| Firsthand Alternative Energy Fund |
| Company Name: | 3M CO | | | |
| Ticker: | MMM | CUSIP: | 88579Y101 | |
| Meeting Date: | 5/14/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: W. JAMES FARRELL | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: MUHTAR KENT | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: AULANA L. PETERS | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: INGE G. THULIN | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Yes | For |
| 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | Yes | For |
| 4 | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT. | Against | Yes | For |
| 5 | STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. | Against | Yes | Against |
| | | | | |
| Company Name: | ADA-ES, Inc. | | | |
| Ticker: | ADES | CUSIP: | 5208103 | |
| Meeting Date: | 7/19/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : ROBERT N. CARUSO | For | Yes | For |
| 1.2 | DIRECTOR : MICHAEL D. DURHAM | For | Yes | For |
| 1.3 | DIRECTOR : DEREK C. JOHNSON | For | Yes | For |
| 1.4 | DIRECTOR : RONALD B. JOHNSON | For | Yes | For |
| 1.5 | DIRECTOR : W. PHILLIP MARCUM | For | Yes | For |
| 1.6 | DIRECTOR : MARK H. MCKINNIES | For | Yes | For |
| 1.7 | DIRECTOR : ROBERT E. SHANKLIN | For | Yes | For |
| 1.8 | DIRECTOR : JEFFREY C. SMITH | For | Yes | For |
| 1.9 | DIRECTOR : RICHARD J. SWANSON | For | Yes | For |
| 2 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF EHRHARDT KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,2012 | For | Yes | For |
| 3 | PROPOSAL TO APPROVE AMENDMENT NO. 1 TO THE AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN (THE 2007"PLAN) INCLUDING APPROVAL OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE 2007 PLAN. " | For | Yes | For |
| 4 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2010 NON-MANAGEMENT COMPENSATION AND INCENTIVE PLAN(THE 2010" PLAN)INCLUDING APPROVAL OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE 2010 PLAN. " | For | Yes | For |
| | | | | |
| Company Name: | ADA-ES, Inc. | | | |
| Ticker: | ADES | CUSIP: | 5208103 | |
| Meeting Date: | 6/13/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : KIM B. CLARKE | For | Yes | For |
| 1.2 | DIRECTOR : MICHAEL D. DURHAM | For | Yes | For |
| 1.3 | DIRECTOR : ALAN BRADLEY GABBARD | For | Yes | For |
| 1.4 | DIRECTOR : DEREK C. JOHNSON | For | Yes | For |
| 1.5 | DIRECTOR : W. PHILLIP MARCUM | For | Yes | For |
| 1.6 | DIRECTOR : MARK H. MCKINNIES | For | Yes | For |
| 1.7 | DIRECTOR : ROBERT E. SHANKLIN | For | Yes | For |
| 1.8 | DIRECTOR : JEFFREY C. SMITH | For | Yes | For |
| 1.9 | DIRECTOR : RICHARD J. SWANSON | For | Yes | For |
| 2 | PROPOSAL TO APPROVE THE REORGANIZATION PROPOSAL TO REINCORPORATE IN DELAWARE AND TO APPROVE THE RELATED REORGANIZATION AGREEMENT | For | Yes | Against |
| 3 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | For | Yes | For |
| 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | 1 | Yes | 1 |
| 5 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S COMPENSATION PAID TO NAMED EXECUTIVE OFFICERS | For | Yes | For |
| | | | | |
| Company Name: | Amtech Systems, Inc. | | | |
| Ticker: | ASYS | CUSIP: | 32332504 | |
| Meeting Date: | 3/7/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : JONG S. WHANG | For | Yes | For |
| 1.2 | DIRECTOR : FOKKO PENTINGA | For | Yes | For |
| 1.3 | DIRECTOR : MICHAEL GARNREITER | For | Yes | For |
| 1.4 | DIRECTOR : ALFRED W. GIESE | For | Yes | For |
| 1.5 | DIRECTOR : EGBERT J.G. GOUDENA | For | Yes | For |
| 1.6 | DIRECTOR : ROBERT F. KING | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | Yes | For |
| | | | | |
| Company Name: | Corning Inc. | | | |
| Ticker: | GLW | CUSIP: | 219350105 | |
| Meeting Date: | 4/25/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: JAMES B. FLAWS | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | For | Yes | For |
| 2 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
| 3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Yes | For |
| | | | | |
| Company Name: | DAYSTAR TECHNOLOGIES, INC. | | |
| Ticker: | DSTI | CUSIP: | 23962Q407 | |
| Meeting Date: | 2/20/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : DANIEL GERMAIN | For | Yes | For |
| 1.2 | DIRECTOR : DENIS MIMEAULT | For | Yes | For |
| 1.3 | DIRECTOR : PETER LACEY | For | Yes | For |
| 1.4 | DIRECTOR : RUBEN DOS REIS | For | Yes | For |
| 1.5 | DIRECTOR : GARRY YOST | For | Yes | For |
| 2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS OF HEIN & ASSOCIATES LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| 3 | TO CONSIDER AND VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING, OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | For | Yes | Against |
