UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-8268
FIRSTHAND FUNDS
(Exact name of registrant as specified in charter)
125 SOUTH MARKET
SUITE 1200
SAN JOSE, CALIFORNIA 95113
(Address of principal executive offices)(Zip code)
(Name and Address of Agent for Service) | | Copy to: |
| | |
Kevin M. Landis | | Kelvin K. Leung, Esq. |
Firsthand Capital Management, Inc. | | Firsthand Capital Management, Inc. |
125 South Market, Suite 1200 | | 125 South Market, Suite 1200 |
San Jose, California 95113 | | San Jose, California 95113 |
| | |
| | Patrick Keniston |
| | BISYS |
| | 100 Summer Street, Suite 1500 |
| | Boston, Massachusetts 02110 |
| | |
| | Steven G. Cravath, Esq. |
| | Morrison & Foerster LLP |
| | 2000 Pennsylvania Avenue, NW |
| | Washington, DC 20006-1888 |
Registrant’s telephone number, including area code: (408) 294-2200
Date of fiscal year end: December 31
Date of reporting period: June 30, 2005
Item 1. Proxy Voting Record.
Firsthand Global Technology Fund
Company Name: | | Amkor Technology, Inc. | | | | |
Ticker: | | AMKR | | CUSIP: | | 31652100 |
Meeting Date: | | 7/29/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/18/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James J. Kim | | For | | Yes | | For | |
1.2 | | Elect Director John N. Boruch | | For | | Yes | | For | |
1.3 | | Elect Director Winston J. Churchill | | For | | Yes | | For | |
1.4 | | Elect Director Thomas D. George | | For | | Yes | | For | |
1.5 | | Elect Director Gregory K. Hinckley | | For | | Yes | | For | |
1.6 | | Elect Director Juergen Knorr | | For | | Yes | | For | |
1.7 | | Elect Director John B. Neff | | For | | Yes | | For | |
1.8 | | Elect Director James W. Zug | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | RADWARE - Meeting for Holders of ADRs | | | | |
Ticker: | | | | | CUSIP: | | M81873107 |
Meeting Date: | | 9/13/2004 | | | Meeting Type: | | Annual |
Record Date: | | 8/12/2004 | | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mr. Roy Zisapel | | For | | Yes | | For | |
1.2 | | Elect Director Prof. Liora Katzenstein | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approval of the Company’s Directors and Officers Liability Insurance Policy for the Period of September 15, 2003 through October 31, 2004 | | For | | Yes | | Against | |
4 | | Approval of the Grant of 60,000 Options to Yehuda Zisapel, the Chairman of the Board of Directors, and Increase in the Number of Ordinary Shares Reserved under the Company’s Key Employee Share Incentive Plan for the Year 2004 Accordingly | | For | | Yes | | Against | |
5 | | Approval of the Grant of 30,000 Options to the Company’s Director, Prof. Liora Katzenstein, and the Increase in the Number of Ordinary Shares Reserved under the Company’s Key Employee Share Incentive Plan for the Year 2004 Accordingly | | For | | Yes | | Against | |
6 | | Approval of the Increase in the Number of Ordinary Shares Reserved under the Company’s Key Employee Share Incentive Plan | | For | | Yes | | Against | |
1
Company Name: | | Ceragon Networks Ltd. - Meeting for Holders of ADRs | | |
Ticker: | | CRNT | | CUSIP: | | M22013102 |
Meeting Date: | | 9/14/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/6/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Amend the Articles of Association of the Company in Order to Establish a Classified Board of Directors | | For | | Yes | | Against | |
2.1 | | Elect Director Zohar Zisapel | | For | | Yes | | For | |
2.2 | | Elect Director Shraga Katz | | For | | Yes | | For | |
2.3 | | Elect Director Yael Langer | | For | | Yes | | For | |
2.4 | | Elect Director Joseph Atsmon | | For | | Yes | | For | |
3 | | To Approve the Grant of Options to Certain Directors (Other Than Our External Directors) and Our President and Chief Executive Officer | | For | | Yes | | Against | |
4 | | To Approve the Grant of Options to Our External Directors | | For | | Yes | | Against | |
5 | | To Approve the Increases in the Number of Ordinary Shares Reserved for Option Grants | | For | | Yes | | Against | |
6 | | Ratify Auditors | | For | | Yes | | For | |
7 | | To Approve the Company’s Directors and Officers Liability Insurance Policy for the Period of July 9, 2004 through and including July 9, 2005 | | For | | Yes | | Against | |
Company Name: | | Global Payments, Inc. | | |
Ticker: | | GPN | | CUSIP: | | 37940X102 |
Meeting Date: | | 9/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/6/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Charles G. Betty | | For | | Yes | | For | |
1.2 | | Elect Director Edwin H. Burba, Jr. | | For | | Yes | | For | |
1.3 | | Elect Director Raymond L. Killian | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | OmniVision Technologies, Inc. | | |
Ticker: | | OVTI | | CUSIP: | | 682128103 |
Meeting Date: | | 9/28/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/27/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Shaw Hong | | For | | Yes | | For | |
1.2 | | Elect Director Edward C.V. Winn | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
2
Company Name: | | Western Digital Corp. | | |
Ticker: | | WDC | | CUSIP: | | 958102105 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/1/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Matthew E. Massengill | | For | | Yes | | For | |
1.2 | | Elect Director Peter D. Behrendt | | For | | Yes | | For | |
1.3 | | Elect Director Kathleen A. Cote | | For | | Yes | | For | |
1.4 | | Elect Director Henry T. DeNero | | For | | Yes | | For | |
1.5 | | Elect Director William L. Kimsey | | For | | Yes | | For | |
1.6 | | Elect Director Michael D. Lambert | | For | | Yes | | For | |
1.7 | | Elect Director Roger H. Moore | | For | | Yes | | For | |
1.8 | | Elect Director Thomas E. Pardun | | For | | Yes | | For | |
1.9 | | Elect Director Arif Shakeel | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | ILOG SA - ADR - Meeting for Holders of ADRs | | |
Ticker: | | ILOG | | CUSIP: | | 452360100 |
Meeting Date: | | 11/30/2004 | | Meeting Type: | | Annual/Special |
Record Date: | | 10/8/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the French Statutory Accounts for the Fiscal Year Ended June 30, 2004 | | For | | Yes | | For | |
2 | | Approval of the Consolidated Accounts for the Fiscal Year Ended June 30, 2004 | | For | | Yes | | For | |
3 | | Allocation of Earnings for the Fiscal Year Ended June 30, 2004, Discharge of the Retained Earning’s Account | | For | | Yes | | For | |
4 | | Approval of the Agreements Provided for in Articles L. 225-38 and Seq. of the French Code of Commerce | | For | | Yes | | For | |
5 | | Renewal of the Term of Office of the Statutory and Deputy Auditors | | For | | Yes | | For | |
6 | | Renewal of the Term of Office of a Director | | For | | Yes | | For | |
7 | | Authorization to the Board to Repurchase the Company’s Shares | | For | | Yes | | For | |
8 | | Increase of the Share Capital by Incorporation of Provisions and Increase of the Nominal Value of the Company’s Shares | | For | | Yes | | For | |
9 | | Authorization to the Board to Reduce the Share Capital by Cancellation of Shares Previously Repurchased | | For | | Yes | | For | |
10 | | Amendment of the By-Laws Pursuant to the New Legal and Statutory Modificatons | | For | | Yes | | For | |
11 | | Authorization to the Board to Increase the Share Capital by Issuance of Securities Giving Access | | For | | Yes | | For | |
12 | | Authorization to the Board to Increase the Share Capital by Issuance of Securities Giving Rights | | For | | Yes | | For | |
13 | | Authorization to the Board to Increase the Share Capital by Captilization of Provisions, Profits or Premiums | | For | | Yes | | For | |
14 | | Authorization to the Board to Allocate the Expenses Caused by the Share Capital Increases to the Premiums | | For | | Yes | | For | |
15 | | Increase in Share Capital During a Public Tender or Exchange Offer for the Company’s Shares | | For | | Yes | | Against | |
3
Company Name: | | ILOG SA - ADR - Meeting for Holders of ADRs | | |
Ticker: | | ILOG | | CUSIP: | | 452360100 |
Meeting Date: | | 11/30/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/15/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Aggregate Limit on Authorizations Above-Mentioned | | For | | Yes | | For | |
2 | | Increase of Share Captial Limited to 10% of the Share Capital as Consideration for Contributions in Kind | | For | | Yes | | For | |
3 | | Authorization to Issue Warrants to Subscribe to Shares in the Company | | For | | Yes | | Against | |
4 | | Authorization to the Board to Issue Options to Subscribe to or Purchase up to 800,000 Shares in the Company Under a New Stock Option Plan | | For | | Yes | | Against | |
5 | | Authorization Granted to the Board Directors, to Issue Securities Giving Immediately or Differed Access to the Share Capital of the Company | | For | | Yes | | For | |
6 | | Powers of Attorney | | For | | Yes | | For | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. - Meeting for Holders of ADRs |
Ticker: | | | | CUSIP: | | 874039100 |
Meeting Date: | | 12/21/2004 | | Meeting Type: | | Special |
Record Date: | | 11/22/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Approve the Revisions of the Company’s Articles of Incorporation, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
Company Name: | | Amdocs Limited - Meeting for Holders of ADRs | | |
Ticker: | | DOX | | CUSIP: | | G02602103 |
Meeting Date: | | 1/20/2005 | | Meeting Type: | | Annual |
Record Date: | | 11/24/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce K. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Adrian Gardner | | For | | Yes | | For | |
1.3 | | Elect Director Dov Baharav | | For | | Yes | | For | |
1.4 | | Elect Director Julian A. Brodsky | | For | | Yes | | For | |
1.5 | | Elect Director Charles E. Foster | | For | | Yes | | For | |
1.6 | | Elect Director Eli Gelman | | For | | Yes | | For | |
1.7 | | Elect Director James S. Kahan | | For | | Yes | | For | |
1.8 | | Elect Director Nehemia Lemelbaum | | For | | Yes | | For | |
1.9 | | Elect Director John T. Mclennan | | For | | Yes | | For | |
1.1 | | Elect Director Robert A. Minicucci | | For | | Yes | | For | |
1.11 | | Elect Director Simon Olswang | | For | | Yes | | For | |
1.12 | | Elect Director Mario Segal | | For | | Yes | | For | |
2 | | Approval of Consolidated Financial Statements for Fiscal Year 2004 | | For | | Yes | | For | |
3 | | Ratification and Approval of Ernst & Young LLP and Authorization of Audit Committee of Board to Fix Remuneration | | For | | Yes | | For | |
4
Company Name: | | Infineon Technologies AG - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | 45662N103 |
Meeting Date: | | 1/25/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/15/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Acts of the Managing Board | | For | | Yes | | For | |
2 | | Approval of the Acts of the Supervisory Board | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | Election to the Supervisory Board: Dr. Joachim Faber | | For | | Yes | | For | |
5 | | Election to the Supervisory Board: Johannes Feldmayer | | For | | Yes | | For | |
6 | | Election to the Supervisory Board: Dr. Stefan Jentzsch | | For | | Yes | | For | |
7 | | Election to the Supervisory Board: Max Dietrich Kley | | For | | Yes | | For | |
8 | | Election to the Supervisory Board: Prof. Dr. Renate Kocher | | For | | Yes | | For | |
9 | | Election to the Supervisory Board: Prof. Dr. Doris Schmitt-Landsiedel | | For | | Yes | | For | |
10 | | Election to the Supervisory Board: Prof. Dr. Rer. Nat. Martin Winterkorn | | For | | Yes | | For | |
11 | | Election to the Supervisory Board: Prof. Dr.-Ing.Dr.-Ing. E.H. Klaus Wucherer | | For | | Yes | | For | |
12 | | Election to the Supervisory Board: as Substitute: Dr. Eckhart Sunner | | For | | Yes | | For | |
13 | | Domination and Profit-and-Loss Transfer Agreement | | For | | Yes | | For | |
14 | | Amendments of the Articles of Association | | For | | Yes | | For | |
Company Name: | | Agere Systems Inc | | |
Ticker: | | AGR.A | | CUSIP: | | 00845V100 |
Meeting Date: | | 2/17/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard S. Hill | | For | | Yes | | Withhold | |
1.2 | | Elect Director Arun Netravali | | For | | Yes | | For | |
1.3 | | Elect Director Harold A. Wagner | | For | | Yes | | Withhold | |
2 | | Reclassify Common Stock and Class B Stock into a Single Class | | For | | Yes | | For | |
3 | | Approve Reverse Stock Split | | For | | Yes | | For | |
4 | | Approve Reverse Stock Split | | For | | Yes | | For | |
5 | | Approve Reverse Stock Split | | For | | Yes | | For | |
6 | | Approve Reverse Stock Split | | For | | Yes | | For | |
7 | | Amend Articles to Make Administrative Changes | | For | | Yes | | For | |
5
Company Name: | | Samsung Electronics Co. Ltd. - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | 796050888 |
Meeting Date: | | 2/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/31/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Balance Sheet, Income Statement and Statement of Appropriation of Retained Earnings (Draft) for the 36th Fiscal Year (From January 1, 2004 to December 31, 2004), as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
2 | | Approval of the Appointment of In-Joo Kim as an Executive Director, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
3 | | Approval of the Compensation Ceiling for the Directors, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
Company Name: | | QUALCOMM Inc. | | |
Ticker: | | QCOM | | CUSIP: | | 747525103 |
Meeting Date: | | 3/8/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert E. Kahn | | For | | Yes | | For | |
1.2 | | Elect Director Duane A. Nelles | | For | | Yes | | Withhold | |
1.3 | | Elect Director Brent Scowcroft | | For | | Yes | | For | |
2 | | Declassify the Board of Directors and Eliminate Cumulative Voting | | For | | Yes | | For | |
3 | | Increase Authorized Common Stock | | For | | Yes | | For | |
4 | | Amend Articles | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | STMicroelectronics N.V. - Meeting for Holders of ADRs | | |
Ticker: | | STM | | CUSIP: | | 861012102 |
Meeting Date: | | 3/18/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | Yes | | For | |
2 | | Information on Retained Earnings and Dividend Policy and Adoption of a Dividend of $0.12 per Common Share | | For | | Yes | | For | |
3 | | Discharge of the Sole Member of the Managing Board | | For | | Yes | | For | |
4 | | Discharge of the Members of the Supervisory Board | | For | | Yes | | For | |
5 | | Appointment of the New Sole Member of the Managing Board | | For | | Yes | | For | |
6.1 | | Elect Director Mr. Gerald Arbola | | For | | Yes | | For | |
6.2 | | Elect Director Matteo Del Fante | | For | | Yes | | For | |
6.3 | | Elect Director Mr. Tom De Waard | | For | | Yes | | For | |
6.4 | | Elect Director Mr. Didier Lombard | | For | | Yes | | For | |
6.5 | | Elect Director Mr. Bruno Steve | | For | | Yes | | For | |
6.6 | | Elect Director Antonino Turicchi | | For | | Yes | | For | |
