| Firsthand Alternative Energy Fund |
| | | | | |
| Company Name: | 3M CO | | | |
| Ticker: | MMM | CUSIP: | 88579Y101 | |
| Meeting Date: | 5/11/2010 | Meeting Type: | Annual | |
| Record Date: | 3/12/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Elect Director Linda G. Alvarado | For | Yes | For |
| 2 | Elect Director George W. Buckley | For | Yes | For |
| 3 | Elect Director Vance D. Coffman | For | Yes | For |
| 4 | Elect Director Michael L. Eskew | For | Yes | For |
| 5 | Elect Director W. James Farrell | For | Yes | For |
| 6 | Elect Director Herbert L. Henkel | For | Yes | For |
| 7 | Elect Director Edward M. Liddy | For | Yes | For |
| 8 | Elect Director Robert S. Morrison | For | Yes | For |
| 9 | Elect Director Aulana L. Peters | For | Yes | For |
| 10 | Elect Director Robert J. Ulrich | For | Yes | For |
| 11 | Ratify Auditors | For | Yes | For |
| 12 | Amend Omnibus Stock Plan | For | Yes | For |
| Shareholder Proposal | | | |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | Yes | For |
| | | | | |
| Company Name: | ADA-ES, Inc. | | | |
| Ticker: | ADES | CUSIP: | 005208103 | |
| Meeting Date: | 6/16/2010 | Meeting Type: | Annual | |
| Record Date: | 4/30/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Election of Robert N. Caruso | For | Yes | For |
| 1.2 | Election of Michael D. Durham | For | Yes | For |
| 1.3 | Election of John W. Eaves | For | Yes | For |
| 1.4 | Election of Derek C. Johnson | For | Yes | For |
| 1.5 | Election of Ronald B. Johnson | For | Yes | For |
| 1.6 | Election of W. Phillip Marcum | For | Yes | For |
| 1.7 | Election of Mark H. McKinnies | For | Yes | For |
| 1.8 | Election of Jeffrey C. Smith | For | Yes | For |
| 1.9 | Election of Richard J. Swanson | For | Yes | For |
| 2 | To ratify the audit committee's selection of Ehrhardt, Keefe, Steiner & Hottman PC as our independent registered public accounting firm for the fiscal year ending December 31, 2010. | For | Yes | For |
| 3 | To approve the stock issuance plan for th eissuance of shares of the company's common stock in excess of 20% of the amount of our outstanding shares of common stock and not more than 3.5 million shares, as more fully described in the proxy statement. | For | Yes | For |
| | | | | |
| Company Name: | Akeena Solar, Inc. | | | |
| Ticker: | AKNS | CUSIP: | 009720103 | |
| Meeting Date: | 5/7/2010 | Meeting Type: | Annual | |
| Record Date: | 3/8/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Barry Cinnamon | For | Yes | For |
| 1.2 | Elect Director Ed Roffman | For | Yes | For |
| 1.3 | Elect Director Jon Witkin | For | Yes | For |
| 1.4 | Elect Director Pradeep Jotwani | For | Yes | For |
| 2 | Increase Authorized Common Stock | For | Yes | For |
| 3 | Amend Omnibus Stock Plan | For | Yes | Against |
| 4 | Ratify Auditors | For | Yes | For |
| 5 | Adjourn Meeting | For | Yes | For |
| 6 | Other Business | For | Yes | For |
| | | | | |
| Company Name: | Amtech Systems, Inc. | | | |
| Ticker: | ASYS | CUSIP: | 032332504 | |
| Meeting Date: | 3/11/2010 | Meeting Type: | Annual | |
| Record Date: | 1/22/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Jong S. Whang | For | Yes | For |
| 1.2 | Elect Director Michael Garnreiter | For | Yes | For |
| 1.3 | Elect Director Alfred W. Giese | For | Yes | For |
| 1.4 | Elect Director Egbert Jan Geert Goudena | For | Yes | For |
| 1.5 | Elect Director Jeong Mo Hwang | For | Yes | For |
| 1.6 | Elect Director Robert F. King | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Amend Non-Employee Director Stock Option Plan | For | Yes | For |
| 4 | Amend Omnibus Stock Plan | For | Yes | For |
| | | | | |
| Company Name: | Ascent Solar Technologies Inc | | | |
| Ticker: | ASTI | CUSIP: | 043635101 | |
| Meeting Date: | 6/16/2010 | Meeting Type: | Annual | |
| Record Date: | 5/28/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Election of Farhad Moghadam, Ph.D. | For | Yes | For |
| 1.2 | Election of Kim J. Huntley | For | Yes | For |
| 1.3 | Election of G. Thomas Marsh | For | Yes | For |
| 2 | To approve an amendment and restatement of the company's 2005 stock option plan | For | Yes | Against |
