Firsthand Alternative Energy Fund |
Company Name: | 3M CO | | | |
Ticker: | MMM | CUSIP: | 88579Y101 | |
Meeting Date: | 5/8/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | Yes | For |
1B. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | Yes | For |
1C. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | Yes | For |
1D. | ELECTION OF DIRECTOR: W. JAMES FARRELL | For | Yes | For |
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | Yes | For |
1F. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | Yes | For |
1G. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | For | Yes | For |
1H. | ELECTION OF DIRECTOR: AULANA L. PETERS | For | Yes | For |
1I. | ELECTION OF DIRECTOR: INGE G. THULIN | For | Yes | For |
1J. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | Yes | For |
3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | Yes | For |
4 | TO APPROVE THE 2012 AMENDED AND RESTATED GENERAL EMPLOYEES STOCK PURCHASE PLAN. | For | Yes | For |
5 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN. | For | Yes | For |
6 | STOCKHOLDER PROPOSAL ON LOBBYING. | Against | Yes | For |
7 | STOCKHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. | For | Yes | Against |
8 | STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Against | Yes | For |
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Company Name: | A123 | | | |
Ticker: | AONE | CUSIP: | 03739T108 | |
Meeting Date: | 5/23/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: ARTHUR L. GOLDSTEIN | For | Yes | For |
1.2 | DIRECTOR: GARY E. HAROIAN | For | Yes | For |
1.3 | DIRECTOR: DAVID P. VIEAU | For | Yes | For |
2 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN OUR PROXY STATEMENT RELATING TO OUR 2012 ANNUAL MEETING OF STOCKHOLDERS. | For | Yes | For |
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
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Company Name: | A123 | | | |
Ticker: | AONE | CUSIP: | 03739T108 | |
Meeting Date: | 6/29/2012 | Meeting Type: | Special | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1 | APPROVAL OF ISSUANCE OF SHARES OF COMMON STOCK PURSUANT TO A123'S 6.0% SENIOR UNSECURED CONVERTIBLE NOTES AND RELATED WARRANTS | For | Yes | For |
2 | AUTHORIZATION TO INCREASE THE COMPANY'S AUTHORIZED COMMON STOCK FROM 250,000,000 SHARES TO 650,000,000 SHARES | For | Yes | For |
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Company Name: | Amtech Systems, Inc. | | | |
Ticker: | ASYS | CUSIP: | 32332504 | |
Meeting Date: | 3/15/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: JONG S. WHANG | For | Yes | For |
1.2 | DIRECTOR: FOKKO PENTINGA | For | Yes | For |
1.3 | DIRECTOR: MICHAEL GARNREITER | For | Yes | For |
1.4 | DIRECTOR: ALFRED W. GIESE | For | Yes | For |
1.5 | DIRECTOR: EGBERT J. G. GOUDENA | For | Yes | For |
1.6 | DIRECTOR: SOOKAP HAHN | For | Yes | For |
1.7 | DIRECTOR: ROBERT F. KING | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | Yes | For |
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
4 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | Yes | 1 Year |
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Company Name: | Corning Inc. | | | |
Ticker: | GLW | CUSIP: | 219350105 | |
Meeting Date: | 4/26/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | Yes | For |
1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | For | Yes | For |
1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | For | Yes | For |
1E. | ELECTION OF DIRECTOR: JAMES B. FLAWS | For | Yes | For |
1F. | ELECTION OF DIRECTOR: GORDON GUND | For | Yes | For |
1G. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | For | Yes | For |
1H. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | For | Yes | For |
1I. | ELECTION OF DIRECTOR: H. ONNO RUDING | For | Yes | For |
1J. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | For | Yes | For |
2 | APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | Yes | For |
4 | APPROVAL OF CORNING INCORPORATED 2012 LONG-TERM INCENTIVE PLAN. | For | Yes | For |
5 | AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO REMOVE PROVISIONS REQUIRING SUPERMAJORITY VOTE OF SHAREHOLDERS. | For | Yes | For |
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Company Name: | DAYSTAR TECHNOLOGIES, INC. | | | |
Ticker: | DSTI | CUSIP: | 23962Q308 | |
Meeting Date: | 12/30/2011 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: PETER A. LACEY | For | Yes | For |
1.2 | DIRECTOR: JONATHAN W. FITZGERALD | For | Yes | For |
1.3 | DIRECTOR: WILLIAM S. STECKEL | For | Yes | For |
1.4 | DIRECTOR: KANG SUN | For | Yes | For |
2 | TO RATIFY THE SELECTION OF HEIN & ASSOCIATES LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | For | Yes | For |
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Company Name: | DAYSTAR TECHNOLOGIES, INC. | | | |
Ticker: | DSTI | CUSIP: | 23962Q308 | |
Meeting Date: | 3/27/2012 | Meeting Type: | Special | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1 | APPROVE THE AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT. | For | Yes | For |
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Company Name: | Echelon Corporation | | | |
Ticker: | ELON | CUSIP: | 27874N105 | |
Meeting Date: | 5/22/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: ROBERT J. FINOCCHIO, JR | For | Yes | For |
1.2 | DIRECTOR: A.C. MARKKULA, JR | For | Yes | For |
1.3 | DIRECTOR: ROBERT R. MAXFIELD | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
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Company Name: | FuelCell Energy, Inc. | | | |
Ticker: | FCEL | CUSIP: | 35952H106 | |
Meeting Date: | 4/5/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: ARTHUR A. BOTTONE | For | Yes | For |
1.2 | DIRECTOR: RICHARD A. BROMLEY | For | Yes | For |
1.3 | DIRECTOR: J H ENGLAND | For | Yes | For |
1.4 | DIRECTOR: JAMES D. GERSON | For | Yes | For |
1.5 | DIRECTOR: WILLIAM A. LAWSON | For | Yes | For |
1.6 | DIRECTOR: JOHN A. ROLLS | For | Yes | For |
1.7 | DIRECTOR: TOGO DENNIS WEST, JR | For | Yes | For |
2 | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | For | Yes | For |
3 | TO AMEND THE FUELCELL ENERGY, INC. 2010 EQUITY INCENTIVE PLAN. | For | Yes | For |
4 | TO AMEND THE FUELCELL ENERGY, INC. ARTICLES OF INCORPORATION INCREASING ITS AUTHORIZED COMMON STOCK FROM 225,000,000 TO 275,000,000 SHARES. | For | Yes | For |
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Company Name: | GAMESA CORPORACION TECNOLOGICA SA | | |
Ticker: | | CUSIP: | E54667113 | |
Meeting Date: | 6/28/2012 | Meeting Type: | Ordinary General Meeting |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1 | Review and approval of the annual financial statements of the company and its consolidated group during the period ending 31.12.11 | For | Yes | For |
2 | Review and approval of the management performed by the board for the company and its consolidated group during the period ending 31.12.2011 | For | Yes | For |
3 | Examination and approval of the corporate management for 2011 | For | Yes | For |
4 | Review and approval of the application of results and dividend distribution for 2011 | For | Yes | For |
5 | Approval of the free delivery of shares to the shareholders. capital share increase up to a maximum value of 11.250.000 EUR | For | Yes | For |
6 | Appointment of D.Ignacio Martin as board member | For | Yes | For |
7 | Appointment of D.Sonsoles Rubio as board member | For | Yes | For |
8.1 | Amendment of bylaws art.18 | For | Yes | For |
8.2 | Amendment of bylaws art.19 | For | Yes | For |
8.3 | Amendment of bylaws art.22 | For | Yes | For |
8.4 | Amendment of bylaws art.28 | For | Yes | For |
8.5 | Amendment of bylaws art.37 | For | Yes | For |
8.6 | Amendment of bylaws art.40.2 | For | Yes | For |
8.7 | Amendment of bylaws art.44.3 | For | Yes | For |
8.8 | New bylaws art.48 | For | Yes | For |
9.1 | Amendment of board regulations art.8 | For | Yes | For |
9.2 | Amendment of art.12 | For | Yes | For |
9.3 | Amendment of art.15 | For | Yes | For |
9.4 | Amendment of arts.17 and 31 | For | Yes | For |
9.5 | Amendment of art.37 | For | Yes | For |
9.6 | Amendment of art.40.3 | For | Yes | For |
10 | Approval of the corporate website | For | Yes | For |
11 | Delegation of powers | For | Yes | For |
12 | Consultative report on the remuneration policy of the board members | For | Yes | For |
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Company Name: | GT Solar International, Inc. | | | |
Ticker: | SOLR | CUSIP: | 3.62E+212 | |
Meeting Date: | 8/24/2011 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1.1 | DIRECTOR: J. MICHAL CONAWAY | For | Yes | For |
1.2 | DIRECTOR: ERNEST L. GODSHALK | For | Yes | For |
1.3 | DIRECTOR: THOMAS GUTIERREZ | For | Yes | For |
1.4 | DIRECTOR: MATTHEW E. MASSENGILL | For | Yes | For |
1.5 | DIRECTOR: MARY PETROVICH | For | Yes | For |
1.6 | DIRECTOR: ROBERT E. SWITZ | For | Yes | For |
1.7 | DIRECTOR: NOEL G. WATSON | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2012. | For | Yes | For |
3 | APPROVAL OF THE GT SOLAR INTERNATIONAL, INC. 2011 EQUITY INCENTIVE PLAN. | For | Yes | For |
4 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
5 | THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | 1 Year |
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Company Name: | HANWHA SOLARONE CO LTD | | | |
Ticker: | HSOL | CUSIP: | 41135V103 | |
Meeting Date: | 12/20/2011 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
O1 | AS AN ORDINARY RESOLUTION, THAT THE APPOINTMENT OF DAVID N.K WANG, AS A DIRECTOR OF THE COMPANY TO CONTINUE TO HOLD OFFICE FOR A THREE-YEAR TERM BEGINNING ON THE DATE OF THIS AGM OR UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED, BE APPROVED, CONFIRMED AND RATIFIED. | Yes | For |
O2 | AS AN ORDINARY RESOLUTION, THAT THE APPOINTMENT OF HEE CHEUL KIM, AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR A THREE-YEAR TERM BEGINNING ON THE DATE OF THIS AGM OR UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED, BE APPROVED, CONFIRMED AND RATIFIED. | Yes | For |
O3 | AS AN ORDINARY RESOLUTION, THAT DIRECTORS BE, AND HEREBY ARE, AUTHORIZED TO DETERMINE MANNER AND ANY OTHER TERMS OF ANY REPURCHASE OR REDEMPTION OF ORDINARY SHARES AND ADSS, AND ARE HEREBY AUTHORISED AND DIRECTED IN NAME AND ON BEHALF OF COMPANY TO EXECUTE AND DELIVER ANY INSTRUMENT, DOCUMENT OR AGREEMENT OR TO TAKE OR CAUSE TO BE TAKEN ANY OTHER ACTION OR ACTIONS. | Yes | For |