6.7 | | Elect Director Mr. Douglas Dunn | | For | | Yes | | For | |
6.8 | | Elect Director Mr. Francis Gavois | | For | | Yes | | For | |
6.9 | | Elect Director Mr. Robert White | | For | | Yes | | For | |
7 | | Ratify Auditors | | For | | Yes | | For | |
8 | | Approval of the Compensation Policy for the Managing Board | | For | | Yes | | For | |
9 | | Approval of the Compensation of the Members of the Supervisory Board | | For | | Yes | | For | |
10 | | Approval of the Amendment to the Company’s Existing 2001 Employee Stock Option Plan | | For | | Yes | | Against | |
11 | | Approval of the New Three-Year Stock-Based Compensation Plan for Members and Professionals of the Supervisory Board | | For | | Yes | | Against | |
12 | | Amendment to the Articles of Association Required by Changes in Dutch Law and Corporate Governance Standards | | For | | Yes | | For | |
6
Company Name: | | Nokia Corp. - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | 654902204 |
Meeting Date: | | 4/7/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/2/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Income Statements and the Balance Sheet | | For | | Yes | | For | |
2 | | Approval of a Proposal to the Annual General Meeting of a Dividend of Eur 0.33 per Share | | For | | Yes | | For | |
3 | | Discharge of the Chairman, the Members of the Board of Directors, and the President, From Liability | | For | | Yes | | For | |
4 | | Proposal on the Composition of the Board as Proposed by the Corporate Governance and Nomination Committee | | For | | Yes | | For | |
5.1 | | Elect Directors Paul J. Collins | | For | | Yes | | For | |
5.2 | | Elect Directors Georg Ehrnrooth | | For | | Yes | | For | |
5.3 | | Elect Directors Bengt Holmstrom | | For | | Yes | | For | |
5.4 | | Elect Directors per Karlsson | | For | | Yes | | For | |
5.5 | | Elect Directors Jorma Ollila | | For | | Yes | | For | |
5.6 | | Elect Directors Marjorie Scardino | | For | | Yes | | For | |
5.7 | | Elect Directors Vesa Vainio | | For | | Yes | | For | |
5.8 | | Elect Directors Arne Wessberg | | For | | Yes | | For | |
5.9 | | Elect Directors Dan Hesse | | For | | Yes | | For | |
5.1 | | Elect Directors Edouard Michelin | | For | | Yes | | For | |
6 | | Approval of the Remuneration to be Paid to the Auditor | | For | | Yes | | For | |
7 | | Approval of the Re-Election of Pricewaterhouse Coopers Oy as the Auditors for Fiscal Year 2005 | | For | | Yes | | For | |
8 | | Approval of the Proposal to Grant Stock Options to Selected Personnel of the Company | | For | | Yes | | For | |
9 | | Approval of the Proposal of the Board to Reduce the Share Capital through Cancellation of Nokia Shares Held by Company | | For | | Yes | | For | |
10 | | Authorization to the Board to Increase the Share Capital of the Company | | For | | Yes | | For | |
11 | | Authorization to the Board to Repurchase Nokia Shares | | For | | Yes | | For | |
12 | | Authorization to the Board to Dispose Nokia Shares Held by the Company | | For | | Yes | | For | |
13 | | Mark the For Box If You Wish to Instruct Nokia Legal Counsels to Vote in their Discretion on Your Behalf Only upon Item 15 | | For | | Yes | | Against | |
7
Company Name: | | Kopin Corp. | | |
Ticker: | | KOPN | | CUSIP: | | 500600101 |
Meeting Date: | | 4/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John C.C. Fan | | For | | Yes | | For | |
1.2 | | Elect Director David E. Brook | | For | | Yes | | Withhold | |
1.3 | | Elect Director Andrew H. Chapman | | For | | Yes | | For | |
1.4 | | Elect Director Morton Collins | | For | | Yes | | For | |
1.5 | | Elect Director Chi Chia Hsieh | | For | | Yes | | For | |
1.6 | | Elect Director Michael A. Wall | | For | | Yes | | For | |
1.7 | | Elect Director Michael J. Landine | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | J2 Global Communications, Inc. | | |
Ticker: | | JCOM | | CUSIP: | | 4.66E+209 |
Meeting Date: | | 5/4/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/23/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Douglas Y. Bech | | For | | Yes | | For | |
1.2 | | Elect Director Robert J. Cresci | | For | | Yes | | For | |
1.3 | | Elect Director John F. Rieley | | For | | Yes | | Withhold | |
1.4 | | Elect Director Richard S. Ressler | | For | | Yes | | Withhold | |
1.5 | | Elect Director Michael P. Schulhof | | For | | Yes | | For | |
2 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. - Meeting for Holders of ADRs | |
Ticker: | | | | CUSIP: | | 874039100 |
Meeting Date: | | 5/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Accept 2004 Business Report and Financial Statements | | For | | Yes | | For | |
2 | | To Approve the Proposal for Distribution of 2004 Profits | | For | | Yes | | For | |
3 | | To Approve the Capitalization of 2004 Stock Dividends and Employee Profit Sharing (in Stock) | | For | | Yes | | For | |
4 | | To Approve Revisions to the Articles of Incorporation | | For | | Yes | | For | |
8
Company Name: | | Sap Ag - Meeting for Holders of ADRs | |
Ticker: | | | | CUSIP: | | 803054204 |
Meeting Date: | | 5/12/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Resolution on the Appropriation of the Retained Earnings of the Fiscal Year 2004 | | For | | Yes | | For | |
2 | | Resolution on the Formal Approval of the Acts of the Executive Board in the Fiscal Year 2004 | | For | | Yes | | For | |
3 | | Resolution on the Formal Approval of the Acts of the Supervisory Board in the Fiscal Year 2004 | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | Election of Members of the Supervisory Board | | For | | Yes | | For | |
6 | | Resolution on the Adjustment of the Amounts and Figures stated in Section 4 (1) of the Articles of Association (Capital Stock) | | For | | Yes | | For | |
7 | | Resolution on the Cancellation of Contingent Capital IIA and on the Deletion of Section 4 (5) of the Articles of Association | | For | | Yes | | For | |
8 | | Reduction of Contingent Capital IIIA and Adjustment of the Amounts and Figures stated in Section 4 (7) of the Articles | | For | | Yes | | For | |
9 | | Resolution on the Amendment of Section 1 (1) of the Articles of Association (Corporate Name) | | For | | Yes | | For | |
10 | | Resolution on the Adjustment of the Articles of Association to Reflect the Provisions of the German Act | | For | | Yes | | For | |
11 | | Cancellation of Authorized Capital I and Creation of a New Authorized Capital I | | For | | Yes | | For | |
12 | | Cancellation of Authorized Capital II and Creation of a New Authorized Capital II | | For | | Yes | | For | |
13 | | Resolution on the Authorization to Acquire and Use Treasury Shares Pursuant to the German Stock Corporation Act | | For | | Yes | | For | |
14 | | Resolution on the Authorization to Use Equity Derivatives in Connection With the Acquisition of Treasury Shares | | For | | Yes | | Against | |
Company Name: | | UTStarcom, Inc. | |
Ticker: | | UTSI | | CUSIP: | | 918076100 |
Meeting Date: | | 5/13/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Allen Lenzmeier | | For | | Yes | | For | |
1.2 | | Elect Director Larry D. Horner | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
9
Company Name: | | Intevac, Inc. | |
Ticker: | | IVAC | | CUSIP: | | 461148108 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Norman H. Pond | | For | | Yes | | For | |
1.2 | | Elect Director Kevin Fairbairn | | For | | Yes | | For | |
1.3 | | Elect Director David S. Dury | | For | | Yes | | For | |
1.4 | | Elect Director Stanley J. Hill | | For | | Yes | | For | |
1.5 | | Elect Director David N. Lambeth | | For | | Yes | | For | |
1.6 | | Elect Director Robert Lemos | | For | | Yes | | For | |
1.7 | | Elect Director Arthur L. Money | | For | | Yes | | Withhold | |
2 | | Approve Increase in Size of Board | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Mercury Interactive Corp. | |
Ticker: | | MERQ | | CUSIP: | | 589405109 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Amnon Landan | | For | | Yes | | For | |
1.2 | | Elect Director Brad Boston | | For | | Yes | | For | |
1.3 | | Elect Director Igal Kohavi | | For | | Yes | | For | |
1.4 | | Elect Director Clyde Ostler | | For | | Yes | | For | |
1.5 | | Elect Director Yair Shamir | | For | | Yes | | For | |
1.6 | | Elect Director Giora Yaron | | For | | Yes | | For | |
1.7 | | Elect Director Anthony Zingale | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Lionbridge Technologies, Inc. | |
Ticker: | | LIOX | | CUSIP: | | 536252109 |
Meeting Date: | | 5/20/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/21/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Rory J. Cowan | | For | | Yes | | For | |
1.2 | | Elect Director Paul Kavanagh | | For | | Yes | | For | |
2 | | Other Business | | For | | Yes | | Against | |
10
Company Name: | | Business Objects SA - ADR - Meeting for Holders of ADRs | |
Ticker: | | BOBJ | | CUSIP: | | 12328X107 |
Meeting Date: | | 6/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Statutory Financial Statements for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
2 | | Approval of the Consolidated Financial Statements for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
3 | | Allocation of Earnings for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
4 | | Renewal of the Term of Office of Mr. Gerald Held as Director | | For | | Yes | | For | |
5 | | Ratification of the Appointment of Mr. Carl Pascarella as Director | | For | | Yes | | For | |
6 | | Ratify Auditors | | For | | Yes | | For | |
7 | | Ratification of Regulated Agreements | | For | | Yes | | For | |
8 | | Increase of the Aggregate Amount of Authorized Directors Fees | | For | | Yes | | For | |
9 | | Authorization Granted to the Board of Directors to Repurchase Ordinary Shares of the Company | | For | | Yes | | For | |
10 | | To Reduce the Share Capital by Cancellation of Treasury Shares | | For | | Yes | | For | |
11 | | To Issue Warrants to Subscribe up to a Maximum of 45,000 Ordinary Shares Reserved for Mr. Gerald Held | | For | | Yes | | Against | |
12 | | To Issue Warrants to Susbcribe up to a Maximum of 45,000 Ordinary Shares Reserved for Mr. Carl Pascarella | | For | | Yes | | Against | |
13 | | To Increase the Share Capital through the Issuance of Ordinary Shares, with Subscription Reserved to the Participants in the Company Employee Savings Plan | | For | | Yes | | For | |
14 | | To Increase the Share Capital Through the Issuance of Ordinary Shares, with Subscription Reserved to the 2004 Business Objects S.A. Employee Benefits Trust under the 2004 International Employee Stock Purchase Plan | | For | | Yes | | For | |
15 | | To Allocate, Free of Charge, Existing Ordinary Shares, or to Issue New Ordinary Shares, Free of Charge, to the Employees and Certain Officers of the Company and to the Employees of the Company’s Subsidiaries | | For | | Yes | | Against | |
16 | | The Amendment of the Article 7.2 of the Company’s Articles of Association | | For | | Yes | | Against | |
17 | | Amendments of the Company’s Articles of Association to conform them to the New Provisions of the French Commercial Code | | For | | Yes | | For | |
18 | | The Removal of the Fifteenth, Seventeenth and Twenty-Fourth Paragraphs of the Article 6 of the Company’s Articles of Association | | For | | Yes | | For | |
19 | | To Grant Full Powers of Attorney to Carry Out Registrations and Formalities | | For | | Yes | | For | |
Company Name: | | Verint Systems, Inc. | |
Ticker: | | VRNT | | CUSIP: | | 92343X100 |
Meeting Date: | | 6/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/27/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kobi Alexander | | For | | Yes | | Withhold | |
1.2 | | Elect Director Avi T. Aronovitz | | For | | Yes | | Withhold | |
1.3 | | Elect Director Paul D. Baker | | For | | Yes | | Withhold | |
1.4 | | Elect Director Dan Bodner | | For | | Yes | | Withhold | |
1.5 | | Elect Director Victor A. DeMarines | | For | | Yes | | For | |
1.6 | | Elect Director David Kreinberg | | For | | Yes | | Withhold | |
1.7 | | Elect Director David T. Ledwell | | For | | Yes | | Withhold | |
1.8 | | Elect Director Kenneth A. Minihan | | For | | Yes | | For | |
1.9 | | Elect Director Larry Myers | | For | | Yes | | For | |
1.1 | | Elect Director Igal Nissim | | For | | Yes | | Withhold | |
1.11 | | Elect Director Paul L. Robinson | | For | | Yes | | Withhold | |
1.12 | | Elect Director Howard Safir | | For | | Yes | | For | |
1.13 | | Elect Director William F. Sorin | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
11
Company Name: | | Comverse Technology, Inc. | |
Ticker: | | CMVT | | CUSIP: | | 205862402 |
Meeting Date: | | 6/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kobi Alexander | | For | | Yes | | For | |
1.2 | | Elect Director Raz Alon | | For | | Yes | | For | |
1.3 | | Elect Director Itsik Danziger | | For | | Yes | | For | |
1.4 | | Elect Director John H. Friedman | | For | | Yes | | For | |
1.5 | | Elect Director Ron Hiram | | For | | Yes | | For | |
1.6 | | Elect Director Sam Oolie | | For | | Yes | | For | |
1.7 | | Elect Director William F. Sorin | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Cognos Inc. | |
Ticker: | | CSN. | | CUSIP: | | 19244C109 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual/Special |
Record Date: | | 4/26/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert G. Ashe | | For | | Yes | | For | |
1.2 | | Elect Director John E. Caldwell | | For | | Yes | | For | |
1.3 | | Elect Director Paul D. Damp | | For | | Yes | | For | |
1.4 | | Elect Director Pierre Y. Ducros | | For | | Yes | | For | |
1.5 | | Elect Director Robert W. Korthals | | For | | Yes | | For | |
1.6 | | Elect Director John J. Rando | | For | | Yes | | For | |
1.7 | | Elect Director Bill V. Russell | | For | | Yes | | For | |
1.8 | | Elect Director James M. Tory | | For | | Yes | | For | |
1.9 | | Elect Director Renato Zambonini | | For | | Yes | | For | |
2 | | Approve Ernst & Young LLP as Auditors | | For | | Yes | | For | |
3 | | Amend 2003 Stock Option Plan | | For | | Yes | | For | |
4 | | Amend Restricted Share Unit Plan | | For | | Yes | | For | |
5 | | Amend Employee Stock Purchase Plan | | For | | Yes | | For | |
12
Company Name: | | Nidec Corp. - Meeting for Holders of ADRs | |
Ticker: | | | | CUSIP: | | 654090109 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Approve the Proposed Appropriation of Profits with respect to the 32nd Fiscal Period | | For | | Yes | | For | |
2 | | To Amend Partly the Articles of Incorporation | | For | | Yes | | For | |
3.1 | | Elect Director Shigenobu Nagamori | | For | | Yes | | For | |
3.2 | | Elect Director Hiroshi Kobe | | For | | Yes | | For | |
3.3 | | Elect Director Yasunobu Toriyama | | For | | Yes | | For | |
3.4 | | Elect Director Kenji Sawamura | | For | | Yes | | For | |
3.5 | | Elect Director Yasuo Hamaguchi | | For | | Yes | | For | |
3.6 | | Elect Director Seizaburo Kawaguchi | | For | | Yes | | For | |
3.7 | | Elect Director Tadaaki Hamada | | For | | Yes | | For | |
