UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-8268
FIRSTHAND FUNDS
(Exact name of registrant as specified in charter)
125 SOUTH MARKET
SUITE 1200
SAN JOSE, CALIFORNIA 95113
(Address of principal executive offices)(Zip code)
(Name and Address of Agent for Service) | | Copy to: |
| | |
Kevin M. Landis Firsthand Capital Management, Inc. 125 South Market, Suite 1200 San Jose, California 95113 | | Kelvin K. Leung, Esq. Firsthand Capital Management, Inc. 125 South Market, Suite 1200 San Jose, California 95113 |
| | |
| | Kinga Kapuscinski, Esq. Citi Fund Services, Inc. 100 Summer St., Suite 1500 Boston, Massachusetts 02110 |
| | |
| | David Hearth, Esq. Paul, Hastings, Janofsky & Walker LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105 |
Registrant’s telephone number, including area code: (408) 294-2200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2006 – June 30, 2007
Item 1. Proxy Voting Record.
Firsthand Technology Value Fund
Company Name: | | Chartered Semiconductor Manufacturing Ltd | | | | |
Ticker: | | | | CUSIP: | | 16133R106 |
Meeting Date: | | 4/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/28/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO ADOPT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2006, INCLUDING THE REPORTS OF THE DIRECTORS AND THE AUDITORS. | | For | | Yes | | For | |
2a1 | | TO RE-ELECT DR. TSUGIO MAKIMOTO AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2a2 | | TO RE-ELECT MR. TAY SIEW CHOON AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2a3 | | TO RE-ELECT MR. PETER SEAH LIM HUAT AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2b | | TO RE-ELECT MR. MAURIZIO GHIRGA AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
3a | | TO RE-APPOINT MR. CHARLES E. THOMPSON AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
3b | | TO RE-APPOINT MR. ANDRE BORREL AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
3c | | TO RE-APPOINT MR. PASQUALE PISTORIO AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | TO APPROVE DIRECTORS FEES OF $591,000 FOR THE YEAR ENDED DECEMBER 31, 2006. | | For | | Yes | | For | |
6a | | TO AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
6b | | TO AUTHORIZE THE DIRECTORS TO CREATE AND ISSUE SECURITIES AND TO ALLOT AND ISSUE SHARES IN THE CAPITAL OF THE COMPANY IN CONNECTION THEREWITH PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
6c | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT OPTIONS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THE COMPANY S SHARE OPTION PLAN 1999. | | For | | Yes | | Against | |
6d | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT PURCHASE RIGHTS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THE COMPANY S EMPLOYEE SHARE PURCHASE PLAN 2004. | | For | | Yes | | For | |
6e | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT PURCHASE RIGHTS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUART TO THE SHARE PURCHASE PLAN 2004 FOR EMPLOYEES OF SILICON MANUFACTURING PARTNERS PTE LTD. | | For | | Yes | | For | |
7a | | TO ADOPT THE CHARTERED SEMICONDUCTOR MANUFACTURING LTD RESTRICTED SHARE UNIT PLAN 2007. | | For | | Yes | | Against | |
7b | | TO ADOPT THE CHARTERED SEMICONDUCTOR MANUFACTURING LTD PERFORMANCE SHARE UNIT PLAN 2007. | | For | | Yes | | Against | |
8 | | TO APPROVE THE ALTERATION TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | | For | | Yes | | For | |
Company Name: | | Akamai Technologies, Inc. | | | | |
Ticker: | | AKAM | | CUSIP: | | 00971T101 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Ronald Graham | | For | | Yes | | For | |
1.2 | | Elect Director F. Thomson Leighton | | For | | Yes | | For | |
1.3 | | Elect Director Paul Sagan | | For | | Yes | | For | |
1.4 | | Elect Director Naomi Seligman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Applied Materials, Inc. | | | | |
Ticker: | | AMAT | | CUSIP: | | 38222105 |
Meeting Date: | | 3/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael H. Armacost | | For | | Yes | | For | |
1.2 | | Elect Director Robert H. Brust | | For | | Yes | | For | |
1.3 | | Elect Director Deborah A. Coleman | | For | | Yes | | For | |
1.4 | | Elect Director Philip V. Gerdine | | For | | Yes | | For | |
1.5 | | Elect Director Thomas J. Iannotti | | For | | Yes | | For | |
1.6 | | Elect Director Charles Y.S. Liu | | For | | Yes | | For | |
1.7 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.8 | | Elect Director Gerhard H. Parker | | For | | Yes | | For | |
1.9 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.10 | | Elect Director Michael R. Splinter | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Applied Micro Circuits Corp. | | | | |
Ticker: | | AMCC | | CUSIP: | | 03822W109 |
Meeting Date: | | 11/17/2006 | | Meeting Type: | | Special |
Record Date: | | 4/3/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Repricing of Options | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | aQuantive, Inc. | | | | |
Ticker: | | AQNT | | CUSIP: | | 03839G105 |
Meeting Date: | | 5/8/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Linda J. Srere | | For | | Yes | | For | |
1.2 | | Elect Director Jaynie M. Studenmund | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | ASML Holding NV (Formerly ASM Lithography Hldg) | | | | |
Ticker: | | ASML | | CUSIP: | | N07059111 |
Meeting Date: | | 3/28/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/6/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | DISCUSSION OF THE ANNUAL REPORT 2006 AND ADOPTION OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR (FY) 2006, AS PREPARED IN ACCORDANCE WITH DUTCH LAW. | | For | | Yes | | For | |
2 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT (BOM) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
3 | | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD (SB) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
4 | | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. | | For | | Yes | | For | |
5 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | | For | | Yes | | For | |
6 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS. | | For | | Yes | | For | |
7 | | APPROVAL OF THE NUMBER OF SHARES, EITHER IN STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML EMPLOYEES AND AUTHORIZATION OF THE BOM TO ISSUE THE STOCK OR STOCK OPTIONS. | | For | | Yes | | For | |
8 | | NOMINATION FOR APPOINTMENT OF MR. W. T. SIEGLE AS MEMBER OF THE SB. | | For | | Yes | | For | |
9 | | REMUNERATION OF THE SB. | | For | | Yes | | For | |
10 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION. | | For | | Yes | | For | |
11 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | | For | | Yes | | For | |
12 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION, WHICH 5% CAN ONLY BE USED IN CONNECTION WITH OR | | For | | Yes | | For | |
13 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | | For | | Yes | | For | |
14 | | PROPOSAL TO CANCEL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY (TO BE) REPURCHASED BY THE COMPANY. | | For | | Yes | | For | |
15 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ACQUIRE ORDINARY SHARES IN THE COMPANY S CAPITAL. | | For | | Yes | | For | |
16 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 13. | | For | | Yes | | For | |
17 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 15. | | For | | Yes | | For | |
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Michael D. Capellas | | For | | Yes | | For | |
1.4 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.5 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Richard M. Kovacevich | | For | | Yes | | For | |
1.8 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.9 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.10 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Performance-Based and/or Time-Based Equity Awards | | Against | | Yes | | Against | |
4 | | Report on Pay Disparity | | Against | | Yes | | Against | |
5 | | Report on Internet Fragmentation | | Against | | Yes | | For | |
Company Name: | | Cypress Semiconductor Corp. | | | | |
Ticker: | | CY | | CUSIP: | | 232806109 |
Meeting Date: | | 5/3/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director T.J. Rodgers | | For | | Yes | | For | |
1.2 | | Elect Director W. Steve Albrecht | | For | | Yes | | For | |
1.3 | | Elect Director Eric A. Benhamou | | For | | Yes | | For | |
1.4 | | Elect Director Lloyd Carney | | For | | Yes | | For | |
1.5 | | Elect Director James R. Long | | For | | Yes | | For | |
1.6 | | Elect Director J. Daniel Mccranie | | For | | Yes | | For | |
1.7 | | Elect Director Evert Van De Ven | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | Echelon Corporation | | | | |
Ticker: | | ELON | | CUSIP: | | 27874N105 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/27/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard M. Moley | | For | | Yes | | For | |
1.2 | | Elect Director Betsy Rafael | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Evergreen Solar, Inc. | | | | |
Ticker: | | ESLR | | CUSIP: | | 30033R108 |
Meeting Date: | | 1/5/2007 | | Meeting Type: | | Special |
Record Date: | | 11/22/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Increase Authorized Common Stock | | For | | Yes | | For | |
Company Name: | | Formfactor, Inc. | | | | |
Ticker: | | FORM | | CUSIP: | | 346375108 |
Meeting Date: | | 5/17/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Thomas J. Campbell | | For | | Yes | | Withhold | |
1.2 | | Elect Director Dr. Igor Y. Khandros | | For | | Yes | | For | |
1.3 | | Elect Director Lothar Maier | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Freescale Semiconductor, Inc. | | | | |
Ticker: | | FSL | | CUSIP: | | 35687M206 |
Meeting Date: | | 11/13/2006 | | Meeting Type: | | Special |
Record Date: | | 10/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Corning Inc. | | | | |
Ticker: | | GLW | | CUSIP: | | 219350105 |
Meeting Date: | | 4/26/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert F. Cummings, Jr. | | For | | Yes | | For | |
1.2 | | Elect Director Eugene C. Sit | | For | | Yes | | Withhold | |
1.3 | | Elect Director William D. Smithburg | | For | | Yes | | Withhold | |
1.4 | | Elect Director Hansel E. Tookes Ii | | For | | Yes | | Withhold | |
1.5 | | Elect Director Wendell P. Weeks | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Declassify the Board of Directors | | Against | | Yes | | For | |
Company Name: | | Harris Corp. | | | | |
Ticker: | | HRS | | CUSIP: | | 413875105 |
Meeting Date: | | 10/27/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Terry D. Growcock | | For | | Yes | | For | |
1.2 | | Elect Director Leslie F. Kenne | | For | | Yes | | For | |
1.3 | | Elect Director David B. Rickard | | For | | Yes | | For | |
1.4 | | Elect Director Gregory T. Swienton | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Harris Stratex Networks, Inc. | | | | |
Ticker: | | HSTX | | CUSIP: | | 86279T109 |
Meeting Date: | | 8/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/19/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard C. Alberding | | For | | Yes | | For | |
1.2 | | Elect Director Charles D. Kissner | | For | | Yes | | For | |
1.3 | | Elect Director Edward F. Thompson | | For | | Yes | | For | |
1.4 | | Elect Director James D. Meindl | | For | | Yes | | For | |
1.5 | | Elect Director William A. Hasler | | For | | Yes | | For | |
1.6 | | Elect Director V. Frank Mendicino | | For | | Yes | | For | |
1.7 | | Elect Director Thomas H. Waechter | | For | | Yes | | For | |
1.8 | | Elect Director Clifford H. Higgerson | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Harris Stratex Networks, Inc. | | | | |
Ticker: | | HSTX | | CUSIP: | | 86279T109 |
Meeting Date: | | 1/25/2007 | | Meeting Type: | | Special |
Record Date: | | 12/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Ikanos Communications, Inc. | | | | |
Ticker: | | IKAN | | CUSIP: | | 4.52E+109 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Danial Faizullabhoy | | For | | Yes | | For | |
1.2 | | Elect Director Michael Gulett | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Intevac, Inc. | | | | |
Ticker: | | IVAC | | CUSIP: | | 461148108 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Norman H. Pond | | For | | Yes | | For | |
1.2 | | Elect Director Kevin Fairbairn | | For | | Yes | | For | |
1.3 | | Elect Director David S. Dury | | For | | Yes | | For | |
1.4 | | Elect Director Stanley J. Hill | | For | | Yes | | For | |
1.5 | | Elect Director Robert Lemos | | For | | Yes | | For | |
1.6 | | Elect Director Ping Yang | | For | | Yes | | For | |
2 | | Change State of Incorporation [California to Delaware] | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | JDS Uniphase Corp. | | | | |
Ticker: | | JDSU | | CUSIP: | | 46612J101 |
Meeting Date: | | 11/14/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/22/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard E. Belluzzo | | For | | Yes | | For | |
1.2 | | Elect Director Harold L. Covert | | For | | Yes | | For | |
1.3 | | Elect Director Masood Jabbar | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Napster, Inc. | | | | |
Ticker: | | NAPS | | CUSIP: | | 630797108 |
Meeting Date: | | 9/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/27/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Joseph C. Kaczorowski | | For | | Yes | | For | |
1.2 | | Elect Director Brian C. Mulligan | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | PMC-Sierra, Inc. | | | | |
Ticker: | | PMCS | | CUSIP: | | 69344F106 |
Meeting Date: | | 5/8/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/15/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert L. Bailey | | For | | Yes | | For | |
1.2 | | Elect Director Richard E. Belluzzo | | For | | Yes | | For | |
1.3 | | Elect Director James V. Diller, Sr. | | For | | Yes | | For | |
1.4 | | Elect Director Michael R. Farese | | For | | Yes | | For | |
1.5 | | Elect Director Jonathan J. Judge | | For | | Yes | | For | |
1.6 | | Elect Director William H. Kurtz | | For | | Yes | | For | |
1.7 | | Elect Director Frank J. Marshall | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | SiRF Technology Holdings, Inc | | | | |
Ticker: | | SIRF | | CUSIP: | | 82967H101 |
Meeting Date: | | 5/3/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Diosdado P. Banatao | | For | | Yes | | For | |
1.2 | | Elect Director Michael L. Canning | | For | | Yes | | For | |
1.3 | | Elect Director Kanwar Chadha | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP | | |
Ticker: | | SMI | | CUSIP: | | 81663N206 |
Meeting Date: | | 5/23/2007 | | Meeting Type: | | Annual |
Record Date: | | 5/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY | | For | | Yes | | For | |
2a | | TO RE-ELECT PROF. YANG YUAN WANG AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2b | | TO RE-ELECT MR. TSUYOSHI KAWANISHI AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2c | | TO RE-ELECT MR. FANG YAO AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2d | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH ADDITIONAL SHARES IN THE COMPANY | | For | | Yes | | Against | |
5 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | For | | Yes | | For | |
6 | | CONDITIONAL ON THE PASSING OF RESOLUTIONS 4 AND 5, TO AUTHORIZE THE BOARD TO EXERCISE THE POWERS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH THE ADDITIONAL AUTHORIZED BUT UNISSUED SHARES IN THE COMPANY REPURCHASED BY THE COMPANY | | For | | Yes | | Against | |
Company Name: | | Seagate Technology | | | | |
Ticker: | | STX | | CUSIP: | | G7945J104 |
Meeting Date: | | 10/26/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. | | For | | Yes | | For | |
2 | | ELECT WILLIAM W. BRADLEY AS A DIRECTOR. | | For | | Yes | | For | |
3 | | ELECT MICHAEL R. CANNON AS A DIRECTOR. | | For | | Yes | | For | |
4 | | ELECT JAMES A. DAVIDSON AS A DIRECTOR. | | For | | Yes | | For | |
5 | | ELECT DONALD E. KIERNAN AS A DIRECTOR. | | For | | Yes | | For | |
6 | | ELECT STEPHEN J. LUCZO AS A DIRECTOR. | | For | | Yes | | For | |
7 | | ELECT DAVID F. MARQUARDT AS A DIRECTOR. | | For | | Yes | | For | |
8 | | ELECT LYDIA M. MARSHALL AS A DIRECTOR. | | For | | Yes | | For | |
9 | | ELECT C.S. PARK AS A DIRECTOR. | | For | | Yes | | For | |
10 | | ELECT GREGORIO REYES AS A DIRECTOR. | | For | | Yes | | For | |
11 | | ELECT JOHN W. THOMPSON AS A DIRECTOR. | | For | | Yes | | For | |
12 | | ELECT WILLIAM D. WATKINS AS A DIRECTOR. | | For | | Yes | | For | |
13 | | APPROVE AN INCREASE IN SHARES ELIGIBLE FOR ISSUANCE UNDER 2004 STOCK COMPENSATION PLAN IN THE AMOUNT OF 36 MILLION SHARES. | | For | | Yes | | For | |
14 | | APPROVE AN INCREASE IN THE ISSUABLE SHARES FOR PURCHASE UNDER EMPLOYEE STOCK PURCHASE PLAN IN THE AMOUNT OF 10 MILLION SHARES. | | For | | Yes | | For | |
15 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM. | | For | | Yes | | For | |
Company Name: | | Sun Microsystems, Inc. | | | | |
Ticker: | | SUNW | | CUSIP: | | 866810104 |
Meeting Date: | | 11/2/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/6/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Scott G. McNealy | | For | | Yes | | For | |
1.2 | | Elect Director James L. Barksdale | | For | | Yes | | For | |
