James J. Atkinson Jr.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
The Guinness Atkinson Renminbi Yuan & Bond Fund did not hold any voting securities and, accordingly, did not vote any proxies during the reporting period. The Guinness Atkinson Inflation Managed Dividend Fund commenced operations on March 30, 2012. The Guinness Atkinson Inflation Managed Dividend Fund did not hold any securities entitled to vote at a meeting of shareholders during the reporting period.
| Guinness Atkinson Alternative Energy Fund | | | | | | |
| Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | | | | | | |
| Selected Accounts | |
| PHOENIX SOLAR AKTIENGESELLSCHAFT, SULZEMOOS | | | |
| Security: | D6086J116 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 14-Jul-2011 |
| ISIN | DE000A0BVU93 | | Vote Deadline Date: | 06-Jul-2011 |
| Agenda | 703124886 | Management | | | Total Ballot Shares: | 43000 |
| Last Vote Date: | 01-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 23 JUN 11 , WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | None | | | Non Voting |
| 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29062011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | | | Non Voting |
| 4 | Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4) and 315(4) of the German Commercial Code | None | | | Non Voting |
| 5 | Resolution on the appropriation of the distributable profit of EUR 64,046,745.15 as follows: Payment of a dividend of EUR 0.35 per no-par share EUR 64,046,745.15 shall be carried forward Ex-dividend and payable date: July 15, 2011 | For | 43000 | 0 | 0 | 0 |
| 6 | Ratification of the acts of the Board of MDs | For | 43000 | 0 | 0 | 0 |
| 7 | Ratification of the acts of the Supervisory Board | For | 43000 | 0 | 0 | 0 |
| 8 | Approval of the remuneration system of the Board of MDs | For | 43000 | 0 | 0 | 0 |
| 9 | Appointment of auditors for the 2011 financial year: PricewaterhouseCoopers, Munich | For | 43000 | 0 | 0 | 0 |
| 10 | Resolution on the creation of the authorized capital, and the corresponding amendment to the articles of association The Board of MDs shall be authorized to increase the share capital by up to EUR 3,686,350 through the issue of 3,686,350 new bearer shares against payment in cash and/or kind, on or before July 13, 2016 (2011 authorized capital). Shareholders shall be granted subscription rights, except for the issue of shares at a price not materially below their market price, for the issue of shares for acquisition purposes, and for residual amounts | For | 43000 | 0 | 0 | 0 |
| 11 | Resolution on the remuneration for the Supervisory Board Each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 30,000. The chairman of the Supervisory Board shall receive two and a half times the amount and the deputy chairman one and a half times the amount | For | 43000 | 0 | 0 | 0 |
| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 10-Aug-2011 |
| ISIN | CNE100000HD4 | | Vote Deadline Date: | 02-Aug-2011 |
| Agenda | 703191899 | Management | | | Total Ballot Shares: | 1370000 |
| Last Vote Date: | 01-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110624 /LTN20110624241.pdf | None | | | Non Voting |
| 2 | To consider and approve the nomination of Mr. Chen Bin as a non-executive director of the Company, effective from the date of approval of such change of the board of directors (the "Board") by the shareholders at the EGM and until the expiration of the term of the current session of the Board. Meanwhile, to approve to authorize the Remuneration and Assessment Committee of the Board to determine the remuneration of the new director according to his terms of reference and taking into account his duties and responsibilities upon the candidate for new director being approved at the EGM, and to authorize the chairman of the Company or any of the executive directors to enter into a service contract with the new director and handle all other relevant matters on behalf of the Company upon the candidate for new director being approved at the EGM | For | 1370000 | 0 | 0 | 0 |
| 3 | To consider and approve the nomination of Mr. Qiao Baoping as a supervisor of the Company, effective from the date of approval of such change of the Supervisory Board by shareholders at the EGM and until the expiration of the term of the current session of the Supervisory Board. Meanwhile, to approve to authorize the Remuneration and Assessment Committee of the Board to determine the remuneration of the new supervisor according to his terms of reference and taking into account his duties and responsibilities upon the candidate for new supervisor being approved at the EGM, and to authorize the chairman of the Company or any of the executive directors to enter into a service contract with the new supervisor and handle all other relevant matters on behalf of the Company upon the candidate for new supervisor being approved at the EGM | For | 1370000 | 0 | 0 | 0 |
| 4 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| YINGLI GREEN ENERGY HOLD. CO. LTD. | | | |
| Security: | 98584B103 | | Meeting Type: | Annual |
| Ticker: | YGE | | Meeting Date: | 12-Aug-2011 |
| ISIN | US98584B1035 | | Vote Deadline Date: | 08-Aug-2011 |
| Agenda | 933490702 | Management | | | Total Ballot Shares: | 115200 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO ADOPT THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Abstain | 115200 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF DIRECTOR: MR. MING HUANG | Abstain | 115200 | 0 | 0 | 0 |
| 3 | RE-ELECTION OF DIRECTOR: MR. JUNMIN LIU | Abstain | 115200 | 0 | 0 | 0 |
| 4 | TO RATIFY AND APPOINT KPMG AS THE COMPANY'S INDEPENDENT AUDITORS. | Abstain | 115200 | 0 | 0 | 0 |
| JA SOLAR HOLDINGS CO., LTD. | | | |
| Security: | 466090107 | | Meeting Type: | Annual |
| Ticker: | JASO | | Meeting Date: | 15-Aug-2011 |
| ISIN | US4660901079 | | Vote Deadline Date: | 09-Aug-2011 |
| Agenda | 933489521 | Management | | | Total Ballot Shares: | 1680900 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2010. | None | 200500 | 0 | 0 | 0 |
| 2 | TO RE-ELECT ERYING JIA, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 200500 | 0 | 0 | 0 |
| 3 | TO ELECT YONG LIU AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 200500 | 0 | 0 | 0 |
| 4 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | 200500 | 0 | 0 | 0 |
| CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | | | |
| Security: | Y15207106 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 26-Aug-2011 |
| ISIN | CNE100000TW9 | | Vote Deadline Date: | 18-Aug-2011 |
| Agenda | 703212314 | Management | | | Total Ballot Shares: | 4860000 |
| Last Vote Date: | 17-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 2". THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110708 /LTN20110708250.pdf | None | | | Non Voting |
| 3 | To consider and approve issue of short-term debentures of the Company in the aggregate principal amount of up to RMB1 billion and to authorise Dr. Cao Xin, the president of the Company to deal with all relevant matters relating to the issue of the short-term debentures. The principal terms of the issue of the short-term debentures are set out in the circular attached herewith | For | 4860000 | 0 | 0 | 0 |
| 4 | To consider and approve the issue of corporate bonds of the Company in the aggregate principal amount of up to RMB2 billion and to authorise the board of directors (the "Board" ) of the Company or any two directors as authorized by the Board to deal with all relevant matters relating to the issue of the corporate bonds. The principal terms of the issue of the corporate bonds are set out in the circular attached herewith | For | 4860000 | 0 | 0 | 0 |
| LDK SOLAR CO. LTD. | | | |
| Security: | 50183L107 | | Meeting Type: | Annual |
| Ticker: | LDK | | Meeting Date: | 08-Sep-2011 |
| ISIN | US50183L1070 | | Vote Deadline Date: | 01-Sep-2011 |
| Agenda | 933496944 | Management | | | Total Ballot Shares: | 122200 |
| Last Vote Date: | 17-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO ADOPT AND APPROVE THE ANNUAL REPORT OF THE COMPANY | For | 122200 | 0 | 0 | 0 |
| 2 | TO RE-ELECT MR. LIANGBAO ZHU AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS | For | 122200 | 0 | 0 | 0 |
| 3 | TO RE-ELECT MR. YONGGANG SHAO AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS | For | 122200 | 0 | 0 | 0 |
| 4 | TO RATIFY AND RE-ELECT MR. MAURICE WAI-FUNG NGAI AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS | For | 122200 | 0 | 0 | 0 |
| 5 | TO APPROVE THE APPOINTMENT OF KPMG AS THE COMPANY'S OUTSIDE AUDITORS TO EXAMINE ITS ACCOUNTS FOR THE FISCAL YEAR OF 2011 | For | 122200 | 0 | 0 | 0 |
| RENESOLA LTD | | | |
| Security: | 75971T103 | | Meeting Type: | Annual |
| Ticker: | SOL | | Meeting Date: | 09-Sep-2011 |
| ISIN | US75971T1034 | | Vote Deadline Date: | 06-Sep-2011 |
| Agenda | 933496970 | Management | | | Total Ballot Shares: | 609700 |
| Last Vote Date: | 15-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE, CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2010, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | For | 148900 | 0 | 0 | 0 |
| 2 | TO RE-ELECT MR. XIANSHOU LI AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION. | For | 148900 | 0 | 0 | 0 |
| 3 | TO AUTHORISE THE DIRECTORS TO RE-APPOINT DELOITTE TOUCHE TOHMATSU CPA LTD. AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID. | For | 148900 | 0 | 0 | 0 |
| TRINA SOLAR LIMITED | | | |
| Security: | 89628E104 | | Meeting Type: | Annual |
| Ticker: | TSL | | Meeting Date: | 13-Sep-2011 |
| ISIN | US89628E1047 | | Vote Deadline Date: | 01-Sep-2011 |
| Agenda | 933499039 | Management | | | Total Ballot Shares: | 495500 |
| Last Vote Date: | 22-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | RE-ELECTION OF MR. JUNFENG LI AS A DIRECTOR OF THE COMPANY. | None | 50400 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF MR. LIPING QIU AS A DIRECTOR OF THE COMPANY. | None | 50400 | 0 | 0 | 0 |
| 3 | APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL YEAR 2011. | None | 50400 | 0 | 0 | 0 |
| THERMAL ENERGY INTL INC | | | |
| Security: | 88346B103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-Oct-2011 |
| ISIN | CA88346B1031 | | Vote Deadline Date: | 19-Oct-2011 |
| Agenda | 703358778 | Management | | | Total Ballot Shares: | 4445888 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTION NUMBERS. THANK YOU. | None | | | Non Voting |
| 2 | To elect R. James Ansell as a Director | For | 4445888 | 0 | 0 | 0 |
| 3 | To elect John Kelly as a Director | For | 4445888 | 0 | 0 | 0 |
| 4 | To elect William M. Crossland as a Director | For | 4445888 | 0 | 0 | 0 |
| 5 | To elect Michael Williams as a Director | For | 4445888 | 0 | 0 | 0 |
| 6 | To elect Donald Gibbs as a Director | For | 4445888 | 0 | 0 | 0 |
| 7 | To elect William Ollerhead as a Director | For | 4445888 | 0 | 0 | 0 |
| 8 | Appointment of Raymond Chabot Grant Thornton, LLP as Auditors of the Corporation for the ensuing year and authorizing the directors of the Corporation to fix their remuneration | For | 4445888 | 0 | 0 | 0 |
| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Dec-2011 |
| ISIN | CNE100000HD4 | | Vote Deadline Date: | 19-Dec-2011 |
| Agenda | 703506761 | Management | | | Total Ballot Shares: | 1370000 |
| Last Vote Date: | 19-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 923588 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/120 8/LTN20111208084.pdf | None | | | Non Voting |
| 3 | To consider and approve: (a) the master agreement on the mutual supply of materials, products and services (the "New Guodian Master agreement"), entered into between the Company and China Guodian Corporation ("Guodian") be and is hereby approved, ratified and confirmed; (b) the continuing connected transactions and the proposed caps under the New Guodian Master Agreement, which the Company expects to occur in the ordinary and usual course of business of the Company and its subsidiaries, as the case may be, and to be conducted on normal commercial terms, be and are hereby generally and unconditionally approved; and (c) the execution of the New Guodian Master Agreement by Mr. Xie Changjun for and on behalf of the Company be and is hereby approved, ratified and confirmed and that Mr. Xie Changjun be and is hereby authorised to make any amendment to the New Guodian Master Agreement as he thinks desirable and necessary and to do all such further acts and things and execute such further documents and take all such steps which in his opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of such transactions | For | 1370000 | 0 | 0 | 0 |
| 4 | To consider and approve the Chongqing City State-owned Property Transfer Agreement in respect of the transfer of the equity interests in Guodian Fuel Co., Ltd. by the Company to Guodian, entered into between the Company and Guodian be and is hereby approved, ratified and confirmed, and the terms thereof, be and are hereby approved, ratified and confirmed | For | 1370000 | 0 | 0 | 0 |
| ENEL GREEN POWER S.P.A. | | | |
| Security: | T3679C106 | | Meeting Type: | MIX |
| Ticker: | | | Meeting Date: | 27-Apr-2012 |
| ISIN | IT0004618465 | | Vote Deadline Date: | 19-Apr-2012 |
| Agenda | 703680959 | Management | | | Total Ballot Shares: | 264600 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 APR 2012. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | | | Non Voting |
| 2 | Financial statements at 31/12/2011. Board of directors, board of auditors and independent auditors report. Any adjournment thereof. Consolidated financial statements at 31/12/2011 | For | 264600 | 0 | 0 | 0 |
| 3 | Destination of profit | For | 264600 | 0 | 0 | 0 |
| 4 | Report concerning remuneration policies | For | 264600 | 0 | 0 | 0 |
| 5 | Amendment of arts. 13 and 24 of the statute and insertion of new art. 29 | For | 264600 | 0 | 0 | 0 |
| 6 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_120876.pdf | None | | | Non Voting |
| 7 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| POWER-ONE, INC. | | | |
| Security: | 73930R102 | | Meeting Type: | Annual |
| Ticker: | PWER | | Meeting Date: | 01-May-2012 |
| ISIN | US73930R1023 | | Vote Deadline Date: | 30-Apr-2012 |
| Agenda | 933568086 | Management | | | Total Ballot Shares: | 143000 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: JON GACEK | For | 143000 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: KAMBIZ HOOSHMAND | For | 143000 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: MARK MELLIAR-SMITH | For | 143000 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: RICHARD M. SWANSON | For | 143000 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: JAY WALTERS | For | 143000 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: RICHARD J. THOMPSON | For | 143000 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: KYLE RYLAND | For | 143000 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: AJAY SHAH | For | 143000 | 0 | 0 | 0 |
| 9 | APPROVAL OF AN ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | 143000 | 0 | 0 | 0 |
| 10 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS POWER-ONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | For | 143000 | 0 | 0 | 0 |
| 11 | TRANSACTION OF ANY OTHER BUSINESS PROPERLY PRESENTED AT THE 2012 ANNUAL MEETING AND ANY ADJOURMENT(S) OR POSTPONEMENT(S) THEREOF. | For | 0 | 0 | 143000 | 0 |
| ITRON, INC. | | | |
| Security: | 465741106 | | Meeting Type: | Annual |
| Ticker: | ITRI | | Meeting Date: | 04-May-2012 |
| ISIN | US4657411066 | | Vote Deadline Date: | 03-May-2012 |
| Agenda | 933561664 | Management | | | Total Ballot Shares: | 16000 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: KIRBY A. DYESS | For | 16000 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: LEROY D. NOSBAUM | For | 16000 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: GRAHAM M. WILSON | For | 16000 | 0 | 0 | 0 |
| 4 | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | 16000 | 0 | 0 | 0 |
| 5 | PROPOSAL TO APPROVE THE ITRON, INC.2012 EMPLOYEE STOCK PURCHASE PLAN. | For | 16000 | 0 | 0 | 0 |
| 6 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | 16000 | 0 | 0 | 0 |
| CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | | | |
| Security: | Y1456S108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 08-May-2012 |
| ISIN | CNE100000X69 | | Vote Deadline Date: | 27-Apr-2012 |
| Agenda | 703676897 | Management | | | Total Ballot Shares: | 2946000 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 3/LTN201203231009.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board of directors of the Company for the year ended December 31, 2011 | For | 2946000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the board of supervisors of the Company for the year ended December 31, 2011 | For | 2946000 | 0 | 0 | 0 |
| 4 | To consider and approve the final financial report of the Company for the year ended December 31, 2011 | For | 2946000 | 0 | 0 | 0 |
| 5 | To consider and approve the budget report of the Company for the year ended December 31, 2012 | For | 2946000 | 0 | 0 | 0 |
| 6 | To consider and approve the profit distribution plan of the Company for the year ended December 31, 2011, namely, the proposal for distribution of a final dividend of RMB0.039 per share (tax inclusive) in cash in an aggregate amount of approximately RMB283.7 million for the year ended 31 December 2011, and to authorise the Board to implement the aforesaid distribution | For | 2946000 | 0 | 0 | 0 |
| 7 | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers as the Company's domestic and international auditors, respectively, for the year ended December 31, 2012 for a term until the conclusion of the next annual general meeting of the Company and the authorization to the Board to determine their remuneration | For | 2946000 | 0 | 0 | 0 |
| 8 | To consider and approve the proposal in relation to the business investment plan of the Company for the year of 2012 | For | 2946000 | 0 | 0 | 0 |
| 9 | To consider and approve the authorization to the Board to opt for an optimum plan for the restructuring of the Short- term Debentures; if it is opted by the Board to restructure the Short-term Debentures by way of issuing of private placement bonds, to consider and approve the authorization to the Board to deal with all relevant matters relating to the issue of private placement bonds | For | 2946000 | 0 | 0 | 0 |
| 10 | To consider and approve the proposals (if any) put forward at the general meeting by shareholder(s) holding 3% or more of the shares of the Company carrying the right to vote thereat | For | 2946000 | 0 | 0 | 0 |
| 11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 07 MAY 2012 TO 05 APR 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| ORMAT TECHNOLOGIES, INC. | | | |
| Security: | 686688102 | | Meeting Type: | Annual |
| Ticker: | ORA | | Meeting Date: | 08-May-2012 |
| ISIN | US6866881021 | | Vote Deadline Date: | 07-May-2012 |
| Agenda | 933574609 | Management | | | Total Ballot Shares: | 31119 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | YEHUDIT BRONICKI | | 31119 | 0 | 0 | 0 |
| | ROBERT F. CLARKE | | 31119 | 0 | 0 | 0 |
| | DAVID WAGENER | | 31119 | 0 | 0 | 0 |
| 2 | TO APPROVE THE ORMAT TECHNOLOGIES, INC. 2012 INCENTIVE COMPENSATION PLAN. | For | 31119 | 0 | 0 | 0 |
| 3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 31119 | 0 | 0 | 0 |
| BORALEX INC | | | |
| Security: | 09950M300 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 09-May-2012 |
| ISIN | CA09950M3003 | | Vote Deadline Date: | 03-May-2012 |
| Agenda | 703709898 | Management | | | Total Ballot Shares: | 90387 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | Election of Director: Bernard Lemaire | For | 90387 | 0 | 0 | 0 |
| 3 | Election of Director: Patrick Lemaire | For | 90387 | 0 | 0 | 0 |
| 4 | Election of Director: Germain Benoit | For | 90387 | 0 | 0 | 0 |
| 5 | Election of Director: Alain Ducharme | For | 90387 | 0 | 0 | 0 |
| 6 | Election of Director: Edward H. Kernaghan | For | 90387 | 0 | 0 | 0 |
| 7 | Election of Director: Richard Lemaire | For | 90387 | 0 | 0 | 0 |
| 8 | Election of Director: Yves Rheault | For | 90387 | 0 | 0 | 0 |
| 9 | Election of Director: Alain Rheaume | For | 90387 | 0 | 0 | 0 |
| 10 | Election of Director: Michelle Samson-Doel | For | 90387 | 0 | 0 | 0 |
| 11 | Election of Director: Pierre Seccareccia | For | 90387 | 0 | 0 | 0 |
| 12 | Election of Director: Robert F. Hall | For | 90387 | 0 | 0 | 0 |
| 13 | The appointment of PricewaterhouseCoopers LLP/s.r.l./S.E.N.C.R.L.as the Corporation's independent auditors and the authorization to the Directors to determine their remuneration | For | 90387 | 0 | 0 | 0 |
| SUNPOWER CORPORATION | | | |
| Security: | 867652406 | | Meeting Type: | Annual |
| Ticker: | SPWR | | Meeting Date: | 09-May-2012 |
| ISIN | US8676524064 | | Vote Deadline Date: | 08-May-2012 |
| Agenda | 933572744 | Management | | | Total Ballot Shares: | 100705 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | ARNAUD CHAPERON | | 100705 | 0 | 0 | 0 |
| | JEROME SCHMITT | | 100705 | 0 | 0 | 0 |
| | PAT WOOD III | | 100705 | 0 | 0 | 0 |
| 2 | THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | For | 100705 | 0 | 0 | 0 |
| WATERFURNACE RENEWABLE ENERGY INC | | | |
| Security: | 9415EQ108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 10-May-2012 |
| ISIN | CA9415EQ1089 | | Vote Deadline Date: | 04-May-2012 |
| Agenda | 703697093 | Management | | | Total Ballot Shares: | 53700 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | Election of Directors: Thomas F. Huntington, James R. Shields, Timothy E. Shields, Thomas C. Dawson, J. David Day, Charles R. Diltz, Geoffrey W.J. Pottow, Ph.D. Eng | For | 53700 | 0 | 0 | 0 |
| 3 | Appointment of Grant Thornton, LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | For | 53700 | 0 | 0 | 0 |
| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 18-May-2012 |
| ISIN | CNE100000HD4 | | Vote Deadline Date: | 10-May-2012 |
| Agenda | 703694287 | Management | | | Total Ballot Shares: | 763000 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To approve the report of the board of directors of the Company for the year 2011 | For | 763000 | 0 | 0 | 0 |
| 2 | To approve the report of board of supervisors of the Company for the year 2011 | For | 763000 | 0 | 0 | 0 |
| 3 | To approve the final financial accounts of the Company for the year ended 31 December 2011 | For | 763000 | 0 | 0 | 0 |
| 4 | To accept the independent auditor's report and the Company's audited financial statements for the year ended 31 December 2011 | For | 763000 | 0 | 0 | 0 |
| 5 | To approve the budget report of the Company for the year ending 31 December 2012 | For | 763000 | 0 | 0 | 0 |
| 6 | To approve the profit distribution plan of the Company for the year ended 31 December 2011, namely, the proposal for distribution of a final dividend of RMB0.069 per share (tax inclusive) in cash in an aggregate amount of approximately RMB515,215,000 for the year ended 31 December 2011, and to authorise the Board to implement the aforesaid distribution | For | 763000 | 0 | 0 | 0 |
| 7 | To approve the re-appointment of RSM China Certified Public Accountants Co., Ltd. as the Company's PRC auditors for the year 2012 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the audit committee under the Board to determine their remuneration | For | 763000 | 0 | 0 | 0 |
| 8 | To approve the re-appointment of KPMG as the Company's international auditors for the year 2012 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the audit committee under the Board to determine their remuneration | For | 763000 | 0 | 0 | 0 |
| 9 | To approve the remuneration plan for directors and supervisors of the Company for the year 2012 | For | 763000 | 0 | 0 | 0 |
| 10 | To approve the appointment of Mr. Huang Qun as an executive director of the Company to fill the vacancy arising from the resignation of Mr. Tian Shicun, effective from the date on which such nomination was approved by the shareholders at the AGM and until the expiration of the term of the current session of the Board. Meanwhile, to approve to authorise the Remuneration and Assessment Committee of the Board to determine, upon the candidate for new director being approved at the AGM, the remuneration of the new director according to the remuneration plan for directors and supervisors of the Company for the year 2012 approved at the AGM, and to authorise the chairman of the Company or any executive Director (excluding the new executive Director) to enter into a service contract with the new director and handle all other CONTD | For | 763000 | 0 | 0 | 0 |
| 11 | CONTD relevant matters on behalf of the Company upon the candidate for new director being approved at the AGM | None | | | Non Voting |
| 12 | To approve the appointment of Mr. Lv Congmin as an independent non-executive director of the Company to fill the vacancy arising from the resignation of Mr. Li Junfeng, effective from the date on which such nomination was approved by the shareholders at the AGM and until the expiration of the term of the current session of the Board. Meanwhile, to approve to authorise the Remuneration and Assessment Committee of the Board to determine, upon the candidate for new director being approved at the AGM, the remuneration of the new director according to the remuneration plan for directors and supervisors of the Company for the year 2012 approved at the AGM, and to authorise the chairman of the Company or any executive Director (excluding the new executive Director) to enter into a service contract with the new director and CONTD | For | 763000 | 0 | 0 | 0 |
| 13 | CONTD handle all other relevant matters on behalf of the Company upon the candidate for new director being approved at the AGM | None | | | Non Voting |
| 14 | The application to the National Association of Financial Market Institutional Investors of the People's Republic of China (the "PRC") for the quota of the issue of short-term debentures with a principal amount of not exceeding RMB20 billion (including RMB20 billion) within 12 months from the date of obtaining an approval at the AGM, and, according to the requirement of the Company and market condition, to issue in separate tranches on a rolling basis | For | 763000 | 0 | 0 | 0 |
| | within the effective period, and to authorise the Board and the persons it authorised to deal with all such matters relating to the registration and issue of the aforementioned short-term debentures at their full discretion, subject to relevant laws and regulations, and to approve the delegation of the authority by the Board to the management of the Company to deal with all CONTD | | | | | | | |
| 15 | CONTD such specific matters relating to the issue of the aforementioned short-term debenture within the scope of authorization above, with immediate effect upon the above proposal and authorization being approved by the shareholders at the 2011 AGM. The particulars are set out as follows: (1) issue size: up to an aggregate of RMB20 billion (including RMB20 billion). (2) maturity of issue: each tranche of short-term debentures has a term of not more than 9 months from the date of issue. The actual term shall be as determined in the announcement at the time of issue. (3) target subscribers: institutional investors in the PRC inter-bank bond market. (4) use of proceeds: replenishment of working capital and replacement of bank loans due of the Company (including its subsidiaries). (5) repayment of principal and interest: CONTD | None | | | Non Voting |
| 16 | CONTD simple interest with a lump sum payment of interest and principal at maturity. (6) source of the funding for repayment: revenue from sales of electricity and investment gains, etc. (7) coupon rate: determined with reference to the actual term and the market capital, and based on the weekly rate announced by the National Association of Financial Market Institutional Investors. The actual coupon rate shall be as determined in the announcement in respect of such issue | None | | | Non Voting |
| 17 | The application for registration of multiple tranches of private debt financing instruments with an aggregate principal amount of up to RMB10 billion (including RMB10 billion) in inter-bank market of the PRC and seek chances to issue such private debt financing instruments, and to authorise the Board and its authorised persons to deal with all relevant matters relating to the issue of private debt financing instruments and to approve the delegation of the | For | 763000 | 0 | 0 | 0 |
| | authority by the Board to the management of the Company to deal with all such matters relating to the issue of private debt financing instruments within the scope of authorisation aforementioned and with immediate effect. The particulars are set out as follows: (1). issue size: up to RMB10 billion (including RMB10 billion). (2). maturity of issue: not exceeding 5 years CONTD | | | | | | | |
| 18 | CONTD (inclusive). (3). interest rate: not higher than the preferential interest rate of the bank loans prescribed by the People's Bank of China over the same period. (4). method of issuance: private issue, multiple registrations and multiple tranches. (5). target subscribers: investors in the inter-bank market of the PRC. (6). use of proceeds: including but not limited to working capital, replacement of bank loans, investment in fixed assets, project acquisitions and etc | None | | | Non Voting |
| 19 | Granting of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorise the Board to make amendments to the articles of association of the Company as it thinks fit so as to reflect the new share capital structure upon the allotment or issue of additional shares pursuant to such mandate: that: (A) (a) subject to paragraph (c) and in accordance with the relevant requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, the articles of association of the Company and relevant laws and regulations of the PRC, the exercise by the Board during the Relevant Period (as hereinafter defined) of all CONTD | For | 763000 | 0 | 0 | 0 |
| 20 | CONTD the powers of the Company to allot, issue or deal with, either separately or concurrently, additional domestic shares and H shares of the Company and to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers be hereby generally and unconditionally approved; (b) the approval in paragraph (a) shall authorise the Board during the Relevant Period (as hereinafter defined) to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers after the expiration of the Relevant Period; (c) each of the aggregate nominal values of domestic shares and H shares allotted, issued or dealt with or agreed conditionally or unconditionally to be allotted, issued or dealt with (whether pursuant to an CONTD | None | | | Non Voting |
| 21 | CONTD option or otherwise) by the Board pursuant to the approval granted in paragraph (a) shall not exceed 20% of each of the aggregate nominal values of domestic shares and H shares of the Company respectively in issue at the date of passing this resolution; (d) the Board will only exercise the above powers in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (as amended from time to time) and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; and (e) for the purpose of this resolution: "Relevant Period" means the period from the passing of this resolution until the earliest of: (i) the conclusion of the next annual general meeting of the Company; CONTD | None | | | Non Voting |
| 22 | CONTD or (ii) the expiration of the period within which the next annual general meeting of the Company is required by the articles of association of the Company or other applicable laws to be held; or (iii) the date of revocation or variation of the authority given under this resolution by a special resolution of the Company in general meeting. (B) the Board be authorised to make amendments to the articles of association of the Company as necessary so as to reflect the new share capital structure of the Company upon the allotment or issue of shares pursuant to the sub- paragraph (A) (a) of this resolution | None | | | Non Voting |
| 23 | To consider and approve the proposals (if any) put forward at the AGM by shareholder(s) holding 3% or more of the shares of the Company carrying the right to vote thereat | For | 763000 | 0 | 0 | 0 |
| SMA SOLAR TECHNOLOGY AG, NIESTETAL | | | |
| Security: | D7008K108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-May-2012 |
| ISIN | DE000A0DJ6J9 | | Vote Deadline Date: | 14-May-2012 |
| Agenda | 703708125 | Management | | | Total Ballot Shares: | 10560 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 01.05.2012, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | None | | | Non Voting |
| 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 07.05.2012. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | | | Non Voting |
| 4 | Receive financial statements and statutory reports for fiscal 2011 | None | | | Non Voting |
| 5 | Approve allocation of income and dividends of EUR 1.30 per share | For | 10560 | 0 | 0 | 0 |
| 6 | Approve discharge of management board member Guenther Cramer for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 7 | Approve discharge of management board member Peter Drews for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 8 | Approve discharge of management board member Roland Grebe for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 9 | Approve discharge of management board member Pierre- Pascal Urbon for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 10 | Approve discharge of management board member Marko Werner for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 11 | Approve discharge of management board member Juergen Dolle for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 12 | Approve discharge of management board member Uwe Hertel for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 13 | Approve discharge of supervisory board member Guenther Cramer for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 14 | Approve discharge of supervisory board member Peter Drews for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 15 | Approve discharge of supervisory board member Siegfried Drueker for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 16 | Approve discharge of supervisory board member Erikehrentraut for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 17 | Approve discharge of supervisory board member Guenther Haeckl for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 18 | Approve discharge of supervisory board member Johannes Haede for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 19 | Approve discharge of supervisory board member Winfried Hoffmann for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 20 | Approve discharge of supervisory board member Martin Hoppe-Kilpper for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 21 | Approve discharge of supervisory board member Werner Kleinkauf for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 22 | Approve discharge of supervisory board member Ullrich.Messmer for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 23 | Approve discharge of supervisory board Member Alexander Naujoks for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 24 | Approve discharge of supervisory board member Joachim Schlosser for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 25 | Approve discharge of supervisory board member Reiner Wettlaufer for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 26 | Approve discharge of supervisory board member Mirko Zeidler for fiscal 2011 | For | 10560 | 0 | 0 | 0 |
| 27 | Ratify Deloitte Touche GmbH as auditors for fiscal 2012 | For | 10560 | 0 | 0 | 0 |
| STR HOLDINGS,INC. | | | |
| Security: | 78478V100 | | Meeting Type: | Annual |
| Ticker: | STRI | | Meeting Date: | 22-May-2012 |
| ISIN | US78478V1008 | | Vote Deadline Date: | 21-May-2012 |
| Agenda | 933595259 | Management | | | Total Ballot Shares: | 74900 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | DENNIS L. JILOT | | 74900 | 0 | 0 | 0 |
| | SCOTT S. BROWN | | 74900 | 0 | 0 | 0 |
| | ROBERT M. CHISTE | | 74900 | 0 | 0 | 0 |
| | JOHN A. JANITZ | | 74900 | 0 | 0 | 0 |
| | DR. UWE KRUEGER | | 74900 | 0 | 0 | 0 |
| | ANDREW M. LEITCH | | 74900 | 0 | 0 | 0 |
| | DOMINICK J. SCHIANO | | 74900 | 0 | 0 | 0 |
| | SUSAN C. SCHNABEL | | 74900 | 0 | 0 | 0 |
| | ROBERT S. YORGENSEN | | 74900 | 0 | 0 | 0 |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 74900 | 0 | 0 | 0 |
| ACCIONA SA, MADRID | | | |
| Security: | E0008Z109 | | Meeting Type: | Ordinary General Meeting |
| Ticker: | | | Meeting Date: | 23-May-2012 |
| ISIN | ES0125220311 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703798578 | Management | | | Total Ballot Shares: | 6200 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 977227 DUE TO SPLITTING OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 MAY 2012. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | | | Non Voting |
| 3 | Review and approval of the annual financial statements of the company and its consolidated group | For | 6200 | 0 | 0 | 0 |
| 4 | Review and approval of the management performed by the board for the company and its consolidated group | For | 6200 | 0 | 0 | 0 |
| 5 | Application of results obtained during 2011 | For | 6200 | 0 | 0 | 0 |
| 6 | Re-election of the auditors of accounts | For | 6200 | 0 | 0 | 0 |
| 7 | Amendment of arts.13,14,15, and 20 | For | 0 | 0 | 6200 | 0 |
| 8 | Amendment of art 34 | For | 0 | 0 | 6200 | 0 |
| 9 | Amendment of art 49 | For | 0 | 0 | 6200 | 0 |
| 10 | Amendment of art 31.1 | For | 0 | 0 | 6200 | 0 |
| 11 | Amendment of arts.7,8,10,17 and 30 | For | 0 | 0 | 6200 | 0 |
| 12 | Re-election of Mr Jose Manuel Entrecanales as board member | For | 6200 | 0 | 0 | 0 |
| 13 | Re-election of Mr Juan Ignacio Entrecanales as board member | For | 6200 | 0 | 0 | 0 |
| 14 | Re-election of Mr Valentin Montoya Moya as external board member | For | 6200 | 0 | 0 | 0 |
| 15 | Appointmet of Mr Javier Entrecanalesas external board member, who is proposed by Tussen De Gratchen, BV, ratifying the appointment by coptation adopted by the board members in 2011 | For | 6200 | 0 | 0 | 0 |
| 16 | Re-election of Mr Daniel Entrecalanes as external board member, who is proposed by Entreazca, BV | For | 6200 | 0 | 0 | 0 |
| 17 | Re-election of Fernando Rodes Vila as external board member | For | 6200 | 0 | 0 | 0 |
| 18 | Re-election of Jaime Castellanos as independent external board member | For | 6200 | 0 | 0 | 0 |
| 19 | Approval of the awarding of own shares and call options to the board as a part of their remuneration | For | 6200 | 0 | 0 | 0 |
| 20 | Extension of the deadline to deliver shares and options to 2013 and fixation the available number of shares | For | 0 | 6200 | 0 | 0 |
| 21 | Reduction of capital share by redempted shares | For | 6200 | 0 | 0 | 0 |
| 22 | Authorization to the board for the acquisition of own shares | For | 6200 | 0 | 0 | 0 |
| 23 | Ratification of the corporate website | For | 0 | 0 | 6200 | 0 |
| 24 | Delegation of powers | For | 6200 | 0 | 0 | 0 |
| 25 | Review and approval of the sustainability report of 2011 | For | 6200 | 0 | 0 | 0 |
| 26 | Consultative report on the renumeration policy of the board members | For | 0 | 0 | 6200 | 0 |
| 27 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 10.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| ELSTER GROUP SE (ELT) | | | |
| Security: | 290348101 | | Meeting Type: | Annual |
| Ticker: | ELT | | Meeting Date: | 23-May-2012 |
| ISIN | US2903481016 | | Vote Deadline Date: | 10-May-2012 |
| Agenda | 933610188 | Management | | | Total Ballot Shares: | 44000 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | RESOLUTION ON THE APPROPRIATION OF THE NET PROFIT OF ELSTER GROUP SE | None | 44000 | 0 | 0 | 0 |
| 2 | RESOLUTION ON THE RATIFICATION OF THE ACTS OF THE MEMBERS OF THE ADMINISTRATIVE BOARD IN THE FINANCIAL YEAR 2011 | None | 44000 | 0 | 0 | 0 |
| 3 | RESOLUTION ON THE RATIFICATION OF THE ACTS OF THE MANAGING DIRECTORS IN THE FINANCIAL YEAR 2011 | None | 44000 | 0 | 0 | 0 |
| 4 | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2012 AS WELL AS FOR THE REVIEW OF THE COMPANY'S QUARTERLY REPORTS | None | 44000 | 0 | 0 | 0 |
| 5 | RESOLUTION ON THE ELECTION OF A NEW MEMBER OF THE ADMINISTRATIVE BOARD | None | 44000 | 0 | 0 | 0 |
| 6 | RESOLUTION ON THE APPROVAL OF THE SYSTEM FOR THE REMUNERATION OF THE MANAGING DIRECTORS (SAY-ON-PAY VOTE) | None | 44000 | 0 | 0 | 0 |
| 7 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION REGARDING THE APPROPRIATION OF PROFITS | None | 44000 | 0 | 0 | 0 |
| CARMANAH TECHNOLOGIES CORP | | | |
| Security: | 143126100 | | Meeting Type: | MIX |
| Ticker: | | | Meeting Date: | 24-May-2012 |
| ISIN | CA1431261009 | | Vote Deadline Date: | 18-May-2012 |
| Agenda | 703779655 | Management | | | Total Ballot Shares: | 760987 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.5 AND 2". THANK YOU. | None | | | Non Voting |
| 2 | Election of Director : Robert Cruickshank | For | 760987 | 0 | 0 | 0 |
| 3 | Election of Director : Bruce Cousins | For | 760987 | 0 | 0 | 0 |
| 4 | Election of Director : Bob Wiens | For | 760987 | 0 | 0 | 0 |
| 5 | Election of Director : Peter Berrang | For | 760987 | 0 | 0 | 0 |
| 6 | Election of Director : David Green | For | 760987 | 0 | 0 | 0 |
| 7 | Appointment of Deloitte & Touche LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | For | 760987 | 0 | 0 | 0 |
| 8 | To approve and adopt an ordinary resolution, a copy of which is attached as Schedule A of the accompanying management information circular, ratifying and approving the Shareholder Rights Plan adopted by the Board of Directors on March 26, 2012, as described in the accompanying management information circular | For | 0 | 0 | 760987 | 0 |
| THEOLIA, AIX EN PROVENCE | | | |
| Security: | F8857Q103 | | Meeting Type: | MIX |
| Ticker: | | | Meeting Date: | 01-Jun-2012 |
| ISIN | FR0000184814 | | Vote Deadline Date: | 25-May-2012 |
| Agenda | 703774275 | Management | | | Total Ballot Shares: | 491416 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | | | Non Voting |
| 2 | French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative | None | | | Non Voting |
| 3 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2012/0427/201204271201934.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2012/0516/201205161202639.pdf | None | | | Non Voting |
| 4 | Review and approval of the corporate financial statements for the financial year ended December 31, 2011 | For | 491416 | 0 | 0 | 0 |
| 5 | Review and approval of the consolidated financial statements for the financial year ended December 31, 2011 | For | 491416 | 0 | 0 | 0 |
| 6 | Allocation of income for the financial year | For | 491416 | 0 | 0 | 0 |
| 7 | Approval of the regulated Agreements for the financial year ended December 31, 2010 | For | 491416 | 0 | 0 | 0 |
| 8 | Approval of the regulated Agreements for the financial year ended December 31, 2011 | For | 491416 | 0 | 0 | 0 |
| 9 | Renewal of term of the firm Didier Kling & Associes as principal Statutory Auditor of the Company | For | 491416 | 0 | 0 | 0 |
| 10 | Renewal of term of the firm Ficorec Audit as deputy Statutory Auditor of the Company | For | 491416 | 0 | 0 | 0 |
| 11 | Appointment of Mrs. Lilia Jolibois as Board member of the Company | For | 491416 | 0 | 0 | 0 |
| 12 | Renewal of term of Mr. David Fitoussi as Board member of the Company | For | 491416 | 0 | 0 | 0 |
| 13 | Attendance allowances allocated to the Board of Directors | For | 491416 | 0 | 0 | 0 |
| 14 | Authorization to be granted to the Board of Directors to trade Company's shares | For | 491416 | 0 | 0 | 0 |
| 15 | Capital reduction of an amount of Euros 38,412,479.10 due to losses by reducing the nominal value of shares from one (1) Euro to Euro seventy cents (0.70) | For | 0 | 491416 | 0 | 0 |
| 16 | Consolidation of shares of the Company by allotment of one (1) new common share of EUR 1.40 par value for two (2) common shares of EUR 0.70 par value; delegation of powers to the Board of Directors with power of sub delegation to the Executive Manager; consequential Amendment to Articles 6 and 23 of the bylaws | For | 491416 | 0 | 0 | 0 |
| 17 | Delegation of authority to the Board of Directors to decide to issue shares or securities giving access to capital or entitling to the allotment of debt securities while maintaining shareholders' preferential subscription rights | For | 491416 | 0 | 0 | 0 |
| 18 | Delegation of authority to the Board of Directors to decide to issue shares or securities giving access to capital or entitling to the allotment of debt securities with cancellation of shareholders' preferential subscription rights through public offers | For | 0 | 491416 | 0 | 0 |
| 19 | Delegation of authority to the Board of Directors to decide to issue shares or securities giving access to capital or entitling to the allotment of debt securities with cancellation of shareholders' preferential subscription rights through private investment pursuant to Article L.411-2, II of the Monetary and Financial Code | For | 0 | 491416 | 0 | 0 |
| 20 | Authorization to be granted to the Board of Directors, in case of issuance of shares or securities giving access to capital with cancellation of shareholders' preferential subscription rights to set the issue price within the limit of 10% of share capital according to terms established by the General Meeting | For | 491416 | 0 | 0 | 0 |
| 21 | Delegation of authority to the Board of Directors to increase the number of issuable securities in case of capital increase with or without shareholders' preferential subscription rights pursuant to the 14th, 15th, 16th and 17th resolutions | For | 491416 | 0 | 0 | 0 |
| 22 | Delegation of authority to the Board of Directors to authorize the issuance by one or several subsidiaries of the Company of securities giving access to capital of the Company and to issue shares of the Company accordingly | For | 0 | 491416 | 0 | 0 |
| 23 | Delegation of authority to the Board of Directors to decide to increase capital by incorporation of reserves, profits, premiums or other amounts which may be capitalized | For | 491416 | 0 | 0 | 0 |