| | | | | |
| Company Name: | Enphase | | | |
| Ticker: | ENPH | CUSIP: | 29355A107 | |
| Meeting Date: | 5/2/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : JAMESON J. MCJUNKIN | For | Yes | For |
| 1.2 | DIRECTOR : STODDARD M. WILSON | For | Yes | For |
| 2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| | | | | |
| Company Name: | GAMESA CORPORACION TECNOLOGICA SA | |
| Ticker: | | CUSIP: | E54667113 | |
| Meeting Date: | 4/18/2013 | Meeting Type: | Ordinary General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Examination and approval, if applicable, of the individual Annual Accounts (balance sheet, profit and loss account, statement of changes in shareholders' equity, statement of cash flows and annual report) of Gamesa Corporacion Tecnologica, Sociedad Anonima, and of the consolidated Annual Accounts with its dependent companies (balance sheet, profit and loss account, statement of changes in shareholders' equity, statement of cash flows and annual report), for the fiscal year ended on December 31, 2012 | For | Yes | Abstain |
| 2 | Examination and approval, if applicable, of the individual management report of Gamesa Corporacion Tecnologica, Sociedad Anonima, and of the consolidated management report with its dependent companies for the fiscal year ended on December 31, 2012 | For | Yes | Abstain |
| 3 | Examination and approval, if applicable, of the management and actions of the Board of Directors during the fiscal year ended on December 31, 2012 | For | Yes | Abstain |
| 4 | Examination and approval, if applicable, of the proposal for the allocation of profit/losses of Gamesa Corporacion Tecnologica, Sociedad Anonima for the fiscal year ended on December 31, 2012 | For | Yes | Abstain |
| 5.1 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Jose Maria Aldecoa Sagastasoloa as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external independent Director, and re-election for the term of four years established in the By-Laws | For | Yes | Abstain |
| 5.2 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Ramon Castresana Sanchez as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external proprietary Director, and re-election for the term of four years established in the By-Laws | For | Yes | Abstain |
| 5.3 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Manuel Moreu Munaiz as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external independent Director, and re-election for the term of four years established in the By-Laws | For | Yes | Abstain |
| 5.4 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Juan Luis Arregui Ciarsolo, under the category of external independent Director, for the term of four years established in the By-Laws | For | Yes | Abstain |
| 5.5 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Carlos Rodriguez-Quiroga Menendez, under the category of executive Director, for the term of four years established in the By-Laws | For | Yes | Abstain |
| 5.6 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Jose Maria Vazquez Egusquiza, under the category of external independent Director, for the term of four years established in the By-Law | For | Yes | Abstain |
| 5.7 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Luis Lada Diaz, under the category of external independent Director, for the term of four years established in the By- Laws | For | Yes | Abstain |
| 5.8 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Jose Maria Aracama Yoldi, under the category of external independent Director, for the term of four years established in the By-Laws | For | Yes | Abstain |
| 6 | Examination and approval, if applicable, of a Long Term Incentive Program that includes the delivery of a cash bonus and shares of the Company bound to the achievement of the key targets of the Business Plan 2013-2015 aimed to the Chairman of the Company, Senior Management, Managers and employees of Gamesa Corporacion Tecnologica, Sociedad Anonima, and if applicable, of its dependent companies, and the delegation to the Board of Directors, with the express faculty of substitution, to implement, develop, formalize and execute the aforementioned remuneration system | For | Yes | Abstain |
| 7.1 | Amendment to the By-Laws: Amendment of article 16 to include new powers of the Shareholders' General Meeting | For | Yes | Abstain |
| 7.2 | Amendment to the By-Laws: Amendment of article 18 to include the obligation of uninterrupted publication of the Shareholders' General Meeting call announcement | For | Yes | Abstain |