3.8 | | Elect Director Seiichi Hattori | | For | | Yes | | For | |
3.9 | | Elect Director Tetsuo Inoue | | For | | Yes | | For | |
3.1 | | Elect Director Satoru Kaji | | For | | Yes | | For | |
3.11 | | Elect Director Takashi Iwata | | For | | Yes | | For | |
3.12 | | Elect Director Kiyoyoshi Takegami | | For | | Yes | | For | |
3.13 | | Elect Director Akira Kagata | | For | | Yes | | For | |
4 | | To Grant a Retirement Allowance to Retiring Directors for their Meritorious Service | | For | | Yes | | For | |
5 | | To Revise Compensation for Directors and Corporate Auditors | | For | | Yes | | For | |
Firsthand Technology Innovators Fund
Company Name: | | TeleCommunication Systems, Inc. | |
Ticker: | | TSYS | | CUSIP: | | 87929J103 |
Meeting Date: | | 7/15/2004 | | Meeting Type: | | Annual |
Record Date: | | 4/30/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Maurice B. Tose | | For | | Yes | | For | |
1.2 | | Elect Director Clyde A. Heintzelman | | For | | Yes | | For | |
1.3 | | Elect Director Richard A. Kozak | | For | | Yes | | For | |
1.4 | | Elect Director Weldon H. Latham | | For | | Yes | | For | |
1.5 | | Elect Director Byron F. Marchant | | For | | Yes | | For | |
2 | | Approve Issuance of Shares for a Private Placement | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
4 | | Classify the Board of Directors | | For | | Yes | | Against | |
5 | | Restrict Right to Act by Written Consent | | For | | Yes | | Against | |
6 | | Adopt Supermajority Vote Requirement for Amendments | | For | | Yes | | Against | |
13
Company Name: | | Powerwave Technologies, Inc. | | | | |
Ticker: | | PWAV | | CUSIP: | | 739363109 |
Meeting Date: | | 7/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/18/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Daniel A. Artusi | | For | | Yes | | For | |
1.2 | | Elect Director John L. Clendenin | | For | | Yes | | For | |
1.3 | | Elect Director Bruce C. Edwards | | For | | Yes | | For | |
1.4 | | Elect Director David L. George | | For | | Yes | | For | |
1.5 | | Elect Director Eugene L. Goda | | For | | Yes | | For | |
1.6 | | Elect Director Mikael R. Gottschlich | | For | | Yes | | For | |
1.7 | | Elect Director Carl W. Neun | | For | | Yes | | Withhold | |
1.8 | | Elect Director Andrew J. Sukawaty | | For | | Yes | | For | |
1.9 | | Elect Director Dag J. Tigerschiold | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | OmniVision Technologies, Inc. | | | | |
Ticker: | | OVTI | | CUSIP: | | 682128103 |
Meeting Date: | | 9/28/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/27/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Shaw Hong | | For | | Yes | | For | |
1.2 | | Elect Director Edward C.V. Winn | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Applied Films Corp. | | | | |
Ticker: | | AFCO | | CUSIP: | | 38197109 |
Meeting Date: | | 10/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Allen H. Alley | | For | | Yes | | For | |
1.2 | | Elect Director Gerald J. Laber | | For | | Yes | | For | |
1.3 | | Elect Director John S. Chapin | | For | | Yes | | For | |
1.4 | | Elect Company Secretary | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
14
Company Name: | | Proxim Corp | | | | |
Ticker: | | PROXQ | | CUSIP: | | 744283102 |
Meeting Date: | | 10/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/17/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Company Specific-Equity-Related | | For | | Yes | | For | |
2 | | Approve Reverse Stock Split | | For | | Yes | | For | |
3.1 | | Elect Director Franco Plastina | | For | | Yes | | For | |
3.2 | | Elect Director Michael P. Ressner | | For | | Yes | | For | |
3.3 | | Elect Director Kenneth E. Westrick | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | M-Systems Flash Disk Pioneer - Meeting for Holders of ADRs | | |
Ticker: | | FLSH | | CUSIP: | | M7061C100 |
Meeting Date: | | 11/4/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/27/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mr. Dov Moran | | For | | Yes | | For | |
1.2 | | Elect Director Mr. Aryeh Mergi | | For | | Yes | | For | |
1.3 | | Elect Director Mr. Yossi Ben Shalom | | For | | Yes | | For | |
1.4 | | Elect Director Ms. Dana Gross | | For | | Yes | | For | |
1.5 | | Elect Director Dr. Hans Wagner | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approval of the Grant of Stock Options to Directors of the Company | | None | | Yes | | Against | |
4 | | Approval of the Increase in the Number of Ordinary Shares Reserved for Issuance under the Company’s 2003 Stock Option and Restricted Stock Incentive Plan | | For | | Yes | | Against | |
Company Name: | | Aeroflex, Inc. | | | | |
Ticker: | | ARXX | | CUSIP: | | 7768104 |
Meeting Date: | | 11/10/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/1/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Paul Abecassis | | For | | Yes | | For | |
1.2 | | Elect Director Leonard Borow | | For | | Yes | | For | |
1.3 | | Elect Director Milton Brenner | | For | | Yes | | For | |
1.4 | | Elect Director Eric Edelstein | | For | | Yes | | For | |
Company Name: | | MIPS Technologies Inc | | | | |
Ticker: | | MIPS | | CUSIP: | | 604567107 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/21/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kenneth L. Coleman | | For | | Yes | | For | |
1.2 | | Elect Director William M. Kelly | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
15
Company Name: | | Napster, Inc. | | | | |
Ticker: | | NAPS | | CUSIP: | | 630797108 |
Meeting Date: | | 2/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Vernon E. Altman | | For | | Yes | | For | |
1.2 | | Elect Director Wm. Christopher Gorog | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Agere Systems Inc | | | | |
Ticker: | | AGR.A | | CUSIP: | | 00845V100 |
Meeting Date: | | 2/17/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard S. Hill | | For | | Yes | | Withhold | |
1.2 | | Elect Director Arun Netravali | | For | | Yes | | For | |
1.3 | | Elect Director Harold A. Wagner | | For | | Yes | | Withhold | |
2 | | Reclassify Common Stock and Class B Stock into a Single Class | | For | | Yes | | For | |
3 | | Approve Reverse Stock Split | | For | | Yes | | For | |
4 | | Approve Reverse Stock Split | | For | | Yes | | For | |
5 | | Approve Reverse Stock Split | | For | | Yes | | For | |
6 | | Approve Reverse Stock Split | | For | | Yes | | For | |
7 | | Amend Articles to Make Administrative Changes | | For | | Yes | | For | |
Company Name: | | BEI Technologies, Inc. | | | | |
Ticker: | | BEIQ | | CUSIP: | | 05538P104 |
Meeting Date: | | 3/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/18/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director C. Joseph Giroir, Jr. | | For | | Yes | | For | |
1.2 | | Elect Director Asad M. Madni | | For | | Yes | | For | |
1.3 | | Elect Director Gary D. Wrench | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
16
Company Name: | | Vyyo, Inc. | | | | |
Ticker: | | VYYO | | CUSIP: | | 918458209 |
Meeting Date: | | 3/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Lewis S. Broad | | For | | Yes | | For | |
1.2 | | Elect Director Neill H. Brownstein | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Reduce Authorized Common Stock | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Kopin Corp. | | | | |
Ticker: | | KOPN | | CUSIP: | | 500600101 |
Meeting Date: | | 4/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John C.C. Fan | | For | | Yes | | For | |
1.2 | | Elect Director David E. Brook | | For | | Yes | | Withhold | |
1.3 | | Elect Director Andrew H. Chapman | | For | | Yes | | For | |
1.4 | | Elect Director Morton Collins | | For | | Yes | | For | |
1.5 | | Elect Director Chi Chia Hsieh | | For | | Yes | | For | |
1.6 | | Elect Director Michael A. Wall | | For | | Yes | | For | |
1.7 | | Elect Director Michael J. Landine | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Finisar Corp. | | | | |
Ticker: | | FNSR | | CUSIP: | | 31787A101 |
Meeting Date: | | 5/6/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Frank H. Levinson | | For | | Yes | | For | |
2 | | Increase Authorized Common Stock | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Altiris, Inc | | | | |
Ticker: | | ATRS | | CUSIP: | | 02148M100 |
Meeting Date: | | 5/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/31/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jay C. Hoag | | For | | Yes | | For | |
1.2 | | Elect Director V. Eric Roach | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
17
Company Name: | | Volterra Semiconductor Corp | | | | |
Ticker: | | VLTR | | CUSIP: | | 928708106 |
Meeting Date: | | 5/18/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/23/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Edward Ross | | For | | Yes | | For | |
1.2 | | Elect Director Anthony Stratakos | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Intevac, Inc. | | | | |
Ticker: | | IVAC | | CUSIP: | | 461148108 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Norman H. Pond | | For | | Yes | | For | |
1.2 | | Elect Director Kevin Fairbairn | | For | | Yes | | For | |
1.3 | | Elect Director David S. Dury | | For | | Yes | | For | |
1.4 | | Elect Director Stanley J. Hill | | For | | Yes | | For | |
1.5 | | Elect Director David N. Lambeth | | For | | Yes | | For | |
1.6 | | Elect Director Robert Lemos | | For | | Yes | | For | |
1.7 | | Elect Director Arthur L. Money | | For | | Yes | | Withhold | |
2 | | Approve Increase in Size of Board | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Avici Systems Inc. | | | | |
Ticker: | | AVCI | | CUSIP: | | 05367L802 |
Meeting Date: | | 5/25/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Richard Liebhaber | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
18
Company Name: | | PDF Solutions, Inc. | | | | |
Ticker: | | PDFS | | CUSIP: | | 693282105 |
Meeting Date: | | 5/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/8/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Donald L. Lucas | | For | | Yes | | For | |
1.2 | | Elect Director B.J. Cassin | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Power Integrations, Inc. | | | | |
Ticker: | | POWI | | CUSIP: | | 739276103 |
Meeting Date: | | 6/3/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/12/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Balu Balakrishnan | | For | | Yes | | For | |
1.2 | | Elect Director Nicholas E. Braithwaite | | For | | Yes | | For | |
1.3 | | Elect Director E. Floyd Kvamme | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | TeleCommunication Systems, Inc. | | | | |
Ticker: | | TSYS | | CUSIP: | | 87929J103 |
Meeting Date: | | 6/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Clyde A. Heintzelman | | For | | Yes | | For | |
1.2 | | Elect Director Richard A. Kozak | | For | | Yes | | For | |
Company Name: | | Lexar Media, Inc. | | | | |
Ticker: | | LEXR | | CUSIP: | | 52886P104 |
Meeting Date: | | 6/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William T. Dodds | | For | | Yes | | For | |
1.2 | | Elect Director Brian D. Jacobs | | For | | Yes | | For | |
1.3 | | Elect Director Eric B. Stang | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
19
Company Name: | | Verint Systems, Inc. | | | | |
Ticker: | | VRNT | | CUSIP: | | 92343X100 |
Meeting Date: | | 6/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/27/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kobi Alexander | | For | | Yes | | Withhold | |
1.2 | | Elect Director Avi T. Aronovitz | | For | | Yes | | Withhold | |
1.3 | | Elect Director Paul D. Baker | | For | | Yes | | Withhold | |
1.4 | | Elect Director Dan Bodner | | For | | Yes | | Withhold | |
1.5 | | Elect Director Victor A. DeMarines | | For | | Yes | | For | |
1.6 | | Elect Director David Kreinberg | | For | | Yes | | Withhold | |
1.7 | | Elect Director David T. Ledwell | | For | | Yes | | Withhold | |
1.8 | | Elect Director Kenneth A. Minihan | | For | | Yes | | For | |
1.9 | | Elect Director Larry Myers | | For | | Yes | | For | |
1.1 | | Elect Director Igal Nissim | | For | | Yes | | Withhold | |
1.11 | | Elect Director Paul L. Robinson | | For | | Yes | | Withhold | |
1.12 | | Elect Director Howard Safir | | For | | Yes | | For | |
1.13 | | Elect Director William F. Sorin | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | SpectraLink Corp. | | | | |
Ticker: | | SLNK | | CUSIP: | | 847580107 |
Meeting Date: | | 6/21/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carl D. Carman | | For | | Yes | | For | |
1.2 | | Elect Director Anthony V. Carollo | | For | | Yes | | For | |
1.3 | | Elect Director John H. Elms | | For | | Yes | | For | |
1.4 | | Elect Director Gerald J. Laber | | For | | Yes | | For | |
1.5 | | Elect Director Werner P. Schmucking | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
20
Company Name: | | Airspan Networks Inc. | | | | |
Ticker: | | AIRN | | CUSIP: | | 00950H102 |
Meeting Date: | | 6/22/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/27/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Eric D. Stonestrom | | For | | Yes | | For | |
1.2 | | Elect Director Matthew J. Desch | | For | | Yes | | Withhold | |
1.3 | | Elect Director H. Berry Cash | | For | | Yes | | For | |
1.4 | | Elect Director Thomas S. Huseby | | For | | Yes | | For | |
1.5 | | Elect Director David A. Twyver | | For | | Yes | | For | |
1.6 | | Elect Director Michael T. Flynn | | For | | Yes | | For | |
1.7 | | Elect Director Guillermo Heredia | | For | | Yes | | For | |
1.8 | | Elect Director Randall E. Curran | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Modify the Voting Rights of the Series A Preferred Stocks Holders | | For | | Yes | | For | |
Company Name: | | Universal Display Corp. | | | | |
Ticker: | | PANL | | CUSIP: | | 91347P105 |
Meeting Date: | | 6/30/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Steven V. Abramson | | For | | Yes | | Withhold | |
1.2 | | Elect Director Leonard Becker | | For | | Yes | | For | |
1.3 | | Elect Director Elizabeth H. Gemmill | | For | | Yes | | For | |
1.4 | | Elect Director C. Keith Hartley | | For | | Yes | | For | |
1.5 | | Elect Director Lawrence Lacerte | | For | | Yes | | For | |
1.6 | | Elect Director Sidney D. Rosenblatt | | For | | Yes | | Withhold | |
1.7 | | Elect Director Sherwin I. Seligsohn | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | Microvision, Inc. | | | | |
Ticker: | | MVIS | | CUSIP: | | 594960106 |
Meeting Date: | | 6/30/2005 | | Meeting Type: | | Annual |
Record Date: | | 5/12/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard F. Rutkowski | | For | | Yes | | For | |
1.2 | | Elect Director Stephen R. Willey | | For | | Yes | | For | |
1.3 | | Elect Director Jacqueline Brandwynne | | For | | Yes | | Withhold | |
1.4 | | Elect Director Richard A. Cowell | | For | | Yes | | For | |
1.5 | | Elect Director Slade Gorton | | For | | Yes | | For | |
1.6 | | Elect Director Walter J. Lack | | For | | Yes | | Withhold | |
1.7 | | Elect Director Robert A. Ratliffe | | For | | Yes | | Withhold | |
