| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 916 HK | Meeting Date: | 30-Jul-2013 | |
| ISIN | CNE100000HD4 | Vote Deadline Date: | 24-Jul-2013 | |
| Agenda | 704617464 | Management | | Total Ballot Shares: | 457000 | |
| Last Vote Date: | 11-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/061 3/LTN201306131297.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/061 3/LTN201306131289.pdf | None | None | Non Voting | |
| 2 | To consider and approve the nomination of Mr. Qiao Baoping as a non-executive director of the Company, effective from the date of approval of such change of the board of directors (the "Board") by the shareholders at the EGM and until the expiration of the term of the current session of the Board. Meanwhile, to approve to authorize the Remuneration and Assessment Committee of the Board to determine the remuneration of the new director according to his terms of reference and taking into account his duties and responsibilities upon the candidate for new director being approved at the EGM, and to authorize the chairman of the Company or any one of the executive directors to enter into a service contract with the new director and handle all other relevant matters on behalf of the Company upon the candidate for new director being approved at the EGM | For | None | 457000 | 0 | 0 | 0 |
| 3 | To consider and approve the nomination of Mr. Li Enyi as an executive director of the Company, effective from the date of approval of such change of the Board by the shareholders at the EGM and until the expiration of the term of the current session of the Board. Meanwhile, to approve to authorize the Remuneration and Assessment Committee of the Board to determine the remuneration of the new director according to his terms of reference and taking into account his duties and responsibilities upon the candidate for new director being approved at the EGM, and to authorize the chairman of the Company or any one of the executive directors to enter into a service contract with the new director and handle all other relevant matters on behalf of the Company upon the candidate for new director being approved at the EGM | For | None | 457000 | 0 | 0 | 0 |
| 4 | To consider and approve the nomination of Mr. Xie Changjun as a supervisor of the Company, effective from the date of approval of such change of the Supervisory Board by shareholders at the EGM and until the expiration of the term of the current session of the Supervisory Board. Meanwhile, to approve to authorize the Remuneration and Assessment Committee of the Board to determine the remuneration of the new supervisor according to his terms of reference and taking into account his duties and responsibilities upon the candidate for new supervisor being approved at the EGM, and to authorize the chairman of the Company or any one of the executive directors to enter into a service contract with the new supervisor and handle all other relevant matters on behalf of the Company upon the candidate for new supervisor being approved at the EGM | For | None | 457000 | 0 | 0 | 0 |
| GOOD ENERGY GROUP PLC, WILTSHIRE | | | |
| Security: | G6257U103 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | GOOD LN | | | Meeting Date: | 30-Jul-2013 | |
| ISIN | GB0033600353 | Vote Deadline Date: | 24-Jul-2013 | |
| Agenda | 704655591 | Management | | Total Ballot Shares: | 332941 | |
| Last Vote Date: | 22-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To increase the authorised share capital of the Company | For | None | 332941 | 0 | 0 | 0 |
| 2 | To give authority to the directors to allot shares in connection with the Capital Raising | For | None | 332941 | 0 | 0 | 0 |
| 3 | To give authority to the directors to disapply pre- emption rights in connection with the Capital Raising | For | None | 332941 | 0 | 0 | 0 |
| 4 | To give authority to the directors to allot shares | For | None | 332941 | 0 | 0 | 0 |
| 5 | To give authority to the directors to disapply pre- emption rights | For | None | 332941 | 0 | 0 | 0 |
| MAPLE ENERGY PLC, DUBLIN | | | |
| Security: | G5821U102 | Meeting Type: | Annual General Meeting | |
| Ticker: | MPLE LN | | | Meeting Date: | 01-Aug-2013 | |
| ISIN | IE00B1FRPX03 | Vote Deadline Date: | 26-Jul-2013 | |
| Agenda | 704636200 | Management | | Total Ballot Shares: | 587480 | |
| Last Vote Date: | 11-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To re-appoint Ernst & Young as the Auditors and to authorise the Directors to agree the remuneration of the Auditors | For | None | 587480 | 0 | 0 | 0 |