| 7.3 | Amendment to the By-Laws: Amendment of article 19 to simplify requirements of the Shareholders' General Meeting | For | Yes | Abstain |
| 7.4 | Amendment of article 29 to simplify requirements concerning remote voting | For | Yes | Abstain |
| 7.5 | Amendment to the By-Laws: Amendment of article 35 to eliminate the requirement that the president and the chief executive officer must be the same person to appoint a lead independent director | For | Yes | Abstain |
| 7.6 | Amendment to the By-Laws: Amendment of article 44 to broaden the scope of the functions of the Appointment and Remuneration Committee | For | Yes | Abstain |
| 7.7 | Amendment to the By-Laws: Amendment of article 46 to provide for a fixed compensation system for members of the Board of Directors | For | Yes | Abstain |
| 7.8 | Amendment to the By-Laws: Approval of a consolidated text of the By-Laws including the aforementioned amendments, as well as style or drafting technique amendments that are not the subject of a separate voting | For | Yes | Abstain |
| 8.1 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 7 to include new powers of the Shareholders' General Meeting | For | Yes | Abstain |
| 8.2 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 8 to include the obligation of uninterrupted publication of the Shareholders' General Meeting call announcement | For | Yes | Abstain |
| 8.3 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 9 to homogenize it with the By-Laws | For | Yes | Abstain |
| 8.4 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 12 to homogenize it with the By-Laws | For | Yes | Abstain |
| 8.5 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 27 to avoid duplications | For | Yes | Abstain |
| 8.6 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 30 to avoid duplications | For | Yes | Abstain |
| 8.7 | Amendment to the Shareholders' General Meeting Regulations: Approval of a consolidated text of the Shareholders' General Meeting Regulations including the aforementioned amendments, as well as style or drafting technique amendments that are not the subject of a separate voting | For | Yes | Abstain |
| 9 | Fixation of the limit to the annual remuneration to be received by the total of members of the Board of Directors according to the new article 46.2 of the By-Laws | For | Yes | Abstain |
| 10 | Delegation of powers to formalize and execute all resolutions adopted by the Shareholders' General Meeting, for conversion thereof into a public instrument, and for the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made | For | Yes | Abstain |
| 11 | Approval, with a consultative character, of the 2012 Annual Report about the Remuneration of the members of the Board of Directors of Gamesa Corporacion Tecnologica, Sociedad Anonima | For | Yes | Abstain |
| | | | | |
| Company Name: | GT ADVANCED TECHNOLOGIES INC | | |
| Ticker: | GTAT | CUSIP: | 36191U106 | |
| Meeting Date: | 8/22/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : J. MICHAL CONAWAY | For | Yes | For |
| 1.2 | DIRECTOR : KATHLEEN A. COTE | For | Yes | For |
| 1.3 | DIRECTOR : ERNEST L. GODSHALK | For | Yes | For |
| 1.4 | DIRECTOR : THOMAS GUTIERREZ | For | Yes | For |
| 1.5 | DIRECTOR : MATTHEW E. MASSENGILL | For | Yes | For |
| 1.6 | DIRECTOR : MARY PETROVICH | For | Yes | For |
| 1.7 | DIRECTOR : ROBERT E. SWITZ | For | Yes | For |
| 1.8 | DIRECTOR : NOEL G. WATSON | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE NINE-MONTH TRANSITION PERIOD ENDING DECEMBER 31, 2012. | For | Yes | For |
| 3 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| | | | | |
| Company Name: | GT ADVANCED TECHNOLOGIES INC | | |
| Ticker: | GTAT | CUSIP: | 36191U106 | |
| Meeting Date: | 6/5/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : J. MICHAL CONAWAY | For | Yes | For |
| 1.2 | DIRECTOR : KATHLEEN A. COTE | For | Yes | For |
| 1.3 | DIRECTOR : ERNEST L. GODSHALK | For | Yes | For |
| 1.4 | DIRECTOR : THOMAS GUTIERREZ | For | Yes | For |
| 1.5 | DIRECTOR : MATTHEW E. MASSENGILL | For | Yes | For |
| 1.6 | DIRECTOR : MARY PETROVICH | For | Yes | For |
| 1.7 | DIRECTOR : ROBERT E. SWITZ | For | Yes | For |
| 1.8 | DIRECTOR : NOEL G. WATSON | For | Yes | For |
| 1.9 | DIRECTOR : THOMAS WROE, JR. | For | Yes | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| | | | | |
| Company Name: | HANWHA SOLARONE CO LTD | | | |
| Ticker: | HSOL | CUSIP: | 41135V103 | |
| Meeting Date: | 12/20/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| O1. | AS AN ORDINARY RESOLUTION, THAT ERNST & YOUNG HUA MING BE APPOINTED AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012. | None | Yes | For |