1.3 | | Elect Director Stephen M. Bennett | | For | | Yes | | For | |
1.4 | | Elect Director Robert J. Finocchio, Jr. | | For | | Yes | | For | |
1.5 | | Elect Director Patricia E. Mitchell | | For | | Yes | | For | |
1.6 | | Elect Director M. Kenneth Oshman | | For | | Yes | | For | |
1.7 | | Elect Director Jonathan I. Schwartz | | For | | Yes | | For | |
1.8 | | Elect Director Naomi O. Seligman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
4 | | Approve Report of the Compensation Committee | | Against | | Yes | | Against | |
Company Name: | | Skyworks Solutions, Inc. | | | | |
Ticker: | | SWKS | | CUSIP: | | 83088M102 |
Meeting Date: | | 3/29/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/29/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kevin L. Beebe | | For | | Yes | | For | |
1.2 | | Elect Director Timothy R. Furey | | For | | Yes | | For | |
1.3 | | Elect Director David J. McLachlan | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Tekelec | | | | |
Ticker: | | TKLC | | CUSIP: | | 879101103 |
Meeting Date: | | 8/4/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert V. Adams | | For | | Yes | | For | |
1.2 | | Elect Director Jean-Claude Asscher | | For | | Yes | | For | |
1.3 | | Elect Director Daniel L. Brenner | | For | | Yes | | For | |
1.4 | | Elect Director Mark A. Floyd | | For | | Yes | | For | |
1.5 | | Elect Director Martin A. Kaplan | | For | | Yes | | Withhold | |
1.6 | | Elect Director Franco Plastina | | For | | Yes | | For | |
1.7 | | Elect Director Jon F. Rager | | For | | Yes | | For | |
Company Name: | | Tekelec | | | | |
Ticker: | | TKLC | | CUSIP: | | 879101103 |
Meeting Date: | | 5/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert V. Adams | | For | | Yes | | For | |
1.2 | | Elect Director Daniel L. Brenner | | For | | Yes | | For | |
1.3 | | Elect Director Mark A. Floyd | | For | | Yes | | For | |
1.4 | | Elect Director Martin A. Kaplan | | For | | Yes | | Withhold | |
1.5 | | Elect Director Franco Plastina | | For | | Yes | | For | |
1.6 | | Elect Director Michael P. Ressner | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Tellabs, Inc. | | | | |
Ticker: | | TLAB | | CUSIP: | | 879664100 |
Meeting Date: | | 4/26/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/28/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael J. Birck | | For | | Yes | | For | |
1.2 | | Elect Director Fred A. Krehbiel | | For | | Yes | | For | |
1.3 | | Elect Director Krish A. Prabhu | | For | | Yes | | For | |
1.4 | | Elect Director Linda Beck | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | |
Company Name: | | TriQuint Semiconductor, Inc. | | | | |
Ticker: | | TQNT | | CUSIP: | | 89674K103 |
Meeting Date: | | 5/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Paul A. Gary | | For | | Yes | | For | |
1.2 | | Elect Director Charles Scott Gibson | | For | | Yes | | For | |
1.3 | | Elect Director Nicolas Kauser | | For | | Yes | | For | |
1.4 | | Elect Director Ralph G. Quinsey | | For | | Yes | | For | |
1.5 | | Elect Director Walden C. Rhines | | For | | Yes | | For | |
1.6 | | Elect Director Steven J. Sharp | | For | | Yes | | For | |
1.7 | | Elect Director Willis C. Young | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | Against | |
Company Name: | | TeleCommunication Systems, Inc. | | | | |
Ticker: | | TSYS | | CUSIP: | | 87929J103 |
Meeting Date: | | 6/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Maurice B. Tose | | For | | Yes | | For | |
1.2 | | Elect Director James M. Bethmann | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
Company Name: | | Transwitch Corp. | | | | |
Ticker: | | TXCC | | CUSIP: | | 894065101 |
Meeting Date: | | 5/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Santanu Das | | For | | Yes | | For | |
1.2 | | Elect Director Alfred F. Boschulte | | For | | Yes | | For | |
1.3 | | Elect Director Hagen Hultzsch | | For | | Yes | | For | |
1.4 | | Elect Director Gerald F. Montry | | For | | Yes | | For | |
1.5 | | Elect Director James M. Pagos | | For | | Yes | | For | |
1.6 | | Elect Director Albert E. Paladino | | For | | Yes | | For | |
1.7 | | Elect Director Erik H. van der Kaay | | For | | Yes | | For | |
2 | | Approve Reverse Stock Split | | For | | Yes | | For | |
3 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Texas Instruments Inc. | | | | |
Ticker: | | TXN | | CUSIP: | | 882508104 |
Meeting Date: | | 4/19/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director James R. Adams | | For | | Yes | | For | |
2 | | Elect Director David L. Boren | | For | | Yes | | For | |
3 | | Elect Director Daniel A. Carp | | For | | Yes | | For | |
4 | | Elect Director Carrie S. Cox | | For | | Yes | | For | |
5 | | Elect Director Thomas J. Engibous | | For | | Yes | | For | |
6 | | Elect Director David R. Goode | | For | | Yes | | For | |
7 | | Elect Director Pamela H. Patsley | | For | | Yes | | For | |
8 | | Elect Director Wayne R. Sanders | | For | | Yes | | For | |
9 | | Elect Director Ruth J. Simmons | | For | | Yes | | For | |
10 | | Elect Director Richard K. Templeton | | For | | Yes | | For | |
11 | | Elect Director Christine Todd Whitman | | For | | Yes | | For | |
12 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | UTStarcom, Inc. | | | | |
Ticker: | | UTSI | | CUSIP: | | 918076100 |
Meeting Date: | | 7/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 5/25/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jeff Clarke | | For | | Yes | | For | |
1.2 | | Elect Director Hong Liang Lu | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | ViaSat, Inc. | | | | |
Ticker: | | VSAT | | CUSIP: | | 92552V100 |
Meeting Date: | | 10/4/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/11/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dr. Robert Johnson | | For | | Yes | | For | |
1.2 | | Elect Director John P. Stenbit | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | MEMC Electronic Materials, Inc. | | | | |
Ticker: | | WFR | | CUSIP: | | 552715104 |
Meeting Date: | | 4/25/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John Marren | | For | | Yes | | Withhold | |
1.2 | | Elect Director William E. Stevens | | For | | Yes | | For | |
1.3 | | Elect Director James B. Williams | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | Witness Systems, Inc. | | | | |
Ticker: | | WITS | | CUSIP: | | 977424100 |
Meeting Date: | | 5/1/2007 | | Meeting Type: | | Special |
Record Date: | | 4/5/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Yahoo!, Inc. | | | | |
Ticker: | | YHOO | | CUSIP: | | 984332106 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Terry S. Semel | | For | | Yes | | For | |
2 | | Elect Director Jerry Yang | | For | | Yes | | For | |
3 | | Elect Director Roy J. Bostock | | For | | Yes | | Against | |
4 | | Elect Director Ronald W. Burkle | | For | | Yes | | Against | |
5 | | Elect Director Eric Hippeau | | For | | Yes | | For | |
6 | | Elect Director Vyomesh Joshi | | For | | Yes | | For | |
7 | | Elect Director Arthur H. Kern | | For | | Yes | | Against | |
8 | | Elect Director Robert A. Kotick | | For | | Yes | | For | |
9 | | Elect Director Edward R. Kozel | | For | | Yes | | For | |
10 | | Elect Director Gary L. Wilson | | For | | Yes | | For | |
11 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
12 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
13 | | Ratify Auditors | | For | | Yes | | For | |
14 | | Pay For Superior Performance | | Against | | Yes | | Against | |
15 | | Adopt Policies to Protect Freedom of Access to the Internet | | Against | | Yes | | Against | |
16 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Yes | | Against | |
Company Name: | | Zebra Technologies Corp. | | | | |
Ticker: | | ZBRA | | CUSIP: | | 989207105 |
Meeting Date: | | 5/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Gerhard Cless | | For | | Yes | | For | |
1.2 | | Elect Director Michael A. Smith | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Firsthand Technology Leaders Fund
Company Name: | | Identix Incorporated | | | | |
Ticker: | | | | CUSIP: | | 451906101 |
Meeting Date: | | 8/29/2006 | | Meeting Type: | | Special |
Record Date: | | 6/30/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Apple, Inc. | | | | |
Ticker: | | AAPL | | CUSIP: | | 37833100 |
Meeting Date: | | 5/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William V. Campbell | | For | | Yes | | Withhold | |
1.2 | | Elect Director Millard S. Drexler | | For | | Yes | | Withhold | |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | Yes | | Withhold | |
1.4 | | Elect Director Steven P. Jobs | | For | | Yes | | For | |
1.5 | | Elect Director Arthur D. Levinson, Ph.D. | | For | | Yes | | Withhold | |
1.6 | | Elect Director Eric E. Schmidt, Ph.D. | | For | | Yes | | Withhold | |
1.7 | | Elect Director Jerome B. York | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | Compensation Specific—Option Dating Policy | | Against | | Yes | | Against | |
7 | | Pay For Superior Performance | | Against | | Yes | | Against | |
8 | | Report on Feasibility of Adopting a Toxic Chemical Elimination Policy | | Against | | Yes | | Against | |
9 | | Stock Retention/Holding Period | | Against | | Yes | | Against | |
10 | | Report on Computer Recycling Policy | | Against | | Yes | | Against | |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Yes | | Against | |
Company Name: | | Adobe Systems Inc. | | | | |
Ticker: | | ADBE | | CUSIP: | | 00724F101 |
Meeting Date: | | 4/5/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert K. Burgess | | For | | Yes | | For | |
1.2 | | Elect Director Carol Mills | | For | | Yes | | For | |
1.3 | | Elect Director Colleen M. Pouliot | | For | | Yes | | For | |
1.4 | | Elect Director Robert Sedgewick | | For | | Yes | | For | |
1.5 | | Elect Director John E. Warnock | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Stock Retention/Holding Period | | Against | | Yes | | Against | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Applied Materials, Inc. | | | | |
Ticker: | | AMAT | | CUSIP: | | 38222105 |
Meeting Date: | | 3/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael H. Armacost | | For | | Yes | | For | |
1.2 | | Elect Director Robert H. Brust | | For | | Yes | | For | |
1.3 | | Elect Director Deborah A. Coleman | | For | | Yes | | For | |
1.4 | | Elect Director Philip V. Gerdine | | For | | Yes | | For | |
1.5 | | Elect Director Thomas J. Iannotti | | For | | Yes | | For | |
1.6 | | Elect Director Charles Y.S. Liu | | For | | Yes | | For | |
1.7 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.8 | | Elect Director Gerhard H. Parker | | For | | Yes | | For | |
1.9 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.10 | | Elect Director Michael R. Splinter | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | ASML Holding NV (Formerly ASM Lithography Hldg) | | | | |
Ticker: | | ASML | | CUSIP: | | N07059111 |
Meeting Date: | | 3/28/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/6/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | DISCUSSION OF THE ANNUAL REPORT 2006 AND ADOPTION OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR (FY) 2006, AS PREPARED IN ACCORDANCE WITH DUTCH LAW. | | For | | Yes | | For | |
2 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT (BOM) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
3 | | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD (SB) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
4 | | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. | | For | | Yes | | For | |
5 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | | For | | Yes | | For | |
6 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS. | | For | | Yes | | For | |
7 | | APPROVAL OF THE NUMBER OF SHARES, EITHER IN STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML EMPLOYEES AND AUTHORIZATION OF THE BOM TO ISSUE THE STOCK OR STOCK OPTIONS. | | For | | Yes | | For | |
8 | | NOMINATION FOR APPOINTMENT OF MR. W. T. SIEGLE AS MEMBER OF THE SB. | | For | | Yes | | For | |
9 | | REMUNERATION OF THE SB. | | For | | Yes | | For | |
10 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION. | | For | | Yes | | For | |
11 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | | For | | Yes | | For | |
12 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION, WHICH 5% CAN ONLY BE USED IN CONNECTION WITH OR | | For | | Yes | | For | |
13 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | | For | | Yes | | For | |
14 | | PROPOSAL TO CANCEL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY (TO BE) REPURCHASED BY THE COMPANY. | | For | | Yes | | For | |
15 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ACQUIRE ORDINARY SHARES IN THE COMPANY S CAPITAL. | | For | | Yes | | For | |
16 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 13. | | For | | Yes | | For | |
17 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 15. | | For | | Yes | | For | |
Company Name: | | Broadcom Corp. | | | | |
Ticker: | | BRCM | | CUSIP: | | 111320107 |
Meeting Date: | | 5/2/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/6/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director George L. Farinsky | | For | | Yes | | For | |
1.2 | | Elect Director Maureen E. Grzelakowski | | For | | Yes | | Withhold | |
1.3 | | Elect Director Nancy H. Handel | | For | | Yes | | For | |
1.4 | | Elect Director John Major | | For | | Yes | | Withhold | |
1.5 | | Elect Director Scott A. McGregor | | For | | Yes | | For | |
1.6 | | Elect Director Alan E. Ross | | For | | Yes | | Withhold | |
1.7 | | Elect Director Henry Samueli, Ph.D. | | For | | Yes | | Withhold | |
1.8 | | Elect Director Robert E. Switz | | For | | Yes | | For | |
1.9 | | Elect Director Werner F. Wolfen | | For | | Yes | | Withhold | |
2 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | Against | |
3 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
4 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | Compensation Specific-Adopt Policy Concerning Backdating Controversy | | Against | | Yes | | For | |
Company Name: | | China Mobile (Hong Kong) Limited | | | | |
Ticker: | | CHL | | CUSIP: | | 16941M109 |
Meeting Date: | | 5/16/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/5/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS. | | For | | Yes | | For | |
2a | | TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2006. | | For | | Yes | | For | |
2b | | TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2006. | | For | | Yes | | For | |
3a | | TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. | | For | | Yes | | For | |
3b | | TO RE-ELECT LI YUE AS A DIRECTOR. | | For | | Yes | | For | |
3c | | TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. | | For | | Yes | | For | |
3d | | TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. | | For | | Yes | | For | |
3e | | TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | | For | | Yes | | For | |
6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY. | | For | | Yes | | Against | |
7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | | For | | Yes | | Against | |
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Michael D. Capellas | | For | | Yes | | For | |
1.4 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.5 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Richard M. Kovacevich | | For | | Yes | | For | |
1.8 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.9 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.10 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Performance-Based and/or Time-Based Equity Awards | | Against | | Yes | | Against | |
4 | | Report on Pay Disparity | | Against | | Yes | | Against | |
5 | | Report on Internet Fragmentation | | Against | | Yes | | For | |
Company Name: | | Amdocs Limited | | | | |
Ticker: | | DOX | | CUSIP: | | G02602103 |
Meeting Date: | | 1/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 11/20/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce K. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Adrian Gardner | | For | | Yes | | For | |
1.3 | | Elect Director Charles E. Foster | | For | | Yes | | For | |
1.4 | | Elect Director James S. Kahan | | For | | Yes | | For | |
1.5 | | Elect Director Dov Baharav | | For | | Yes | | For | |
1.6 | | Elect Director Julian A. Brodsky | | For | | Yes | | For | |
1.7 | | Elect Director Eli Gelman | | For | | Yes | | For | |
1.8 | | Elect Director Nehemia Lemelbaum | | For | | Yes | | For | |
1.9 | | Elect Director John T. Mclennan | | For | | Yes | | For | |
1.10 | | Elect Director Robert A. Minicucci | | For | | Yes | | For | |
1.11 | | Elect Director Simon Olswang | | For | | Yes | | For | |
1.12 | | Elect Director Mario Segal | | For | | Yes | | Withhold | |
1.13 | | Elect Director Joseph Vardi | | For | | Yes | | For | |
2 | | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2006. | | For | | Yes | | For | |
3 | | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | | For | | Yes | | For | |
Company Name: | | eBay Inc. | | | | |
Ticker: | | EBAY | | CUSIP: | | 278642103 |
Meeting Date: | | 6/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Philippe Bourguignon | | For | | Yes | | For | |