O4 | AS AN ORDINARY RESOLUTION, THAT ANY AND ALL PRIOR REPURCHASES OF SHARES BY THE COMPANY BE AND ARE HEREBY AUTHORIZED, APPROVED, CONFIRMED AND RATIFIED IN ALL RESPECTS AS THE VALID ACTS OF THE COMPANY WITH EFFECT FROM THE DATE SUCH ACTIONS WERE TAKEN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Yes | For |
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Company Name: | Honeywell International, Inc. | | | |
Ticker: | HON | CUSIP: | 438516106 | |
Meeting Date: | 4/23/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | For | Yes | For |
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | For | Yes | For |
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | For | Yes | For |
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | For | Yes | For |
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | For | Yes | For |
1G. | ELECTION OF DIRECTOR: JUDD GREGG | For | Yes | For |
1H. | ELECTION OF DIRECTOR: CLIVE R. HOLLICK | For | Yes | For |
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | For | Yes | For |
1J. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | For | Yes | For |
2 | APPROVAL OF INDEPENDENT ACCOUNTANTS. | For | Yes | For |
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
4 | INDEPENDENT BOARD CHAIRMAN. | Against | Yes | For |
5 | POLITICAL CONTRIBUTIONS. | For | Yes | Against |
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Company Name: | IBERDROLA SA, BILBAO | | | |
Ticker: | | CUSIP: | E6165F166 | |
Meeting Date: | 6/22/2012 | Meeting Type: | Ordinary General Meeting |
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# | Description | Mgmt Rec | Voted | Vote Cast |
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Management Proposal | | | |
1 | Approval of the individual annual financial statements of the Company and of the annual financial statements consolidated with those of its subsidiaries for the fiscal year ended on 31 December 2011 | For | Yes | For |
2 | Approval of the individual management report of the Company and of the consolidated management report of the Company and its subsidiaries for the fiscal year ended on 31 December 2011 | For | Yes | For |
3 | Approval of the management and activities of the Board of Directors during the fiscal year ended on 31 December 2011 | For | Yes | For |
4 | Re-election of the auditor of the Company and of its consolidated group for fiscal year 2012: Ernst & Young, S.L. | For | Yes | For |
5 | Approval of the proposal for the allocation of profits/losses and the distribution of dividends for the fiscal year ended on 31 December 2011 | For | Yes | For |
6 | Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of two thousand eighteen million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders of the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona, and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion Bursatil). Delegation of powers to the Board of Directors, with express powers of substitution, including, among others, the power to implement the capital increase by means of a scrip issue on one or, at most, two occasions (with the reference market value not exceeding one thousand twelve million Euros on the first implementation or one thousand six million Euros on the second implementation, if any) and the power to amend article 5 of the By-Laws in each implementation | For | Yes | For |
7.A | To ratify the appointment of Mr Jose Luis San Pedro Guerenabarrena as director designated on an interim basis by resolution adopted by the Board of Directors at the meeting held on 24 April 2012, after a favourable report from the Nominating and Compensation Committee, with the status of "executive director" and with his term of office expiring on 26 March 2015, i.e. the date of expiration of the term of office of the member previously in such position, Mr Jose Ignacio Berroeta Echevarria, whom he replaces | For | Yes | For |
7.B | To ratify the appointment of Mr Angel Jesus Acebes Paniagua as director designated on an interim basis by resolution adopted by the Board of Directors at the meeting held on 24 April 2012, after a favourable report from the Nominating and Compensation Committee, with the status of "other external director" and with his term of office expiring on 26 March 2015, i.e. the date of expiration of the term of office of the member previously in such position, Mr Ricardo Alvarez Isasi, whom he replaces | For | Yes | For |
7.C | To re-elect Mr Xabier de Irala Estevez as director to a term of four years, as provided in the By-Laws. The re-election of the director, classified as external proprietary director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting after a favourable report from the Nominating and Compensation Committee | Against | Yes | Against |
7.D | To re-elect Mr Inigo Victor de Oriol Ibarra as director to a term of four years, as provided in the By-Laws. The re-election of the director, classified as external independent director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting at the proposal of the Nominating and Compensation Committee | For | Yes | For |
7.E | To re-elect Ms Ines Macho Stadler as director to a term of four years, as provided in the By-Laws. The re-election of the director, classified as external independent director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting at the proposal of the Nominating and Compensation Committee | For | Yes | For |
7.F | To re-elect Mr Braulio Medel Camara as director to a term of four years, as provided in the By-Laws. The re-election of the director, classified as external independent director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting at the proposal of the Nominating and Compensation Committee | For | Yes | For |
7.G | To re-elect Ms Samantha Barber as director to a term of four years, as provided in the By-Laws. The re-election of the director, classified as external independent director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting at the proposal of the Nominating and Compensation Committee | For | Yes | For |
7.H | To appoint Mr Francisco Pons Alcoy as director to a term of four years, as provided in the By-Laws. The appointment of the director, classified as external proprietary director, is submitted by the Board of Directors to the shareholders at the General Shareholders' Meeting after a favourable report from the Nominating and Compensation Committee | For | Yes | For |
8 | Authorisation to the Board of Directors, with the express power of substitution, for a term of five years, to issue: (1) simple bonds or debentures and other fixed-income securities of a like nature (other than notes), as well as preferred stock, up to a maximum limit of twenty billion Euros, and (2) notes up to a maximum limit at any time, independently of the previously-mentioned limit, of six billion Euros. Authorisation for the Company to guarantee, within the limits set forth above, new issuances of securities by its subsidiaries. Revocation of the authorisation granted for such purpose by the shareholders at the General Shareholders' Meeting of 27 May 2011 to the extent of the unused amount | For | Yes | For |
9 | Authorisation to the Board of Directors, with the express power of substitution, to apply for the listing on and delisting from Spanish or foreign, official or unofficial, organised or other secondary markets of the shares, debentures, bonds, notes, preferred stock, or any other securities issued or to be issued, and to adopt such resolutions as may be necessary to ensure the continued listing of the shares, debentures, or other securities of the Company that may then be outstanding, for which purpose the authorisation granted to such end by the shareholders at the General Shareholders' Meeting of 27 May 2011 is hereby deprived of effect | For | Yes | For |
10 | Authorisation to the Board of Directors, with the express power of substitution, to create and fund associations, entities, and foundations, up to a maximum limit of twelve million Euros per annum, pursuant to applicable legal provisions, for which purpose the authorisation granted by the shareholders at the General Shareholders' Meeting of 27 May 2011 is hereby deprived of effect to the extent of the unused amount | For | Yes | For |
11.A | Amendment of articles 19.1, 19.4, 20.1, 20.2, 20.4, and 23.3 of the By-Laws for adjustment thereof to the amendment of the Companies Act by Act 25/2011 | For | Yes | For |
11.B | Amendment of articles 24.1, 24.2, and 25.2 of the By-Laws in order to include technical improvements | For | Yes | For |
12 | Amendment of articles 8.1, 8.3, 8.4, 9.2, 12.10 (formerly, 12.9), 13.3, 14.1, 14.2, 28.1, 32.1, and 35.2 of the Regulations for the General Shareholders' Meeting and inclusion of two new articles: 12.9 and 13.5 | For | Yes | For |
13 | Approval of the corporate website (www.iberdrola.com) | For | Yes | For |
14 | Delegation of powers to formalise and implement all resolutions adopted by the shareholders at the General Shareholders' Meeting, for conversion thereof into a public instrument, and for the interpretation, correction, supplementation thereof or further elaboration thereon, and registration thereof | For | Yes | For |
15 | Consultative vote regarding the Annual Director Compensation Report | For | Yes | For |
| | | | |
Company Name: | Intevac, Inc. | | | |
Ticker: | IVAC | CUSIP: | 461148108 | |
Meeting Date: | 5/8/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: NORMAN H. POND | For | Yes | For |
1.2 | DIRECTOR: KEVIN FAIRBAIRN | For | Yes | For |
1.3 | DIRECTOR: DAVID S. DURY | For | Yes | For |
1.4 | DIRECTOR: STANLEY J. HILL | For | Yes | For |
1.5 | DIRECTOR: THOMAS M. ROHRS | For | Yes | For |
1.6 | DIRECTOR: JOHN F. SCHAEFER | For | Yes | For |
1.7 | DIRECTOR: PING YANG | For | Yes | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2003 EMPLOYEE STOCK PURCHASE PLAN BY 300,000 SHARES. | For | Yes | For |
3 | PROPOSAL TO APPROVE THE COMPANY'S 2012 EQUITY INCENTIVE PLAN. | For | Yes | For |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | Itron, Inc. | | | |
