9 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- VIVINT SOLAR, INC. Ticker: VSLR Security ID: 92854Q106 Meeting Date: OCT 01, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: JUN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 3.1 Approve Discharge of Management Board For For Management Member Herbert Eibensteiner for Fiscal 2019/20 3.2 Approve Discharge of Management Board For For Management Member Franz Kainersdorfer for Fiscal 2019/20 3.3 Approve Discharge of Management Board For For Management Member Robert Ottel for Fiscal 2019/20 3.4 Approve Discharge of Management Board For For Management Member Franz Rotter for Fiscal 2019/20 3.5 Approve Discharge of Management Board For For Management Member Peter Schwab for Fiscal 2019/20 3.6 Approve Discharge of Management Board For For Management Member Hubert Zajicek (from July 4, 2019) for Fiscal 2019/20 3.7 Approve Discharge of Management Board For For Management Member Wolfgang Eder (until July 3, 2019) for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For For Management Member Joachim Lemppenau for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For For Management Member Heinrich Schaller for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For For Management Member Franz Gasselsberger for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For For Management Member Wolfgang Eder (from July 3, 2019) for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For For Management Member Ingrid Joerg (from July 3, 2019) for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For For Management Member Florian Khol (from July 3, 2019) for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For For Management Member Maria Kubitschek (from July 3, 2019) for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For For Management Member Elisabeth Stadler (from July 3, 2019) for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For For Management Member Hans-Peter Hagen (until July 3, 2019) for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For For Management Member Michael Kutschera (until July 3, 2019) for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For For Management Member Helga Nowotny (until July 3, 2019) for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For For Management Member Josef Peischer (until July 3, 2019) for Fiscal 2019/20 4.13 Approve Discharge of Supervisory Board For For Management Member Josef Gritz for Fiscal 2019/20 4.14 Approve Discharge of Supervisory Board For For Management Member Friedrich Hofstaetter (until June 15, 2019) for Fiscal 2019/20 4.15 Approve Discharge of Supervisory Board For For Management Member Sandra Fritz (from June 15, 2019) for Fiscal 2019/20 4.16 Approve Discharge of Supervisory Board For For Management Member Hans-Karl Schaller for Fiscal 2019/20 4.17 Approve Discharge of Supervisory Board For For Management Member Gerhard Scheidreiter for Fiscal 2019/20 5 Ratify Deloitte as Auditors for Fiscal For For Management 2020/21 6 Approve Remuneration Policy for For For Management Management Board 7 Approve Remuneration Policy for For Against Management Supervisory Board -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For For Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For For Management 1.6 Elect Director Gareth N. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WHITEHAVEN COAL LIMITED Ticker: WHC Security ID: Q97664108 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Rights to Paul Flynn For For Management 3 Elect Julie Beeby as Director For For Management 4 Elect Raymond Zage as Director For For Management 5 Approve the Amendments to the Against Against Shareholder Company's Constitution 6 Approve Capital Protection Against For Shareholder -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Christopher Haynes as Director For For Management 2b Elect Richard Goyder as Director For For Management 2c Elect Gene Tilbrook Goh as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Peter Coleman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution Proposed by Market Forces 5b Approve Capital Protection Against For Shareholder 6 ***Withdrawn Resolution*** Approve the None None Shareholder Amendments to the Company's Constitution Proposed by the Australasian Centre for Corporate Responsibility (ACCR) -------------------------------------------------------------------------------- YAMATO KOGYO CO., LTD. Ticker: 5444 Security ID: J96524111 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Inoue, Hiroyuki For For Management 3.2 Elect Director Kohata, Katsumasa For Against Management 3.3 Elect Director Tsukamoto, Kazuhiro For For Management 3.4 Elect Director Yonezawa, Kazumi For For Management 3.5 Elect Director Damri Tunshevavong For For Management 3.6 Elect Director Yasufuku, Takenosuke For For Management 3.7 Elect Director Takeda, Kunitoshi For For Management 3.8 Elect Director Takahashi, Motomu For For Management 4 Approve Restricted Stock Plan For For Management 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For Did Not Vote Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Special Dividends of NOK 18 For Did Not Vote Management Per Share -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For Did Not Vote Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 20.00 Per Share 4 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 5 Approve Company's Corporate Governance For Did Not Vote Management Statement 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 690,000 for the Chairman, NOK 412,000 for the Vice Chairman, and NOK 363,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For Did Not Vote Management Committee 9 Approve NOK 22.8 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation and Redemption 10 Authorize Share Repurchase Program For Did Not Vote Management 11 Amend Articles Re: Electronic General For Did Not Vote Management Meetings -------------------------------------------------------------------------------- YPF SA Ticker: YPFD Security ID: 984245100 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider Holding of Shareholders' For For Management Meeting Remotely 2 Designate Two Shareholders to Sign For For Management Minutes of Meeting 3 Consider Individual and Consolidated For For Management Financial Statements and Statutory Reports 4 Approve Allocation of Income; For For Management Absorption of Net Loss 5 Approve Remuneration of Auditors for For For Management FY 2020 6 Approve Auditors for FY 2021 and Fix For For Management Their Remuneration 7 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee 8 Approve Remuneration of Directors in For For Management the Amount of ARS 184.13 Million 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee 10 Fix Number of Members of Internal For For Management Statutory Auditors Committee and Alternates 11 Elect One Member of Internal Statutory None None Management Auditors Committee and Alternate for Class A Shares 12 Elect One Member of Internal Statutory For For Management Auditors Committee and Alternate for Class D Shares 13 Fix Number of Directors and Alternates For For Management 14 Elect One Director and Alternate for None None Management Class A Shares and Determination of their Tenure 15 Elect Directors and Their Alternates For For Management for Class D Shares and Determination of their Tenure 16 Authorize Remuneration of Directors For For Management and Members of Internal Statutory Auditors Committee for FY 2021 17 Amend Articles 20 and 24 For For Management 18 Consider Absorption of Subsidiary For For Management Compania de Inversiones Mineras S.A. 19 Consider Absorption Balance Sheet of For For Management YPF S.A. and Consolidated Balance Sheet of YPF S.A. and Compania de Inversiones Mineras S.A. 20 Consider Previous Absorption Agreement For For Management and Absorption Prospectus 21 Authorize Definitive Agreement of For For Management Absorption 22 Compliance in Accordance with National For For Management Chamber of Commercial Appeals on Treatment of Accounting Charge for Impairment of Property, Plant and Equipment for Fiscal Year Ended Dec. 31, 2016 23 Consider Adjustment to Formula Used to For For Management Calculate Endowment Funds Allocated to YPF Foundation ========== END NPX REPORT
ALPS/KOTAK INDIA GROWTH FUND
Company Name | Primary Ticker Symbol | Meeting Date | Security ID | Meeting Type | Record Date | ISIN | Sedol(s) | Proposal Long Text | Vote Options | Recommended Vote | Proposal Short Text | Vote | Vote Date |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 110/- PER EQUITY SHARE OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO APPOINT A DIRECTOR IN PLACE OF SHRI PRASHANT BANGUR (DIN: 00403621), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION OF INR 5,00,000/- (RUPEES FIVE LAC ONLY) PLUS TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED IN CONNECTION WITH THE AUDIT PAYABLE TO M/S. K. G. GOYAL AND ASSOCIATES, COST ACCOUNTANTS (FIRM REGISTRATION NO. 000024) WHO HAVE BEEN APPOINTED BY THE BOARD OF DIRECTORS AS THE COST AUDITORS OF THE COMPANY TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING ON 31ST MARCH, 2021, BE AND IS HEREBY RATIFIED." | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 150, 152, SCHEDULE IV OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES ( APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS" ), (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS, IF ANY, MS. UMA GHURKA (DIN: 00351117), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY WITH EFFECT FROM 11TH NOVEMBER, 2019 UNDER SECTION 161 OF THE COMPANIES ACT, 2013, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A TERM OF FIVE CONSECUTIVE YEARS COMMENCING FROM 11TH NOVEMBER, 2019." | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 152, SCHEDULE IV OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS"), (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT( S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS, IF ANY, SHRI SANJIV KRISHNAJI SHELGIKAR (DIN: 00094311), WHOSE FIRST TERM OF 5 YEARS AS INDEPENDENT DIRECTOR IS ENDING ON 4TH AUGUST, 2020, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, FOR A SECOND TERM OF 5 (FIVE) CONSECUTIVE YEARS COMMENCING FROM 5TH AUGUST, 2020." | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 110/- PER EQUITY SHARE OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO APPOINT A DIRECTOR IN PLACE OF SHRI PRASHANT BANGUR (DIN: 00403621), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION OF INR 5,00,000/- (RUPEES FIVE LAC ONLY) PLUS TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED IN CONNECTION WITH THE AUDIT PAYABLE TO M/S. K. G. GOYAL AND ASSOCIATES, COST ACCOUNTANTS (FIRM REGISTRATION NO. 000024) WHO HAVE BEEN APPOINTED BY THE BOARD OF DIRECTORS AS THE COST AUDITORS OF THE COMPANY TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING ON 31ST MARCH, 2021, BE AND IS HEREBY RATIFIED." | F,N,A | F | Management Proposal | F | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 150, 152, SCHEDULE IV OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES ( APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS" ), (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS, IF ANY, MS. UMA GHURKA (DIN: 00351117), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY WITH EFFECT FROM 11TH NOVEMBER, 2019 UNDER SECTION 161 OF THE COMPANIES ACT, 2013, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A TERM OF FIVE CONSECUTIVE YEARS COMMENCING FROM 11TH NOVEMBER, 2019." | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
SHREE CEMENT LTD | 06-Jul-2020 | Y7757Y132 | Annual General Meeting | 29-Jun-2020 | INE070A01015 | 6100357 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 152, SCHEDULE IV OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS"), (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT( S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS, IF ANY, SHRI SANJIV KRISHNAJI SHELGIKAR (DIN: 00094311), WHOSE FIRST TERM OF 5 YEARS AS INDEPENDENT DIRECTOR IS ENDING ON 4TH AUGUST, 2020, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, FOR A SECOND TERM OF 5 (FIVE) CONSECUTIVE YEARS COMMENCING FROM 5TH AUGUST, 2020." | F,N,A | F | Management Proposal | A | 02-Jul-2020 | |
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO CONFIRM THE INTERIM DIVIDEND PAID FOR FY 2019-20 | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO APPOINT A DIRECTOR IN PLACE OF MR. NUSLI N WADIA (DIN: 00015731), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO APPOINT STATUTORY AUDITORS AND TO FIX THEIR REMUNERATION: PURSUANT TO SECTION 139 OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER, THE STATUTORY AUDITORS ARE REQUIRED TO RETIRE MANDATORILY ON COMPLETION OF TENURE OF 10 YEARS. M/S B S R & CO. LLP, CHARTERED ACCOUNTANTS, ('BSR') (ICAI FIRM REGISTRATION NUMBER 101248W/W-100022) WERE APPOINTED AS STATUTORY AUDITORS AT THE 91ST ANNUAL GENERAL MEETING (AGM) HELD ON 9 AUGUST 2010 AND THEREAFTER AT EVERY AGM TILL 12 AUGUST 2014 IN ACCORDANCE WITH SECTION 224 OF THE ERSTWHILE COMPANIES ACT, 1956. CONSEQUENT TO ENACTMENT OF COMPANIES ACT, 2013, M/S B S R & CO. LLP, WERE APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY AT THE 95TH AGM HELD ON 12 AUGUST 2014 FOR A PERIOD OF 5 CONSECUTIVE YEARS, SUBJECT TO RATIFICATION BY MEMBERS AT EVERY AGM IN ACCORDANCE WITH SECTION 139 OF THE COMPANIES ACT, 2013 READ WITH THE RULES MADE THEREUNDER. FURTHER, M/S B S R & CO. LLP WERE RE-APPOINTED AS STATUTORY AUDITORS AT THE 100TH AGM HELD ON 9 AUGUST 2019, TO HOLD OFFICE UPTO THE ENSUING AGM. SINCE M/S B S R & CO. LLP, WOULD BE COMPLETING THEIR TERM OF 10 YEARS AS THE STATUTORY AUDITORS OF THE COMPANY, THEY ARE REQUIRED TO MANDATORILY RETIRE AT THE ENSUING AGM AS PER SECTION 139 OF THE COMPANIES ACT, 2013. PURSUANT TO THE RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS OF THE COMPANY AT ITS MEETING HELD ON 7 FEBRUARY 2020 RECOMMENDED THE APPOINTMENT OF M/S WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 001076N/N500013) AS STATUTORY AUDITORS OF THE COMPANY, FOR A PERIOD OF FIVE (5) CONSECUTIVE YEARS FROM THE CONCLUSION OF THE 101ST AGM TILL THE CONCLUSION OF 106TH AGM OF THE COMPANY TO BE HELD IN THE YEAR 2025, SUBJECT TO THE APPROVAL OF SHAREHOLDERS OF THE COMPANY. TO CONSIDER AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("ACT") READ WITH COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) M/S. WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 001076N/N500013), BE AND ARE HEREBY APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY FOR A PERIOD OF FIVE (5) CONSECUTIVE YEARS TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE 106TH ANNUAL GENERAL MEETING AT SUCH REMUNERATION INCLUSIVE OF APPLICABLE TAXES AND OUT OF POCKET EXPENSES TO BE DECIDED BY THE BOARD OF DIRECTORS OF THE COMPANY" | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO CONFIRM THE INTERIM DIVIDEND PAID FOR FY 2019-20 | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO APPOINT A DIRECTOR IN PLACE OF MR. NUSLI N WADIA (DIN: 00015731), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 02-Jul-2020 | ||
BRITANNIA INDUSTRIES LTD | 07-Jul-2020 | Y0969R151 | Annual General Meeting | 30-Jun-2020 | INE216A01030 | TO APPOINT STATUTORY AUDITORS AND TO FIX THEIR REMUNERATION: PURSUANT TO SECTION 139 OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER, THE STATUTORY AUDITORS ARE REQUIRED TO RETIRE MANDATORILY ON COMPLETION OF TENURE OF 10 YEARS. M/S B S R & CO. LLP, CHARTERED ACCOUNTANTS, ('BSR') (ICAI FIRM REGISTRATION NUMBER 101248W/W-100022) WERE APPOINTED AS STATUTORY AUDITORS AT THE 91ST ANNUAL GENERAL MEETING (AGM) HELD ON 9 AUGUST 2010 AND THEREAFTER AT EVERY AGM TILL 12 AUGUST 2014 IN ACCORDANCE WITH SECTION 224 OF THE ERSTWHILE COMPANIES ACT, 1956. CONSEQUENT TO ENACTMENT OF COMPANIES ACT, 2013, M/S B S R & CO. LLP, WERE APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY AT THE 95TH AGM HELD ON 12 AUGUST 2014 FOR A PERIOD OF 5 CONSECUTIVE YEARS, SUBJECT TO RATIFICATION BY MEMBERS AT EVERY AGM IN ACCORDANCE WITH SECTION 139 OF THE COMPANIES ACT, 2013 READ WITH THE RULES MADE THEREUNDER. FURTHER, M/S B S R & CO. LLP WERE RE-APPOINTED AS STATUTORY AUDITORS AT THE 100TH AGM HELD ON 9 AUGUST 2019, TO HOLD OFFICE UPTO THE ENSUING AGM. SINCE M/S B S R & CO. LLP, WOULD BE COMPLETING THEIR TERM OF 10 YEARS AS THE STATUTORY AUDITORS OF THE COMPANY, THEY ARE REQUIRED TO MANDATORILY RETIRE AT THE ENSUING AGM AS PER SECTION 139 OF THE COMPANIES ACT, 2013. PURSUANT TO THE RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS OF THE COMPANY AT ITS MEETING HELD ON 7 FEBRUARY 2020 RECOMMENDED THE APPOINTMENT OF M/S WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 001076N/N500013) AS STATUTORY AUDITORS OF THE COMPANY, FOR A PERIOD OF FIVE (5) CONSECUTIVE YEARS FROM THE CONCLUSION OF THE 101ST AGM TILL THE CONCLUSION OF 106TH AGM OF THE COMPANY TO BE HELD IN THE YEAR 2025, SUBJECT TO THE APPROVAL OF SHAREHOLDERS OF THE COMPANY. TO CONSIDER AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("ACT") READ WITH COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) M/S. WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. 001076N/N500013), BE AND ARE HEREBY APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY FOR A PERIOD OF FIVE (5) CONSECUTIVE YEARS TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE 106TH ANNUAL GENERAL MEETING AT SUCH REMUNERATION INCLUSIVE OF APPLICABLE TAXES AND OUT OF POCKET EXPENSES TO BE DECIDED BY THE BOARD OF DIRECTORS OF THE COMPANY" | F,N,A | F | Management Proposal | F | 02-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | ExtraOrdinary General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF THE STATE BANK OF INDIA ACT, 1955 (HEREINAFTER REFERRED TO AS THE 'ACT') READ WITH THE STATE BANK OF INDIA GENERAL REGULATIONS, 1955 AND SUBJECT TO THE APPROVAL(S), CONSENT(S) AND SANCTION(S), IF ANY, OF RESERVE BANK OF INDIA ('RBI'), GOVERNMENT OF INDIA ('GOI'), SECURITIES AND EXCHANGE BOARD OF INDIA ('SEBI'), AND / OR ANY OTHER CONCERNED AND APPROPRIATE AUTHORITY(IES), WHETHER IN INDIA OR ABROAD, AS MAY BE REQUIRED IN THIS REGARD AND SUBJECT TO SUCH TERMS, CONDITIONS AND MODIFICATIONS THERETO AS MAY BE PRESCRIBED BY THEM, IF ANY, IN GRANTING SUCH APPROVAL(S), CONSENT(S) AND SANCTION(S) AND WHICH MAY BE AGREED TO BY THE CENTRAL BOARD OF DIRECTORS (HEREINAFTER CALLED "THE BOARD" WHICH SHALL BE DEEMED TO INCLUDE THE EXECUTIVE COMMITTEE OF THE CENTRAL BOARD CONSTITUTED UNDER SECTION 30 OF THE ACT READ WITH REGULATION 46 OF THE STATE BANK OF INDIA GENERAL REGULATIONS, 1955), AND ANY OTHER COMMITTEE OF DIRECTORS CONSTITUTED UNDER SECTION 30 OF THE ACT DULY AUTHORIZED BY THE CENTRAL BOARD TO EXERCISE ITS POWERS (INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION) OF THE BANK AND SUBJECT TO REGULATIONS VIZ. SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 ("ICDR REGULATIONS") AS AMENDED UP TO DATE, SUBJECT TO APPLICABLE RULES, REGULATIONS, GUIDELINES, CIRCULARS, NOTIFICATIONS ISSUED BY SEBI, RBI AND/OR AND ALL OTHER RELEVANT AUTHORITIES, WHETHER IN INDIA OR ABROAD, FROM TIME TO TIME AND SUBJECT TO THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND LISTING AGREEMENT ENTERED INTO WITH THE STOCK EXCHANGES WHERE THE EQUITY SHARES/GDRS OF THE BANK ARE LISTED, CONSENT OF THE SHAREHOLDERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD :- A. TO CREATE, OFFER, ISSUE AND ALLOT, SUCH NUMBER OF EQUITY SHARES OF RE.1 EACH, FOR AN AMOUNT NOT EXCEEDING RS.20,000 CRORES (RUPEES TWENTY THOUSAND CRORES) (INCLUDING PREMIUM, IF ANY) OR SUCH AMOUNT AS APPROVED BY GOI & RBI SUBJECT TO THE CONDITION THAT THE GOVERNMENT OF INDIA SHAREHOLDING IN EQUITY SHARE CAPITAL OF THE BANK DOES NOT FALL BELOW 52% AT ANY POINT OF TIME, BY WAY OF PUBLIC ISSUE (I.E. FOLLOW-ON-PUBLIC OFFER) OR PRIVATE PLACEMENT, INCLUDING QUALIFIED INSTITUTIONAL PLACEMENT (QIP) /GLOBAL DEPOSITORY RECEIPT (GDRS) / AMERICAN DEPOSITORY RECEIPT (ADRS) AND/OR ANY OTHER MODE(S) OR A COMBINATION(S) THEREOF, AS MAY BE DECIDED BY THE BOARD. B. TO DECIDE THE QUANTUM & MODE(S), NUMBER OF TRANCHES, PRICE OR PRICES, DISCOUNT/PREMIUM, RESERVATIONS TO EMPLOYEES, CUSTOMERS, EXISTING SHAREHOLDERS AND / OR ANY OTHER PERSONS AS DECIDED BY THE BOARD AND AS PROVIDED UNDER ICDR REGULATIONS AND THE TIMING OF SUCH ISSUE(S), AT ITS DISCRETION SUBJECT TO FOREIGN EXCHANGE MANAGEMENT (NON-DEBT INSTRUMENTS) RULES, 2019 AND THE DEPOSITORY RECEIPTS SCHEME, 2014 AND ALL OTHER APPLICABLE RULES AND REGULATIONS AND SUBJECT TO GOI & RBI APPROVAL UNDER SECTION 5(2) OF THE STATE BANK OF INDIA ACT, 1955. "RESOLVED FURTHER THAT THE EQUITY SHARES TO BE OFFERED AND ALLOTTED BY WAY OF QIP/FPO/RIGHT ISSUE/ ANY OTHER MODE, AS APPROVED BY GOI AND RBI SHALL BE IN DEMATERIALIZED FORM AND THE EQUITY SHARES/GDR/ADR SO ISSUED AND ALLOTTED TO NRIS, FIIS AND/OR OTHER ELIGIBLE FOREIGN INVESTORS SHALL BE SUBJECT TO THE GUIDELINES/RULES & REGULATIONS ISSUED BY RBI." "RESOLVED FURTHER THAT THE EQUITY SHARES TO BE OFFERED AND ALLOTTED BY WAY OF QIP/FPO/GDR/ADR AND /OR ANY OTHER MODE(S) OR A COMBINATION(S) THEREOF, AS APPROVED BY GOI AND RBI SHALL RANK PARI-PASSU WITH THE EXISTING EQUITY SHARES OF THE BANK IN ALL RESPECTS AND SHALL BE ENTITLED TO DIVIDEND DECLARED, IF ANY, IN ACCORDANCE WITH THE STATUTORY PROVISIONS/GUIDELINES THAT ARE IN FORCE AT THE TIME OF SUCH DECLARATION." "RESOLVED FURTHER THAT IN CASE OF QIP, THE ALLOTMENT OF EQUITY SHARES SHALL ONLY BE MADE TO QUALIFIED INSTITUTIONAL BUYERS (QIBS) ON A DISCOUNT NOT EXCEEDING 5%, IF ANY ON THE PRICE DETERMINED IN ACCORDANCE WITH THE PRICING FORMULA UNDER ICDR REGULATIONS OR SUCH DISCOUNT AS MAY BE SPECIFIED BY SEBI AND THE ALLOTMENT OF SUCH SHARES SHALL BE COMPLETED WITHIN A PERIOD OF TWELVE MONTHS FROM THE DATE OF PASSING OF THE RESOLUTION AND THE RELEVANT DATE SHALL BE IN ACCORDANCE WITH THE PROVISIONS OF ICDR REGULATIONS AS AMENDED FROM TIME TO TIME. "RESOLVED FURTHER THAT THE BOARD SHALL HAVE AUTHORITY AND POWER TO ACCEPT ANY MODIFICATION IN THE PROPOSAL AS MAY BE REQUIRED OR MAY BE IMPOSED BY THE GOI/RBI/SEBI/ STOCK EXCHANGES AND/OR ANY OTHER AUTHORITY, WHETHER IN INDIA OR ABROAD, WHERE THE EQUITY SHARES/GDR/ADR OF THE BANK ARE LISTED OR MAY BE LISTED, OR SUCH OTHER APPROPRIATE AUTHORITIES AT THE TIME OF ACCORDING / GRANTING THEIR APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) FOR THE ISSUE(S), ALLOTMENT(S), LISTING(S) AND TRADING(S) THEREOF AND AS AGREED TO BY THE BOARD." "RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE, THE BOARD BE AND IS HEREBY AUTHORIZED TO TAKE ALL SUCH ACTIONS AND DO ALL SUCH ACTS, DEEDS, AND THINGS AS IT MAY IN ITS ABSOLUTE DISCRETION DEEM NECESSARY, PROPER AND DESIRABLE INCLUDING BUT NOT LIMITED TO DECIDE ON PRICE OR PRICES, DISCOUNT / PREMIUM, RESERVATIONS TO EMPLOYEES, CUSTOMERS, EXISTING SHAREHOLDERS AND / OR ANY OTHER PERSONS AS DECIDED BY THE BOARD AND AS PROVIDED UNDER SEBI REGULATIONS OF ISSUE(S) AND TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT THAT MAY ARISE IN REGARD TO THE ISSUE(S) OF THE EQUITY SHARES/GDR/ADR AND FINALISE AND EXECUTE ALL DOCUMENTS AND WRITINGS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT AS IT MAY IN ITS ABSOLUTE DISCRETION DEEM FIT, PROPER OR DESIRABLE WITHOUT BEING REQUIRED TO SEEK ANY OTHER CONSENT OR APPROVAL OF THE SHAREHOLDERS OR AUTHORIZE TO THE END AND INTENT THAT THE SHAREHOLDERS SHALL BE DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO EXPRESSLY BY THE AUTHORITY OF THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 09-Jul-2020 | |
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | ExtraOrdinary General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 09 JUL 2020: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO EGM AND ADDITIION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | ExtraOrdinary General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 08 JUL 2020: DETERMINATION OF VOTING RIGHTS.- SUBJECT TO THE PROVISIONS CONTAINED IN SECTION 11 OF THE SBI ACT, EACH SHAREHOLDER WHO HAS BEEN REGISTERED AS A SHAREHOLDER FOR A PERIOD OF NOT LESS THAN THREE MONTHS PRIOR TO THE DATE OF A GENERAL MEETING SHALL, AT SUCH MEETING, HAVE ONE VOTE FOR EACH FIFTY SHARES HELD BY HIM OR IT. EVERY SHAREHOLDER [OTHER THAN THE CENTRAL GOVERNMENT] ENTITLED TO VOTE AS AFORESAID WHO, SHALL HAVE ONE VOTE FOR EACH FIFTY SHARES HELD BY HIM OR IT FOR THE WHOLE PERIOD OF THREE MONTHS PRIOR TO THE DATE OF SUCH MEETING I.E. 13.04.2020 | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | ExtraOrdinary General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 09 JUL 2020: PLEASE NOTE THAT CUT OFF DATE IS 13TH APRIL, 2020 BUT BENPO DATED 10.04.2020 AS RECEIVED FROM DEPOSITORIES WILL BE CONSIDER FOR CALCULATION OF VOTING RIGHTS OF THE SHAREHOLDERS | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | Annual General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | ''TO DISCUSS AND ADOPT THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT OF THE STATE BANK OF INDIA MADE UP TO THE 31ST DAY OF MARCH 2020, THE REPORT OF THE CENTRAL BOARD ON THE WORKING AND ACTIVITIES OF THE STATE BANK OF INDIA FOR THE PERIOD COVERED BY THE ACCOUNTS AND THE AUDITOR'S REPORT ON THE BALANCE SHEET AND ACCOUNTS'' | F,N,A | F | Management Proposal | F | 09-Jul-2020 | |
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | Annual General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 08 JUL 2020: DETERMINATION OF VOTING RIGHTS.- SUBJECT TO THE PROVISIONS CONTAINED IN SECTION 11 OF THE SBI ACT, EACH SHAREHOLDER WHO HAS BEEN REGISTERED AS A SHAREHOLDER FOR A PERIOD OF NOT LESS THAN THREE MONTHS PRIOR TO THE DATE OF ANNUAL GENERAL MEETING SHALL, AT SUCH MEETING, HAVE ONE VOTE FOR EACH FIFTY SHARES HELD BY HIM OR IT. EVERY SHAREHOLDER [OTHER THAN THE CENTRAL GOVERNMENT] ENTITLED TO VOTE AS AFORESAID WHO, SHALL HAVE ONE VOTE FOR EACH FIFTY SHARES HELD BY HIM OR IT FOR THE WHOLE PERIOD OF THREE MONTHS PRIOR TO THE DATE OF SUCH MEETING I.E. 13.04.2020. | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | Annual General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 08 JUL 2020: PLEASE NOTE THAT CUT OFF DATE IS 13TH APRIL, 2020 BUT BENPO DATED 10.04.2020 AS RECEIVED FROM DEPOSITORIES WILL BE CONSIDER FOR CALCULATION OF VOTING RIGHTS OF THE SHAREHOLDERS | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
STATE BANK OF INDIA | 14-Jul-2020 | Y8155P103 | Annual General Meeting | 13-Apr-2020 | INE062A01020 | BSQCB24 | 08 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | M | Please reference meeting materials. | M | 09-Jul-2020 | ||
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | CONSIDER AND ADOPT: AUDITED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | CONSIDER AND ADOPT: AUDITED CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | DECLARATION OF DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: RESOLVED THAT A DIVIDEND AT THE RATE OF INR 6.50 (SIX RUPEES AND FIFTY PAISE ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAIDUP OF THE COMPANY, AND A PRO-RATA DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY PAID-UP RIGHTS EQUITY SHARES OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020." | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI HITAL R. MESWANI, A DIRECTOR RETIRING BY ROTATION | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI P. M. S. PRASAD, A DIRECTOR RETIRING BY ROTATION | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | RE-APPOINTMENT OF SHRI HITAL R. MESWANI AS A WHOLE-TIME DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI K. V. CHOWDARY AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | RATIFICATION OF THE REMUNERATION OF THE COST AUDITORS FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 439015 DUE TO RECEIVED SPLITTING OF RESOLUTION NO 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | M | Please reference meeting materials. | M | 10-Jul-2020 | ||
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | CONSIDER AND ADOPT: AUDITED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | CONSIDER AND ADOPT: AUDITED CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | DECLARATION OF DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: RESOLVED THAT A DIVIDEND AT THE RATE OF INR 6.50 (SIX RUPEES AND FIFTY PAISE ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAIDUP OF THE COMPANY, AND A PRO-RATA DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY PAID-UP RIGHTS EQUITY SHARES OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020." | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI HITAL R. MESWANI, A DIRECTOR RETIRING BY ROTATION | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI P. M. S. PRASAD, A DIRECTOR RETIRING BY ROTATION | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | RE-APPOINTMENT OF SHRI HITAL R. MESWANI AS A WHOLE-TIME DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | APPOINTMENT OF SHRI K. V. CHOWDARY AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | RATIFICATION OF THE REMUNERATION OF THE COST AUDITORS FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72570180 | Annual General Meeting | 08-Jul-2020 | IN9002A01024 | BM92YZ3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 439015 DUE TO RECEIVED SPLITTING OF RESOLUTION NO 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | M | Please reference meeting materials. | M | 10-Jul-2020 | ||
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO CONSIDER AND ADOPT: RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO CONSIDER AND ADOPT: RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO DECLARE A DIVIDEND ON EQUITY SHARES FOR THE FY ENDED MARCH 31, 2020: "RESOLVED THAT A DIVIDEND AT THE RATE OF INR 6.50 (SIX RUPEES AND FIFTY PAISE ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAIDUP OF THE COMPANY, AND A PRO-RATA DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY PAID-UP RIGHTS EQUITY SHARES OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020." | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI HITAL R. MESWANI, WHO RETIRES BY ROTATION AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI P.M.S. PRASAD, WHO RETIRES BY ROTATION AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO RE APPOINT SHRI HITAL R. MESWANI AS A WHOLE TIME DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI K. V. CHOWDARY AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO RATIFY THE REMUNERATION OF COST AUDITORS FOR THE FY ENDING MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 436946 DUE TO SPLITTING OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | M | Please reference meeting materials. | M | 10-Jul-2020 | ||
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO CONSIDER AND ADOPT: RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO CONSIDER AND ADOPT: RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO DECLARE A DIVIDEND ON EQUITY SHARES FOR THE FY ENDED MARCH 31, 2020: "RESOLVED THAT A DIVIDEND AT THE RATE OF INR 6.50 (SIX RUPEES AND FIFTY PAISE ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAIDUP OF THE COMPANY, AND A PRO-RATA DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY PAID-UP RIGHTS EQUITY SHARES OF THE COMPANY, AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020." | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI HITAL R. MESWANI, WHO RETIRES BY ROTATION AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI P.M.S. PRASAD, WHO RETIRES BY ROTATION AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO RE APPOINT SHRI HITAL R. MESWANI AS A WHOLE TIME DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO APPOINT SHRI K. V. CHOWDARY AS A DIRECTOR | F,N,A | F | Management Proposal | A | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | TO RATIFY THE REMUNERATION OF COST AUDITORS FOR THE FY ENDING MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 10-Jul-2020 | |
RELIANCE INDUSTRIES LTD | 15-Jul-2020 | Y72596102 | Annual General Meeting | 08-Jul-2020 | INE002A01018 | 6099626 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 436946 DUE TO SPLITTING OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | M | Please reference meeting materials. | M | 10-Jul-2020 | ||
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 17-Jul-2020 | Y7270W100 | Annual General Meeting | 08-Jul-2020 | INE298J01013 | BF29PR1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THAT OF THE AUDITORS' THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 17-Jul-2020 | Y7270W100 | Annual General Meeting | 08-Jul-2020 | INE298J01013 | BF29PR1 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 3 PER EQUITY SHARE AND TO DECLARE A FINAL DIVIDEND OF INR 2 PER EQUITY SHARE FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 17-Jul-2020 | Y7270W100 | Annual General Meeting | 08-Jul-2020 | INE298J01013 | BF29PR1 | TO APPOINT A DIRECTOR IN PLACE OF MR. AKIRA SHIBATA (DIN 08107588), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 17-Jul-2020 | Y7270W100 | Annual General Meeting | 08-Jul-2020 | INE298J01013 | BF29PR1 | APPOINTMENT OF MR. KAZUYUKI SAIGO (DIN: 08748422), AS A NON-EXECUTIVE NON-INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (STANDALONE) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (CONSOLIDATED) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE VALUE OF INR 2/- EACH FULLY PAID-UP, FOR THE FINANCIAL YEAR 2019-20, APPROVED BY THE BOARD OF DIRECTORS AND ALREADY PAID TO ELIGIBLE SHAREHOLDERS | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPOINT A DIRECTOR IN PLACE OF MR. KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPROVE THE FEES / REMUNERATION OF THE STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION OF INR 26,500,000 (RUPEES TWO CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FOR THE PURPOSE OF AUDIT OF THE BANK'S ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND OTHER OFFICES INCLUDING REPORTING ON INTERNAL FINANCIAL CONTROLS AND ADDITIONAL CERTIFICATION AS REQUIRED BY THE RESERVE BANK OF INDIA ("RBI"), AND ADDITIONAL FEES OF INR 2,500,000 (RUPEES TWENTY FIVE LACS ONLY) FOR THE PURPOSE OF REVIEW / FINALIZATION OF THE 'FIT FOR CONSOLIDATION' INFORMATION FOR THE LIMITED PURPOSE OF SUBMITTING SUCH 'FIT FOR CONSOLIDATION' INFORMATION TO HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED") FOR FACILITATING CONSOLIDATION OF FINANCIAL STATEMENTS OF THE BANK WITH THAT OF HDFC LIMITED UNDER IND-AS, PLUS EXPENSES, OUTLAYS AND TAXES AS APPLICABLE, FOR THE FINANCIAL YEAR 2020-21, AND FOR SUCH REMUNERATION AND EXPENSES THEREAFTER AS MAY BE MUTUALLY AGREED BETWEEN THE BANK AND THE SAID STATUTORY AUDITORS AND AS MAY BE FURTHER APPROVED BY THE BOARD FROM TIME TO TIME, WITH POWER TO THE BOARD, INCLUDING RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND VARY THE TERMS AND CONDITIONS OF APPOINTMENT ETC., INCLUDING BY REASON OF NECESSITY ON ACCOUNT OF CONDITIONS AS MAY BE STIPULATED BY THE RBI AND / OR ANY OTHER AUTHORITY, IN SUCH MANNER AND TO SUCH EXTENT AS MAY BE MUTUALLY AGREED WITH THE STATUTORY AUDITORS." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY THE ADDITIONAL FEES / REMUNERATION TO THE STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, IN ADDITION TO THE RESOLUTION PASSED BY THE MEMBERS OF THE BANK ON JULY 12, 2019, FOR PAYMENT OF REMUNERATION OF INR 25,000,000 (RUPEES TWO CRORES FIFTY LACS ONLY) FOR THE FINANCIAL YEAR 2019-20 TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FURTHER APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR RATIFYING THE FEES OF INR 6,000,000 (RUPEES SIXTY LACS ONLY) FOR ADDITIONAL CERTIFICATION AS REQUIRED BY THE RBI, FOR THE FINANCIAL YEAR 2019-20." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RE-APPOINT MR. MALAY PATEL (DIN 06876386) AS AN INDEPENDENT DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER READ WITH SCHEDULE IV TO THE COMPANIES ACT, 2013 AND PURSUANT TO SECTION 10A(2)(A) OF THE BANKING REGULATION ACT, 1949, AND RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK, MR. MALAY PATEL (DIN 06876386), BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK HAVING SPECIALIZED KNOWLEDGE AND PRACTICAL EXPERIENCE IN MATTERS RELATING TO SMALL SCALE INDUSTRIES, TO HOLD OFFICE FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM MARCH 31, 2020 AND THAT HE SHALL NOT BE LIABLE TO RETIRE BY ROTATION AND THAT HE SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD BHARUCHA (DIN 02490648) AS AN EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION; "RESOLVED THAT PURSUANT TO SECTIONS 196, 197, 203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI") FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), AND PURSUANT TO THE APPROVAL RECEIVED FROM THE RBI AND SUBJECT TO THE APPROVALS, AS MAY BE NECESSARY FROM CONCERNED AUTHORITIES OR BODIES AND SUBJECT TO THE CONDITIONS AS MAY BE PRESCRIBED BY ANY OF THEM WHILE GRANTING SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN 02490648), BE AND IS HEREBY RE-APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO RETIRE BY ROTATION, FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM JUNE 13, 2020 UP TO JUNE 12, 2023 UPON SUCH TERMS AND CONDITIONS INCLUDING REMUNERATION AS SET OUT IN THE EXPLANATORY STATEMENT TO THE RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND WHICH IS SPECIFICALLY APPROVED AND SANCTIONED WITH AUTHORITY TO THE BOARD TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID APPOINTMENT AND / OR AGREEMENT INCLUDING INCREMENTS AND / OR ANY OTHER COMPONENTS OF THE REMUNERATION, AS MAY BE NECESSARY FROM TIME TO TIME, IN VIEW OF ANY APPROVALS AND CONDITIONS AS MAY BE GIVEN / STIPULATED BY THE RBI OR ANY OTHER STATUTORY AUTHORITY, (INCLUDING AUTHORITY, FROM TIME TO TIME TO DETERMINE THE AMOUNT OF SALARY AS ALSO THE TYPE AND AMOUNT OF PERQUISITES AND OTHER BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH MANNER AS MAY BE DECIDED BY THE BOARD; RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AND TO EXECUTE ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS MAY BE REQUIRED, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN REGARD TO THE SAID APPOINTMENT AS IT MAY IN ITS SOLE DISCRETION DEEM FIT AND NECESSARY AND TO DELEGATE ALL OR ANY OF ITS POWERS CONFERRED HEREIN TO ANY DIRECTOR(S) AND / OR OFFICER(S) OF THE BANK TO GIVE EFFECT TO THIS RESOLUTION." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPOINT MRS. RENU KARNAD (DIN 00008064) AS A NON- EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), MRS. RENU KARNAD (DIN 00008064), WHO HAS BEEN APPOINTED AS AN ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE BANK BY THE BOARD WITH EFFECT FROM MARCH 3, 2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE WITH SECTION 161(1) OF THE COMPANIES ACT, 2013 AND THE ARTICLES OF ASSOCIATION OF THE BANK AND WHOSE TERM OF OFFICE EXPIRES AT THE ANNUAL GENERAL MEETING, BE AND IS HEREBY APPOINTED AS A NON- EXECUTIVE DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED, PROMOTER OF THE BANK), AND THAT SHE SHALL BE LIABLE TO RETIRE BY ROTATION AND SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY AND APPROVE THE RELATED PARTY TRANSACTIONS WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND / OR CONTINUING WITH ARRANGEMENTS AND TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTION OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED"), BEING A RELATED PARTY, WHETHER BY WAY OF RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, INCLUDING BANKING TRANSACTIONS, TRANSACTIONS FOR SOURCING OF HOME LOANS FOR HDFC LIMITED AGAINST THE CONSIDERATION OF THE COMMISSION AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME, PURCHASE / SECURITIZATION OF SUCH PERCENTAGE OF HOME LOANS SOURCED AND DISBURSED AS MAY BE AGREED FROM TIME TO TIME MUTUALLY BETWEEN THE BANK AND HDFC LIMITED, SERVICING BY HDFC LIMITED OF HOME LOANS ASSIGNED BY IT / SECURITIZED AGAINST THE CONSIDERATION AGREED UPON OR AS MAY BE AGREED UPON FROM TIME TO TIME AND ANY OTHER TRANSACTIONS INCLUDING THOSE AS MAY BE DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS FOR THE RELEVANT PERIOD, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY AND APPROVE THE RELATED PARTY TRANSACTIONS WITH HDB FINANCIAL SERVICES LIMITED AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AND ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND/OR CONTINUING WITH ARRANGEMENTS AND THE TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTIONS OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HDB FINANCIAL SERVICES LIMITED ("HDBFSL"), BEING A RELATED PARTY, INCLUDING TRANSACTIONS OF PURCHASE / SECURITIZATION OF LOANS, SERVICING ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS AND ANY OTHER ARRANGEMENTS / TRANSACTIONS AS DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS, WHETHER BY WAY OF CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, AGAINST SUCH CONSIDERATION AS AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME BETWEEN THE BANK AND HDBFSL, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO ISSUE UNSECURED PERPETUAL DEBT INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT BASIS AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 42 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, RULE 14 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014, THE COMPANIES (SHARE CAPITAL AND DEBENTURE) RULES, 2014, ANY OTHER APPLICABLE RULES, SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008, ANY OTHER APPLICABLE PROVISIONS OF LAW, ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR REENACTMENTS THERETO FROM TIME TO TIME, AND THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE BANK AND SUBJECT TO SUCH OTHER APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) AS MAY BE NECESSARY FROM THE CONCERNED AUTHORITIES / REGULATORS / STATUTORY AUTHORITY(IES), INCLUDING THE RESERVE BANK OF INDIA ("RBI"), THE APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS "BOARD" AND WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE OF THE BOARD OR ANY OTHER PERSONS TO WHOM POWERS ARE DELEGATED BY THE BOARD AS PERMITTED UNDER THE COMPANIES ACT, 2013 OR RULES THEREUNDER) FOR BORROWING / RAISING FUNDS IN INDIAN CURRENCY BY ISSUE OF UNSECURED PERPETUAL DEBT INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) IN DOMESTIC MARKET ON A PRIVATE PLACEMENT BASIS AND / OR FOR MAKING OFFERS AND / OR INVITATIONS THEREFOR AND / OR ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE PLACEMENT BASIS, FOR A PERIOD OF ONE (1) YEAR FROM THE DATE HEREOF, IN ONE OR MORE TRANCHES AND / OR SERIES AND UNDER ONE OR MORE SHELF DISCLOSURE DOCUMENTS AND / OR ONE OR MORE ISSUES / LETTERS OF OFFER OR SUCH OTHER DOCUMENTS OR AMENDMENTS / REVISIONS THEREOF AND ON SUCH TERMS AND CONDITIONS FOR EACH SERIES / TRANCHES INCLUDING THE PRICE, COUPON, PREMIUM, DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE BOARD, AS PER THE STRUCTURE AND WITHIN THE LIMITS PERMITTED BY THE RBI, OF AN AMOUNT IN AGGREGATE NOT EXCEEDING INR 50,000 CRORES (RUPEES FIFTY THOUSAND CRORES ONLY); RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY ACCORD APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH REGARD TO ANY OF THE SAID MATTERS, AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (STANDALONE) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (CONSOLIDATED) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE VALUE OF INR 2/- EACH FULLY PAID-UP, FOR THE FINANCIAL YEAR 2019-20, APPROVED BY THE BOARD OF DIRECTORS AND ALREADY PAID TO ELIGIBLE SHAREHOLDERS | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPOINT A DIRECTOR IN PLACE OF MR. KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPROVE THE FEES / REMUNERATION OF THE STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION OF INR 26,500,000 (RUPEES TWO CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FOR THE PURPOSE OF AUDIT OF THE BANK'S ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND OTHER OFFICES INCLUDING REPORTING ON INTERNAL FINANCIAL CONTROLS AND ADDITIONAL CERTIFICATION AS REQUIRED BY THE RESERVE BANK OF INDIA ("RBI"), AND ADDITIONAL FEES OF INR 2,500,000 (RUPEES TWENTY FIVE LACS ONLY) FOR THE PURPOSE OF REVIEW / FINALIZATION OF THE 'FIT FOR CONSOLIDATION' INFORMATION FOR THE LIMITED PURPOSE OF SUBMITTING SUCH 'FIT FOR CONSOLIDATION' INFORMATION TO HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED") FOR FACILITATING CONSOLIDATION OF FINANCIAL STATEMENTS OF THE BANK WITH THAT OF HDFC LIMITED UNDER IND-AS, PLUS EXPENSES, OUTLAYS AND TAXES AS APPLICABLE, FOR THE FINANCIAL YEAR 2020-21, AND FOR SUCH REMUNERATION AND EXPENSES THEREAFTER AS MAY BE MUTUALLY AGREED BETWEEN THE BANK AND THE SAID STATUTORY AUDITORS AND AS MAY BE FURTHER APPROVED BY THE BOARD FROM TIME TO TIME, WITH POWER TO THE BOARD, INCLUDING RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND VARY THE TERMS AND CONDITIONS OF APPOINTMENT ETC., INCLUDING BY REASON OF NECESSITY ON ACCOUNT OF CONDITIONS AS MAY BE STIPULATED BY THE RBI AND / OR ANY OTHER AUTHORITY, IN SUCH MANNER AND TO SUCH EXTENT AS MAY BE MUTUALLY AGREED WITH THE STATUTORY AUDITORS." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY THE ADDITIONAL FEES / REMUNERATION TO THE STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, IN ADDITION TO THE RESOLUTION PASSED BY THE MEMBERS OF THE BANK ON JULY 12, 2019, FOR PAYMENT OF REMUNERATION OF INR 25,000,000 (RUPEES TWO CRORES FIFTY LACS ONLY) FOR THE FINANCIAL YEAR 2019-20 TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FURTHER APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR RATIFYING THE FEES OF INR 6,000,000 (RUPEES SIXTY LACS ONLY) FOR ADDITIONAL CERTIFICATION AS REQUIRED BY THE RBI, FOR THE FINANCIAL YEAR 2019-20." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RE-APPOINT MR. MALAY PATEL (DIN 06876386) AS AN INDEPENDENT DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER READ WITH SCHEDULE IV TO THE COMPANIES ACT, 2013 AND PURSUANT TO SECTION 10A(2)(A) OF THE BANKING REGULATION ACT, 1949, AND RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK, MR. MALAY PATEL (DIN 06876386), BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK HAVING SPECIALIZED KNOWLEDGE AND PRACTICAL EXPERIENCE IN MATTERS RELATING TO SMALL SCALE INDUSTRIES, TO HOLD OFFICE FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM MARCH 31, 2020 AND THAT HE SHALL NOT BE LIABLE TO RETIRE BY ROTATION AND THAT HE SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD BHARUCHA (DIN 02490648) AS AN EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION; "RESOLVED THAT PURSUANT TO SECTIONS 196, 197, 203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI") FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), AND PURSUANT TO THE APPROVAL RECEIVED FROM THE RBI AND SUBJECT TO THE APPROVALS, AS MAY BE NECESSARY FROM CONCERNED AUTHORITIES OR BODIES AND SUBJECT TO THE CONDITIONS AS MAY BE PRESCRIBED BY ANY OF THEM WHILE GRANTING SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN 02490648), BE AND IS HEREBY RE-APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO RETIRE BY ROTATION, FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM JUNE 13, 2020 UP TO JUNE 12, 2023 UPON SUCH TERMS AND CONDITIONS INCLUDING REMUNERATION AS SET OUT IN THE EXPLANATORY STATEMENT TO THE RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND WHICH IS SPECIFICALLY APPROVED AND SANCTIONED WITH AUTHORITY TO THE BOARD TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID APPOINTMENT AND / OR AGREEMENT INCLUDING INCREMENTS AND / OR ANY OTHER COMPONENTS OF THE REMUNERATION, AS MAY BE NECESSARY FROM TIME TO TIME, IN VIEW OF ANY APPROVALS AND CONDITIONS AS MAY BE GIVEN / STIPULATED BY THE RBI OR ANY OTHER STATUTORY AUTHORITY, (INCLUDING AUTHORITY, FROM TIME TO TIME TO DETERMINE THE AMOUNT OF SALARY AS ALSO THE TYPE AND AMOUNT OF PERQUISITES AND OTHER BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH MANNER AS MAY BE DECIDED BY THE BOARD; RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AND TO EXECUTE ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS MAY BE REQUIRED, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN REGARD TO THE SAID APPOINTMENT AS IT MAY IN ITS SOLE DISCRETION DEEM FIT AND NECESSARY AND TO DELEGATE ALL OR ANY OF ITS POWERS CONFERRED HEREIN TO ANY DIRECTOR(S) AND / OR OFFICER(S) OF THE BANK TO GIVE EFFECT TO THIS RESOLUTION." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO APPOINT MRS. RENU KARNAD (DIN 00008064) AS A NON- EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), MRS. RENU KARNAD (DIN 00008064), WHO HAS BEEN APPOINTED AS AN ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE BANK BY THE BOARD WITH EFFECT FROM MARCH 3, 2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE WITH SECTION 161(1) OF THE COMPANIES ACT, 2013 AND THE ARTICLES OF ASSOCIATION OF THE BANK AND WHOSE TERM OF OFFICE EXPIRES AT THE ANNUAL GENERAL MEETING, BE AND IS HEREBY APPOINTED AS A NON- EXECUTIVE DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED, PROMOTER OF THE BANK), AND THAT SHE SHALL BE LIABLE TO RETIRE BY ROTATION AND SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY AND APPROVE THE RELATED PARTY TRANSACTIONS WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND / OR CONTINUING WITH ARRANGEMENTS AND TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTION OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED"), BEING A RELATED PARTY, WHETHER BY WAY OF RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, INCLUDING BANKING TRANSACTIONS, TRANSACTIONS FOR SOURCING OF HOME LOANS FOR HDFC LIMITED AGAINST THE CONSIDERATION OF THE COMMISSION AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME, PURCHASE / SECURITIZATION OF SUCH PERCENTAGE OF HOME LOANS SOURCED AND DISBURSED AS MAY BE AGREED FROM TIME TO TIME MUTUALLY BETWEEN THE BANK AND HDFC LIMITED, SERVICING BY HDFC LIMITED OF HOME LOANS ASSIGNED BY IT / SECURITIZED AGAINST THE CONSIDERATION AGREED UPON OR AS MAY BE AGREED UPON FROM TIME TO TIME AND ANY OTHER TRANSACTIONS INCLUDING THOSE AS MAY BE DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS FOR THE RELEVANT PERIOD, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO RATIFY AND APPROVE THE RELATED PARTY TRANSACTIONS WITH HDB FINANCIAL SERVICES LIMITED AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AND ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND/OR CONTINUING WITH ARRANGEMENTS AND THE TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTIONS OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HDB FINANCIAL SERVICES LIMITED ("HDBFSL"), BEING A RELATED PARTY, INCLUDING TRANSACTIONS OF PURCHASE / SECURITIZATION OF LOANS, SERVICING ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS AND ANY OTHER ARRANGEMENTS / TRANSACTIONS AS DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS, WHETHER BY WAY OF CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, AGAINST SUCH CONSIDERATION AS AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME BETWEEN THE BANK AND HDBFSL, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
HDFC BANK LTD | 18-Jul-2020 | Y3119P190 | Annual General Meeting | 11-Jul-2020 | INE040A01034 | BK1N461 | TO ISSUE UNSECURED PERPETUAL DEBT INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT BASIS AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 42 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, RULE 14 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014, THE COMPANIES (SHARE CAPITAL AND DEBENTURE) RULES, 2014, ANY OTHER APPLICABLE RULES, SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008, ANY OTHER APPLICABLE PROVISIONS OF LAW, ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR REENACTMENTS THERETO FROM TIME TO TIME, AND THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE BANK AND SUBJECT TO SUCH OTHER APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) AS MAY BE NECESSARY FROM THE CONCERNED AUTHORITIES / REGULATORS / STATUTORY AUTHORITY(IES), INCLUDING THE RESERVE BANK OF INDIA ("RBI"), THE APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS "BOARD" AND WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE OF THE BOARD OR ANY OTHER PERSONS TO WHOM POWERS ARE DELEGATED BY THE BOARD AS PERMITTED UNDER THE COMPANIES ACT, 2013 OR RULES THEREUNDER) FOR BORROWING / RAISING FUNDS IN INDIAN CURRENCY BY ISSUE OF UNSECURED PERPETUAL DEBT INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) IN DOMESTIC MARKET ON A PRIVATE PLACEMENT BASIS AND / OR FOR MAKING OFFERS AND / OR INVITATIONS THEREFOR AND / OR ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE PLACEMENT BASIS, FOR A PERIOD OF ONE (1) YEAR FROM THE DATE HEREOF, IN ONE OR MORE TRANCHES AND / OR SERIES AND UNDER ONE OR MORE SHELF DISCLOSURE DOCUMENTS AND / OR ONE OR MORE ISSUES / LETTERS OF OFFER OR SUCH OTHER DOCUMENTS OR AMENDMENTS / REVISIONS THEREOF AND ON SUCH TERMS AND CONDITIONS FOR EACH SERIES / TRANCHES INCLUDING THE PRICE, COUPON, PREMIUM, DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE BOARD, AS PER THE STRUCTURE AND WITHIN THE LIMITS PERMITTED BY THE RBI, OF AN AMOUNT IN AGGREGATE NOT EXCEEDING INR 50,000 CRORES (RUPEES FIFTY THOUSAND CRORES ONLY); RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY ACCORD APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH REGARD TO ANY OF THE SAID MATTERS, AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | ADOPTION OF AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | DECLARATION OF FINAL DIVIDEND ON THE EQUITY SHARES: RESOLVED THAT A FINAL DIVIDEND OF INR 15.50/- PER EQUITY SHARE OF FACE VALUE OF INR 1 EACH BE AND IS HEREBY APPROVED FOR THE FINANCIAL YEAR 2019-2020, TO THE MEMBERS WHO ARE ENTITLED AS ON SATURDAY, JULY 11, 2020 | F,N,A | F | Management Proposal | F | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | RE-APPOINTMENT OF MR. A.M. NAIK (DIN: 00001514), DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | RE-APPOINTMENT OF MR. R SHANKAR RAMAN (DIN: 00019798), DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | APPOINTMENT OF MS. ARUNA SUNDARARAJAN (DIN: 03523267) AS A WOMAN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
LARSEN & TOUBRO INFOTECH LTD | 18-Jul-2020 | Y5S745101 | Annual General Meeting | 10-Jul-2020 | INE214T01019 | BD6F8V6 | RE-APPOINTMENT OF MR. SANJAY JALONA (DIN: 07256786) AS CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Jul-2020 | |
BAJAJ FINANCE LTD | 21-Jul-2020 | Y0547D112 | Annual General Meeting | 14-Jul-2020 | INE296A01024 | BD2N0P2 | TO CONSIDER AND ADOPT THE STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
BAJAJ FINANCE LTD | 21-Jul-2020 | Y0547D112 | Annual General Meeting | 14-Jul-2020 | INE296A01024 | BD2N0P2 | TO CONFIRM THE INTERIM DIVIDEND OF INR 10 PER EQUITY SHARE OF FACE VALUE OF INR 2 AS FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
BAJAJ FINANCE LTD | 21-Jul-2020 | Y0547D112 | Annual General Meeting | 14-Jul-2020 | INE296A01024 | BD2N0P2 | TO APPOINT A DIRECTOR IN PLACE OF MADHURKUMAR RAMKRISHNAJI BAJAJ (DIN: 00014593), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
BAJAJ FINANCE LTD | 21-Jul-2020 | Y0547D112 | Annual General Meeting | 14-Jul-2020 | INE296A01024 | BD2N0P2 | RE-APPOINTMENT OF RAJEEV JAIN (DIN: 01550158) AS MANAGING DIRECTOR OF THE COMPANY FOR A PERIOD OF FIVE YEARS WITH EFFECT FROM 1 APRIL 2020 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
BAJAJ FINANCE LTD | 21-Jul-2020 | Y0547D112 | Annual General Meeting | 14-Jul-2020 | INE296A01024 | BD2N0P2 | ISSUE OF NON-CONVERTIBLE DEBENTURES THROUGH PRIVATE PLACEMENT | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR ISSUANCE OF SECURITY(IES)OF THE CORPORATION THROUGH ONE OR MORE MODES | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR ISSUANCE OF SHARES TO ELIGIBLE EMPLOYEES AND DIRECTORS OF THE CORPORATION UNDER ESOS-2020 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 16-Jul-2020 | ||
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR ISSUANCE OF SECURITY(IES)OF THE CORPORATION THROUGH ONE OR MORE MODES | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR ISSUANCE OF SHARES TO ELIGIBLE EMPLOYEES AND DIRECTORS OF THE CORPORATION UNDER ESOS-2020 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 21-Jul-2020 | Y37246207 | Other Meeting | 19-Jun-2020 | INE001A01036 | 6171900 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 16-Jul-2020 | ||
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPOINT A DIRECTOR IN PLACE OF MR. SANJAY AGARWAL (DIN: 00009526), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPOINT MR. MANKAL SHANKAR SRIRAM (M S SRIRAM) (DIN: 00588922) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPOINT MR. PUSHPINDER SINGH (DIN: 08496066) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPOINT MR. KANNAN GOPALARAGHAVAN VELLUR (V G KANNAN) (DIN:03443982) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO ISSUE DEBT SECURITIES/BONDS/OTHER PERMISSIBLE INSTRUMENTS, IN ONE OR MORE TRANCHES | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2015 PLAN A & B ("ESOP SCHEME 2015") | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2016 ("ESOP SCHEME 2016") | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | TO APPROVE THE AMENDMENTS IN EMPLOYEE STOCK OPTION SCHEME 2018 ("ESOP SCHEME 2018") | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AU SMALL FINANCE BANK LTD | 21-Jul-2020 | Y0R772123 | Annual General Meeting | 14-Jul-2020 | INE949L01017 | BF1YBK2 | RAISING OF FUNDS THROUGH ISSUE OF EQUITY SHARES AND/OR ANY OTHER INSTRUMENTS OR SECURITIES REPRESENTING EITHER EQUITY SHARES AND/OR CONVERTIBLE SECURITIES LINKED TO EQUITY SHARES INCLUDING THROUGH QUALIFIED INSTITUTIONS PLACEMENT/ PREFERENTIAL ALLOTMENT OR SUCH OTHER PERMISSIBLE MODE OR COMBINATIONS THEREOF | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HDFC LIFE INSURANCE CO LTD | 21-Jul-2020 | Y3R1AP109 | Annual General Meeting | 10-Jul-2020 | INE795G01014 | BF0TRG6 | TO RECEIVE, CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE REVENUE ACCOUNT, PROFIT AND LOSS ACCOUNT AND RECEIPTS & PAYMENTS ACCOUNT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, AND THE BALANCE SHEET AS AT THAT DATE, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON; (B) THE AUDITED CONSOLIDATED REVENUE ACCOUNT, PROFIT AND LOSS ACCOUNT AND RECEIPTS & PAYMENTS ACCOUNT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE BALANCE SHEET AS AT THAT DATE, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HDFC LIFE INSURANCE CO LTD | 21-Jul-2020 | Y3R1AP109 | Annual General Meeting | 10-Jul-2020 | INE795G01014 | BF0TRG6 | TO APPOINT A DIRECTOR IN PLACE OF MS. RENU SUD KARNAD (DIN: 00008064) WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
HDFC LIFE INSURANCE CO LTD | 21-Jul-2020 | Y3R1AP109 | Annual General Meeting | 10-Jul-2020 | INE795G01014 | BF0TRG6 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 142 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, (INCLUDING ANY AMENDMENT, VARIATION, RE-ENACTMENT OR MODIFICATION THERETO) AND SUCH OTHER APPLICABLE PROVISIONS, IF ANY, INCLUDING THE GUIDELINES ISSUED BY THE INSURANCE REGULATORY DEVELOPMENT AUTHORITY OF INDIA (IRDAI), AS APPLICABLE, AND FURTHER TO THE RECOMMENDATION RECEIVED FROM THE AUDIT COMMITTEE OF THE BOARD, THE COMPANY HEREBY APPROVES THE PAYMENT OF REMUNERATION TO M/S PRICE WATERHOUSE CHARTERED ACCOUNTANTS LLP (FIRM REGISTRATION NO. 012754N/N500016) AND M/S G. M. KAPADIA & CO. (FIRM REGISTRATION NO.104767W), JOINT STATUTORY AUDITORS OF THE COMPANY, OF INR 5,700,000 (RUPEES FIFTY SEVEN LAKH ONLY) EACH I.E. TOTAL REMUNERATION OF INR 11,400,000 (RUPEES ONE CRORE FOURTEEN LAKH ONLY) PLUS APPLICABLE TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED BY THE JOINT STATUTORY AUDITORS, ON ACTUALS, IN CONNECTION WITH THE AUDIT OF THE ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21." | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
HDFC LIFE INSURANCE CO LTD | 21-Jul-2020 | Y3R1AP109 | Annual General Meeting | 10-Jul-2020 | INE795G01014 | BF0TRG6 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, (INCLUDING ANY AMENDMENT, VARIATION, RE-ENACTMENT OR MODIFICATION THERETO) AND PURSUANT TO THE RELEVANT CLAUSES OF THE ARTICLES OF ASSOCIATION ("AOA") OF THE COMPANY AND BASED ON THE RECOMMENDATION OF THE NOMINATION & REMUNERATION COMMITTEE OF THE BOARD, MS. STEPHANIE BRUCE (DIN: 08594969), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR BY THE BOARD OF DIRECTORS WITH EFFECT FROM OCTOBER 28, 2019 (IN THE CATEGORY OF "NON-EXECUTIVE NOMINEE DIRECTOR"), AND WHO HOLDS OFFICE TILL THE DATE OF THIS ANNUAL GENERAL MEETING, IN TERMS OF SECTION 161 OF THE COMPANIES ACT, 2013, AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED NOTICE IN WRITING UNDER SECTION 160 OF THE COMPANIES ACT, 2013, FROM A MEMBER PROPOSING HER CANDIDATURE FOR THE OFFICE OF A DIRECTOR OF THE COMPANY, BE AND IS HEREBY APPOINTED AS A NON-EXECUTIVE NOMINEE DIRECTOR OF THE COMPANY FROM THE DATE OF HER INITIAL/ FIRST APPOINTMENT BY THE BOARD, I.E., OCTOBER 28, 2019, LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
HDFC LIFE INSURANCE CO LTD | 21-Jul-2020 | Y3R1AP109 | Annual General Meeting | 10-Jul-2020 | INE795G01014 | BF0TRG6 | 29 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | M | Please reference meeting materials. | M | 16-Jul-2020 | ||
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPOINT A DIRECTOR IN PLACE OF MR. MANAS TANDON (DIN: 05254602), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPOINT A DIRECTOR IN PLACE OF MR. KARTIKEYA DHRUV KAJI (DIN: 07641723), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPOINT MRS. SOUMYA RAJAN (DIN: 03579199) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPROVE INCREASE IN THE BORROWING POWERS IN EXCESS OF PAID-UP SHARE CAPITAL, FREE RESERVES AND SECURITIES PREMIUM OF THE COMPANY UNDER SECTION 180(1)(C) OF THE COMPANIES ACT, 2013 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPROVE CREATION OF CHARGES ON ASSETS OF THE COMPANY UNDER SECTION 180(1)(A) OF THE COMPANIES ACT, 2013 TO SECURE BORROWINGS MADE/TO BE MADE UNDER SECTION 180(1) (C) OF THE COMPANIES ACT, 2013 | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPROVE ISSUANCE OF NON-CONVERTIBLE DEBENTURES, IN ONE OR MORE TRANCHES /ISSUANCES ON PRIVATE PLACEMENT BASIS | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
