UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08268
______________________________________________
FIRSTHAND FUNDS
________________________________________________________________________
(Exact name of registrant as specified in charter)
150 ALMADEN BLVD., SUITE 1250
SAN JOSE, CALIFORNIA 95113
________________________________________________________________________
(Address of principal executive offices)(Zip code)
(Name and Address of Agent for Service) | ||
Kevin M. Landis Firsthand Capital Management, Incorporated 150 Almaden Blvd., Suite 1250 San Jose, California 95113 | ||
| With copy to: | ||
Kelvin K. Leung, Esq. Firsthand Capital Management, Incorporated 111 N. Market Street, Ste. 105 San Jose, California 95113 | Ellen Blanchard, Esq. BNY Mellon Asset Servicing One Boston Place 201 Washington Street, 34th floor Boston, MA 02108 | David Hearth, Esq. Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105 |
Registrant’s telephone number, including area code: (408) 886-7096
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Item 1. Proxy Voting Record.
Firsthand Alternative Energy Fund
| Company Name: | 3M CO | ||
| Ticker: | MMM | CUSIP: | 88579Y101 |
| Meeting Date: | 5/12/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: THOMAS TONY" K. BROWN " | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: MUHTAR KENT | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: INGE G. THULIN | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Yes | For |
| 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | Yes | For |
| Company Name: | ABB LTD | ||
| Ticker: | ABB | CUSIP: | 000375204 |
| Meeting Date: | 4/30/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2014 | For | Yes | For |
| 2 | CONSULTATIVE VOTE ON THE 2014 COMPENSATION REPORT | For | Yes | For |
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | For | Yes | For |
| 4.1 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | For | Yes | For |
| 4.2 | CAPITAL REDUCTION THROUGH NOMINAL VALUE REPAYMENT | For | Yes | For |
| 5 | AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED TO THE CAPITAL REDUCTION | For | Yes | For |
| 6 | RENEWAL OF AUTHORIZED SHARE CAPITAL | For | Yes | For |
| 7.1 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | For | Yes | For |
| 7.2 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2016 | For | Yes | For |
| 8.1 | ELECTION OF DIRECTOR: ROGER AGNELLI | For | Yes | For |
| 8.2 | ELECTION OF DIRECTOR: MATTI ALAHUHTA | For | Yes | For |
| 8.3 | ELECTION OF DIRECTOR: DAVID CONSTABLE | For | Yes | For |
| 8.4 | ELECTION OF DIRECTOR: LOUIS R. HUGHES | For | Yes | For |
| 8.5 | ELECTION OF DIRECTOR: MICHEL DE ROSEN | For | Yes | For |
| 8.6 | ELECTION OF DIRECTOR: JACOB WALLENBERG | For | Yes | For |
| 8.7 | ELECTION OF DIRECTOR: YING YEH | For | Yes | For |
| 8.8 | ELECTION OF DIRECTOR AND CHAIRMAN: PETER VOSER | For | Yes | For |
| 9.1 | ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | For | Yes | For |
| 9.2 | ELECTION TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | For | Yes | For |
| 9.3 | ELECTION TO THE COMPENSATION COMMITTEE: YING YEH | For | Yes | For |
| 10 | RE-ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER | For | Yes | For |
| 11 | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG | For | Yes | For |
| Company Name: | Amtech Systems, Inc. | ||
| Ticker: | ASYS | CUSIP: | 032332504 |
| Meeting Date: | 1/29/2015 | Meeting Type: | Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 21, 2014, BY AND AMONG AMTECH SYSTEMS, INC., BTU MERGER SUB, INC. AND BTU INTERNATIONAL, INC., PURSUANT TO WHICH MERGER SUB WILL MERGE WITH AND INTO BTU, AS MORE FULLY DESCRIBED IN THE ATTACHED JOINT PROXY STATEMENT/PROSPECTUS. | For | Yes | For |
| 2 | TO ADJOURN THE AMTECH SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE AMTECH MERGER PROPOSAL. | For | Yes | For |
| Company Name: | Amtech Systems, Inc. | ||
| Ticker: | ASYS | CUSIP: | 032332504 |
| Meeting Date: | 4/9/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : JONG S. WHANG | For | Yes | For |
| 1.2 | DIRECTOR : FOKKO PENTINGA | For | Yes | For |
| 1.3 | DIRECTOR : PAUL J. VAN DER WANSEM | For | Yes | For |
| 1.4 | DIRECTOR : MICHAEL GARNREITER | For | Yes | For |
| 1.5 | DIRECTOR : EGBERT J.G. GOUDENA | For | Yes | For |
| 1.6 | DIRECTOR : ROBERT F. KING | For | Yes | For |
| 1.7 | DIRECTOR : SUKESH MOHAN | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | For | Yes | For |
| 3 | APPROVAL OF AMENDMENT TO 2007 EMPLOYEE STOCK INCENTIVE PLAN. | For | Yes | Against |
| 4 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| Company Name: | ASPEN AEROGELS, INC. | ||
| Ticker: | ASPN | CUSIP: | 04523Y105 |
| Meeting Date: | 6/17/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : P. RAMSAY BATTIN | For | Yes | For |
| 1.2 | DIRECTOR : ROBERT M. GERVIS | For | Yes | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | Corning Inc. | ||
| Ticker: | GLW | CUSIP: | 219350105 |
| Meeting Date: | 4/30/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: DONALD W. BLAIR | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | For | Yes | Against |
| 1E. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: JAMES B. FLAWS | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | For | Yes | For |
| 1M. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | For | Yes | For |
| 1N. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
| 4 | HOLY LAND PRINCIPLES SHAREHOLDER PROPOSAL. | Against | Yes | Against |
| Company Name: | COVANTA HOLDING CORPORATION | ||
| Ticker: | CVA | CUSIP: | 22282E102 |
| Meeting Date: | 5/7/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : DAVID M. BARSE | For | Yes | For |
| 1.2 | DIRECTOR : RONALD J. BROGLIO | For | Yes | For |
| 1.3 | DIRECTOR : PETER C.B. BYNOE | For | Yes | For |
| 1.4 | DIRECTOR : LINDA J. FISHER | For | Yes | For |
| 1.5 | DIRECTOR : JOSEPH M. HOLSTEN | For | Yes | For |
| 1.6 | DIRECTOR : STEPHEN J. JONES | For | Yes | For |
| 1.7 | DIRECTOR : ANTHONY J. ORLANDO | For | Yes | For |
| 1.8 | DIRECTOR : WILLIAM C. PATE | For | Yes | For |
| 1.9 | DIRECTOR : ROBERT S. SILBERMAN | For | Yes | For |
| 1.10 | DIRECTOR : JEAN SMITH | For | Yes | For |
| 1.11 | DIRECTOR : SAMUEL ZELL | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2015 FISCAL YEAR. | For | Yes | For |
| Company Name: | Cree, Inc. | ||
| Ticker: | CREE | CUSIP: | 225447101 |
| Meeting Date: | 10/28/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : CHARLES M. SWOBODA | For | Yes | For |
| 1.2 | DIRECTOR : CLYDE R. HOSEIN | For | Yes | For |
| 1.3 | DIRECTOR : ROBERT A. INGRAM | For | Yes | For |
| 1.4 | DIRECTOR : FRANCO PLASTINA | For | Yes | For |
| 1.5 | DIRECTOR : JOHN B. REPLOGLE | For | Yes | For |
| 1.6 | DIRECTOR : ALAN J. RUUD | For | Yes | For |
| 1.7 | DIRECTOR : ROBERT L. TILLMAN | For | Yes | For |
| 1.8 | DIRECTOR : THOMAS H. WERNER | For | Yes | For |
| 1.9 | DIRECTOR : ANNE C. WHITAKER | For | Yes | For |
| 2 | APPROVAL OF AMENDMENT TO THE 2013 LONG-TERM INCENTIVE COMPENSATION PLAN. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 28, 2015. | For | Yes | For |
| 4 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| Company Name: | ESCO TECHNOLOGIES INC. | ||
| Ticker: | ESE | CUSIP: | 296315104 |
| Meeting Date: | 2/5/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : LEON J. OLIVER | For | Yes | For |
| 1.2 | DIRECTOR : VICTOR L. RICHEY | For | Yes | For |
| 1.3 | DIRECTOR : JAMES M. STOLZE | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2015 | For | Yes | For |
| 3 | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | For | Yes | For |
| 4 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | Against |
| Company Name: | EXAR CORPORATION | ||
| Ticker: | EXAR | CUSIP: | 300645108 |