| 24 | Delegation of authority to the Board of Directors to decide to issue shares or securities giving access to capital or entitling to the allotment of debt securities as part of a public exchange offer initiated by the Company | For | 491416 | 0 | 0 | 0 |
| 25 | Authorization to be granted to the Board of Directors to carry out the issuance of shares and/or securities giving access to the capital of the Company, in consideration for in-kind contributions within the limit of 10% of capital | For | 491416 | 0 | 0 | 0 |
| 26 | Authorization to be granted to the Board of Directors to grant share subscription and/or purchase options to employees of the staff and/or corporate officers of the Company and companies of the Group | For | 491416 | 0 | 0 | 0 |
| 27 | Authorization to be granted to the Board of Directors to carry out free allocation of shares to employees and/or corporate officers of the Company and/or companies of its group | For | 0 | 491416 | 0 | 0 |
| 28 | Delegation of authority to the Board of Directors to increase share capital in favor of employees of the Group - Article L.225-129-6 of the Commercial Code | For | 491416 | 0 | 0 | 0 |
| 29 | Authorization to be granted to the Board of Directors to reduce capital by cancellation of shares | For | 491416 | 0 | 0 | 0 |
| 30 | Delegation of authority granted to the Board of Directors to issue securities giving access to the capital of the Company with cancellation of shareholders' preferential subscription rights in favor of a category of entities ensuring the underwriting of the Company's equity securities | For | 491416 | 0 | 0 | 0 |
| 31 | Overall limitation of the nominal amount of the authorizations to issue shares subject to the condition precedent of the adoption of the twelfth resolution | For | 491416 | 0 | 0 | 0 |
| 32 | Overall limitation of the nominal amount of the authorizations to issue shares subject to the condition precedent of the rejection of the twelfth resolution | For | 491416 | 0 | 0 | 0 |
| 33 | Overall limitation of the nominal amount of debt securities giving access to capital | For | 491416 | 0 | 0 | 0 |
| 34 | Powers to carry out all legal formalities | For | 491416 | 0 | 0 | 0 |
| 35 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | | | |
| Security: | Y15207106 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 04-Jun-2012 |
| ISIN | CNE100000TW9 | | Vote Deadline Date: | 25-May-2012 |
| Agenda | 703736340 | Management | | | Total Ballot Shares: | 2967000 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 8/LTN20120418333.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve the report of the board of directors (the "Board") of the Company for year 2011 | For | 0 | 0 | 2967000 | 0 |
| 4 | To consider and approve the report of the board of supervisors of the Company for year 2011 | For | 0 | 0 | 2967000 | 0 |
| 5 | To consider and approve the final accounts of the Company for the year ended 31 December 2011 | For | 0 | 0 | 2967000 | 0 |
| 6 | To consider and approve the audited financial statements and the auditor's report of the Company for the year ended 31 December 2011 | For | 0 | 0 | 2967000 | 0 |
| 7 | To consider and approve the profit distribution plan of the Company for year 2011 | For | 2967000 | 0 | 0 | 0 |
| 8 | To consider and approve the budget report of the Company for the year ending 31 December 2012 | For | 0 | 0 | 2967000 | 0 |
| 9 | To consider and approve the re-appointment of Zhong Lei Certified Public Accountants Co., Ltd. (as specified) and Ernst & Young as the Company's PRC auditors and international auditors, respectively, for the year 2012 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the president of the Company to determine their remunerations | For | 2967000 | 0 | 0 | 0 |
| 10 | To consider and approve the grant of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorise the Board to make amendments to the articles of association as it thinks fit so as to reflect the new share capital structure upon the allotment or issue of additional shares pursuant to the mandate: That: (A) (a) subject to paragraph (c) and in accordance with the relevant requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, the articles of association of the Company and relevant laws and regulations of the PRC, the exercise by the Board during the Relevant Period (as hereinafter CONTD | For | 0 | 2967000 | 0 | 0 |
| 11 | CONTD defined) of all the powers of the Company to allot, issue or deal with, either separately or concurrently, additional domestic shares and H shares of the Company and to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers be hereby generally and unconditionally approved; (b) the approval in paragraph (a) shall authorise the Board during the Relevant Period (as hereinafter defined) to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers after the end of the Relevant Period; (c) each of the aggregate nominal values of domestic shares and H shares allotted, issued or dealt with or agreed conditionally or unconditionally to be allotted, issued or dealt with (whether CONTD | None | | | Non Voting |
| 12 | CONTD pursuant to an option or otherwise) by the Board pursuant to the approval granted in paragraph (a) shall not exceed 20% of each of the aggregate nominal values of domestic shares and H shares of the Company respectively in issue at the date of passing this resolution; (d) the Board will only exercise the above power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (as amended from time to time) and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; and (e) for the purpose of this resolution: "Relevant Period" means the period from the passing of this resolution until the earliest of: (i) the conclusion of the next CONTD | None | | | Non Voting |
| 13 | CONTD annual general meeting of the Company; or (ii) the expiration of the period within which the next annual general meeting of the Company is required by the articles of association of the Company or other applicable laws to be held; or (iii) the date of revocation or variation of the authority given under this resolution by a special resolution of the Company in general meeting. (B) the Board be authorised to make amendments to the articles of association of the Company as necessary so as to reflect the new share capital structure of the Company upon the allotment or issue of shares pursuant to the sub-paragraph (A) (a) of this resolution | None | | | Non Voting |
| NORDEX SE, ROSTOCK | | | |
| Security: | D5736K135 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 05-Jun-2012 |
| ISIN | DE000A0D6554 | | Vote Deadline Date: | 28-May-2012 |
| Agenda | 703776724 | Management | | | Total Ballot Shares: | 108400 |
| Last Vote Date: | 08-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 15.05.2012, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | None | | | Non Voting |
| 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.05.2012. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | | | Non Voting |
| 4 | Presentation of the financial statements and annual report for the 2011 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4) and 315(4) of the German Commercial Code | None | | | Non Voting |
| 5 | Ratification of the acts of the Board of MDs | For | 108400 | 0 | 0 | 0 |
| 6 | Ratification of the acts of the Supervisory Board | For | 108400 | 0 | 0 | 0 |
| 7 | Appointment of auditors for the 2012 financial year: PricewaterhouseCoopers AG, Hamburg | For | 108400 | 0 | 0 | 0 |
| 8 | Resolution on the adjustment of the Supervisory Board remuneration, and the corresponding amendment to the articles of association The ordinary members of the Supervisory Board shall receive an annual remuneration of EUR 25,000. The chairman shall receive twice and the deputy chairman one and a half times the amount | Abstain | 108400 | 0 | 0 | 0 |
| HUANENG RENEWABLES CORPORATION LTD, BEIJING | | | |
| Security: | Y3739S103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 26-Jun-2012 |
| ISIN | CNE100000WS1 | | Vote Deadline Date: | 15-Jun-2012 |
| Agenda | 703820488 | Management | | | Total Ballot Shares: | 2264000 |
| Last Vote Date: | 18-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 1/LTN20120511232.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board of directors (the "Board") of the Company for 2011 | For | 2264000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the board of supervisors of the Company for 2011 | For | 2264000 | 0 | 0 | 0 |
| 4 | To consider and approve the 2011 Annual Report | For | 2264000 | 0 | 0 | 0 |
| 5 | To consider and approve the audited financial statements of the Company for 2011 | For | 2264000 | 0 | 0 | 0 |
| 6 | To consider and approve the profit distribution plan of the Company for 2011 | For | 2264000 | 0 | 0 | 0 |
| 7 | To consider and approve the increase of the annual caps of the 2012 and 2013 deposit transactions under Huaneng Finance Framework Agreement | For | 2264000 | 0 | 0 | 0 |
| 8 | To consider and approve the re-appointment of KPMG and KPMG Huazheng as the international and domestic auditors of the Company for 2012 for a term until the conclusion of the next annual general meeting of the Company | For | 2264000 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. LIN Gang as an executive Director of the Company | For | 2264000 | 0 | 0 | 0 |
| 10 | To consider and approve the issue of corporate bonds with an aggregate principal amount of up to RMB2 billion (including 2 billion) in the PRC and to authorize the Board to deal with all relevant matters relating to the issue of corporate bonds of the Company. At the same time, to approve the delegation of the authority by the Board to the President of the Company to deal with all such matters relating to the issue of corporate bonds within the scope of authorization aforementioned and with immediate effect | For | 2264000 | 0 | 0 | 0 |
| 11 | To consider and approve the granting of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorize the Board to make amendments to the articles of association of the Company as it thinks fit so as to reflect the new share capital structure upon the allotment or issue of additional shares pursuant to the mandate | For | 0 | 2264000 | 0 | 0 |
| GAMESA CORPORACION TECNOLOGICA SA | | | |
| Security: | E54667113 | | Meeting Type: | Ordinary General Meeting |
| Ticker: | | | Meeting Date: | 28-Jun-2012 |
| ISIN | ES0143416115 | | Vote Deadline Date: | 22-Jun-2012 |
| Agenda | 703854770 | Management | | | Total Ballot Shares: | 152219 |
| Last Vote Date: | 22-Jun-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 JUN 2012. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | | | Non Voting |
| 2 | Review and approval of the annual financial statements of the company and its consolidated group during the period ending 31.12.11 | For | 152219 | 0 | 0 | 0 |
| 3 | Review and approval of the management performed by the board for the company and its consolidated group during the period ending 31.12.2011 | For | 0 | 0 | 152219 | 0 |
| 4 | Examination and approval of the corporate management for 2011 | For | 152219 | 0 | 0 | 0 |
| 5 | Review and approval of the application of results and dividend distribution for 2011 | For | 152219 | 0 | 0 | 0 |
| 6 | Approval of the free delivery of shares to the shareholders. capital share increase up to a maximum value of 11.250.000 EUR | For | 152219 | 0 | 0 | 0 |
| 7 | Appointment of D.Ignacio Martin as board member | For | 152219 | 0 | 0 | 0 |
| 8 | Appointment of D.Sonsoles Rubio as board member | For | 152219 | 0 | 0 | 0 |
| 9 | Amendment of bylaws art.18 | For | 0 | 0 | 152219 | 0 |
| 10 | Amendment of bylaws art.19 | For | 0 | 0 | 152219 | 0 |
| 11 | Amendment of bylaws art.22 | For | 0 | 0 | 152219 | 0 |
| 12 | Amendment of bylaws art.28 | For | 0 | 0 | 152219 | 0 |
| 13 | Amendment of bylaws art.37 | For | 0 | 0 | 152219 | 0 |
| 14 | Amendment of bylaws art.40.2 | For | 0 | 0 | 152219 | 0 |
| 15 | Amendment of bylaws art.44.3 | For | 0 | 0 | 152219 | 0 |
| 16 | New bylaws art.48 | For | 0 | 0 | 152219 | 0 |
| 17 | Amendment of board regulations art.8 | For | 0 | 0 | 152219 | 0 |
| 18 | Amendment of art.12 | For | 0 | 0 | 152219 | 0 |
| 19 | Amendment of art.15 | For | 0 | 0 | 152219 | 0 |
| 20 | Amendment of arts.17 and 31 | For | 0 | 0 | 152219 | 0 |
| 21 | Amendment of art.37 | For | 0 | 0 | 152219 | 0 |
| 22 | Amendment of art.40.3 | For | 0 | 0 | 152219 | 0 |
| 23 | Approval of the corporate website | For | 0 | 0 | 152219 | 0 |
| 24 | Delegation of powers | For | 152219 | 0 | 0 | 0 |
| 25 | Consultative report on the remuneration policy of the board members | For | 152219 | 0 | 0 | 0 |
| | | | | | | | | | | |
| Guinness Atkinson Asia Focus Fund | | | | | | |
| Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | | | | | | |
| Selected Accounts | |
| GLOW ENERGY PUBLIC CO LTD | | | |
| Security: | Y27290124 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 08-Jul-2011 |
| ISIN | TH0834010017 | | Vote Deadline Date: | 06-Jul-2011 |
| Agenda | 703149434 | Management | | | Total Ballot Shares: | 894200 |
| Last Vote Date: | 13-Jun-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | To consider and approve minutes of 2011 annual general meeting of shareholders | For | 814000 | 0 | 0 | 0 |
| 3 | To consider and approve transaction to acquire 100 shares of Thai National Power Co., Ltd. (TNP) | For | 814000 | 0 | 0 | 0 |
| 4 | To consider other business (if any) | Abstain | 0 | 0 | 814000 | 0 |
| JA SOLAR HOLDINGS CO., LTD. | | | |
| Security: | 466090107 | | Meeting Type: | Annual |
| Ticker: | JASO | | Meeting Date: | 15-Aug-2011 |
| ISIN | US4660901079 | | Vote Deadline Date: | 09-Aug-2011 |
| Agenda | 933489521 | Management | | | Total Ballot Shares: | 1680900 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2010. | None | 168300 | 0 | 0 | 0 |
| 2 | TO RE-ELECT ERYING JIA, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 168300 | 0 | 0 | 0 |
| 3 | TO ELECT YONG LIU AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 168300 | 0 | 0 | 0 |
| 4 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | 168300 | 0 | 0 | 0 |
| STRAITS ASIA RES LTD | | | |
| Security: | Y81705108 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 16-Aug-2011 |
| ISIN | SG1U11932563 | | Vote Deadline Date: | 10-Aug-2011 |
| Agenda | 703257053 | Management | | | Total Ballot Shares: | 901000 |
| Last Vote Date: | 01-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | That: (a) the name of the Company 'Straits Asia Resources Limited' be changed to 'Sakari Resources Limited' and that the name 'Sakari Resources Limited' be substituted for 'Straits Asia Resources Limited' wherever it appears in the Company's Memorandum and Articles of Association; and (b) any Director of the Company and/or the Company Secretary be and is hereby authorised to complete and do all such acts and things (including executing or amending all such documents as may be required) as he may consider expedient or necessary or appropriate to give effect to this Resolution | For | 901000 | 0 | 0 | 0 |
| CHEN HSONG HOLDINGS LTD | | | |
| Security: | G20874106 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 26-Aug-2011 |
| ISIN | BMG208741063 | | Vote Deadline Date: | 23-Aug-2011 |
| Agenda | 703218354 | Management | | | Total Ballot Shares: | 4128000 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110713 /LTN20110713442.pdf | None | | | Non Voting |
| 3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2011 | For | 618000 | 0 | 0 | 0 |
| 4 | To approve the final dividend of HK19 cents per share as recommended by the Board of Directors for the year ended 31 March 2011 | For | 618000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Stephen Hau Leung Chung as a director | For | 618000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Bernard Charnwut Chan as a director | For | 618000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Michael Tsz Hau Lee as a director | For | 618000 | 0 | 0 | 0 |
| 8 | To determine the directors' fees for the year ending 31 March 2012 at an aggregate sum of not exceeding HKD 900,000 | For | 618000 | 0 | 0 | 0 |
| 9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | 618000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | 618000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | 0 | 618000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | 0 | 618000 | 0 | 0 |
| 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| TRINA SOLAR LIMITED | | | |
| Security: | 89628E104 | | Meeting Type: | Annual |
| Ticker: | TSL | | Meeting Date: | 13-Sep-2011 |
| ISIN | US89628E1047 | | Vote Deadline Date: | 01-Sep-2011 |
| Agenda | 933499039 | Management | | | Total Ballot Shares: | 495500 |
| Last Vote Date: | 22-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | RE-ELECTION OF MR. JUNFENG LI AS A DIRECTOR OF THE COMPANY. | None | 54000 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF MR. LIPING QIU AS A DIRECTOR OF THE COMPANY. | None | 54000 | 0 | 0 | 0 |
| 3 | APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL YEAR 2011. | None | 54000 | 0 | 0 | 0 |
| PT VALE INDONESIA TBK | | | |
| Security: | Y39128148 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 27-Sep-2011 |
| ISIN | ID1000109309 | | Vote Deadline Date: | 23-Sep-2011 |
| Agenda | 703332154 | Management | | | Total Ballot Shares: | 2111000 |
| Last Vote Date: | 22-Sep-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Change in the Articles Of Association related to change of Company's name | For | 2111000 | 0 | 0 | 0 |
| 2 | Change in the Board of Directors structure | For | 0 | 0 | 2111000 | 0 |
| 3 | Change in the Board Of Commissioners structure | For | 0 | 0 | 2111000 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 20-Oct-2011 |
| ISIN | CNE1000003W8 | | Vote Deadline Date: | 12-Oct-2011 |
| Agenda | 703324830 | Management | | | Total Ballot Shares: | 11152000 |
| Last Vote Date: | 12-Sep-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110905 /LTN201109051135.pdf | None | | | Non Voting |
| 2 | To consider and to approve the following resolution: "That, as set out in the circular dated 5 September 2011 issued by the Company to its shareholders (the "Circular"): (a) the New Comprehensive Agreement entered into between the Company and China National Petroleum Corporation be and is hereby approved, ratified and confirmed; (b) the Non- Exempt Continuing Connected Transactions and the Proposed Caps of the Non-Exempt Continuing Connected Transactions under the New Comprehensive Agreement, which the Company expects to occur in the ordinary and usual course of business of the Company and its subsidiaries, as the case may be, and to be conducted on normal commercial terms, be and are hereby generally and unconditionally approved; and (c) the execution of the New Comprehensive Agreement by Mr. Zhou Mingchun for and CONTD | For | 0 | 0 | 1490000 | 0 |
| 3 | CONTD on behalf of the Company be and is hereby approved, ratified and confirmed and that Mr. Zhou Mingchun be and is hereby authorised to make any amendment to the New Comprehensive Agreement as he thinks desirable and necessary and to do all such further acts and things and execute such further documents and take all such steps which in his opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of such transactions | None | | | Non Voting |
| 4 | To consider and approve Mr Wang Lixin as Supervisor of the Company | For | 1490000 | 0 | 0 | 0 |
| 5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE OF 19 SEP 2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 09-Nov-2011 |
| ISIN | MYL6947OO005 | | Vote Deadline Date: | 02-Nov-2011 |
| Agenda | 703368248 | Management | | | Total Ballot Shares: | 192300 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Proposed subdivision of each existing ordinary share of RM 0.10 each in Digi.Com Berhad ("Digi" or "the company") into 10 ordinary shares of RM 0.01 each in Digi ("proposed subdivision") | For | 166700 | 0 | 0 | 0 |
| 2 | Proposed amendments to the memorandum and articles of association of Digi ("proposed amendment") | For | 166700 | 0 | 0 | 0 |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 24-Nov-2011 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 16-Nov-2011 |
| Agenda | 703363349 | Management | | | Total Ballot Shares: | 6658000 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111003 /LTN201110031672.pdf | None | | | Non Voting |
| 2 | To consider and approve the resolution in relation to the Entrusted Construction Management Agreement and the transaction contemplated thereunder | For | 1714000 | 0 | 0 | 0 |
| 3 | To consider and approve the proposal in relation to the amendments to the Articles of Association, and to authorise any one of executive directors or company secretary of the Company to deal with the related procedures such as approval, disclosure, registration and filling required for the amendment to the articles of association, and to conduct editorial changes relating to the proposed amendments according to the Company's actual situation and the amendment requirements as requested from time to time by the stock exchanges where the Company is listed and the relevant regulatory authorities (if any) | For | 0 | 0 | 1714000 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | | Meeting Type: | Special General Meeting |
| Ticker: | | | Meeting Date: | 01-Dec-2011 |
| ISIN | BMG5320C1082 | | Vote Deadline Date: | 28-Nov-2011 |
| Agenda | 703458718 | Management | | | Total Ballot Shares: | 5724000 |
| Last Vote Date: | 25-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111116 /LTN20111116265.PDF | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 2". THANK YOU. | None | | | Non Voting |
| 3 | To approve, ratify and confirm the entering into of the Fourth Supplemental Agreement and the transactions contemplated under the Fourth Supplemental Agreement, details of which are more particularly described in the circular regarding continuing connected transactions of the Company dated 16 November 2011 (the "Circular") | For | 0 | 1048000 | 0 | 0 |
| 4 | To approve (i) continuing connected transactions under Categories (a), (b), (d) and (e) between the Group and the CNPC Group and (ii) the proposed annual caps in respect of such continuing connected transactions for the three financial years ending 31 December 2014, details of which are more particularly described in the Circular | For | 0 | 1048000 | 0 | 0 |
| JIANGXI COPPER CO LTD | | | |
| Security: | Y4446C100 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 06-Dec-2011 |
| ISIN | CNE1000003K3 | | Vote Deadline Date: | 28-Nov-2011 |
| Agenda | 703403321 | Management | | | Total Ballot Shares: | 3076000 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111020 /LTN20111020308.pdf | None | | | Non Voting |
| 2 | To consider and approve the proposal for distribution of profit of the Company for the six months ended 30 June 2011 | For | 670000 | 0 | 0 | 0 |
| 3 | To appoint Ernst & Young Hua Ming Certified Public Accountants ("Ernst & Young) as the Company's internal control accountant for the year 2011 and to authorise the board of directors of the Company to determine their remunerations and any one executive director of the Company to enter into the service agreement and any other related documents with Ernst & Young | For | 670000 | 0 | 0 | 0 |
| 4 | To approve, ratify and confirm the consolidated supply and services agreement 1 entered into between the Company and Jiangxi Copper Corporation ("JCC") on 30 September 2011 in respect of the supply of various materials, provision of industrial services and miscellaneous services by JCC and its subsidiaries from time to time (other than the Company and its subsidiaries from time to time (collectively, the "Group")) to the Group and to approve the relevant annual caps and the transactions contemplated thereunder | For | 670000 | 0 | 0 | 0 |
| 5 | To approve, ratify and confirm the consolidated supply and services agreement 2 entered into between the Company and JCC on 30 September 2011 in respect of the supply of various materials and provision of industrial services by the Group to JCC and its subsidiaries from time to time (other than the Group) and to approve the relevant annual caps and the transactions contemplated thereunder | For | 670000 | 0 | 0 | 0 |
| 6 | To approve, ratify and confirm the financial services agreement ("Financial Services Agreement") entered into between JCC Finance Company Limited ("JCC Financial") and JCC on 30 September 2011 in respect of the provision of financial services by JCC Financial to JCC and its subsidiaries from time to time (other than the Group) and to approve the relevant annual caps in respect of the credit services contemplated under the Financial Services Agreement and the transactions contemplated thereunder | For | 670000 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 22-Dec-2011 |
| ISIN | CNE100000304 | | Vote Deadline Date: | 12-Dec-2011 |
| Agenda | 703471994 | Management | | | Total Ballot Shares: | 2495000 |
| Last Vote Date: | 05-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/110 3/LTN20111103862.pdf | None | | | Non Voting |
| 2 | Resolution in relation to the Continuing Connected Transactions: the 2012 Purchase and Production Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 490000 | 0 | 0 | 0 |
| 3 | Resolution in relation to the Continuing Connected Transactions: the 2012 Sales and Production Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 490000 | 0 | 0 | 0 |
| 4 | Resolution in relation to the Continuing Connected Transactions: the 2012 Financial Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 490000 | 0 | 0 | 0 |
| 5 | Resolution in relation to the Continuing Connected Transactions: authorisation to the Board to deal with, in its absolute discretion, all matters relating to the Continuing Connected Transactions | For | 0 | 490000 | 0 | 0 |
| 6 | Resolution in relation to the proposed amendments to the Articles of Association: amendment of Article 188 of the Articles of Association | For | 490000 | 0 | 0 | 0 |
| 7 | Resolution in relation to the proposed amendments to the Articles of Association: amendment of Article 189 of the Articles of Association | For | 490000 | 0 | 0 | 0 |
| 8 | Resolution in relation to the proposed amendments to the Articles of Association: authorisation to the Board to deal with, in its absolute discretion, all matters relating to the proposed amendments to the Articles of Association | For | 0 | 490000 | 0 | 0 |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Dec-2011 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 19-Dec-2011 |
| Agenda | 703439693 | Management | | | Total Ballot Shares: | 6658000 |
| Last Vote Date: | 14-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111109 /LTN20111109373.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "I.1.1 TO I.1.8, II1.9 TO II1.12 AND 2.1 TO 2.2". THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Yang Hai | For | 1714000 | 0 | 0 | 0 |
| 4 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Wu Ya De | For | 1714000 | 0 | 0 | 0 |
| 5 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Li Jing Qi | For | 1714000 | 0 | 0 | 0 |
| 6 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Zhao Jun Rong | For | 1714000 | 0 | 0 | 0 |
| 7 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Hu Wei | For | 1714000 | 0 | 0 | 0 |
| 8 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Tse Yat Hong | For | 1714000 | 0 | 0 | 0 |
| 9 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Ms. Zhang Yang | For | 1714000 | 0 | 0 | 0 |
| 10 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Chiu Chi Cheong, Clifton | For | 1714000 | 0 | 0 | 0 |
| 11 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Wang Hai Tao | For | 1714000 | 0 | 0 | 0 |
| 12 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Zhang Li Min | For | 1714000 | 0 | 0 | 0 |
| 13 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. AU Sing Kun | For | 1714000 | 0 | 0 | 0 |
| 14 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Lin Chu Chang | For | 1714000 | 0 | 0 | 0 |
| 15 | To consider and approve the re-election of the following candidate as the shareholders' representative supervisor of the sixth session of the supervisory committee of the Company: Mr. Zhong Shan Qun | For | 1714000 | 0 | 0 | 0 |
| 16 | To consider and approve the re-election of the following candidate as the shareholders' representative supervisor of the sixth session of the supervisory committee of the Company: Mr. He Sen | For | 1714000 | 0 | 0 | 0 |
| 17 | To consider and approve the remuneration of the sixth session of the board of directors and the supervisory committee of the Company and the board of directors of the Company be authorised to approve directors' service contracts and other relevant documents; and any executive director be authorised to sign on behalf of the Company all relevant contracts and other relevant documents and to deal with all other necessary relevant matters in connection therewith | For | 0 | 1714000 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 08-Feb-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 31-Jan-2012 |
| Agenda | 703520747 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 29-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/122 2/LTN20111222372.pdf | None | | | Non Voting |
| 2 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Issue size | For | 616800 | 0 | 0 | 0 |
| 3 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: The bond period and interest rate | For | 616800 | 0 | 0 | 0 |
| 4 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Use of proceeds | For | 616800 | 0 | 0 | 0 |
| 5 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Arrangement to place to existing shareholders | For | 616800 | 0 | 0 | 0 |
| 6 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Guarantee | For | 616800 | 0 | 0 | 0 |
| 7 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Listing arrangement | For | 616800 | 0 | 0 | 0 |
| 8 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Methods for redemption and payment of interest | For | 616800 | 0 | 0 | 0 |
| 9 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Warranty for repayment of the bonds | For | 0 | 616800 | 0 | 0 |
| 10 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Valid period of the special resolutions | For | 616800 | 0 | 0 | 0 |
| 11 | Authorization by the Extraordinary General Meeting | For | 616800 | 0 | 0 | 0 |
| PT VALE INDONESIA TBK | | | |
| Security: | Y39128148 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 17-Feb-2012 |
| ISIN | ID1000109309 | | Vote Deadline Date: | 15-Feb-2012 |
| Agenda | 703589931 | Management | | | Total Ballot Shares: | 2111000 |
| Last Vote Date: | 13-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Change on the board of commissioners structure | For | 2111000 | 0 | 0 | 0 |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Feb-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 21-Feb-2012 |
| Agenda | 703567935 | Management | | | Total Ballot Shares: | 5207714 |
| Last Vote Date: | 23-Jan-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/011 3/LTN20120113455.pdf | None | | | Non Voting |
| 2 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the H Share Appreciation Rights Scheme of the Company, a summary of the terms of which is set out in the circular (the "Circular") dated 14 January 2012 which has been delivered to the Shareholders of the Company, be and is hereby adopted and approved | For | 1104636 | 0 | 0 | 0 |
| 3 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the initial grant of 35,850,000 H Share Appreciation Rights pursuant to the H Share Appreciation Rights Scheme, the details of allocation of which is set out in the Circular, be and is hereby approved | For | 1104636 | 0 | 0 | 0 |
| 4 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the Board be and is hereby authorised to handle all matters relating to the H Share Appreciation Rights Scheme, including to adjust the price or number of Share Appreciation Rights, amend the H Share Appreciation Rights Scheme, determine and formulate any matters relating to the H Share Appreciation Rights Scheme, and do all such acts, matters and things that are necessary, expedient or desirable in respect of the H Share Appreciation Rights Scheme in accordance with the terms of the Share Appreciation Rights Scheme and that all such actions of the Board be and are hereby approved, ratified and confirmed | For | 1104636 | 0 | 0 | 0 |
| HYUNDAI MOBIS, SEOUL | | | |
| Security: | Y3849A109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | KR7012330007 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 703624482 | Management | | | Total Ballot Shares: | 10730 |
| Last Vote Date: | 29-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of financial statement | For | 10730 | 0 | 0 | 0 |
| 2 | Amendment of the articles of incorporation | For | 0 | 0 | 10730 | 0 |
| 3 | Election of director Choi Byeong Cheol election of outside directors Lee Woo Il, Gim Gi Chan | For | 10730 | 0 | 0 | 0 |
| 4 | Election of the members of audit committee Lee Woo Il, Gim Gi Chan | For | 10730 | 0 | 0 | 0 |
| 5 | Approval of remuneration limit of directors | For | 0 | 0 | 10730 | 0 |
| POSCO, POHANG | | | |
| Security: | Y70750115 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | KR7005490008 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 703623391 | Management | | | Total Ballot Shares: | 3425 |
| Last Vote Date: | 28-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 943828 DUE TO CHANGE IN AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | Approval of financial statement | For | 3055 | 0 | 0 | 0 |
| 3 | Approval of partial amendment to articles of incorporation | For | 0 | 3055 | 0 | 0 |
| 4 | Election of outside director: Jun Ho Han | For | 3055 | 0 | 0 | 0 |
| 5 | Election of outside director: Young Sun Lee | For | 3055 | 0 | 0 | 0 |
| 6 | Election of outside director: Chang Hee Lee | For | 3055 | 0 | 0 | 0 |
| 7 | Election of outside director: James B. Bemowski | For | 3055 | 0 | 0 | 0 |
| 8 | Election of audit committee member: Young Sun Lee | For | 3055 | 0 | 0 | 0 |
| 9 | Election of audit committee member: Chang Hee Lee | For | 3055 | 0 | 0 | 0 |
| 10 | Election of inside director: Jun Yang Jung (candidate of representative director) | For | 3055 | 0 | 0 | 0 |
| 11 | Election of inside director: Han Yong Park | For | 3055 | 0 | 0 | 0 |
| 12 | Election of inside director: Noi Ha Cho | For | 3055 | 0 | 0 | 0 |
| 13 | Election of inside director: Ki Hong Park | For | 3055 | 0 | 0 | 0 |
| 14 | Election of inside director: Jun Sik Kim | For | 3055 | 0 | 0 | 0 |
| 15 | Approval of limit of remuneration for directors | For | 3055 | 0 | 0 | 0 |
| 16 | Approval of special allowance for honorary chairman (Tae Jun Park) | For | 0 | 3055 | 0 | 0 |
| SAMSUNG ELECTRONICS CO LTD, SUWON | | | |
| Security: | Y74718100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | KR7005930003 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 703617778 | Management | | | Total Ballot Shares: | 2500 |
| Last Vote Date: | 28-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of financial statements | For | 2500 | 0 | 0 | 0 |
| 2 | Election of outside directors: Mr. Dong Min Yoon, Dr. Han- joong Kim, and Dr. Byeong Gi Lee | For | 2500 | 0 | 0 | 0 |
| 3 | Election of inside directors: Mr. Geesung Choi, Dr. Oh-Hyun Kwon, and Mr. Juhwa Yoon | For | 2500 | 0 | 0 | 0 |
| 4 | Election of the members of audit committee: Mr. Dong-Min Yoon and Dr. Han-joong Kim | For | 2500 | 0 | 0 | 0 |
| 5 | Approval of remuneration for director | For | 0 | 2500 | 0 | 0 |
| 6 | Approval of split-off approval of physical division | For | 2500 | 0 | 0 | 0 |
| 7 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION NUMBERS 2.1 TO 2.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| SAMSUNG ENGINEERING CO LTD, SEOUL | | | |
| Security: | Y7472L100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | KR7028050003 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 703624507 | Management | | | Total Ballot Shares: | 8000 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of financial statement | For | 8000 | 0 | 0 | 0 |
| 2 | Election of director Jang Ji Jong | For | 8000 | 0 | 0 | 0 |
| 3 | Election of the member of audit committee Gim Sang Hoon | For | 8000 | 0 | 0 | 0 |
| 4 | Approval of remuneration limit for directors | For | 0 | 0 | 8000 | 0 |
| PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | | | |
| Security: | Y7145P165 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 28-Mar-2012 |
| ISIN | TH0355A10Z12 | | Vote Deadline Date: | 26-Mar-2012 |
| Agenda | 703644852 | Management | | | Total Ballot Shares: | 239000 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 958715 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 3 | To acknowledge the 2011 Performance Result and 2012 Work Plan of the Company | None | | | Non Voting |
| 4 | To approve the 2011 financial statements | For | 239000 | 0 | 0 | 0 |
| 5 | To approve the dividend payment for 2011 performance | For | 239000 | 0 | 0 | 0 |
| 6 | To appoint the Auditor and consider the Auditor's fees for year 2012 | For | 239000 | 0 | 0 | 0 |
| 7 | To approve the appointment of new director in replacement of those who are due to retire by rotation: Mr. Chakkrit Parapuntakul | For | 239000 | 0 | 0 | 0 |
| 8 | To approve the appointment of new director in replacement of those who are due to retire by rotation: Mrs. Varanuj Hongsaprabhas | For | 239000 | 0 | 0 | 0 |
| 9 | To approve the appointment of new director in replacement of those who are due to retire by rotation: General Pornchai Kranlert | For | 239000 | 0 | 0 | 0 |
| 10 | To approve the appointment of new director in replacement of those who are due to retire by rotation: Mr. Anon Sirisaengtaksin | For | 239000 | 0 | 0 | 0 |
| 11 | To approve the appointment of new director in replacement of those who are due to retire by rotation: Mr. Prajya Phinyawat | For | 239000 | 0 | 0 | 0 |
| 12 | To approve the directors' and the sub-committees' remuneration for year 2012 | For | 239000 | 0 | 0 | 0 |
| 13 | Other Matters (if any) | Abstain | 0 | 0 | 239000 | 0 |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 INDEX E | | | |
| Security: | L2297J434 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 30-Mar-2012 |
| ISIN | LU0455008887 | | Vote Deadline Date: | 22-Mar-2012 |
| Agenda | 703642226 | Management | | | Total Ballot Shares: | 7155500 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Hearing of the report of the Board of Directors of the Company and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2011 | For | 1209900 | 0 | 0 | 0 |
| 2 | Allocation of the results for the fiscal year ended 31 December 2011 and ratification of the distribution of dividends in respect of the shares of the Classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" Classes have been issued, if any | For | 1209900 | 0 | 0 | 0 |
| 3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2011 | For | 1209900 | 0 | 0 | 0 |
| 4 | Re-election of Messrs. Werner Burg, Klaus-Michael Vogel and Jacques Elvinger as Directors of the Company until the next annual general meeting of shareholders that will approve the annual accounts for the year ending on 31 December 2012 | For | 1209900 | 0 | 0 | 0 |
| 5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders that will approve the annual accounts for the year ending on 31 December 2012 | For | 1209900 | 0 | 0 | 0 |
| 6 | Any other business which may be properly brought before the Meeting | Abstain | 0 | 0 | 1209900 | 0 |
| INDO TAMBANGRAYA MEGAH PT | | | |
| Security: | Y71244100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 02-Apr-2012 |
| ISIN | ID1000108509 | | Vote Deadline Date: | 28-Mar-2012 |
| Agenda | 703652188 | Management | | | Total Ballot Shares: | 255500 |
| Last Vote Date: | 22-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval on company's annual report for year 2011 | For | 225000 | 0 | 0 | 0 |
| 2 | Ratification on company's financial report for year 2011 | For | 225000 | 0 | 0 | 0 |
| 3 | Appropriation of company's profit for year 2011 | For | 225000 | 0 | 0 | 0 |
| 4 | Appointment of public accountant for year 2012 | For | 225000 | 0 | 0 | 0 |
| 5 | Determination of remuneration for company's board for the year 2012 | For | 225000 | 0 | 0 | 0 |
| 6 | Changing in the composition of company's board | For | 225000 | 0 | 0 | 0 |
| 7 | Other: Report of fund utilization from IPO in the year 2007 | None | | | Non Voting |
| PTT PUBLIC COMPANY LIMITED | | | |
| Security: | Y6883U113 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 10-Apr-2012 |
| ISIN | TH0646010015 | | Vote Deadline Date: | 04-Apr-2012 |
| Agenda | 703661428 | Management | | | Total Ballot Shares: | 151900 |
| Last Vote Date: | 19-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | To certify the 2011 AGM minutes on April 20, 2011 | For | 130700 | 0 | 0 | 0 |
| 3 | To approve the 2011 performance statement and the 2011 financial statement, end up on December 31, 2011 | For | 130700 | 0 | 0 | 0 |
| 4 | To approve 2011 net profit allocation plan and dividend policy | For | 130700 | 0 | 0 | 0 |
| 5 | To appoint an auditor and to consider the 2012 auditor fees | For | 130700 | 0 | 0 | 0 |
| 6 | To consider the board of directors' remuneration for 2012 | For | 130700 | 0 | 0 | 0 |
| 7 | To elect a director to replace those retiring directors: Mr. Norkun Sitthiphong | For | 130700 | 0 | 0 | 0 |
| 8 | To elect a director to replace those retiring directors: Mr. Watcharakiti Watcharothai | For | 130700 | 0 | 0 | 0 |
| 9 | To elect a director to replace those retiring directors: Mr. Arkhom Termpittayapaisith | For | 130700 | 0 | 0 | 0 |
| 10 | To elect a director to replace those retiring directors: Mr. Pailin Chuchottaworn | For | 130700 | 0 | 0 | 0 |
| 11 | To elect a director to replace those retiring directors: Mr. Insorn Buakeow | For | 130700 | 0 | 0 | 0 |
| 12 | Other matters (if any) | Abstain | 0 | 0 | 130700 | 0 |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 20-Apr-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 12-Apr-2012 |
| Agenda | 703637427 | Management | | | Total Ballot Shares: | 5207714 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | That BDO China Shu Lun Pan Certified Public Accountants LLP be and is hereby appointed as the domestic auditors of the Company and its subsidiaries for the year of 2011 to fill the causal vacancy occasioned by the resignation of BDO China Gangdong Shu Lun Pan Certified Public Accountants Co., Ltd., to hold office until the conclusion of the annual general meeting of 2011 of the Company and the board of directors of the Company be and is hereby authorised to fix their remuneration | For | 1104636 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 23-Apr-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Apr-2012 |
| Agenda | 703643622 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/030 7/LTN20120307487.pdf | None | | | Non Voting |
| 2 | To consider and approve the proposed Issue of USD Bonds | For | 0 | 616800 | 0 | 0 |
| 3 | To consider and approve the "Proposal in Relation to the Amendments to the Articles of Association of Yanzhou Coal Mining Company Limited (the "Articles of Association") and Amendments to the Rules of Procedure for the Board of Yanzhou Coal Mining Company Limited (the "Rules of Procedure for the Board")", and to authorize any of the directors of the Company to make further adjustments to the amendments at his/her discretion with reference to the requirements of the relevant authorities and to seek approval and make the relevant filing, if applicable, with the relevant authorities of the PRC | For | 0 | 616800 | 0 | 0 |
| ELECTRICITY GENERATING PUBLIC CO LTD | | | |
| Security: | Y22834116 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-Apr-2012 |
| ISIN | TH0465010013 | | Vote Deadline Date: | 23-Apr-2012 |
| Agenda | 703628769 | Management | | | Total Ballot Shares: | 234500 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To consider and approve the minutes of the shareholders' annual general meeting no. 1/2011 held on April 21, 2011 | For | 234500 | 0 | 0 | 0 |
| 2 | To consider and acknowledge company's annual report for year 2011 and to acknowledge the payment of the interim dividend | For | 234500 | 0 | 0 | 0 |
| 3 | To consider and approve the statements of financial position and income statements as at December 31, 2011 | For | 234500 | 0 | 0 | 0 |
| 4 | To consider and approve the appropriate of net profit and the payment of dividend | For | 234500 | 0 | 0 | 0 |
| 5 | To consider the appointment of the auditors and determine the audit fee | For | 234500 | 0 | 0 | 0 |
| 6 | To consider the election of director to replace retiring director: Mr. Pronchai Rujiprapa | For | 234500 | 0 | 0 | 0 |
| 7 | To consider the election of director to replace retiring director : Mr. Kulit Sombatsiri | For | 234500 | 0 | 0 | 0 |
| 8 | To consider the election of director to replace retiring director : Mr. Thanapitch Mulapruk | For | 234500 | 0 | 0 | 0 |
| 9 | To elect Mr. Pongstorn Kunanusorn as a New Independent Director to replace Mr. Aswin Kongsiri (Mr. Pongstorn Kunanusorn is qualified as a Company's independent director) | For | 234500 | 0 | 0 | 0 |
| 10 | To elect Mr. Sorajak Kasemsuvan as a New Independent Director to replace Mr. Pijarn Jittirat (Mr. Sorajak Kasemsuvan is qualified as a Company's independent director) | For | 234500 | 0 | 0 | 0 |
| 11 | To consider the determination of the directors' remuneration | For | 234500 | 0 | 0 | 0 |
| 12 | To consider other matters.(if any) | Abstain | 0 | 0 | 234500 | 0 |
| 13 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN TEXT OF RESOLUTION 6.4 AND 6.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| PT VALE INDONESIA TBK | | | |
| Security: | Y39128148 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-Apr-2012 |
| ISIN | ID1000109309 | | Vote Deadline Date: | 19-Apr-2012 |
| Agenda | 703712845 | Management | | | Total Ballot Shares: | 2111000 |
| Last Vote Date: | 18-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Director's report | For | 2111000 | 0 | 0 | 0 |
| 2 | Commissioner's report | For | 2111000 | 0 | 0 | 0 |
| 3 | Approval and ratification of financial statement for financial year ended 31 Dec 2011 | For | 2111000 | 0 | 0 | 0 |