Ticker: | ITRI | CUSIP: | 465741106 | |
Meeting Date: | 5/4/2012 | Meeting Type: | Annual | |
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# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | ELECTION OF DIRECTOR: KIRBY A. DYESS | For | Yes | For |
1.2 | ELECTION OF DIRECTOR: LEROY D. NOSBAUM | For | Yes | For |
1.3 | ELECTION OF DIRECTOR: GRAHAM M. WILSON | For | Yes | For |
2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Against | Yes | Against |
3 | PROPOSAL TO APPROVE THE ITRON, INC.2012 EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | Yes | For |
| | | | |
Company Name: | JINKO SOLAR HOLDINGS COMPANY | | | |
Ticker: | JKS | CUSIP: | 47759T100 | |
Meeting Date: | 9/28/2011 | Meeting Type: | Annual | |
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| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
S1 | THAT THE NAME OF THE COMPANY BE CHANGED FROM "JINKOSOLAR HOLDING CO., LTD" INTO "JINKOSOLAR HOLDING CO., LTD." | For | Yes | For |
O2 | THAT MR. KANGPING CHEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
O3 | THAT MR. XIANHUA LI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
O4 | THAT PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY BE RE-APPOINTED AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2011. | For | Yes | For |
O5 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | Yes | For |
O6 | THAT THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE COMPANY'S LONG TERM INCENTIVE PLAN (THE "PLAN") ADOPTED ON JULY 10, 2009, AS AMENDED, OR COVERED BY AWARDS (AS SUCH TERM IS DEFINED IN THE PLAN) INCLUDING UPON THE EXERCISE OF ISOS (AS SUCH TERM IS DEFINED IN THE PLAN) BE INCREASED FROM 7,325,122 ORDINARY SHARES TO 9,325,122 ORDINARY SHARES. | Against | Yes | Against |
O7 | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FORGOING RESOLUTIONS 1 TO 6 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINK FIT. | Against | Yes | Against |
| | | | |
Company Name: | Johnson Controls, Inc. | | | |
Ticker: | JCI | CUSIP: | 478366107 | |
Meeting Date: | 1/25/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: DENNIS W. ARCHER | For | Yes | For |
1.2 | DIRECTOR: MARK P. VERGNANO | For | Yes | For |
1.3 | DIRECTOR: RICHARD GOODMAN | For | Yes | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2012. | For | Yes | For |
3 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Against | Yes | Against |
4 | CONSIDERATION OF A SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Against | Yes | For |
| | | | |
Company Name: | Koninklijke Philips Electronics | | | |
Ticker: | PHG | CUSIP: | 500472303 | |
Meeting Date: | 4/26/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
2A. | ADOPTION OF THE 2011 FINANCIAL STATEMENTS | For | Yes | For |
2C. | ADOPTION OF A DIVIDEND OF EUR 0.75 PER COMMON SHARE IN CASH OR SHARES, AT THE OPTION OF THE SHAREHOLDER, AGAINST THE RETAINED EARNINGS | For | Yes | For |
2D. | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THEIR RESPONSIBILITIES | For | Yes | For |
2E. | DISCHARGE OF THE SUPERVISORY BOARD FOR THEIR RESPONSIBILITIES | For | Yes | For |
3A. | RE-APPOINTMENT OF MR E. KIST AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM APRIL 26, 2012 | For | Yes | For |
3B. | APPOINTMENT OF MS N. DHAWAN AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM APRIL 26, 2012 | For | Yes | For |
4A. | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER APRIL 26, 2012, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | Yes | For |
4B. | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER APRIL 26, 2012, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS | For | Yes | For |
5 | ADOPTION OF THE CANCELLATION OF SHARES IN THE SHARE CAPITAL OF THE COMPANY REPURCHASED OR TO BE REPURCHASED UNDER THE SHARE REPURCHASE PROGRAM | For | Yes | For |
6 | AUTHORIZATION OF THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER APRIL 26, 2012, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL OF THE SUPERVISORY BOARD, SHARES IN THE COMPANY PURSUANT TO AND SUBJECT TO THE LIMITATIONS SET FORTH IN THE AGENDA ATTACHED HERETO | For | Yes | For |
| | | | |
Company Name: | MEMC Electronic Materials, Inc. | | | |
Ticker: | WFR | CUSIP: | 552715104 | |
Meeting Date: | 5/25/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: ROBERT J. BOEHLKE | For | Yes | For |
1B. | ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ | For | Yes | For |
2 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
4 | APPROVAL OF AMENDMENTS TO OUR EQUITY INCENTIVE PLANS TO ALLOW A ONE-TIME STOCK OPTION EXCHANGE PROGRAM. | For | Yes | For |
5 | APPROVAL OF SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Against | Yes | For |
| | | | |
Company Name: | METABOLIX INC | | | |
Ticker: | MBLX | CUSIP: | 591018809 | |
Meeting Date: | 5/31/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: RICHARD P. ENO | For | Yes | For |
1.2 | DIRECTOR: ANTHONY J. SINSKEY | For | Yes | For |
1.3 | DIRECTOR: MATTHEW STROBECK | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | Metalico Inc | | | |
Ticker: | MEA | CUSIP: | 591176102 | |
Meeting Date: | 6/6/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: CARLOS E. AGUERO | For | Yes | For |
1B | ELECTION OF DIRECTOR: MICHAEL J. DRURY | For | Yes | For |
1C | ELECTION OF DIRECTOR: BRET R. MAXWELL | For | Yes | For |
1D | ELECTION OF DIRECTOR: WALTER H. BARANDIARAN | For | Yes | For |
1E | ELECTION OF DIRECTOR: PAUL A. GARRETT | For | Yes | For |
1F | ELECTION OF DIRECTOR: SEAN P. DUFFY | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT BY THE COMPANY'S AUDIT COMMITTEE OF J.H. COHN LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
3 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
| | | | |
Company Name: | Meyer Burger Technology AG | | | |
Ticker: | | CUSIP: | H5498Z128 | |
Meeting Date: | 4/26/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | Approval of the annual report 2011, the annual financial statements 2011 and the consolidated financial statements 2011 | For | Yes | For |
2 | Use of balance sheet profit | For | Yes | For |
3 | Release of the members of the board of directors and management board | For | Yes | For |
4.1 | Re-election of Peter M. Wagner as a member of the board of directors | For | Yes | For |
4.2 | Re-election of Dr. Alexander Vogel as a member of the board of directors | For | Yes | For |
4.3 | Re-election of Heinz Roth as a member of the board of directors | For | Yes | For |
5 | Election of auditors: Pricewaterhousecoopers AG | For | Yes | For |
6.1 | Amendment of articles of association: Change of registered seat | For | Yes | For |
6.2 | Amendment of articles of association: Creation of authorised capital | For | Yes | For |
| | | | |
Company Name: | MOTECH INDUSTRIES CO LTD | | | |
Ticker: | 6244.TWO | CUSIP: | Y61397108 | |
Meeting Date: | 6/6/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
A.1 | The 2011 business operations | | No | |
A.2 | The 2011 audited reports | | No | |
A.3 | The status of endorsement and guarantee | | No | |
B.1 | The 2011 business reports and financial statements | For | Yes | For |
B.2 | The appropriation for offsetting deficit of year 2011 | For | Yes | For |
B.3 | The revision to the articles of incorporation | For | Yes | For |
B.4 | The revision to the procedures of asset acquisition or disposal | For | Yes | For |
B.5 | The revision to the procedures of endorsement and guarantee | For | Yes | For |
B.6 | The revision to the procedures of monetary loans | For | Yes | For |
B.7 | The revision to the election of the directors and supervisors | For | Yes | For |
B.8 | The revision to the rules of shareholder meeting | For | Yes | For |
B.9 | The proposal of restriction on employee stock options | For | Yes | For |
B10.1 | The election of the director: TSMC Solar Ltd. Rep. Rick Tsai - ID / shareholder NO: 107966 | For | Yes | For |
B10.2 | The election of the director: TSMC Solar Ltd. Rep. Jen-Chau Huang - ID / shareholder NO: 107966 | For | Yes | For |
B.11 | The proposal to release non-competition restriction on the directors | Against | Yes | Against |
B.12 | Extraordinary motions | Against | Yes | Against |
| | | | |
Company Name: | Orion Energy Systems, Inc. | | | |
Ticker: | OESX | CUSIP: | 686275108 | |
Meeting Date: | 10/26/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: MICHAEL J. POTTS | For | Yes | For |
1.2 | DIRECTOR: ELIZABETH GAMSKY RICH | For | Yes | For |
2 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | Yes | For |
3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | Yes | 1 Year |
4 | RATIFICATION OF BDO USA, LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | Yes | For |
5 | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S 2004 STOCK AND INCENTIVE AWARDS PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, CONTINGENT ON ACHIEVEMENT OF CERTAIN SPECIFIED FINANCIAL OBJECTIVES FOR FISCAL 2012. | Against | Yes | Against |
6 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S 2004 STOCK AND INCENTIVE AWARDS PLAN FOR PURPOSES OF QUALIFYING COMPENSATION AWARDED UNDER THE PLAN AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Against | Yes | Against |
| | | | |
Company Name: | Power Integrations, Inc. | | | |
Ticker: | POWI | CUSIP: | 739276103 | |
Meeting Date: | 6/18/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: BALU BALAKRISHNAN | For | Yes | For |
1.2 | DIRECTOR: ALAN D. BICKELL | For | Yes | For |
1.3 | DIRECTOR: NICHOLAS E. BRATHWAITE | For | Yes | For |
1.4 | DIRECTOR: WILLIAM GEORGE | For | Yes | For |
1.5 | DIRECTOR: BALAKRISHNAN S. IYER | For | Yes | For |
1.6 | DIRECTOR: E. FLOYD KVAMME | For | Yes | For |
1.7 | DIRECTOR: STEVEN J. SHARP | For | Yes | For |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | For | Yes | For |
3 | TO APPROVE THE POWER INTEGRATIONS, INC. 2007 EQUITY INCENTIVE PLAN, AS AMENDED TO INCREASE THE AGGREGATE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Against | Yes | Against |
4 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | POWER ONE INC | | | |
Ticker: | PWER | CUSIP: | 73930R102 | |
Meeting Date: | 5/1/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: JON GACEK | For | Yes | For |