| 3 | To approve an amendment and restatement of the company's 2008 restricted stock plan | For | Yes | For |
| 4 | To ratify the audit committee's appointment of Hein & Associates LLP as the company's independent registered public accounting firm for the year ending December 31, 2010 | For | Yes | For |
| | | | | |
| Company Name: | Clipper Windpower plc | | | |
| Ticker: | CWP.L | CUSIP: | G2326A103 | |
| Meeting Date: | 1/6/2010 | Meeting Type: | Special | |
| Record Date: | 1/4/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Authorise Issue of Equity with Pre-emptive Rights up to GBP 8,433,712.40; Authorise Issue of Equity without Pre-emptive Rights up to GBP 8,433,712.40; Amend Articles of Association | For | Yes | For |
| | | | | |
| Company Name: | Corning Inc. | | | |
| Ticker: | GLW | CUSIP: | 219350105 | |
| Meeting Date: | 4/29/2010 | Meeting Type: | Annual | |
| Record Date: | 2/25/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A | Elect Director Robert F. Cummings, Jr. | For | Yes | For |
| 1B | Elect Director Carlos M. Gutierrez | For | Yes | For |
| 1C | Elect Director William D. Smithburg | For | Yes | For |
| 1D | Elect Director Hansel E. Tookes, II | For | Yes | For |
| 1E | Elect Director Wendell P. Weeks | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Approve Executive Incentive Bonus Plan | For | Yes | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | For | Yes | For |
| 5 | Declassify the Board of Directors | For | Yes | For |
| Shareholder Proposal | | | |
| 6 | Reduce Supermajority Vote Requirement | Against | Yes | Against |
| | | | | |
| Company Name: | Echelon Corporation | | | |
| Ticker: | ELON | CUSIP: | 27874N105 | |
| Meeting Date: | 5/26/2010 | Meeting Type: | Annual | |
| Record Date: | 4/7/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Election of Robyn M. Denholm | For | Yes | For |
| 1.2 | Election of Richard M. Moley | For | Yes | For |
| 1.3 | Election of Betsy Rafael | For | Yes | For |
| 2 | Proposal to ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2010 | For | Yes | For |
| | | | | |
| Company Name: | FuelCell Energy, Inc. | | | |
| Ticker: | FCEL | CUSIP: | 35952H106 | |
| Meeting Date: | 3/25/2010 | Meeting Type: | Annual | |
| Record Date: | 2/2/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director R. Daniel Brdar | For | Yes | For |
| 1.2 | Elect Director Richard A. Bromley | For | Yes | For |
| 1.3 | Elect Director James Herbert England | For | Yes | For |
| 1.4 | Elect Director James D. Gerson | For | Yes | For |
| 1.5 | Elect Director Thomas L. Kempner | For | Yes | For |
| 1.6 | Elect Director William A. Lawson | For | Yes | For |
| 1.7 | Elect Director George K. Petty | For | Yes | For |
| 1.8 | Elect Director John A. Rolls | For | Yes | For |
| 1.9 | Elect Director Togo Dennis West, Jr. | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Approve Omnibus Stock Plan | For | Yes | Against |
| | | | | |
| Company Name: | GT Solar International, Inc. | | | |
| Ticker: | SOLR | CUSIP: | | |
| Meeting Date: | 8/7/2009 | Meeting Type: | Annual | |
| Record Date: | 6/10/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director J. Bradford Forth | For | Yes | Withhold |
| 1.2 | Elect Director Fusen E. Chen | For | Yes | For |
| 1.3 | Elect Director J. Michal Conaway | For | Yes | For |
| 1.4 | Elect Director Ernest L. Godshalk | For | Yes | For |
| 1.5 | Elect Director Richard K. Landers | For | Yes | For |
| 1.6 | Elect Director Matthew E. Massengill | For | Yes | For |
| 1.7 | Elect Director Noel G. Watson | For | Yes | For |
| 1.8 | Elect Director Thomas M. Zarrella | For | Yes | For |
| 2 | Approve Executive Incentive Bonus Plan | For | Yes | Against |
| 3 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Honeywell International, Inc. | | | |
| Ticker: | HON | CUSIP: | 438516106 | |
| Meeting Date: | 4/26/2010 | Meeting Type: | Annual | |
| Record Date: | 2/26/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A | Elect Director Gordon M. Bethune | For | Yes | For |
| 1B | Elect Director Kevin Burke | For | Yes | For |
| 1C | Elect Director Jaime Chico Pardo | For | Yes | For |
| 1D | Elect Director David M. Cote | For | Yes | For |
| 1E | Elect Director D. Scott Davis | For | Yes | For |
