| Firsthand Alternative Energy Fund |
Company Name: 3M CO Ticker: MMM CUSIP: 88579Y101 Meeting Date: 5/8/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1a. | Election of Director: Sondra L. Barbour | For | Yes | For |
| 1b. | Election of Director: Thomas "Tony" K. Brown | For | Yes | For |
| 1c. | Election of Director: David B. Dillon | For | Yes | For |
| 1d. | Election of Director: Michael L. Eskew | For | Yes | For |
| 1e. | Election of Director: Herbert L. Henkel | For | Yes | For |
| 1f. | Election of Director: Amy E. Hood | For | Yes | For |
| 1g. | Election of Director: Muhtar Kent | For | Yes | For |
| 1h. | Election of Director: Edward M. Liddy | For | Yes | For |
| 1i. | Election of Director: Gregory R. Page | For | Yes | For |
| 1j. | Election of Director: Michael F. Roman | For | Yes | For |
| 1k. | Election of Director: Inge G. Thulin | For | Yes | For |
| 1l. | Election of Director: Patricia A. Woertz | For | Yes | For |
| 2 | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | For | Yes | For |
| 3 | Advisory approval of executive compensation. | For | Yes | For |
| 4 | Stockholder proposal on special shareholder meetings. | Against | Yes | For |
| 5 | Stockholder proposal on setting target amounts for CEO compensation. | Against | Yes | Against |
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Company Name: ABB LTD Ticker: ABB CUSIP: 000375204 Meeting Date: 3/29/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2017 | / | Yes | For |
| 2 | CONSULTATIVE VOTE ON THE 2017 COMPENSATION REPORT | / | Yes | Against |
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | / | Yes | For |
| 4 | APPROPRIATION OF EARNINGS | / | Yes | For |
| 5.1 | AMENDMENT TO THE ARTICLES OF INCORPORATION: ADDITION TO ARTICLE 2 - PURPOSE | / | Yes | For |
| 5.2 | AMENDMENT TO THE ARTICLES OF INCORPORATION: DELETION OF SECTION 9: TRANSITIONAL PROVISIONS/ARTICLE 42 | / | Yes | For |
| 6.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2018 ANNUAL GENERAL MEETING TO THE 2019 ANNUAL GENERAL MEETING | / | Yes | For |
| 6.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2019 | / | Yes | For |
| 7A | ELECT MATTI ALAHUHTA, AS DIRECTOR | / | Yes | For |
| 7B | ELECT GUNNAR BROCK, AS DIRECTOR | / | Yes | For |
| 7C | ELECT DAVID CONSTABLE, AS DIRECTOR | / | Yes | For |
| 7D | ELECT FREDERICO FLEURY CURADO, AS DIRECTOR | / | Yes | For |
| 7E | ELECT LARS FORBERG, AS DIRECTOR | / | Yes | For |
| 7F | ELECT JENNIFER XIN-ZHE LI, AS DIRECTOR | / | Yes | For |
| 7G | ELECT GERALDINE MATCHETT, AS DIRECTOR | / | Yes | For |
| 7H | ELECT DAVID MELINE, AS DIRECTOR | / | Yes | For |
| 7I | ELECT SATISH PAI, AS DIRECTOR | / | Yes | For |
| 7J | ELECT JACOB WALLENBERG, AS DIRECTOR | / | Yes | For |
| 7K | ELECT PETER VOSER, AS DIRECTOR AND CHAIRMAN | / | Yes | For |
| 8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | / | Yes | For |
| 8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO | / | Yes | For |
| 8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI | / | Yes | For |
| 9 | ELECTION OF THE INDEPENDENT PROXY, DR. HANS ZEHNDER | / | Yes | For |
| 10 | ELECTION OF THE AUDITORS, KPMG AG | / | Yes | For |
| 11 | IN CASE OF ADDITIONAL OR ALTERNATIVE PROPOSALS TO THE PUBLISHED AGENDA ITEMS DURING THE ANNUAL GENERAL MEETING OR OF NEW AGENDA ITEMS, I AUTHORIZE THE INDEPENDENT PROXY TO ACT AS FOLLOWS. | / | Yes | Against |
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Company Name: Amtech Systems, Inc. Ticker: ASYS CUSIP: 32332504 Meeting Date: 5/11/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | DIRECTOR Jong S. Whang | For | Yes | For |
| 1.2 | DIRECTOR Fokko Pentinga | For | Yes | For |
| 1.3 | DIRECTOR Robert M. Averick | For | Yes | For |
| 1.4 | DIRECTOR Michael Garnreiter | For | Yes | For |
| 1.5 | DIRECTOR Robert F. King | For | Yes | For |
| 1.6 | DIRECTOR Sukesh Mohan | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018 | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | Yes | For |
| 4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | 1 | Yes | 1 |
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Company Name: ASPEN AEROGELS, INC. Ticker: ASPN CUSIP: 04523Y105 Meeting Date: 6/20/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | DIRECTOR Rebecca A. Blalock | For | Yes | For |
| 1.2 | DIRECTOR Robert M. Gervis | For | Yes | For |
| 2 | The ratification of the appointment of KPMG LLP as Aspen Aerogels, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
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Company Name: Corning Inc. Ticker: GLW CUSIP: 219350105 Meeting Date: 4/26/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1A. | Election of Director: Donald W. Blair | For | Yes | For |
| 1B. | Election of Director: Stephanie A. Burns | For | Yes | For |
| 1C. | Election of Director: John A. Canning, Jr. | For | Yes | For |
| 1D. | Election of Director: Richard T. Clark | For | Yes | For |
| 1E. | Election of Director: Robert F. Cummings, Jr. | For | Yes | For |
| 1F. | Election of Director: Deborah A. Henretta | For | Yes | For |
| 1G. | Election of Director: Daniel P. Huttenlocher | For | Yes | For |
| 1H. | Election of Director: Kurt M. Landgraf | For | Yes | For |
| 1I. | Election of Director: Kevin J. Martin | For | Yes | For |
| 1J. | Election of Director: Deborah D. Rieman | For | Yes | For |
| 1K. | Election of Director: Hansel E. Tookes II | For | Yes | For |