| Meeting Date: | 9/18/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : BEHROOZ ABDI | For | Yes | For |
| 1.2 | DIRECTOR : IZAK BENCUYA | For | Yes | For |
| 1.3 | DIRECTOR : LOUIS DINARDO | For | Yes | For |
| 1.4 | DIRECTOR : PIERRE GUILBAULT | For | Yes | For |
| 1.5 | DIRECTOR : BRIAN HILTON | For | Yes | For |
| 1.6 | DIRECTOR : RICHARD L. LEZA | For | Yes | For |
| 1.7 | DIRECTOR : GARY MEYERS | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 29, 2015. | For | Yes | For |
| 3 | TO APPROVE BY STOCKHOLDER ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT UNDER THE SECTION TITLED EXECUTIVE COMPENSATION", INCLUDING THE COMPENSATION TABLES AND OTHER NARRATIVE EXECUTIVE COMPENSATION DISCLOSURES THEREIN, REQUIRED BY ITEM 402 OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) " | For | Yes | For |
| 4 | TO APPROVE A NEW INCENTIVE PLAN, THE 2014 EQUITY INCENTIVE PLAN. | For | Yes | Against |
| Company Name: | FIRST SOLAR, INC. | ||
| Ticker: | FSLR | CUSIP: | 336433107 |
| Meeting Date: | 5/20/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : MICHAEL J. AHEARN | For | Yes | For |
| 1.2 | DIRECTOR : SHARON L. ALLEN | For | Yes | For |
| 1.3 | DIRECTOR : RICHARD D. CHAPMAN | For | Yes | For |
| 1.4 | DIRECTOR : GEORGE A. HAMBRO | For | Yes | For |
| 1.5 | DIRECTOR : JAMES A. HUGHES | For | Yes | For |
| 1.6 | DIRECTOR : CRAIG KENNEDY | For | Yes | For |
| 1.7 | DIRECTOR : JAMES F. NOLAN | For | Yes | For |
| 1.8 | DIRECTOR : WILLIAM J. POST | For | Yes | For |
| 1.9 | DIRECTOR : J. THOMAS PRESBY | For | Yes | For |
| 1.10 | DIRECTOR : PAUL H. STEBBINS | For | Yes | For |
| 1.11 | DIRECTOR : MICHAEL SWEENEY | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | APPROVAL OF THE ADOPTION OF THE FIRST SOLAR, INC. 2015 OMNIBUS INCENTIVE COMPENSATION PLAN. | For | Yes | For |
| Company Name: | GAMESA CORPORACION TECNOLOGICA SA | ||
| Ticker: | CUSIP: | E54667113 | |
| Meeting Date: | 5/7/2015 | Meeting Type: | Ordinary General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 08 MAY 2015 AT 12:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | No | None |
| 1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | For | Yes | For |
| 2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | For | Yes | For |
| 3 | APPROVAL MANAGEMENT OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4 | ALLOCATION OF RESULTS | For | Yes | For |
| 5 | REELECTION MR FRANCISCO JAVIER VILLALBA SANCHEZ AS DIRECTOR | For | Yes | For |
| 6 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | Yes | For |
| 7 | APPOINTMENT MRS GLORIA HERNANDEZ GARCIA AS DIRECTOR | For | Yes | For |
| 8 | APPOINTMENT MR ANDONI CENDOYA ARANZAMENDI AS DIRECTOR | For | Yes | For |
| 9 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES | For | Yes | For |
| 10 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL FOR FIVE YEARS | For | Yes | For |
| 11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE FIXED INCOME FOR FIVE YEARS | For | Yes | For |
| 12 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLE DEBENTURES AND BONDS | For | Yes | For |
| 13.1 | AMENDMENT OF BYLAWS TITTLE I | For | Yes | For |
| 13.2 | TITTLE II | For | Yes | For |
| 13.3 | NEW TITTLE III | For | Yes | For |
| 13.4 | NEW TITTLES IV TO VII | For | Yes | For |
| 13.5 | CONSOLIDATED TEXT OF BYLAWS | For | Yes | For |
| 14.1 | AMENDMENT RULES OF PROCEDURE OF THE GENERAL MEETING OF SHAREHOLDER TITTLE I | For | Yes | For |
| 14.2 | TITTLES III AND IV | For | Yes | For |
| 14.3 | TITTLE V AND FINAL DISPOSITION | For | Yes | For |
| 14.4 | CONSOLIDATED TEXT OF THE PROCEDURE OF THE GENERAL MEETING | For | Yes | For |
| 15 | MAXIMUM ANNUAL REMUNERATION FOR THE BOARD OF DIRECTORS | For | Yes | For |
| 16 | DELEGATION OF POWERS TO IMPLEMNT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | For | Yes | For |
| 17 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT | For | Yes | For |
| Company Name: | Honeywell International, Inc. | ||
| Ticker: | HON | CUSIP: | 438516106 |
| Meeting Date: | 4/27/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM S. AYER | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: KEVIN BURKE | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: DAVID M. COTE | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: JUDD GREGG | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: GEORGE PAZ | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | For | Yes | For |
| 1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | For | Yes | For |
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | For | Yes | For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| 4. | INDEPENDENT BOARD CHAIRMAN. | Against | Yes | Against |
| 5. | RIGHT TO ACT BY WRITTEN CONSENT. | Against | Yes | For |
| 6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Against | Yes | Against |
| Company Name: | IBERDROLA SA, BILBAO | ||
| Ticker: | CUSIP: | E6165F166 | |
| Meeting Date: | 3/27/2015 | Meeting Type: | Ordinary General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 MAR 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | No | None |
| CMMT | SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EURO GROSS PER SHARE, TO BE PAID TO THOSE ENTITLED WITH TRADES REGISTERED ON MARCH 22ND OR 23RD (DEPENDING UPON THE CELEBRATION OF THE MEETING IN 1ST OR 2ND CALL) THROUGH THE ENTITIES PARTICIPATING IN IBERCLEAR, SPAIN'S CENTRAL DEPOSITARY | None | No | None |
| 1 | APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS OF THE COMPANY AND OF THE ANNUAL ACCOUNTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2014 | For | Yes | For |
| 2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF THE COMPANY AND OF THE MANAGEMENT REPORT OF THE COMPANY CONSOLIDATED WITH THAT OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2014 | For | Yes | For |
| 3 | APPROVAL OF THE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2014 | For | Yes | For |
| 4 | RE-ELECTION OF ERNST & YOUNG, S. L. AS AUDITOR OF THE COMPANY AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2015 | For | Yes | For |
| 5 | APPROVAL OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2014 | For | Yes | For |
| 6.A | INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES IN ORDER TO IMPLEMENT TWO NEW EDITIONS OF THE IBERDROLA FLEXIBLE DIVIDEND" SYSTEM: APPROVAL OF AN INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 777 MILLION EUROS FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY. OFFER TO THE SHAREHOLDERS OF THE ACQUISITION OF THEIR FREE-OF-CHARGE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF AN INCOMPLETE ALLOCATION. APPLICATION FOR ADMISSION OF THE SHARES ISSUED TO TRADING ON THE BILBAO, MADRID, BARCELONA, AND VALENCIA STOCK EXCHANGES THROUGH THE AUTOMATED QUOTATION SYSTEM (SISTEMA DE INTERCONEXION BURSATIL). DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWER TO AMEND THE ARTICLE OF THE BY-LAWS GOVERNING SHARE CAPITAL " | For | Yes | For |
| 6.B | INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES IN ORDER TO IMPLEMENT TWO NEW EDITIONS OF THE IBERDROLA FLEXIBLE DIVIDEND" SYSTEM: APPROVAL OF AN INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 886 MILLION EUROS FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY. OFFER TO THE SHAREHOLDERS OF THE ACQUISITION OF THEIR FREE-OF-CHARGE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF AN INCOMPLETE ALLOCATION. APPLICATION FOR ADMISSION OF THE SHARES ISSUED TO TRADING ON THE BILBAO, MADRID, BARCELONA, AND VALENCIA STOCK EXCHANGES THROUGH THE AUTOMATED QUOTATION SYSTEM (SISTEMA DE INTERCONEXION BURSATIL). DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWER TO AMEND THE ARTICLE OF THE BY-LAWS GOVERNING SHARE CAPITAL " | For | Yes | For |