AAVAS FINANCIERS LTD | 22-Jul-2020 | Y0R7TT104 | Annual General Meeting | 15-Jul-2020 | INE216P01012 | BD102C5 | TO APPROVE "EQUITY STOCK OPTION PLAN FOR EMPLOYEES 2020 ("ESOP-2020") OF AAVAS FINANCIERS LIMITED | F,N,A | F | Management Proposal | F | 16-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO RECEIVE, CONSIDER AND ADOPT THE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS OF THE COMPANY COMPRISING OF AUDITED BALANCE SHEET AS AT 31 MARCH 2020, THE STATEMENT OF PROFIT AND LOSS AND CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE, AND THE REPORTS OF THE BOARD AND AUDITORS' THEREON | F,N,A | F | Management Proposal | F | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO DECLARE A FINAL DIVIDEND ON EQUITY SHARES | F,N,A | F | Management Proposal | F | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO APPOINT A DIRECTOR IN PLACE OF MR. DAVID LAWRENCE JOHNSON WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO APPOINT A DIRECTOR IN PLACE OF MR. AMIT DALMIA WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 149,152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (THE "ACT") READ WITH SCHEDULE IV TO THE ACT, THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS"), MS. JAN KATHLEEN HIER (DIN 07360483), INDEPENDENT DIRECTOR, WHOSE PERIOD OF OFFICE EXPIRES ON 10 DECEMBER 2020, WHO HAS SUBMITTED A DECLARATION THAT SHE MEETS THE CRITERIA OF INDEPENDENCE UNDER SECTION 149(6) OF THE ACT AND WHO IS ELIGIBLE FOR RE-APPOINTMENT FOR THE NEXT TERM OF FIVE CONSECUTIVE YEARS AS PER THE ACT AND SEBI LISTING REGULATIONS AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER PROPOSING HER RE-APPOINTMENT TO THE OFFICE OF INDEPENDENT DIRECTOR, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT SUBJECT TO RETIREMENT BY ROTATION, FOR A TERM OF 5 (FIVE) CONSECUTIVE YEARS EFFECTIVE 11 DECEMBER 2020 | F,N,A | F | Management Proposal | A | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: RESOLVED THAT PURSUANT TO SECTION 62 OF THE COMPANIES ACT, 2013 (THE "ACT"), RULES MADE THEREUNDER AND ALL OTHER APPLICABLE PROVISIONS OF THE ACT (INCLUDING ANY AMENDMENT THERETO OR RE-ENACTMENT THEREOF), SECURITIES AND EXCHANGE BOARD OF INDIA (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014 (THE "REGULATIONS"), THE GUIDELINES PRESCRIBED THEREUNDER BY SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) AND OTHER SEBI REGULATIONS AS MAY BE APPLICABLE IN THIS REGARD, IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY, SUBJECT TO SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS, AS MAY BE NECESSARY AND FURTHER SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED WHILE GRANTING SUCH APPROVALS, PERMISSIONS AND SANCTIONS, WHICH MAY BE ACCEPTED BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE BOARD, WHICH TERM SHALL INCLUDE ANY COMMITTEE WHICH "THE BOARD" HAS AUTHORIZED IN THIS BEHALF INCLUDING AUTHORIZATION OF THE POWERS CONFERRED BY THIS RESOLUTION), FOLLOWING AMENDMENTS TO THE EMPLOYEE STOCK OPTION PLAN 2016 ("ESOP 2016") BE AND IS HEREBY APPROVED: (A) THE EXERCISE PERIOD OF STOCK OPTIONS ALREADY GRANTED WHICH ARE YET TO BE EXERCISED AND THE STOCK OPTIONS TO BE GRANTED IN FUTURE TO THE EMPLOYEES, UNDER THE ESOP 2016 BE INCREASED FROM THIRTY SIX MONTHS TO SIXTY MONTHS FROM THE DATE OF VESTING AND THE DEFINITION OF EXERCISE PERIOD IN THE CLAUSE 2.1 OF ESOP 2016 BE REPLACED WITH THE FOLLOWING: 2.1 "EXERCISE PERIOD" MEANS THE TIME PERIOD WHICH IS SIXTY (60) MONTHS FROM THE DATE OF VESTING IN ACCORDANCE WITH THE VESTING SCHEDULE, WITHIN WHICH THE EMPLOYEE MAY EXERCISE THE RIGHT TO APPLY FOR SHARES AGAINST THE VESTED OPTIONS. (B) SUBJECT TO THE APPROVAL OF THE COMPENSATION COMMITTEE IN THIS REGARD AND ON THE TERMS APPROVED BY IT, THE UNVESTED STOCK OPTIONS, UPON RETIREMENT OR SUPERANNUATION OF THE EMPLOYEES VEST IMMEDIATELY ON THE DATE OF RETIREMENT OR SUPERANNUATION, WHICH SHALL BE EXERCISED WITHIN SIX (6) MONTHS FROM THE CESSATION DATE AND CLAUSE 7.1(A) OF THE ESOP 2016 BE AND IS HEREBY REPLACED WITH THE FOLLOWING: 7.1. (A) IN CASE THE LEAVER IS CATEGORIZED AS A GOOD LEAVER, THEN ALL OPTIONS WHICH HAVE NOT VESTED AS ON THE CESSATION DATE SHALL LAPSE AND SUCH LEAVER SHALL BE ENTITLED TO EXERCISE ALL VESTED OPTIONS WITHIN SIX (6) MONTHS FROM THE CESSATION DATE; HOWEVER, NOTWITHSTANDING ANY OTHER PROVISIONS OF THE PLAN, WHERE THE LEAVER IS A GOOD LEAVER ON ACCOUNT OF RETIREMENT OR SUPERANNUATION, IN ACCORDANCE WITH THE RULES OF THE COMPANY, THE COMPENSATION COMMITTEE MAY, AT ITS DISCRETION AND HAVING REGARD TO SERVICES OF THE LEAVER, APPROVE VESTING OF THE OPTIONS, EITHER IN FULL OR OTHERWISE, WHICH WERE GRANTED TO THE LEAVER AND ARE OTHERWISE NOT VESTED. UPON APPROVAL OF THE COMPENSATION COMMITTEE, SUCH APPROVED UNVESTED OPTIONS SHALL VEST ON THE DATE OF RETIREMENT/SUPERANNUATION AND LEAVER SHALL BE ENTITLED TO EXERCISE ALL SUCH VESTED OPTIONS WITHIN SIX (6) MONTHS FROM THE CESSATION DATE. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS, BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY IN ITS ABSOLUTE DISCRETION DEEM FIT, NECESSARY OR DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION WITH POWER TO SETTLE ANY ISSUES, QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN THIS REGARD | F,N,A | F | Management Proposal | F | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATIONS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: RESOLVED THAT PURSUANT TO SECTION 62 OF THE COMPANIES ACT, 2013, RULES MADE THEREUNDER AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (INCLUDING ANY AMENDMENT THERETO OR RE-ENACTMENT THEREOF), SECURITIES AND EXCHANGE BOARD OF INDIA (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014, THE GUIDELINES PRESCRIBED THEREUNDER BY SEBI AND OTHER SEBI REGULATIONS AS MAY BE APPLICABLE IN THIS REGARD AND IN ACCORDANCE WITH THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND SUBJECT TO SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS, AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED WHILE GRANTING SUCH APPROVALS, PERMISSIONS AND SANCTIONS, WHICH MAY BE ACCEPTED BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS "THE BOARD", WHICH TERM SHALL INCLUDE ANY COMMITTEE WHICH THE BOARD HAS AUTHORIZED IN THIS BEHALF INCLUDING AUTHORIZATION OF THE POWERS CONFERRED BY THIS RESOLUTION), APPROVAL OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED TO EXTEND THE BENEFITS OF AMENDMENTS TO "MPHASIS EMPLOYEE STOCK OPTION PLAN 2016" (ESOP 2016) PROPOSED IN THE RESOLUTION UNDER ITEM NO. 6 OF THIS NOTICE TO THE ELIGIBLE EMPLOYEES OF THE SUBSIDIARY COMPANIES AS IDENTIFIED BY THE BOARD FROM TIME TO TIME, ON SUCH TERMS AND CONDITIONS AS MAY BE DECIDED BY THE BOARD AND FOR THE PURPOSE OF GIVING EFFECT TO THE RESOLUTION, THE BOARD BE AND IS HEREBY AUTHORIZED TO TAKE SUCH STEPS AND ACTIONS AND GIVE SUCH DIRECTIONS AS IT MAY IN ITS ABSOLUTE DISCRETION DEEM NECESSARY AND SETTLE ANY QUESTION THAT MAY ARISE IN THIS REGARD | F,N,A | F | Management Proposal | F | 19-Jul-2020 | |
MPHASIS LTD | 23-Jul-2020 | Y6144V108 | Annual General Meeting | 16-Jul-2020 | INE356A01018 | 6151593 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 436179 DUE TO RESOLUTION 6 IS A SINGLE VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | M | Please reference meeting materials. | M | 19-Jul-2020 | ||
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | ADOPTION OF FINANCIAL STATEMENTS | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | APPOINTMENT OF MR. PROMEET GHOSH (DIN: 05307658) AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. SHANTANU KHOSLA (DIN: 00059877) AS THE MANAGING DIRECTOR | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. P.M. MURTY (DIN: 00011179) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. D. SUNDARAM (DIN: 00016304) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. H.M. NERURKAR (DIN: 00265887) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RATIFICATION OF REMUNERATION PAYABLE TO M/S. ASHWIN SOLANKI & ASSOCIATES, COST AUDITORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | ADOPTION OF FINANCIAL STATEMENTS | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | APPOINTMENT OF MR. PROMEET GHOSH (DIN: 05307658) AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. SHANTANU KHOSLA (DIN: 00059877) AS THE MANAGING DIRECTOR | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. P.M. MURTY (DIN: 00011179) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. D. SUNDARAM (DIN: 00016304) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RE-APPOINTMENT OF MR. H.M. NERURKAR (DIN: 00265887) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 24-Jul-2020 | Y1786D102 | Annual General Meeting | 17-Jul-2020 | INE299U01018 | BD87BS8 | RATIFICATION OF REMUNERATION PAYABLE TO M/S. ASHWIN SOLANKI & ASSOCIATES, COST AUDITORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORT OF THE AUDITOR THEREON AND THE REPORT OF THE BOARD OF DIRECTORS AND IN THIS CONNECTION TO CONSIDER AND IF DEEMED FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE AUDITORS THEREON PLACED BEFORE THE 58TH ANNUAL GENERAL MEETING BE AND ARE HEREBY RECEIVED AND ADOPTED | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORT OF THE AUDITORS THEREON AND IN THIS CONNECTION TO CONSIDER AND IF DEEMED FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON PLACED BEFORE THE 58TH ANNUAL GENERAL MEETING BE AND ARE HEREBY RECEIVED AND ADOPTED | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO DECLARE DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND IF DEEMED FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT A DIVIDEND OF INR 12/- PER EQUITY SHARE OF FACE VALUE OF INR 1/- EACH BE DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THAT THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY TO THOSE SHAREHOLDERS WHOSE NAMES APPEAR IN THE REGISTER OF MEMBERS AS ON JULY 17, 2020 IN CASE THE SHARES ARE HELD IN PHYSICAL FORM AND TO THE BENEFICIAL HOLDERS OF THE DEMATERIALISED SHARES AS ON JULY 17, 2020 AS PER THE DETAILS PROVIDED BY NATIONAL SECURITIES DEPOSITORY LIMITED AND CENTRAL DEPOSITORY SERVICES (INDIA) LIMITED IN CASE THE SHARES ARE HELD IN ELECTRONIC FORM | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO APPOINT A DIRECTOR IN PLACE OF MR. M M VENKATACHALAM (DIN 00152619), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT AND IN THIS CONNECTION TO CONSIDER AND IF DEEMED FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014, AS AMENDED FROM TIME TO TIME, MR. M M VENKATACHALAM, (DIN 00152619), WHO RETIRES BY ROTATION AND BEING ELIGIBLE FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO APPROVE PAYMENT OF REMUNERATION TO MR. M M MURUGAPPAN, NON-EXECUTIVE CHAIRMAN (DIN 00170478), FOR THE FINANCIAL YEAR 2019-20 AND IN THIS REGARD TO CONSIDER AND IF DEEMED FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 197, 198 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014 (INCLUDING ANY STATUTORY MODFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND PURSUANT TO REGULATION 17 OF SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, APPROVAL OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR PAYMENT OF COMMISSION OF INR 200 LAKHS TO MR. M M MURUGAPPAN, NON- EXECUTIVE CHAIRMAN, FOR THE FINANCIAL YEAR 2019-20. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS (HEREINAFTER REFERRED TO AS THE BOARD WHICH TERM SHALL BE DEEMED TO INCLUDE NOMINATION AND REMUNERATION COMMITTEE OF THE BOARD) BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY, IN ITS SOLE AND ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT, USUAL OR PROPER TO GIVE EFFECT TO THIS RESOLUTION. | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO RE-APPOINT MR. SUMIT BOSE (DIN 03340616) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A SECOND TERM AND IN THIS REGARD TO CONSIDER AND IF DEEMED FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149,150,152 AND 160 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (THE ACT), THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 READ WITH SCHEDULE IV TO THE ACT, AS AMENDED FROM TIME TO TIME AND REGULATION 17 AND OTHER APPLICABLE REGULATIONS, IF ANY, OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT THEREOF FOR THE TIME BEING IN FORCE), MR. SUMIT BOSE, (DIN 03340616) WHO IS ELIGIBLE FOR RE-APPOINTMENT AS AN INDEPENDENT DIRECTOR AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT, FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR AND WHO HAS SUBMITTED A DECLARATION THAT HE MEETS THE CRITERIA FOR INDEPENDENCE AS PROVIDED IN THE ACT AND REGULATIONS, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT LIABLE TO RETIRE BY ROTATION, FOR A SECOND TERM FOR THE PERIOD FROM MARCH 21, 2021 TO MARCH 29, 2024. | F,N,A | F | Management Proposal | A | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO RE-APPOINT MR. SAMEER GOEL (DIN 07298938) AS MANAGING DIRECTOR OF THE COMPANY, FOR A PERIOD FROM OCTOBER 01, 2020 TO JANUARY 31, 2023 AND IN THIS CONNECTION, TO CONSIDER AND IF DEEMED FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT PURSUANT TO ARTICLE 130 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE PROVISIONS OF SECTIONS 196, 197, 198, 203 AND ALL OTHER RELATED AND APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (THE ACT) READ WITH SCHEDULE V OF THE ACT, (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) THE APPROVAL OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR RE-APPOINTMENT OF MR. SAMEER GOEL AS THE MANAGING DIRECTOR OF THE COMPANY FOR THE PERIOD FROM OCTOBER 01, 2020 TO JANUARY 31, 2023. RESOLVED FURTHER THAT MR. SAMEER GOEL, MANAGING DIRECTOR, BE PAID REMUNERATION BY WAY OF SALARY, ALLOWANCES, INCENTIVE AND PERQUISITES, SUBJECT TO A MAXIMUM LIMIT OF 5% OF THE NET PROFITS OF THE COMPANY, AS DETERMINED BY THE NOMINATION AND REMUNERATION COMMITTEE AND APPROVED BY THE BOARD, FOR EACH OF THE FINANCIAL YEAR COMPUTED AS PER THE PROVISIONS OF SECTION 198 OF THE ACT READ WITH SCHEDULE V OF THE ACT, (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT THEREOF FOR THE TIME BEING IN FORCE), WITH EFFECT FROM OCTOBER 01, 2020. RESOLVED FURTHER THAT WITHIN THE MAXIMUM LIMIT OF 5% OF THE NET PROFITS OF THE COMPANY, MR. SAMEER GOEL BE PAID THE FOLLOWING REMUNERATION WITH EFFECT FROM OCTOBER 01, 2020. (AS SPECIFIED ) GENERAL (I) PERQUISITES SHALL INCLUDE PROVISION OF FURNISHED/ UNFURNISHED ACCOMMODATION, PERSONAL ACCIDENT INSURANCE, REIMBURSEMENT OF MEDICAL EXPENSES INCURRED FOR SELF AND FAMILY, CLUB SUBSCRIPTION, PROVISION OF CARS AS PER THE RULES OF THE COMPANY IN FORCE FROM TIME TO TIME AND ANY OTHER PERQUISITES, BENEFITS, AMENITIES AS MAY BE DECIDED FROM TIME TO TIME AND APPROVED BY THE NOMINATION AND REMUNERATION COMMITTEE. (II) PERQUISITES SHALL BE VALUED IN TERMS OF ACTUAL EXPENDITURE INCURRED BY THE COMPANY IN PROVIDING BENEFIT TO THE EMPLOYEES. HOWEVER, IN CASES WHERE THE ACTUAL AMOUNT OF EXPENDITURE CANNOT BE ASCERTAINED WITH REASONABLE ACCURACY (INCLUDING CAR PROVIDED FOR OFFICIAL AND PERSONAL PURPOSES AND LOANS) THE PERQUISITES SHALL BE VALUED AS PER INCOME TAX RULES. (III) PROVISION OF TELEPHONE AT RESIDENCE AND EXPENSES ON ACCOUNT OF CAR FOR OFFICIAL USE SHALL NOT BE RECKONED AS PERQUISITES. (IV) MR. SAMEER GOEL, MANAGING DIRECTOR, WILL NOT BE ENTITLED TO ANY SITTING FEES FOR ATTENDING MEETINGS OF THE BOARD OR OF ANY COMMITTEE THEREOF. (V) MR. SAMEER GOEL, MANAGING DIRECTOR, WILL BE SUBJECT TO ALL OTHER SERVICE CONDITIONS AS APPLICABLE TO ANY OTHER SENIOR MANAGEMENT EMPLOYEE OF THE COMPANY. RESOLVED FURTHER THAT IN THE EVENT OF ABSENCE OR INADEQUACY OF PROFITS IN ANY FINANCIAL YEAR, THE REMUNERATION BY WAY OF SALARY, ALLOWANCES, PERQUISITES, AMENITIES, FACILITIES, INCENTIVE AND RETIREMENT BENEFITS TO MR. SAMEER GOEL, MANAGING DIRECTOR, AS MAY BE DETERMINED BY THE BOARD OR NOMINATION AND REMUNERATION COMMITTEE, SHALL NOT, EXCEPT WITH THE APPROVAL OF THE SHAREHOLDERS BY WAY OF PASSING SPECIAL RESOLUTION, EXCEED THE LIMITS PRESCRIBED UNDER THE ACT AND RULES MADE THERE UNDER OR ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
COROMANDEL INTERNATIONAL LTD | 24-Jul-2020 | Y1754W140 | Annual General Meeting | 17-Jul-2020 | INE169A01031 | B0VDZN5 | TO RATIFY THE REMUNERATION OF THE COST AUDITORS FOR THE FINANCIAL YEAR 2020-21 AND IN THIS REGARD TO CONSIDER AND IF DEEMED FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH RULE 14(A) OF THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION OF THE COST AUDITORS OF THE COMPANY, AS SET OUT HEREUNDER AND APPROVED BY THE BOARD OF DIRECTORS TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21, BE AND IS HEREBY RATIFIED. ( AS SPECIFIED ) RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OR KEY MANAGERIAL PERSONNEL OF THE COMPANY BE AND THEY ARE HEREBY SEVERALLY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION. | F,N,A | F | Management Proposal | F | 21-Jul-2020 | |
TECH MAHINDRA LTD | 28-Jul-2020 | Y85491127 | Annual General Meeting | 21-Jul-2020 | INE669C01036 | BWFGD63 | ADOPTION OF FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 23-Jul-2020 | |
TECH MAHINDRA LTD | 28-Jul-2020 | Y85491127 | Annual General Meeting | 21-Jul-2020 | INE669C01036 | BWFGD63 | ADOPTION OF CONSOLIDATED FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 23-Jul-2020 | |
TECH MAHINDRA LTD | 28-Jul-2020 | Y85491127 | Annual General Meeting | 21-Jul-2020 | INE669C01036 | BWFGD63 | DECLARATION OF DIVIDEND: TO CONFIRM THE INTERIM DIVIDEND PAID ON EQUITY SHARES AND TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 | F,N,A | F | Management Proposal | F | 23-Jul-2020 | |
TECH MAHINDRA LTD | 28-Jul-2020 | Y85491127 | Annual General Meeting | 21-Jul-2020 | INE669C01036 | BWFGD63 | APPOINTMENT OF MR. C. P. GURNANI (DIN: 00018234) AS A DIRECTOR LIABLE TO RETIRE BY ROTATION: TO APPOINT A DIRECTOR IN PLACE OF MR. C. P. GURNANI (DIN: 00018234), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 23-Jul-2020 | |
TECH MAHINDRA LTD | 28-Jul-2020 | Y85491127 | Annual General Meeting | 21-Jul-2020 | INE669C01036 | BWFGD63 | APPOINTMENT OF DR. ANISH SHAH (DIN: 02719429) AS A DIRECTOR OF THE COMPANY: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (THE "ACT") AND THE RULES FRAMED THEREUNDER, DR. ANISH SHAH (DIN: 02719429), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY BY THE BOARD OF DIRECTORS WITH EFFECT FROM 10TH SEPTEMBER, 2019 AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY IN TERMS OF SECTION 161(1) OF THE ACT, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 23-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED FINANCIAL STATEMENTS OF THE CORPORATION FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON.B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: NO INTERIM DIVIDEND WAS DECLARED THE CORPORATION DURING THE YEAR ENDED MARCH 31, 2020 COMPARED TO A INTERIM DIVIDEND OF INR 3.50 PER EQUITY SHARE OF FACE VALUE OF 2 EACH IN THE PREVIOUS FINANCIAL YEAR | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO APPOINT A DIRECTOR IN PLACE OF MS. RENU SUD KARNAD (DIN:00008064), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR RE-APPOINTMENT OF MS. RENU SUD KARNAD AS THE MANAGING DIRECTOR OF THE CORPORATION: (DIN:00008064) | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR RE-APPOINTMENT OF MR. V. SRINIVASA RANGAN AS THE WHOLE-TIME DIRECTOR OF THE CORPORATION ('DESIGNATED AS 'EXECUTIVE DIRECTOR'): (DIN:00030248) | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPROVAL OF RELATED PARTY TRANSACTIONS WITH HDFC BANK LIMITED, AN ASSOCIATE COMPANY OF THE CORPORATION | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS SPECIAL RESOLUTION FOR ISSUANCE REDEEMABLE NON-CONVERTIBLE DEBENTURES AND/OR OTHER HYBRID INSTRUMENTS ON PRIVATE PLACEMENT BASIS | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR SALE OF SHARES HELD IN HDFC LIFE INSURANCE COMPANY LIMITED, A MATERIAL LISTED SUBSIDIARY OF THE CORPORATION, PURSUANT TO THE SPECIFIC DIRECTION ISSUED BY THE RESERVE BANK OF INDIA | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR SALE OF SHARES HELD IN HDFC ERGO GENERAL INSURANCE COMPANY LIMITED, A MATERIAL SUBSIDIARY OF THE CORPORATION, PURSUANT TO THE SPECIFIC DIRECTION ISSUED BY THE RESERVE BANK OF INDIA | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED FINANCIAL STATEMENTS OF THE CORPORATION FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON.B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: NO INTERIM DIVIDEND WAS DECLARED THE CORPORATION DURING THE YEAR ENDED MARCH 31, 2020 COMPARED TO A INTERIM DIVIDEND OF INR 3.50 PER EQUITY SHARE OF FACE VALUE OF 2 EACH IN THE PREVIOUS FINANCIAL YEAR | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO APPOINT A DIRECTOR IN PLACE OF MS. RENU SUD KARNAD (DIN:00008064), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR RE-APPOINTMENT OF MS. RENU SUD KARNAD AS THE MANAGING DIRECTOR OF THE CORPORATION: (DIN:00008064) | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR RE-APPOINTMENT OF MR. V. SRINIVASA RANGAN AS THE WHOLE-TIME DIRECTOR OF THE CORPORATION ('DESIGNATED AS 'EXECUTIVE DIRECTOR'): (DIN:00030248) | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPROVAL OF RELATED PARTY TRANSACTIONS WITH HDFC BANK LIMITED, AN ASSOCIATE COMPANY OF THE CORPORATION | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS SPECIAL RESOLUTION FOR ISSUANCE REDEEMABLE NON-CONVERTIBLE DEBENTURES AND/OR OTHER HYBRID INSTRUMENTS ON PRIVATE PLACEMENT BASIS | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR SALE OF SHARES HELD IN HDFC LIFE INSURANCE COMPANY LIMITED, A MATERIAL LISTED SUBSIDIARY OF THE CORPORATION, PURSUANT TO THE SPECIFIC DIRECTION ISSUED BY THE RESERVE BANK OF INDIA | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
HOUSING DEVELOPMENT FINANCE CORP LTD | 30-Jul-2020 | Y37246207 | Annual General Meeting | 23-Jul-2020 | INE001A01036 | 6171900 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION FOR SALE OF SHARES HELD IN HDFC ERGO GENERAL INSURANCE COMPANY LIMITED, A MATERIAL SUBSIDIARY OF THE CORPORATION, PURSUANT TO THE SPECIFIC DIRECTION ISSUED BY THE RESERVE BANK OF INDIA | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | DECLARATION OF FINAL DIVIDEND AT THE RATE OF RS. 1.50 PER EQUITY SHARE OF RS. 10/- EACH FULLY PAID, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | F,N,A | F | Management Proposal | F | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | APPOINTMENT OF DIRECTOR IN PLACE OF MR. PARAG SHAH (DIN: 00374944), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | APPROVAL FOR APPOINTMENT OF MR. V. S. PARTHASARATHY (DIN: 00125299) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | APPROVAL FOR APPOINTMENT OF MR. RAMPRAVEEN SWAMINATHAN (DIN: 01300682) AS A MANAGING DIRECTOR & CEO OF THE COMPANY FOR A PERIOD OF 5 YEARS W.E.F. 4 FEBRUARY 2020 TO 3 FEBRUARY 2025 (BOTH DAYS INCLUSIVE), LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | F | 26-Jul-2020 | |
MAHINDRA LOGISTICS LTD | 30-Jul-2020 | Y54167104 | Annual General Meeting | 23-Jul-2020 | INE766P01016 | BF50C70 | APPROVAL FOR APPOINTMENT OF MS. MALVIKA SINHA (DIN: 08373142) AS A NON- EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF 5 CONSECUTIVE YEARS COMMENCING FROM 30 JULY 2020 TO 29 JULY 2025, NOT LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 26-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK, FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 AND THE REPORTS OF THE DIRECTORS' AND THE AUDITORS' THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 AND THE REPORT OF THE AUDITORS' THEREON | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | TO APPOINT A DIRECTOR IN PLACE OF SHRI B. BABURAO (DIN 00425793), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, SCHEDULE IV AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), THE APPLICABLE PROVISIONS OF REGULATION 17 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), SECTION 10A(2A) AND OTHER RELEVANT PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA (THE "RBI"), IN THIS REGARD, FROM TIME TO TIME AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE), THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND PURSUANT TO THE RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK, SHRI RAKESH MAKHIJA (DIN 00117692) WHOSE FIRST TERM AS AN INDEPENDENT DIRECTOR OF THE BANK IS DUE TO EXPIRE ON 26TH OCTOBER 2020 AND WHO MEETS THE CRITERIA OF INDEPENDENCE AS PRESCRIBED UNDER THE PROVISIONS OF SECTION 149(6) OF THE ACT AND REGULATION 16(1)(B) OF THE SEBI LISTING REGULATIONS AND WHO IS ELIGIBLE TO BE RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK FOR HIS SECOND TERM OF THREE YEARS, WITH EFFECT FROM 27TH OCTOBER 2020 UP TO 26TH OCTOBER 2023 (BOTH DAYS INCLUSIVE), BEING THE PERIOD UP TO WHICH HE CAN CONTINUE AS A DIRECTOR OF THE BANK, UNDER THE PROVISIONS OF SECTION 10A(2A) OF THE BANKING REGULATION ACT, 1949 AND THAT DURING HIS TENURE AS AN INDEPENDENT DIRECTOR OF THE BANK, SHRI RAKESH MAKHIJA SHALL NOT BE LIABLE TO RETIRE BY ROTATION, IN TERMS OF SECTION 149(13) OF THE ACT." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, TO FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN THIS REGARD, AS HE/SHE MAY IN HIS/HER SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/ OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE RELEVANT PROVISIONS OF SECTION 152 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), SECTION 10A (2A) AND ALL OTHER APPLICABLE PROVISIONS OF THE BANKING REGULATION ACT, 1949 AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI"), IN THIS REGARD, FROM TIME TO TIME, AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE) AND THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND PURSUANT TO THE RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK, APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE APPOINTMENT OF SHRI T.C. SUSEEL KUMAR (DIN 06453310), WHO WAS APPOINTED AS AN ADDITIONAL NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK, PURSUANT TO THE NOMINATION RECEIVED FROM LIFE INSURANCE CORPORATION OF INDIA, PROMOTER OF THE BANK, IN TERMS OF ARTICLE 90 OF THE ARTICLES OF ASSOCIATION OF THE BANK, WITH EFFECT FROM 1ST JULY 2020 AND WHO HOLDS OFFICE AS SUCH UP TO THE DATE OF THIS ANNUAL GENERAL MEETING, AS THE NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK AND THAT DURING HIS TENURE AS THE NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK, SHRI T. C. SUSEEL KUMAR SHALL BE LIABLE TO RETIRE BY ROTATION, IN TERMS OF SECTION 152 OF THE ACT." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, TO FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN THIS REGARD, AS HE/SHE MAY IN HIS/HER SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/ OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE RELEVANT PROVISIONS OF SECTION 42 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), THE RELEVANT PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008 (THE "SEBI ILDS REGULATIONS"), THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), THE APPLICABLE PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI") AND/OR THE SECURITIES AND EXCHANGE BOARD OF INDIA (THE "SEBI"), IN THIS REGARD, FROM TIME TO TIME, AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE) AND THE RELEVANT PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND SUBJECT TO RECEIPT OF SUCH APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) AS MAY BE NECESSARY FROM THE CONCERNED STATUTORY OR REGULATORY AUTHORITY(IES), APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR BORROWING/RAISING OF FUNDS DENOMINATED IN INDIAN RUPEES OR ANY OTHER PERMITTED FOREIGN CURRENCY, BY ISSUE OF DEBT SECURITIES INCLUDING, BUT NOT LIMITED TO, LONG TERM BONDS, GREEN BONDS, MASALA BONDS, OPTIONALLY/COMPULSORILY CONVERTIBLE DEBENTURES, NON-CONVERTIBLE DEBENTURES, PERPETUAL DEBT INSTRUMENTS, AT 1 BONDS, INFRASTRUCTURE BONDS AND TIER II CAPITAL BONDS OR SUCH OTHER DEBT SECURITIES AS MAY BE PERMITTED UNDER THE RBI GUIDELINES, FROM TIME TO TIME, ON A PRIVATE PLACEMENT BASIS AND/OR FOR MAKING OFFERS AND/OR INVITATIONS THEREOF, AND/OR ISSUE(S)/ISSUANCES THEREOF, ON A PRIVATE PLACEMENT BASIS, FOR A PERIOD OF ONE (1) YEAR FROM THE DATE HEREOF, IN ONE (1) OR MORE TRANCHES AND/OR SERIES AND/ OR UNDER ONE (1) OR MORE SHELF DISCLOSURE DOCUMENTS AND/ OR ONE (1) OR MORE LETTERS OF OFFER, AND ON SUCH TERMS AND CONDITIONS FOR EACH SERIES/TRANCHES, INCLUDING THE PRICE, COUPON, PREMIUM, DISCOUNT, TENOR ETC. AS DEEMED FIT BY THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE(S) CONSTITUTED/TO BE CONSTITUTED BY THE BOARD TO EXERCISE ITS POWERS, INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), AS PER THE STRUCTURE AND WITHIN THE LIMITS PERMITTED BY THE RBI, UPTO AN AMOUNT OF INR 35,000 CRORES (RUPEES THIRTY FIVE THOUSAND CRORES ONLY) IN DOMESTIC AND/OR OVERSEAS MARKETS WITHIN THE OVERALL BORROWING LIMITS OF THE BANK." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH THE POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE, IN THIS EGARD, AS HE/SHE MAY IN ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 23, 41, 42 AND 62 (1) (C) AND OTHER RELEVANT PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, AS AMENDED, AND THE RELEVANT RULES NOTIFIED THEREUNDER, INCLUDING THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE) (THE "ACT"), THE RELEVANT PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA (THE "RBI") IN THIS REGARD, FROM TIME TO TIME, THE PROVISIONS OF THE FOREIGN EXCHANGE MANAGEMENT ACT, 1999, AS AMENDED, AND THE RULES AND REGULATIONS NOTIFIED THEREUNDER (THE "FEMA"), THE FOREIGN EXCHANGE MANAGEMENT (NON-DEBT INSTRUMENTS) RULES, 2019, AS AMENDED, THE CURRENT CONSOLIDATED FDI POLICY ISSUED BY THE DEPARTMENT OF INDUSTRIAL POLICY AND PROMOTION, MINISTRY OF COMMERCE AND INDUSTRY, GOVERNMENT OF INDIA (THE "GOI"), AS AMENDED, FROM TIME TO TIME, THE MASTER DIRECTIONS - ISSUE AND PRICING OF SHARES BY PRIVATE SECTOR BANKS, DIRECTIONS, 2016, THE MASTER DIRECTIONS - OWNERSHIP IN PRIVATE SECTOR BANKS, DIRECTIONS, 2016, THE RULES, THE REGULATIONS, GUIDELINES, NOTIFICATIONS AND CIRCULARS, IF ANY, PRESCRIBED BY THE GOI, THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018, AS AMENDED (THE "SEBI ICDR REGULATIONS"), THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH DEPOSITORY RECEIPT MECHANISM) SCHEME, 1993, THE DEPOSITORY RECEIPT SCHEME, 2014, THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, (THE "SEBI LISTING REGULATIONS"), AS AMENDED, AND SUBJECT TO SUCH OTHER APPLICABLE RULES, REGULATIONS, CIRCULARS, NOTIFICATIONS, CLARIFICATIONS AND GUIDELINES ISSUED THEREON, FROM TIME TO TIME, BY THE GOI, THE MINISTRY OF CORPORATE AFFAIRS (THE "MCA"), THE RBI, THE SECURITIES AND EXCHANGE BOARD OF INDIA (THE "SEBI") AND THE STOCK EXCHANGES WHERE THE EQUITY SHARES OF INR 2/- EACH OF THE BANK (AS DEFINED HEREAFTER) ("EQUITY SHARES") ARE LISTED AND THE ENABLING PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND SUBJECT TO RECEIPT OF REQUISITE APPROVALS, CONSENTS, PERMISSIONS AND/ OR SANCTIONS, IF ANY, FROM ANY OTHER APPROPRIATE GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES AND SUBJECT TO SUCH OTHER CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED, STIPULATED OR IMPOSED UPON BY ANY OF THE SAID GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, WHILE GRANTING SUCH APPROVALS, CONSENTS, PERMISSIONS, AND/OR SANCTIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE BANK (THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE(S) OF DIRECTORS CONSTITUTED/ TO BE CONSTITUTED BY THE BOARD, FROM TIME TO TIME, TO EXERCISE ITS POWERS CONFERRED HEREIN (THE "COMMITTEE")), CONSENT, AUTHORITY AND APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD TO CREATE, OFFER, ISSUE AND ALLOT (INCLUDING WITH PROVISIONS FOR RESERVATION ON FIRM AND/OR ON COMPETITIVE BASIS, OF SUCH PART OF ISSUE AND FOR SUCH CATEGORIES OF PERSONS AS MAY BE PERMITTED), WITH OR WITHOUT GREEN SHOE OPTION, SUCH NUMBER OF EQUITY SHARES, AND/OR EQUITY SHARES THROUGH DEPOSITORY RECEIPTS, AND/OR SECURITIES CONVERTIBLE INTO EQUITY SHARES AT THE OPTION OF THE BANK AND/ OR THE HOLDERS OF SUCH SECURITIES, AND/ OR SECURITIES LINKED TO EQUITY SHARES, AND/OR ANY OTHER INSTRUMENT OR SECURITIES REPRESENTING EQUITY SHARES AND/ OR CONVERTIBLE SECURITIES LINKED TO EQUITY SHARES (ALL OF WHICH ARE HEREINAFTER COLLECTIVELY REFERRED TO AS "SECURITIES") OR ANY COMBINATION OF SECURITIES, IN ONE OR MORE TRANCHES, WHETHER RUPEE DENOMINATED OR DENOMINATED IN ONE OR MORE FOREIGN CURRENCY(IES), IN THE COURSE OF INTERNATIONAL AND/ OR DOMESTIC OFFERING(S) IN ONE OR MORE FOREIGN MARKETS AND/OR DOMESTIC MARKET, OF PRIVATE OFFERINGS AND/OR PREFERENTIAL ALLOTMENT AND/OR QUALIFIED INSTITUTIONS PLACEMENT OR ANY COMBINATION THEREOF, THROUGH ISSUE OF PLACEMENT DOCUMENT OR OTHER PERMISSIBLE/ REQUISITE OFFER DOCUMENT TO ANY ELIGIBLE PERSON, INCLUDING QUALIFIED INSTITUTIONAL BUYERS, IN ACCORDANCE WITH CHAPTER VI OF THE SEBI ICDR REGULATIONS, FOREIGN/ RESIDENT INVESTORS (WHETHER INSTITUTIONS, INCORPORATED BODIES, MUTUAL FUNDS, INDIVIDUALS OR OTHERWISE), VENTURE CAPITAL FUNDS (FOREIGN OR INDIAN), ALTERNATE INVESTMENT FUNDS, FOREIGN PORTFOLIO INVESTORS OTHER THAN INDIVIDUALS, CORPORATE BODIES AND FAMILY OFFICES, QUALIFIED FOREIGN INVESTORS, INDIAN AND/ OR MULTILATERAL FINANCIAL INSTITUTIONS, MUTUAL FUNDS, NON-RESIDENT INDIANS, STABILIZING AGENTS, PENSION FUNDS AND/OR ANY OTHER CATEGORIES OF INVESTORS, WHETHER THEY BE HOLDERS OF EQUITY SHARES OF THE BANK OR NOT (COLLECTIVELY CALLED THE "INVESTORS") AS MAY BE DECIDED BY THE BOARD, AT ITS SOLE AND ABSOLUTE DISCRETION AND PERMITTED UNDER THE APPLICABLE LAWS AND REGULATIONS, IN ONE OR MORE TRANCHES, FOR AN AGGREGATE AMOUNT NOT EXCEEDING INR 15,000 CRORES (RUPEES FIFTEEN THOUSAND CRORES) OR AN EQUIVALENT AMOUNT THEREOF (INCLUSIVE OF SUCH PREMIUM AS MAY BE FIXED ON SUCH SECURITIES) (THE "OFFERING") BY OFFERING THE SECURITIES AT SUCH TIME OR TIMES, AT SUCH PRICE OR PRICES, AT A DISCOUNT OR PREMIUM TO MARKET PRICE OR AT PRICES AS PERMITTED UNDER THE APPLICABLE LAWS, IN SUCH MANNER AND ON SUCH TERMS AND CONDITIONS INCLUDING SECURITY, RATE OF INTEREST ETC. AS MAY BE DEEMED APPROPRIATE BY THE BOARD AT ITS SOLE AND ABSOLUTE DISCRETION, INCLUDING THE DISCRETION, TO DETERMINE THE CATEGORIES OF INVESTORS TO WHOM THE OFFER, ISSUE AND ALLOTMENT SHALL BE MADE TO THE EXCLUSION OF OTHER CATEGORIES OF INVESTORS AT THE TIME OF SUCH OFFER, ISSUE AND ALLOTMENT OF EQUITY SHARES OF INR 2/- EACH OF THE BANK, CONSIDERING THE PREVAILING MARKET CONDITIONS AND OTHER RELEVANT FACTORS AND WHEREVER NECESSARY IN CONSULTATION WITH LEAD MANAGER(S) AND/OR UNDERWRITER(S) AND/OR OTHER ADVISOR(S) AS THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND APPROPRIATE. " "RESOLVED FURTHER THAT IN CASE OF ISSUANCE OF SECURITIES BY WAY OF A QUALIFIED INSTITUTIONS PLACEMENTS ("QIP"), UNDER CHAPTER VI OF THE SEBI ICDR REGULATIONS (THE "ELIGIBLE SECURITIES"): A. THE PRICE OF THE ELIGIBLE SECURITIES SHALL NOT BE LESS THAN THE PRICE AS MAY BE DETERMINED, IN ACCORDANCE WITH THE PRICING FORMULA PRESCRIBED UNDER PART IV OF CHAPTER VI OF THE SEBI ICDR REGULATIONS. B. THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION, ISSUE ELIGIBLE SECURITIES AT A DISCOUNT OF NOT MORE THAN FIVE PER CENT (5%) ON THE PRICE SO CALCULATED OR SUCH OTHER DISCOUNT AS MAY BE PERMITTED TO THE 'FLOOR PRICE' AS MAY BE DETERMINED, IN ACCORDANCE WITH THE PRICING FORMULA PRESCRIBED UNDER PART IV OF CHAPTER VI OF THE SEBI ICDR REGULATIONS. C. THE RELEVANT DATE FOR DETERMINATION OF THE PRICE OF THE EQUITY SHARES SHALL BE THE DATE OF THE MEETING AT WHICH THE BOARD (WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE THEREOF), DECIDES TO OPEN THE PROPOSED QIP, IN TERMS OF THE PROVISIONS OF THE ACT, THE SEBI ICDR REGULATIONS AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS. D. IN CASE CONVERTIBLE SECURITIES ARE ISSUED TO QUALIFIED INSTITUTIONAL BUYERS ("QIB") UNDER CHAPTER VI OF THE SEBI ICDR REGULATIONS, THE RELEVANT DATE FOR THE PURPOSE OF PRICING OF SUCH SECURITIES SHALL BE EITHER THE DATE OF THE MEETING AT WHICH THE BOARD DECIDES TO OPEN THE PROPOSED QIP OF SUCH CONVERTIBLE SECURITIES OR THE DATE ON WHICH THE HOLDERS OF SUCH CONVERTIBLE SECURITIES BECOME ENTITLED TO APPLY FOR THE EQUITY SHARES, IN TERMS OF THE PROVISIONS OF THE ACT, THE SEBI ICDR REGULATIONS AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS. E. THE ALLOTMENT OF EQUITY SHARES TO EACH QIB IN THE PROPOSED QIP ISSUE SHALL NOT EXCEED FIVE PER CENT (5%) OF THE POST ISSUED AND PAID UP CAPITAL OF THE BANK OR SUCH OTHER LIMIT(S) AS MAY BE PRESCRIBED UNDER THE APPLICABLE LAWS. F. THE ALLOTMENT OF ELIGIBLE SECURITIES OR ANY COMBINATION OF ELIGIBLE SECURITIES AS MAY BE DECIDED BY THE BOARD TO THE EACH QIBS SHALL BE FULLY PAID-UP AND THE ALLOTMENT OF SUCH ELIGIBLE SECURITIES SHALL BE COMPLETED WITHIN A PERIOD OF 365 DAYS, FROM THE DATE OF PASSING OF THIS SPECIAL RESOLUTION BY THE MEMBERS OF THE BANK AND THAT ALL SUCH EQUITY SHARES SHALL RANK PARI-PASSU INTER SE WITH THE THEN EXISTING EQUITY SHARES OF THE BANK, IN ALL RESPECTS, INCLUDING DIVIDEND AND SHALL BE SUBJECT TO THE PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF THE BANK. G. THE ELIGIBLE SECURITIES SHALL NOT BE SOLD FOR A PERIOD OF ONE (1) YEAR FROM THE DATE OF ITS ALLOTMENT, EXCEPT ON THE FLOOR OF RECOGNISED STOCK EXCHANGE(S). "RESOLVED FURTHER THAT IN THE EVENT THE SECURITIES ARE PROPOSED TO BE ISSUED AS FOREIGN CURRENCY CONVERTIBLE BONDS ("FCCBS"), AMERICAN DEPOSITORY RECEIPTS ("ADRS") OR GLOBAL DEPOSITORY RECEIPTS ("GDRS"), PURSUANT TO THE PROVISIONS OF THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH THE DEPOSITARY RECEIPT MECHANISM) SCHEME 1993, THE DEPOSITORY RECEIPT SCHEME, 2014 AND OTHER APPLICABLE PRICING PROVISIONS ISSUED BY THE MINISTRY OF FINANCE, THE RELEVANT DATE FOR THE PURPOSE OF PRICING THE SECURITIES TO BE ISSUED PURSUANT TO SUCH ISSUE SHALL BE THE DATE OF THE MEETING AT WHICH THE BOARD DECIDES TO OPEN SUCH ISSUE IN TERMS OF THIS SPECIAL RESOLUTION. PREFERENTIAL ISSUANCE AND ALLOTMENT OF SECURITIES (OTHER THAN AS ISSUED AND ALLOTTED TO QIBS BY WAY OF QIP) SHALL BE SUBJECT TO THE REQUIREMENTS PRESCRIBED UNDER THE ACT AND CHAPTER V OF THE SEBI ICDR REGULATIONS." "RESOLVED FURTHER THAT IN CASE OF ISSUANCE OF FCCBS, ADRS OR GDRS, THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION ISSUE SECURITIES AT A DISCOUNT, IF ANY, OF SUCH PRICE AS MAY BE PERMISSIBLE UNDER APPLICABLE REGULATIONS AT THE TIME OF ISSUANCE TO THE FLOOR PRICE DETERMINED, IN TERMS OF THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH THE DEPOSITARY RECEIPT MECHANISM) CONTD | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | CONTD SCHEME 1993, THE DEPOSITORY RECEIPT SCHEME, 2014 AND OTHER APPLICABLE PRICING PROVISIONS ISSUED BY THE MINISTRY OF FINANCE. " "RESOLVED FURTHER THAT THE BANK AND/OR ANY AGENCY OR BODY OR PERSON AUTHORISED BY THE BOARD MAY ISSUE DEPOSITORY RECEIPTS REPRESENTING THE UNDERLYING EQUITY SHARES IN THE CAPITAL OF THE BANK OR SUCH OTHER SECURITIES IN NEGOTIABLE, REGISTERED OR BEARER FORM, WITH SUCH FEATURES AND ATTRIBUTES AS MAY BE REQUIRED AND TO PROVIDE FOR THE TRADABILITY AND FREE TRANSFERABILITY THEREOF AS PER PREVALENT MARKET PRACTICES AND REGULATIONS (INCLUDING LISTING ON ONE OR MORE STOCK EXCHANGE(S) IN OR OUTSIDE INDIA)." "RESOLVED FURTHER THAT WITHOUT PREJUDICE TO THE GENERALITY OF THE ABOVE, SUBJECT TO APPLICABLE LAWS AND SUBJECT TO APPROVALS, CONSENTS, PERMISSIONS, IF ANY, OF ANY GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITY INCLUDING ANY CONDITIONS AS MAY BE PRESCRIBED IN GRANTING SUCH APPROVALS OR PERMISSIONS BY SUCH GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITY, THE AFORESAID ISSUE OF SECURITIES MAY HAVE ALL OR ANY TERMS OR COMBINATION OF TERMS, IN ACCORDANCE WITH PREVALENT MARKET PRACTICES OR AS THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT, INCLUDING BUT NOT LIMITED TO THE TERMS AND CONDITIONS, RELATING TO PAYMENT OF DIVIDEND, PREMIUM ON REDEMPTION AT THE OPTION OF THE BANK AND/OR HOLDERS OF ANY SECURITIES, OR VARIATION OF THE PRICE OR PERIOD OF CONVERSION OF SECURITIES INTO EQUITY SHARES OR ISSUE OF EQUITY SHARES DURING THE PERIOD OF THE SECURITIES OR TERMS PERTAINING TO VOTING RIGHTS OR OPTION(S) FOR EARLY REDEMPTION OF SECURITIES." "RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO CREATE, ISSUE, OFFER AND ALLOT SUCH NUMBER OF EQUITY SHARES AS MAY BE REQUIRED TO BE ISSUED AND ALLOTTED, INCLUDING ISSUE AND ALLOTMENT OF EQUITY SHARES UPON CONVERSION OF ANY DEPOSITORY RECEIPTS OR OTHER SECURITIES REFERRED TO ABOVE OR AS MAY BE NECESSARY IN ACCORDANCE WITH THE TERMS OF THE OFFER AND THAT ALL SUCH EQUITY SHARES SHALL RANK PARI-PASSU INTER SE AND WITH THE THEN EXISTING EQUITY SHARES OF THE BANK IN ALL RESPECTS, INCLUDING DIVIDEND AND SHALL BE SUBJECT TO THE PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF THE BANK." "RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE RESOLUTIONS DESCRIBED ABOVE, THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED FOR AND ON BEHALF OF THE BANK TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS INCLUDING BUT NOT LIMITED TO FINALISATION AND APPROVAL OF THE RELEVANT OFFERING DOCUMENTS, DETERMINING THE FORM AND MANNER OF THE ISSUE, THE NATURE AND NUMBER OF SECURITIES TO BE ALLOTTED, TIMING OF OFFERING, DETERMINATION OF PERSON(S) TO WHOM THE SECURITIES WILL BE OFFERED AND ALLOTTED, IN ACCORDANCE WITH APPLICABLE LAWS, THE ISSUE PRICE, FACE VALUE, DISCOUNTS PERMITTED UNDER APPLICABLE LAWS (NOW OR HEREAFTER), PREMIUM AMOUNT ON ISSUE/ CONVERSION OF THE SECURITIES, IF ANY, RATE OF INTEREST, EXECUTION OF VARIOUS AGREEMENTS, DEEDS, INSTRUMENTS AND OTHER DOCUMENTS, AS IT MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT, NECESSARY, PROPER OR APPROPRIATE, AND TO GIVE INSTRUCTIONS OR DIRECTIONS AND TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH REGARD TO THE ISSUE, OFFER OR ALLOTMENT OF SECURITIES (INCLUDING IN RELATION TO ISSUE OF SUCH SECURITIES IN ONE OR MORE TRANCHES FROM TIME TO TIME) AND UTILISATION OF THE ISSUE PROCEEDS AND TO ACCEPT AND TO GIVE EFFECT TO SUCH MODIFICATIONS, CHANGES, VARIATIONS, ALTERATIONS, DELETIONS, ADDITIONS AS REGARDS THE TERMS AND CONDITIONS AS MAY BE REQUIRED BY THE SEBI, THE REGISTRAR OF COMPANIES, THE LEAD MANAGER(S), OR OTHER AUTHORITIES OR AGENCIES INVOLVED IN OR CONCERNED WITH THE ISSUE OF SECURITIES AND AS THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND APPROPRIATE IN THE BEST INTEREST OF THE BANK, WITHOUT BEING REQUIRED TO SEEK ANY FURTHER CONSENT OR APPROVAL OF THE MEMBERS OF THE BANK OR OTHERWISE AND THAT ALL OR ANY OF THE POWERS CONFERRED HEREIN ON THE BANK AND THE BOARD PURSUANT TO THIS SPECIAL RESOLUTION MAY BE EXERCISED BY THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, TO THE END AND INTENT THAT THE MEMBERS SHALL BE DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO EXPRESSLY BY THE AUTHORITY OF THIS SPECIAL RESOLUTION, AND ALL ACTIONS TAKEN BY THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, TO EXERCISE ITS POWERS, IN CONNECTION WITH ANY MATTER(S) REFERRED TO OR CONTEMPLATED IN ANY OF THE FOREGOING RESOLUTIONS BE AND ARE HEREBY APPROVED, RATIFIED AND CONFIRMED, IN ALL RESPECTS." "RESOLVED FURTHER THAT THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED TO ENGAGE/ APPOINT LEAD MANAGERS, UNDERWRITERS, DEPOSITORIES, CUSTODIANS, REGISTRARS, STABILISING AGENTS, TRUSTEES, BANKERS, LAWYERS, ADVISORS AND ALL SUCH AGENCIES AS MAY BE INVOLVED OR CONCERNED IN SUCH OFFERINGS OF SECURITIES AND TO REMUNERATE THEM BY WAY OF COMMISSION, BROKERAGE, FEES OR THE LIKE AND ALSO TO REIMBURSE THEM OUT OF POCKET EXPENSES AND ALSO TO ENTER INTO AND EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS, MEMORANDA, DOCUMENTS ETC. WITH SUCH AGENCIES." "RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE RESOLUTIONS, THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE BANK TO NEGOTIATE, MODIFY, SIGN, EXECUTE, REGISTER, DELIVER INCLUDING SIGN ANY DECLARATIONS OR NOTICE REQUIRED IN CONNECTION WITH THE PRIVATE PLACEMENT OFFER LETTER, INFORMATION MEMORANDUM, THE DRAFT OFFER DOCUMENT, OFFER LETTER, OFFER DOCUMENT, OFFER CIRCULAR OR PLACEMENT DOCUMENT FOR ISSUE OF THE SECURITIES, TERM SHEET, ISSUE AGREEMENT, REGISTRAR AGREEMENT, ESCROW AGREEMENT, UNDERWRITING AGREEMENT, PLACEMENT AGREEMENT, CONSORTIUM AGREEMENT, TRUSTEE AGREEMENT, TRUST DEED, SUBSCRIPTION AGREEMENT, PURCHASE AGREEMENT, AGENCY AGREEMENT, AGREEMENTS WITH THE DEPOSITORIES, SECURITY DOCUMENTS, AND OTHER NECESSARY AGREEMENTS, MEMORANDUM OF UNDERSTANDING, DEEDS, GENERAL UNDERTAKING/ INDEMNITY, CERTIFICATES, CONSENTS, COMMUNICATIONS, AFFIDAVITS, APPLICATIONS (INCLUDING THOSE TO BE FILED WITH THE GOVERNMENTAL/ REGULATORY/ STATUTORY AUTHORITIES, IF ANY) (THE "TRANSACTION DOCUMENTS") (WHETHER BEFORE OR AFTER EXECUTION OF THE TRANSACTION DOCUMENTS) TOGETHER WITH ALL OTHER DOCUMENTS, AGREEMENTS, INSTRUMENTS, LETTERS AND WRITINGS REQUIRED IN CONNECTION WITH, OR ANCILLARY TO, THE TRANSACTION DOCUMENTS (THE "ANCILLARY DOCUMENTS") AS MAY BE NECESSARY FOR THE AFORESAID PURPOSE INCLUDING TO SIGN AND/OR DISPATCH ALL FORMS, FILINGS, DOCUMENTS AND NOTICES TO BE SIGNED, SUBMITTED AND/OR DISPATCHED BY IT UNDER OR IN CONNECTION WITH THE DOCUMENTS TO WHICH IT IS A PARTY AS WELL AS TO ACCEPT AND EXECUTE ANY AMENDMENTS TO THE TRANSACTION DOCUMENTS AND THE ANCILLARY DOCUMENTS AND FURTHER TO DO ALL SUCH OTHER ACTS, DEEDS, MATTERS AND THINGS, MENTIONED HEREIN AS THEY MAY DEEM NECESSARY IN CONNECTION WITH THE ISSUE OF THE SECURITIES, IN ONE OR MORE TRANCHES, FROM TIME TO TIME AND MATTERS CONNECTED THEREWITH." "RESOLVED FURTHER THAT IN RESPECT OF THE OFFERING, THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY AT ITS SOLE AND ABSOLUTE DISCRETION CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE, INCLUDING SUBMITTING THE RELEVANT APPLICATION TO THE STOCK EXCHANGE(S), WHETHER IN INDIA OR ABROAD, FOR OBTAINING INPRINCIPLE APPROVAL FOR LISTING OF SECURITIES, FILING OF REQUISITE DOCUMENTS/MAKING DECLARATIONS WITH THE MCA, THE RBI, THE SEBI AND ANY OTHER GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, INCLUDING FILING OF FORM FC-GPR, AND ANY OTHER DEED(S), DOCUMENT(S), DECLARATION(S) AS MAY BE REQUIRED UNDER THE APPLICABLE LAWS." "RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS HEREIN CONFERRED TO ANY COMMITTEE THEREOF, INTER ALIA, INCLUDING THE POWER TO DETERMINE THE FORM, TERMS AND TIMING OF THE ISSUE(S)/ OFFERING(S), ISSUE PRICE (INCLUDING DISCOUNT, IF ANY), THE QUANTUM OF SECURITIES TO BE ISSUED, INCLUDING SELECTION OF INVESTORS TO WHOM SECURITIES ARE PROPOSED TO BE OFFERED, ISSUED AND ALLOTTED AND MATTERS RELATED THERETO, AS IT MAY, AT ITS SOLE AND ABSOLUTE DISCRETION, DEEM FIT AND APPROPRIATE." "RESOLVED FURTHER THAT THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS HEREIN CONFERRED TO ANY DIRECTOR(S) OR OFFICER(S) OF THE BANK AND TO GENERALLY DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE REQUIRED IN CONNECTION WITH THE AFORESAID RESOLUTIONS, INCLUDING MAKING NECESSARY FILINGS WITH THE STOCK EXCHANGE(S), WHETHER IN INDIA OR ABROAD, AND WITH ANY OTHER GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES AND EXECUTION OF ANY DEEDS AND DOCUMENTS FOR AND ON BEHALF OF THE BANK AND TO REPRESENT THE BANK BEFORE ANY GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, TO GIVE EFFECT TO THIS RESOLUTION | M | Non-Voting Proposal Note | M | 27-Jul-2020 | ||
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK, FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 AND THE REPORTS OF THE DIRECTORS' AND THE AUDITORS' THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 AND THE REPORT OF THE AUDITORS' THEREON | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | TO APPOINT A DIRECTOR IN PLACE OF SHRI B. BABURAO (DIN 00425793), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, SCHEDULE IV AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), THE APPLICABLE PROVISIONS OF REGULATION 17 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), SECTION 10A(2A) AND OTHER RELEVANT PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA (THE "RBI"), IN THIS REGARD, FROM TIME TO TIME AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE), THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND PURSUANT TO THE RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK, SHRI RAKESH MAKHIJA (DIN 00117692) WHOSE FIRST TERM AS AN INDEPENDENT DIRECTOR OF THE BANK IS DUE TO EXPIRE ON 26TH OCTOBER 2020 AND WHO MEETS THE CRITERIA OF INDEPENDENCE AS PRESCRIBED UNDER THE PROVISIONS OF SECTION 149(6) OF THE ACT AND REGULATION 16(1)(B) OF THE SEBI LISTING REGULATIONS AND WHO IS ELIGIBLE TO BE RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK FOR HIS SECOND TERM OF THREE YEARS, WITH EFFECT FROM 27TH OCTOBER 2020 UP TO 26TH OCTOBER 2023 (BOTH DAYS INCLUSIVE), BEING THE PERIOD UP TO WHICH HE CAN CONTINUE AS A DIRECTOR OF THE BANK, UNDER THE PROVISIONS OF SECTION 10A(2A) OF THE BANKING REGULATION ACT, 1949 AND THAT DURING HIS TENURE AS AN INDEPENDENT DIRECTOR OF THE BANK, SHRI RAKESH MAKHIJA SHALL NOT BE LIABLE TO RETIRE BY ROTATION, IN TERMS OF SECTION 149(13) OF THE ACT." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, TO FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN THIS REGARD, AS HE/SHE MAY IN HIS/HER SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/ OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE RELEVANT PROVISIONS OF SECTION 152 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), SECTION 10A (2A) AND ALL OTHER APPLICABLE PROVISIONS OF THE BANKING REGULATION ACT, 1949 AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI"), IN THIS REGARD, FROM TIME TO TIME, AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE) AND THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND PURSUANT TO THE RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK, APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE APPOINTMENT OF SHRI T.C. SUSEEL KUMAR (DIN 06453310), WHO WAS APPOINTED AS AN ADDITIONAL NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK, PURSUANT TO THE NOMINATION RECEIVED FROM LIFE INSURANCE CORPORATION OF INDIA, PROMOTER OF THE BANK, IN TERMS OF ARTICLE 90 OF THE ARTICLES OF ASSOCIATION OF THE BANK, WITH EFFECT FROM 1ST JULY 2020 AND WHO HOLDS OFFICE AS SUCH UP TO THE DATE OF THIS ANNUAL GENERAL MEETING, AS THE NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK AND THAT DURING HIS TENURE AS THE NON-EXECUTIVE (NOMINEE) DIRECTOR OF THE BANK, SHRI T. C. SUSEEL KUMAR SHALL BE LIABLE TO RETIRE BY ROTATION, IN TERMS OF SECTION 152 OF THE ACT." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, TO FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN THIS REGARD, AS HE/SHE MAY IN HIS/HER SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/ OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | "RESOLVED THAT PURSUANT TO THE RELEVANT PROVISIONS OF SECTION 42 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, READ WITH THE RELEVANT RULES MADE THEREUNDER (THE "ACT"), THE RELEVANT PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008 (THE "SEBI ILDS REGULATIONS"), THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI LISTING REGULATIONS"), THE APPLICABLE PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI") AND/OR THE SECURITIES AND EXCHANGE BOARD OF INDIA (THE "SEBI"), IN THIS REGARD, FROM TIME TO TIME, AND ANY OTHER APPLICABLE LAWS (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE) AND THE RELEVANT PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND SUBJECT TO RECEIPT OF SUCH APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) AS MAY BE NECESSARY FROM THE CONCERNED STATUTORY OR REGULATORY AUTHORITY(IES), APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR BORROWING/RAISING OF FUNDS DENOMINATED IN INDIAN RUPEES OR ANY OTHER PERMITTED FOREIGN CURRENCY, BY ISSUE OF DEBT SECURITIES INCLUDING, BUT NOT LIMITED TO, LONG TERM BONDS, GREEN BONDS, MASALA BONDS, OPTIONALLY/COMPULSORILY CONVERTIBLE DEBENTURES, NON-CONVERTIBLE DEBENTURES, PERPETUAL DEBT INSTRUMENTS, AT 1 BONDS, INFRASTRUCTURE BONDS AND TIER II CAPITAL BONDS OR SUCH OTHER DEBT SECURITIES AS MAY BE PERMITTED UNDER THE RBI GUIDELINES, FROM TIME TO TIME, ON A PRIVATE PLACEMENT BASIS AND/OR FOR MAKING OFFERS AND/OR INVITATIONS THEREOF, AND/OR ISSUE(S)/ISSUANCES THEREOF, ON A PRIVATE PLACEMENT BASIS, FOR A PERIOD OF ONE (1) YEAR FROM THE DATE HEREOF, IN ONE (1) OR MORE TRANCHES AND/OR SERIES AND/ OR UNDER ONE (1) OR MORE SHELF DISCLOSURE DOCUMENTS AND/ OR ONE (1) OR MORE LETTERS OF OFFER, AND ON SUCH TERMS AND CONDITIONS FOR EACH SERIES/TRANCHES, INCLUDING THE PRICE, COUPON, PREMIUM, DISCOUNT, TENOR ETC. AS DEEMED FIT BY THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE(S) CONSTITUTED/TO BE CONSTITUTED BY THE BOARD TO EXERCISE ITS POWERS, INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), AS PER THE STRUCTURE AND WITHIN THE LIMITS PERMITTED BY THE RBI, UPTO AN AMOUNT OF INR 35,000 CRORES (RUPEES THIRTY FIVE THOUSAND CRORES ONLY) IN DOMESTIC AND/OR OVERSEAS MARKETS WITHIN THE OVERALL BORROWING LIMITS OF THE BANK." "RESOLVED FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS DEEMED NECESSARY, FILE REQUISITE FORMS OR APPLICATIONS WITH STATUTORY/REGULATORY AUTHORITIES, WITH THE POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE, IN THIS EGARD, AS HE/SHE MAY IN ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE CONSIDERED NECESSARY AND APPROPRIATE AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY OTHER DIRECTOR(S)/OFFICER(S) OF THE BANK, TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 23, 41, 42 AND 62 (1) (C) AND OTHER RELEVANT PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, AS AMENDED, AND THE RELEVANT RULES NOTIFIED THEREUNDER, INCLUDING THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 (INCLUDING ANY STATUTORY AMENDMENT(S), MODIFICATION(S), VARIATION(S) OR RE-ENACTMENT(S) THERETO, FOR THE TIME BEING IN FORCE) (THE "ACT"), THE RELEVANT PROVISIONS OF THE BANKING REGULATION ACT, 1949, AND THE RULES, GUIDELINES AND CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA (THE "RBI") IN THIS REGARD, FROM TIME TO TIME, THE PROVISIONS OF THE FOREIGN EXCHANGE MANAGEMENT ACT, 1999, AS AMENDED, AND THE RULES AND REGULATIONS NOTIFIED THEREUNDER (THE "FEMA"), THE FOREIGN EXCHANGE MANAGEMENT (NON-DEBT INSTRUMENTS) RULES, 2019, AS AMENDED, THE CURRENT CONSOLIDATED FDI POLICY ISSUED BY THE DEPARTMENT OF INDUSTRIAL POLICY AND PROMOTION, MINISTRY OF COMMERCE AND INDUSTRY, GOVERNMENT OF INDIA (THE "GOI"), AS AMENDED, FROM TIME TO TIME, THE MASTER DIRECTIONS - ISSUE AND PRICING OF SHARES BY PRIVATE SECTOR BANKS, DIRECTIONS, 2016, THE MASTER DIRECTIONS - OWNERSHIP IN PRIVATE SECTOR BANKS, DIRECTIONS, 2016, THE RULES, THE REGULATIONS, GUIDELINES, NOTIFICATIONS AND CIRCULARS, IF ANY, PRESCRIBED BY THE GOI, THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018, AS AMENDED (THE "SEBI ICDR REGULATIONS"), THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH DEPOSITORY RECEIPT MECHANISM) SCHEME, 1993, THE DEPOSITORY RECEIPT SCHEME, 2014, THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, (THE "SEBI LISTING REGULATIONS"), AS AMENDED, AND SUBJECT TO SUCH OTHER APPLICABLE RULES, REGULATIONS, CIRCULARS, NOTIFICATIONS, CLARIFICATIONS AND GUIDELINES ISSUED THEREON, FROM TIME TO TIME, BY THE GOI, THE MINISTRY OF CORPORATE AFFAIRS (THE "MCA"), THE RBI, THE SECURITIES AND EXCHANGE BOARD OF INDIA (THE "SEBI") AND THE STOCK EXCHANGES WHERE THE EQUITY SHARES OF INR 2/- EACH OF THE BANK (AS DEFINED HEREAFTER) ("EQUITY SHARES") ARE LISTED AND THE ENABLING PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF AXIS BANK LIMITED (THE "BANK") AND SUBJECT TO RECEIPT OF REQUISITE APPROVALS, CONSENTS, PERMISSIONS AND/ OR SANCTIONS, IF ANY, FROM ANY OTHER APPROPRIATE GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES AND SUBJECT TO SUCH OTHER CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED, STIPULATED OR IMPOSED UPON BY ANY OF THE SAID GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, WHILE GRANTING SUCH APPROVALS, CONSENTS, PERMISSIONS, AND/OR SANCTIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE BANK (THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE(S) OF DIRECTORS CONSTITUTED/ TO BE CONSTITUTED BY THE BOARD, FROM TIME TO TIME, TO EXERCISE ITS POWERS CONFERRED HEREIN (THE "COMMITTEE")), CONSENT, AUTHORITY AND APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD TO CREATE, OFFER, ISSUE AND ALLOT (INCLUDING WITH PROVISIONS FOR RESERVATION ON FIRM AND/OR ON COMPETITIVE BASIS, OF SUCH PART OF ISSUE AND FOR SUCH CATEGORIES OF PERSONS AS MAY BE PERMITTED), WITH OR WITHOUT GREEN SHOE OPTION, SUCH NUMBER OF EQUITY SHARES, AND/OR EQUITY SHARES THROUGH DEPOSITORY RECEIPTS, AND/OR SECURITIES CONVERTIBLE INTO EQUITY SHARES AT THE OPTION OF THE BANK AND/ OR THE HOLDERS OF SUCH SECURITIES, AND/ OR SECURITIES LINKED TO EQUITY SHARES, AND/OR ANY OTHER INSTRUMENT OR SECURITIES REPRESENTING EQUITY SHARES AND/ OR CONVERTIBLE SECURITIES LINKED TO EQUITY SHARES (ALL OF WHICH ARE HEREINAFTER COLLECTIVELY REFERRED TO AS "SECURITIES") OR ANY COMBINATION OF SECURITIES, IN ONE OR MORE TRANCHES, WHETHER RUPEE DENOMINATED OR DENOMINATED IN ONE OR MORE FOREIGN CURRENCY(IES), IN THE COURSE OF INTERNATIONAL AND/ OR DOMESTIC OFFERING(S) IN ONE OR MORE FOREIGN MARKETS AND/OR DOMESTIC MARKET, OF PRIVATE OFFERINGS AND/OR PREFERENTIAL ALLOTMENT AND/OR QUALIFIED INSTITUTIONS PLACEMENT OR ANY COMBINATION THEREOF, THROUGH ISSUE OF PLACEMENT DOCUMENT OR OTHER PERMISSIBLE/ REQUISITE OFFER DOCUMENT TO ANY ELIGIBLE PERSON, INCLUDING QUALIFIED INSTITUTIONAL BUYERS, IN ACCORDANCE WITH CHAPTER VI OF THE SEBI ICDR REGULATIONS, FOREIGN/ RESIDENT INVESTORS (WHETHER INSTITUTIONS, INCORPORATED BODIES, MUTUAL FUNDS, INDIVIDUALS OR OTHERWISE), VENTURE CAPITAL FUNDS (FOREIGN OR INDIAN), ALTERNATE INVESTMENT FUNDS, FOREIGN PORTFOLIO INVESTORS OTHER THAN INDIVIDUALS, CORPORATE BODIES AND FAMILY OFFICES, QUALIFIED FOREIGN INVESTORS, INDIAN AND/ OR MULTILATERAL FINANCIAL INSTITUTIONS, MUTUAL FUNDS, NON-RESIDENT INDIANS, STABILIZING AGENTS, PENSION FUNDS AND/OR ANY OTHER CATEGORIES OF INVESTORS, WHETHER THEY BE HOLDERS OF EQUITY SHARES OF THE BANK OR NOT (COLLECTIVELY CALLED THE "INVESTORS") AS MAY BE DECIDED BY THE BOARD, AT ITS SOLE AND ABSOLUTE DISCRETION AND PERMITTED UNDER THE APPLICABLE LAWS AND REGULATIONS, IN ONE OR MORE TRANCHES, FOR AN AGGREGATE AMOUNT NOT EXCEEDING INR 15,000 CRORES (RUPEES FIFTEEN THOUSAND CRORES) OR AN EQUIVALENT AMOUNT THEREOF (INCLUSIVE OF SUCH PREMIUM AS MAY BE FIXED ON SUCH SECURITIES) (THE "OFFERING") BY OFFERING THE SECURITIES AT SUCH TIME OR TIMES, AT SUCH PRICE OR PRICES, AT A DISCOUNT OR PREMIUM TO MARKET PRICE OR AT PRICES AS PERMITTED UNDER THE APPLICABLE LAWS, IN SUCH MANNER AND ON SUCH TERMS AND CONDITIONS INCLUDING SECURITY, RATE OF INTEREST ETC. AS MAY BE DEEMED APPROPRIATE BY THE BOARD AT ITS SOLE AND ABSOLUTE DISCRETION, INCLUDING THE DISCRETION, TO DETERMINE THE CATEGORIES OF INVESTORS TO WHOM THE OFFER, ISSUE AND ALLOTMENT SHALL BE MADE TO THE EXCLUSION OF OTHER CATEGORIES OF INVESTORS AT THE TIME OF SUCH OFFER, ISSUE AND ALLOTMENT OF EQUITY SHARES OF INR 2/- EACH OF THE BANK, CONSIDERING THE PREVAILING MARKET CONDITIONS AND OTHER RELEVANT FACTORS AND WHEREVER NECESSARY IN CONSULTATION WITH LEAD MANAGER(S) AND/OR UNDERWRITER(S) AND/OR OTHER ADVISOR(S) AS THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND APPROPRIATE. " "RESOLVED FURTHER THAT IN CASE OF ISSUANCE OF SECURITIES BY WAY OF A QUALIFIED INSTITUTIONS PLACEMENTS ("QIP"), UNDER CHAPTER VI OF THE SEBI ICDR REGULATIONS (THE "ELIGIBLE SECURITIES"): A. THE PRICE OF THE ELIGIBLE SECURITIES SHALL NOT BE LESS THAN THE PRICE AS MAY BE DETERMINED, IN ACCORDANCE WITH THE PRICING FORMULA PRESCRIBED UNDER PART IV OF CHAPTER VI OF THE SEBI ICDR REGULATIONS. B. THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION, ISSUE ELIGIBLE SECURITIES AT A DISCOUNT OF NOT MORE THAN FIVE PER CENT (5%) ON THE PRICE SO CALCULATED OR SUCH OTHER DISCOUNT AS MAY BE PERMITTED TO THE 'FLOOR PRICE' AS MAY BE DETERMINED, IN ACCORDANCE WITH THE PRICING FORMULA PRESCRIBED UNDER PART IV OF CHAPTER VI OF THE SEBI ICDR REGULATIONS. C. THE RELEVANT DATE FOR DETERMINATION OF THE PRICE OF THE EQUITY SHARES SHALL BE THE DATE OF THE MEETING AT WHICH THE BOARD (WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE THEREOF), DECIDES TO OPEN THE PROPOSED QIP, IN TERMS OF THE PROVISIONS OF THE ACT, THE SEBI ICDR REGULATIONS AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS. D. IN CASE CONVERTIBLE SECURITIES ARE ISSUED TO QUALIFIED INSTITUTIONAL BUYERS ("QIB") UNDER CHAPTER VI OF THE SEBI ICDR REGULATIONS, THE RELEVANT DATE FOR THE PURPOSE OF PRICING OF SUCH SECURITIES SHALL BE EITHER THE DATE OF THE MEETING AT WHICH THE BOARD DECIDES TO OPEN THE PROPOSED QIP OF SUCH CONVERTIBLE SECURITIES OR THE DATE ON WHICH THE HOLDERS OF SUCH CONVERTIBLE SECURITIES BECOME ENTITLED TO APPLY FOR THE EQUITY SHARES, IN TERMS OF THE PROVISIONS OF THE ACT, THE SEBI ICDR REGULATIONS AND OTHER APPLICABLE LAWS, RULES AND REGULATIONS. E. THE ALLOTMENT OF EQUITY SHARES TO EACH QIB IN THE PROPOSED QIP ISSUE SHALL NOT EXCEED FIVE PER CENT (5%) OF THE POST ISSUED AND PAID UP CAPITAL OF THE BANK OR SUCH OTHER LIMIT(S) AS MAY BE PRESCRIBED UNDER THE APPLICABLE LAWS. F. THE ALLOTMENT OF ELIGIBLE SECURITIES OR ANY COMBINATION OF ELIGIBLE SECURITIES AS MAY BE DECIDED BY THE BOARD TO THE EACH QIBS SHALL BE FULLY PAID-UP AND THE ALLOTMENT OF SUCH ELIGIBLE SECURITIES SHALL BE COMPLETED WITHIN A PERIOD OF 365 DAYS, FROM THE DATE OF PASSING OF THIS SPECIAL RESOLUTION BY THE MEMBERS OF THE BANK AND THAT ALL SUCH EQUITY SHARES SHALL RANK PARI-PASSU INTER SE WITH THE THEN EXISTING EQUITY SHARES OF THE BANK, IN ALL RESPECTS, INCLUDING DIVIDEND AND SHALL BE SUBJECT TO THE PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF THE BANK. G. THE ELIGIBLE SECURITIES SHALL NOT BE SOLD FOR A PERIOD OF ONE (1) YEAR FROM THE DATE OF ITS ALLOTMENT, EXCEPT ON THE FLOOR OF RECOGNISED STOCK EXCHANGE(S). "RESOLVED FURTHER THAT IN THE EVENT THE SECURITIES ARE PROPOSED TO BE ISSUED AS FOREIGN CURRENCY CONVERTIBLE BONDS ("FCCBS"), AMERICAN DEPOSITORY RECEIPTS ("ADRS") OR GLOBAL DEPOSITORY RECEIPTS ("GDRS"), PURSUANT TO THE PROVISIONS OF THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH THE DEPOSITARY RECEIPT MECHANISM) SCHEME 1993, THE DEPOSITORY RECEIPT SCHEME, 2014 AND OTHER APPLICABLE PRICING PROVISIONS ISSUED BY THE MINISTRY OF FINANCE, THE RELEVANT DATE FOR THE PURPOSE OF PRICING THE SECURITIES TO BE ISSUED PURSUANT TO SUCH ISSUE SHALL BE THE DATE OF THE MEETING AT WHICH THE BOARD DECIDES TO OPEN SUCH ISSUE IN TERMS OF THIS SPECIAL RESOLUTION. PREFERENTIAL ISSUANCE AND ALLOTMENT OF SECURITIES (OTHER THAN AS ISSUED AND ALLOTTED TO QIBS BY WAY OF QIP) SHALL BE SUBJECT TO THE REQUIREMENTS PRESCRIBED UNDER THE ACT AND CHAPTER V OF THE SEBI ICDR REGULATIONS." "RESOLVED FURTHER THAT IN CASE OF ISSUANCE OF FCCBS, ADRS OR GDRS, THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION ISSUE SECURITIES AT A DISCOUNT, IF ANY, OF SUCH PRICE AS MAY BE PERMISSIBLE UNDER APPLICABLE REGULATIONS AT THE TIME OF ISSUANCE TO THE FLOOR PRICE DETERMINED, IN TERMS OF THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE BONDS AND ORDINARY SHARES (THROUGH THE DEPOSITARY RECEIPT MECHANISM) CONTD | F,N,A | F | Management Proposal | F | 27-Jul-2020 | |