1.2 | | Elect Director Thomas J. Tierney | | For | | Yes | | For | |
1.3 | | Elect Director Margaret C. Whitman | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Corning Inc. | | | | |
Ticker: | | GLW | | CUSIP: | | 219350105 |
Meeting Date: | | 4/26/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert F. Cummings, Jr. | | For | | Yes | | For | |
1.2 | | Elect Director Eugene C. Sit | | For | | Yes | | Withhold | |
1.3 | | Elect Director William D. Smithburg | | For | | Yes | | Withhold | |
1.4 | | Elect Director Hansel E. Tookes Ii | | For | | Yes | | Withhold | |
1.5 | | Elect Director Wendell P. Weeks | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Declassify the Board of Directors | | Against | | Yes | | For | |
Company Name: | | Google Inc | | | | |
Ticker: | | GOOG | | CUSIP: | | 38259P508 |
Meeting Date: | | 5/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Eric Schmidt | | For | | Yes | | For | |
1.2 | | Elect Director Sergey Brin | | For | | Yes | | For | |
1.3 | | Elect Director Larry Page | | For | | Yes | | For | |
1.4 | | Elect Director L. John Doerr | | For | | Yes | | For | |
1.5 | | Elect Director John L. Hennessy | | For | | Yes | | For | |
1.6 | | Elect Director Arthur D. Levinson | | For | | Yes | | For | |
1.7 | | Elect Director Ann Mather | | For | | Yes | | For | |
1.8 | | Elect Director Paul S. Otellini | | For | | Yes | | For | |
1.9 | | Elect Director K. Ram Shriram | | For | | Yes | | For | |
1.10 | | Elect Director Shirley M. Tilghman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
4 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
5 | | Adopt Policies to Protect Freedom of Access to the Internet | | Against | | Yes | | Against | |
Company Name: | | L-1 Identity Solutions Inc. | | | | |
Ticker: | | ID | | CUSIP: | | 50212A106 |
Meeting Date: | | 5/9/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert V. LaPenta | | For | | Yes | | For | |
1.2 | | Elect Director Robert S. Gelbard | | For | | Yes | | Withhold | |
1.3 | | Elect Director James M. Loy | | For | | Yes | | For | |
1.4 | | Elect Director H. Mouchly-Weiss | | For | | Yes | | Withhold | |
1.5 | | Elect Director Peter Nessen | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Intel Corp. | | | | |
Ticker: | | INTC | | CUSIP: | | 458140100 |
Meeting Date: | | 5/16/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Craig R. Barrett | | For | | Yes | | For | |
2 | | Elect Director Charlene Barshefsky | | For | | Yes | | Against | |
3 | | Elect Director Susan L. Decker | | For | | Yes | | For | |
4 | | Elect Director D. James Guzy | | For | | Yes | | For | |
5 | | Elect Director Reed E. Hundt | | For | | Yes | | For | |
6 | | Elect Director Paul S. Otellini | | For | | Yes | | For | |
7 | | Elect Director James D. Plummer | | For | | Yes | | For | |
8 | | Elect Director David S. Pottruck | | For | | Yes | | For | |
9 | | Elect Director Jane E. Shaw | | For | | Yes | | For | |
10 | | Elect Director John L. Thornton | | For | | Yes | | For | |
11 | | Elect Director David B. Yoffie | | For | | Yes | | For | |
12 | | Ratify Auditors | | For | | Yes | | For | |
13 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
14 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
15 | | Limit Executive Compensation | | Against | | Yes | | Against | |
Company Name: | | Microsoft Corp. | | | | |
Ticker: | | MSFT | | CUSIP: | | 594918104 |
Meeting Date: | | 11/14/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director William H. Gates, III | | For | | Yes | | For | |
2 | | Elect Director Steven A. Ballmer | | For | | Yes | | For | |
3 | | Elect Director James I. Cash, Jr., Ph.D. | | For | | Yes | | For | |
4 | | Elect Director Dina Dublon | | For | | Yes | | For | |
5 | | Elect Director Raymond V. Gilmartin | | For | | Yes | | For | |
6 | | Elect Director David F. Marquardt | | For | | Yes | | For | |
7 | | Elect Director Charles H. Noski | | For | | Yes | | For | |
8 | | Elect Director Helmut Panke | | For | | Yes | | For | |
9 | | Elect Director Jon A. Shirley | | For | | Yes | | For | |
10 | | Ratify Auditors | | For | | Yes | | For | |
11 | | Cease Product Sales that Can Be Used to Violate Human Rights | | Against | | Yes | | Against | |
12 | | Amend EEO Statement to Not Reference Sexual Orientation | | Against | | Yes | | Against | |
13 | | Establish Shareholder Advisory Committee | | Against | | Yes | | Against | |
Company Name: | | Nokia Corp. | | | | |
Ticker: | | NOK | | CUSIP: | | 654902204 |
Meeting Date: | | 5/3/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Receive Financial Statements and Statutory Reports, Including Auditors’ Report; Accept Financial Statements and Statutory Reports | | For | | Yes | | For | |
2 | | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | | For | | Yes | | For | |
3 | | Approve Discharge of Board and President | | For | | Yes | | For | |
4 | | Amend Articles to Comply with New Finnish Companies Act | | For | | Yes | | For | |
5 | | Approve Remuneration of Directors | | For | | Yes | | For | |
6 | | Fix Number of Directors at 11 | | For | | Yes | | For | |
7.1 | | Elect Director Georg Ehrnrooth | | For | | Yes | | For | |
7.2 | | Elect Director Daniel R. Hesse | | For | | Yes | | For | |
7.3 | | Elect Director Bengt Holmstrom | | For | | Yes | | For | |
7.4 | | Elect Director Per Karlsson | | For | | Yes | | For | |
7.5 | | Elect Director Jorma Ollila | | For | | Yes | | For | |
7.6 | | Elect Director Marjorie Scardino | | For | | Yes | | For | |
7.7 | | Elect Director Keijo Suila | | For | | Yes | | For | |
7.8 | | Elect Director Vesa Vainio | | For | | Yes | | For | |
7.9 | | Elect Director Lalita D. Gupte | | For | | Yes | | For | |
7.10 | | Elect Director Henning Kagermann | | For | | Yes | | For | |
7.11 | | Elect Director Olli-Pekka Kallasvuo | | For | | Yes | | For | |
8 | | Approve Remuneration of Auditors | | For | | Yes | | For | |
9 | | Reelect PricewaterhouseCoopers Oy as Auditor | | For | | Yes | | For | |
10 | | Approve Stock Option Plan for Key Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | | For | | Yes | | For | |
11 | | Approve Minimum EUR 2.3 Billion Reduction in Share Premium Account | | For | | Yes | | For | |
12 | | Amend 2001, 2003, and 2005 Stock Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund | | For | | Yes | | For | |
13 | | Approve Creation of Pool of Capital without Preemptive Rights Consisting of up to 800 Million Shares | | For | | Yes | | For | |
14 | | Authorize Repurchase of up to 10 Percent of Issued Share Capital | | For | | Yes | | For | |
15 | | Mark The Box If you wish to Instruct Nokia S Legal Counsels To Vote In their Discretion On Your behalf Only Upon Item 15 *NOTE* Voting Options For Props 5-6, 8-9 are FOR or ABSTAIN | | None | | Yes | | Abstain | |
Company Name: | | QUALCOMM Inc. | | | | |
Ticker: | | QCOM | | CUSIP: | | 747525103 |
Meeting Date: | | 3/13/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Barbara T. Alexander | | For | | Yes | | For | |
1.2 | | Elect Director Raymond V. Dittamore | | For | | Yes | | For | |
1.3 | | Elect Director Irwin Mark Jacobs | | For | | Yes | | For | |
1.4 | | Elect Director Sherry Lansing | | For | | Yes | | For | |
1.5 | | Elect Director Peter M. Sacerdote | | For | | Yes | | For | |
1.6 | | Elect Director Marc I. Stern | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Seagate Technology | | | | |
Ticker: | | STX | | CUSIP: | | G7945J104 |
Meeting Date: | | 10/26/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. | | For | | Yes | | For | |
2 | | ELECT WILLIAM W. BRADLEY AS A DIRECTOR. | | For | | Yes | | For | |
3 | | ELECT MICHAEL R. CANNON AS A DIRECTOR. | | For | | Yes | | For | |
4 | | ELECT JAMES A. DAVIDSON AS A DIRECTOR. | | For | | Yes | | For | |
5 | | ELECT DONALD E. KIERNAN AS A DIRECTOR. | | For | | Yes | | For | |
6 | | ELECT STEPHEN J. LUCZO AS A DIRECTOR. | | For | | Yes | | For | |
7 | | ELECT DAVID F. MARQUARDT AS A DIRECTOR. | | For | | Yes | | For | |
8 | | ELECT LYDIA M. MARSHALL AS A DIRECTOR. | | For | | Yes | | For | |
9 | | ELECT C.S. PARK AS A DIRECTOR. | | For | | Yes | | For | |
10 | | ELECT GREGORIO REYES AS A DIRECTOR. | | For | | Yes | | For | |
11 | | ELECT JOHN W. THOMPSON AS A DIRECTOR. | | For | | Yes | | For | |
12 | | ELECT WILLIAM D. WATKINS AS A DIRECTOR. | | For | | Yes | | For | |
13 | | APPROVE AN INCREASE IN SHARES ELIGIBLE FOR ISSUANCE UNDER 2004 STOCK COMPENSATION PLAN IN THE AMOUNT OF 36 MILLION SHARES. | | For | | Yes | | For | |
14 | | APPROVE AN INCREASE IN THE ISSUABLE SHARES FOR PURCHASE UNDER EMPLOYEE STOCK PURCHASE PLAN IN THE AMOUNT OF 10 MILLION SHARES. | | For | | Yes | | For | |
15 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM. | | For | | Yes | | For | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. | | | | |
Ticker: | | TSM | | CUSIP: | | 874039100 |
Meeting Date: | | 5/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO ACCEPT 2006 BUSINESS REPORT AND FINANCIAL STATEMENTS. | | For | | Yes | | For | |
2 | | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2006 PROFITS. | | For | | Yes | | For | |
3 | | TO APPROVE THE CAPITALIZATION OF 2006 DIVIDENDS, 2006 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | | For | | Yes | | For | |
4 | | TO APPROVE REVISIONS TO THE ARTICLES OF INCORPORATION. | | For | | Yes | | For | |
5 | | TO APPROVE REVISIONS TO INTERNAL POLICIES AND RULES AS FOLLOWS: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS; (2) POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS; (3) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES; (4) PROCEDURES FOR | | For | | Yes | | For | |
Company Name: | | Texas Instruments Inc. | | | | |
Ticker: | | TXN | | CUSIP: | | 882508104 |
Meeting Date: | | 4/19/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director James R. Adams | | For | | Yes | | For | |
2 | | Elect Director David L. Boren | | For | | Yes | | For | |
3 | | Elect Director Daniel A. Carp | | For | | Yes | | For | |
4 | | Elect Director Carrie S. Cox | | For | | Yes | | For | |
5 | | Elect Director Thomas J. Engibous | | For | | Yes | | For | |
6 | | Elect Director David R. Goode | | For | | Yes | | For | |
7 | | Elect Director Pamela H. Patsley | | For | | Yes | | For | |
8 | | Elect Director Wayne R. Sanders | | For | | Yes | | For | |
9 | | Elect Director Ruth J. Simmons | | For | | Yes | | For | |
10 | | Elect Director Richard K. Templeton | | For | | Yes | | For | |
11 | | Elect Director Christine Todd Whitman | | For | | Yes | | For | |
12 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Xilinx, Inc. | | | | |
Ticker: | | XLNX | | CUSIP: | | 983919101 |
Meeting Date: | | 7/26/2006 | | Meeting Type: | | Annual |
Record Date: | | 5/26/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.2 | | Elect Director John L. Doyle | | For | | Yes | | For | |
1.3 | | Elect Director Jerald G. Fishman | | For | | Yes | | For | |
1.4 | | Elect Director Philip T. Gianos | | For | | Yes | | For | |
1.5 | | Elect Director William G. Howard, Jr. | | For | | Yes | | For | |
1.6 | | Elect Director J. Michael Patterson | | For | | Yes | | For | |
1.7 | | Elect Director Elizabeth W. Vanderslice | | For | | Yes | | For | |
2 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Firsthand Technology Innovators Fund
Company Name: | | Therma-Wave, Inc. | | | | |
Ticker: | | | | CUSIP: | | 88343A108 |
Meeting Date: | | 8/17/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/16/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director G. Leonard Baker, Jr. | | For | | Yes | | For | |
1.2 | | Elect Director Gregory Graves | | For | | Yes | | For | |
1.3 | | Elect Director Boris Lipkin | | For | | Yes | | For | |
1.4 | | Elect Director John Willinge | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Airspan Networks Inc. | | | | |
Ticker: | | AIRN | | CUSIP: | | 00950H102 |
Meeting Date: | | 9/25/2006 | | Meeting Type: | | Special |
Record Date: | | 8/9/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Issuance of Shares for a Private Placement | | For | | Yes | | For | |
Company Name: | | Avici Systems Inc. | | | | |
Ticker: | | AVCI | | CUSIP: | | 05367L802 |
Meeting Date: | | 5/31/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William Ingram | | For | | Yes | | For | |
1.2 | | Elect Director Robert P. Schechter | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Avanex Corp. | | | | |
Ticker: | | AVNX | | CUSIP: | | 05348W109 |
Meeting Date: | | 11/3/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/6/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Greg Dougherty | | For | | Yes | | For | |
1.2 | | Elect Director Jo S. Major, Jr. | | For | | Yes | | For | |
2 | | Approve/Amend Conversion of Securities | | For | | Yes | | For | |
3 | | Increase Authorized Common Stock | | For | | Yes | | For | |
4 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Echelon Corporation | | | | |
Ticker: | | ELON | | CUSIP: | | 27874N105 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/27/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard M. Moley | | For | | Yes | | For | |
1.2 | | Elect Director Betsy Rafael | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | EXFO Electro-Optical Engineering Inc | | | | |
Ticker: | | EXF | | CUSIP: | | 302043104 |
Meeting Date: | | 1/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 11/21/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Directors Germain Lamonde, Pierre Marcouiller, Guy Marier, Andre Tremblay, David A. Thompson and Michael Unger | | For | | Yes | | For | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | For | | Yes | | For | |
Company Name: | | Finisar Corp. | | | | |
Ticker: | | FNSR | | CUSIP: | | 31787A101 |
Meeting Date: | | 9/28/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Roger C. Ferguson | | For | | Yes | | For | |
1.2 | | Elect Director Larry D. Mitchell | | For | | Yes | | For | |
2 | | Approve Reverse Stock Split | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | iGate Corporation | | | | |
Ticker: | | IGTE | | CUSIP: | | 45169U105 |
Meeting Date: | | 5/31/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Ashok Trivedi | | For | | Yes | | For | |
1.2 | | Elect Director Edward Yourdon | | For | | Yes | | For | |
1.3 | | Elect Director Phaneesh Murthy | | For | | Yes | | For | |
Company Name: | | Intevac, Inc. | | | | |
Ticker: | | IVAC | | CUSIP: | | 461148108 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Norman H. Pond | | For | | Yes | | For | |
1.2 | | Elect Director Kevin Fairbairn | | For | | Yes | | For | |
1.3 | | Elect Director David S. Dury | | For | | Yes | | For | |
1.4 | | Elect Director Stanley J. Hill | | For | | Yes | | For | |
1.5 | | Elect Director Robert Lemos | | For | | Yes | | For | |
1.6 | | Elect Director Ping Yang | | For | | Yes | | For | |
2 | | Change State of Incorporation [California to Delaware] | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | LaserCard Corporation | | | | |
Ticker: | | LCRD | | CUSIP: | | 51807U101 |
Meeting Date: | | 9/22/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/26/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bernard C. Bailey | | For | | Yes | | For | |
1.2 | | Elect Director Richard M. Haddock | | For | | Yes | | For | |
1.3 | | Elect Director Arthur H. Hausman | | For | | Yes | | For | |
1.4 | | Elect Director Donald E. Mattson | | For | | Yes | | For | |
1.5 | | Elect Director Dan Maydan | | For | | Yes | | For | |
1.6 | | Elect Director Albert J. Moyer | | For | | Yes | | For | |
1.7 | | Elect Director Walter F. Walker | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | LivePerson Inc. | | | | |
Ticker: | | LPSN | | CUSIP: | | 538146101 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Emmanuel Gill | | For | | Yes | | For | |
1.2 | | Elect Director William G. Wesemann | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Microvision, Inc. | | | | |
Ticker: | | MVIS | | CUSIP: | | 594960106 |
Meeting Date: | | 9/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/2/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alexander Tokman | | For | | Yes | | For | |
1.2 | | Elect Director Richard A. Cowell | | For | | Yes | | For | |
1.3 | | Elect Director Slade Gorton | | For | | Yes | | For | |
1.4 | | Elect Director Marc Onetto | | For | | Yes | | For | |
1.5 | | Elect Director Jeanette Horan | | For | | Yes | | For | |
1.6 | | Elect Director Brian Turner | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Microvision, Inc. | | | | |
Ticker: | | MVIS | | CUSIP: | | 594960106 |
Meeting Date: | | 1/18/2007 | | Meeting Type: | | Special |
Record Date: | | 11/27/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Increase Authorized Common Stock | | For | | Yes | | For | |
Company Name: | | Microvision, Inc. | | | | |
Ticker: | | MVIS | | CUSIP: | | 594960106 |
Meeting Date: | | 6/13/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alexander Tokman | | For | | Yes | | For | |
1.2 | | Elect Director Richard A. Cowell | | For | | Yes | | For | |
1.3 | | Elect Director Slade Gorton | | For | | Yes | | For | |
1.4 | | Elect Director Marc Onetto | | For | | Yes | | For | |
1.5 | | Elect Director Jeanette Horan | | For | | Yes | | For | |