1B. | ELECTION OF DIRECTOR: KAMBIZ HOOSHMAND | For | Yes | For |
1C. | ELECTION OF DIRECTOR: MARK MELLIAR-SMITH | For | Yes | For |
1D. | ELECTION OF DIRECTOR: RICHARD M. SWANSON | For | Yes | For |
1E. | ELECTION OF DIRECTOR: JAY WALTERS | For | Yes | For |
1F. | ELECTION OF DIRECTOR: RICHARD J. THOMPSON | For | Yes | For |
1G. | ELECTION OF DIRECTOR: KYLE RYLAND | For | Yes | For |
1H. | ELECTION OF DIRECTOR: AJAY SHAH | For | Yes | For |
2 | APPROVAL OF AN ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS POWER-ONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | For | Yes | For |
4 | TRANSACTION OF ANY OTHER BUSINESS PROPERLY PRESENTED AT THE 2012 ANNUAL MEETING AND ANY ADJOURMENT(S) OR POSTPONEMENT(S) THEREOF. | Against | Yes | Against |
| | | | |
Company Name: | Praxair, Inc. | | | |
Ticker: | PX | CUSIP: | 74005P104 | |
Meeting Date: | 4/24/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: STEPHEN F. ANGEL | For | Yes | For |
1.2 | DIRECTOR: OSCAR BERNARDES | For | Yes | For |
1.3 | DIRECTOR: BRET K. CLAYTON | For | Yes | For |
1.4 | DIRECTOR: NANCE K. DICCIANI | For | Yes | For |
1.5 | DIRECTOR: EDWARD G. GALANTE | For | Yes | For |
1.6 | DIRECTOR: CLAIRE W. GARGALLI | For | Yes | For |
1.7 | DIRECTOR: IRA D. HALL | For | Yes | For |
1.8 | DIRECTOR: RAYMOND W. LEBOEUF | For | Yes | For |
1.9 | DIRECTOR: LARRY D. MCVAY | For | Yes | For |
1.10 | DIRECTOR: WAYNE T. SMITH | For | Yes | For |
1.11 | DIRECTOR: ROBERT L. WOOD | For | Yes | For |
2 | TO APPROVE AMENDMENTS TO PRAXAIR'S RESTATED CERTIFICATE OF INCORPORATION TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | For | Yes | For |
3 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2012 PROXY STATEMENT. | For | Yes | For |
4 | A SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND CONTRIBUTIONS. | For | Yes | Against |
5 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | For | Yes | For |
| | | | |
Company Name: | SHARP CORPORATION | | | |
Ticker: | | CUSIP: | J71434112 | |
Meeting Date: | 6/26/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Please reference meeting materials. | | | |
1 | Approve Appropriation of Surplus | For | Yes | For |
2.1 | Appoint a Director | For | Yes | For |
2.2 | Appoint a Director | For | Yes | For |
2.3 | Appoint a Director | For | Yes | For |
2.4 | Appoint a Director | For | Yes | For |
2.5 | Appoint a Director | For | Yes | For |
2.6 | Appoint a Director | For | Yes | For |
2.7 | Appoint a Director | For | Yes | For |
2.8 | Appoint a Director | For | Yes | For |
2.9 | Appoint a Director | For | Yes | For |
2.10 | Appoint a Director | For | Yes | For |
2.11 | Appoint a Director | For | Yes | For |
2.12 | Appoint a Director | For | Yes | For |
3.1 | Appoint a Corporate Auditor | For | Yes | For |
3.2 | Appoint a Corporate Auditor | For | Yes | For |
| | | | |
Company Name: | SunPower Corp. | | | |
Ticker: | SPWRA | CUSIP: | 867652307 | |
Meeting Date: | 11/15/2011 | Meeting Type: | Special | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | AMEND THE CERTIFICATE OF INCORPORATION TO RECLASSIFY ALL OUTSTANDING SHARES OF CLASS A COMMON STOCK AND CLASS B COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK AND ELIMINATE OBSOLETE PROVISIONS OF THE CERTIFICATE OF INCORPORATION. | For | Yes | For |
2 | AMEND THE CERTIFICATE OF INCORPORATION TO PERMIT ACTION BY WRITTEN CONSENT OF THE STOCKHOLDERS WITHOUT A MEETING FOR ANY ACTION REQUIRED TO BE TAKEN AT ANY ANNUAL OR SPECIAL MEETING. | For | Yes | For |
3 | APPROVAL OF THE THIRD AMENDED AND RESTATED SUNPOWER CORPORATION 2005 STOCK INCENTIVE PLAN THAT WOULD INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 2,500,000. | Against | Yes | Against |
| | | | |
Company Name: | SUNPOWER CORPORATION | | | |
Ticker: | SPWR | CUSIP: | 867652406 | |
Meeting Date: | 5/9/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: ARNAUD CHAPERON | Against | Yes | Withheld |
1.2 | DIRECTOR: JEROME SCHMITT | Against | Yes | Withheld |
1.3 | DIRECTOR: PAT WOOD III | For | Yes | For |
2 | THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Against | Yes | Against |
| | | | |
Company Name: | Trina Solar Ltd. | | | |
Ticker: | TSL | CUSIP: | 8.96E+108 | |
Meeting Date: | 9/13/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | RE-ELECTION OF MR. JUNFENG LI AS A DIRECTOR OF THE COMPANY. | Yes | For |
2 | RE-ELECTION OF MR. LIPING QIU AS A DIRECTOR OF THE COMPANY. | Yes | For |
3 | APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL YEAR 2011. | Yes | For |
| | | | |
Company Name: | United Technologies Corporation | | | |
Ticker: | UTX | CUSIP: | 913017109 | |
Meeting Date: | 4/11/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | For | Yes | For |
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | For | Yes | For |
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | For | Yes | For |
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | For | Yes | For |
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | For | Yes | For |
1G. | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | For | Yes | For |
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | For | Yes | For |
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | For | Yes | For |
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | For | Yes | For |
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | For | Yes | For |
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | For | Yes | For |
2 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | For | Yes | For |
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
| | | | |
Company Name: | VESTAS WIND SYSTEMS A/S, RANDERS | | | |
Ticker: | | CUSIP: | K9773J128 | |
Meeting Date: | 3/29/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | Report of the Board of Directors | | No | |
2 | Presentation and adoption of the annual report | For | Yes | For |
3 | Resolution for the allocation of the result of the year | For | Yes | For |
4.A | Election of Bert Nordberg as a member to the Board of Directors | For | Yes | For |
4.B | Re-election of Carsten Bjerg as a member to the Board of Directors | For | Yes | For |
4.C | Election of Eija Pitkanen as a member to the Board of Directors | For | Yes | For |
4.D | Re-election of Hakan Eriksson as a member to the Board of Directors | For | Yes | For |
4.E | Re-election of Jorgen Huno Rasmussen as a member to the Board of Directors | For | Yes | For |
4.F | Re-election of Jorn Ankaer Thomsen as a member to the Board of Directors | For | Yes | For |
4.G | Re-election of Kurt Anker Nielsen as a member to the Board of Directors | For | Yes | For |
4.H | Election of Lars Josefsson as a member to the Board of Directors | For | Yes | For |
5 | Presentation and adoption of the remuneration of the Board of Directors for the financial year 2012 | For | Yes | For |
6 | Reappointment of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as the Company's auditor | For | Yes | For |
7.1 | Proposal from the Board of Directors: Amendment to the Article of Associations Article 8(1) (the size of the Board of Directors) | For | Yes | For |
7.2 | Proposal from the Board of Directors: Authorisation for the Board of Directors to let the company acquire treasury shares | For | Yes | For |
| | | | |
Company Name: | WaterFurnace Renewable Energy Inc. | | | |
Ticker: | WFI | CUSIP: | 9415EQ108 | |
Meeting Date: | 5/10/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | ELECTION OF DIRECTORS. THE NOMINEES PROPOSED BY MANAGEMENT ARE LISTED IN THE INFORMATION CIRCULAR. | For | Yes | For |
2 | APPOINTMENT OF GRANT THORNTON, LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | For | Yes | For |
| | | | |
Company Name: | YINGLI GREEN ENERGY HLDG CO LTD | | | |
Ticker: | YGE | CUSIP: | 98584B103 | |
Meeting Date: | 8/12/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO ADOPT THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Against | Yes | For |
2A | RE-ELECTION OF DIRECTOR: MR. MING HUANG | Against | Yes | For |
2B | RE-ELECTION OF DIRECTOR: MR. JUNMIN LIU | Against | Yes | For |
3 | TO RATIFY AND APPOINT KPMG AS THE COMPANY'S INDEPENDENT AUDITORS. | Against | Yes | For |
| | | | |
| | | | |
| | | | |
Firsthand Technology Opportunities Fund | | | |
Company Name: | Akamai Technologies, Inc. | | |
Ticker: | AKAM | CUSIP: | 00971T101 | |
Meeting Date: | 5/16/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: GEORGE H. CONRADES | For | Yes | For |
1B | ELECTION OF DIRECTOR: MARTIN M. COYNE II | For | Yes | For |
1C | ELECTION OF DIRECTOR: JILL A. GREENTHAL | For | Yes | For |
1D | ELECTION OF DIRECTOR: GEOFFREY A. MOORE | For | Yes | For |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF AKAMAI TECHNOLOGIES, INC'S NAMED EXECUTIVE OFFICERS. | Against | Yes | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | ALCATEL-LUCENT | | | |
Ticker: | ALU | CUSIP: | 13904305 | |
Meeting Date: | 6/8/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
O1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011. | For | Yes | For |
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011. | For | Yes | For |
O3 | EARNINGS - ALLOCATION OF INCOME. | For | Yes | For |
O4 | RENEWAL OF THE TERM OF OFFICE OF LADY SYLVIA JAY AS DIRECTOR. | For | Yes | For |
O5 | RENEWAL OF THE TERM OF OFFICE OF MR. STUART E. EIZENSTAT AS DIRECTOR. | For | Yes | For |
O6 | RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS R. HUGHES AS DIRECTOR. | For | Yes | For |
O7 | RENEWAL OF THE TERM OF OFFICE OF MR. OLIVIER PIOU AS DIRECTOR. | For | Yes | For |
O8 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-CYRIL SPINETTA AS DIRECTOR. | Against | Yes | Against |
O9 | RENEWAL OF THE TERM OF OFFICE OF MR. BERTRAND LAPRAYE AS BOARD OBSERVER. | For | Yes | For |
O10 | RENEWAL OF THE APPOINTMENT OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR. | For | Yes | For |
O11 | RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ET AUTRES AS PRINCIPAL STATUTORY AUDITOR. | For | Yes | For |
O12 | RENEWAL OF THE APPOINTMENT OF BEAS AS DEPUTY STATUTORY AUDITOR. | For | Yes | For |
O13 | RENEWAL OF THE APPOINTMENT OF AUDITEX AS DEPUTY STATUTORY AUDITOR. | For | Yes | For |
O14 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES. | For | Yes | For |