| 1F | Elect Director Linnet F. Deily | For | Yes | For |
| 1G | Elect Director Clive R. Hollick | For | Yes | For |
| 1H | Elect Director George Paz | For | Yes | For |
| 1I | Elect Director Bradley T. Sheares | For | Yes | For |
| 1J | Elect Director Michael W. Wright | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Provide Right to Call Special Meeting | For | Yes | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For |
| Shareholder Proposal | | | |
| 5 | Provide Right to Act by Written Consent | Against | Yes | Against |
| 6 | Require Independent Board Chairman | Against | Yes | Against |
| 7 | Review and Amend Code of Conduct to Include Human Rights | Against | Yes | Against |
| | | | | |
| Company Name: | Intevac, Inc. | | | |
| Ticker: | IVAC | CUSIP: | 461148108 | |
| Meeting Date: | 5/20/2010 | Meeting Type: | Annual | |
| Record Date: | 3/31/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Norman H. Pond | For | Yes | For |
| 1.2 | Elect Director Kevin Fairbairn | For | Yes | For |
| 1.3 | Elect Director David S. Dury | For | Yes | For |
| 1.4 | Elect Director Stanley J. Hill | For | Yes | For |
| 1.5 | Elect Director Robert Lemos | For | Yes | For |
| 1.6 | Elect Director Ping Yang | For | Yes | For |
| 2 | Amend Omnibus Stock Plan | For | Yes | For |
| 3 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Itron, Inc. | | | |
| Ticker: | ITRI | CUSIP: | 465741106 | |
| Meeting Date: | 5/4/2010 | Meeting Type: | Annual | |
| Record Date: | 2/26/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A | Elect Director Thomas S. Glanville | For | Yes | For |
| 1B | Elect Director Sharon L. Nelson | For | Yes | For |
| 1C | Elect Director Malcolm Unsworth | For | Yes | For |
| 2 | Approve Omnibus Stock Plan | For | Yes | For |
| 3 | Approve Executive Incentive Bonus Plan | For | Yes | For |
| 4 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | JA Solar Holdings Co. Ltd. | | | |
| Ticker: | JASO | CUSIP: | 466090107 | |
| Meeting Date: | 8/3/2009 | Meeting Type: | Annual | |
| Record Date: | 6/24/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Accept Financial Statements and Statutory Reports | For | Yes | For |
| 2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | For | Yes | Against |
| 3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | For | Yes | Against |
| 4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | For | Yes | Against |
| 5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | For | Yes | For |
| 6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | For | Yes | Against |
| 7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | For | Yes | Against |
| 8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | For | Yes | Against |
| 9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | For | Yes | For |
| 10 | Other Business (Voting) | For | Yes | Against |
| | | | | |
| Company Name: | JA Solar Holdings Co. Ltd. | | | |
| Ticker: | JASO | CUSIP: | 466090107 | |
| Meeting Date: | 6/30/2010 | Meeting Type: | Annual | |
| Record Date: | 5/21/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | To receive and consider the audited financial statements and the reports of the chairman and chief executive officer for the year ended December 31, 2009. | For | Yes | For |
| 2 | To elect Peng Fang as a Director of the Company and authorize the board of directors to fix his remuneration. | For | Yes | For |
| 3 | To elect Yuwen Zhao as a Director of the Company and authorize the board of directors to fix his remuneration. | For | Yes | For |
| 4 | To transact such other business as may properly come before the meeting or any adjournment or postponement thereof. | For | Yes | Against |
| | | | | |
| Company Name: | Johnson Controls, Inc. | | | |
| Ticker: | JCI | CUSIP: | 478366107 | |
| Meeting Date: | 1/27/2010 | Meeting Type: | Annual | |
| Record Date: | 11/19/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director David P. Abney | For | Yes | For |
| 1.2 | Elect Director Robert L. Barnett | For | Yes | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | For | Yes | For |
| 1.4 | Elect Director Jeffrey A. Joerres | For | Yes | Withhold |