1.6 | | Elect Director Brian Turner | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | NetLogic Microsystems, Inc. | | | | |
Ticker: | | NETL | | CUSIP: | | 64118B100 |
Meeting Date: | | 5/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Leonard Perham | | For | | Yes | | For | |
1.2 | | Elect Director Alan Krock | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Oplink Communications, Inc. | | | | |
Ticker: | | OPLK | | CUSIP: | | 68375Q403 |
Meeting Date: | | 11/8/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/20/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jesse W. Jack | | For | | Yes | | For | |
1.2 | | Elect Director Leonard J. Leblanc | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Reduce Authorized Preferred Stock | | For | | Yes | | For | |
Company Name: | | PDF Solutions, Inc. | | | | |
Ticker: | | PDFS | | CUSIP: | | 693282105 |
Meeting Date: | | 5/30/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/4/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Susan H. Billat | | For | | Yes | | For | |
1.2 | | Elect Director John K. Kibarian, Ph.D. | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | PLX Technology, Inc. | | | | |
Ticker: | | PLXT | | CUSIP: | | 693417107 |
Meeting Date: | | 5/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael J. Salameh | | For | | Yes | | For | |
1.2 | | Elect Director D. James Guzy | | For | | Yes | | For | |
1.3 | | Elect Director John H. Hart | | For | | Yes | | For | |
1.4 | | Elect Director Robert H. Smith | | For | | Yes | | For | |
1.5 | | Elect Director Thomas Riordan | | For | | Yes | | For | |
1.6 | | Elect Director Patrick Verderico | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | RACKABLE SYSTEMS INC | | | | |
Ticker: | | RACK | | CUSIP: | | 750077109 |
Meeting Date: | | 5/23/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mark J. Barrenechea | | For | | Yes | | For | |
1.2 | | Elect Director Charles M. Boesenberg | | For | | Yes | | For | |
1.3 | | Elect Director Thomas K. Barton | | For | | Yes | | For | |
1.4 | | Elect Director Gary A. Griffiths | | For | | Yes | | For | |
1.5 | | Elect Director Hagi Schwartz | | For | | Yes | | For | |
1.6 | | Elect Director Ronald D. Verdoorn | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Ramtron International Corp. | | | | |
Ticker: | | RMTR | | CUSIP: | | 751907304 |
Meeting Date: | | 5/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/4/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William G. Howard | | For | | Yes | | For | |
1.2 | | Elect Director W.W. Staunton, III | | For | | Yes | | For | |
1.3 | | Elect Director Eric A. Balzer | | For | | Yes | | For | |
1.4 | | Elect Director William L. George | | For | | Yes | | For | |
1.5 | | Elect Director Jack L. Saltich | | For | | Yes | | For | |
1.6 | | Elect Director Theodore J. Coburn | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Symmetricom, Inc. | | | | |
Ticker: | | SYMM | | CUSIP: | | 871543104 |
Meeting Date: | | 10/26/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/12/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert T. Clarkson | | For | | Yes | | For | |
1.2 | | Elect Director Thomas W. Steipp | | For | | Yes | | For | |
1.3 | | Elect Director Alfred Boschulte | | For | | Yes | | For | |
1.4 | | Elect Director Elizabeth A. Fetter | | For | | Yes | | For | |
1.5 | | Elect Director Robert J. Stanzione | | For | | Yes | | For | |
1.6 | | Elect Director Robert M. Neumeister Jr | | For | | Yes | | For | |
1.7 | | Elect Director Dr. Richard W. Oliver | | For | | Yes | | For | |
1.8 | | Elect Director Richard N. Snyder | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Synaptics, Inc. | | | | |
Ticker: | | SYNA | | CUSIP: | | 87157D109 |
Meeting Date: | | 10/17/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Keith B. Geeslin | | For | | Yes | | For | |
1.2 | | Elect Director Jeffrey D. Buchanan | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | 3D Systems Corp. | | | | |
Ticker: | | TDSC | | CUSIP: | | 88554D205 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Miriam V. Gold | | For | | Yes | | For | |
1.2 | | Elect Director Charles W. Hull | | For | | Yes | | For | |
1.3 | | Elect Director Jim D. Kever | | For | | Yes | | For | |
1.4 | | Elect Director G. Walter Loewenbaum, II | | For | | Yes | | Withhold | |
1.5 | | Elect Director Kevin S. Moore | | For | | Yes | | For | |
1.6 | | Elect Director Abraham N. Reichental | | For | | Yes | | For | |
1.7 | | Elect Director Daniel S. Van Riper | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Microtune, Inc. | | | | |
Ticker: | | TUNE | | CUSIP: | | 59514P109 |
Meeting Date: | | 4/27/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/15/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Walter S. Ciciora | | For | | Yes | | Withhold | |
1.2 | | Elect Director James H. Clardy | | For | | Yes | | For | |
1.3 | | Elect Director Steven Craddock | | For | | Yes | | For | |
1.4 | | Elect Director James A. Fontaine | | For | | Yes | | For | |
1.5 | | Elect Director Anthony J. LeVecchio | | For | | Yes | | For | |
1.6 | | Elect Director Bernard T. Marren | | For | | Yes | | For | |
1.7 | | Elect Director Michael T. Schueppert | | For | | Yes | | For | |
1.8 | | Elect Director William P. Tai | | For | | Yes | | For | |
1.9 | | Elect Director A. Travis White | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Visual Sciences, Inc. | | | | |
Ticker: | | VSCN | | CUSIP: | | 947685103 |
Meeting Date: | | 5/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Anil Arora | | For | | Yes | | For | |
1.2 | | Elect Director James R. Glynn | | For | | Yes | | For | |
1.3 | | Elect Director Jeffrey W. Lunsford | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Witness Systems, Inc. | | | | |
Ticker: | | WITS | | CUSIP: | | 977424100 |
Meeting Date: | | 5/1/2007 | | Meeting Type: | | Special |
Record Date: | | 4/5/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Zygo Corp. | | | | |
Ticker: | | ZIGO | | CUSIP: | | 989855101 |
Meeting Date: | | 11/16/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/21/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Eugene G. Banucci | | For | | Yes | | For | |
1.2 | | Elect Director Youssef A. El-Mansy | | For | | Yes | | For | |
1.3 | | Elect Director Samuel H. Fuller | | For | | Yes | | For | |
1.4 | | Elect Director Seymour E. Liebman | | For | | Yes | | For | |
1.5 | | Elect Director Robert G. Mckelvey | | For | | Yes | | For | |
1.6 | | Elect Director J. Bruce Robinson | | For | | Yes | | For | |
1.7 | | Elect Director Robert B. Taylor | | For | | Yes | | For | |
1.8 | | Elect Director Carol P. Wallace | | For | | Yes | | For | |
1.9 | | Elect Director Bruce W. Worster | | For | | Yes | | For | |
1.10 | | Elect Director Carl A. Zanoni | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Firsthand e-Commerce Fund
Company Name: | | Vitalstream Holdings Inc | | | | |
Ticker: | | | | CUSIP: | | 92847T209 |
Meeting Date: | | 2/20/2007 | | Meeting Type: | | Special |
Record Date: | | 12/29/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Apple, Inc. | | | | |
Ticker: | | AAPL | | CUSIP: | | 37833100 |
Meeting Date: | | 5/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William V. Campbell | | For | | Yes | | Withhold | |
1.2 | | Elect Director Millard S. Drexler | | For | | Yes | | Withhold | |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | Yes | | Withhold | |
1.4 | | Elect Director Steven P. Jobs | | For | | Yes | | For | |
1.5 | | Elect Director Arthur D. Levinson, Ph.D. | | For | | Yes | | Withhold | |
1.6 | | Elect Director Eric E. Schmidt, Ph.D. | | For | | Yes | | Withhold | |
1.7 | | Elect Director Jerome B. York | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | Compensation Specific—Option Dating Policy | | Against | | Yes | | Against | |
7 | | Pay For Superior Performance | | Against | | Yes | | Against | |
8 | | Report on Feasibility of Adopting a Toxic Chemical Elimination Policy | | Against | | Yes | | Against | |
9 | | Stock Retention/Holding Period | | Against | | Yes | | Against | |
10 | | Report on Computer Recycling Policy | | Against | | Yes | | Against | |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Yes | | Against | |
Company Name: | | Adobe Systems Inc. | | | | |
Ticker: | | ADBE | | CUSIP: | | 00724F101 |
Meeting Date: | | 4/5/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert K. Burgess | | For | | Yes | | For | |
1.2 | | Elect Director Carol Mills | | For | | Yes | | For | |
1.3 | | Elect Director Colleen M. Pouliot | | For | | Yes | | For | |
1.4 | | Elect Director Robert Sedgewick | | For | | Yes | | For | |
1.5 | | Elect Director John E. Warnock | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Stock Retention/Holding Period | | Against | | Yes | | Against | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Akamai Technologies, Inc. | | | | |
Ticker: | | AKAM | | CUSIP: | | 00971T101 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Ronald Graham | | For | | Yes | | For | |
1.2 | | Elect Director F. Thomson Leighton | | For | | Yes | | For | |
1.3 | | Elect Director Paul Sagan | | For | | Yes | | For | |
1.4 | | Elect Director Naomi Seligman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Amazon.com, Inc. | | | | |
Ticker: | | AMZN | | CUSIP: | | 23135106 |
Meeting Date: | | 6/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/17/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jeffrey P. Bezos | | For | | Yes | | For | |
1.2 | | Elect Director Tom A. Alberg | | For | | Yes | | For | |
1.3 | | Elect Director John Seely Brown | | For | | Yes | | For | |
1.4 | | Elect Director L. John Doerr | | For | | Yes | | For | |
1.5 | | Elect Director William B. Gordon | | For | | Yes | | For | |
1.6 | | Elect Director Myrtle S. Potter | | For | | Yes | | For | |
1.7 | | Elect Director Thomas O. Ryder | | For | | Yes | | For | |
1.8 | | Elect Director Patricia Q. Stonesifer | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
Company Name: | | aQuantive, Inc. | | | | |
Ticker: | | AQNT | | CUSIP: | | 03839G105 |
Meeting Date: | | 5/8/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Linda J. Srere | | For | | Yes | | For | |
1.2 | | Elect Director Jaynie M. Studenmund | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | CheckFree Corp. | | | | |
Ticker: | | CKFR | | CUSIP: | | 162813109 |
Meeting Date: | | 11/1/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mark A. Johnson | | For | | Yes | | For | |
1.2 | | Elect Director Eugene F. Quinn | | For | | Yes | | For | |
2 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
Company Name: | | Cisco Systems, Inc. | | | | |
Ticker: | | CSCO | | CUSIP: | | 17275R102 |
Meeting Date: | | 11/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Carol A. Bartz | | For | | Yes | | For | |
1.2 | | Elect Director M. Michele Burns | | For | | Yes | | For | |
1.3 | | Elect Director Michael D. Capellas | | For | | Yes | | For | |
1.4 | | Elect Director Larry R. Carter | | For | | Yes | | For | |
1.5 | | Elect Director John T. Chambers | | For | | Yes | | For | |
1.6 | | Elect Director Dr. John L. Hennessy | | For | | Yes | | For | |
1.7 | | Elect Director Richard M. Kovacevich | | For | | Yes | | For | |
1.8 | | Elect Director Roderick C. McGeary | | For | | Yes | | For | |
1.9 | | Elect Director Steven M. West | | For | | Yes | | For | |
1.10 | | Elect Director Jerry Yang | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Performance-Based and/or Time-Based Equity Awards | | Against | | Yes | | Against | |
4 | | Report on Pay Disparity | | Against | | Yes | | Against | |
5 | | Report on Internet Fragmentation | | Against | | Yes | | For | |
Company Name: | | CTRIP COM INTL LTD | | | | |
Ticker: | | CTRP | | CUSIP: | | 22943F100 |
Meeting Date: | | 10/17/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | APPROVE DISTRIBUTION OF 30% OF THE COMPANY’S NET INCOME FOR 2006 (AS DETERMINED IN ACCORDANCE WITH THE GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES AND REPORTED IN THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR) | | For | | Yes | | For | |
2 | | THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED IN THE FORM ATTACHED TO THE NOTICE OF THE ANNUAL GENERAL MEETING AS EXHIBIT A | | For | | Yes | | Against | |
Company Name: | | CyberSource Corporation | | | | |
Ticker: | | CYBS | | CUSIP: | | 23251J106 |
Meeting Date: | | 5/17/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William S. Mckiernan | | For | | Yes | | Withhold | |
1.2 | | Elect Director John J. Mcdonnell, Jr. | | For | | Yes | | For | |
1.3 | | Elect Director Steven P. Novak | | For | | Yes | | For | |
1.4 | | Elect Director Richard Scudellari | | For | | Yes | | Withhold | |
1.5 | | Elect Director Kenneth R. Thornton | | For | | Yes | | For | |
1.6 | | Elect Director Scott R. Cruickshank | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Dell Inc. | | | | |
Ticker: | | DELL | | CUSIP: | | 24702R101 |
Meeting Date: | | 7/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 5/26/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Donald J. Carty | | For | | Yes | | For | |
1.2 | | Elect Director Michael S. Dell | | For | | Yes | | For | |
1.3 | | Elect Director William H. Gray, III | | For | | Yes | | For | |
1.4 | | Elect Director Sallie L. Krawcheck | | For | | Yes | | For | |
1.5 | | Elect Director Alan (A.G.) Lafley | | For | | Yes | | For | |
1.6 | | Elect Director Judy C. Lewent | | For | | Yes | | For | |
1.7 | | Elect Director Klaus S. Luft | | For | | Yes | | For | |
1.8 | | Elect Director Alex J. Mandl | | For | | Yes | | For | |
1.9 | | Elect Director Michael A. Miles | | For | | Yes | | For | |
1.10 | | Elect Director Samuel A. Nunn, Jr. | | For | | Yes | | For | |
1.11 | | Elect Director Kevin B. Rollins | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Adopt ILO-Based Code of Conduct | | Against | | Yes | | Against | |
4 | | Compensation Company Specific—Declaration of Dividend | | Against | | Yes | | Against | |
Company Name: | | Digital Insight Corp. | | | | |
Ticker: | | DGIN | | CUSIP: | | 25385P106 |
Meeting Date: | | 2/6/2007 | | Meeting Type: | | Special |
Record Date: | | 12/19/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | eBay Inc. | | | | |
Ticker: | | EBAY | | CUSIP: | | 278642103 |
Meeting Date: | | 6/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Philippe Bourguignon | | For | | Yes | | For | |
1.2 | | Elect Director Thomas J. Tierney | | For | | Yes | | For | |
1.3 | | Elect Director Margaret C. Whitman | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Equinix, Inc. | | | | |
Ticker: | | EQIX | | CUSIP: | | 29444U502 |
Meeting Date: | | 6/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/25/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Steven T. Clontz | | For | | Yes | | For | |
1.2 | | Elect Director Steven P. Eng | | For | | Yes | | For | |
1.3 | | Elect Director Gary F. Hromadko | | For | | Yes | | For | |
1.4 | | Elect Director Scott G. Kriens | | For | | Yes | | For | |
1.5 | | Elect Director Irving F. Lyons, III | | For | | Yes | | For | |
1.6 | | Elect Director Stephen M. Smith | | For | | Yes | | For | |
1.7 | | Elect Director Peter F. Van Camp | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
Company Name: | | First Data Corp. | | | | |
Ticker: | | FDC | | CUSIP: | | 319963104 |
Meeting Date: | | 5/30/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director David A. Coulter | | For | | Yes | | For | |
2 | | Elect Director Henry C. Duques | | For | | Yes | | For | |
3 | | Elect Director Richard P. Kiphart | | For | | Yes | | For | |
4 | | Elect Director Joan E. Spero | | For | | Yes | | For | |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
6 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Yes | | For | |
7 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
8 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Google Inc | | | | |
Ticker: | | GOOG | | CUSIP: | | 38259P508 |
Meeting Date: | | 5/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Eric Schmidt | | For | | Yes | | For | |
1.2 | | Elect Director Sergey Brin | | For | | Yes | | For | |
1.3 | | Elect Director Larry Page | | For | | Yes | | For | |
1.4 | | Elect Director L. John Doerr | | For | | Yes | | For | |
1.5 | | Elect Director John L. Hennessy | | For | | Yes | | For | |
1.6 | | Elect Director Arthur D. Levinson | | For | | Yes | | For | |
1.7 | | Elect Director Ann Mather | | For | | Yes | | For | |
1.8 | | Elect Director Paul S. Otellini | | For | | Yes | | For | |
1.9 | | Elect Director K. Ram Shriram | | For | | Yes | | For | |
1.10 | | Elect Director Shirley M. Tilghman | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
4 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
5 | | Adopt Policies to Protect Freedom of Access to the Internet | | Against | | Yes | | Against | |
Company Name: | | IAC/InteractiveCorp. | | | | |
Ticker: | | IACI | | CUSIP: | | 44919P300 |
Meeting Date: | | 6/13/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director William H. Berkman | | For | | Yes | | Withhold | |
1.2 | | Elect Director Edgar Bronfman, Jr. | | For | | Yes | | For | |