| 4 | Determination of profit utilization for financial year ended 31 Dec 2011 | For | 2111000 | 0 | 0 | 0 |
| 5 | Appointment board of commissioner | For | 2111000 | 0 | 0 | 0 |
| 6 | Appointment board of director | For | 2111000 | 0 | 0 | 0 |
| 7 | Approval of remuneration for board of commissioner | For | 0 | 0 | 2111000 | 0 |
| 8 | Approval to authorize board of commissioner to determine salary and remuneration for board of director | For | 0 | 0 | 2111000 | 0 |
| 9 | Appointment of public accountant to audit company's book for financial year ended 31 Dec 2012 | For | 2111000 | 0 | 0 | 0 |
| 10 | Others | Abstain | 0 | 0 | 2111000 | 0 |
| SAKARI RES LTD | | | |
| Security: | Y7456M108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 26-Apr-2012 |
| ISIN | SG1U11932563 | | Vote Deadline Date: | 20-Apr-2012 |
| Agenda | 703696887 | Management | | | Total Ballot Shares: | 901000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To receive and adopt the Directors' Report and the Audited Accounts of the Company for the year ended 31 December 2011 together with the Auditors' Report thereon | For | 901000 | 0 | 0 | 0 |
| 2 | To declare a final dividend of 5.83 US cents per share (equivalent to approximately Singapore 7.35 cents per share), tax exempt for the year ended 31 December 2011 (2010: US 2.85 cents) | For | 901000 | 0 | 0 | 0 |
| 3 | To re-elect the Director retiring pursuant to Article 94 of the Company's Articles of Association: Dr. Chitrapongse Kwangsukstith | For | 901000 | 0 | 0 | 0 |
| 4 | To re-elect the Director retiring pursuant to Article 94 of the Company's Articles of Association: Mr. Han Eng Juan | For | 901000 | 0 | 0 | 0 |
| 5 | To re-elect the Director retiring pursuant to Article 94 of the Company's Articles of Association: Mr. Apisit Rujikeatkamjorn | For | 901000 | 0 | 0 | 0 |
| 6 | To re-elect the Director retiring pursuant to Article 100 of the Company's Articles of Association: Mr. Chatchawal Eimsiri | For | 901000 | 0 | 0 | 0 |
| 7 | To re-elect the Director retiring pursuant to Article 100 of the Company's Articles of Association: Mr. Supattanapong Punmeechaow | For | 901000 | 0 | 0 | 0 |
| 8 | To approve the payment of directors' fees of up to SGD 750,000 payable by the Company for the year ending 31 December 2012 | For | 901000 | 0 | 0 | 0 |
| 9 | To re-appoint Messrs. PricewaterhouseCoopers LLP as the Company's Auditors and to authorise the Directors to fix their remuneration | For | 901000 | 0 | 0 | 0 |
| 10 | Authority to issue shares | For | 0 | 901000 | 0 | 0 |
| 11 | Authority to offer and grant options under the rules of the Sakari Employee Share Option Plan (the "Option Plan") | For | 0 | 901000 | 0 | 0 |
| 12 | Authority to allot and issue shares under the rules of the Sakari Executive Share Acquisition Plan (the "Share Plan") | For | 0 | 901000 | 0 | 0 |
| 13 | Authority to offer and grant share options to Non-executive Directors as part of the directors' fees to Non-executive Directors | For | 901000 | 0 | 0 | 0 |
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| GLOW ENERGY PUBLIC CO LTD | | | |
| Security: | Y27290124 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 27-Apr-2012 |
| ISIN | TH0834010017 | | Vote Deadline Date: | 25-Apr-2012 |
| Agenda | 703716754 | Management | | | Total Ballot Shares: | 745100 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 966694 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve minutes of the Extraordinary general meeting of shareholders No.1/2011 which was held on Friday 8 July 2011 | For | 685000 | 0 | 0 | 0 |
| 4 | To consider and acknowledge the company's operation result for the fiscal year 2011 | For | 685000 | 0 | 0 | 0 |
| 5 | To consider and approve the company's financial statements, balance sheet and statement of income for the year ended 31 December 2011 | For | 685000 | 0 | 0 | 0 |
| 6 | To consider and approve the allocation of profits derived from operational results for the year 2011, legal reserve and dividend payment | For | 685000 | 0 | 0 | 0 |
| 7 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mrs. Supapun Rattanaporn | For | 685000 | 0 | 0 | 0 |
| 8 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Johan De Saeger | For | 685000 | 0 | 0 | 0 |
| 9 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Michel J.G. Gantois | For | 685000 | 0 | 0 | 0 |
| 10 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Daniel Pellegrini | For | 685000 | 0 | 0 | 0 |
| 11 | To consider and approve remuneration and meeting allowance for the directors and meeting allowance for the audit committee for the year 2012 | For | 685000 | 0 | 0 | 0 |
| 12 | To consider and approve appointment of the auditor for the fiscal year ending 31 December 2012 and to fix remuneration | For | 685000 | 0 | 0 | 0 |
| 13 | To consider other businesses (if any) | Abstain | 0 | 0 | 685000 | 0 |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 08-May-2012 |
| ISIN | MYL6947OO005 | | Vote Deadline Date: | 02-May-2012 |
| Agenda | 703721921 | Management | | | Total Ballot Shares: | 1773000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To receive and adopt the audited financial statements of the Company for the financial year ended 31 December 2011 and the Directors' and Auditors' Reports thereon | For | 1588000 | 0 | 0 | 0 |
| 2 | To re-elect Mr. Sigve Brekke as Director of the Company who retires by rotation under Article 98(A) of the Articles of Association of the Company | For | 1588000 | 0 | 0 | 0 |
| 3 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Lars Erik Tellmann | For | 1588000 | 0 | 0 | 0 |
| 4 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Morten Tengs | For | 1588000 | 0 | 0 | 0 |
| 5 | To consider and, if thought fit, to pass the following resolution pursuant to Section 129(6) of the Companies Act, 1965: That pursuant to Section 129(6) of the Companies Act, 1965, Tan Sri Leo Moggie be re-appointed as Director to hold office until the conclusion of the next Annual General Meeting of the Company | For | 1588000 | 0 | 0 | 0 |
| 6 | To approve the Directors' Allowances of RM423.194 for the financial year ended 31 December 2011 | For | 1588000 | 0 | 0 | 0 |
| 7 | To re-appoint Messrs Ernst & Young as Auditors of the Company and to authorise the Directors to fix their remuneration | For | 1588000 | 0 | 0 | 0 |
| 8 | Proposed Renewal of Existing Shareholders' Mandate For Recurrent Related Party Transactions of a Revenue or Trading Nature and New Mandate For Additional Recurrent Related Party Transactions of a Revenue or Trading Nature to be entered with Telenor ASA ("Telenor") and Persons Connected with Telenor "That, subject to the provisions of the Main Market Listing Requirements of Bursa Malaysia Securities Berhad, approval be and is hereby given for the | For | 1588000 | 0 | 0 | 0 |
| | Company and its subsidiaries, to enter into recurrent related party transactions of a revenue or trading nature with Telenor and persons connected with Telenor as specified in Section 2.3 of the Circular to Shareholders dated 13 April 2012 which are necessary for the day-to-day operations and/or in the ordinary course of than those generally available to the public and are not CONTD | | | | | | | |
| 9 | CONTD detrimental to the minority shareholders of the Company and that such approval shall continue to be in force until: (i) the conclusion of the next annual general meeting of the Company following the general meeting at which this Ordinary Resolution shall be passed, at which time it will lapse, unless by a resolution passed at a general meeting, the authority conferred by this resolution is renewed; (ii) the expiration of the period within which the next annual general meeting after the date It is required to be held pursuant to Section 143(1) of the Companies Act, 1965 (but shall not extend to such extension as may be allowed pursuant to Section 143(2) of the Companies Act, 1965); or (iii) revoked or varied by resolution passed by the shareholders at a general meeting; whichever Is earlier; and that in making the CONTD | None | | | Non Voting |
| 10 | CONTD disclosure of the aggregate value of the recurrent related party transactions conducted pursuant to the proposed shareholders' approval In the Company's annual reports, the Company shall provide a breakdown of the aggregate value of recurrent related party transactions made during the financial year, amongst others, based on: (i) the type of the recurrent related party transactions made; and (ii) the name of the related parties involved in each type of the recurrent related party transactions made and their relationship with the Company and further that authority be and is hereby given to the Directors of the Company and its subsidiaries to complete and do all such acts and things (Including executing such documents as may be required) to give effect to the transactions as authorised by this Ordinary Resolution | None | | | Non Voting |
| CHINA MOBILE LIMITED, HONG KONG | | | |
| Security: | Y14965100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | HK0941009539 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703690013 | Management | | | Total Ballot Shares: | 728500 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 9/LTN201203291977.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2011 | For | 110500 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 110500 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Xi Guohua as director of the Company | For | 110500 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Sha Yuejia as director of the Company | For | 110500 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Liu Aili as director of the Company | For | 110500 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Frank Wong Kwong Shing as director of the Company | For | 110500 | 0 | 0 | 0 |
| 9 | To re-elect Dr. Moses Cheng Mo Chi as director of the Company | For | 110500 | 0 | 0 | 0 |
| 10 | To re-appoint Messrs. KPMG as auditors and to authorise the directors of the Company to fix their remuneration | For | 110500 | 0 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | 110500 | 0 | 0 | 0 |
| 12 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | 0 | 110500 | 0 | 0 |
| 13 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | 0 | 110500 | 0 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | BMG5320C1082 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703719229 | Management | | | Total Ballot Shares: | 5050000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 1/LTN20120411328.pdf | None | | | Non Voting |
| 3 | To adopt the audited Financial Statement and the Reports of the Directors and Auditors for the year ended 31 December 2011 | For | 904000 | 0 | 0 | 0 |
| 4 | To declare dividend | For | 904000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Li Hualin as director | For | 904000 | 0 | 0 | 0 |
| 6 | To authorise the Directors to fix the remuneration of the directors | For | 0 | 904000 | 0 | 0 |
| 7 | To appoint PricewaterhouseCoopers as auditors for the ensuing year and to authorise the directors to fix their remuneration | For | 904000 | 0 | 0 | 0 |
| 8 | To approve the share issue mandate (ordinary resolution no. 5 of the notice convening the Meeting) | For | 0 | 904000 | 0 | 0 |
| 9 | To approve the share repurchase mandate (ordinary resolution no. 6 of the notice convening the Meeting) | For | 904000 | 0 | 0 | 0 |
| 10 | To approve extension of the share issue mandate under ordinary resolution no. 5 by the number of shares repurchased under ordinary resolution no. 6 (ordinary resolution no. 7 of the notice convening the Meeting) | For | 0 | 904000 | 0 | 0 |
| 11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 14 MAY 2012 TO 15 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 17-May-2012 |
| ISIN | CNE100000304 | | Vote Deadline Date: | 09-May-2012 |
| Agenda | 703737796 | Management | | | Total Ballot Shares: | 2495000 |
| Last Vote Date: | 23-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/033 0/LTN201203305298.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board (the "Board") of directors of the Company for the year ended 31 December 2011 | For | 490000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee (the "Supervisory Committee") of the Company for the year ended 31 December 2011 | For | 490000 | 0 | 0 | 0 |
| 4 | To consider and approve the proposal for the distribution of profits after tax for the year ended 31 December 2011, including the proposal for the declaration and payment of final dividend for the year ended 31 December 2011 | For | 490000 | 0 | 0 | 0 |
| 5 | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the year ended 31 December 2011 | For | 490000 | 0 | 0 | 0 |
| 6 | To consider and approve the re-appointment of ShineWing Certified Public Accountants as the auditors of the Company auditing the Company's financial statements for the year 2012 and authorize the Board to determine its remuneration | For | 490000 | 0 | 0 | 0 |
| 7 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | None | | | Non Voting |
| 8 | Election of Non-independent director: Mr. Si Zefu | For | 490000 | 0 | 0 | 0 |
| 9 | Election of Non-independent director: Mr. Zhang Xiaolun | For | 490000 | 0 | 0 | 0 |
| 10 | Election of Non-independent director: Mr. Wen Shugang | For | 490000 | 0 | 0 | 0 |
| 11 | Election of Non-independent director: Mr. Huang Wei | For | 490000 | 0 | 0 | 0 |
| 12 | Election of Non-independent director: Mr. Zhu Yuanchao | For | 490000 | 0 | 0 | 0 |
| 13 | Election of Non-independent director: Mr. Zhang Jilie | For | 490000 | 0 | 0 | 0 |
| 14 | Election of independent non-executive director: Mr. Li Yanmeng | For | 490000 | 0 | 0 | 0 |
| 15 | Election of independent non-executive director: Mr. Zhao Chunjun | For | 490000 | 0 | 0 | 0 |
| 16 | Election of independent non-executive director : Mr. Peng Shaobing | For | 490000 | 0 | 0 | 0 |
| 17 | To elect Mr.WenBingyou as the member of the seventh session of the Supervisory Committee of the Company | For | 490000 | 0 | 0 | 0 |
| 18 | To elect Mr. Wen Limen as the member of the seventh session of the SupervisoryCommittee of the Company | For | 490000 | 0 | 0 | 0 |
| 19 | To determine the remuneration of the members of the seventh session of the Board | For | 490000 | 0 | 0 | 0 |
| 20 | To determine the remuneration of the members of the seventh session of the Supervisory Committee | For | 490000 | 0 | 0 | 0 |
| 21 | To grant a general mandate to the directors of the Company to allot and issue new shares | For | 0 | 490000 | 0 | 0 |
| SOHO CHINA LTD | | | |
| Security: | G82600100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 18-May-2012 |
| ISIN | KYG826001003 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 703718859 | Management | | | Total Ballot Shares: | 12968000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412112.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2011 | For | 1694000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 1694000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Yi Xiqun as a director of the Company | For | 1694000 | 0 | 0 | 0 |
| 6 | To re-elect Ms. Yan Yan as a director of the Company | For | 1694000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Ramin Khadem as a director of the Company | For | 1694000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | 0 | 1694000 | 0 | 0 |
| 9 | To re-appoint KPMG as auditors of the Company and authorise the board of directors to fix their remuneration | For | 1694000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company | For | 0 | 1694000 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company | For | 1694000 | 0 | 0 | 0 |
| 12 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 8(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 8(B) | For | 0 | 1694000 | 0 | 0 |
| 13 | To approve the proposed amendments to the memorandum of association and the articles of association of the Company (Details of which are set out in the circular dated 12 April 2012) | For | 0 | 1694000 | 0 | 0 |
| 14 | To adopt an amended and restated memorandum of association and articles of association of the Company | For | 0 | 1694000 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 23-May-2012 |
| ISIN | CNE1000003W8 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 703819738 | Management | | | Total Ballot Shares: | 10058000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 968556 DUE TO RECEIPT OF ACTUAL PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 5/LTN201204051168.pdf | None | | | Non Voting |
| 3 | To consider and approve the Report of the Board of Directors of the Company for the year 2011 | For | 1490000 | 0 | 0 | 0 |
| 4 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2011 | For | 1490000 | 0 | 0 | 0 |
| 5 | To consider and approve the Audited Financial Statements of the Company for the year 2011 | For | 1490000 | 0 | 0 | 0 |
| 6 | To consider and approve the declaration and payment of the final dividend for the year ended 31 December 2011 in the amount and in the manner recommended by the Board of Directors | For | 1490000 | 0 | 0 | 0 |
| 7 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2012 | For | 1490000 | 0 | 0 | 0 |
| 8 | To consider and approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the international auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the domestic auditors of the Company, for the year 2012 and to authorise the Board of Directors to determine their remuneration | For | 1490000 | 0 | 0 | 0 |
| 9 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue | For | 0 | 1490000 | 0 | 0 |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | CNE1000002R0 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703713215 | Management | | | Total Ballot Shares: | 1339000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "1". THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 5/LTN20120405693.pdf | None | | | Non Voting |
| 3 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | For | 321000 | 0 | 0 | 0 |
| 4 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign | None | | | Non Voting |
| | invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | | | | | | | |
| 5 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | | | Non Voting |
| 6 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011, the first A shareholders' class meeting in 2012 and the first H shareholders' class meeting in 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | None | | | Non Voting |
| 7 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | | | Non Voting |
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | CNE1000002R0 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703777411 | Management | | | Total Ballot Shares: | 1339000 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 7/LTN201204271169.pdf | None | | | Non Voting |
| 3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 966928 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 4 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2011 | For | 321000 | 0 | 0 | 0 |
| 5 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2011 | For | 321000 | 0 | 0 | 0 |
| 6 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2011 | For | 321000 | 0 | 0 | 0 |
| 7 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2011: i.e. final dividend for the year ended 31 December 2011 in the amount of RMB0.90 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB17,901 million, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | For | 321000 | 0 | 0 | 0 |
| 8 | To consider and, if thought fit, to approve the remuneration of the di rec tor s and supervi sor s of the Company for the year ended 31 December 2011: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,710,428.04; aggregate remunerat ion of the non- executive directors is in the amount of RMB1,350,000.00, of which the aggregate remuneration of the independent non- executive directors is in the amount of RMB1,350,000.00, the non-executive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB1,361,449.34 | For | 321000 | 0 | 0 | 0 |
| 9 | To consider and, if thought fit, to approve the re- appointment of external auditors of the Company for 2012: i.e. re-appointment of KPMG Huazhen and KPMG as the PRC and international auditors respectively of the Company for 2012, the term of such re-appointment shall continue until the next annual general meeting, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang all being directors of the Company, to determine their remuneration | For | 321000 | 0 | 0 | 0 |
| 10 | To consider and, if thought fit, to approve the amendments to the Rules of Procedure of Board Meeting of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Rules of Procedure of Board Meeting of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | For | 321000 | 0 | 0 | 0 |
| 11 | To consider and, if thought fit, to approve the amendments to the Related Party Transactions Decision Making Rules of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Related Party Transactions Decision Making Rules of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | For | 321000 | 0 | 0 | 0 |
| 12 | To consider and, if thought fit, to approve the appointment of Mr. Kong Dong as a director of the second session of the board of directors of the Company and as a non-executive director of the Company | For | 321000 | 0 | 0 | 0 |
| 13 | To consider and, if thought fit, to approve the appointment of Mr. Chen Hongsheng as a director of the second session of the board of directors of the Company and as a non- executive director of the Company | For | 321000 | 0 | 0 | 0 |
| 14 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | For | 321000 | 0 | 0 | 0 |
| 15 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of the number of domestic shares (A shares) and the number of overseaslisted foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price (including price range), number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; (ii) approve and execute, on behalf of the Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; (iii) approve and execute, on behalf of the Company, documents related to share issuance for | For | 0 | 321000 | 0 | 0 |
| | submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; (iv) amend, as required by regulatory authorities within or outside China, agreements and statutory documents referred to in (ii) and (iii) above; (v) engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; (vi) increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China. The above general mandate will expire on the earlier of ("Relevant Period"):-(a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, except where the board of directors has resolved to issue domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | | | | | | | |
| 16 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):-(1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the | For | 321000 | 0 | 0 | 0 |
| | Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of the Company, document s and mat t e r s related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):-(a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011, the first A shareholders' class meeting in 2012 and the first H shareholders' class meeting in 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | | | | | | | |
| CNOOC LTD | | | |
| Security: | Y1662W117 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | HK0883013259 | | Vote Deadline Date: | 22-May-2012 |
| Agenda | 703719065 | Management | | | Total Ballot Shares: | 4558000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412018.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2011 | For | 645000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 645000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Wu Guangqi as an executive director of the Company | For | 645000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Wu Zhenfang as a non- executive director of the Company | For | 645000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Tse Hau Yin, Aloysius as an independent non- executive director of the Company | For | 645000 | 0 | 0 | 0 |
| 8 | To authorise the Board of Directors to fix the remuneration of each of the Directors | For | 0 | 645000 | 0 | 0 |
| 9 | To re-appoint the Company's independent auditors and to authorise the Board of Directors to fix their remuneration | For | 645000 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | 645000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | For | 0 | 645000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | 0 | 645000 | 0 | 0 |
| HSBC HLDGS PLC | | | |
| Security: | G4634U169 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | GB0005405286 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703681925 | Management | | | Total Ballot Shares: | 655957 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To receive the Annual Report and Accounts 2011 | For | 109266 | 0 | 0 | 0 |
| 2 | To approve the Directors' Remuneration Report for 2011 | For | 0 | 109266 | 0 | 0 |
| 3 | To re-elect S A Catz a Director | For | 109266 | 0 | 0 | 0 |
| 4 | To re-elect L M L Cha a Director | For | 109266 | 0 | 0 | 0 |
| 5 | To re-elect M K T Cheung a Director | For | 109266 | 0 | 0 | 0 |
| 6 | To re-elect J D Coombe a Director | For | 109266 | 0 | 0 | 0 |
| 7 | To elect J Faber a Director | For | 109266 | 0 | 0 | 0 |
| 8 | To re-elect R A Fairhead a Director | For | 109266 | 0 | 0 | 0 |
| 9 | To re-elect D J Flint a Director | For | 109266 | 0 | 0 | 0 |
| 10 | To re-elect A A Flockhart a Director | For | 109266 | 0 | 0 | 0 |
| 11 | To re-elect S T Gulliver a Director | For | 109266 | 0 | 0 | 0 |
| 12 | To re-elect J W J Hughes-Hallett a Director | For | 109266 | 0 | 0 | 0 |
| 13 | To re-elect W S H Laidlaw a Director | For | 109266 | 0 | 0 | 0 |
| 14 | To elect J P Lipsky a Director | For | 109266 | 0 | 0 | 0 |
| 15 | To re-elect J R Lomax a Director | For | 109266 | 0 | 0 | 0 |
| 16 | To re-elect I J Mackay a Director | For | 109266 | 0 | 0 | 0 |
| 17 | To re-elect N R N Murthy a Director | For | 109266 | 0 | 0 | 0 |
| 18 | To re-elect Sir Simon Robertson a Director | For | 109266 | 0 | 0 | 0 |
| 19 | To re-elect J L Thornton a Director | For | 109266 | 0 | 0 | 0 |
| 20 | To reappoint KPMG Audit Plc as Auditor at remuneration to be determined by the Group Audit Committee | For | 109266 | 0 | 0 | 0 |
| 21 | To authorise the Directors to allot shares | For | 0 | 109266 | 0 | 0 |
| 22 | To disapply pre-emption rights | For | 0 | 109266 | 0 | 0 |
| 23 | To authorise the Company to purchase its own ordinary shares | For | 109266 | 0 | 0 | 0 |
| 24 | To authorise the Directors to offer a scrip dividend alternative | For | 109266 | 0 | 0 | 0 |
| 25 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | 109266 | 0 | 0 | 0 |
| 26 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 3N AND RECEIPT OF AUDITOR NAME FOR RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G52562140 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 28-May-2012 |
| ISIN | KYG525621408 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703747456 | Management | | | Total Ballot Shares: | 1312000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | To receive and consider the audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2011 | For | 286000 | 0 | 0 | 0 |
| 3 | To declare a final dividend | For | 286000 | 0 | 0 | 0 |
| 4 | To re-elect Ms. CheungWai Lin, Stephanie as an executive director of the Company | For | 286000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chan Wing Kwan as a non-executive director of the Company | For | 286000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Henry Tan as independent non-executive directors of the Company | For | 286000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Lai Chung Wing, Robert as independent non-executive directors of the Company | For | 286000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors of the Company to fix the directors' Remuneration | For | 286000 | 0 | 0 | 0 |
| 9 | To re-appoint auditors and to authorise the board of directors to fix their remuneration | For | 286000 | 0 | 0 | 0 |
| 10 | That: (a) subject to paragraph (c) of this Resolution, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of | For | 0 | 286000 | 0 | 0 |
| | such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) of this Resolution shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end CONTD | | | | | | | |
| 11 | CONTD of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval given in paragraph (a) of this Resolution, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of Shares or rights to acquire Shares; or (iv) any scrip dividend or similar arrangement providing for the allotment of CONTD | None | | | Non Voting |
| 12 | CONTD Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: 'Relevant Period' means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) CONTD | None | | | Non Voting |
| 13 | CONTD the expiration of the period within which the next annual general meeting of the Company is required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting; and 'Rights Issue' means the allotment, issue or grant of Shares pursuant to an offer of Shares open | None | | | Non Voting |
| | for a period fixed by the Directors to holders of Shares or any class thereof on the register of members of the Company on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having CONTD | | | | | | | |
| 14 | CONTD regard to any restrictions or obligations under the laws of, or the requirements of any recognised regulatory body or stock exchange in any territory outside Hong Kong) | None | | | Non Voting |
| 15 | That: (a) subject to paragraph (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of Hong Kong Limited ("Stock Exchange") or on any other stock exchange on which the securities of the Company may be listed and recognised for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on Share Repurchases and, subject to and in accordance with all applicable laws and regulations, be and is hereby generally and unconditionally approved (b) the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall CONTD | For | 286000 | 0 | 0 | 0 |
| 16 | CONTD not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution and the approval granted under paragraph (a) of this Resolution shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution: 'Relevant Period' means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is CONTD | None | | | Non Voting |
| 17 | CONTD required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting | None | | | Non Voting |
| 18 | THAT conditional upon the passing of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant to Resolution numbered 5A above be and is hereby extended by the addition to the aggregate nominal amount of the Shares of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution numbered 5B above, provided that such amount shall not exceed 10 per cent. of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution | For | 0 | 286000 | 0 | 0 |
| 19 | That the memorandum of association of the Company be amended as follows: Clause 1, 2, 3, 4, 5, 7, 8, 9 and That the articles of association ("Articles") of the Company be amended as follows: Article 2, 3, 18A, 34A, 39A, 40A, 40B, 40C, 40D, 40E, 40F, 40G, 40H, 40I, 40J, 47(A)(ii), 51A, 63, 64, 65, 66, 68, 69, 70, 72, 76(A), 81, 84, 98(H)(iv), 98(I), 98(J), 104, 110, 117, 144, 144A, 144B, 145, 147A, 158, 159 | For | 286000 | 0 | 0 | 0 |
| 20 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 23 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 28-May-2012 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 18-May-2012 |
| Agenda | 703718025 | Management | | | Total Ballot Shares: | 5768000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 1/LTN20120411352.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board of directors for the year 2011 | For | 1714000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee for the year 2011 | For | 1714000 | 0 | 0 | 0 |
| 4 | To consider and approve the audited accounts for the year 2011 | For | 1714000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed distribution scheme of profits for the year 2011 (including declaration of final dividend) | For | 1714000 | 0 | 0 | 0 |
| 6 | To consider and approve the budget report for the year 2012 | For | 1714000 | 0 | 0 | 0 |
| 7 | To consider and approve that PricewaterhouseCoopers Zhong Tian CPAs Company Limited be re-appointed as the auditors of the Company for 2012, to perform consolidated audit on the annual financial statements and internal control, and undertake the role of the international auditors in compliance with the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, and to authorise the board of directors of the Company to fix their fees | For | 1714000 | 0 | 0 | 0 |
| 8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | 0 | 1714000 | 0 | 0 |
| 9 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Articles of Association | For | 1714000 | 0 | 0 | 0 |
| 10 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Shareholders' Meeting | For | 1714000 | 0 | 0 | 0 |
| 11 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Board of Directors | For | 1714000 | 0 | 0 | 0 |
| 12 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Supervisory Committee | For | 1714000 | 0 | 0 | 0 |
| ANHUI CONCH CEMENT CO LTD | | | |
| Security: | Y01373102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | CNE1000001W2 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703721591 | Management | | | Total Ballot Shares: | 1302000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 TO 8". THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412297.pdf | None | | | Non Voting |
| 3 | To approve the report of the board of directors (the "Board") for the year ended 31 December 2011 | For | 309000 | 0 | 0 | 0 |
| 4 | To approve the report of the supervisory committee for the year ended 31 December 2011 | For | 309000 | 0 | 0 | 0 |
| 5 | To approve the audited financial reports prepared in accordance with the China Accounting Standards and International Financial Reporting Standards respectively for the year ended 31 December 2011 | For | 309000 | 0 | 0 | 0 |
| 6 | To approve and vote on the resolution regarding the election of Mr. Wong Kun Kau as an independent non- executive director of the Company | For | 0 | 309000 | 0 | 0 |
| 7 | To approve the reappointment of KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as the PRC auditors and international auditors of the Company respectively, and to authorise the Board to determine the remuneration of the auditors | For | 309000 | 0 | 0 | 0 |
| 8 | To approve the Company's profit distribution proposal for the year 2011 | For | 309000 | 0 | 0 | 0 |
| 9 | To approve the amendments to the Articles of Association of the Company | For | 309000 | 0 | 0 | 0 |
| 10 | To approve the grant of a mandate to the Board to exercise the power to allot and issue new shares | For | 0 | 309000 | 0 | 0 |
| CHINA LIANSU GROUP HOLDINGS LTD, CAYMAN ISLANDS | | | |
| Security: | G2159F104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | KYG2159F1046 | | Vote Deadline Date: | 28-May-2012 |
| Agenda | 703754766 | Management | | | Total Ballot Shares: | 8376000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 4/LTN20120424848.pdf | None | | | Non Voting |
| 3 | To receive and approve the audited financial statements and together with the directors' report and the independent auditors' report of the Company for the year ended 31 December 2011 | For | 1671000 | 0 | 0 | 0 |
| 4 | To declare a final dividend in respect of the year ended 31 December 2011 | For | 1671000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chen Guonan as executive director | For | 1671000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. Lin Shaoquan as executive director | For | 1671000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Huang Guirong as executive director | For | 1671000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Luo Jianfeng as executive director | For | 1671000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Lin Dewei as non-executive director | For | 1671000 | 0 | 0 | 0 |
| 10 | To fix the remuneration of the directors | For | 1671000 | 0 | 0 | 0 |
| 11 | To re-appoint Ernst & Young as auditors of the Company and authorise the board of directors of the Company to fix their remuneration | For | 1671000 | 0 | 0 | 0 |
| 12 | That: (a) subject to paragraph (c) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and otherwise deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of | For | 0 | 1671000 | 0 | 0 |
| | such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) above shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end of the Relevant CONTD | | | | | | | |
| 13 | CONTD Period; (c) the aggregate nominal value of the share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval in paragraph (a) above, otherwise than pursuant to:-(i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any options granted under any option scheme or similar arrangement for the time being adopted for the grant or issue to eligible persons of Shares or right to acquire Shares; and (iv) any scrip dividend or similar arrangements providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance CONTD | None | | | Non Voting |
| 14 | CONTD with the articles of association of the Company; shall not exceed 20% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of:-(i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of CONTD | None | | | Non Voting |
| 15 | CONTD the Company is required by law or the articles of association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting; "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register on a fixed record date in | None | | | Non Voting |
| | proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements, or having regard to any restrictions or obligations under the laws of, or the requirements of, any recognised regulatory body or any stock exchange in any CONTD | | | | | | | |
| 16 | CONTD territory outside Hong Kong) | None | | | Non Voting |
| 17 | That: (a) subject to paragraph (b) below, the exercise by the directors of Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase the shares of the Company ("Shares") on The Stock Exchange of Hong Kong Limited or on any other stock exchange on which the Shares may be listed and recognised for this purpose by the Securities and Futures Commission and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases, and subject to and in accordance with all applicable laws and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, be and is hereby generally and unconditionally approved; (b) the aggregate nominal value of Shares which may be repurchased pursuant to the approval in paragraph (a) above CONTD | For | 1671000 | 0 | 0 | 0 |
| 18 | CONTD shall not exceed 10 % of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution, "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of:-(i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by law or the articles of CONTD | None | | | Non Voting |
| 19 | CONTD association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting | None | | | Non Voting |
| 20 | That conditional upon the passing of Resolutions 5A and 5B as set out in the notice of this meeting, the general mandate granted to the directors of the Company ("Directors") to exercise the powers of the Company to allot, issue and otherwise deal with shares of the Company pursuant to Resolution 5A above be and is hereby extended by the addition to the aggregate nominal value of the share capital of the Company which may be allotted by the Directors pursuant to such general mandate an amount representing the aggregate nominal value of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution | For | 0 | 1671000 | 0 | 0 |
| 21 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 25 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| NOVATEK MICROELECTRONICS CORP | | | |
| Security: | Y64153102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 06-Jun-2012 |
| ISIN | TW0003034005 | | Vote Deadline Date: | 31-May-2012 |
| Agenda | 703818508 | Management | | | Total Ballot Shares: | 454000 |
| Last Vote Date: | 15-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The 2011 business reports and financial statements | For | 407000 | 0 | 0 | 0 |
| 5 | The 2011 profit distribution. Proposed cash dividend: TWD 4. 6 per share (new) | For | 407000 | 0 | 0 | 0 |
| 6 | The revision to the procedures of endorsement and guarantee | For | 407000 | 0 | 0 | 0 |
| 7 | The revision to the procedures of monetary loans | For | 407000 | 0 | 0 | 0 |
| 8 | The revision to the rules of the election of the directors and supervisors | For | 407000 | 0 | 0 | 0 |
| 9 | The revision to the procedures of asset acquisition or disposal | For | 407000 | 0 | 0 | 0 |
| 10 | The election of the director : T.S. Ho, Id / shareholder no (6) | For | 407000 | 0 | 0 | 0 |
| 11 | The election of the director : UMC Director of Institute Representative : Chi Tung Liu, Id / shareholder no (1) | For | 407000 | 0 | 0 | 0 |
| 12 | The election of the director : Steve Wang, Id / shareholder no (8136) | For | 407000 | 0 | 0 | 0 |
| 13 | The election of the director : Max Wu, Id / shareholder no (D101448375) | For | 407000 | 0 | 0 | 0 |
| 14 | The election of the independent director : Chen-en Ko, Id / shareholder no (U100056055) | For | 407000 | 0 | 0 | 0 |
| 15 | The election of the independent director : Max Fang, Id / shareholder no (B100608777) | For | 407000 | 0 | 0 | 0 |
| 16 | The election of the independent director : Jack Tsai, Id / shareholder no (J100670298) | For | 407000 | 0 | 0 | 0 |
| 17 | The proposal to release non competition restriction on the directors | For | 0 | 407000 | 0 | 0 |
| 18 | Extraordinary motions | Abstain | 0 | 0 | 407000 | 0 |
| HTC CORPORATION | | | |
| Security: | Y3732M103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Jun-2012 |
| ISIN | TW0002498003 | | Vote Deadline Date: | 06-Jun-2012 |
| Agenda | 703828713 | Management | | | Total Ballot Shares: | 105265 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The status of buyback treasury stock | None | | | Non Voting |
| 5 | The 2011 business reports and financial statements | For | 98411 | 0 | 0 | 0 |
| 6 | The 2011 profit distribution. cash div: TWD40.0 per share | For | 98411 | 0 | 0 | 0 |
| 7 | The revision to the procedures of asset acquisition or disposal | For | 98411 | 0 | 0 | 0 |
| 8 | Extraordinary motions | Abstain | 0 | 0 | 98411 | 0 |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | | |
| Security: | Y84629107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Jun-2012 |
| ISIN | TW0002330008 | | Vote Deadline Date: | 04-Jun-2012 |
| Agenda | 703828725 | Management | | | Total Ballot Shares: | 904000 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The status of unsecured corporate bonds | None | | | Non Voting |
| 5 | The 2011 business reports and financial statements | For | 830000 | 0 | 0 | 0 |
| 6 | The 2011 profit distribution. Proposed cash dividend: TWD 3 per share | For | 830000 | 0 | 0 | 0 |
| 7 | The revision to the articles of incorporation | For | 830000 | 0 | 0 | 0 |
| 8 | The revision to the rules of the election of directors | For | 830000 | 0 | 0 | 0 |
| 9 | Elect Morris Chang, Shareholder No 4515, as director | For | 830000 | 0 | 0 | 0 |
| 10 | Elect F.C. Tseng, Shareholder No 104, as director | For | 830000 | 0 | 0 | 0 |
| 11 | Elect Representative of National Development Fund, Executive Yuan Johnsee Lee, Shareholder No 1, as director | For | 830000 | 0 | 0 | 0 |
| 12 | Elect Rick Tsai, Shareholder no 7252, as director | For | 830000 | 0 | 0 | 0 |
| 13 | Elect Sir Peter Leahy Bonfield, Shareholder No 93180657 (Passport No.), as independent director | For | 830000 | 0 | 0 | 0 |
| 14 | Elect Stan Shih, Shareholder No 534770, as independent director | For | 830000 | 0 | 0 | 0 |
| 15 | Elect Thomas J. Engibous, Shareholder No 135021464, as independent director | For | 830000 | 0 | 0 | 0 |
| 16 | Elect Gregory C. Chow, Shareholder No 214553970, as independent director | For | 830000 | 0 | 0 | 0 |
| 17 | Elect Kok-Choo Chen, Shareholder No 9546, as independent director | For | 830000 | 0 | 0 | 0 |
| 18 | Extraordinary motions | Abstain | 0 | 0 | 830000 | 0 |
| SHIN ZU SHING CO LTD | | | |
| Security: | Y7755T101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 15-Jun-2012 |
| ISIN | TW0003376000 | | Vote Deadline Date: | 11-Jun-2012 |
| Agenda | 703841177 | Management | | | Total Ballot Shares: | 2 |
| Last Vote Date: | 28-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The status of asset acquisition or disposal | None | | | Non Voting |
| 5 | The status of the local convertible corporate bonds | None | | | Non Voting |
| 6 | The 2011 business reports and financial statements | For | 2 | 0 | 0 | 0 |
| 7 | The 2011 profit distribution. proposed cash dividend: TWD1. 5 per share | For | 2 | 0 | 0 | 0 |
| 8 | The revision to the articles of incorporation | For | 2 | 0 | 0 | 0 |
| 9 | The revision to the rules of shareholder meeting | For | 2 | 0 | 0 | 0 |
| 10 | The revision to the procedures of asset acquisition or disposal | For | 2 | 0 | 0 | 0 |
| 11 | Extraordinary motions | Abstain | 0 | 0 | 2 | 0 |
| SOHU.COM INC. | | | |
| Security: | 83408W103 | | Meeting Type: | Annual |
| Ticker: | SOHU | | Meeting Date: | 15-Jun-2012 |
| ISIN | US83408W1036 | | Vote Deadline Date: | 14-Jun-2012 |
| Agenda | 933622638 | Management | | | Total Ballot Shares: | 84450 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | DR. EDWARD B. ROBERTS | | 16650 | 0 | 0 | 0 |
| | DR. ZHONGHAN DENG | | 16650 | 0 | 0 | 0 |
| 2 | TO VOTE ON AN ADVISORY RESOLUTION APPROVING OUR EXECUTIVE COMPENSATION. | For | 0 | 16650 | 0 | 0 |
| 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 16650 | 0 | 0 | 0 |
| JIANGXI COPPER CO LTD | | | |
| Security: | Y4446C100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 19-Jun-2012 |
| ISIN | CNE1000003K3 | | Vote Deadline Date: | 08-Jun-2012 |
| Agenda | 703891312 | Management | | | Total Ballot Shares: | 2747000 |
| Last Vote Date: | 06-Jun-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 984875 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 3/LTN201205031110.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/060 4/LTN201206041324.pdf | None | | | Non Voting |