| 7.A | RATIFICATION OF THE INTERIM APPOINTMENT AND RE-ELECTION OF MR JOSE WALFREDO FERNANDEZ AS DIRECTOR, WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR | For | Yes | For |
| 7.B | RATIFICATION OF THE INTERIM APPOINTMENT AND RE-ELECTION OF MS DENISE MARY HOLT AS DIRECTOR, WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR | For | Yes | For |
| 7.C | RATIFICATION OF THE INTERIM APPOINTMENT AND RE-ELECTION OF MR MANUEL MOREU MUNAIZ AS DIRECTOR, WITH THE STATUS OF OTHER EXTERNAL DIRECTOR | For | Yes | For |
| 7.D | RE-ELECTION OF MR ANGEL JESUS ACEBES PANIAGUA AS DIRECTOR, WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR | For | Yes | For |
| 7.E | RE-ELECTION OF MS MARIA HELENA ANTOLIN RAYBAUD AS DIRECTOR, WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR | For | Yes | For |
| 7.F | RE-ELECTION OF MR SANTIAGO MARTINEZ LAGE AS DIRECTOR, WITH THE STATUS OF EXTERNAL INDEPENDENT DIRECTOR | For | Yes | For |
| 7.G | RE-ELECTION OF MR JOSE LUIS SAN PEDRO GUERENABARRENA AS DIRECTOR, WITH THE STATUS OF OTHER EXTERNAL DIRECTOR | For | Yes | For |
| 7.H | RE-ELECTION OF MR JOSE IGNACIO SANCHEZ GALAN AS DIRECTOR, WITH THE STATUS OF EXECUTIVE DIRECTOR | For | Yes | For |
| 8.A | AMENDMENTS OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT (LEY DE SOCIEDADES DE CAPITAL) TO IMPROVE CORPORATE GOVERNANCE, TO REFLECT THE STATUS OF IBERDROLA, S.A. AS A HOLDING COMPANY, TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE, AND TO SIMPLIFY THE TEXT THEREOF: AMENDMENT OF THE CURRENT TITLE I (THE COMPANY, ITS SHARE CAPITAL, AND ITS SHAREHOLDERS) | For | Yes | For |
| 8.B | AMENDMENTS OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT (LEY DE SOCIEDADES DE CAPITAL) TO IMPROVE CORPORATE GOVERNANCE, TO REFLECT THE STATUS OF IBERDROLA, S.A. AS A HOLDING COMPANY, TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE, AND TO SIMPLIFY THE TEXT THEREOF: AMENDMENT OF THE CURRENT CHAPTER I OF TITLE II, WHICH NOW BECOMES THE NEW TITLE II (THE GENERAL SHAREHOLDERS' MEETING) | For | Yes | For |
| 8.C | AMENDMENTS OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT (LEY DE SOCIEDADES DE CAPITAL) TO IMPROVE CORPORATE GOVERNANCE, TO REFLECT THE STATUS OF IBERDROLA, S.A. AS A HOLDING COMPANY, TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE, AND TO SIMPLIFY THE TEXT THEREOF: AMENDMENT OF THE CURRENT CHAPTER II OF TITLE II, WHICH NOW BECOMES THE NEW TITLE III (MANAGEMENT OF THE COMPANY) | For | Yes | For |
| 8.D | AMENDMENTS OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT (LEY DE SOCIEDADES DE CAPITAL) TO IMPROVE CORPORATE GOVERNANCE, TO REFLECT THE STATUS OF IBERDROLA, S.A. AS A HOLDING COMPANY, TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE, AND TO SIMPLIFY THE TEXT THEREOF: AMENDMENT OF THE CURRENT TITLES III AND IV, WHICH NOW BECOME THE NEW TITLES IV (BREAKTHROUGH OF RESTRICTIONS IN THE EVENT OF TAKEOVER BIDS) AND V (ANNUAL ACCOUNTS, DISSOLUTION, AND LIQUIDATION), AND ELIMINATION OF THE CURRENT TITLE V (FINAL PROVISIONS) | For | Yes | For |
| 9.A | AMENDMENTS OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT TO IMPROVE CORPORATE GOVERNANCE, AND TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE: AMENDMENT OF THE PRELIMINARY TITLE AND OF TITLE I (FUNCTION, TYPES, AND POWERS) | For | Yes | For |
| 9.B | AMENDMENTS OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT TO IMPROVE CORPORATE GOVERNANCE, AND TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE: AMENDMENT OF TITLES II (CALL TO THE GENERAL SHAREHOLDERS' MEETING), III (RIGHT TO ATTEND AND PROXY REPRESENTATION) AND IV (INFRASTRUCTURE AND EQUIPMENT) | For | Yes | For |
| 9.C | AMENDMENTS OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT TO IMPROVE CORPORATE GOVERNANCE, AND TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE: AMENDMENT OF TITLE V (CONDUCT OF THE GENERAL SHAREHOLDERS' MEETING) | For | Yes | For |
| 9.D | AMENDMENTS OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO CONFORM THE TEXT THEREOF TO LAW 31/2014, OF 3 DECEMBER, AMENDING THE COMPANIES ACT TO IMPROVE CORPORATE GOVERNANCE, AND TO INCLUDE OTHER IMPROVEMENTS IN THE AREA OF CORPORATE GOVERNANCE AND OF A TECHNICAL NATURE: AMENDMENT OF TITLES VI (VOTING AND ADOPTION OF RESOLUTIONS), VII (CLOSURE AND MINUTES OF THE MEETING) AND VIII (SUBSEQUENT ACTS) | For | Yes | For |
| 10 | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE RETIREMENT OF 148,483,000 OWN SHARES REPRESENTING 2.324% OF THE SHARE CAPITAL OF IBERDROLA, S.A. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWERS TO AMEND THE ARTICLE OF THE BY-LAWS GOVERNING SHARE CAPITAL AND TO APPLY FOR THE REMOVAL FROM TRADING OF THE RETIRED SHARES AND FOR THE REMOVAL THEREOF FROM THE BOOK-ENTRY REGISTERS | For | Yes | For |
| 11 | DELEGATION OF POWERS TO FORMALISE AND IMPLEMENT ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION THEREOF, FURTHER ELABORATION THEREON, AND REGISTRATION THEREOF | For | Yes | For |
| 12 | CONSULTATIVE VOTE REGARDING THE ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2014 | For | Yes | For |
| Company Name: | Intevac, Inc. | ||
| Ticker: | IVAC | CUSIP: | 461148108 |
| Meeting Date: | 6/4/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : NORMAN H. POND | For | Yes | For |
| 1.2 | DIRECTOR : WENDELL T. BLONIGAN | For | Yes | For |
| 1.3 | DIRECTOR : JAMES P. BENHAM | For | Yes | For |
| 1.4 | DIRECTOR : MATTHEW A. DRAPKIN | For | Yes | For |
| 1.5 | DIRECTOR : DAVID S. DURY | For | Yes | For |
| 1.6 | DIRECTOR : MARC T. GILES | For | Yes | For |
| 1.7 | DIRECTOR : THOMAS M. ROHRS | For | Yes | For |
| 1.8 | DIRECTOR : JOHN F. SCHAEFER | For | Yes | For |
| 2 | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 300,000 SHARES. | For | Yes | For |
| 3 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING JANUARY 2, 2016. | For | Yes | For |
| Company Name: | Itron, Inc. | ||
| Ticker: | ITRI | CUSIP: | 465741106 |
| Meeting Date: | 5/8/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF DIRECTOR: KIRBY A. DYESS | For | Yes | For |
| 1.2 | ELECTION OF DIRECTOR: PHILIP C. MEZEY | For | Yes | For |
| 1.3 | ELECTION OF DIRECTOR: DANIEL S. PELINO | For | Yes | For |
| 1.4 | ELECTION OF DIRECTOR: TIMOTHY M. LEYDEN | For | Yes | For |
| 2 | PROPOSAL TO RE-APPROVE THE ITRON, INC. EXECUTIVE MANAGEMENT INCENTIVE PLAN. | For | Yes | For |
| 3 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | Yes | Against |
| 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | For | Yes | For |
| Company Name: | JA SOLAR HOLDINGS CO., LTD. | ||
| Ticker: | JASO | CUSIP: | 466090206 |
| Meeting Date: | 6/1/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2014. | For | Yes | For |
| 2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 7 | TO ELECT YUHONG FAN AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 8 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | Yes | For |
| Company Name: | JINKO SOLAR HOLDINGS COMPANY | ||
| Ticker: | JKS | CUSIP: | 47759T100 |
| Meeting Date: | 10/28/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | THAT MR. KANGPING CHEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
| 2 | THAT MR. XIANHUA LI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
| 3 | THAT THE APPOINTMENT OF MR. LONGGEN ZHANG AS A DIRECTOR BE RATIFIED. | For | Yes | For |
| 4 | THAT THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2014 BE RATIFIED. | For | Yes | For |
| 5 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | Yes | For |
| 6 | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND ALL ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FOREGOING RESOLUTIONS 1 TO 5 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT. | For | Yes | Against |
| Company Name: | Johnson Controls, Inc. | ||
| Ticker: | JCI | CUSIP: | 478366107 |