1.3 | | Elect Director Barry Diller | | For | | Yes | | Withhold | |
1.4 | | Elect Director Victor A. Kaufman | | For | | Yes | | Withhold | |
1.5 | | Elect Director Donald R. Keough | | For | | Yes | | For | |
1.6 | | Elect Director Bryan Lourd | | For | | Yes | | For | |
1.7 | | Elect Director John C. Malone | | For | | Yes | | Withhold | |
1.8 | | Elect Director Arthur C. Martinez | | For | | Yes | | For | |
1.9 | | Elect Director Steven Rattner | | For | | Yes | | For | |
1.10 | | Elect Director H. Norman Schwarzkopf | | For | | Yes | | For | |
1.11 | | Elect Director Alan G. Spoon | | For | | Yes | | For | |
1.12 | | Elect Director Diane Von Furstenberg | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | L-1 Identity Solutions Inc. | | | | |
Ticker: | | ID | | CUSIP: | | 50212A106 |
Meeting Date: | | 5/9/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert V. LaPenta | | For | | Yes | | For | |
1.2 | | Elect Director Robert S. Gelbard | | For | | Yes | | Withhold | |
1.3 | | Elect Director James M. Loy | | For | | Yes | | For | |
1.4 | | Elect Director H. Mouchly-Weiss | | For | | Yes | | Withhold | |
1.5 | | Elect Director Peter Nessen | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
3 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Internap Network Services Corporation | | | | |
Ticker: | | INAP | | CUSIP: | | 45885A300 |
Meeting Date: | | 6/21/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James DeBlasio | | For | | Yes | | Withhold | |
1.2 | | Elect Director Kevin L. Ober | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | LivePerson Inc. | | | | |
Ticker: | | LPSN | | CUSIP: | | 538146101 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Emmanuel Gill | | For | | Yes | | For | |
1.2 | | Elect Director William G. Wesemann | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Monster Worldwide, Inc. | | | | |
Ticker: | | MNST | | CUSIP: | | 611742107 |
Meeting Date: | | 5/30/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Salvatore Iannuzzi | | For | | Yes | | For | |
1.2 | | Elect Director Robert J. Chrenc | | For | | Yes | | For | |
1.3 | | Elect Director George R. Eisele | | For | | Yes | | For | |
1.4 | | Elect Director John Gaulding | | For | | Yes | | Withhold | |
1.5 | | Elect Director Michael Kaufman | | For | | Yes | | Withhold | |
1.6 | | Elect Director Ronald J. Kramer | | For | | Yes | | Withhold | |
1.7 | | Elect Director Philip R. Lochner, Jr | | For | | Yes | | For | |
1.8 | | Elect Director David A. Stein | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Microsoft Corp. | | | | |
Ticker: | | MSFT | | CUSIP: | | 594918104 |
Meeting Date: | | 11/14/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director William H. Gates, III | | For | | Yes | | For | |
2 | | Elect Director Steven A. Ballmer | | For | | Yes | | For | |
3 | | Elect Director James I. Cash, Jr., Ph.D. | | For | | Yes | | For | |
4 | | Elect Director Dina Dublon | | For | | Yes | | For | |
5 | | Elect Director Raymond V. Gilmartin | | For | | Yes | | For | |
6 | | Elect Director David F. Marquardt | | For | | Yes | | For | |
7 | | Elect Director Charles H. Noski | | For | | Yes | | For | |
8 | | Elect Director Helmut Panke | | For | | Yes | | For | |
9 | | Elect Director Jon A. Shirley | | For | | Yes | | For | |
10 | | Ratify Auditors | | For | | Yes | | For | |
11 | | Cease Product Sales that Can Be Used to Violate Human Rights | | Against | | Yes | | Against | |
12 | | Amend EEO Statement to Not Reference Sexual Orientation | | Against | | Yes | | Against | |
13 | | Establish Shareholder Advisory Committee | | Against | | Yes | | Against | |
Company Name: | | Napster, Inc. | | | | |
Ticker: | | NAPS | | CUSIP: | | 630797108 |
Meeting Date: | | 9/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/27/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Joseph C. Kaczorowski | | For | | Yes | | For | |
1.2 | | Elect Director Brian C. Mulligan | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | THE9 LIMITED | | | | |
Ticker: | | NCTY | | CUSIP: | | 88337K104 |
Meeting Date: | | 12/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 11/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | RESOLUTIONS AS SET OUT IN PARAGRAPH 1A OF THE NOTICE OF ANNUAL GENERAL MEETING. | | For | | Yes | | Against | |
2 | | RESOLUTIONS AS SET OUT IN PARAGRAPH 1B OF THE NOTICE OF ANNUAL GENERAL MEETING. | | For | | Yes | | Against | |
Company Name: | | Netflix. Inc | | | | |
Ticker: | | NFLX | | CUSIP: | | 64110L106 |
Meeting Date: | | 5/17/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/21/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Timothy M. Haley | | For | | Yes | | For | |
1.2 | | Elect Director Michael N. Schuh | | For | | Yes | | For | |
1.3 | | Elect Director Gregory S. Stanger | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | News Corporation | | | | |
Ticker: | | NWS | | CUSIP: | | 6.52E+207 |
Meeting Date: | | 4/3/2007 | | Meeting Type: | | Special |
Record Date: | | 2/27/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Share Exchange Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
Company Name: | | Opentv Corp. | | | | |
Ticker: | | OPTV | | CUSIP: | | G67543101 |
Meeting Date: | | 7/20/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Robert R. Bennett | | For | | Yes | | Withhold | |
1.2 | | Elect Director J. Timothy Bryan | | For | | Yes | | For | |
1.3 | | Elect Director James A. Chiddix | | For | | Yes | | Withhold | |
1.4 | | Elect Director Jerry Machovina | | For | | Yes | | For | |
1.5 | | Elect Director J. David Wargo | | For | | Yes | | For | |
1.6 | | Elect Director Anthony G. Werner | | For | | Yes | | Withhold | |
1.7 | | Elect Director Michael Zeisser | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Verifone Holdings Inc | | | | |
Ticker: | | PAY | | CUSIP: | | 92342Y109 |
Meeting Date: | | 9/15/2006 | | Meeting Type: | | Special |
Record Date: | | 8/11/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Issue Shares in Connection with an Acquisition | | For | | Yes | | For | |
2 | | Other Business | | For | | Yes | | Against | |
Company Name: | | Verifone Holdings Inc | | | | |
Ticker: | | PAY | | CUSIP: | | 92342Y109 |
Meeting Date: | | 3/27/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Douglas G. Bergeron | | For | | Yes | | For | |
1.2 | | Elect Director Craig A. Bondy | | For | | Yes | | For | |
1.3 | | Elect Director James C. Castle | | For | | Yes | | For | |
1.4 | | Elect Director Leslie G. Denend | | For | | Yes | | For | |
1.5 | | Elect Director Alex W. Hart | | For | | Yes | | For | |
1.6 | | Elect Director Robert B. Henske | | For | | Yes | | For | |
1.7 | | Elect Director Charles R. Rinehart | | For | | Yes | | For | |
1.8 | | Elect Director Collin E. Roche | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
Company Name: | | Symantec Corp. | | | | |
Ticker: | | SYMC | | CUSIP: | | 871503108 |
Meeting Date: | | 9/13/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/17/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael Brown | | For | | Yes | | For | |
1.2 | | Elect Director William T. Coleman | | For | | Yes | | For | |
1.3 | | Elect Director David L. Mahoney | | For | | Yes | | For | |
1.4 | | Elect Director Robert S. Miller | | For | | Yes | | Withhold | |
1.5 | | Elect Director George Reyes | | For | | Yes | | For | |
1.6 | | Elect Director David Roux | | For | | Yes | | For | |
1.7 | | Elect Director Daniel H. Schulman | | For | | Yes | | For | |
1.8 | | Elect Director John W. Thompson | | For | | Yes | | For | |
1.9 | | Elect Director V. Paul Unruh | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | ValueClick, Inc. | | | | |
Ticker: | | VCLK | | CUSIP: | | 92046N102 |
Meeting Date: | | 6/1/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/3/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James R. Zarley | | For | | Yes | | For | |
1.2 | | Elect Director David S. Buzby | | For | | Yes | | For | |
1.3 | | Elect Director Martin T. Hart | | For | | Yes | | For | |
1.4 | | Elect Director Tom A. Vadnais | | For | | Yes | | For | |
1.5 | | Elect Director Jeffrey F. Rayport | | For | | Yes | | For | |
2 | | Approve Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | VISTAPRINT LIMITED | | | | |
Ticker: | | VPRT | | CUSIP: | | G93762204 |
Meeting Date: | | 11/14/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/27/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO ELECT GEORGE OVERHOLSER AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
2 | | TO ELECT JOHN J. GAVIN, JR. AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS. | | For | | Yes | | For | |
3 | | TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007. | | For | | Yes | | For | |
Company Name: | | VISTAPRINT LIMITED | | | | |
Ticker: | | VPRT | | CUSIP: | | G93762204 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Special |
Record Date: | | 4/11/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO APPROVE THE COMPANY S AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Visual Sciences, Inc. | | | | |
Ticker: | | VSCN | | CUSIP: | | 947685103 |
Meeting Date: | | 5/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Anil Arora | | For | | Yes | | For | |
1.2 | | Elect Director James R. Glynn | | For | | Yes | | For | |
1.3 | | Elect Director Jeffrey W. Lunsford | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Western Union Co | | | | |
Ticker: | | WU | | CUSIP: | | 959802109 |
Meeting Date: | | 5/10/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dinyar S. Devitre | | For | | Yes | | For | |
1.2 | | Elect Director Betsy D. Holden | | For | | Yes | | For | |
1.3 | | Elect Director Christina A. Gold | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Yahoo!, Inc. | | | | |
Ticker: | | YHOO | | CUSIP: | | 984332106 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Terry S. Semel | | For | | Yes | | For | |
2 | | Elect Director Jerry Yang | | For | | Yes | | For | |
3 | | Elect Director Roy J. Bostock | | For | | Yes | | Against | |
4 | | Elect Director Ronald W. Burkle | | For | | Yes | | Against | |
5 | | Elect Director Eric Hippeau | | For | | Yes | | For | |
6 | | Elect Director Vyomesh Joshi | | For | | Yes | | For | |
7 | | Elect Director Arthur H. Kern | | For | | Yes | | Against | |
8 | | Elect Director Robert A. Kotick | | For | | Yes | | For | |
9 | | Elect Director Edward R. Kozel | | For | | Yes | | For | |
10 | | Elect Director Gary L. Wilson | | For | | Yes | | For | |
11 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
12 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
13 | | Ratify Auditors | | For | | Yes | | For | |
14 | | Pay For Superior Performance | | Against | | Yes | | Against | |
15 | | Adopt Policies to Protect Freedom of Access to the Internet | | Against | | Yes | | Against | |
16 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Yes | | Against | |
| | | | | | | | | | | | | | |
Firsthand Global Technology Fund
Company Name: | | Lenovo Group Limited (formerly Legend Group Limited) | | | | |
Ticker: | | | | CUSIP: | | 526250105 |
Meeting Date: | | 8/29/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/5/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED 2006 TOGETHER WITH REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | | For | | Yes | | For | |
2 | | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED ORDINARY SHARES FOR THE YEAR ENDED MARCH 31, 2006. | | For | | Yes | | For | |
3 | | TO RE-ELECT MR. WILLIAM J. AMELIO AS DIRECTOR. | | For | | Yes | | For | |
4 | | TO RE-ELECT MR. JOHN W. BARTER III AS DIRECTOR. | | For | | Yes | | For | |
5 | | TO RE-ELECT MR. LIU CHUANZHI AS DIRECTOR. | | For | | Yes | | For | |
6 | | TO RE-ELECT MR. ZHU LINAN AS DIRECTOR. | | For | | Yes | | For | |
7 | | TO RE-ELECT MR. WONG WAI MING AS DIRECTOR. | | For | | Yes | | For | |
8 | | TO RE-ELECT MR. TING LEE SEN AS DIRECTOR. | | For | | Yes | | For | |
9 | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS FEES. | | For | | Yes | | For | |
10 | | Ratify Auditors | | For | | Yes | | For | |
11 | | TO GRANT A GENERAL MANDATE TO DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL VOTING SHARES NOT EXCEEDING 20% NOMINAL AMOUNT | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
12 | | TO GRANT A GENERAL MANDATE TO DIRECTORS TO REPURCHASE VOTING SHARES NOT EXCEEDING 10% OF THE NOMINAL AMOUNT OF SHARE CAPITAL | | For | | Yes | | For | |
13 | | TO EXTEND THE GENERAL MANDATE TO DIRECTORS TO ISSUE NEW VOTING SHARES OF THE COMPANY BY ADDING THE NUMBER OF SHARES REPURCHASED | | For | | Yes | | For | |
Company Name: | | Chartered Semiconductor Manufacturing Ltd | | | | |
Ticker: | | | | CUSIP: | | 16133R106 |
Meeting Date: | | 4/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/28/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO ADOPT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2006, INCLUDING THE REPORTS OF THE DIRECTORS AND THE AUDITORS. | | For | | Yes | | For | |
2a1 | | TO RE-ELECT DR. TSUGIO MAKIMOTO AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2a2 | | TO RE-ELECT MR. TAY SIEW CHOON AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2a3 | | TO RE-ELECT MR. PETER SEAH LIM HUAT AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 94 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
2b | | TO RE-ELECT MR. MAURIZIO GHIRGA AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE COMPANY S ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
3a | | TO RE-APPOINT MR. CHARLES E. THOMPSON AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
3b | | TO RE-APPOINT MR. ANDRE BORREL AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
3c | | TO RE-APPOINT MR. PASQUALE PISTORIO AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | TO APPROVE DIRECTORS FEES OF $591,000 FOR THE YEAR ENDED DECEMBER 31, 2006. | | For | | Yes | | For | |
6a | | TO AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
6b | | TO AUTHORIZE THE DIRECTORS TO CREATE AND ISSUE SECURITIES AND TO ALLOT AND ISSUE SHARES IN THE CAPITAL OF THE COMPANY IN CONNECTION THEREWITH PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50. | | For | | Yes | | For | |
6c | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT OPTIONS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THE COMPANY S SHARE OPTION PLAN 1999. | | For | | Yes | | Against | |
6d | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT PURCHASE RIGHTS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THE COMPANY S EMPLOYEE SHARE PURCHASE PLAN 2004. | | For | | Yes | | For | |
6e | | TO AUTHORIZE THE DIRECTORS TO OFFER AND GRANT PURCHASE RIGHTS AND TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY PURSUART TO THE SHARE PURCHASE PLAN 2004 FOR EMPLOYEES OF SILICON MANUFACTURING PARTNERS PTE LTD. | | For | | Yes | | For | |
7a | | TO ADOPT THE CHARTERED SEMICONDUCTOR MANUFACTURING LTD RESTRICTED SHARE UNIT PLAN 2007. | | For | | Yes | | Against | |
7b | | TO ADOPT THE CHARTERED SEMICONDUCTOR MANUFACTURING LTD PERFORMANCE SHARE UNIT PLAN 2007. | | For | | Yes | | Against | |
8 | | TO APPROVE THE ALTERATION TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | | For | | Yes | | For | |
Company Name: | | ACCENTURE LTD BERMUDA | | | | |
Ticker: | | ACN | | CUSIP: | | G1150G111 |
Meeting Date: | | 2/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 12/11/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI. | | For | | Yes | | For | |
2 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: MARJORIE MAGNER. | | For | | Yes | | For | |
3 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: DENNIS F. HIGHTOWER. | | For | | Yes | | For | |
4 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WILLIAM L. KIMSEY. | | For | | Yes | | For | |
5 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: ROBERT I. LIPP. | | For | | Yes | | For | |
6 | | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WULF VON SCHIMMELMANN. | | For | | Yes | | Against | |
7 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Actions Semiconductor Company Ltd | | | | |
Ticker: | | ACTS | | CUSIP: | | 5.07E+109 |
Meeting Date: | | 5/11/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/13/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | RE-ELECTION OF CLASS I DIRECTORS. | | For | | Yes | | Against | |
2 | | ADOPTION OF A SHARE-BASED INCENTIVE PLAN. | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
Company Name: | | Airspan Networks Inc. | | | | |
Ticker: | | AIRN | | CUSIP: | | 00950H102 |
Meeting Date: | | 9/25/2006 | | Meeting Type: | | Special |
Record Date: | | 8/9/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Issuance of Shares for a Private Placement | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Alvarion Ltd. | | | | |
Ticker: | | ALVR | | CUSIP: | | M0861T100 |
Meeting Date: | | 9/12/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mr. Anthony Maher | | For | | Yes | | For | |
1.2 | | Elect Director Dr. Meir Barel | | For | | Yes | | For | |
1.3 | | Elect Director Mr. Oded Eran | | For | | Yes | | For | |
2 | | RE-ELECTION OF PROF. RAPHAEL AMIT AS AN EXTERNAL DIRECTOR TO THE COMPANY S BOARD OF DIRECTORS. | | For | | Yes | | For | |