| 3 | To consider and approve the report of the board of directors of the Company (the "Board') for the year of 2011 | For | 605000 | 0 | 0 | 0 |
| 4 | To consider and approve the report of the supervisory committee of the Company for the year of 2011 | For | 605000 | 0 | 0 | 0 |
| 5 | To consider and approve the audited financial statements and the auditors' report for the year of 2011 | For | 605000 | 0 | 0 | 0 |
| 6 | To consider and approve the proposal for distribution of profit of the Company for the year of 2011 | For | 605000 | 0 | 0 | 0 |
| 7 | To approve, ratify and confirm the revised financial services agreement ("Revised Financial Services Agreement") entered into between JCC Finance Company Limited ("JCC Financial") and Jiangxi Copper Corporation ("JCC") on 27 March 2012 in respect of provision of financial services by JCC Financial to JCC and its subsidiaries from time to time (other than the Company and its subsidiaries (collectively, the "Group")) and to approve the relevant annual caps in respect of credit services contemplated under the Revised Financial Services Agreement and the transactions contemplated thereunder | For | 605000 | 0 | 0 | 0 |
| 8 | To approve, ratify and confirm the land leasing agreement ("New Land Leasing Agreement") entered into between the Company and JCC on 27 March 2012 in relation to the leasing of land use right of the lands from JCC to the Group and to approve the relevant annual caps and the transactions contemplated thereunder | For | 605000 | 0 | 0 | 0 |
| 9 | To elect the director of the Company: Li Yihuang | For | 605000 | 0 | 0 | 0 |
| 10 | To elect the director of the Company: Li Baomin | For | 605000 | 0 | 0 | 0 |
| 11 | To elect the director of the Company: Gao Jianmin | For | 605000 | 0 | 0 | 0 |
| 12 | To elect the director of the Company: Liang Qing | For | 605000 | 0 | 0 | 0 |
| 13 | To elect the director of the Company: Gan Chengjiu | For | 605000 | 0 | 0 | 0 |
| 14 | To elect the director of the Company: Hu Qingwen | For | 605000 | 0 | 0 | 0 |
| 15 | To elect the director of the Company: Shi Jialiang | For | 605000 | 0 | 0 | 0 |
| 16 | To elect the director of the Company: Wu Jianchang | For | 605000 | 0 | 0 | 0 |
| 17 | To elect the director of the Company: Gao Dezhu | For | 605000 | 0 | 0 | 0 |
| 18 | To elect the director of the Company: Zhang Weidong | For | 605000 | 0 | 0 | 0 |
| 19 | To elect the director of the Company: Deng Hui | For | 605000 | 0 | 0 | 0 |
| 20 | To authorise the Board to enter into service contract and/or appointment letter with each of the newly elected executive Directors and independent non-executive Directors respectively subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | 605000 | 0 | 0 | 0 |
| 21 | To elect and confirm appointment of the supervisor of the Company: Hu Faliang | For | 605000 | 0 | 0 | 0 |
| 22 | To elect and confirm appointment of the supervisor of the Company: Wu Jinxing | For | 605000 | 0 | 0 | 0 |
| 23 | To elect and confirm appointment of the supervisor of the Company: Wan Sujuan | For | 605000 | 0 | 0 | 0 |
| 24 | To elect and confirm appointment of the supervisor of the Company: Xie Ming | For | 605000 | 0 | 0 | 0 |
| 25 | To elect and confirm appointment of the supervisor of the Company: Lin Jinliang | For | 605000 | 0 | 0 | 0 |
| 26 | To authorise the Board to enter into service contract or appointment letter with each of the newly elected Supervisors subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | 605000 | 0 | 0 | 0 |
| 27 | To approve the annual remunerations of each newly elected executive Directors, independent non-executive Directors and Supervisors during their terms of office | For | 605000 | 0 | 0 | 0 |
| 28 | To appoint Deloitte Touche Tohmatsu CPA Limited and Deloitte Touche Tohmatsu as the Company's domestic auditors and overseas auditors for the year 2012 respectively and to appoint Deloitte Touche Tohmatsu CPA Limited as the Company's internal control audit institution for the year 2012 and to authorise the Board to determine their remunerations and any one executive Director to enter into the service agreement and any other related documents with Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Limited | For | 605000 | 0 | 0 | 0 |
| 29 | To consider and approve the proposal on permanent replenishment of working capital by surplus capital raised from previous non-public issue of A shares of the Company | For | 605000 | 0 | 0 | 0 |
| 30 | To give a general mandate to the Directors to issue new H shares of not more than 20% of the total H shares in issue as at the date of the annual general meeting | For | 0 | 605000 | 0 | 0 |
| 31 | To consider and approve the expansion of business scope of the Company to include the provision of import and export agency services, to amend the relevant provisions of the articles of association of the Company after the Company obtains the approval from the relevant authorities for provision of import and export agency services, and to authorise the directors of the Company to handle all relevant procedures in relation thereto | For | 605000 | 0 | 0 | 0 |
| LITE-ON TECHNOLOGY CORP | | | |
| Security: | Y5313K109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 19-Jun-2012 |
| ISIN | TW0002301009 | | Vote Deadline Date: | 11-Jun-2012 |
| Agenda | 703855671 | Management | | | Total Ballot Shares: | 1169947 |
| Last Vote Date: | 31-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The 2011 financial statements | For | 1039314 | 0 | 0 | 0 |
| 5 | The 2011 profit distribution. Proposed cash dividend: TWD2.27 per share | For | 1039314 | 0 | 0 | 0 |
| 6 | The issuance of new shares from retained earnings, staff bonus. Proposed stock dividend: 5 for 1,000 SHS held | For | 1039314 | 0 | 0 | 0 |
| 7 | The revision to the articles of incorporation | For | 1039314 | 0 | 0 | 0 |
| 8 | The revision to the rule of the election of the directors | For | 1039314 | 0 | 0 | 0 |
| 9 | The revision to the procedures of asset acquisition or disposal | For | 1039314 | 0 | 0 | 0 |
| 10 | The revision to the procedures of monetary loans, endorsement and guarantee | For | 1039314 | 0 | 0 | 0 |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 21-Jun-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 12-Jun-2012 |
| Agenda | 703759564 | Management | | | Total Ballot Shares: | 4799714 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 5/LTN20120425766.pdf | None | | | Non Voting |
| 2 | Resolution in relation to the report of the board of directors of the Company (the "Board") for the year 2011 | For | 1104636 | 0 | 0 | 0 |
| 3 | Resolution in relation to the report of the supervisory committee (the "Supervisory Committee") of the Company for the year 2011 | For | 1104636 | 0 | 0 | 0 |
| 4 | Resolution in relation to the financial report of the Company for the year 2011 | For | 1104636 | 0 | 0 | 0 |
| 5 | Resolution in relation to the profit distribution proposal of the Company for the year 2011 | For | 1104636 | 0 | 0 | 0 |
| 6 | Resolutions in relation to the appointment of the auditors of the Company for year 2012: international auditor | For | 1104636 | 0 | 0 | 0 |
| 7 | Resolutions in relation to the appointment of the auditors of the Company for year 2012: domestic auditor and internal control auditor | For | 1104636 | 0 | 0 | 0 |
| 8 | Resolution in relation to the election of the second session of the Board:Mr. Zhang Fangyou | For | 1104636 | 0 | 0 | 0 |
| 9 | Resolution in relation to the election of the second session of the Board:Mr. Zeng Qinghong | For | 1104636 | 0 | 0 | 0 |
| 10 | Resolution in relation to the election of the second session of the Board:Mr.Yuan Zhongrong | For | 1104636 | 0 | 0 | 0 |
| 11 | Resolution in relation to the election of the second session of the Board:Ms. Lu Sa | For | 1104636 | 0 | 0 | 0 |
| 12 | Resolution in relation to the election of the second session of the Board:Mr. Fu Shoujie | For | 1104636 | 0 | 0 | 0 |
| 13 | Resolution in relation to the election of the second session of the Board:Mr. Liu Huilian | For | 1104636 | 0 | 0 | 0 |
| 14 | Resolution in relation to the election of the second session of the Board:Mr. Wei Xiaoqin | For | 1104636 | 0 | 0 | 0 |
| 15 | Resolution in relation to the election of the second session of the Board:Mr. Li Tun | For | 1104636 | 0 | 0 | 0 |
| 16 | Resolution in relation to the election of the second session of the Board:Mr. Li Pingyi | For | 1104636 | 0 | 0 | 0 |
| 17 | Resolution in relation to the election of the second session of the Board:Mr. Ding Hongxiang | For | 1104636 | 0 | 0 | 0 |
| 18 | Resolution in relation to the election of the second session of the Board:Mr. Wu Gaogui | For | 1104636 | 0 | 0 | 0 |
| 19 | Resolution in relation to the election of the second session of the Board:Mr. Ma Guohua | For | 1104636 | 0 | 0 | 0 |
| 20 | Resolution in relation to the election of the second session of the Board:Mr. Xiang Bing | For | 1104636 | 0 | 0 | 0 |
| 21 | Resolution in relation to the election of the second session of the Board:Mr. Law Albert Yu Kwan | For | 1104636 | 0 | 0 | 0 |
| 22 | Resolution in relation to the election of the second session of the Board:Mr. Li Zhengxi | For | 1104636 | 0 | 0 | 0 |
| 23 | Resolution in relation to the election of the second session of the Supervisory Committee: Ms. Gao Fusheng | For | 1104636 | 0 | 0 | 0 |
| 24 | Resolution in relation to the election of the second session of the Supervisory Committee: Mr. Huang Zhiyong | For | 1104636 | 0 | 0 | 0 |
| 25 | Resolution in relation to the election of the second session of the Supervisory Committee:Ms. He Yuan | For | 1104636 | 0 | 0 | 0 |
| 26 | Resolution in relation to the general mandate authorizing the Board to issue addition H Shares | For | 0 | 1104636 | 0 | 0 |
| 27 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 21 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| WISTRON CORP | | | |
| Security: | Y96738102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 21-Jun-2012 |
| ISIN | TW0003231007 | | Vote Deadline Date: | 15-Jun-2012 |
| Agenda | 703841064 | Management | | | Total Ballot Shares: | 863324 |
| Last Vote Date: | 28-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | Report the business of 2011 | None | | | Non Voting |
| 3 | Audit Committee's report | None | | | Non Voting |
| 4 | Report of the Second Issuance of Unsecured Overseas Convertible Bonds | None | | | Non Voting |
| 5 | Election of the sixth Board of Directors of the Company: Simon Lin | For | 863324 | 0 | 0 | 0 |
| 6 | Election of the sixth Board of Directors of the Company: Stan Shih | For | 863324 | 0 | 0 | 0 |
| 7 | Election of the sixth Board of Directors of the Company: Haydn Hsieh | For | 863324 | 0 | 0 | 0 |
| 8 | Election of the sixth Board of Directors of the Company: Robert Huang | For | 863324 | 0 | 0 | 0 |
| 9 | Election of the sixth Board of Directors of the Company: John Hsuan (Independent Director Candidate) | For | 863324 | 0 | 0 | 0 |
| 10 | Election of the sixth Board of Directors of the Company: Michael Tsai (Independent Director Candidate) | For | 863324 | 0 | 0 | 0 |
| 11 | Election of the sixth Board of Directors of the Company: James K. F. Wu (Independent Director Candidate) | For | 863324 | 0 | 0 | 0 |
| 12 | Election of the sixth Board of Directors of the Company: Victor C.J. Cheng (Independent Director Candidate) | For | 863324 | 0 | 0 | 0 |
| 13 | Election of the sixth Board of Directors of the Company: Duh-Kung Tsai (Independent Director Candidate) | For | 863324 | 0 | 0 | 0 |
| 14 | Ratification of the Business Report and Financial Statements of 2011 | For | 863324 | 0 | 0 | 0 |
| 15 | Ratification of the proposal for distribution of 2011 profits | For | 863324 | 0 | 0 | 0 |
| 16 | Discussion of the capitalization of part of 2011 profits through issuance of new shares | For | 0 | 863324 | 0 | 0 |
| 17 | Discussion of amendments of the "Articles of Incorporation." | For | 863324 | 0 | 0 | 0 |
| 18 | Discussion of amendments of the "The Election Regulations of Directors." | For | 863324 | 0 | 0 | 0 |
| 19 | Discussion of amendments of the "Procedures of Asset Acquisition and Disposal." | For | 863324 | 0 | 0 | 0 |
| 20 | Discussion of the release of the prohibition on newly-elected directors and their corporate representatives from participation in competitive business | For | 0 | 863324 | 0 | 0 |
| 21 | Discussion of amendments of the "Rules and Procedures of Shareholders' Meeting." | For | 863324 | 0 | 0 | 0 |
| 22 | Discussion of the issuance of Restricted Stock Awards to key employees | For | 863324 | 0 | 0 | 0 |
| 23 | Extemporary Motions | Abstain | 0 | 0 | 863324 | 0 |
| 24 | Adjournment | For | 0 | 0 | 863324 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809977 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK : http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507715.pdf | None | | | Non Voting |
| 2 | To consider and approve the general mandate on authorizing the board of directors of the Company to repurchase H Shares of the Company, details of which are more particularly described in the Notice of Class Meeting of the Holders of H Shares and the Company's circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809965 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507689.pdf | None | | | Non Voting |
| 2 | To consider and approve the working report of the board of directors of the Company (the "Board") for the year ended 31 December 2011 | For | 544800 | 0 | 0 | 0 |
| 3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2011 | For | 544800 | 0 | 0 | 0 |
| 4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2011 | For | 544800 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2011 and to authorize the Board to distribute an aggregate cash dividend of RMB2.8035 billion (tax inclusive), equivalent to RMB0.57 (tax inclusive) per share to the shareholders of the Company | For | 544800 | 0 | 0 | 0 |
| 6 | To consider and approve the remuneration of the directors and supervisors of the Company for the year ending 31 December 2012 | For | 544800 | 0 | 0 | 0 |
| 7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of directors, supervisors and senior officers | For | 544800 | 0 | 0 | 0 |
| 8 | To consider and approve the "Proposal in relation to the re- appointment and remuneration of external auditing firm for the year 2012", which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 9 | To consider and approve the entering into of the Provision of Labour and Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 10 | To consider and approve the entering into of the Provision of Insurance Fund Administrative Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 11 | To consider and approve the entering into of the Provision of Materials Supply Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 12 | To consider and approve the entering into of the Provision of Products, Materials and Equipment Leasing Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 13 | To consider and approve the entering into of the Provision of Electricity and Heat Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 14 | To consider and approve the entering into of the Financial Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 15 | To consider and approve the "Proposal in relation to the alteration of the approved financing activities of the financing business", which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 16 | To consider and approve the "Proposal in relation to the extension of the term for the USD3 billion loan of Yancoal Australia Limited", which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 17 | To consider and approve the "Proposal in relation to the provision of guarantee for the business in Australia", which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| 18 | To consider and approve the "Proposal for general mandate to the Board to issue H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 0 | 544800 | 0 | 0 |
| 19 | To consider and approve the "Proposal for general mandate to the Board to repurchase H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 544800 | 0 | 0 | 0 |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 29-Jun-2012 |
| ISIN | CNE1000004L9 | | Vote Deadline Date: | 20-Jun-2012 |
| Agenda | 703825363 | Management | | | Total Ballot Shares: | 2309600 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 4/LTN20120514700.pdf | None | | | Non Voting |
| 2 | To consider and approve the payment of cash dividends and the bonus shares issue by way of the capitalisation of the Company's retained earnings as at 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 29-Jun-2012 |
| ISIN | CNE1000004L9 | | Vote Deadline Date: | 20-Jun-2012 |
| Agenda | 703841711 | Management | | | Total Ballot Shares: | 2309600 |
| Last Vote Date: | 28-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 4/LTN20120514684.pdf | None | | | Non Voting |
| 2 | To consider and approve the Annual Report of the Company for the year ended 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 3 | To consider and approve the Report of the Board of Directors of the Company for the year ended 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 4 | To consider and approve the Report of the Supervisory Committee of the Company for the year ended 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 5 | To consider and receive the audited financial statements of the Company and the Auditors' Report for the year ended 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 6 | To consider and approve the (as specified) (final financial report) of the Company for the year ended 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 7 | To consider and approve the (as specified) (final budget report) of the Company for the year ending 31 December 2012 | For | 364000 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ernst & Young Hua Ming Certified Public Accountants (as specified)as the auditors of the Company | For | 364000 | 0 | 0 | 0 |
| 9 | To consider and approve the granting of a mandate to the Board of Directors for payment of interim dividend (if any) to the shareholders of the Company for the year ending 31 December 2012 | For | 364000 | 0 | 0 | 0 |
| 10 | To consider and approve the connected transaction between the Company and it subsidiaries and (as specified) (Beiqi Futian Motor Company Limited) | For | 364000 | 0 | 0 | 0 |
| 11 | To consider and approve the amendments to the Rules of Procedures for the Board (the amended version is set out in Appendix I to the Circular) | For | 364000 | 0 | 0 | 0 |
| 12 | To consider and approve the amendments to the Terms of Reference of the Audit Committee of the Board (the amended version is set out in Appendix II to the Circular) | For | 364000 | 0 | 0 | 0 |
| 13 | To consider and approve the amendments to the Terms of Reference of the Remuneration Committee of the Board (the amended version is set out in Appendix III to the Circular) | For | 364000 | 0 | 0 | 0 |
| 14 | To consider and approve the amendments to the Terms of Reference of the Nomination Committee of the Board (the amended version is set out in Appendix IV to the Circular) | For | 364000 | 0 | 0 | 0 |
| 15 | To consider and approve the amendments to the Terms of Reference of the Strategic Development & Investment Committee of the Board (the amended version is set out in Appendix V to the Circular) | For | 364000 | 0 | 0 | 0 |
| 16 | To consider and approve the re-election of Mr. Tan Xuguang as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 17 | To consider and approve the re-election of Mr. Xu Xinyu as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 18 | To consider and approve the re-election of Mr. Sun Shaojun as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 19 | To consider and approve the re-election of Mr. Zhang Quan as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 20 | To consider and approve the election of Mr. Li Dakai as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 21 | To consider and approve the election of Mr. Fang Hongwei as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 22 | To consider and approve the election of Mr. Jiang Kui as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 23 | To consider and approve the re-election of Mr. Liu Huisheng as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 24 | To consider and approve the re-election of Mr. Yeung Sai Hong as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 25 | To consider and approve the re-election of Mr. Chen Xuejian as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 26 | To consider and approve the re-election of Mr. Julius G. Kiss as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 27 | To consider and approve the re-election of Ms. Han Xiaoqun as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 28 | To consider and approve the election of Mr. Liu Zheng as an independent non-executive Director of the Company for a term from 29 June 2012 to 29 April 2013 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 29 | To consider and approve the election of Mr. Li Shihao as an independent non-executive Director of the Company for a term from 29 June 2012 to 29 April 2013 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 30 | To consider and approve the election of Mr. Loh Yih as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 31 | To consider and approve the election of Mr. Chu, Howard Ho Hwa as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 32 | To consider and approve the election of Mr. Zhang Zhenhua as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 33 | To consider and approve the election of Mr. Li Luwen as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 34 | To consider and approve the re-appointment of Mr. Sun Chengping as a Supervisor of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 35 | To consider and approve the re-appointment of Ms. Jiang Jianfang as a Supervisor of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 364000 | 0 | 0 | 0 |
| 36 | To consider and approve the payment of cash dividends and the bonus shares issue by the capitalisation of the retained earnings of the Company as at 31 December 2011 | For | 364000 | 0 | 0 | 0 |
| 37 | To consider and approve the consequential amendments to the articles of association of the Company as a result of the bonus shares issue as set out in the notice convening the AGM | For | 364000 | 0 | 0 | 0 |
| 38 | To consider and approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new H Shares | For | 0 | 364000 | 0 | 0 |
| | | | | | | | | | | |
| Guinness Atkinson Asia Pacific Dividend Fund | | | | | | |
| Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | | | | | | |
| Selected Accounts | |
| GLOW ENERGY PUBLIC CO LTD | | | |
| Security: | Y27290124 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 08-Jul-2011 |
| ISIN | TH0834010017 | | Vote Deadline Date: | 06-Jul-2011 |
| Agenda | 703149434 | Management | | | Total Ballot Shares: | 894200 |
| Last Vote Date: | 13-Jun-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | To consider and approve minutes of 2011 annual general meeting of shareholders | For | 80200 | 0 | 0 | 0 |
| 3 | To consider and approve transaction to acquire 100 shares of Thai National Power Co., Ltd. (TNP) | For | 80200 | 0 | 0 | 0 |
| 4 | To consider other business (if any) | Abstain | 0 | 0 | 80200 | 0 |
| VTECH HOLDINGS LTD, HAMILTON | | | |
| Security: | G9400S132 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jul-2011 |
| ISIN | BMG9400S1329 | | Vote Deadline Date: | 19-Jul-2011 |
| Agenda | 703185682 | Management | | | Total Ballot Shares: | 538000 |
| Last Vote Date: | 20-Jun-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110617 /LTN20110617346.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the reports of the Directors and the auditor for the year ended 31 March 2011 | For | 19000 | 0 | 0 | 0 |
| 4 | To consider and declare a final dividend in respect of the year ended 31 March 2011 | For | 19000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Andy Leung Hon Kwong as Director | For | 19000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. David Sun Tak Kei as Director | For | 19000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Patrick Wang Shui Chung as Director | For | 19000 | 0 | 0 | 0 |
| 8 | To fix the remuneration of the Directors | For | 19000 | 0 | 0 | 0 |
| 9 | To re-appoint KPMG as the auditor of the Company at a fee to be agreed with the Directors | For | 19000 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | 19000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | 19000 | 0 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | 19000 | 0 | 0 | 0 |
| 13 | To approve the adoption of the 2011 Share Option Scheme and the cancellation of the existing share option scheme of the Company | For | 19000 | 0 | 0 | 0 |
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| PACIFIC TEXTILES HOLDINGS LTD | | | |
| Security: | G68612103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Aug-2011 |
| ISIN | KYG686121032 | | Vote Deadline Date: | 09-Aug-2011 |
| Agenda | 703218582 | Management | | | Total Ballot Shares: | 241000 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110713 /LTN20110713221.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the reports of the directors and auditor for the year ended 31 March 2011 | For | 241000 | 0 | 0 | 0 |
| 4 | To consider and declare a final dividend for the year ended 31 March 2011 | For | 241000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Wan Wai Loi as executive director | For | 241000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. Lam King Man as executive director | For | 241000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Lau Yiu Tong as non-executive director | For | 241000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Ng Ching Wah as independent non- executive director | For | 241000 | 0 | 0 | 0 |
| 9 | To authorise the board of directors to fix the remuneration of director | For | 241000 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers as auditor of the Company and authorise the board of directors to fix the remuneration of the auditor | For | 241000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to issue, allot and otherwise deal with Company's shares | For | 0 | 241000 | 0 | 0 |
| 12 | To give a general mandate to the directors of the Company to repurchase the Company's shares | For | 241000 | 0 | 0 | 0 |
| 13 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with Company's shares | For | 0 | 241000 | 0 | 0 |
| PTT CHEMICAL PUBLIC CO LTD | | | |
| Security: | Y7135Z116 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 18-Oct-2011 |
| ISIN | TH0882010018 | | Vote Deadline Date: | 14-Oct-2011 |
| Agenda | 703363200 | Management | | | Total Ballot Shares: | 34200 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 887629 DUE TO ADDITION OF RESOLUTIONS AND CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 3 | To acknowledge report on key amalgamation process | None | | | Non Voting |
| 4 | To consider the name of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 5 | To consider the objectives of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 6 | To consider the registered capital, number of shares, par value and paid-up capital of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 7 | To consider the share allocation of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 8 | To consider the Memorandum of Association of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 9 | To consider the Articles of Association of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 10 | To consider the election of Director of the MergedCo: Pol.Gen. Sereepisut Tameeyaves | For | 34200 | 0 | 0 | 0 |
| 11 | To consider the election of Director of the MergedCo: Mr. Somchai Kuvijitsuwan | For | 34200 | 0 | 0 | 0 |
| 12 | To consider the election of Director of the MergedCo: Mr. Suthep Liumsirijarern | For | 34200 | 0 | 0 | 0 |
| 13 | To consider the election of Director of the MergedCo: Mr. Kulit Sombatsiri | For | 34200 | 0 | 0 | 0 |
| 14 | To consider the election of Director of the MergedCo: Pol.Gen. Sombat Amornvivat | For | 34200 | 0 | 0 | 0 |
| 15 | To consider the election of Director of the MergedCo: Mrs. Raweporn Kuhirun | For | 34200 | 0 | 0 | 0 |
| 16 | To consider the election of Director of the MergedCo: Mr. Kriengkrai Thiennukul | For | 34200 | 0 | 0 | 0 |
| 17 | To consider the election of Director of the MergedCo: Mr. Chitrapongse Kwangsukstith | For | 34200 | 0 | 0 | 0 |
| 18 | To consider the election of Director of the MergedCo: Mr. Prasert Bunsumpun | For | 34200 | 0 | 0 | 0 |
| 19 | To consider the election of Director of the MergedCo: Mr. Nuttachat Charuchinda | For | 34200 | 0 | 0 | 0 |
| 20 | To consider the election of Director of the MergedCo: Mr. Sukrit Surabotsopon | For | 34200 | 0 | 0 | 0 |
| 21 | To consider the election of Director of the MergedCo: Mr. Bowon Vongsinudom | For | 34200 | 0 | 0 | 0 |
| 22 | To consider the election of Director of the MergedCo: Mr. Veerasak Kositpaisal | For | 34200 | 0 | 0 | 0 |
| 23 | To consider the determination of the Directors' scope of powers | For | 34200 | 0 | 0 | 0 |
| 24 | To consider the determination of remunerations for Directors of the MergedCo | For | 34200 | 0 | 0 | 0 |
| 25 | To consider appointment of auditor(s) for the MergedCo and determination of auditors' remunerations | For | 34200 | 0 | 0 | 0 |
| 26 | To consider other matters necessary for the amalgamation: To consider remunerations for Directors of the Company and PTTAR for their performance of duties in the year 2011 | For | 34200 | 0 | 0 | 0 |
| PETROCHINA COMPANY LIMITED | | | |
| Security: | 71646E100 | | Meeting Type: | Special |
| Ticker: | PTR | | Meeting Date: | 20-Oct-2011 |
| ISIN | US71646E1001 | | Vote Deadline Date: | 11-Oct-2011 |
| Agenda | 933509626 | Management | | | Total Ballot Shares: | 1560 |
| Last Vote Date: | 26-Sep-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO CONSIDER AND APPROVE THE RESOLUTION AS SET OUT IN THE CIRCULAR DATED 5 SEPTEMBER 2011 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 1560 | 0 | 0 | 0 |
| 2 | TO CONSIDER AND APPROVE MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY. | For | 1560 | 0 | 0 | 0 |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 09-Nov-2011 |
| ISIN | MYL6947OO005 | | Vote Deadline Date: | 02-Nov-2011 |
| Agenda | 703368248 | Management | | | Total Ballot Shares: | 192300 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Proposed subdivision of each existing ordinary share of RM 0.10 each in Digi.Com Berhad ("Digi" or "the company") into 10 ordinary shares of RM 0.01 each in Digi ("proposed subdivision") | For | 25600 | 0 | 0 | 0 |
| 2 | Proposed amendments to the memorandum and articles of association of Digi ("proposed amendment") | For | 25600 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | | |
| Security: | ADPV10686 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Nov-2011 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 21-Nov-2011 |
| Agenda | 703454037 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 21-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 892580 DUE TO ADDITION OF RESOLUTIONS AND POSTPONEMENT OF MEETING FROM 24 NOV TO 29 NOV 2011. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111009 /LTN20111009043.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/20111111 /LTN20111111536.pdf | None | | | Non Voting |
| 3 | To approve the new issue of subordinated bonds on the terms and conditions as set out in the circular dated 10 October 2011 | For | 218000 | 0 | 0 | 0 |
| 4 | To consider and approve the appointment of Mr. Jiang Jianqing as executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 5 | To consider and approve the appointment of Mr. Yang Kaisheng as executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 6 | To consider and approve the appointment of Mr. Wong Kwong Shing, Frank as independent non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 7 | To consider and approve the appointment of Mr. Tian Guoqiang as independent non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ms. Wang Chixi as shareholder supervisor of the Bank | For | 218000 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. Huan Huiwu as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of Ms. Wang Xiaoya as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 11 | To consider and approve the appointment of Ms. Ge Rongrong as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 12 | To consider and approve the appointment of Mr. Li Jun as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 13 | To consider and approve the appointment of Mr. Wang Xiaolan as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 14 | To consider and approve the appointment of Mr. Yao Zhongli as non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| INCITEC PIVOT LTD | | | |
| Security: | Q4887E101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 20-Dec-2011 |
| ISIN | AU000000IPL1 | | Vote Deadline Date: | 15-Dec-2011 |
| Agenda | 703454924 | Management | | | Total Ballot Shares: | 42787 |
| Last Vote Date: | 25-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4 AND 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (4 AND 6), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | | | Non Voting |
| 2 | Re-election of Ms Rebecca McGrath as a Director | For | 42787 | 0 | 0 | 0 |
| 3 | Re-election of Mr John Watson as a Director | For | 42787 | 0 | 0 | 0 |
| 4 | Re-election of Mr Anthony Larkin as a Director | For | 42787 | 0 | 0 | 0 |
| 5 | Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan | For | 42787 | 0 | 0 | 0 |
| 6 | Approval of appointment of Deloitte Touche Tohmatsu as auditor | For | 42787 | 0 | 0 | 0 |
| 7 | Adoption of Remuneration Report (advisory only) | For | 42787 | 0 | 0 | 0 |
| THAI TAP WATER SUPPLY PUBLIC COMPANY LIMITED, BANG | | | |
| Security: | Y8689C115 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 20-Dec-2011 |
| ISIN | TH0961010012 | | Vote Deadline Date: | 16-Dec-2011 |
| Agenda | 703495259 | Management | | | Total Ballot Shares: | 760600 |
| Last Vote Date: | 09-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 918715 DUE TO ADDITION OF RESOLUTIONS AND CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 3 | Approval the Minutes of 2011 Annual General Meeting of Shareholders | For | 760600 | 0 | 0 | 0 |
| 4 | Acknowledgement of the 2011 Interim Dividend Payment | For | 760600 | 0 | 0 | 0 |
| 5 | Consider and Approve of Investment in C.K. Power Limited ("CKP") | For | 0 | 760600 | 0 | 0 |
| 6 | Other Matters (if any) | Abstain | 0 | 0 | 760600 | 0 |
| PACIFIC TEXTILES HOLDINGS LTD | | | |
| Security: | G68612103 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 06-Jan-2012 |
| ISIN | KYG686121032 | | Vote Deadline Date: | 03-Jan-2012 |
| Agenda | 703518071 | Management | | | Total Ballot Shares: | 241000 |
| Last Vote Date: | 22-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/121 6/LTN20111216109.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 1. THANK YOU | None | | | Non Voting |
| 3 | That: (a) the New Master Agreement (as defined in the circular to the shareholders of the Company dated 16 December 2011 (the "Circular")), the transactions contemplated thereunder and the proposed annual caps for each of three years ending 31 March 2014 as set out in the Circular be and are hereby approved, confirmed and ratified; and (b) any one director of the Company ("Director") be and is hereby authorized to do all actions and to sign, execute and deliver all such agreements, deeds and documents for and on behalf of the Company as such Director may in his discretion consider necessary or desirable for the purpose of giving effect to the transactions contemplated under New Master Agreement and the proposed annual caps for the transactions, CONTD | For | 241000 | 0 | 0 | 0 |
| 4 | CONTD the implementation or the exercise or enforcement of any of the rights and performance of any of the obligations thereunder | None | | | Non Voting |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 08-Feb-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 31-Jan-2012 |
| Agenda | 703520747 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 29-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/122 2/LTN20111222372.pdf | None | | | Non Voting |
| 2 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Issue size | For | 80000 | 0 | 0 | 0 |
| 3 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: The bond period and interest rate | For | 80000 | 0 | 0 | 0 |
| 4 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Use of proceeds | For | 80000 | 0 | 0 | 0 |
| 5 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Arrangement to place to existing shareholders | For | 80000 | 0 | 0 | 0 |
| 6 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Guarantee | For | 80000 | 0 | 0 | 0 |
| 7 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Listing arrangement | For | 80000 | 0 | 0 | 0 |
| 8 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Methods for redemption and payment of interest | For | 80000 | 0 | 0 | 0 |
| 9 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Warranty for repayment of the bonds | For | 0 | 80000 | 0 | 0 |
| 10 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Valid period of the special resolutions | For | 80000 | 0 | 0 | 0 |
| 11 | Authorization by the Extraordinary General Meeting | For | 80000 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | | |
| Security: | ADPV10686 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 23-Feb-2012 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 15-Feb-2012 |
| Agenda | 703543771 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 11-Jan-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To consider and approve the bank's fixed assets investment budget for 2012 | For | 218000 | 0 | 0 | 0 |
| 2 | To consider and approve the appointment of Mr. Or Ching Fai as an independent non-executive director of the bank | For | 218000 | 0 | 0 | 0 |
| KT&G CORPORATION, TAEJON | | | |
| Security: | Y49904108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 24-Feb-2012 |
| ISIN | KR7033780008 | | Vote Deadline Date: | 14-Feb-2012 |
| Agenda | 703592798 | Management | | | Total Ballot Shares: | 3220 |
| Last Vote Date: | 06-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of financial statements | For | 3220 | 0 | 0 | 0 |
| 2 | Election of Outside Directors: Wonyong Kim, Inho Kim and Wonik Son | For | 3220 | 0 | 0 | 0 |
| 3 | Election of Audit Committee Member: Wonik Son | For | 3220 | 0 | 0 | 0 |
| 4 | Approval of remuneration for Director | For | 3220 | 0 | 0 | 0 |
| 5 | PLEASE NOTE THAT THIS IS A REVISION DUE RECEIPT OF DIRECTORS AND AUDIT COMMITTEE NOMINEES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| POSCO, POHANG | | | |
| Security: | Y70750115 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | KR7005490008 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 703623391 | Management | | | Total Ballot Shares: | 3425 |
| Last Vote Date: | 28-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 943828 DUE TO CHANGE IN AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | Approval of financial statement | For | 370 | 0 | 0 | 0 |
| 3 | Approval of partial amendment to articles of incorporation | For | 0 | 370 | 0 | 0 |
| 4 | Election of outside director: Jun Ho Han | For | 370 | 0 | 0 | 0 |
| 5 | Election of outside director: Young Sun Lee | For | 370 | 0 | 0 | 0 |
| 6 | Election of outside director: Chang Hee Lee | For | 370 | 0 | 0 | 0 |
| 7 | Election of outside director: James B. Bemowski | For | 370 | 0 | 0 | 0 |
| 8 | Election of audit committee member: Young Sun Lee | For | 370 | 0 | 0 | 0 |
| 9 | Election of audit committee member: Chang Hee Lee | For | 370 | 0 | 0 | 0 |
| 10 | Election of inside director: Jun Yang Jung (candidate of representative director) | For | 370 | 0 | 0 | 0 |
| 11 | Election of inside director: Han Yong Park | For | 370 | 0 | 0 | 0 |
| 12 | Election of inside director: Noi Ha Cho | For | 370 | 0 | 0 | 0 |
| 13 | Election of inside director: Ki Hong Park | For | 370 | 0 | 0 | 0 |
| 14 | Election of inside director: Jun Sik Kim | For | 370 | 0 | 0 | 0 |
| 15 | Approval of limit of remuneration for directors | For | 370 | 0 | 0 | 0 |
| 16 | Approval of special allowance for honorary chairman (Tae Jun Park) | For | 0 | 370 | 0 | 0 |
| THAI TAP WATER SUPPLY PUBLIC COMPANY LIMITED, BANG | | | |
| Security: | Y8689C115 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | TH0961010012 | | Vote Deadline Date: | 14-Mar-2012 |
| Agenda | 703637100 | Management | | | Total Ballot Shares: | 760600 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 947987 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 3 | To approve the minutes of the extraordinary general meeting of shareholders no. 1/2011 | For | 760600 | 0 | 0 | 0 |
| 4 | Acknowledgement of 2011 annual performance report | For | 760600 | 0 | 0 | 0 |
| 5 | Approval of the 2010 financial statements | For | 760600 | 0 | 0 | 0 |
| 6 | Approval of 2011 profit appropriation | For | 760600 | 0 | 0 | 0 |
| 7 | Approval of appointment of auditor and determination of remuneration | For | 760600 | 0 | 0 | 0 |
| 8 | Approval of annual appointment of director: Mr. Plew Trivisvavet | For | 760600 | 0 | 0 | 0 |
| 9 | Approval of annual appointment of director: Mr. Narong Sangsuriya | For | 760600 | 0 | 0 | 0 |
| 10 | Approval of annual appointment of director: Mr. Suvich Pungchareon | For | 760600 | 0 | 0 | 0 |
| 11 | Approval of annual appointment of director: Mr. Somnuk Chaidejsuriya | For | 760600 | 0 | 0 | 0 |
| 12 | Approval of determination of directors remuneration | For | 760600 | 0 | 0 | 0 |
| 13 | Other matters (if any) | Abstain | 0 | 0 | 760600 | 0 |
| DELTA ELECTRONICS THAILAND PLC | | | |
| Security: | Y20266154 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 30-Mar-2012 |
| ISIN | TH0528010Z18 | | Vote Deadline Date: | 28-Mar-2012 |
| Agenda | 703652126 | Management | | | Total Ballot Shares: | 151400 |
| Last Vote Date: | 15-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | To consider and approve the minutes of the 2011 annual general meeting of shareholders | For | 151400 | 0 | 0 | 0 |
| 3 | To consider and acknowledge the company's operational results for the year 2011 | For | 151400 | 0 | 0 | 0 |
| 4 | To consider and approve the company's audited financial statements for the year ended December 31, 2011 and the auditor's report | For | 151400 | 0 | 0 | 0 |
| 5 | To consider and approve the distribution of dividends for the year 2011 | For | 151400 | 0 | 0 | 0 |
| 6 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Mr. Ng Kong Meng | For | 151400 | 0 | 0 | 0 |
| 7 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Mr. Hsieh, Heng-Hsien | For | 151400 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Mr. Supat Limpaporn | For | 151400 | 0 | 0 | 0 |
| 9 | To consider and approve the remuneration of directors for the year 2012 | For | 151400 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of the auditor and their remuneration for the year 2012 | For | 151400 | 0 | 0 | 0 |
| 11 | To consider and approve the amendment of the company's business objectives and clause 3 of the memorandum of association Re: Business objectives | For | 151400 | 0 | 0 | 0 |
| 12 | To consider other business (if any) | Abstain | 0 | 0 | 151400 | 0 |
| INDO TAMBANGRAYA MEGAH PT | | | |
| Security: | Y71244100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 02-Apr-2012 |
| ISIN | ID1000108509 | | Vote Deadline Date: | 28-Mar-2012 |
| Agenda | 703652188 | Management | | | Total Ballot Shares: | 255500 |
| Last Vote Date: | 22-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval on company's annual report for year 2011 | For | 30500 | 0 | 0 | 0 |
| 2 | Ratification on company's financial report for year 2011 | For | 30500 | 0 | 0 | 0 |
| 3 | Appropriation of company's profit for year 2011 | For | 30500 | 0 | 0 | 0 |
| 4 | Appointment of public accountant for year 2012 | For | 30500 | 0 | 0 | 0 |
| 5 | Determination of remuneration for company's board for the year 2012 | For | 30500 | 0 | 0 | 0 |
| 6 | Changing in the composition of company's board | For | 30500 | 0 | 0 | 0 |
| 7 | Other: Report of fund utilization from IPO in the year 2007 | None | | | Non Voting |
| PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD | | | |
| Security: | Y7150W105 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 02-Apr-2012 |
| ISIN | TH1074010014 | | Vote Deadline Date: | 29-Mar-2012 |
| Agenda | 703669599 | Management | | | Total Ballot Shares: | 67720 |
| Last Vote Date: | 22-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 954309 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 3 | To acknowledge the company s operation for the year 2011 and the recommendation for the company's business plan | For | 67720 | 0 | 0 | 0 |
| 4 | To consider and approve the company's balance sheet and income statement for the year ended December 31 2011 | For | 67720 | 0 | 0 | 0 |
| 5 | To consider and approve the allocation of profit for the operating result in the year 2011, the legal reserve fund and dividend distribution | For | 67720 | 0 | 0 | 0 |
| 6 | To consider and approve the directors remunerations | For | 67720 | 0 | 0 | 0 |
| 7 | To consider and elect new director to replace those who are due to retire by rotation: Mr. Somchai Kuvijitsuwan | For | 67720 | 0 | 0 | 0 |
| 8 | To consider and elect new director to replace those who are due to retire by rotation: Pol. Gen. Sombat Amornvivat | For | 67720 | 0 | 0 | 0 |
| 9 | To consider and elect new director to replace those who are due to retire by rotation: Mr. Sukrit Surabotsopon | For | 67720 | 0 | 0 | 0 |
| 10 | To consider and elect new director to replace those who are due to retire by rotation: Mr.Vasin Teeravechyan | For | 67720 | 0 | 0 | 0 |
| 11 | To consider and elect new director to replace those who are due to retire by rotation: Air Chief Marshal Somchai Thean- Anant | For | 67720 | 0 | 0 | 0 |