| 2 | Ratify Auditors | For | Yes | For |
| Shareholder Proposal | | | |
| 3 | Require a Majority Vote for the Election of Directors | Against | Yes | Against |
| | | | | |
| Company Name: | Koninklijke Philips Electronics | | | |
| Ticker: | PHG | CUSIP: | 500472303 | |
| Meeting Date: | 3/25/2010 | Meeting Type: | Annual | |
| Record Date: | 3/3/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 2A | Approve 2009 Financial Statements and Statutory Reports | For | Yes | For |
| 2D | Approve Dividends of EUR 0.70 Per Share | For | Yes | For |
| 2E | Approve Discharge of Mgmt Board | For | Yes | For |
| 2F | Approve Discharge of Supervisory Board | For | Yes | For |
| 3A | Reelect G.H.A. Dutine to Mgmt Board | For | Yes | For |
| 3B | Reelect R.S. Provoost to Mgmt Board | For | Yes | For |
| 3C | Reelect A. Ragnetti to Mgmt Board | For | Yes | For |
| 3D | Reelect S.H. Rusckowski to Mgmt Board | For | Yes | For |
| 4A | Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Polus Additional 10 Percent in Case of Takeover/Merger | For | Yes | For |
| 4B | Authorize Board to Exclude Preemptive Rights fro Issuance under Item 4A | For | Yes | For |
| 5 | Authorize Repurchase of Shares | For | Yes | For |
| | | | | |
| Company Name: | Kyocera Corp. | | | |
| Ticker: | KYO | CUSIP: | 501556203 | |
| Meeting Date: | 6/25/2010 | Meeting Type: | Annual | |
| Record Date: | 3/31/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approval of the Distribution of Surplus | For | Yes | For |
| 2A | Election of Tsutomu Yamori | For | Yes | For |
| 2B | Election of Ohta Yoshihito | For | Yes | For |
| | | | | |
| Company Name: | LDK Solar Co., Ltd. | | | |
| Ticker: | LDK | CUSIP: | 50183L107 | |
| Meeting Date: | 8/28/2009 | Meeting Type: | Annual | |
| Record Date: | 7/24/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | For | Yes | For |
| 2 | Reelect Xingxue Tong as Director | For | Yes | Against |
| 3 | Reelect Bing Xiang as Director | For | Yes | For |
| 4 | Reelect Wang Gang as Director | For | Yes | Against |
| 5 | Ratify KPMG as Auditors | For | Yes | For |
| | | | | |
| Company Name: | MEMC Electronic Materials, Inc. | | | |
| Ticker: | WFR | CUSIP: | 552715104 | |
| Meeting Date: | 4/20/2010 | Meeting Type: | Annual | |
| Record Date: | 2/25/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A | Elect Director Emmanuel T. Hernandez | For | Yes | For |
| 1B | Elect Director John Marren | For | Yes | For |
| 1C | Elect Director William E. Stevens | For | Yes | For |
| 1D | Elect Director James B. Williams | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Approve Omnibus Stock Plan | For | Yes | For |
| 4 | Other Business | For | Yes | For |
| | | | | |
| Company Name: | METABOLIX INC | | | |
| Ticker: | MBLX | CUSIP: | 591018809 | |
| Meeting Date: | 5/27/2010 | Meeting Type: | Annual | |
| Record Date: | 3/30/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Election of Peter N. Kellogg | For | Yes | Withhold |
| 1.2 | Election of Edward M. Muller | For | Yes | For |
| 1.3 | Election of Matthew Strobeck | For | Yes | For |
| 1.4 | Election of Robert L. Van Nostrand | For | Yes | For |
| 2 | Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2010 | For | Yes | For |
| | | | | |
| Company Name: | Metalico Inc | | | |
| Ticker: | MEA | CUSIP: | 591176102 | |
| Meeting Date: | 6/22/2010 | Meeting Type: | Annual | |
| Record Date: | 5/3/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1A | Election of Carlos E. Aguero | For | Yes | For |
| 1B | Election of Michael J. Drury | For | Yes | For |
| 1C | Election of Bret R. Maxwell | For | Yes | For |
| 1D | Election of Walter H. Barandiaran | For | Yes | For |
| 1E | Election of Paul A. Garrett | For | Yes | For |
| 1F | Election of Sean P. Duffy | For | Yes | For |
| 2 | Proposal to ratify the appointment of J.H. Cohn LLP by the company's audit committee as the company's independent auditor for the fiscal year endign December 31, 2010. | For | Yes | For |
| | | | | |
| Company Name: | Meyer Burger Technology AG | | | |
| Ticker: | | CUSIP: | H5498Z110 | |
| Meeting Date: | 1/14/2010 | Meeting Type: | Special | |
| Record Date: | 12/16/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Share Re-registration Consent | For | Yes | For |