3 | | APPROVAL OF OPTION GRANT TO THE COMPANY S DIRECTORS. | | For | | Yes | | Against | |
4 | | APPROVAL OF THE CHAIRMAN S COMPENSATION. | | For | | Yes | | For | |
5 | | APPROVAL OF THE COMPANY S CEO MR. TZVIKA FRIEDMAN S ANNUAL COMPENSATION. | | For | | Yes | | For | |
6 | | APPROVAL OF THE COMPANY S CEO MR. TZVIKA FRIEDMAN S ANNUAL BONUS PLAN. | | For | | Yes | | For | |
7 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Applied Materials, Inc. | | | | |
Ticker: | | AMAT | | CUSIP: | | 38222105 |
Meeting Date: | | 3/14/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Michael H. Armacost | | For | | Yes | | For | |
1.2 | | Elect Director Robert H. Brust | | For | | Yes | | For | |
1.3 | | Elect Director Deborah A. Coleman | | For | | Yes | | For | |
1.4 | | Elect Director Philip V. Gerdine | | For | | Yes | | For | |
1.5 | | Elect Director Thomas J. Iannotti | | For | | Yes | | For | |
1.6 | | Elect Director Charles Y.S. Liu | | For | | Yes | | For | |
1.7 | | Elect Director James C. Morgan | | For | | Yes | | For | |
1.8 | | Elect Director Gerhard H. Parker | | For | | Yes | | For | |
1.9 | | Elect Director Willem P. Roelandts | | For | | Yes | | For | |
1.10 | | Elect Director Michael R. Splinter | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Amend Executive Incentive Bonus Plan | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | ASML Holding NV (Formerly ASM Lithography Hldg) | | | | |
Ticker: | | ASML | | CUSIP: | | N07059111 |
Meeting Date: | | 3/28/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/6/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | DISCUSSION OF THE ANNUAL REPORT 2006 AND ADOPTION OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR (FY) 2006, AS PREPARED IN ACCORDANCE WITH DUTCH LAW. | | For | | Yes | | For | |
2 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT (BOM) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
3 | | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD (SB) FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2006. | | For | | Yes | | For | |
4 | | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. | | For | | Yes | | For | |
5 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | | For | | Yes | | For | |
6 | | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS. | | For | | Yes | | For | |
7 | | APPROVAL OF THE NUMBER OF SHARES, EITHER IN STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML EMPLOYEES AND AUTHORIZATION OF THE BOM TO ISSUE THE STOCK OR STOCK OPTIONS. | | For | | Yes | | For | |
8 | | NOMINATION FOR APPOINTMENT OF MR. W. T. SIEGLE AS MEMBER OF THE SB. | | For | | Yes | | For | |
9 | | REMUNERATION OF THE SB. | | For | | Yes | | For | |
10 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
11 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | | For | | Yes | | For | |
12 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION, WHICH 5% CAN ONLY BE USED IN CONNECTION WITH OR | | For | | Yes | | For | |
13 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | | For | | Yes | | For | |
14 | | PROPOSAL TO CANCEL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY (TO BE) REPURCHASED BY THE COMPANY. | | For | | Yes | | For | |
15 | | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ACQUIRE ORDINARY SHARES IN THE COMPANY S CAPITAL. | | For | | Yes | | For | |
16 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 13. | | For | | Yes | | For | |
17 | | PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION OF THE ORDINARY SHARES UNDER ITEM 15. | | For | | Yes | | For | |
Company Name: | | CTRIP COM INTL LTD | | | | |
Ticker: | | CTRP | | CUSIP: | | 22943F100 |
Meeting Date: | | 10/17/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/1/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | APPROVE DISTRIBUTION OF 30% OF THE COMPANY’S NET INCOME FOR 2006 (AS DETERMINED IN ACCORDANCE WITH THE GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES AND REPORTED IN THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR) | | For | | Yes | | For | |
2 | | THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED IN THE FORM ATTACHED TO THE NOTICE OF THE ANNUAL GENERAL MEETING AS EXHIBIT A | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
Company Name: | | Cognizant Technology Solutions Corp. | | | | |
Ticker: | | CTSH | | CUSIP: | | 192446102 |
Meeting Date: | | 6/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/17/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Lakshmi Narayanan | | For | | Yes | | For | |
1.2 | | Elect Director John E. Klein | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | Other Business | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
Company Name: | | Amdocs Limited | | | | |
Ticker: | | DOX | | CUSIP: | | G02602103 |
Meeting Date: | | 1/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 11/20/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce K. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Adrian Gardner | | For | | Yes | | For | |
1.3 | | Elect Director Charles E. Foster | | For | | Yes | | For | |
1.4 | | Elect Director James S. Kahan | | For | | Yes | | For | |
1.5 | | Elect Director Dov Baharav | | For | | Yes | | For | |
1.6 | | Elect Director Julian A. Brodsky | | For | | Yes | | For | |
1.7 | | Elect Director Eli Gelman | | For | | Yes | | For | |
1.8 | | Elect Director Nehemia Lemelbaum | | For | | Yes | | For | |
1.9 | | Elect Director John T. Mclennan | | For | | Yes | | For | |
1.10 | | Elect Director Robert A. Minicucci | | For | | Yes | | For | |
1.11 | | Elect Director Simon Olswang | | For | | Yes | | For | |
1.12 | | Elect Director Mario Segal | | For | | Yes | | Withhold | |
1.13 | | Elect Director Joseph Vardi | | For | | Yes | | For | |
2 | | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2006. | | For | | Yes | | For | |
3 | | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Flextronics International Ltd. | | | | |
Ticker: | | FLEX | | CUSIP: | | Y2573F102 |
Meeting Date: | | 10/4/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/11/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | RE-ELECTION OF MR. MICHAEL E. MARKS AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
2 | | RE-ELECTION OF MR. RICHARD SHARP AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
3 | | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
4 | | RE-ELECTION OF MR. MICHAEL MCNAMARA AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
5 | | RE-ELECTION OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
6 | | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF THE COMPANY. | | For | | Yes | | For | |
7 | | Ratify Auditors | | For | | Yes | | For | |
8 | | TO APPROVE THE AUTHORIZATION FOR THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE ORDINARY SHARES. | | For | | Yes | | For | |
9 | | TO APPROVE AUTHORIZATION TO PROVIDE DIRECTOR CASH COMPENSATION AND ADDITIONAL CASH COMPENSATION FOR CHAIRMAN OF AUDIT COMMITTEE | | For | | Yes | | For | |
10 | | TO APPROVE THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION. | | For | | Yes | | For | |
11 | | APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY THE COMPANY OF ITS OWN ISSUED ORDINARY SHARES. | | For | | Yes | | For | |
12 | | AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO ELIMINATE TWO MILLION SHARE SUB-LIMIT ON ISSUED AND OUTSTANDING SHARE BONUS AWARDS. | | For | | Yes | | Against | |
13 | | AMENDMENT TO 2001 EQUITY INCENTIVE PLAN PROVIDING THE AUTOMATIC OPTION GRANT TO NON-EMPLOYEE DIRECTORS WILL NOT BE PRO-RATED. | | For | | Yes | | Against | |
14 | | APPROVE AN AMENDMENT TO THE COMPANY S 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE. | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
Company Name: | | iGate Corporation | | | | |
Ticker: | | IGTE | | CUSIP: | | 45169U105 |
Meeting Date: | | 5/31/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Ashok Trivedi | | For | | Yes | | For | |
1.2 | | Elect Director Edward Yourdon | | For | | Yes | | For | |
1.3 | | Elect Director Phaneesh Murthy | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Intevac, Inc. | | | | |
Ticker: | | IVAC | | CUSIP: | | 461148108 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Norman H. Pond | | For | | Yes | | For | |
1.2 | | Elect Director Kevin Fairbairn | | For | | Yes | | For | |
1.3 | | Elect Director David S. Dury | | For | | Yes | | For | |
1.4 | | Elect Director Stanley J. Hill | | For | | Yes | | For | |
1.5 | | Elect Director Robert Lemos | | For | | Yes | | For | |
1.6 | | Elect Director Ping Yang | | For | | Yes | | For | |
2 | | Change State of Incorporation [California to Delaware] | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Lionbridge Technologies, Inc. | | | | |
Ticker: | | LIOX | | CUSIP: | | 536252109 |
Meeting Date: | | 5/21/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Edward A. Blechschmidt | | For | | Yes | | For | |
1.2 | | Elect Director Guy L. de Chazal | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Other Business | | For | | Yes | | Against | |
| | | | | | | | | | | | | | |
Company Name: | | LG.Philips LCD Co. | | | | |
Ticker: | | LPL | | CUSIP: | | 50186V102 |
Meeting Date: | | 2/28/2007 | | Meeting Type: | | Annual |
Record Date: | | 12/29/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO APPROVE THE NON-CONSOLIDATED BALANCE SHEET, NON-CONSOLIDATED INCOME STATEMENT AND NON-CONSOLIDATED STATEMENT OF APPROPRIATIONS OF RETAINED EARNINGS OF FISCAL YEAR 2006, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | Yes | | For | |
2 | | TO APPROVE THE AMENDMENT TO THE ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | Yes | | For | |
3 | | TO APPROVE THE APPOINTMENT OF DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | Yes | | For | |
4 | | TO APPROVE THE APPOINTMENT OF AUDIT COMMITTEE MEMBERS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | Yes | | For | |
5 | | TO APPROVE THE REMUNERATION LIMIT FOR DIRECTORS IN 2007, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | For | | Yes | | For | |
| | | | | | | | | | | | | | |
Company Name: | | Mobile Telesystems OJSC | | | | |
Ticker: | | MBT | | CUSIP: | | 607409109 |
Meeting Date: | | 10/30/2006 | | Meeting Type: | | Special |
Record Date: | | 9/14/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Meeting Procedures; Elect Meeting Chairman | | For | | Yes | | For | |
2 | | Approve Charter in New Edition | | For | | Yes | | For | |
3 | | Approve Regulations on Management in New Edition | | For | | Yes | | For | |
4 | | Approve Regulations on Board of Directors in New Edition | | For | | Yes | | For | |
5 | | Approve Regulations on General Director in New Edition | | For | | Yes | | For | |
6 | | Approve Regulations on General Meetings in New Edition | | For | | Yes | | For | |
7 | | Approve Reorganization Re: Acquisition of OJSC ReKom | | For | | Yes | | For | |
8 | | Approve Reorganization Re: Acquisition of CJSC Telekot | | For | | Yes | | For | |
9 | | Amend Charter Re: Acquisition of OJSC ReKom and OJSC Telekot | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | THE9 LIMITED | | | | |
Ticker: | | NCTY | | CUSIP: | | 88337K104 |
Meeting Date: | | 12/15/2006 | | Meeting Type: | | Annual |
Record Date: | | 11/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | RESOLUTIONS AS SET OUT IN PARAGRAPH 1A OF THE NOTICE OF ANNUAL GENERAL MEETING. | | For | | Yes | | Against | |
2 | | RESOLUTIONS AS SET OUT IN PARAGRAPH 1B OF THE NOTICE OF ANNUAL GENERAL MEETING. | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | NAVTEQ Corporation | | | | |
Ticker: | | NVT | | CUSIP: | | 63936L100 |
Meeting Date: | | 5/22/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard J.A. De Lange | | For | | Yes | | For | |
1.2 | | Elect Director Christopher Galvin | | For | | Yes | | For | |
1.3 | | Elect Director Andrew J. Green | | For | | Yes | | For | |
1.4 | | Elect Director Judson C. Green | | For | | Yes | | For | |
1.5 | | Elect Director William L. Kimsey | | For | | Yes | | For | |
1.6 | | Elect Director Scott D. Miller | | For | | Yes | | For | |
1.7 | | Elect Director Dirk-Jan Van Ommeren | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | QIMONDA AG | | | | |
Ticker: | | QI | | CUSIP: | | 746904101 |
Meeting Date: | | 2/13/2007 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Discharge of Management Board for Fiscal 2005/2006 | | For | | Yes | | For | |
2 | | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | | For | | Yes | | For | |
3 | | Ratify KPMG as Auditors for Fiscal 2006/2007 | | For | | Yes | | For | |
4 | | Approve Affiliation Agreements with Subsidiary Qimonda Europe GmbH | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | SILICON MOTION TECHNOLOGY CORP | | | | |
Ticker: | | SIMO | | CUSIP: | | 82706C108 |
Meeting Date: | | 8/23/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/17/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RE-ELECT YUNG-CHIEN WANG AS A DIRECTOR, WHO RETIRES BY ROTATION | | For | | Yes | | For | |
2 | | TO RE-ELECT HENRY CHEN AS A DIRECTOR, WHO RETIRES BY ROTATION | | For | | Yes | | For | |
3 | | TO RE-ELECT LIEN-CHUN LIU AS A DIRECTOR, WHO RETIRES BY ROTATION | | For | | Yes | | For | |
4 | | TO RE-ELECT CHING-SHON HO AS A DIRECTOR, WHO RETIRES BY ROTATION | | For | | Yes | | For | |
5 | | TO RE-ELECT TSUNG-MING CHUNG AS A DIRECTOR, WHO RETIRES BY ROTATION | | For | | Yes | | For | |
6 | | TO APPROVE THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | | For | | Yes | | Against | |
7 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | SiRF Technology Holdings, Inc | | | | |
Ticker: | | SIRF | | CUSIP: | | 82967H101 |
Meeting Date: | | 5/3/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Diosdado P. Banatao | | For | | Yes | | For | |
1.2 | | Elect Director Michael L. Canning | | For | | Yes | | For | |
1.3 | | Elect Director Kanwar Chadha | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP | | |
Ticker: | | SMI | | CUSIP: | | 81663N206 |
Meeting Date: | | 5/23/2007 | | Meeting Type: | | Annual |
Record Date: | | 5/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY | | For | | Yes | | For | |
2a | | TO RE-ELECT PROF. YANG YUAN WANG AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2b | | TO RE-ELECT MR. TSUYOSHI KAWANISHI AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2c | | TO RE-ELECT MR. FANG YAO AS A CLASS III DIRECTOR | | For | | Yes | | For | |
2d | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
4 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH ADDITIONAL SHARES IN THE COMPANY | | For | | Yes | | Against | |
5 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | For | | Yes | | For | |
6 | | CONDITIONAL ON THE PASSING OF RESOLUTIONS 4 AND 5, TO AUTHORIZE THE BOARD TO EXERCISE THE POWERS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH THE ADDITIONAL AUTHORIZED BUT UNISSUED SHARES IN THE COMPANY REPURCHASED BY THE COMPANY | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Samsung Electronics Co. Ltd. | | | | |
Ticker: | | SMSN | | CUSIP: | | 796050888 |
Meeting Date: | | 2/28/2007 | | Meeting Type: | | Annual |
Record Date: | | 12/29/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share | | For | | Yes | | For | |
2 | | Elect Independent Non-Executive Directors | | For | | Yes | | For | |
3 | | Elect Executive Director | | For | | Yes | | For | |
4 | | Elect Members of Audit Committee | | For | | Yes | | For | |
5 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | STMicroelectronics N.V. | | | | |
Ticker: | | STM | | CUSIP: | | 861012102 |
Meeting Date: | | 4/26/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1a | | TO ADOPT OUR STATUTORY ANNUAL ACCOUNTS FOR THE 2006 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | For | | Yes | | For | |
1b | | TO DISTRIBUTE A DIVIDEND IN CASH OF US $0.30 PER ORDINARY SHARE, IN LINE WITH OUR DIVIDEND POLICY AS COMMUNICATED. | | For | | Yes | | For | |
1c | | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGING BOARD FOR HIS MANAGEMENT DURING THE 2006 FINANCIAL YEAR. | | For | | Yes | | For | |
1d | | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FOR THEIR SUPERVISION DURING THE 2006 FINANCIAL YEAR. | | For | | Yes | | For | |
2a | | TO APPOINT MR. ALESSANDRO OVI AS A MEMBER OF OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. | | For | | Yes | | Against | |
2b | | TO APPOINT MR. RAY BINGHAM AS A MEMBER OF OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. | | For | | Yes | | For | |
3 | | TO APPROVE THE MODIFICATION TO THE THREE YEAR STOCK-BASED COMPENSATION PLAN. | | For | | Yes | | Against | |
4 | | TO APPROVE THE DELEGATION TO OUR SUPERVISORY BOARD OF THE POWER TO GRANT MR. C. BOZOTTI UP TO A MAXIMUM NUMBER OF 100,000 ORDINARY SHARES. | | For | | Yes | | For | |
5 | | TO DESIGNATE OUR SUPERVISORY BOARD AS THE CORPORATE BODY AUTHORIZED TO RESOLVE UPON ISSUANCE OF ANY NUMBER OF SHARES AS COMPRISED IN THE AUTHORIZED SHARE CAPITAL. | | For | | Yes | | Against | |
6 | | TO AUTHORIZE OUR MANAGING BOARD TO ACQUIRE FOR A CONSIDERATION ON A STOCK EXCHANGE. | | For | | Yes | | For | |
7 | | TO AMEND OUR ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Taiwan Semiconductor Manufacturing Co. | | | | |
Ticker: | | TSM | | CUSIP: | | 874039100 |