| Meeting Date: | 1/28/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : NATALIE A. BLACK | For | Yes | For |
| 1.2 | DIRECTOR : RAYMOND L. CONNER | For | Yes | For |
| 1.3 | DIRECTOR : RICHARD GOODMAN | For | Yes | For |
| 1.4 | DIRECTOR : WILLIAM H. LACY | For | Yes | For |
| 1.5 | DIRECTOR : ALEX A. MOLINAROLI | For | Yes | For |
| 1.6 | DIRECTOR : MARK P. VERGNANO | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2015. | For | Yes | For |
| 3 | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| Company Name: | Koninklijke Philips Electronics | ||
| Ticker: | PHG | CUSIP: | 500472303 |
| Meeting Date: | 5/7/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 2C | ADOPTION OF THE 2014 FINANCIAL STATEMENTS | For | Yes | For |
| 2D | ADOPTION OF A DIVIDEND OF EUR 0.80 PER COMMON SHARE IN CASH OR SHARES, AT THE OPTION OF THE SHAREHOLDER | For | Yes | For |
| 2E | DISCHARGE OF THE RESPONSIBILITIES OF THE MEMBERS OF THE BOARD OF MANAGEMENT | For | Yes | For |
| 2F | DISCHARGE OF THE RESPONSIBILITIES OF THE MEMBERS OF THE SUPERVISORY BOARD | For | Yes | For |
| 3 | ADOPTION OF THE PROPOSAL TO SEPARATE THE LIGHTING BUSINESS FROM ROYAL PHILIPS | For | Yes | For |
| 4A | RE-APPOINT MR FRANS VAN HOUTEN AS PRESIDENT/CEO AND MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 4B | RE-APPOINT MR RON WIRAHADIRAKSA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 4C | RE-APPOINT MR PIETER NOTA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 5A | RE-APPOINT MR JACKSON TAI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 5B | RE-APPOINT MR HEINO VON PRONDZYNSKI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 5C | RE-APPOINT MR KEES VAN LEDE AS MEMBER OF THE SUPERVISORY BOARD FOR A TERM OF TWO YEARS WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 5D | APPOINT MR DAVID PYOTT AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | Yes | For |
| 6 | ADOPTION OF THE REVISED REMUNERATION FOR SUPERVISORY BOARD MEMBERS | For | Yes | For |
| 7A | APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS EXTERNAL AUDITOR OF THE COMPANY | For | Yes | For |
| 7B | ADOPT THE PROPOSAL TO AMEND THE TERM OF APPOINTMENT OF THE EXTERNAL AUDITOR IN THE ARTICLES OF ASSOCIATION | For | Yes | Against |
| 8A | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | For | Yes | For |
| 8B | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | For | Yes | For |
| 9 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | For | Yes | For |
| 10 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO CANCEL SHARES | For | Yes | For |
| Company Name: | Metalico Inc | ||
| Ticker: | MEA | CUSIP: | 591176102 |
| Meeting Date: | 12/19/2014 | Meeting Type: | Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | TO CONSIDER AND ACT UPON A PROPOSAL (THE EXCHANGE APPROVAL PROPOSAL") TO APPROVE AND RATIFY THE ISSUANCE OF SHARES OF THE CORPORATION'S COMMON STOCK AS DESCRIBED IN THE PROXY STATEMENT " | For | Yes | For |
| 2 | TO AMEND THE CORPORATION'S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 SHARES TO 300,000,000 SHARES | For | Yes | For |
| 3 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES AT THE SPECIAL MEETING TO APPROVE EACH OF THE FOREGOING PROPOSALS | For | Yes | For |
| Company Name: | MOTECH INDUSTRIES CO LTD | ||
| Ticker: | 6244.TWO | CUSIP: | Y61397108 |
| Meeting Date: | 3/2/2015 | Meeting Type: | ExtraOrdinary General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | 04 FEB 2015: DELETION OF COMMENT | None | No | None |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | No | None |
| CMMT | THE MEETING SCHEDULED TO BE HELD ON 02 MAR 2015, IS FOR MERGER AND ACQUISITION OF (MOTECH INDUSTRIES INC & ISIN: TW0006244007) AND (TOPCELL SOLAR INTERNATIONAL CO., LTD (UNLISTED)). IF YOU WISH TO DISSENT ON THE MERGER PLEASE SUBMIT THIS IN WRITING BEFORE THE MEETING TO WAIVE YOUR VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT ON THE MERGER. | None | No | None |
| CMMT | 04 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | No | None |
| 1 | THE PROPOSAL TO MERGE WITH LIAN-JING CORPORATION (UNLISTED) BY ISSUING NEW SHARES | For | Yes | For |
| 2 | EXTRAORDINARY MOTIONS | Abstain | Yes | Against |
| Company Name: | MOTECH INDUSTRIES CO LTD | ||
| Ticker: | 6244.TWO | CUSIP: | Y61397108 |
| Meeting Date: | 6/15/2015 | Meeting Type: | Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE'. | None | No | None |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | No | None |
| 1 | 2014 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | For | Yes | For |
| 2 | THE APPROPRIATION FOR OFFSETTING DEFICIT OF YEAR 2014 | For | Yes | For |
| 3 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | Yes | For |
| 4 | THE ISSUANCE OF NEW SHARES FOR RESTRICTED EMPLOYEE SHARES | For | Yes | For |
| 5.1 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | Yes | For |
| 6 | PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | For | Yes | Against |
| 7 | EXTRAORDINARY MOTIONS | Abstain | Yes | Against |
| Company Name: | Orion Energy Systems, Inc. | ||
| Ticker: | OESX | CUSIP: | 686275108 |
| Meeting Date: | 8/6/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : JOHN H. SCRIBANTE | For | Yes | For |
| 1.2 | DIRECTOR : MICHAEL J. POTTS | For | Yes | For |
| 1.3 | DIRECTOR : KENNETH L. GOODSON, JR. | For | Yes | For |
| 1.4 | DIRECTOR : ELIZABETH GAMSKY RICH | For | Yes | For |
| 2 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | Yes | For |
| 3 | RATIFICATION OF BDO USA, LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | For | Yes | For |
| Company Name: | Power Integrations, Inc. | ||
| Ticker: | POWI | CUSIP: | 739276103 |
| Meeting Date: | 5/15/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : BALU BALAKRISHNAN | For | Yes | For |
| 1.2 | DIRECTOR : ALAN D. BICKELL | For | Yes | For |
| 1.3 | DIRECTOR : NICHOLAS E. BRATHWAITE | For | Yes | For |
| 1.4 | DIRECTOR : WILLIAM GEORGE | For | Yes | For |
| 1.5 | DIRECTOR : BALAKRISHNAN S. IYER | For | Yes | For |
| 1.6 | DIRECTOR : E. FLOYD KVAMME | For | Yes | For |
| 1.7 | DIRECTOR : STEVEN J. SHARP | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | Praxair, Inc. | ||
| Ticker: | PX | CUSIP: | 74005P104 |
| Meeting Date: | 4/28/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: IRA D. HALL | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: LARRY D. MCVAY | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: DENISE L. RAMOS | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: WAYNE T. SMITH | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: ROBERT L. WOOD | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2015 PROXY STATEMENT | For | Yes | Against |
| 3 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Against | Yes | Against |
| 4 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | For | Yes | For |
| Company Name: | QUANTA SERVICES, INC. | ||
| Ticker: | PWR | CUSIP: | 74762E102 |
| Meeting Date: | 5/21/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: JAMES R. BALL | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: J. MICHAL CONAWAY | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: VINCENT D. FOSTER | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: BERNARD FRIED | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: LOUIS C. GOLM | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: WORTHING F. JACKMAN | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: JAMES F. O'NEIL III | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: BRUCE RANCK | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: MARGARET B. SHANNON | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: PAT WOOD, III | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | Yes | For |