AXIS BANK LTD | 31-Jul-2020 | Y0487S137 | Annual General Meeting | 24-Jul-2020 | INE238A01034 | BPFJHC7 | CONTD SCHEME 1993, THE DEPOSITORY RECEIPT SCHEME, 2014 AND OTHER APPLICABLE PRICING PROVISIONS ISSUED BY THE MINISTRY OF FINANCE. " "RESOLVED FURTHER THAT THE BANK AND/OR ANY AGENCY OR BODY OR PERSON AUTHORISED BY THE BOARD MAY ISSUE DEPOSITORY RECEIPTS REPRESENTING THE UNDERLYING EQUITY SHARES IN THE CAPITAL OF THE BANK OR SUCH OTHER SECURITIES IN NEGOTIABLE, REGISTERED OR BEARER FORM, WITH SUCH FEATURES AND ATTRIBUTES AS MAY BE REQUIRED AND TO PROVIDE FOR THE TRADABILITY AND FREE TRANSFERABILITY THEREOF AS PER PREVALENT MARKET PRACTICES AND REGULATIONS (INCLUDING LISTING ON ONE OR MORE STOCK EXCHANGE(S) IN OR OUTSIDE INDIA)." "RESOLVED FURTHER THAT WITHOUT PREJUDICE TO THE GENERALITY OF THE ABOVE, SUBJECT TO APPLICABLE LAWS AND SUBJECT TO APPROVALS, CONSENTS, PERMISSIONS, IF ANY, OF ANY GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITY INCLUDING ANY CONDITIONS AS MAY BE PRESCRIBED IN GRANTING SUCH APPROVALS OR PERMISSIONS BY SUCH GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITY, THE AFORESAID ISSUE OF SECURITIES MAY HAVE ALL OR ANY TERMS OR COMBINATION OF TERMS, IN ACCORDANCE WITH PREVALENT MARKET PRACTICES OR AS THE BOARD MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT, INCLUDING BUT NOT LIMITED TO THE TERMS AND CONDITIONS, RELATING TO PAYMENT OF DIVIDEND, PREMIUM ON REDEMPTION AT THE OPTION OF THE BANK AND/OR HOLDERS OF ANY SECURITIES, OR VARIATION OF THE PRICE OR PERIOD OF CONVERSION OF SECURITIES INTO EQUITY SHARES OR ISSUE OF EQUITY SHARES DURING THE PERIOD OF THE SECURITIES OR TERMS PERTAINING TO VOTING RIGHTS OR OPTION(S) FOR EARLY REDEMPTION OF SECURITIES." "RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO CREATE, ISSUE, OFFER AND ALLOT SUCH NUMBER OF EQUITY SHARES AS MAY BE REQUIRED TO BE ISSUED AND ALLOTTED, INCLUDING ISSUE AND ALLOTMENT OF EQUITY SHARES UPON CONVERSION OF ANY DEPOSITORY RECEIPTS OR OTHER SECURITIES REFERRED TO ABOVE OR AS MAY BE NECESSARY IN ACCORDANCE WITH THE TERMS OF THE OFFER AND THAT ALL SUCH EQUITY SHARES SHALL RANK PARI-PASSU INTER SE AND WITH THE THEN EXISTING EQUITY SHARES OF THE BANK IN ALL RESPECTS, INCLUDING DIVIDEND AND SHALL BE SUBJECT TO THE PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF THE BANK." "RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE RESOLUTIONS DESCRIBED ABOVE, THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED FOR AND ON BEHALF OF THE BANK TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS INCLUDING BUT NOT LIMITED TO FINALISATION AND APPROVAL OF THE RELEVANT OFFERING DOCUMENTS, DETERMINING THE FORM AND MANNER OF THE ISSUE, THE NATURE AND NUMBER OF SECURITIES TO BE ALLOTTED, TIMING OF OFFERING, DETERMINATION OF PERSON(S) TO WHOM THE SECURITIES WILL BE OFFERED AND ALLOTTED, IN ACCORDANCE WITH APPLICABLE LAWS, THE ISSUE PRICE, FACE VALUE, DISCOUNTS PERMITTED UNDER APPLICABLE LAWS (NOW OR HEREAFTER), PREMIUM AMOUNT ON ISSUE/ CONVERSION OF THE SECURITIES, IF ANY, RATE OF INTEREST, EXECUTION OF VARIOUS AGREEMENTS, DEEDS, INSTRUMENTS AND OTHER DOCUMENTS, AS IT MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT, NECESSARY, PROPER OR APPROPRIATE, AND TO GIVE INSTRUCTIONS OR DIRECTIONS AND TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH REGARD TO THE ISSUE, OFFER OR ALLOTMENT OF SECURITIES (INCLUDING IN RELATION TO ISSUE OF SUCH SECURITIES IN ONE OR MORE TRANCHES FROM TIME TO TIME) AND UTILISATION OF THE ISSUE PROCEEDS AND TO ACCEPT AND TO GIVE EFFECT TO SUCH MODIFICATIONS, CHANGES, VARIATIONS, ALTERATIONS, DELETIONS, ADDITIONS AS REGARDS THE TERMS AND CONDITIONS AS MAY BE REQUIRED BY THE SEBI, THE REGISTRAR OF COMPANIES, THE LEAD MANAGER(S), OR OTHER AUTHORITIES OR AGENCIES INVOLVED IN OR CONCERNED WITH THE ISSUE OF SECURITIES AND AS THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, MAY AT ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT AND APPROPRIATE IN THE BEST INTEREST OF THE BANK, WITHOUT BEING REQUIRED TO SEEK ANY FURTHER CONSENT OR APPROVAL OF THE MEMBERS OF THE BANK OR OTHERWISE AND THAT ALL OR ANY OF THE POWERS CONFERRED HEREIN ON THE BANK AND THE BOARD PURSUANT TO THIS SPECIAL RESOLUTION MAY BE EXERCISED BY THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, TO THE END AND INTENT THAT THE MEMBERS SHALL BE DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO EXPRESSLY BY THE AUTHORITY OF THIS SPECIAL RESOLUTION, AND ALL ACTIONS TAKEN BY THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, TO EXERCISE ITS POWERS, IN CONNECTION WITH ANY MATTER(S) REFERRED TO OR CONTEMPLATED IN ANY OF THE FOREGOING RESOLUTIONS BE AND ARE HEREBY APPROVED, RATIFIED AND CONFIRMED, IN ALL RESPECTS." "RESOLVED FURTHER THAT THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED TO ENGAGE/ APPOINT LEAD MANAGERS, UNDERWRITERS, DEPOSITORIES, CUSTODIANS, REGISTRARS, STABILISING AGENTS, TRUSTEES, BANKERS, LAWYERS, ADVISORS AND ALL SUCH AGENCIES AS MAY BE INVOLVED OR CONCERNED IN SUCH OFFERINGS OF SECURITIES AND TO REMUNERATE THEM BY WAY OF COMMISSION, BROKERAGE, FEES OR THE LIKE AND ALSO TO REIMBURSE THEM OUT OF POCKET EXPENSES AND ALSO TO ENTER INTO AND EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS, MEMORANDA, DOCUMENTS ETC. WITH SUCH AGENCIES." "RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE RESOLUTIONS, THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE BANK TO NEGOTIATE, MODIFY, SIGN, EXECUTE, REGISTER, DELIVER INCLUDING SIGN ANY DECLARATIONS OR NOTICE REQUIRED IN CONNECTION WITH THE PRIVATE PLACEMENT OFFER LETTER, INFORMATION MEMORANDUM, THE DRAFT OFFER DOCUMENT, OFFER LETTER, OFFER DOCUMENT, OFFER CIRCULAR OR PLACEMENT DOCUMENT FOR ISSUE OF THE SECURITIES, TERM SHEET, ISSUE AGREEMENT, REGISTRAR AGREEMENT, ESCROW AGREEMENT, UNDERWRITING AGREEMENT, PLACEMENT AGREEMENT, CONSORTIUM AGREEMENT, TRUSTEE AGREEMENT, TRUST DEED, SUBSCRIPTION AGREEMENT, PURCHASE AGREEMENT, AGENCY AGREEMENT, AGREEMENTS WITH THE DEPOSITORIES, SECURITY DOCUMENTS, AND OTHER NECESSARY AGREEMENTS, MEMORANDUM OF UNDERSTANDING, DEEDS, GENERAL UNDERTAKING/ INDEMNITY, CERTIFICATES, CONSENTS, COMMUNICATIONS, AFFIDAVITS, APPLICATIONS (INCLUDING THOSE TO BE FILED WITH THE GOVERNMENTAL/ REGULATORY/ STATUTORY AUTHORITIES, IF ANY) (THE "TRANSACTION DOCUMENTS") (WHETHER BEFORE OR AFTER EXECUTION OF THE TRANSACTION DOCUMENTS) TOGETHER WITH ALL OTHER DOCUMENTS, AGREEMENTS, INSTRUMENTS, LETTERS AND WRITINGS REQUIRED IN CONNECTION WITH, OR ANCILLARY TO, THE TRANSACTION DOCUMENTS (THE "ANCILLARY DOCUMENTS") AS MAY BE NECESSARY FOR THE AFORESAID PURPOSE INCLUDING TO SIGN AND/OR DISPATCH ALL FORMS, FILINGS, DOCUMENTS AND NOTICES TO BE SIGNED, SUBMITTED AND/OR DISPATCHED BY IT UNDER OR IN CONNECTION WITH THE DOCUMENTS TO WHICH IT IS A PARTY AS WELL AS TO ACCEPT AND EXECUTE ANY AMENDMENTS TO THE TRANSACTION DOCUMENTS AND THE ANCILLARY DOCUMENTS AND FURTHER TO DO ALL SUCH OTHER ACTS, DEEDS, MATTERS AND THINGS, MENTIONED HEREIN AS THEY MAY DEEM NECESSARY IN CONNECTION WITH THE ISSUE OF THE SECURITIES, IN ONE OR MORE TRANCHES, FROM TIME TO TIME AND MATTERS CONNECTED THEREWITH." "RESOLVED FURTHER THAT IN RESPECT OF THE OFFERING, THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY AT ITS SOLE AND ABSOLUTE DISCRETION CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE, INCLUDING SUBMITTING THE RELEVANT APPLICATION TO THE STOCK EXCHANGE(S), WHETHER IN INDIA OR ABROAD, FOR OBTAINING INPRINCIPLE APPROVAL FOR LISTING OF SECURITIES, FILING OF REQUISITE DOCUMENTS/MAKING DECLARATIONS WITH THE MCA, THE RBI, THE SEBI AND ANY OTHER GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, INCLUDING FILING OF FORM FC-GPR, AND ANY OTHER DEED(S), DOCUMENT(S), DECLARATION(S) AS MAY BE REQUIRED UNDER THE APPLICABLE LAWS." "RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS HEREIN CONFERRED TO ANY COMMITTEE THEREOF, INTER ALIA, INCLUDING THE POWER TO DETERMINE THE FORM, TERMS AND TIMING OF THE ISSUE(S)/ OFFERING(S), ISSUE PRICE (INCLUDING DISCOUNT, IF ANY), THE QUANTUM OF SECURITIES TO BE ISSUED, INCLUDING SELECTION OF INVESTORS TO WHOM SECURITIES ARE PROPOSED TO BE OFFERED, ISSUED AND ALLOTTED AND MATTERS RELATED THERETO, AS IT MAY, AT ITS SOLE AND ABSOLUTE DISCRETION, DEEM FIT AND APPROPRIATE." "RESOLVED FURTHER THAT THE BOARD OR THE COMMITTEE DULY AUTHORISED BY THE BOARD, IN THIS REGARD, BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS HEREIN CONFERRED TO ANY DIRECTOR(S) OR OFFICER(S) OF THE BANK AND TO GENERALLY DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE REQUIRED IN CONNECTION WITH THE AFORESAID RESOLUTIONS, INCLUDING MAKING NECESSARY FILINGS WITH THE STOCK EXCHANGE(S), WHETHER IN INDIA OR ABROAD, AND WITH ANY OTHER GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES AND EXECUTION OF ANY DEEDS AND DOCUMENTS FOR AND ON BEHALF OF THE BANK AND TO REPRESENT THE BANK BEFORE ANY GOVERNMENTAL/ STATUTORY/ REGULATORY AUTHORITIES, TO GIVE EFFECT TO THIS RESOLUTION | M | Non-Voting Proposal Note | M | 27-Jul-2020 | ||
BHARTI AIRTEL LTD | 31-Jul-2020 | Y0885K108 | Court Meeting | 12-Jun-2020 | INE397D01024 | 6442327 | RESOLVED THAT, PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("ACT"), THE APPLICABLE RULES, CIRCULARS AND NOTIFICATIONS MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE PROVISIONS OF CIRCULAR NO. CFD/DIL3/CIR/2017/21 DATED MARCH 10, 2017, AS AMENDED FROM TIME TO TIME, ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA, THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AS AMENDED FROM TIME TO TIME, THE OBSERVATION LETTERS DATED OCTOBER 25, 2019 AND OCTOBER 29, 2029 ISSUED BY BSE LIMITED AND THE NATIONAL STOCK EXCHANGE OF INDIA LIMITED, RESPECTIVELY, AND SUBJECT TO THE PROVISIONS OF THE MEMORANDUM OF ASSOCIATION AND THE ARTICLES OF ASSOCIATION OF BHARTI AIRTEL LIMITED ("AIRTEL") AND SUBJECT TO THE APPROVAL OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL AT NEW DELHI ("TRIBUNAL") AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF ANY REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED BY THE TRIBUNAL OR BY ANY REGULATORY OR OTHER AUTHORITIES, WHILE GRANTING SUCH CONSENTS, APPROVALS AND PERMISSIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF AIRTEL ("BOARD", WHICH TERM SHALL BE DEEMED TO MEAN AND INCLUDE ONE OR MORE COMMITTEE(S) CONSTITUTED/ TO BE CONSTITUTED BY THE BOARD OR ANY PERSON(S) WHICH THE BOARD MAY NOMINATE TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE COMPOSITE SCHEME OF ARRANGEMENT BETWEEN AIRTEL, BHARTI AIRTEL SERVICES LIMITED, HUGHES COMMUNICATIONS INDIA LIMITED (NOW KNOWN AS HUGHES COMMUNICATIONS INDIA PRIVATE LIMITED) AND HCIL COMTEL LIMITED ( NOW KNOWN AS HCIL COMTEL PRIVATE LIMITED) AND THEIR RESPECTIVE SHAREHOLDERS AND CREDITORS UNDER SECTIONS 230 TO 232 AND OTHER APPLICABLE PROVISIONS OF THE ACT ("SCHEME") AS ENCLOSED TO THE NOTICE OF THE TRIBUNAL CONVENED MEETING OF THE EQUITY SHAREHOLDERS OF AIRTEL AND PLACED BEFORE THIS MEETING, BE AND IS HEREBY APPROVED. RESOLVED FURTHER THAT, THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THE PRECEDING RESOLUTION AND EFFECTIVELY IMPLEMENT THE ARRANGEMENT EMBODIED IN THE SCHEME AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/ OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/ OR IMPOSED BY THE TRIBUNAL WHILE SANCTIONING THE SCHEME OR BY ANY AUTHORITIES UNDER APPLICABLE LAW, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY QUESTIONS OR DOUBTS OR DIFFICULTIES THAT MAY ARISE INCLUDING PASSING OF SUCH ACCOUNTING ENTRIES AND/ OR MAKING SUCH ADJUSTMENTS IN THE BOOKS OF ACCOUNTS OF AIRTEL AS CONSIDERED NECESSARY IN GIVING EFFECT TO THE SCHEME, AS THE BOARD MAY DEEM FIT AND PROPER. TAKE FURTHER NOTICE THAT PURSUANT TO THE PROVISIONS OF: (A) SECTION 230(4) READ WITH SECTIONS 108 AND 110 OF THE ACT; (B) RULE 6 (3)(XI) OF THE RULES; (C) RULES 20 AND 22 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF); (D) REGULATION 44 AND OTHER APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("SEBI LISTING REGULATIONS"); AND (E) CIRCULAR NO. CFD/DIL3/CIR/2017/21 DATED MARCH 10, 2017 ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI"), AS AMENDED FROM TIME TO TIME AND OTHER RELEVANT LAWS AND REGULATIONS, AS MAY BE APPLICABLE, AIRTEL HAS PROVIDED THE FACILITY OF VOTING BY POSTAL BALLOT AND REMOTE E-VOTING (PRIOR TO THE MEETING) SO AS TO ENABLE THE EQUITY SHAREHOLDERS (WHICH INCLUDES THE PUBLIC SHAREHOLDERS) TO CONSIDER AND APPROVE THE SCHEME BY WAY OF THE AFORESAID RESOLUTION. IN ADDITION, EVOTING FACILITY SHALL ALSO BE MADE AVAILABLE DURING THE MEETING, AS STATED BELOW. ACCORDINGLY, VOTING BY EQUITY SHAREHOLDERS ON THE PROPOSED RESOLUTION SHALL BE CARRIED OUT THROUGH POSTAL BALLOT OR THROUGH E-VOTING FACILITY MADE AVAILABLE BOTH PRIOR TO AS WELL AS DURING THE MEETING. AIRTEL HAS APPOINTED KFIN TECHNOLOGIES PRIVATE LIMITED ("KFINTECH") FOR THE PURPOSES OF PROVIDING E-VOTING FACILITY BOTH PRIOR TO AS WELL AS DURING THE MEETING | F,N,A | F | Management Proposal | F | 26-Jul-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | DECLARATION OF DIVIDEND ON ORDINARY (EQUITY) SHARES: YOUR DIRECTORS ARE PLEASED TO RECOMMEND A DIVIDEND OF RS. 2.35 PER ORDINARY (EQUITY) SHARE OF THE FACE VALUE OF RS. 5 EACH ON THE SHARE CAPITAL, PAYABLE TO THOSE SHAREHOLDERS WHOSE NAMES APPEAR IN THE REGISTER OF MEMBERS AS ON THE BOOK CLOSURE DATE. DIVIDEND IS SUBJECT TO APPROVAL OF MEMBERS AT THE ENSUING ANNUAL GENERAL MEETING AND SHALL BE SUBJECT TO DEDUCTION OF TAX AT SOURCE. THE EQUITY DIVIDEND OUTGO FOR THE FINANCIAL YEAR 2019-20 WOULD ABSORB A SUM OF RS. 292.15 CRORES [AS AGAINST RS. 1,187.35 CRORES COMPRISING THE DIVIDEND OF RS. 8.50 PER ORDINARY (EQUITY) SHARE OF THE FACE VALUE OF RS. 5 EACH ON THE ENHANCED SHARE CAPITAL AND TAX THEREON PAID FOR THE PREVIOUS YEAR]. FURTHER, THE BOARD OF YOUR COMPANY DECIDED NOT TO TRANSFER ANY AMOUNT TO THE GENERAL RESERVE FOR THE YEAR UNDER REVIEW | F,N,A | F | Management Proposal | F | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF A DIRECTOR IN PLACE OF MR. ANAND G. MAHINDRA (DIN: 00004695), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | RATIFICATION OF REMUNERATION PAYABLE TO MESSRS D. C. DAVE & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO.000611), APPOINTED AS THE COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021 | F,N,A | F | Management Proposal | F | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | RE-DESIGNATION OF DR. PAWAN GOENKA (DIN: 00254502), AS "MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER" WITH EFFECT FROM 1ST APRIL, 2020, REVISION IN THE REMUNERATION PAYABLE TO HIM WITH EFFECT FROM 1ST AUGUST, 2020 UPTO HIS CURRENT TERM I.E. 11TH NOVEMBER, 2020 AND HIS RE-APPOINTMENT AS "MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER" OF THE COMPANY WITH EFFECT FROM 12TH NOVEMBER, 2020 TO 1ST APRIL, 2021 | F,N,A | F | Management Proposal | F | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF DR. ANISH SHAH (DIN: 02719429), AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF DR. ANISH SHAH (DIN: 02719429), AS WHOLE-TIME DIRECTOR DESIGNATED AS "DEPUTY MANAGING DIRECTOR AND GROUP CHIEF FINANCIAL OFFICER" FROM 1ST APRIL, 2020 TO 1ST APRIL, 2021 AND AS THE MANAGING DIRECTOR OF THE COMPANY DESIGNATED AS "MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER" WITH EFFECT FROM 2ND APRIL, 2021 TO 31ST MARCH, 2025 | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF MR. RAJESH JEJURIKAR (DIN: 00046823), AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF MR. RAJESH JEJURIKAR (DIN: 00046823), AS WHOLE-TIME DIRECTOR DESIGNATED AS "EXECUTIVE DIRECTOR (AUTOMOTIVE AND FARM SECTORS)" FOR A PERIOD OF 5 YEARS WITH EFFECT FROM 1ST APRIL, 2020 TO 31ST MARCH, 2025 | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
MAHINDRA & MAHINDRA LIMITED | 07-Aug-2020 | Y54164150 | Annual General Meeting | 31-Jul-2020 | INE101A01026 | 6100186 | APPOINTMENT OF MR. CP GURNANI (DIN: 00018234), AS A NON-EXECUTIVE NON-INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 04-Aug-2020 | |
ICICI BANK LTD | 09-Aug-2020 | Y3860Z132 | Other Meeting | 03-Jul-2020 | INE090A01021 | BSZ2BY7 | AUTHORIZE CAPITAL RAISING THROUGH ISSUANCE OF EQUITY SHARES AND/OR EQUITY LINKED SECURITIES | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
ICICI BANK LTD | 09-Aug-2020 | Y3860Z132 | Other Meeting | 03-Jul-2020 | INE090A01021 | BSZ2BY7 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 07-Aug-2020 | ||
ICICI BANK LTD | 09-Aug-2020 | Y3860Z132 | Other Meeting | 03-Jul-2020 | INE090A01021 | BSZ2BY7 | AUTHORIZE CAPITAL RAISING THROUGH ISSUANCE OF EQUITY SHARES AND/OR EQUITY LINKED SECURITIES | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
ICICI BANK LTD | 09-Aug-2020 | Y3860Z132 | Other Meeting | 03-Jul-2020 | INE090A01021 | BSZ2BY7 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 07-Aug-2020 | ||
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020: INR 5 PER SHARE | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | TO APPOINT A DIRECTOR IN PLACE OF MR. NOEL NAVAL TATA (DIN: 00024713), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF MS. KAKARLA USHA AS A DIRECTOR | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF MR. BHASKAR BHAT AS A DIRECTOR | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF MR. C. K. VENKATARAMAN AS A DIRECTOR | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF MR. C. K. VENKATARAMAN AS MANAGING DIRECTOR | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF MS. SINDHU GANGADHARAN AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | APPOINTMENT OF BRANCH AUDITORS: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 143(8) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("THE ACT") AND THE RULES FRAMED THEREUNDER, AS AMENDED FROM TIME TO TIME, THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO APPOINT BRANCH AUDITORS FOR ANY BRANCH OFFICE OF THE COMPANY, WHETHER EXISTING OR WHICH MAY BE OPENED/ ACQUIRED HEREAFTER, OUTSIDE INDIA, IN CONSULTATION WITH THE COMPANY'S AUDITORS, ANY PERSON(S) QUALIFIED TO ACT AS BRANCH AUDITORS WITHIN THE PROVISIONS OF SECTION 143(8) OF THE ACT AND TO FIX THEIR REMUNERATION." | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
TITAN COMPANY LIMITED | 11-Aug-2020 | Y88425148 | Annual General Meeting | 04-Aug-2020 | INE280A01028 | 6139340 | COMMISSION TO NON-EXECUTIVE DIRECTORS | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
HERO MOTOCORP LTD | 12-Aug-2020 | Y3194B108 | Annual General Meeting | 05-Aug-2020 | INE158A01026 | 6327327 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS' AND AUDITORS' THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
HERO MOTOCORP LTD | 12-Aug-2020 | Y3194B108 | Annual General Meeting | 05-Aug-2020 | INE158A01026 | 6327327 | TO CONFIRM PAYMENT OF INTERIM DIVIDEND OF INR 65/- PER EQUITY SHARE AND TO DECLARE A FINAL DIVIDEND OF INR 25/- PER EQUITY SHARE FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
HERO MOTOCORP LTD | 12-Aug-2020 | Y3194B108 | Annual General Meeting | 05-Aug-2020 | INE158A01026 | 6327327 | TO APPOINT A DIRECTOR IN PLACE OF MR. SUMAN KANT MUNJAL (DIN: 00002803) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 10-Aug-2020 | |
HERO MOTOCORP LTD | 12-Aug-2020 | Y3194B108 | Annual General Meeting | 05-Aug-2020 | INE158A01026 | 6327327 | RATIFICATION OF REMUNERATION OF COST AUDITORS FOR FINANCIAL YEAR 2020-21: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS AMENDED FROM TIME TO TIME, REMUNERATION PAYABLE TO M/S RAMANATH IYER & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000019), APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITORS TO CONDUCT AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21, AMOUNTING TO INR 8,25,000/- (RUPEES EIGHT LAKH AND TWENTY FIVE THOUSAND ONLY) PLUS APPLICABLE TAXES AND REIMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED IN CONNECTION WITH THE AFORESAID AUDIT BE AND IS HEREBY CONFIRMED, RATIFIED AND APPROVED | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
HERO MOTOCORP LTD | 12-Aug-2020 | Y3194B108 | Annual General Meeting | 05-Aug-2020 | INE158A01026 | 6327327 | APPOINTMENT OF MS. TINA TRIKHA (DIN: 02778940) AS AN INDEPENDENT DIRECTOR OF THE COMPANY: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 150, 152, 161 READ WITH SCHEDULE IV AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE) AND ARTICLES OF ASSOCIATION OF THE COMPANY, MS. TINA TRIKHA (DIN: 02778940) WHO WAS APPOINTED AS AN ADDITIONAL AND INDEPENDENT DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 23, 2019 TO HOLD OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE COMPANIES ACT, 2013 FROM A MEMBER PROPOSING HER CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT LIABLE TO RETIRE BY ROTATION, TO HOLD OFFICE FOR A TERM OF 5 (FIVE) CONSECUTIVE YEARS, FROM THE DATE OF APPOINTMENT I.E. OCTOBER 23, 2019 TO OCTOBER 22, 2024 | F,N,A | F | Management Proposal | A | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | TO CONSIDER AND ADOPT: (A) THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF H 3.50 PER EQUITY SHARE, ALREADY PAID, FOR THE YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | TO APPOINT A DIRECTOR IN PLACE OF MR. IMTIAZ KANGA (DIN: 00136272), WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | RATIFYING REMUNERATION OF COST AUDITOR FOR THE FY 2020-21: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED TO THE REMUNERATION PAYABLE TO M/S K. G. GOYAL & ASSOCIATES, COST AUDITORS APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021, AS SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE CONVENING THIS ANNUAL GENERAL MEETING." RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | RE-APPOINTMENT OF MR. MANISH MOHNOT (DIN: 01229696) AS MANAGING DIRECTOR & CEO OF THE COMPANY | F,N,A | F | Management Proposal | F | 10-Aug-2020 | |
KALPATARU POWER TRANSMISSION LTD | 12-Aug-2020 | Y45237131 | Annual General Meeting | 05-Aug-2020 | INE220B01022 | B02N266 | RE-APPOINTMENT OF MS. ANJALI SETH (DIN: 05234352) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 10-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF RS. 0.90 (90 PAISE) PER EQUITY SHARE ALREADY PAID FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO APPOINT A DIRECTOR IN PLACE OF MR. MITHUN K CHITTILAPPILLY (DIN: 00027610), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RE-APPOINT MR. RAMACHANDRAN V (DIN: 06576300) AS WHOLE-TIME DIRECTOR FOR A PERIOD OF FOUR YEARS | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CONSIDER APPOINTMENT OF MR. B JAYARAJ (DIN: 00027479) AS NON-EXECUTIVE NON-INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RATIFY THE REMUNERATION PAYABLE TO COST AUDITOR | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | PAYMENT OF REMUNERATION BY WAY OF COMMISSION TO MR. KOCHOUSEPH CHITTILAPPILLY, PAST CHAIRMAN AND NON-EXECUTIVE DIRECTOR FOR THE FINANCIAL YEAR 2019-20, ABOVE FIFTY PERCENT OF THE TOTAL ANNUAL REMUNERATION BY WAY OF COMMISSION PAYABLE TO ALL THE NON-EXECUTIVE DIRECTORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CREATE FURTHER NUMBER OF OPTIONS FOR GRANT UNDER THE EXISTING EMPLOYEE STOCK OPTION SCHEME OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO INCREASE OVERALL MANAGERIAL REMUNERATION PAYABLE FROM 11% TO 15% OF THE NET PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO INCREASE MANAGERIAL REMUNERATION PAYABLE TO MR. RAMACHANDRAN V, WHOLE-TIME DIRECTOR IN EXCESS OF 5% OF THE NET PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF RS. 0.90 (90 PAISE) PER EQUITY SHARE ALREADY PAID FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO APPOINT A DIRECTOR IN PLACE OF MR. MITHUN K CHITTILAPPILLY (DIN: 00027610), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RE-APPOINT MR. RAMACHANDRAN V (DIN: 06576300) AS WHOLE-TIME DIRECTOR FOR A PERIOD OF FOUR YEARS | F,N,A | F | Management Proposal | A | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CONSIDER APPOINTMENT OF MR. B JAYARAJ (DIN: 00027479) AS NON-EXECUTIVE NON-INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO RATIFY THE REMUNERATION PAYABLE TO COST AUDITOR | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | PAYMENT OF REMUNERATION BY WAY OF COMMISSION TO MR. KOCHOUSEPH CHITTILAPPILLY, PAST CHAIRMAN AND NON-EXECUTIVE DIRECTOR FOR THE FINANCIAL YEAR 2019-20, ABOVE FIFTY PERCENT OF THE TOTAL ANNUAL REMUNERATION BY WAY OF COMMISSION PAYABLE TO ALL THE NON-EXECUTIVE DIRECTORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO CREATE FURTHER NUMBER OF OPTIONS FOR GRANT UNDER THE EXISTING EMPLOYEE STOCK OPTION SCHEME OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO INCREASE OVERALL MANAGERIAL REMUNERATION PAYABLE FROM 11% TO 15% OF THE NET PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
V-GUARD INDUSTRIES LTD | 12-Aug-2020 | Y93650102 | Annual General Meeting | 05-Aug-2020 | INE951I01027 | BD0F6Q3 | TO INCREASE MANAGERIAL REMUNERATION PAYABLE TO MR. RAMACHANDRAN V, WHOLE-TIME DIRECTOR IN EXCESS OF 5% OF THE NET PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 07-Aug-2020 | |
PAGE INDUSTRIES LIMITED | 13-Aug-2020 | Y6592S102 | Annual General Meeting | 06-Aug-2020 | INE761H01022 | B1VJS64 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
PAGE INDUSTRIES LIMITED | 13-Aug-2020 | Y6592S102 | Annual General Meeting | 06-Aug-2020 | INE761H01022 | B1VJS64 | TO APPOINT A DIRECTOR IN THE PLACE OF MR. RAMESH GENOMAL [DIN: 00931277], WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
PAGE INDUSTRIES LIMITED | 13-Aug-2020 | Y6592S102 | Annual General Meeting | 06-Aug-2020 | INE761H01022 | B1VJS64 | TO APPOINT A DIRECTOR IN THE PLACE OF MR. V S GANESH [DIN: 07822261] WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
PAGE INDUSTRIES LIMITED | 13-Aug-2020 | Y6592S102 | Annual General Meeting | 06-Aug-2020 | INE761H01022 | B1VJS64 | TO CONSIDER AND IF THOUGHT FIT TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: RESOLVED THAT PURSUANT TO PROVISIONS OF SECTION 197(1)(II) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF A SUM NOT EXCEEDING INR 9.0 MILLION (RUPEES NINE MILLION ONLY), (EXCLUDING SITTING FEES) SUBJECT TO THE LIMIT PRESCRIBED IN THE COMPANIES ACT, 2013, TO BE PAID TO AND DISTRIBUTED AMONGST THE DIRECTORS OF THE COMPANY OR SOME OR ANY OF THEM (OTHER THAN MANAGING DIRECTORS / WHOLE-TIME DIRECTORS) IN SUCH AMOUNTS, SUBJECT TO SUCH CEILING AND IN SUCH MANNER AND IN SUCH RESPECTS AS MAY BE DECIDED BY THE BOARD OF DIRECTORS AND SUCH PAYMENTS SHALL BE MADE FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | TO CONFIRM PAYMENT OF INTERIM DIVIDEND OF INR 3.50 PER EQUITY SHARE AND TO DECLARE THE SAME AS FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | TO APPOINT A DIRECTOR IN PLACE OF MR. ALOK KUMAR AGARWAL (DIN: 03434304) WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | APPOINTMENT OF MR. MURALI SIVARAMAN (DIN: 01461231) AS A NON-EXECUTIVE, INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | REMUNERATION PAYABLE TO MR. BHARGAV DASGUPTA (DIN: 00047728), MANAGING DIRECTOR & CEO OF THE COMPANY FOR FY2021 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | REMUNERATION PAYABLE TO MR. ALOK KUMAR AGARWAL (DIN: 03434304), WHOLE-TIME DIRECTOR DESIGNATED AS EXECUTIVE DIRECTOR-WHOLESALE OF THE COMPANY FOR FY2021 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 13-Aug-2020 | Y3R55N101 | Annual General Meeting | 06-Aug-2020 | INE765G01017 | BYXH7P9 | REMUNERATION PAYABLE TO MR. SANJEEV MANTRI (DIN: 07192264), WHOLE-TIME DIRECTOR DESIGNATED AS EXECUTIVE DIRECTOR-RETAIL OF THE COMPANY FOR FY2021 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORT OF THE AUDITORS THEREON FOR THE YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO DECLARE FINAL DIVIDEND ON EQUITY SHARES | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MR. SUBRAMANIAN SARMA (DIN: 00554221), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MRS. SUNITA SHARMA (DIN: 02949529), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MR. A.M NAIK (DIN: 00001514), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE RE-APPOINTMENT AND CONTINUATION OF MR. A.M NAIK (DIN: 00001514) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY WHO HAS ATTAINED THE AGE OF SEVENTY-FIVE YEARS | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT MR. SUDHINDRA VASANTRAO DESAI (DIN: 07648203) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY, AND IS ELIGIBLE FOR APPOINTMENT AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT MR. T. MADHAVA DAS (DIN: 08586766) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY, AND IS ELIGIBLE FOR APPOINTMENT AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE RE-APPOINTMENT OF MR. D.K SEN (DIN: 03554707) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 1, 2020 UPTO AND INCLUDING APRIL 7, 2023. RESOLVED FURTHER THAT MR. D.K SEN IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER AND SUBJECT TO SUCH APPROVALS AS MAY BE REQUIRED, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. SUBRAMANIAN SARMA (DIN: 00554221) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM AUGUST 19, 2020 UPTO AND INCLUDING AUGUST 18, 2025. RESOLVED FURTHER THAT MR. SUBRAMANIAN SARMA IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. SUDHINDRA VASANTRAO DESAI (DIN: 07648203) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM JULY 11, 2020 UPTO AND INCLUDING JULY 10, 2025. RESOLVED FURTHER THAT MR. SUDHINDRA VASANTRAO DESAI IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. T. MADHAVA DAS (DIN: 08586766) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM JULY 11, 2020 UPTO AND INCLUDING JULY 10, 2025. RESOLVED FURTHER THAT MR. T.MADHAVA DAS IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT IN SUPERSESSION OF THE RESOLUTION NO. 14 PASSED BY THE MEMBERS AT THE 74TH ANNUAL GENERAL MEETING OF THE COMPANY HELD ON AUGUST 1, 2019 IN THIS REGARD AND IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 41, 42, 62 AND OTHER APPLICABLE PROVISIONS, IF ANY OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATIONS OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE) AS AMENDED FROM TIME TO TIME, FOREIGN EXCHANGE MANAGEMENT ACT, 1999, SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 ('SEBI REGULATIONS'), SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, ENABLING PROVISIONS IN THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AS ALSO PROVISIONS OF ANY OTHER APPLICABLE LAWS, RULES AND REGULATIONS (INCLUDING ANY AMENDMENTS THERETO OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE) AND SUBJECT TO SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI), GOVERNMENT OF INDIA (GOI), RESERVE BANK OF INDIA (RBI) AND ALL OTHER APPROPRIATE AND/OR CONCERNED AUTHORITIES, OR BODIES AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS, AS MAY BE PRESCRIBED BY ANY OF THEM IN GRANTING SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY ('BOARD') (WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE WHICH THE BOARD MAY HAVE CONSTITUTED OR HEREAFTER CONSTITUTE FOR THE TIME BEING EXERCISING THE POWERS CONFERRED ON THE BOARD BY THIS RESOLUTION), THE BOARD BE AND IS HEREBY AUTHORIZED TO OFFER , ISSUE AND ALLOT IN ONE OR MORE TRANCHES, TO INVESTORS WHETHER INDIAN OR FOREIGN, INCLUDING FOREIGN INSTITUTIONS, FOREIGN INSTITUTIONAL INVESTORS, FOREIGN PORTFOLIO INVESTORS, FOREIGN VENTURE CAPITAL FUND INVESTORS, VENTURE CAPITAL FUNDS, NON-RESIDENT INDIANS, CORPORATE BODIES, MUTUAL FUNDS, BANKS, INSURANCE COMPANIES, PENSION FUNDS, INDIVIDUALS OR OTHERWISE, WHETHER SHAREHOLDERS OF THE COMPANY OR NOT, THROUGH AN ISSUE OF CONVERTIBLE BONDS AND/OR EQUITY SHARES THROUGH DEPOSITORY RECEIPTS, INCLUDING BY WAY OF QUALIFIED INSTITUTIONS PLACEMENT ('QIP'), TO QUALIFIED INSTITUTIONAL BUYERS ('QIB') IN TERMS OF CHAPTER VI OF THE SEBI REGULATIONS, THROUGH ONE OR MORE PLACEMENTS OF EQUITY SHARES (HEREINAFTER COLLECTIVELY REFERRED TO AS "SECURITIES"), WHETHER BY WAY OF PRIVATE PLACEMENT OR OTHERWISE AS THE BOARD MAY DETERMINE, WHERE NECESSARY IN CONSULTATION WITH THE LEAD MANAGERS, UNDERWRITERS, MERCHANT BANKERS, GUARANTORS, FINANCIAL AND/OR LEGAL ADVISORS, RATING AGENCIES/ ADVISORS, DEPOSITORIES, CUSTODIANS, PRINCIPAL PAYING/TRANSFER/CONVERSION AGENTS, LISTING AGENTS, REGISTRARS, TRUSTEES, AUDITORS, STABILIZING AGENTS AND ALL OTHER AGENCIES/ADVISORS SO THAT THE TOTAL AMOUNT RAISED THROUGH ISSUE OF THE SECURITIES SHALL NOT EXCEED INR 4500 CRORE (RUPEES FOUR THOUSAND FIVE HUNDRED CRORE) OR USD600 MN (US DOLLARS SIX HUNDRED MILLION), IF THE VALUE IS HIGHER. RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE, THE BOARD BE AND IS HEREBY ALSO AUTHORISED TO DETERMINE THE FORM, TERMS AND TIMING OF THE ISSUE(S), INCLUDING THE CLASS OF INVESTORS TO WHOM THE SECURITIES ARE TO BE ALLOTTED, NUMBER OF SECURITIES TO BE ALLOTTED IN EACH TRANCHE, ISSUE PRICE, FACE VALUE, PREMIUM AMOUNT IN ISSUE/ CONVERSION/ EXERCISE/ REDEMPTION, RATE OF INTEREST, REDEMPTION PERIOD, LISTINGS ON ONE OR MORE STOCK EXCHANGES IN INDIA OR ABROAD AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DEEMS FIT AND TO MAKE AND ACCEPT ANY MODIFICATIONS IN THE PROPOSALS AS MAY BE REQUIRED BY THE AUTHORITIES INVOLVED IN SUCH ISSUE(S) IN INDIA AND/ OR ABROAD, TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AND TO SETTLE ANY QUESTIONS OR DIFFICULTIES THAT MAY ARISE IN REGARD TO THE ISSUE(S). RESOLVED FURTHER THAT IN CASE OF QIP ISSUE IT SHALL BE COMPLETED WITHIN 12 MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION. RESOLVED FURTHER THAT IN CASE OF QIP ISSUE THE RELEVANT DATE FOR DETERMINATION OF THE FLOOR PRICE OF THE EQUITY SHARES TO BE ISSUED SHALL BE - I) IN CASE OF ALLOTMENT OF EQUITY SHARES, THE DATE OF MEETING IN WHICH THE BOARD DECIDES TO OPEN THE PROPOSED ISSUE II) IN CASE OF ALLOTMENT OF ELIGIBLE CONVERTIBLE SECURITIES, EITHER THE DATE OF THE MEETING IN WHICH THE BOARD DECIDES TO OPEN THE ISSUE OF SUCH CONVERTIBLE SECURITIES OR THE DATE ON WHICH THE HOLDERS OF SUCH CONVERTIBLE SECURITIES BECOME ENTITLED TO APPLY FOR THE EQUITY SHARES, AS MAY BE DETERMINED BY THE BOARD. RESOLVED FURTHER THAT THE EQUITY SHARES SO ISSUED SHALL RANK PARI PASSU WITH THE EXISTING EQUITY SHARES OF THE COMPANY IN ALL RESPECTS. RESOLVED FURTHER THAT THE EQUITY SHARES TO BE OFFERED AND ALLOTTED SHALL BE IN DEMATERIALIZED FORM. RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO ANY OFFER, ISSUE OR ALLOTMENT OF SECURITIES, THE BOARD, BE AND IS HEREBY AUTHORISED ON BEHALF OF THE COMPANY TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY, IN ABSOLUTE DISCRETION, DEEM NECESSARY OR DESIRABLE FOR SUCH PURPOSE, INCLUDING WITHOUT LIMITATION, THE DETERMINATION OF THE TERMS THEREOF, FOR ENTERING INTO ARRANGEMENTS FOR MANAGING, UNDERWRITING, MARKETING, LISTING AND TRADING, TO ISSUE PLACEMENT DOCUMENTS AND TO SIGN ALL DEEDS, DOCUMENTS AND WRITINGS AND TO PAY ANY FEES, COMMISSIONS, REMUNERATION, EXPENSES RELATING THERETO AND WITH POWER ON BEHALF OF THE COMPANY TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN REGARD TO SUCH OFFER(S) OR ISSUE(S) OR ALLOTMENT(S) AS IT MAY, IN ITS ABSOLUTE DISCRETION, DEEMS FIT. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO APPOINT LEAD MANAGER(S) IN OFFERINGS OF SECURITIES AND TO REMUNERATE THEM BY WAY OF COMMISSION, BROKERAGE, FEES OR THE LIKE AND ALSO TO ENTER INTO AND EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS, MEMORANDA, DOCUMENTS, ETC. WITH LEAD MANAGER(S) AND TO SEEK LISTING OF SUCH SECURITIES. RESOLVED FURTHER THAT THE COMPANY DO APPLY FOR LISTING OF THE NEW EQUITY SHARES AS MAY BE ISSUED WITH THE BSE LIMITED AND NATIONAL STOCK EXCHANGE OF INDIA LIMITED OR ANY OTHER STOCK EXCHANGE(S). RESOLVED FURTHER THAT THE COMPANY DO APPLY TO THE NATIONAL SECURITIES DEPOSITORY LIMITED AND/OR CENTRAL DEPOSITORY SERVICES (INDIA) LIMITED FOR ADMISSION OF THE SECURITIES. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO CREATE NECESSARY CHARGE ON SUCH OF THE ASSETS AND PROPERTIES (WHETHER PRESENT OR FUTURE) OF THE COMPANY IN RESPECT OF SECURITIES AND TO APPROVE, ACCEPT, FINALIZE AND EXECUTE FACILITIES, SANCTIONS, UNDERTAKINGS, AGREEMENTS, PROMISSORY NOTES, CREDIT LIMITS AND ANY OF THE DOCUMENTS AND PAPERS IN CONNECTION WITH THE ISSUE OF SECURITIES. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS IN SUCH MANNER AS THEY MAY DEEM FIT | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTION 139 OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND OTHER APPLICABLE PROVISIONS, IF ANY, M/S. DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS, ICAI REGISTRATION NO. 117366W-W100018 BE AND ARE HEREBY RE-APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY, FOR THE SECOND AND FINAL TERM OF 5 YEARS, TO HOLD OFFICE FROM CONCLUSION OF 75TH ANNUAL GENERAL MEETING TILL CONCLUSION OF 80TH ANNUAL GENERAL MEETING. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS, OR AUDIT COMMITTEE THEREOF, BE AND IS HEREBY AUTHORIZED TO DECIDE AND FINALISE THE TERMS AND CONDITIONS OF APPOINTMENT, INCLUDING THE REMUNERATION OF THE STATUTORY AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE COMPANY HEREBY RATIFIES THE REMUNERATION OF INR 13 LAKHS PLUS APPLICABLE TAXES AND OUT OF POCKET EXPENSES AT ACTUALS FOR TRAVELLING AND BOARDING/LODGING FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021 TO M/S R. NANABHOY & CO. COST ACCOUNTANTS (REGN. NO. 00010), WHO ARE APPOINTED AS COST AUDITORS TO CONDUCT THE AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORT OF THE AUDITORS THEREON FOR THE YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO DECLARE FINAL DIVIDEND ON EQUITY SHARES | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MR. SUBRAMANIAN SARMA (DIN: 00554221), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MRS. SUNITA SHARMA (DIN: 02949529), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | TO APPOINT A DIRECTOR IN PLACE OF MR. A.M NAIK (DIN: 00001514), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE RE-APPOINTMENT AND CONTINUATION OF MR. A.M NAIK (DIN: 00001514) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY WHO HAS ATTAINED THE AGE OF SEVENTY-FIVE YEARS | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT MR. SUDHINDRA VASANTRAO DESAI (DIN: 07648203) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY, AND IS ELIGIBLE FOR APPOINTMENT AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT MR. T. MADHAVA DAS (DIN: 08586766) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY, AND IS ELIGIBLE FOR APPOINTMENT AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE RE-APPOINTMENT OF MR. D.K SEN (DIN: 03554707) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 1, 2020 UPTO AND INCLUDING APRIL 7, 2023. RESOLVED FURTHER THAT MR. D.K SEN IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER AND SUBJECT TO SUCH APPROVALS AS MAY BE REQUIRED, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. SUBRAMANIAN SARMA (DIN: 00554221) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM AUGUST 19, 2020 UPTO AND INCLUDING AUGUST 18, 2025. RESOLVED FURTHER THAT MR. SUBRAMANIAN SARMA IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. SUDHINDRA VASANTRAO DESAI (DIN: 07648203) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM JULY 11, 2020 UPTO AND INCLUDING JULY 10, 2025. RESOLVED FURTHER THAT MR. SUDHINDRA VASANTRAO DESAI IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTIONS 196,197,203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE V OF THE SAID ACT AND THE RULES MADE THEREUNDER, APPROVAL BE AND IS HEREBY GRANTED TO THE APPOINTMENT OF MR. T. MADHAVA DAS (DIN: 08586766) AS THE WHOLE-TIME DIRECTOR OF THE COMPANY WITH EFFECT FROM JULY 11, 2020 UPTO AND INCLUDING JULY 10, 2025. RESOLVED FURTHER THAT MR. T.MADHAVA DAS IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE PAID REMUNERATION AS MAY BE FIXED BY THE BOARD, FROM TIME TO TIME, AS PRESCRIBED UNDER THE COMPANIES ACT, 2013 AND WITHIN THE LIMITS APPROVED BY THE MEMBERS AS PER THE DETAILS GIVEN IN THE EXPLANATORY STATEMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT IN SUPERSESSION OF THE RESOLUTION NO. 14 PASSED BY THE MEMBERS AT THE 74TH ANNUAL GENERAL MEETING OF THE COMPANY HELD ON AUGUST 1, 2019 IN THIS REGARD AND IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 41, 42, 62 AND OTHER APPLICABLE PROVISIONS, IF ANY OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATIONS OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE) AS AMENDED FROM TIME TO TIME, FOREIGN EXCHANGE MANAGEMENT ACT, 1999, SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018 ('SEBI REGULATIONS'), SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, ENABLING PROVISIONS IN THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AS ALSO PROVISIONS OF ANY OTHER APPLICABLE LAWS, RULES AND REGULATIONS (INCLUDING ANY AMENDMENTS THERETO OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE) AND SUBJECT TO SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI), GOVERNMENT OF INDIA (GOI), RESERVE BANK OF INDIA (RBI) AND ALL OTHER APPROPRIATE AND/OR CONCERNED AUTHORITIES, OR BODIES AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS, AS MAY BE PRESCRIBED BY ANY OF THEM IN GRANTING SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY ('BOARD') (WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE WHICH THE BOARD MAY HAVE CONSTITUTED OR HEREAFTER CONSTITUTE FOR THE TIME BEING EXERCISING THE POWERS CONFERRED ON THE BOARD BY THIS RESOLUTION), THE BOARD BE AND IS HEREBY AUTHORIZED TO OFFER , ISSUE AND ALLOT IN ONE OR MORE TRANCHES, TO INVESTORS WHETHER INDIAN OR FOREIGN, INCLUDING FOREIGN INSTITUTIONS, FOREIGN INSTITUTIONAL INVESTORS, FOREIGN PORTFOLIO INVESTORS, FOREIGN VENTURE CAPITAL FUND INVESTORS, VENTURE CAPITAL FUNDS, NON-RESIDENT INDIANS, CORPORATE BODIES, MUTUAL FUNDS, BANKS, INSURANCE COMPANIES, PENSION FUNDS, INDIVIDUALS OR OTHERWISE, WHETHER SHAREHOLDERS OF THE COMPANY OR NOT, THROUGH AN ISSUE OF CONVERTIBLE BONDS AND/OR EQUITY SHARES THROUGH DEPOSITORY RECEIPTS, INCLUDING BY WAY OF QUALIFIED INSTITUTIONS PLACEMENT ('QIP'), TO QUALIFIED INSTITUTIONAL BUYERS ('QIB') IN TERMS OF CHAPTER VI OF THE SEBI REGULATIONS, THROUGH ONE OR MORE PLACEMENTS OF EQUITY SHARES (HEREINAFTER COLLECTIVELY REFERRED TO AS "SECURITIES"), WHETHER BY WAY OF PRIVATE PLACEMENT OR OTHERWISE AS THE BOARD MAY DETERMINE, WHERE NECESSARY IN CONSULTATION WITH THE LEAD MANAGERS, UNDERWRITERS, MERCHANT BANKERS, GUARANTORS, FINANCIAL AND/OR LEGAL ADVISORS, RATING AGENCIES/ ADVISORS, DEPOSITORIES, CUSTODIANS, PRINCIPAL PAYING/TRANSFER/CONVERSION AGENTS, LISTING AGENTS, REGISTRARS, TRUSTEES, AUDITORS, STABILIZING AGENTS AND ALL OTHER AGENCIES/ADVISORS SO THAT THE TOTAL AMOUNT RAISED THROUGH ISSUE OF THE SECURITIES SHALL NOT EXCEED INR 4500 CRORE (RUPEES FOUR THOUSAND FIVE HUNDRED CRORE) OR USD600 MN (US DOLLARS SIX HUNDRED MILLION), IF THE VALUE IS HIGHER. RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE, THE BOARD BE AND IS HEREBY ALSO AUTHORISED TO DETERMINE THE FORM, TERMS AND TIMING OF THE ISSUE(S), INCLUDING THE CLASS OF INVESTORS TO WHOM THE SECURITIES ARE TO BE ALLOTTED, NUMBER OF SECURITIES TO BE ALLOTTED IN EACH TRANCHE, ISSUE PRICE, FACE VALUE, PREMIUM AMOUNT IN ISSUE/ CONVERSION/ EXERCISE/ REDEMPTION, RATE OF INTEREST, REDEMPTION PERIOD, LISTINGS ON ONE OR MORE STOCK EXCHANGES IN INDIA OR ABROAD AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DEEMS FIT AND TO MAKE AND ACCEPT ANY MODIFICATIONS IN THE PROPOSALS AS MAY BE REQUIRED BY THE AUTHORITIES INVOLVED IN SUCH ISSUE(S) IN INDIA AND/ OR ABROAD, TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AND TO SETTLE ANY QUESTIONS OR DIFFICULTIES THAT MAY ARISE IN REGARD TO THE ISSUE(S). RESOLVED FURTHER THAT IN CASE OF QIP ISSUE IT SHALL BE COMPLETED WITHIN 12 MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION. RESOLVED FURTHER THAT IN CASE OF QIP ISSUE THE RELEVANT DATE FOR DETERMINATION OF THE FLOOR PRICE OF THE EQUITY SHARES TO BE ISSUED SHALL BE - I) IN CASE OF ALLOTMENT OF EQUITY SHARES, THE DATE OF MEETING IN WHICH THE BOARD DECIDES TO OPEN THE PROPOSED ISSUE II) IN CASE OF ALLOTMENT OF ELIGIBLE CONVERTIBLE SECURITIES, EITHER THE DATE OF THE MEETING IN WHICH THE BOARD DECIDES TO OPEN THE ISSUE OF SUCH CONVERTIBLE SECURITIES OR THE DATE ON WHICH THE HOLDERS OF SUCH CONVERTIBLE SECURITIES BECOME ENTITLED TO APPLY FOR THE EQUITY SHARES, AS MAY BE DETERMINED BY THE BOARD. RESOLVED FURTHER THAT THE EQUITY SHARES SO ISSUED SHALL RANK PARI PASSU WITH THE EXISTING EQUITY SHARES OF THE COMPANY IN ALL RESPECTS. RESOLVED FURTHER THAT THE EQUITY SHARES TO BE OFFERED AND ALLOTTED SHALL BE IN DEMATERIALIZED FORM. RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO ANY OFFER, ISSUE OR ALLOTMENT OF SECURITIES, THE BOARD, BE AND IS HEREBY AUTHORISED ON BEHALF OF THE COMPANY TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT MAY, IN ABSOLUTE DISCRETION, DEEM NECESSARY OR DESIRABLE FOR SUCH PURPOSE, INCLUDING WITHOUT LIMITATION, THE DETERMINATION OF THE TERMS THEREOF, FOR ENTERING INTO ARRANGEMENTS FOR MANAGING, UNDERWRITING, MARKETING, LISTING AND TRADING, TO ISSUE PLACEMENT DOCUMENTS AND TO SIGN ALL DEEDS, DOCUMENTS AND WRITINGS AND TO PAY ANY FEES, COMMISSIONS, REMUNERATION, EXPENSES RELATING THERETO AND WITH POWER ON BEHALF OF THE COMPANY TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN REGARD TO SUCH OFFER(S) OR ISSUE(S) OR ALLOTMENT(S) AS IT MAY, IN ITS ABSOLUTE DISCRETION, DEEMS FIT. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO APPOINT LEAD MANAGER(S) IN OFFERINGS OF SECURITIES AND TO REMUNERATE THEM BY WAY OF COMMISSION, BROKERAGE, FEES OR THE LIKE AND ALSO TO ENTER INTO AND EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS, MEMORANDA, DOCUMENTS, ETC. WITH LEAD MANAGER(S) AND TO SEEK LISTING OF SUCH SECURITIES. RESOLVED FURTHER THAT THE COMPANY DO APPLY FOR LISTING OF THE NEW EQUITY SHARES AS MAY BE ISSUED WITH THE BSE LIMITED AND NATIONAL STOCK EXCHANGE OF INDIA LIMITED OR ANY OTHER STOCK EXCHANGE(S). RESOLVED FURTHER THAT THE COMPANY DO APPLY TO THE NATIONAL SECURITIES DEPOSITORY LIMITED AND/OR CENTRAL DEPOSITORY SERVICES (INDIA) LIMITED FOR ADMISSION OF THE SECURITIES. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO CREATE NECESSARY CHARGE ON SUCH OF THE ASSETS AND PROPERTIES (WHETHER PRESENT OR FUTURE) OF THE COMPANY IN RESPECT OF SECURITIES AND TO APPROVE, ACCEPT, FINALIZE AND EXECUTE FACILITIES, SANCTIONS, UNDERTAKINGS, AGREEMENTS, PROMISSORY NOTES, CREDIT LIMITS AND ANY OF THE DOCUMENTS AND PAPERS IN CONNECTION WITH THE ISSUE OF SECURITIES. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DELEGATE ALL OR ANY OF THE POWERS IN SUCH MANNER AS THEY MAY DEEM FIT | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTION 139 OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND OTHER APPLICABLE PROVISIONS, IF ANY, M/S. DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS, ICAI REGISTRATION NO. 117366W-W100018 BE AND ARE HEREBY RE-APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY, FOR THE SECOND AND FINAL TERM OF 5 YEARS, TO HOLD OFFICE FROM CONCLUSION OF 75TH ANNUAL GENERAL MEETING TILL CONCLUSION OF 80TH ANNUAL GENERAL MEETING. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS, OR AUDIT COMMITTEE THEREOF, BE AND IS HEREBY AUTHORIZED TO DECIDE AND FINALISE THE TERMS AND CONDITIONS OF APPOINTMENT, INCLUDING THE REMUNERATION OF THE STATUTORY AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
LARSEN & TOUBRO LTD | 13-Aug-2020 | Y5217N159 | Annual General Meeting | 06-Aug-2020 | INE018A01030 | B0166K8 | RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE COMPANY HEREBY RATIFIES THE REMUNERATION OF INR 13 LAKHS PLUS APPLICABLE TAXES AND OUT OF POCKET EXPENSES AT ACTUALS FOR TRAVELLING AND BOARDING/LODGING FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021 TO M/S R. NANABHOY & CO. COST ACCOUNTANTS (REGN. NO. 00010), WHO ARE APPOINTED AS COST AUDITORS TO CONDUCT THE AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF DIRECTORS AND AUDITORS THEREON B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO DECLARE/CONFIRM DIVIDEND OF INR 7.50 (75%) ON EQUITY SHARES OF THE COMPANY FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO APPOINT A DIRECTOR IN PLACE OF SMT. SUSHILA DEVI SINGHANIA AGED ABOUT 84 YEARS (DIN 00142549), WHO RETIRES BY ROTATION PURSUANT TO THE PROVISIONS OF ARTICLE 90 OF THE ARTICLE OF ASSOCIATION OF THE COMPANY AND BEING ELIGIBLE OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | RATIFICATION OF REMUNERATION TO THE COST AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | PRIVATE PLACEMENT OF NON CONVERTIBLE DEBENTURES | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE THE CONTINUATION OF DIRECTORSHIP OF SMT. SUSHILA DEVI SINGHANIA AGED ABOUT 84 YEARS (DIN: 00142549) | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. RAGHAVPAT SINGHANIA (DIN: 02426556),BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. MADHAVKRISHNA SINGHANIA (DIN:07022433), BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. AJAY KUMAR SARAOGI (DIN: 00130805), BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF DIRECTORS AND AUDITORS THEREON B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO DECLARE/CONFIRM DIVIDEND OF INR 7.50 (75%) ON EQUITY SHARES OF THE COMPANY FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO APPOINT A DIRECTOR IN PLACE OF SMT. SUSHILA DEVI SINGHANIA AGED ABOUT 84 YEARS (DIN 00142549), WHO RETIRES BY ROTATION PURSUANT TO THE PROVISIONS OF ARTICLE 90 OF THE ARTICLE OF ASSOCIATION OF THE COMPANY AND BEING ELIGIBLE OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | RATIFICATION OF REMUNERATION TO THE COST AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | PRIVATE PLACEMENT OF NON CONVERTIBLE DEBENTURES | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE THE CONTINUATION OF DIRECTORSHIP OF SMT. SUSHILA DEVI SINGHANIA AGED ABOUT 84 YEARS (DIN: 00142549) | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. RAGHAVPAT SINGHANIA (DIN: 02426556),BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. MADHAVKRISHNA SINGHANIA (DIN:07022433), BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
J.K. CEMENT LTD | 14-Aug-2020 | Y613A5100 | Annual General Meeting | 07-Aug-2020 | INE823G01014 | B0CJ800 | REGULARISATION OF ADDITIONAL DIRECTOR, MR. AJAY KUMAR SARAOGI (DIN: 00130805), BY APPOINTING HIM AS EXECUTIVE DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | ADOPTION OF FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: 00203578), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF M/S WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS (REGISTRATION NO. 001076N/N500013) AS STATUTORY AUDITORS OF THE BANK | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | APPOINTMENT OF BRANCH AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: 00203578) AS A WHOLE TIME DIRECTOR (DESIGNATED AS EXECUTIVE DIRECTOR) OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MR. GIRISH CHANDRA CHATURVEDI (DIN: 00110996) AS AN INDEPENDENT DIRECTOR OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT MR. GIRISH CHANDRA CHATURVEDI (DIN: 00110996) AS NONEXECUTIVE (PART-TIME) CHAIRMAN OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | SHIFTING THE REGISTERED OFFICE OF THE BANK FROM THE STATE OF GUJARAT TO THE STATE OF MAHARASHTRA AND CONSEQUENT AMENDMENT TO THE MEMORANDUM OF ASSOCIATION OF THE BANK | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | ADOPTION OF FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: 00203578), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF M/S WALKER CHANDIOK & CO LLP, CHARTERED ACCOUNTANTS (REGISTRATION NO. 001076N/N500013) AS STATUTORY AUDITORS OF THE BANK | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | APPOINTMENT OF BRANCH AUDITORS | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: 00203578) AS A WHOLE TIME DIRECTOR (DESIGNATED AS EXECUTIVE DIRECTOR) OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT OF MR. GIRISH CHANDRA CHATURVEDI (DIN: 00110996) AS AN INDEPENDENT DIRECTOR OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | RE-APPOINTMENT MR. GIRISH CHANDRA CHATURVEDI (DIN: 00110996) AS NONEXECUTIVE (PART-TIME) CHAIRMAN OF THE BANK | F,N,A | F | Management Proposal | A | 11-Aug-2020 | |
ICICI BANK LTD | 14-Aug-2020 | Y3860Z132 | Annual General Meeting | 07-Aug-2020 | INE090A01021 | BSZ2BY7 | SHIFTING THE REGISTERED OFFICE OF THE BANK FROM THE STATE OF GUJARAT TO THE STATE OF MAHARASHTRA AND CONSEQUENT AMENDMENT TO THE MEMORANDUM OF ASSOCIATION OF THE BANK | F,N,A | F | Management Proposal | F | 11-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 ALONG WITH THE REPORTS OF THE AUDITORS' AND BOARD OF DIRECTORS' THEREON | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | TO APPOINT A DIRECTOR IN PLACE OF MR. PRAMOD GOPALDAS GUJARATHI (DIN 00418958), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | RE-APPOINTMENT OF MR. PRAMOD GOPALDAS GUJARATHI (DIN 00418958) AS A WHOLE-TIME DIRECTOR, DESIGNATED AS "DIRECTOR (SAFETY & ENVIRONMENT) AND OCCUPIER | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | RE-APPOINTMENT OF MR. ASHISH BHARAT RAM (DIN: 00671567) AS MANAGING DIRECTOR | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | RATIFICATION OF REMUNERATION OF COST AUDITORS FOR FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
SRF LTD | 17-Aug-2020 | Y8133G134 | Annual General Meeting | 10-Aug-2020 | INE647A01010 | 6374947 | OFFER OR INVITATION TO SUBSCRIBE TO REDEEMABLE NON-CONVERTIBLE DEBENTURES OF THE COMPANY ON PRIVATE PLACEMENT | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
ALKEM LABORATORIES LTD | 18-Aug-2020 | Y0R6P5102 | Annual General Meeting | 11-Aug-2020 | INE540L01014 | BYY2WB4 | TO RECEIVE, CONSIDER AND ADOPT: (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON. (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
ALKEM LABORATORIES LTD | 18-Aug-2020 | Y0R6P5102 | Annual General Meeting | 11-Aug-2020 | INE540L01014 | BYY2WB4 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND AND TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
ALKEM LABORATORIES LTD | 18-Aug-2020 | Y0R6P5102 | Annual General Meeting | 11-Aug-2020 | INE540L01014 | BYY2WB4 | TO APPOINT A DIRECTOR IN PLACE OF MR. DHANANJAY KUMAR SINGH (DIN: 00739153), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
ALKEM LABORATORIES LTD | 18-Aug-2020 | Y0R6P5102 | Annual General Meeting | 11-Aug-2020 | INE540L01014 | BYY2WB4 | TO APPOINT A DIRECTOR IN PLACE OF MR. BALMIKI PRASAD SINGH (DIN: 00739856), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
ALKEM LABORATORIES LTD | 18-Aug-2020 | Y0R6P5102 | Annual General Meeting | 11-Aug-2020 | INE540L01014 | BYY2WB4 | "RESOLVED THAT PURSUANT TO SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, AS AMENDED (THE "COMPANIES ACT"), READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS AMENDED AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014, AS AMENDED, THE REMUNERATION, AS APPROVED BY THE BOARD OF DIRECTORS, AMOUNTING TO INR 10,00,000/- (RUPEES TEN LAKHS ONLY) PLUS APPLICABLE TAXES, AND RE-IMBURSEMENT TOWARDS THE OUT OF POCKET EXPENSES AT ACTUALS UPTO INR 10,000/- (RUPEES TEN THOUSAND ONLY) INCURRED IN CONNECTION WITH THE AUDIT, PAYABLE TO MR. SURESH D. SHENOY, COST ACCOUNTANT (MEMBERSHIP NO. 8318), WHO WAS APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY AS COST AUDITOR TO CONDUCT AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020, BE AND IS HEREBY RATIFIED. RESOLVED FURTHER THAT ANY ONE OF THE DIRECTORS OR COMPANY SECRETARY OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE, SUBMIT AND FILE THE RELEVANT FORMS, DOCUMENTS ETC. AND TO DO ALL ACTS, DEEDS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION. RESOLVED FURTHER THAT A COPY OF THE ABOVE RESOLUTION CERTIFIED BY ANY ONE OF THE DIRECTORS OR COMPANY SECRETARY BE SUBMITTED TO THE CONCERNED AUTHORITIES AND THEY BE REQUESTED TO ACT UPON THE SAME." | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
BHARTI AIRTEL LTD | 18-Aug-2020 | Y0885K108 | Annual General Meeting | 11-Aug-2020 | INE397D01024 | 6442327 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON AND OF THE BOARD OF DIRECTORS THEREON | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
BHARTI AIRTEL LTD | 18-Aug-2020 | Y0885K108 | Annual General Meeting | 11-Aug-2020 | INE397D01024 | 6442327 | DECLARATION OF FINAL DIVIDEND ON EQUITY SHARES: RS. 2/- PER EQUITY SHARE OF RS. 5/- EACH FULLY PAID, FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
BHARTI AIRTEL LTD | 18-Aug-2020 | Y0885K108 | Annual General Meeting | 11-Aug-2020 | INE397D01024 | 6442327 | RE-APPOINTMENT OF MR. GOPAL VITTAL AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
BHARTI AIRTEL LTD | 18-Aug-2020 | Y0885K108 | Annual General Meeting | 11-Aug-2020 | INE397D01024 | 6442327 | RE-APPOINTMENT OF MR. SHISHIR PRIYADARSHI AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 13-Aug-2020 | |
BHARTI AIRTEL LTD | 18-Aug-2020 | Y0885K108 | Annual General Meeting | 11-Aug-2020 | INE397D01024 | 6442327 | RATIFICATION OF REMUNERATION TO BE PAID TO SANJAY GUPTA & ASSOCIATES, COST ACCOUNTANTS, COST AUDITORS OF THE COMPANY FOR THE FY 2020-21 | F,N,A | F | Management Proposal | F | 13-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITORS | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO DECLARE DIVIDEND ON EQUITY SHARE CAPITAL OF THE COMPANY: DIVIDEND ON EQUITY SHARES, AS RECOMMENDED BY THE BOARD OF DIRECTORS (RS. 50/- PER EQUITY SHARE OF RS. 10/- EACH FULLY PAID UP) | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO APPOINT A DIRECTOR IN PLACE OF MR. AVISHRANT KESHAVA (DIN: 07292484), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | APPOINTMENT OF MRS. N S RAMA (DIN: 06720033) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | APPOINTMENT OF MR. DOUGLAS SMITH (DIN: 02454618) AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | RE-APPOINTMENT OF MR. AVISHRANT KESHAVA (DIN: 07292484) AS A WHOLE-TIME DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | RATIFICATION OF REMUNERATION PAYABLE TO THE COST AUDITORS | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITORS | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO DECLARE DIVIDEND ON EQUITY SHARE CAPITAL OF THE COMPANY: DIVIDEND ON EQUITY SHARES, AS RECOMMENDED BY THE BOARD OF DIRECTORS (RS. 50/- PER EQUITY SHARE OF RS. 10/- EACH FULLY PAID UP) | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | TO APPOINT A DIRECTOR IN PLACE OF MR. AVISHRANT KESHAVA (DIN: 07292484), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | APPOINTMENT OF MRS. N S RAMA (DIN: 06720033) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | APPOINTMENT OF MR. DOUGLAS SMITH (DIN: 02454618) AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | RE-APPOINTMENT OF MR. AVISHRANT KESHAVA (DIN: 07292484) AS A WHOLE-TIME DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
TIMKEN INDIA LTD | 20-Aug-2020 | Y8840Y105 | Annual General Meeting | 13-Aug-2020 | INE325A01013 | 6143857 | RATIFICATION OF REMUNERATION PAYABLE TO THE COST AUDITORS | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO RECEIVE, CONSIDER AND ADOPT, THE AUDITED FINANCIAL STATEMENTS (INCLUDING CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONFIRM INTERIM DIVIDENDS DECLARED BY THE BOARD OF DIRECTORS | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER RE-APPOINTMENT OF MR. ANIL KUMAR JANI (DIN: 07078868), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 196, 197, 203 AND OTHER APPLICABLE PROVISIONS, IF ANY OF THE COMPANIES ACT, 2013 ("THE ACT") AS AMENDED FROM TIME TO TIME READ WITH SCHEDULE V OF THE ACT, AND PURSUANT TO THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR REENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND THE APPLICABLE PROVISIONS OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS 2015, THE COMPANY HEREBY APPROVES/ RATIFIES THE RE-APPOINTMENT OF MRS. JAGRUTI ENGINEER, AS WHOLE-TIME DIRECTOR FOR A FURTHER PERIOD OF 4 (FOUR) YEARS AND 11 (ELEVEN) MONTHS WITH EFFECT FROM MAY 1, 2020 TO MARCH 31, 2025, ON THE TERMS AND CONDITIONS AS STIPULATED HEREUNDER AND SHE SHALL BE LIABLE TO RETIRE BY ROTATION. 1. REMUNERATION: INR 7,00,000/- (RUPEES SEVEN LAKHS ONLY) PER MONTH FROM MAY 1, 2020, INCLUDING ALL ALLOWANCES, PERQUISITES AND BENEFITS THAT SHE IS ENTITLED TO IN ACCORDANCE WITH THE COMPANY'S RULES AND REGULATIONS IN FORCE FROM TIME TO TIME. 2. THE WHOLE-TIME DIRECTOR SHALL BE ENTITLED TO AN ANNUAL INCREMENT AT THE RATE UPTO 20% W.E.F. APRIL 1, 2021 PER FINANCIAL YEAR ON CUMULATIVE BASIS. 3. OTHER TERMS: I. THE COMPANY SHALL REIMBURSE TO THE WHOLE-TIME DIRECTOR ALL THE ACTUAL EXPENSES INCURRED WHOLLY, NECESSARILY AND EXCLUSIVELY FOR AND ON BEHALF OF THE COMPANY AND / OR INCURRED IN PERFORMANCE OF THE DUTIES OF THE COMPANY. II. NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN CONTAINED, WHERE IN ANY FINANCIAL YEAR, THE COMPANY HAS NO PROFITS OR ITS PROFITS ARE INADEQUATE, THE COMPANY WILL PAY THE ABOVE REMUNERATION AS MINIMUM REMUNERATION TO THE WHOLE-TIME DIRECTOR. HOWEVER IN ANY CASE THE REMUNERATION WOULD NOT EXCEED THE LIMITS PRESCRIBED UNDER THE APPLICABLE PROVISIONS OF THE ACT. III. BOARD IS ENTITLED TO MAKE CHANGES WITHIN THE OVERALL AMOUNT FIXED BY THE MEMBERS. RESOLVED FURTHER THAT THE BOARD SHALL HAVE ABSOLUTE POWERS TO ACCEPT ANY MODIFICATION IN THE TERMS AND CONDITIONS AS MAY BE APPROVED BY SHAREHOLDERS WHILE ACCORDING ITS APPROVAL AND ACCEPTANCE WITH THE SAID APPROVAL OF THE SHAREHOLDERS AND TO GIVE EFFECT TO THE FORGOING RESOLUTION, OR AS MAY BE OTHERWISE CONSIDERED BY IT TO BE IN THE BEST INTEREST OF THE COMPANY. RESOLVED FURTHER THAT ANY OF THE DIRECTORS OR COMPANY SECRETARY OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY AND DEEMED EXPEDIENT TO PUT THE AFORESAID RESOLUTIONS INTO EFFECT INCLUDING BUT NOT LIMITED TO FILING AND SIGNING OF REQUISITE E-FORMS WITH THE REGISTRAR OF COMPANIES AND ANY OTHER CONCERNED STATUTORY AUTHORITIES." | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("ACT") AND THE RULES MADE THEREUNDER, READ WITH SCHEDULE IV OF THE ACT AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AS AMENDED FROM TIME TO TIME, MR. VIRAL JHAVERI (DIN: 08277568), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY BY THE BOARD OF DIRECTORS W.E.F OCTOBER 24, 2019 PURSUANT TO THE PROVISIONS OF SECTION 161 OF THE ACT AND ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT LIABLE TO RETIRE BY ROTATION, FOR A TERM OF FIVE CONSECUTIVE YEARS COMMENCING W.E.F. OCTOBER 24, 2019." | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("ACT") AND THE RULES MADE THEREUNDER, READ WITH SCHEDULE IV OF THE ACT AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AS AMENDED FROM TIME TO TIME, MR. C K GOPAL (DIN: 08434324), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY BY THE BOARD OF DIRECTORS W.E.F FEBRUARY 11, 2020 PURSUANT TO THE PROVISIONS OF SECTION 161 OF THE ACT AND ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT LIABLE TO RETIRE BY ROTATION, FOR A TERM OF FIVE CONSECUTIVE YEARS COMMENCING W.E.F FEBRUARY 11, 2020." | F,N,A | F | Management Proposal | A | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 62 OF THE COMPANIES ACT, 2013 AND THE RULES FRAMED THEREUNDER INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE ("THE ACT), THE RELEVANT CLAUSES OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY, THE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS 2014 AS AMENDED FROM TIME TO TIME ("SEBI REGULATIONS") OR ANY OTHER PRESCRIBED RULES, REGULATIONS OF SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI"), THE LISTING AGREEMENT ENTERED INTO BY THE COMPANY WITH THE STOCK EXCHANGES WHERE THE SHARES OF THE COMPANY ARE LISTED, ANY RULES, GUIDELINES AND REGULATIONS ISSUED BY THE RESERVE BANK OF INDIA AND ANY OTHER APPLICABLE LAWS FOR THE TIME BEING IN FORCE AS MAY BE APPLICABLE SUBJECT TO SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS, AS MAY BE REQUIRED AND FURTHER SUBJECT TO SUCH TERMS AND CONDITIONS AS MAY BE PRESCRIBED WHILE GRANTING SUCH APPROVALS, CONSENTS, PERMISSIONS AND SANCTIONS, THE VARIATIONS IN THE TERMS AND CONDITIONS OF THE ASTRAL POLY TECHNIK LIMITED EMPLOYEE STOCK OPTION SCHEME 2015 ("ASTRAL ESOS 2015") AS DETAILED IN THE EXPLANATORY STATEMENT THERETO, BE AND IS HEREBY APPROVED. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE "BOARD" WHICH TERM SHALL BE DEEMED TO INCLUDE THE NOMINATION AND REMUNERATION COMMITTEE OR ANY OTHER COMMITTEE OF THE BOARD OF DIRECTORS CONSTITUTED BY THE BOARD, TO EXERCISE ITS POWERS INCLUDING POWERS CONFERRED BY THIS RESOLUTION), BE AND ARE HEREBY AUTHORISED TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN RELATION TO THE IMPLEMENTATION AND FORMULATION OF THE SCHEME TO THE END AND INTENT THAT THE MEMBERS SHALL BE DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO EXPRESSLY BY THE AUTHORITY OF THIS RESOLUTION. RESOLVED FURTHER THAT IT IS HEREBY NOTED THAT THE AMENDMENTS TO THE SCHEME ARE NOT PREJUDICIAL TO THE INTERESTS OF THE OPTION HOLDERS. RESOLVED FURTHER THAT THE BOARD, THE CHIEF FINANCIAL OFFICER, THE COMPANY SECRETARY, BE AND ARE HEREBY SEVERALLY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AND EXECUTE ALL SUCH DEEDS, DOCUMENTS AND INSTRUMENTS AND WRITINGS AS MAY BE NECESSARY AND INCIDENTAL FOR GIVING EFFECT TO THE ABOVE INCLUDING TO SUBMIT THE COPY OF THE AMENDED SCHEME TO THE CONCERNED STATUTORY/REGULATORY OR ANY OTHER CONCERNED AUTHORITY FOR NECESSARY COMPLIANCE." | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