1.8 | | Elect Director Dennis Reimer | | For | | Yes | | Withhold | |
2 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | Against | |
21
Firsthand Technology Leaders Fund
Company Name: | | Electronic Arts, Inc. | | | | |
Ticker: | | ERTS | | CUSIP: | | 285512109 |
Meeting Date: | | 7/29/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/8/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director M. Richard Asher | | For | | Yes | | For | |
1.2 | | Elect Director William J. Byron | | For | | Yes | | For | |
1.3 | | Elect Director Leonard S. Coleman | | For | | Yes | | For | |
1.4 | | Elect Director Gary M. Kusin | | For | | Yes | | For | |
1.5 | | Elect Director Gregory B. Maffei | | For | | Yes | | For | |
1.6 | | Elect Director Timothy Mott | | For | | Yes | | For | |
1.7 | | Elect Director Robert W. Pittman | | For | | Yes | | For | |
1.8 | | Elect Director Lawrence F. Probst III | | For | | Yes | | For | |
1.9 | | Elect Director Linda J. Srere | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Articles to Consolidate Common Stock | | For | | Yes | | For | |
5 | | Increase Authorized Common Stock | | For | | Yes | | For | |
6 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Xilinx, Inc. | | | | |
Ticker: | | XLNX | | CUSIP: | | 983919101 |
Meeting Date: | | 8/5/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/7/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.2 | | Elect Director John L. Doyle | | For | | Yes | | For | |
1.3 | | Elect Director Jerald G. Fishman | | For | | Yes | | For | |
1.4 | | Elect Director Philip T. Gianos | | For | | Yes | | For | |
1.5 | | Elect Director Harold E. Hughes, Jr. | | For | | Yes | | For | |
1.6 | | Elect Director William G. Howard, Jr. | | For | | Yes | | For | |
1.7 | | Elect Director Richard W. Sevcik | | For | | Yes | | For | |
1.8 | | Elect Director Elizabeth Vanderslice | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
22
Company Name: | | Pixar | | | | |
Ticker: | | PIXR | | CUSIP: | | 725811103 |
Meeting Date: | | 8/20/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/14/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Steve Jobs | | For | | Yes | | For | |
1.2 | | Elect Director Edwin E. Catmull | | For | | Yes | | For | |
1.3 | | Elect Director Skip M. Brittenham | | For | | Yes | | For | |
1.4 | | Elect Director Susan L. Decker | | For | | Yes | | For | |
1.5 | | Elect Director Joseph A. Graziano | | For | | Yes | | For | |
1.6 | | Elect Director Lawrence B. Levy | | For | | Yes | | For | |
1.7 | | Elect Director Joe Roth | | For | | Yes | | For | |
1.8 | | Elect Director Larry W. Sonsini | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Veritas Software Corp. | | | | |
Ticker: | | VRTS | | CUSIP: | | 923436109 |
Meeting Date: | | 8/25/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/28/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael Brown | | For | | Yes | | For | |
1.2 | | Elect Director Kurt J. Lauk | | For | | Yes | | For | |
1.3 | | Elect Director Fred van den Bosch | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Symantec Corp. | | | | |
Ticker: | | SYMC | | CUSIP: | | 871503108 |
Meeting Date: | | 9/15/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Tania Amochaev | | For | | Yes | | For | |
1.2 | | Elect Director William T. Coleman | | For | | Yes | | For | |
1.3 | | Elect Director Franciscus Lion | | For | | Yes | | For | |
1.4 | | Elect Director David Mahoney | | For | | Yes | | For | |
1.5 | | Elect Director Robert S. Miller | | For | | Yes | | For | |
1.6 | | Elect Director George Reyes | | For | | Yes | | For | |
1.7 | | Elect Director Daniel H. Schulman | | For | | Yes | | For | |
1.8 | | Elect Director John W. Thompson | | For | | Yes | | For | |
2 | | Increase Authorized Common Stock | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Outside Director Stock in Lieu of Cash Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
23
Company Name: | | Flextronics International Ltd. - Meeting for Holders of ADRs | | |
Ticker: | | FLEX | | CUSIP: | | Y2573F102 |
Meeting Date: | | 9/23/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/5/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael E. Marks | | For | | Yes | | For | |
1.2 | | Elect Director Michael J. Moritz | | For | | Yes | | For | |
2 | | Re-Appointment of Patrick Foley as a Director of the Company | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | To Approve an Amendment to the Company’s 1997 Employee Share Purchase Plan | | For | | Yes | | For | |
5 | | To Approve Amendments to the Company’s 2001 Equity Incentive Plan | | For | | Yes | | For | |
6 | | To Approve an Amendment to the Company’s 2001 Equity Incentive Plan to Allow for Issuances of Stock Bonuses | | For | | Yes | | For | |
7 | | To Approve the Consolidation of Ordinary Shares Available Under Our Assumed Plans into Our 2001 Equity Incentive Plan | | For | | Yes | | For | |
8 | | To Approve the Authorization for the Directors of the Company to Allot and Issue Ordinary Shares | | For | | Yes | | For | |
9 | | To Approve the Authorization for the Company to Provide $37,200 of Annual Cash Compensation to each of its Non-Employee Directors | | For | | Yes | | For | |
10 | | To Approve the Authorization for the Company to Provide an Additional $10,000 of Annual Cash Compensation for each of its Non-Employee Directors for Committee Participation | | For | | Yes | | For | |
11 | | To Approve the Authorization of the Proposed Renewal of the Share Repurchase Mandate Relating to Acquisitions by the Company of its Own Issued Ordinary Shares | | For | | Yes | | For | |
12 | | To Approve the Authorization of the Proposal Approval of a Bonus Issue | | For | | Yes | | For | |
Company Name: | | KLA-Tencor Corp. | | | | |
Ticker: | | KLAC | | CUSIP: | | 482480100 |
Meeting Date: | | 10/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/23/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Edward W. Barnholt | | For | | Yes | | For | |
1.2 | | Elect Director Stephen P. Kaufman | | For | | Yes | | For | |
1.3 | | Elect Director Kenneth L. Schroeder | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
24
Company Name: | | Microsoft Corp. | | | | |
Ticker: | | MSFT | | CUSIP: | | 594918104 |
Meeting Date: | | 11/9/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/10/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William H. Gates III | | For | | Yes | | For | |
1.2 | | Elect Director Steven A. Ballmer | | For | | Yes | | For | |
1.3 | | Elect Director James I. Cash Jr., Ph.D. | | For | | Yes | | For | |
1.4 | | Elect Director Raymond V. Gilmartin | | For | | Yes | | For | |
1.5 | | Elect Director Ann McLaughlin Korologos | | For | | Yes | | For | |
1.6 | | Elect Director David F. Marquardt | | For | | Yes | | For | |
1.7 | | Elect Director Charles H. Noski | | For | | Yes | | For | |
1.8 | | Elect Director Dr. Helmut Panke | | For | | Yes | | For | |
1.9 | | Elect Director Jon A. Shirley | | For | | Yes | | For | |
2 | | Amend Bundled Compensation Plans | | For | | Yes | | For | |
3 | | Amend Bundled Compensation Plans | | For | | Yes | | For | |
4 | | Amend Stock Option Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.4 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.5 | | Elect Director Dr. James F. Gibbons | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.8 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.9 | | Elect Director John P. Morgridge | | For | | Yes | | For | |
1.1 | | Elect Director Donald T. Valentine | | For | | Yes | | For | |
1.11 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.12 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Report on Pay Disparity | | Against | | Yes | | Against | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. - Meeting for Holders of ADRs |
Ticker: | | | | CUSIP: | | 874039100 |
Meeting Date: | | 12/21/2004 | | Meeting Type: | | Special |
Record Date: | | 11/22/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Approve the Revisions of the Company’s Articles of Incorporation, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
25
Company Name: | | Amdocs Limited - Meeting for Holders of ADRs | | |
Ticker: | | DOX | | CUSIP: | | G02602103 |
Meeting Date: | | 1/20/2005 | | Meeting Type: | | Annual |
Record Date: | | 11/24/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce K. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Adrian Gardner | | For | | Yes | | For | |
1.3 | | Elect Director Dov Baharav | | For | | Yes | | For | |
1.4 | | Elect Director Julian A. Brodsky | | For | | Yes | | For | |
1.5 | | Elect Director Charles E. Foster | | For | | Yes | | For | |
1.6 | | Elect Director Eli Gelman | | For | | Yes | | For | |
1.7 | | Elect Director James S. Kahan | | For | | Yes | | For | |
1.8 | | Elect Director Nehemia Lemelbaum | | For | | Yes | | For | |
1.9 | | Elect Director John T. Mclennan | | For | | Yes | | For | |
1.1 | | Elect Director Robert A. Minicucci | | For | | Yes | | For | |
1.11 | | Elect Director Simon Olswang | | For | | Yes | | For | |
1.12 | | Elect Director Mario Segal | | For | | Yes | | For | |
2 | | Approval of Consolidated Financial Statements for Fiscal Year 2004 | | For | | Yes | | For | |
3 | | Ratification and Approval of Ernst & Young LLP and Authorization of Audit Committee of Board to Fix Remuneration | | For | | Yes | | For | |
Company Name: | | Samsung Electronics Co. Ltd. - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | 796050888 |
Meeting Date: | | 2/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/31/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Balance Sheet, Income Statement and Statement of Appropriation of Retained Earnings (Draft) for the 36th Fiscal Year (From January 1, 2004 to December 31, 2004), as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
2 | | Approval of the Appointment of In-Joo Kim as an Executive Director, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
3 | | Approval of the Compensation Ceiling for the Directors, as set forth in the Company’s Notice of Meeting enclosed herewith | | For | | Yes | | For | |
Company Name: | | Agilent Technologies Inc. | | | | |
Ticker: | | A | | CUSIP: | | 00846U101 |
Meeting Date: | | 3/1/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/3/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Heidi Kunz | | For | | Yes | | For | |
1.2 | | Elect Director David M. Lawrence, M.D. | | For | | Yes | | For | |
1.3 | | Elect Director A. Barry Rand | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
26
Company Name: | | QUALCOMM Inc. | | | | |
Ticker: | | QCOM | | CUSIP: | | 747525103 |
Meeting Date: | | 3/8/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert E. Kahn | | For | | Yes | | For | |
1.2 | | Elect Director Duane A. Nelles | | For | | Yes | | Withhold | |
1.3 | | Elect Director Brent Scowcroft | | For | | Yes | | For | |
2 | | Declassify the Board of Directors and Eliminate Cumulative Voting | | For | | Yes | | For | |
3 | | Increase Authorized Common Stock | | For | | Yes | | For | |
4 | | Amend Articles | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Applied Materials, Inc. | | | | |
Ticker: | | AMAT | | CUSIP: | | 38222105 |
Meeting Date: | | 3/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael H. Armacost | | For | | Yes | | For | |
1.2 | | Elect Director Deborah E. Coleman | | For | | Yes | | For | |
1.3 | | Elect Director Herbert M. Dwight, Jr. | | For | | Yes | | For | |
1.4 | | Elect Director Philip V. Gerdine | | For | | Yes | | For | |
1.5 | | Elect Director Paul R. Low | | For | | Yes | | For | |
1.6 | | Elect Director Dan Maydan | | For | | Yes | | For | |
1.7 | | Elect Director Steven L. Miller | | For | | Yes | | For | |
1.8 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.9 | | Elect Director Gerhard H. Parker | | For | | Yes | | For | |
1.1 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.11 | | Elect Director Michael R. Splinter | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
27
Company Name: | | Nokia Corp. - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | 654902204 |
Meeting Date: | | 4/7/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/2/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Income Statements and the Balance Sheet | | For | | Yes | | For | |
2 | | Approval of a Proposal to the Annual General Meeting of a Dividend of Eur 0.33 per Share | | For | | Yes | | For | |
3 | | Discharge of the Chairman, the Members of the Board of Directors, and the President, From Liability | | For | | Yes | | For | |
4 | | Proposal on the Composition of the Board as Proposed by the Corporate Governance and Nomination Committee | | For | | Yes | | For | |
5.1 | | Elect Directors Paul J. Collins | | For | | Yes | | For | |
5.2 | | Elect Directors Georg Ehrnrooth | | For | | Yes | | For | |
5.3 | | Elect Directors Bengt Holmstrom | | For | | Yes | | For | |
5.4 | | Elect Directors per Karlsson | | For | | Yes | | For | |
5.5 | | Elect Directors Jorma Ollila | | For | | Yes | | For | |
5.6 | | Elect Directors Marjorie Scardino | | For | | Yes | | For | |
5.7 | | Elect Directors Vesa Vainio | | For | | Yes | | For | |
5.8 | | Elect Directors Arne Wessberg | | For | | Yes | | For | |
5.9 | | Elect Directors Dan Hesse | | For | | Yes | | For | |
5.1 | | Elect Directors Edouard Michelin | | For | | Yes | | For | |
6 | | Approval of the Remuneration to be Paid to the Auditor | | For | | Yes | | For | |
7 | | Approval of the Re-Election of Pricewaterhouse Coopers Oy as the Auditors for Fiscal Year 2005 | | For | | Yes | | For | |
8 | | Approval of the Proposal to Grant Stock Options to Selected Personnel of the Company | | For | | Yes | | For | |
9 | | Approval of the Proposal of the Board to Reduce the Share Capital through Cancellation of Nokia Shares Held by Company | | For | | Yes | | For | |
10 | | Authorization to the Board to Increase the Share Capital of the Company | | For | | Yes | | For | |
11 | | Authorization to the Board to Repurchase Nokia Shares | | For | | Yes | | For | |
12 | | Authorization to the Board to Dispose Nokia Shares Held by the Company | | For | | Yes | | For | |
13 | | Mark the for Box If You Wish to Instruct Nokia Legal Counsels to Vote in their Discretion on Your Behalf Only upon Item 15 | | For | | Yes | | Against | |
Company Name: | | Texas Instruments Inc. | | | | |
Ticker: | | TXN | | CUSIP: | | 882508104 |
Meeting Date: | | 4/21/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James R. Adams | | For | | Yes | | For | |
1.2 | | Elect Director David L. Boren | | For | | Yes | | For | |
1.3 | | Elect Director Daniel A. Carp | | For | | Yes | | For | |
1.4 | | Elect Director Carrie S. Cox | | For | | Yes | | For | |
1.5 | | Elect Director Thomas J. Engibous | | For | | Yes | | For | |
1.6 | | Elect Director Gerald W. Fronterhouse | | For | | Yes | | For | |
1.7 | | Elect Director David R. Goode | | For | | Yes | | For | |
1.8 | | Elect Director Pamela H. Patsley | | For | | Yes | | For | |