E15 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECREASE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES. | For | Yes | For |
E16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES AND SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY OR ITS AFFILIATES AND/OR SECURITIES ENTITLING THEIR HOLDERS TO THE ALLOTMENT OF DEBT INSTRUMENTS. | Against | Yes | Abstain |
E17 | DELEGATION OF AUTHORITY TO THE BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, (I) ORDINARY SHARES AND SECURITIES GIVING ACCESS IMMEDIATELY OR OVER TIME TO THE SHARE CAPITAL OF THE COMPANY OR ITS AFFILIATES, OR (II) ORDINARY SHARES WHICH MAY BE ISSUED PURSUANT TO SECURITIES TO BE ISSUED BY SUBSIDIARIES, INCLUDING TO PROVIDE COMPENSATION FOR SECURITIES CONTRIBUTED TO THE COMPANY IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER AND/OR SECURITIES ENTITLING THEIR HOLDERS TO THE ALLOTMENT OF DEBT INSTRUMENTS. | Against | Yes | Abstain |
E18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO THE COMPANY'S ORDINARY SHARES OR ITS AFFILIATES' AND/OR SECURITIES ENTITLING THEIR HOLDERS TO THE ALLOTMENT OF DEBT INSTRUMENTS IN A PRIVATE PLACEMENT PURSUANT TO ARTICLE L. 411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE ("CODE MONETAIRE ET FINANCIER"). | Against | Yes | Abstain |
E19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Against | Yes | Abstain |
E20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL TO PAY FOR CAPITAL CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THIRD-PARTY COMPANIES' SHARE CAPITAL. | Against | Yes | Abstain |
E21 | AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED OUT PURSUANT TO THE 16TH, 17TH, 18TH, 19TH AND 20TH RESOLUTIONS. | For | Yes | For |
E22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHERWISE. | For | Yes | For |
E23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS PLANS ("PLAN D'EPARGNE ENTREPRISE") OR TO SELL SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO MEMBERS OF EMPLOYEE SAVINGS PLANS. | For | Yes | For |
E24 | POWERS TO CARRY OUT FORMALITIES. | For | Yes | For |
E25 | AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE MEETING. | Against | Yes | Against |
| | | | |
Company Name: | Amazon.com, Inc. | | | |
Ticker: | AMZN | CUSIP: | 23135106 | |
Meeting Date: | 5/24/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | For | Yes | For |
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | Yes | For |
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | For | Yes | For |
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | For | Yes | For |
1F. | ELECTION OF DIRECTOR: BLAKE G. KRIKORIAN | For | Yes | For |
1G. | ELECTION OF DIRECTOR: ALAIN MONIE | For | Yes | For |
1H. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | For | Yes | For |
1I. | ELECTION OF DIRECTOR: THOMAS O. RYDER | For | Yes | For |
1J. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | Yes | For |
3 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS, AS AMENDED, PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE IN OUR 1997 STOCK INCENTIVE PLAN | Against | Yes | Against |
4 | SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT AND REPORT ON CLIMATE CHANGE | For | Yes | Against |
5 | SHAREHOLDER PROPOSAL CALLING FOR CERTAIN DISCLOSURES REGARDING CORPORATE POLITICAL CONTRIBUTIONS | Against | Yes | For |
| | | | |
Company Name: | Apple Inc. | | | |
Ticker: | AAPL | CUSIP: | 37833100 | |
Meeting Date: | 2/23/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: WILLIAM V. CAMPBELL | For | Yes | For |
1.2 | DIRECTOR: TIMOTHY D. COOK | For | Yes | For |
1.3 | DIRECTOR: MILLARD S. DREXLER | For | Yes | For |
1.4 | DIRECTOR: AL GORE | For | Yes | For |
1.5 | DIRECTOR: ROBERT A. IGER | For | Yes | For |
1.6 | DIRECTOR: ANDREA JUNG | For | Yes | For |
1.7 | DIRECTOR: ARTHUR D. LEVINSON | For | Yes | For |
1.8 | DIRECTOR: RONALD D. SUGAR | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | Yes | For |
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
4 | A SHAREHOLDER PROPOSAL ENTITLED "CONFLICT OF INTEREST REPORT" | For | Yes | Against |
5 | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER SAY ON DIRECTOR PAY" | For | Yes | Against |
6 | A SHAREHOLDER PROPOSAL ENTITLED "REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES" | Against | Yes | For |
7 | A SHAREHOLDER PROPOSAL ENTITLED "ADOPT A MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS" | Against | Yes | For |
| | | | |
Company Name: | APPLIED MATERIALS, INC. | | | |
Ticker: | AMAT | CUSIP: | 38222105 | |
Meeting Date: | 3/6/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: AART J. DE GEUS | For | Yes | For |
1B | ELECTION OF DIRECTOR: STEPHEN R. FORREST | For | Yes | For |
1C | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | For | Yes | For |
1D | ELECTION OF DIRECTOR: SUSAN M. JAMES | For | Yes | For |
1E | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | For | Yes | For |
1F | ELECTION OF DIRECTOR: GERHARD H. PARKER | For | Yes | For |
1G | ELECTION OF DIRECTOR: DENNIS D. POWELL | For | Yes | For |
1H | ELECTION OF DIRECTOR: WILLEM P. ROELANDTS | For | Yes | For |
1I | ELECTION OF DIRECTOR: JAMES E. ROGERS | For | Yes | For |
1J | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | For | Yes | For |
1K | ELECTION OF DIRECTOR: ROBERT H. SWAN | For | Yes | For |
2 | TO APPROVE THE AMENDED & RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Against | Yes | Against |
3 | TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN. | For | Yes | For |
4 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. | For | Yes | For |
5 | RATIFY APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | Yes | For |
| | | | |
Company Name: | ARM HOLDINGS PLC | | | |
Ticker: | ARMH | CUSIP: | 42068106 | |
Meeting Date: | 5/3/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2011 | Yes | For |
2 | TO DECLARE A FINAL DIVIDEND | | Yes | For |
3 | TO APPROVE THE REMUNERATION REPORT | Yes | For |
4A. | TO ELECT SIR JOHN BUCHANAN AS A DIRECTOR | Yes | For |
4B. | TO RE-ELECT WARREN EAST AS A DIRECTOR | Yes | For |
5 | TO RE-ELECT ANDY GREEN AS A DIRECTOR | Yes | For |
6 | TO RE-ELECT LARRY HIRST AS A DIRECTOR | Yes | For |
7 | TO RE-ELECT MIKE INGLIS AS A DIRECTOR | Yes | For |
8 | TO RE-ELECT MIKE MULLER AS A DIRECTOR | Yes | For |
9 | TO RE-ELECT KATHLEEN O'DONOVAN AS A DIRECTOR | Yes | For |
10 | TO RE-ELECT JANICE ROBERTS AS A DIRECTOR | Yes | For |
11 | TO RE-ELECT PHILIP ROWLEY AS A DIRECTOR | Yes | For |
12 | TO RE-ELECT TIM SCORE AS A DIRECTOR | Yes | For |
13 | TO RE-ELECT SIMON SEGARS AS A DIRECTOR | Yes | For |
14 | TO RE-ELECT YOUNG SOHN AS A DIRECTOR | Yes | For |
15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Yes | For |
16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Yes | For |
17 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES | Yes | For |
18 | TO DISAPPLY PRE-EMPTION RIGHTS | | Yes | For |
19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Yes | For |
20 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON 14 DAYS' NOTICE | Yes | Against |
| | | | |
Company Name: | ASML Holding N.V. | | | |
Ticker: | ASML | CUSIP: | N07059186 | |
Meeting Date: | 4/25/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
3 | DISCUSSION OF THE 2011 ANNUAL REPORT, INCLUDING ASML'S CORPORATE GOVERNANCE CHAPTER, AND THE 2011 REMUNERATION REPORT, AND PROPOSAL TO ADOPT THE STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ("FY") 2011, AS PREPARED IN ACCORDANCE WITH DUTCH LAW. | For | Yes | For |
4 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2011. | For | Yes | For |
5 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2011. | For | Yes | For |
7 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.46 PER ORDINARY SHARE. | For | Yes | For |
8 | PROPOSAL TO APPROVE THE NUMBER OF PERFORMANCE SHARES FOR THE BOARD OF MANAGEMENT AND AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE THE SHARES. | For | Yes | For |
9 | PROPOSAL TO APPROVE THE NUMBER OF STOCK OPTIONS, RESPECTIVELY SHARES, FOR EMPLOYEES AND AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE THE STOCK OPTIONS, RESPECTIVELY SHARES. | For | Yes | For |
11A | PROPOSAL TO REAPPOINT MR. O. BILOUS AS MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE APRIL 25, 2012. | For | Yes | For |
11B | PROPOSAL TO REAPPOINT MR. F.W. FROHLICH AS MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE APRIL 25, 2012. | For | Yes | For |
11C | PROPOSAL TO REAPPOINT MR. A.P.M. VAN DER POEL AS MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE APRIL 25, 2012. | For | Yes | For |
13 | PROPOSAL TO REAPPOINT THE EXTERNAL AUDITOR FOR THE REPORTING YEAR 2013. | For | Yes | For |
14A | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES, WHICH AUTHORIZATION IS LIMITED TO 5% OF THE ISSUED CAPITAL. | For | Yes | For |
14B | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH AGENDA ITEM 14A. | For | Yes | For |
14C | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES, FOR AN ADDITIONAL 5% OF THE ISSUED CAPITAL, ONLY TO BE USED IN CONNECTION WITH MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES. | For | Yes | For |
14D | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH AGENDA ITEM 14C. | For | Yes | For |
15A | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY'S CAPITAL. | For | Yes | For |
15B | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ADDITIONAL SHARES IN THE COMPANY'S CAPITAL. | For | Yes | For |
16 | PROPOSAL TO CANCEL ORDINARY SHARES (TO BE) REPURCHASED BY THE COMPANY. | For | Yes | For |
| | | | |
Company Name: | BLUE COAT SYSTEMS, INC. | | | |
Ticker: | BCSI | CUSIP: | 09534T508 | |
Meeting Date: | 2/13/2012 | Meeting Type: | Special | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF DECEMBER 8, 2011, AMONG PROJECT BARBOUR HOLDINGS CORPORATION, A CONTROLLED AFFILIATE OF THOMA BRAVO, LLC AND ITS CO-INVESTORS, PROJECT BARBOUR MERGER CORP., A WHOLLY-OWNED SUBSIDIARY OF PROJECT BARBOUR HOLDINGS CORPORATION, AND BLUE COAT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | Yes | For |
2 | TO APPROVE, BY AN ADVISORY VOTE, THE AGREEMENTS & UNDERSTANDINGS OF BLUE COAT AND ITS NAMED EXECUTIVE OFFICERS CONCERNING COMPENSATION THAT IS BASED ON OR OTHERWISE RELATES TO MERGER, AND THE AGGREGATE TOTAL OF ALL SUCH COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OR ON BEHALF OF SUCH EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | Yes | For |