| 3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S EXECUTIVE COMPENSATION | For | Yes | For |
| Company Name: | ROCKWOOD HOLDINGS, INC. | ||
| Ticker: | ROC | CUSIP: | 774415103 |
| Meeting Date: | 11/14/2014 | Meeting Type: | Special |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 15, 2014, AMONG ALBEMARLE CORPORATION, ALBEMARLE HOLDINGS CORPORATION AND ROCKWOOD HOLDINGS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | For | Yes | For |
| 2 | PROPOSAL TO APPROVE, ON AN ADVISORY NON-BINDING BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ROCKWOOD HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | For | Yes | For |
| 3 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT PROPOSAL 1. | For | Yes | For |
| Company Name: | SHARP CORPORATION | ||
| Ticker: | CUSIP: | J71434112 | |
| Meeting Date: | 6/23/2015 | Meeting Type: | Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Amend Articles to: Expand Business Lines, Establish the Articles Related to Class A and Class B Shares, Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors | For | Yes | For |
| 2 | Approve Issuance of New Class A Shares and Class B Shares to a Third Party or Third Parties | For | Yes | For |
| 3 | Approve Reduction of Stated Capital and Capital Reserve | For | Yes | For |
| 4 | Approve Appropriation of Other capital surplus | For | Yes | For |
| 5.1 | Appoint a Director Takahashi, Kozo | For | Yes | For |
| 5.2 | Appoint a Director Mizushima, Shigeaki | For | Yes | For |
| 5.3 | Appoint a Director Hashimoto, Yoshihiro | For | Yes | For |
| 5.4 | Appoint a Director Ito, Yumiko | For | Yes | For |
| 5.5 | Appoint a Director Hashimoto, Akihiro | For | Yes | For |
| 5.6 | Appoint a Director Kato, Makoto | For | Yes | For |
| 5.7 | Appoint a Director Oyagi, Shigeo | For | Yes | For |
| 5.8 | Appoint a Director Kitada, Mikinao | For | Yes | For |
| 5.9 | Appoint a Director Hasegawa, Yoshisuke | For | Yes | For |
| 5.10 | Appoint a Director Handa, Tsutomu | For | Yes | For |
| 5.11 | Appoint a Director Sakakibara, Satoshi | For | Yes | For |
| 5.12 | Appoint a Director Sumita, Masahiro | For | Yes | For |
| 5.13 | Appoint a Director Saito, Shinichi | For | Yes | For |
| 6.1 | Appoint a Corporate Auditor Okumura, Masuo | For | Yes | For |
| 6.2 | Appoint a Corporate Auditor Fujii, Shuzo | For | Yes | Against |
| 6.3 | Appoint a Corporate Auditor Suda, Toru | For | Yes | For |
| Company Name: | SOLARCITY CORPORATION | ||
| Ticker: | SCTY | CUSIP: | 83416T100 |
| Meeting Date: | 6/2/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: ELON MUSK | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: DONALD R. KENDALL, JR. | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JEFFREY B. STRAUBEL | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | For | Yes | For |
| 3 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT | For | Yes | Against |
| 4 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | 3 | Yes | 1 |
| Company Name: | SUNEDISON, INC. | ||
| Ticker: | SUNE | CUSIP: | 86732Y109 |
| Meeting Date: | 5/28/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: ANTONIO R. ALVAREZ | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: PETER BLACKMORE | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: AHMAD R. CHATILA | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: GEORGANNE C. PROCTOR | For | Yes | For |
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | Against |
| 3 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Yes | For |
| 4 | TO APPROVE OUR 2015 LONG-TERM INCENTIVE PLAN. | For | Yes | For |
| 5 | TO APPROVE OUR 2015 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN. | For | Yes | For |
| 6 | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
| 7 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Against | Yes | For |
| Company Name: | SUNPOWER CORPORATION | ||
| Ticker: | SPWR | CUSIP: | 867652406 |
| Meeting Date: | 6/3/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR | For | Yes | Withhold |
| 1.2 | DIRECTOR | For | Yes | Withhold |
| 1.3 | DIRECTOR | For | Yes | For |
| 2 | APPROVAL, BY AN ADVISORY VOTE, OF OUR NAMED EXECUTIVE OFFICER COMPENSATION | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 | For | Yes | For |
| 4 | APPROVAL OF THE SUNPOWER CORPORATION 2015 OMNIBUS INCENTIVE PLAN | For | Yes | Against |
| 5 | APPROVAL OF AN EQUITY AWARD GRANTED TO OUR CHIEF EXECUTIVE OFFICER, THOMAS H. WERNER | For | Yes | For |
| Company Name: | Trina Solar Ltd. | ||
| Ticker: | TSL | CUSIP: | 89628E104 |
| Meeting Date: | 8/28/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | RE-ELECTION OF MR. JIFAN GAO AS A DIRECTOR OF THE COMPANY | None | Yes | For |
| 2 | RE-ELECTION OF MR. LI PING QIU AS A DIRECTOR OF THE COMPANY | None | Yes | For |
| 3 | INCREASE OF THE NUMBER OF AUTHORIZED SHARES FOR GRANT UNDER THE COMPANY'S SHARE INCENTIVE PLAN FROM 352,718,350 ORDINARY SHARES TO 552,718,350 ORDINARY SHARES | None | Yes | For |
| 4 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG | None | Yes | For |
| Company Name: | ULVAC INC. | ||
| Ticker: | 6728 | CUSIP: | J94048105 |
| Meeting Date: | 9/26/2014 | Meeting Type: | Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | Approve Appropriation of Surplus | For | Yes | For |
| 2.1 | Appoint a Director | For | Yes | For |
| 2.2 | Appoint a Director | For | Yes | For |
| 2.3 | Appoint a Director | For | Yes | For |
| 2.4 | Appoint a Director | For | Yes | For |
| 2.5 | Appoint a Director | For | Yes | For |
| 3 | Appoint a Corporate Auditor | For | Yes | Against |
| Company Name: | United Technologies Corporation | ||
| Ticker: | UTX | CUSIP: | 913017109 |
| Meeting Date: | 4/27/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: JOHN V. FARACI | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: GREGORY J. HAYES | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | For | Yes | For |
| 2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2015. | For | Yes | For |
| 3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| Company Name: | VESTAS WIND SYSTEMS A/S, RANDERS | ||
| Ticker: | CUSIP: | K9773J128 | |
| Meeting Date: | 3/30/2015 | Meeting Type: | Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | No | None |
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | None | No | None |
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. | None | No | None |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 4.A TO 4.H AND 6". THANK YOU. " | None | No | None |
| CMMT | 09 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | No | None |
| 1 | THE BOARD OF DIRECTORS' REPORT | None | No | None |
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | For | Yes | For |
| 3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF DKK 3.90 PER SHARE IS PAID OUT FOR 2014 | For | Yes | For |
| 4.A | RE-ELECTION OF BERT NORDBERG AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.B | RE-ELECTION OF CARSTEN BJERG AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.C | RE-ELECTION OF EIJA PITKANEN AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.D | RE-ELECTION OF HENRIK ANDERSEN AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.E | RE-ELECTION OF HENRY STENSON AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.F | RE-ELECTION OF LARS JOSEFSSON AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.G | RE-ELECTION OF LYKKE FRIIS AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 4.H | ELECTION OF TORBEN BALLEGAARD SORENSEN AS MEMBER OF THE BOARD OF DIRECTORS | For | Yes | For |
| 5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2014 | For | Yes | For |
| 5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2015 | For | Yes | For |
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | For | Yes | For |