| 1L. | Election of Director: Wendell P. Weeks | For | Yes | For |
| 1M. | Election of Director: Mark S. Wrighton | For | Yes | For |
| 2 | Advisory vote to approve the Company's executive compensation (Say on Pay). | For | Yes | For |
| 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
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Company Name: COVANTA HOLDING CORPORATION Ticker: CVA CUSIP: 22282E102 Meeting Date: 5/3/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | DIRECTOR David M. Barse | For | Yes | For |
| 1.2 | DIRECTOR Ronald J. Broglio | For | Yes | For |
| 1.3 | DIRECTOR Peter C.B. Bynoe | For | Yes | For |
| 1.4 | DIRECTOR Linda J. Fisher | For | Yes | For |
| 1.5 | DIRECTOR Joseph M. Holsten | For | Yes | For |
| 1.6 | DIRECTOR Stephen J. Jones | For | Yes | For |
| 1.7 | DIRECTOR Danielle Pletka | For | Yes | For |
| 1.8 | DIRECTOR Michael W. Ranger | For | Yes | For |
| 1.9 | DIRECTOR Robert S. Silberman | For | Yes | For |
| 1.10 | DIRECTOR Jean Smith | For | Yes | For |
| 1.11 | DIRECTOR Samuel Zell | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as Covanta Holding Corporation's independent registered public accountants for the 2018 fiscal year. | For | Yes | For |
| 3 | An advisory vote on executive compensation. | For | Yes | Against |
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Company Name: Cree, Inc. Ticker: CREE CUSIP: 225447101 Meeting Date: 10/24/2017 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | DIRECTOR CHARLES M. SWOBODA | For | Yes | For |
| 1.2 | DIRECTOR CLYDE R. HOSEIN | For | Yes | For |
| 1.3 | DIRECTOR ROBERT A. INGRAM | For | Yes | For |
| 1.4 | DIRECTOR DARREN R. JACKSON | For | Yes | For |
| 1.5 | DIRECTOR C. HOWARD NYE | For | Yes | For |
| 1.6 | DIRECTOR JOHN B. REPLOGLE | For | Yes | For |
| 1.7 | DIRECTOR THOMAS H. WERNER | For | Yes | For |
| 1.8 | DIRECTOR ANNE C. WHITAKER | For | Yes | For |
| 2 | APPROVAL OF AMENDMENT TO THE 2005 EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 24, 2018. | For | Yes | For |
| 4 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| 5 | ADVISORY (NONBINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 | Yes | 1 |
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Company Name: FIRST SOLAR, INC. Ticker: FSLR CUSIP: 336433107 Meeting Date: 5/16/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1a. | Election of Director: Michael J. Ahearn | For | Yes | For |
| 1b. | Election of Director: Sharon L. Allen | For | Yes | For |
| 1c. | Election of Director: Richard D. Chapman | For | Yes | For |
| 1d. | Election of Director: George A. Hambro | For | Yes | For |
| 1e. | Election of Director: Molly E. Joseph | For | Yes | For |
| 1f. | Election of Director: Craig Kennedy | For | Yes | For |
| 1g. | Election of Director: William J. Post | For | Yes | For |
| 1h. | Election of Director: Paul H. Stebbins | For | Yes | For |
| 1i. | Election of Director: Michael Sweeney | For | Yes | For |
| 1j. | Election of Director: Mark R. Widmar | For | Yes | For |
| 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2018. | For | Yes | For |
| 3 | Stockholder proposal requesting a report on conducting business in conflict-affected regions. | Against | Yes | Against |
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Company Name: Honeywell International, Inc. Ticker: HON CUSIP: 438516106 Meeting Date: 4/23/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1A. | Election of Director: Darius Adamczyk | For | Yes | For |
| 1B. | Election of Director: Duncan B. Angove | For | Yes | For |
| 1C. | Election of Director: William S. Ayer | For | Yes | For |
| 1D. | Election of Director: Kevin Burke | For | Yes | For |
| 1E. | Election of Director: Jaime Chico Pardo | For | Yes | For |
| 1F. | Election of Director: D. Scott Davis | For | Yes | For |
| 1G. | Election of Director: Linnet F. Deily | For | Yes | For |
| 1H. | Election of Director: Judd Gregg | For | Yes | For |
| 1I. | Election of Director: Clive Hollick | For | Yes | For |
| 1J. | Election of Director: Grace D. Lieblein | For | Yes | For |
| 1K. | Election of Director: George Paz | For | Yes | For |
| 1L. | Election of Director: Robin L. Washington | For | Yes | For |
| 2 | Advisory Vote to Approve Executive Compensation. | For | Yes | For |
| 3 | Approval of Independent Accountants. | For | Yes | For |
| 4 | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. | For | Yes | For |
| 5 | Independent Board Chairman. | Against | Yes | Against |
| 6 | Report on Lobbying Payments and Policy. | Against | Yes | Against |
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Company Name: IBERDROLA SA, BILBAO Ticker: CUSIP: E6165F166 Meeting Date: 4/13/2018 Meeting Type: Ordinary General Meeting |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1 | APPROVAL OF THE ANNUAL ACCOUNTS FOR FINANCIAL YEAR 2017 | For | Yes | For |
| 2 | APPROVAL OF THE MANAGEMENT REPORTS FOR FINANCIAL YEAR 2017 | For | Yes | For |
| 3 | APPROVAL OF THE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2017 | For | Yes | For |
| 4 | APPOINTMENT OF MR ANTHONY L. GARDNER AS INDEPENDENT DIRECTOR | For | Yes | For |
| 5 | RE-ELECTION OF MS GEORGINA KESSEL MARTINEZ AS INDEPENDENT DIRECTOR | For | Yes | For |
| 6 | APPROVAL OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2017, THE SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE "IBERDROLA FLEXIBLE REMUNERATION" SYSTEM | For | Yes | For |