| O2. | AS AN ORDINARY RESOLUTION, THAT MIN SU KIM BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE DATE OF THIS AGM, TO HOLD OFFICE FOR A TERM OF THREE-YEARS COMMENCING ON THE DATE OF THIS AGM OR UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | None | Yes | For |
| | | | | |
| Company Name: | Honeywell International, Inc. | | | |
| Ticker: | HON | CUSIP: | 438516106 | |
| Meeting Date: | 4/22/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: JUDD GREGG | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | For | Yes | For |
| 2 | APPROVAL OF INDEPENDENT ACCOUNTANTS. | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| 4 | INDEPENDENT BOARD CHAIRMAN. | Against | Yes | For |
| 5 | RIGHT TO ACT BY WRITTEN CONSENT. | Against | Yes | For |
| 6 | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Against | Yes | For |
| | | | | |
| Company Name: | IBERDROLA SA, BILBAO | | | |
| Ticker: | | CUSIP: | E6165F166 | |
| Meeting Date: | 3/22/2013 | Meeting Type: | Ordinary General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approval of the individual annual financial statements of the Company and of the annual financial statements consolidated with its subsidiaries for the fiscal year 2012 | For | Yes | For |
| 2 | Approval of the individual management report of the Company and of the consolidated management report of the Company and its subsidiaries for the fiscal year 2012 | For | Yes | For |
| 3 | Approval of the management activity and activities of the Board of Directors during the fiscal year 2012 | For | Yes | For |
| 4 | Re-election of Ernst & Young, S.L. as auditor of the Company and its consolidated group for the fiscal year 2013 | For | Yes | For |
| 5 | Approval of the proposal for the allocation of profits/losses and the distribution of dividends for the fiscal year 2012 | For | Yes | For |
| 6.a | Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 883 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws | For | Yes | For |
| 6.b | Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 1,021 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws | For | Yes | For |
| 7 | Ratification of the appointment on an interim basis and re-election of Mr. Manuel Lagares Gomez-Abascal as director of the Company, with the status of proprietary director | For | Yes | For |
| 8 | Authorization to the Board of Directors, with the express power of substitution, to create and fund associations, entities and foundations, up to a maximum annual amount of 12 million Euros, in accordance to the applicable legal provisions, for which purpose the authorization granted by the General Shareholders' Meeting of June 22, 2012 is hereby deprived of effect with regard to the unused amount | For | Yes | For |
| 9.a | Amendment of Article 6 of the By-Laws pursuant to Section 497 of the Corporate Enterprises Act (Ley de Sociedades de Capital) | For | Yes | For |
| 9.B | Amendment of Articles 39, 42 and 43 of the By-Laws to include technical improvements in the regulation of the operation of the Board of Directors and its committees | For | Yes | For |
| 10 | Approval of a share capital decrease by means of the redemption of 87,936,576 treasury shares of Iberdrola, S.A. which represent 1.40 % of its share capital and the acquisition of the Company's own shares representing up to a maximum of 1 % of the Company's share capital under a buy- back program for redemption thereof. Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the powers to amend Article 5 of the By-Laws and request the exclusion to listing and the cancellation of the accounting records of the shares to be redeemed | For | Yes | For |
| 11 | Delegation of powers to formalize and execute all resolutions adopted by the shareholders at the general Shareholders' Meeting, for the conversion thereof into a public instrument, and the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made | For | Yes | For |
| 12 | Consultative vote of the Annual report regarding the directors remunerations | For | Yes | For |
| | | | | |
| Company Name: | Intevac, Inc. | | | |
| Ticker: | IVAC | CUSIP: | 461148108 | |
| Meeting Date: | 5/9/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : NORMAN H. POND | For | Yes | For |
| 1.2 | DIRECTOR : DAVID S. DURY | For | Yes | For |
| 1.3 | DIRECTOR : STANLEY J. HILL | For | Yes | For |
| 1.4 | DIRECTOR : THOMAS M. ROHRS | For | Yes | For |
| 1.5 | DIRECTOR : JOHN F. SCHAEFER | For | Yes | For |
| 1.6 | DIRECTOR : PING YANG | For | Yes | For |
| 2 | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 500,000 SHARES. | For | Yes | For |