| 1 | Approve Merger Agreement with 3S Industries AG | For | Yes | For |
| 2.1 | Approve 10:1 Stock Split | For | Yes | For |
| 2.2 | Approve Creation of CHF 653,138 Pool of Capital without Preemptive Rights | For | Yes | For |
| 3 | Elect Rudolf Samuel Guedel, Konrad Wegener und Rolf Waegli as Directors If Items 1, 2.1, and 2.2 Should Be Approved (Bundled) | For | Yes | For |
| | | | | |
| Company Name: | Meyer Burger Technology AG | | | |
| Ticker: | | CUSIP: | H5498Z128 | |
| Meeting Date: | 4/29/2010 | Meeting Type: | Annual | |
| Record Date: | 4/23/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Accept Financial Statements and Statutory Reports | For | Yes | For |
| 2 | Approve Allocation of Income and Omission of Dividends | For | Yes | For |
| 3 | Approve Discharge of Board and Senior Mgmt | For | Yes | For |
| 4 | Ratify PricewaterhouseCoopers AG as Auditors | For | Yes | For |
| 5.1 | Approve Creation of CHF 225,000 Pool of Capital without Preemptive Rights | For | Yes | For |
| 5.2 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve Creation of CHF 150,000 Pool of Capital to Guarantee Conversion Rights | For | Yes | For |
| 5.3 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | For | Yes | For |
| | | | | |
| Company Name: | MOTECH INDUSTRIES CO LTD | | | |
| Ticker: | 6244.TWO | CUSIP: | Y61397108 | |
| Meeting Date: | 1/26/2010 | Meeting Type: | Special | |
| Record Date: | 12/25/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Amend Articles of Association | For | Yes | Against |
| 2 | Approve Issuance of Shares for a Private Placement | For | Yes | Against |
| 3 | Transact Other Business (Non-Voting) | | Yes | |
| | | | | |
| Company Name: | MOTECH INDUSTRIES CO LTD | | | |
| Ticker: | 6244.TWO | CUSIP: | Y61397108 | |
| Meeting Date: | 5/26/2010 | Meeting Type: | Annual | |
| Record Date: | 3/26/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approve 2009 Business Operations Report and Financial Statements | For | No | None |
| 2 | Approve 2009 Allocation of Income and Dividends | For | No | None |
| 3 | Amend Articles of Association | For | No | None |
| 4 | Approve Capitalization of Surplus | For | No | None |
| 5 | Amend Election Rules of Directors and Supervisors | For | No | None |
| 6.1 | Elect Tsuo, Simon Y.H with ID Number 5 as Director | For | No | None |
| 6.2 | Elect Tsai, Rick L from TSMC with ID Number 73921 as Director | For | No | None |
| 6.3 | Elect Chao, Yingchen from TSMC with ID Number 73921 as Director | For | No | None |
| 6.4 | Elect Li, Chingming with ID Number 25697 as Director | For | No | None |
| 6.5 | Elect Tsing, Yunghui with ID Number 2 as Director | For | No | None |
| 6.6 | Elect Wu, Chengching with ID Number 106 as Independent Director | For | No | None |
| 6.7 | Elect Lee, Sanboh with ID Number 52 as Independent Director | For | No | None |
| 6.8 | Elect Wang, Ching-I with ID Number N100305897 as Supervisor | For | No | None |
| 6.9 | Elect Huang, Shaohua with ID Number A101313365 as Supervisor | For | No | None |
| 6.1 | Elect Lee, Chihkaou with ID Number 6 as Supervisor | For | No | None |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | For | No | None |
| | | | | |
| Company Name: | National Semiconductor Corp. | | | |
| Ticker: | NSM | CUSIP: | 637640103 | |
| Meeting Date: | 9/25/2009 | Meeting Type: | Annual | |
| Record Date: | 7/30/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Brian L. Halla | For | Yes | For |
| 1.2 | Elect Director Steven R. Appleton | For | Yes | For |
| 1.3 | Elect Director Gary P. Arnold | For | Yes | For |
| 1.4 | Elect Director Richard J. Danzig | For | Yes | For |
| 1.5 | Elect Director John T. Dickson | For | Yes | For |
| 1.6 | Elect Director Robert J. Frankenberg | For | Yes | For |
| 1.7 | Elect Director Modesto A. Maidique | For | Yes | For |
| 1.8 | Elect Director Edward R. McCracken | For | Yes | For |
| 1.9 | Elect Director Roderick C. McGeary | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Approve Executive Incentive Bonus Plan | For | Yes | For |
| 4 | Approve Omnibus Stock Plan | For | Yes | For |
| 5 | Approve Repricing of Options | For | Yes | For |