1.9 | | Elect Director Wayne R. Sanders | | For | | Yes | | For | |
1.1 | | Elect Director Ruth J. Simmons | | For | | Yes | | For | |
1.11 | | Elect Director Richard K. Templeton | | For | | Yes | | For | |
1.12 | | Elect Director Christine T. Whitman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Stock Option Plan | | For | | Yes | | For | |
28
Company Name: | | Corning Inc. | | | | |
Ticker: | | GLW | | CUSIP: | | 219350105 |
Meeting Date: | | 4/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John Seely Brown | | For | | Yes | | For | |
1.2 | | Elect Director Gordon Gund | | For | | Yes | | For | |
1.3 | | Elect Director John M. Hennessy | | For | | Yes | | For | |
1.4 | | Elect Director H. Onno Ruding | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Adobe Systems Inc. | | | | |
Ticker: | | ADBE | | CUSIP: | | 00724F101 |
Meeting Date: | | 4/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol Mills | | For | | Yes | | For | |
1.2 | | Elect Director Colleen M. Pouliot | | For | | Yes | | For | |
1.3 | | Elect Director Robert Sedgewick | | For | | Yes | | For | |
1.4 | | Elect Director John E. Warnock | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
4 | | Expense Stock Options | | Against | | Yes | | Against | |
5 | | Review/Limit Executive Compensation | | Against | | Yes | | Against | |
Management Proposal | | | | | | | |
6 | | Ratify Auditors | | For | | Yes | | For | |
29
Company Name: | | EMC Corp. | | | | |
Ticker: | | EMC | | CUSIP: | | 268648102 |
Meeting Date: | | 5/5/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael J. Cronin | | For | | Yes | | For | |
1.2 | | Elect Director W. Paul Fitzgerald | | For | | Yes | | Withhold | |
1.3 | | Elect Director Joseph M. Tucci | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
4 | | Performance- Based/Indexed Options | | Against | | Yes | | For | |
5 | | Creation of an Independent Audit Committee | | Against | | Yes | | Against | |
Company Name: | | Altera Corp. | | | | |
Ticker: | | ALTR | | CUSIP: | | 21441100 |
Meeting Date: | | 5/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John P. Daane | | For | | Yes | | For | |
1.2 | | Elect Director Robert W. Reed | | For | | Yes | | For | |
1.3 | | Elect Director Charles M. Clough | | For | | Yes | | For | |
1.4 | | Elect Director Robert J. Finocchio, Jr | | For | | Yes | | For | |
1.5 | | Elect Director Kevin McGarity | | For | | Yes | | For | |
1.6 | | Elect Director Paul Newhagen | | For | | Yes | | For | |
1.7 | | Elect Director William E. Terry | | For | | Yes | | For | |
1.8 | | Elect Director Susan Wang | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Stock Option Plan | | For | | Yes | | Against | |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
6 | | Expense Stock Options | | Against | | Yes | | Against | |
7 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | Against | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. - Meeting for Holders of ADRs | |
Ticker: | | | | CUSIP: | | 874039100 |
Meeting Date: | | 5/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Accept 2004 Business Report and Financial Statements | | For | | Yes | | For | |
2 | | To Approve the Proposal for Distribution of 2004 Profits | | For | | Yes | | For | |
3 | | To Approve the Capitalization of 2004 Stock Dividends and Employee Profit Sharing (in Stock) | | For | | Yes | | For | |
4 | | To Approve Revisions to the Articles of Incorporation | | For | | Yes | | For | |
30
Company Name: | | Sap Ag - Meeting for Holders of ADRs | | | | |
Ticker: | | | | CUSIP: | | 803054204 |
Meeting Date: | | 5/12/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Resolution on the Appropriation of the Retained Earnings of the Fiscal Year 2004 | | For | | Yes | | For | |
2 | | Resolution on the Formal Approval of the Acts of the Executive Board in the Fiscal Year 2004 | | For | | Yes | | For | |
3 | | Resolution on the Formal Approval of the Acts of the Supervisory Board in the Fiscal Year 2004 | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | Election of Members of the Supervisory Board | | For | | Yes | | For | |
6 | | Resolution on the Adjustment of the Amounts and Figures stated in Section 4 (1) of the Articles of Association (Capital Stock) | | For | | Yes | | For | |
7 | | Resolution on the Cancellation of Contingent Capital IIA and on the Deletion of Section 4 (5) of the Articles of Association | | For | | Yes | | For | |
8 | | Reduction of Contingent Capital IIIA and Adjustment of the Amounts and Figures stated in Section 4 (7) of the Articles | | For | | Yes | | For | |
9 | | Resolution on the Amendment of Section 1 (1) of the Articles of Association (Corporate Name) | | For | | Yes | | For | |
10 | | Resolution on the Adjustment of the Articles of Association to Reflect the Provisions of the German Act | | For | | Yes | | For | |
11 | | Cancellation of Authorized Capital I and Creation of a New Authorized Capital I | | For | | Yes | | For | |
12 | | Cancellation of Authorized Capital II and Creation of a New Authorized Capital II | | For | | Yes | | For | |
13 | | Resolution on the Authorization to Acquire and Use Treasury Shares Pursuant to the German Stock Corporation Act | | For | | Yes | | For | |
14 | | Resolution on the Authorization to Use Equity Derivatives in Connection With the Acquisition of Treasury Shares | | For | | Yes | | Against | |
Company Name: | | Intel Corp. | | | | |
Ticker: | | INTC | | CUSIP: | | 458140100 |
Meeting Date: | | 5/18/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/21/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Craig R. Barrett | | For | | Yes | | For | |
1.2 | | Elect Director Charlene Barshefsky | | For | | Yes | | For | |
1.3 | | Elect Director E. John P. Browne | | For | | Yes | | For | |
1.4 | | Elect Director D. James Guzy | | For | | Yes | | For | |
1.5 | | Elect Director Reed E. Hundt | | For | | Yes | | For | |
1.6 | | Elect Director Paul S. Otellini | | For | | Yes | | For | |
1.7 | | Elect Director David S. Pottruck | | For | | Yes | | For | |
1.8 | | Elect Director Jane E. Shaw | | For | | Yes | | For | |
1.9 | | Elect Director John L. Thornton | | For | | Yes | | For | |
1.1 | | Elect Director David B. Yoffie | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
31
Company Name: | | Mercury Interactive Corp. | | | | |
Ticker: | | MERQ | | CUSIP: | | 589405109 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Amnon Landan | | For | | Yes | | For | |
1.2 | | Elect Director Brad Boston | | For | | Yes | | For | |
1.3 | | Elect Director Igal Kohavi | | For | | Yes | | For | |
1.4 | | Elect Director Clyde Ostler | | For | | Yes | | For | |
1.5 | | Elect Director Yair Shamir | | For | | Yes | | For | |
1.6 | | Elect Director Giora Yaron | | For | | Yes | | For | |
1.7 | | Elect Director Anthony Zingale | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Teradyne, Inc. | | | | |
Ticker: | | TER | | CUSIP: | | 880770102 |
Meeting Date: | | 5/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/4/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James W. Bagley | | For | | Yes | | For | |
1.2 | | Elect Director Michael A. Bradley | | For | | Yes | | For | |
1.3 | | Elect Director Vincent M. O’Reilly | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Sandisk Corp. | | | | |
Ticker: | | SNDK | | CUSIP: | | 80004C101 |
Meeting Date: | | 5/27/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Eli Harari | | For | | Yes | | For | |
1.2 | | Elect Director Irwin Federman | | For | | Yes | | For | |
1.3 | | Elect Director Catherine P. Lego | | For | | Yes | | For | |
1.4 | | Elect Director Michael E. Marks | | For | | Yes | | For | |
1.5 | | Elect Director Dr. James D. Meindl | | For | | Yes | | For | |
1.6 | | Elect Director Alan F. Shugart | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
32
Company Name: | | Business Objects SA - ADR - Meeting for Holders of ADRs | | |
Ticker: | | BOBJ | | CUSIP: | | 12328X107 |
Meeting Date: | | 6/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approval of the Statutory Financial Statements for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
2 | | Approval of the Consolidated Financial Statements for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
3 | | Allocation of Earnings for the Fiscal Year Ended December 31, 2004 | | For | | Yes | | For | |
4 | | Renewal of the Term of Office of Mr. Gerald Held as Director | | For | | Yes | | For | |
5 | | Ratification of the Appointment of Mr. Carl Pascarella as Director | | For | | Yes | | For | |
6 | | Ratify Auditors | | For | | Yes | | For | |
7 | | Ratification of Regulated Agreements | | For | | Yes | | For | |
8 | | Increase of the Aggregate Amount of Authorized Directors Fees | | For | | Yes | | For | |
9 | | Authorization Granted to the Board of Directors to Repurchase Ordinary Shares of the Company | | For | | Yes | | For | |
10 | | To Reduce the Share Capital by Cancellation of Treasury Shares | | For | | Yes | | For | |
11 | | To Issue Warrants to Subscribe up to a Maximum of 45,000 Ordinary Shares Reserved for Mr. Gerald Held | | For | | Yes | | Against | |
12 | | To Issue Warrants to Susbcribe up to a Maximum of 45,000 Ordinary Shares Reserved for Mr. Carl Pascarella | | For | | Yes | | Against | |
13 | | To Increase the Share Capital through the Issuance of Ordinary Shares, with Subscription Reserved to the Participants in the Company Employee Savings Plan | | For | | Yes | | For | |
14 | | To Increase the Share Capital Through the Issuance of Ordinary Shares, with Subscription Reserved to the 2004 Business Objects S.A. Employee Benefits Trust under the 2004 International Employee Stock Purchase Plan | | For | | Yes | | For | |
15 | | To Allocate, Free of Charge, Existing Ordinary Shares, or to Issue New Ordinary Shares, Free of Charge, to the Employees and Certain Officers of the Company and to the Employees of the Company’s Subsidiaries | | For | | Yes | | Against | |
16 | | The Amendment of the Article 7.2 of the Company’s Articles of Association | | For | | Yes | | Against | |
17 | | Amendments of the Company’s Articles of Association to conform them to the New Provisions of the French Commercial Code | | For | | Yes | | For | |
18 | | The Removal of the Fifteenth, Seventeenth and Twenty-Fourth Paragraphs of the Article 6 of the Company’s Articles of Association | | For | | Yes | | For | |
19 | | To Grant Full Powers of Attorney to Carry Out Registrations and Formalities | | For | | Yes | | For | |
33
Company Name: | | eBay Inc. | | | | |
Ticker: | | EBAY | | CUSIP: | | 278642103 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Fred D. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Edward W. Barnholt | | For | | Yes | | For | |
1.3 | | Elect Director Scott D. Cook | | For | | Yes | | For | |
1.4 | | Elect Director Robert C. Kagle | | For | | Yes | | For | |
2 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
3 | | Increase Authorized Common Stock | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
5 | | Performance- Based/Indexed Options | | Against | | Yes | | Against | |
6 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | Against | |
Company Name: | | BEA Systems, Inc. | | | | |
Ticker: | | BEAS | | CUSIP: | | 73325102 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alfred S. Chuang | | For | | Yes | | For | |
1.2 | | Elect Director Stewart K.P. Gross | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | For | |
4 | | Declassify the Board of Directors | | Against | | Yes | | For | |
Firsthand Technology Value Fund
Company Name: | | TeleCommunication Systems, Inc. | | | | |
Ticker: | | TSYS | | CUSIP: | | 87929J103 |
Meeting Date: | | 7/15/2004 | | Meeting Type: | | Annual |
Record Date: | | 4/30/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Maurice B. Tose | | For | | Yes | | For | |
1.2 | | Elect Director Clyde A. Heintzelman | | For | | Yes | | For | |
1.3 | | Elect Director Richard A. Kozak | | For | | Yes | | For | |
1.4 | | Elect Director Weldon H. Latham | | For | | Yes | | For | |
1.5 | | Elect Director Byron F. Marchant | | For | | Yes | | For | |
2 | | Approve Issuance of Shares for a Private Placement | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
4 | | Classify the Board of Directors | | For | | Yes | | Against | |
5 | | Restrict Right to Act by Written Consent | | For | | Yes | | Against | |
6 | | Adopt Supermajority Vote Requirement for Amendments | | For | | Yes | | Against | |
34
Company Name: | | Powerwave Technologies, Inc. | | | | |
Ticker: | | PWAV | | CUSIP: | | 739363109 |
Meeting Date: | | 7/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/18/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Daniel A. Artusi | | For | | Yes | | For | |
1.2 | | Elect Director John L. Clendenin | | For | | Yes | | For | |
1.3 | | Elect Director Bruce C. Edwards | | For | | Yes | | For | |
1.4 | | Elect Director David L. George | | For | | Yes | | For | |
1.5 | | Elect Director Eugene L. Goda | | For | | Yes | | For | |
1.6 | | Elect Director Mikael R. Gottschlich | | For | | Yes | | For | |
1.7 | | Elect Director Carl W. Neun | | For | | Yes | | Withhold | |
1.8 | | Elect Director Andrew J. Sukawaty | | For | | Yes | | For | |
1.9 | | Elect Director Dag J. Tigerschiold | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Stratex Networks, Inc. | | | | |
Ticker: | | STXN | | CUSIP: | | 86279T109 |
Meeting Date: | | 8/16/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/18/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard C. Alberding | | For | | Yes | | Withhold | |
1.2 | | Elect Director John W. Combs | | For | | Yes | | For | |
1.3 | | Elect Director William A. Hasler | | For | | Yes | | For | |
1.4 | | Elect Director Charles D. Kissner | | For | | Yes | | For | |
1.5 | | Elect Director James D. Meindl | | For | | Yes | | For | |
1.6 | | Elect Director V. Frank Mendicino | | For | | Yes | | For | |
1.7 | | Elect Director Edward F. Thompson | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Veritas Software Corp. | | | | |
Ticker: | | VRTS | | CUSIP: | | 923436109 |
Meeting Date: | | 8/25/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/28/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael Brown | | For | | Yes | | For | |
1.2 | | Elect Director Kurt J. Lauk | | For | | Yes | | For | |
1.3 | | Elect Director Fred van den Bosch | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
35
Company Name: | | Applied Micro Circuits Corp. | | | | |
Ticker: | | AMCC | | CUSIP: | | 03822W109 |
Meeting Date: | | 9/1/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/6/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David M. Rickey | | For | | Yes | | For | |
1.2 | | Elect Director Roger A. Smullen, Sr. | | For | | Yes | | For | |
1.3 | | Elect Director Cesar Cesaratto | | For | | Yes | | For | |
1.4 | | Elect Director Franklin P. Johnson, Jr | | For | | Yes | | For | |
1.5 | | Elect Director L. Wayne Price | | For | | Yes | | For | |
1.6 | | Elect Director Arthur B. Stabenow | | For | | Yes | | For | |