| 12 | To consider the appointment of the auditor and fix the annual fee for the year 2012 | For | 67720 | 0 | 0 | 0 |
| 13 | To consider and approve fund raising for the period of 5 years (2012-2016) | For | 0 | 67720 | 0 | 0 |
| 14 | Other business (if any) | Abstain | 0 | 0 | 67720 | 0 |
| PTT PUBLIC COMPANY LIMITED | | | |
| Security: | Y6883U113 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 10-Apr-2012 |
| ISIN | TH0646010015 | | Vote Deadline Date: | 04-Apr-2012 |
| Agenda | 703661428 | Management | | | Total Ballot Shares: | 151900 |
| Last Vote Date: | 19-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | To certify the 2011 AGM minutes on April 20, 2011 | For | 21200 | 0 | 0 | 0 |
| 3 | To approve the 2011 performance statement and the 2011 financial statement, end up on December 31, 2011 | For | 21200 | 0 | 0 | 0 |
| 4 | To approve 2011 net profit allocation plan and dividend policy | For | 21200 | 0 | 0 | 0 |
| 5 | To appoint an auditor and to consider the 2012 auditor fees | For | 21200 | 0 | 0 | 0 |
| 6 | To consider the board of directors' remuneration for 2012 | For | 21200 | 0 | 0 | 0 |
| 7 | To elect a director to replace those retiring directors: Mr. Norkun Sitthiphong | For | 21200 | 0 | 0 | 0 |
| 8 | To elect a director to replace those retiring directors: Mr. Watcharakiti Watcharothai | For | 21200 | 0 | 0 | 0 |
| 9 | To elect a director to replace those retiring directors: Mr. Arkhom Termpittayapaisith | For | 21200 | 0 | 0 | 0 |
| 10 | To elect a director to replace those retiring directors: Mr. Pailin Chuchottaworn | For | 21200 | 0 | 0 | 0 |
| 11 | To elect a director to replace those retiring directors: Mr. Insorn Buakeow | For | 21200 | 0 | 0 | 0 |
| 12 | Other matters (if any) | Abstain | 0 | 0 | 21200 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 23-Apr-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Apr-2012 |
| Agenda | 703643622 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/030 7/LTN20120307487.pdf | None | | | Non Voting |
| 2 | To consider and approve the proposed Issue of USD Bonds | For | 0 | 80000 | 0 | 0 |
| 3 | To consider and approve the "Proposal in Relation to the Amendments to the Articles of Association of Yanzhou Coal Mining Company Limited (the "Articles of Association") and Amendments to the Rules of Procedure for the Board of Yanzhou Coal Mining Company Limited (the "Rules of Procedure for the Board")", and to authorize any of the directors of the Company to make further adjustments to the amendments at his/her discretion with reference to the requirements of the relevant authorities and to seek approval and make the relevant filing, if applicable, with the relevant authorities of the PRC | For | 0 | 80000 | 0 | 0 |
| THAI PLASTIC AND CHEMICALS PUBLIC CO LTD | | | |
| Security: | Y87090141 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 24-Apr-2012 |
| ISIN | TH0072010Z17 | | Vote Deadline Date: | 20-Apr-2012 |
| Agenda | 703628202 | Management | | | Total Ballot Shares: | 0 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 955715 DUE TO SPLITTING OF RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | Adopt the minutes of the annual general meeting of shareholders No.46 (2011) | For | 0 | 0 | 0 | 0 |
| 3 | Acknowledge the annual report for the year 2011 | For | 0 | 0 | 0 | 0 |
| 4 | Consider for approval the balance sheets and the statement of income for the year ended December 31st 2011 | For | 0 | 0 | 0 | 0 |
| 5 | Consider for approval the appropriation of profits and payment of dividends for the operating performance of the year 2011 | For | 0 | 0 | 0 | 0 |
| 6 | Consider for approval the decrease of number of the directors | For | 0 | 0 | 0 | 0 |
| 7 | Consider for approval the election of directors in place of those due to vacate the office by rotation | For | 0 | 0 | 0 | 0 |
| 8 | Consider for approval the remuneration of directors for the year 2012 | For | 0 | 0 | 0 | 0 |
| 9 | Consider for approval to appoint the auditor and to determine the audit fees for the year 2012 | For | 0 | 0 | 0 | 0 |
| 10 | Other matters (if any) | Abstain | 0 | 0 | 0 | 0 |
| 11 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF NOTICE SPECIFIC COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| UNITED OVERSEAS BANK LTD, SINGAPORE | | | |
| Security: | V96194127 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 26-Apr-2012 |
| ISIN | SG1M31001969 | | Vote Deadline Date: | 20-Apr-2012 |
| Agenda | 703711665 | Management | | | Total Ballot Shares: | 10000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 955825 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | To receive the Financial Statements, the Directors' Report and the Auditors' report for the year ended 31 December 2011 | For | 10000 | 0 | 0 | 0 |
| 3 | To declare a final one-tier tax-exempt dividend of 40 cents per ordinary share for the year ended 31 December 2011 | For | 10000 | 0 | 0 | 0 |
| 4 | To approve Directors' fees of SGD1,670,000 for 2011 (2010: SGD1,380,000) | For | 0 | 10000 | 0 | 0 |
| 5 | To approve a fee of SGD 2,250,000 to the Chairman of the Bank, Dr.Wee Cho Yaw, for the period from January 2011 to December 2011 | For | 0 | 10000 | 0 | 0 |
| 6 | To re-appoint Ernst & Young LLP as Auditors of the Company and authorise the Directors to fix their remuneration | For | 10000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Wong Meng Meng as the Director | For | 10000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Cheng Jue Hiang Willie as the Director | For | 10000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Hsieh Fu Hua as the Director | For | 10000 | 0 | 0 | 0 |
| 10 | That pursuant to Section 153(6) of the Companies Act, Cap. 50, Dr Wee Cho Yaw be and is hereby re-appointed as a Director of the Company to hold such office until the next Annual General Meeting of the Company | For | 10000 | 0 | 0 | 0 |
| 11 | That pursuant to Section 153(6) of the Companies Act, Cap. 50, Mr. Professor Cham Tao Soon be and is hereby re- appointed as a Director of the Company to hold such office until the next Annual General Meeting of the Company | For | 10000 | 0 | 0 | 0 |
| 12 | That pursuant to Section 153(6) of the Companies Act, Cap. 50, Mr. Thein Reggie be and is hereby re-appointed as a Director of the Company to hold such office until the next Annual General Meeting of the Company | For | 10000 | 0 | 0 | 0 |
| 13 | That authority be and is hereby given to the Directors to: (a) (i) issue ordinary shares in the capital of the Company ("shares") whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, "Instruments") that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: (1) the aggregate number of ordinary shares to be issued pursuant to this Resolution (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50 per cent of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below), of which the aggregate number of shares to be issued other than on a pro-rata basis to shareholders of the Company (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 20 per cent of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below); (2) (subject to such manner of calculation as may be prescribed by the Singapore Exchange Securities Trading Limited ("SGX-ST")) for the purpose of determining the aggregate number of shares that may be issued under paragraph (1) above, the percentage of issued shares shall be based on the total number of issued shares, excluding treasury shares, in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new ordinary shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, consolidation or subdivision of shares; (3) in exercising the | For | 0 | 10000 | 0 | 0 |
| | authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and (4) (unless revoked or varied by the Company in general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is earlier | | | | | | | |
| 14 | That authority be and is hereby given to the Directors to allot and issue from time to time such number of ordinary shares as may be required to be allotted and issued pursuant to the UOB Scrip Dividend Scheme | For | 10000 | 0 | 0 | 0 |
| 15 | That (a) authority be and is hereby given to the Directors to: (i) allot and issue any of the preference shares referred to in Articles 7A, 7B, 7C, 7D, 7E and/or 7F of the Articles of Association of the Company; and/or (ii) make or grant offers, agreements or options that might or would require the preference shares referred to in sub-paragraph (i) above to be issued, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit and (notwithstanding that the authority conferred by this Resolution may have ceased to be in force) to issue the preference shares referred to in sub-paragraph (i) above in connection with any offers, agreements or options made or granted by the Directors while this Resolution was in force; (b) the Directors be authorised to do all such things and execute all such documents as they may consider necessary or appropriate to give effect to this Resolution as they may deem fit; and (c) (unless revoked or varied by the Company in general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is earlier | For | 10000 | 0 | 0 | 0 |
| UNITED OVERSEAS BANK LTD, SINGAPORE | | | |
| Security: | V96194127 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 26-Apr-2012 |
| ISIN | SG1M31001969 | | Vote Deadline Date: | 20-Apr-2012 |
| Agenda | 703716843 | Management | | | Total Ballot Shares: | 10000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | That: (a) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the "Companies Act"), the exercise by the Directors of the Company of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company (the "Shares") not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Directors of the Company from time to time up to the Maximum Price (as hereafter defined), whether by way of: (i) market purchase(s) ("Market Purchase") on the Singapore Exchange Securities Trading Limited ("SGX-ST"); and/or (ii) off-market purchase(s) ("Off-Market Purchase") (if effected otherwise than on SGX-ST) in accordance with any equal access scheme(s) as may be determined or formulated by the CONTD | For | 10000 | 0 | 0 | 0 |
| 2 | CONTD Directors of the Company as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws and regulations and rules of SGX-ST as may for the time being be applicable, be and is hereby authorised and approved generally and unconditionally (the "Share Purchase Mandate"); (b) the authority conferred on the Directors of the Company pursuant to the Share Purchase Mandate may be exercised by the Directors of the Company at any time and from time to time during the period commencing from the date of the passing of this Resolution and expiring on the earliest of: (i) the date on which the next annual general meeting of the Company ("AGM") is held or required by law to be held; or (ii) the date on which the purchases or acquisitions of CONTD | None | | | Non Voting |
| 3 | CONTD Shares pursuant to the Share Purchase Mandate are carried out to the full extent mandated; or (iii) the date on which the authority conferred by the Share Purchase Mandate is revoked or varied by the Company in a general meeting; (c) in this Resolution: "Relevant Period" means the period commencing from the date on which the last AGM was held and expiring on the date the next AGM is held or is required by law to be held, whichever is the earlier, after the date of this Resolution; "Maximum Limit" means that number of Shares representing five per cent. (5%) of the total number of issued Shares (excluding any Shares which are held as treasury shares) as at the date of the passing of this Resolution unless the Company has effected a reduction of the share capital of the Company in accordance with the applicable CONTD | None | | | Non Voting |
| 4 | CONTD provisions of the Companies Act, at any time during the Relevant Period, in which event the issued Shares shall be taken to be the total number of the issued Shares as altered by such capital reduction (excluding any Shares which are held as treasury shares as at that date); and "Maximum Price" in relation to a Share to be purchased or acquired, means the purchase price (excluding brokerage, commission, applicable goods and services tax and other related expenses) which shall not exceed: (i) in the case of a Market Purchase, 105 per cent. of the Average Closing Price of the Shares; and (ii) in the case of an Off-Market Purchase, 110 per cent. of the Average Closing Price of the Shares, where: "Average Closing Price" means the average of the last dealt prices of the Shares for the five consecutive market days on CONTD | None | | | Non Voting |
| 5 | CONTD which the Shares were transacted on the SGX-ST immediately preceding the date of the market purchase by the Company or, as the case may be, the date of the making of the offer pursuant to the off-market purchase, and deemed to be adjusted in accordance with the listing rules of the SGX-ST for any corporate action which occurs after the relevant five-day period; and "date of the making of the offer" means the date on which the Company announces its intention to make an offer for an Off-Market Purchase, stating therein the purchase price (which shall not be more than the Maximum Price calculated on the foregoing basis) for each Share and the relevant terms of the equal access scheme for effecting the Off-Market Purchase; and (d) the Directors of the Company and/or any of them be and are hereby authorised to complete CONTD | None | | | Non Voting |
| 6 | CONTD and do all such acts and things (including executing such documents as may be required) as they and/ or he may consider expedient or necessary to give effect to the transactions contemplated and/or authorised by this Resolution | None | | | Non Voting |
| GLOW ENERGY PUBLIC CO LTD | | | |
| Security: | Y27290124 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 27-Apr-2012 |
| ISIN | TH0834010017 | | Vote Deadline Date: | 25-Apr-2012 |
| Agenda | 703716754 | Management | | | Total Ballot Shares: | 745100 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 966694 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve minutes of the Extraordinary general meeting of shareholders No.1/2011 which was held on Friday 8 July 2011 | For | 60100 | 0 | 0 | 0 |
| 4 | To consider and acknowledge the company's operation result for the fiscal year 2011 | For | 60100 | 0 | 0 | 0 |
| 5 | To consider and approve the company's financial statements, balance sheet and statement of income for the year ended 31 December 2011 | For | 60100 | 0 | 0 | 0 |
| 6 | To consider and approve the allocation of profits derived from operational results for the year 2011, legal reserve and dividend payment | For | 60100 | 0 | 0 | 0 |
| 7 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mrs. Supapun Rattanaporn | For | 60100 | 0 | 0 | 0 |
| 8 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Johan De Saeger | For | 60100 | 0 | 0 | 0 |
| 9 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Michel J.G. Gantois | For | 60100 | 0 | 0 | 0 |
| 10 | To consider and approve re-election of the directors who are due to retire by rotation and appointment of new director to replace the retired director : Mr. Daniel Pellegrini | For | 60100 | 0 | 0 | 0 |
| 11 | To consider and approve remuneration and meeting allowance for the directors and meeting allowance for the audit committee for the year 2012 | For | 60100 | 0 | 0 | 0 |
| 12 | To consider and approve appointment of the auditor for the fiscal year ending 31 December 2012 and to fix remuneration | For | 60100 | 0 | 0 | 0 |
| 13 | To consider other businesses (if any) | Abstain | 0 | 0 | 60100 | 0 |
| CLP HOLDINGS LTD | | | |
| Security: | Y1660Q104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 08-May-2012 |
| ISIN | HK0002007356 | | Vote Deadline Date: | 03-May-2012 |
| Agenda | 703681595 | Management | | | Total Ballot Shares: | 21000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 7/LTN20120327558.pdf | None | | | Non Voting |
| 3 | To adopt the audited Financial Statements for the year ended 31 December 2011 and the Reports of the Directors and Independent Auditor thereon | For | 21000 | 0 | 0 | 0 |
| 4 | To elect Mr. Cheng Hoi Chuen, Vincent as Director | For | 21000 | 0 | 0 | 0 |
| 5 | To elect Mrs. Law Fan Chiu Fun Fanny as Director | For | 21000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. William Elkin Mocatta as Director | For | 21000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Lee Yui Bor as Director | For | 21000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Peter William Greenwood as Director | For | 21000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Vernon Francis Moore as Director | For | 21000 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers as Independent Auditor of the Company and authorise the Directors to fix Auditor's remuneration for the year ended 31 December 2012 | For | 21000 | 0 | 0 | 0 |
| 11 | To amend the Articles of Association of the Company as set out in Resolution (4) in the Notice of AGM | For | 21000 | 0 | 0 | 0 |
| 12 | To give a general mandate to the Directors to issue and dispose of additional shares in the Company; not exceeding five per cent of the issued share capital at the date of this Resolution | For | 21000 | 0 | 0 | 0 |
| 13 | To give a general mandate to the Directors to exercise all the powers of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company; not exceeding ten per cent of the issued share capital at the date of this Resolution | For | 21000 | 0 | 0 | 0 |
| 14 | To add the aggregate nominal amount of the shares which are purchased or otherwise acquired under the general mandate in Resolution (6) to the aggregate nominal amount of the shares which may be issued under the general mandate in Resolution (5) | For | 0 | 21000 | 0 | 0 |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 08-May-2012 |
| ISIN | MYL6947OO005 | | Vote Deadline Date: | 02-May-2012 |
| Agenda | 703721921 | Management | | | Total Ballot Shares: | 1773000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To receive and adopt the audited financial statements of the Company for the financial year ended 31 December 2011 and the Directors' and Auditors' Reports thereon | For | 185000 | 0 | 0 | 0 |
| 2 | To re-elect Mr. Sigve Brekke as Director of the Company who retires by rotation under Article 98(A) of the Articles of Association of the Company | For | 185000 | 0 | 0 | 0 |
| 3 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Lars Erik Tellmann | For | 185000 | 0 | 0 | 0 |
| 4 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Morten Tengs | For | 185000 | 0 | 0 | 0 |
| 5 | To consider and, if thought fit, to pass the following resolution pursuant to Section 129(6) of the Companies Act, 1965: That pursuant to Section 129(6) of the Companies Act, 1965, Tan Sri Leo Moggie be re-appointed as Director to hold office until the conclusion of the next Annual General Meeting of the Company | For | 185000 | 0 | 0 | 0 |
| 6 | To approve the Directors' Allowances of RM423.194 for the financial year ended 31 December 2011 | For | 185000 | 0 | 0 | 0 |
| 7 | To re-appoint Messrs Ernst & Young as Auditors of the Company and to authorise the Directors to fix their remuneration | For | 185000 | 0 | 0 | 0 |
| 8 | Proposed Renewal of Existing Shareholders' Mandate For Recurrent Related Party Transactions of a Revenue or Trading Nature and New Mandate For Additional Recurrent Related Party Transactions of a Revenue or Trading Nature to be entered with Telenor ASA ("Telenor") and Persons Connected with Telenor "That, subject to the provisions of the Main Market Listing Requirements of Bursa Malaysia Securities Berhad, approval be and is hereby given for the | For | 185000 | 0 | 0 | 0 |
| | Company and its subsidiaries, to enter into recurrent related party transactions of a revenue or trading nature with Telenor and persons connected with Telenor as specified in Section 2.3 of the Circular to Shareholders dated 13 April 2012 which are necessary for the day-to-day operations and/or in the ordinary course of than those generally available to the public and are not CONTD | | | | | | | |
| 9 | CONTD detrimental to the minority shareholders of the Company and that such approval shall continue to be in force until: (i) the conclusion of the next annual general meeting of the Company following the general meeting at which this Ordinary Resolution shall be passed, at which time it will lapse, unless by a resolution passed at a general meeting, the authority conferred by this resolution is renewed; (ii) the expiration of the period within which the next annual general meeting after the date It is required to be held pursuant to Section 143(1) of the Companies Act, 1965 (but shall not extend to such extension as may be allowed pursuant to Section 143(2) of the Companies Act, 1965); or (iii) revoked or varied by resolution passed by the shareholders at a general meeting; whichever Is earlier; and that in making the CONTD | None | | | Non Voting |
| 10 | CONTD disclosure of the aggregate value of the recurrent related party transactions conducted pursuant to the proposed shareholders' approval In the Company's annual reports, the Company shall provide a breakdown of the aggregate value of recurrent related party transactions made during the financial year, amongst others, based on: (i) the type of the recurrent related party transactions made; and (ii) the name of the related parties involved in each type of the recurrent related party transactions made and their relationship with the Company and further that authority be and is hereby given to the Directors of the Company and its subsidiaries to complete and do all such acts and things (Including executing such documents as may be required) to give effect to the transactions as authorised by this Ordinary Resolution | None | | | Non Voting |
| PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK | | | |
| Security: | Y71474137 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 11-May-2012 |
| ISIN | ID1000099104 | | Vote Deadline Date: | 04-May-2012 |
| Agenda | 703771546 | Management | | | Total Ballot Shares: | 179500 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of 2011 annual report | For | 179500 | 0 | 0 | 0 |
| 2 | Ratification of 2011 financial report, 2011 corporate social responsibility program and acquit et de charge for the directors and commissioners | For | 179500 | 0 | 0 | 0 |
| 3 | Report on fund utilization from IPO II of bond Telkom year 2010 | For | 179500 | 0 | 0 | 0 |
| 4 | 2011 net profit appropriation | For | 179500 | 0 | 0 | 0 |
| 5 | Determine 2012 remuneration for directors and commissioners | For | 0 | 179500 | 0 | 0 |
| 6 | Appointment of public accountant for 2012 | For | 179500 | 0 | 0 | 0 |
| 7 | Amendment of article of association | For | 0 | 179500 | 0 | 0 |
| 8 | Restructuring of the board of directors and commissioners | For | 0 | 179500 | 0 | 0 |
| 9 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION NUMBER 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| CHINA MOBILE LIMITED, HONG KONG | | | |
| Security: | Y14965100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | HK0941009539 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703690013 | Management | | | Total Ballot Shares: | 728500 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 9/LTN201203291977.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2011 | For | 17000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 17000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Xi Guohua as director of the Company | For | 17000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Sha Yuejia as director of the Company | For | 17000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Liu Aili as director of the Company | For | 17000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Frank Wong Kwong Shing as director of the Company | For | 17000 | 0 | 0 | 0 |
| 9 | To re-elect Dr. Moses Cheng Mo Chi as director of the Company | For | 17000 | 0 | 0 | 0 |
| 10 | To re-appoint Messrs. KPMG as auditors and to authorise the directors of the Company to fix their remuneration | For | 17000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | 17000 | 0 | 0 | 0 |
| 12 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | 0 | 17000 | 0 | 0 |
| 13 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | 0 | 17000 | 0 | 0 |
| CHINA SHANSHUI CEMENT GROUP LTD | | | |
| Security: | G2116M101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 18-May-2012 |
| ISIN | KYG2116M1015 | | Vote Deadline Date: | 10-May-2012 |
| Agenda | 703716867 | Management | | | Total Ballot Shares: | 152000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 1/LTN20120411192.pdf | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors for the year ended 31 December 2011 | For | 152000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 152000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. YU Yuchuan as a director and to authorise the board of directors of the Company to fix the director's remuneration | For | 152000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. JIAO Shuge as a director and to authorise the board of directors of the Company to fix the director's remuneration | For | 152000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. SUN Jianguo as a director and to authorise the board of directors of the Company to fix the director's remuneration | For | 152000 | 0 | 0 | 0 |
| 8 | To re-appoint KPMG as auditors of the Company and to authorise the board of directors to fix their Remuneration | For | 152000 | 0 | 0 | 0 |
| 9 | To grant a general and unconditional mandate to the board of directors to issue shares of the Company | For | 0 | 152000 | 0 | 0 |
| 10 | To grant a general and unconditional mandate to the board of directors to repurchase the Company's shares | For | 152000 | 0 | 0 | 0 |
| 11 | To extend the general mandate granted to the board of directors pursuant to resolution no. 5(1) to cover the shares repurchased by the Company pursuant to resolution no. 5(2) | For | 0 | 152000 | 0 | 0 |
| 12 | To amend the memorandum of association of the Company in the manner as proposed in the notice of the annual general meeting ("Notice of the Meeting") | For | 152000 | 0 | 0 | 0 |
| 13 | To amend the articles of association of the Company in the manner as proposed in the Notice of the Meeting | For | 152000 | 0 | 0 | 0 |
| 14 | To approve the adoption of a new set of memorandum and articles of the Company, which consolidates all of the proposed amendments set out in the Notice of the Meeting and all previous amendments made pursuant to resolutions passed by the shareholders of the Company at general meetings, as the amended and restated memorandum and articles of the Company in substitution for and to the exclusion of the existing memorandum and articles of association of the Company | For | 152000 | 0 | 0 | 0 |
| SOHO CHINA LTD | | | |
| Security: | G82600100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 18-May-2012 |
| ISIN | KYG826001003 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 703718859 | Management | | | Total Ballot Shares: | 12968000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412112.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2011 | For | 171000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 171000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Yi Xiqun as a director of the Company | For | 171000 | 0 | 0 | 0 |
| 6 | To re-elect Ms. Yan Yan as a director of the Company | For | 171000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Ramin Khadem as a director of the Company | For | 171000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | 0 | 171000 | 0 | 0 |
| 9 | To re-appoint KPMG as auditors of the Company and authorise the board of directors to fix their remuneration | For | 171000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company | For | 0 | 171000 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company | For | 171000 | 0 | 0 | 0 |
| 12 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 8(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 8(B) | For | 0 | 171000 | 0 | 0 |
| 13 | To approve the proposed amendments to the memorandum of association and the articles of association of the Company (Details of which are set out in the circular dated 12 April 2012) | For | 0 | 171000 | 0 | 0 |
| 14 | To adopt an amended and restated memorandum of association and articles of association of the Company | For | 0 | 171000 | 0 | 0 |
| PETROCHINA COMPANY LIMITED | | | |
| Security: | 71646E100 | | Meeting Type: | Annual |
| Ticker: | PTR | | Meeting Date: | 23-May-2012 |
| ISIN | US71646E1001 | | Vote Deadline Date: | 08-May-2012 |
| Agenda | 933619833 | Management | | | Total Ballot Shares: | 1560 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2011. | For | 1560 | 0 | 0 | 0 |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2011. | For | 1560 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2011. | For | 1560 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2011 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS. | For | 1560 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2012. | For | 1560 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE CONTINUATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INTERNATIONAL AUDITORS OF THE COMPANY AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS OF THE COMPANY, FOR THE YEAR 2012 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | For | 1560 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE. | For | 0 | 1560 | 0 | 0 |
| HSBC HOLDINGS PLC | | | |
| Security: | 404280406 | | Meeting Type: | Annual |
| Ticker: | HBC | | Meeting Date: | 25-May-2012 |
| ISIN | US4042804066 | | Vote Deadline Date: | 16-May-2012 |
| Agenda | 933594625 | Management | | | Total Ballot Shares: | 3924 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS 2011 | For | 3924 | 0 | 0 | 0 |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2011 | For | 0 | 3924 | 0 | 0 |
| 3 | TO RE-ELECT S A CATZ A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 4 | TO RE-ELECT L M L CHA A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 5 | TO RE-ELECT M K T CHEUNG A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 6 | TO RE-ELECT J D COOMBE A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 7 | TO ELECT J FABER A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 8 | TO RE-ELECT R A FAIRHEAD A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 9 | TO RE-ELECT D J FLINT A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 10 | TO RE-ELECT A A FLOCKHART A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 11 | TO RE-ELECT S T GULLIVER A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 12 | TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 13 | TO RE-ELECT W S H LAIDLAW A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 14 | TO ELECT J P LIPSKY A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 15 | TO RE-ELECT J R LOMAX A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 16 | TO RE-ELECT I J MACKAY A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 17 | TO RE-ELECT N R N MURTHY A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 18 | TO RE-ELECT SIR SIMON ROBERTSON A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 19 | TO RE-ELECT J L THORNTON A DIRECTOR | For | 3924 | 0 | 0 | 0 |
| 20 | TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE | For | 3924 | 0 | 0 | 0 |
| 21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | 0 | 3924 | 0 | 0 |
| 22 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | 0 | 3924 | 0 | 0 |
| 23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | 3924 | 0 | 0 | 0 |
| 24 | TO AUTHORISE THE DIRECTORS TO OFFER A SCRIP DIVIDEND ALTERNATIVE | For | 3924 | 0 | 0 | 0 |
| 25 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | 3924 | 0 | 0 | 0 |
| BOC HONG KONG (HOLDINGS) LTD | | | |
| Security: | Y0920U103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 29-May-2012 |
| ISIN | HK2388011192 | | Vote Deadline Date: | 24-May-2012 |
| Agenda | 703761139 | Management | | | Total Ballot Shares: | 2015500 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412395.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To receive and consider the audited Statement of Accounts and the Reports of Directors and of the Auditor of the Company for the year ended 31 December 2011 | For | 62500 | 0 | 0 | 0 |
| 4 | To declare a final dividend of HKD 0.558 per share for the year ended 31 December 2011 | For | 62500 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Xiao Gang as a Director of the Company | For | 62500 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Zhou Zaiqun as a Director of the Company | For | 62500 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Chen Siqing as a Director of the Company | For | 62500 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Koh Beng Seng as a Director of the Company | For | 62500 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Tung Savio Wai-Hok as a Director of the Company | For | 62500 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers as Auditor of the Company and authorise the Board of Directors or a duly authorised Committee of the Board to determine the remuneration of the Auditor | For | 62500 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | 0 | 62500 | 0 | 0 |
| 12 | To grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | 62500 | 0 | 0 | 0 |
| 13 | Conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto of an amount representing the aggregate nominal amount of the issued share capital of the Company purchased under the general mandate granted pursuant to Resolution 6 | For | 0 | 62500 | 0 | 0 |
| SHENZHOU INTERNATIONAL GROUP LTD | | | |
| Security: | G8087W101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 29-May-2012 |
| ISIN | KYG8087W1015 | | Vote Deadline Date: | 18-May-2012 |
| Agenda | 703771445 | Management | | | Total Ballot Shares: | 67000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 7/LTN20120427042.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To receive and consider the consolidated audited financial statements and the reports of the directors and the independent auditors of the Company for the year ended 31 December 2011 | For | 67000 | 0 | 0 | 0 |
| 4 | To approve and declare the payment of a final dividend for the year ended 31 December 2011 | For | 67000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Huang Guanlin as director of the Company | For | 67000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Chen Zhongjing as director of the Company | For | 67000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Wang Cunbo as director of the Company | For | 67000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Chen Genxiang as director of the Company | For | 67000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Jiang Xianpin as director of the Company | For | 67000 | 0 | 0 | 0 |
| 10 | To authorise the board of directors of the Company (the "Board") to fix the remuneration of the directors | For | 67000 | 0 | 0 | 0 |
| 11 | To appoint Ernst & Young as the Company's auditors and to authorise the Board to fix their remuneration | For | 67000 | 0 | 0 | 0 |
| 12 | To grant a general mandate to the directors of the Company to allot, issue and deal with the Company's shares | For | 0 | 67000 | 0 | 0 |
| 13 | To grant a general mandate to the directors of the Company to repurchase the Company's shares | For | 67000 | 0 | 0 | 0 |
| 14 | To add the nominal value of the shares repurchased by the Company to the mandate granted to the directors under resolution no. 10 | For | 0 | 67000 | 0 | 0 |
| 15 | To approve the proposed amendments to the Articles of Association and adoption of the Amended and Restated Articles of Association : Articles: 2, 10(c), 12(1), 39, 44, 59(1), 66, 67, 68, 69, 70, 75(1), 80, 84(2), 87(2), 103(1), 103(2), 103(3), 115, 116(2), 122, 154, 155, | For | 67000 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703825921 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 18-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 969259 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 5/LTN20120415028.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 5/LTN20120515349.pdf | None | | | Non Voting |
| 3 | To consider and approve the 2011 Work Report of the Board of Directors of the Bank | For | 218000 | 0 | 0 | 0 |
| 4 | To consider and approve the 2011 Work Report of the Board of Supervisors of the Bank | For | 218000 | 0 | 0 | 0 |
| 5 | To consider and approve the Bank's 2011 audited accounts | For | 218000 | 0 | 0 | 0 |
| 6 | To consider and approve the Bank's 2011 profit distribution plan | For | 218000 | 0 | 0 | 0 |
| 7 | To consider and approve the re-appointment of Ernst & Young and Ernst & Young Hua Ming as external auditors of the Bank for 2012 for the term from the passing of this resolution until the conclusion of the next annual general meeting and to fix the aggregate audit fees for 2012 at RMB165.6 million | For | 218000 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ms. Dong Juan as external supervisor of the Bank | For | 218000 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. Meng Yan as external supervisor of the Bank | For | 218000 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of Mr. Hong Yongmiao as an independent non-executive director of the Bank | For | 218000 | 0 | 0 | 0 |
| 11 | To consider and approve the payment of remuneration to directors and supervisors of the Bank for 2011 | For | 218000 | 0 | 0 | 0 |
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| NOVATEK MICROELECTRONICS CORP | | | |
| Security: | Y64153102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 06-Jun-2012 |
| ISIN | TW0003034005 | | Vote Deadline Date: | 31-May-2012 |
| Agenda | 703818508 | Management | | | Total Ballot Shares: | 454000 |
| Last Vote Date: | 15-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The 2011 business reports and financial statements | For | 47000 | 0 | 0 | 0 |
| 5 | The 2011 profit distribution. Proposed cash dividend: TWD 4. 6 per share (new) | For | 47000 | 0 | 0 | 0 |
| 6 | The revision to the procedures of endorsement and guarantee | For | 47000 | 0 | 0 | 0 |
| 7 | The revision to the procedures of monetary loans | For | 47000 | 0 | 0 | 0 |
| 8 | The revision to the rules of the election of the directors and supervisors | For | 47000 | 0 | 0 | 0 |
| 9 | The revision to the procedures of asset acquisition or disposal | For | 47000 | 0 | 0 | 0 |
| 10 | The election of the director : T.S. Ho, Id / shareholder no (6) | For | 47000 | 0 | 0 | 0 |
| 11 | The election of the director : UMC Director of Institute Representative : Chi Tung Liu, Id / shareholder no (1) | For | 47000 | 0 | 0 | 0 |
| 12 | The election of the director : Steve Wang, Id / shareholder no (8136) | For | 47000 | 0 | 0 | 0 |
| 13 | The election of the director : Max Wu, Id / shareholder no (D101448375) | For | 47000 | 0 | 0 | 0 |
| 14 | The election of the independent director : Chen-en Ko, Id / shareholder no (U100056055) | For | 47000 | 0 | 0 | 0 |
| 15 | The election of the independent director : Max Fang, Id / shareholder no (B100608777) | For | 47000 | 0 | 0 | 0 |
| 16 | The election of the independent director : Jack Tsai, Id / shareholder no (J100670298) | For | 47000 | 0 | 0 | 0 |
| 17 | The proposal to release non competition restriction on the directors | For | 0 | 47000 | 0 | 0 |
| 18 | Extraordinary motions | Abstain | 0 | 0 | 47000 | 0 |
| HTC CORPORATION | | | |
| Security: | Y3732M103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Jun-2012 |
| ISIN | TW0002498003 | | Vote Deadline Date: | 06-Jun-2012 |
| Agenda | 703828713 | Management | | | Total Ballot Shares: | 105265 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The status of buyback treasury stock | None | | | Non Voting |
| 5 | The 2011 business reports and financial statements | For | 6854 | 0 | 0 | 0 |
| 6 | The 2011 profit distribution. cash div: TWD40.0 per share | For | 6854 | 0 | 0 | 0 |
| 7 | The revision to the procedures of asset acquisition or disposal | For | 6854 | 0 | 0 | 0 |
| 8 | Extraordinary motions | Abstain | 0 | 0 | 6854 | 0 |
| ST.SHINE OPTICAL CO LTD | | | |
| Security: | Y8176Z106 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Jun-2012 |
| ISIN | TW0001565000 | | Vote Deadline Date: | 06-Jun-2012 |
| Agenda | 703873693 | Management | | | Total Ballot Shares: | 12000 |
| Last Vote Date: | 31-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 962740 DUE TO RECEIPT DIRECTORS NAMES AND SUPERVISOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 3 | The 2011 business operations | None | | | Non Voting |
| 4 | The 2011 audited reports | None | | | Non Voting |
| 5 | The rules of the board meeting | None | | | Non Voting |
| 6 | The 2011 financial statements | For | 12000 | 0 | 0 | 0 |
| 7 | The 2011 profit distribution. Proposed cash dividend: TWD15.5 per share | For | 12000 | 0 | 0 | 0 |
| 8 | The revision to the articles of incorporation | For | 12000 | 0 | 0 | 0 |
| 9 | The revision to the procedures of asset acquisition or disposal | For | 12000 | 0 | 0 | 0 |
| 10 | The election of the director: Ming-Hsien Chen, shareholder's No: 2 | For | 12000 | 0 | 0 | 0 |
| 11 | The election of the director: Yu-Jan Chou, shareholder's No:12 | For | 12000 | 0 | 0 | 0 |
| 12 | The election of the director: Chi-Ta Chen, shareholder's No:6 | For | 12000 | 0 | 0 | 0 |
| 13 | The election of the director: Ying-Chieh Chu, shareholder's No:15 | For | 12000 | 0 | 0 | 0 |
| 14 | The election of the independent director: Jasmine Wang, shareholder's No:370 | For | 12000 | 0 | 0 | 0 |
| 15 | The election of the independent director: Frankie W. Hsieh, shareholder's No:15693 | For | 12000 | 0 | 0 | 0 |
| 16 | The election of the independent director: Ju-Yang Liao, shareholder's No:15694 | For | 12000 | 0 | 0 | 0 |
| 17 | The election of the supervisor: Peter C. Chen, shareholder's No:53 | For | 12000 | 0 | 0 | 0 |
| 18 | The election of the supervisor: Chih-Lung Chou, shareholder's No:127 | For | 12000 | 0 | 0 | 0 |
| 19 | The election of the supervisor: Chun-Po Ho, shareholder's No:15695 | For | 12000 | 0 | 0 | 0 |
| 20 | The proposal to release non-competition restriction on the directors | For | 0 | 12000 | 0 | 0 |
| 21 | Extraordinary motions | Abstain | 0 | 0 | 12000 | 0 |
| 22 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION B.5.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | | |
| Security: | Y84629107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 12-Jun-2012 |
| ISIN | TW0002330008 | | Vote Deadline Date: | 04-Jun-2012 |
| Agenda | 703828725 | Management | | | Total Ballot Shares: | 904000 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The status of unsecured corporate bonds | None | | | Non Voting |
| 5 | The 2011 business reports and financial statements | For | 74000 | 0 | 0 | 0 |
| 6 | The 2011 profit distribution. Proposed cash dividend: TWD 3 per share | For | 74000 | 0 | 0 | 0 |
| 7 | The revision to the articles of incorporation | For | 74000 | 0 | 0 | 0 |
| 8 | The revision to the rules of the election of directors | For | 74000 | 0 | 0 | 0 |
| 9 | Elect Morris Chang, Shareholder No 4515, as director | For | 74000 | 0 | 0 | 0 |
| 10 | Elect F.C. Tseng, Shareholder No 104, as director | For | 74000 | 0 | 0 | 0 |
| 11 | Elect Representative of National Development Fund, Executive Yuan Johnsee Lee, Shareholder No 1, as director | For | 74000 | 0 | 0 | 0 |
| 12 | Elect Rick Tsai, Shareholder no 7252, as director | For | 74000 | 0 | 0 | 0 |
| 13 | Elect Sir Peter Leahy Bonfield, Shareholder No 93180657 (Passport No.), as independent director | For | 74000 | 0 | 0 | 0 |
| 14 | Elect Stan Shih, Shareholder No 534770, as independent director | For | 74000 | 0 | 0 | 0 |
| 15 | Elect Thomas J. Engibous, Shareholder No 135021464, as independent director | For | 74000 | 0 | 0 | 0 |
| 16 | Elect Gregory C. Chow, Shareholder No 214553970, as independent director | For | 74000 | 0 | 0 | 0 |
| 17 | Elect Kok-Choo Chen, Shareholder No 9546, as independent director | For | 74000 | 0 | 0 | 0 |
| 18 | Extraordinary motions | Abstain | 0 | 0 | 74000 | 0 |
| LITE-ON TECHNOLOGY CORP | | | |
| Security: | Y5313K109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 19-Jun-2012 |
| ISIN | TW0002301009 | | Vote Deadline Date: | 11-Jun-2012 |
| Agenda | 703855671 | Management | | | Total Ballot Shares: | 1169947 |
| Last Vote Date: | 31-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The 2011 financial statements | For | 130633 | 0 | 0 | 0 |
| 5 | The 2011 profit distribution. Proposed cash dividend: TWD2.27 per share | For | 130633 | 0 | 0 | 0 |
| 6 | The issuance of new shares from retained earnings, staff bonus. Proposed stock dividend: 5 for 1,000 SHS held | For | 130633 | 0 | 0 | 0 |
| 7 | The revision to the articles of incorporation | For | 130633 | 0 | 0 | 0 |
| 8 | The revision to the rule of the election of the directors | For | 130633 | 0 | 0 | 0 |
| 9 | The revision to the procedures of asset acquisition or disposal | For | 130633 | 0 | 0 | 0 |
| 10 | The revision to the procedures of monetary loans, endorsement and guarantee | For | 130633 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809977 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK : http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507715.pdf | None | | | Non Voting |
| 2 | To consider and approve the general mandate on authorizing the board of directors of the Company to repurchase H Shares of the Company, details of which are more particularly described in the Notice of Class Meeting of the Holders of H Shares and the Company's circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809965 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507689.pdf | None | | | Non Voting |
| 2 | To consider and approve the working report of the board of directors of the Company (the "Board") for the year ended 31 December 2011 | For | 80000 | 0 | 0 | 0 |
| 3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2011 | For | 80000 | 0 | 0 | 0 |
| 4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2011 | For | 80000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2011 and to authorize the Board to distribute an aggregate cash dividend of RMB2.8035 billion (tax inclusive), equivalent to RMB0.57 (tax inclusive) per share to the shareholders of the Company | For | 80000 | 0 | 0 | 0 |