| 3 | PROPOSAL TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING NAMED EXECUTIVE OFFICERS AND DIRECTORS). | For | Yes | For |
| 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| | | | | |
| Company Name: | Itron, Inc. | | | |
| Ticker: | ITRI | CUSIP: | 465741106 | |
| Meeting Date: | 5/3/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: THOMAS S. GLANVILLE | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: SHARON L. NELSON | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: LYNDA L. ZIEGLER | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: PHILIP C. MEZEY | For | Yes | For |
| 2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | For | Yes | For |
| | | | | |
| Company Name: | JA Solar Holdings Co. Ltd. | | | |
| Ticker: | JASO | CUSIP: | 466090107 | |
| Meeting Date: | 7/6/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2011. | None | Yes | For |
| 2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | Yes | For |
| 3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | Yes | For |
| 4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | Yes | For |
| 5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | Yes | For |
| 6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | Yes | For |
| 7 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | Yes | Against |
| | | | | |
| Company Name: | JA SOLAR HOLDINGS CO., LTD. | | | |
| Ticker: | JASO | CUSIP: | 466090206 | |
| Meeting Date: | 6/28/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2012. | For | Yes | For |
| 2 | TO RE-ELECT YUWEN ZHAO, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 3 | TO ELECT SHAOHUA JIA AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | Yes | For |
| 4 | AS SPECIAL BUSINESS, TO AMEND ARTICLE 2 OF THE THIRD AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY BY REVISING ADS, AMERICAN DEPOSITARY SHARE, EACH REPRESENTING ONE (1) SHARES OF US$0.0001 EACH IN THE CAPITAL OF THE COMPANY." TO "ADS, AMERICAN DEPOSITARY SHARE, EACH REPRESENTING FIVE (5) SHARES OF US$0.0001 EACH IN THE CAPITAL OF THE COMPANY." " | For | Yes | For |
| 5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | Yes | Against |
| | | | | |
| Company Name: | JINKO SOLAR HOLDINGS COMPANY | | |
| Ticker: | JKS | CUSIP: | 47759T100 | |
| Meeting Date: | 11/20/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| O1 | THAT MR. STEVEN MARKSCHEID BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | Against | Yes | For |
| O2 | THAT MR. WING KEONG SIEW BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | Against | Yes | For |
| O3 | THAT THE APPOINTMENT OF ERNST & YOUNG HUA MING AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2012 BE RATIFIED. | Against | Yes | For |
| O4 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Against | Yes | For |
| O5 | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND ALL ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FOREGOING RESOLUTIONS 1 TO 4 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT. | Against | Yes | Against |
| | | | | |
| Company Name: | Johnson Controls, Inc. | | | |
| Ticker: | JCI | CUSIP: | 478366107 | |
| Meeting Date: | 1/23/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : DAVID P. ABNEY | For | Yes | For |
| 1.2 | DIRECTOR : JULIE L. BUSHMAN | For | Yes | For |
| 1.3 | DIRECTOR : EUGENIO CLARIOND | For | Yes | For |
| 1.4 | DIRECTOR : JEFFREY A. JOERRES | For | Yes | For |
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2013. | For | Yes | For |
| 3 | APPROVE THE PROPOSED RESTATEMENT OF THE RESTATED ARTICLES OF INCORPORATION. | For | Yes | For |
| 4 | APPROVE THE JOHNSON CONTROLS, INC. 2012 OMNIBUS INCENTIVE PLAN. | For | Yes | For |
| 5 | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| 6 | CONSIDER A SHAREHOLDER PROPOSAL FOR AN INDEPENDENT CHAIR OF THE BOARD OF DIRECTORS. | Against | Yes | For |
| 7 | CONSIDER A SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT. | Against | Yes | For |
| | | | | |
| Company Name: | MEMC Electronic Materials, Inc. | | | |
| Ticker: | WFR | CUSIP: | 552715104 | |
| Meeting Date: | 5/30/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: STEVEN V. TESORIERE | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: RANDY H. ZWIRN | For | Yes | For |
| 2 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
| 3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| 4 | APPROVAL OF AN AMENDMENT TO OUR EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | For | Yes | Against |
| 5 | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | For | Yes | For |