| 2 | To re-appoint Nigel B. Christie as a Director | For | None | 587480 | 0 | 0 | 0 |
| 3 | To re-appoint Gianfranco Maximo Dante Castagnola Zuniga as a Director | For | None | 587480 | 0 | 0 | 0 |
| 4 | To re-appoint Rafael Guillermo Ferreyros Cannock as a Director | For | None | 587480 | 0 | 0 | 0 |
| 5 | To further give the Directors general 15 month authority to allot relevant securities of the Company up to USD 328,275.1 | For | None | 587480 | 0 | 0 | 0 |
| 6 | To empower the Company to convene and hold its next Annual General Meeting at any location outside of Ireland | For | None | 587480 | 0 | 0 | 0 |
| 7 | To empower the Directors to make certain allotments of equity securities of the Company for a period of 15 months as if the statutory pre- emption rights did not apply | For | None | 587480 | 0 | 0 | 0 |
| CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | | | |
| Security: | Y1456S108 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | B9NJ2H7 | | | Meeting Date: | 20-Aug-2013 | |
| ISIN | CNE100000X69 | Vote Deadline Date: | 14-Aug-2013 | |
| Agenda | 704639092 | Management | | Total Ballot Shares: | 2190000 | |
| Last Vote Date: | 11-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/070 5/LTN20130705770.pdf ; http://www.hkexnews.hk/listedco/listconews/sehk/2013/070 5/LTN20130705736.pdf | None | None | Non Voting | |
| 2 | To consider and approve the appointment of Mr. Wang Yeping as a non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 3 | To consider and approve the appointment of Mr. Wu Jing as a non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 4 | To consider and approve the appointment of Mr. Kou Bingen as a non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 5 | To consider and approve the appointment of Mr. Su Min as a non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 6 | To consider and approve the appointment of Mr. Hu Yongsheng as an executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 7 | To consider and approve the appointment of Mr. Hu Guodong as an executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of Mr. Liu Chaoan as an independent non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 9 | To consider and approve the appointment of Mr. Ma Zhizhong as an independent non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of Mr. Lo Mun Lam as an independent non-executive director of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 11 | To consider and approve the appointment of Mr. Wang Guoping as a supervisor of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| 12 | To consider and approve the appointment of Mr. Zhang Xiaochun as a supervisor of the company for a term of three years with immediate effect | For | None | 2190000 | 0 | 0 | 0 |
| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | | Meeting Date: | 10-Oct-2013 | |
| ISIN | CNE100000HD4 | Vote Deadline Date: | 04-Oct-2013 | |
| Agenda | 704704712 | Management | | Total Ballot Shares: | 457000 | |
| Last Vote Date: | 29-Aug-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/082 6/LTN20130826279.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/082 6/LTN20130826238.pdf | None | None | Non Voting | |
| 2 | To consider and approve the issue of the corporate bonds with an aggregate principal amount of up to RMB6.7 billion (inclusive) in the PRC, and to authorize the board of directors (the "Board") and its authorised persons generally and unconditionally to deal with all relevant matters relating to the issue and listing of the corporate bonds at their full discretion with a view to safeguarding the best interest of the Company in accordance with the requirements of the relevant laws and regulations and to approve the delegation of the authority of the Board to its authorised persons of the Company to deal with all relevant matters relating to the issue and listing of the aforementioned corporate bonds within the scope of authorization aforementioned | For | None | 457000 | 0 | 0 | 0 |
| 3 | To consider and approve the issue of ultra short- term debentures with an aggregate registered principal amount of up to RMB20 billion (inclusive) in the PRC, and, according to the requirements of the Company and market conditions, to issue in multiple tranches on a rolling basis within the effective registration period, and to authorize the Board to deal with all relevant matters relating to the registration and issue of the aforementioned | For | None | 457000 | 0 | 0 | 0 |