| 6 | To consider and approve the remuneration of the directors and supervisors of the Company for the year ending 31 December 2012 | For | 80000 | 0 | 0 | 0 |
| 7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of directors, supervisors and senior officers | For | 80000 | 0 | 0 | 0 |
| 8 | To consider and approve the "Proposal in relation to the re- appointment and remuneration of external auditing firm for the year 2012", which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 9 | To consider and approve the entering into of the Provision of Labour and Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 10 | To consider and approve the entering into of the Provision of Insurance Fund Administrative Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 11 | To consider and approve the entering into of the Provision of Materials Supply Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 12 | To consider and approve the entering into of the Provision of Products, Materials and Equipment Leasing Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 13 | To consider and approve the entering into of the Provision of Electricity and Heat Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 14 | To consider and approve the entering into of the Financial Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 15 | To consider and approve the "Proposal in relation to the alteration of the approved financing activities of the financing business", which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 16 | To consider and approve the "Proposal in relation to the extension of the term for the USD3 billion loan of Yancoal Australia Limited", which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 17 | To consider and approve the "Proposal in relation to the provision of guarantee for the business in Australia", which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| 18 | To consider and approve the "Proposal for general mandate to the Board to issue H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 0 | 80000 | 0 | 0 |
| 19 | To consider and approve the "Proposal for general mandate to the Board to repurchase H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 80000 | 0 | 0 | 0 |
| DEPO AUTO PARTS INDUSTRIAL CO LTD | | | |
| Security: | Y2032B106 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 27-Jun-2012 |
| ISIN | TW0006605009 | | Vote Deadline Date: | 21-Jun-2012 |
| Agenda | 703883151 | Management | | | Total Ballot Shares: | 60400 |
| Last Vote Date: | 06-Jun-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | | | Non Voting |
| 2 | The 2011 business operations | None | | | Non Voting |
| 3 | The 2011 audited reports | None | | | Non Voting |
| 4 | The 2011 business reports and financial statements | For | 60400 | 0 | 0 | 0 |
| 5 | The proposal for the distribution of 2011 profits or offsetting deficit and the 2011 profit distribution. Proposed cash dividend: TWD1 per share | For | 60400 | 0 | 0 | 0 |
| 6 | The revision to the articles of incorporation | For | 60400 | 0 | 0 | 0 |
| 7 | The revision to the rules of shareholder meeting | For | 60400 | 0 | 0 | 0 |
| 8 | The revision to the procedures of asset acquisition or disposal | For | 60400 | 0 | 0 | 0 |
| 9 | Extraordinary motions | Abstain | 0 | 0 | 60400 | 0 |
| | | | | | | | | | | |
| Guinness Atkinson China & Hong Kong Fund | | | | | | |
| Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | | | | | | |
| Selected Accounts | |
| LENOVO GROUP LTD, HONG KONG | | | |
| Security: | Y5257Y107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jul-2011 |
| ISIN | HK0992009065 | | Vote Deadline Date: | 19-Jul-2011 |
| Agenda | 703187573 | Management | | | Total Ballot Shares: | 7938000 |
| Last Vote Date: | 27-Jun-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110620 /LTN20110620267.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To receive and consider the audited accounts for the year ended March 31, 2011 together with the reports of the directors and auditors thereon | For | 7938000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the issued ordinary shares for the year ended March 31, 2011 | For | 7938000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Liu Chuanzhi as director | For | 7938000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. Wu Yibing as director | For | 7938000 | 0 | 0 | 0 |
| 7 | To re-elect Professor Woo Chia-Wei as director | For | 7938000 | 0 | 0 | 0 |
| 8 | To re-elect Dr. Tian Suning as director | For | 7938000 | 0 | 0 | 0 |
| 9 | To authorize the board of directors to fix directors' fees | For | 7938000 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers as auditors and authorize the board of directors to fix auditors' remuneration | For | 7938000 | 0 | 0 | 0 |
| 11 | Ordinary Resolution - To grant a general mandate to the directors to allot, issue and deal with additional ordinary shares not exceeding 20% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | 0 | 7938000 | 0 | 0 |
| 12 | Ordinary Resolution - To grant a general mandate to the directors to repurchase ordinary shares not exceeding 10% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | 7938000 | 0 | 0 | 0 |
| 13 | Ordinary Resolution - To extend the general mandate to the directors to issue new ordinary shares of the Company by adding the number of the shares repurchased | For | 0 | 7938000 | 0 | 0 |
| 14 | Ordinary Resolution - To cancel the Series A cumulative convertible preferred shares from the existing authorized share capital of the Company | For | 7938000 | 0 | 0 | 0 |
| 15 | Special Resolution - To amend the articles of association of the Company | For | 7938000 | 0 | 0 | 0 |
| 16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| VTECH HOLDINGS LTD, HAMILTON | | | |
| Security: | G9400S132 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jul-2011 |
| ISIN | BMG9400S1329 | | Vote Deadline Date: | 19-Jul-2011 |
| Agenda | 703185682 | Management | | | Total Ballot Shares: | 538000 |
| Last Vote Date: | 20-Jun-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110617 /LTN20110617346.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the reports of the Directors and the auditor for the year ended 31 March 2011 | For | 519000 | 0 | 0 | 0 |
| 4 | To consider and declare a final dividend in respect of the year ended 31 March 2011 | For | 519000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Andy Leung Hon Kwong as Director | For | 519000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. David Sun Tak Kei as Director | For | 519000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Patrick Wang Shui Chung as Director | For | 519000 | 0 | 0 | 0 |
| 8 | To fix the remuneration of the Directors | For | 519000 | 0 | 0 | 0 |
| 9 | To re-appoint KPMG as the auditor of the Company at a fee to be agreed with the Directors | For | 519000 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | 519000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | 519000 | 0 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | 519000 | 0 | 0 | 0 |
| 13 | To approve the adoption of the 2011 Share Option Scheme and the cancellation of the existing share option scheme of the Company | For | 519000 | 0 | 0 | 0 |
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| DIGITAL CHINA HOLDINGS LTD | | | |
| Security: | G2759B107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 15-Aug-2011 |
| ISIN | BMG2759B1072 | | Vote Deadline Date: | 10-Aug-2011 |
| Agenda | 703201284 | Management | | | Total Ballot Shares: | 2623000 |
| Last Vote Date: | 04-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110630 /LTN20110630309.pdf | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors for the year ended 31 March 2011 | For | 2623000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 March 2011 | For | 2623000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Andrew Y. Yan as a director | For | 2623000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Hu Zhaoguang as a director | For | 2623000 | 0 | 0 | 0 |
| 7 | To re-elect Ms. Ni Hong (Hope) as a director | For | 2623000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Ong Ka Lueng, Peter as a director | For | 2623000 | 0 | 0 | 0 |
| 9 | To authorise the board of directors to fix the directors' remuneration | For | 2623000 | 0 | 0 | 0 |
| 10 | To re-appoint Ernst & Young as auditors of the Company and to authorise the board of directors to fix their remuneration | For | 2623000 | 0 | 0 | 0 |
| 11 | To grant a general and unconditional mandate to the board of directors to issue shares of the Company | For | 0 | 2623000 | 0 | 0 |
| 12 | To grant a general and unconditional mandate to the board of directors to repurchase shares of the Company | For | 2623000 | 0 | 0 | 0 |
| 13 | To the extension of the general mandate granted to the board of directors pursuant to resolution 5(1) to cover the shares repurchased by the Company pursuant to resolution 5(2) | For | 0 | 2623000 | 0 | 0 |
| 14 | To adopt the new share option scheme | For | 2623000 | 0 | 0 | 0 |
| 15 | To approve the amendments to the bye-laws of the Company | For | 2623000 | 0 | 0 | 0 |
| 16 | To adopt the amended and restated bye-laws as the new bye-laws of the Company | For | 2623000 | 0 | 0 | 0 |
| 17 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| JA SOLAR HOLDINGS CO., LTD. | | | |
| Security: | 466090107 | | Meeting Type: | Annual |
| Ticker: | JASO | | Meeting Date: | 15-Aug-2011 |
| ISIN | US4660901079 | | Vote Deadline Date: | 09-Aug-2011 |
| Agenda | 933489521 | Management | | | Total Ballot Shares: | 1680900 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2010. | None | 755000 | 0 | 0 | 0 |
| 2 | TO RE-ELECT ERYING JIA, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 755000 | 0 | 0 | 0 |
| 3 | TO ELECT YONG LIU AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | 755000 | 0 | 0 | 0 |
| 4 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | 755000 | 0 | 0 | 0 |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 18-Aug-2011 |
| ISIN | CNE1000002H1 | | Vote Deadline Date: | 10-Aug-2011 |
| Agenda | 703206032 | Management | | | Total Ballot Shares: | 7358670 |
| Last Vote Date: | 07-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 10703/LTN20110703065.pdf | None | | | Non Voting |
| 2 | Issuance of RMB-denominated subordinated bonds | For | 7358670 | 0 | 0 | 0 |
| 3 | Election of shareholder representative supervisor | For | 7358670 | 0 | 0 | 0 |
| CHEN HSONG HOLDINGS LTD | | | |
| Security: | G20874106 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 26-Aug-2011 |
| ISIN | BMG208741063 | | Vote Deadline Date: | 23-Aug-2011 |
| Agenda | 703218354 | Management | | | Total Ballot Shares: | 4128000 |
| Last Vote Date: | 25-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110713 /LTN20110713442.pdf | None | | | Non Voting |
| 3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2011 | For | 3510000 | 0 | 0 | 0 |
| 4 | To approve the final dividend of HK19 cents per share as recommended by the Board of Directors for the year ended 31 March 2011 | For | 3510000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Stephen Hau Leung Chung as a director | For | 3510000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Bernard Charnwut Chan as a director | For | 3510000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Michael Tsz Hau Lee as a director | For | 3510000 | 0 | 0 | 0 |
| 8 | To determine the directors' fees for the year ending 31 March 2012 at an aggregate sum of not exceeding HKD 900,000 | For | 3510000 | 0 | 0 | 0 |
| 9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | 3510000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | 3510000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | 0 | 3510000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | 0 | 3510000 | 0 | 0 |
| 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| NETEASE.COM, INC. | | | |
| Security: | 64110W102 | | Meeting Type: | Annual |
| Ticker: | NTES | | Meeting Date: | 01-Sep-2011 |
| ISIN | US64110W1027 | | Vote Deadline Date: | 25-Aug-2011 |
| Agenda | 933492465 | Management | | | Total Ballot Shares: | 105040 |
| Last Vote Date: | 01-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | For | 105040 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF DIRECTOR: ALICE CHENG | For | 105040 | 0 | 0 | 0 |
| 3 | RE-ELECTION OF DIRECTOR: DENNY LEE | For | 105040 | 0 | 0 | 0 |
| 4 | RE-ELECTION OF DIRECTOR: JOSEPH TONG | For | 105040 | 0 | 0 | 0 |
| 5 | RE-ELECTION OF DIRECTOR: LUN FENG | For | 105040 | 0 | 0 | 0 |
| 6 | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | For | 105040 | 0 | 0 | 0 |
| 7 | RE-ELECTION OF DIRECTOR: MICHAEL TONG | For | 105040 | 0 | 0 | 0 |
| 8 | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS INDEPENDENT AUDITORS OF NETEASE.COM, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | 105040 | 0 | 0 | 0 |
| RENESOLA LTD | | | |
| Security: | 75971T103 | | Meeting Type: | Annual |
| Ticker: | SOL | | Meeting Date: | 09-Sep-2011 |
| ISIN | US75971T1034 | | Vote Deadline Date: | 06-Sep-2011 |
| Agenda | 933496970 | Management | | | Total Ballot Shares: | 609700 |
| Last Vote Date: | 15-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE, CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2010, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | For | 460800 | 0 | 0 | 0 |
| 2 | TO RE-ELECT MR. XIANSHOU LI AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION. | For | 460800 | 0 | 0 | 0 |
| 3 | TO AUTHORISE THE DIRECTORS TO RE-APPOINT DELOITTE TOUCHE TOHMATSU CPA LTD. AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID. | For | 460800 | 0 | 0 | 0 |
| TRINA SOLAR LIMITED | | | |
| Security: | 89628E104 | | Meeting Type: | Annual |
| Ticker: | TSL | | Meeting Date: | 13-Sep-2011 |
| ISIN | US89628E1047 | | Vote Deadline Date: | 01-Sep-2011 |
| Agenda | 933499039 | Management | | | Total Ballot Shares: | 495500 |
| Last Vote Date: | 22-Aug-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | RE-ELECTION OF MR. JUNFENG LI AS A DIRECTOR OF THE COMPANY. | None | 241500 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF MR. LIPING QIU AS A DIRECTOR OF THE COMPANY. | None | 241500 | 0 | 0 | 0 |
| 3 | APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL YEAR 2011. | None | 241500 | 0 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 20-Oct-2011 |
| ISIN | CNE1000003W8 | | Vote Deadline Date: | 12-Oct-2011 |
| Agenda | 703324830 | Management | | | Total Ballot Shares: | 11152000 |
| Last Vote Date: | 12-Sep-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110905 /LTN201109051135.pdf | None | | | Non Voting |
| 2 | To consider and to approve the following resolution: "That, as set out in the circular dated 5 September 2011 issued by the Company to its shareholders (the "Circular"): (a) the New Comprehensive Agreement entered into between the Company and China National Petroleum Corporation be and is hereby approved, ratified and confirmed; (b) the Non- Exempt Continuing Connected Transactions and the Proposed Caps of the Non-Exempt Continuing Connected Transactions under the New Comprehensive Agreement, which the Company expects to occur in the ordinary and usual course of business of the Company and its subsidiaries, as the case may be, and to be conducted on normal commercial terms, be and are hereby generally and unconditionally approved; and (c) the execution of the New Comprehensive Agreement by Mr. Zhou Mingchun for and CONTD | For | 0 | 0 | 5234000 | 0 |
| 3 | CONTD on behalf of the Company be and is hereby approved, ratified and confirmed and that Mr. Zhou Mingchun be and is hereby authorised to make any amendment to the New Comprehensive Agreement as he thinks desirable and necessary and to do all such further acts and things and execute such further documents and take all such steps which in his opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of such transactions | None | | | Non Voting |
| 4 | To consider and approve Mr Wang Lixin as Supervisor of the Company | For | 5234000 | 0 | 0 | 0 |
| 5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE OF 19 SEP 2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 24-Nov-2011 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 16-Nov-2011 |
| Agenda | 703363349 | Management | | | Total Ballot Shares: | 6658000 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111003 /LTN201110031672.pdf | None | | | Non Voting |
| 2 | To consider and approve the resolution in relation to the Entrusted Construction Management Agreement and the transaction contemplated thereunder | For | 4944000 | 0 | 0 | 0 |
| 3 | To consider and approve the proposal in relation to the amendments to the Articles of Association, and to authorise any one of executive directors or company secretary of the Company to deal with the related procedures such as approval, disclosure, registration and filling required for the amendment to the articles of association, and to conduct editorial changes relating to the proposed amendments according to the Company's actual situation and the amendment requirements as requested from time to time by the stock exchanges where the Company is listed and the relevant regulatory authorities (if any) | For | 0 | 0 | 4944000 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | | |
| Security: | ADPV10686 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Nov-2011 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 21-Nov-2011 |
| Agenda | 703454037 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 21-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 892580 DUE TO ADDITION OF RESOLUTIONS AND POSTPONEMENT OF MEETING FROM 24 NOV TO 29 NOV 2011. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111009 /LTN20111009043.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/20111111 /LTN20111111536.pdf | None | | | Non Voting |
| 3 | To approve the new issue of subordinated bonds on the terms and conditions as set out in the circular dated 10 October 2011 | For | 7872330 | 0 | 0 | 0 |
| 4 | To consider and approve the appointment of Mr. Jiang Jianqing as executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 5 | To consider and approve the appointment of Mr. Yang Kaisheng as executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 6 | To consider and approve the appointment of Mr. Wong Kwong Shing, Frank as independent non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 7 | To consider and approve the appointment of Mr. Tian Guoqiang as independent non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ms. Wang Chixi as shareholder supervisor of the Bank | For | 7872330 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. Huan Huiwu as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of Ms. Wang Xiaoya as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 11 | To consider and approve the appointment of Ms. Ge Rongrong as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 12 | To consider and approve the appointment of Mr. Li Jun as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 13 | To consider and approve the appointment of Mr. Wang Xiaolan as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 14 | To consider and approve the appointment of Mr. Yao Zhongli as non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | | Meeting Type: | Special General Meeting |
| Ticker: | | | Meeting Date: | 01-Dec-2011 |
| ISIN | BMG5320C1082 | | Vote Deadline Date: | 28-Nov-2011 |
| Agenda | 703458718 | Management | | | Total Ballot Shares: | 5724000 |
| Last Vote Date: | 25-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111116 /LTN20111116265.PDF | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 2". THANK YOU. | None | | | Non Voting |
| 3 | To approve, ratify and confirm the entering into of the Fourth Supplemental Agreement and the transactions contemplated under the Fourth Supplemental Agreement, details of which are more particularly described in the circular regarding continuing connected transactions of the Company dated 16 November 2011 (the "Circular") | For | 0 | 4676000 | 0 | 0 |
| 4 | To approve (i) continuing connected transactions under Categories (a), (b), (d) and (e) between the Group and the CNPC Group and (ii) the proposed annual caps in respect of such continuing connected transactions for the three financial years ending 31 December 2014, details of which are more particularly described in the Circular | For | 0 | 4676000 | 0 | 0 |
| JIANGXI COPPER CO LTD | | | |
| Security: | Y4446C100 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 06-Dec-2011 |
| ISIN | CNE1000003K3 | | Vote Deadline Date: | 28-Nov-2011 |
| Agenda | 703403321 | Management | | | Total Ballot Shares: | 3076000 |
| Last Vote Date: | 24-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111020 /LTN20111020308.pdf | None | | | Non Voting |
| 2 | To consider and approve the proposal for distribution of profit of the Company for the six months ended 30 June 2011 | For | 2406000 | 0 | 0 | 0 |
| 3 | To appoint Ernst & Young Hua Ming Certified Public Accountants ("Ernst & Young) as the Company's internal control accountant for the year 2011 and to authorise the board of directors of the Company to determine their remunerations and any one executive director of the Company to enter into the service agreement and any other related documents with Ernst & Young | For | 2406000 | 0 | 0 | 0 |
| 4 | To approve, ratify and confirm the consolidated supply and services agreement 1 entered into between the Company and Jiangxi Copper Corporation ("JCC") on 30 September 2011 in respect of the supply of various materials, provision of industrial services and miscellaneous services by JCC and its subsidiaries from time to time (other than the Company and its subsidiaries from time to time (collectively, the "Group")) to the Group and to approve the relevant annual caps and the transactions contemplated thereunder | For | 2406000 | 0 | 0 | 0 |
| 5 | To approve, ratify and confirm the consolidated supply and services agreement 2 entered into between the Company and JCC on 30 September 2011 in respect of the supply of various materials and provision of industrial services by the Group to JCC and its subsidiaries from time to time (other than the Group) and to approve the relevant annual caps and the transactions contemplated thereunder | For | 2406000 | 0 | 0 | 0 |
| 6 | To approve, ratify and confirm the financial services agreement ("Financial Services Agreement") entered into between JCC Finance Company Limited ("JCC Financial") and JCC on 30 September 2011 in respect of the provision of financial services by JCC Financial to JCC and its subsidiaries from time to time (other than the Group) and to approve the relevant annual caps in respect of the credit services contemplated under the Financial Services Agreement and the transactions contemplated thereunder | For | 2406000 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | �� | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 22-Dec-2011 |
| ISIN | CNE100000304 | | Vote Deadline Date: | 12-Dec-2011 |
| Agenda | 703471994 | Management | | | Total Ballot Shares: | 2495000 |
| Last Vote Date: | 05-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/110 3/LTN20111103862.pdf | None | | | Non Voting |
| 2 | Resolution in relation to the Continuing Connected Transactions: the 2012 Purchase and Production Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 2005000 | 0 | 0 | 0 |
| 3 | Resolution in relation to the Continuing Connected Transactions: the 2012 Sales and Production Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 2005000 | 0 | 0 | 0 |
| 4 | Resolution in relation to the Continuing Connected Transactions: the 2012 Financial Services Framework Agreement, the related Continuing Connected Transactions and the related Proposed Annual Caps | For | 2005000 | 0 | 0 | 0 |
| 5 | Resolution in relation to the Continuing Connected Transactions: authorisation to the Board to deal with, in its absolute discretion, all matters relating to the Continuing Connected Transactions | For | 0 | 2005000 | 0 | 0 |
| 6 | Resolution in relation to the proposed amendments to the Articles of Association: amendment of Article 188 of the Articles of Association | For | 2005000 | 0 | 0 | 0 |
| 7 | Resolution in relation to the proposed amendments to the Articles of Association: amendment of Article 189 of the Articles of Association | For | 2005000 | 0 | 0 | 0 |
| 8 | Resolution in relation to the proposed amendments to the Articles of Association: authorisation to the Board to deal with, in its absolute discretion, all matters relating to the proposed amendments to the Articles of Association | For | 0 | 2005000 | 0 | 0 |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Dec-2011 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 19-Dec-2011 |
| Agenda | 703439693 | Management | | | Total Ballot Shares: | 6658000 |
| Last Vote Date: | 14-Nov-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20111109 /LTN20111109373.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "I.1.1 TO I.1.8, II1.9 TO II1.12 AND 2.1 TO 2.2". THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Yang Hai | For | 4944000 | 0 | 0 | 0 |
| 4 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Wu Ya De | For | 4944000 | 0 | 0 | 0 |
| 5 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Li Jing Qi | For | 4944000 | 0 | 0 | 0 |
| 6 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Zhao Jun Rong | For | 4944000 | 0 | 0 | 0 |
| 7 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Hu Wei | For | 4944000 | 0 | 0 | 0 |
| 8 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Tse Yat Hong | For | 4944000 | 0 | 0 | 0 |
| 9 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Ms. Zhang Yang | For | 4944000 | 0 | 0 | 0 |
| 10 | To consider and approve the re-election or appointment (if applicable) of the following candidate as the Director of the sixth session of the board of directors of the Company: Mr. Chiu Chi Cheong, Clifton | For | 4944000 | 0 | 0 | 0 |
| 11 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Wang Hai Tao | For | 4944000 | 0 | 0 | 0 |
| 12 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Zhang Li Min | For | 4944000 | 0 | 0 | 0 |
| 13 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. AU Sing Kun | For | 4944000 | 0 | 0 | 0 |
| 14 | To consider and approve the Independent non-executive director of the sixth session of the board of directors of the Company: Mr. Lin Chu Chang | For | 4944000 | 0 | 0 | 0 |
| 15 | To consider and approve the re-election of the following candidate as the shareholders' representative supervisor of the sixth session of the supervisory committee of the Company: Mr. Zhong Shan Qun | For | 4944000 | 0 | 0 | 0 |
| 16 | To consider and approve the re-election of the following candidate as the shareholders' representative supervisor of the sixth session of the supervisory committee of the Company: Mr. He Sen | For | 4944000 | 0 | 0 | 0 |
| 17 | To consider and approve the remuneration of the sixth session of the board of directors and the supervisory committee of the Company and the board of directors of the Company be authorised to approve directors' service contracts and other relevant documents; and any executive director be authorised to sign on behalf of the Company all relevant contracts and other relevant documents and to deal with all other necessary relevant matters in connection therewith | For | 0 | 4944000 | 0 | 0 |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 16-Jan-2012 |
| ISIN | CNE1000002H1 | | Vote Deadline Date: | 06-Jan-2012 |
| Agenda | 703478936 | Management | | | Total Ballot Shares: | 7358670 |
| Last Vote Date: | 05-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/113 0/LTN20111130183.pdf | None | | | Non Voting |
| 2 | Election of Mr. Wang Hongzhang as the executive director of the bank | For | 7358670 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 08-Feb-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 31-Jan-2012 |
| Agenda | 703520747 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 29-Dec-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2011/122 2/LTN20111222372.pdf | None | | | Non Voting |
| 2 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Issue size | For | 2714200 | 0 | 0 | 0 |
| 3 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: The bond period and interest rate | For | 2714200 | 0 | 0 | 0 |
| 4 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Use of proceeds | For | 2714200 | 0 | 0 | 0 |
| 5 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Arrangement to place to existing shareholders | For | 2714200 | 0 | 0 | 0 |
| 6 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Guarantee | For | 2714200 | 0 | 0 | 0 |
| 7 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Listing arrangement | For | 2714200 | 0 | 0 | 0 |
| 8 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Methods for redemption and payment of interest | For | 2714200 | 0 | 0 | 0 |
| 9 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Warranty for repayment of the bonds | For | 0 | 2714200 | 0 | 0 |
| 10 | To consider and approve each of the resolutions of the proposed public offering of corporate bonds by the company: Valid period of the special resolutions | For | 2714200 | 0 | 0 | 0 |
| 11 | Authorization by the Extraordinary General Meeting | For | 2714200 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | | |
| Security: | ADPV10686 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 23-Feb-2012 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 15-Feb-2012 |
| Agenda | 703543771 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 11-Jan-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To consider and approve the bank's fixed assets investment budget for 2012 | For | 7872330 | 0 | 0 | 0 |
| 2 | To consider and approve the appointment of Mr. Or Ching Fai as an independent non-executive director of the bank | For | 7872330 | 0 | 0 | 0 |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 29-Feb-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 21-Feb-2012 |
| Agenda | 703567935 | Management | | | Total Ballot Shares: | 5207714 |
| Last Vote Date: | 23-Jan-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/011 3/LTN20120113455.pdf | None | | | Non Voting |
| 2 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the H Share Appreciation Rights Scheme of the Company, a summary of the terms of which is set out in the circular (the "Circular") dated 14 January 2012 which has been delivered to the Shareholders of the Company, be and is hereby adopted and approved | For | 4103078 | 0 | 0 | 0 |
| 3 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the initial grant of 35,850,000 H Share Appreciation Rights pursuant to the H Share Appreciation Rights Scheme, the details of allocation of which is set out in the Circular, be and is hereby approved | For | 4103078 | 0 | 0 | 0 |
| 4 | Resolution in respect of the adoption and implementation of the H Share Appreciation Rights Scheme of the Company: That the Board be and is hereby authorised to handle all matters relating to the H Share Appreciation Rights Scheme, including to adjust the price or number of Share Appreciation Rights, amend the H Share Appreciation Rights Scheme, determine and formulate any matters relating to the H Share Appreciation Rights Scheme, and do all such acts, matters and things that are necessary, expedient or desirable in respect of the H Share Appreciation Rights Scheme in accordance with the terms of the Share Appreciation Rights Scheme and that all such actions of the Board be and are hereby approved, ratified and confirmed | For | 4103078 | 0 | 0 | 0 |
| NETEASE.COM, INC. | | | |
| Security: | 64110W102 | | Meeting Type: | Special |
| Ticker: | NTES | | Meeting Date: | 29-Mar-2012 |
| ISIN | US64110W1027 | | Vote Deadline Date: | 23-Mar-2012 |
| Agenda | 933561082 | Management | | | Total Ballot Shares: | 105040 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO APPROVE, AS SPECIAL RESOLUTION, THAT THE NAME OF NETEASE.COM, INC. IS HEREBY CHANGED WITH IMMEDIATE EFFECT TO NETEASE, INC. AND THAT THE OFFICERS BE, AND EACH OF THEM HEREBY IS, AUTHORIZED AND DIRECTED TO FILE THIS RESOLUTION WITH THE REGISTRAR OF COMPANIES OF THE CAYMAN ISLANDS AND TO TAKE SUCH OTHER ACTIONS AS THEY SHALL DEEM NECESSARY TO EFFECT THE FOREGOING. | For | 105040 | 0 | 0 | 0 |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 INDEX E | | | |
| Security: | L2297J434 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 30-Mar-2012 |
| ISIN | LU0455008887 | | Vote Deadline Date: | 22-Mar-2012 |
| Agenda | 703642226 | Management | | | Total Ballot Shares: | 7155500 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Hearing of the report of the Board of Directors of the Company and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2011 | For | 5945600 | 0 | 0 | 0 |
| 2 | Allocation of the results for the fiscal year ended 31 December 2011 and ratification of the distribution of dividends in respect of the shares of the Classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" Classes have been issued, if any | For | 5945600 | 0 | 0 | 0 |
| 3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2011 | For | 5945600 | 0 | 0 | 0 |
| 4 | Re-election of Messrs. Werner Burg, Klaus-Michael Vogel and Jacques Elvinger as Directors of the Company until the next annual general meeting of shareholders that will approve the annual accounts for the year ending on 31 December 2012 | For | 5945600 | 0 | 0 | 0 |
| 5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders that will approve the annual accounts for the year ending on 31 December 2012 | For | 5945600 | 0 | 0 | 0 |
| 6 | Any other business which may be properly brought before the Meeting | Abstain | 0 | 0 | 5945600 | 0 |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 20-Apr-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 12-Apr-2012 |
| Agenda | 703637427 | Management | | | Total Ballot Shares: | 5207714 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | That BDO China Shu Lun Pan Certified Public Accountants LLP be and is hereby appointed as the domestic auditors of the Company and its subsidiaries for the year of 2011 to fill the causal vacancy occasioned by the resignation of BDO China Gangdong Shu Lun Pan Certified Public Accountants Co., Ltd., to hold office until the conclusion of the annual general meeting of 2011 of the Company and the board of directors of the Company be and is hereby authorised to fix their remuneration | For | 4103078 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | ExtraOrdinary General Meeting |
| Ticker: | | | Meeting Date: | 23-Apr-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Apr-2012 |
| Agenda | 703643622 | Management | | | Total Ballot Shares: | 3411000 |
| Last Vote Date: | 12-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/030 7/LTN20120307487.pdf | None | | | Non Voting |
| 2 | To consider and approve the proposed Issue of USD Bonds | For | 0 | 2714200 | 0 | 0 |
| 3 | To consider and approve the "Proposal in Relation to the Amendments to the Articles of Association of Yanzhou Coal Mining Company Limited (the "Articles of Association") and Amendments to the Rules of Procedure for the Board of Yanzhou Coal Mining Company Limited (the "Rules of Procedure for the Board")", and to authorize any of the directors of the Company to make further adjustments to the amendments at his/her discretion with reference to the requirements of the relevant authorities and to seek approval and make the relevant filing, if applicable, with the relevant authorities of the PRC | For | 0 | 2714200 | 0 | 0 |
| WING HANG BANK LTD | | | |
| Security: | Y9588K109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 03-May-2012 |
| ISIN | HK0302001547 | | Vote Deadline Date: | 27-Apr-2012 |
| Agenda | 703691142 | Management | | | Total Ballot Shares: | 157400 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 8/LTN20120328651.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To adopt the Audited Financial Statements and the Report of the Directors and the Independent Auditor's Report for the year ended 31 December 2011 | For | 157400 | 0 | 0 | 0 |
| 4 | To declare a final dividend of HKD 1.34 per share (with scrip option) for the year ended 31 December 2011 | For | 157400 | 0 | 0 | 0 |
| 5 | To re-elect Mr FUNG Yuk Sing Michael as director | For | 157400 | 0 | 0 | 0 |
| 6 | To re-elect Mr HO Chi Wai Louis as director | For | 157400 | 0 | 0 | 0 |
| 7 | To re-elect Mr Brian Gerard ROGAN as director | For | 157400 | 0 | 0 | 0 |
| 8 | To re-elect Mr LAU Hon Chuen Ambrose as director | For | 157400 | 0 | 0 | 0 |
| 9 | To re-elect Mr Stephen Dubois LACKEY as director | For | 157400 | 0 | 0 | 0 |
| 10 | To authorise the Board of Directors to fix director fees | For | 0 | 157400 | 0 | 0 |
| 11 | To re-appoint KPMG as Auditors of the Bank and authorise the Board of Directors to fix their remuneration | For | 157400 | 0 | 0 | 0 |
| 12 | To grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Bank | For | 0 | 157400 | 0 | 0 |
| 13 | To grant a general mandate to the Directors to repurchase shares of the Bank not exceeding 10% of the issued share capital of the Bank | For | 157400 | 0 | 0 | 0 |
| 14 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares of the Bank pursuant to Resolution No. 6 above, by the addition of the aggregate number of shares repurchased under the authority granted pursuant to Resolution No. 7 above | For | 0 | 157400 | 0 | 0 |
| CATHAY PACIFIC AIRWAYS LTD | | | |
| Security: | Y11757104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 09-May-2012 |
| ISIN | HK0293001514 | | Vote Deadline Date: | 04-May-2012 |
| Agenda | 703700294 | Management | | | Total Ballot Shares: | 1843000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 3/LTN20120403551.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To re-elect Christopher Dale PRATT as a Director | For | 1843000 | 0 | 0 | 0 |
| 4 | To re-elect SHIU Ian Sai Cheung as a Director | For | 1843000 | 0 | 0 | 0 |
| 5 | To re-elect SO Chak Kwong Jack as a Director | For | 1843000 | 0 | 0 | 0 |
| 6 | To re-elect TUNG Chee Chen as a Director | For | 1843000 | 0 | 0 | 0 |
| 7 | To elect Martin James MURRAY as a Director | For | 1843000 | 0 | 0 | 0 |
| 8 | To elect WANG Changshun as a Director | For | 1843000 | 0 | 0 | 0 |
| 9 | To elect ZHAO Xiaohang as a Director | For | 1843000 | 0 | 0 | 0 |
| 10 | To reappoint KPMG as auditors and to authorise the Directors to fix their remuneration | For | 1843000 | 0 | 0 | 0 |
| 11 | To grant a general mandate for share repurchase | For | 1843000 | 0 | 0 | 0 |
| 12 | To grant a general mandate to the Directors to issue and dispose of additional shares in the Company | For | 0 | 1843000 | 0 | 0 |
| CHINA MOBILE LIMITED, HONG KONG | | | |
| Security: | Y14965100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | HK0941009539 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703690013 | Management | | | Total Ballot Shares: | 728500 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/032 9/LTN201203291977.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2011 | For | 601000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 601000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Xi Guohua as director of the Company | For | 601000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Sha Yuejia as director of the Company | For | 601000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Liu Aili as director of the Company | For | 601000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Frank Wong Kwong Shing as director of the Company | For | 601000 | 0 | 0 | 0 |
| 9 | To re-elect Dr. Moses Cheng Mo Chi as director of the Company | For | 601000 | 0 | 0 | 0 |
| 10 | To re-appoint Messrs. KPMG as auditors and to authorise the directors of the Company to fix their remuneration | For | 601000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | 601000 | 0 | 0 | 0 |
| 12 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | 0 | 601000 | 0 | 0 |
| 13 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | 0 | 601000 | 0 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | BMG5320C1082 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703719229 | Management | | | Total Ballot Shares: | 5050000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 1/LTN20120411328.pdf | None | | | Non Voting |
| 3 | To adopt the audited Financial Statement and the Reports of the Directors and Auditors for the year ended 31 December 2011 | For | 4146000 | 0 | 0 | 0 |
| 4 | To declare dividend | For | 4146000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Li Hualin as director | For | 4146000 | 0 | 0 | 0 |
| 6 | To authorise the Directors to fix the remuneration of the directors | For | 0 | 4146000 | 0 | 0 |
| 7 | To appoint PricewaterhouseCoopers as auditors for the ensuing year and to authorise the directors to fix their remuneration | For | 4146000 | 0 | 0 | 0 |
| 8 | To approve the share issue mandate (ordinary resolution no. 5 of the notice convening the Meeting) | For | 0 | 4146000 | 0 | 0 |
| 9 | To approve the share repurchase mandate (ordinary resolution no. 6 of the notice convening the Meeting) | For | 4146000 | 0 | 0 | 0 |
| 10 | To approve extension of the share issue mandate under ordinary resolution no. 5 by the number of shares repurchased under ordinary resolution no. 6 (ordinary resolution no. 7 of the notice convening the Meeting) | For | 0 | 4146000 | 0 | 0 |
| 11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 14 MAY 2012 TO 15 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| TENCENT HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G87572148 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-May-2012 |
| ISIN | KYG875721485 | | Vote Deadline Date: | 11-May-2012 |
| Agenda | 703693944 | Management | | | Total Ballot Shares: | 231000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 1/LTN20120401206.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited Financial Statements and the Reports of the Directors and Auditor for the year ended 31 December 2011 | For | 231000 | 0 | 0 | 0 |
| 4 | To declare a final dividend | For | 231000 | 0 | 0 | 0 |
| 5 | To re-elect Mr Li Dong Sheng as director | For | 231000 | 0 | 0 | 0 |
| 6 | To re-elect Mr Iain Ferguson Bruce as director | For | 231000 | 0 | 0 | 0 |
| 7 | To authorise the Board of Directors to fix the Directors' remuneration | For | 0 | 231000 | 0 | 0 |
| 8 | To re-appoint Auditor and to authorise the Board of Directors to fix their remuneration | For | 231000 | 0 | 0 | 0 |
| 9 | To grant a general mandate to the Directors to issue new shares (Ordinary Resolution 5 as set out in the notice of the AGM) | For | 0 | 231000 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares (Ordinary Resolution 6 as set out in the notice of the AGM) | For | 231000 | 0 | 0 | 0 |
| 11 | To extend the general mandate to issue new shares by adding the number of shares repurchased (Ordinary Resolution 7 as set out in the notice of the AGM) | For | 0 | 231000 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 17-May-2012 |
| ISIN | CNE100000304 | | Vote Deadline Date: | 09-May-2012 |
| Agenda | 703737796 | Management | | | Total Ballot Shares: | 2495000 |
| Last Vote Date: | 23-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/033 0/LTN201203305298.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board (the "Board") of directors of the Company for the year ended 31 December 2011 | For | 2005000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee (the "Supervisory Committee") of the Company for the year ended 31 December 2011 | For | 2005000 | 0 | 0 | 0 |
| 4 | To consider and approve the proposal for the distribution of profits after tax for the year ended 31 December 2011, including the proposal for the declaration and payment of final dividend for the year ended 31 December 2011 | For | 2005000 | 0 | 0 | 0 |
| 5 | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the year ended 31 December 2011 | For | 2005000 | 0 | 0 | 0 |
| 6 | To consider and approve the re-appointment of ShineWing Certified Public Accountants as the auditors of the Company auditing the Company's financial statements for the year 2012 and authorize the Board to determine its remuneration | For | 2005000 | 0 | 0 | 0 |
| 7 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | None | | | Non Voting |
| 8 | Election of Non-independent director: Mr. Si Zefu | For | 2005000 | 0 | 0 | 0 |
| 9 | Election of Non-independent director: Mr. Zhang Xiaolun | For | 2005000 | 0 | 0 | 0 |
| 10 | Election of Non-independent director: Mr. Wen Shugang | For | 2005000 | 0 | 0 | 0 |
| 11 | Election of Non-independent director: Mr. Huang Wei | For | 2005000 | 0 | 0 | 0 |
| 12 | Election of Non-independent director: Mr. Zhu Yuanchao | For | 2005000 | 0 | 0 | 0 |
| 13 | Election of Non-independent director: Mr. Zhang Jilie | For | 2005000 | 0 | 0 | 0 |
| 14 | Election of independent non-executive director: Mr. Li Yanmeng | For | 2005000 | 0 | 0 | 0 |
| 15 | Election of independent non-executive director: Mr. Zhao Chunjun | For | 2005000 | 0 | 0 | 0 |
| 16 | Election of independent non-executive director : Mr. Peng Shaobing | For | 2005000 | 0 | 0 | 0 |
| 17 | To elect Mr.WenBingyou as the member of the seventh session of the Supervisory Committee of the Company | For | 2005000 | 0 | 0 | 0 |
| 18 | To elect Mr. Wen Limen as the member of the seventh session of the SupervisoryCommittee of the Company | For | 2005000 | 0 | 0 | 0 |
| 19 | To determine the remuneration of the members of the seventh session of the Board | For | 2005000 | 0 | 0 | 0 |
| 20 | To determine the remuneration of the members of the seventh session of the Supervisory Committee | For | 2005000 | 0 | 0 | 0 |
| 21 | To grant a general mandate to the directors of the Company to allot and issue new shares | For | 0 | 2005000 | 0 | 0 |
| SOHO CHINA LTD | | | |
| Security: | G82600100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 18-May-2012 |