| 7 | APPROVAL OF A FIRST INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,310 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA FLEXIBLE REMUNERATION" SYSTEM | For | Yes | For |
| 8 | APPROVAL OF A SECOND INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,140 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA FLEXIBLE REMUNERATION" SYSTEM | For | Yes | For |
| 9 | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE RETIREMENT OF A MAXIMUM OF 198,374,000 OWN SHARES (3.08% OF THE SHARE CAPITAL) | For | Yes | For |
| 10 | CONSULTATIVE VOTE REGARDING THE ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2017 | For | Yes | For |
| 11 | APPROVAL OF A NEW DIRECTOR REMUNERATION POLICY | For | Yes | For |
| 12 | APPROVAL FOR THE BOARD OF DIRECTORS TO ACQUIRE OWN SHARES | For | Yes | For |
| 13 | DELEGATION OF POWERS FOR THE FORMALISATION AND CONVERSION INTO A PUBLIC INSTRUMENT OF THE RESOLUTIONS ADOPTED | For | Yes | For |
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Company Name: Intevac, Inc. Ticker: IVAC CUSIP: 461148108 Meeting Date: 5/16/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | DIRECTOR David S. Dury | For | Yes | For |
| 1.2 | DIRECTOR Wendell T. Blonigan | For | Yes | For |
| 1.3 | DIRECTOR Kevin D. Barber | For | Yes | For |
| 1.4 | DIRECTOR Mark P. Popovich | For | Yes | For |
| 1.5 | DIRECTOR Thomas M. Rohrs | For | Yes | For |
| 1.6 | DIRECTOR John F. Schaefer | For | Yes | For |
| 2 | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2003 Employee Stock Purchase Plan by 500,000 shares. | For | Yes | For |
| 3 | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2012 Equity Incentive Plan by 1,000,000 shares. | For | Yes | Against |
| 4 | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 29, 2018. | For | Yes | For |
| 5 | To approve on a non-binding advisory basis the executive compensation of the Company's named executive officers. | For | Yes | For |
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Company Name: Itron, Inc. Ticker: ITRI CUSIP: 465741106 Meeting Date: 5/10/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1.1 | Election of Director: Philip C. Mezey | For | Yes | For |
| 1.2 | Election of Director: Daniel S. Pelino | For | Yes | For |
| 1.3 | Election of Director: Timothy M. Leyden | For | Yes | For |
| 2 | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | For | Yes | For |
| 3 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2018. | For | Yes | For |
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Company Name: JA SOLAR HOLDINGS CO., LTD. Ticker: JASO CUSIP: 466090206 Meeting Date: 3/12/2018 Meeting Type: Special |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
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| Management Proposal |
| 1 | THAT the Agreement and Plan of Merger, (the "Merger Agreement"), among the Company, JASO Holdings Limited ("Holdco"), JASO Parent Limited, ("Parent"), and JASO Acquisition Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company continuing as the surviving company (the "Surviving Company") and becoming a wholly owned subsidiary of Parent | For | Yes | For |
| 2 | THAT each of the members of the Special Committee, the Chief Financial Officer of the Company and the President of the Company be authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the Transactions, including the Merger, the Variation of Capital and the Adoption of Amended M&A. | For | Yes | For |
| 3 | THAT the Extraordinary General Meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the Extraordinary General Meeting to pass the special resolutions to be proposed at the Extraordinary General Meeting. | For | Yes | For |
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Company Name: Koninklijke Philips Electronics Ticker: PHG CUSIP: 500472303 Meeting Date: 10/20/2017 Meeting Type: Special |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | PROPOSAL TO APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM NOVEMBER 1, 2017. | For | Yes | For |
| 2 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO THE EFFECT THAT THE SUPERVISORY BOARD DETERMINES THE REQUIRED MINIMUM NUMBER OF MEMBERS OF THE BOARD OF MANAGEMENT. | For | Yes | For |
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Company Name: Koninklijke Philips Electronics Ticker: PHG CUSIP: 500472303 Meeting Date: 5/3/2018 Meeting Type: Annual |
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| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 2d. | Proposal to adopt the financial statements | For | Yes | For |
| 2e. | Proposal to adopt dividend | For | Yes | For |
| 2f. | Proposal to discharge the members of the Board of Management | For | Yes | For |
| 2g. | Proposal to discharge the members of the Supervisory Board | For | Yes | Against |
| 3a. | Proposal to re-appoint Ms O. Gadiesh as member of the Supervisory Board | For | Yes | For |
| 3b. | Proposal to appoint Mr P.A. Stoffels as member of the Supervisory Board | For | Yes | For |
| 4a. | Proposal to authorize the Board of Management to issue shares or grant rights to acquire shares. | For | Yes | For |
| 4b. | Proposal to authorize the Board of Management to restrict or exclude pre-emption rights | For | Yes | For |
| 5 | Proposal to authorize the Board of Management to acquire shares in the company | For | Yes | For |