| | ultra short-term debentures at their full discretion, subject to relevant laws and regulations, and to approve the delegation of the authority by the Board to the management of the Company to deal with all relevant matters relating to the issue of the aforementioned ultra short-term debenture within the scope of authorization above | | | | | | |
| CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | | | |
| Security: | Y15207106 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | | Meeting Date: | 23-Oct-2013 | |
| ISIN | CNE100000TW9 | Vote Deadline Date: | 16-Oct-2013 | |
| Agenda | 704703479 | Management | | Total Ballot Shares: | 1535000 | |
| Last Vote Date: | 29-Aug-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/082 3/LTN20130823308.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/082 3/LTN20130823296.pdf | None | None | Non Voting | |
| 2 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Class of Shares | For | None | 1535000 | 0 | 0 | 0 |
| 3 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Nominal value of each placing shares | For | None | 1535000 | 0 | 0 | 0 |
| 4 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Size of issuance | For | None | 1535000 | 0 | 0 | 0 |
| 5 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Issuance method | For | None | 1535000 | 0 | 0 | 0 |
| 6 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Target investors | For | None | 1535000 | 0 | 0 | 0 |
| 7 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Pricing | For | None | 0 | 0 | 1535000 | 0 |
| 8 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Use of proceeds | For | None | 1535000 | 0 | 0 | 0 |
| 9 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Accumulated undistributed profit | For | None | 1535000 | 0 | 0 | 0 |
| 10 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Validity period of the Shareholders' resolutions | For | None | 1535000 | 0 | 0 | 0 |
| 11 | That: the following item of the issuance of the Placing Shares (as defined and specified in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Matters relating to authorisation in connection with the issuance of the Placing Shares | For | None | 1535000 | 0 | 0 | 0 |
| 12 | That: the private placement of financial instruments with an aggregate principal amount of up to RMB1 billion by the Company be and hereby approved | For | None | 1535000 | 0 | 0 | 0 |
| 13 | That: the board of directors of the Company (the "Board") and its authorized persons be and are hereby generally and unconditionally authorized, in appropriate circumstances, to deal with all such matters relating to the registration and issue of the aforementioned debt financing instruments for the best interest of the Company pursuant to the applicable laws, regulations and market conditions | For | None | 1535000 | 0 | 0 | 0 |
| 14 | That: Subject to the Shareholders' approval at the EGM, the Company shall apply for registration with the National Association of Financial Market Institutional Investors and circulation of the issued debt financing instruments in the inter-bank bond market after the issue of such debt financing instruments | For | None | 1535000 | 0 | 0 | 0 |
| 15 | That: the Financial Services Framework Agreement (as defined and specified in the announcements of the Company in respect of the transactions contemplated dated 16 August 2013 and 22 August 2013 (the "CCT Announcement")) and the execution thereof and implementation of the Deposit Service (as defined and described in the CCT Announcement) thereunder (including the proposed caps of maximum daily balance of the Deposit Service under the Financial Services Framework Agreement for the three years ending 31 December 2015 of RMB1 billion, RMB1.15 billion and RMB1.35 billion) be and are hereby approved, ratified and confirmed; and | For | None | 1535000 | 0 | 0 | 0 |
| 16 | That: the Executive Directors Mr. Gao Qing Yu and Mr. Zhao Hui be and is hereby authorized to sign, execute, perfect and deliver all such documents and do all such deeds, acts, matters and things as he or she may in his or her absolute discretion consider necessary or desirable for the purpose of or in connection with the implementation of the Financial Services Framework Agreement, the Deposit Service and the proposed caps of maximum daily balance and ancillary thereto, to waive compliance from and/or agree to any amendment or supplement to any of the provisions of the Financial Services Framework CONTD | For | None | 1535000 | 0 | 0 | 0 |