ASTRAL POLY TECHNIK LTD | 21-Aug-2020 | Y0433Q169 | Annual General Meeting | 14-Aug-2020 | INE006I01046 | BR2NB24 | TO CONSIDER AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT MODIFICATION, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), M/S. V. H. SAVALIYA & ASSOCIATES, COST ACCOUNTANTS (FRN: 100346), APPOINTED AS THE COST AUDITORS BY THE BOARD OF DIRECTORS OF THE COMPANY, TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021, BE PAID THE REMUNERATION AS SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE CONVENING THIS MEETING. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION." | F,N,A | F | Management Proposal | F | 18-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPOINT A DIRECTOR IN PLACE OF MR. ANTONIO LEITAO (DIN: 05336740), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPOINT MR. ASHWATH RAM (DIN: 00149501) AS A DIRECTOR AND TO APPROVE HIS APPOINTMENT AS MANAGING DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPOINT MS. LORRAINE ALYN MEYER (DIN: 08567527) AS A DIRECTOR | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPOINT MS. RAMA BIJAPURKAR (DIN: 00001835) AS A NON-EXECUTIVE INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO RATIFY REMUNERATION PAYABLE TO THE COST AUDITOR, M/S. AJAY JOSHI & ASSOCIATES, FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPROVE THE MATERIAL RELATED PARTY TRANSACTION(S) WITH CUMMINS LIMITED, UK | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CUMMINS INDIA LIMITED | 25-Aug-2020 | Y4807D150 | Annual General Meeting | 18-Aug-2020 | INE298A01020 | 6294863 B0201W6 | TO APPROVE THE MATERIAL RELATED PARTY TRANSACTION(S) WITH TATA CUMMINS PRIVATE LIMITED | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY (INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS) FOR THE YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE AUDITORS AND DIRECTORS THEREON | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | TO DECLARE A DIVIDEND | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | TO APPOINT A DIRECTOR IN THE PLACE OF MR. CHRISTIAAN AUGUST JOSEF VAN STEENBERGEN (DIN 07972769), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | RESOLVED THAT MR. JAN CORNELIS VAN DER LINDEN (DIN 08743047), WHO WAS APPOINTED BY THE BOARD OF DIRECTORS AS AN ADDITIONAL DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 01, 2020 PURSUANT TO SECTION 161 OF THE COMPANIES ACT, 2013 ("THE ACT") AND THE ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING, AND WHO IS ELIGIBLE FOR APPOINTMENT, AND IN RESPECT OF WHOM, A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT HAS BEEN RECEIVED BY THE COMPANY FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | RESOLVED THAT MR. RISHI PARDAL (DIN 02470061), WHO WAS APPOINTED BY THE BOARD OF DIRECTORS AS AN ADDITIONAL DIRECTOR OF THE COMPANY WITH EFFECT FROM AUGUST 1, 2020 PURSUANT TO SECTION 161 OF THE COMPANIES ACT, 2013 (THE "ACT") AND THE ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING, AND WHO IS ELIGIBLE FOR APPOINTMENT, AND IN RESPECT OF WHOM, A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT HAS BEEN RECEIVED BY THE COMPANY FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY NOT LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | RESOLVED THAT IN TERMS OF PROVISIONS CONTAINED IN SECTIONS 196, 197 AND 203, THE PROVISIONS OF SCHEDULE V AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (THE "ACT"), OR ANY OTHER STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF, MR. RISHI PARDAL'S APPOINTMENT AS MANAGING DIRECTOR OF THE COMPANY EFFECTIVE FROM AUGUST 01, 2020, FOR A PERIOD OF FIVE YEARS UP TO JULY 31, 2025, BE AND IS HEREBY APPROVED BY THE MEMBERS ON THE FOLLOWING TERMS AND CONDITIONS: AS SPECIFIED FURTHER RESOLVED THAT THE APPOINTMENT OF MR. RISHI PARDAL AS MANAGING DIRECTOR SHALL BE SUBJECT TO THE APPROVAL OF THE CENTRAL GOVERNMENT, AS MAY BY REQUIRED UNDER SECTION 196 READ WITH SCHEDULE V OF THE ACT, AND HIS REMUNERATION (INCLUDING SALARY, PERSONAL ALLOWANCE, PERFORMANCE EVALUATION PAYMENT, PERQUISITES, BENEFITS, AMENITIES, AND FACILITIES) SHALL BE SUBJECT TO THE PROVISIONS LAID DOWN IN SECTIONS 196 AND 197 OF THE ACT, AND RULES FRAMED THEREUNDER AND ANY OTHER APPLICABLE STATUTORY PROVISIONS OF THE ACT OR ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF FROM TIME TO TIME. FURTHER RESOLVED THAT IN THE EVENT OF ABSENCE OR INADEQUACY OF PROFITS IN ANY FINANCIAL YEAR, THE REMUNERATION BY WAY OF SALARY, PERSONAL ALLOWANCE, PERFORMANCE EVALUATION PAYMENT, PERQUISITES, BENEFITS, AMENITIES AND FACILITIES PAYABLE TO MR. RISHI PARDAL SHALL BE SUBJECT TO THE PROVISIONS PRESCRIBED UNDER SECTION 197 READ WITH SCHEDULE V OF THE ACT, AND RULES FRAMED THEREUNDER AND ANY OTHER APPLICABLE STATUTORY PROVISIONS OF THE ACT OR ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF FROM TIME TO TIME. FURTHER RESOLVED THAT, AS A MANAGING DIRECTOR, MR. RISHI PARDAL IS ENTRUSTED WITH SUBSTANTIAL POWERS OF MANAGEMENT OF BUSINESS AND DAY TO DAY OPERATIONS WHICH INTER ALIA INCLUDES DEALING WITH GOVERNMENT AND GOVERNMENT CORPORATIONS, APPOINTING DISTRIBUTORS, DEALERS, MARKETING AND SPONSORSHIP AGENCIES, DEALING WITH PRIVATE/PUBLIC SECTOR COMPANIES, DEVELOP INTELLECTUAL PROPERTY AND PROCURE REGISTRATIONS, ENTER INTO CONTRACTS, EXECUTE DOCUMENTS, AGREEMENTS, WRITINGS AND OTHER NEGOTIABLE, TRANSFERABLE INSTRUMENTS OR SECURITIES, EXECUTE SHARE/DEBENTURE CERTIFICATES ETC., AFFIX COMMON SEAL TO ANY DOCUMENT, APPOINT AGENTS, ADVISORS, CONSULTANTS, LAWYERS, COUNSELS ETC., RECRUIT EMPLOYEES, ORGANIZE TRAINING/DEVELOPMENT PROGRAMS FOR EMPLOYEES, FILE REPRESENTATIONS, DEAL WITH ASSOCIATIONS, APPLY FOR MEMBERSHIPS, UNDERTAKE CORPORATE SOCIAL INITIATIVES, FORM INTERNAL COMMITTEES FOR OPERATIONS, FORMULATE POLICIES, ISSUE PURCHASE ORDERS, SIGN TENDER DOCUMENTS, ENTER INTO NEGOTIATIONS, MAKE PAYMENTS, APPLY FOR LICENCES, PERMITS, MAKE APPLICATIONS, ACQUIRE OR DISPOSE OF PROPERTIES/ASSETS, ISSUE AUTHORISATION, POWERS OF ATTORNEY, VAKALATNAMA, TO INSTITUTE, PROSECUTE, DEFEND SUITS, WRITS ETC. OPPOSE, APPEAR, APPEAL, COMPROMISE, REFER TO ARBITRATION, ABANDON AND ENTER EXECUTION IN SUITS ETC. IN THE ORDINARY COURSE OF BUSINESS AND PERFORM ALL OTHER FUNCTIONS AS MANAGING DIRECTOR AND BE RESPONSIBLE FOR THE GENERAL CONDUCT AND MANAGEMENT OF THE BUSINESS AND AFFAIRS OF THE COMPANY SUBJECT TO THE SUPERINTENDENCE, CONTROL AND SUPERVISION OF THE BOARD OF DIRECTORS OF THE COMPANY. FURTHER RESOLVED THAT PAYMENT OF A ONE-TIME SIGN-ON AMOUNT OF RS.5,40,00,000/- AS PER THE LETTER OF APPOINTMENT, ACTUAL TRAVEL COST FROM HONGKONG TO BANGALORE EMERGING OUT OF BUSINESS EXIGENCIES ARISING OUT OF COVID-19 PANDEMIC, ACTUAL COST OF INSTITUTIONAL QUARANTINE, AND ONE TIME EX-GRATIA OF RS.30,00,000/- FOR STAY OF FAMILY IN HONGKONG MADE TO MR. RISHI PARDAL BE AND ARE HEREBY RATIFIED, AS ALSO, THE ACTUAL RELOCATION ALLOWANCE AND ACTUAL TRAVEL EXPENSES FOR FAMILY FROM HONGKONG TO BANGALORE BE REIMBURSED/ INCURRED BY THE COMPANY. DURING HIS TENURE AS A MANAGING DIRECTOR, MR. RISHI PARDAL SHALL NOT BE LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | RESOLVED THAT THE COMPANY'S DIRECTORS OTHER THAN A MANAGING DIRECTOR OR DIRECTOR(S) IN THE WHOLE-TIME EMPLOYMENT OF THE COMPANY, BE PAID AT THE DISCRETION OF THE BOARD OF DIRECTORS BASED ON THE RECOMMENDATION BY THE NOMINATION AND REMUNERATION COMMITTEE, EVERY YEAR, A REMUNERATION UP TO ONE PERCENT OF THE NET PROFITS OF THE COMPANY, IN TERMS OF THE COMPANIES ACT, 2013 AND RULES FRAMED THEREUNDER INCLUDING ANY STATUTORY MODIFICATIONS OR RE-ENACTMENT THEREOF FROM TIME TO TIME, WHICH AMOUNT THEY MAY APPORTION AMONG THEMSELVES IN ANY MANNER THEY DEEM FIT, IN ADDITION TO SITTING FEES, IF ANY, PAYABLE TO EACH DIRECTOR FOR EVERY MEETING OF THE BOARD OR COMMITTEES THEREOF ATTENDED BY HIM/HER AND THAT THIS RESOLUTION SHALL REMAIN IN FORCE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF THIS MEETING | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
UNITED BREWERIES LTD | 26-Aug-2020 | Y9181N153 | Annual General Meeting | 19-Aug-2020 | INE686F01025 | B1683V6 B16TLS2 | RESOLVED THAT PURSUANT TO APPLICABLE PROVISIONS OF THE RESERVE BANK OF INDIA ACT, 1934, SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992, FOREIGN EXCHANGE MANAGEMENT ACT, 1999 (INCLUDING REGULATIONS FRAMED THEREUNDER, AND ANY AMENDMENT, MODIFICATION, VARIATION OR RE-ENACTMENT THEREOF), MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, CONSENT OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED TO THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE "BOARD") TO BORROW FROM TIME TO TIME, BY ISSUANCE OF COMMERCIAL PAPER ON A PRIVATE PLACEMENT BASIS, WITH A VIEW TO AUGMENT ITS WORKING CAPITAL REQUIREMENT AND BUSINESS, AN AMOUNT NOT EXCEEDING RS.1,500 CRORES (RUPEES ONE THOUSAND FIVE HUNDRED CRORES ONLY) IN ONE OR MORE TRANCHES AND DOCUMENTS, FROM THE DATE OF PASSING OF THIS RESOLUTION, ON SUCH TERMS & CONDITIONS AS THE BOARD MAY DEEM FIT AND APPROPRIATE, AND THE SAID LIMIT OF RS.1,500 CRORES (RUPEES ONE THOUSAND FIVE HUNDRED CRORES ONLY) SHALL BE WITHIN THE OVERALL BORROWING LIMIT ALREADY APPROVED BY THE MEMBERS. FURTHER RESOLVED THAT FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION, THE BOARD (WHICH TERM SHALL BE DEEMED TO INCLUDE ITS COMMITTEE THEREOF) BE AND IS HEREBY AUTHORISED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS, AND APPROVE ALL DEEDS, DOCUMENTS, INSTRUMENTS AND WRITINGS, AND TAKE ALL STEPS AS IT MAY IN ITS SOLE AND ABSOLUTE DISCRETION DEEM NECESSARY IN CONNECTION WITH THE ISSUE OF COMMERCIAL PAPER | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT THE AUDITED FINANCIAL STATEMENTS (INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE YEAR ENDED 31ST MARCH, 2020 INCLUDING THE AUDITED BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS FOR THE YEAR ENDED ON THAT DATE AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON BE AND ARE HEREBY CONSIDERED AND ADOPTED." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE RECOMMENDATION OF THE BOARD OF DIRECTORS OF THE COMPANY, DIVIDEND AT THE RATE OF RS. 60 PER SHARE BE AND IS HEREBY DECLARED TO BE PAID TO THE MEMBERS OF THE COMPANY." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY READ WITH SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, MR. KENICHI AYUKAWA (DIN: 02262755) WHO RETIRES BY ROTATION AND BEING ELIGIBLE FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY READ WITH SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, MR. TAKAHIKO HASHIMOTO (DIN: 08506746) WHO RETIRES BY ROTATION AND BEING ELIGIBLE FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, 160 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) AND THE RULES MADE THEREUNDER, MR. KENICHIRO TOYOFUKU (DIN: 08619076) BE AND IS HEREBY APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY ROTATION." "FURTHER RESOLVED THAT PURSUANT TO ARTICLE 76 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND SECTIONS 196 AND 197, SCHEDULE V AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) MR. KENICHIRO TOYOFUKU BE AND IS HEREBY APPOINTED AS A WHOLE-TIME DIRECTOR DESIGNATED AS DIRECTOR (CORPORATE PLANNING) WITH EFFECT FROM 5TH DEC, 2019 FOR A PERIOD OF THREE YEARS AT THE FOLLOWING REMUNERATION: A) BASIC SALARY: RS. 139.92 LAC PER ANNUM IN THE SCALE OF RS. 125 LAC TO RS. 200 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO REVISE HIS SALARY FROM TIME TO TIME. THE ANNUAL INCREMENTS WILL BE MERIT BASED AND TAKE INTO ACCOUNT THE COMPANY'S PERFORMANCE. B) SPECIAL SALARY: RS. 12 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO INCREASE IT UPTO RS. 30 LAC PER ANNUM. C) PERFORMANCE LINKED BONUS: A PERFORMANCE LINKED BONUS EQUIVALENT TO A GUARANTEED MINIMUM OF FOUR MONTHS' BASIC SALARY AND A MAXIMUM OF TEN MONTHS' BASIC SALARY, TO BE PAID ANNUALLY, WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO FIX THE SAME BASED ON CERTAIN PERFORMANCE CRITERIA TO BE LAID DOWN BY THE BOARD. D) PERQUISITES AND ALLOWANCES: IN ADDITION TO THE SALARY AND PERFORMANCE LINKED BONUS, HE SHALL ALSO BE ENTITLED TO PERQUISITES AND ALLOWANCES LIKE ACCOMMODATION (FURNISHED OR OTHERWISE) OR HOUSE RENT ALLOWANCE IN LIEU THEREOF; HOUSE MAINTENANCE ALLOWANCE, TOGETHER WITH THE REIMBURSEMENT OF EXPENSES OR ALLOWANCE FOR UTILITIES SUCH AS GAS, ELECTRICITY, WATER, FURNISHINGS, REPAIRS, SERVANTS' SALARIES, SOCIETY CHARGES AND PROPERTY TAX ETC.; MEDICAL REIMBURSEMENT, MEDICAL / ACCIDENT INSURANCE, LEAVE TRAVEL CONCESSION FOR HIMSELF AND HIS FAMILY; CLUB FEES AND SUCH OTHER PERQUISITES AND ALLOWANCES IN ACCORDANCE WITH THE RULES OF THE COMPANY OR AS MAY BE AGREED TO BY THE BOARD AND HIM; PROVIDED THAT SUCH PERQUISITES AND ALLOWANCES WILL BE RS. 63.24 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO INCREASE IT FROM TIME TO TIME UPTO A MAXIMUM OF RS. 120 LAC PER ANNUM. FOR THE PURPOSE OF CALCULATING THE ABOVE CEILING, PERQUISITES AND ALLOWANCES SHALL BE EVALUATED AS PER INCOME TAX RULES, WHEREVER APPLICABLE. IN THE ABSENCE OF ANY SUCH RULES, PERQUISITES AND ALLOWANCES SHALL BE EVALUATED AT ACTUAL COST. IN ADDITION, HE WILL BE ENTITLED FOR A CONTRIBUTION TO THE PROVIDENT AND PENSION FUND AS PER APPLICABLE LAW IN FORCE FROM TIME TO TIME. PROVISION FOR THE USE OF COMPANY'S CAR FOR OFFICIAL DUTIES AND TELEPHONE (INCLUDING PAYMENT FOR LOCAL CALLS AND LONG DISTANCE OFFICIAL CALLS) SHALL NOT BE INCLUDED IN THE COMPUTATION OF PERQUISITES AND ALLOWANCES FOR THE PURPOSE OF CALCULATING THE SAID CEILING. MINIMUM REMUNERATION NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN CONTAINED, WHERE IN ANY FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE, IN THE EVENT OF LOSS OR INADEQUACY OF PROFITS, THE COMPANY WILL SUBJECT TO APPLICABLE LAWS, PAY REMUNERATION BY WAY OF BASIC AND SPECIAL SALARY, PERFORMANCE LINKED BONUS NOT EXCEEDING FOUR MONTHS' BASIC SALARY, PERQUISITES AND ALLOWANCES AS SPECIFIED ABOVE." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 150, 152, SCHEDULE IV AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, RULES MADE THEREUNDER AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 AND THE ARTICLES OF ASSOCIATION OF THE COMPANY, MR. MAHESWAR SAHU (DIN: 00034051), BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR, NOT TO RETIRE BY ROTATION, FOR A PERIOD OF FIVE YEARS WITH EFFECT FROM 14TH MAY, 2020 TO 13TH MAY, 2025." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, 160 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) AND THE RULES MADE THEREUNDER, MR. HISASHI TAKEUCHI (DIN: 07806180) BE AND IS HEREBY APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER, THE REMUNERATION OF M/S R.J.GOEL & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000026) APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITOR TO CONDUCT THE AUDIT OF THE APPLICABLE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 AMOUNTING TO RS. 2.40 LAC PLUS APPLICABLE TAXES THEREON BESIDES REIMBURSEMENT OF OUT OF POCKET EXPENSES ON ACTUALS INCURRED IN CONNECTION WITH THE AFORESAID AUDIT, BE AND IS HEREBY RATIFIED AND CONFIRMED." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT THE AUDITED FINANCIAL STATEMENTS (INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE YEAR ENDED 31ST MARCH, 2020 INCLUDING THE AUDITED BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS FOR THE YEAR ENDED ON THAT DATE AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON BE AND ARE HEREBY CONSIDERED AND ADOPTED." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE RECOMMENDATION OF THE BOARD OF DIRECTORS OF THE COMPANY, DIVIDEND AT THE RATE OF RS. 60 PER SHARE BE AND IS HEREBY DECLARED TO BE PAID TO THE MEMBERS OF THE COMPANY." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY READ WITH SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, MR. KENICHI AYUKAWA (DIN: 02262755) WHO RETIRES BY ROTATION AND BEING ELIGIBLE FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY READ WITH SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, MR. TAKAHIKO HASHIMOTO (DIN: 08506746) WHO RETIRES BY ROTATION AND BEING ELIGIBLE FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, 160 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) AND THE RULES MADE THEREUNDER, MR. KENICHIRO TOYOFUKU (DIN: 08619076) BE AND IS HEREBY APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY ROTATION." "FURTHER RESOLVED THAT PURSUANT TO ARTICLE 76 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND SECTIONS 196 AND 197, SCHEDULE V AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) MR. KENICHIRO TOYOFUKU BE AND IS HEREBY APPOINTED AS A WHOLE-TIME DIRECTOR DESIGNATED AS DIRECTOR (CORPORATE PLANNING) WITH EFFECT FROM 5TH DEC, 2019 FOR A PERIOD OF THREE YEARS AT THE FOLLOWING REMUNERATION: A) BASIC SALARY: RS. 139.92 LAC PER ANNUM IN THE SCALE OF RS. 125 LAC TO RS. 200 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO REVISE HIS SALARY FROM TIME TO TIME. THE ANNUAL INCREMENTS WILL BE MERIT BASED AND TAKE INTO ACCOUNT THE COMPANY'S PERFORMANCE. B) SPECIAL SALARY: RS. 12 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO INCREASE IT UPTO RS. 30 LAC PER ANNUM. C) PERFORMANCE LINKED BONUS: A PERFORMANCE LINKED BONUS EQUIVALENT TO A GUARANTEED MINIMUM OF FOUR MONTHS' BASIC SALARY AND A MAXIMUM OF TEN MONTHS' BASIC SALARY, TO BE PAID ANNUALLY, WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO FIX THE SAME BASED ON CERTAIN PERFORMANCE CRITERIA TO BE LAID DOWN BY THE BOARD. D) PERQUISITES AND ALLOWANCES: IN ADDITION TO THE SALARY AND PERFORMANCE LINKED BONUS, HE SHALL ALSO BE ENTITLED TO PERQUISITES AND ALLOWANCES LIKE ACCOMMODATION (FURNISHED OR OTHERWISE) OR HOUSE RENT ALLOWANCE IN LIEU THEREOF; HOUSE MAINTENANCE ALLOWANCE, TOGETHER WITH THE REIMBURSEMENT OF EXPENSES OR ALLOWANCE FOR UTILITIES SUCH AS GAS, ELECTRICITY, WATER, FURNISHINGS, REPAIRS, SERVANTS' SALARIES, SOCIETY CHARGES AND PROPERTY TAX ETC.; MEDICAL REIMBURSEMENT, MEDICAL / ACCIDENT INSURANCE, LEAVE TRAVEL CONCESSION FOR HIMSELF AND HIS FAMILY; CLUB FEES AND SUCH OTHER PERQUISITES AND ALLOWANCES IN ACCORDANCE WITH THE RULES OF THE COMPANY OR AS MAY BE AGREED TO BY THE BOARD AND HIM; PROVIDED THAT SUCH PERQUISITES AND ALLOWANCES WILL BE RS. 63.24 LAC PER ANNUM WITH AUTHORITY TO THE BOARD (WHICH EXPRESSION SHALL INCLUDE A COMMITTEE THEREOF) TO INCREASE IT FROM TIME TO TIME UPTO A MAXIMUM OF RS. 120 LAC PER ANNUM. FOR THE PURPOSE OF CALCULATING THE ABOVE CEILING, PERQUISITES AND ALLOWANCES SHALL BE EVALUATED AS PER INCOME TAX RULES, WHEREVER APPLICABLE. IN THE ABSENCE OF ANY SUCH RULES, PERQUISITES AND ALLOWANCES SHALL BE EVALUATED AT ACTUAL COST. IN ADDITION, HE WILL BE ENTITLED FOR A CONTRIBUTION TO THE PROVIDENT AND PENSION FUND AS PER APPLICABLE LAW IN FORCE FROM TIME TO TIME. PROVISION FOR THE USE OF COMPANY'S CAR FOR OFFICIAL DUTIES AND TELEPHONE (INCLUDING PAYMENT FOR LOCAL CALLS AND LONG DISTANCE OFFICIAL CALLS) SHALL NOT BE INCLUDED IN THE COMPUTATION OF PERQUISITES AND ALLOWANCES FOR THE PURPOSE OF CALCULATING THE SAID CEILING. MINIMUM REMUNERATION NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN CONTAINED, WHERE IN ANY FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE, IN THE EVENT OF LOSS OR INADEQUACY OF PROFITS, THE COMPANY WILL SUBJECT TO APPLICABLE LAWS, PAY REMUNERATION BY WAY OF BASIC AND SPECIAL SALARY, PERFORMANCE LINKED BONUS NOT EXCEEDING FOUR MONTHS' BASIC SALARY, PERQUISITES AND ALLOWANCES AS SPECIFIED ABOVE." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 150, 152, SCHEDULE IV AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, RULES MADE THEREUNDER AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 AND THE ARTICLES OF ASSOCIATION OF THE COMPANY, MR. MAHESWAR SAHU (DIN: 00034051), BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR, NOT TO RETIRE BY ROTATION, FOR A PERIOD OF FIVE YEARS WITH EFFECT FROM 14TH MAY, 2020 TO 13TH MAY, 2025." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152, 160 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) AND THE RULES MADE THEREUNDER, MR. HISASHI TAKEUCHI (DIN: 07806180) BE AND IS HEREBY APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
MARUTI SUZUKI INDIA LTD | 26-Aug-2020 | Y7565Y100 | Annual General Meeting | 19-Aug-2020 | INE585B01010 | 6633712 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER, THE REMUNERATION OF M/S R.J.GOEL & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000026) APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITOR TO CONDUCT THE AUDIT OF THE APPLICABLE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 AMOUNTING TO RS. 2.40 LAC PLUS APPLICABLE TAXES THEREON BESIDES REIMBURSEMENT OF OUT OF POCKET EXPENSES ON ACTUALS INCURRED IN CONNECTION WITH THE AFORESAID AUDIT, BE AND IS HEREBY RATIFIED AND CONFIRMED." | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITOR THEREON | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITOR THEREON | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RE-APPOINT MR S RADHAKRISHNAN AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO CONFIRM INTERIM AND SPECIAL DIVIDEND PAID DURING THE FINANCIAL YEAR AS FINAL DIVIDEND: INR 3 (RUPEES THREE ONLY) AND SPECIAL DIVIDEND OF INR 1 (RUPEE ONE ONLY) PER EQUITY SHARE | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RE-APPOINT MS NAINA LAL KIDWAI AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RE-APPOINT MS SAMINA HAMIED AS A WHOLETIME DIRECTOR DESIGNATED AS EXECUTIVE VICE-CHAIRPERSON | F,N,A | F | Management Proposal | A | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO AUTHORISE ISSUANCE OF EQUITY SHARES/ OTHER SECURITIES CONVERTIBLE INTO EQUITY SHARES UP TO INR 3,000 CRORE | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CIPLA LTD | 27-Aug-2020 | Y1633P142 | Annual General Meeting | 20-Aug-2020 | INE059A01026 | B011108 | TO RATIFY REMUNERATION OF THE COST AUDITORS FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 21-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 3.50/- PER EQUITY SHARE OF INR 1/- EACH AS A FINAL DIVIDEND FOR THE FINANCIAL YEAR 2019- 2020 | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONSIDER THE RE-APPOINTMENT OF DR. SHARVIL P. PATEL (DIN-00131995) AS DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONSIDER THE RE-APPOINTMENT OF MR. PANKAJ R. PATEL (DIN-00131852) AS DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RATIFY REMUNERATION OF THE COST AUDITORS: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("THE ACT") AND RULE 14 OF THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE COMPANY HEREBY RATIFIES THE REMUNERATION OF INR 1.15 MILLION PLUS APPLICABLE GST AND OUT OF POCKET EXPENSES AT ACTUALS FOR THE FINANCIAL YEAR ENDING ON MARCH 31, 2021 TO DALWADI & ASSOCIATES, COST ACCOUNTANTS (FIRM REGISTRATION NO. 000338), WHO WERE APPOINTED AS COST AUDITORS TO CONDUCT THE AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY PERTAINING TO DRUGS AND PHARMACEUTICALS MANUFACTURED BY THE COMPANY FOR THE FINANCIAL YEAR 2020-2021. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO TAKE SUCH STEPS AS MAY BE NECESSARY TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RE-APPOINT MR. GANESH N. NAYAK AS THE WHOLE TIME DIRECTOR, TO BE DESIGNATED AS CHIEF OPERATING OFFICER AND EXECUTIVE DIRECTOR: RESOLVED THAT SUBJECT TO THE PROVISIONS OF SECTIONS 2(51), 196, 197, 203 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, ("THE ACT") READ WITH SCHEDULE V OF THE ACT AND RULES MADE THEREUNDER AND APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE, CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED TO RE-APPOINT MR. GANESH N. NAYAK (DIN-00017481) AS A WHOLE TIME DIRECTOR OF THE COMPANY, TO BE DESIGNATED AS CHIEF OPERATING OFFICER AND EXECUTIVE DIRECTOR, FOR A FURTHER PERIOD OF ONE YEAR WITH EFFECT FROM JULY 12, 2020 AND PAYMENT OF SALARY AND PERQUISITES (HEREIN AFTER REFERRED TO AS "REMUNERATION") UPON TERMS AND CONDITIONS AS SET OUT IN THE DRAFT AGREEMENT PROPOSED TO BE EXECUTED BETWEEN THE COMPANY AND THE APPOINTEE, WITH AN AUTHORITY TO THE BOARD OF DIRECTORS TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID RE-APPOINTMENT AND / OR AGREEMENT IN SUCH A MANNER AS MAY BE AGREED TO BETWEEN THE BOARD OF DIRECTORS AND THE APPOINTEE. RESOLVED FURTHER THAT THE REMUNERATION PAYABLE TO MR. GANESH N. NAYAK, IN EACH FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE OF APPOINTMENT SHALL BE AS MAY BE RECOMMENDED BY THE NOMINATION AND REMUNERATION COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED ON HIS PERFORMANCE EVALUATION, WHICH SHALL NOT EXCEED THE OVERALL CEILING OF THE TOTAL MANAGERIAL REMUNERATION OF 5% OF THE NET PROFITS AS PROVIDED UNDER THE PROVISIONS OF SECTION 197 AND SCHEDULE V OF THE ACT OR SUCH OTHER LIMITS AS MAY BE PRESCRIBED FROM TIME TO TIME. RESOLVED FURTHER THAT NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN CONTAINED, WHEREIN IN ANY FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE, THE COMPANY HAS NO PROFITS OR THE PROFITS ARE INADEQUATE, THE WHOLE TIME DIRECTOR WILL BE PAID MINIMUM REMUNERATION WITHIN THE CEILING LIMIT PRESCRIBED UNDER SECTION II OF PART II OF SCHEDULE V OF THE ACT OR ANY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF. RESOLVED FURTHER THAT THE WHOLE TIME DIRECTOR SHALL BE ENTITLED TO BENEFITS OF LEAVE DURING THE YEAR AS PER THE COMPANY POLICY FROM TIME TO TIME AND ANY EARNED LEAVE NOT ENJOYED BY THE WHOLE TIME DIRECTOR SHALL BE ENCASED EITHER AT THE END OF COMPLETION OF EACH YEAR OF THE SERVICE OR AT THE END OF THE TENURE, AS MAY BE MUTUALLY DECIDED BETWEEN THE WHOLE TIME DIRECTOR AND THE MANAGING DIRECTOR. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS THE BOARD MAY, IN ITS ABSOLUTE DISCRETION, CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE IN ORDER TO GIVE EFFECT TO THIS RESOLUTION OR OTHERWISE CONSIDERED BY THE BOARD IN THE BEST INTEREST OF THE COMPANY, AS IT MAY DEEM FIT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF INR 3.50/- PER EQUITY SHARE OF INR 1/- EACH AS A FINAL DIVIDEND FOR THE FINANCIAL YEAR 2019- 2020 | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONSIDER THE RE-APPOINTMENT OF DR. SHARVIL P. PATEL (DIN-00131995) AS DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO CONSIDER THE RE-APPOINTMENT OF MR. PANKAJ R. PATEL (DIN-00131852) AS DIRECTOR, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RATIFY REMUNERATION OF THE COST AUDITORS: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("THE ACT") AND RULE 14 OF THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE COMPANY HEREBY RATIFIES THE REMUNERATION OF INR 1.15 MILLION PLUS APPLICABLE GST AND OUT OF POCKET EXPENSES AT ACTUALS FOR THE FINANCIAL YEAR ENDING ON MARCH 31, 2021 TO DALWADI & ASSOCIATES, COST ACCOUNTANTS (FIRM REGISTRATION NO. 000338), WHO WERE APPOINTED AS COST AUDITORS TO CONDUCT THE AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY PERTAINING TO DRUGS AND PHARMACEUTICALS MANUFACTURED BY THE COMPANY FOR THE FINANCIAL YEAR 2020-2021. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO TAKE SUCH STEPS AS MAY BE NECESSARY TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
CADILA HEALTHCARE LIMITED | 27-Aug-2020 | Y1R73U123 | Annual General Meeting | 20-Aug-2020 | INE010B01027 | BYM8TG8 | TO RE-APPOINT MR. GANESH N. NAYAK AS THE WHOLE TIME DIRECTOR, TO BE DESIGNATED AS CHIEF OPERATING OFFICER AND EXECUTIVE DIRECTOR: RESOLVED THAT SUBJECT TO THE PROVISIONS OF SECTIONS 2(51), 196, 197, 203 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, ("THE ACT") READ WITH SCHEDULE V OF THE ACT AND RULES MADE THEREUNDER AND APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE, CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED TO RE-APPOINT MR. GANESH N. NAYAK (DIN-00017481) AS A WHOLE TIME DIRECTOR OF THE COMPANY, TO BE DESIGNATED AS CHIEF OPERATING OFFICER AND EXECUTIVE DIRECTOR, FOR A FURTHER PERIOD OF ONE YEAR WITH EFFECT FROM JULY 12, 2020 AND PAYMENT OF SALARY AND PERQUISITES (HEREIN AFTER REFERRED TO AS "REMUNERATION") UPON TERMS AND CONDITIONS AS SET OUT IN THE DRAFT AGREEMENT PROPOSED TO BE EXECUTED BETWEEN THE COMPANY AND THE APPOINTEE, WITH AN AUTHORITY TO THE BOARD OF DIRECTORS TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID RE-APPOINTMENT AND / OR AGREEMENT IN SUCH A MANNER AS MAY BE AGREED TO BETWEEN THE BOARD OF DIRECTORS AND THE APPOINTEE. RESOLVED FURTHER THAT THE REMUNERATION PAYABLE TO MR. GANESH N. NAYAK, IN EACH FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE OF APPOINTMENT SHALL BE AS MAY BE RECOMMENDED BY THE NOMINATION AND REMUNERATION COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED ON HIS PERFORMANCE EVALUATION, WHICH SHALL NOT EXCEED THE OVERALL CEILING OF THE TOTAL MANAGERIAL REMUNERATION OF 5% OF THE NET PROFITS AS PROVIDED UNDER THE PROVISIONS OF SECTION 197 AND SCHEDULE V OF THE ACT OR SUCH OTHER LIMITS AS MAY BE PRESCRIBED FROM TIME TO TIME. RESOLVED FURTHER THAT NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN CONTAINED, WHEREIN IN ANY FINANCIAL YEAR DURING THE CURRENCY OF HIS TENURE, THE COMPANY HAS NO PROFITS OR THE PROFITS ARE INADEQUATE, THE WHOLE TIME DIRECTOR WILL BE PAID MINIMUM REMUNERATION WITHIN THE CEILING LIMIT PRESCRIBED UNDER SECTION II OF PART II OF SCHEDULE V OF THE ACT OR ANY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF. RESOLVED FURTHER THAT THE WHOLE TIME DIRECTOR SHALL BE ENTITLED TO BENEFITS OF LEAVE DURING THE YEAR AS PER THE COMPANY POLICY FROM TIME TO TIME AND ANY EARNED LEAVE NOT ENJOYED BY THE WHOLE TIME DIRECTOR SHALL BE ENCASED EITHER AT THE END OF COMPLETION OF EACH YEAR OF THE SERVICE OR AT THE END OF THE TENURE, AS MAY BE MUTUALLY DECIDED BETWEEN THE WHOLE TIME DIRECTOR AND THE MANAGING DIRECTOR. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS THE BOARD MAY, IN ITS ABSOLUTE DISCRETION, CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE IN ORDER TO GIVE EFFECT TO THIS RESOLUTION OR OTHERWISE CONSIDERED BY THE BOARD IN THE BEST INTEREST OF THE COMPANY, AS IT MAY DEEM FIT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND REPORTS OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO CONFIRM THE FIRST INTERIM DIVIDEND OF INR 1.25 AND SECOND INTERIM DIVIDEND OF INR 1.75, IN AGGREGATE INR 3.00 PER EQUITY SHARE OF INR 1 EACH, AS DIVIDEND PAID FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO APPOINT A DIRECTOR IN PLACE OF MR.K.NITHYANANDA REDDY (DIN: 01284195) WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, SEEKS RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO APPOINT A DIRECTOR IN PLACE OF MR.M.MADAN MOHAN REDDY (DIN: 01284266) WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, SEEKS REAPPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO REVISE THE REMUNERATION OF MR. K. NITHYANANDA REDDY (DIN: 01284195), WHOLE-TIME DIRECTOR & VICE CHAIRMAN AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION ( AS SPECIFIED) | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO REVISE THE REMUNERATION PAYABLE TO MR. N. GOVINDARAJAN (DIN: 00050482), MANAGING DIRECTOR AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO REVISE THE REMUNERATION OF DR. M. SIVAKUMARAN (DIN: 01284320), WHOLE-TIME DIRECTOR AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO REVISE THE REMUNERATION OF MR. M. MADAN MOHAN REDDY (DIN: 01284266) WHOLE-TIME DIRECTOR AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
AUROBINDO PHARMA LTD | 27-Aug-2020 | Y04527142 | Annual General Meeting | 20-Aug-2020 | INE406A01037 | 6702634 | TO REVISE THE REMUNERATION OF MR. P. SARATH CHANDRA REDDY (DIN: 01628013), WHOLE-TIME DIRECTOR AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE AUDITORS REPORT THEREON FOR THE YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF RS. 10/- PER EQUITY SHARE ALREADY PAID DURING THE YEAR AS THE FINAL DIVIDEND FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | TO APPOINT A DIRECTOR IN PLACE OF MR. BRIJESH KUMAR AGRAWAL (DIN: 00191760) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | RE-APPOINTMENT OF MR. RAJESH SAWHNEY (DIN: 01519511) AS AN INDEPENDENT DIRECTOR FOR A SECOND TERM | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | RE-APPOINTMENT OF MS. ELIZABETH LUCY CHAPMAN (DIN: 06459440) AS AN INDEPENDENT DIRECTOR FOR A SECOND TERM | F,N,A | F | Management Proposal | A | 25-Aug-2020 | |
INDIAMART INTERMESH LTD | 31-Aug-2020 | Y39213106 | Annual General Meeting | 24-Aug-2020 | INE933S01016 | BKDX4P8 | ALTERATION OF ARTICLES OF ASSOCIATION OF THE COMPANY | F,N,A | F | Management Proposal | F | 25-Aug-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 01-Sep-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF AUDITORS THEREON | F,N,A | F | Management Proposal | F | 01-Sep-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | TO CONFIRM THE INTERIM DIVIDEND ALREADY PAID AND DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020: THE BOARD OF DIRECTORS AT ITS MEETING HELD ON 27 MAY, 2020 HAVE RECOMMENDED A PAYMENT OF FINAL DIVIDEND OF INR 1.60 PER EQUITY SHARE WITH FACE VALUE OF INR 1.00 EACH FOR THE FINANCIAL YEAR ENDED 31 MARCH, 2020 | F,N,A | F | Management Proposal | F | 01-Sep-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | TO APPOINT A DIRECTOR IN PLACE OF MR. AMIT BURMAN (DIN: 00042050) WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 01-Sep-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | TO APPOINT A DIRECTOR IN PLACE OF MR. SAKET BURMAN (DIN: 05208674) WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 01-Sep-2020 | |
DABUR INDIA LTD | 03-Sep-2020 | Y1855D140 | Annual General Meeting | 27-Aug-2020 | INE016A01026 | 6297356 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 & THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION PAYABLE TO M/S RAMANATH IYER & CO., COST ACCOUNTANTS, HAVING FIRM REGISTRATION NO. 000019, APPOINTED BY BOARD OF DIRECTORS OF THE COMPANY AS COST AUDITORS TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 AMOUNTING TO RS.5.16 LACS PLUS APPLICABLE TAXES AND RE-IMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED BY THEM IN CONNECTION WITH THE AFORESAID AUDIT AS RECOMMENDED BY THE AUDIT COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY, BE AND IS HEREBY RATIFIED, CONFIRMED AND APPROVED." | F,N,A | F | Management Proposal | F | 01-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT THE COMPANY'S SEPARATE AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31ST MARCH 2020, AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON BE AND ARE HEREBY CONSIDERED AND ADOPTED" | F,N,A | F | Management Proposal | F | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT SHRI.P.R.VENKETRAMA RAJA (DIN: 00331406), WHO RETIRES BY ROTATION, BE AND IS HEREBY REAPPOINTED AS A DIRECTOR OF THE COMPANY" | F,N,A | F | Management Proposal | A | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 150, 152, SCHEDULE IV AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014, SHRI.M.S.KRISHNAN (DIN 08539017), APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY IN THE CATEGORY OF INDEPENDENT DIRECTOR ON 03-09-2019 PURSUANT TO THE PROVISIONS OF SECTION 161 OF THE COMPANIES ACT, 2013 AND THE ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING, AND BEING ELIGIBLE, OFFERS HIMSELF FOR APPOINTMENT, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, UNDER INDEPENDENT DIRECTOR CATEGORY FOR A PERIOD OF 5 CONSECUTIVE YEARS FROM THE DATE OF HIS APPOINTMENT, VIZ. 03-09-2019" | F,N,A | F | Management Proposal | A | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND RULE 14 OF COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE REMUNERATION OF INR 4,50,000/- (RUPEES FOUR LAKHS FIFTY THOUSAND ONLY) EXCLUSIVE OF GST AND OUT-OF-POCKET EXPENSES, PAYABLE TO M/S.GEEYES & CO., COST ACCOUNTANTS APPOINTED AS THE COST AUDITORS OF THE COMPANY BY THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR 2020-21 FOR AUDITING THE COST RECORDS RELATING TO MANUFACTURE OF CEMENT AND GENERATION OF WIND ENERGY, BE AND IS HEREBY RATIFIED" | F,N,A | F | Management Proposal | F | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT THE COMPANY'S SEPARATE AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31ST MARCH 2020, AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON BE AND ARE HEREBY CONSIDERED AND ADOPTED" | F,N,A | F | Management Proposal | F | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT SHRI.P.R.VENKETRAMA RAJA (DIN: 00331406), WHO RETIRES BY ROTATION, BE AND IS HEREBY REAPPOINTED AS A DIRECTOR OF THE COMPANY" | F,N,A | F | Management Proposal | A | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 150, 152, SCHEDULE IV AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014, SHRI.M.S.KRISHNAN (DIN 08539017), APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY IN THE CATEGORY OF INDEPENDENT DIRECTOR ON 03-09-2019 PURSUANT TO THE PROVISIONS OF SECTION 161 OF THE COMPANIES ACT, 2013 AND THE ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING, AND BEING ELIGIBLE, OFFERS HIMSELF FOR APPOINTMENT, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, UNDER INDEPENDENT DIRECTOR CATEGORY FOR A PERIOD OF 5 CONSECUTIVE YEARS FROM THE DATE OF HIS APPOINTMENT, VIZ. 03-09-2019" | F,N,A | F | Management Proposal | A | 04-Sep-2020 | |
RAMCO CEMENTS LTD | 07-Sep-2020 | Y53727148 | Annual General Meeting | 31-Aug-2020 | INE331A01037 | 6698153 B01Z4Y5 | TO CONSIDER AND PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND RULE 14 OF COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE REMUNERATION OF INR 4,50,000/- (RUPEES FOUR LAKHS FIFTY THOUSAND ONLY) EXCLUSIVE OF GST AND OUT-OF-POCKET EXPENSES, PAYABLE TO M/S.GEEYES & CO., COST ACCOUNTANTS APPOINTED AS THE COST AUDITORS OF THE COMPANY BY THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR 2020-21 FOR AUDITING THE COST RECORDS RELATING TO MANUFACTURE OF CEMENT AND GENERATION OF WIND ENERGY, BE AND IS HEREBY RATIFIED" | F,N,A | F | Management Proposal | F | 04-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO RECEIVE, CONSIDER AND ADOPT (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2020 (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITORS THEREON | F,N,A | F | Management Proposal | F | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO CONSIDER DECLARATION OF FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR 2019-20: THE BOARD OF DIRECTORS OF YOUR COMPANY HAS RECOMMENDED A FINAL DIVIDEND OF RS. 7 PER EQUITY SHARE OF RS. 10/- EACH I.E. 70% OF THE PAID-UP SHARE CAPITAL OF THE COMPANY AS ON 31ST MARCH, 2020. THIS IS IN ADDITION TO SPECIAL INTERIM DIVIDEND OF RS. 5.50 PER EQUITY SHARE OF RS. 10/- EACH PAID BY THE COMPANY IN NOVEMBER, 2019 | F,N,A | F | Management Proposal | F | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT A DIRECTOR IN PLACE OF SHRI SHASHI SHANKER (DIN : 06447938) WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT SHRI SANJEEV KUMAR (DIN : 03600655) AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT SHRI MANOJ JAIN (DIN : 07556033) AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT SHRI TARUN KAPOOR (DIN : 00030762) AS DIRECTOR AND CHAIRMAN OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT SHRI SHRIKANT MADHAV VAIDYA (DIN : 06995642) AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPOINT SHRI ARUN KUMAR SINGH (DIN : 06646894) AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 07-Sep-2020 | |
PETRONET LNG LIMITED | 10-Sep-2020 | Y68259103 | Annual General Meeting | 03-Sep-2020 | INE347G01014 | B00KT68 B05MSY0 | TO APPROVE RELATED PARTY TRANSACTIONS ENTERED OR TO BE ENTERED BY THE COMPANY DURING FINANCIAL YEAR 2021-22 | F,N,A | F | Management Proposal | F | 07-Sep-2020 | |
MAHINDRA & MAHINDRA LIMITED | 12-Sep-2020 | Y54164150 | Other Meeting | 07-Aug-2020 | INE101A01026 | 6100186 | TRANSFER/DILUTION OF STAKE IN SSANGYONG MOTOR COMPANY, A MATERIAL SUBSIDIARY OF THE COMPANY ("SYMC") AND/OR CESSATION OF CONTROL OF THE COMPANY OVER SYMC | F,N,A | F | Management Proposal | F | 08-Sep-2020 | |
MAHINDRA & MAHINDRA LIMITED | 12-Sep-2020 | Y54164150 | Other Meeting | 07-Aug-2020 | INE101A01026 | 6100186 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 08-Sep-2020 | ||
JUBILANT FOODWORKS LIMITED | 15-Sep-2020 | Y4493W108 | Annual General Meeting | 08-Sep-2020 | INE797F01012 | B3PRM66 | TO RECEIVE, CONSIDER AND ADOPT: A) AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B) AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 08-Sep-2020 | |
JUBILANT FOODWORKS LIMITED | 15-Sep-2020 | Y4493W108 | Annual General Meeting | 08-Sep-2020 | INE797F01012 | B3PRM66 | TO APPOINT A DIRECTOR IN PLACE OF MR. SHAMIT BHARTIA (DIN: 00020623), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 08-Sep-2020 | |
JUBILANT FOODWORKS LIMITED | 15-Sep-2020 | Y4493W108 | Annual General Meeting | 08-Sep-2020 | INE797F01012 | B3PRM66 | TO APPOINT A DIRECTOR IN PLACE OF MS. AASHTI BHARTIA (DIN: 02840983), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 08-Sep-2020 | |
JUBILANT FOODWORKS LIMITED | 15-Sep-2020 | Y4493W108 | Annual General Meeting | 08-Sep-2020 | INE797F01012 | B3PRM66 | APPROVAL FOR IMPLEMENTATION OF 'JUBILANT FOODWORKS GENERAL EMPLOYEE BENEFITS SCHEME 2020' | F,N,A | F | Management Proposal | F | 08-Sep-2020 | |
JUBILANT FOODWORKS LIMITED | 15-Sep-2020 | Y4493W108 | Annual General Meeting | 08-Sep-2020 | INE797F01012 | B3PRM66 | APPLICABILITY OF 'JUBILANT FOODWORKS GENERAL EMPLOYEE BENEFITS SCHEME 2020' TO THE EMPLOYEES OF THE HOLDING COMPANY AND SUBSIDIARY COMPANIES OF THE COMPANY | F,N,A | F | Management Proposal | F | 08-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020, INCLUDING THE AUDITED BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT & LOSS AND CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE AND REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON. B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 | F,N,A | F | Management Proposal | F | 14-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | TO APPOINT A DIRECTOR IN PLACE OF SHRI V.K TAPARIA (DIRECTOR IDENTIFICATION NO. 00112567), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | F,N,A | F | Management Proposal | A | 14-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT, PURSUANT TO PROVISIONS OF SECTION 143(8) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, AS AMENDED FROM TIME TO TIME, THE BOARD BE AND IS HEREBY AUTHORISED TO APPOINT BRANCH AUDITORS OF ANY BRANCH OF THE COMPANY, WHETHER EXISTING OR WHICH MAY BE OPENED/ ACQUIRED HEREAFTER WITHIN OR OUTSIDE INDIA, IN CONSULTATION WITH THE COMPANY'S AUDITORS, ANY PERSON(S) QUALIFIED TO ACT AS BRANCH AUDITORS AND TO FIX THEIR REMUNERATION" | F,N,A | F | Management Proposal | F | 14-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | RE-APPOINTMENT OF SHRI RAMANATHAN KANNAN (DIN: 00380328) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A PERIOD OF FIVE YEARS FROM 16TH SEPTEMBER, 2020 TO 15TH SEPTEMBER 2025 | F,N,A | F | Management Proposal | A | 14-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | RE-APPOINTMENT OF SHRI RAJEEV M PANDIA (DIN: 00021730) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A PERIOD OF FIVE YEARS FROM 16TH SEPTEMBER, 2020 TO 15TH SEPTEMBER 2025 | F,N,A | F | Management Proposal | A | 14-Sep-2020 | |
THE SUPREME INDUSTRIES LTD | 17-Sep-2020 | Y83139140 | Annual General Meeting | 10-Sep-2020 | INE195A01028 | 6136073 | TO RATIFY THE REMUNERATION PAYABLE TO COST AUDITORS AND IN THIS REGARD TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR AMENDMENT(S) OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE), M/S. KISHORE BHATIA & ASSOCIATES, COST ACCOUNTANTS (FIRM REGISTRATION NO. 00294), APPOINTED AS COST AUDITORS BY THE BOARD OF DIRECTORS OF THE COMPANY TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING ON 31ST MARCH, 2021, BE PAID A REMUNERATION OF R 5,30,000/- (RUPEES FIVE LAKHS THIRTY THOUSAND ONLY) PER ANNUM PLUS REIMBURSEMENT OF ALL OUT OF POCKET EXPENSES AS MAY BE INCURRED IN CONNECTION WITH THE AUDIT OF THE ACCOUNTS OF THE COMPANY. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 14-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2020 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 | F,N,A | F | Management Proposal | F | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | TO CONFIRM THE PAYMENT OF TWO INTERIM DIVIDENDS AGGREGATING TO INR 4 PER EQUITY SHARE FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | TO APPOINT A DIRECTOR IN PLACE OF SHRI MOHAN GOENKA (DIN 00150034) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | TO APPOINT A DIRECTOR IN PLACE OF SHRI PRASHANT GOENKA (DIN 00703389) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | TO APPOINT A DIRECTOR IN PLACE OF SMT. PRITI A SUREKA (DIN 00319256) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | RESOLVED THAT PURSUANT TO PROVISIONS OF SECTION 196, 197, 203 AND OTHER APPLICABLE PROVISIONS IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF) READ WITH SCHEDULE V THEREOF, THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE RECOMMENDATION OF NOMINATION & REMUNERATION COMMITTEE, THE CONSENT OF MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED TO THE RE-APPOINTMENT OF SMT. PRITI A SUREKA (DIN 00319256) AS A WHOLE-TIME DIRECTOR OF THE COMPANY FOR THE PERIOD OF FIVE YEARS WITH EFFECT FROM JANUARY 30, 2020 ON THE TERMS AND CONDITIONS AS SET OUT IN THE EXPLANATORY STATEMENT ANNEXED TO THIS NOTICE CONVENING THIS MEETING AND AS ENUMERATED IN THE AGREEMENT DATED DECEMBER 02, 2019, WHICH HAS BEEN SUBMITTED TO THIS MEETING AND IS ALSO HEREBY SPECIFICALLY APPROVED. RESOLVED FURTHER THAT FOR THE PURPOSE OF GIVING EFFECT TO THE AFORESAID RESOLUTION, THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS AND THINGS, AS IT MAY IN ITS ABSOLUTE DISCRETION DEEM NECESSARY, PROPER OR DESIRABLE IN THIS REGARD | F,N,A | F | Management Proposal | A | 15-Sep-2020 | |
EMAMI LTD | 18-Sep-2020 | Y22891132 | Annual General Meeting | 11-Sep-2020 | INE548C01032 | 6741035 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, READ WITH RULE 14 OF THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENTS THEREOF FOR THE TIME BEING IN FORCE), CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION OF INR 1,50,000/- (RUPEES ONE LAC FIFTY THOUSAND ONLY) PLUS APPLICABLE TAXES AND OUT OF POCKET EXPENSES FOR CONDUCTING AUDIT OF THE COST ACCOUNTING RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 AS MAY BE APPLICABLE TO THE COMPANY TO M/S. V.K. JAIN & CO., COST ACCOUNTANTS( FIRM REGISTRATION NO 00049) WHO WERE RE-APPOINTED AS COST AUDITORS OF THE COMPANY BY THE BOARD OF DIRECTORS OF THE COMPANY AT ITS MEETING HELD ON 26TH JUNE 2020 | F,N,A | F | Management Proposal | F | 15-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (STANDALONE & CONSOLIDATED) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO DECLARE DIVIDEND ON EQUITY SHARES: DIVIDEND OF INR 2.00 (I.E. @ 20 %) PER EQUITY SHARE | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | RESOLVED THAT SHRI SANJEEV KUMAR, IAS [DIN: 03600655], WHO PURSUANT TO THE APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 AND ARTICLES OF ASSOCIATION OF THE COMPANY WAS APPOINTED AS JOINT MANAGING DIRECTOR OF THE COMPANY (NOT LIABLE TO RETIRE BY ROTATION) W.E.F. 22ND AUGUST, 2019, HAS AFTER CONSIDERING THE COMPLIANCE REQUIREMENT OF PROVISIONS OF THE SECTION 152 OF THE COMPANIES ACT, 2013 FOR ROTATIONAL/NON-ROTATIONAL DIRECTORS, OFFERED HIMSELF TO RETIRE BY ROTATION AND BEING ELIGIBLE HAS FURTHER OFFERED HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS DIRECTOR (WITH CONTINUITY IN HIS POSITION AS JOINT MANAGING DIRECTOR) OF THE COMPANY, NOT LIABLE TO RETIRE BY ROTATION UNLESS THE CONSTITUTION OF THE BOARD REQUIRES OTHERWISE | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | RESOLVED THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DECIDE AND FIX THE REMUNERATION OF STATUTORY AUDITOR(S) OF THE COMPANY APPOINTED BY COMPTROLLER AND AUDITOR GENERAL OF INDIA FOR THE FINANCIAL YEAR 2020 - 21 | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO APPROVE APPOINTMENT OF SHRI ANIL MUKIM, IAS (DIN: 02842064) AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO APPROVE APPOINTMENT OF SHRI PANKAJ JOSHI, IAS [DIN: 01532892] AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO APPROVE APPOINTMENT OF SMT. SUNAINA TOMAR, IAS [DIN: 03435543] AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO APPROVE RE-APPOINTMENT OF DR. SUDHIR KUMAR JAIN [DIN: 03646016] AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO APPROVE RE-APPOINTMENT OF SHRI BHADRESH MEHTA [DIN: 02625115] AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT STATE PETRONET LTD | 24-Sep-2020 | Y2947F101 | Annual General Meeting | 17-Sep-2020 | INE246F01010 | B0YVBS3 | TO RATIFY THE REMUNERATION PAYABLE TO M/S N D BIRLA & CO., COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021 | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (STANDALONE & CONSOLIDATED) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS TOGETHER WITH THE REPORTS OF STATUTORY AUDITORS AND COMPTROLLER & AUDITOR GENERAL OF INDIA | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR 2019-20: RS. 1.25/- (I.E. 62.50%) PER SHARE | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | TO RE-APPOINT SHRI MILIND TORAWANE, IAS (DIN: 03632394), WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR REAPPOINTMENT | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF STATUTORY AUDITORS OF THE COMPANY FOR FINANCIAL YEAR 2020-21, IN TERMS OF THE PROVISIONS OF SECTION 142 OF COMPANIES ACT, 2013 | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | "RESOLVED THAT SHRI ANIL MUKIM, IAS, (DIN: 02842064) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR PURSUANT TO PROVISIONS OF SECTIONS 149,152, 161 OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 [INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE] AND ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE COMPANIES ACT, 2013, FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF THE DIRECTOR AND CHAIRMAN, BE AND IS HEREBY APPOINTED AS A DIRECTOR AND CHAIRMAN OF THE COMPANY TILL FURTHER ORDERS BY GOVERNMENT OF GUJARAT IN THIS REGARD, WHO SHALL BE LIABLE TO RETIRE BY ROTATION." | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | "RESOLVED THAT SMT. SUNAINA TOMAR, IAS, (DIN: 03435543) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR PURSUANT TO PROVISIONS OF SECTIONS 149,152, 161 OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 [INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE] AND ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE COMPANIES ACT, 2013, FROM A MEMBER PROPOSING HER CANDIDATURE FOR THE OFFICE OF THE DIRECTOR BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY TILL FURTHER ORDERS BY GOVERNMENT OF GUJARAT IN THIS REGARD, WHO SHALL BE LIABLE TO RETIRE BY ROTATION" | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | "RESOLVED THAT SHRI SANJEEV KUMAR, IAS, (DIN: 03600655 ) WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR W.E.F. 20TH SEPTEMBER, 2019 AND SUBSEQUENTLY APPOINTED AS MANAGING DIRECTOR W.E.F. 18TH DECEMBER, 2019 PURSUANT TO PROVISIONS OF SECTIONS 149,152, 161 AND OTHER APPLICABLE PROVISIONS, IF ANY OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (APPOINTMENT AND QUALIFICATIONS OF DIRECTORS) RULES, 2014 [INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE] AND THE RELEVANT ARTICLES OF ASSOCIATION OF THE COMPANY AND WHO HOLDS OFFICE AS AN ADDITIONAL DIRECTOR UP TO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE COMPANIES ACT, 2013, FROM A MEMBER PROPOSING HIS CANDIDATURE, BE AND IS HEREBY APPOINTED AS MANAGING DIRECTOR OF THE COMPANY, TILL FURTHER ORDERS BY GOVERNMENT OF GUJARAT IN THIS REGARD, WHO SHALL NOT BE LIABLE TO RETIRE BY ROTATION SO LONG AS HE HOLDS THE POSITION OF MANAGING DIRECTOR" | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF THE SECTION 148 OF THE COMPANIES ACT, 2013 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, IF ANY, AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION OF M/S. ASHISH BHAVSAR & ASSOCIATES, COST ACCOUNTANTS, (FIRM REGISTRATION NO. 000387) THE COST AUDITORS OF THE COMPANY, (WHOSE APPOINTMENT AND REMUNERATION HAS BEEN RECOMMENDED BY THE AUDIT COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS), FOR CONDUCTING THE AUDIT OF THE COST RECORDS MAINTAINED BY THE COMPANY FOR THE FINANCIAL YEAR 2020-21, I.E. RS. 1,30,000/- (RUPEES ONE LAKH THIRTY THOUSAND ONLY) PLUS GST AND OUT OF POCKET EXPENSES, IS HEREBY RATIFIED. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS, AND TO TAKE SUCH STEPS AS MAY BE NECESSARY, PROPER AND EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
GUJARAT GAS LTD | 24-Sep-2020 | Y2943Q176 | Annual General Meeting | 17-Sep-2020 | INE844O01030 | BGS92Z9 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 150, 152 READ WITH SCHEDULE IV AND SUCH OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 AND THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014, (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), DR. MANJULA SUBRAMANIAM, IAS (RETD.) (DIN: 00085783) IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER PROPOSING HER CANDIDATURE FOR THE OFFICE OF INDEPENDENT WOMAN DIRECTOR BE AND IS HEREBY APPOINTED AS AN INDEPENDENT WOMAN DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR THE FIRST TERM OF 5 YEARS W.E.F. 28/08/2020, SUBJECT TO REVIEW OF ANNUAL PERFORMANCE AND WHOSE TERM OF OFFICE SHALL NOT BE LIABLE TO RETIRE BY ROTATION" | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO RECEIVE, CONSIDER AND ADOPT THE REVENUE ACCOUNT, PROFIT AND LOSS ACCOUNT AND RECEIPTS AND PAYMENTS ACCOUNT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE BALANCE SHEET OF THE COMPANY AS AT MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS' OF THE COMPANY ("BOARD"), REPORT OF THE STATUTORY AUDITORS OF THE COMPANY ("AUDITORS") AND COMMENTS OF THE COMPTROLLER AND AUDITOR GENERAL OF INDIA ("CAG") | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER AND TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR RATIFICATION OF APPOINTMENT OF JOINT STATUTORY AUDITORS AS APPOINTED BY COMPTROLLER AND AUDITOR GENERAL OF INDIA AND TO FIX THEIR REMUNERATION: M/S. S K PATODIA & ASSOCIATES, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO FRN: 112723W) AND M/S S C BAPNA & ASSOCIATES, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO. FRN NO: 115649W) | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPOINTMENT OF MR. MAHESH KUMAR SHARMA (DIN: 08740737), AS MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION OF THE MEMBERS FOR RE-APPOINTMENT OF MR. DEEPAK AMIN (DIN:01289453), AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER, AND IF THOUGH FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPOINTMENT OF MS. SUNITA SHARMA (DIN: 02949529), AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER, AND IF THOUGH FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPOINTMENT OF MR. NARAYAN K. SESHADRI (DIN:00053563), AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 458642 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | M | Please reference meeting materials. | M | 18-Sep-2020 | ||
SBI LIFE INSURANCE COMPANY LTD | 24-Sep-2020 | Y753N0101 | Annual General Meeting | 17-Sep-2020 | INE123W01016 | BZ60N32 | TO CONSIDER, AND IF THOUGH FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION FOR APPOINTMENT OF MR. ASHUTOSH PEDNEKAR (DIN: 00026049), AS AN INDEPENDENT DIRECTOR OF THE COMPANY | M | Non-Voting Proposal Note | M | 18-Sep-2020 | ||
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO DECLARE A FINAL DIVIDEND ON EQUITY SHARES: INR 94/- PER SHARE | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO APPOINT A DIRECTOR IN PLACE OF MR. VARUN MAMMEN (DIN: 07804025), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO APPOINT A DIRECTOR IN PLACE OF DR (MRS) CIBI MAMMEN (DIN: 00287146), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 OR ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF, MR. C. GOVINDAN KUTTY, COST ACCOUNTANT (MEMBERSHIP NO. 2881), APPOINTED AS COST AUDITOR BY THE BOARD OF DIRECTORS OF THE COMPANY TO CONDUCT AN AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021, BE PAID A REMUNERATION OF INR 8.40 LAKHS (RUPEES EIGHT LAKHS FORTY THOUSAND ONLY) (EXCLUDING TAXES, AS APPLICABLE) IN ADDITION TO REIMBURSEMENT OF OUT OF POCKET EXPENSES AND CONVEYANCE AS RECOMMENDED BY THE AUDIT COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO DECLARE A FINAL DIVIDEND ON EQUITY SHARES: INR 94/- PER SHARE | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO APPOINT A DIRECTOR IN PLACE OF MR. VARUN MAMMEN (DIN: 07804025), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | TO APPOINT A DIRECTOR IN PLACE OF DR (MRS) CIBI MAMMEN (DIN: 00287146), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Sep-2020 | |
MRF LIMITED | 24-Sep-2020 | Y6145L117 | Annual General Meeting | 17-Sep-2020 | INE883A01011 | 6214128 6608293 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 OR ANY STATUTORY MODIFICATION OR RE-ENACTMENT THEREOF, MR. C. GOVINDAN KUTTY, COST ACCOUNTANT (MEMBERSHIP NO. 2881), APPOINTED AS COST AUDITOR BY THE BOARD OF DIRECTORS OF THE COMPANY TO CONDUCT AN AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2021, BE PAID A REMUNERATION OF INR 8.40 LAKHS (RUPEES EIGHT LAKHS FORTY THOUSAND ONLY) (EXCLUDING TAXES, AS APPLICABLE) IN ADDITION TO REIMBURSEMENT OF OUT OF POCKET EXPENSES AND CONVEYANCE AS RECOMMENDED BY THE AUDIT COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 18-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | TO APPOINT A DIRECTOR IN PLACE OF MR. SHISHIR SHRIVASTAVA (DIN: 01266095), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | RE-APPOINTMENT OF MS. SHWETA VYAS (DIN: 06996110) AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | APPROVAL OF PAYMENT OF COMMISSION TO NON-EXECUTIVE INDEPENDENT DIRECTORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | INCREASE IN BORROWING LIMITS FROM INR 1,250 CRORES TO INR 1,750 CRORES OR THE AGGREGATE OF THE PAID UP CAPITAL AND FREE RESERVES OF THE COMPANY, WHICHEVER IS HIGHER | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | CREATION OF CHARGES/SECURITY ON THE MOVABLE AND IMMOVABLE PROPERTIES OF THE COMPANY, BOTH PRESENT AND FUTURE, IN RESPECT OF BORROWINGS | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
PHOENIX MILLS LTD | 25-Sep-2020 | Y6973B132 | Annual General Meeting | 18-Sep-2020 | INE211B01039 | B0SXY97 | APPROVAL OF REMUNERATION PAYABLE TO MR. RAJENDRA KALKAR, WHOLE-TIME DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | ADOPTION OF FINANCIAL STATEMENTS | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | CONFIRMATION OF PAYMENT OF THE INTERIM DIVIDEND FOR FY 2019-20: INR 1 (I.E.10%) PER EQUITY SHARE OF INR 10 EACH | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | FIXING OF AUDITORS REMUNERATION | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | APPOINTMENT OF DIRECTOR RETIRING BY ROTATION: MR. SUNIL KAUL (DIN: 05102910) | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | TO CONSIDER AND APPROVE ARTICLE 33(II) (B) AND (C) AND ARTICLE 37(II) (B) OF THE ARTICLES OF ASSOCIATION | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