| | | | | |
| Company Name: | Orion Energy Systems, Inc. | | | |
| Ticker: | OESX | CUSIP: | 686275108 | |
| Meeting Date: | 10/28/2009 | Meeting Type: | Annual | |
| Record Date: | 9/18/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Roland G. Stephenson | For | Yes | Withhold |
| 1.2 | Elect Director Mark C. Williamson | For | Yes | For |
| 1.3 | Elect Director Michael W. Altschaefl | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Power Integrations, Inc. | | | |
| Ticker: | POWI | CUSIP: | 739276103 | |
| Meeting Date: | 6/18/2010 | Meeting Type: | Annual | |
| Record Date: | 4/21/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Election of Balu Balakrishnan | For | Yes | For |
| 1.2 | Election of Alan D Bickell | For | Yes | For |
| 1.3 | Election of Nicholas E. Braithwaite | For | Yes | For |
| 1.4 | Election of James Fiebiger | For | Yes | For |
| 1.5 | Election of William George | For | Yes | For |
| 1.6 | Election of Balakrishnan S. Iyer | For | Yes | For |
| 1.7 | Election of E. Floyd Kvamme | For | Yes | For |
| 1.8 | Election of Steven J. Sharp | For | Yes | For |
| 2 | To ratify the selection by the audit committee of the board of directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations, Inc. for the fiscal year ending December 31, 2010. | For | Yes | For |
| | | | | |
| Company Name: | Praxair, Inc. | | | |
| Ticker: | PX | CUSIP: | 74005P104 | |
| Meeting Date: | 4/27/2010 | Meeting Type: | Annual | |
| Record Date: | 3/1/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Stephen F. Angel | For | Yes | For |
| 1.2 | Elect Director Nance K. Dicciani | For | Yes | For |
| 1.3 | Elect Director Edward G. Galante | For | Yes | For |
| 1.4 | Elect Director Claire W. Gargalli | For | Yes | For |
| 1.5 | Elect Director Ira D. Hall | For | Yes | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | For | Yes | For |
| 1.7 | Elect Director Larry D. Mcvay | For | Yes | For |
| 1.8 | Elect Director Wayne T. Smith | For | Yes | For |
| 1.9 | Elect Director Robert L. Wood | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Renewable Energy Corporation ASA | | | |
| Ticker: | REC.OL | CUSIP: | R7199U100 | |
| Meeting Date: | 3/25/2010 | Meeting Type: | Special | |
| Record Date: | 3/11/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | None | No | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | None | No | None |
| 3 | Approve Notice of Meeting and Agenda | For | Yes | For |
| 4 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to the General Meeting | For | Yes | For |
| | | | | |
| Company Name: | Sharp Corp. | | | |
| Ticker: | SHARP | CUSIP: | J71434112 | |
| Meeting Date: | 6/23/2010 | Meeting Type: | Annual | |
| Record Date: | 3/31/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | No | None |
| 2 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | No | None |
| 3.1 | Elect Director Katsuhiko Machida | For | No | None |
| 3.2 | Elect Director Mikio Katayama | For | No | None |
| 3.3 | Elect Director Masafumi Matsumoto | For | No | None |
| 3.4 | Elect Director Toshio Adachi | For | No | None |
| 3.5 | Elect Director Toshishige Hamano | For | No | None |
| 3.6 | Elect Director Yoshiaki Ibuchi | For | No | None |
| 3.7 | Elect Director Kenji Ohta | For | No | None |
| 3.8 | Elect Director Nobuyuki Taniguchi | For | No | None |
| 3.9 | Elect Director Kunio Itou | For | No | None |
| 3.1 | Elect Director Katsuaki Nomura | For | No | None |
| 4 | Approve Takeover Defense Plan (Poison Pill) | For | No | None |
| | | | | |
| Company Name: | Solarfun Power Holdings Co., Ltd. - Meeting for Holders of ADRs | | |
| Ticker: | SOLF | CUSIP: | 83415U108 | |
| Meeting Date: | 12/10/2009 | Meeting Type: | Annual | |
| Record Date: | 11/11/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Reelect David N.K. Wang, Rongqiang Cui and John Breckenridge as Directors | For | Yes | Against |
| 2 | Ratify Ernst & Young Hua Ming as Auditors | For | Yes | For |
| | | | | |
| Company Name: | SunPower Corp. | | | |
| Ticker: | SPWRA | CUSIP: | 867652307 | |
| Meeting Date: | 5/4/2010 | Meeting Type: | Annual | |
| Record Date: | 3/9/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director W. Steve Albrecht | For | Yes | For |