| 17 | CONTD Agreement which in his or her opinion is not of a material nature and to effect or implement any other matters referred to in this resolution | None | None | Non Voting | |
| 18 | That: the change of the PRC auditors of the Company for the year 2013 from Zhong Lei Public Accountants Co., Ltd to Reanda Public Accountants for a term up to the conclusion of the next annual general meeting of the Company and the Board and authorizing the Board to fix the remuneration of the PRC auditors | For | None | 1535000 | 0 | 0 | 0 |
| CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | | | |
| Security: | Y15207106 | Meeting Type: | Class Meeting | |
| Ticker: | | Meeting Date: | 23-Oct-2013 | |
| ISIN | CNE100000TW9 | Vote Deadline Date: | 16-Oct-2013 | |
| Agenda | 704703304 | Management | | Total Ballot Shares: | 1535000 | |
| Last Vote Date: | 29-Aug-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/08 23/LTN20130823263.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/08 23/LTN20130823277.pdf | None | None | Non Voting | |
| 2 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Class of Shares | For | None | 1535000 | 0 | 0 | 0 |
| 3 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Nominal value of each placing shares | For | None | 1535000 | 0 | 0 | 0 |
| 4 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Size of issuance | For | None | 1535000 | 0 | 0 | 0 |
| 5 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Issuance method | For | None | 1535000 | 0 | 0 | 0 |
| 6 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Target investors | For | None | 1535000 | 0 | 0 | 0 |
| 7 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Pricing | For | None | 0 | 0 | 1535000 | 0 |
| 8 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Use of proceeds | For | None | 1535000 | 0 | 0 | 0 |
| 9 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Accumulated undistributed profit | For | None | 1535000 | 0 | 0 | 0 |
| 10 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Validity period of the Shareholders' resolutions | For | None | 1535000 | 0 | 0 | 0 |
| 11 | That: the following item of the issuance of the Placing Shares (as defined in the announcement of the Company in respect of the proposed placing of its H shares dated 16 August 2013) be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: Matters relating to authorisation in connection with the issuance of the Placing Shares | For | None | 1535000 | 0 | 0 | 0 |
| 12 | 14 OCT 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING DATE FROM 8TH OCT 13 TO 23RD OCT 13 AND MEETING TIME FROM 09:30 TO 09:00. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CANADA LITHIUM CORP, VANCOUVE BC | | | |
| Security: | 135120509 | Meeting Type: | Special General Meeting | |
| Ticker: | | Meeting Date: | 28-Jan-2014 | |
| ISIN | US1351205091 | Vote Deadline Date: | 22-Jan-2014 | |
| Agenda | 704919488 | Management | | Total Ballot Shares: | 1310000 | |
| Last Vote Date: | 17-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | A special resolution authorizing and approving the continuance of the Corporation from the Business Corporations Act (Ontario) to the Canada Business Corporations Act, in the form set out in Schedule D of the accompanying management information circular of the Corporation dated December 24, 2013 (the "Circular") | For | None | 1310000 | 0 | 0 | 0 |
| 4 | An ordinary resolution authorizing the Corporation to issue such number of common shares in the capital of the Corporation as is necessary to allow the Corporation to acquire 100% of Sirocco Mining Inc. ("Sirocco") on the basis of 1.175 common shares of the Corporation on a pre- consolidation basis (approximately 0.3916 common shares of the Corporation on a post- consolidation basis) for each common share of Sirocco, including common shares of the Corporation issuable upon exercise of stock options granted by Sirocco to purchase Sirocco common shares, all pursuant to the arrangement involving the Corporation and Sirocco, in the form set out in Schedule E of the Circular | For | None | 1310000 | 0 | 0 | 0 |
| 5 | A special resolution authorizing and approving an amendment to the Corporation's articles to effect a consolidation of the Corporation's issued and outstanding common shares on a 3-for-1 basis, in the form set out in Schedule F of the Circular | For | None | 1310000 | 0 | 0 | 0 |