| ISIN | KYG826001003 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 703718859 | Management | | | Total Ballot Shares: | 12968000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412112.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2011 | For | 11103000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 11103000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Yi Xiqun as a director of the Company | For | 11103000 | 0 | 0 | 0 |
| 6 | To re-elect Ms. Yan Yan as a director of the Company | For | 11103000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Ramin Khadem as a director of the Company | For | 11103000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | 0 | 11103000 | 0 | 0 |
| 9 | To re-appoint KPMG as auditors of the Company and authorise the board of directors to fix their remuneration | For | 11103000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company | For | 0 | 11103000 | 0 | 0 |
| 11 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company | For | 11103000 | 0 | 0 | 0 |
| 12 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 8(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 8(B) | For | 0 | 11103000 | 0 | 0 |
| 13 | To approve the proposed amendments to the memorandum of association and the articles of association of the Company (Details of which are set out in the circular dated 12 April 2012) | For | 0 | 11103000 | 0 | 0 |
| 14 | To adopt an amended and restated memorandum of association and articles of association of the Company | For | 0 | 11103000 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 23-May-2012 |
| ISIN | CNE1000003W8 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 703819738 | Management | | | Total Ballot Shares: | 10058000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 968556 DUE TO RECEIPT OF ACTUAL PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 5/LTN201204051168.pdf | None | | | Non Voting |
| 3 | To consider and approve the Report of the Board of Directors of the Company for the year 2011 | For | 5234000 | 0 | 0 | 0 |
| 4 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2011 | For | 5234000 | 0 | 0 | 0 |
| 5 | To consider and approve the Audited Financial Statements of the Company for the year 2011 | For | 5234000 | 0 | 0 | 0 |
| 6 | To consider and approve the declaration and payment of the final dividend for the year ended 31 December 2011 in the amount and in the manner recommended by the Board of Directors | For | 5234000 | 0 | 0 | 0 |
| 7 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2012 | For | 5234000 | 0 | 0 | 0 |
| 8 | To consider and approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the international auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the domestic auditors of the Company, for the year 2012 and to authorise the Board of Directors to determine their remuneration | For | 5234000 | 0 | 0 | 0 |
| 9 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue | For | 0 | 5234000 | 0 | 0 |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | CNE1000002R0 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703713215 | Management | | | Total Ballot Shares: | 1339000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "1". THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/040 5/LTN20120405693.pdf | None | | | Non Voting |
| 3 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | For | 1018000 | 0 | 0 | 0 |
| 4 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign | None | | | Non Voting |
| | invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | | | | | | | |
| 5 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | | | Non Voting |
| 6 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011, the first A shareholders' class meeting in 2012 and the first H shareholders' class meeting in 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | None | | | Non Voting |
| 7 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | | | Non Voting |
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | CNE1000002R0 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703777411 | Management | | | Total Ballot Shares: | 1339000 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 7/LTN201204271169.pdf | None | | | Non Voting |
| 3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 966928 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 4 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2011 | For | 1018000 | 0 | 0 | 0 |
| 5 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2011 | For | 1018000 | 0 | 0 | 0 |
| 6 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2011 | For | 1018000 | 0 | 0 | 0 |
| 7 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2011: i.e. final dividend for the year ended 31 December 2011 in the amount of RMB0.90 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB17,901 million, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | For | 1018000 | 0 | 0 | 0 |
| 8 | To consider and, if thought fit, to approve the remuneration of the di rec tor s and supervi sor s of the Company for the year ended 31 December 2011: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,710,428.04; aggregate remunerat ion of the non- executive directors is in the amount of RMB1,350,000.00, of which the aggregate remuneration of the independent non- executive directors is in the amount of RMB1,350,000.00, the non-executive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB1,361,449.34 | For | 1018000 | 0 | 0 | 0 |
| 9 | To consider and, if thought fit, to approve the re- appointment of external auditors of the Company for 2012: i.e. re-appointment of KPMG Huazhen and KPMG as the PRC and international auditors respectively of the Company for 2012, the term of such re-appointment shall continue until the next annual general meeting, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang all being directors of the Company, to determine their remuneration | For | 1018000 | 0 | 0 | 0 |
| 10 | To consider and, if thought fit, to approve the amendments to the Rules of Procedure of Board Meeting of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Rules of Procedure of Board Meeting of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | For | 1018000 | 0 | 0 | 0 |
| 11 | To consider and, if thought fit, to approve the amendments to the Related Party Transactions Decision Making Rules of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Related Party Transactions Decision Making Rules of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | For | 1018000 | 0 | 0 | 0 |
| 12 | To consider and, if thought fit, to approve the appointment of Mr. Kong Dong as a director of the second session of the board of directors of the Company and as a non-executive director of the Company | For | 1018000 | 0 | 0 | 0 |
| 13 | To consider and, if thought fit, to approve the appointment of Mr. Chen Hongsheng as a director of the second session of the board of directors of the Company and as a non- executive director of the Company | For | 1018000 | 0 | 0 | 0 |
| 14 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | For | 1018000 | 0 | 0 | 0 |
| 15 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of the number of domestic shares (A shares) and the number of overseaslisted foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price (including price range), number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; (ii) approve and execute, on behalf of the Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; (iii) approve and execute, on behalf of the Company, documents related to share issuance for | For | 0 | 1018000 | 0 | 0 |
| | submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; (iv) amend, as required by regulatory authorities within or outside China, agreements and statutory documents referred to in (ii) and (iii) above; (v) engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; (vi) increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China. The above general mandate will expire on the earlier of ("Relevant Period"):-(a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, except where the board of directors has resolved to issue domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | | | | | | | |
| 16 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):-(1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the | For | 1018000 | 0 | 0 | 0 |
| | Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of the Company, document s and mat t e r s related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):-(a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011, the first A shareholders' class meeting in 2012 and the first H shareholders' class meeting in 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | | | | | | | |
| CNOOC LTD | | | |
| Security: | Y1662W117 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | HK0883013259 | | Vote Deadline Date: | 22-May-2012 |
| Agenda | 703719065 | Management | | | Total Ballot Shares: | 4558000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412018.pdf | None | | | Non Voting |
| 3 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2011 | For | 3913000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2011 | For | 3913000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Wu Guangqi as an executive director of the Company | For | 3913000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Wu Zhenfang as a non- executive director of the Company | For | 3913000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Tse Hau Yin, Aloysius as an independent non- executive director of the Company | For | 3913000 | 0 | 0 | 0 |
| 8 | To authorise the Board of Directors to fix the remuneration of each of the Directors | For | 0 | 3913000 | 0 | 0 |
| 9 | To re-appoint the Company's independent auditors and to authorise the Board of Directors to fix their remuneration | For | 3913000 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | 3913000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | For | 0 | 3913000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | 0 | 3913000 | 0 | 0 |
| DAH SING FINANCIAL HOLDINGS LTD | | | |
| Security: | Y19182107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | HK0440001847 | | Vote Deadline Date: | 22-May-2012 |
| Agenda | 703754867 | Management | | | Total Ballot Shares: | 113281 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 4/LTN20120424721.pdf | None | | | Non Voting |
| 3 | To adopt the reports and audited financial statements for 2011 | For | 113281 | 0 | 0 | 0 |
| 4 | To approve a final dividend (with scrip option) | For | 113281 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Takashi Morimura as a Director | For | 113281 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Lon Dounn as a Director | For | 113281 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Roderick Stuart Anderson as a Director | For | 113281 | 0 | 0 | 0 |
| 8 | To re-elect Mr. John Wai-Wai Chow as a Director | For | 113281 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Robert Tsai-To Sze as a Director | For | 113281 | 0 | 0 | 0 |
| 10 | To re-elect Dr. Tai-Lun Sun (Dennis Sun) as a Director | For | 113281 | 0 | 0 | 0 |
| 11 | To fix the fees payable to Directors | For | 113281 | 0 | 0 | 0 |
| 12 | To appoint PricewaterhouseCoopers as auditors of the Company and to authorize the Directors to fix their remuneration | For | 113281 | 0 | 0 | 0 |
| 13 | To approve a general mandate to issue shares | For | 0 | 113281 | 0 | 0 |
| 14 | To approve a general mandate to repurchase shares | For | 113281 | 0 | 0 | 0 |
| 15 | To extend the general mandate to issue shares by adding repurchased shares thereto | For | 0 | 113281 | 0 | 0 |
| HSBC HLDGS PLC | | | |
| Security: | G4634U169 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | GB0005405286 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 703681925 | Management | | | Total Ballot Shares: | 655957 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | To receive the Annual Report and Accounts 2011 | For | 546691 | 0 | 0 | 0 |
| 2 | To approve the Directors' Remuneration Report for 2011 | For | 0 | 546691 | 0 | 0 |
| 3 | To re-elect S A Catz a Director | For | 546691 | 0 | 0 | 0 |
| 4 | To re-elect L M L Cha a Director | For | 546691 | 0 | 0 | 0 |
| 5 | To re-elect M K T Cheung a Director | For | 546691 | 0 | 0 | 0 |
| 6 | To re-elect J D Coombe a Director | For | 546691 | 0 | 0 | 0 |
| 7 | To elect J Faber a Director | For | 546691 | 0 | 0 | 0 |
| 8 | To re-elect R A Fairhead a Director | For | 546691 | 0 | 0 | 0 |
| 9 | To re-elect D J Flint a Director | For | 546691 | 0 | 0 | 0 |
| 10 | To re-elect A A Flockhart a Director | For | 546691 | 0 | 0 | 0 |
| 11 | To re-elect S T Gulliver a Director | For | 546691 | 0 | 0 | 0 |
| 12 | To re-elect J W J Hughes-Hallett a Director | For | 546691 | 0 | 0 | 0 |
| 13 | To re-elect W S H Laidlaw a Director | For | 546691 | 0 | 0 | 0 |
| 14 | To elect J P Lipsky a Director | For | 546691 | 0 | 0 | 0 |
| 15 | To re-elect J R Lomax a Director | For | 546691 | 0 | 0 | 0 |
| 16 | To re-elect I J Mackay a Director | For | 546691 | 0 | 0 | 0 |
| 17 | To re-elect N R N Murthy a Director | For | 546691 | 0 | 0 | 0 |
| 18 | To re-elect Sir Simon Robertson a Director | For | 546691 | 0 | 0 | 0 |
| 19 | To re-elect J L Thornton a Director | For | 546691 | 0 | 0 | 0 |
| 20 | To reappoint KPMG Audit Plc as Auditor at remuneration to be determined by the Group Audit Committee | For | 546691 | 0 | 0 | 0 |
| 21 | To authorise the Directors to allot shares | For | 0 | 546691 | 0 | 0 |
| 22 | To disapply pre-emption rights | For | 0 | 546691 | 0 | 0 |
| 23 | To authorise the Company to purchase its own ordinary shares | For | 546691 | 0 | 0 | 0 |
| 24 | To authorise the Directors to offer a scrip dividend alternative | For | 546691 | 0 | 0 | 0 |
| 25 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | 546691 | 0 | 0 | 0 |
| 26 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 3N AND RECEIPT OF AUDITOR NAME FOR RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| MIDLAND HOLDINGS LTD | | | |
| Security: | G4491W100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 25-May-2012 |
| ISIN | BMG4491W1001 | | Vote Deadline Date: | 22-May-2012 |
| Agenda | 703751607 | Management | | | Total Ballot Shares: | 5945000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 4/LTN20120424480.pdf | None | | | Non Voting |
| 3 | To receive and adopt the audited consolidated financial statements and the reports of the directors and independent auditor for the year ended 31 December 2011 | For | 5945000 | 0 | 0 | 0 |
| 4 | To declare a special dividend | For | 5945000 | 0 | 0 | 0 |
| 5 | To re-elect Ms. Tang Mei Lai, Metty as director | For | 5945000 | 0 | 0 | 0 |
| 6 | To re-elect Ms. Wong Ching Yi, Angela as director | For | 5945000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Chan Kwan Hing as director | For | 5945000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors to fix the directors' remuneration | For | 5945000 | 0 | 0 | 0 |
| 9 | To re-appoint Messrs. PricewaterhouseCoopers as the auditor of the Company and to authorise the board of directors to fix their remuneration | For | 5945000 | 0 | 0 | 0 |
| 10 | To fix the maximum number of directors of the Company at nine | For | 0 | 5945000 | 0 | 0 |
| 11 | To grant a general mandate to the directors of the Company to repurchase the Company's shares | For | 5945000 | 0 | 0 | 0 |
| 12 | To grant a general mandate to the directors of the Company to issue, allot and otherwise deal with the Company's shares | For | 5945000 | 0 | 0 | 0 |
| 13 | To extend the general mandate granted to the directors under resolution no. 7 to include shares repurchased pursuant to the general mandate granted under resolution no. 6 | For | 0 | 5945000 | 0 | 0 |
| 14 | To approve and adopt the 2012 Share Option Scheme | For | 5945000 | 0 | 0 | 0 |
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G52562140 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 28-May-2012 |
| ISIN | KYG525621408 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703747456 | Management | | | Total Ballot Shares: | 1312000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | To receive and consider the audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2011 | For | 1026000 | 0 | 0 | 0 |
| 3 | To declare a final dividend | For | 1026000 | 0 | 0 | 0 |
| 4 | To re-elect Ms. CheungWai Lin, Stephanie as an executive director of the Company | For | 1026000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chan Wing Kwan as a non-executive director of the Company | For | 1026000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Henry Tan as independent non-executive directors of the Company | For | 1026000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Lai Chung Wing, Robert as independent non-executive directors of the Company | For | 1026000 | 0 | 0 | 0 |
| 8 | To authorise the board of directors of the Company to fix the directors' Remuneration | For | 1026000 | 0 | 0 | 0 |
| 9 | To re-appoint auditors and to authorise the board of directors to fix their remuneration | For | 1026000 | 0 | 0 | 0 |
| 10 | That: (a) subject to paragraph (c) of this Resolution, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of | For | 0 | 1026000 | 0 | 0 |
| | such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) of this Resolution shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end CONTD | | | | | | | |
| 11 | CONTD of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval given in paragraph (a) of this Resolution, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of Shares or rights to acquire Shares; or (iv) any scrip dividend or similar arrangement providing for the allotment of CONTD | None | | | Non Voting |
| 12 | CONTD Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: 'Relevant Period' means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) CONTD | None | | | Non Voting |
| 13 | CONTD the expiration of the period within which the next annual general meeting of the Company is required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting; and 'Rights Issue' means the allotment, issue or grant of Shares pursuant to an offer of Shares open | None | | | Non Voting |
| | for a period fixed by the Directors to holders of Shares or any class thereof on the register of members of the Company on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having CONTD | | | | | | | |
| 14 | CONTD regard to any restrictions or obligations under the laws of, or the requirements of any recognised regulatory body or stock exchange in any territory outside Hong Kong) | None | | | Non Voting |
| 15 | That: (a) subject to paragraph (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of Hong Kong Limited ("Stock Exchange") or on any other stock exchange on which the securities of the Company may be listed and recognised for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on Share Repurchases and, subject to and in accordance with all applicable laws and regulations, be and is hereby generally and unconditionally approved (b) the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall CONTD | For | 1026000 | 0 | 0 | 0 |
| 16 | CONTD not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution and the approval granted under paragraph (a) of this Resolution shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution: 'Relevant Period' means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is CONTD | None | | | Non Voting |
| 17 | CONTD required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting | None | | | Non Voting |
| 18 | THAT conditional upon the passing of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant to Resolution numbered 5A above be and is hereby extended by the addition to the aggregate nominal amount of the Shares of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution numbered 5B above, provided that such amount shall not exceed 10 per cent. of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution | For | 0 | 1026000 | 0 | 0 |
| 19 | That the memorandum of association of the Company be amended as follows: Clause 1, 2, 3, 4, 5, 7, 8, 9 and That the articles of association ("Articles") of the Company be amended as follows: Article 2, 3, 18A, 34A, 39A, 40A, 40B, 40C, 40D, 40E, 40F, 40G, 40H, 40I, 40J, 47(A)(ii), 51A, 63, 64, 65, 66, 68, 69, 70, 72, 76(A), 81, 84, 98(H)(iv), 98(I), 98(J), 104, 110, 117, 144, 144A, 144B, 145, 147A, 158, 159 | For | 1026000 | 0 | 0 | 0 |
| 20 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 23 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 28-May-2012 |
| ISIN | CNE100000478 | | Vote Deadline Date: | 18-May-2012 |
| Agenda | 703718025 | Management | | | Total Ballot Shares: | 5768000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 1/LTN20120411352.pdf | None | | | Non Voting |
| 2 | To consider and approve the report of the board of directors for the year 2011 | For | 4054000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee for the year 2011 | For | 4054000 | 0 | 0 | 0 |
| 4 | To consider and approve the audited accounts for the year 2011 | For | 4054000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed distribution scheme of profits for the year 2011 (including declaration of final dividend) | For | 4054000 | 0 | 0 | 0 |
| 6 | To consider and approve the budget report for the year 2012 | For | 4054000 | 0 | 0 | 0 |
| 7 | To consider and approve that PricewaterhouseCoopers Zhong Tian CPAs Company Limited be re-appointed as the auditors of the Company for 2012, to perform consolidated audit on the annual financial statements and internal control, and undertake the role of the international auditors in compliance with the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, and to authorise the board of directors of the Company to fix their fees | For | 4054000 | 0 | 0 | 0 |
| 8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | 0 | 4054000 | 0 | 0 |
| 9 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Articles of Association | For | 4054000 | 0 | 0 | 0 |
| 10 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Shareholders' Meeting | For | 4054000 | 0 | 0 | 0 |
| 11 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Board of Directors | For | 4054000 | 0 | 0 | 0 |
| 12 | To consider and approve the proposals in relation to the amendments to the Articles of Association of the Company and its schedules: to consider and approve the amendments to the Rules of Procedures for the Supervisory Committee | For | 4054000 | 0 | 0 | 0 |
| BOC HONG KONG (HOLDINGS) LTD | | | |
| Security: | Y0920U103 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 29-May-2012 |
| ISIN | HK2388011192 | | Vote Deadline Date: | 24-May-2012 |
| Agenda | 703761139 | Management | | | Total Ballot Shares: | 2015500 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412395.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To receive and consider the audited Statement of Accounts and the Reports of Directors and of the Auditor of the Company for the year ended 31 December 2011 | For | 1953000 | 0 | 0 | 0 |
| 4 | To declare a final dividend of HKD 0.558 per share for the year ended 31 December 2011 | For | 1953000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Xiao Gang as a Director of the Company | For | 1953000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Zhou Zaiqun as a Director of the Company | For | 1953000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Chen Siqing as a Director of the Company | For | 1953000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Koh Beng Seng as a Director of the Company | For | 1953000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Tung Savio Wai-Hok as a Director of the Company | For | 1953000 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers as Auditor of the Company and authorise the Board of Directors or a duly authorised Committee of the Board to determine the remuneration of the Auditor | For | 1953000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | 0 | 1953000 | 0 | 0 |
| 12 | To grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | 1953000 | 0 | 0 | 0 |
| 13 | Conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto of an amount representing the aggregate nominal amount of the issued share capital of the Company purchased under the general mandate granted pursuant to Resolution 6 | For | 0 | 1953000 | 0 | 0 |
| ANHUI CONCH CEMENT CO LTD | | | |
| Security: | Y01373102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | CNE1000001W2 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703721591 | Management | | | Total Ballot Shares: | 1302000 |
| Last Vote Date: | 16-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 TO 8". THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 2/LTN20120412297.pdf | None | | | Non Voting |
| 3 | To approve the report of the board of directors (the "Board") for the year ended 31 December 2011 | For | 993000 | 0 | 0 | 0 |
| 4 | To approve the report of the supervisory committee for the year ended 31 December 2011 | For | 993000 | 0 | 0 | 0 |
| 5 | To approve the audited financial reports prepared in accordance with the China Accounting Standards and International Financial Reporting Standards respectively for the year ended 31 December 2011 | For | 993000 | 0 | 0 | 0 |
| 6 | To approve and vote on the resolution regarding the election of Mr. Wong Kun Kau as an independent non- executive director of the Company | For | 0 | 993000 | 0 | 0 |
| 7 | To approve the reappointment of KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as the PRC auditors and international auditors of the Company respectively, and to authorise the Board to determine the remuneration of the auditors | For | 993000 | 0 | 0 | 0 |
| 8 | To approve the Company's profit distribution proposal for the year 2011 | For | 993000 | 0 | 0 | 0 |
| 9 | To approve the amendments to the Articles of Association of the Company | For | 993000 | 0 | 0 | 0 |
| 10 | To approve the grant of a mandate to the Board to exercise the power to allot and issue new shares | For | 0 | 993000 | 0 | 0 |
| CHINA LIANSU GROUP HOLDINGS LTD, CAYMAN ISLANDS | | | |
| Security: | G2159F104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | KYG2159F1046 | | Vote Deadline Date: | 28-May-2012 |
| Agenda | 703754766 | Management | | | Total Ballot Shares: | 8376000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 4/LTN20120424848.pdf | None | | | Non Voting |
| 3 | To receive and approve the audited financial statements and together with the directors' report and the independent auditors' report of the Company for the year ended 31 December 2011 | For | 6705000 | 0 | 0 | 0 |
| 4 | To declare a final dividend in respect of the year ended 31 December 2011 | For | 6705000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chen Guonan as executive director | For | 6705000 | 0 | 0 | 0 |
| 6 | To re-elect Dr. Lin Shaoquan as executive director | For | 6705000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Huang Guirong as executive director | For | 6705000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Luo Jianfeng as executive director | For | 6705000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Lin Dewei as non-executive director | For | 6705000 | 0 | 0 | 0 |
| 10 | To fix the remuneration of the directors | For | 6705000 | 0 | 0 | 0 |
| 11 | To re-appoint Ernst & Young as auditors of the Company and authorise the board of directors of the Company to fix their remuneration | For | 6705000 | 0 | 0 | 0 |
| 12 | That: (a) subject to paragraph (c) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and otherwise deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of | For | 0 | 6705000 | 0 | 0 |
| | such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) above shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end of the Relevant CONTD | | | | | | | |
| 13 | CONTD Period; (c) the aggregate nominal value of the share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval in paragraph (a) above, otherwise than pursuant to:-(i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any options granted under any option scheme or similar arrangement for the time being adopted for the grant or issue to eligible persons of Shares or right to acquire Shares; and (iv) any scrip dividend or similar arrangements providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance CONTD | None | | | Non Voting |
| 14 | CONTD with the articles of association of the Company; shall not exceed 20% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of:-(i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of CONTD | None | | | Non Voting |
| 15 | CONTD the Company is required by law or the articles of association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting; "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register on a fixed record date in | None | | | Non Voting |
| | proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements, or having regard to any restrictions or obligations under the laws of, or the requirements of, any recognised regulatory body or any stock exchange in any CONTD | | | | | | | |
| 16 | CONTD territory outside Hong Kong) | None | | | Non Voting |
| 17 | That: (a) subject to paragraph (b) below, the exercise by the directors of Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase the shares of the Company ("Shares") on The Stock Exchange of Hong Kong Limited or on any other stock exchange on which the Shares may be listed and recognised for this purpose by the Securities and Futures Commission and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases, and subject to and in accordance with all applicable laws and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, be and is hereby generally and unconditionally approved; (b) the aggregate nominal value of Shares which may be repurchased pursuant to the approval in paragraph (a) above CONTD | For | 6705000 | 0 | 0 | 0 |
| 18 | CONTD shall not exceed 10 % of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution, "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of:-(i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by law or the articles of CONTD | None | | | Non Voting |
| 19 | CONTD association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting | None | | | Non Voting |
| 20 | That conditional upon the passing of Resolutions 5A and 5B as set out in the notice of this meeting, the general mandate granted to the directors of the Company ("Directors") to exercise the powers of the Company to allot, issue and otherwise deal with shares of the Company pursuant to Resolution 5A above be and is hereby extended by the addition to the aggregate nominal value of the share capital of the Company which may be allotted by the Directors pursuant to such general mandate an amount representing the aggregate nominal value of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution | For | 0 | 6705000 | 0 | 0 |
| 21 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 25 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 31-May-2012 |
| ISIN | CNE1000003G1 | | Vote Deadline Date: | 23-May-2012 |
| Agenda | 703825921 | Management | | | Total Ballot Shares: | 8090330 |
| Last Vote Date: | 18-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 969259 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/041 5/LTN20120415028.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 5/LTN20120515349.pdf | None | | | Non Voting |
| 3 | To consider and approve the 2011 Work Report of the Board of Directors of the Bank | For | 7872330 | 0 | 0 | 0 |
| 4 | To consider and approve the 2011 Work Report of the Board of Supervisors of the Bank | For | 7872330 | 0 | 0 | 0 |
| 5 | To consider and approve the Bank's 2011 audited accounts | For | 7872330 | 0 | 0 | 0 |
| 6 | To consider and approve the Bank's 2011 profit distribution plan | For | 7872330 | 0 | 0 | 0 |
| 7 | To consider and approve the re-appointment of Ernst & Young and Ernst & Young Hua Ming as external auditors of the Bank for 2012 for the term from the passing of this resolution until the conclusion of the next annual general meeting and to fix the aggregate audit fees for 2012 at RMB165.6 million | For | 7872330 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ms. Dong Juan as external supervisor of the Bank | For | 7872330 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. Meng Yan as external supervisor of the Bank | For | 7872330 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of Mr. Hong Yongmiao as an independent non-executive director of the Bank | For | 7872330 | 0 | 0 | 0 |
| 11 | To consider and approve the payment of remuneration to directors and supervisors of the Bank for 2011 | For | 7872330 | 0 | 0 | 0 |
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| GLORIOUS SUN ENTERPRISES LTD | | | |
| Security: | G3939X100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 01-Jun-2012 |
| ISIN | BMG3939X1002 | | Vote Deadline Date: | 29-May-2012 |
| Agenda | 703751734 | Management | | | Total Ballot Shares: | 698000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 3/LTN20120423807.pdf | None | | | Non Voting |
| 3 | To receive and adopt the Financial Statements and the Reports of the Directors and Auditors for the year ended 31 December 2011 | For | 698000 | 0 | 0 | 0 |
| 4 | To declare the final dividend of HK16.60 cents per share for the year ended 31 December 2011 | For | 698000 | 0 | 0 | 0 |
| 5 | To elect Mr. Yeung Chun Kam as an executive director of the Company | For | 698000 | 0 | 0 | 0 |
| 6 | To elect Mr. Yeung Chun Ho as an executive director of the Company | For | 698000 | 0 | 0 | 0 |
| 7 | To elect Mr. Hui Chung Shing, Herman as an executive director of the Company | For | 698000 | 0 | 0 | 0 |
| 8 | To elect Mr. Chan Wing Kan, Archie as an executive director of the Company | For | 698000 | 0 | 0 | 0 |
| 9 | To elect Mr. Wong Man Kong, Peter as an independent non-executive director of the Company | For | 698000 | 0 | 0 | 0 |
| 10 | To authorise the Board of Directors to fix the Directors' remuneration | For | 698000 | 0 | 0 | 0 |
| 11 | To appoint Ernst & Young as the Company's Auditors and to authorise the Board of Directors to fix their remuneration | For | 698000 | 0 | 0 | 0 |
| 12 | To grant an unconditional mandate to the Directors to allot shares | For | 0 | 698000 | 0 | 0 |
| 13 | To grant an unconditional mandate to the Directors to purchase the Company's own shares | For | 698000 | 0 | 0 | 0 |
| 14 | To extend the share issue mandate granted to the Directors | For | 0 | 698000 | 0 | 0 |
| 15 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 29 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 07-Jun-2012 |
| ISIN | CNE1000002H1 | | Vote Deadline Date: | 04-Jun-2012 |
| Agenda | 703747329 | Management | | | Total Ballot Shares: | 7358670 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 2/LTN20120422048.pdf | None | | | Non Voting |
| 2 | 2011 report of Board of Directors | For | 7358670 | 0 | 0 | 0 |
| 3 | 2011 report of Board of Supervisors | For | 7358670 | 0 | 0 | 0 |
| 4 | 2011 final financial accounts | For | 7358670 | 0 | 0 | 0 |
| 5 | 2011 profit distribution plan | For | 7358670 | 0 | 0 | 0 |
| 6 | 2011 final emoluments distribution plan for Directors and Supervisors | For | 7358670 | 0 | 0 | 0 |
| 7 | Budget of 2012 fixed assets investment | For | 7358670 | 0 | 0 | 0 |
| 8 | Appointment of auditors for 2012 | For | 7358670 | 0 | 0 | 0 |
| 9 | Re-election of Mr. Chen Zuofu as Executive Director | For | 7358670 | 0 | 0 | 0 |
| 10 | Election of Ms. Elaine La Roche as Independent Non- executive Director | For | 7358670 | 0 | 0 | 0 |
| 11 | Revisions to the Articles of Association of the Bank | For | 7358670 | 0 | 0 | 0 |
| 12 | Revisions to the Procedural Rules for the Shareholders' General Meeting of the Bank | For | 7358670 | 0 | 0 | 0 |
| 13 | Revisions to the Procedural Rules for the Board of Directors of the Bank | For | 7358670 | 0 | 0 | 0 |
| 14 | Revisions to the Procedural Rules for the Board of Supervisors of the Bank | For | 7358670 | 0 | 0 | 0 |
| BEIJING ENTERPRISES HOLDINGS LTD | | | |
| Security: | Y07702122 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 11-Jun-2012 |
| ISIN | HK0392044647 | | Vote Deadline Date: | 06-Jun-2012 |
| Agenda | 703819803 | Management | | | Total Ballot Shares: | 994000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 0/LTN20120510253.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | | | Non Voting |
| 3 | To receive the Audited Consolidated Financial Statements and Reports of the Directors and of the Auditors for the year ended 31 December 2011 | For | 994000 | 0 | 0 | 0 |
| 4 | To declare a final dividend | For | 994000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Zhang Honghai as Director | For | 994000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Li Fucheng as Director | For | 994000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Hou Zibo as Director | For | 994000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Guo Pujin as Director | For | 994000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Tam Chun Fai as Director | For | 994000 | 0 | 0 | 0 |
| 10 | To re-elect Mr. Fu Tingmei as Director | For | 994000 | 0 | 0 | 0 |
| 11 | To authorise the Board of Directors to fix Directors' remuneration | For | 994000 | 0 | 0 | 0 |
| 12 | To re-appoint Messrs. Ernst & Young as Auditors and to authorise the Board of Directors to fix their remuneration | For | 994000 | 0 | 0 | 0 |
| 13 | To give a general mandate to the Directors to purchase shares not exceeding 10% of the existing issued share capital of the Company on the date of this Resolution | For | 994000 | 0 | 0 | 0 |
| 14 | To give a general mandate to the Directors to issue, allot and deal with additional shares not exceeding 20% of the existing issued share capital of the Company on the date of this Resolution | For | 0 | 994000 | 0 | 0 |
| 15 | To extend the general mandate granted to the Directors to issue shares in the capital of the Company by the number of shares repurchased | For | 0 | 994000 | 0 | 0 |
| SOHU.COM INC. | | | |
| Security: | 83408W103 | | Meeting Type: | Annual |
| Ticker: | SOHU | | Meeting Date: | 15-Jun-2012 |
| ISIN | US83408W1036 | | Vote Deadline Date: | 14-Jun-2012 |
| Agenda | 933622638 | Management | | | Total Ballot Shares: | 84450 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | DR. EDWARD B. ROBERTS | | 67800 | 0 | 0 | 0 |
| | DR. ZHONGHAN DENG | | 67800 | 0 | 0 | 0 |
| 2 | TO VOTE ON AN ADVISORY RESOLUTION APPROVING OUR EXECUTIVE COMPENSATION. | For | 0 | 67800 | 0 | 0 |
| 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 67800 | 0 | 0 | 0 |
| JIANGXI COPPER CO LTD | | | |
| Security: | Y4446C100 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 19-Jun-2012 |
| ISIN | CNE1000003K3 | | Vote Deadline Date: | 08-Jun-2012 |
| Agenda | 703891312 | Management | | | Total Ballot Shares: | 2747000 |
| Last Vote Date: | 06-Jun-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 984875 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | | | Non Voting |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 3/LTN201205031110.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/060 4/LTN201206041324.pdf | None | | | Non Voting |
| 3 | To consider and approve the report of the board of directors of the Company (the "Board') for the year of 2011 | For | 2142000 | 0 | 0 | 0 |
| 4 | To consider and approve the report of the supervisory committee of the Company for the year of 2011 | For | 2142000 | 0 | 0 | 0 |
| 5 | To consider and approve the audited financial statements and the auditors' report for the year of 2011 | For | 2142000 | 0 | 0 | 0 |
| 6 | To consider and approve the proposal for distribution of profit of the Company for the year of 2011 | For | 2142000 | 0 | 0 | 0 |
| 7 | To approve, ratify and confirm the revised financial services agreement ("Revised Financial Services Agreement") entered into between JCC Finance Company Limited ("JCC Financial") and Jiangxi Copper Corporation ("JCC") on 27 March 2012 in respect of provision of financial services by JCC Financial to JCC and its subsidiaries from time to time (other than the Company and its subsidiaries (collectively, the "Group")) and to approve the relevant annual caps in respect of credit services contemplated under the Revised Financial Services Agreement and the transactions contemplated thereunder | For | 2142000 | 0 | 0 | 0 |
| 8 | To approve, ratify and confirm the land leasing agreement ("New Land Leasing Agreement") entered into between the Company and JCC on 27 March 2012 in relation to the leasing of land use right of the lands from JCC to the Group and to approve the relevant annual caps and the transactions contemplated thereunder | For | 2142000 | 0 | 0 | 0 |
| 9 | To elect the director of the Company: Li Yihuang | For | 2142000 | 0 | 0 | 0 |
| 10 | To elect the director of the Company: Li Baomin | For | 2142000 | 0 | 0 | 0 |
| 11 | To elect the director of the Company: Gao Jianmin | For | 2142000 | 0 | 0 | 0 |
| 12 | To elect the director of the Company: Liang Qing | For | 2142000 | 0 | 0 | 0 |
| 13 | To elect the director of the Company: Gan Chengjiu | For | 2142000 | 0 | 0 | 0 |
| 14 | To elect the director of the Company: Hu Qingwen | For | 2142000 | 0 | 0 | 0 |
| 15 | To elect the director of the Company: Shi Jialiang | For | 2142000 | 0 | 0 | 0 |
| 16 | To elect the director of the Company: Wu Jianchang | For | 2142000 | 0 | 0 | 0 |
| 17 | To elect the director of the Company: Gao Dezhu | For | 2142000 | 0 | 0 | 0 |
| 18 | To elect the director of the Company: Zhang Weidong | For | 2142000 | 0 | 0 | 0 |
| 19 | To elect the director of the Company: Deng Hui | For | 2142000 | 0 | 0 | 0 |
| 20 | To authorise the Board to enter into service contract and/or appointment letter with each of the newly elected executive Directors and independent non-executive Directors respectively subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | 2142000 | 0 | 0 | 0 |
| 21 | To elect and confirm appointment of the supervisor of the Company: Hu Faliang | For | 2142000 | 0 | 0 | 0 |
| 22 | To elect and confirm appointment of the supervisor of the Company: Wu Jinxing | For | 2142000 | 0 | 0 | 0 |
| 23 | To elect and confirm appointment of the supervisor of the Company: Wan Sujuan | For | 2142000 | 0 | 0 | 0 |
| 24 | To elect and confirm appointment of the supervisor of the Company: Xie Ming | For | 2142000 | 0 | 0 | 0 |
| 25 | To elect and confirm appointment of the supervisor of the Company: Lin Jinliang | For | 2142000 | 0 | 0 | 0 |
| 26 | To authorise the Board to enter into service contract or appointment letter with each of the newly elected Supervisors subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | 2142000 | 0 | 0 | 0 |
| 27 | To approve the annual remunerations of each newly elected executive Directors, independent non-executive Directors and Supervisors during their terms of office | For | 2142000 | 0 | 0 | 0 |
| 28 | To appoint Deloitte Touche Tohmatsu CPA Limited and Deloitte Touche Tohmatsu as the Company's domestic auditors and overseas auditors for the year 2012 respectively and to appoint Deloitte Touche Tohmatsu CPA Limited as the Company's internal control audit institution for the year 2012 and to authorise the Board to determine their remunerations and any one executive Director to enter into the service agreement and any other related documents with Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Limited | For | 2142000 | 0 | 0 | 0 |
| 29 | To consider and approve the proposal on permanent replenishment of working capital by surplus capital raised from previous non-public issue of A shares of the Company | For | 2142000 | 0 | 0 | 0 |
| 30 | To give a general mandate to the Directors to issue new H shares of not more than 20% of the total H shares in issue as at the date of the annual general meeting | For | 0 | 2142000 | 0 | 0 |
| 31 | To consider and approve the expansion of business scope of the Company to include the provision of import and export agency services, to amend the relevant provisions of the articles of association of the Company after the Company obtains the approval from the relevant authorities for provision of import and export agency services, and to authorise the directors of the Company to handle all relevant procedures in relation thereto | For | 2142000 | 0 | 0 | 0 |
| DONGFENG MOTOR GROUP COMPANY LTD | | | |
| Security: | Y21042109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 21-Jun-2012 |
| ISIN | CNE100000312 | | Vote Deadline Date: | 12-Jun-2012 |
| Agenda | 703759324 | Management | | | Total Ballot Shares: | 3634000 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 5/LTN20120425585.pdf | None | | | Non Voting |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | | | Non Voting |
| 3 | To consider and approve the report of the board of directors (the "Board") of the Company for the year ended 31 December 2011 | For | 3634000 | 0 | 0 | 0 |
| 4 | To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2011 | For | 3634000 | 0 | 0 | 0 |
| 5 | To consider and approve the report of the international auditors and audited financial statements of the Company for the year ended 31 December 2011 | For | 3634000 | 0 | 0 | 0 |
| 6 | To consider and approve the profit distribution proposal of the Company for the year ended 31 December 2011, and authorise the Board to deal with all issues in relation to the Company's distribution of final dividend for the year 2011 | For | 3634000 | 0 | 0 | 0 |
| 7 | To consider and approve the authorisation to the Board to deal with all issues in relation to the Company's distribution of interim dividend for the year 2012 in its absolute discretion (including, but not limited to, determining whether to distribute interim dividend for the year 2012) | For | 3634000 | 0 | 0 | 0 |
| 8 | To consider and approve the re-appointment of Ernst & Young as the international auditors of the Company, and Ernst & Young Hua Ming as the PRC auditors of the Company for the year 2012 to hold office until the conclusion of the next annual general meeting, and to authorise the Board to fix their remuneration | For | 3634000 | 0 | 0 | 0 |
| 9 | To consider and approve the authorisation of the Board to fix the remuneration of the directors and the supervisors of the Company for the year 2012 | For | 3634000 | 0 | 0 | 0 |