| 6 | Proposal to cancel shares | For | Yes | For |
| |
Company Name: MOTECH INDUSTRIES CO LTD Ticker: 6244.TWO CUSIP: Y61397108 Meeting Date: 6/11/2018 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | TO ACCEPT THE 2017 OPERATION REPORT AND FINANCIAL STATEMENTS. | For | Yes | For |
| 2 | TO APPROVE THE PROPOSAL FOR 2017 DEFICIT COMPENSATION. | For | Yes | For |
| 3 | TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION. | For | Yes | For |
| 4 | TO AMEND THE COMPANY'S PROCEDURES FOR FINANCIAL DERIVATIVE TRANSACTIONS. | For | Yes | For |
| 5 | TO DISCUSS 2018 ISSUANCE OF NEW SHARES FOR EMPLOYEE RESTRICTED STOCK AWARDS. | For | Yes | For |
| 6 | TO RELEASE DIRECTORS FROM NON-COMPETE RESTRICTIONS. | For | Yes | Against |
| |
Company Name: Orion Energy Systems, Inc. Ticker: OESX CUSIP: 686275108 Meeting Date: 8/30/2017 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR MICHAEL J. POTTS | For | Yes | For |
| 1.2 | DIRECTOR ANTHONY L. OTTEN | For | Yes | For |
| 1.3 | DIRECTOR ELLEN RICHSTONE | For | Yes | For |
| 1.4 | DIRECTOR KENNETH YOUNG | For | Yes | For |
| 2 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | Yes | For |
| 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | 1 | Yes | 1 |
| 4 | RATIFICATION OF BDO USA, LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | For | Yes | For |
| |
Company Name: Power Integrations, Inc. Ticker: POWI CUSIP: 739276103 Meeting Date: 6/15/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Wendy Arienzo | For | Yes | For |
| 1.2 | DIRECTOR Balu Balakrishnan | For | Yes | For |
| 1.3 | DIRECTOR Alan D. Bickell | For | Yes | For |
| 1.4 | DIRECTOR Nicholas E. Brathwaite | For | Yes | For |
| 1.5 | DIRECTOR William George | For | Yes | For |
| 1.6 | DIRECTOR Balakrishnan S. Iyer | For | Yes | For |
| 1.7 | DIRECTOR E. Floyd Kvamme | For | Yes | For |
| 1.8 | DIRECTOR Necip Sayiner | For | Yes | For |
| 1.9 | DIRECTOR Steven J. Sharp | For | Yes | For |
| 2 | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | For | Yes | For |
| 3 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2018. | For | Yes | For |
| |
Company Name: Praxair, Inc. Ticker: PX CUSIP: 74005P104 Meeting Date: 9/27/2017 Meeting Type: Special |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | BUSINESS COMBINATION PROPOSAL. A PROPOSAL TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF JUNE 1, 2017, AS AMENDED, BY AND AMONG PRAXAIR, INC., LINDE AKTIENGESELLSCHAFT, LINDE PLC (F/K/A ZAMALIGHT PLC), ZAMALIGHT HOLDCO LLC AND ZAMALIGHT SUBCO, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME, AND TO APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY. | For | Yes | For |
| 2 | DISTRIBUTABLE RESERVES CREATION PROPOSAL. A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE REDUCTION OF THE SHARE PREMIUM ACCOUNT OF LINDE PLC TO ALLOW FOR THE CREATION OF DISTRIBUTABLE RESERVES OF LINDE PLC. | For | Yes | For |
| 3 | COMPENSATION PROPOSAL. A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO PRAXAIR, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE BUSINESS COMBINATION. | For | Yes | For |
| 4 | SHAREHOLDER ADJOURNMENT PROPOSAL. A PROPOSAL TO ADJOURN THE PRAXAIR SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO (1) SOLICIT ADDITIONAL PROXIES IN THE EVENT, BASED ON THE TABULATED VOTES, THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO APPROVE THE ABOVE-MENTIONED PROPOSALS AND/OR (2) HOLD THE SPECIAL MEETING ON A DATE THAT IS NO LATER THAN THE DAY PRIOR TO THE DATE OF THE EXPIRATION OF THE ACCEPTANCE PERIOD AS DEFINED IN THE PROXY STATEMENT, IN THE EVENT THAT SUCH DATE OF EXPIRATION IS EXTENDED. | For | Yes | For |
| |
Company Name: QUANTA SERVICES, INC. Ticker: PWR CUSIP: 74762E102 Meeting Date: 5/24/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Director: Earl C. Austin, Jr. | For | Yes | For |
| 1b. | Election of Director: Doyle N. Beneby | For | Yes | For |
| 1c. | Election of Director: J. Michal Conaway | For | Yes | For |
| 1d. | Election of Director: Vincent D. Foster | For | Yes | For |
| 1e. | Election of Director: Bernard Fried | For | Yes | For |
| 1f. | Election of Director: Worthing F. Jackman | For | Yes | For |
| 1g. | Election of Director: David M. McClanahan | For | Yes | For |
| 1h. | Election of Director: Margaret B. Shannon | For | Yes | For |
| 1i. | Election of Director: Pat Wood, III | For | Yes | For |
| 2 | Approval, by non-binding advisory vote, of Quanta's executive compensation | For | Yes | For |
| 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2018 | For | Yes | For |
| 4 | Approval of an amendment to the Quanta Services, Inc. 2011 Omnibus Equity Incentive Plan to increase the number of shares of common stock that may be issued thereunder and make certain other changes | For | Yes | For |
| |
Company Name: SHARP CORPORATION Ticker: CUSIP: J71434112 Meeting Date: 6/20/2018 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Please reference meeting materials. |
| 1.1 | Appoint a Director except as Supervisory Committee Members Tai Jeng-Wu | For | Yes | For |
| 1.2 | Appoint a Director except as Supervisory Committee Members Nomura, Katsuaki | For | Yes | For |
| 1.3 | Appoint a Director except as Supervisory Committee Members Takayama, Toshiaki | For | Yes | For |
| 1.4 | Appoint a Director except as Supervisory Committee Members Young Liu | For | Yes | For |
| 1.5 | Appoint a Director except as Supervisory Committee Members Chien-Erh Wang | For | Yes | For |