| 1.2 | Elect Director Betsy S. Atkins | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Suntech Power Holdings Co Ltd - Meeting for Holders of ADRs | | |
| Ticker: | STP | CUSIP: | 86800C104 | |
| Meeting Date: | 8/14/2009 | Meeting Type: | Annual | |
| Record Date: | 7/1/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Receive Chairman and Ceo Reports | None | No | None |
| 2 | Amend Equity Incentive Plan Re: Shares Limit | For | Yes | For |
| 3 | Amend Equity Incentive Plan Re: Term Limit | For | Yes | For |
| 4 | Transact Other Business (Non-Voting) | None | No | None |
| | | | | |
| Company Name: | Supertex, Inc. | | | |
| Ticker: | SUPX | CUSIP: | 868532102 | |
| Meeting Date: | 8/14/2009 | Meeting Type: | Annual | |
| Record Date: | 6/19/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Henry C. Pao | For | Yes | For |
| 1.2 | Elect Director Benedict C.K. Choy | For | Yes | For |
| 1.3 | Elect Director W. Mark Loveless | For | Yes | For |
| 1.4 | Elect Director Elliott Schlam | For | Yes | For |
| 1.5 | Elect Director Milton Feng | For | Yes | For |
| 2 | Approve Omnibus Stock Plan | For | Yes | For |
| 3 | Ratify Auditors | For | Yes | For |
| | | | | |
| Company Name: | Trina Solar Ltd. - Meeting for Holders of ADRs | | | |
| Ticker: | TSL | CUSIP: | | |
| Meeting Date: | 9/1/2009 | Meeting Type: | Annual | |
| Record Date: | 7/21/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| Ordinary Resolution | | | |
| 1 | Reelect Jerome J. Corcoran as Director | For | Yes | Against |
| 2 | Reelect Peter Mak as Director | For | Yes | Against |
| 3 | Increase Authorized Common Stock | For | Yes | Against |
| 4 | Ratify Deloitte Touche Tohmatsu as Auditors | For | Yes | For |
| Management Proposal (Special Resolution) | | | |
| 5 | Amend Articles to Reflect Changes in Capital | For | Yes | Against |
| | | | | |
| Company Name: | U.S. Geothermal Inc. | | | |
| Ticker: | HTM | CUSIP: | 90338S102 | |
| Meeting Date: | 12/17/2009 | Meeting Type: | Annual | |
| Record Date: | 10/29/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Douglas J. Glaspey | For | Yes | For |
| 1.2 | Elect Director Daniel J. Kunz | For | Yes | For |
| 1.3 | Elect Director Paul A. Larkin | For | Yes | Withhold |
| 1.4 | Elect Director Leland L. Mink | For | Yes | Withhold |
| 1.5 | Elect Director John H. Walker | For | Yes | Withhold |
| 2 | Ratify Auditors | For | Yes | For |
| 3 | Approve Omnibus Stock Plan | For | Yes | Against |
| | | | | |
| Company Name: | ULVAC INC. | | | |
| Ticker: | 6728 | CUSIP: | J94048105 | |
| Meeting Date: | 9/29/2009 | Meeting Type: | Annual | |
| Record Date: | 6/30/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 21 | For | Yes | For |
| 2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | For | Yes | For |
| 3.1 | Elect Director | For | Yes | For |
| 3.2 | Elect Director | For | Yes | For |
| 3.3 | Elect Director | For | Yes | For |
| 3.4 | Elect Director | For | Yes | For |
| 3.5 | Elect Director | For | Yes | For |
| 3.6 | Elect Director | For | Yes | For |
| 4 | Appoint Statutory Auditor | For | Yes | For |
| 5 | Approve Payment of Annual Bonuses to Directors | For | Yes | For |
| | | | | |
| Company Name: | United Technologies Corporation | | | |
| Ticker: | UTX | CUSIP: | 913017109 | |
| Meeting Date: | 4/14/2010 | Meeting Type: | Annual | |
| Record Date: | 2/16/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1.1 | Elect Director Louis R. Chenevert | For | Yes | For |
| 1.2 | Elect Director John V. Faraci | For | Yes | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | For | Yes | For |
| 1.4 | Elect Director Jamie S. Gorelick | For | Yes | For |
| 1.5 | Elect Director Carlos M. Gutierrez | For | Yes | For |
| 1.6 | Elect Director Edward A. Kangas | For | Yes | For |
| 1.7 | Elect Director Charles R. Lee | For | Yes | For |
| 1.8 | Elect Director Richard D. McCormick | For | Yes | For |
| 1.9 | Elect Director Harold McGraw, III | For | Yes | For |
| 1.1 | Elect Director Richard B. Myers | For | Yes | For |
| 1.11 | Elect Director H. Patrick Swygert | For | Yes | For |
| 1.12 | Elect Director Andre Villeneuve | For | Yes | For |