SBI CARDS & PAYMENT SERVICES LTD | 28-Sep-2020 | Y7T35P100 | Annual General Meeting | 21-Sep-2020 | INE018E01016 | BKPFMG9 | APPOINTMENT OF SHRI ASHWINI KUMAR TEWARI AS MANAGING DIRECTOR AND CEO OF THE COMPANY | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | TO RECEIVE, CONSIDER AND ADOPT THE (A) THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020; AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITOR AND THE COMMENTS OF COMPTROLLER & AUDITOR GENERAL OF INDIA THEREON | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | TO DECLARE A DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020: RS. 2.80 PER SHARE | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | TO APPOINT A DIRECTOR IN PLACE OF SHRI R. P. NATEKAR, WHO RETIRES BY ROTATION, AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DECIDE AND FIX THE REMUNERATION OF M/S DATTA SINGLA & CO. (REGISTRATION NO. NR0053), CHARTERED ACCOUNTANTS, THE STATUTORY AUDITOR OF THE COMPANY, APPOINTED BY COMPTROLLER AND AUDITOR GENERAL OF INDIA FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT SHRI P. K. GUPTA (DIN: 01237706), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR BY THE BOARD OF DIRECTORS AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER PURSUANT TO THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013, BE AND IS HEREBY, APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 196, 197 AND 203 READ WITH SCHEDULE V AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER AND ARTICLE 121 (A) (III) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, APPROVAL BE AND IS HEREBY ACCORDED, TO THE RE-APPOINTMENT OF SHRI E. S. RANGANATHAN (DIN: 07417640) AS MANAGING DIRECTOR OF THE COMPANY ON WHOLE-TIME BASIS WITH EFFECT FROM MAY 1, 2020 TO JUNE 15, 2020 ON THE TERMS AND CONDITIONS INCLUDING REMUNERATION FORWARDED BY GAIL (INDIA) LIMITED VIDE ITS OFFICE ORDER NO. GAIL/CO/TRF/04 DATED APRIL 28, 2020 AND SUBSEQUENT COMMUNICATION FORWARDED BY THEM, WITH THE LIBERTY TO THE BOARD OF DIRECTORS TO ALTER AND VARY THE TERMS AND CONDITIONS, AS THE BOARD OF DIRECTORS MAY CONSIDER NECESSARY AND AS MAY BE AGREED TO BY SHRI E. S. RANGANATHAN / GAIL | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT SHRI ASIT KUMAR JANA (DIN: 03452799), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR BY THE BOARD OF DIRECTORS AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER PURSUANT TO THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013, BE AND IS HEREBY, APPOINTED AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 196, 197 AND 203 READ WITH SCHEDULE V AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER AND ARTICLE 121 (A) (III) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, APPROVAL BE AND IS HEREBY ACCORDED, TO THE APPOINTMENT OF SHRI ASIT KUMAR JANA (DIN: 03452799) AS MANAGING DIRECTOR OF THE COMPANY ON WHOLE-TIME BASIS WITH EFFECT FROM JUNE 16, 2020 TO MARCH 31, 2022 ON THE TERMS AND CONDITIONS INCLUDING REMUNERATION FORWARDED BY GAIL (INDIA) LIMITED VIDE ITS OFFICE ORDER NO. GAIL/CO/TRF/06/20 DATED JUNE 8, 2020 AND LETTER NO. 22/02/53/1153/2020 DATED JUNE 16, 2020, WITH THE LIBERTY TO THE BOARD OF DIRECTORS TO ALTER AND VARY THE TERMS AND CONDITIONS, AS THE BOARD OF DIRECTORS MAY CONSIDER NECESSARY AND AS MAY BE AGREED TO BY SHRI ASIT KUMAR JANA / GAIL. FURTHER RESOLVED THAT THE COMPANY SHALL PROVIDE FACILITIES TO SHRI ASIT KUMAR JANA, APPROVED BY BOARD, FOR HIS SMOOTH FUNCTIONING AS MANAGING DIRECTOR AND REIMBURSE SUCH EXPENSES AS ARE INCURRED BY SHRI ASIT KUMAR JANA IN CARRYING OUT THE RESPONSIBILITIES OF MANAGING DIRECTOR | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT SMT. MANISHA SAXENA (DIN: 01289071), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR BY THE BOARD OF DIRECTORS AND WHO HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM, THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER PURSUANT TO THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013, BE AND IS HEREBY, APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE COST AUDITORS APPOINTED BY THE BOARD OF DIRECTORS OF THE COMPANY, TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021, BE PAID THE REMUNERATION AS SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE CONVENING THIS MEETING. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT PURSUANT TO SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 AND OTHER APPLICABLE PROVISIONS, IF ANY, AND SUBJECT TO ANY MODIFICATION(S) AND RE-ENACTMENT THEREOF, CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED TO RATIFY THE CONTRACT FOR PURCHASE OF APM GAS FOR NCT OF DELHI, AT A PRICE DETERMINED BY GOVERNMENT OF INDIA FROM TIME TO TIME, AMOUNTING TO RS. 1169.05 CRORES, WITH ITS RELATED PARTY I.E. GAIL (INDIA) LIMITED (NOMINEE OF GOVERNMENT OF INDIA), DURING THE PERIOD APRIL 1, 2019 TO MARCH 31, 2020. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS THAT MAY BE NECESSARY, PROPER, EXPEDIENT OR INCIDENTAL THERETO FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
INDRAPRASTHA GAS LTD | 28-Sep-2020 | Y39881126 | Annual General Meeting | 21-Sep-2020 | INE203G01027 | BD9PXD0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 4, 13, 14, AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, CONSENT OF THE MEMBERS BE AND IS HEREBY ACCORDED FOR ALTERATION OF MEMORANDUM OF ASSOCIATION (MOA) AND ALSO ADOPTION OF REVISED SET OF ARTICLES OF ASSOCIATION (AOA) OF THE COMPANY, IN PLACE OF THE EXISTING MOA AND AOA. FURTHER RESOLVED THAT THE MANAGING DIRECTOR AND/ OR DIRECTOR (COMMERCIAL) AND/OR COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO DO ALL ACTS AND TAKE ALL SUCH ACTIONS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION AND TO SIGN AND EXECUTE ALL NECESSARY DOCUMENTS, APPLICATIONS, RETURNS AS MAY BE NECESSARY TO GIVE EFFECT TO THE ABOVE RESOLUTION | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH, 2020, NOTES TO FINANCIAL STATEMENTS, REPORTS OF THE BOARD AND AUDITORS' THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED. RESOLVED FURTHER THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH, 2020, NOTES TO FINANCIAL STATEMENTS, ALONG WITH THE AUDITORS' REPORT THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MR. CHETAN KAJARIA (DIN: 00273928), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MR. RISHI KAJARIA (DIN: 00228455), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH, 2020, NOTES TO FINANCIAL STATEMENTS, REPORTS OF THE BOARD AND AUDITORS' THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED. RESOLVED FURTHER THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT 31ST MARCH, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE FINANCIAL YEAR ENDED ON 31ST MARCH, 2020, NOTES TO FINANCIAL STATEMENTS, ALONG WITH THE AUDITORS' REPORT THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 24-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MR. CHETAN KAJARIA (DIN: 00273928), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
KAJARIA CERAMICS LTD | 28-Sep-2020 | Y45199166 | Annual General Meeting | 21-Sep-2020 | INE217B01036 | BDB5J63 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MR. RISHI KAJARIA (DIN: 00228455), WHO RETIRES BY ROTATION AT THIS ANNUAL GENERAL MEETING AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 24-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | ADOPTION OF FINANCIAL STATEMENTS & REPORTS: TO CONSIDER AND ADOPT (A) THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE AUDITORS AND BOARD OF DIRECTORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF AUDITORS THEREON AND IN THIS REGARD, PASS THE FOLLOWING RESOLUTIONS, WITH OR WITHOUT MODIFICATION(S), AS ORDINARY RESOLUTIONS: (A) "RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE AUDITORS AND BOARD OF DIRECTORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED." (B) "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF AUDITORS THEREON LAID BEFORE THIS MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | APPOINTMENT OF MR. ATUL B. LALL AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | RATIFICATION OF REMUNERATION TO BE PAID TO M/S. A. N. SATIJA & CO., COST ACCOUNTANTS, COST AUDITORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | VARIATION IN THE TERMS OF THE OBJECT OF THE PUBLIC ISSUE AS STATED IN THE PROSPECTUS OF THE COMPANY DATED 11TH SEPTEMBER, 2017 | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | TO APPROVE RAISING OF FUNDS IN ONE OR MORE TRANCHES, BY ISSUANCE OF SECURITIES BY WAY OF PRIVATE OFFERINGS, QUALIFIED INSTITUTIONS PLACEMENT(S) AND/OR ANY COMBINATION THEREOF OR ANY OTHER METHOD AS MAY BE PERMITTED UNDER APPLICABLE LAW FOR AN AMOUNT NOT EXCEEDING INR 200 CRORES | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | APPROVAL OF DIXON TECHNOLOGIES (INDIA) LIMITED - EMPLOYEE STOCK OPTION PLAN, 2020 ("DIXON ESOP 2020") | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
DIXON TECHNOLOGIES (INDIA) LTD | 29-Sep-2020 | Y2R8FN106 | Annual General Meeting | 22-Sep-2020 | INE935N01012 | BF0GKL3 | GRANT OF STOCK OPTIONS TO THE EMPLOYEES OF INDIAN SUBSIDIARY COMPANIES UNDER DIXON TECHNOLOGIES (INDIA) LIMITED - EMPLOYEE STOCK OPTION PLAN, 2020 ("DIXON ESOP 2020") | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | TO APPOINT A DIRECTOR IN PLACE OF MR. SANJAY OMPRAKASH NAYAR (DIN-00002615) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | "RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 139, 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("THE ACT") (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE) AND RULES MADE THEREUNDER AS AMENDED FROM TIME TO TIME, M/S DELOITTE HASKINS & SELLS, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO.- 015125N) ("DELOITTE") WHO HAVE CONFIRMED THEIR ELIGIBILITY FOR THE APPOINTMENT PURSUANT TO SECTION 141 OF THE ACT AS STATUTORY AUDITORS OF THE COMPANY, BE AND ARE HEREBY APPOINTED AS THE STATUTORY AUDITORS OF THE COMPANY FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TO HOLD SUCH OFFICE FOR FIRST TERM OF FIVE CONSECUTIVE YEARS, TILL THE CONCLUSION OF THE TWENTY FOURTH ANNUAL GENERAL MEETING, AT SUCH PROFESSIONAL FEES AND RE-IMBURSEMENT OF OUT OF POCKET EXPENSES, IN EACH FINANCIAL YEAR AS PROVIDED IN DETAIL UNDER THE EXPLANATORY STATEMENT TO THIS RESOLUTION." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY (INCLUDING ANY COMMITTEE THEREOF), SENIOR DIRECTOR & CHIEF FINANCIAL OFFICER AND COMPANY SECRETARY & COMPLIANCE OFFICER, OF THE COMPANY BE AND ARE HEREBY SEVERALLY AUTHORISED TO DO ALL ACTS, DEEDS AND THINGS, NECESSARY AND EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION" | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | RATIFICATION OF REMUNERATION PAYABLE TO M/S CHANDRA WADHWA & CO., COST ACCOUNTANTS FOR THE FINANCIAL YEAR ENDING MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | APPROVAL OF 'MAX HEALTHCARE INSTITUTE LIMITED - EMPLOYEE STOCK OPTION PLAN 2020' AND GRANT OF EMPLOYEE STOCK OPTIONS TO THE ELIGIBLE EMPLOYEES OF THE COMPANY | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | GRANT OF EMPLOYEE STOCK OPTIONS UNDER THE 'MAX HEALTHCARE INSTITUTE LIMITED - EMPLOYEE STOCK OPTION PLAN 2020' TO THE EMPLOYEES OF THE HOLDING COMPANY, IF ANY, AND/OR SUBSIDIARY COMPANY (IES) OF THE COMPANY | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | ISSUE OF SECURITIES TO QUALIFIED INSTITUTIONAL BUYERS | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | ISSUANCE OF NON-CONVERTIBLE DEBENTURES ("NCDS") ON PRIVATE PLACEMENT BASIS | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | INCREASE IN AUTHORIZED SHARE CAPITAL OF THE COMPANY | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | AMENDMENT TO THE 'COST SAVING INCENTIVE PLAN' RELATING TO MR. ABHAY SOI IN HIS CAPACITY AS A PROMOTER OF THE COMPANY, IN TERMS OF THE SHAREHOLDERS' AGREEMENT DATED DECEMBER 24, 2018 EXECUTED AMONGST MR. ABHAY SOI AND KAYAK INVESTMENTS HOLDING PTE. LTD. ("KAYAK / INVESTOR"), AND IN RESPECT OF WHICH THE DEED OF ACCESSION AND ADHERENCE HAS BEEN EXECUTED BY THE COMPANY ON JUNE 1, 2020 ("POST MERGER SHA") | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
MAX HEALTHCARE INSTITUTE LTD | 29-Sep-2020 | Y5S464109 | Annual General Meeting | 22-Sep-2020 | INE027H01010 | BMB2291 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY PURSUANT TO THE AMENDMENT AGREEMENT: ARTICLE VII, ARTICLE 7.1(B)(I), ARTICLE 7.1(B)(II) | F,N,A | F | Management Proposal | F | 28-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, INCLUDING THE AUDITED BALANCE SHEET AND THE STATEMENT OF PROFIT AND LOSS AND THE CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON: A) "RESOLVED THAT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT MARCH 31, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE, NOTES TO FINANCIAL STATEMENTS, REPORTS OF THE BOARD AND AUDITOR'S THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED." B) "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY INCLUDING THE BALANCE SHEET AS AT MARCH 31, 2020, THE STATEMENT OF PROFIT AND LOSS, THE CASH FLOW STATEMENT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, NOTES TO FINANCIAL STATEMENTS, ALONG WITH THE AUDITOR'S REPORT THEREON BE AND ARE HEREBY RECEIVED, CONSIDERED AND ADOPTED." | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | CONFIRMATION OF DIVIDEND: "RESOLVED THAT INTERIM DIVIDEND OF 1.00 PER EQUITY SHARE (10%) OF INR 10/- EACH FULLY PAID UP DECLARED AND PAID DURING THE FINANCIAL YEAR 2019-20 BE AND IS HEREBY CONFIRMED AS THE FINAL DIVIDEND FOR THE FINANCIAL YEAR 2019-20." | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | TO APPOINT A DIRECTOR IN PLACE OF MR. AMAR MYSORE (DIN: 03218587) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MR. AMAR MYSORE (DIN: 03218587) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION. RESOLVED FURTHER THAT MR. AMAR MYSORE SHALL CONTINUE AS EXECUTIVE DIRECTOR OF THE COMPANY ON THE TERMS AND CONDITIONS OF HIS ORIGINAL APPOINTMENT WITH EFFECT FROM MAY 16, 2018 FOR A PERIOD OF FIVE YEARS FROM THAT DATE." | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | TO APPOINT A DIRECTOR IN PLACE OF MS. NIRUPA SHANKAR (DIN: 02750342) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), MS. NIRUPA SHANKAR (DIN: 02750342), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION. RESOLVED FURTHER THAT MS. NIRUPA SHANKAR SHALL CONTINUE AS EXECUTIVE DIRECTOR OF THE COMPANY ON THE TERMS AND CONDITIONS OF HER ORIGINAL APPOINTMENT WITH EFFECT FROM MAY 16, 2018 FOR A PERIOD OF FIVE YEARS FROM THAT DATE | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | TO RE-APPOINT MR. BIJOU KURIEN AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | TO APPOINT MR. ROSHIN MATHEW AS WHOLE-TIME DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | RATIFICATION OF REMUNERATION PAYABLE TO M/S. MURTHY & CO. LLP, COST ACCOUNTANTS, COST AUDITORS FOR THE FINANCIAL YEAR 2019-20 | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | REMUNERATION PAYABLE TO EXECUTIVE PROMOTER DIRECTORS IN EXCESS OF THE THRESHOLD LIMIT AS PER SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | FUND RAISING BY THE COMPANY | F,N,A | F | Management Proposal | F | 27-Sep-2020 | |
BRIGADE ENTERPRISES LTD | 29-Sep-2020 | Y0970Q101 | Annual General Meeting | 22-Sep-2020 | INE791I01019 | B29ZGD4 | 08 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | M | Please reference meeting materials. | M | 27-Sep-2020 | ||
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. RAGHAVPAT SINGHANIA (DIN:02426556) FROM EXECUTIVE DIRECTOR (CORPORATE & WHITE CEMENT) TO MANAGING DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. MADHAVKRISHNA SINGHANIA (DIN:07022433) FROM EXECUTIVE DIRECTOR (GREY CEMENT) TO DEPUTY MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. AJAY KUMAR SARAOGI (DIN: 00130805) FROM EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER TO DEPUTY MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 28-Sep-2020 | ||
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. RAGHAVPAT SINGHANIA (DIN:02426556) FROM EXECUTIVE DIRECTOR (CORPORATE & WHITE CEMENT) TO MANAGING DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. MADHAVKRISHNA SINGHANIA (DIN:07022433) FROM EXECUTIVE DIRECTOR (GREY CEMENT) TO DEPUTY MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | TO APPROVE APPOINTMENT AND RE-DESIGNATION OF MR. AJAY KUMAR SARAOGI (DIN: 00130805) FROM EXECUTIVE DIRECTOR AND CHIEF FINANCIAL OFFICER TO DEPUTY MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Sep-2020 | |
J.K. CEMENT LTD | 30-Sep-2020 | Y613A5100 | Other Meeting | 28-Aug-2020 | INE823G01014 | B0CJ800 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 28-Sep-2020 | ||
V-GUARD INDUSTRIES LTD | 05-Oct-2020 | Y93650102 | Other Meeting | 28-Aug-2020 | INE951I01027 | BD0F6Q3 | TO APPOINT MR. GEORGE MUTHOOT JACOB (DIN: 00018955), AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 01-Oct-2020 | |
V-GUARD INDUSTRIES LTD | 05-Oct-2020 | Y93650102 | Other Meeting | 28-Aug-2020 | INE951I01027 | BD0F6Q3 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 01-Oct-2020 | ||
V-GUARD INDUSTRIES LTD | 05-Oct-2020 | Y93650102 | Other Meeting | 28-Aug-2020 | INE951I01027 | BD0F6Q3 | TO APPOINT MR. GEORGE MUTHOOT JACOB (DIN: 00018955), AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 01-Oct-2020 | |
V-GUARD INDUSTRIES LTD | 05-Oct-2020 | Y93650102 | Other Meeting | 28-Aug-2020 | INE951I01027 | BD0F6Q3 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 01-Oct-2020 | ||
SRF LTD | 08-Oct-2020 | Y8133G134 | Other Meeting | 04-Sep-2020 | INE647A01010 | 6374947 | APPROVAL FOR RAISING OF FUNDS BY ISSUANCE OF EQUITY SHARES THROUGH QUALIFIED INSTITUTIONS PLACEMENT(S) | F,N,A | F | Management Proposal | F | 07-Oct-2020 | |
SRF LTD | 08-Oct-2020 | Y8133G134 | Other Meeting | 04-Sep-2020 | INE647A01010 | 6374947 | 09 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Please reference meeting materials. | M | 07-Oct-2020 | ||
SRF LTD | 08-Oct-2020 | Y8133G134 | Other Meeting | 04-Sep-2020 | INE647A01010 | 6374947 | 09 SEP 2020: PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | M | Non-Voting Proposal Note | M | 07-Oct-2020 | ||
KANSAI NEROLAC PAINTS LIMITED | 20-Oct-2020 | Y4586N130 | Court Meeting | 13-Oct-2020 | INE531A01024 | BWGW724 | FOR THE PURPOSE OF CONSIDERING, AND IF THOUGHT FIT, APPROVING WITH OR WITHOUT MODIFICATION(S), THE SCHEME OF MERGER BY ABSORPTION AMONGST MARPOL PRIVATE LIMITED ("TRANSFEROR COMPANY NO. 1"), PERMA CONSTRUCTION AIDS PRIVATE LIMITED ("TRANSFEROR COMPANY NO. 2")(TRANSFEROR COMPANY NO. 1 AND TRANSFEROR COMPANY NO. 2 ARE COLLECTIVELY REFERRED TO AS "THE TRANSFEROR COMPANIES") WITH KANSAI NEROLAC PAINTS LIMITED ("THE TRANSFEREE COMPANY") ON A GOING CONCERN BASIS UNDER THE PROVISIONS OF SECTIONS 230 TO 232 OF THE COMPANIES ACT, 2013 ("THE ACT") ("SCHEME") | F,N,A | F | Management Proposal | F | 16-Oct-2020 | |
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 27-Oct-2020 | Y7270W100 | Other Meeting | 18-Sep-2020 | INE298J01013 | BF29PR1 | RE-CLASSIFICATION OF RELIANCE CAPITAL LIMITED'S SHAREHOLDING FROM 'PROMOTER AND PROMOTER GROUP' TO 'PUBLIC' CATEGORY | F,N,A | F | Management Proposal | F | 23-Oct-2020 | |
NIPPON LIFE INDIA ASSET MANAGEMENT LTD | 27-Oct-2020 | Y7270W100 | Other Meeting | 18-Sep-2020 | INE298J01013 | BF29PR1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 23-Oct-2020 | ||
AU SMALL FINANCE BANK LTD | 30-Oct-2020 | Y0R772123 | Other Meeting | 25-Sep-2020 | INE949L01017 | BF1YBK2 | TO APPROVE VARIABLE PAY FOR FY 2019-20 AND REMUNERATION FOR FY 2020-21 OF MR. SANJAY AGARWAL (DIN: 00009526), MANAGING DIRECTOR & CEO | F,N,A | F | Management Proposal | F | 23-Oct-2020 | |
AU SMALL FINANCE BANK LTD | 30-Oct-2020 | Y0R772123 | Other Meeting | 25-Sep-2020 | INE949L01017 | BF1YBK2 | TO APPROVE VARIABLE PAY FOR FY 2019-20 AND REMUNERATION FOR FY 2020-21 OF MR. UTTAM TIBREWAL (DIN: 01024940), WHOLE TIME DIRECTOR | F,N,A | F | Management Proposal | F | 23-Oct-2020 | |
AU SMALL FINANCE BANK LTD | 30-Oct-2020 | Y0R772123 | Other Meeting | 25-Sep-2020 | INE949L01017 | BF1YBK2 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 23-Oct-2020 | ||
TATA CONSULTANCY SERVICES LTD | 18-Nov-2020 | Y85279100 | Other Meeting | 09-Oct-2020 | INE467B01029 | B01NPJ1 | APPROVAL FOR BUYBACK OF EQUITY SHARES | F,N,A | F | Management Proposal | F | 13-Nov-2020 | |
TATA CONSULTANCY SERVICES LTD | 18-Nov-2020 | Y85279100 | Other Meeting | 09-Oct-2020 | INE467B01029 | B01NPJ1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | M | Please reference meeting materials. | M | 13-Nov-2020 | ||
HDFC BANK LTD | 01-Dec-2020 | Y3119P190 | Other Meeting | 30-Oct-2020 | INE040A01034 | BK1N461 | APPOINTMENT OF MR. SASHIDHAR JAGDISHAN (DIN: 08614396) AS A DIRECTOR OF THE BANK | F,N,A | F | Management Proposal | F | 26-Nov-2020 | |
HDFC BANK LTD | 01-Dec-2020 | Y3119P190 | Other Meeting | 30-Oct-2020 | INE040A01034 | BK1N461 | APPOINTMENT OF MR. SASHIDHAR JAGDISHAN (DIN: 08614396) AS THE MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER OF THE BANK, FOR A PERIOD OF THREE (3) YEARS, W.E.F. OCTOBER 27, 2020, ON THE TERMS AND CONDITIONS RELATING TO THE SAID APPOINTMENT, INCLUDING REMUNERATION, AS APPROVED BY THE RBI | F,N,A | F | Management Proposal | F | 26-Nov-2020 | |
HDFC BANK LTD | 01-Dec-2020 | Y3119P190 | Other Meeting | 30-Oct-2020 | INE040A01034 | BK1N461 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 26-Nov-2020 | ||
AXIS BANK LTD | 09-Dec-2020 | Y0487S137 | Other Meeting | 30-Oct-2020 | INE238A01034 | BPFJHC7 | RE-APPOINTMENT OF SMT. KETAKI BHAGWATI (DIN 07367868) AS AN INDEPENDENT DIRECTOR OF THE BANK, FOR HER SECOND TERM OF THREE (3) YEARS, WITH EFFECT FROM 19TH JANUARY 2021 | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
AXIS BANK LTD | 09-Dec-2020 | Y0487S137 | Other Meeting | 30-Oct-2020 | INE238A01034 | BPFJHC7 | APPOINTMENT OF SMT. MEENA GANESH (DIN: 00528252) AS AN INDEPENDENT DIRECTOR OF THE BANK, FOR A PERIOD OF FOUR (4) YEARS, WITH EFFECT FROM 1ST AUGUST 2020 | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
AXIS BANK LTD | 09-Dec-2020 | Y0487S137 | Other Meeting | 30-Oct-2020 | INE238A01034 | BPFJHC7 | APPOINTMENT OF SHRI GOPALARAMAN PADMANABHAN (DIN: 07130908) AS AN INDEPENDENT DIRECTOR OF THE BANK, FOR A PERIOD OF FOUR (4) YEARS, WITH EFFECT FROM 28TH OCTOBER 2020 | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
AXIS BANK LTD | 09-Dec-2020 | Y0487S137 | Other Meeting | 30-Oct-2020 | INE238A01034 | BPFJHC7 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 04-Dec-2020 | ||
MINDTREE LTD | 09-Dec-2020 | Y60362103 | Other Meeting | 06-Nov-2020 | INE018I01017 | B1LHCW2 | APPOINTMENT OF MR. DAYAPATRA NEVATIA (DIN 03557975) AS EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
MINDTREE LTD | 09-Dec-2020 | Y60362103 | Other Meeting | 06-Nov-2020 | INE018I01017 | B1LHCW2 | APPOINTMENT OF MR. VENUGOPAL LAMBU (DIN 08840898) AS EXECUTIVE DIRECTOR AND PRESIDENT - GLOBAL MARKETS | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
MINDTREE LTD | 09-Dec-2020 | Y60362103 | Other Meeting | 06-Nov-2020 | INE018I01017 | B1LHCW2 | APPOINTMENT OF MR. CHANDRASEKARAN RAMAKRISHNAN (DIN 00580842) AS INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
MINDTREE LTD | 09-Dec-2020 | Y60362103 | Other Meeting | 06-Nov-2020 | INE018I01017 | B1LHCW2 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 04-Dec-2020 | ||
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 11-Dec-2020 | Y3R55N101 | Other Meeting | 30-Oct-2020 | INE765G01017 | BYXH7P9 | RE-APPOINTMENT OF MR. ALOK KUMAR AGARWAL (DIN: 03434304), AS A WHOLE-TIME DIRECTOR DESIGNATED AS EXECUTIVE DIRECTOR-WHOLESALE OF THE COMPANY | F,N,A | F | Management Proposal | A | 04-Dec-2020 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 11-Dec-2020 | Y3R55N101 | Other Meeting | 30-Oct-2020 | INE765G01017 | BYXH7P9 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 04-Dec-2020 | ||
AU SMALL FINANCE BANK LTD | 23-Dec-2020 | Y0R772123 | Other Meeting | 20-Nov-2020 | INE949L01017 | BF1YBK2 | TO APPROVE THE RE-APPOINTMENT OF MR. RAJ VIKASH VERMA AS PART-TIME CHAIRMAN (INDEPENDENT DIRECTOR) (NON-EXECUTIVE) OF THE BANK SUBJECT TO APPROVAL OF RESERVE BANK OF INDIA | F,N,A | F | Management Proposal | A | 22-Dec-2020 | |
AU SMALL FINANCE BANK LTD | 23-Dec-2020 | Y0R772123 | Other Meeting | 20-Nov-2020 | INE949L01017 | BF1YBK2 | TO APPROVE AU SMALL FINANCE BANK LIMITED - EMPLOYEES STOCK OPTION PLAN 2020 | F,N,A | F | Management Proposal | F | 22-Dec-2020 | |
AU SMALL FINANCE BANK LTD | 23-Dec-2020 | Y0R772123 | Other Meeting | 20-Nov-2020 | INE949L01017 | BF1YBK2 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 22-Dec-2020 | ||
ALKEM LABORATORIES LTD | 27-Dec-2020 | Y0R6P5102 | Other Meeting | 20-Nov-2020 | INE540L01014 | BYY2WB4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: "RESOLVED THAT IN PARTIAL MODIFICATION OF THE EARLIER RESOLUTION PASSED BY THE SHAREHOLDERS THROUGH POSTAL BALLOT ON 06TH JANUARY, 2018 PURSUANT TO THE PROVISIONS OF SECTIONS 196,197 AND 203 READ WITH SCHEDULE V AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 ("THE ACT") AND RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE) AND IN ACCORDANCE WITH THE RELEVANT PROVISIONS OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, CONSENT OF THE SHAREHOLDERS OF THE COMPANY BE AND IS HEREBY ACCORDED TO INCREASE THE REMUNERATION OF MR. SANDEEP SINGH (DIN 01277984), MANAGING DIRECTOR OF THE COMPANY BY INCLUDING THE PAYMENT OF SUCH AMOUNTS AS COMMISSION AS MAY BE DECIDED BY THE BOARD OF DIRECTORS FOR EACH FINANCIAL YEAR UP TO A MAXIMUM OF 0.50% OF THE NET PROFITS OF THE COMPANY TO BE CALCULATED IN ACCORDANCE WITH SECTION 198 OF THE ACT WITH EFFECT FROM 01ST APRIL, 2020 FOR HIS REMAINING TERM UPTO 16TH OCTOBER, 2022, IN ADDITION TO HIS EXISTING REMUNERATION, BENEFITS AND PERQUISITES. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THE ABOVE RESOLUTION." | F,N,A | / | Shareholder Proposal | F | 22-Dec-2020 | |
ALKEM LABORATORIES LTD | 27-Dec-2020 | Y0R6P5102 | Other Meeting | 20-Nov-2020 | INE540L01014 | BYY2WB4 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 22-Dec-2020 | ||
PHOENIX MILLS LTD | 29-Dec-2020 | Y6973B132 | Court Meeting | 20-Nov-2020 | INE211B01039 | B0SXY97 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 AND ALL OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (COMPROMISES, ARRANGEMENTS AND AMALGAMATIONS) RULES, 2016 AND THE NATIONAL COMPANY LAW TRIBUNAL RULES, 2016 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, CIRCULAR NO. CFD/DIL3/CIR/2017/21 DATED MARCH 10, 2017 READ WITH CIRCULAR NO. CFD/DIL3/CIR/2018/2 DATED JANUARY 3, 2018, BOTH ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA, THE OBSERVATION LETTERS DATED NOVEMBER 4, 2019 ISSUED BY BSE LIMITED AND NATIONAL STOCK EXCHANGE OF INDIA LIMITED AND PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND SUBJECT TO THE APPROVAL OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL, MUMBAI BENCH ('NCLT'), AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED BY THE NCLT OR BY ANY REGULATORY OR OTHER AUTHORITIES, WHILE GRANTING SUCH CONSENTS, APPROVALS AND PERMISSIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE 'BOARD', WHICH TERM SHALL BE DEEMED TO MEAN AND INCLUDE ONE OR MORE COMMITTEE(S) CONSTITUTED/ TO BE CONSTITUTED BY THE BOARD OR ANY PERSON(S) WHICH THE BOARD MAY NOMINATE TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE PROPOSED ARRANGEMENT EMBODIED IN THE SCHEME OF AMALGAMATION (MERGER BY ABSORPTION) OF PHOENIX HOSPITALITY COMPANY PRIVATE LIMITED ('THE TRANSFEROR COMPANY') WITH THE PHOENIX MILLS LIMITED ('THE TRANSFEREE COMPANY') AND THEIR RESPECTIVE SHAREHOLDERS ('THE SCHEME' OR 'SCHEME OF AMALGAMATION') AS PLACED BEFORE THIS MEETING AND INITIALLED BY THE CHAIRPERSON OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE AND IS HEREBY APPROVED; RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THIS RESOLUTION AND EFFECTIVELY IMPLEMENT THE SCHEME, AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE NCLT WHILE SANCTIONING THE ARRANGEMENT EMBODIED IN THE SCHEME OR BY ANY AUTHORITIES UNDER LAW, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY QUESTIONS OR DOUBTS OR DIFFICULTIES THAT MAY ARISE INCLUDING PASSING OF SUCH ACCOUNTING ENTRIES AND/OR MAKING SUCH ADJUSTMENTS IN THE BOOKS OF ACCOUNTS AS CONSIDERED NECESSARY IN GIVING EFFECT TO THE SCHEME, AS THE BOARD MAY DEEM FIT AND PROPER | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS) AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARY FOR THE YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO APPOINT MR. SAHIL VACHANI (DIN: 00761695), WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT, AS A DIRECTOR | F,N,A | F | Management Proposal | A | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO RE-APPOINT M/S DELOITTE HASKINS AND SELLS, LLP AS THE STATUTORY AUDITORS OF THE COMPANY | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO RE-APPOINT MRS. NAINA LAL KIDWAI (DIN: 00017806) AS AN INDEPENDENT DIRECTOR FOR THE SECOND AND FINAL TERM OF 5 YEARS | F,N,A | F | Management Proposal | A | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO CONSIDER RE-APPOINTMENT OF MR. MOHIT TALWAR (DIN: 02394694) AS THE MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF ONE YEAR W.E.F JANUARY 15, 2021 | F,N,A | F | Management Proposal | A | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO RATIFY/APPROVE AND TAKE ON RECORD VALUATION REPORT WITH REGARD TO PREFERENTIAL ISSUE OF EQUITY SHARES OF THE COMPANY | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO APPROVE LIMITS FOR PURCHASE OF EQUITY SHARES OF MAX LIFE INSURANCE COMPANY LIMITED, FROM TIME TO TIME | F,N,A | F | Management Proposal | F | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO REGULARIZE THE APPOINTMENT OF MR. HIDEAKI NOMURA (DIN: 05304525) | F,N,A | F | Management Proposal | A | 24-Dec-2020 | |
MAX FINANCIAL SERVICES LTD | 30-Dec-2020 | Y5903C145 | Annual General Meeting | 23-Dec-2020 | INE180A01020 | B1TJG95 | TO REGULARIZE THE APPOINTMENT OF MR. MITSURU YASUDA (DIN: 08785791) | F,N,A | F | Management Proposal | A | 24-Dec-2020 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 06-Jan-2021 | Y1786D102 | Other Meeting | 20-Nov-2020 | INE299U01018 | BD87BS8 | TO APPROVE THE AMENDMENT IN CROMPTON EMPLOYEE STOCK OPTION PLAN 2019 ("ESOP 2019") | F,N,A | F | Management Proposal | F | 05-Jan-2021 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 06-Jan-2021 | Y1786D102 | Other Meeting | 20-Nov-2020 | INE299U01018 | BD87BS8 | TO APPROVE INCREASE IN AUTHORISED SHARE CAPITAL OF THE COMPANY | F,N,A | F | Management Proposal | F | 05-Jan-2021 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 06-Jan-2021 | Y1786D102 | Other Meeting | 20-Nov-2020 | INE299U01018 | BD87BS8 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 05-Jan-2021 | ||
SHREE CEMENT LTD | 09-Jan-2021 | Y7757Y132 | Other Meeting | 04-Dec-2020 | INE070A01015 | 6100357 | TO APPROVE ADVANCING LOAN(S) TO, AND/OR GIVING CORPORATE GUARANTEE IN CONNECTION WITH ANY LOAN TAKEN BY, THE COMPANY'S SUBSIDIARIES/ASSOCIATES/GROUP ENTITIES UPTO AN AGGREGATE LIMIT OF RS. 100 CRORES (RUPEES ONE HUNDRED CRORES) | F,N,A | F | Management Proposal | F | 05-Jan-2021 | |
SHREE CEMENT LTD | 09-Jan-2021 | Y7757Y132 | Other Meeting | 04-Dec-2020 | INE070A01015 | 6100357 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 05-Jan-2021 | ||
BHARTI AIRTEL LTD | 09-Feb-2021 | Y0885K108 | Other Meeting | 01-Jan-2021 | INE397D01024 | 6442327 | SHIFTING OF REGISTERED OFFICE OF THE COMPANY FROM THE NATIONAL CAPITAL TERRITORY (NCT) OF DELHI TO THE STATE OF HARYANA: CLAUSE II | F,N,A | F | Management Proposal | F | 03-Feb-2021 | |
BHARTI AIRTEL LTD | 09-Feb-2021 | Y0885K108 | Other Meeting | 01-Jan-2021 | INE397D01024 | 6442327 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 03-Feb-2021 | ||
INDIAMART INTERMESH LTD | 10-Feb-2021 | Y39213106 | ExtraOrdinary General Meeting | 03-Feb-2021 | INE933S01016 | BKDX4P8 | TO APPROVE FUND RAISING ACTIVITIES AND ISSUANCE OF SECURITIES BY THE COMPANY | F,N,A | F | Management Proposal | F | 03-Feb-2021 | |
INDIAMART INTERMESH LTD | 10-Feb-2021 | Y39213106 | ExtraOrdinary General Meeting | 03-Feb-2021 | INE933S01016 | BKDX4P8 | APPROVAL FOR INCREASE IN AUTHORISED SHARE CAPITAL AND CONSEQUENT ALTERATION TO THE MEMORANDUM OF ASSOCIATION | F,N,A | F | Management Proposal | F | 03-Feb-2021 | |
INDIAMART INTERMESH LTD | 10-Feb-2021 | Y39213106 | ExtraOrdinary General Meeting | 03-Feb-2021 | INE933S01016 | BKDX4P8 | APPROVAL FOR RECLASSIFICATION OF AUTHORISED SHARE CAPITAL AND CONSEQUENT ALTERATION TO THE MEMORANDUM OF ASSOCIATION | F,N,A | F | Management Proposal | F | 03-Feb-2021 | |
BRITANNIA INDUSTRIES LTD | 15-Feb-2021 | Y0969R151 | Court Meeting | 08-Jan-2021 | INE216A01030 | BGSQG47 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (COMPROMISES, ARRANGEMENTS AND AMALGAMATIONS) RULES, 2016, AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AS AMENDED FROM TIME TO TIME AND THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF BRITANNIA INDUSTRIES LIMITED ("APPLICANT COMPANY") AND SUBJECT TO THE SANCTION OF THE KOLKATA BENCH OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL (HEREINAFTER REFERRED TO AS "THE TRIBUNAL"), AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY, AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED BY THE TRIBUNAL OR BY ANY REGULATORY OR OTHER AUTHORITIES, WHILE GRANTING SUCH CONSENTS, APPROVALS AND PERMISSIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE APPLICANT COMPANY (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO MEAN AND INCLUDE ONE OR MORE COMMITTEE(S) CONSTITUTED/TO BE CONSTITUTED BY THE BOARD OR ANY OTHER PERSON AUTHORISED BY IT TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE SCHEME OF ARRANGEMENT BETWEEN BRITANNIA INDUSTRIES LIMITED AND ITS MEMBERS ("SCHEME") PRESENTED IN COMPANY APPLICATION (CAA) NO.1447/ KB/2020 FILED BY THE APPLICANT COMPANY BEFORE THE HON'BLE TRIBUNAL, BE AND IS HEREBY APPROVED. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THE ABOVE RESOLUTION AND EFFECTIVELY IMPLEMENT THE ARRANGEMENT EMBODIED IN THE SCHEME AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE HON'BLE TRIBUNAL OR ITS APPELLATE AUTHORITY(IES)/WHILE SANCTIONING THE ARRANGEMENT EMBODIED IN THE SCHEME OR BY ANY AUTHORITIES UNDER LAW, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY QUESTIONS OR DOUBTS OR DIFFICULTIES THAT MAY ARISE IN GIVING EFFECT TO THE SCHEME OF ARRANGEMENT, AS THE BOARD MAY DEEM FIT AND PROPER | F,N,A | F | Management Proposal | F | 12-Feb-2021 | |
BRITANNIA INDUSTRIES LTD | 15-Feb-2021 | Y0969R151 | Court Meeting | 08-Jan-2021 | INE216A01030 | BGSQG47 | 15 JAN 2021: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | M | Please reference meeting materials. | M | 12-Feb-2021 | ||
BRITANNIA INDUSTRIES LTD | 15-Feb-2021 | Y0969R151 | Court Meeting | 08-Jan-2021 | INE216A01030 | BGSQG47 | 15 JAN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Please reference meeting materials. | M | 12-Feb-2021 | ||
VARROC ENGINEERING LTD | 17-Feb-2021 | Y9T52L152 | Other Meeting | 15-Jan-2021 | INE665L01035 | BD2Z241 | TO CONSIDER AND APPROVE ISSUANCE OF FRESH/ NEW EQUITY SHARES OF THE COMPANY THROUGH ONE OR MORE PUBLIC OR PRIVATE OFFERINGS OR ANY OTHER METHOD OR COMBINATION THEREOF FOR ACHIEVING MINIMUM PUBLIC SHAREHOLDING | F,N,A | F | Management Proposal | F | 12-Feb-2021 | |
VARROC ENGINEERING LTD | 17-Feb-2021 | Y9T52L152 | Other Meeting | 15-Jan-2021 | INE665L01035 | BD2Z241 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 12-Feb-2021 | ||
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 23-Feb-2021 | Y3R55N101 | Court Meeting | 16-Feb-2021 | INE765G01017 | BYXH7P9 | "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (COMPROMISES, ARRANGEMENTS AND AMALGAMATIONS) RULES, 2016 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, THE PROVISIONS OF CIRCULAR NO. CFD/DIL3/CIR/2017/21 DATED MARCH 10, 2017 AS AMENDED FROM TIME TO TIME, ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA, THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AS AMENDED FROM TIME TO TIME, SECTIONS 35 TO 37 OF THE INSURANCE ACT, 1938 AND APPLICABLE REGULATIONS THEREUNDER FRAMED BY IRDAI, ANY OTHER APPLICABLE LAWS AND REGULATIONS AND THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND SUBJECT TO THE APPROVAL OF THE MUMBAI BENCH OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL, AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES INCLUDING INSURANCE REGULATORY AND DEVELOPMENT AUTHORITY OF INDIA ("IRDAI"), AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE PRESCRIBED OR IMPOSED BY THE MUMBAI BENCH OF THE HON'BLE NATIONAL COMPANY LAW TRIBUNAL ("NCLT" OR "HON'BLE TRIBUNAL") OR BY ANY REGULATORY OR OTHER AUTHORITIES INCLUDING IRDAI, WHILE GRANTING SUCH CONSENTS, APPROVALS AND PERMISSIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE 'BOARD', WHICH TERM SHALL BE DEEMED TO MEAN AND INCLUDE ONE OR MORE COMMITTEE(S) CONSTITUTED/TO BE CONSTITUTED BY THE BOARD OR ANY OTHER PERSON AUTHORISED BY IT TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE ARRANGEMENT EMBODIED IN THE PROPOSED SCHEME OF ARRANGEMENT AMONGST BHARTI AXA GENERAL INSURANCE COMPANY LIMITED ("DEMERGED COMPANY") AND ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED ("RESULTING COMPANY" OR "COMPANY") AND THEIR RESPECTIVE SHAREHOLDERS AND CREDITORS ("SCHEME"), AS ENCLOSED TO THE NOTICE OF THE HON'BLE TRIBUNAL CONVENED MEETING OF THE EQUITY SHAREHOLDERS OF THE COMPANY AND PLACED BEFORE THIS MEETING, BE AND IS HEREBY APPROVED. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THIS RESOLUTION AND EFFECTIVELY IMPLEMENT THE ARRANGEMENT EMBODIED IN THE SCHEME AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE NCLT WHILE SANCTIONING THE ARRANGEMENT EMBODIED IN THE SCHEME OR BY ANY AUTHORITIES UNDER LAW, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY DOUBTS OR DIFFICULTIES THAT MAY ARISE INCLUDING PASSING OF SUCH ACCOUNTING ENTRIES AND/ OR MAKING SUCH ADJUSTMENTS IN THE BOOKS OF ACCOUNTS OF THE COMPANY AS CONSIDERED NECESSARY IN GIVING EFFECT TO THE SCHEME, AS THE BOARD MAY DEEM FIT AND PROPER." | F,N,A | F | Management Proposal | F | 18-Feb-2021 | |
MAHINDRA LOGISTICS LTD | 06-Mar-2021 | Y54167104 | Other Meeting | 29-Jan-2021 | INE766P01016 | BF50C70 | APPOINTMENT OF MR. DHANANJAY MUNGALE AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 04-Mar-2021 | |
MAHINDRA LOGISTICS LTD | 06-Mar-2021 | Y54167104 | Other Meeting | 29-Jan-2021 | INE766P01016 | BF50C70 | APPOINTMENT OF MR. NAVEEN RAJU AS A NON-EXECUTIVE (NON-INDEPENDENT) DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 04-Mar-2021 | |
MAHINDRA LOGISTICS LTD | 06-Mar-2021 | Y54167104 | Other Meeting | 29-Jan-2021 | INE766P01016 | BF50C70 | GRANT OF RESTRICTED STOCK UNITS TO MR. V. S. PARTHASARATHY, NON-EXECUTIVE (NON-INDEPENDENT) DIRECTOR AND CHAIRMAN OF THE COMPANY | F,N,A | F | Management Proposal | F | 04-Mar-2021 | |
MAHINDRA LOGISTICS LTD | 06-Mar-2021 | Y54167104 | Other Meeting | 29-Jan-2021 | INE766P01016 | BF50C70 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 04-Mar-2021 | ||
DIXON TECHNOLOGIES (INDIA) LTD | 07-Mar-2021 | Y2R8FN106 | Other Meeting | 29-Jan-2021 | INE935N01012 | BF0GKL3 | SUB-DIVISION OF EQUITY SHARES HAVING THE FACE VALUE OF RS. 10/- PER SHARE TO RS. 2/- PER SHARE | F,N,A | F | Management Proposal | F | 04-Mar-2021 | |
DIXON TECHNOLOGIES (INDIA) LTD | 07-Mar-2021 | Y2R8FN106 | Other Meeting | 29-Jan-2021 | INE935N01012 | BF0GKL3 | ALTERATION OF CLAUSE V I.E. CAPITAL CLAUSE OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY | F,N,A | F | Management Proposal | F | 04-Mar-2021 | |
DIXON TECHNOLOGIES (INDIA) LTD | 07-Mar-2021 | Y2R8FN106 | Other Meeting | 29-Jan-2021 | INE935N01012 | BF0GKL3 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 04-Mar-2021 | ||
PETRONET LNG LIMITED | 15-Mar-2021 | Y68259103 | ExtraOrdinary General Meeting | 08-Mar-2021 | INE347G01014 | B00KT68 B05MSY0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF REGULATION 23 OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, THE COMPANIES ACT, 2013 AND RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) THEREOF FOR THE TIME BEING IN FORCE) AND THE RELATED PARTY TRANSACTIONS POLICY OF THE COMPANY, APPROVAL OF THE MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED TO THE BOARD OF DIRECTORS FOR CONTRACTS/ARRANGEMENTS/ TRANSACTIONS ENTERED/ TO BE ENTERED INTO WITH GAIL (INDIA) LIMITED, INDIAN OIL CORPORATION LIMITED, OIL AND NATURAL GAS CORPORATION LIMITED (ONGC), BHARAT PETROLEUM CORPORATION LIMITED AND THEIR AFFILIATES, RELATED PARTIES UNDER THE COMPANIES ACT, 2013 AND THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 DURING THE FINANCIAL YEAR 2021-22 FOR SUPPLY OF GOODS OR AVAILING OR RENDERING OF ANY SERVICES IN THE ORDINARY COURSE OF BUSINESS AND ON ARM'S LENGTH BASIS, WHICH MAY EXCEED THE MATERIALITY THRESHOLD LIMIT I.E. EXCEEDS TEN PERCENT OF THE ANNUAL CONSOLIDATED TURNOVER OF THE COMPANY AS PER THE LAST AUDITED FINANCIAL STATEMENTS OF THE COMPANY. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, MATTERS, DEEDS AND THINGS AND GIVE ALL SUCH DIRECTIONS AS IT MAY DEEM NECESSARY, EXPEDIENT OR DESIRABLE, IN ORDER TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | F | 12-Mar-2021 | |
PETRONET LNG LIMITED | 15-Mar-2021 | Y68259103 | ExtraOrdinary General Meeting | 08-Mar-2021 | INE347G01014 | B00KT68 B05MSY0 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 152 READ WITH SCHEDULE IV AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), APPROVAL OF MEMBERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR RE-APPOINTMENT OF SHRI SIDHARTHA PRADHAN (DIN: 06938830), WHO WAS RE-APPOINTED AS INDEPENDENT DIRECTOR BY THE BOARD IN ITS MEETING HELD ON 11.02.2021, FOR A PERIOD OF THREE YEARS W.E.F 16.5.2021 AFTER THE DATE OF COMPLETION OF HIS EXISTING TENURE ON 15.05.2021, NOT LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 12-Mar-2021 | |
MARUTI SUZUKI INDIA LTD | 16-Mar-2021 | Y7565Y100 | Other Meeting | 05-Feb-2021 | INE585B01010 | 6633712 | ALTERATION OF THE OBJECT CLAUSE OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY | F,N,A | F | Management Proposal | F | 12-Mar-2021 | |
MARUTI SUZUKI INDIA LTD | 16-Mar-2021 | Y7565Y100 | Other Meeting | 05-Feb-2021 | INE585B01010 | 6633712 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 12-Mar-2021 | ||
BHARTI AIRTEL LTD | 19-Mar-2021 | Y0885K108 | ExtraOrdinary General Meeting | 12-Mar-2021 | INE397D01024 | 6442327 | ISSUANCE OF EQUITY SHARES OF THE COMPANY ON PREFERENTIAL BASIS | F,N,A | F | Management Proposal | F | 12-Mar-2021 | |
BHARTI AIRTEL LTD | 19-Mar-2021 | Y0885K108 | ExtraOrdinary General Meeting | 12-Mar-2021 | INE397D01024 | 6442327 | 01 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Please reference meeting materials. | M | 12-Mar-2021 | ||
ALKEM LABORATORIES LTD | 24-Mar-2021 | Y0R6P5102 | Other Meeting | 13-Feb-2021 | INE540L01014 | BYY2WB4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 4, 13 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (INCLUDING ANY AMENDMENT THERETO OR RE-ENACTMENT THEREOF) AND THE RULES FRAMED THEREUNDER, THE CONSENT OF THE SHAREHOLDERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE AMENDMENT, SUBSTITUTION, ADDITION AND DELETION IN THE OBJECTS CLAUSE OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY AS FOLLOWS: A. THE HEADING OF CLAUSE III(A) "MAIN OBJECTS OF THE COMPANY TO BE PURSUED BY THE COMPANY ON ITS INCORPORATION" BE CHANGED TO "OBJECTS TO BE PURSUED BY THE COMPANY ON ITS INCORPORATION"; B. THE HEADING OF CLAUSE III(B) "OBJECTS INCIDENTAL OR ANCILLARY TO THE ATTACHMENT OF THE MAIN OBJECTS" BE CHANGED TO "MATTERS WHICH ARE NECESSARY FOR FURTHERANCE OF THE OBJECTS SPECIFIED IN CLAUSE III(A)"; C. ADDITION OF THE SUB CLAUSES 1A, 17A AND 18A AFTER SUB CLAUSES 1, 17 AND 18 RESPECTIVELY APPEARING UNDER CLAUSE III (B) AS MENTIONED BELOW: SUB CLAUSE 1A OF CLAUSE III (B) TO CARRY ON ANY BUSINESS WHICH THE COMPANY IS AUTHORISED TO CARRY ON THROUGH ANY SUBSIDIARY COMPANY OR COMPANIES AND TO ENTER INTO ANY ARRANGEMENT FOR FINANCING ANY SUCH SUBSIDIARY COMPANY OR GUARANTEEING ITS LIABILITIES, OR TO MAKE ANY OTHER ARRANGEMENT WHICH MAY SEEM DESIRABLE WITH REFERENCE TO SUCH BUSINESS INCLUDING THE POWER AT ANY TIME TO CLOSE ANY SUCH BUSINESS EITHER TEMPORARILY OR PERMANENTLY. SUB CLAUSE 17A OF CLAUSE III (B) TO FURNISH AND PROVIDE DEPOSITS AND GUARANTEE FUNDS, REQUIRED IN RELATION TO ANY TENDER OR APPLICATION FOR ANY CONTRACT, CONCESSION, DECREE, ENACTMENTS, PROPERTY OR PRIVILEGES OR IN RELATION TO THE CARRYING OUT OF ANY CONTRACT, CONCESSION, DECREE OR ENACTMENTS. SUB CLAUSE 18A OF CLAUSE III (B) TO LEND AND ADVANCE MONEY OR TO GIVE CREDIT TO SUCH PERSONS OR COMPANIES AND ON SUCH TERMS AS MAY SEEM EXPEDIENT AND IN PARTICULAR TO CUSTOMERS AND OTHERS HAVING DEALINGS WITH THE COMPANY AND TO GUARANTEE THE PERFORMANCE OF ANY CONTRACT OR OBLIGATION AND THE PAYMENT OF MONEY TO OR BY ANY SUCH PERSONS OR COMPANIES AND GENERALLY TO GIVE GUARANTEES AND INDEMNITIES AS MAY BE NECESSARY IN THIS REGARD. D. CLAUSE III(C) "OTHER OBJECTS" BE DELETED IN ITS ENTIRETY. E. OTHER AMENDMENTS REQUIRED TO ALIGN THE EXISTING MEMORANDUM OF ASSOCIATION WITH TABLE A OF THE SCHEDULE I OF THE COMPANIES ACT, 2013. RESOLVED FURTHER THAT IN ADDITION TO THE ABOVE, CONSENT OF THE SHAREHOLDERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR AMENDMENT OF CLAUSE IV OF THE MEMORANDUM OF ASSOCIATION BY SUBSTITUTING THE SAME WITH THE FOLLOWING: IV. THE LIABILITY OF THE MEMBER(S) IS LIMITED TO THE AMOUNT UNPAID, IF ANY, ON THE SHARES HELD BY THEM. RESOLVED FURTHER THAT ANY ONE OF THE DIRECTORS OR COMPANY SECRETARY OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE, SUBMIT AND FILE THE RELEVANT FORMS, DOCUMENTS ETC. AND TO DO ALL ACTS, DEEDS AND THINGS AS MAY BE DEEMED NECESSARY TO GIVE EFFECT TO THIS RESOLUTION. RESOLVED FURTHER THAT A COPY OF THE ABOVE RESOLUTION CERTIFIED BY ANY ONE OF THE DIRECTORS OR COMPANY SECRETARY BE SUBMITTED TO THE CONCERNED AUTHORITIES AND THEY BE REQUESTED TO ACT UPON THE SAME | F,N,A | / | Shareholder Proposal | F | 23-Mar-2021 | |
ALKEM LABORATORIES LTD | 24-Mar-2021 | Y0R6P5102 | Other Meeting | 13-Feb-2021 | INE540L01014 | BYY2WB4 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 23-Mar-2021 | ||
CIPLA LTD | 25-Mar-2021 | Y1633P142 | Other Meeting | 05-Feb-2021 | INE059A01026 | B011108 | TO APPROVE THE CIPLA EMPLOYEE STOCK APPRECIATION RIGHTS SCHEME 2021 FOR EMPLOYEES OF THE COMPANY | F,N,A | F | Management Proposal | F | 23-Mar-2021 | |
CIPLA LTD | 25-Mar-2021 | Y1633P142 | Other Meeting | 05-Feb-2021 | INE059A01026 | B011108 | TO APPROVE EXTENSION OF THE CIPLA EMPLOYEE STOCK APPRECIATION RIGHTS SCHEME 2021 TO EMPLOYEES OF SUBSIDIARY(IES) OF THE COMPANY | F,N,A | F | Management Proposal | F | 23-Mar-2021 | |
CIPLA LTD | 25-Mar-2021 | Y1633P142 | Other Meeting | 05-Feb-2021 | INE059A01026 | B011108 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 23-Mar-2021 | ||
RELIANCE INDUSTRIES LTD | 31-Mar-2021 | Y72596102 | Court Meeting | 24-Mar-2021 | INE002A01018 | 6099626 | FOR THE PURPOSE OF THEIR CONSIDERING, AND IF THOUGHT FIT, APPROVING, WITH OR WITHOUT MODIFICATION(S), THE PROPOSED SCHEME OF ARRANGEMENT BETWEEN RELIANCE INDUSTRIES LIMITED ("TRANSFEROR COMPANY" OR "COMPANY") & ITS SHAREHOLDERS AND CREDITORS AND RELIANCE O2C LIMITED ("TRANSFEREE COMPANY") & ITS SHAREHOLDERS AND CREDITORS ("SCHEME") | F,N,A | F | Management Proposal | F | 25-Mar-2021 | |
RELIANCE INDUSTRIES LTD | 31-Mar-2021 | Y72570180 | Court Meeting | 24-Mar-2021 | IN9002A01024 | BM92YZ3 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 TO 232 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, THE RULES, CIRCULARS AND NOTIFICATIONS MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), SUBJECT TO THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND SUBJECT TO THE APPROVAL OF HON'BLE JURISDICTIONAL NATIONAL COMPANY LAW TRIBUNAL ("NCLT") AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE DEEMED APPROPRIATE BY THE PARTIES TO THE SCHEME, AT ANY TIME AND FOR ANY REASON WHATSOEVER, OR WHICH MAY OTHERWISE BE CONSIDERED NECESSARY, DESIRABLE OR AS MAY BE PRESCRIBED OR IMPOSED BY THE NCLT OR BY ANY REGULATORY OR OTHER AUTHORITIES, WHILE GRANTING SUCH APPROVALS, PERMISSIONS AND SANCTIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO MEAN AND INCLUDE ONE OR MORE COMMITTEE(S) CONSTITUTED/TO BE CONSTITUTED BY THE BOARD OR ANY OTHER PERSON AUTHORISED BY IT TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE ARRANGEMENT EMBODIED IN THE SCHEME OF ARRANGEMENT BETWEEN RELIANCE INDUSTRIES LIMITED & ITS SHAREHOLDERS AND CREDITORS AND RELIANCE O2C LIMITED & ITS SHAREHOLDERS AND CREDITORS ("SCHEME"), BE AND IS HEREBY APPROVED; RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THIS RESOLUTION AND EFFECTIVELY IMPLEMENT THE ARRANGEMENT EMBODIED IN THE SCHEME AND TO MAKE ANY MODIFICATIONS OR AMENDMENTS TO THE SCHEME AT ANY TIME AND FOR ANY REASON WHATSOEVER, AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE NCLT WHILE SANCTIONING THE ARRANGEMENT EMBODIED IN THE SCHEME OR BY ANY AUTHORITIES UNDER LAW, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY QUESTIONS OR DOUBTS OR DIFCULTIES THAT MAY ARISE INCLUDING PASSING OF SUCH ACCOUNTING ENTRIES AND /OR MAKING SUCH ADJUSTMENTS IN THE BOOKS OF ACCOUNTS AS CONSIDERED NECESSARY IN GIVING EFFECT TO THE SCHEME, AS THE BOARD MAY DEEM FIT AND PROPER | F,N,A | F | Management Proposal | F | 25-Mar-2021 | |
RELIANCE INDUSTRIES LTD | 31-Mar-2021 | Y72570180 | Court Meeting | 24-Mar-2021 | IN9002A01024 | BM92YZ3 | 05 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES UNDER, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Please reference meeting materials. | M | 25-Mar-2021 | ||
SBI CARDS & PAYMENT SERVICES LTD | 08-Apr-2021 | Y7T35P100 | Other Meeting | 05-Mar-2021 | INE018E01016 | BKPFMG9 | APPOINTMENT OF SHRI RAMA MOHAN RAO AMARA AS MANAGING DIRECTOR AND CEO OF THE COMPANY | F,N,A | F | Management Proposal | F | 06-Apr-2021 | |
SBI CARDS & PAYMENT SERVICES LTD | 08-Apr-2021 | Y7T35P100 | Other Meeting | 05-Mar-2021 | INE018E01016 | BKPFMG9 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 06-Apr-2021 | ||
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 09-Apr-2021 | Y3R55N101 | Other Meeting | 05-Mar-2021 | INE765G01017 | BYXH7P9 | RE-APPOINTMENT OF MR. UDAY CHITALE (DIN: 00043268) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 06-Apr-2021 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 09-Apr-2021 | Y3R55N101 | Other Meeting | 05-Mar-2021 | INE765G01017 | BYXH7P9 | RE-APPOINTMENT OF MR. SURESH KUMAR (DIN: 00494479) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 06-Apr-2021 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 09-Apr-2021 | Y3R55N101 | Other Meeting | 05-Mar-2021 | INE765G01017 | BYXH7P9 | RE-APPOINTMENT OF MR. VED PRAKASH CHATURVEDI (DIN: 00030839) AS AN INDEPENDENT DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 06-Apr-2021 | |
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD | 09-Apr-2021 | Y3R55N101 | Other Meeting | 05-Mar-2021 | INE765G01017 | BYXH7P9 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 06-Apr-2021 | ||
IIFL WEALTH MANAGEMENT LTD. | 18-Apr-2021 | Y3R77A103 | Other Meeting | 12-Mar-2021 | INE466L01020 | BDGNPD1 | TO APPROVE IIFL WEALTH EMPLOYEE STOCK OPTION SCHEME 2021 ("IIFLW ESOP 2021") AND GRANT OF EMPLOYEE STOCK OPTIONS TO THE EMPLOYEES OF THE COMPANY UNDER THE SCHEME | F,N,A | F | Management Proposal | F | 16-Apr-2021 | |
IIFL WEALTH MANAGEMENT LTD. | 18-Apr-2021 | Y3R77A103 | Other Meeting | 12-Mar-2021 | INE466L01020 | BDGNPD1 | TO GRANT STOCK OPTIONS TO THE EMPLOYEES OF THE SUBSIDIARY COMPANY(IES) (PRESENT AND/OR FUTURE) UNDER THE IIFL WEALTH EMPLOYEE STOCK OPTION SCHEME 2021 | F,N,A | F | Management Proposal | F | 16-Apr-2021 | |
IIFL WEALTH MANAGEMENT LTD. | 18-Apr-2021 | Y3R77A103 | Other Meeting | 12-Mar-2021 | INE466L01020 | BDGNPD1 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 16-Apr-2021 | ||
BAJAJ FINANCE LTD | 19-Apr-2021 | Y0547D112 | Other Meeting | 12-Mar-2021 | INE296A01024 | BD2N0P2 | MODIFICATION TO THE EMPLOYEE STOCK OPTION SCHEME, 2009 | F,N,A | F | Management Proposal | F | 15-Apr-2021 | |
BAJAJ FINANCE LTD | 19-Apr-2021 | Y0547D112 | Other Meeting | 12-Mar-2021 | INE296A01024 | BD2N0P2 | GRANT OF OPTIONS TO EMPLOYEES OF HOLDING AND/OR SUBSIDIARY COMPANY(IES), UNDER THE AMENDED EMPLOYEE STOCK OPTION SCHEME, 2009 | F,N,A | F | Management Proposal | F | 15-Apr-2021 | |
BAJAJ FINANCE LTD | 19-Apr-2021 | Y0547D112 | Other Meeting | 12-Mar-2021 | INE296A01024 | BD2N0P2 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 15-Apr-2021 | ||
MAX FINANCIAL SERVICES LTD | 29-Apr-2021 | Y5903C145 | Other Meeting | 26-Mar-2021 | INE180A01020 | B1TJG95 | TO CONSIDER AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 110, SECTION 197 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (HEREINAFTER REFERRED TO AS THE 'ACT') READ WITH SCHEDULE V OF THE ACT (INCLUDING ANY AMENDMENTS, STATUTORY MODIFICATION(S) AND/OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND REGULATION 17 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, APPROVAL OF THE MEMBERS OF THE COMPANY, BE AND IS HEREBY ACCORDED FOR PAYMENT OF A COMMISSION IN THE AGGREGATE, NOT EXCEEDING 3% OF THE NET PROFITS OF THE COMPANY FOR THE FINANCIAL YEAR 2020-21 TO THE NON-EXECUTIVE DIRECTORS OF THE COMPANY (INCLUDING PAYMENT OF COMPENSATION BY WAY OF COMMISSION, NOT EXCEEDING 2% OF THE NET PROFITS OF THE COMPANY TO MR. ANALJIT SINGH (DIN: 00029641), NON-EXECUTIVE CHAIRMAN OF THE COMPANY, WHICH WILL BE IN EXCESS OF FIFTY PERCENT OF THE TOTAL COMPENSATION PAYABLE TO ALL THE NON-EXECUTIVE DIRECTORS OF THE COMPANY BY WAY OF COMMISSION FOR THE SAID FINANCIAL YEAR)." RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY, BE AND IS HEREBY AUTHORISED TO PERFORM AND EXECUTE ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS MAY BE DEEMED NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION AND FOR THE MATTERS CONNECTED HEREWITH OR INCIDENTAL HERETO." | F,N,A | F | Management Proposal | A | 28-Apr-2021 | |
MAX FINANCIAL SERVICES LTD | 29-Apr-2021 | Y5903C145 | Other Meeting | 26-Mar-2021 | INE180A01020 | B1TJG95 | TO CONSIDER AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 110, SECTION 197 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (HEREINAFTER REFERRED TO AS THE 'ACT') READ WITH SCHEDULE V OF THE ACT (INCLUDING ANY AMENDMENTS, STATUTORY MODIFICATION(S) AND/OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE) AND REGULATION 17 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, APPROVAL OF THE MEMBERS OF THE COMPANY, BE AND IS HEREBY ACCORDED FOR PAYMENT OF ANNUAL GROSS COMPENSATION OF RS. 3,00,00,000/- (RUPEES THREE CRORE ONLY) (APART FROM SITTING FEES AND REIMBURSEMENT OF EXPENSES PAYABLE FOR ATTENDING MEETINGS OF THE COMPANY) TO MR. ANALJIT SINGH (DIN: 00029641), NON-EXECUTIVE CHAIRMAN OF THE COMPANY FOR THE FINANCIAL YEAR COMMENCING FROM APRIL 1, 2021 AND THAT THE COMPENSATION SHALL BE PAYABLE IN QUARTERLY RESTS OR IN SUCH MANNER AS THE BOARD AND/OR A COMMITTEE THEREOF, MAY DETERMINE FROM TIME TO TIME." RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY, BE AND IS HEREBY AUTHORISED TO PERFORM AND EXECUTE ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS MAY BE DEEMED NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION AND FOR THE MATTERS CONNECTED HEREWITH OR INCIDENTAL HERETO." | F,N,A | F | Management Proposal | A | 28-Apr-2021 | |
MAX FINANCIAL SERVICES LTD | 29-Apr-2021 | Y5903C145 | Other Meeting | 26-Mar-2021 | INE180A01020 | B1TJG95 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 28-Apr-2021 | ||
HINDUSTAN UNILEVER LTD | 29-Apr-2021 | Y3222L102 | Other Meeting | 26-Mar-2021 | INE030A01027 | 6261674 | INCREASE IN OVERALL LIMITS OF REMUNERATION FOR WHOLE-TIME DIRECTOR(S) | F,N,A | F | Management Proposal | A | 28-Apr-2021 | |
HINDUSTAN UNILEVER LTD | 29-Apr-2021 | Y3222L102 | Other Meeting | 26-Mar-2021 | INE030A01027 | 6261674 | APPOINTMENT OF MR. RITESH TIWARI AS A WHOLE-TIME DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Apr-2021 | |
HINDUSTAN UNILEVER LTD | 29-Apr-2021 | Y3222L102 | Other Meeting | 26-Mar-2021 | INE030A01027 | 6261674 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 28-Apr-2021 | ||
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 02-May-2021 | Y1786D102 | Other Meeting | 12-Mar-2021 | INE299U01018 | BD87BS8 | TO APPROVE APPOINTMENT OF MR. MATHEW JOB (DIN: 02922413) AS DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 28-Apr-2021 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 02-May-2021 | Y1786D102 | Other Meeting | 12-Mar-2021 | INE299U01018 | BD87BS8 | TO APPROVE APPOINTMENT OF MR. MATHEW JOB (DIN: 02922413) AS EXECUTIVE DIRECTOR & CHIEF EXECUTIVE OFFICER OF THE COMPANY FOR A PERIOD OF 5 (FIVE) YEARS W.E.F. JANUARY 22, 2021 TO JANUARY 21, 2026 | F,N,A | F | Management Proposal | F | 28-Apr-2021 | |
CROMPTON GREAVES CONSUMER ELECTRICALS LTD | 02-May-2021 | Y1786D102 | Other Meeting | 12-Mar-2021 | INE299U01018 | BD87BS8 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 28-Apr-2021 | ||
DIXON TECHNOLOGIES (INDIA) LTD | 12-May-2021 | Y2R8Y5112 | Other Meeting | 09-Apr-2021 | INE935N01020 | BNC5412 | ALTERATION UNDER CLAUSE III - OBJECT CLAUSE OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY | F,N,A | F | Management Proposal | F | 11-May-2021 | |
DIXON TECHNOLOGIES (INDIA) LTD | 12-May-2021 | Y2R8Y5112 | Other Meeting | 09-Apr-2021 | INE935N01020 | BNC5412 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 11-May-2021 | ||
TATA CONSULTANCY SERVICES LTD | 10-Jun-2021 | Y85279100 | Annual General Meeting | 03-Jun-2021 | INE467B01029 | B01NPJ1 | TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 08-Jun-2021 | |
TATA CONSULTANCY SERVICES LTD | 10-Jun-2021 | Y85279100 | Annual General Meeting | 03-Jun-2021 | INE467B01029 | B01NPJ1 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS ON EQUITY SHARES AND TO DECLARE A FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR 2020-21 | F,N,A | F | Management Proposal | F | 08-Jun-2021 | |
TATA CONSULTANCY SERVICES LTD | 10-Jun-2021 | Y85279100 | Annual General Meeting | 03-Jun-2021 | INE467B01029 | B01NPJ1 | TO APPOINT A DIRECTOR IN PLACE OF N CHANDRASEKARAN (DIN 00121863) WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | F | 08-Jun-2021 | |
CADILA HEALTHCARE LIMITED | 11-Jun-2021 | Y1R73U123 | ExtraOrdinary General Meeting | 04-Jun-2021 | INE010B01027 | BYM8TG8 | SALE OF AN UNDERTAKING OF A WHOLLY OWNED MATERIAL SUBSIDIARY | F,N,A | F | Management Proposal | F | 08-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | ADOPTION OF FINANCIAL STATEMENTS | F,N,A | F | Management Proposal | F | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | DECLARATION OF DIVIDEND: DIVIDEND OF INR 15 PER EQUITY SHARE FOR THE YEAR ENDED MARCH 31, 2021 | F,N,A | F | Management Proposal | F | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | APPOINTMENT OF U.B. PRAVIN RAO AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | F,N,A | F | Management Proposal | A | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | APPROVAL FOR THE BUYBACK OF EQUITY SHARES OF THE COMPANY | F,N,A | F | Management Proposal | F | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | REAPPOINTMENT OF MICHAEL GIBBS AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | APPOINTMENT OF BOBBY PARIKH AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | APPOINTMENT OF CHITRA NAYAK AS AN INDEPENDENT DIRECTOR | F,N,A | F | Management Proposal | A | 15-Jun-2021 | |
INFOSYS LTD | 19-Jun-2021 | Y4082C133 | Annual General Meeting | 11-Jun-2021 | INE009A01021 | 6205122 | APPROVAL FOR CHANGING THE TERMS OF REMUNERATION OF U.B. PRAVIN RAO, CHIEF OPERATING OFFICER AND WHOLE-TIME DIRECTOR | F,N,A | F | Management Proposal | F | 15-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS) FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | F,N,A | F | Management Proposal | F | 18-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO CONFIRM THE PAYMENT OF SPECIAL DIVIDEND, INTERIM DIVIDEND AND TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2021 | F,N,A | F | Management Proposal | F | 18-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO APPOINT A DIRECTOR IN PLACE OF MR. DEV BAJPAI (DIN: 00050516), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO APPOINT A DIRECTOR IN PLACE OF MR. WILHELMUS UIJEN (DIN: 08614686), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO APPOINT A DIRECTOR IN PLACE OF MR. RITESH TIWARI (DIN: 05349994), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 18-Jun-2021 | |
HINDUSTAN UNILEVER LTD | 22-Jun-2021 | Y3222L102 | Annual General Meeting | 15-Jun-2021 | INE030A01027 | 6261674 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148(3) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), THE REMUNERATION PAYABLE TO M/S. RA & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000242), APPOINTED BY THE BOARD OF DIRECTORS AS COST AUDITORS TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2022, AMOUNTING TO INR 12 LAKHS (RUPEES TWELVE LAKHS ONLY) AS ALSO THE PAYMENT OF TAXES, AS APPLICABLE AND REIMBURSEMENT OF OUT OF POCKET EXPENSES INCURRED IN CONNECTION WITH THE AFORESAID AUDIT, BE AND IS HEREBY APPROVED." | F,N,A | F | Management Proposal | F | 18-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | TO CONSIDER AND ADOPT (A) THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON; AND (B) THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021AND THE REPORT OF AUDITORS THEREON AND, IN THIS REGARD, TO CONSIDER AND IF THOUGHT FIT, TO PASS, WITH OR WITHOUT MODIFICATION(S), THE FOLLOWING RESOLUTIONS AS ORDINARY RESOLUTIONS: A) 'RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED " B) 'RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORT OF AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | RESOLVED THAT A DIVIDEND AT THE RATE OF INR 7/- (SEVEN RUPEES ONLY) PER EQUITY SHARE OF E 10/- (TEN RUPEES) EACH FULLY PAID-UP OF THE COMPANY, AND A PRO-RATA DIVIDEND ON THE PARTLY PAID-UP EQUITY SHARES OF THE COMPANY (THAT IS, DIVIDEND IN PROPORTION TO THE AMOUNT PAID-UP ON SUCH SHARES), AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, SHRI NIKHIL R. MESWANI (DIN: 00001620), WHO RETIRES BY ROTATION AT THIS MEETING, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, SHRI PAWAN KUMAR KAPIL (DIN: 02460200), WHO RETIRES BY ROTATION AT THIS MEETING, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 READ WITH SCHEDULE IV AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("THE ACT") AND THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR FOR TIME BEING IN FORCE), DR. SHUMEET BANERJI (DIN: 02787784), WHO WAS APPOINTED AS AN INDEPENDENT DIRECTOR END WHO HOLDS OFFICE AS AN INDEPENDENT DIRECTOR UP TO JULY 20, 2022 AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BEING ELIGIBLE, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR, NOT LIABLE TO RETIRE BY ROTATION AND TO HOLD OFFICE FOR A SECOND TERM OF 5 (FIVE) CONSECUTIVE YEARS, THAT IS, UP TO JULY 20, 2027, RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS ES MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION, AS APPROVED BY THE BOARD OF DIRECTORS AND SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE, TO BE PAID TO THE COST AUDITORS APPOINTED BY THE BOARD OF DIRECTORS, TO CONDUCT THE AUDIT OF COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31, 2022, BE AND IS HEREBY RATIFIED | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72596102 | Annual General Meeting | 17-Jun-2021 | INE002A01018 | 6099626 | 07 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | M | Please reference meeting materials. | M | 21-Jun-2021 | ||