Meeting Date: | | 5/7/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO ACCEPT 2006 BUSINESS REPORT AND FINANCIAL STATEMENTS. | | For | | Yes | | For | |
2 | | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2006 PROFITS. | | For | | Yes | | For | |
3 | | TO APPROVE THE CAPITALIZATION OF 2006 DIVIDENDS, 2006 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
4 | | TO APPROVE REVISIONS TO THE ARTICLES OF INCORPORATION. | | For | | Yes | | For | |
5 | | TO APPROVE REVISIONS TO INTERNAL POLICIES AND RULES AS FOLLOWS: (1) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS; (2) POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS; (3) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES; (4) PROCEDURES FOR | | For | | Yes | | For | |
Company Name: | | MEMC Electronic Materials, Inc. | | | | |
Ticker: | | WFR | | CUSIP: | | 552715104 |
Meeting Date: | | 4/25/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John Marren | | For | | Yes | | Withhold | |
1.2 | | Elect Director William E. Stevens | | For | | Yes | | For | |
1.3 | | Elect Director James B. Williams | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Firsthand Health Sciences Fund
Company Name: | | Achillion Pharmaceuticals Inc | | | | |
Ticker: | | ACHN | | CUSIP: | | 00448Q201 |
Meeting Date: | | 6/6/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/20/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jean-Francois Formela | | For | | Yes | | For | |
1.2 | | Elect Director James Garvey | | For | | Yes | | For | |
1.3 | | Elect Director David Scheer | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Alkermes, Inc. | | | | |
Ticker: | | ALKS | | CUSIP: | | 01642T108 |
Meeting Date: | | 9/21/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/14/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Floyd E. Bloom | | For | | Yes | | For | |
1.2 | | Elect Director Robert A. Breyer | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
1.3 | | Elect Director Gerri Henwood | | For | | Yes | | For | |
1.4 | | Elect Director Paul J. Mitchell | | For | | Yes | | For | |
1.5 | | Elect Director Richard F. Pops | | For | | Yes | | For | |
1.6 | | Elect Director Alexander Rich | | For | | Yes | | For | |
1.7 | | Elect Director Paul Schimmel | | For | | Yes | | For | |
1.8 | | Elect Director Mark B. Skaletsky | | For | | Yes | | For | |
1.9 | | Elect Director Michael A. Wall | | For | | Yes | | For | |
2 | | Amend Stock Option Plan | | For | | Yes | | For | |
3 | | Amend Restricted Stock Plan | | For | | Yes | | For | |
4 | | Approve Non-Employee Director Stock Option Plan | | For | | Yes | | For | |
Company Name: | | Altus Pharmaceuticals Inc | | | | |
Ticker: | | ALTU | | CUSIP: | | 02216N105 |
Meeting Date: | | 7/27/2006 | | Meeting Type: | | Annual |
Record Date: | | 5/30/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director John P. Richard | | For | | Yes | | For | |
1.2 | | Elect Director Stewart Hen | | For | | Yes | | For | |
1.3 | | Elect Director Harry H. Penner, Jr. | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Alexion Pharmaceuticals, Inc. | | | | |
Ticker: | | ALXN | | CUSIP: | | 15351109 |
Meeting Date: | | 5/3/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/13/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Leonard Bell, M.D. | | For | | Yes | | Withhold | |
1.2 | | Elect Director David W. Keiser | | For | | Yes | | Withhold | |
1.3 | | Elect Director Max Link, Ph.D. | | For | | Yes | | Withhold | |
1.4 | | Elect Director Joseph A. Madri, Ph.D., M.D. | | For | | Yes | | Withhold | |
1.5 | | Elect Director Larry L. Mathis | | For | | Yes | | Withhold | |
1.6 | | Elect Director R. Douglas Norby | | For | | Yes | | Withhold | |
1.7 | | Elect Director Alvin S. Parven | | For | | Yes | | Withhold | |
1.8 | | Elect Director Ruedi E. Waeger, Ph.D. | | For | | Yes | | Withhold | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Amgen, Inc. | | | | |
Ticker: | | AMGN | | CUSIP: | | 31162100 |
Meeting Date: | | 5/9/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Frank J. Biondi, Jr. | | For | | Yes | | For | |
2 | | Elect Director Jerry D. Choate | | For | | Yes | | For | |
3 | | Elect Director Frank C. Herringer | | For | | Yes | | For | |
4 | | Elect Director Gilbert S. Omenn | | For | | Yes | | For | |
5 | | Ratify Auditors | | For | | Yes | | For | |
6 | | Declassify the Board of Directors | | For | | Yes | | For | |
7 | | Declassify the Board of Directors | | For | | Yes | | For | |
8 | | Develop an Animal Welfare Policy | | Against | | Yes | | Against | |
9 | | Prepare a Sustainability Report | | Against | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Amylin Pharmaceuticals, Inc. | | | | |
Ticker: | | AMLN | | CUSIP: | | 32346108 |
Meeting Date: | | 5/23/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Steven R. Altman | | For | | Yes | | For | |
1.2 | | Elect Director Teresa Beck | | For | | Yes | | For | |
1.3 | | Elect Director Daniel M. Bradbury | | For | | Yes | | For | |
1.4 | | Elect Director Joseph C. Cook, Jr. | | For | | Yes | | For | |
1.5 | | Elect Director Karin Eastham | | For | | Yes | | For | |
1.6 | | Elect Director James R. Gavin III, M.D., Ph.D. | | For | | Yes | | Withhold | |
1.7 | | Elect Director Ginger L. Graham | | For | | Yes | | For | |
1.8 | | Elect Director Howard E. Greene, Jr. | | For | | Yes | | For | |
1.9 | | Elect Director Jay S. Skyler, M.D. | | For | | Yes | | For | |
1.10 | | Elect Director Joseph P. Sullivan | | For | | Yes | | For | |
1.11 | | Elect Director James N. Wilson | | For | | Yes | | For | |
2 | | Increase Authorized Common Stock | | For | | Yes | | For | |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Biogen Idec, Inc. | | | | |
Ticker: | | BIIB | | CUSIP: | | 09062X103 |
Meeting Date: | | 5/31/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/13/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director James C. Mullem | | For | | Yes | | For | |
1.2 | | Elect Director Bruce R. Ross | | For | | Yes | | For | |
1.3 | | Elect Director Marijn E. Dekkers | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Biomet, Inc. | | | | |
Ticker: | | BMET | | CUSIP: | | 90613100 |
Meeting Date: | | 9/20/2006 | | Meeting Type: | | Annual |
Record Date: | | 7/13/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jerry L. Ferguson | | For | | Yes | | For | |
1.2 | | Elect Director Daniel P. Hann | | For | | Yes | | For | |
1.3 | | Elect Director Thomas F. Kearns, Jr. | | For | | Yes | | For | |
2 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Bristol-Myers Squibb Co. | | | | |
Ticker: | | BMY | | CUSIP: | | 110122108 |
Meeting Date: | | 5/1/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/5/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Lewis B. Campbell | | For | | Yes | | For | |
2 | | Elect Director James M. Cornelius | | For | | Yes | | For | |
3 | | Elect Director Louis J. Freeh | | For | | Yes | | For | |
4 | | Elect Director Laurie H. Glimcher | | For | | Yes | | For | |
5 | | Elect Director Michael Grobstein | | For | | Yes | | For | |
6 | | Elect Director Leif Johansson | | For | | Yes | | For | |
7 | | Elect Director James D. Robinson III | | For | | Yes | | For | |
8 | | Elect Director Vicki L. Sato | | For | | Yes | | For | |
9 | | Elect Director R. Sanders Williams | | For | | Yes | | For | |
10 | | Ratify Auditors | | For | | Yes | | For | |
11 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
12 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
13 | | Increase Disclosure of Executive Compensation | | Against | | Yes | | Against | |
14 | | Claw-back of Payments under Restatements | | Against | | Yes | | Against | |
15 | | Restore or Provide for Cumulative Voting | | Against | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Barr Pharmaceuticals Inc | | | | |
Ticker: | | BRL | | CUSIP: | | 68306109 |
Meeting Date: | | 11/9/2006 | | Meeting Type: | | Annual |
Record Date: | | 9/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce L. Downey | | For | | Yes | | For | |
1.2 | | Elect Director Paul M. Bisaro | | For | | Yes | | For | |
1.3 | | Elect Director George P. Stephan | | For | | Yes | | For | |
1.4 | | Elect Director Harold N. Chefitz | | For | | Yes | | For | |
1.5 | | Elect Director Richard R. Frankovic | | For | | Yes | | For | |
1.6 | | Elect Director Peter R. Seaver | | For | | Yes | | For | |
1.7 | | Elect Director James S. Gilmore, III | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Barr Pharmaceuticals Inc | | | | |
Ticker: | | BRL | | CUSIP: | | 68306109 |
Meeting Date: | | 5/17/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Bruce L. Downey | | For | | Yes | | For | |
1.2 | | Elect Director Paul M. Bisaro | | For | | Yes | | For | |
1.3 | | Elect Director George P. Stephan | | For | | Yes | | For | |
1.4 | | Elect Director Harold N. Chefitz | | For | | Yes | | For | |
1.5 | | Elect Director Richard R. Frankovic | | For | | Yes | | For | |
1.6 | | Elect Director Peter R. Seaver | | For | | Yes | | For | |
1.7 | | Elect Director James S. Gilmore, III | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Approve Executive Incentive Bonus Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Boston Scientific Corp. | | | | |
Ticker: | | BSX | | CUSIP: | | 101137107 |
Meeting Date: | | 5/8/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/9/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Ursula M. Burns | | For | | Yes | | For | |
1.2 | | Elect Director Marye Anne Fox | | For | | Yes | | For | |
1.3 | | Elect Director N.J. Nicholas, Jr. | | For | | Yes | | For | |
1.4 | | Elect Director John E. Pepper | | For | | Yes | | For | |
2 | | Declassify the Board of Directors | | For | | Yes | | For | |
3 | | Approve Increase in Size of Board | | For | | Yes | | For | |
4 | | Approve Repricing of Options | | For | | Yes | | For | |
5 | | Stock Retention/Holding Period | | Against | | Yes | | For | |
6 | | Ratify Auditors | | For | | Yes | | For | |
7 | | Other Business | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Celgene Corp. | | | | |
Ticker: | | CELG | | CUSIP: | | 151020104 |
Meeting Date: | | 6/12/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Sol J. Barer | | For | | Yes | | For | |
1.2 | | Elect Director Robert J. Hugin | | For | | Yes | | For | |
1.3 | | Elect Director Michael D. Casey | | For | | Yes | | For | |
1.4 | | Elect Director Rodman L. Drake | | For | | Yes | | For | |
1.5 | | Elect Director A. Hull Hayes, Jr. | | For | | Yes | | For | |
1.6 | | Elect Director Gilla Kaplan | | For | | Yes | | For | |
1.7 | | Elect Director James J. Loughlin | | For | | Yes | | For | |
1.8 | | Elect Director Richard C. E. Morgan | | For | | Yes | | For | |
1.9 | | Elect Director Walter L. Robb | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Critical Therapeutic Inc | | | | |
Ticker: | | CRTX | | CUSIP: | | 22674T105 |
Meeting Date: | | 5/2/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/5/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Jean George | | For | | Yes | | For | |
1.2 | | Elect Director Frank E. Thomas | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | CV Therapeutics Inc. | | | | |
Ticker: | | CVTX | | CUSIP: | | 126667104 |
Meeting Date: | | 5/31/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Thomas L. Gutshall | | For | | Yes | | For | |
1.2 | | Elect Director Kenneth B. Lee, Jr. | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Cyberonics, Inc. | | | | |
Ticker: | | CYBX | | CUSIP: | | 23251P102 |
Meeting Date: | | 2/1/2007 | | Meeting Type: | | |
Record Date: | | 12/18/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Stanley H. Appel, M.D. | | For | | No | | None | |
1.2 | | Elect Director Tony Coelho | | For | | No | | None | |
1.3 | | Elect Director Guy C. Jackson | | For | | No | | None | |
1.4 | | Elect Director Kevin S. Moore | | For | | No | | None | |
1.5 | | Elect Director Hugh M. Morrison | | For | | No | | None | |
1.6 | | Elect Director Alan Olsen | | For | | No | | None | |
1.7 | | Elect Director M.J. Strauss, M.D., MPH | | For | | No | | None | |
1.8 | | Elect Director Reese S. Terry, Jr. | | For | | No | | None | |
2 | | Ratify Auditors | | For | | No | | None | |
1.1 | | Elect Director Alfred J. Novak | | For | | Yes | | Withhold | |
1.2 | | Elect Director Arthur L. Rosenthal | | For | | Yes | | For | |
1.3 | | Elect Director Jeffrey E. Schwarz | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Labopharm Inc | | | | |
Ticker: | | DDS | | CUSIP: | | 504905100 |
Meeting Date: | | 5/9/2007 | | Meeting Type: | | |
Record Date: | | 3/26/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Directors Santo J. Costa, James R. Howard-Tripp, Richard J. MacKay, Anthony C. Playle, Frederic Porte, Jacques L. Roy, James S. Scibetta and Julia R. Brown | | For | | Yes | | Withhold | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | For | | Yes | | For | |
3 | | Amend Stock Option Plan | | For | | Yes | | For | |
4 | | Amend Bylaws | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Dynavax Technologies Corp. | | | | |
Ticker: | | DVAX | | CUSIP: | | 268158102 |
Meeting Date: | | 6/13/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/23/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dennis Carson, M.D. | | For | | Yes | | For | |
1.2 | | Elect Director Dino Dina, M.D. | | For | | Yes | | For | |
1.3 | | Elect Director D.M. Gilbert, Ph.D. | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Genzyme Corp. | | | | |
Ticker: | | GENZ | | CUSIP: | | 372917104 |
Meeting Date: | | 5/24/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Douglas A. Berthiaume | | For | | Yes | | For | |
1.2 | | Elect Director Gail K. Boudreaux | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
5 | | Company Specific—Adopt Majority Voting | | For | | Yes | | For | |
6 | | Ratify Auditors | | For | | Yes | | For | |
7 | | Submit Severance Agreement (Change in Control) to shareholder Vote | | Against | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Gilead Sciences, Inc. | | | | |
Ticker: | | GILD | | CUSIP: | | 375558103 |
Meeting Date: | | 5/9/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/22/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Paul Berg | | For | | Yes | | For | |
1.2 | | Elect Director John F. Cogan | | For | | Yes | | For | |
1.3 | | Elect Director Etienne F. Davignon | | For | | Yes | | Withhold | |
1.4 | | Elect Director James M. Denny | | For | | Yes | | For | |
1.5 | | Elect Director Carla A. Hills | | For | | Yes | | For | |
1.6 | | Elect Director John W. Madigan | | For | | Yes | | For | |
1.7 | | Elect Director John C. Martin | | For | | Yes | | For | |
1.8 | | Elect Director Gordon E. Moore | | For | | Yes | | For | |
1.9 | | Elect Director Nicholas Moore | | For | | Yes | | For | |
1.10 | | Elect Director Gayle E. Wilson | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc) | | | | |
Ticker: | | GSK | | CUSIP: | | 37733W105 |
Meeting Date: | | 5/23/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/16/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE FINANCIAL STATEMENTS | | For | | Yes | | For | |
2 | | TO APPROVE THE REMUNERATION REPORT | | For | | Yes | | For | |
3 | | TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR | | For | | Yes | | For | |
4 | | TO ELECT DR STEPHANIE BURNS AS A DIRECTOR | | For | | Yes | | For | |
5 | | TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR | | For | | Yes | | For | |
6 | | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | | For | | Yes | | For | |
7 | | TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR | | For | | Yes | | For | |
8 | | TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR | | For | | Yes | | For | |
9 | | Ratify Auditors | | For | | Yes | | For | |
10 | | REMUNERATION OF AUDITORS | | For | | Yes | | For | |
11 | | TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE | | For | | Yes | | For | |
12 | | AUTHORITY TO ALLOT SHARES | | For | | Yes | | For | |
13 | | DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | | For | | Yes | | For | |
14 | | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | | For | | Yes | | For | |
15 | | AMENDMENT OF THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | HCA, Inc. | | | | |
Ticker: | | HCA | | CUSIP: | | 404119109 |
Meeting Date: | | 11/16/2006 | | Meeting Type: | | Special |
Record Date: | | 10/6/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Hana Biosciences, Inc. | | | | |
Ticker: | | HNAB | | CUSIP: | | 40963P105 |
Meeting Date: | | 6/22/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/27/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Mark J. Ahn | | For | | Yes | | For | |
1.2 | | Elect Director Arie S. Belldegrun | | For | | Yes | | For | |
1.3 | | Elect Director Isaac Kier | | For | | Yes | | For | |
1.4 | | Elect Director Leon E. Rosenberg | | For | | Yes | | For | |
1.5 | | Elect Director Michael Weiser | | For | | Yes | | Withhold | |
1.6 | | Elect Director Linda E. Wiesinger | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Icos Corp. | | | | |
Ticker: | | ICOS | | CUSIP: | | 449295104 |
Meeting Date: | | 1/25/2007 | | Meeting Type: | | Special |
Record Date: | | 12/26/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