1.7 | | Elect Director Harvey P. White | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | ViaSat, Inc. | | | | |
Ticker: | | VSAT | | CUSIP: | | 92552V100 |
Meeting Date: | | 9/9/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/18/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director B. Allen Lay | | For | | Yes | | For | |
1.2 | | Elect Director Dr. Jeffrey M. Nash | | For | | Yes | | For | |
Company Name: | | Celeritek, Inc. | | | | |
Ticker: | | CLTK | | CUSIP: | | 150926103 |
Meeting Date: | | 10/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/30/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Sale of Company Assets | | For | | Yes | | For | |
2.1 | | Elect Director Tamer Husseini | | For | | Yes | | For | |
2.2 | | Elect Director Robert J. Gallagher | | For | | Yes | | For | |
2.3 | | Elect Director J. Michael Gullard | | For | | Yes | | For | |
2.4 | | Elect Director Lloyd I. Miller, III | | For | | Yes | | For | |
2.5 | | Elect Director Bryant R. Riley | | For | | Yes | | For | |
2.6 | | Elect Director Michael B. Targoff | | For | | Yes | | For | |
2.7 | | Elect Director Charles P. Waite | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | Amend Bundled Compensation Plans | | For | | Yes | | For | |
5 | | Amend Bundled Compensation Plans | | For | | Yes | | For | |
36
Company Name: | | Anteon International Corp. | | | | |
Ticker: | | ANT | | CUSIP: | | 3.67E+111 |
Meeting Date: | | 10/22/2004 | | Meeting Type: | | Special |
Record Date: | | 9/9/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Employee Stock Purchase Plan | | For | | Yes | | For | |
Company Name: | | Harris Corp. | | | | |
Ticker: | | HRS | | CUSIP: | | 413875105 |
Meeting Date: | | 10/22/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/27/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Howard L. Lance | | For | | Yes | | For | |
1.2 | | Elect Director Thomas A. Dattilo | | For | | Yes | | For | |
1.3 | | Elect Director Dr. James C. Stoffel | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Genesis Microchip, Inc. | | | | |
Ticker: | | GNSS | | CUSIP: | | 37184C103 |
Meeting Date: | | 11/3/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/7/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jon Castor | | For | | Yes | | For | |
1.2 | | Elect Director Chieh Chang | | For | | Yes | | For | |
1.3 | | Elect Director Jeffrey Diamond | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Anaren Inc. | | | | |
Ticker: | | ANEN | | CUSIP: | | 32744104 |
Meeting Date: | | 11/4/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/10/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Herbert I. Corkin | | For | | Yes | | For | |
1.2 | | Elect Director Matthew S. Robison | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
37
Company Name: | | Aeroflex, Inc. | | | | |
Ticker: | | ARXX | | CUSIP: | | 7768104 |
Meeting Date: | | 11/10/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/1/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Paul Abecassis | | For | | Yes | | For | |
1.2 | | Elect Director Leonard Borow | | For | | Yes | | For | |
1.3 | | Elect Director Milton Brenner | | For | | Yes | | For | |
1.4 | | Elect Director Eric Edelstein | | For | | Yes | | For | |
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.4 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.5 | | Elect Director Dr. James F. Gibbons | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.8 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.9 | | Elect Director John P. Morgridge | | For | | Yes | | For | |
1.1 | | Elect Director Donald T. Valentine | | For | | Yes | | For | |
1.11 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.12 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Report on Pay Disparity | | Against | | Yes | | Against | |
38
Company Name: | | Western Digital Corp. | | | | |
Ticker: | | WDC | | CUSIP: | | 958102105 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/1/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Matthew E. Massengill | | For | | Yes | | For | |
1.2 | | Elect Director Peter D. Behrendt | | For | | Yes | | For | |
1.3 | | Elect Director Kathleen A. Cote | | For | | Yes | | For | |
1.4 | | Elect Director Henry T. DeNero | | For | | Yes | | For | |
1.5 | | Elect Director William L. Kimsey | | For | | Yes | | For | |
1.6 | | Elect Director Michael D. Lambert | | For | | Yes | | For | |
1.7 | | Elect Director Roger H. Moore | | For | | Yes | | For | |
1.8 | | Elect Director Thomas E. Pardun | | For | | Yes | | For | |
1.9 | | Elect Director Arif Shakeel | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Napster, Inc. | | | | |
Ticker: | | NAPS | | CUSIP: | | 630797108 |
Meeting Date: | | 2/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Vernon E. Altman | | For | | Yes | | For | |
1.2 | | Elect Director Wm. Christopher Gorog | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | STMicroelectronics N.V. - Meeting for Holders of ADRs | | | | |
Ticker: | | STM | | CUSIP: | | 861012102 |
Meeting Date: | | 3/18/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | Yes | | For | |
2 | | Information on Retained Earnings and Dividend Policy and Adoption of a Dividend of $0.12 per Common Share | | For | | Yes | | For | |
3 | | Discharge of the Sole Member of the Managing Board | | For | | Yes | | For | |
4 | | Discharge of the Members of the Supervisory Board | | For | | Yes | | For | |
5 | | Appointment of the New Sole Member of the Managing Board | | For | | Yes | | For | |
6.1 | | Elect Director Mr. Gerald Arbola | | For | | Yes | | For | |
6.2 | | Elect Director Matteo Del Fante | | For | | Yes | | For | |
6.3 | | Elect Director Mr. Tom De Waard | | For | | Yes | | For | |
6.4 | | Elect Director Mr. Didier Lombard | | For | | Yes | | For | |
6.5 | | Elect Director Mr. Bruno Steve | | For | | Yes | | For | |
6.6 | | Elect Director Antonino Turicchi | | For | | Yes | | For | |
6.7 | | Elect Director Mr. Douglas Dunn | | For | | Yes | | For | |
6.8 | | Elect Director Mr. Francis Gavois | | For | | Yes | | For | |
6.9 | | Elect Director Mr. Robert White | | For | | Yes | | For | |
7 | | Ratify Auditors | | For | | Yes | | For | |
8 | | Approval of the Compensation Policy for the Managing Board | | For | | Yes | | For | |
9 | | Approval of the Compensation of the Members of the Supervisory Board | | For | | Yes | | For | |
10 | | Approval of the Amendment to the Company’s Existing 2001 Employee Stock Option Plan | | For | | Yes | | Against | |
11 | | Approval of the New Three-Year Stock-Based Compensation Plan for Members and Professionals of the Supervisory Board | | For | | Yes | | Against | |
12 | | Amendment to the Articles of Association Required by Changes in Dutch Law and Corporate Governance Standards | | For | | Yes | | For | |
39
Company Name: | | FLIR Systems, Inc. | | | | |
Ticker: | | FLIR | | CUSIP: | | 302445101 |
Meeting Date: | | 4/20/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John C. Hart | | For | | Yes | | Withhold | |
1.2 | | Elect Director Angus L. Macdonald | | For | | Yes | | For | |
2 | | Increase Authorized Common Stock | | For | | Yes | | For | |
Company Name: | | Texas Instruments Inc. | | | | |
Ticker: | | TXN | | CUSIP: | | 882508104 |
Meeting Date: | | 4/21/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James R. Adams | | For | | Yes | | For | |
1.2 | | Elect Director David L. Boren | | For | | Yes | | For | |
1.3 | | Elect Director Daniel A. Carp | | For | | Yes | | For | |
1.4 | | Elect Director Carrie S. Cox | | For | | Yes | | For | |
1.5 | | Elect Director Thomas J. Engibous | | For | | Yes | | For | |
1.6 | | Elect Director Gerald W. Fronterhouse | | For | | Yes | | For | |
1.7 | | Elect Director David R. Goode | | For | | Yes | | For | |
1.8 | | Elect Director Pamela H. Patsley | | For | | Yes | | For | |
1.9 | | Elect Director Wayne R. Sanders | | For | | Yes | | For | |
1.1 | | Elect Director Ruth J. Simmons | | For | | Yes | | For | |
1.11 | | Elect Director Richard K. Templeton | | For | | Yes | | For | |
1.12 | | Elect Director Christine T. Whitman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Stock Option Plan | | For | | Yes | | For | |
40
Company Name: | | L-3 Communications Holdings, Inc. | | | | |
Ticker: | | LLL | | CUSIP: | | 502424104 |
Meeting Date: | | 4/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/18/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Frank C. Lanza | | For | | Yes | | For | |
1.2 | | Elect Director John M. Shalikashvili | | For | | Yes | | For | |
1.3 | | Elect Director John White | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Kopin Corp. | | | | |
Ticker: | | KOPN | | CUSIP: | | 500600101 |
Meeting Date: | | 4/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John C.C. Fan | | For | | Yes | | For | |
1.2 | | Elect Director David E. Brook | | For | | Yes | | Withhold | |
1.3 | | Elect Director Andrew H. Chapman | | For | | Yes | | For | |
1.4 | | Elect Director Morton Collins | | For | | Yes | | For | |
1.5 | | Elect Director Chi Chia Hsieh | | For | | Yes | | For | |
1.6 | | Elect Director Michael A. Wall | | For | | Yes | | For | |
1.7 | | Elect Director Michael J. Landine | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Corning Inc. | | | | |
Ticker: | | GLW | | CUSIP: | | 219350105 |
Meeting Date: | | 4/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John Seely Brown | | For | | Yes | | For | |
1.2 | | Elect Director Gordon Gund | | For | | Yes | | For | |
1.3 | | Elect Director John M. Hennessy | | For | | Yes | | For | |
1.4 | | Elect Director H. Onno Ruding | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Skyworks Solutions, Inc. | | | | |
Ticker: | | SWKS | | CUSIP: | | 83088M102 |
Meeting Date: | | 4/28/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David J. Aldrich | | For | | Yes | | Withhold | |
1.2 | | Elect Director Moiz M. Beguwala | | For | | Yes | | Withhold | |
1.3 | | Elect Director Dwight W. Decker | | For | | Yes | | Withhold | |
1.4 | | Elect Director David P. McGlade | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
41
Company Name: | | Freescale Semiconductor, Inc. | | | | |
Ticker: | | FSL | | CUSIP: | | 35687M206 |
Meeting Date: | | 4/29/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director H. Raymond Bingham | | For | | Yes | | For | |
1.2 | | Elect Director Stephen P. Kaufman | | For | | Yes | | For | |
2 | | Amend Articles | | For | | Yes | | For | |
3 | | Amend Bylaws | | For | | Yes | | For | |
4 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Motorola, Inc. | | | | |
Ticker: | | MOT | | CUSIP: | | 620076109 |
Meeting Date: | | 5/2/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/4/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director E. Zander | | For | | Yes | | For | |
1.2 | | Elect Director H. L. Fuller | | For | | Yes | | For | |
1.3 | | Elect Director J. Lewant | | For | | Yes | | For | |
1.4 | | Elect Director W. Massey | | For | | Yes | | For | |
1.5 | | Elect Director T. Meredith | | For | | Yes | | For | |
1.6 | | Elect Director N. Negroponte | | For | | Yes | | For | |
1.7 | | Elect Director I. Nooyi | | For | | Yes | | For | |
1.8 | | Elect Director S. Scott III | | For | | Yes | | For | |
1.9 | | Elect Director R. Sommer | | For | | Yes | | For | |
1.1 | | Elect Director J. Stengel | | For | | Yes | | For | |
1.11 | | Elect Director D. Warner III | | For | | Yes | | For | |
1.12 | | Elect Director J. White | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
2 | | Limit Executive Compensation | | Against | | Yes | | Against | |
3 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | For | |
Company Name: | | Concord Communications, Inc. | | | | |
Ticker: | | CCRD | | CUSIP: | | 206186108 |
Meeting Date: | | 5/4/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Frederick W.W. Bolander | | For | | Yes | | For | |
1.2 | | Elect Director Jack M. Cooper | | For | | Yes | | For | |
42
Company Name: | | SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP - Meeting for Holders of ADRs |
Ticker: | | | | CUSIP: | | 81663N206 |
Meeting Date: | | 5/6/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | To Receive and Consider the Audited Financial Statements and the Reports of the Directors and Auditors | | For | | Yes | | For | |
2 | | To Re-Elect Richard R. Chang as Director of the Company | | For | | Yes | | For | |
3 | | To Re-Elect Henry Shaw as Director of the Company | | For | | Yes | | For | |
4 | | To Authorize the Board of Directors to Fix their Remuneration | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | To Allot, Issue, Grant, Distribute and Otherwise Deal With Additional Shares in the Company | | For | | Yes | | Against | |
7 | | To Grant a General Mandate to the Board of Directors to Repurchase Shares of the Company | | For | | Yes | | For | |
8 | | To Exercise the Powers to Allot, Issue, Grant, Distribute and Otherwise Deal with the Authorized But Unissued Shares | | For | | Yes | | For | |
9 | | To Approve the New Indemnification Agreement ( New Agreement ), Between the Company and its Directors | | For | | Yes | | For | |
10 | | To Approve the Proposed Annual Cap in Relation to the Continuing Connected Transactions as Defined in the Circular | | For | | Yes | | For | |
11 | | To Approve the Continuing Connected Transactions as Defined in the Circular and Contemplated under the New Agreement | | For | | Yes | | For | |
12 | | To Amend the Articles of Association of the Company | | For | | Yes | | For | |
Company Name: | | Symbol Technologies, Inc. | | | | |
Ticker: | | SBL | | CUSIP: | | 871508107 |
Meeting Date: | | 5/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert J. Chrenc | | For | | Yes | | For | |
1.2 | | Elect Director Salvatore Iannuzzi | | For | | Yes | | For | |
1.3 | | Elect Director Edward R. Kozel | | For | | Yes | | For | |
1.4 | | Elect Director William R. Nuti | | For | | Yes | | For | |
1.5 | | Elect Director George Samenuk | | For | | Yes | | For | |
1.6 | | Elect Director Melvin A. Yellin | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
43
Company Name: | | Cadence Design Systems, Inc. | | | | |
Ticker: | | CDN | | CUSIP: | | 127387108 |
Meeting Date: | | 5/11/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/21/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director H. Raymond Bingham | | For | | Yes | | For | |
1.2 | | Elect Director Michael J. Fister | | For | | Yes | | For | |
1.3 | | Elect Director Donald L. Lucas | | For | | Yes | | For | |
1.4 | | Elect Director Alberto Sangiovanni-Vincentelli | | For | | Yes | | For | |
1.5 | | Elect Director George M. Scalise | | For | | Yes | | For | |
1.6 | | Elect Director John B. Shoven | | For | | Yes | | For | |
1.7 | | Elect Director Roger S. Siboni | | For | | Yes | | For | |
1.8 | | Elect Director Lip-Bu Tan | | For | | Yes | | For | |
2 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Netflix. Inc | | | | |
Ticker: | | NFLX | | CUSIP: | | 64110L106 |