| 1.6 | Appoint a Director except as Supervisory Committee Members Ishida, Yoshihisa | For | Yes | For |
| 2 | Appoint a Director as Supervisory Committee Members Aoki, Goro | For | Yes | For |
| 3 | Approve Details of the Compensation to be received by Directors except as Supervisory Committee Members | For | Yes | For |
| 4 | Approve Details of the Compensation to be received by Directors as Supervisory Committee Members | For | Yes | For |
| 5 | Approve Issuance of Share Acquisition Rights as Stock Options | For | Yes | For |
| |
Company Name: SUNPOWER CORPORATION Ticker: SPWR CUSIP: 867652406 Meeting Date: 5/17/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Francois Badoual | For | Yes | For |
| 1.2 | DIRECTOR Antoine Larenaudie | For | Yes | For |
| 1.3 | DIRECTOR Pat Wood III | For | Yes | For |
| 2 | The approval, in an advisory vote, of the compensation of our named executive officers. | For | Yes | For |
| 3 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2018. | For | Yes | For |
| |
Company Name: TESLA MOTORS, INC. Ticker: TSLA CUSIP: 88160R101 Meeting Date: 3/21/2018 Meeting Type: Special |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | To approve the grant of a performance-based stock option award to Elon Musk. | For | Yes | Against |
| |
Company Name: TESLA MOTORS, INC. Ticker: TSLA CUSIP: 88160R101 Meeting Date: 6/5/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | Election of Class II Director: Antonio Gracias | For | Yes | For |
| 1.2 | Election of Class II Director: James Murdoch | For | Yes | For |
| 1.3 | Election of Class II Director: Kimbal Musk | For | Yes | Against |
| 2 | To ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| 3 | A stockholder proposal to require that the Chair of the Board of Directors be an independent director. | Against | Yes | Against |
| 4 | A stockholder proposal regarding proxy access. | Against | Yes | For |
| |
Company Name: ULVAC INC. Ticker: 6728 CUSIP: J94048105 Meeting Date: 9/28/2017 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Please reference meeting materials. |
| 1 | Approve Appropriation of Surplus | For | Yes | For |
| 2.1 | Appoint a Director Obinata, Hisaharu | For | Yes | For |
| 2.2 | Appoint a Director Iwashita, Setsuo | For | Yes | For |
| 2.3 | Appoint a Director Bo, Akinori | For | Yes | For |
| 2.4 | Appoint a Director Motoyoshi, Mitsuru | For | Yes | For |
| 2.5 | Appoint a Director Fujiyama, Junki | For | Yes | For |
| 2.6 | Appoint a Director Mihayashi, Akira | For | Yes | For |
| 2.7 | Appoint a Director Uchida, Norio | For | Yes | For |
| 2.8 | Appoint a Director Ishida, Kozo | For | Yes | For |
| 3 | Appoint a Corporate Auditor Utsunomiya, Isao | For | Yes | For |
| 4 | Appoint a Substitute Corporate Auditor Nonaka, Takao | For | Yes | For |
| |
Company Name: United Technologies Corporation Ticker: UTX CUSIP: 913017109 Meeting Date: 4/30/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Director: Lloyd J. Austin III | For | Yes | For |
| 1b. | Election of Director: Diane M. Bryant | For | Yes | For |
| 1c. | Election of Director: John V. Faraci | For | Yes | For |
| 1d. | Election of Director: Jean-Pierre Garnier | For | Yes | For |
| 1e. | Election of Director: Gregory J. Hayes | For | Yes | For |
| 1f. | Election of Director: Ellen J. Kullman | For | Yes | For |
| 1g. | Election of Director: Marshall O. Larsen | For | Yes | For |
| 1h. | Election of Director: Harold W. McGraw III | For | Yes | For |
| 1i. | Election of Director: Margaret L. O'Sullivan | For | Yes | For |
| 1j. | Election of Director: Fredric G. Reynolds | For | Yes | For |
| 1k. | Election of Director: Brian C. Rogers | For | Yes | For |
| 1l. | Election of Director: Christine Todd Whitman | For | Yes | For |
| 2 | Advisory Vote to Approve Executive Compensation. | For | Yes | For |
| 3 | Approve the UTC 2018 Long-Term Incentive Plan. | For | Yes | For |
| 4 | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2018. | For | Yes | For |
| 5 | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | For | Yes | For |
| 6 | Shareowner Proposal: Reduce Threshold to Call Special Meetings from 25% to 10%. | Against | Yes | For |
| |
Company Name: VESTAS WIND SYSTEMS A/S, RANDERS Ticker: CUSIP: K9773J128 Meeting Date: 4/3/2018 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | THE BOARD OF DIRECTORS REPORT | M | Yes | M |
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | For | Yes | For |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 9.23 PER SHARE | For | Yes | For |
| 4.1 | THE BOARD OF DIRECTORS PROPOSES THAT NINE MEMBERS ARE ELECTED TO THE BOARD OF DIRECTORS | For | Yes | For |
| 4.2.A | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERT NORDBERG | For | Yes | For |
| 4.2.B | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CARSTEN BJERG | For | Yes | For |
| 4.2.C | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: EIJA PITKANEN | For | Yes | For |
| 4.2.D | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK ANDERSEN | For | Yes | For |
| 4.2.E | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRY STENSON | For | Yes | For |
| 4.2.F | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LARS JOSEFSSON | For | Yes | For |
| 4.2.G | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LYKKE FRIIS | For | Yes | For |