| 6 | A special resolution authorizing and approving an amendment to the Corporation's articles to effect the name change of the Corporation to "Li-On Minerals Inc." or such other name as is determined by the board of directors of the Corporation in its sole discretion, subject to regulatory approval, in the form set out in Schedule G of the Circular | For | None | 1310000 | 0 | 0 | 0 |
| CANADA LITHIUM CORP, VANCOUVE BC | | | |
| Security: | 135120400 | Meeting Type: | Special General Meeting | |
| Ticker: | | Meeting Date: | 28-Jan-2014 | |
| ISIN | CA1351204005 | Vote Deadline Date: | 22-Jan-2014 | |
| Agenda | 704910339 | Management | | Total Ballot Shares: | 1602100 | |
| Last Vote Date: | 17-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | A special resolution authorizing and approving the continuance of the Corporation from the Business Corporations Act (Ontario) to the Canada Business Corporations Act, in the form set out in Schedule D of the accompanying management information circular of the Corporation dated December 24, 2013 (the "Circular") | For | None | 1602100 | 0 | 0 | 0 |
| 4 | An ordinary resolution authorizing the Corporation to issue such number of common shares in the capital of the Corporation as is necessary to allow the Corporation to acquire 100% of Sirocco Mining Inc. ("Sirocco") on the basis of 1.175 common shares of the Corporation on a pre- consolidation basis (approximately 0.3916 common shares of the Corporation on a post- consolidation basis) for each common share of Sirocco, including common shares of the Corporation issuable upon exercise of stock options granted by Sirocco to purchase Sirocco common shares, all pursuant to the arrangement involving the Corporation and Sirocco, in the form set out in Schedule E of the Circular | For | None | 1602100 | 0 | 0 | 0 |
| 5 | A special resolution authorizing and approving an amendment to the Corporation's articles to effect a consolidation of the Corporation's issued and outstanding common shares on a 3-for-1 basis, in the form set out in Schedule F of the Circular | For | None | 1602100 | 0 | 0 | 0 |
| 6 | A special resolution authorizing and approving an amendment to the Corporation's articles to effect the name change of the Corporation to "Li-On Minerals Inc." or such other name as is determined by the board of directors of the Corporation in its sole discretion, subject to regulatory approval, in the form set out in Schedule G of the Circular | For | None | 1602100 | 0 | 0 | 0 |
| GOOD ENERGY GROUP PLC, WILTSHIRE | | | |
| Security: | G6257U103 | Meeting Type: | Annual General Meeting | |
| Ticker: | | Meeting Date: | 30-Apr-2014 | |
| ISIN | GB0033600353 | Vote Deadline Date: | 24-Apr-2014 | |
| Agenda | 705131390 | Management | | Total Ballot Shares: | 212941 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS | For | None | 212941 | 0 | 0 | 0 |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 OF 2.3P PER ORDINARY SHARE | For | None | 212941 | 0 | 0 | 0 |
| 3 | THAT GARRY JOHN PEAGAM BE RE- APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 212941 | 0 | 0 | 0 |
| 4 | THAT RICHARD SQUIRES BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 212941 | 0 | 0 | 0 |
| 5 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | For | None | 212941 | 0 | 0 | 0 |
| 6 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY FOR 2014 | For | None | 212941 | 0 | 0 | 0 |
| 7 | TO GIVE AUTHORITY TO ALLOT SHARES | For | None | 212941 | 0 | 0 | 0 |
| 8 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 212941 | 0 | 0 | 0 |
| 9 | TO GIVE SCRIP DIVIDEND AUTHORITY | For | None | 212941 | 0 | 0 | 0 |
| 10 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION | For | None | 212941 | 0 | 0 | 0 |
| BORALEX INC | | | |
| Security: | 09950M300 | Meeting Type: | Annual General Meeting | |
| Ticker: | | Meeting Date: | 07-May-2014 | |
| ISIN | CA09950M3003 | Vote Deadline Date: | 01-May-2014 | |
| Agenda | 705077065 | Management | | Total Ballot Shares: | 83687 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | 31 MAR 2014:PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 2 | Election of Directors: Germain Benoit | For | None | 83687 | 0 | 0 | 0 |
| 3 | Election of Directors: Alain Ducharme | For | None | 83687 | 0 | 0 | 0 |
| 4 | Election of Directors: Robert F. Hall | For | None | 83687 | 0 | 0 | 0 |
| 5 | Election of Directors: Edward H. Kernaghan | For | None | 83687 | 0 | 0 | 0 |
| 6 | Election of Directors: Patrick Lemaire | For | None | 83687 | 0 | 0 | 0 |
| 7 | Election of Directors: Richard Lemaire | For | None | 83687 | 0 | 0 | 0 |