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | A) RESOLVED THAT THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED. B) RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE REPORT OF AUDITORS THEREON, AS CIRCULATED TO THE MEMBERS, BE AND ARE HEREBY CONSIDERED AND ADOPTED | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | RESOLVED THAT A DIVIDEND AT THE RATE OF INR 7/- (SEVEN RUPEES ONLY) PER EQUITY SHARE OF INR 10/- (TEN RUPEES) EACH FULLY PAID-UP OF THE COMPANY, AND A PRO-RATA DIVIDEND ON THE PARTLY PAID-UP EQUITY SHARES OF THE COMPANY (THAT IS, DIVIDEND IN PROPORTION TO THE AMOUNT PAID-UP ON SUCH SHARES), AS RECOMMENDED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY DECLARED FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE SAME BE PAID OUT OF THE PROFITS OF THE COMPANY | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, SHRI NIKHIL R. MESWANI (DIN: 00001620), WHO RETIRES BY ROTATION AT THIS MEETING, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013, SHRI PAWAN KUMAR KAPIL (DIN: 02460200), WHO RETIRES BY ROTATION AT THIS MEETING, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 READ WITH SCHEDULE IV AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ("THE ACT") AND THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND THE APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), DR. SHUMEET BANERJI (DIN: 02787784), WHO WAS APPOINTED AS AN INDEPENDENT DIRECTOR AND WHO HOLDS OFFICE AS AN INDEPENDENT DIRECTOR UP TO JULY 20, 2022 AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING UNDER SECTION 160 OF THE ACT FROM A MEMBER PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BEING ELIGIBLE, BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR, NOT LIABLE TO RETIRE BY ROTATION AND TO HOLD OFFICE FOR A SECOND TERM OF 5 (FIVE) CONSECUTIVE YEARS, THAT IS, UP TO JULY 20,2027; RESOLVED FURTHER THAT THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | RESOLVED THAT IN ACCORDANCE WITH THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION, AS APPROVED BY THE BOARD OF DIRECTORS AND SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE, TO BE PAID TO THE COST AUDITORS APPOINTED BY THE BOARD OF DIRECTORS, TO CONDUCT THE AUDIT OF COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING MARCH 31,2022, BE AND IS HEREBY RATIFIED | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
RELIANCE INDUSTRIES LTD | 24-Jun-2021 | Y72570206 | Annual General Meeting | 17-Jun-2021 | IN9002A01032 | BMFB937 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 597629 DUE TO ISIN HAS BEEN REASSIGNED TO NEW CINS NUMBER. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | M | Please reference meeting materials. | M | 21-Jun-2021 | ||
STATE BANK OF INDIA | 25-Jun-2021 | Y8155P103 | Annual General Meeting | 24-Mar-2021 | INE062A01020 | BSQCB24 | TO DISCUSS AND ADOPT THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT OF THE STATE BANK OF INDIA MADE UP TO THE 31ST DAY OF MARCH 2021, THE REPORT OF THE CENTRAL BOARD ON THE WORKING AND ACTIVITIES OF THE STATE BANK OF INDIA FOR THE PERIOD COVERED BY THE ACCOUNTS AND THE AUDITOR'S REPORT ON THE BALANCE SHEET AND ACCOUNTS | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
KANSAI NEROLAC PAINTS LIMITED | 25-Jun-2021 | Y4586N130 | Annual General Meeting | 18-Jun-2021 | INE531A01024 | BWGW724 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS) OF THE COMPANY FOR THE YEAR ENDED 31ST MARCH, 2021 AND THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
KANSAI NEROLAC PAINTS LIMITED | 25-Jun-2021 | Y4586N130 | Annual General Meeting | 18-Jun-2021 | INE531A01024 | BWGW724 | TO CONFIRM THE INTERIM DIVIDEND OF INR 1.25 (125%) PER EQUITY SHARE OF THE NOMINAL VALUE OF INR 1 EACH ALREADY PAID AND TO DECLARE A FINAL DIVIDEND OF INR 4.00 (400%) PER EQUITY SHARE OF THE NOMINAL VALUE OF INR 1 EACH WHICH INCLUDES SPECIAL DIVIDEND OF INR 2.00 (200%) PER EQUITY SHARE OF THE NOMINAL VALUE OF INR 1 EACH FOR THE YEAR ENDED 31ST MARCH, 2021 | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
KANSAI NEROLAC PAINTS LIMITED | 25-Jun-2021 | Y4586N130 | Annual General Meeting | 18-Jun-2021 | INE531A01024 | BWGW724 | TO APPOINT A DIRECTOR IN PLACE OF MR. ANUJ JAIN, WHOLE-TIME DIRECTOR (HOLDING DIRECTOR IDENTIFICATION NUMBER 08091524), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
KANSAI NEROLAC PAINTS LIMITED | 25-Jun-2021 | Y4586N130 | Annual General Meeting | 18-Jun-2021 | INE531A01024 | BWGW724 | TO APPOINT A DIRECTOR IN PLACE OF MR. HITOSHI NISHIBAYASHI, NON-EXECUTIVE DIRECTOR (HOLDING DIRECTOR IDENTIFICATION NUMBER 03169150), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
KANSAI NEROLAC PAINTS LIMITED | 25-Jun-2021 | Y4586N130 | Annual General Meeting | 18-Jun-2021 | INE531A01024 | BWGW724 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY AMENDMENT OR MODIFICATION OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), THE REMUNERATION OF THE COST AUDITOR, D. C. DAVE & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000611), TO CONDUCT THE AUDIT OF THE COST RECORDS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2022, AS RECOMMENDED BY THE AUDIT COMMITTEE AND APPROVED BY THE BOARD OF DIRECTORS, BE AND IS HEREBY RATIFIED. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR KEY MANAGERIAL PERSONNEL OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, DESIRABLE, PROPER OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE ABOVE RESOLUTION | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
ABB INDIA LTD | 25-Jun-2021 | Y0005K103 | Other Meeting | 21-May-2021 | INE117A01022 | B1Y9QS9 | APPOINTMENT OF MS. GOPIKA PANT (DIN: 00388675) AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A TERM OF THREE (3) CONSECUTIVE YEARS WITH EFFECT FROM APRIL 27, 2021 UP TO APRIL 26, 2024 | F,N,A | F | Management Proposal | A | 21-Jun-2021 | |
ABB INDIA LTD | 25-Jun-2021 | Y0005K103 | Other Meeting | 21-May-2021 | INE117A01022 | B1Y9QS9 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 21-Jun-2021 | ||
J.K. CEMENT LTD | 29-Jun-2021 | Y613A5100 | Other Meeting | 28-May-2021 | INE823G01014 | B0CJ800 | "RESOLVED THAT PURSUANT TO REGULATION 31A AND ALL OTHER APPLICABLE PROVISIONS OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY AMENDMENTS MADE THERETO) (HEREINAFTER REFERRED TO AS "LISTING REGULATIONS") AND OTHER APPLICABLE LAWS AND SUBJECT TO APPROVALS FROM THE STOCK EXCHANGES AND OTHER APPROPRIATE STATUTORY AUTHORITIES, AS MAY BE NECESSARY, THE CONSENT OF THE SHAREHOLDERS OF THE COMPANY BE AND IS HEREBY ACCORDED FOR RE-CLASSIFICATION OF MRS. KAVITA Y SINGHANIA CURRENTLY FORMING PART OF THE PROMOTER GROUP OF THE COMPANY AND PRESENTLY HOLDING 38,69,650 EQUITY SHARES OF THE COMPANY CONSTITUTING 5.01% OF THE PAID-UP CAPITAL OF THE COMPANY FROM 'PROMOTER GROUP' CATEGORY TO PUBLIC' CATEGORY." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OR COMMITTEE OF DIRECTORS BE AND IS HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS, MATTERS AND THINGS AND TO TAKE SUCH STEPS EXPEDIENT OR DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION." "RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY OR ANY DIRECTOR OR THE COMPANY SECRETARY AS MAY BE AUTHORIZED BY THE BOARD DO SUBMIT NECESSARY APPLICATION FOR RECLASSIFICATION WITH THE BSE LIMITED (BSE) AND NATIONAL STOCK EXCHANGE OF INDIA LIMITED (NSE) (THE "STOCK EXCHANGES"), WHEREIN SECURITIES OF THE COMPANY ARE LISTED OR SEBI OR ANY OTHER REGULATORY BODY AS MAY BE REQUIRED AND TO TAKE SUCH STEPS AS MAY BE CONSIDERED NECESSARY OR EXPEDIENT OR DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION AND MATTERS INCIDENTAL, CONSEQUENTIAL AND CONNECTED THEREWITH. "RESOLVED FURTHER THAT UPON RECEIPT OF APPROVAL FROM THE STOCK EXCHANGES ON APPLICATION MADE BY THE COMPANY FOR SUCH RECLASSIFICATION, THE COMPANY SHALL GIVE EFFECT SUCH RECLASSIFICATION IN THE SHAREHOLDING PATTERN FROM THE IMMEDIATE SUCCEEDING QUARTER TO BE FILED UNDER REGULATION 31 OF LISTING REGULATIONS AND TO ENSURE COMPLIANCE WITH SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 2011, SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 AND OTHER APPLICABLE LAWS. " | F,N,A | F | Management Proposal | F | 21-Jun-2021 | |
J.K. CEMENT LTD | 29-Jun-2021 | Y613A5100 | Other Meeting | 28-May-2021 | INE823G01014 | B0CJ800 | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | M | Please reference meeting materials. | M | 21-Jun-2021 |
ALPS/RED ROCKS GLOBAL OPPORTUNITY FUND
ALPS/Red Rocks Global Opportunity Fund
Red Rocks Capital, LLC
Period: 7/1/2020 - 6/30/2021
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.1 | Elect Director Elizabeth J. Sandler | Management | For | For |
FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.2 | Elect Director Michael J. Hagan | Management | For | Withhold |
FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.3 | Elect Director Jeffrey K. Harrow | Management | For | Withhold |
FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.4 | Elect Director James H. Kropp | Management | For | For |
FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 2 | Approve Remuneration Report | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 3 | Approve Remuneration Policy | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 6 | Approve Final Dividend | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 7 | Re-elect Vijay Bharadia as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 8 | Re-elect Benoit Durteste as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 9 | Re-elect Virginia Holmes as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 10 | Re-elect Michael Nelligan as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 11 | Re-elect Kathryn Purves as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 12 | Re-elect Amy Schioldager as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 13 | Re-elect Andrew Sykes as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 14 | Re-elect Stephen Welton as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 15 | Elect Lord Davies of Abersoch as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 16 | Elect Antje Hensel-Roth as Director | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 17 | Approve Omnibus Plan | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 18 | Approve Deal Vintage Bonus Plan | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 19 | Authorise Issue of Equity | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 24 | Adopt New Articles of Association | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 2 | Approve Remuneration Report | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 3 | Re-elect Francesca Barnes as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 4 | Reelect Carolina Espinal as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 5 | Re-elect Alan Hodson as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 6 | Re-elect Andrew Moore as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 7 | Elect Edmond Warner as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 8 | Re-elect Steven Wilderspin as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 9 | Re-elect Peter Wilson as Director | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.1 | Elect Director John Barnett | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.2 | Elect Director Michael Bregman | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.3 | Elect Director Joseph E. Fluet, III | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.4 | Elect Director Joseph J. Heffernan | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.5 | Elect Director G. John Krediet | Management | For | Withhold |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.6 | Elect Director B. Jeffrey Parr | Management | For | Withhold |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.7 | Elect Director Kenneth B. Rotman | Management | For | Withhold |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.8 | Elect Director Lionel H. Schipper | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.9 | Elect Director Isadore Sharp | Management | For | Withhold |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.10 | Elect Director Michael Wagman | Management | For | Withhold |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.11 | Elect Director Rick Watkin | Management | For | For |
Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Ares Capital Corporation | ARCC | 04010L103 | 8/13/2020 | 6/5/2020 | 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 1 | Open Meeting | Management | ||
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 2 | Elect Chairman of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 3 | Prepare and Approve List of Shareholders | Management | ||
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 4 | Approve Agenda of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 5 | Designate Inspector(s) of Minutes of Meeting | Management | ||
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.a | Amend Articles Re: Equity-Related; Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares; Share Classes | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.b | Approve 2:1 Stock Split | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.c | Amend Articles Re: Equity-Related; Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.d | Approve SEK 13.9 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.e | Approve Capitalization of Reserves of SEK 13.9 Million for a Bonus Issue | Management | For | For |
Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 8 | Close Meeting | Management | ||
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 1 | Open Meeting | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 2 | Elect Chairman of Meeting | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 3 | Prepare and Approve List of Shareholders | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 4 | Approve Agenda of Meeting | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 5 | Designate Inspector(s) of Minutes of Meeting | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 7.a | Receive Financial Statements and Statutory Reports | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 7.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 8 | Receive President's Report | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.b | Approve Allocation of Income and Dividends of SEK 2.00 Per Share | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c1 | Approve Discharge of Board Chairman Anders Borjesson | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c2 | Approve Discharge of Board Member Anna Almlof | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c3 | Approve Discharge of Board Member Fredrik Borjesson | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c4 | Approve Discharge of Board Member Anna Marsell | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c5 | Approve Discharge of Board Member Lennart Sjolund | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c6 | Approve Discharge of Board Member Ulf Sodergren | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c7 | Approve Discharge of Board Member and President Jorgen Wigh | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 10 | Approve Principles for the Work of the Nomination Committee | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 12.1 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.5 Million; | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 12.2 | Approve Remuneration of Auditors | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.1 | Reelect Anders Borjesson as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.2 | Reelect Anna Almlof as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.3 | Reelect Fredrik Borjesson as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.4 | Reelect Anna Marsell as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.5 | Reelect Ulf Sodergren as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.6 | Reelect Jorgen Wigh as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.7 | Elect Anders Claeson as Director | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 14 | Reelect Anders Borjesson as Board Chair | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 15 | Ratify KPMG as Auditors | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 18 | Approve Stock Option Plan | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 19 | Approve Issuance of up to 10 Percent of Issued Number of Class B Shares without Preemptive Rights | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 20 | Amend Articles Re: Equity-Related; Set Minimum (112.5 Million) and Maximum (450 Million) Number of Shares; Editorial Changes | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 21 | Approve 3:1 Stock Split | Management | For | For |
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 22 | Other Business | Management | ||
Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 23 | Close Meeting | Management | ||
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 2 | Approve Directors' Remuneration | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 3 | Re-elect William Maltby as Director | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 4 | Re-elect John Falla as Director | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 5 | Re-elect Trudi Clark as Director | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 6 | Re-elect Wilken von Hodenberg as Director | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 7 | Re-elect Peter von Lehe as Director | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 8 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 10 | Ratify Past Interim Dividends | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 11 | Authorise Market Purchase of Class A Shares | Management | For | For |
NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 2 | Approve Remuneration Report | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 3 | Approve Remuneration Policy | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 4 | Re-elect Sir Laurie Magnus as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 5 | Re-elect John Burgess as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 6 | Re-elect David Melvin as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 7 | Re-elect Susannah Nicklin as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 8 | Elect Dame Sue Owen as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 9 | Elect Mary Ann Sieghart as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 10 | Re-elect John Singer as Director | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 13 | Authorise Issue of Equity | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 17 | Approve Increase in the Maximum Aggregate Annual Remuneration Payable to Directors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.1 | Elect Director Leon Black | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.2 | Elect Director Joshua Harris | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.3 | Elect Director Marc Rowan | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.4 | Elect Director Michael Ducey | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.5 | Elect Director Robert Kraft | Management | For | For |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.6 | Elect Director A.B. Krongard | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.7 | Elect Director Pauline Richards | Management | For | Withhold |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
GCI Liberty, Inc. | GLIBA | 36164V305 | 12/15/2020 | 10/20/2020 | 1 | Approve Merger Agreement | Management | For | For |
GCI Liberty, Inc. | GLIBA | 36164V305 | 12/15/2020 | 10/20/2020 | 2 | Adjourn Meeting | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1a | Elect Director Stephen P. MacMillan | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1b | Elect Director Sally W. Crawford | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1c | Elect Director Charles J. Dockendorff | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1d | Elect Director Scott T. Garrett | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1e | Elect Director Ludwig N. Hantson | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1f | Elect Director Namal Nawana | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1g | Elect Director Christiana Stamoulis | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1h | Elect Director Amy M. Wendell | Management | For | For |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 2 | Approve Remuneration Report | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 3 | Approve the Company's Dividend Policy | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 4 | Re-elect Jonathon Bond as Director | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 5 | Re-elect Alan Devine as Director | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 6 | Re-elect Christina McComb as Director | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 7 | Re-elect Diane Seymour-Williams as Director | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 8 | Re-elect Calum Thomson as Director | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 9 | Reappoint BDO LLP as Auditors | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 11 | Authorise Issue of Equity | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 15 | Adopt New Articles of Association | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 1 | Receive Report of Board | Management | ||
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 3 | Approve Allocation of Income | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 4 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.1 | Approve Remuneration of Directors | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.2 | Amend Articles Re: Address of Registrar | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.3 | Allow Electronic Distribution of Company Communication | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 6.1 | Reelect Jorgen Wisborg as Director | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 6.2 | Reelect Hans Martin Smith as Director | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 9 | Other Business | Management | ||
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1a | Elect Director Sallie B. Bailey | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1b | Elect Director William M. Brown | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1c | Elect Director Peter W. Chiarelli | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1d | Elect Director Thomas A. Corcoran | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1e | Elect Director Thomas A. Dattilo | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1f | Elect Director Roger B. Fradin | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1g | Elect Director Lewis Hay, III | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1h | Elect Director Lewis Kramer | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1i | Elect Director Christopher E. Kubasik | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1j | Elect Director Rita S. Lane | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1k | Elect Director Robert B. Millard | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1l | Elect Director Lloyd W. Newton | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 3 | Approve Allocation of Income and Dividends of EUR 1.09 per Share | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 5 | Reelect Marleen Groen as Supervisory Board Member | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 6 | Renew Appointment of Gerard Hascoet as Censor | Management | For | Against |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 7 | Renew Appointment of Philippe Santini as Censor | Management | For | Against |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 8 | Approve Remuneration Policy of General Managerment | Management | For | Against |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 9 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 10 | Approve Compensation Report | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 11 | Approve Compensation of Altamir Gerance, General Manager | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 12 | Approve Compensation of Jean-Hugues Loyez, Chairman of the Supervisory Board | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 2 | Prepare and Approve List of Shareholders | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 3 | Approve Agenda of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 8 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.a | Approve Discharge of Susanna Campbell | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.b | Approve Discharge of Dame Amelia Fawcett | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.c | Approve Discharge of Wilhelm Klingspor | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.d | Approve Discharge of Brian McBride | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.e | Approve Discharge of Henrik Poulsen | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.f | Approve Discharge of Cecilia Qvist | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.g | Approve Discharge of Charlotte Stromberg | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.h | Approve Discharge of Georgi Ganev | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 10 | Approve Remuneration Report | Management | For | Against |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 11 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.8 Million | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 12.b | Approve Remuneration of Auditors | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.a | Reelect Susanna Campbell as Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.b | Reelect Brian McBride as Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.c | Reelect Cecilia Qvist as Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.d | Reelect Charlotte Stromberg as Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.e | Elect James Anderson as New Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.f | Elect Harald Mix as New Director | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 14 | Elect James Anderson as Board Chairman | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 15.a | Amend Articles Re: Auditor | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 15.b | Ratify KPMG as Auditors | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 16.a | Approve Nomination Committee Procedures | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 16.b | Elect Anders Oscarsson (Chairman), Hugo Stenbeck, Marie Klingspor, Lawrence Burns and Board Chairman James Anderson as Members of Nominating Committee | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.a | Amend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.b | Approve 2:1 Stock Split | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.c | Amend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.d | Approve Reduction of Share Capital through Redemption of Shares | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.e | Approve Capitalization of Reserves of SEK 13.9 Million | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.f | Approve SEK 25,000 Reduction in Share Capital via Reduction of Par Value for Transfer to Unrestricted Equity | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 18 | Approve Special Dividends to Holders of Incentive Shares of Class D | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 19 | Approve Transfer of Own Class B Shares to Cover Costs for Outstanding Long-Term Incentive Plans | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.a | Authorize New Class of Common Stock of Class X | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.b | Approve Equity Plan Financing Through Issue of Class X Shares | Management | For | For |
Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.c | Approve Equity Plan Financing Through Repurchase of Class X Shares | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 2 | Approve Remuneration Report | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 3 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 5 | Re-elect Chris Ambler as Director | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 6 | Re-elect Mike Bane as Director | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 7 | Re-elect Tim Breedon as Director | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 8 | Re-elect Stephanie Coxon as Director | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 9 | Re-elect Sally-Ann Farnon as Director | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 10 | Approve Dividend Policy | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 13 | Approve Discontinuation Resolution | Management | Against | Against |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 2.1 | Designate Clarissa Froberg as Inspector(s) of Minutes of Meeting | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 2.2 | Designate Sverre Linton as Inspector(s) of Minutes of Meeting | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 3 | Prepare and Approve List of Shareholders | Management | ||
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 4 | Approve Agenda of Meeting | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 8 | Approve Allocation of Income | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.1 | Approve Discharge of Board Chairman Patrick Svensk | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.2 | Approve Discharge of Board Member Fredrik Carlsson | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.3 | Approve Discharge of Board Member Jan Nord | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.4 | Approve Discharge of Board Member Johan Lundberg | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.5 | Approve Discharge of Board Member Eva Leach | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.6 | Approve Discharge of Board Member Andrew McCue | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.7 | Approve Discharge of CEO Pontus Lindwall | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 10 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 11 | Approve Remuneration of Directors in the Amount of SEK 940,000 to Chairman and SEK 470,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.1 | Reelect Patrick Svensk as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.2 | Reelect Fredrik Carlsson as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.3 | Reelect Jan Nord as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.4 | Reelect Johan Lundberg as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.5 | Reelect Eva Leach as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.6 | Reelect Andrew McCue as Director | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.7 | Reelect Patrick Svensk as Board Chairman | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 13 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 14 | Approve Remuneration Report | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 15.a | Approve Incentive Program Based on Transferable Call Options Mainly for Employees in Sweden | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 15.b | Approve Stock Option Plan for Key Employees | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.a | Approve 2:1 Stock Split | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.b | Approve SEK 48.2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.c | Approve Capitalization of Reserves of SEK 48.2 Million | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 18 | Approve Issuance of up to 14.4 Million Class B Shares without Preemptive Rights | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 19 | Amend Articles Re: Change Reporting Currency from SEK to EUR | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 20.a | Approve SEK 1.2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 20.b | Approve Capitalization of Reserves of SEK 1.2 Million | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 2a | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 2b | Designate Ossian Ekdahl as Inspector of Minutes of Meeting | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 3 | Prepare and Approve List of Shareholders | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 4 | Approve Agenda of Meeting | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 8 | Approve Remuneration Report | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9a | Approve Discharge of Gunnar Brock | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9b | Approve Discharge of Johan Forssell | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9c | Approve Discharge of Magdalena Gerger | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9d | Approve Discharge of Tom Johnstone | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9e | Approve Discharge of Sara Mazur | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9.f | Approve Discharge of Grace Reksten Skaugen | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9g | Approve Discharge of Hans Straberg | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9h | Approve Discharge of Lena Treschow Torell | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9i | Approve Discharge of Jacob Wallenberg | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9j | Approve Discharge of Marcus Wallenberg | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 10 | Approve Allocation of Income and Dividends of SEK 14.00 Per Share | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 11a | Determine Number of Members (11) and Deputy Members (0) of Board | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 11b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 12a | Approve Remuneration of Directors in the Amount of SEK 2.9 Million for Chairman, SEK 1.7 Million for Deputy Chairman and SEK 780,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 12b | Approve Remuneration of Auditors | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13a | Reelect Gunnar Brock as Director | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13.b | Reelect Johan Forssell as Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13c | Reelect Magdalena Gerger as Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13d | Reelect Tom Johnstone as Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13e | Reelect Sara Mazur as Director | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13f | Reelect Grace Reksten Skaugen as Director | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13g | Reelect Hans Straberg as Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13h | Reelect Jacob Wallenberg as Director | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13i | Reelect Marcus Wallenberg as Director | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13j | Elect Isabelle Kocher as New Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13k | Elect Sven Nyman as New Director | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 14 | Reelect Jacob Wallenberg as Board Chairman | Management | For | Against |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 15 | Ratify Deloitte as Auditors | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 16a | Approve Performance Share Matching Plan (LTVR) for Employees in Investor | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 16b | Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 17a | Authorize Share Repurchase Program | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 17b | Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants | Management | For | For |
Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 18 | Amend Articles Re: Set Minimum (1.3 Billion) and Maximum (5.2 Billion) Number of Shares; Set Maximum (5.2 Billion) Number of Class A Shares; Set Maximum (5.2 Billion) Number of Class B Shares | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1a | Elect Director Mary K. Brainerd | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1b | Elect Director Giovanni Caforio | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1c | Elect Director Srikant M. Datar | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1d | Elect Director Allan C. Golston | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1e | Elect Director Kevin A. Lobo | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1g | Elect Director Andrew K. Silvernail | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1i | Elect Director Ronda E. Stryker | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1j | Elect Director Rajeev Suri | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 4 | Report on Workforce Involvement in Corporate Governance | Share Holder | Against | Against |
Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 5 | Provide Right to Call A Special Meeting | Share Holder | Against | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1a | Elect Director Rainer M. Blair | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1b | Elect Director Linda Hefner Filler | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1c | Elect Director Teri List | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1e | Elect Director Jessica L. Mega | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1f | Elect Director Mitchell P. Rales | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1g | Elect Director Steven M. Rales | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1h | Elect Director Pardis C. Sabeti | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1i | Elect Director John T. Schwieters | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1j | Elect Director Alan G. Spoon | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1k | Elect Director Raymond C. Stevens | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1l | Elect Director Elias A. Zerhouni | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.1 | Elect Director Jeff Bender | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.2 | Elect Director John Billowits | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.3 | Elect Director Lawrence Cunningham | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.4 | Elect Director Susan Gayner | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.5 | Elect Director Robert Kittel | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.6 | Elect Director Mark Leonard | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.7 | Elect Director Paul McFeeters | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.8 | Elect Director Mark Miller | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.9 | Elect Director Lori O'Neill | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.10 | Elect Director Donna Parr | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.11 | Elect Director Andrew Pastor | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.12 | Elect Director Dexter Salna | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.13 | Elect Director Stephen R. Scotchmer | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.14 | Elect Director Barry Symons | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.15 | Elect Director Robin Van Poelje | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 2 | Approve Remuneration Report | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 3 | Approve Final Dividend | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 4 | Re-elect Richard Brooman as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 5 | Re-elect Peter Dunscombe as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 6 | Re-elect Jim Strang as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 7 | Re-elect Guy Wakeley as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 8 | Re-elect Anne West as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 9 | Elect Pilar Junco as Director | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 10 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 12 | Authorise Issue of Equity | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 15 | Adopt New Articles of Association | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 2 | Approve Allocation of Income and Dividends of CHF 27.50 per Share | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 3 | Approve Discharge of Board and Senior Management | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 4 | Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 5 | Approve Remuneration Report | Management | For | Against | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.5 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.6 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.7 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.2 | Elect Marcel Erni as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.3 | Elect Alfred Gantner as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.4 | Elect Lisa Hook as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.5 | Elect Joseph Landy as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.6 | Elect Grace del Rosario-Castano as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.7 | Elect Martin Strobel as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.8 | Elect Urs Wietlisbach as Director | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.2 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.4 | Ratify KPMG AG as Auditors | Management | For | For | |
Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 8 | Transact Other Business (Voting) | Management | For | Against | |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1a | Elect Director William M. Cook | Management | For | For |
IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1b | Elect Director Mark A. Buthman | Management | For | For |
IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1c | Elect Director Lakecia N. Gunter | Management | For | For |
IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 1 | Open Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 2 | Elect Chairman of Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 4 | Approve Agenda | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 6 | Determine Whether the Meeting has been Duly Convened | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 7 | Statement by CEO | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 8 | Approve Dividends | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 9 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 10 | Approve Remuneration Report | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 11 | Fix Number of Directors | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 12 | Approve Remuneration of Directors | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 13 | Re-elect Peter Boggs as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 14 | Re-elect Gunnel Duveblad as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 15 | Re-elect Erik Forsberg as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 16 | Re-elect Carl-Magnus Mansson as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 17 | Elect Evert Carlsson as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 18 | Elect Fredrik Peyron as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 19 | Elect Heidi Skogster as Director | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 20 | Appoint Evert Carlsson as Board Chair | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 21 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 22 | Approve Guidelines on Electing Nomination Committee | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 23 | Approve Remuneration Policy | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 24 | Authorize Share Repurchase Program | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 25 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 26 | Close Meeting | Management | ||
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 1 | Receive Director's Reports (Non-Voting) | Management | ||
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | ||
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 3 | Discuss Company's Corporate Governance Statement | Management | ||
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 4 | Receive Auditor's Report (Non-Voting) | Management | ||
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 5 | Approve Financial Statements | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 6 | Approve Allocation of Income | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 7 | Approve Dividends of EUR 1.08 Per Share | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 8 | Approve Discharge of Directors | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 9 | Approve Remuneration Policy | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 10 | Approve Remuneration Report | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 11 | Approve Remuneration of Directors | Management | For | For |
Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 12 | Approve Discharge of Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1a | Elect Director Mitchell P. Rales | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1b | Elect Director Matthew L. Trerotola | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1c | Elect Director Patrick W. Allender | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1d | Elect Director Thomas S. Gayner | Management | For | Against |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1e | Elect Director Rhonda L. Jordan | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1f | Elect Director Liam J. Kelly | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1g | Elect Director Philip A. Okala | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1h | Elect Director A. Clayton Perfall | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1i | Elect Director Didier Teirlinck | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1j | Elect Director Rajiv Vinnakota | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1k | Elect Director Sharon Wienbar | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 1 | Approve Spin-Off Agreement | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 2 | Approve the Corporate Opportunities Charter Amendment | Management | For | Against |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 3 | Adjourn Meeting | Management | For | Against |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4a | Elect Director Chelsea Clinton | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4b | Elect Director Barry Diller | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4c | Elect Director Michael D. Eisner | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4d | Elect Director Bonnie S. Hammer | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4e | Elect Director Victor A. Kaufman | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4f | Elect Director Joseph Levin | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4g | Elect Director Bryan Lourd | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4h | Elect Director Westley Moore | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4i | Elect Director David Rosenblatt | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4j | Elect Director Alan G. Spoon | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4k | Elect Director Alexander von Furstenberg | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4l | Elect Director Richard F. Zannino | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.2 | Elect Director Ron DeLyons | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.4 | Elect Director Patrick P. Grace | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.5 | Elect Director Christopher J. Heaney | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.6 | Elect Director Thomas C. Hutton | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.7 | Elect Director Andrea R. Lindell | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.8 | Elect Director Thomas P. Rice | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.9 | Elect Director Donald E. Saunders | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.10 | Elect Director George J. Walsh, III | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 4 | Report on Political Contributions | Share Holder | Against | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1a | Elect Director Ellen R. Alemany | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1c | Elect Director Lisa A. Hook | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1d | Elect Director Keith W. Hughes | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1e | Elect Director Gary L. Lauer | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1f | Elect Director Gary A. Norcross | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1g | Elect Director Louise M. Parent | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1h | Elect Director Brian T. Shea | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1a | Elect Director Marc N. Casper | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1b | Elect Director Nelson J. Chai | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1c | Elect Director C. Martin Harris | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1d | Elect Director Tyler Jacks | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1e | Elect Director R. Alexandra Keith | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1f | Elect Director Thomas J. Lynch | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1g | Elect Director Jim P. Manzi | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1h | Elect Director James C. Mullen | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1i | Elect Director Lars R. Sorensen | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1j | Elect Director Debora L. Spar | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1k | Elect Director Scott M. Sperling | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1l | Elect Director Dion J. Weisler | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 4 | Provide Right to Call A Special Meeting | Share Holder | Against | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.1 | Elect Director Brian M. Deevy | Management | For | Withhold |
Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.3 | Elect Director Andrea L. Wong | Management | For | For |
Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.b | Approve Remuneration Report | Management | For | Against |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.c | Adopt Financial Statements | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.e | Approve Dividends of EUR 0.43 Per Share | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 3.a | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 4.a | Approve Discharge of Executive Directors | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 5 | Elect Ajaypal Banga as Non-Executive Director | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.a | Authorize Repurchase of Shares | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.b | Approve Cancellation of Repurchased Shares | Management | For | For |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.c | Grant Board Authority to Issue Shares | Management | For | Against |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.d | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.e | Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights | Management | For | Against |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.1 | Elect Director Daniel A. D'Aniello | Management | For | Withhold |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.2 | Elect Director Peter J. Clare | Management | For | Withhold |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.3 | Elect Director Thomas S. Robertson | Management | For | For |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.4 | Elect Director William J. Shaw | Management | For | For |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 3 | Amend Omnibus Stock Plan | Management | For | For |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1a | Elect Director Michael K. Parks | Management | For | Against |
Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1b | Elect Director Robert L. Rosen | Management | For | Against |
Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1c | Elect Director Bennett Rosenthal | Management | For | Against |
Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 3 | Approve Issuance of Restricted Stocks | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 1 | Open Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 2 | Elect Chairman of Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 4 | Approve Agenda | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 6 | Determine Whether the Meeting has been Duly Convened | Management | ||
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 7 | Authorize Share Repurchase Program | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 8 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 9 | Close Meeting | Management | ||
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.1 | Elect Director M. Elyse Allan | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.2 | Elect Director Angela F. Braly | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.3 | Elect Director Janice Fukakusa | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.5 | Elect Director Frank J. McKenna | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.6 | Elect Director Hutham S. Olayan | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.8 | Elect Director Diana L. Taylor | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1a | Elect Director Michael J Arougheti | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1b | Elect Director Antoinette Bush | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1c | Elect Director Paul G. Joubert | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1d | Elect Director R. Kipp deVeer | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1e | Elect Director David B. Kaplan | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1f | Elect Director Michael Lynton | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1g | Elect Director Judy D. Olian | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1h | Elect Director Antony P. Ressler | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1i | Elect Director Bennett Rosenthal | Management | For | Against |
Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 2 | Ratify PricewaterhouseCoopers CI LLP as Auditors and Authorise Their Remuneration | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 3 | Re-elect Felix Haldner as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 4 | Re-elect Fionnuala Carvill as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 5 | Re-elect Henning von der Forst as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 6 | Re-elect Merise Wheatley as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 7 | Re-elect Richard Battey as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 8 | Re-elect Steve Le Page as Director | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 9 | Approve Company's Dividend Policy | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 2 | Approve Discharge of Board and Senior Management | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.1 | Reelect Hans Hasler as Director and Board Chairman | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.2 | Reelect Rudolf Lanz as Director | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.3 | Reelect Mario Giuliani as Director | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.4 | Reelect Stella Xu as Director | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.2 | Elect Elaine Jones as Director | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.1 | Reappoint Mario Giuliani as Member of the Compensation Committee | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.2 | Appoint Stella Xu as Member of the Compensation Committee | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.3 | Appoint Elaine Jones as Member of the Compensation Committee | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 400,000 | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.2 | Approve Variable Remuneration of Directors in the Amount of CHF 8.4 Million | Management | For | Against | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 330,000 | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 6 | Ratify Ernst & Young AG as Auditors | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 7 | Designate KBT Treuhand AG as Independent Proxy | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 8 | Approve CHF 87 Million Reduction in Share Capital via Reduction in Par Value and Repayment of CHF 12.50 per Share | Management | For | For | |
HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 9 | Transact Other Business (Voting) | Management | For | Against | |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 2 | Approve Final Dividend | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 3 | Re-elect Jane Tufnell as Director | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 4 | Re-elect Alastair Bruce as Director | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 5 | Re-elect Sandra Pajarola as Director | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 6 | Re-elect Gerhard Fusenig as Director | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 7 | Elect David Warnock as Director | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 10 | Approve Remuneration Report | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 11 | Authorise Issue of Equity | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1a | Elect Director Ajay Banga | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1b | Elect Director Merit E. Janow | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1c | Elect Director Richard K. Davis | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1d | Elect Director Steven J. Freiberg | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1e | Elect Director Julius Genachowski | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1f | Elect Director Choon Phong Goh | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1g | Elect Director Oki Matsumoto | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1h | Elect Director Michael Miebach | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1i | Elect Director Youngme Moon | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1j | Elect Director Rima Qureshi | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1m | Elect Director Jackson Tai | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1n | Elect Director Lance Uggla | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 4 | Amend Omnibus Stock Plan | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.1 | Elect Director William P. Foley, II | Management | For | For |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.2 | Elect Director David Aung | Management | For | For |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.3 | Elect Director Frank R. Martire | Management | For | Withhold |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.4 | Elect Director Richard N. Massey | Management | For | For |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 2 | Approve Remuneration Report | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 5 | Elect David Satz as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 6 | Elect Robert Hoskin as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 7 | Elect Stella David as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 8 | Elect Vicky Jarman as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 9 | Elect Mark Gregory as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 10 | Re-elect Rob Wood as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 11 | Re-elect Jette Nygaard-Andersen as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 12 | Re-elect Barry Gibson as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 13 | Re-elect Peter Isola as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 14 | Re-elect Pierre Bouchut as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 15 | Re-elect Virginia McDowell as Director | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 16 | Approve Increase in Aggregate Fees Payable to Non-executive Directors | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 17 | Approve Increase in Size of Board | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 18 | Authorise Issue of Equity | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 21 | Authorise Market Purchase of Shares | Management | For | For |
ALPS/SMITH BALANCED OPPORTUNITY FUND