| 10 | To give grant a general mandate to the Board to issue, allot and deal with additional shares in the Company not exceeding 20 per cent. of each of the existing Domestic Shares and H Shares in issue | For | 0 | 3634000 | 0 | 0 |
| 11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC | | | |
| Security: | Y2931M104 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 21-Jun-2012 |
| ISIN | CNE100000Q35 | | Vote Deadline Date: | 12-Jun-2012 |
| Agenda | 703759564 | Management | | | Total Ballot Shares: | 4799714 |
| Last Vote Date: | 30-Apr-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/042 5/LTN20120425766.pdf | None | | | Non Voting |
| 2 | Resolution in relation to the report of the board of directors of the Company (the "Board") for the year 2011 | For | 3695078 | 0 | 0 | 0 |
| 3 | Resolution in relation to the report of the supervisory committee (the "Supervisory Committee") of the Company for the year 2011 | For | 3695078 | 0 | 0 | 0 |
| 4 | Resolution in relation to the financial report of the Company for the year 2011 | For | 3695078 | 0 | 0 | 0 |
| 5 | Resolution in relation to the profit distribution proposal of the Company for the year 2011 | For | 3695078 | 0 | 0 | 0 |
| 6 | Resolutions in relation to the appointment of the auditors of the Company for year 2012: international auditor | For | 3695078 | 0 | 0 | 0 |
| 7 | Resolutions in relation to the appointment of the auditors of the Company for year 2012: domestic auditor and internal control auditor | For | 3695078 | 0 | 0 | 0 |
| 8 | Resolution in relation to the election of the second session of the Board:Mr. Zhang Fangyou | For | 3695078 | 0 | 0 | 0 |
| 9 | Resolution in relation to the election of the second session of the Board:Mr. Zeng Qinghong | For | 3695078 | 0 | 0 | 0 |
| 10 | Resolution in relation to the election of the second session of the Board:Mr.Yuan Zhongrong | For | 3695078 | 0 | 0 | 0 |
| 11 | Resolution in relation to the election of the second session of the Board:Ms. Lu Sa | For | 3695078 | 0 | 0 | 0 |
| 12 | Resolution in relation to the election of the second session of the Board:Mr. Fu Shoujie | For | 3695078 | 0 | 0 | 0 |
| 13 | Resolution in relation to the election of the second session of the Board:Mr. Liu Huilian | For | 3695078 | 0 | 0 | 0 |
| 14 | Resolution in relation to the election of the second session of the Board:Mr. Wei Xiaoqin | For | 3695078 | 0 | 0 | 0 |
| 15 | Resolution in relation to the election of the second session of the Board:Mr. Li Tun | For | 3695078 | 0 | 0 | 0 |
| 16 | Resolution in relation to the election of the second session of the Board:Mr. Li Pingyi | For | 3695078 | 0 | 0 | 0 |
| 17 | Resolution in relation to the election of the second session of the Board:Mr. Ding Hongxiang | For | 3695078 | 0 | 0 | 0 |
| 18 | Resolution in relation to the election of the second session of the Board:Mr. Wu Gaogui | For | 3695078 | 0 | 0 | 0 |
| 19 | Resolution in relation to the election of the second session of the Board:Mr. Ma Guohua | For | 3695078 | 0 | 0 | 0 |
| 20 | Resolution in relation to the election of the second session of the Board:Mr. Xiang Bing | For | 3695078 | 0 | 0 | 0 |
| 21 | Resolution in relation to the election of the second session of the Board:Mr. Law Albert Yu Kwan | For | 3695078 | 0 | 0 | 0 |
| 22 | Resolution in relation to the election of the second session of the Board:Mr. Li Zhengxi | For | 3695078 | 0 | 0 | 0 |
| 23 | Resolution in relation to the election of the second session of the Supervisory Committee: Ms. Gao Fusheng | For | 3695078 | 0 | 0 | 0 |
| 24 | Resolution in relation to the election of the second session of the Supervisory Committee: Mr. Huang Zhiyong | For | 3695078 | 0 | 0 | 0 |
| 25 | Resolution in relation to the election of the second session of the Supervisory Committee:Ms. He Yuan | For | 3695078 | 0 | 0 | 0 |
| 26 | Resolution in relation to the general mandate authorizing the Board to issue addition H Shares | For | 0 | 3695078 | 0 | 0 |
| 27 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 21 MAY 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809977 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK : http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507715.pdf | None | | | Non Voting |
| 2 | To consider and approve the general mandate on authorizing the board of directors of the Company to repurchase H Shares of the Company, details of which are more particularly described in the Notice of Class Meeting of the Holders of H Shares and the Company's circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 22-Jun-2012 |
| ISIN | CNE1000004Q8 | | Vote Deadline Date: | 13-Jun-2012 |
| Agenda | 703809965 | Management | | | Total Ballot Shares: | 3153000 |
| Last Vote Date: | 14-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/050 7/LTN20120507689.pdf | None | | | Non Voting |
| 2 | To consider and approve the working report of the board of directors of the Company (the "Board") for the year ended 31 December 2011 | For | 2528200 | 0 | 0 | 0 |
| 3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2011 | For | 2528200 | 0 | 0 | 0 |
| 4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2011 | For | 2528200 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2011 and to authorize the Board to distribute an aggregate cash dividend of RMB2.8035 billion (tax inclusive), equivalent to RMB0.57 (tax inclusive) per share to the shareholders of the Company | For | 2528200 | 0 | 0 | 0 |
| 6 | To consider and approve the remuneration of the directors and supervisors of the Company for the year ending 31 December 2012 | For | 2528200 | 0 | 0 | 0 |
| 7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of directors, supervisors and senior officers | For | 2528200 | 0 | 0 | 0 |
| 8 | To consider and approve the "Proposal in relation to the re- appointment and remuneration of external auditing firm for the year 2012", which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 9 | To consider and approve the entering into of the Provision of Labour and Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 10 | To consider and approve the entering into of the Provision of Insurance Fund Administrative Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 11 | To consider and approve the entering into of the Provision of Materials Supply Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 12 | To consider and approve the entering into of the Provision of Products, Materials and Equipment Leasing Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 13 | To consider and approve the entering into of the Provision of Electricity and Heat Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 14 | To consider and approve the entering into of the Financial Services Agreement and the Proposed Annual Cap of such transactions for each of the financial years ending 31 December 2012 to 2014, which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 15 | To consider and approve the "Proposal in relation to the alteration of the approved financing activities of the financing business", which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 16 | To consider and approve the "Proposal in relation to the extension of the term for the USD3 billion loan of Yancoal Australia Limited", which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 17 | To consider and approve the "Proposal in relation to the provision of guarantee for the business in Australia", which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| 18 | To consider and approve the "Proposal for general mandate to the Board to issue H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 0 | 2528200 | 0 | 0 |
| 19 | To consider and approve the "Proposal for general mandate to the Board to repurchase H shares", which details are set out in the AGM circular dated 8 May 2012 | For | 2528200 | 0 | 0 | 0 |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | | Meeting Type: | Class Meeting |
| Ticker: | | | Meeting Date: | 29-Jun-2012 |
| ISIN | CNE1000004L9 | | Vote Deadline Date: | 20-Jun-2012 |
| Agenda | 703825363 | Management | | | Total Ballot Shares: | 2309600 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 4/LTN20120514700.pdf | None | | | Non Voting |
| 2 | To consider and approve the payment of cash dividends and the bonus shares issue by way of the capitalisation of the Company's retained earnings as at 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | | | Non Voting |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 29-Jun-2012 |
| ISIN | CNE1000004L9 | | Vote Deadline Date: | 20-Jun-2012 |
| Agenda | 703841711 | Management | | | Total Ballot Shares: | 2309600 |
| Last Vote Date: | 28-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/051 4/LTN20120514684.pdf | None | | | Non Voting |
| 2 | To consider and approve the Annual Report of the Company for the year ended 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 3 | To consider and approve the Report of the Board of Directors of the Company for the year ended 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 4 | To consider and approve the Report of the Supervisory Committee of the Company for the year ended 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 5 | To consider and receive the audited financial statements of the Company and the Auditors' Report for the year ended 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 6 | To consider and approve the (as specified) (final financial report) of the Company for the year ended 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 7 | To consider and approve the (as specified) (final budget report) of the Company for the year ending 31 December 2012 | For | 1945600 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Ernst & Young Hua Ming Certified Public Accountants (as specified)as the auditors of the Company | For | 1945600 | 0 | 0 | 0 |
| 9 | To consider and approve the granting of a mandate to the Board of Directors for payment of interim dividend (if any) to the shareholders of the Company for the year ending 31 December 2012 | For | 1945600 | 0 | 0 | 0 |
| 10 | To consider and approve the connected transaction between the Company and it subsidiaries and (as specified) (Beiqi Futian Motor Company Limited) | For | 1945600 | 0 | 0 | 0 |
| 11 | To consider and approve the amendments to the Rules of Procedures for the Board (the amended version is set out in Appendix I to the Circular) | For | 1945600 | 0 | 0 | 0 |
| 12 | To consider and approve the amendments to the Terms of Reference of the Audit Committee of the Board (the amended version is set out in Appendix II to the Circular) | For | 1945600 | 0 | 0 | 0 |
| 13 | To consider and approve the amendments to the Terms of Reference of the Remuneration Committee of the Board (the amended version is set out in Appendix III to the Circular) | For | 1945600 | 0 | 0 | 0 |
| 14 | To consider and approve the amendments to the Terms of Reference of the Nomination Committee of the Board (the amended version is set out in Appendix IV to the Circular) | For | 1945600 | 0 | 0 | 0 |
| 15 | To consider and approve the amendments to the Terms of Reference of the Strategic Development & Investment Committee of the Board (the amended version is set out in Appendix V to the Circular) | For | 1945600 | 0 | 0 | 0 |
| 16 | To consider and approve the re-election of Mr. Tan Xuguang as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 17 | To consider and approve the re-election of Mr. Xu Xinyu as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 18 | To consider and approve the re-election of Mr. Sun Shaojun as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 19 | To consider and approve the re-election of Mr. Zhang Quan as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 20 | To consider and approve the election of Mr. Li Dakai as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 21 | To consider and approve the election of Mr. Fang Hongwei as an executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 22 | To consider and approve the election of Mr. Jiang Kui as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 23 | To consider and approve the re-election of Mr. Liu Huisheng as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 24 | To consider and approve the re-election of Mr. Yeung Sai Hong as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 25 | To consider and approve the re-election of Mr. Chen Xuejian as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 26 | To consider and approve the re-election of Mr. Julius G. Kiss as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 27 | To consider and approve the re-election of Ms. Han Xiaoqun as a non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 28 | To consider and approve the election of Mr. Liu Zheng as an independent non-executive Director of the Company for a term from 29 June 2012 to 29 April 2013 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 29 | To consider and approve the election of Mr. Li Shihao as an independent non-executive Director of the Company for a term from 29 June 2012 to 29 April 2013 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 30 | To consider and approve the election of Mr. Loh Yih as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 31 | To consider and approve the election of Mr. Chu, Howard Ho Hwa as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 32 | To consider and approve the election of Mr. Zhang Zhenhua as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 33 | To consider and approve the election of Mr. Li Luwen as an independent non-executive Director of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 34 | To consider and approve the re-appointment of Mr. Sun Chengping as a Supervisor of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 35 | To consider and approve the re-appointment of Ms. Jiang Jianfang as a Supervisor of the Company for a term of 3 years from 29 June 2012 to 28 June 2015 (both days inclusive) | For | 1945600 | 0 | 0 | 0 |
| 36 | To consider and approve the payment of cash dividends and the bonus shares issue by the capitalisation of the retained earnings of the Company as at 31 December 2011 | For | 1945600 | 0 | 0 | 0 |
| 37 | To consider and approve the consequential amendments to the articles of association of the Company as a result of the bonus shares issue as set out in the notice convening the AGM | For | 1945600 | 0 | 0 | 0 |
| 38 | To consider and approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new H Shares | For | 0 | 1945600 | 0 | 0 |
| | | | | | | | | | | |
| Guinness Atkinson Global Innovators Fund | | | | | | |
| Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | | | | | | |
| Selected Accounts | |
| RESEARCH IN MOTION LIMITED | | | |
| Security: | 760975102 | | Meeting Type: | Annual |
| Ticker: | RIMM | | Meeting Date: | 12-Jul-2011 |
| ISIN | CA7609751028 | | Vote Deadline Date: | 07-Jul-2011 |
| Agenda | 933479176 | Management | | | Total Ballot Shares: | 24670 |
| Last Vote Date: | 01-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | JAMES L. BALSILLIE | | 24670 | 0 | 0 | 0 |
| | 2 | MIKE LAZARIDIS | | 24670 | 0 | 0 | 0 |
| | 3 | DAVID KERR | | 24670 | 0 | 0 | 0 |
| | 4 | CLAUDIA KOTCHKA | | 24670 | 0 | 0 | 0 |
| | 5 | ROGER MARTIN | | 24670 | 0 | 0 | 0 |
| | 6 | JOHN RICHARDSON | | 24670 | 0 | 0 | 0 |
| | 7 | BARBARA STYMIEST | | 24670 | 0 | 0 | 0 |
| | 8 | ANTONIO VIANA-BAPTISTA | | 24670 | 0 | 0 | 0 |
| | 9 | JOHN WETMORE | | 24670 | 0 | 0 | 0 |
| 2 | RESOLUTION APPROVING THE RE-APPOINTMENT OF THE AUDITORS OF THE COMPANY AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | For | 24670 | 0 | 0 | 0 |
| 3 | THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE "A" OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR FOR THE MEETING. | Against | 0 | 24670 | 0 | 0 |
| VODAFONE GROUP PLC | | | |
| Security: | 92857W209 | | Meeting Type: | Annual |
| Ticker: | VOD | | Meeting Date: | 26-Jul-2011 |
| ISIN | US92857W2098 | | Vote Deadline Date: | 19-Jul-2011 |
| Agenda | 933480648 | Management | | | Total Ballot Shares: | 27045 |
| Last Vote Date: | 01-Jul-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 2 | TO ELECT GERARD KLEISTERLEE AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 3 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 4 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MICHEL COMBES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 6 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 7 | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 8 | TO ELECT RENEE JAMES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 9 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 10 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 11 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 12 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 13 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 14 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 15 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 16 | TO APPROVE A FINAL DIVIDEND OF 6.05P PER ORDINARY SHARE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 17 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 18 | TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 21 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE- EMPTION RIGHTS MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| 23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | None | 27045 | 0 | 0 | 0 |
| ORACLE CORPORATION | | | |
| Security: | 68389X105 | | Meeting Type: | Annual |
| Ticker: | ORCL | | Meeting Date: | 12-Oct-2011 |
| ISIN | US68389X1054 | | Vote Deadline Date: | 11-Oct-2011 |
| Agenda | 933499813 | Management | | | Total Ballot Shares: | 43290 |
| Last Vote Date: | 10-Oct-2011 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | JEFFREY S. BERG | | 43290 | 0 | 0 | 0 |
| | 2 | H. RAYMOND BINGHAM | | 43290 | 0 | 0 | 0 |
| | 3 | MICHAEL J. BOSKIN | | 43290 | 0 | 0 | 0 |
| | 4 | SAFRA A. CATZ | | 43290 | 0 | 0 | 0 |
| | 5 | BRUCE R. CHIZEN | | 43290 | 0 | 0 | 0 |
| | 6 | GEORGE H. CONRADES | | 43290 | 0 | 0 | 0 |
| | 7 | LAWRENCE J. ELLISON | | 43290 | 0 | 0 | 0 |
| | 8 | HECTOR GARCIA-MOLINA | | 43290 | 0 | 0 | 0 |
| | 9 | JEFFREY O. HENLEY | | 43290 | 0 | 0 | 0 |
| | 10 | MARK V. HURD | | 43290 | 0 | 0 | 0 |
| | 11 | DONALD L. LUCAS | | 43290 | 0 | 0 | 0 |
| | 12 | NAOMI O. SELIGMAN | | 43290 | 0 | 0 | 0 |
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 43290 | 0 | 0 | 0 |
| Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain |
| 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | None | 43290 | 0 | 0 | 0 |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | For | 43290 | 0 | 0 | 0 |
| 5 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Against | 0 | 43290 | 0 | 0 |
| TD AMERITRADE HOLDING CORPORATION | | | |
| Security: | 87236Y108 | | Meeting Type: | Annual |
| Ticker: | AMTD | | Meeting Date: | 14-Feb-2012 |
| ISIN | US87236Y1082 | | Vote Deadline Date: | 13-Feb-2012 |
| Agenda | 933540761 | Management | | | Total Ballot Shares: | 72100 |
| Last Vote Date: | 13-Feb-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | W. EDMUND CLARK | | 72100 | 0 | 0 | 0 |
| | 2 | KAREN E. MAIDMENT | | 72100 | 0 | 0 | 0 |
| | 3 | MARK L. MITCHELL | | 72100 | 0 | 0 | 0 |
| | 4 | FREDRIC J. TOMCZYK | | 72100 | 0 | 0 | 0 |
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 72100 | 0 | 0 | 0 |
| 3 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012. | For | 72100 | 0 | 0 | 0 |
| APPLIED MATERIALS, INC. | | | |
| Security: | 038222105 | | Meeting Type: | Annual |
| Ticker: | AMAT | | Meeting Date: | 06-Mar-2012 |
| ISIN | US0382221051 | | Vote Deadline Date: | 02-Mar-2012 |
| Agenda | 933545975 | Management | | | Total Ballot Shares: | 110990 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: AART J. DE GEUS | For | 110990 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: STEPHEN R. FORREST | For | 110990 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | For | 110990 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: SUSAN M. JAMES | For | 110990 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | For | 110990 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: GERHARD H. PARKER | For | 110990 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: DENNIS D. POWELL | For | 110990 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: WILLEM P. ROELANDTS | For | 110990 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: JAMES E. ROGERS | For | 110990 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | For | 110990 | 0 | 0 | 0 |
| 11 | ELECTION OF DIRECTOR: ROBERT H. SWAN | For | 110990 | 0 | 0 | 0 |
| 12 | TO APPROVE THE AMENDED & RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | For | 110990 | 0 | 0 | 0 |
| 13 | TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN. | For | 110990 | 0 | 0 | 0 |
| 14 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. | For | 110990 | 0 | 0 | 0 |
| 15 | RATIFY APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | 110990 | 0 | 0 | 0 |
| PARAMETRIC TECHNOLOGY CORPORATION | | | |
| Security: | 699173209 | | Meeting Type: | Annual |
| Ticker: | PMTC | | Meeting Date: | 07-Mar-2012 |
| ISIN | US6991732099 | | Vote Deadline Date: | 06-Mar-2012 |
| Agenda | 933545355 | Management | | | Total Ballot Shares: | 58310 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | DONALD K. GRIERSON | | 58310 | 0 | 0 | 0 |
| | 2 | JAMES E. HEPPELMANN | | 58310 | 0 | 0 | 0 |
| | 3 | RENATO ZAMBONINI | | 58310 | 0 | 0 | 0 |
| 2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 58310 | 0 | 0 | 0 |
| 3 | APPROVE AN AMENDMENT TO OUR ARTICLES OF ORGANIZATION TO CHANGE OUR CORPORATE NAME TO PTC WITH AN APPROPRIATE CORPORATE INDICATOR SELECTED BY THE BOARD OF DIRECTORS. | For | 58310 | 0 | 0 | 0 |
| 4 | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | For | 58310 | 0 | 0 | 0 |
| SAMSUNG ELECTRONICS CO LTD, SUWON | | | |
| Security: | 796050888 | | Meeting Type: | Annual General Meeting |
| Ticker: | | | Meeting Date: | 16-Mar-2012 |
| ISIN | US7960508882 | | Vote Deadline Date: | 08-Mar-2012 |
| Agenda | 703629785 | Management | | | Total Ballot Shares: | 3990 |
| Last Vote Date: | 05-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | Approval of Balance Sheet, Income Statement, and Statement of Appropriation of Retained Earnings (Draft) for the 43rd Fiscal Year (January 1, 2011 to December 31, 2011).-Cash Dividends (excluding interim dividends) Dividend per share: KRW 5,000 (Common) KRW 5,050 (Preferred) | For | 3990 | 0 | 0 | 0 |
| 2 | Appointment of Independent Directors (3 persons)-Mr. Dong Min Yoon, Dr. Han-joong Kim, and Dr. Byeong Gi Lee | For | 3990 | 0 | 0 | 0 |
| 3 | Appointment of Executive Directors (3 persons) -Mr. Geesung Choi, Dr. Oh-Hyun Kwon, and Mr. Juhwa Yoon | For | 3990 | 0 | 0 | 0 |
| 4 | Appointment of Members of Audit Committee (2 persons) - Mr. Dong-Min Yoon and Dr. Han-joong Kim | For | 3990 | 0 | 0 | 0 |
| 5 | Approval of the limit on the remuneration for the Directors - Proposed remuneration limit for the 44th fiscal year: KRW 30 billion -Remuneration limit approved in the 43rd fiscal year: KRW 37 billion -Number of Directors: 7 (including 4 Independent Directors) | For | 3990 | 0 | 0 | 0 |
| 6 | LCD Business Spin-off | For | 3990 | 0 | 0 | 0 |
| BP P.L.C. | | | |
| Security: | 055622104 | | Meeting Type: | Annual |
| Ticker: | BP | | Meeting Date: | 12-Apr-2012 |
| ISIN | US0556221044 | | Vote Deadline Date: | 09-Apr-2012 |
| Agenda | 933567921 | Management | | | Total Ballot Shares: | 28280 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | For | 28280 | 0 | 0 | 0 |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | For | 28280 | 0 | 0 | 0 |
| 3 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 4 | TO RE-ELECT MR I C CONN AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 5 | TO ELECT DR B GILVARY AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 6 | TO RE-ELECT DR B E GROTE AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR F L BOWMAN AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 11 | TO RE-ELECT MR G DAVID AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 12 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 13 | TO ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 14 | TO RE-ELECT MR B R NELSON AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 15 | TO RE-ELECT MR F P NHLEKO AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 16 | TO ELECT MR A B SHILSTON AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 17 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | For | 28280 | 0 | 0 | 0 |
| 18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. | For | 28280 | 0 | 0 | 0 |
| 19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | For | 28280 | 0 | 0 | 0 |
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | For | 28280 | 0 | 0 | 0 |
| 21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | For | 28280 | 0 | 0 | 0 |
| 22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | For | 28280 | 0 | 0 | 0 |
| L-3 COMMUNICATIONS HOLDINGS, INC. | | | |
| Security: | 502424104 | | Meeting Type: | Annual |
| Ticker: | LLL | | Meeting Date: | 24-Apr-2012 |
| ISIN | US5024241045 | | Vote Deadline Date: | 23-Apr-2012 |
| Agenda | 933560523 | Management | | | Total Ballot Shares: | 17110 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: LEWIS KRAMER | For | 17110 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: ROBERT B. MILLARD | For | 17110 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: ARTHUR L. SIMON | For | 17110 | 0 | 0 | 0 |
| 4 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. 2012 CASH INCENTIVE PLAN. | For | 17110 | 0 | 0 | 0 |
| 5 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 17110 | 0 | 0 | 0 |
| 6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | For | 17110 | 0 | 0 | 0 |
| EBAY INC. | | | |
| Security: | 278642103 | | Meeting Type: | Annual |
| Ticker: | EBAY | | Meeting Date: | 26-Apr-2012 |
| ISIN | US2786421030 | | Vote Deadline Date: | 25-Apr-2012 |
| Agenda | 933573760 | Management | | | Total Ballot Shares: | 39140 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | For | 39140 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | For | 39140 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: DAWN G. LEPORE | For | 39140 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | For | 39140 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | For | 39140 | 0 | 0 | 0 |
| 6 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | For | 39140 | 0 | 0 | 0 |
| 7 | APPROVE AMENDMENT & RESTATEMENT OF 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER PLAN BY 16.5 MILLION SHARES | For | 39140 | 0 | 0 | 0 |
| 8 | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN. | For | 39140 | 0 | 0 | 0 |
| 9 | TO ADOPT AND APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | For | 39140 | 0 | 0 | 0 |
| 10 | AMENDMENT TO OUR AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING | For | 39140 | 0 | 0 | 0 |
| 11 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2012 | For | 39140 | 0 | 0 | 0 |
| NOKIA CORPORATION | | | |
| Security: | 654902204 | | Meeting Type: | Annual |
| Ticker: | NOK | | Meeting Date: | 03-May-2012 |
| ISIN | US6549022043 | | Vote Deadline Date: | 13-Apr-2012 |
| Agenda | 933559140 | Management | | | Total Ballot Shares: | 216422 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ADOPTION OF THE ANNUAL ACCOUNTS. | For | 216422 | 0 | 0 | 0 |
| 2 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | For | 216422 | 0 | 0 | 0 |
| 3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | 216422 | 0 | 0 | 0 |
| 4 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | For | 216422 | 0 | 0 | 0 |
| 5 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | For | 216422 | 0 | 0 | 0 |
| 6 | DIRECTOR | For | | | | | | |
| | 1 | BRUCE BROWN | | 216422 | 0 | 0 | 0 |
| | 2 | STEPHEN ELOP | | 216422 | 0 | 0 | 0 |
| | 3 | HENNING KAGERMANN | | 216422 | 0 | 0 | 0 |
| | 4 | JOUKO KARVINEN | | 216422 | 0 | 0 | 0 |
| | 5 | HELGE LUND | | 216422 | 0 | 0 | 0 |
| | 6 | ISABEL MAREY-SEMPER | | 216422 | 0 | 0 | 0 |
| | 7 | MARTEN MICKOS | | 216422 | 0 | 0 | 0 |
| | 8 | ELIZABETH NELSON | | 216422 | 0 | 0 | 0 |
| | 9 | DAME MARJORIE SCARDINO | | 216422 | 0 | 0 | 0 |
| | 10 | RISTO SIILASMAA | | 216422 | 0 | 0 | 0 |
| | 11 | KARI STADIGH | | 216422 | 0 | 0 | 0 |
| 7 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | For | 216422 | 0 | 0 | 0 |
| 8 | ELECTION OF AUDITOR. | For | 216422 | 0 | 0 | 0 |
| 9 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | For | 216422 | 0 | 0 | 0 |
| CAPITAL ONE FINANCIAL CORPORATION | | | |
| Security: | 14040H105 | | Meeting Type: | Annual |
| Ticker: | COF | | Meeting Date: | 08-May-2012 |
| ISIN | US14040H1059 | | Vote Deadline Date: | 07-May-2012 |
| Agenda | 933574419 | Management | | | Total Ballot Shares: | 27500 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | For | 27500 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: PETER E. RASKIND | For | 27500 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: BRADFORD H. WARNER | For | 27500 | 0 | 0 | 0 |
| 4 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2012. | For | 27500 | 0 | 0 | 0 |
| 5 | ADVISORY, NON-BINDING APPROVAL OF CAPITAL ONE'S 2011 NAMED EXECUTIVE OFFICER COMPENSATION. | For | 27500 | 0 | 0 | 0 |
| 6 | APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | For | 27500 | 0 | 0 | 0 |
| DANAHER CORPORATION | | | |
| Security: | 235851102 | | Meeting Type: | Annual |
| Ticker: | DHR | | Meeting Date: | 08-May-2012 |
| ISIN | US2358511028 | | Vote Deadline Date: | 07-May-2012 |
| Agenda | 933591249 | Management | | | Total Ballot Shares: | 26180 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: MORTIMER M. CAPLIN | For | 26180 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: DONALD J. EHRLICH | For | 26180 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: LINDA P. HEFNER | For | 26180 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: TERI LIST-STOLL | For | 26180 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | For | 26180 | 0 | 0 | 0 |
| 6 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | 26180 | 0 | 0 | 0 |
| 7 | TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF DANAHER FROM 1 BILLION (1,000,000,000) SHARES TO 2 BILLION (2,000,000,000) SHARES, $.01 PAR VALUE PER SHARE. | For | 26180 | 0 | 0 | 0 |
| 8 | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE DANAHER 2007 EXECUTIVE INCENTIVE COMPENSATION PLAN. | For | 26180 | 0 | 0 | 0 |
| 9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | 0 | 0 | 26180 | 0 |
| GILEAD SCIENCES, INC. | | | |
| Security: | 375558103 | | Meeting Type: | Annual |
| Ticker: | GILD | | Meeting Date: | 10-May-2012 |
| ISIN | US3755581036 | | Vote Deadline Date: | 09-May-2012 |
| Agenda | 933574483 | Management | | | Total Ballot Shares: | 30850 |
| Last Vote Date: | 27-Mar-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | JOHN F. COGAN | | 30850 | 0 | 0 | 0 |
| | 2 | ETIENNE F. DAVIGNON | | 30850 | 0 | 0 | 0 |
| | 3 | JAMES M. DENNY | | 30850 | 0 | 0 | 0 |
| | 4 | CARLA A. HILLS | | 30850 | 0 | 0 | 0 |
| | 5 | KEVIN E. LOFTON | | 30850 | 0 | 0 | 0 |
| | 6 | JOHN W. MADIGAN | | 30850 | 0 | 0 | 0 |
| | 7 | JOHN C. MARTIN | | 30850 | 0 | 0 | 0 |
| | 8 | GORDON E. MOORE | | 30850 | 0 | 0 | 0 |
| | 9 | NICHOLAS G. MOORE | | 30850 | 0 | 0 | 0 |
| | 10 | RICHARD J. WHITLEY | | 30850 | 0 | 0 | 0 |
| | 11 | GAYLE E. WILSON | | 30850 | 0 | 0 | 0 |
| | 12 | PER WOLD-OLSEN | | 30850 | 0 | 0 | 0 |
| 2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 30850 | 0 | 0 | 0 |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GILEAD'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | For | 30850 | 0 | 0 | 0 |
| 4 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Against | 0 | 30850 | 0 | 0 |
| 5 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO REDEEM GILEAD'S POISON PILL UNLESS THE PLAN IS SUBJECT TO A STOCKHOLDER VOTE. | Against | 0 | 30850 | 0 | 0 |
| STATE STREET CORPORATION | | | |
| Security: | 857477103 | | Meeting Type: | Annual |
| Ticker: | STT | | Meeting Date: | 16-May-2012 |
| ISIN | US8574771031 | | Vote Deadline Date: | 15-May-2012 |
| Agenda | 933587086 | Management | | | Total Ballot Shares: | 29174 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: K. BURNES | For | 29174 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: P. COYM | For | 29174 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | For | 29174 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: A. FAWCETT | For | 29174 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: D. GRUBER | For | 29174 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: L. HILL | For | 29174 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: J. HOOLEY | For | 29174 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: R. KAPLAN | For | 29174 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: R. SERGEL | For | 29174 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: R. SKATES | For | 29174 | 0 | 0 | 0 |
| 11 | ELECTION OF DIRECTOR: G. SUMME | For | 29174 | 0 | 0 | 0 |
| 12 | ELECTION OF DIRECTOR: R. WEISSMAN | For | 29174 | 0 | 0 | 0 |
| 13 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | For | 0 | 0 | 29174 | 0 |
| 14 | APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN TO INCREASE BY 15.5 MILLION THE NUMBER OF SHARES OF COMMON STOCK. | For | 29174 | 0 | 0 | 0 |
| 15 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | 29174 | 0 | 0 | 0 |
| INTEL CORPORATION | | | |
| Security: | 458140100 | | Meeting Type: | Annual |
| Ticker: | INTC | | Meeting Date: | 17-May-2012 |
| ISIN | US4581401001 | | Vote Deadline Date: | 16-May-2012 |
| Agenda | 933577061 | Management | | | Total Ballot Shares: | 51850 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | For | 51850 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: ANDY D. BRYANT | For | 51850 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: SUSAN L. DECKER | For | 51850 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: JOHN J. DONAHOE | For | 51850 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: REED E. HUNDT | For | 51850 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: PAUL S. OTELLINI | For | 51850 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: JAMES D. PLUMMER | For | 51850 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | For | 51850 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: FRANK D. YEARY | For | 51850 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: DAVID B. YOFFIE | For | 51850 | 0 | 0 | 0 |
| 11 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR | For | 51850 | 0 | 0 | 0 |
| 12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | 0 | 0 | 51850 | 0 |
| 13 | STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN ADVISORY VOTE ON POLITICAL CONTRIBUTIONS | Against | 0 | 51850 | 0 | 0 |
| NVIDIA CORPORATION | | | |
| Security: | 67066G104 | | Meeting Type: | Annual |
| Ticker: | NVDA | | Meeting Date: | 17-May-2012 |
| ISIN | US67066G1040 | | Vote Deadline Date: | 16-May-2012 |
| Agenda | 933587872 | Management | | | Total Ballot Shares: | 85395 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: TENCH COXE | For | 85395 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: MARK L. PERRY | For | 85395 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: MARK A. STEVENS | For | 85395 | 0 | 0 | 0 |
| 4 | TO APPROVE THE AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | For | 0 | 0 | 85395 | 0 |
| 5 | TO APPROVE THE 2012 EMPLOYEE STOCK PURCHASE PLAN. | For | 85395 | 0 | 0 | 0 |
| 6 | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | 0 | 0 | 85395 | 0 |
| 7 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 27, 2013. | For | 85395 | 0 | 0 | 0 |
| INTERCONTINENTALEXCHANGE, INC. | | | |
| Security: | 45865V100 | | Meeting Type: | Annual |
| Ticker: | ICE | | Meeting Date: | 18-May-2012 |
| ISIN | US45865V1008 | | Vote Deadline Date: | 17-May-2012 |
| Agenda | 933582341 | Management | | | Total Ballot Shares: | 9440 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTOR: CHARLES R. CRISP | For | 9440 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | For | 9440 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | For | 9440 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: FRED W. HATFIELD | For | 9440 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | For | 9440 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | For | 9440 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: SIR ROBERT REID | For | 9440 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | For | 9440 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | For | 9440 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | For | 9440 | 0 | 0 | 0 |
| 11 | ELECTION OF DIRECTOR: VINCENT TESE | For | 9440 | 0 | 0 | 0 |
| 12 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | For | 0 | 0 | 9440 | 0 |
| 13 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 9440 | 0 | 0 | 0 |
| CENTURYLINK, INC. | | | |
| Security: | 156700106 | | Meeting Type: | Annual |
| Ticker: | CTL | | Meeting Date: | 23-May-2012 |
| ISIN | US1567001060 | | Vote Deadline Date: | 22-May-2012 |
| Agenda | 933600846 | Management | | | Total Ballot Shares: | 33577 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | APPROVE CHARTER AMENDMENT TO DECLASSIFY OUR BOARD OF DIRECTORS. | For | 33577 | 0 | 0 | 0 |
| 2 | APPROVE CHARTER AMENDMENT TO INCREASE OUR AUTHORIZED SHARES. | For | 33577 | 0 | 0 | 0 |
| 3 | DIRECTOR | For | | | | | | |
| | 1 | FRED R. NICHOLS | | 33577 | 0 | 0 | 0 |
| | 2 | HARVEY P. PERRY | | 33577 | 0 | 0 | 0 |
| | 3 | LAURIE A. SIEGEL | | 33577 | 0 | 0 | 0 |
| | 4 | JOSEPH R. ZIMMEL | | 33577 | 0 | 0 | 0 |
| 4 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2012. | For | 33577 | 0 | 0 | 0 |
| 5 | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | For | 0 | 0 | 33577 | 0 |
| 6 | SHAREHOLDER PROPOSAL REGARDING BONUS DEFERRALS. | Against | 0 | 33577 | 0 | 0 |
| 7 | SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED RESTRICTED STOCK. | Against | 0 | 33577 | 0 | 0 |
| 8 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTS. | Against | 0 | 33577 | 0 | 0 |
| COMCAST CORPORATION | | | |
| Security: | 20030N101 | | Meeting Type: | Annual |
| Ticker: | CMCSA | | Meeting Date: | 31-May-2012 |
| ISIN | US20030N1019 | | Vote Deadline Date: | 30-May-2012 |
| Agenda | 933605620 | Management | | | Total Ballot Shares: | 50170 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | KENNETH J. BACON | | 50170 | 0 | 0 | 0 |
| | 2 | SHELDON M. BONOVITZ | | 50170 | 0 | 0 | 0 |
| | 3 | JOSEPH J. COLLINS | | 50170 | 0 | 0 | 0 |
| | 4 | J. MICHAEL COOK | | 50170 | 0 | 0 | 0 |
| | 5 | GERALD L. HASSELL | | 50170 | 0 | 0 | 0 |
| | 6 | JEFFREY A. HONICKMAN | | 50170 | 0 | 0 | 0 |
| | 7 | EDUARDO G. MESTRE | | 50170 | 0 | 0 | 0 |
| | 8 | BRIAN L. ROBERTS | | 50170 | 0 | 0 | 0 |
| | 9 | RALPH J. ROBERTS | | 50170 | 0 | 0 | 0 |
| | 10 | JOHNATHAN A. RODGERS | | 50170 | 0 | 0 | 0 |
| | 11 | DR. JUDITH RODIN | | 50170 | 0 | 0 | 0 |
| 2 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | For | 50170 | 0 | 0 | 0 |
| 3 | APPROVAL OF THE COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN | For | 50170 | 0 | 0 | 0 |
| 4 | APPROVAL OF THE COMCAST - NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | For | 50170 | 0 | 0 | 0 |
| 5 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Against | 0 | 50170 | 0 | 0 |
| 6 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR | Against | 0 | 50170 | 0 | 0 |
| 7 | TO ADOPT A SHARE RETENTION POLICY FOR SENIOR EXECUTIVES | Against | 0 | 50170 | 0 | 0 |
| 8 | TO MAKE POISON PILLS SUBJECT TO A SHAREHOLDER VOTE | Against | 0 | 50170 | 0 | 0 |
| INFOSPACE, INC. | | | |
| Security: | 45678T300 | | Meeting Type: | Annual |
| Ticker: | INSP | | Meeting Date: | 31-May-2012 |
| ISIN | US45678T3005 | | Vote Deadline Date: | 30-May-2012 |
| Agenda | 933617194 | Management | | | Total Ballot Shares: | 110150 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | JOHN E. CUNNINGHAM, IV | | 110150 | 0 | 0 | 0 |
| | 2 | WILLIAM J. RUCKELSHAUS | | 110150 | 0 | 0 | 0 |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2012. | For | 110150 | 0 | 0 | 0 |
| 3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | For | 0 | 0 | 110150 | 0 |
| 4 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY'S NAME TO BLUCORA, INC. | For | 110150 | 0 | 0 | 0 |
| 5 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE OLD COMMON STOCK FROM THE COMPANY'S AUTHORIZED CAPITAL STOCK. | For | 110150 | 0 | 0 | 0 |
| ROPER INDUSTRIES, INC. | | | |
| Security: | 776696106 | | Meeting Type: | Annual |
| Ticker: | ROP | | Meeting Date: | 04-Jun-2012 |
| ISIN | US7766961061 | | Vote Deadline Date: | 01-Jun-2012 |
| Agenda | 933623731 | Management | | | Total Ballot Shares: | 13820 |
| Last Vote Date: | 03-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | ROBERT D. JOHNSON | | 13820 | 0 | 0 | 0 |
| | 2 | ROBERT E. KNOWLING, JR. | | 13820 | 0 | 0 | 0 |
| | 3 | WILBUR J. PREZZANO | | 13820 | 0 | 0 | 0 |
| 2 | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 0 | 0 | 13820 | 0 |
| 3 | TO APPROVE AN AMENDMENT TO THE ROPER INDUSTRIES, INC. 2006 INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE AND TO RE- APPROVE THE QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE-BASED AWARDS. | For | 13820 | 0 | 0 | 0 |
| 4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | For | 13820 | 0 | 0 | 0 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. | | | |
| Security: | M22465104 | | Meeting Type: | Annual |
| Ticker: | CHKP | | Meeting Date: | 07-Jun-2012 |
| ISIN | IL0010824113 | | Vote Deadline Date: | 06-Jun-2012 |
| Agenda | 933634520 | Management | | | Total Ballot Shares: | 20890 |
| Last Vote Date: | 24-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT. | For | 20890 | 0 | 0 | 0 |
| 2 | RE-ELECTION OF 2 OUTSIDE DIRECTORS: YOAV CHELOUCHE AND GUY GECHT. | For | 20890 | 0 | 0 | 0 |
| 3 | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | 20890 | 0 | 0 | 0 |
| 4 | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. | For | 20890 | 0 | 0 | 0 |
| 5 | TO AUTHORIZE THE CHAIRMAN OF CHECK POINT'S BOARD OF DIRECTORS TO CONTINUE SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER FOR UP TO THREE YEARS FOLLOWING THE MEETING (AS REQUIRED BY ISRAELI LAW). | For | 0 | 0 | 20890 | 0 |
| 6 | I AM A CONTROLLING SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 2. MARK "FOR" = YES OR "AGAINST" = NO. | None | 0 | 20890 | 0 | 0 |
| 7 | I AM A CONTROLLING SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO. | None | 0 | 20890 | 0 | 0 |
| 8 | I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST" IN ITEM 5. MARK "FOR" = YES OR "AGAINST" = NO. | None | 0 | 20890 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | | | |
| Security: | 874039100 | | Meeting Type: | Annual |
| Ticker: | TSM | | Meeting Date: | 12-Jun-2012 |
| ISIN | US8740391003 | | Vote Deadline Date: | 05-Jun-2012 |
| Agenda | 933639366 | Management | | | Total Ballot Shares: | 92729 |
| Last Vote Date: | 21-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | TO ACCEPT 2011 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | 92729 | 0 | 0 | 0 |
| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2011 PROFITS | For | 92729 | 0 | 0 | 0 |
| 3 | TO REVISE THE ARTICLES OF INCORPORATION | For | 92729 | 0 | 0 | 0 |
| 4 | TO REVISE THE RULES FOR ELECTION OF DIRECTORS | For | 92729 | 0 | 0 | 0 |
| 5 | DIRECTOR | For | | | | | | |
| | 1 | MORRIS CHANG* | | 92729 | 0 | 0 | 0 |
| | 2 | F.C. TSENG* | | 92729 | 0 | 0 | 0 |
| | 3 | JOHNSEE LEE* | | 92729 | 0 | 0 | 0 |
| | 4 | RICK TSAI* | | 92729 | 0 | 0 | 0 |
| | 5 | SIR P. LEAHY BONFIELD# | | 92729 | 0 | 0 | 0 |
| | 6 | STAN SHIH# | | 92729 | 0 | 0 | 0 |
| | 7 | THOMAS J. ENGIBOUS# | | 92729 | 0 | 0 | 0 |
| | 8 | GREGORY C. CHOW# | | 92729 | 0 | 0 | 0 |
| | 9 | KOK-CHOO CHEN# | | 92729 | 0 | 0 | 0 |
| TOYOTA MOTOR CORPORATION | | | |
| Security: | 892331307 | | Meeting Type: | Annual |
| Ticker: | TM | | Meeting Date: | 15-Jun-2012 |
| ISIN | US8923313071 | | Vote Deadline Date: | 08-Jun-2012 |
| Agenda | 933649329 | Management | | | Total Ballot Shares: | 8740 |
| Last Vote Date: | 06-Jun-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DISTRIBUTION OF SURPLUS | None | 8740 | 0 | 0 | 0 |
| 2 | ELECTION OF DIRECTOR: FUJIO CHO | None | 8740 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: AKIO TOYODA | None | 8740 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA | None | 8740 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: YUKITOSHI FUNO | None | 8740 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: ATSUSHI NIIMI | None | 8740 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: SHINICHI SASAKI | None | 8740 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: SATOSHI OZAWA | None | 8740 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: NOBUYORI KODAIRA | None | 8740 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: MAMORU FURUHASHI | None | 8740 | 0 | 0 | 0 |
| 11 | ELECTION OF DIRECTOR: TAKAHIKO IJICHI | None | 8740 | 0 | 0 | 0 |
| 12 | ELECTION OF DIRECTOR: YASUMORI IHARA | None | 8740 | 0 | 0 | 0 |
| 13 | ELECTION OF DIRECTOR: MASAMOTO MAEKAWA | None | 8740 | 0 | 0 | 0 |
| 14 | ELECTION OF DIRECTOR: MITSUHISA KATO | None | 8740 | 0 | 0 | 0 |
| 15 | PAYMENT OF EXECUTIVE BONUSES | None | 8740 | 0 | 0 | 0 |
| BEST BUY CO., INC. | | | |
| Security: | 086516101 | | Meeting Type: | Annual |
| Ticker: | BBY | | Meeting Date: | 21-Jun-2012 |
| ISIN | US0865161014 | | Vote Deadline Date: | 20-Jun-2012 |
| Agenda | 933631699 | Management | | | Total Ballot Shares: | 50330 |
| Last Vote Date: | 24-May-2012 | | | | | | | |
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | | | | | | |
| | 1 | LISA M. CAPUTO | | 50330 | 0 | 0 | 0 |
| | 2 | KATHY J. HIGGINS VICTOR | | 50330 | 0 | 0 | 0 |
| | 3 | GERARD R. VITTECOQ | | 50330 | 0 | 0 | 0 |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. | For | 50330 | 0 | 0 | 0 |
| 3 | TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | For | 0 | 0 | 50330 | 0 |
| 4 | TO APPROVE AN INCREASE IN THE AVAILABLE NUMBER OF SHARES UNDER THE BEST BUY CO., INC. 2008 EMPLOYEE STOCK PURCHASE PLAN. | For | 50330 | 0 | 0 | 0 |
| 5 | TO VOTE ON A SHAREHOLDER PROPOSAL RECOMMENDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | For | 0 | 0 | 50330 | 0 |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