| 4.2.H | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: TORBEN BALLEGAARD SORENSEN | For | Yes | For |
| 4.2.I | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS HESSELBERG LUND | For | Yes | For |
| 5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | For | Yes | For |
| 5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 | For | Yes | For |
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | For | Yes | For |
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 215,496,947 TO NOMINALLY DKK 205,696,003 THROUGH CANCELLATION OF TREASURY SHARES | For | Yes | For |
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2019 | For | Yes | For |
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL - AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION - AUTHORISATIONS OF THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED THEY ARE VALID UNTIL 1 APRIL 2023 | For | Yes | For |
| 8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | For | Yes | For |
| |
Company Name: VIVINT SOLAR INC Ticker: VSLR CUSIP: 92854Q106 Meeting Date: 6/13/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Todd R. Pedersen | For | Yes | For |
| 1.2 | DIRECTOR Joseph S. Tibbetts, Jr. | For | Yes | For |
| 2 | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018 | For | Yes | For |
| |
| Firsthand Technology Opportunities Fund |
Company Name: Adobe Systems Inc. Ticker: ADBE CUSIP: 00724F101 Meeting Date: 4/12/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1A. | Election of Director: Amy Banse | For | Yes | For |
| 1B. | Election of Director: Edward Barnholt | For | Yes | For |
| 1C. | Election of Director: Robert Burgess | For | Yes | For |
| 1D. | Election of Director: Frank Calderoni | For | Yes | For |
| 1E. | Election of Director: James Daley | For | Yes | For |
| 1F. | Election of Director: Laura Desmond | For | Yes | For |
| 1G. | Election of Director: Charles Geschke | For | Yes | For |
| 1H. | Election of Director: Shantanu Narayen | For | Yes | For |
| 1I. | Election of Director: Daniel Rosensweig | For | Yes | For |
| 1J. | Election of Director: John Warnock | For | Yes | For |
| 2 | Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 7.5 million shares. | For | Yes | For |
| 3 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending on November 30, 2018. | For | Yes | For |
| 4 | Approval on an advisory basis of the compensation of the named executive officers. | For | Yes | For |
| |
Company Name: Amazon.com, Inc. Ticker: AMZN CUSIP: 23135106 Meeting Date: 5/30/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Director: Jeffrey P. Bezos | For | Yes | For |
| 1b. | Election of Director: Tom A. Alberg | For | Yes | For |
| 1c. | Election of Director: Jamie S. Gorelick | For | Yes | For |
| 1d. | Election of Director: Daniel P. Huttenlocher | For | Yes | For |
| 1e. | Election of Director: Judith A. McGrath | For | Yes | For |
| 1f. | Election of Director: Jonathan J. Rubinstein | For | Yes | For |
| 1g. | Election of Director: Thomas O. Ryder | For | Yes | For |
| 1h. | Election of Director: Patricia Q. Stonesifer | For | Yes | For |
| 1i. | Election of Director: Wendell P. Weeks | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | Yes | For |
| 4 | SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES | Against | Yes | A |
| 5 | SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR | Against | Yes | Against |
| 6 | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Against | Yes | Against |
| |
Company Name: AMBARELLA, INC. Ticker: AMBA CUSIP: G037AX101 Meeting Date: 6/6/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Hsiao-Wuen Hon, Ph.D. | For | Yes | For |
| 1.2 | DIRECTOR Christopher B. Paisley | For | Yes | For |
| 1.3 | DIRECTOR Andrew W. Verhalen | For | Yes | For |
| 2 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Ambarella, Inc.'s independent registered public accounting firm for the fiscal year ending on January 31, 2019. | For | Yes | For |
| 3 | To approve, on an advisory basis, the compensation of Ambarella, Inc.'s named executive officers. | For | Yes | For |
| |
Company Name: Apple Inc. Ticker: AAPL CUSIP: 37833100 Meeting Date: 2/13/2018 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.A | ELECTION OF DIRECTOR: JAMES BELL | For | No | |
| 1.B | ELECTION OF DIRECTOR: TIM COOK | For | No | |
| 1.C | ELECTION OF DIRECTOR: AL GORE | For | No | |
| 1.D | ELECTION OF DIRECTOR: BOB IGER | For | No | |
| 1.E | ELECTION OF DIRECTOR: ANDREA JUNG | For | No | |
| 1.F | ELECTION OF DIRECTOR: ART LEVINSON | For | No | |
| 1.G | ELECTION OF DIRECTOR: RON SUGAR | For | No | |
| 1.H | ELECTION OF DIRECTOR: SUE WAGNER | For | No | |
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | For | No | |
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | No | |
| 4 | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. NON-EMPLOYEE DIRECTOR STOCK PLAN | For | No | |
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Against | No | |
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS COMMITTEE" | Against | No | |
| |
Company Name: EQUINIX, INC. Ticker: EQIX CUSIP: 29444U700 Meeting Date: 6/7/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Thomas Bartlett | For | Yes | For |
| 1.2 | DIRECTOR Nanci Caldwell | For | Yes | For |
| 1.3 | DIRECTOR Gary Hromadko | For | Yes | For |
| 1.4 | DIRECTOR Scott Kriens | For | Yes | For |
| 1.5 | DIRECTOR William Luby | For | Yes | For |