| 6 | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY. | For | Yes | For |
| 7 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | Against | Yes | For |
| | | | | |
| Company Name: | Metalico Inc | | | |
| Ticker: | MEA | CUSIP: | 591176102 | |
| Meeting Date: | 6/4/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: CARLOS E. AGUERO | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: MICHAEL J. DRURY | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: SEAN P. DUFFY | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: PAUL A. GARRETT | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: BRET R. MAXWELL | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT BY THE COMPANY'S AUDIT COMMITTEE OF COHNREZNICK LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| 3 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
| | | | | |
| Company Name: | Meyer Burger Technology AG | | | |
| Ticker: | | CUSIP: | H5498Z128 | |
| Meeting Date: | 4/25/2013 | Meeting Type: | Annual General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approval of the annual report 2012, the annual financial statements 2012 and the consolidated financial statements 2012, presentation of the reports of the auditors | For | Yes | For |
| 2 | Use of balance sheet profit | For | Yes | For |
| 3 | Release of the members of the board of directors and management board | For | Yes | For |
| 4.1 | Re-election of Rudolf Samuel Guedel as a member of the board of directors for a period of three years | For | Yes | For |
| 4.2 | Re-election of Prof. Dr. Konrad Wegener as a member of the board of directors for a period of three years | For | Yes | For |
| 5 | Election of the auditors / Pricewaterhousecoopers Ltd, Bern | For | Yes | For |
| 6 | Ordinary capital increase | For | Yes | For |
| 7 | Ad hoc | Against | Yes | Against |
| | | | | |
| Company Name: | MOTECH INDUSTRIES CO LTD | | | |
| Ticker: | 6244.TWO | CUSIP: | Y61397108 | |
| Meeting Date: | 6/11/2013 | Meeting Type: | Annual General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| A.1 | The 2012 business operations | None | No | None |
| A.2 | The 2012 audited reports | None | No | None |
| A.3 | The adjustment of profit distribution and special reserve | None | No | None |
| A.4 | The status of endorsement and guarantee | None | No | None |
| B.1 | The 2012 business reports and financial statements | For | Yes | For |
| B.2 | The appropriation for offsetting deficit of year 2012 | For | Yes | For |
| B.3 | The revision to the articles of incorporation | For | Yes | For |
| B.4 | The revision to the procedures of endorsement and guarantee | For | Yes | For |
| B.5 | The revision to the procedures of monetary loans | For | Yes | For |
| B.6 | The revision to the procedures of trading derivatives | For | Yes | For |
| B.7 | The revision to the 2012 employee stock options plan | For | Yes | For |
| B.8.1 | The election of the independent director: Wu,Cheng Ching | For | Yes | For |
| B.8.2 | The election of the independent director: Li,San Pao | For | Yes | For |
| B.8.3 | The election of the supervisor | For | Yes | For |
| B.9 | The proposal to release non-competition restriction on the directors | For | Yes | Against |
| B.10 | Extraordinary motions | Against | Yes | Against |
| | | | | |
| Company Name: | Orion Energy Systems, Inc. | | | |
| Ticker: | OESX | CUSIP: | 686275108 | |
| Meeting Date: | 10/24/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : MICHAEL W. ALTSCHAEFL | For | Yes | For |
| 1.2 | DIRECTOR : TRYG C. JACOBSON | For | Yes | For |
| 1.3 | DIRECTOR : MARK C. WILLIAMSON | For | Yes | For |
| 2 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | Yes | For |
| 3 | RATIFICATION OF BDO USA, LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | For | Yes | For |
| | | | | |
| Company Name: | Power Integrations, Inc. | | | |
| Ticker: | POWI | CUSIP: | 739276103 | |
| Meeting Date: | 6/3/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : BALU BALAKRISHNAN | For | Yes | For |
| 1.2 | DIRECTOR : ALAN D. BICKELL | For | Yes | For |
| 1.3 | DIRECTOR : NICHOLAS E. BRATHWAITE | For | Yes | For |
| 1.4 | DIRECTOR : WILLIAM GEORGE | For | Yes | For |
| 1.5 | DIRECTOR : BALAKRISHNAN S. IYER | For | Yes | For |
| 1.6 | DIRECTOR : E. FLOYD KVAMME | For | Yes | For |
| 1.7 | DIRECTOR : STEVEN J. SHARP | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| | | | | |
| Company Name: | Praxair, Inc. | | | |
| Ticker: | PX | CUSIP: | 74005P104 | |