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08194 Reporting Period: 07/01/2020 - 06/30/2021 Financial Investors Trust ===================== ALPS Smith Balanced Opportunity Fund ===================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Darren W. McDew For For Management 1.7 Elect Director Nancy McKinstry For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Michael F. Roman For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For For Management 1.12 Elect Director Glenn F. Tilton For For Management 1.13 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Adopt Majority Voting Standard for For For Management Amendments of the Articles of Incorporation and Effect Other Ministerial Changes 4b Adopt Majority Voting Standard for For For Management Certain Extraordinary Transactions 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Racial Justice Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Melanie Boulden For For Management 1c Elect Director Frank Calderoni For For Management 1d Elect Director James Daley For For Management 1e Elect Director Laura Desmond For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David Ricks For For Management 1j Elect Director Daniel Rosensweig For For Management 1k Elect Director John Warnock For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin W. Hobbs For For Management 1b Elect Director Kenneth J. Bacon For For Management 1c Elect Director Katryn (Trynka) For For Management Shineman Blake 1d Elect Director Maureen A. For For Management Breakiron-Evans 1e Elect Director William H. Cary For For Management 1f Elect Director Mayree C. Clark For For Management 1g Elect Director Kim S. Fennebresque For For Management 1h Elect Director Marjorie Magner For For Management 1i Elect Director Brian H. Sharples For For Management 1j Elect Director John J. Stack For For Management 1k Elect Director Michael F. Steib For For Management 1l Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Keith B. Alexander For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations 5 Require Independent Board Chair Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against For Shareholder 7 Report on Promotion Data Against Against Shareholder 8 Report on the Impacts of Plastic Against For Shareholder Packaging 9 Oversee and Report on a Civil Rights, Against For Shareholder Equity, Diversity and Inclusion Audit 10 Adopt a Policy to Include Hourly Against For Shareholder Employees as Director Candidates 11 Report on Board Oversight of Risks Against For Shareholder Related to Anti-Competitive Practices 12 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 13 Report on Lobbying Payments and Policy Against For Shareholder 14 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director J. Braxton Carter For For Management 1d Elect Director Juan N. Cento For For Management 1e Elect Director Alan B. Colberg For For Management 1f Elect Director Harriet Edelman For For Management 1g Elect Director Lawrence V. Jackson For For Management 1h Elect Director Jean-Paul L. Montupet For For Management 1i Elect Director Debra J. Perry For For Management 1j Elect Director Ognjen (Ogi) Redzic For For Management 1k Elect Director Paul J. Reilly For For Management 1l Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director Reginald Fils-Aime For For Management 1d Elect Director Lauren P. Flaherty For For Management 1e Elect Director David M. Foulkes For For Management 1f Elect Director Joseph W. McClanathan For For Management 1g Elect Director David V. Singer For For Management 1h Elect Director Jane L. Warner For For Management 1i Elect Director J. Steven Whisler For For Management 1j Elect Director Roger J. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Jeffrey J. Gearhart as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 8 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 12 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Approve Directors' Remuneration Report For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Deborah J. Kissire For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rainer M. Blair For For Management 1b Elect Director Linda Hefner Filler For For Management 1c Elect Director Teri List For Against Management 1d Elect Director Walter G. Lohr, Jr. For Against Management 1e Elect Director Jessica L. Mega For For Management 1f Elect Director Mitchell P. Rales For For Management 1g Elect Director Steven M. Rales For For Management 1h Elect Director Pardis C. Sabeti For For Management 1i Elect Director John T. Schwieters For Against Management 1j Elect Director Alan G. Spoon For For Management 1k Elect Director Raymond C. Stevens For For Management 1l Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Gregory J. Goff For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Stephen S. Poloz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IAC Security ID: 44891N109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Approve the Corporate Opportunities For For Management Charter Amendment 3 Adjourn Meeting For Against Management 4a Elect Director Chelsea Clinton For For Management 4b Elect Director Barry Diller For For Management 4c Elect Director Michael D. Eisner For For Management 4d Elect Director Bonnie S. Hammer For For Management 4e Elect Director Victor A. Kaufman For For Management 4f Elect Director Joseph Levin For For Management 4g Elect Director Bryan Lourd For For Management 4h Elect Director Westley Moore For For Management 4i Elect Director David Rosenblatt For For Management 4j Elect Director Alan G. Spoon For For Management 4k Elect Director Alexander von For For Management Furstenberg 4l Elect Director Richard F. Zannino For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Shantella E. Cooper For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Mark F. Mulhern For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Caroline L. Silver For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Rick Beckwitt For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J.W. Marriott, Jr. For For Management 1b Elect Director Anthony G. Capuano For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. 'Fritz' For For Management Henderson 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For For Management 1i Elect Director David S. Marriott For For Management 1j Elect Director Margaret M. McCarthy For For Management 1k Elect Director George Munoz For For Management 1l Elect Director Horacio D. Rozanski For For Management 1m Elect Director Susan C. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Eliminate Supermajority Vote For For Management Requirement for Removal of Directors 4b Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation 4c Eliminate Supermajority Vote For For Management Requirement to Amend Certain Bylaws Provisions 4d Eliminate Supermajority Vote For For Management Requirement for Certain Transactions 4e Eliminate Supermajority Vote For For Management Requirement for Certain Business Combinations -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Wendy E. Jones For For Management 1.6 Elect Director Karl J. Krapek For For Management 1.7 Elect Director Peter R. Lighte For For Management 1.8 Elect Director Charles F. Lowrey For For Management 1.9 Elect Director George Paz For For Management 1.10 Elect Director Sandra Pianalto For For Management 1.11 Elect Director Christine A. Poon For For Management 1.12 Elect Director Douglas A. Scovanner For For Management 1.13 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Majority Vote Cast to Remove Against For Shareholder Directors With or Without Cause -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer None None Management *Withdrawn Resolution* 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aart J. de Geus For For Management 1b Elect Director Chi-Foon Chan For For Management 1c Elect Director Janice D. Chaffin For For Management 1d Elect Director Bruce R. Chizen For For Management 1e Elect Director Mercedes Johnson For For Management 1f Elect Director Chrysostomos L. "Max" For For Management Nikias 1g Elect Director Jeannine P. Sargent For For Management 1h Elect Director John Schwarz For For Management 1i Elect Director Roy Vallee For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For For Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For For Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For For Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For For Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For For Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For For Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For For Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Lynne M. Doughtie For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Akhil Johri For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director John M. Richardson For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Kelly, Jr. For For Management 1.2 Elect Director Peter E. Shumlin For For Management 1.3 Elect Director John R. Vines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Robert A. Chapek For For Management 1e Elect Director Francis A. deSouza For For Management 1f Elect Director Michael B.G. Froman For For Management 1g Elect Director Robert A. Iger For For Management 1h Elect Director Maria Elena Lagomasino For For Management 1i Elect Director Mark G. Parker For For Management 1j Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates ========== END NPX REPORT
CLOUGH CHINA FUND
Vote Summary
PINDUODUO INC | ||||||||||||||||||||||||||||||
Security | 722304102 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PDD | Meeting Date | 22-Jul-2020 | |||||||||||||||||||||||||||
ISIN | US7223041028 | Agenda | 935246959 - Management | |||||||||||||||||||||||||||
Record Date | 01-Jul-2020 | Holding Recon Date | 01-Jul-2020 | |||||||||||||||||||||||||||
City / | Country | / | China | Vote Deadline Date | 15-Jul-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | As an ordinary resolution: THAT Mr. Zheng Huang be re- elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
2. | As an ordinary resolution: THAT Mr. Haifeng Lin be re- elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
3. | As an ordinary resolution: THAT Mr. Nanpeng Shen be re-elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
4. | As an ordinary resolution: THAT Dr. Qi Lu be re-elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
5. | As an ordinary resolution: THAT Mr. George Yong-Boon Yeo be re-elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
6. | As an ordinary resolution: THAT Mr. Anthony Kam Ping Leung be re-elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
7. | As an ordinary resolution: THAT Mr. Lei Chen be elected as a director of the Company. | Management | For | |||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 4,500 | 0 | 08-Jul-2020 | 08-Jul-2020 | |||||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2020 | ||||||||||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 712916797 - Management | |||||||||||||||||||||||||||
Record Date | 23-Jul-2020 | Holding Recon Date | 23-Jul-2020 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 22-Jul-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE" IN THE CIRCULAR ISSUED BY THE COMPANY DATED 6 JULY 2020 (THE "CIRCULAR")) | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX I TO THE CIRCULAR | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE POLICY FOR STABILISATION OF THE PRICE OF THE RMB SHARES FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX II TO THE CIRCULAR | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
8 | TO CONSIDER AND APPROVE THE REMEDIAL MEASURES FOR THE POTENTIAL DILUTION OF IMMEDIATE RETURNS BY THE PROPOSED RMB SHARE ISSUE AND THE CORRESPONDING UNDERTAKINGS IN THE FORM AS SET FORTH IN APPENDIX III TO THE CIRCULAR | Management | For | For | ||||||||||||||||||||||||||
9 | TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF GENERAL MEETINGS IN THE FORM AS SET FORTH IN APPENDIX V TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD | Management | For | For | ||||||||||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF BOARD MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VI TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD | Management | For | For | ||||||||||||||||||||||||||
11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION AS SET FORTH IN APPENDIX IV TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600049.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600045.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 65,000 | 0 | 17-Jul-2020 | 17-Jul-2020 | ||||||||||||||||||||||||
QORVO, INC. | ||||||||||||||||||||||||||||||
Security | 74736K101 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | QRVO | Meeting Date | 04-Aug-2020 | |||||||||||||||||||||||||||
ISIN | US74736K1016 | Agenda | 935242191 - Management | |||||||||||||||||||||||||||
Record Date | 11-Jun-2020 | Holding Recon Date | 11-Jun-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Ralph G. Quinsey | For | For | |||||||||||||||||||||||||||
2 | Robert A. Bruggeworth | For | For | |||||||||||||||||||||||||||
3 | Jeffery R. Gardner | For | For | |||||||||||||||||||||||||||
4 | John R. Harding | For | For | |||||||||||||||||||||||||||
5 | David H. Y. Ho | For | For | |||||||||||||||||||||||||||
6 | Roderick D. Nelson | For | For | |||||||||||||||||||||||||||
7 | Dr. Walden C. Rhines | For | For | |||||||||||||||||||||||||||
8 | Susan L. Spradley | For | For | |||||||||||||||||||||||||||
9 | Walter H. Wilkinson, Jr | For | For | |||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | Management | For | For | ||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 3, 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 770 | 0 | 24-Jun-2020 | 24-Jun-2020 | |||||||||||||||||||||||
GDS HOLDINGS LIMITED | ||||||||||||||||||||||||||||||
Security | 36165L108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | GDS | Meeting Date | 06-Aug-2020 | |||||||||||||||||||||||||||
ISIN | US36165L1089 | Agenda | 935250946 - Management | |||||||||||||||||||||||||||
Record Date | 10-Jul-2020 | Holding Recon Date | 10-Jul-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | Re-election of Mr. Gary J. Wojtaszek as a director of the Company. | Management | For | For | ||||||||||||||||||||||||||
2. | Re-election of Mr. Satoshi Okada as a director of the Company. | Management | For | For | ||||||||||||||||||||||||||
3. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Approval of the amendment to Section 3(a) of the 2016 Equity Incentive Plan of the Company (the "ESOP Amendment") as follows: "Subject to the provisions of Section 9 and paragraph (b) of this Section 3, the maximum number of Shares which may be issuable pursuant to Awards under the Plan is 56,707,560 Shares, provided, however, that the maximum number of unallocated Shares which may be issuable pursuant to Awards under the Plan shall be automatically increased on the first day of each fiscal year ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||||||||||||||||||
5. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of the Company at the date of the Meeting, whether in a single transaction or a series of transactions (OTHER THAN any allotment or issues of shares on the exercise of any options that have been granted by the Company). | Management | For | For | ||||||||||||||||||||||||||
6. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 8,500 | 0 | 17-Jul-2020 | 17-Jul-2020 | |||||||||||||||||||||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||||||||||||||||||||||||
Security | 595017104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | MCHP | Meeting Date | 18-Aug-2020 | |||||||||||||||||||||||||||
ISIN | US5950171042 | Agenda | 935248357 - Management | |||||||||||||||||||||||||||
Record Date | 24-Jun-2020 | Holding Recon Date | 24-Jun-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1a. | Election of Director: Steve Sanghi | Management | For | For | ||||||||||||||||||||||||||
1b. | Election of Director: Matthew W. Chapman | Management | For | For | ||||||||||||||||||||||||||
1c. | Election of Director: L.B. Day | Management | For | For | ||||||||||||||||||||||||||
1d. | Election of Director: Esther L. Johnson | Management | For | For | ||||||||||||||||||||||||||
1e. | Election of Director: Wade F. Meyercord | Management | For | For | ||||||||||||||||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
3. | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 1,200 | 0 | 15-Jul-2020 | 15-Jul-2020 | |||||||||||||||||||||||
ZAI LAB LTD | ||||||||||||||||||||||||||||||
Security | 98887Q104 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | ZLAB | Meeting Date | 04-Sep-2020 | |||||||||||||||||||||||||||
ISIN | US98887Q1040 | Agenda | 935262004 - Management | |||||||||||||||||||||||||||
Record Date | 07-Aug-2020 | Holding Recon Date | 07-Aug-2020 | |||||||||||||||||||||||||||
City / | Country | / | China | Vote Deadline Date | 28-Aug-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
O1. | AS AN ORDINARY RESOLUTION: That the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the authorized share capital of the Company be increased to US$30,000 divided into 500,000,000 shares of a nominal or par value of US$0.00006. | Management | For | For | ||||||||||||||||||||||||||
S2. | AS A SPECIAL RESOLUTION: That, in connection with the increase in share capital, the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the Fourth Amended and Restated Memorandum of Association of the Company be replaced in its entirety with the consolidated version as tabled at the Meeting and as attached to the notice of the Extraordinary General Meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 4,720 | 0 | 18-Aug-2020 | 18-Aug-2020 | |||||||||||||||||||||||
ZHAOJIN MINING INDUSTRY COMPANY LTD | ||||||||||||||||||||||||||||||
Security | Y988A6104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Sep-2020 | ||||||||||||||||||||||||||||
ISIN | CNE1000004R6 | Agenda | 713065553 - Management | |||||||||||||||||||||||||||
Record Date | 10-Sep-2020 | Holding Recon Date | 10-Sep-2020 | |||||||||||||||||||||||||||
City / | Country | ZHAOYU AN | / | China | Vote Deadline Date | 09-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1H5082 - B1L31Z6 - B1MYPY5 - BD8GFT4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | THE PROPOSED REGISTRATION AND ISSUANCE OF CORPORATE BONDS OF NOT MORE THAN RMB6.0 BILLION IN THE PRC AND TO GRANT AUTHORITY TO THE BOARD TO DEAL WITH SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUANCE OF THE CORPORATE BONDS (AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 AUGUST 2020) | Management | For | For | ||||||||||||||||||||||||||
2 | THE PROPOSED REGISTRATION AND ISSUANCE OF MEDIUM-TERM NOTES OF NOT MORE THAN RMB6.0 BILLION IN THE PRC AND TO GRANT AUTHORITY TO THE BOARD TO DEAL WITH SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUANCE OF THE MEDIUM-TERM NOTES (AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 AUGUST 2020) | Management | For | For | ||||||||||||||||||||||||||
3 | THE PROPOSED REGISTRATION AND ISSUANCE OF PERPETUAL MEDIUM-TERM NOTES OF NOT MORE THAN RMB6.0 BILLION IN THE PRC AND TO GRANT AUTHORITY TO THE BOARD TO DEAL WITH SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUANCE OF THE PERPETUAL MEDIUM-TERM NOTES (AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 AUGUST 2020) | Management | For | For | ||||||||||||||||||||||||||
4.A | THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION: THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 AUGUST 2020 BE APPROVED | Management | For | For | ||||||||||||||||||||||||||
4.B | THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ANY DIRECTOR OR THE SECRETARY TO THE BOARD BE AUTHORISED TO DO ALL SUCH ACTS OR THINGS AND TO TAKE ALL SUCH STEPS AND TO EXECUTE ANY DOCUMENTS AS HE OR SHE CONSIDERS NECESSARY, APPROPRIATE OR EXPEDIENT TO GIVE EFFECT TO | Management | For | For | ||||||||||||||||||||||||||
THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION, INCLUDING BUT NOT LIMITED TO SEEKING THE APPROVAL OF THE SAME AND ARRANGING FOR ITS REGISTRATION AND FILING WITH THE RELEVANT GOVERNMENT AUTHORITIES IN THE PRC AND HONG KONG | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0830/2020083000043.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0830/2020083000039.pdf | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 144,000 | 0 | 01-Sep-2020 | 01-Sep-2020 | ||||||||||||||||||||||||
A-LIVING SMART CITY SERVICES CO., LTD. | ||||||||||||||||||||||||||||||
Security | Y0038M100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Sep-2020 | ||||||||||||||||||||||||||||
ISIN | CNE100002RY5 | Agenda | 712990680 - Management | |||||||||||||||||||||||||||
Record Date | 14-Aug-2020 | Holding Recon Date | 14-Aug-2020 | |||||||||||||||||||||||||||
City / | Country | GUANGZ HOU | / | China | Vote Deadline Date | 10-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | BFWK4M2 - BLH7RW1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0730/2020073001045.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0730/2020073001033.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSED CHANGE OF NAME OF THE COMPANY AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 JULY 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | CONDITIONAL UPON THE PASSING OF THE SPECIAL RESOLUTION NUMBERED 1, TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 31 JULY 2020 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 68,000 | 0 | 31-Jul-2020 | 31-Jul-2020 | ||||||||||||||||||||||||
NETEASE, INC. | ||||||||||||||||||||||||||||||
Security | 64110W102 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTES | Meeting Date | 25-Sep-2020 | |||||||||||||||||||||||||||
ISIN | US64110W1027 | Agenda | 935269452 - Management | |||||||||||||||||||||||||||
Record Date | 26-Aug-2020 | Holding Recon Date | 26-Aug-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Sep-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1A. | Re-election of Director: William Lei Ding | Management | For | For | ||||||||||||||||||||||||||
1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | ||||||||||||||||||||||||||
1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | ||||||||||||||||||||||||||
1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | ||||||||||||||||||||||||||
1E. | Re-election of Director: Lun Feng | Management | For | For | ||||||||||||||||||||||||||
1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | ||||||||||||||||||||||||||
1G. | Re-election of Director: Michael Sui Bau Tong | Management | For | For | ||||||||||||||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2020 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 715 | 0 | 04-Sep-2020 | 04-Sep-2020 | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 1,450 | 0 | 04-Sep-2020 | 04-Sep-2020 | |||||||||||||||||||||||
MEITUAN | ||||||||||||||||||||||||||||||
Security | G59669104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Sep-2020 | ||||||||||||||||||||||||||||
ISIN | KYG596691041 | Agenda | 713104874 - Management | |||||||||||||||||||||||||||
Record Date | 23-Sep-2020 | Holding Recon Date | 23-Sep-2020 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | Cayman Islands | Vote Deadline Date | 22-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | BF55PW1 - BFZP1K1 - BGJW376 - BJXML02 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0911/2020091100448.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0911/2020091100420.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1.A | TO APPROVE, SUBJECT TO AND CONDITIONAL UPON THE APPROVAL OF THE REGISTRAR OF COMPANIES OF THE CAYMAN ISLANDS, THE CHANGE OF THE ENGLISH NAME OF THE COMPANY FROM "MEITUAN DIANPING" TO "MEITUAN" AND THE ADOPTION OF THE CHINESE NAME OF ("AS SPECIFIED") AS THE DUAL FOREIGN NAME OF THE COMPANY IN PLACE OF ITS EXISTING CHINESE NAME OF ("AS SPECIFIED") WITH EFFECT FROM THE DATE OF REGISTRATION AS SET OUT IN THE CERTIFICATE OF INCORPORATION ON CHANGE OF NAME ISSUED BY THE REGISTRAR OF COMPANIES OF THE CAYMAN ISLANDS | Management | For | For | ||||||||||||||||||||||||||
1.B | TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY ON BEHALF OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS WHICH HE CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO RESOLUTION NO. 1(A) ABOVE AND TO ATTEND TO ANY REGISTRATION AND/OR FILING IN THE CAYMAN ISLANDS AND HONG KONG ON BEHALF OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 67,600 | 0 | 12-Sep-2020 | 12-Sep-2020 | ||||||||||||||||||||||||
ALIBABA GROUP HOLDING LIMITED | ||||||||||||||||||||||||||||||
Security | 01609W102 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | BABA | Meeting Date | 30-Sep-2020 | |||||||||||||||||||||||||||
ISIN | US01609W1027 | Agenda | 935265086 - Management | |||||||||||||||||||||||||||
Record Date | 17-Aug-2020 | Holding Recon Date | 17-Aug-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Management | For | For | ||||||||||||||||||||||||||
2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||||||||||||||||||
2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||||||||||||||||||
2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||||||||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 17,297 | 0 | 26-Aug-2020 | 26-Aug-2020 | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 2,350 | 0 | 26-Aug-2020 | 26-Aug-2020 | |||||||||||||||||||||||
LAM RESEARCH CORPORATION | ||||||||||||||||||||||||||||||
Security | 512807108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | LRCX | Meeting Date | 03-Nov-2020 | |||||||||||||||||||||||||||
ISIN | US5128071082 | Agenda | 935272675 - Management | |||||||||||||||||||||||||||
Record Date | 04-Sep-2020 | Holding Recon Date | 04-Sep-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Nov-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Sohail U. Ahmed | For | For | |||||||||||||||||||||||||||
2 | Timothy M. Archer | For | For | |||||||||||||||||||||||||||
3 | Eric K. Brandt | For | For | |||||||||||||||||||||||||||
4 | Michael R. Cannon | For | For | |||||||||||||||||||||||||||
5 | Catherine P. Lego | For | For | |||||||||||||||||||||||||||
6 | Bethany J. Mayer | For | For | |||||||||||||||||||||||||||
7 | Abhijit Y. Talwalkar | For | For | |||||||||||||||||||||||||||
8 | Lih Shyng (Rick L) Tsai | For | For | |||||||||||||||||||||||||||
9 | Leslie F. Varon | For | For | |||||||||||||||||||||||||||
2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | ||||||||||||||||||||||||||
3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 165 | 0 | 24-Sep-2020 | 24-Sep-2020 | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 500 | 0 | 24-Sep-2020 | 24-Sep-2020 | |||||||||||||||||||||||
CHINA CONSTRUCTION BANK CORPORATION | ||||||||||||||||||||||||||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Nov-2020 | ||||||||||||||||||||||||||||
ISIN | CNE1000002H1 | Agenda | 713154057 - Management | |||||||||||||||||||||||||||
Record Date | 12-Oct-2020 | Holding Recon Date | 12-Oct-2020 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 06-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0925/2020092500590.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0925/2020092500598.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF MR. LYU JIAJIN AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
2 | ELECTION OF MS. SHAO MIN AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
3 | ELECTION OF MS. LIU FANG AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
4 | ELECTION OF MR. WILLIAM (BILL) COEN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
5 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS FOR THE YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
6 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS FOR THE YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
7 | ISSUANCE OF QUALIFIED WRITE-DOWN TIER 2 CAPITAL INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,417,080 | 0 | 26-Sep-2020 | 26-Sep-2020 | ||||||||||||||||||||||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||||||||||||||||||||||||||||
Security | G97008109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Nov-2020 | ||||||||||||||||||||||||||||
ISIN | KYG970081090 | Agenda | 713258552 - Management | |||||||||||||||||||||||||||
Record Date | 06-Nov-2020 | Holding Recon Date | 06-Nov-2020 | |||||||||||||||||||||||||||
City / | Country | SHANGH AI | / | Cayman Islands | Vote Deadline Date | 05-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | BDH4B80 - BDH4B91 - BF0X6D8 - BF6S615 - BZ3C3R5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1023/2020102300388.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1023/2020102300430.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO APPROVE THE SHARE SUBDIVISION OF EVERY ONE (1) SHARE OF PAR VALUE USD 0.000025 OF THE COMPANY INTO THREE (3) SUBDIVIDED SHARES OF PAR VALUE USD 1/120,000 EACH OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 33,000 | 0 | 24-Oct-2020 | 24-Oct-2020 | ||||||||||||||||||||||||
BEIGENE LTD | ||||||||||||||||||||||||||||||
Security | 07725L102 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | BGNE | Meeting Date | 20-Nov-2020 | |||||||||||||||||||||||||||
ISIN | US07725L1026 | Agenda | 935285583 - Management | |||||||||||||||||||||||||||
Record Date | 10-Sep-2020 | Holding Recon Date | 10-Sep-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | THAT the grant of an option to acquire shares to Amgen Inc. ("Amgen") to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement ...Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 520 | 0 | 16-Oct-2020 | 16-Oct-2020 | |||||||||||||||||||||||
POWERLONG COMMERCIAL MANAGEMENT HOLDINGS LIMITED | ||||||||||||||||||||||||||||||
Security | G7204G106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||||||||||||||||||||
ISIN | KYG7204G1064 | Agenda | 713346131 - Management | |||||||||||||||||||||||||||
Record Date | 19-Nov-2020 | Holding Recon Date | 19-Nov-2020 | |||||||||||||||||||||||||||
City / | Country | SHANGH AI | / | Cayman Islands | Vote Deadline Date | 18-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | BKKFR36 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1105/2020110500627.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1105/2020110500647.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | (A) THE SUBSCRIPTION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 6 NOVEMBER 2020) AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER AND ALL OTHER MATTERS THEREOF AND INCIDENTAL THERETO AND IN CONNECTION THEREWITH, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED, CONFIRMED AND RATIFIED IN ALL RESPECTS; (B) CONDITIONAL UPON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "STOCK EXCHANGE") GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN THE SUBSCRIPTION SHARES (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 6 NOVEMBER 2020), THE DIRECTORS (THE "DIRECTORS" AND EACH A "DIRECTOR") OF THE COMPANY BE AND ARE HEREBY GRANTED A SPECIFIC MANDATE (THE "SUBSCRIPTION SPECIFIC MANDATE") TO ALLOT AND ISSUE THE SUBSCRIPTION SHARES, SUCH SUBSCRIPTION SPECIFIC MANDATE BEING IN ADDITIONAL TO AND NOT PREJUDICING OR REVOKING ANY GENERAL OR SPECIFIC MANDATE(S) WHICH HAS/HAVE BEEN GRANTED OR FROM TIME TO TIME BE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS OF THE COMPANY; AND (C) ANY ONE DIRECTOR BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO DO ALL SUCH ACTS OR THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS WHICH THEY CONSIDER NECESSARY, DESIRABLE | Management | For | For | ||||||||||||||||||||||||||
OR EXPEDIENT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED BY THE SUBSCRIPTION AGREEMENT AND THE ALLOTMENT AND ISSUE OF THE SUBSCRIPTION SHARES, AND TO AGREE TO SUCH VARIATION, AMENDMENTS OR WAIVER OF MATTERS RELATING THERETO AS ARE, IN THE OPINION OF THE DIRECTOR, IN THE INTERESTS OF THE COMPANY | ||||||||||||||||||||||||||||||
2 | (A) THE GRANT OF THE AWARDED SHARES (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 6 NOVEMBER 2020) PURSUANT TO THE SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 10 SEPTEMBER 2020 (THE "SCHEME") TO MR. CHEN BE AND IS HEREBY APPROVED AND CONFIRMED; (B) CONDITIONAL UPON THE STOCK EXCHANGE GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN THE AWARDED SHARES, THE DIRECTORS BE AND ARE HEREBY GRANTED A SPECIFIC MANDATE (THE "SHARE AWARD SPECIFIC MANDATE") TO ALLOT AND ISSUE THE AWARDED SHARES, SUCH SHARE AWARD SPECIFIC MANDATE BEING IN ADDITIONAL TO AND NOT PREJUDICING OR REVOKING ANY GENERAL OR SPECIFIC MANDATE(S) WHICH HAS/HAVE BEEN GRANTED OR FROM TIME TO TIME BE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS OF THE COMPANY; AND (C) THE ALLOTMENT AND ISSUE OF THE AWARDED SHARES TO TRICOR TRUST (HONG KONG) LIMITED, TO HOLD ON TRUST FOR MR. CHEN PURSUANT TO THE SCHEME BE HEREBY APPROVED AND CONFIRMED | Management | For | For | ||||||||||||||||||||||||||
CMMT | 09 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 17 NOV 2020 TO 19 NOV 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 219,000 | 0 | 06-Nov-2020 | 06-Nov-2020 | ||||||||||||||||||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y3990B112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||||||||||||||||||||
ISIN | CNE1000003G1 | Agenda | 713180002 - Management | |||||||||||||||||||||||||||
Record Date | 23-Oct-2020 | Holding Recon Date | 23-Oct-2020 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 20-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1009/2020100900534.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1009/2020100900615.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | PROPOSAL ON THE 2021-2023 CAPITAL PLANNING OF ICBC | Management | For | For | ||||||||||||||||||||||||||
2 | PROPOSAL ON THE ISSUANCE OF UNDATED ADDITIONAL TIER 1 CAPITAL BONDS | Management | For | For | ||||||||||||||||||||||||||
3 | PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
4 | PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO SUPERVISORS FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 961,967 | 0 | 10-Oct-2020 | 10-Oct-2020 | ||||||||||||||||||||||||
BYD COMPANY LTD | ||||||||||||||||||||||||||||||
Security | Y1023R104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Dec-2020 | ||||||||||||||||||||||||||||
ISIN | CNE100000296 | Agenda | 713402915 - Management | |||||||||||||||||||||||||||
Record Date | 04-Dec-2020 | Holding Recon Date | 04-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 04-Dec-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6536651 - B0WVS95 - BDDXWZ5 - BGPHZH9 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1119/2020111900417.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1119/2020111900462.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE INCREASE OF SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 18,000 | 0 | 20-Nov-2020 | 20-Nov-2020 | ||||||||||||||||||||||||
GEELY AUTOMOBILE HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G3777B103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Dec-2020 | ||||||||||||||||||||||||||||
ISIN | KYG3777B1032 | Agenda | 713430039 - Management | |||||||||||||||||||||||||||
Record Date | 16-Dec-2020 | Holding Recon Date | 16-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 16-Dec-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000475.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000493.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 DECEMBER 2020 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
3 | TO APPROVE, RATIFY AND CONFIRM THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
4 | TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE LYNK & CO WHOLESALE ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) AND THE LYNK & CO RETAIL ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
5 | TO APPROVE, RATIFY AND CONFIRM THE FENGSHENG FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE FENGSHENG FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
6 | TO APPROVE, RATIFY AND CONFIRM THE GEELY HOLDING FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE GEELY HOLDING FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 65,000 | 0 | 01-Dec-2020 | 01-Dec-2020 | ||||||||||||||||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | MU | Meeting Date | 14-Jan-2021 | |||||||||||||||||||||||||||
ISIN | US5951121038 | Agenda | 935308975 - Management | |||||||||||||||||||||||||||
Record Date | 18-Nov-2020 | Holding Recon Date | 18-Nov-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jan-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1a. | Election of Director: Richard M. Beyer | Management | For | For | ||||||||||||||||||||||||||
1b. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1c. | Election of Director: Steven J. Gomo | Management | For | For | ||||||||||||||||||||||||||
1d. | Election of Director: Mary Pat McCarthy | Management | For | For | ||||||||||||||||||||||||||
1e. | Election of Director: Sanjay Mehrotra | Management | For | For | ||||||||||||||||||||||||||
1f. | Election of Director: Robert E. Switz | Management | For | For | ||||||||||||||||||||||||||
1g. | Election of Director: MaryAnn Wright | Management | For | For | ||||||||||||||||||||||||||
2. | PROPOSAL BY THE COMPANY TO APPROVE A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||||||||
3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||||||||
4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 7,200 | 0 | 02-Dec-2020 | 02-Dec-2020 | |||||||||||||||||||||||
BANK OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Jan-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000001Z5 | Agenda | 713436360 - Management | |||||||||||||||||||||||||||
Record Date | 18-Dec-2020 | Holding Recon Date | 18-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 13-Jan-2021 | ||||||||||||||||||||||||
SEDOL(s) | B154564 - B15ZP90 - BD8NN35 - BP3RRF6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1203/2020120301224.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1203/2020120301308.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE ELECTION OF MS. ZHANG KEQIU TO BE APPOINTED AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE 2019 REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN OF THE BOARD OF DIRECTORS AND EXECUTIVE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE 2019 REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN OF THE BOARD OF SUPERVISORS AND SHAREHOLDER REPRESENTATIVE SUPERVISORS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,026,437 | 0 | 04-Dec-2020 | 04-Dec-2020 | ||||||||||||||||||||||||
AUTOHOME, INC. | ||||||||||||||||||||||||||||||
Security | 05278C107 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | ATHM | Meeting Date | 02-Feb-2021 | |||||||||||||||||||||||||||
ISIN | US05278C1071 | Agenda | 935322379 - Management | |||||||||||||||||||||||||||
Record Date | 28-Dec-2020 | Holding Recon Date | 28-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | IT IS RESOLVED as a special resolution: THAT the share capital of the Company be re-organized as follows, effective as of February 5, 2021 (the "Variation of Share Capital"): a. all the authorized Class A Ordinary Shares (whether issued or unissued) and Class B Ordinary Shares (whether issued or unissued) in the authorized share capital of the Company be, and hereby are, re- designated as Ordinary Shares, such that following such re designated as Ordinary Shares, such that following such re- ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||||
2. | IT IS RESOLVED as a special resolution: THAT the adoption of the Fifth Amended and Restated Memorandum of Association and Articles of Association in substitution for and to the exclusion of the Company's currently effective fourth amended and restated memorandum of association and articles of association be, and hereby is, approved and confirmed in all respects, effective as of February 5, 2021. | Management | For | |||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 3,100 | 0 | 01-Jan-2021 | 01-Jan-2021 | |||||||||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||||||||||||||||||||
ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||||||||||||||||||||
Record Date | 28-Dec-2020 | Holding Recon Date | 28-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Feb-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1A. | Election of Director: James Bell | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Tim Cook | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Al Gore | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Art Levinson | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | ||||||||||||||||||||||||||
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 4,450 | 0 | 07-Jan-2021 | 07-Jan-2021 | |||||||||||||||||||||||
INFINEON TECHNOLOGIES AG | ||||||||||||||||||||||||||||||
Security | D35415104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Feb-2021 | ||||||||||||||||||||||||||||
ISIN | DE0006231004 | Agenda | 713541060 - Management | |||||||||||||||||||||||||||
Record Date | 18-Feb-2021 | Holding Recon Date | 18-Feb-2021 | |||||||||||||||||||||||||||
City / | Country | NEUBIBE RG | / | Germany | Vote Deadline Date | 11-Feb-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5889505 - B0CRGY4 - B108X56 - B7N2TT3 - BF0Z753 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||||||||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING | Non-Voting | ||||||||||||||||||||||||||||
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||||||||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2020 | Non-Voting | ||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.22 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER REINHARD PLOSS FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HELMUT GASSEL FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN HANEBECK FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER SVEN SCHNEIDER FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WOLFGANG EDER FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER BAUER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOHANN DECHANT FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRIEDRICH EICHINER (FROM FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER GRUBER FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERHARD HOBBACH (UNTIL FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HANS ULRICH HOLDENRIED FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SUSANNE LACHENMANN FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERALDINE PICAUD FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MANFRED PUFFER FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MELANIE RIEDL (FROM FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN SCHOLZ FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ULRICH SPIESSHOFER (FROM FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
�� | 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 | Management | For | For | |||||||||||||||||||||||||
4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIANA VITALE FOR FISCAL 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 | Management | For | For | ||||||||||||||||||||||||||
6 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
8 | APPROVE CREATION OF EUR 30 MILLION POOL OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||||||||||||||||||||||
9 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | For | For | ||||||||||||||||||||||||||
10 | AMEND ARTICLES RE: SUPERVISORY BOARD'S RULES OF PROCEDURE | Management | For | For | ||||||||||||||||||||||||||
CMMT | 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 20 JAN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 13,594 | 0 | 16-Jan-2021 | 16-Jan-2021 | ||||||||||||||||||||||||
BAIDU, INC. | ||||||||||||||||||||||||||||||
Security | 056752108 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | BIDU | Meeting Date | 01-Mar-2021 | |||||||||||||||||||||||||||
ISIN | US0567521085 | Agenda | 935333168 - Management | |||||||||||||||||||||||||||
Record Date | 28-Jan-2021 | Holding Recon Date | 28-Jan-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | Change of Authorised Share Capital by One-to-Eighty Subdivision of Shares: By an Ordinary Resolution that each share classified as Class A ordinary shares, Class B ordinary shares and preferred shares of a par value of US$0.00005 each in the share capital of the Company (including authorised issued and unissued class A ordinary shares, class B ordinary shares and preferred shares) be sub-divided into 80 shares of a par value of US$0.000000625 each (the "Subdivision"), such that, following ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 2,200 | 0 | 05-Feb-2021 | 05-Feb-2021 | |||||||||||||||||||||||
NEW ORIENTAL EDUCATION & TECHNOLOGY | ||||||||||||||||||||||||||||||
Security | 647581107 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | EDU | Meeting Date | 08-Mar-2021 | |||||||||||||||||||||||||||
ISIN | US6475811070 | Agenda | 935333144 - Management | |||||||||||||||||||||||||||
Record Date | 01-Feb-2021 | Holding Recon Date | 01-Feb-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
O1. | As an ordinary resolution: Resolution No. 1 set out in the Notice of the Extraordinary General Meeting (to approve the share subdivision). | Management | For | For | ||||||||||||||||||||||||||
S2. | As a special resolution: Resolution No. 2 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Company's dual foreign name). | Management | For | For | ||||||||||||||||||||||||||
S3. | As a special resolution: Resolution No. 3 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Amended M&AA). | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 2,950 | 0 | 05-Feb-2021 | 05-Feb-2021 | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 2,250 | 0 | 05-Feb-2021 | 05-Feb-2021 | |||||||||||||||||||||||
SAMSUNG ELECTRONICS CO LTD | ||||||||||||||||||||||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||||||||||||||||||||
ISIN | KR7005930003 | Agenda | 713609038 - Management | |||||||||||||||||||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | GYEONG GI | / | Korea, Republic Of | Vote Deadline Date | 05-Mar-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||
2.1.1 | ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG GUK | Management | For | For | ||||||||||||||||||||||||||
2.1.2 | ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN | Management | For | For | ||||||||||||||||||||||||||
2.2.1 | ELECTION OF INSIDE DIRECTOR: GIM GI NAM | Management | For | For | ||||||||||||||||||||||||||
2.2.2 | ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK | Management | For | For | ||||||||||||||||||||||||||
2.2.3 | ELECTION OF INSIDE DIRECTOR: GO DONG JIN | Management | For | For | ||||||||||||||||||||||||||
3 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: KIM SUNWOOK | Management | For | For | ||||||||||||||||||||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
CMMT | 17 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF- RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 7,134 | 0 | 17-Feb-2021 | 17-Feb-2021 | ||||||||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000003X6 | Agenda | 713622327 - Management | |||||||||||||||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||||||||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 18-Mar-2021 | ||||||||||||||||||||||||
SEDOL(s) | B01FLR7 - B01NLS2 - BD8NLC0 - BP3RWZ1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0223/2021022300801.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0223/2021022300791.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2020 AND ITS SUMMARY | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2020 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2020 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2021, APPOINTING ERNST & YOUNG HUA MING LLP AS THE PRC AUDITOR OF THE COMPANY AND ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION REPORT OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
8.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.04 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.05 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.06 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON- EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.07 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YANG XIAOPING AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.08 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WANG YONGJIAN AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.09 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.10 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.11 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. NG SING YIP AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.12 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. CHU YIYUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.13 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LIU HONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIN LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
8.15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. NG KONG PING ALBERT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
9.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
9.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
9.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
11 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, THAT IS, THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE TOTAL H SHARES OF THE COMPANY IN ISSUE, REPRESENTING NO MORE THAN 8.15% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY, AT A RELEVANT PRICE REPRESENTS A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF A DISCOUNT OF 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND | Management | For | For | ||||||||||||||||||||||||||
AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF SHARES | ||||||||||||||||||||||||||||||
12 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 88,765 | 0 | 25-Feb-2021 | 25-Feb-2021 | ||||||||||||||||||||||||
CHINA CONSTRUCTION BANK CORPORATION | ||||||||||||||||||||||||||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000002H1 | Agenda | 713592740 - Management | |||||||||||||||||||||||||||
Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 22-Mar-2021 | ||||||||||||||||||||||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BP3RRZ6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0208/2021020800452.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0208/2021020800466.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF MR. WANG JIANG AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
2 | CONFIRMING THE DONATIONS OF ANTI-PANDEMIC MATERIALS MADE IN 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | ADDITIONAL LIMIT ON POVERTY ALLEVIATION DONATIONS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,320,080 | 0 | 09-Feb-2021 | 09-Feb-2021 | ||||||||||||||||||||||||
RENESAS ELECTRONICS CORPORATION | ||||||||||||||||||||||||||||||
Security | J4881V107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||||||||||||||||||
ISIN | JP3164720009 | Agenda | 713633762 - Management | |||||||||||||||||||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Mar-2021 | ||||||||||||||||||||||||
�� | SEDOL(s) | 6635677 - B02JFC1 - B1CDCH4 - BFNBJZ2 | Quick Code | 67230 | ||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1.1 | Appoint a Director Shibata, Hidetoshi | Management | For | For | ||||||||||||||||||||||||||
1.2 | Appoint a Director Toyoda, Tetsuro | Management | For | For | ||||||||||||||||||||||||||
1.3 | Appoint a Director Iwasaki, Jiro | Management | For | For | ||||||||||||||||||||||||||
1.4 | Appoint a Director Selena Loh Lacroix | Management | For | For | ||||||||||||||||||||||||||
1.5 | Appoint a Director Arunjai Mittal | Management | For | For | ||||||||||||||||||||||||||
1.6 | Appoint a Director Yamamoto, Noboru | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Corporate Auditor Sekine, Takeshi | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Corporate Auditor Mizuno, Tomoko | Management | For | For | ||||||||||||||||||||||||||
3 | Approve Details of the Stock Compensation to be received by Directors | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 24,500 | 0 | 02-Mar-2021 | 02-Mar-2021 | ||||||||||||||||||||||||
BROADCOM INC | ||||||||||||||||||||||||||||||
Security | 11135F101 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | AVGO | Meeting Date | 05-Apr-2021 | |||||||||||||||||||||||||||
ISIN | US11135F1012 | Agenda | 935335768 - Management | |||||||||||||||||||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1A. | Election of Director: Ms. Diane M. Bryant | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Ms. Justine F. Page | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Mr. Harry L. You | Management | �� | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
3. | Approval of an amendment and restatement of Broadcom's 2012 Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||
4. | Advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 2,130 | 0 | 20-Feb-2021 | 20-Feb-2021 | |||||||||||||||||||||||
PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED | ||||||||||||||||||||||||||||||
Security | G71139102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||||||||||||||||||
ISIN | KYG711391022 | Agenda | 713694619 - Management | |||||||||||||||||||||||||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | SHANGH AI | / | Cayman Islands | Vote Deadline Date | 14-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | BDRYVB3 - BFMFD53 - BGJVVD5 - BGJYMB9 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0317/2021031700428.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0317/2021031700390.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND OF THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A.I | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. YAO JASON BO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2A.II | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MS. CAI FANGFANG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2AIII | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. LIU XIN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2A.IV | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: DR. CHOW WING KIN ANTHONY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.B | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||||||||||||||||||
4.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES UP TO 20% OF THE AGGREGATE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.C | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE ADDITIONAL SHARES REPRESENTING THE NUMBER BOUGHT- BACK BY THE COMPANY UNDER ORDINARY RESOLUTION NO. 4(B) | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 23,700 | 0 | 18-Mar-2021 | 18-Mar-2021 | ||||||||||||||||||||||||
HONG KONG EXCHANGES AND CLEARING LTD | ||||||||||||||||||||||||||||||
Security | Y3506N139 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||||||||||||||||||
ISIN | HK0388045442 | Agenda | 713690180 - Management | |||||||||||||||||||||||||||
Record Date | 22-Apr-2021 | Holding Recon Date | 22-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | HONGK ONG | / | Hong Kong | Vote Deadline Date | 21-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | 4062493 - 6267359 - BD8NDX5 - BMF1SX0 - BP3RQ60 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0316/2021031600529.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0316/2021031600523.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | ||||||||||||||||||||||||||
2.A | TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.B | TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.C | TO ELECT ZHANG YICHEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10% | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 14,200 | 0 | 17-Mar-2021 | 17-Mar-2021 | ||||||||||||||||||||||||
MODERNA, INC. | ||||||||||||||||||||||||||||||
Security | 60770K107 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | MRNA | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||||
ISIN | US60770K1079 | Agenda | 935347206 - Management | |||||||||||||||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Robert Langer, Sc.D. | For | For | |||||||||||||||||||||||||||
2 | Elizabeth Nabel, M.D. | For | For | |||||||||||||||||||||||||||
3 | Elizabeth Tallett | For | For | |||||||||||||||||||||||||||
2. | To cast a non-binding, advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 2,510 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||||||||||||||||||||
POSTAL SAVINGS BANK OF CHINA | ||||||||||||||||||||||||||||||
Security | Y6987V108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000029W3 | Agenda | 713892772 - Management | |||||||||||||||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 23-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | BD3WZ64 - BD8GL18 - BD8NS30 - BDFTFP2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200659.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200597.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CHANGE IN REGISTERED CAPITAL OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUANCE OF WRITE-DOWN ELIGIBLE TIER 2 CAPITAL INSTRUMENTS BY THE BANK | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FORMULATION OF THE MEASURES FOR EQUITY MANAGEMENT OF POSTAL SAVINGS BANK OF CHINA | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE RE-ELECTION OF MR. HAN WENBO AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ELECTION OF MR. CHEN DONGHAO AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ELECTION OF MR. WEI QIANG AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 688,000 | 0 | 13-Apr-2021 | 13-Apr-2021 | ||||||||||||||||||||||||
ANTA SPORTS PRODUCTS LTD | ||||||||||||||||||||||||||||||
Security | G04011105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG040111059 | Agenda | 713757271 - Management | |||||||||||||||||||||||||||
Record Date | 04-May-2021 | Holding Recon Date | 04-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 30-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | B1YVKN8 - B235FM2 - BD8NKZ6 - BP3RRC3 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0401/202104010222-5.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0401/2021040102315.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK47 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. DING SHIJIA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT MR. LAI HIN WING HENRY STEPHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 16,000 | 0 | 02-Apr-2021 | 02-Apr-2021 | ||||||||||||||||||||||||
LIFESTYLE INTERNATIONAL HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G54856128 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG548561284 | Agenda | 713740163 - Management | |||||||||||||||||||||||||||
Record Date | 05-May-2021 | Holding Recon Date | 05-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B00LN47 - B02L776 - B05PR19 - BDQPWB4 - BP3RW73 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0330/2021033000846.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0330/2021033000862.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT MR. LAU KAM SEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT MR. DOO WAI HOI, WILLIAM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.C | TO RE-ELECT MS. LAU YUK WAI, AMY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.D | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.C | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 479,500 | 0 | 31-Mar-2021 | 31-Mar-2021 | ||||||||||||||||||||||||
TECHTRONIC INDUSTRIES CO LTD | ||||||||||||||||||||||||||||||
Security | Y8563B159 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||||||
ISIN | HK0669013440 | Agenda | 713900909 - Management | |||||||||||||||||||||||||||
Record Date | 11-May-2021 | Holding Recon Date | 11-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 07-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B0190C7 - B01BM83 - BD8NG14 - BMF1T60 - BP3RQY8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400393.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400365.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK82.00 CENTS PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR. STEPHAN HORST PUDWILL AS GROUP EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT MR. FRANK CHI CHUNG CHAN AS GROUP EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT PROF. ROY CHI PING CHUNG GBS BBS JP AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.D | TO RE-ELECT MS. VIRGINIA DAVIS WILMERDING AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.E | TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2021 | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 5% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AT THE DATE OF THE RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AT THE DATE OF THE RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 6,500 | 0 | 07-May-2021 | 07-May-2021 | ||||||||||||||||||||||||
HAITIAN INTERNATIONAL HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G4232C108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG4232C1087 | Agenda | 713931942 - Management | |||||||||||||||||||||||||||
Record Date | 12-May-2021 | Holding Recon Date | 12-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B1L2RC2 - B1LCR66 - BD8NKJ0 - BJZ3W11 - BP3RVD2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041501165.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041501178.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO RE-ELECT MR. CHEN WEIQUN AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. ZHANG BIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MR. GUO MINGGUANG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT DR. YU JUNXIAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HER REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
10 | TO ADD THE AMOUNT OF SHARES REPURCHASED BY THE COMPANY TO THE MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 8 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 48,000 | 0 | 17-Apr-2021 | 17-Apr-2021 | ||||||||||||||||||||||||
BANK OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y0698A107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000001Z5 | Agenda | 713795360 - Management | |||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B154564 - B15ZP90 - BD8NN35 - BP3RRF6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | 27 APR 2021: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0401/2021040104172.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0401/2021040104250.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE 2020 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE 2020 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE 2020 ANNUAL FINANCIAL REPORT | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE 2020 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE 2021 ANNUAL BUDGET FOR FIXED ASSETS INVESTMENT | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE BANK'S EXTERNAL AUDITOR FOR 2021: PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE 2020 ANNUAL REMUNERATION DISTRIBUTION PLAN FOR EXTERNAL SUPERVISORS | Management | For | For | ||||||||||||||||||||||||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU LIANGE TO BE RE-APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU JIN TO BE APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN JINGZHEN TO BE RE-APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