| 8 | Election of Directors: Yves Rheault | For | None | 83687 | 0 | 0 | 0 |
| 9 | Election of Directors: Alain Rheaume | For | None | 83687 | 0 | 0 | 0 |
| 10 | Election of Directors: Michelle Samson-Doel | For | None | 83687 | 0 | 0 | 0 |
| 11 | Election of Directors: Pierre Seccareccia | For | None | 83687 | 0 | 0 | 0 |
| 12 | Appointment of Independent Auditor: Appoint PricewaterhouseCoopers LLP/s.r.l./S.E.N.C.R.L. as Independent Auditor of the Corporation for the ensuing year and authorize the Directors to fix its remuneration | For | None | 83687 | 0 | 0 | 0 |
| 13 | 31 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| WATERFURNACE RENEWABLE ENERGY INC | | | |
| Security: | 9415EQ108 | Meeting Type: | MIX | |
| Ticker: | | Meeting Date: | 08-May-2014 | |
| ISIN | CA9415EQ1089 | Vote Deadline Date: | 02-May-2014 | |
| Agenda | 705063838 | Management | | Total Ballot Shares: | 42500 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3" AND 'IN FAVOR' OR 'WITHHOLD' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.5 AND 2". THANK YOU. | None | None | Non Voting | |
| 2 | Election of Director: Thomas F. Huntington | For | None | 42500 | 0 | 0 | 0 |
| 3 | Election of Director: Timothy E. Shields | For | None | 42500 | 0 | 0 | 0 |
| 4 | Election of Director: Thomas C. Dawson | For | None | 42500 | 0 | 0 | 0 |
| 5 | Election of Director: Charles R. Diltz | For | None | 42500 | 0 | 0 | 0 |
| 6 | Election of Director: Jeffrey C. Lozon | For | None | 42500 | 0 | 0 | 0 |
| 7 | Appointment of Grant Thornton, LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | For | None | 42500 | 0 | 0 | 0 |
| 8 | Ordinary resolution granting authorization to the Board of Directors to fund obligations under the current deferred compensation plan by the issuance from treasury of up to 100,000 Common Shares of the Company, as more fully described in the accompanying management proxy circular | For | None | 42500 | 0 | 0 | 0 |
| 9 | 27 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| ENEL GREEN POWER S.P.A. | | | |
| Security: | T3679C106 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | | Meeting Date: | 13-May-2014 | |
| ISIN | IT0004618465 | Vote Deadline Date: | 05-May-2014 | |
| Agenda | 705186458 | Management | | Total Ballot Shares: | 350300 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 306008 DUE TO RECEIPT OF SLATES FOR AUDITOR NAMES UNDER RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/AR_200166.PDF | None | None | Non Voting | |
| 3 | BALANCE SHEET AS OF 31 DECEMBER 2013. BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO. BALANCE SHEET AS OF 31 DECEMBER 2013 | For | None | 350300 | 0 | 0 | 0 |
| 4 | PROFIT ALLOCATION | For | None | 350300 | 0 | 0 | 0 |
| 5 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS INTERNAL AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU. | None | None | Non Voting | |
| 6 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT INTERNAL AUDITORS. LIST PRESENTED BY ENEL S.P.A. REPRESENTING 68.29PCT OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITORS: GIUSEPPE ASCOLI, MARIA ROSARIA LECCESE. ALTERNATE AUDITORS: PIETRO LA CHINA, ANNA ROSA ADIUTORI | Against | None | 0 | 350300 | 0 | 0 |
| 7 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT INTERNAL AUDITORS. LIST PRESENTED BY FONDAZIONE E.N.P.A.M. - ENTE NAZIONALE DI PREVIDENZA ED ASSISTENZA DEI MEDICI E DEGLI ODONTOIATRI AND INARCASSA - CASSA NAZIONALE PREVIDENZA ED ASSISTENZA PER GLI INGEGNERI ED ARCHITETTI LIBERI PROFESSIONISTI, REPRESENTING 1.50PCT OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITORS. FRANCO FONTANA. ALTERNATE AUDITORS: ALESSIO TEMPERINI | Against | None | 0 | 0 | 0 | 0 |
| 8 | TO STATE EFFECTIVE AUDITORS' EMOLUMENT | For | None | 350300 | 0 | 0 | 0 |
| 9 | REWARDING REPORT | For | None | 0 | 0 | 350300 | 0 |
| 10 | TO ADJUST EXTERNAL AUDITORS' EMOLUMENT | For | None | | | | |
| CHINA LONGYUAN POWER GROUP CORPORATION LTD | | | |
| Security: | Y1501T101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 916 HK | | | Meeting Date: | 22-May-2014 | |
| ISIN | CNE100000HD4 | Vote Deadline Date: | 16-May-2014 | |
| Agenda | 705120943 | Management | | Total Ballot Shares: | 639000 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 03/LTN201404031185.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 03/LTN201404031370.pdf | None | None | Non Voting | |
| 2 | TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 639000 | 0 | 0 | 0 |