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 4(4) OF THE ARTICLES OF ASSOCIATION-ANNOUNCEMENT OF THE CONVENING FOR A GENERAL MEETING | For | Yes | For |
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 10(1) OF THE ARTICLES OF ASSOCIATION-AUTHORITY TO BIND THE COMPANY | For | Yes | For |
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | For | Yes | For |
| 7.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF THE GENERAL GUIDELINES FOR INCENTIVE PAY OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | For | Yes | For |
| 7.5 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO ACQUIRE TREASURY SHARES | For | Yes | For |
| 8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | For | Yes | For |
| 9 | ANY OTHER BUSINESS | None | No | None |
| Company Name: | VIVINT SOLAR INC | ||
| Ticker: | VSLR | CUSIP: | 92854Q106 |
| Meeting Date: | 6/4/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : GREGORY S. BUTTERFIELD | For | Yes | Withhold |
| 1.2 | DIRECTOR : TODD R. PEDERSEN | For | Yes | Withhold |
| 1.3 | DIRECTOR : JOSEPH S. TIBBETTS, JR. | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | For | Yes | For |
| Company Name: | YINGLI GREEN ENERGY HLDG CO LTD | ||
| Ticker: | YGE | CUSIP: | 98584B103 |
| Meeting Date: | 11/17/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF DIRECTOR: IAIN FERGUSON BRUCE | For | Yes | For |
| 1.2 | ELECTION OF DIRECTOR: MING HUANG | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT AUDITORS. | For | Yes | For |
Firsthand Technology Opportunities Fund
| Company Name: | Adobe Systems Inc. | ||
| Ticker: | ADBE | CUSIP: | 00724F101 |
| Meeting Date: | 4/9/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: AMY L. BANSE | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | For | Yes | For |
| 1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | For | Yes | For |
| 2 | APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 27, 2015. | For | Yes | For |
| 4 | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| Company Name: | Akamai Technologies, Inc. | ||
| Ticker: | AKAM | CUSIP: | 00971T101 |
| Meeting Date: | 5/13/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF CLASS I DIRECTOR: GEORGE CONRADES | For | Yes | For |
| 1.2 | ELECTION OF CLASS I DIRECTOR: JILL GREENTHAL | For | Yes | For |
| 1.3 | ELECTION OF CLASS I DIRECTOR: F. THOMSON LEIGHTON | For | Yes | For |
| 2 | TO APPROVE AN AMENDMENT TO THE AKAMAI TECHNOLOGIES, INC. 2013 STOCK INCENTIVE PLAN. | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| 4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | Amazon.com, Inc. | ||
| Ticker: | AMZN | CUSIP: | 023135106 |
| Meeting Date: | 6/10/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS : | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: TOM A. ALBERG : | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN : | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON : | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK : | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH : | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: ALAIN MONIE : | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN : | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: THOMAS O. RYDER : | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER : | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | Yes | For |
| 3 | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Against | Yes | Against |
| 4 | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Against | Yes | Against |
| 5 | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING | Against | Yes | For |
| 6 | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS RISKS | Against | Yes | Against |
| Company Name: | AMBARELLA, INC. | ||
| Ticker: | AMBA | CUSIP: | G037AX101 |
| Meeting Date: | 6/4/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : CHRISTOPHER B. PAISLEY | For | Yes | For |
| 1.2 | DIRECTOR : ANDREW W. VERHALEN | For | Yes | For |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AMBARELLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 31, 2016. | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF AMBARELLA, INC.'S NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 | Yes | 1 |
| Company Name: | Apple Computer, Inc. | ||
| Ticker: | AAPL | CUSIP: | 037833100 |
| Meeting Date: | 3/10/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: TIM COOK | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: AL GORE | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: BOB IGER | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: ANDREA JUNG | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: ART LEVINSON | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: RON SUGAR | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: SUE WAGNER | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | For | Yes | For |
| 3 | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | For | Yes | For |
| 4 | THE AMENDMENT OF THE APPLE INC. EMPLOYEE STOCK PURCHASE PLAN | For | Yes | For |
| 5 | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH ENTITLED RISK REPORT" " | Against | Yes | Against |
| 6 | A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED PROXY ACCESS FOR SHAREHOLDERS" " | Against | Yes | Against |
| Company Name: | ARM Holdings, PLC | ||
| Ticker: | ARMH | CUSIP: | 042068106 |
| Meeting Date: | 4/30/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | Yes | For |
| 2 | TO DECLARE A FINAL DIVIDEND | For | Yes | For |
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | Yes | For |
| 4 | TO ELECT JOHN LIU AS A DIRECTOR | For | Yes | For |
| 5 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR | For | Yes | For |
| 6 | TO RE-ELECT SIMON SEGARS AS A DIRECTOR | For | Yes | For |
| 7 | TO RE-ELECT ANDY GREEN AS A DIRECTOR | For | Yes | For |
| 8 | TO RE-ELECT LARRY HIRST AS A DIRECTOR | For | Yes | For |
| 9 | TO RE-ELECT MIKE MULLER AS A DIRECTOR | For | Yes | For |
| 10 | TO RE-ELECT KATHLEEN O'DONOVAN AS A DIRECTOR | For | Yes | For |
| 11 | TO RE-ELECT JANICE ROBERTS AS A DIRECTOR | For | Yes | For |
| 12 | TO RE-ELECT TIM SCORE AS A DIRECTOR | For | Yes | For |
| 13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | For | Yes | For |
| 14 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | For | Yes | For |
| 15 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES | For | Yes | For |
| 16 | TO DISAPPLY PRE-EMPTION RIGHTS | For | Yes | For |
| 17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | For | Yes | For |
| 18 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON 14 DAYS' NOTICE | For | Yes | Against |
| Company Name: | EMC Corp. | ||
| Ticker: | EMC | CUSIP: | 268648102 |
| Meeting Date: | 4/30/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: DONALD J. CARTY | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: JOHN R. EGAN | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: EDMUND F. KELLY | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: JAMI MISCIK | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: PAUL SAGAN | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: DAVID N. STROHM | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | Yes | For |
| 2 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | Yes | For |
| 3 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | Yes | For |
| 4 | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | Yes | For |
| 5 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Against | Yes | Against |
| Company Name: | EQUINIX, INC. | ||
| Ticker: | EQIX | CUSIP: | 29444U700 |
| Meeting Date: | 5/27/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.01 | DIRECTOR : THOMAS BARTLETT | For | Yes | For |
| 1.02 | DIRECTOR : GARY HROMADKO | For | Yes | For |