3 | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR, AMONG OTHER REASONS, THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER. | Against | Yes | Against |
| | | | |
Company Name: | Ciena | | | |
Ticker: | CIEN | CUSIP: | 171779309 | |
Meeting Date: | 3/21/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: BRUCE L. CLAFLIN | For | Yes | For |
1B | ELECTION OF DIRECTOR: PATRICK T. GALLAGHER | For | Yes | For |
2 | APPROVAL OF AN AMENDMENT OF THE 2008 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 5.5 MILLION SHARES AND TO RE-APPROVE MATERIAL TERMS OF PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | For | Yes | For |
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN TO (A) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 5 MILLION SHARES, (B) EXTEND THE TERM THEREOF, AND (C) MAKE SUCH OTHER CHANGES DESCRIBED HEREIN. | For | Yes | For |
4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2012. | For | Yes | For |
5 | ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN PROXY MATERIALS. | For | Yes | For |
| | | | |
Company Name: | Cisco Systems, Inc. | | | |
Ticker: | CSCO | CUSIP: | 17275R102 | |
Meeting Date: | 12/7/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | For | Yes | For |
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | For | Yes | For |
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | For | Yes | For |
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | For | Yes | For |
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | For | Yes | For |
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | For | Yes | For |
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | For | Yes | For |
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | For | Yes | For |
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | For | Yes | For |
1J | ELECTION OF DIRECTOR: ARUN SARIN | For | Yes | For |
1K | ELECTION OF DIRECTOR: STEVEN M. WEST | For | Yes | For |
1L | ELECTION OF DIRECTOR: JERRY YANG | For | Yes | For |
2 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE CISCO 2005 STOCK INCENTIVE PLAN. | For | Yes | For |
3 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | For | Yes | For |
4 | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | For | Yes | 1 Year |
5 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | For | Yes | For |
6 | APPROVAL TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | For | Yes | Against |
7 | APPROVAL TO REQUIRE THE BOARD TO PUBLISH INTERNET FRAGMENTATION REPORT TO SHAREHOLDERS WITHIN SIX MONTHS. | Against | Yes | For |
8 | APPROVAL TO REQUIRE THAT CISCO EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE OF STOCK UNTIL TWO YEARS FOLLOWING TERMINATION. | For | Yes | Against |
| | | | |
Company Name: | Corning Inc. | | | |
Ticker: | GLW | CUSIP: | 219350105 | |
Meeting Date: | 4/26/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | Yes | For |
1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | For | Yes | For |
1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | For | Yes | For |
1E. | ELECTION OF DIRECTOR: JAMES B. FLAWS | For | Yes | For |
1F. | ELECTION OF DIRECTOR: GORDON GUND | For | Yes | For |
1G. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | For | Yes | For |
1H. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | For | Yes | For |
1I. | ELECTION OF DIRECTOR: H. ONNO RUDING | For | Yes | For |
1J. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | For | Yes | For |
2 | APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | Yes | For |
4 | APPROVAL OF CORNING INCORPORATED 2012 LONG-TERM INCENTIVE PLAN. | For | Yes | For |
5 | AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO REMOVE PROVISIONS REQUIRING SUPERMAJORITY VOTE OF SHAREHOLDERS. | For | Yes | For |
| | | | |
Company Name: | eBay Inc. | | | |
Ticker: | EBAY | CUSIP: | 278642103 | |
Meeting Date: | 4/26/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | For | Yes | For |
1B. | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | For | Yes | For |
1C. | ELECTION OF DIRECTOR: DAWN G. LEPORE | For | Yes | For |
1D. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | For | Yes | For |
1E. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | For | Yes | For |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | For | Yes | For |
3 | APPROVE AMENDMENT & RESTATEMENT OF 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER PLAN BY 16.5 MILLION SHARES | For | Yes | For |
4 | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
5 | TO ADOPT AND APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | For | Yes | For |
6 | AMENDMENT TO OUR AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING | For | Yes | For |
7 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2012 | For | Yes | For |
| | | | |
Company Name: | Equinix, Inc. | | | |
Ticker: | EQIX | CUSIP: | 29444U502 | |
Meeting Date: | 6/5/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: STEVEN T. CLONTZ | For | Yes | For |
1.2 | DIRECTOR: GARY F. HROMADKO | For | Yes | For |
1.3 | DIRECTOR: SCOTT G. KRIENS | For | Yes | For |
1.4 | DIRECTOR: WILLIAM K. LUBY | For | Yes | For |
1.5 | DIRECTOR: IRVING F. LYONS, III | For | Yes | For |
1.6 | DIRECTOR: CHRISTOPHER B. PAISLEY | For | Yes | For |
1.7 | DIRECTOR: STEPHEN M. SMITH | For | Yes | For |
1.8 | DIRECTOR: PETER F. VAN CAMP | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
3 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | Yes | For |
4 | TO APPROVE LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | Yes | For |
5 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO PERMIT HOLDERS OF RECORD OF AT LEAST TWENTY FIVE PERCENT (25%) OF THE VOTING POWER OF THE COMPANY'S OUTSTANDING CAPITAL STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | For | Yes | For |
| | | | |
Company Name: | F5 NETWORKS, INC. | | | |
Ticker: | FFIV | CUSIP: | 315616102 | |
Meeting Date: | 3/15/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | ELECTION OF CLASS I DIRECTOR: JONATHAN CHADWICK | For | Yes | For |
2 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | Yes | For |
3 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
4 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| | | | |
Company Name: | FABRINET | | | |
Ticker: | FN | CUSIP: | G3323L100 | |
Meeting Date: | 12/12/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: THOMAS F. KELLY | For | Yes | For |
1.2 | DIRECTOR: DR. FRANK H. LEVINSON | For | Yes | For |
1.3 | DIRECTOR: VIRAPAN PULGES | For | Yes | For |
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
3 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | For | Yes | 1 Year |
4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ABAS LTD. AS FABRINET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2012. | For | Yes | For |
5 | TO APPROVE AN AMENDMENT TO FABRINET'S 2010 PERFORMANCE INCENTIVE PLAN TO ADD AN "EVERGREEN" PROVISION THAT PROVIDES FOR A LIMITED ANNUAL AUTOMATIC INCREASE TO THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE DELIVERED UNDER THE PLAN. | For | Yes | For |
| | | | |
Company Name: | Giant Interactive | | | |
Ticker: | GA | CUSIP: | 374511103 | |
Meeting Date: | 9/16/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | RE-ELECTION OF MR. ANDREW Y. YAN AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
2 | RE-ELECTION OF MR. JASON NANCHUN JIANG AS A DIRECTOR OF THE COMPANY. | For | Yes | For |
3 | APPOINTMENT OF ERNST & YOUNG HUA MING AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2011. | For | Yes | For |
| | | | |
Company Name: | Google Inc | | | |
Ticker: | GOOG | CUSIP: | 38259P508 | |
Meeting Date: | 6/21/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: LARRY PAGE | For | Yes | For |
1.2 | DIRECTOR: SERGEY BRIN | For | Yes | For |
1.3 | DIRECTOR: ERIC E. SCHMIDT | For | Yes | For |
1.4 | DIRECTOR: L. JOHN DOERR | For | Yes | For |
1.5 | DIRECTOR: DIANE B. GREENE | For | Yes | For |
1.6 | DIRECTOR: JOHN L. HENNESSY | For | Yes | For |
1.7 | DIRECTOR: ANN MATHER | For | Yes | For |
1.8 | DIRECTOR: PAUL S. OTELLINI | For | Yes | For |
1.9 | DIRECTOR: K. RAM SHRIRAM | For | Yes | For |
1.10 | DIRECTOR: SHIRLEY M. TILGHMAN | For | Yes | For |
2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
3A. | THE APPROVAL OF THE ADOPTION OF GOOGLE'S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | Against | Yes | Against |
3B. | THE APPROVAL OF THE ADOPTION OF GOOGLE'S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 6 BILLION TO 9 BILLION. | Against | Yes | Against |
3C. | THE APPROVAL OF THE ADOPTION OF GOOGLE'S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE TREATMENT OF SHARES OF CLASS A COMMON STOCK IN A MANNER THAT IS AT LEAST AS FAVORABLE AS THE SHARES OF CLASS B COMMON STOCK. | Against | Yes | Against |
4 | THE APPROVAL OF GOOGLE'S 2012 STOCK PLAN. | Against | Yes | Against |
5 | THE APPROVAL OF GOOGLE'S 2012 INCENTIVE COMPENSATION PLAN FOR EMPLOYEES AND CONSULTANTS OF MOTOROLA MOBILITY. | Against | Yes | Against |
6 | A STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | For | Yes | Against |
7 | A STOCKHOLDER PROPOSAL REGARDING MANDATORY ARBITRATION OF CERTAIN SHAREHOLDER CLAIMS, IF PROPERLY PRESENTED AT THE MEETING. | For | Yes | Against |
8 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | Yes | For |
| | | | |
Company Name: | Intel Corp. | | | |
Ticker: | INTC | CUSIP: | 458140100 | |
Meeting Date: | 5/17/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | For | Yes | For |
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | For | Yes | For |
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | For | Yes | For |
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | For | Yes | For |
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | For | Yes | For |
1F. | ELECTION OF DIRECTOR: PAUL S. OTELLINI | For | Yes | For |
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | For | Yes | For |
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | For | Yes | For |
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | For | Yes | For |
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | For | Yes | For |