1 | | Approve Merger Agreement | | For | | Yes | | Against | |
2 | | Adjourn Meeting | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Illumina, Inc. | | | | |
Ticker: | | ILMN | | CUSIP: | | 452327109 |
Meeting Date: | | 1/26/2007 | | Meeting Type: | | Special |
Record Date: | | 12/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Issue Shares in Connection with an Acquisition | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | ImClone Systems Inc. | | | | |
Ticker: | | IMCL | | CUSIP: | | 45245W109 |
Meeting Date: | | 9/20/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/15/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Andrew C. Bodnar | | For | | Yes | | For | |
1.2 | | Elect Director William W. Crouse | | For | | Yes | | For | |
1.3 | | Elect Director Alexander J. Denner | | For | | Yes | | For | |
1.4 | | Elect Director Vincent T. DeVita, Jr. | | For | | Yes | | For | |
1.5 | | Elect Director John A. Fazio | | For | | Yes | | For | |
1.6 | | Elect Director Joseph L. Fischer | | For | | Yes | | For | |
1.7 | | Elect Director Carl C. Icahn | | For | | Yes | | For | |
1.8 | | Elect Director David M. Kies | | For | | Yes | | For | |
1.9 | | Elect Director William R. Miller | | For | | Yes | | For | |
1.10 | | Elect Director Richard C. Mulligan | | For | | Yes | | For | |
1.11 | | Elect Director David Sidransky | | For | | Yes | | For | |
1.12 | | Elect Director Charles Woler | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Approve Omnibus Stock Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Insmed Inc. | | | | |
Ticker: | | INSM | | CUSIP: | | 457669208 |
Meeting Date: | | 12/14/2006 | | Meeting Type: | | Special |
Record Date: | | 10/25/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Amend Qualified Employee Stock Purchase Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Intuitive Surgical Inc | | | | |
Ticker: | | ISRG | | CUSIP: | | 46120E602 |
Meeting Date: | | 4/27/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/28/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Alan J. Levy | | For | | Yes | | For | |
1.2 | | Elect Director Eric H. Halvorson | | For | | Yes | | For | |
1.3 | | Elect Director D. Keith Grossman | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | K-V Pharmaceutical Co. | | | | |
Ticker: | | KV.B | | CUSIP: | | 482740206 |
Meeting Date: | | 8/4/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David S. Hermelin | | For | | Yes | | For | |
1.2 | | Elect Director Jonathon E. Killmer | | For | | Yes | | For | |
1.3 | | Elect Director Gerald R. Mitchell | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Eli Lilly and Co. | | | | |
Ticker: | | LLY | | CUSIP: | | 532457108 |
Meeting Date: | | 4/16/2007 | | Meeting Type: | | Annual |
Record Date: | | 2/15/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Sir Winfried Bischoff | | For | | Yes | | For | |
1.2 | | Elect Director J. Michael Cook | | For | | Yes | | For | |
1.3 | | Elect Director Franklyn G. Prendergast, M.D., Ph.D. | | For | | Yes | | For | |
1.4 | | Elect Director Kathi P. Seifert | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Declassify the Board of Directors | | For | | Yes | | For | |
4 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
5 | | Report on Animal Welfare | | Against | | Yes | | Against | |
6 | | Report on Animal Testing Policies | | Against | | Yes | | Against | |
7 | | Separate Chairman and CEO Positions | | Against | | Yes | | For | |
8 | | Amend Vote Requirements to Amend Articles/Bylaws/Charter | | Against | | Yes | | For | |
9 | | Adopt Simple Majority Vote | | Against | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Medtronic, Inc. | | | | |
Ticker: | | MDT | | CUSIP: | | 585055106 |
Meeting Date: | | 8/24/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/26/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard H. Anderson | | For | | Yes | | For | |
1.2 | | Elect Director Michael R. Bonsignore | | For | | Yes | | For | |
1.3 | | Elect Director Robert C. Pozen | | For | | Yes | | For | |
1.4 | | Elect Director Gordon M. Sprenger | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Require a Majority Vote for the Election of Directors | | Against | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Momenta Pharmaceuticals Inc | | | | |
Ticker: | | MNTA | | CUSIP: | | 60877T100 |
Meeting Date: | | 6/13/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Peter Barrett | | For | | Yes | | For | |
1.2 | | Elect Director Ram Sasisekharan | | For | | Yes | | Withhold | |
1.3 | | Elect Director Bennett M. Shapiro | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Mylan Laboratories Inc. | | | | |
Ticker: | | MYL | | CUSIP: | | 628530107 |
Meeting Date: | | 7/28/2006 | | Meeting Type: | | Annual |
Record Date: | | 6/5/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Milan Puskar | | For | | Yes | | For | |
1.2 | | Elect Director Robert J. Coury | | For | | Yes | | For | |
1.3 | | Elect Director Wendy Cameron | | For | | Yes | | For | |
1.4 | | Elect Director Neil Dimick, CPA | | For | | Yes | | For | |
1.5 | | Elect Director Douglas J. Leech, CPA | | For | | Yes | | For | |
1.6 | | Elect Director Joseph C. Maroon, Md | | For | | Yes | | For | |
1.7 | | Elect Director Rodney L. Piatt, CPA | | For | | Yes | | For | |
1.8 | | Elect Director C.B. Todd | | For | | Yes | | For | |
1.9 | | Elect Director Rl Vanderveen, Ph.D, Rph | | For | | Yes | | For | |
2 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
3 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Applera Corp | | | | |
Ticker: | | NULL | | CUSIP: | | 38020103 |
Meeting Date: | | 10/19/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/30/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard H. Ayers | | For | | Yes | | For | |
1.2 | | Elect Director Jean-Luc Belingard | | For | | Yes | | For | |
1.3 | | Elect Director Robert H. Hayes | | For | | Yes | | Withhold | |
1.4 | | Elect Director Arnold J. Levine | | For | | Yes | | For | |
1.5 | | Elect Director William H. Longfield | | For | | Yes | | For | |
1.6 | | Elect Director Theodore E. Martin | | For | | Yes | | For | |
1.7 | | Elect Director Carolyn W. Slayman | | For | | Yes | | For | |
1.8 | | Elect Director Orin R. Smith | | For | | Yes | | For | |
1.9 | | Elect Director James R. Tobin | | For | | Yes | | For | |
1.10 | | Elect Director Tony L. White | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Change Company Name | | For | | Yes | | For | |
4 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
5 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Applera Corp | | | | |
Ticker: | | NULL | | CUSIP: | | 38020202 |
Meeting Date: | | 10/19/2006 | | Meeting Type: | | Annual |
Record Date: | | 8/30/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Richard H. Ayers | | For | | Yes | | For | |
1.1 | | Elect Director Tony L. White | | For | | Yes | | For | |
1.2 | | Elect Director Jean-Luc Belingard | | For | | Yes | | Withhold | |
1.3 | | Elect Director Robert H. Hayes | | For | | Yes | | For | |
1.4 | | Elect Director Arnold J. Levine | | For | | Yes | | For | |
1.5 | | Elect Director William H. Longfield | | For | | Yes | | For | |
1.6 | | Elect Director Theodore E. Martin | | For | | Yes | | For | |
1.7 | | Elect Director Carolyn W. Slayman | | For | | Yes | | For | |
1.8 | | Elect Director Orin R. Smith | | For | | Yes | | For | |
1.9 | | Elect Director James R. Tobin | | For | | Yes | | Withhold | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Change Company Name | | For | | Yes | | For | |
4 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
5 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Sirna Therapeutics, Inc. | | | | |
Ticker: | | NULL | | CUSIP: | | 829669100 |
Meeting Date: | | 12/28/2006 | | Meeting Type: | | Annual |
Record Date: | | 11/8/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
2 | | Adjourn Meeting | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Novartis AG | | | | |
Ticker: | | NVS | | CUSIP: | | 66987V109 |
Meeting Date: | | 3/6/2007 | | Meeting Type: | | Annual |
Record Date: | | 1/19/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. | | For | | Yes | | For | |
2 | | APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS | | For | | Yes | | For | |
3 | | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | | For | | Yes | | For | |
4 | | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM | | For | | Yes | | For | |
5 | | ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM | | For | | Yes | | For | |
6 | | ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 | | For | | Yes | | For | |
7 | | Ratify Auditors | | For | | Yes | | For | |
8 | | VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Pfizer Inc. | | | | |
Ticker: | | PFE | | CUSIP: | | 717081103 |
Meeting Date: | | 4/26/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/1/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Dennis A. Ausiello | | For | | Yes | | For | |
1.2 | | Elect Director Michael S. Brown | | For | | Yes | | For | |
1.3 | | Elect Director M. Anthony Burns | | For | | Yes | | For | |
1.4 | | Elect Director Robert N. Burt | | For | | Yes | | For | |
1.5 | | Elect Director W. Don Cornwell | | For | | Yes | | For | |
1.6 | | Elect Director William H. Gray, III | | For | | Yes | | For | |
1.7 | | Elect Director Constance J. Horner | | For | | Yes | | For | |
1.8 | | Elect Director William R. Howell | | For | | Yes | | For | |
1.9 | | Elect Director Jeffrey B. Kindler | | For | | Yes | | For | |
1.10 | | Elect Director George A. Lorch | | For | | Yes | | For | |
1.11 | | Elect Director Dana G. Mead | | For | | Yes | | For | |
1.12 | | Elect Director William C. Steere, Jr. | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Restore or Provide for Cumulative Voting | | Against | | Yes | | For | |
4 | | Report on Animal Testing Policies | | Against | | Yes | | Against | |
5 | | Amend Animal Welfare Policy | | Against | | Yes | | Against | |
6 | | Require Director Nominee Qualifications | | Against | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Progenics Pharmaceuticals, Inc | | | | |
Ticker: | | PGNX | | CUSIP: | | 743187106 |
Meeting Date: | | 6/11/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/12/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Kurt W. Briner | | For | | Yes | | For | |
1.2 | | Elect Director Paul F. Jacobson | | For | | Yes | | For | |
1.3 | | Elect Director Charles A. Baker | | For | | Yes | | For | |
1.4 | | Elect Director Mark F. Dalton | | For | | Yes | | For | |
1.5 | | Elect Director Stephen P. Goff | | For | | Yes | | Withhold | |
1.6 | | Elect Director Paul J. Maddon | | For | | Yes | | For | |
1.7 | | Elect Director David A. Scheinberg | | For | | Yes | | For | |
1.8 | | Elect Director Nicole S. Williams | | For | | Yes | | For | |
2 | | Amend Bundled Compensation Plans | | For | | Yes | | For | |
3 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | Other Business | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Schering-Plough Corp. | | | | |
Ticker: | | SGP | | CUSIP: | | 806605101 |
Meeting Date: | | 5/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/28/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Hans W. Becherer | | For | | Yes | | For | |
1.2 | | Elect Director Thomas J. Colligan | | For | | Yes | | For | |
1.3 | | Elect Director Fred Hassan | | For | | Yes | | For | |
1.4 | | Elect Director C. Robert Kidder | | For | | Yes | | For | |
1.5 | | Elect Director Philip Leder, M.D. | | For | | Yes | | For | |
1.6 | | Elect Director Eugene R. McGrath | | For | | Yes | | For | |
1.7 | | Elect Director Carl E. Mundy, Jr. | | For | | Yes | | For | |
1.8 | | Elect Director Antonio M. Perez | | For | | Yes | | For | |
1.9 | | Elect Director Patricia F. Russo | | For | | Yes | | For | |
1.10 | | Elect Director Jack L. Stahl | | For | | Yes | | For | |
1.11 | | Elect Director Kathryn C. Turner | | For | | Yes | | For | |
1.12 | | Elect Director Robert F.W. van Oordt | | For | | Yes | | For | |
1.13 | | Elect Director Arthur F. Weinbach | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
3 | | Reduce Supermajority Vote Requirement | | For | | Yes | | For | |
4 | | Company Specific—Adopt Majority Voting | | For | | Yes | | Against | |
5 | | Performance-Based and/or Time-Based Equity Awards | | Against | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Savient Pharmaceuticals, Inc | | | | |
Ticker: | | SVNT | | CUSIP: | | 80517Q100 |
Meeting Date: | | 5/15/2007 | | Meeting Type: | | Annual |
Record Date: | | 4/2/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Christopher G. Clement | | For | | Yes | | For | |
1.2 | | Elect Director Herbert Conrad | | For | | Yes | | For | |
1.3 | | Elect Director Alan L. Heller | | For | | Yes | | For | |
1.4 | | Elect Director Stephen O. Jaeger | | For | | Yes | | For | |
1.5 | | Elect Director Joseph Klein III | | For | | Yes | | For | |
1.6 | | Elect Director Lee S. Simon | | For | | Yes | | For | |
1.7 | | Elect Director Virgil Thompson | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Taro Pharmaceuticals Industries Ltd. | | | | |
Ticker: | | TAROF | | CUSIP: | | M8737E108 |
Meeting Date: | | 7/27/2006 | | Meeting Type: | | Special |
Record Date: | | 6/21/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Haim Fainaro | | For | | Yes | | For | |
1.2 | | Elect Director Ben Zion Hod | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Taro Pharmaceuticals Industries Ltd. | | | | |
Ticker: | | TAROF | | CUSIP: | | M8737E108 |
Meeting Date: | | 12/6/2006 | | Meeting Type: | | Annual |
Record Date: | | 10/27/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Heather Douglas | | For | | Yes | | For | |
1.2 | | Elect Director Micha Friedman | | For | | Yes | | For | |
1.3 | | Elect Director Eric Johnston | | For | | Yes | | For | |
1.4 | | Elect Director Gad Keren | | For | | Yes | | For | |
1.5 | | Elect Director Barrie Levitt | | For | | Yes | | For | |
1.6 | | Elect Director Tal Levitt | | For | | Yes | | For | |
1.7 | | Elect Director Daniel Moros | | For | | Yes | | For | |
1.8 | | Elect Director Myron Strober | | For | | Yes | | For | |
2 | | REAPPOINT KOST FORER GABBAY & KASIERER AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUTHORIZE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF SAID INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Thoratec Corp. | | | | |
Ticker: | | THOR | | CUSIP: | | 885175307 |
Meeting Date: | | 5/18/2007 | | Meeting Type: | | Annual |
Record Date: | | 3/30/2007 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director Gerhard F. Burbach | | For | | Yes | | For | |
1.2 | | Elect Director Howard E. Chase | | For | | Yes | | For | |
1.3 | | Elect Director J. Daniel Cole | | For | | Yes | | For | |
1.4 | | Elect Director Neil F. Dimick | | For | | Yes | | For | |
1.5 | | Elect Director D. Keith Grossman | | For | | Yes | | For | |
1.6 | | Elect Director J. Donald Hill, M.D. | | For | | Yes | | For | |
1.7 | | Elect Director Daniel M. Mulvena | | For | | Yes | | For | |
2 | | Ratify Auditors | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Tanox, Inc. | | | | |
Ticker: | | TNOX | | CUSIP: | | 87588Q109 |
Meeting Date: | | 1/15/2007 | | Meeting Type: | | Special |
Record Date: | | 12/4/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Merger Agreement | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Tercica Inc | | | | |
Ticker: | | TRCA | | CUSIP: | | 88078L105 |
Meeting Date: | | 10/12/2006 | | Meeting Type: | | Special |
Record Date: | | 8/28/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Approve Issuance of Warrants/Convertible Debentures | | For | | Yes | | For | |
2 | | Company-Specific—Approval of Supermajority Charter Amendments | | For | | Yes | | Against | |
3 | | Amend Articles/Bylaws/Charter | | For | | Yes | | For | |
4 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | Yes | | Against | |
| | | | | | | | | | | | | | | | |
Company Name: | | Trimeris, Inc. | | | | |
Ticker: | | TRMS | | CUSIP: | | 896263100 |
Meeting Date: | | 7/13/2006 | | Meeting Type: | | Annual |
Record Date: | | 5/24/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1 | | Elect Director Dani P. Bolognesi, PH.D. | | For | | Yes | | For | |
2 | | Elect Director J. Richard Crout, M.D. | | For | | Yes | | For | |
3 | | Elect Director Steven D. Skolsky | | For | | Yes | | For | |
4 | | Ratify Auditors | | For | | Yes | | For | |
5 | | Amend Omnibus Stock Plan | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
Company Name: | | Vital Signs, Inc. | | | | |
Ticker: | | VITL | | CUSIP: | | 928469105 |
Meeting Date: | | 2/1/2007 | | Meeting Type: | | Annual |
Record Date: | | 12/29/2006 | | | | |
# | | Description | | Mgmt Rec | | Voted | | Vote Cast | |
Management Proposal | | | | | | | |
1.1 | | Elect Director David H. Maccallum | | For | | Yes | | For | |
1.2 | | Elect Director Richard L. Robbins | | For | | Yes | | For | |
1.3 | | Elect Director George A. Schapiro | | For | | Yes | | For | |
| | | | | | | | | | | | | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FIRSTHAND FUNDS
By: | /s/ Kevin M. Landis | |
| Kevin M. Landis |
| President |
| |
Date: | August 30, 2007 |