| Meeting Date: | 4/23/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: BRET. K. CLAYTON | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: IRA D. HALL | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: LARRY D. MCVAY | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | For | Yes | For |
| 2 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| 3 | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Against | Yes | Against |
| 4 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | For | Yes | For |
| | | | | |
| Company Name: | ROCKWOOD HOLDINGS, INC. | | | |
| Ticker: | ROC | CUSIP: | 774415103 | |
| Meeting Date: | 5/21/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : SEIFI GHASEMI | For | Yes | For |
| 1.2 | DIRECTOR : SHELDON ERIKSON | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| 3 | TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO THE VOTE REQUIRED TO ELECT DIRECTORS. | Against | Yes | For |
| | | | | |
| Company Name: | SHARP CORPORATION | | | |
| Ticker: | | CUSIP: | J71434112 | |
| Meeting Date: | 6/25/2013 | Meeting Type: | Annual General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Please reference meeting materials. | | | |
| 1 | Approve Reduction of Common Stock, Capital Reserve and Legal Reserve | For | Yes | For |
| 2 | Approve Appropriation of Surplus | For | Yes | For |
| 3.1 | Appoint a Director | For | Yes | For |
| 3.2 | Appoint a Director | For | Yes | For |
| 3.3 | Appoint a Director | For | Yes | For |
| 3.4 | Appoint a Director | For | Yes | For |
| 3.5 | Appoint a Director | For | Yes | For |
| 3.6 | Appoint a Director | For | Yes | For |
| 3.7 | Appoint a Director | For | Yes | For |
| 3.8 | Appoint a Director | For | Yes | For |
| 3.9 | Appoint a Director | For | Yes | For |
| | | | | |
| Company Name: | SOLARCITY CORPORATION | | | |
| Ticker: | SCTY | CUSIP: | 83416T100 | |
| Meeting Date: | 6/5/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF CLASS I DIRECTOR: RAJ ATLURU | For | Yes | For |
| 1B. | ELECTION OF CLASS I DIRECTOR: JOHN H.N. FISHER | For | Yes | Against |
| 1C. | ELECTION OF CLASS I DIRECTOR: LYNDON R. RIVE | For | Yes | Against |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| | | | | |
| Company Name: | TESLA MOTORS, INC. | | | |
| Ticker: | TSLA | CUSIP: | 88160R101 | |
| Meeting Date: | 6/4/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | DIRECTOR : BRAD BUSS | For | Yes | For |
| 1.2 | DIRECTOR : IRA EHRENPREIS | For | Yes | For |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | Yes | For |
| | | | | |
| Company Name: | Trina Solar Ltd. | | | |
| Ticker: | TSL | CUSIP: | 89628E104 | |
| Meeting Date: | 9/7/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | RE-ELECTION OF MR. JEROME CORCORAN AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
| 2 | RE-ELECTION OF MR. CHOW WAI KWAN HENRY AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
| 3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | Yes | For |
| | | | | |
| Company Name: | ULVAC INC. | | | |
| Ticker: | 6728 | CUSIP: | J94048105 | |
| Meeting Date: | 9/27/2012 | Meeting Type: | Annual General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Amend Articles to: Approve Minor Revisions, Increase Authorized Capital to 100.039M shs., Establish Articles Related to Class A and B Shares and Class Shareholders Meetings | For | Yes | For |
| 2 | Approve Issuance of New Class A Shares to a Third Party, i.e. Japan Industrial Solutions the 1st Investment Limited Partnership on Favorable Conditions | For | Yes | For |
| 3 | Approve Reduction of Legal Reserve | For | Yes | For |
| 4.1 | Appoint a Director | For | Yes | For |
| 4.2 | Appoint a Director | For | Yes | For |
| 4.3 | Appoint a Director | For | Yes | For |
| 4.4 | Appoint a Director | For | Yes | For |
| 4.5 | Appoint a Director | For | Yes | For |
| 4.6 | Appoint a Director | For | Yes | For |
| 4.7 | Appoint a Director | For | Yes | For |
| 5 | Appoint a Corporate Auditor | For | Yes | Against |
| | | | | |
| Company Name: | United Technologies Corporation | | | |
| Ticker: | UTX | CUSIP: | 913017109 | |
| Meeting Date: | 4/29/2013 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | For | Yes | For |
| 1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | For | Yes | For |
| 1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | For | Yes | For |
| 1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | For | Yes | For |
| 1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | For | Yes | For |
| 1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | For | Yes | For |
| 1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | For | Yes | For |
| 1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | For | Yes | For |