Meeting Date: | | 5/11/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jay C. Hoag | | For | | Yes | | For | |
1.2 | | Elect Director Reed Hastings | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | TriQuint Semiconductor, Inc. | | | | |
Ticker: | | TQNT | | CUSIP: | | 89674K103 |
Meeting Date: | | 5/12/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/23/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Paul A. Gary | | For | | Yes | | For | |
1.2 | | Elect Director Charles Scott Gibson | | For | | Yes | | For | |
1.3 | | Elect Director Nicolas Kauser | | For | | Yes | | For | |
1.4 | | Elect Director Ralph G. Quinsey | | For | | Yes | | For | |
1.5 | | Elect Director Dr. Walden C. Rhines | | For | | Yes | | For | |
1.6 | | Elect Director Steven J. Sharp | | For | | Yes | | For | |
1.7 | | Elect Director Edward F. Tuck | | For | | Yes | | For | |
1.8 | | Elect Director Willis C. Young | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
44
Company Name: | | Sap Ag - Meeting for Holders of ADRs | | | | |
Ticker: | | | | CUSIP: | | 803054204 |
Meeting Date: | | 5/12/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Resolution on the Appropriation of the Retained Earnings of the Fiscal Year 2004 | | For | | Yes | | For | |
2 | | Resolution on the Formal Approval of the Acts of the Executive Board in the Fiscal Year 2004 | | For | | Yes | | For | |
3 | | Resolution on the Formal Approval of the Acts of the Supervisory Board in the Fiscal Year 2004 | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | Election of Members of the Supervisory Board | | For | | Yes | | For | |
6 | | Resolution on the Adjustment of the Amounts and Figures stated in Section 4 (1) of the Articles of Association (Capital Stock) | | For | | Yes | | For | |
7 | | Resolution on the Cancellation of Contingent Capital IIA and on the Deletion of Section 4 (5) of the Articles of Association | | For | | Yes | | For | |
8 | | Reduction of Contingent Capital IIIA and Adjustment of the Amounts and Figures stated in Section 4 (7) of the Articles | | For | | Yes | | For | |
9 | | Resolution on the Amendment of Section 1 (1) of the Articles of Association (Corporate Name) | | For | | Yes | | For | |
10 | | Resolution on the Adjustment of the Articles of Association to Reflect the Provisions of the German Act | | For | | Yes | | For | |
11 | | Cancellation of Authorized Capital I and Creation of a New Authorized Capital I | | For | | Yes | | For | |
12 | | Cancellation of Authorized Capital II and Creation of a New Authorized Capital II | | For | | Yes | | For | |
13 | | Resolution on the Authorization to Acquire and Use Treasury Shares Pursuant to the German Stock Corporation Act | | For | | Yes | | For | |
14 | | Resolution on the Authorization to Use Equity Derivatives in Connection With the Acquisition of Treasury Shares | | For | | Yes | | Against | |
Company Name: | | Tekelec | | | | |
Ticker: | | TKLC | | CUSIP: | | 879101103 |
Meeting Date: | | 5/13/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/24/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert V. Adams | | For | | Yes | | For | |
1.2 | | Elect Director Jean-Claude Asscher | | For | | Yes | | For | |
1.3 | | Elect Director Daniel L. Brenner | | For | | Yes | | For | |
1.4 | | Elect Director Mark A. Floyd | | For | | Yes | | For | |
1.5 | | Elect Director Martin A. Kaplan | | For | | Yes | | Withhold | |
1.6 | | Elect Director Frederick M. Lax | | For | | Yes | | For | |
1.7 | | Elect Director Jon F. Rager | | For | | Yes | | For | |
2 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
45
Company Name: | | UTStarcom, Inc. | | | | |
Ticker: | | UTSI | | CUSIP: | | 918076100 |
Meeting Date: | | 5/13/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Allen Lenzmeier | | For | | Yes | | For | |
1.2 | | Elect Director Larry D. Horner | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Intrado Inc | | | | |
Ticker: | | TRDO | | CUSIP: | | 46117A100 |
Meeting Date: | | 5/17/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David Kronfeld | | For | | Yes | | For | |
1.2 | | Elect Director Art Zeile | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Transwitch Corp. | | | | |
Ticker: | | TXCC | | CUSIP: | | 894065101 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/21/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Santanu Das | | For | | Yes | | For | |
1.2 | | Elect Director Mr. Alfred F. Boschulte | | For | | Yes | | For | |
1.3 | | Elect Director Dr. Hagen Hultzsch | | For | | Yes | | For | |
1.4 | | Elect Director Mr. Gerald F. Montry | | For | | Yes | | For | |
1.5 | | Elect Director Mr. James M. Pagos | | For | | Yes | | For | |
1.6 | | Elect Director Dr. Albert E. Paladino | | For | | Yes | | For | |
1.7 | | Elect Director Mr. Erik H. van der Kaay | | For | | Yes | | For | |
2 | | Approve Reverse Stock Split | | For | | Yes | | For | |
3 | | Amend Stock Option Plan | | For | | Yes | | For | |
4 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
5 | | Other Business | | For | | Yes | | Against | |
46
Company Name: | | Akamai Technologies, Inc. | | | | |
Ticker: | | AKAM | | CUSIP: | | 00971T101 |
Meeting Date: | | 5/24/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/31/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William A. Halter | | For | | Yes | | For | |
1.2 | | Elect Director Peter J. Kight | | For | | Yes | | For | |
1.3 | | Elect Director Frederic V. Salerno | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | PMC-Sierra, Inc. | | | | |
Ticker: | | PMCS | | CUSIP: | | 69344F106 |
Meeting Date: | | 5/25/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/31/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert Bailey | | For | | Yes | | For | |
1.2 | | Elect Director Richard Belluzo | | For | | Yes | | For | |
1.3 | | Elect Director James Diller, Sr | | For | | Yes | | Withhold | |
1.4 | | Elect Director Jonathan Judge | | For | | Yes | | Withhold | |
1.5 | | Elect Director William Kurtz | | For | | Yes | | For | |
1.6 | | Elect Director Frank Marshall | | For | | Yes | | For | |
1.7 | | Elect Director Lewis Wilks | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | VeriSign Inc | | | | |
Ticker: | | VRSN | | CUSIP: | | 9.23E+106 |
Meeting Date: | | 5/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Scott G. Kriens | | For | | Yes | | For | |
1.2 | | Elect Director Len J. Lauer | | For | | Yes | | For | |
1.3 | | Elect Director Stratton D. Sclavos | | For | | Yes | | For | |
2 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
47
Company Name: | | Sandisk Corp. | | | | |
Ticker: | | SNDK | | CUSIP: | | 80004C101 |
Meeting Date: | | 5/27/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Eli Harari | | For | | Yes | | For | |
1.2 | | Elect Director Irwin Federman | | For | | Yes | | For | |
1.3 | | Elect Director Catherine P. Lego | | For | | Yes | | For | |
1.4 | | Elect Director Michael E. Marks | | For | | Yes | | For | |
1.5 | | Elect Director Dr. James D. Meindl | | For | | Yes | | For | |
1.6 | | Elect Director Alan F. Shugart | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Concord Communications, Inc. | | | | |
Ticker: | | CCRD | | CUSIP: | | 206186108 |
Meeting Date: | | 6/2/2005 | | Meeting Type: | | Special |
Record Date: | | 5/10/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Websense, Inc. | | | | |
Ticker: | | WBSN | | CUSIP: | | 947684106 |
Meeting Date: | | 6/7/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mark S. St.Clare | | For | | Yes | | For | |
1.2 | | Elect Director Peter C. Waller | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Wind River Systems, Inc. | | | | |
Ticker: | | WIND | | CUSIP: | | 973149107 |
Meeting Date: | | 6/8/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John C. Bolger | | For | | Yes | | For | |
1.2 | | Elect Director William B. Elmore | | For | | Yes | | For | |
1.3 | | Elect Director Jerry L. Fiddler | | For | | Yes | | For | |
1.4 | | Elect Director Narendra K. Gupta | | For | | Yes | | For | |
1.5 | | Elect Director Grant M. Inman | | For | | Yes | | For | |
1.6 | | Elect Director Harvey C. Jones | | For | | Yes | | For | |
1.7 | | Elect Director Kenneth R. Klein | | For | | Yes | | For | |
1.8 | | Elect Director Standish H. O’Grady | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
48
Company Name: | | TeleCommunication Systems, Inc. | | | | |
Ticker: | | TSYS | | CUSIP: | | 87929J103 |
Meeting Date: | | 6/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Clyde A. Heintzelman | | For | | Yes | | For | |
1.2 | | Elect Director Richard A. Kozak | | For | | Yes | | For | |
Company Name: | | Lexar Media, Inc. | | | | |
Ticker: | | LEXR | | CUSIP: | | 52886P104 |
Meeting Date: | | 6/9/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William T. Dodds | | For | | Yes | | For | |
1.2 | | Elect Director Brian D. Jacobs | | For | | Yes | | For | |
1.3 | | Elect Director Eric B. Stang | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Marvell Technology Group Ltd - Meeting for Holders of ADRs | | |
Ticker: | | MRVL | | CUSIP: | | G5876H105 |
Meeting Date: | | 6/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kuo Wei ‘Herbert’ Chang | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
49
Company Name: | | Comverse Technology, Inc. | | | | |
Ticker: | | CMVT | | CUSIP: | | 205862402 |
Meeting Date: | | 6/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kobi Alexander | | For | | Yes | | For | |
1.2 | | Elect Director Raz Alon | | For | | Yes | | For | |
1.3 | | Elect Director Itsik Danziger | | For | | Yes | | For | |
1.4 | | Elect Director John H. Friedman | | For | | Yes | | For | |
1.5 | | Elect Director Ron Hiram | | For | | Yes | | For | |
1.6 | | Elect Director Sam Oolie | | For | | Yes | | For | |
1.7 | | Elect Director William F. Sorin | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | SpectraLink Corp. | | | | |
Ticker: | | SLNK | | CUSIP: | | 847580107 |
Meeting Date: | | 6/21/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carl D. Carman | | For | | Yes | | For | |
1.2 | | Elect Director Anthony V. Carollo | | For | | Yes | | For | |
1.3 | | Elect Director John H. Elms | | For | | Yes | | For | |
1.4 | | Elect Director Gerald J. Laber | | For | | Yes | | For | |
1.5 | | Elect Director Werner P. Schmucking | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Firsthand e-Commerce Fund
Company Name: | | Macromedia, Inc. | | | | |
Ticker: | | MACR | | CUSIP: | | 556100105 |
Meeting Date: | | 7/26/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/9/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert K. Burgess | | For | | Yes | | For | |
1.2 | | Elect Director John (Ian) Giffen | | For | | Yes | | Withhold | |
1.3 | | Elect Director Steven Gomo | | For | | Yes | | For | |
1.4 | | Elect Director William H. Harris, Jr. | | For | | Yes | | For | |
1.5 | | Elect Director Donald L. Lucas | | For | | Yes | | For | |
1.6 | | Elect Director Timothy O’Reilly | | For | | Yes | | For | |
1.7 | | Elect Director William B. Welty | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
50
Company Name: | | Veritas Software Corp. | | | | |
Ticker: | | VRTS | | CUSIP: | | 923436109 |
Meeting Date: | | 8/25/2004 | | Meeting Type: | | Annual |
Record Date: | | 6/28/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael Brown | | For | | Yes | | For | |
1.2 | | Elect Director Kurt J. Lauk | | For | | Yes | | For | |
1.3 | | Elect Director Fred van den Bosch | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Symantec Corp. | | | | |
Ticker: | | SYMC | | CUSIP: | | 871503108 |
Meeting Date: | | 9/15/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Tania Amochaev | | For | | Yes | | For | |
1.2 | | Elect Director William T. Coleman | | For | | Yes | | For | |
1.3 | | Elect Director Franciscus Lion | | For | | Yes | | For | |
1.4 | | Elect Director David Mahoney | | For | | Yes | | For | |
1.5 | | Elect Director Robert S. Miller | | For | | Yes | | For | |
1.6 | | Elect Director George Reyes | | For | | Yes | | For | |
1.7 | | Elect Director Daniel H. Schulman | | For | | Yes | | For | |
1.8 | | Elect Director John W. Thompson | | For | | Yes | | For | |
2 | | Increase Authorized Common Stock | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Outside Director Stock in Lieu of Cash Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Red Hat, Inc. | | | | |
Ticker: | | RHAT | | CUSIP: | | 756577102 |
Meeting Date: | | 9/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 7/26/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Gen. H. Hugh Shelton | | For | | Yes | | For | |
1.2 | | Elect Director Eugene J. Mcdonald | | For | | Yes | | For | |
1.3 | | Elect Director Matthew J. Szulik | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
51
Company Name: | | Global Payments, Inc. | | | | |
Ticker: | | GPN | | CUSIP: | | 37940X102 |
Meeting Date: | | 9/21/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/6/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Charles G. Betty | | For | | Yes | | For | |
1.2 | | Elect Director Edwin H. Burba, Jr. | | For | | Yes | | For | |
1.3 | | Elect Director Raymond L. Killian | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | WebMD Corporation | | | | |
Ticker: | | HLTH | | CUSIP: | | 94769M105 |
Meeting Date: | | 9/23/2004 | | Meeting Type: | | Annual |
Record Date: | | 8/6/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mark J. Adler, M.D. | | For | | Yes | | For | |
1.2 | | Elect Director Herman Sarkowsky | | For | | Yes | | For | |
2 | | Amend Charter | | For | | Yes | | For | |
3 | | Reduce Authorized Preferred Stock | | For | | Yes | | For | |
4 | | Authorize New Class of Preferred Stock | | For | | Yes | | For | |
Company Name: | | Anteon International Corp. | | | | |
Ticker: | | ANT | | CUSIP: | | 3.67E+111 |
Meeting Date: | | 10/22/2004 | | Meeting Type: | | Special |
Record Date: | | 9/9/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Employee Stock Purchase Plan | | For | | Yes | | For | |
Company Name: | | Macromedia, Inc. | | | | |
Ticker: | | MACR | | CUSIP: | | 556100105 |
Meeting Date: | | 11/10/2004 | | Meeting Type: | | Special |
Record Date: | | 10/4/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
52
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/18/2004 | | Meeting Type: | | Annual |
Record Date: | | 9/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.4 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.5 | | Elect Director Dr. James F. Gibbons | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.8 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.9 | | Elect Director John P. Morgridge | | For | | Yes | | For | |
1.1 | | Elect Director Donald T. Valentine | | For | | Yes | | For | |
1.11 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.12 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Report on Pay Disparity | | Against | | Yes | | Against | |
Company Name: | | Netegrity, Inc. | | | | |
Ticker: | | NETE | | CUSIP: | | 64110P107 |