| 1.03 | DIRECTOR : SCOTT KRIENS | For | Yes | For |
| 1.04 | DIRECTOR : WILLIAM LUBY | For | Yes | For |
| 1.05 | DIRECTOR : IRVING LYONS, III | For | Yes | For |
| 1.06 | DIRECTOR : CHRISTOPHER PAISLEY | For | Yes | For |
| 1.07 | DIRECTOR : STEPHEN SMITH | For | Yes | For |
| 1.08 | DIRECTOR : PETER VAN CAMP | For | Yes | For |
| 2 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | EXAR CORPORATION | ||
| Ticker: | EXAR | CUSIP: | 300645108 |
| Meeting Date: | 9/18/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : BEHROOZ ABDI | For | Yes | For |
| 1.2 | DIRECTOR : IZAK BENCUYA | For | Yes | For |
| 1.3 | DIRECTOR : LOUIS DINARDO | For | Yes | For |
| 1.4 | DIRECTOR : PIERRE GUILBAULT | For | Yes | For |
| 1.5 | DIRECTOR : BRIAN HILTON | For | Yes | For |
| 1.6 | DIRECTOR : RICHARD L. LEZA | For | Yes | For |
| 1.7 | DIRECTOR : GARY MEYERS | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 29, 2015. | For | Yes | For |
| 3 | TO APPROVE BY STOCKHOLDER ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT UNDER THE SECTION TITLED EXECUTIVE COMPENSATION", INCLUDING THE COMPENSATION TABLES AND OTHER NARRATIVE EXECUTIVE COMPENSATION DISCLOSURES THEREIN, REQUIRED BY ITEM 402 OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) " | For | Yes | For |
| 4 | TO APPROVE A NEW INCENTIVE PLAN, THE 2014 EQUITY INCENTIVE PLAN. | For | Yes | Against |
| Company Name: | Facebook, Inc. | ||
| Ticker: | FB | CUSIP: | 30303M102 |
| Meeting Date: | 6/11/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : MARC L. ANDREESSEN | For | Yes | For |
| 1.2 | DIRECTOR : ERSKINE B. BOWLES | For | Yes | For |
| 1.3 | DIRECTOR : S.D. DESMOND-HELLMANN | For | Yes | For |
| 1.4 | DIRECTOR : REED HASTINGS | For | Yes | For |
| 1.5 | DIRECTOR : JAN KOUM | For | Yes | For |
| 1.6 | DIRECTOR : SHERYL K. SANDBERG | For | Yes | For |
| 1.7 | DIRECTOR : PETER A. THIEL | For | Yes | For |
| 1.8 | DIRECTOR : MARK ZUCKERBERG | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | For | Yes | For |
| 3 | TO RE-APPROVE THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, SECTION 162(M) LIMITS OF OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS THAT MAY BECOME AVAILABLE PURSUANT TO SECTION 162(M) | For | Yes | Against |
| 4 | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING | Against | Yes | For |
| 5 | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT | Against | Yes | For |
| 6 | A STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS RISK ASSESSMENT | Against | Yes | Against |
| Company Name: | GOGO INC. | ||
| Ticker: | GOGO | CUSIP: | 38046C109 |
| Meeting Date: | 6/16/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : RONALD T. LEMAY | For | Yes | For |
| 1.2 | DIRECTOR : ROBERT H. MUNDHEIM | For | Yes | For |
| 1.3 | DIRECTOR : HARRIS N. WILLIAMS | For | Yes | For |
| 2 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | For | Yes | For |
| 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION. | 1 | Yes | 1 |
| 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | Google Inc | ||
| Ticker: | GOOG | CUSIP: | 38259P508 |
| Meeting Date: | 6/3/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : LARRY PAGE | For | Yes | For |
| 1.2 | DIRECTOR : SERGEY BRIN | For | Yes | For |
| 1.3 | DIRECTOR : ERIC E. SCHMIDT | For | Yes | For |
| 1.4 | DIRECTOR : L. JOHN DOERR | For | Yes | For |
| 1.5 | DIRECTOR : DIANE B. GREENE | For | Yes | For |
| 1.6 | DIRECTOR : JOHN L. HENNESSY | For | Yes | For |
| 1.7 | DIRECTOR : ANN MATHER | For | Yes | For |
| 1.8 | DIRECTOR : ALAN R. MULALLY | For | Yes | For |
| 1.9 | DIRECTOR : PAUL S. OTELLINI | For | Yes | For |
| 1.10 | DIRECTOR : K. RAM SHRIRAM | For | Yes | For |
| 1.11 | DIRECTOR : SHIRLEY M. TILGHMAN | For | Yes | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 17,000,000 SHARES OF CLASS C CAPITAL STOCK. | For | Yes | Against |
| 4 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| 5 | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | Against |
| 6 | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| 7 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY COST, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | Against |
| 8 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON BUSINESS RISK RELATED TO CLIMATE CHANGE REGULATIONS, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | Against |
| Company Name: | Intuit Inc. | ||
| Ticker: | INTU | CUSIP: | 461202103 |
| Meeting Date: | 1/22/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: SCOTT D. COOK | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: RICHARD L. DALZELL | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: DIANE B. GREENE | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: DENNIS D. POWELL | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: BRAD D. SMITH | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: JEFF WEINER | For | Yes | For |
| 2 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2015. | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| 4 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
| Company Name: | Lam Research Corp. | ||
| Ticker: | LRCX | CUSIP: | 512807108 |
| Meeting Date: | 11/6/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : MARTIN B. ANSTICE | For | Yes | For |
| 1.2 | DIRECTOR : ERIC K. BRANDT | For | Yes | For |
| 1.3 | DIRECTOR : MICHAEL R. CANNON | For | Yes | For |
| 1.4 | DIRECTOR : YOUSSEF A. EL-MANSY | For | Yes | For |
| 1.5 | DIRECTOR : CHRISTINE A. HECKART | For | Yes | For |
| 1.6 | DIRECTOR : GRANT M. INMAN | For | Yes | For |
| 1.7 | DIRECTOR : CATHERINE P. LEGO | For | Yes | For |
| 1.8 | DIRECTOR : STEPHEN G. NEWBERRY | For | Yes | For |
| 1.9 | DIRECTOR : KRISHNA C. SARASWAT | For | Yes | For |
| 1.10 | DIRECTOR : WILLIAM R. SPIVEY | For | Yes | For |
| 1.11 | DIRECTOR : ABHIJIT Y. TALWALKAR | For | Yes | For |
| 2 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH (SAY ON PAY"). " | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | For | Yes | For |
| Company Name: | |||
| Ticker: | LNKD | CUSIP: | 53578A108 |
| Meeting Date: | 6/3/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : LESLIE KILGORE | For | Yes | For |
| 1.2 | DIRECTOR : JEFFREY WEINER | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | APPROVAL OF THE AMENDMENT OF THE 2011 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE AND ADDING A PROVISION TO AUTOMATICALLY INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER. | For | Yes | For |
| 4 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY-ON-PAY"). " | For | Yes | Against |
| 5 | STOCKHOLDER PROPOSAL REGARDING BOARD DIVERSITY. | None | Yes | For |
| Company Name: | Netflix. Inc | ||
| Ticker: | NFLX | CUSIP: | 64110L106 |
| Meeting Date: | 6/9/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : RICHARD N. BARTON | For | Yes | For |
| 1.2 | DIRECTOR : BRADFORD L. SMITH | For | Yes | For |
| 1.3 | DIRECTOR : ANNE SWEENEY | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| 4 | TO APPROVE THE AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | For | Yes | Against |
| 5 | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| 6 | STOCKHOLDER PROPOSAL TO AMEND THE VOTING REQUIREMENTS IN THE COMPANY'S CHARTER AND BYLAWS, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| 7 | STOCKHOLDER PROPOSAL TO REORGANIZE THE BOARD OF DIRECTORS INTO A SINGLE CLASS SUBJECT TO ELECTION EACH YEAR. | Against | Yes | For |
| Company Name: | PALO ALTO NETWORKS, INC. | ||
| Ticker: | PANW | CUSIP: | 697435105 |
| Meeting Date: | 12/12/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: CARL ESCHENBACH | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS PALO ALTO NETWORKS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JULY 31, 2015. | For | Yes | For |