| 1.6 | DIRECTOR Irving Lyons, III | For | Yes | For |
| 1.7 | DIRECTOR Christopher Paisley | For | Yes | For |
| 1 | DIRECTOR Peter Van Camp | For | Yes | For |
| 2 | To approve by a non-binding advisory vote the compensation of the Company's named executive officers. | For | Yes | For |
| 3 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| 4 | Stockholder proposal related proxy access reform. | Against | Yes | Against |
| |
Company Name: Facebook, Inc. Ticker: FB CUSIP: 30303M102 Meeting Date: 5/31/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Marc L. Andreessen | For | Yes | For |
| 1.2 | DIRECTOR Erskine B. Bowles | For | Yes | For |
| 1.3 | DIRECTOR Kenneth I. Chenault | For | Yes | For |
| 1.4 | DIRECTOR S. D. Desmond-Hellmann | For | Yes | For |
| 1.5 | DIRECTOR Reed Hastings | For | Yes | For |
| 1.6 | DIRECTOR Jan Koum | For | Yes | For |
| 1.7 | DIRECTOR Sheryl K. Sandberg | For | Yes | For |
| 1.8 | DIRECTOR Peter A. Thiel | For | Yes | For |
| 1.9 | DIRECTOR Mark Zuckerberg | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| 3 | A stockholder proposal regarding change in stockholder voting. | Against | Yes | For |
| 4 | A stockholder proposal regarding a risk oversight committee. | Against | Yes | For |
| 5 | A stockholder proposal regarding simple majority vote. | Against | Yes | For |
| 6 | A stockholder proposal regarding a content governance report. | Against | Yes | For |
| 7 | A stockholder proposal regarding median pay by gender. | Against | Yes | Against |
| 8 | A stockholder proposal regarding tax principles. | Against | Yes | Against |
| |
Company Name: GOGO INC. Ticker: GOGO CUSIP: 38046C109 Meeting Date: 6/8/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Ronald T. LeMay | For | Yes | For |
| 1.2 | DIRECTOR Michele Coleman Mayes | For | Yes | For |
| 1.3 | DIRECTOR Robert H. Mundheim | For | Yes | For |
| 1.4 | DIRECTOR Harris N. Williams | For | Yes | For |
| 2 | Advisory vote approving executive compensation. | For | Yes | For |
| 3 | Approval of the Amended and Restated Gogo Inc. 2016 Omnibus Incentive Plan. | For | Yes | Against |
| 4 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| |
Company Name: Netflix. Inc Ticker: NFLX CUSIP: 64110L106 Meeting Date: 6/6/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Class I Director: Richard N. Barton | For | Yes | For |
| 1b. | Election of Class I Director: Rodolphe Belmer | For | Yes | For |
| 1c. | Election of Class I Director: Bradford L. Smith | For | Yes | For |
| 1d. | Election of Class I Director: Anne M. Sweeney | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | For | Yes | For |
| 3 | Advisory approval of the Company's executive officer compensation. | For | Yes | Against |
| 4 | Stockholder proposal to allow holders of an aggregate of 15% of outstanding common stock to call special shareholder meeting, if properly presented at the meeting. | Against | Yes | For |
| 5 | Stockholder proposal regarding proxy access bylaw for director nominees by stockholders, if properly presented at the meeting. | Against | Yes | For |
| 6 | Stockholder proposal regarding clawback policy, if properly presented at the meeting. | Against | Yes | For |
| 7 | Stockholder proposal regarding shareholder right to act by written consent, if properly presented at the meeting. | Against | Yes | For |
| 8 | Stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Against | Yes | For |
| 9 | Stockholder proposal to amend Sections 2.8 and 3.3 of the bylaws to provide for the election of directors in uncontested elections by a majority vote of shares voted, if properly presented at the meeting. | Against | Yes | For |
| |
Company Name: Overstock.com, Inc. Ticker: OSTK CUSIP: 690370101 Meeting Date: 5/9/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Patrick M. Byrne | For | Yes | W |
| 1.2 | DIRECTOR Barclay F. Corbus | For | Yes | For |
| 1.3 | DIRECTOR Jonathan E. Johnson III | For | Yes | W |
| 2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| |
Company Name: PALO ALTO NETWORKS, INC. Ticker: PANW CUSIP: 697435105 Meeting Date: 12/8/2017 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1A. | ELECTION OF CLASS III DIRECTOR: FRANK CALDERONI | For | Yes | For |
| 1B. | ELECTION OF CLASS III DIRECTOR: CARL ESCHENBACH | For | Yes | For |
| 1C. | ELECTION OF CLASS III DIRECTOR: DANIEL J. WARMENHOVEN | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 31, 2018. | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 4 | TO APPROVE THE PALO ALTO NETWORKS, INC. EXECUTIVE INCENTIVE PLAN. | For | Yes | For |
| 5 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REGARDING A DIVERSITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Against | Yes | For |
| |
Company Name: PANDORA MEDIA, INC. Ticker: P CUSIP: 698354107 Meeting Date: 8/7/2017 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1A. | ELECTION OF CLASS III DIRECTOR: JASON HIRSCHHORN | For | Yes | For |
| 2 | TO APPROVE AN AMENDMENT TO THE 2014 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES AVAILABLE THEREUNDER BY 6,000,000 SHARES. | For | Yes | For |
| 3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | For | Yes | For |
| 4 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | For | Yes | For |
| |
Company Name: PANDORA MEDIA, INC. Ticker: P CUSIP: 698354107 Meeting Date: 5/21/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Roger Faxon | For | Yes | For |