Meeting Date: | | 11/23/2004 | | Meeting Type: | | Special |
Record Date: | | 10/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Other Business | | For | | Yes | | Against | |
Company Name: | | 1-800-FLOWERS.COM, Inc. - A | | | | |
Ticker: | | FLWS | | CUSIP: | | 68243Q106 |
Meeting Date: | | 12/10/2004 | | Meeting Type: | | Annual |
Record Date: | | 10/8/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John J. Conefry, Jr. | | For | | Yes | | For | |
1.2 | | Elect Director Leonard J. Elmore | | For | | Yes | | For | |
1.3 | | Elect Director Mary Lou Quinlan | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
53
Company Name: | | Fair Isaac Inc. | | | | |
Ticker: | | FIC | | CUSIP: | | 303250104 |
Meeting Date: | | 2/1/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/3/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director A. George Battle | | For | | Yes | | For | |
1.2 | | Elect Director Andrew Cecere | | For | | Yes | | For | |
1.3 | | Elect Director Tony J. Christianson | | For | | Yes | | For | |
1.4 | | Elect Director Thomas G. Grudnowski | | For | | Yes | | For | |
1.5 | | Elect Director Alex W. Hart | | For | | Yes | | For | |
1.6 | | Elect Director Philip G. Heasley | | For | | Yes | | For | |
1.7 | | Elect Director Guy R. Henshaw | | For | | Yes | | For | |
1.8 | | Elect Director David S.P. Hopkins | | For | | Yes | | For | |
1.9 | | Elect Director Margaret L. Taylor | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Napster, Inc. | | | | |
Ticker: | | NAPS | | CUSIP: | | 630797108 |
Meeting Date: | | 2/10/2005 | | Meeting Type: | | Annual |
Record Date: | | 1/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Vernon E. Altman | | For | | Yes | | For | |
1.2 | | Elect Director Wm. Christopher Gorog | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
54
Company Name: | | Ameritrade Holdings Corp. | | | | |
Ticker: | | AMTD | | CUSIP: | | 03074K100 |
Meeting Date: | | 2/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 12/20/2004 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director J. Joe Ricketts | | For | | Yes | | For | |
1.2 | | Elect Director Dan W. Cook III | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Novell, Inc. | | | | |
Ticker: | | NOVL | | CUSIP: | | 670006105 |
Meeting Date: | | 4/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 2/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Albert Aiello | | For | | Yes | | For | |
1.2 | | Elect Director Fred Corrado | | For | | Yes | | For | |
1.3 | | Elect Director Richard L. Crandall | | For | | Yes | | For | |
1.4 | | Elect Director Wayne Mackie | | For | | Yes | | For | |
1.5 | | Elect Director Claudine B. Malone | | For | | Yes | | For | |
1.6 | | Elect Director Jack L. Messman | | For | | Yes | | For | |
1.7 | | Elect Director Richard L. Nolan | | For | | Yes | | For | |
1.8 | | Elect Director Thomas G. Plaskett | | For | | Yes | | For | |
1.9 | | Elect Director John W. Poduska, Sr. | | For | | Yes | | For | |
1.1 | | Elect Director John D. Robinson, III | | For | | Yes | | For | |
1.11 | | Elect Director Kathy Brittain White | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Amend By-Laws for Performance-Based Equity Compensation | | Against | | Yes | | Against | |
Company Name: | | The Sportsman | | | | |
Ticker: | | SGDE | | CUSIP: | | 848907200 |
Meeting Date: | | 5/6/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/11/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Gregory R. Binkley | | For | | Yes | | For | |
1.2 | | Elect Director Charles B. Lingen | | For | | Yes | | For | |
1.3 | | Elect Director Gary Olen | | For | | Yes | | Withhold | |
1.4 | | Elect Director William T. Sena | | For | | Yes | | For | |
1.5 | | Elect Director Jay A. Leitch Ph.D. | | For | | Yes | | For | |
1.6 | | Elect Director Darold D. Rath | | For | | Yes | | For | |
1.7 | | Elect Director Ronald G. Olson | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
55
Company Name: | | First Data Corp. | | | | |
Ticker: | | FDC | | CUSIP: | | 319963104 |
Meeting Date: | | 5/11/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/14/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alison Davis | | For | | Yes | | For | |
1.2 | | Elect Director James D. Robinson III | | For | | Yes | | For | |
1.3 | | Elect Director Bernard L. Schwartz | | For | | Yes | | For | |
1.4 | | Elect Director Arthur F. Weinbach | | For | | Yes | | For | |
2 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
3 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
5 | | Report on Outsourcing | | Against | | Yes | | Against | |
6 | | Amend Director/Officer Liability/Indemnifications Provisions | | Against | | Yes | | Against | |
Company Name: | | Netflix. Inc | | | | |
Ticker: | | NFLX | | CUSIP: | | 64110L106 |
Meeting Date: | | 5/11/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/15/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jay C. Hoag | | For | | Yes | | For | |
1.2 | | Elect Director Reed Hastings | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | CNET Networks, Inc. | | | | |
Ticker: | | CNET | | CUSIP: | | 12613R104 |
Meeting Date: | | 5/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/18/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Betsey Nelson | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Amazon.com, Inc. | | | | |
Ticker: | | AMZN | | CUSIP: | | 23135106 |
Meeting Date: | | 5/17/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/1/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jeffrey P. Bezos | | For | | Yes | | For | |
1.2 | | Elect Director Tom A. Alberg | | For | | Yes | | For | |
1.3 | | Elect Director John Seely Brown | | For | | Yes | | For | |
1.4 | | Elect Director L. John Doerr | | For | | Yes | | For | |
1.5 | | Elect Director William B. Gordon | | For | | Yes | | For | |
1.6 | | Elect Director Myrtle S. Potter | | For | | Yes | | For | |
1.7 | | Elect Director Thomas O. Ryder | | For | | Yes | | For | |
1.8 | | Elect Director Patricia Q. Stonesifer | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | Against | |
56
Company Name: | | Mercury Interactive Corp. | | | | |
Ticker: | | MERQ | | CUSIP: | | 589405109 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Amnon Landan | | For | | Yes | | For | |
1.2 | | Elect Director Brad Boston | | For | | Yes | | For | |
1.3 | | Elect Director Igal Kohavi | | For | | Yes | | For | |
1.4 | | Elect Director Clyde Ostler | | For | | Yes | | For | |
1.5 | | Elect Director Yair Shamir | | For | | Yes | | For | |
1.6 | | Elect Director Giora Yaron | | For | | Yes | | For | |
1.7 | | Elect Director Anthony Zingale | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Yahoo!, Inc. | | | | |
Ticker: | | YHOO | | CUSIP: | | 984332106 |
Meeting Date: | | 5/19/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/23/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Terry S. Semel | | For | | Yes | | For | |
1.2 | | Elect Director Jerry Yang | | For | | Yes | | For | |
1.3 | | Elect Director Roy J. Bostock | | For | | Yes | | For | |
1.4 | | Elect Director Ronald W. Burkle | | For | | Yes | | For | |
1.5 | | Elect Director Eric Hippeau | | For | | Yes | | For | |
1.6 | | Elect Director Arthur H. Kern | | For | | Yes | | Withhold | |
1.7 | | Elect Director Robert A. Kotick | | For | | Yes | | Withhold | |
1.8 | | Elect Director Edward R. Kozel | | For | | Yes | | For | |
1.9 | | Elect Director Gary L. Wilson | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
57
Company Name: | | Time Warner Inc | | | | |
Ticker: | | TWX | | CUSIP: | | 887317105 |
Meeting Date: | | 5/20/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/24/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James L. Barksdale | | For | | Yes | | For | |
1.2 | | Elect Director Stephen F. Bollenbach | | For | | Yes | | For | |
1.3 | | Elect Director Stephen M. Case | | For | | Yes | | For | |
1.4 | | Elect Director Frank J. Caufield | | For | | Yes | | For | |
1.5 | | Elect Director Robert C. Clark | | For | | Yes | | For | |
1.6 | | Elect Director Jessica P. Einhorn | | For | | Yes | | For | |
1.7 | | Elect Director Miles R. Gilburne | | For | | Yes | | For | |
1.8 | | Elect Director Carla A. Hills | | For | | Yes | | For | |
1.9 | | Elect Director Reuben Mark | | For | | Yes | | For | |
1.1 | | Elect Director Michael A. Miles | | For | | Yes | | For | |
1.11 | | Elect Director Kenneth J. Novack | | For | | Yes | | For | |
1.12 | | Elect Director Richard D. Parsons | | For | | Yes | | For | |
1.13 | | Elect Director R. E. Turner | | For | | Yes | | For | |
1.14 | | Elect Director Francis T. Vincent, Jr | | For | | Yes | | For | |
1.15 | | Elect Director Deborah C. Wright | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Report on Pay Disparity | | Against | | Yes | | Against | |
Company Name: | | Akamai Technologies, Inc. | | | | |
Ticker: | | AKAM | | CUSIP: | | 00971T101 |
Meeting Date: | | 5/24/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/31/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William A. Halter | | For | | Yes | | For | |
1.2 | | Elect Director Peter J. Kight | | For | | Yes | | For | |
1.3 | | Elect Director Frederic V. Salerno | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Ask Jeeves, Inc. | | | | |
Ticker: | | ASKJ | | CUSIP: | | 45174109 |
Meeting Date: | | 5/24/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/7/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David S. Carlick | | For | | Yes | | For | |
1.2 | | Elect Director James D. Kirsner | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | LivePerson Inc. | | | | |
Ticker: | | LPSN | | CUSIP: | | 538146101 |
Meeting Date: | | 5/24/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/4/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Steven Berns | | For | | Yes | | For | |
1.2 | | Elect Director Timothy E. Bixby | | For | | Yes | | Withhold | |
2 | | Amend Stock Option Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
58
Company Name: | | PEC Solutions, Inc. | | | | |
Ticker: | | PECS | | CUSIP: | | 705107100 |
Meeting Date: | | 5/25/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alan H. Harbitter, Ph.D. | | For | | Yes | | Withhold | |
1.2 | | Elect Director Stuart R. Lloyd | | For | | Yes | | For | |
1.3 | | Elect Director John W. Melchner | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Anteon International Corp. | | | | |
Ticker: | | ANT | | CUSIP: | | 3.67E+111 |
Meeting Date: | | 5/25/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Frederick J. Iseman | | For | | Yes | | For | |
1.2 | | Elect Director Gilbert F. Decker | | For | | Yes | | For | |
1.3 | | Elect Director Admiral Paul David Miller, USN(ret.) | | For | | Yes | | For | |
1.4 | | Elect Director Michael T. Smith | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | VeriSign Inc | | | | |
Ticker: | | VRSN | | CUSIP: | | 9.23E+106 |
Meeting Date: | | 5/26/2005 | | Meeting Type: | | Annual |
Record Date: | | 3/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Scott G. Kriens | | For | | Yes | | For | |
1.2 | | Elect Director Len J. Lauer | | For | | Yes | | For | |
1.3 | | Elect Director Stratton D. Sclavos | | For | | Yes | | For | |
2 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
59
Company Name: | | SHOPPING.COM LTD - Meeting for Holders of ADRs | | |
Ticker: | | | | CUSIP: | | M8405Q102 |
Meeting Date: | | 6/7/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/28/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael Eisenberg | | For | | Yes | | For | |
1.2 | | Elect Director John Johnston | | For | | Yes | | For | |
1.3 | | Elect Director Reinhard Liedl | | For | | Yes | | For | |
2 | | Confirmation of Compensation of Daniel T. Ciporin | | For | | Yes | | Against | |
3 | | Confirmation of Compensation of Lorrie M. Norrington | | For | | Yes | | Against | |
4 | | Ratification of Appointment of Pricewaterhouse Coopers LLC as Independent Registered Public Accounting Firm for Fiscal 2005 and Authorization of the Board of Directors to Set the Compensation of the Independent Registered Public Accounting Firm | | For | | Yes | | For | |
Company Name: | | Cognizant Technology Solutions Corp. | | | | |
Ticker: | | CTSH | | CUSIP: | | 192446102 |
Meeting Date: | | 6/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/18/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert W. Howe | | For | | Yes | | For | |
1.2 | | Elect Director Robert E. Weissman | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Liberty Media International, Inc. | | | | |
Ticker: | | LBTYA | | CUSIP: | | 530719103 |
Meeting Date: | | 6/14/2005 | | Meeting Type: | | Annual |
Record Date: | | 5/3/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2.1 | | Elect Directors David E. Rapley | | For | | Yes | | For | |
2.2 | | Elect Directors Larry E. Romrell | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
4 | | Ratify Auditors | | For | | Yes | | For | |
60
Company Name: | | Monster Worldwide, Inc. | | | | |
Ticker: | | MNST | | CUSIP: | | 611742107 |
Meeting Date: | | 6/16/2005 | | Meeting Type: | | Annual |
Record Date: | | 5/4/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Andrew J. McKelvey | | For | | Yes | | For | |
1.2 | | Elect Director George R. Eisele | | For | | Yes | | For | |
1.3 | | Elect Director John Gaulding | | For | | Yes | | For | |
1.4 | | Elect Director Michael Kaufman | | For | | Yes | | For | |
1.5 | | Elect Director Ronald J. Kramer | | For | | Yes | | For | |
1.6 | | Elect Director David A. Stein | | For | | Yes | | For | |
1.7 | | Elect Director John Swann | | For | | Yes | | For | |
2 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | eBay Inc. | | | | |
Ticker: | | EBAY | | CUSIP: | | 278642103 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Fred D. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Edward W. Barnholt | | For | | Yes | | For | |
1.3 | | Elect Director Scott D. Cook | | For | | Yes | | For | |
1.4 | | Elect Director Robert C. Kagle | | For | | Yes | | For | |
2 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
3 | | Increase Authorized Common Stock | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
5 | | Performance- Based/Indexed Options | | Against | | Yes | | Against | |
6 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | Against | |
Company Name: | | BEA Systems, Inc. | | | | |
Ticker: | | BEAS | | CUSIP: | | 73325102 |
Meeting Date: | | 6/23/2005 | | Meeting Type: | | Annual |
Record Date: | | 4/29/2005 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alfred S. Chuang | | For | | Yes | | For | |
1.2 | | Elect Director Stewart K.P. Gross | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Shareholder Proposal | | | | | | | |
3 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | For | |
4 | | Declassify the Board of Directors | | Against | | Yes | | For | |
61
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FIRSTHAND FUNDS |
| |
By: | /s/ Kevin M. Landis | |
| Kevin M. Landis |
| President |
| |
Date: | August 26, 2005 |