| 3 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| Company Name: | PANDORA MEDIA, INC. | ||
| Ticker: | P | CUSIP: | 698354107 |
| Meeting Date: | 6/4/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : TIMOTHY LEIWEKE | For | Yes | For |
| 1.2 | DIRECTOR : ROGER FAXON | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| Company Name: | QUALCOMM Inc. | ||
| Ticker: | QCOM | CUSIP: | 747525103 |
| Meeting Date: | 3/9/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: HARISH MANWANI | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: DUANE A. NELLES | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: FRANCISCO ROS | For | Yes | For |
| 1M. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | For | Yes | For |
| 1N. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | For | Yes | For |
| 1O. | ELECTION OF DIRECTOR: MARC I. STERN | For | Yes | For |
| 2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 27, 2015. | For | Yes | For |
| 3 | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 25,000,000 SHARES. | For | Yes | For |
| 4 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | For | Yes | For |
| Company Name: | RACKSPACE HOSTING, INC. | ||
| Ticker: | RAX | CUSIP: | 750086100 |
| Meeting Date: | 5/6/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF DIRECTOR: FRED REICHHELD | For | Yes | For |
| 1.2 | ELECTION OF DIRECTOR: KEVIN COSTELLO | For | Yes | For |
| 1.3 | ELECTION OF DIRECTOR: JOHN HARPER | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | ROCKET FUEL, INC. | ||
| Ticker: | FUEL | CUSIP: | 773111109 |
| Meeting Date: | 6/8/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1A. | ELECTION OF CLASS II DIRECTOR: WILLIAM ERICSON | For | Yes | For |
| 1B. | ELECTION OF CLASS II DIRECTOR: RICHARD FRANKEL | For | Yes | For |
| 1C. | ELECTION OF CLASS II DIRECTOR: CLARK KOKICH | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | Against |
| Company Name: | RUCKUS WIRELESS, INC. | ||
| Ticker: | RKUS | CUSIP: | 781220108 |
| Meeting Date: | 6/10/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : SELINA Y. LO | For | Yes | For |
| 1.2 | DIRECTOR : STEWART GRIERSON | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE RUCKUS WIRELESS, INC. NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 3 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RUCKUS WIRELESS, INC. FOR THE YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | SINA CORPORATION | ||
| Ticker: | SINA | CUSIP: | G81477104 |
| Meeting Date: | 8/8/2014 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1 | RE-ELECTION OF PEHONG CHEN AS A DIRECTOR OF THE COMPANY | For | Yes | For |
| 2 | RE-ELECTION OF LIP-BU TAN AS A DIRECTOR OF THE COMPANY | For | Yes | For |
| 3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY | For | Yes | For |
| Company Name: | Skyworks Solutions, Inc. | ||
| Ticker: | SWKS | CUSIP: | 83088M102 |
| Meeting Date: | 5/19/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF DIRECTOR: DAVID J. ALDRICH | For | Yes | For |
| 1.2 | ELECTION OF DIRECTOR: KEVIN L. BEEBE | For | Yes | For |
| 1.3 | ELECTION OF DIRECTOR: TIMOTHY R. FUREY | For | Yes | For |
| 1.4 | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | For | Yes | For |
| 1.5 | ELECTION OF DIRECTOR: CHRISTINE KING | For | Yes | For |
| 1.6 | ELECTION OF DIRECTOR: DAVID P. MCGLADE | For | Yes | For |
| 1.7 | ELECTION OF DIRECTOR: DAVID J. MCLACHLAN | For | Yes | For |
| 1.8 | ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM | For | Yes | For |
| 2 | TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | For | Yes | For |
| 4 | TO APPROVE THE COMPANY'S 2015 LONG-TERM INCENTIVE PLAN. | For | Yes | For |
| 5 | TO APPROVE A STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING PROVISIONS. | Against | Yes | For |
| Company Name: | TENCENT HOLDINGS LTD, GEORGE TOWN | ||
| Ticker: | CUSIP: | G87572163 | |
| Meeting Date: | 5/13/2015 | Meeting Type: | Annual General Meeting |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/0330/LTN201503301236.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/0330/LTN201503301228.PDF | M | Yes | M |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | M | Yes | M |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | For | Yes | For |
| 2 | TO DECLARE A FINAL DIVIDEND | For | Yes | For |
| 3.i.a | TO RE-ELECT Mr LI DONG SHENG AS DIRECTOR | For | Yes | Against |
| 3.i.b | TO RE-ELECT Mr IAIN FERGUSON BRUCE AS DIRECTOR | For | Yes | Against |
| 3.ii | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | Yes | For |
| 4 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | Yes | Against |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | Yes | Against |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | Yes | For |
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | Yes | Against |
| Company Name: | TWITTER, INC. | ||
| Ticker: | TWTR | CUSIP: | 90184L102 |
| Meeting Date: | 6/3/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | DIRECTOR : DAVID ROSENBLATT | For | Yes | For |
| 1.2 | DIRECTOR : EVAN WILLIAMS | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 1 | Yes | 1 |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| Company Name: | Verifone Holdings Inc | ||
| Ticker: | PAY | CUSIP: | 92342Y109 |
| Meeting Date: | 3/26/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.1 | ELECTION OF DIRECTOR: ROBERT W. ALSPAUGH | For | Yes | For |
| 1.2 | ELECTION OF DIRECTOR: KAREN AUSTIN | For | Yes | For |
| 1.3 | ELECTION OF DIRECTOR: PAUL GALANT | For | Yes | For |
| 1.4 | ELECTION OF DIRECTOR: ALEX W. (PETE) HART | For | Yes | For |
| 1.5 | ELECTION OF DIRECTOR: ROBERT B. HENSKE | For | Yes | For |
| 1.6 | ELECTION OF DIRECTOR: WENDA HARRIS MILLARD | For | Yes | For |
| 1.7 | ELECTION OF DIRECTOR: EITAN RAFF | For | Yes | For |
| 1.8 | ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ | For | Yes | For |
| 1.9 | ELECTION OF DIRECTOR: JANE J. THOMPSON | For | Yes | For |
| 2 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE VERIFONE 2006 EQUITY INCENTIVE PLAN (THE 2006 PLAN") TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED THEREUNDER AND TO EXTEND THE TERM OF THE 2006 PLAN BY AN ADDITIONAL TEN YEARS, TO MARCH 25, 2025. " | For | Yes | For |
| 3 | TO HOLD AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | Against |
| 4 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2015. | For | Yes | For |
| Company Name: | VMWARE INC | ||
| Ticker: | VMW | CUSIP: | 928563402 |
| Meeting Date: | 5/27/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF VMWARE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN VMWARE'S PROXY STATEMENT. | For | Yes | For |
| 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS VMWARE'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 4 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN. | For | Yes | For |
| Company Name: | YELP INC. | ||
| Ticker: | YELP | CUSIP: | 985817105 |
| Meeting Date: | 5/20/2015 | Meeting Type: | Annual |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| Management Proposal | ||||
| 1.01 | DIRECTOR : GEOFF DONAKER | For | Yes | For |
| 1.02 | DIRECTOR : ROBERT GIBBS | For | Yes | For |
| 1.03 | DIRECTOR : JEREMY STOPPELMAN | For | Yes | For |
| 2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS YELP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | For | Yes | For |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF YELP'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | For | Yes | For |
| 4 | TO APPROVE THE YELP INC. 2012 EQUITY INCENTIVE PLAN | For | Yes | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | FIRSTHAND FUNDS | |
| By (Signature and Title) | /s/ Kevin M. Landis | |
| Kevin M. Landis | ||
| President | ||
| Date | August 29, 2016 |