2 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR | For | Yes | For |
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | Yes | For |
4 | STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN ADVISORY VOTE ON POLITICAL CONTRIBUTIONS | For | Yes | Against |
| | | | |
Company Name: | L M ERICSSON TELEPHONE CO | | | |
Ticker: | ERIC | CUSIP: | 294821608 | |
Meeting Date: | 5/3/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | ELECTION OF THE CHAIRMAN OF THE MEETING. | For | Yes | For |
8A | ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET. | For | Yes | For |
8B | DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT. | For | Yes | For |
8C | THE APPROPRIATION OF THE PROFIT IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDEND. | For | Yes | For |
9A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING. | For | Yes | For |
9B | DETERMINATION OF THE FEES PAYABLE TO NON-EMPLOYED MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE MEETING AND NON-EMPLOYED MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE MEETING. | For | Yes | For |
9C | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, OTHER BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS. | For | Yes | For |
9D | RESOLUTION ON THE INSTRUCTION FOR THE NOMINATION COMMITTEE. | For | Yes | For |
9E | DETERMINATION OF THE FEES PAYABLE TO THE AUDITOR. | For | Yes | For |
9F | ELECTION OF AUDITOR. | For | Yes | For |
10 | RESOLUTION ON THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT. | For | Yes | For |
11A | RESOLUTION ON IMPLEMENTATION OF THE STOCK PURCHASE PLAN. | For | Yes | For |
11B | RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE STOCK PURCHASE PLAN. | For | Yes | For |
11C | RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE STOCK PURCHASE PLAN. | For | Yes | For |
11D | RESOLUTION ON IMPLEMENTATION OF THE KEY CONTRIBUTOR RETENTION PLAN. | For | Yes | For |
11E | RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE KEY CONTRIBUTOR RETENTION PLAN. | For | Yes | For |
11F | RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE KEY CONTRIBUTOR RETENTION PLAN. | For | Yes | For |
11G | RESOLUTION ON IMPLEMENTATION OF THE EXECUTIVE PERFORMANCE STOCK PLAN. | For | Yes | For |
11H | RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE EXECUTIVE PERFORMANCE STOCK PLAN. | For | Yes | For |
11I | RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE EXECUTIVE PERFORMANCE STOCK PLAN. | For | Yes | For |
12 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE LONG-TERM VARIABLE REMUNERATION PROGRAMS 2008, 2009, 2010 AND 2011. | For | Yes | For |
13 | RESOLUTION ON EINAR HELLBOM'S PROPOSAL FOR THE MEETING TO DELEGATE TO THE BOARD OF DIRECTORS TO REVIEW HOW SHARES ARE TO BE GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A PROPOSAL TO THAT EFFECT AT THE ANNUAL GENERAL MEETING 2013. | For | Yes | For |
| | | | |
Company Name: | LG.Philips LCD Co. | | | |
Ticker: | LPL | CUSIP: | 50186V102 | |
Meeting Date: | 3/9/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | APPROVAL OF NON-CONSOLIDATED STATEMENTS OF FINANCIAL POSITION, NON-CONSOLIDATED STATEMENTS OF INCOME AND NON CONSOLIDATED STATEMENTS OF APPROPRIATIONS OF RETAINED EARNINGS OF FISCAL YEAR 2011 | For | Yes | For |
2A | ELECTION OF DIRECTOR: SANG BEOM HAN | For | Yes | For |
2B | ELECTION OF DIRECTOR: DONG-IL KWON | For | Yes | For |
3A | APPOINTMENT OF AUDIT COMMITTEE MEMBER: JIN JANG | For | Yes | For |
4 | TO APPROVE THE REMUNERATION LIMIT FOR DIRECTORS IN 2012 | For | Yes | For |
| | | | |
Company Name: | MEMC Electronic Materials, Inc. | | | |
Ticker: | WFR | CUSIP: | 552715104 | |
Meeting Date: | 5/25/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: ROBERT J. BOEHLKE | For | Yes | For |
1B. | ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ | For | Yes | For |
2 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
4 | APPROVAL OF AMENDMENTS TO OUR EQUITY INCENTIVE PLANS TO ALLOW A ONE-TIME STOCK OPTION EXCHANGE PROGRAM. | For | Yes | For |
5 | APPROVAL OF SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Against | Yes | For |
| | | | |
Company Name: | Microsoft Corp. | | | |
Ticker: | MSFT | CUSIP: | 594918104 | |
Meeting Date: | 11/15/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | For | Yes | For |
2 | ELECTION OF DIRECTOR: DINA DUBLON | For | Yes | For |
3 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | For | Yes | For |
4 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | For | Yes | For |
5 | ELECTION OF DIRECTOR: REED HASTINGS | For | Yes | For |
6 | ELECTION OF DIRECTOR: MARIA M. KLAWE | For | Yes | For |
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | For | Yes | For |
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | Yes | For |
9 | ELECTION OF DIRECTOR: HELMUT PANKE | For | Yes | For |
10 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | For |
11 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | Yes | 1 Year |
12 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | For | Yes | For |
13 | SHAREHOLDER PROPOSAL 1. ESTABLISHMENT OF A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | For | Yes | Against |
| | | | |
Company Name: | MOTOROLA MOBILITY HLDGS | | | |
Ticker: | MMI | CUSIP: | 620097105 | |
Meeting Date: | 11/17/2011 | Meeting Type: | Special | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 15, 2011, BY AND AMONG GOOGLE INC., A DELAWARE CORPORATION, RB98 INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF GOOGLE INC., AND MOTOROLA MOBILITY AS IT MAY BE AMENDED FROM TIME TO TIME | For | Yes | For |
2 | TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO ADOPT THE MERGER AGREEMENT | For | Yes | For |
3 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO MOTOROLA MOBILITY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, INCLUDING THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE | Against | Yes | Against |
| | | | |
Company Name: | MOTOROLA MOBILITY HLDGS | | | |
Ticker: | MMI | CUSIP: | 620097105 | |
Meeting Date: | 6/4/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: SANJAY K. JHA | For | Yes | For |
1B. | ELECTION OF DIRECTOR: JON E. BARFIELD | For | Yes | For |
1C. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | For | Yes | For |
1D. | ELECTION OF DIRECTOR: KEITH A. MEISTER | For | Yes | For |
1E. | ELECTION OF DIRECTOR: THOMAS J. MEREDITH | For | Yes | For |
1F. | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | For | Yes | For |
1G. | ELECTION OF DIRECTOR: JAMES R. STENGEL | For | Yes | For |
1H. | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | For | Yes | For |
1I. | ELECTION OF DIRECTOR: ANDREW J. VITERBI | For | Yes | For |
2 | APPROVAL OF THE MATERIAL TERMS ALLOWING FOR CERTAIN PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2011 INCENTIVE COMPENSATION PLAN. | For | Yes | For |
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | Yes | For |
| | | | |
Company Name: | NetLogic Microsystems, Inc. | | | |
Ticker: | NETL | CUSIP: | 64118B100 | |
Meeting Date: | 11/22/2011 | Meeting Type: | Special | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 11, 2011, BY AND AMONG NETLOGIC MICROSYSTEMS, INC., BROADCOM CORPORATION AND I&N ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF BROADCOM CORPORATION (THE "MERGER AGREEMENT"). | For | Yes | For |
2 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | For | Yes | For |
3 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS OF NETLOGIC MICROSYSTEMS, INC. IN CONNECTION WITH THE MERGER, INCLUDING THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | For | Yes | For |
| | | | |
Company Name: | Nokia Corp. | | | |
Ticker: | NOK | CUSIP: | 654902204 | |
Meeting Date: | 5/3/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
7 | ADOPTION OF THE ANNUAL ACCOUNTS. | For | Yes | For |
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | For | Yes | For |
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | Yes | For |
10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | For | Yes | For |
11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | For | Yes | For |
12.1 | DIRECTOR: BRUCE BROWN | For | Yes | For |
12.2 | DIRECTOR: STEPHEN ELOP | For | Yes | For |
12.3 | DIRECTOR: HENNING KAGERMANN | For | Yes | For |
12.4 | DIRECTOR: JOUKO KARVINEN | For | Yes | For |
12.5 | DIRECTOR: HELGE LUND | For | Yes | For |
12.6 | DIRECTOR: ISABEL MAREY-SEMPER | For | Yes | For |
12.7 | DIRECTOR: MARTEN MICKOS | For | Yes | For |
12.8 | DIRECTOR: ELIZABETH NELSON | For | Yes | For |
12.9 | DIRECTOR: DAME MARJORIE SCARDINO | For | Yes | For |
12.10 | DIRECTOR: RISTO SIILASMAA | For | Yes | For |
12.11 | DIRECTOR: KARI STADIGH | For | Yes | For |
13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | For | Yes | For |
14 | ELECTION OF AUDITOR. | For | Yes | For |
15 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | For | Yes | For |
| | | | |
Company Name: | Nvidia Corporation | | | |
Ticker: | NVDA | CUSIP: | 67066G104 | |
Meeting Date: | 5/17/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: TENCH COXE | For | Yes | For |
1B. | ELECTION OF DIRECTOR: MARK L. PERRY | For | Yes | For |
1C. | ELECTION OF DIRECTOR: MARK A. STEVENS | For | Yes | For |
2 | TO APPROVE THE AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | For | Yes | For |
3 | TO APPROVE THE 2012 EMPLOYEE STOCK PURCHASE PLAN. | For | Yes | For |
4 | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | Yes | For |
5 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 27, 2013. | For | Yes | For |
| | | | |
Company Name: | Oracle Corp. | | | |
Ticker: | ORCL | CUSIP: | 68389X105 | |
Meeting Date: | 10/12/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: JEFFREY S. BERG | For | Yes | For |
1.2 | DIRECTOR: H. RAYMOND BINGHAM | For | Yes | For |
1.3 | DIRECTOR: MICHAEL J. BOSKIN | For | Yes | For |
1.4 | DIRECTOR: SAFRA A. CATZ | For | Yes | For |
1.5 | DIRECTOR: BRUCE R. CHIZEN | For | Yes | For |
1.6 | DIRECTOR: GEORGE H. CONRADES | For | Yes | For |
1.7 | DIRECTOR: LAWRENCE J. ELLISON | For | Yes | For |
1.8 | DIRECTOR: HECTOR GARCIA-MOLINA | For | Yes | For |
1.9 | DIRECTOR: JEFFREY O. HENLEY | For | Yes | For |
1.10 | DIRECTOR: MARK V. HURD | For | Yes | For |