| 1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | For | Yes | For |
| 1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | For | Yes | For |
| 1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | For | Yes | For |
| 1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | For | Yes | For |
| 2 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2013. | For | Yes | For |
| 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
| | | | | |
| Company Name: | VESTAS WIND SYSTEMS A/S, RANDERS | |
| Ticker: | | CUSIP: | K9773J128 | |
| Meeting Date: | 3/21/2013 | Meeting Type: | Annual General Meeting |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | The Board of Directors' report | None | No | None |
| 2 | Presentation and adoption of the annual report | For | Yes | For |
| 3 | Resolution for the allocation of the result of the year | For | Yes | For |
| 4.1 | The Board of Directors proposes that eight members are elected to the Board of Directors | For | Yes | For |
| 4.2.a | Re-election of Bert Nordberg as member to the Board of Directors | For | Yes | For |
| 4.2.b | Re-election of Carsten Bjerg as member to the Board of Directors | For | Yes | For |
| 4.2.c | Re-election of Eija Pitkanen as member to the Board of Directors | For | Yes | For |
| 4.2.d | Election of Henrik Andersen as member to the Board of Directors | For | Yes | For |
| 4.2.e | Election of Henry Stenson as member to the Board of Directors | For | Yes | For |
| 4.2.f | Re-election of Jorgen Huno Rasmussen as member to the Board of Directors | For | Yes | For |
| 4.2.g | Re-election of Jorn Ankaer Thomsen as member to the Board of Directors | For | Yes | For |
| 4.2.h | Re-election of Lars Josefsson as member to the Board of Directors | For | Yes | For |
| 4.2.i | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Linvig Thyge Martin Pedersen Bech as member to the Board of Directors | Against | Yes | Against |
| 5.1 | Approval of the final remuneration of the Board of Directors for 2012 | For | Yes | Against |
| 5.2.a | Approval of the level of remuneration of the Board of Directors for 2013: The Board of Directors proposes that the basic remuneration and remuneration per membership of one of the board committees should be kept at the same level as in 2012 | For | Yes | For |
| 5.2.b | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approval of the level of remuneration of the Board of Directors for 2013: The remuneration and benefits of the Board of Directors should be reduced by 15 per cent based on the 2012 level as approved by the Annual General Meeting in 2012 | Against | Yes | Against |
| 6 | Re-appointment of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as the company's auditor | For | Yes | Against |
| 7.1 | Amendment to the articles of association article 3 (authorisation to increase the share capital) | For | Yes | For |
| 7.2 | Amendment to the articles of association article 10(1) (authority to bind the company) | For | Yes | For |
| 7.3 | Adoption of the remuneration policy for the Board of Directors and the Executive Management | For | Yes | For |
| 7.4 | Adoption of the general guidelines for incentive pay of the Board of Directors and the Executive Management | For | Yes | Against |
| 7.5 | Authorisation to acquire treasury shares | For | Yes | For |
| 7.6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposal from Deminor International SCRL/CVBA, Belgium, that a scrutiny is carried out by an independent scrutinizer pursuant to sections 150-152 of the Danish Companies Act | Against | Yes | For |
| 7.7.a | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors places a responsibility for the company's negative development | Against | Yes | Against |
| 7.7.b | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors negotiates a 50 per cent reduction of salary and benefits for the company's CEO Ditlev Engel | Against | Yes | Against |
| 7.7.c | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors negotiates a 15 per cent reduction of salaries and benefits to all other employees in the Vestas Group | Against | Yes | Against |
| | | | | |
| Company Name: | YINGLI GREEN ENERGY HLDG CO LTD | | |
| Ticker: | YGE | CUSIP: | 98584B103 | |
| Meeting Date: | 11/19/2012 | Meeting Type: | Annual | |
| | | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | ADOPTION OF AUDITED FINANCIAL STATEMENTS. | Against | Yes | For |
| 2.1 | ELECTION OF DIRECTOR: XIANGDONG WANG | Against | Yes | For |
| 2.2 | ELECTION OF DIRECTOR: ZHENG XUE | Against | Yes | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF KPMG AS THE COMPANY'S INDEPENDENT AUDITORS. | Against | Yes | For |