11 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIANG GUOHUA TO BE RE-APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
12 | TO CONSIDER AND APPROVE THE APPLICATION FOR PROVISIONAL AUTHORIZATION OF OUTBOUND DONATIONS | Management | For | For | ||||||||||||||||||||||||||
13 | TO CONSIDER AND APPROVE THE BOND ISSUANCE PLAN | Management | For | For | ||||||||||||||||||||||||||
14 | TO CONSIDER AND APPROVE THE ISSUANCE OF WRITE-DOWN UNDATED CAPITAL BONDS | Management | For | For | ||||||||||||||||||||||||||
15 | TO CONSIDER AND APPROVE THE ISSUANCE OF QUALIFIED WRITE-DOWN TIER 2 CAPITAL INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
CMMT | 06 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 6. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,424,437 | 0 | 03-Apr-2021 | 03-Apr-2021 | ||||||||||||||||||||||||
AIA GROUP LTD | ||||||||||||||||||||||||||||||
Security | Y002A1105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||
ISIN | HK0000069689 | Agenda | 713839073 - Management | |||||||||||||||||||||||||||
Record Date | 13-May-2021 | Holding Recon Date | 13-May-2021 | |||||||||||||||||||||||||||
City / | Country | KOWLO ON | / | Hong Kong | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B4TX8S1 - B5WGY64 - BD8NJM6 - BMF1R88 - BP3RP07 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040800938.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040800946.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 100.30 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
9.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | ||||||||||||||||||||||||||
9.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 121,392 | 0 | 09-Apr-2021 | 09-Apr-2021 | ||||||||||||||||||||||||
TENCENT HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G87572163 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG875721634 | Agenda | 713856310 - Management | |||||||||||||||||||||||||||
Record Date | 13-May-2021 | Holding Recon Date | 13-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802057.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802049.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | For | For | ||||||||||||||||||||||||||
CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 77,500 | 0 | 10-Apr-2021 | 10-Apr-2021 | ||||||||||||||||||||||||
TENCENT HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G87572163 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG875721634 | Agenda | 714010410 - Management | |||||||||||||||||||||||||||
Record Date | 13-May-2021 | Holding Recon Date | 13-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMMV2K8 - BMN9869 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042302014.pdf, | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO ADOPT THE SHARE OPTION PLAN OF CHINA LITERATURE LIMITED | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 77,500 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||||||
SANDS CHINA LTD | ||||||||||||||||||||||||||||||
Security | G7800X107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG7800X1079 | Agenda | 713728713 - Management | |||||||||||||||||||||||||||
Record Date | 10-May-2021 | Holding Recon Date | 10-May-2021 | |||||||||||||||||||||||||||
City / | Country | MACAO | / | Cayman Islands | Vote Deadline Date | 14-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B4Z67Z4 - B5B23W2 - BD8NKP6 - BP3RX25 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | 28 APR 2021: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0325/2021032500591.pdf-and- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0325/2021032500661.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") OF THE COMPANY AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT MR. ROBERT GLEN GOLDSTEIN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT MR. STEVEN ZYGMUNT STRASSER AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.C | TO RE-ELECT MR. KENNETH PATRICK CHUNG AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.D | TO RE-ELECT MR. CHUM KWAN LOCK, GRANT AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.E | TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
6 | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS SET OUT IN ITEMS 4 AND 5 OF THE NOTICE CONVENING THIS MEETING (THE "NOTICE"), THE GENERAL MANDATE REFERRED TO IN THE RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES WHICH MAY BE ALLOTTED AND ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED AND ISSUED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE OF THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO THE MANDATE REFERRED TO IN RESOLUTION SET OUT IN ITEM 4 OF THE NOTICE, PROVIDED THAT SUCH NUMBER SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION (SUBJECT TO ADJUSTMENT IN THE CASE OF ANY CONSOLIDATION OR SUBDIVISION OF SHARES OF THE COMPANY AFTER THE DATE OF PASSING OF THIS RESOLUTION) | Management | For | For | ||||||||||||||||||||||||||
CMMT | 28 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 174,000 | 0 | 26-May-2021 | 18-May-2021 | ||||||||||||||||||||||||
GIORDANO INTERNATIONAL LTD | ||||||||||||||||||||||||||||||
Security | G6901M101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||||||||||||||||||
ISIN | BMG6901M1010 | Agenda | 714029887 - Management | |||||||||||||||||||||||||||
Record Date | 13-May-2021 | Holding Recon Date | 13-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 4264181 - 6282040 - B02V3V2 - BD8GH09 - BLNNYJ9 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042801327.pdf- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0420/2021042000571.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042801301.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 6.9 HK CENTS PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT DR. CHAN KA WAI AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT PROFESSOR WONG YUK (ALIAS, HUANG XU) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT DR. ALISON ELIZABETH LLOYD AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME, AND TO TERMINATE THE EXISTING SHARE OPTION SCHEME | Management | For | For | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529679 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 2,044,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | ||||||||||||||||||||||||
KUNLUN ENERGY COMPANY LTD | ||||||||||||||||||||||||||||||
Security | G5320C108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||||
ISIN | BMG5320C1082 | Agenda | 713938225 - Management | |||||||||||||||||||||||||||
Record Date | 20-May-2021 | Holding Recon Date | 20-May-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | Bermuda | Vote Deadline Date | 19-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5387753 - 6340078 - BD8NCG1 - BP3RW39 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0419/2021041900914.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0419/2021041900953.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENT AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE AND PAY A FINAL DIVIDEND OF RMB21.01 CENTS PER ORDINARY SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO DECLARE AND PAY A SPECIAL DIVIDEND OF RMB213.66 CENTS PER ORDINARY SHARE OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.A | TO RE-ELECT MR. FU BIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.B | TO RE-ELECT MR. QIAN ZHIJIA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.C | TO RE-ELECT MR. ZHOU YUANHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4.D | TO RE-ELECT MR. MIAO YONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||||||||||||||||||
6 | TO APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY FOR THE ENSURING YEAR AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
7 | TO APPROVE THE SHARE ISSUE MANDATE | Management | For | For | ||||||||||||||||||||||||||
8 | TO APPROVE THE SHARE REPURCHASE MANDATE | Management | For | For | ||||||||||||||||||||||||||
9 | TO APPROVE EXTENSION OF THE SHARE ISSUE MANDATE UNDER ORDINARY RESOLUTION NO. 7 BY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 8 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 508,000 | 0 | 20-Apr-2021 | 20-Apr-2021 | ||||||||||||||||||||||||
TOWNGAS CHINA CO LTD | ||||||||||||||||||||||||||||||
Security | G8972T106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG8972T1067 | Agenda | 713910607 - Management | |||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 20-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6345460 - B0WXDV8 - BD8NHV1 - BL63HZ3 - BP3RY11 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500443.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500457.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT MR. PETER WONG WAI-YEE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT MR. BRIAN DAVID LI MAN-BUN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
2.C | TO RE-ELECT MR. JAMES KWAN YUK-CHOI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
3 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY BY ADDITION THERETO OF THE NUMBER OF SHARES REPRESENTING THE AGGREGATE NUMBER OF SHARES BOUGHT BACK BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO APPROVE PAYMENT OF A FINAL DIVIDEND OF HK FIFTEEN CENTS PER SHARE FROM THE SHARE PREMIUM ACCOUNT OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2020 WITH AN OPTION FOR SCRIP DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 252,000 | 0 | 19-May-2021 | 19-May-2021 | ||||||||||||||||||||||||
CATHAY MEDIA AND EDUCATION GROUP INC. | ||||||||||||||||||||||||||||||
Security | G1965A101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG1965A1013 | Agenda | 714012604 - Management | |||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||
City / | Country | NANJING | / | Cayman Islands | Vote Deadline Date | 20-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | BMQ69T7 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0427/2021042702096.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0427/2021042702102.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.08 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR. PU SHULIN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT MR. SUN HAITAO AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT MR. WU YE AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 578,000 | 0 | 29-Apr-2021 | 29-Apr-2021 | ||||||||||||||||||||||||
HSBC HOLDINGS PLC | ||||||||||||||||||||||||||||||
Security | G4634U169 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||||||
ISIN | GB0005405286 | Agenda | 713725743 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 26-May-2021 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 21-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 0540528 - 2367543 - 4097279 - 5722592 - B2NSSQ6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT & ACCOUNTS 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
3.A | TO ELECT JAMES FORESE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO ELECT STEVEN GUGGENHEIMER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO ELECT EILEEN MURRAY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.D | TO RE-ELECT IRENE LEE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.E | TO RE-ELECT DR JOSE ANTONIO MEADE KURIBRENA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.F | TO RE-ELECT DAVID NISH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.G | TO RE-ELECT NOEL QUINN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.H | TO RE-ELECT EWEN STEVENSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.I | TO RE-ELECT JACKSON TAI AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.J | TO RE-ELECT MARK E TUCKER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.K | TO RE-ELECT PAULINE VAN DER MEER MOHR AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||||||||||
7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||
8 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
9 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS | Management | For | For | ||||||||||||||||||||||||||
10 | TO AUTHORISE THE DIRECTORS TO ALLOT ANY REPURCHASED SHARES | Management | For | For | ||||||||||||||||||||||||||
11 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||
12 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO CONTINGENT CONVERTIBLE SECURITIES | Management | For | For | ||||||||||||||||||||||||||
13 | TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF CONTINGENT CONVERTIBLE SECURITIES | Management | For | For | ||||||||||||||||||||||||||
14 | TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||||||||||||||||||
15 | CLIMATE CHANGE RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER REQUISITIONED RESOLUTION REGARDING THE MIDLAND BANK DEFINED BENEFIT PENSION SCHEME | Shareholder | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 58,000 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||||||
XINYI GLASS HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G9828G108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG9828G1082 | Agenda | 713974889 - Management | |||||||||||||||||||||||||||
Record Date | 24-May-2021 | Holding Recon Date | 24-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 21-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B05NXN7 - B063X81 - B08J3J8 - BD8NGS1 - BL63JF7 - BP3RY77 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200525.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042200483.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORT OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 62.0 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3.A.I | TO RE-ELECT MR. TUNG CHING BOR AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.AII | TO RE-ELECT MR. SZE NANG SZE AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3AIII | TO RE-ELECT MR. NG NGAN HO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.AIV | TO RE-ELECT MR. WONG YING WAI, G.B.S., J.P. AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.A.V | TO RE-ELECT DR. TRAN CHUEN WAH, JOHN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.A | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||
5.B | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
5.C | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 476,000 | 0 | 23-Apr-2021 | 23-Apr-2021 | ||||||||||||||||||||||||
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G8087W101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||||||
ISIN | KYG8087W1015 | Agenda | 713988523 - Management | |||||||||||||||||||||||||||
Record Date | 24-May-2021 | Holding Recon Date | 24-May-2021 | |||||||||||||||||||||||||||
City / | Country | NINGBO CITY | / | Cayman Islands | Vote Deadline Date | 21-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B0MP1B0 - B0RF706 - B0ZNNK4 - BD8NL97 - BP3RXG9 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0426/2021042600422.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0426/2021042600406.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. HUANG GUANLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MR. MA RENHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MR. ZHANG BINGSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT MS. LIU CHUNHONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-ELECT MR. LIU XINGGAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
12 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY UNDER THE GENERAL MANDATE TO REPURCHASE THE COMPANY'S SHARES TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 10 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 14,600 | 0 | 27-Apr-2021 | 27-Apr-2021 | ||||||||||||||||||||||||
SHANGRI-LA ASIA LTD | ||||||||||||||||||||||||||||||
Security | G8063F106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||||||
ISIN | BMG8063F1068 | Agenda | 713993423 - Management | |||||||||||||||||||||||||||
Record Date | 24-May-2021 | Holding Recon Date | 24-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 21-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5797879 - 6771032 - B01XWP6 - BD8NC50 - BP3RX92 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0426/2021042601491.pdf, | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE, CONSIDER AND, IF THOUGHT FIT, ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MS KUOK HUI KWONG | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR YAP CHEE KEONG | Management | For | For | ||||||||||||||||||||||||||
2.C | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MS KHOO SHULAMITE N K | Management | For | For | ||||||||||||||||||||||||||
3 | TO FIX THE DIRECTORS' FEES (INCLUDING FEES PAYABLE TO MEMBERS OF THE REMUNERATION COMMITTEE, THE NOMINATION COMMITTEE AND THE AUDIT & RISK COMMITTEE) FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.A | TO APPROVE THE 20% NEW ISSUE GENERAL MANDATE | Management | For | For | ||||||||||||||||||||||||||
5.B | TO APPROVE THE 10% SHARE REPURCHASE MANDATE | Management | For | For | ||||||||||||||||||||||||||
5.C | TO APPROVE, CONDITIONAL UPON RESOLUTION 5B BEING DULY PASSED, THE MANDATE OF ADDITIONAL NEW ISSUE BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION 5B | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 754,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | ||||||||||||||||||||||||
CHINA OILFIELD SERVICES LTD | ||||||||||||||||||||||||||||||
Security | Y15002101 | Meeting Type | Class Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000002P4 | Agenda | 713909818 - Management | |||||||||||||||||||||||||||
Record Date | 12-May-2021 | Holding Recon Date | 12-May-2021 | |||||||||||||||||||||||||||
City / | Country | SANHE | / | China | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 - BD8NM49 - BP3RSK8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400641.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400616.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO BUY BACK DOMESTIC SHARES (A SHARES) AND OVERSEASLISTED FOREIGN INVESTED SHARES (H SHARES): (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, BUY BACK DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, IN THE CASE OF BUY BACK OF A SHARES TO BE CANCELED TO REDUCE THE REGISTERED CAPITAL, THE BOARD OF THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS. (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, BUY BACK OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT THE ANNUAL GENERAL | Management | For | For | ||||||||||||||||||||||||||
MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING): (I) DETERMINE TIME OF BUY BACK, PERIOD OF BUY BACK, BUY BACK PRICE AND NUMBER OF SHARES TO BUY BACK, ETC; (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; AND (V) CARRY OUT CANCELATION PROCEDURES FOR BUY BACK SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE BUY BACK. (4) THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"): (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2021; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2020, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2021 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2021; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO BUY BACK DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE BUY BACK IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 644,000 | 0 | 15-Apr-2021 | 15-Apr-2021 | ||||||||||||||||||||||||
CHINA OILFIELD SERVICES LTD | ||||||||||||||||||||||||||||||
Security | Y15002101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000002P4 | Agenda | 713909820 - Management | |||||||||||||||||||||||||||
Record Date | 12-May-2021 | Holding Recon Date | 12-May-2021 | |||||||||||||||||||||||||||
City / | Country | SANHE | / | China | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 - BD8NM49 - BP3RSK8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400609.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0414/2021041400627.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORT OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN AND ANNUAL DIVIDEND PLAN FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | TO APPOINT ERNST & YOUNG HUA MING LLP AND ERNST & YOUNG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY FOR THE YEAR 2021 AND AUTHORISATION TO THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION THEREOF | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE PROVISION OF GUARANTEES BY THE COMPANY FOR SUBSIDIARIES AND EXTERNAL THIRD PARTIES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. CHIU LAI KUEN, SUSANNA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTIONS: (A) APPROVE A GENERAL MANDATE TO THE BOARD TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, ISSUE ALLOT, OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 20% OF THE TOTAL NUMBER OF H SHARES IN ISSUE AT THE TIME OF PASSING THIS RESOLUTION AT THE ANNUAL GENERAL MEETING. (B) SUBJECT TO COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS AND RULES OF THE RELEVANT SECURITIES EXCHANGE, THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING): (I) DETERMINE THE ISSUANCE PRICE, TIME OF ISSUANCE, PERIOD OF ISSUANCE, NUMBER OF SHARES TO BE ISSUED, ALLOTTEES AND USE OF PROCEEDS, AND WHETHER T O ISSUE SHARES T O EXISTING SHAREHOLDERS; (II) ENGAGE THE SERVICES OF PROFESSIONAL ADVISERS FOR SHARE ISSUANCE RELATED MATTERS, AND TO APPROVE AND EXECUTE ALL ACTS, DEEDS, DOCUMENTS OR OTHER MATTERS NECESSARY, APPROPRIATE OR REQUIRED FOR SHARE ISSUANCE; (III) APPROVE AND EXECUTE DOCUMENTS RELATED TO SHARE ISSUANCE FOR SUBMISSION TO REGULATORY AUTHORITIES, AND TO CARRY OUT RELEVANT APPROVAL PROCEDURES; (IV) AFTER SHARE ISSUANCE, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, AND TO CARRY OUT RELEVANT REGISTRATIONS AND FILINGS. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"): (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2021; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2020; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO ISSUE H SHARES DURING THE RELEVANT PERIOD AND THE ISSUE OF SHARES IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | Management | For | For | ||||||||||||||||||||||||||
9 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO BUY BACK DOMESTIC SHARES (A SHARES) AND OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES): (A) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK DOMESTIC | Management | For | For | ||||||||||||||||||||||||||
SHARES (A SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, IN THE CASE OF BUY BACK OF A SHARES TO BE CANCELED TO REDUCE THE REGISTERED CAPITAL, THE BOARD OF THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS. (B) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO BUY BACK OVERSEAS- LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE TOTAL NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT THE ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. (C) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING): (I) DETERMINE TIME OF BUY BACK, PERIOD OF BUY BACK, BUY BACK PRICE AND NUMBER OF SHARES TO BUY BACK, ETC; (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE O F FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; AND (V) CARRY OUT CANCELATION PROCEDURES FOR BUY BACK SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE BUY BACK. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"): (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2021; (II) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2020, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2021 AND THE | ||||||||||||||||||||||||||||||
FIRST H SHAREHOLDERS' CLASS MEETING IN 2021; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, O R A SPECIAL RESOLUTION O F SHAREHOLDERS AT A CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO BUY BACK DOMESTIC SHARES (A SHARES) OR OVERSEASLISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE BUY BACK IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | ||||||||||||||||||||||||||||||
CMMT | 19 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 13 MAY 2021 TO 12 MAY 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 644,000 | 0 | 15-Apr-2021 | 15-Apr-2021 | ||||||||||||||||||||||||
CHINA MERCHANTS PORT HOLDINGS COMPANY LTD | ||||||||||||||||||||||||||||||
Security | Y1489Q103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | HK0144000764 | Agenda | 714020170 - Management | |||||||||||||||||||||||||||
Record Date | 25-May-2021 | Holding Recon Date | 25-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5387719 - 6416139 - BD8NCJ4 - BMF1SB8 - BP3RPC9 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042800873.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042800741.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 51 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 IN SCRIP FORM WITH CASH OPTION | Management | For | For | ||||||||||||||||||||||||||
3.A.A | TO RE-ELECT MR. LIU WEIWU AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.A.B | TO RE-ELECT MR. XIONG XIANLIANG AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.A.C | TO RE-ELECT MR. GE LEFU AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.A.D | TO RE-ELECT MR. WANG ZHIXIAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.A.E | TO RE-ELECT MR. ZHENG SHAOPING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.A | TO GRANT A MANDATE TO THE DIRECTORS TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AS SET OUT IN ITEM 5A OF THE AGM NOTICE | Management | For | For | ||||||||||||||||||||||||||
5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT SHARES AS SET OUT IN ITEM 5B OF THE AGM NOTICE | Management | For | For | ||||||||||||||||||||||||||
5.C | TO GRANT A GENERAL MANDATE TO THE DIRECTORS FOR THE BUY-BACK OF SHARES AS SET OUT IN ITEM 5C OF THE AGM NOTICE | Management | For | For | ||||||||||||||||||||||||||
5.D | TO ADD THE NUMBER OF THE SHARES BOUGHT BACK UNDER RESOLUTION NO. 5C TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 5B | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 578,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | ||||||||||||||||||||||||
THE HONG KONG AND CHINA GAS COMPANY LTD | ||||||||||||||||||||||||||||||
Security | Y33370100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | HK0003000038 | Agenda | 713964244 - Management | |||||||||||||||||||||||||||
Record Date | 27-May-2021 | Holding Recon Date | 27-May-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5793907 - 6436557 - BMF1RM2 - BP3RQ59 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0421/202104210061-0.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0421/2021042100648.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31ST DECEMBER 2020 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3.I | TO RE-ELECT MR. LEE KA-SHING AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.II | TO RE-ELECT PROF. POON CHUNG-KWONG AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.III | TO RE-ELECT MR. PETER WONG WAI-YEE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.IV | TO RE-ELECT MR. JOHN HO HON-MING AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.I | TO APPROVE THE ISSUE OF BONUS SHARES | Management | For | For | ||||||||||||||||||||||||||
5.II | TO APPROVE THE RENEWAL OF THE GENERAL MANDATE TO THE DIRECTORS FOR BUY-BACK OF SHARES | Management | For | For | ||||||||||||||||||||||||||
5.III | TO APPROVE THE RENEWAL OF THE GENERAL MANDATE TO THE DIRECTORS FOR THE ISSUE OF ADDITIONAL SHARES | Management | For | For | ||||||||||||||||||||||||||
5.IV | TO AUTHORISE THE DIRECTORS TO ALLOT, ISSUE OR OTHERWISE DEAL WITH ADDITIONAL SHARES EQUAL TO THE NUMBER OF SHARES BOUGHT BACK UNDER RESOLUTION 5(II) | Management | For | For | ||||||||||||||||||||||||||
CMMT | 12 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 3.II. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 135,000 | 0 | 19-May-2021 | 19-May-2021 | ||||||||||||||||||||||||
SAMSONITE INTERNATIONAL S.A | ||||||||||||||||||||||||||||||
Security | L80308106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | LU0633102719 | Agenda | 713910669 - Management | |||||||||||||||||||||||||||
Record Date | 28-May-2021 | Holding Recon Date | 28-May-2021 | |||||||||||||||||||||||||||
City / | Country | TBD | / | Luxembourg | Vote Deadline Date | 27-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500379.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500230.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED STATUTORY ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
3.I | TO RE-ELECT MR. JEROME SQUIRE GRIFFITH AS A DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2024 | Management | For | For | ||||||||||||||||||||||||||
3.II | TO RE-ELECT MR. KEITH HAMILL AS A DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2024 | Management | For | For | ||||||||||||||||||||||||||
4 | TO RENEW THE MANDATE GRANTED TO KPMG LUXEMBOURG TO ACT AS APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2021 | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | ||||||||||||||||||||||||||
8 | TO APPROVE THE DISCHARGE GRANTED TO THE DIRECTORS AND THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE EXERCISE OF THEIR RESPECTIVE MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
9 | TO APPROVE THE REMUNERATION TO BE GRANTED TO CERTAIN DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
10 | TO APPROVE THE REMUNERATION TO BE GRANTED TO KPMG LUXEMBOURG AS THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 291,900 | 0 | 16-Apr-2021 | 16-Apr-2021 | ||||||||||||||||||||||||
KWG GROUP HOLDINGS LIMITED | ||||||||||||||||||||||||||||||
Security | G53224104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG532241042 | Agenda | 713986860 - Management | |||||||||||||||||||||||||||
Record Date | 28-May-2021 | Holding Recon Date | 28-May-2021 | |||||||||||||||||||||||||||
City / | Country | GUANGZ HOU | / | Cayman Islands | Vote Deadline Date | 27-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | B1YBF00 - B1ZBJN0 - B23FWB0 - BD8NKC3 - BP3RW40 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042301143.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042301101.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF RMB53 CENTS PER ORDINARY SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 (PAYABLE IN CASH IN HONG KONG DOLLARS WITH SCRIP OPTION) | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR. KONG JIANMIN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT MR. CAI FENGJIA AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT MR. LEE KA SZE, CARMELO JP AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.D | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION NO.5 AS SET OUT IN THE NOTICE OF THE MEETING) | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES (ORDINARY RESOLUTION NO.6 AS SET OUT IN THE NOTICE OF THE MEETING) | Management | For | For | ||||||||||||||||||||||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES BOUGHT BACK (ORDINARY RESOLUTION NO.7 AS SET OUT IN THE NOTICE OF THE MEETING) | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 169,228 | 0 | 24-Apr-2021 | 24-Apr-2021 | ||||||||||||||||||||||||
SILERGY CORP | ||||||||||||||||||||||||||||||
Security | G8190F102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG8190F1028 | Agenda | 714047520 - Management | |||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | NEW TAIPEI CITY | / | Cayman Islands | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | BH4DMW9 - BHCKTR6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | TO ACCEPT 2020 BUSINESS REPORT AND CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||||||||||||||||||||||
2 | TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION OF 2020 EARNINGS. PROPOSED CASH DIVIDEND: TWD 10.5 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
3 | TO APPROVE THE AMENDMENTS TO RULES FOR ELECTION OF DIRECTORS AND INDEPENDENT DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4 | TO APPROVE THE AMENDMENTS TO RULES AND PROCEDURES FOR SHAREHOLDERS' MEETINGS | Management | For | For | ||||||||||||||||||||||||||
5 | TO APPROVE THE ISSUANCE OF NEW EMPLOYEE RESTRICTED SHARES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 3,000 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ||||||||||||||||||||||||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | TW0002330008 | Agenda | 714114244 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 31-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6889106 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | TO ACCEPT 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||||||||||||||||||||
2 | BASED ON RECENT AMENDMENTS TO THE 'TEMPLATE OF PROCEDURES FOR ELECTION OF DIRECTOR' BY THE TAIWAN STOCK EXCHANGE, TO APPROVE AMENDMENTS TO THE BALLOT FORMAT REQUIREMENT FOR ELECTION OF DIRECTORS SET FORTH IN TSMC'S 'RULES FOR ELECTION OF DIRECTORS'. | Management | For | For | ||||||||||||||||||||||||||
3 | TO APPROVE THE ISSUANCE OF EMPLOYEE RESTRICTED STOCK AWARDS FOR YEAR 2021. | Management | For | For | ||||||||||||||||||||||||||
4.1 | THE ELECTION OF THE DIRECTOR.:MARK LIU,SHAREHOLDER NO.10758 | Management | For | For | ||||||||||||||||||||||||||
4.2 | THE ELECTION OF THE DIRECTOR.:C.C. WEI,SHAREHOLDER NO.370885 | Management | For | For | ||||||||||||||||||||||||||
4.3 | THE ELECTION OF THE DIRECTOR.:F.C. TSENG,SHAREHOLDER NO.104 | Management | For | For | ||||||||||||||||||||||||||
4.4 | THE ELECTION OF THE DIRECTOR.:NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN,SHAREHOLDER NO.1,MING HSIN KUNG AS REPRESENTATIVE | Management | For | For | ||||||||||||||||||||||||||
4.5 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER NO.504512XXX | Management | For | For | ||||||||||||||||||||||||||
4.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER NO.A210358XXX | Management | For | For | ||||||||||||||||||||||||||
4.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER NO.488601XXX | Management | For | For | ||||||||||||||||||||||||||
4.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MOSHE N. GAVRIELOV,SHAREHOLDER NO.505930XXX | Management | For | For | ||||||||||||||||||||||||||
4.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YANCEY HAI,SHAREHOLDER NO.D100708XXX | Management | For | For | ||||||||||||||||||||||||||
4.10 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:L. RAFAEL REIF,SHAREHOLDER NO.545784XXX | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 21,000 | 0 | 11-May-2021 | 11-May-2021 | ||||||||||||||||||||||||
HONG KONG TELEVISION NETWORK LTD | ||||||||||||||||||||||||||||||
Security | Y35707101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | HK0000065349 | Agenda | 714093476 - Management | |||||||||||||||||||||||||||
Record Date | 03-Jun-2021 | Holding Recon Date | 03-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 02-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | 5858260 - 6019356 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0507/2021050700577.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0507/2021050700592.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT MR. WONG WAI KAY, RICKY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT MS. ZHOU HUIJING AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
2.C | TO RE-ELECT MR. LEE HON YING, JOHN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
2.D | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-APPOINT MESSRS. KPMG AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES OR SECURITIES CONVERTIBLE INTO SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES AND SECURITIES CONVERTIBLE INTO SHARES OF THE COMPANY IN RESOLUTION NO. 4 BY THE NUMBER OF SHARES REPURCHASED UNDER THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN RESOLUTION NO. 5 | Management | For | For | ||||||||||||||||||||||||||
7 | TO APPROVE AND CONFIRM THE GRANT OF SPECIFIC MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE AN AGGREGATE OF UP TO 45,799,285 CONNECTED AWARD SHARES (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 10 MAY 2021) TO MR. WONG WAI KAY, RICKY PURSUANT TO THE SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 31 MARCH 2021 (THE ''SCHEME'') AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND THE AWARD OF THE CONNECTED AWARD SHARES PURSUANT TO THE SCHEME TO MR. WONG WAI KAY, RICKY | Management | For | For | ||||||||||||||||||||||||||
8 | TO APPROVE THE CHANGE OF THE ENGLISH NAME OF THE COMPANY FROM ''HONG KONG TELEVISION NETWORK LIMITED'' TO ''HONG KONG TECHNOLOGY VENTURE COMPANY LIMITED'' AND THE CHANGE OF THE CHINESE NAME OF THE COMPANY FROM (''AS SPECIFIED'') TO (''AS SPECIFIED'') | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 368,000 | 0 | 08-May-2021 | 08-May-2021 | ||||||||||||||||||||||||
MEDIATEK INCORPORATION | ||||||||||||||||||||||||||||||
Security | Y5945U103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | TW0002454006 | Agenda | 714135438 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6372480 - B06P6Z5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | ADOPTION OF THE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||||||||||||||||||||
2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2020 PROFITS.PROPOSED CASH DIVIDEND: TWD21 PER SHARE. | Management | For | For | ||||||||||||||||||||||||||
3 | DISCUSSION OF CASH DISTRIBUTION FROM CAPITAL RESERVE.PROPOSED TWD16 PER SHARE. | Management | For | For | ||||||||||||||||||||||||||
4 | DISCUSSION ON ISSUANCE OF RESTRICTED STOCK AWARDS. | Management | For | For | ||||||||||||||||||||||||||
5.1 | THE ELECTION OF THE DIRECTORS:MING-KAI TSAI,SHAREHOLDER NO.1 | Management | For | For | ||||||||||||||||||||||||||
5.2 | THE ELECTION OF THE DIRECTORS:RICK TSA,SHAREHOLDER NO.374487 | Management | For | For | ||||||||||||||||||||||||||
5.3 | THE ELECTION OF THE DIRECTORS:CHENG-YAW SUN,SHAREHOLDER NO.109274 | Management | For | For | ||||||||||||||||||||||||||
5.4 | THE ELECTION OF THE DIRECTORS:KENNETH KIN,SHAREHOLDER NO.F102831XXX | Management | For | For | ||||||||||||||||||||||||||
5.5 | THE ELECTION OF THE DIRECTORS:JOE CHEN,SHAREHOLDER NO.157 | Management | For | For | ||||||||||||||||||||||||||
5.6 | THE ELECTION OF THE INDEPENDENT DIRECTORS:CHUNG-YU WU,SHAREHOLDER NO.1512 | Management | For | For | ||||||||||||||||||||||||||
5.7 | THE ELECTION OF THE INDEPENDENT DIRECTORS:PENG-HENG CHANG,SHAREHOLDER NO.A102501XXX | Management | For | For | ||||||||||||||||||||||||||
5.8 | THE ELECTION OF THE INDEPENDENT DIRECTORS:MING-JE TANG,SHAREHOLDER NO.A100065XXX | Management | For | For | ||||||||||||||||||||||||||
6 | SUSPENSION OF THE NON-COMPETITION RESTRICTIONS ON THE 9TH SESSION DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 7,000 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||||||
POWERLONG COMMERCIAL MANAGEMENT HOLDINGS LIMITED | ||||||||||||||||||||||||||||||
Security | G7204G106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG7204G1064 | Agenda | 713714409 - Management | |||||||||||||||||||||||||||
Record Date | 04-Jun-2021 | Holding Recon Date | 04-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | SHANGH AI | / | Cayman Islands | Vote Deadline Date | 04-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | BKKFR36 - BMW44B2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0322/2021032200505.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0322/2021032200531.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND THE AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.18 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 TO THE SHAREHOLDERS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. CHEN DELI AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MS. HOI WA LAM AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MS. NG YI KUM, ESTELLA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT MR. CHAN WAI YAN, RONALD AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF THE ISSUED SHARES AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUYBACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
11 | TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION NO. 9 BY ADDING THE SHARES BOUGHT BACK PURSUANT TO THE GENERAL MANDATE GRANTED BY RESOLUTION NO. 10 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 238,500 | 0 | 23-Mar-2021 | 23-Mar-2021 | ||||||||||||||||||||||||
LI NING COMPANY LTD | ||||||||||||||||||||||||||||||
Security | G5496K124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG5496K1242 | Agenda | 714038660 - Management | |||||||||||||||||||||||||||
Record Date | 07-Jun-2021 | Holding Recon Date | 07-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 04-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | B01JCK9 - B01QJZ4 - BD8GFX8 - BGKFJW1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0430/2021043001069.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0430/2021043001105.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3.I.A | TO RE-ELECT MR. LI NING AS AN EXECUTIVE DIRECTOR OF THE COMPANY (THE "DIRECTOR") | Management | For | For | ||||||||||||||||||||||||||
3.I.B | TO RE-ELECT MR. LI QILIN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.I.C | TO RE-ELECT MR. SU JING SHYH, SAMUEL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.II | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") | Management | For | For | ||||||||||||||||||||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 95,343 | 0 | 01-May-2021 | 01-May-2021 | ||||||||||||||||||||||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||||||||||||||||||||||||||||
Security | G97008117 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG970081173 | Agenda | 714172602 - Management | |||||||||||||||||||||||||||
Record Date | 09-Jun-2021 | Holding Recon Date | 09-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | SHANGH AI | / | Cayman Islands | Vote Deadline Date | 09-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | BL6B9P1 - BL6B9Q2 - BN132J1 - BN132K2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0514/2021051401759.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0514/2021051401763.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | ||||||||||||||||||||||||||
2.A | TO RE-ELECT MR. WILLIAM ROBERT KELLER AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
2.B | TO RE-ELECT MR. TEH-MING WALTER KWAUK AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3 | TO ELECT DR. NING ZHAO AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS OR ANY DULY AUTHORISED BOARD COMMITTEE TO FIX THE DIRECTORS' REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2021 | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OR ANY DULY AUTHORISED BOARD COMMITTEE TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF THE COMPANY BY ADDING THERETO THE SHARES TO BE REPURCHASED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
9 | TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT THE CONNECTED RESTRICTED SHARES (AS DEFINED IN THE NOTICE CONVENING THE AGM) | Management | For | For | ||||||||||||||||||||||||||
10 | TO GRANT 945,200 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME (AS DEFINED IN THE NOTICE CONVENING THE AGM) TO DR. ZHISHENG CHEN | Management | For | For | ||||||||||||||||||||||||||
11 | TO GRANT 263,679 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO DR. WEICHANG ZHOU | Management | For | For | ||||||||||||||||||||||||||
12 | TO GRANT 2,467 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. WILLIAM ROBERT KELLER | Management | For | For | ||||||||||||||||||||||||||
13 | TO GRANT 4,934 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. TEH- MING WALTER KWAUK | Management | For | For | ||||||||||||||||||||||||||
14 | TO GRANT 4,934 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. KENNETH WALTON HITCHNER III | Management | For | For | ||||||||||||||||||||||||||
15 | TO GRANT 156,202 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. JIAN DONG | Management | For | For | ||||||||||||||||||||||||||
16 | TO GRANT 98,305 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. ANGUS SCOTT MARSHALL TURNER | Management | For | For | ||||||||||||||||||||||||||
17 | TO GRANT 17,420 CONNECTED RESTRICTED SHARES PURSUANT TO THE SCHEME TO MR. BRENDAN MCGRATH | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 92,000 | 0 | 18-May-2021 | 18-May-2021 | ||||||||||||||||||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y3990B112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000003G1 | Agenda | 714064639 - Management | |||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 16-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0506/2021050601618.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0506/2021050601680.pdf, | Non-Voting | ||||||||||||||||||||||||||||
1 | PROPOSAL ON THE 2020 WORK REPORT OF THE BOARD OF DIRECTORS OF ICBC | Management | For | For | ||||||||||||||||||||||||||
2 | PROPOSAL ON THE 2020 WORK REPORT OF THE BOARD OF SUPERVISORS OF ICBC | Management | For | For | ||||||||||||||||||||||||||
3 | PROPOSAL ON THE 2020 AUDITED ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||
4 | PROPOSAL ON THE 2020 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||||||||||||||||||||||
5 | PROPOSAL ON THE FIXED ASSET INVESTMENT BUDGET FOR 2021 | Management | For | For | ||||||||||||||||||||||||||
6 | APPROVE DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC EXTERNAL AUDITORS AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL EXTERNAL AUDITOR | Management | For | For | ||||||||||||||||||||||||||
7 | PROPOSAL ON THE APPLICATION FOR AUTHORIZATION LIMIT FOR SPECIAL DONATIONS FOR POVERTY ALLEVIATION | Management | For | For | ||||||||||||||||||||||||||
8 | PROPOSAL ON THE ELECTION OF MS. CHEN YIFANG AS NON-EXECUTIVE DIRECTOR OF ICBC | Management | For | For | ||||||||||||||||||||||||||
9 | PROPOSAL ON ISSUING ELIGIBLE TIER 2 CAPITAL INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
10 | PROPOSAL ON THE EXTENDING THE VALIDITY PERIOD OF THE AUTHORIZATION TO OFFSHORE ISSUANCE OF UNDATED CAPITAL BONDS | Management | For | For | ||||||||||||||||||||||||||
11 | PROPOSAL ON THE MATERIALS DONATION FOR EPIDEMIC PREVENTION AND CONTROL IN 2020 | Management | For | For | ||||||||||||||||||||||||||
CMMT | 10 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE FROM 18 JUNE 2021 TO 21 MAY 2021 AND MODIFICATION TEXT OF RESOLUTION 6-AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 993,967 | 0 | 07-May-2021 | 07-May-2021 | ||||||||||||||||||||||||
MEITUAN | ||||||||||||||||||||||||||||||
Security | G59669104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | KYG596691041 | Agenda | 714199987 - Management | |||||||||||||||||||||||||||
Record Date | 17-Jun-2021 | Holding Recon Date | 17-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | Cayman Islands | Vote Deadline Date | 16-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | BFZP1K1 - BGJW376 - BJXML02 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0521/2021052100405.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0521/2021052100429.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2020 AND THE REPORTS OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") AND INDEPENDENT AUDITOR OF THE COMPANY THEREON | Management | For | For | ||||||||||||||||||||||||||
2 | TO RE-ELECT MR. WANG HUIWEN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR. LAU CHI PING MARTIN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MR. NEIL NANPENG SHEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO AUTHORIZE THE BOARD OF DIRECTORS ("BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL CLASS B SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2021 | Management | For | For | ||||||||||||||||||||||||||
10.A | TO APPROVE THE SUBSCRIPTION AGREEMENT (THE "TENCENT SUBSCRIPTION AGREEMENT") DATED APRIL 19, 2021 AND ENTERED INTO BY THE COMPANY AS ISSUER AND TENCENT MOBILITY LIMITED ("TENCENT") AS SUBSCRIBER IN RELATION TO THE SUBSCRIPTION OF 11,352,600 NEW SHARES (THE "TENCENT SUBSCRIPTION SHARES") AT THE SUBSCRIPTION PRICE OF HKD 273.80 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
10.B | TO APPROVE THE GRANT OF A SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE TENCENT SUBSCRIPTION SHARES, SUBJECT TO AND IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET OUT IN THE TENCENT SUBSCRIPTION AGREEMENT | Management | For | For | ||||||||||||||||||||||||||
10.C | TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS AND DEEDS, AND DO ALL SUCH ACTS, MATTERS AND THINGS AS ARE, IN THE OPINION OF SUCH DIRECTOR OF THE COMPANY, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO THE TENCENT SUBSCRIPTION AGREEMENT, ALL THE TRANSACTIONS CONTEMPLATED THEREUNDER AND/OR ANY MATTER ANCILLARY OR INCIDENTAL THERETO (INCLUDING WITHOUT LIMITATION THE ALLOTMENT AND ISSUE OF THE TENCENT SUBSCRIPTION SHARES PURSUANT THERETO), TO AGREE TO SUCH VARIATIONS, AMENDMENTS OR WAIVERS TO OR OF ANY OF THE PROVISIONS OF THE TENCENT SUBSCRIPTION AGREEMENT AND ALL DOCUMENTS ANCILLARY OR INCIDENTAL THERETO AS ARE, IN THE OPINION OF SUCH DIRECTOR OF THE COMPANY, NOT OF A MATERIAL NATURE AND IN THE INTEREST OF THE COMPANY, AND TO EFFECT OR IMPLEMENT ANY OTHER MATTER REFERRED TO IN THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||
11 | TO AMEND THE MEMORANDUM AND ARTICLES OF ASSOCIATION TO UPDATE THE NAME OF THE COMPANY FROM "MEITUAN DIANPING" TO "MEITUAN" | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 48,300 | 0 | 22-May-2021 | 22-May-2021 | ||||||||||||||||||||||||
HON HAI PRECISION INDUSTRY CO LTD | ||||||||||||||||||||||||||||||
Security | Y36861105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | TW0002317005 | Agenda | 714213434 - Management | |||||||||||||||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | TAIPEI | / | Taiwan, Province of China | Vote Deadline Date | 15-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6438564 - B03W240 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1 | TO APPROVE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2020 EARNINGS. PROPOSED CASH DIVIDEND :TWD 4 PER SHARE. | Management | For | For | ||||||||||||||||||||||||||
3 | TO APPROVE THE LIFTING OF DIRECTOR OF NON- COMPETITION RESTRICTIONS. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 192,000 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||||||
JD.COM, INC. | ||||||||||||||||||||||||||||||
Security | 47215P106 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | JD | Meeting Date | 23-Jun-2021 | |||||||||||||||||||||||||||
ISIN | US47215P1066 | Agenda | 935446016 - Management | |||||||||||||||||||||||||||
Record Date | 20-May-2021 | Holding Recon Date | 20-May-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | As a special resolution: Resolution No. 1 set out in the Notice of the Annual General Meeting to approve the adoption of the Company's dual foreign name. | Management | For | |||||||||||||||||||||||||||
2. | As a special resolution: Resolution No. 2 set out in the Notice of the Annual General Meeting to approve the adoption of the Second Amended and Restated Memorandum of Association and Articles of Association. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 12,000 | 0 | 26-May-2021 | 26-May-2021 | |||||||||||||||||||||||
NETEASE, INC. | ||||||||||||||||||||||||||||||
Security | 64110W102 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTES | Meeting Date | 23-Jun-2021 | |||||||||||||||||||||||||||
ISIN | US64110W1027 | Agenda | 935447296 - Management | |||||||||||||||||||||||||||
Record Date | 18-May-2021 | Holding Recon Date | 18-May-2021 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1A. | Re-election of Director: William Lei Ding | Management | For | For | ||||||||||||||||||||||||||
1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | ||||||||||||||||||||||||||
1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | ||||||||||||||||||||||||||
1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | ||||||||||||||||||||||||||
1E. | Re-election of Director: Lun Feng | Management | For | For | ||||||||||||||||||||||||||
1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | ||||||||||||||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2021 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | ||||||||||||||||||||||||||
3. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings, change the quorum for shareholders' meetings and reflect other updates. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 1,275 | 0 | 27-May-2021 | 27-May-2021 | |||||||||||||||||||||||
997AL89 | CLOUGH CHINA FUND - MS PLEDGE | AL89 | STATE STREET BANK & TRUST CO | 7,250 | 0 | 27-May-2021 | 27-May-2021 | |||||||||||||||||||||||
ZAI LAB LTD | ||||||||||||||||||||||||||||||
Security | 98887Q104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | ZLAB | Meeting Date | 24-Jun-2021 | |||||||||||||||||||||||||||
ISIN | US98887Q1040 | Agenda | 935433831 - Management | |||||||||||||||||||||||||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | |||||||||||||||||||||||||||
City / | Country | / | China | Vote Deadline Date | 10-Jun-2021 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
1. | A special resolution to consider and approve amending and restating the Fourth Amended and Restated Articles of Association of Zai Lab Limited, or the Current Articles, to provide for the annual election of each of the Company's directors. | Management | For | For | ||||||||||||||||||||||||||
2. | A special resolution to consider and approve amending and restating the Current Articles to reflect changes required or recommended by The Stock Exchange of Hong Kong Limited. | Management | For | For | ||||||||||||||||||||||||||
3. | A special resolution to consider and approve that, conditional upon the approval of special resolutions 1 and 2, the Current Articles be amended, restated and replaced in their entirety by the Fifth Amended and Restated Articles of Association in the form attached to the proxy statement as Exhibit A. | Management | For | For | ||||||||||||||||||||||||||
4. | An ordinary resolution to ratify the selection of Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
997AL31 | CLOUGH CHINA FUND | 997AL31 | STATE STREET BANK & TRUST CO | 2,560 | 0 | 11-May-2021 | 11-May-2021 | |||||||||||||||||||||||
CHINA CONSTRUCTION BANK CORPORATION | ||||||||||||||||||||||||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000002H1 | Agenda | 714020017 - Management | |||||||||||||||||||||||||||
Record Date | 25-May-2021 | Holding Recon Date | 25-May-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BP3RRZ6 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042801255.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0428/2021042801227.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | 2020 REPORT OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
2 | 2020 REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | ||||||||||||||||||||||||||
3 | 2020 FINAL FINANCIAL ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||
4 | 2020 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||||||||||||||||||||||
5 | 2021 FIXED ASSET INVESTMENT BUDGET | Management | For | For | ||||||||||||||||||||||||||
6 | ELECTION OF MR. KENNETH PATRICK CHUNG TO BE RE-APPOINTED AS INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
7 | ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
8 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2021 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,501,080 | 0 | 30-Apr-2021 | 30-Apr-2021 | ||||||||||||||||||||||||
CHINA MERCHANTS BANK CO LTD | ||||||||||||||||||||||||||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000002M1 | Agenda | 714215793 - Management | |||||||||||||||||||||||||||
Record Date | 17-Jun-2021 | Holding Recon Date | 17-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - BD8NN13 - BP3RSD1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0525/2021052500538.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0525/2021052500560.pdf | Non-Voting | ||||||||||||||||||||||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | ANNUAL REPORT FOR THE YEAR 2020 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | For | For | ||||||||||||||||||||||||||
4 | AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2020 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | For | For | ||||||||||||||||||||||||||
6 | RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||
7 | RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
8 | RESOLUTION REGARDING ELECTION OF MR. LI CHAOXIAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
9 | RESOLUTION REGARDING ELECTION OF MR. SHI YONGDONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
10 | RESOLUTION REGARDING ELECTION OF MR. GUO XIKUN AS A SHAREHOLDER SUPERVISOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
11 | MEDIUM-TERM CAPITAL MANAGEMENT PLAN FOR 2021-2023 | Management | For | For | ||||||||||||||||||||||||||
12 | RESOLUTION REGARDING THE REDEMPTION OF CAPITAL BONDS | Management | For | For | ||||||||||||||||||||||||||
13 | PROPOSAL REGARDING THE AUTHORISATION TO ISSUE CAPITAL BONDS | Management | For | For | ||||||||||||||||||||||||||
14 | PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 91,000 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||||||
POSTAL SAVINGS BANK OF CHINA | ||||||||||||||||||||||||||||||
Security | Y6987V108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000029W3 | Agenda | 714301227 - Management | |||||||||||||||||||||||||||
Record Date | 23-Jun-2021 | Holding Recon Date | 23-Jun-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | BD3WZ64 - BD8GL18 - BD8NS30 - BDFTFP2 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 591068 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0528/2021052800416.pdf, | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE 2020 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE 2020 WORK REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS FOR 2020 | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE BUDGET PLAN OF FIXED ASSETS INVESTMENT FOR 2021 | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ACCOUNTING FIRMS FOR 2021 | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU JIANJUN AS THE EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||||||||||||||||||||
8 | TO CONSIDER AND APPROVE THE GENERAL MANDATE BY THE SHAREHOLDERS' GENERAL MEETING TO THE BOARD OF DIRECTORS ON SHARE ISSUANCE | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 1,523,000 | 0 | 08-Jun-2021 | 08-Jun-2021 | ||||||||||||||||||||||||
ALUMINUM CORPORATION OF CHINA LTD | ||||||||||||||||||||||||||||||
Security | Y0094N109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||||||||||||||||||
ISIN | CNE1000001T8 | Agenda | 714319933 - Management | |||||||||||||||||||||||||||
Record Date | 28-May-2021 | Holding Recon Date | 28-May-2021 | |||||||||||||||||||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | 6425395 - B06KK36 - BD8NLS6 - BGPHZN5 - BP3RR89 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0512/2021051200290.pdf, | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 582589 DUE TO RECEIVED-ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE REPORT OF THE BOARD OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SUPERVISORY COMMITTEE'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE INDEPENDENT AUDITOR'S REPORT AND THE AUDITED FINANCIAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||
4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE LOSS RECOVERY PLAN OF THE COMPANY FOR THE YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED PROVISION OF GUARANTEES BY THE COMPANY TO CHALCO HONG KONG INVESTMENT FOR FINANCING | Management | For | For | ||||||||||||||||||||||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED PROVISION OF GUARANTEES BY THE COMPANY AND CHALCO SHANDONG TO XINGHUA TECHNOLOGY FOR FINANCING | Management | For | For | ||||||||||||||||||||||||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE DETERMINATION OF REMUNERATION STANDARDS FOR DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED RENEWAL OF LIABILITY INSURANCE FOR YEAR 2021-2022 FOR THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
9 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROPOSED RE-APPOINTMENT OF AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE 2021 DOMESTIC BONDS ISSUANCE PLAN OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE 2021 OVERSEAS BONDS ISSUANCE PLAN OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
12 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE GENERAL MANDATE TO ISSUE ADDITIONAL H SHARES | Management | For | For | ||||||||||||||||||||||||||
CMMT | "PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 13.1 THROUGH 13.4 WILL BE PROCESSED AS TAKE NO ACTIONBY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | ||||||||||||||||||||||||||||
13.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. LIU JIANPING AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
13.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. JIANG TAO AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
13.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. OU XIAOWU AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
13.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. ZHANG JILONG AS A NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
CMMT | "PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 14.1 THROUGH 14.3 WILL BE PROCESSED AS TAKE NO ACTIONBY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | ||||||||||||||||||||||||||||
14.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. QIU GUANZHOU AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
14.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MR. YU JINSONG AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
14.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ELECTION OF MS. CHAN YUEN SAU KELLY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
AL31 | CLOUGH CHINA FUND | STATE STREET BANK | 550,000 | 0 | 11-Jun-2021 | 11-Jun-2021 |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Financial Investors Trust | |||
By: | /s/ Dawn Cotten | ||
Dawn Cotten | |||
President | |||
Date: | August 12, 2021 |