1.11 | DIRECTOR: DONALD L. LUCAS | For | Yes | For |
1.12 | DIRECTOR: NAOMI O. SELIGMAN | For | Yes | For |
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | Yes | 1 Year |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | For | Yes | For |
5 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | For | Yes | Against |
| | | | |
Company Name: | QUALCOMM Inc. | | | |
Ticker: | QCOM | CUSIP: | 747525103 | |
Meeting Date: | 3/6/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: BARBARA T. ALEXANDER | For | Yes | For |
1.2 | DIRECTOR: STEPHEN M. BENNETT | For | Yes | For |
1.3 | DIRECTOR: DONALD G. CRUICKSHANK | For | Yes | For |
1.4 | DIRECTOR: RAYMOND V. DITTAMORE | For | Yes | For |
1.5 | DIRECTOR: THOMAS W. HORTON | For | Yes | For |
1.6 | DIRECTOR: PAUL E. JACOBS | For | Yes | For |
1.7 | DIRECTOR: ROBERT E. KAHN | For | Yes | For |
1.8 | DIRECTOR: SHERRY LANSING | For | Yes | For |
1.9 | DIRECTOR: DUANE A. NELLES | For | Yes | For |
1.10 | DIRECTOR: FRANCISCO ROS | For | Yes | For |
1.11 | DIRECTOR: BRENT SCOWCROFT | For | Yes | For |
1.12 | DIRECTOR: MARC I. STERN | For | Yes | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2012. | For | Yes | For |
3 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
4 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE PLURALITY VOTING PROVISION. | For | Yes | For |
| | | | |
Company Name: | RACKSPACE HOSTING, INC. | | | |
Ticker: | RAX | CUSIP: | 750086100 | |
Meeting Date: | 5/2/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: S. JAMES BISHKIN | For | Yes | For |
1B | ELECTION OF DIRECTOR: FRED REICHHELD | For | Yes | For |
1C | ELECTION OF DIRECTOR: MARK P. MELLIN | Against | Yes | Against |
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 2007 LONG TERM INCENTIVE PLAN. | Against | Yes | Against |
| | | | |
Company Name: | Riverbed Technology | | | |
Ticker: | RVBD | CUSIP: | 768573107 | |
Meeting Date: | 5/30/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: MICHAEL BOUSTRIDGE | For | Yes | For |
1B | ELECTION OF DIRECTOR: JERRY M. KENNELLY | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
3 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | Yes | For |
| | | | |
Company Name: | Sandisk Corp. | | | |
Ticker: | SNDK | CUSIP: | 80004C101 | |
Meeting Date: | 6/12/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | For | Yes | For |
1B. | ELECTION OF DIRECTOR: KEVIN DENUCCIO | For | Yes | For |
1C. | ELECTION OF DIRECTOR: IRWIN FEDERMAN | For | Yes | For |
1D. | ELECTION OF DIRECTOR: STEVEN J. GOMO | For | Yes | For |
1E. | ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN | For | Yes | For |
1F. | ELECTION OF DIRECTOR: DR. CHENMING HU | For | Yes | For |
1G. | ELECTION OF DIRECTOR: CATHERINE P. LEGO | For | Yes | For |
1H. | ELECTION OF DIRECTOR: SANJAY MEHROTRA | For | Yes | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2012. | For | Yes | For |
3 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For |
| | | | |
Company Name: | Shanda Interactive Entertainment Limited | | | |
Ticker: | SNDA | CUSIP: | 81941Q203 | |
Meeting Date: | 2/14/2012 | Meeting Type: | Special | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER DATED NOVEMBER 22, 2011 (THE "MERGER AGREEMENT"), AMONG PREMIUM LEAD COMPANY LIMITED, NEW ERA INVESTMENT HOLDING LTD. AND SHANDA INTERACTIVE ENTERTAINMENT LIMITED (THE "COMPANY"), AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER. | For | Yes | For |
2 | TO AUTHORIZE THE DIRECTORS TO DO ALL THINGS NECESSARY TO GIVE EFFECT TO THE MERGER AGREEMENT. | For | Yes | For |
3 | TO APPROVE ANY MOTION TO ADJOURN OR POSTPONE THE EXTRAORDINARY GENERAL MEETING IN ORDER TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT PROXIES RECEIVED AT THE TIME OF THE EXTRAORDINARY GENERAL MEETING TO PASS THE SPECIAL RESOLUTIONS TO BE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING. | For | Yes | For |
| | | | |
Company Name: | SINA CORPORATION | | | |
Ticker: | SINA | CUSIP: | G81477104 | |
Meeting Date: | 11/4/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | ELECTION OF PEHONG CHEN | For | Yes | For |
2 | ELECTION OF LIP-BU TAN | For | Yes | For |
3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS THE INDEPENDENT AUDITORS OF THE COMPANY. | For | Yes | For |
| | | | |
Company Name: | Skyworks Solutions, Inc. | | | |
Ticker: | SWKS | CUSIP: | 83088M102 | |
Meeting Date: | 5/10/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: DAVID J. MCLACHLAN | For | Yes | For |
1.2 | DIRECTOR: DAVID J. ALDRICH | For | Yes | For |
1.3 | DIRECTOR: KEVIN L. BEEBE | For | Yes | For |
1.4 | DIRECTOR: MOIZ M. BEGUWALA | For | Yes | For |
1.5 | DIRECTOR: TIMOTHY R. FUREY | For | Yes | For |
1.6 | DIRECTOR: BALAKRISHNAN S. IYER | For | Yes | For |
1.7 | DIRECTOR: THOMAS C. LEONARD | For | Yes | For |
1.8 | DIRECTOR: DAVID P. MCGLADE | For | Yes | For |
1.9 | DIRECTOR: ROBERT A. SCHRIESHEIM | For | Yes | For |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | For | Yes | For |
3 | TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2012. | For | Yes | For |
| | | | |
Company Name: | Symantec Corp. | | | |
Ticker: | SYMC | CUSIP: | 871503108 | |
Meeting Date: | 10/25/2011 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1A | ELECTION OF DIRECTOR: STEPHEN M. BENNETT | For | Yes | For |
1B | ELECTION OF DIRECTOR: MICHAEL A. BROWN | For | Yes | For |
1C | ELECTION OF DIRECTOR: FRANK E. DANGEARD | For | Yes | For |
1D | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | For | Yes | For |
1E | ELECTION OF DIRECTOR: DAVID L. MAHONEY | For | Yes | For |
1F | ELECTION OF DIRECTOR: ROBERT S. MILLER | For | Yes | For |
1G | ELECTION OF DIRECTOR: ENRIQUE SALEM | For | Yes | For |
1H | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | For | Yes | For |
1I | ELECTION OF DIRECTOR: V. PAUL UNRUH | For | Yes | For |
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | For | Yes | For |
3 | AMENDMENT TO 2000 DIRECTOR EQUITY INCENTIVE PLAN, AS AMENDED, TO INCREASE NUMBER OF AUTHORIZED SHARES ISSUABLE BY 50,000 SHARES. | For | Yes | For |
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Yes | For |
5 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | For | Yes | 1 Year |
6 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | For | Yes | Against |
| | | | |
Company Name: | TENCENT HOLDINGS LTD, GEORGE TOWN | | |
Ticker: | | CUSIP: | G87572148 | |
Meeting Date: | 5/16/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | To receive and consider the audited Financial Statements and the Reports of the Directors and Auditor for the year ended 31 December 2011 | For | Yes | For |
2 | To declare a final dividend | For | Yes | For |
3.i.a | To re-elect Mr Li Dong Sheng as director | Against | Yes | Against |
3.i.b | To re-elect Mr Iain Ferguson Bruce as director | For | Yes | For |
3.ii | To authorise the Board of Directors to fix the Directors' remuneration | For | Yes | For |
4 | To re-appoint Auditor and to authorise the Board of Directors to fix their remuneration | For | Yes | For |
5 | To grant a general mandate to the Directors to issue new shares (Ordinary Resolution 5 as set out in the notice of the AGM) | Against | Yes | Against |
6 | To grant a general mandate to the Directors to repurchase shares (Ordinary Resolution 6 as set out in the notice of the AGM) | For | Yes | For |
7 | To extend the general mandate to issue new shares by adding the number of shares repurchased (Ordinary Resolution 7 as set out in the notice of the AGM) | Against | Yes | Against |
| | | | |
Company Name: | Verifone Holdings Inc | | | |
Ticker: | PAY | CUSIP: | 92342Y109 | |
Meeting Date: | 6/27/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1.1 | DIRECTOR: ROBERT W. ALSPAUGH | For | Yes | For |
1.2 | DIRECTOR: DOUGLAS G. BERGERON | For | Yes | For |
1.3 | DIRECTOR: DR. LESLIE G. DENEND | For | Yes | For |
1.4 | DIRECTOR: ALEX W. HART | For | Yes | For |
1.5 | DIRECTOR: ROBERT B. HENSKE | For | Yes | For |
1.6 | DIRECTOR: RICHARD A. MCGINN | For | Yes | For |
1.7 | DIRECTOR: EITAN RAFF | For | Yes | For |
1.8 | JEFFREY E. STIEFLER | For | Yes | For |
2 | TO HOLD AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | Yes | For |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | VMWARE INC | | | |
Ticker: | VMW | CUSIP: | 928563402 | |
Meeting Date: | 5/31/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF VMWARE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN VMWARE'S PROXY STATEMENT. | For | Yes | For |
3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS VMWARE'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | Yes | For |
| | | | |
Company Name: | YANDEX NV | | | |
Ticker: | YNDX | CUSIP: | N97284108 | |
Meeting Date: | 5/15/2012 | Meeting Type: | Annual | |
| | | | |
| | | | |
# | Description | Mgmt Rec | Voted | Vote Cast |
| | | | |
Management Proposal | | | |
1 | APPROVAL OF 2011 ANNUAL STATUTORY ACCOUNTS OF THE COMPANY. | For | Yes | For |
2 | ADDITION OF 2011 PROFITS OF THE COMPANY TO RETAINED EARNINGS. | For | Yes | For |
3 | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR. | For | Yes | For |
4 | PROPOSAL TO RE-APPOINT JOHN BOYNTON AS A NONEXECUTIVE MEMBER OF THE BOARD OF DIRECTORS WITH EFFECT FROM MAY 15, 2012. | For | Yes | For |
5 | PROPOSAL TO RE-APPOINT ESTHER DYSON AS A NONEXECUTIVE MEMBER OF THE BOARD OF DIRECTORS WITH EFFECT FROM MAY 15, 2012. | For | Yes | For |
6 | AUTHORIZATION TO CANCEL THE COMPANY'S OUTSTANDING CLASS C SHARES. | For | Yes | For |
7 | AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION TO REDUCE THE NUMBER OF AUTHORIZED SHARES. | For | Yes | For |
8 | AMENDMENT OF THE COMPANY'S EQUITY INCENTIVE PLAN. | For | Yes | For |
9 | APPOINTMENT OF THE EXTERNAL AUDITOR OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY ACCOUNTS. | For | Yes | For |
10 | AUTHORIZATION TO ISSUE ORDINARY SHARES AND PREFERENCES SHARES. | For | Yes | For |
11 | AUTHORIZATION TO EXCLUDE PRE-EMPTIVE RIGHTS. | Against | Yes | Against |
12 | AUTHORIZATION OF THE BOARD TO ACQUIRE SHARES IN THE COMPANY. | For | Yes | For |
13 | CONFIRMATION THAT THE SHAREHOLDERS WILL NOT DESIGNATE ANY OTHER PERSON TO REPRESENT THE COMPANY IN THE CASE OF CONFLICTS OF INTEREST IN CONNECTION WITH THE RESOLUTIONS ABOVE. | For | Yes | For |