| 1.13 | Elect Director Christine Todd Whitman | For | Yes | For |
| 2 | Ratify Auditors | For | Yes | For |
| Shareholder Proposal | | | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Against |
| | | | | |
| Company Name: | Vestas Wind System AS | | | |
| Ticker: | VWSYF.PK | CUSIP: | K9773J128 | |
| Meeting Date: | 1/14/2010 | Meeting Type: | Special | |
| Record Date: | 12/29/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | For | Yes | For |
| 2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | Yes | For |
| | | | | |
| Company Name: | Vestas Wind System AS | | | |
| Ticker: | VWSYF.PK | CUSIP: | K9773J128 | |
| Meeting Date: | 3/17/2010 | Meeting Type: | Annual | |
| Record Date: | 3/1/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Receive Report of Board | None | No | None |
| 2 | Receive and Approve Financial Statements and Statutory Reports | For | Yes | For |
| 3 | Approve Allocation of Income and Omission of Dividends | For | Yes | For |
| 4A | Reelect Bent Carlsen as Director | For | Yes | For |
| 4B | Reelect Torsten Rasmussen as Director | For | Yes | For |
| 4C | Reelect Freddy Frandsen as Director | For | Yes | For |
| 4D | Reelect Hakan Eriksson as Director | For | Yes | For |
| 4E | Reelect Jorgen Rasmussen as Director | For | Yes | For |
| 4F | Reelect Jorn Thomsen as Director | For | Yes | For |
| 4G | Reelect Kurt Nielsen as Director | For | Yes | For |
| 4H | Reelect Ola Rollen as Director | For | Yes | For |
| 5 | Ratify PricewaterhouseCoopers as Auditor | For | Yes | For |
| 6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | For | Yes | For |
| 6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | For | Yes | For |
| 6.3 | Amend Articles Re: Delete Secondary Company Name | For | Yes | For |
| 6.4 | Amend Articles Re: Delete Reference to Company Address | For | Yes | For |
| 6.5 | Amend Articles Re: Change Name of Company's Share Registrar | For | Yes | For |
| 6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | For | Yes | For |
| 6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | For | Yes | For |
| 6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | For | Yes | Against |
| 6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | For | Yes | Against |
| 6.1 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | For | Yes | Against |
| 6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | For | Yes | For |
| 6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | For | Yes | For |
| 6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | For | Yes | For |
| 6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | For | Yes | For |
| 6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | For | Yes | For |
| 6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Mgmt and Board to Include Warrants | For | Yes | For |
| 6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | Yes | For |
| 7 | Other Business | None | No | None |
| | | | | |
| Company Name: | WaterFurnace Renewable Energy Inc. | | | |
| Ticker: | WFI | CUSIP: | 9415EQ108 | |
| Meeting Date: | 5/12/2010 | Meeting Type: | Annual | |
| Record Date: | 4/1/2010 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Election of directors for the company for the ensuing year for all nominees proposed by Mgmt | For | Yes | For |
| 2 | Appointment of Grant Thornton, LLP, Chartered Accountants, as auditors of the company for the ensuing year and to authorize the directors to fix the auditors' remuneration. | For | Yes | For |
| | | | | |
| Company Name: | YINGLI GREEN ENERGY HLDG CO LTD - Meeting for Holders of ADRs | | |
| Ticker: | YGE | CUSIP: | 98584B103 | |
| Meeting Date: | 8/18/2009 | Meeting Type: | Annual | |
| Record Date: | 7/17/2009 | | | |
| | | | | |
| # | Description | Mgmt Rec | Voted | Vote Cast |
| | | | | |
| Management Proposal | | | |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | For | Yes | For |
| 2 | Reelect Zongwei Li as a Director | For | Yes | Against |
| 3 | Reelect Xiangdong Wang as a Director | For | Yes | Against |
| 4 | Amend 2006 Stock Incentive Plan | For | Yes | For |
| 5 | Amend 2006 Stock Incentive Plan | For | Yes | For |
| 6 | Ratify Kpmg as Auditors | For | Yes | For |
| | | | | |