| 1.2 | DIRECTOR Timothy Leiweke | For | Yes | For |
| 1.3 | DIRECTOR Mickie Rosen | For | Yes | For |
| 2 | Advisory vote to approve the compensation of our named executive officers. | For | Yes | Against |
| 3 | Advisory vote on the frequency of future stockholder advisory votes to approve the compensation of our named executive officers. | 3 | Yes | 1 |
| 4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | For | Yes | For |
| 5 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to remove certain foreign ownership restrictions on our stock. | For | Yes | For |
| |
Company Name: SINA CORPORATION Ticker: SINA CUSIP: G81477104 Meeting Date: 11/3/2017 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | RE-ELECTION OF YICHEN ZHANG AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | For | Yes | For |
| 3 | ELECTION OF BRETT H. KRAUSE AS A DIRECTOR OF THE COMPANY. | Against | Yes | For |
| 4 | ELECTION OF THOMAS J. MANNING AS A DIRECTOR OF THE COMPANY. | Against | Yes | For |
| |
Company Name: TENCENT HOLDINGS LTD, GEORGE TOWN Ticker: CUSIP: G87572163 Meeting Date: 5/16/2018 Meeting Type: Annual General Meeting |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | For | Yes | For |
| 2 | TO DECLARE A FINAL DIVIDEND | For | Yes | For |
| 3.A | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | For | Yes | Against |
| 3.B | TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR | For | Yes | For |
| 3.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | Yes | For |
| 4 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | For | Yes | For |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | For | Yes | Against |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | Yes | For |
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | For | Yes | Against |
| |
Company Name: TESLA MOTORS, INC. Ticker: TSLA CUSIP: 88160R101 Meeting Date: 3/21/2018 Meeting Type: Special |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1 | To approve the grant of a performance-based stock option award to Elon Musk. | For | Yes | Against |
| |
Company Name: TESLA MOTORS, INC. Ticker: TSLA CUSIP: 88160R101 Meeting Date: 6/5/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | Election of Class II Director: Antonio Gracias | For | Yes | For |
| 1.2 | Election of Class II Director: James Murdoch | For | Yes | For |
| 1.3 | Election of Class II Director: Kimbal Musk | For | Yes | Against |
| 2 | To ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2018. | For | Yes | For |
| 3 | A stockholder proposal to require that the Chair of the Board of Directors be an independent director. | Against | Yes | Against |
| 4 | A stockholder proposal regarding proxy access. | Against | Yes | For |
| |
Company Name: TWITTER, INC. Ticker: TWTR CUSIP: 90184L102 Meeting Date: 5/30/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Director: Martha Lane Fox | For | Yes | For |
| 1b. | Election of Director: David Rosenblatt | For | Yes | For |
| 1c. | Election of Director: Evan Williams | For | Yes | For |
| 1d. | Election of Director: Debra Lee | For | Yes | For |
| 2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | For |
| 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | For | Yes | For |
| 4 | A stockholder proposal regarding the formation of a public policy committee of the Board of Directors. | Against | Yes | Against |
| 5 | A stockholder proposal regarding a report on our content enforcement policies. | Against | Yes | For |
| |
Company Name: Western Union Co Ticker: WU CUSIP: 959802109 Meeting Date: 5/18/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1a. | Election of Director: Martin I. Cole | For | Yes | For |
| 1b. | Election of Director: Hikmet Ersek | For | Yes | For |
| 1c. | Election of Director: Richard A. Goodman | For | Yes | For |
| 1d. | Election of Director: Betsy D. Holden | For | Yes | For |
| 1e. | Election of Director: Jeffrey A. Joerres | For | Yes | For |
| 1f. | Election of Director: Roberto G. Mendoza | For | Yes | For |
| 1g. | Election of Director: Michael A. Miles, Jr. | For | Yes | For |
| 1h. | Election of Director: Robert W. Selander | For | Yes | For |
| 1i. | Election of Director: Frances Fragos Townsend | For | Yes | For |
| 1j. | Election of Director: Solomon D. Trujillo | For | Yes | For |
| 2 | Advisory Vote to Approve Executive Compensation | For | Yes | For |
| 3 | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2018 | For | Yes | For |
| 4 | Approval of Amendment to the Charter to Reduce the Threshold Stock Ownership Requirement for Stockholders to Call a Special Meeting | For | Yes | For |
| 5 | Stockholder Proposal Regarding Political Contributions Disclosure | Against | Yes | Against |
| |
Company Name: WORKDAY, INC. Ticker: WDAY CUSIP: 98138H101 Meeting Date: 6/20/2018 Meeting Type: Annual |
| |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| |
| Management Proposal |
| 1.1 | DIRECTOR Aneel Bhusri | For | Yes | For |
| 1.2 | DIRECTOR David A. Duffield | For | Yes | For |
| 1.3 | DIRECTOR Lee J. Styslinger, III | For | Yes | For |
| 2 | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2019. | For | Yes | For |
| 3 | Advisory vote on named executive officer compensation. | For | Yes | For |
| 4 | Approve limits on awards to non-employee directors under the 2012 Equity Incentive Plan. | For | Yes | Against |
| |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