| 3 | TO APPROVE THE REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE YEAR 2013 | For | None | 639000 | 0 | 0 | 0 |
| 4 | TO APPROVE THE FINAL FINANCIAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 639000 | 0 | 0 | 0 |
| 5 | TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 639000 | 0 | 0 | 0 |
| 6 | TO APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 639000 | 0 | 0 | 0 |
| 7 | TO APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, NAMELY, THE PROPOSAL FOR DISTRIBUTION OF A FINAL DIVIDEND OF RMB0.0475 PER SHARE (TAX INCLUSIVE) IN CASH IN AN AGGREGATE AMOUNT OF APPROXIMATELY RMB381,728,477.5 FOR THE YEAR ENDED 31 DECEMBER 2013, AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO IMPLEMENT THE AFORESAID DISTRIBUTION | For | None | 639000 | 0 | 0 | 0 |
| 8 | TO APPROVE THE RE-APPOINTMENT OF RUIHUA CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNER) AS THE COMPANY'S PRC AUDITOR FOR THE YEAR 2014 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 639000 | 0 | 0 | 0 |
| 9 | TO APPROVE THE RE-APPOINTMENT OF KPMG AS THE COMPANY'S INTERNATIONAL AUDITOR FOR THE YEAR 2014 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 639000 | 0 | 0 | 0 |
| 10 | TO APPROVE THE REMUNERATION PLAN FOR DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 639000 | 0 | 0 | 0 |
| 11 | TO APPROVE THE APPOINTMENT OF MR. SHAO GUOYONG AND AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY (THE "NON- EXECUTIVE DIRECTOR") TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. LUAN BAOXING, WITH EFFECT FROM THE DATE OF THE AGM WHEN THE NOMINATION IS APPROVED BY THE SHAREHOLDERS OF THE COMPANY (THE "SHAREHOLDERS") AND UNTIL THE EXPIRATION OF THE TERM OF THE CURRENT SESSION OF THE BOARD. MEANWHILE, TO APPROVE THE AUTHORISATION GRANTED TO THE | For | None | 639000 | 0 | 0 | 0 |
| | REMUNERATION AND ASSESSMENT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE NEW DIRECTOR ACCORDING TO THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2014 APPROVED AT THE AGM UPON THE CANDIDATE FOR THE NEW DIRECTOR BEING APPROVED AT THE AGM, AND TO AUTHORISE THE CHAIRMAN OF THE COMPANY OR ANY ONE OF THE EXECUTIVE DIRECTORS OF THE COMPANY (THE "EXECUTIVE DIRECTORS") TO ENTER INTO A SERVICE CONTRACT WITH THE NEW DIRECTOR AND HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF OF THE COMPANY UPON THE CANDIDATE FOR THE NEW DIRECTOR BEING APPROVED AT THE AGM | | | | | | |
| 12 | TO APPROVE THE APPOINTMENT OF MR. CHEN JINGDONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. CHEN BIN, WITH EFFECT FROM THE DATE OF THE AGM WHEN THE NOMINATION IS APPROVED BY THE SHAREHOLDERS AND UNTIL THE EXPIRATION OF THE TERM OF THE CURRENT SESSION OF THE BOARD. MEANWHILE, TO APPROVE THE AUTHORISATION GRANTED TO THE REMUNERATION AND ASSESSMENT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE NEW DIRECTOR ACCORDING TO THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2014 APPROVED AT THE AGM UPON THE CANDIDATE FOR THE NEW DIRECTOR BEING APPROVED AT THE AGM, AND TO AUTHORISE THE CHAIRMAN OF THE COMPANY OR ANY ONE OF THE EXECUTIVE DIRECTORS TO ENTER INTO A SERVICE CONTRACT WITH THE NEW DIRECTOR AND HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF OF THE COMPANY UPON THE CANDIDATE FOR THE NEW DIRECTOR BEING APPROVED AT THE AGM | For | None | 639000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE APPOINTMENT OF MR. HAN DECHANG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. LV CONGMIN, WITH EFFECT FROM THE DATE OF THE AGM WHEN THE NOMINATION IS APPROVED BY THE SHAREHOLDERS AND UNTIL THE EXPIRATION OF THE TERM OF THE CURRENT SESSION OF THE BOARD. MEANWHILE, TO APPROVE THE AUTHORISATION GRANTED TO THE REMUNERATION AND ASSESSMENT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE NEW DIRECTOR ACCORDING TO THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2014 APPROVED AT THE AGM UPON THE CANDIDATE FOR THE NEW DIRECTOR BEING APPROVED AT THE AGM, AND TO AUTHORISE THE CHAIRMAN OF THE COMPANY OR ANY ONE OF THE EXECUTIVE DIRECTORS TO ENTER INTO A SERVICE CONTRACT WITH THE NEW DIRECTOR AND HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF OF THE COMPANY UPON THE CANDIDATE FOR NEW DIRECTOR BEING APPROVED AT THE AGM | For | None | 639000 | 0 | 0 | 0 |
| 14 | TO APPROVE THE APPLICATION TO THE NATIONAL ASSOCIATION OF FINANCIAL MARKET INSTITUTIONAL INVESTORS OF THE PRC FOR THE QUOTA OF THE ISSUE OF SHORT-TERM DEBENTURES WITH A PRINCIPAL AMOUNT OF NOT EXCEEDING RMB5 BILLION (INCLUDING RMB5 BILLION) WITHIN 12 MONTHS FROM THE DATE OF OBTAINING AN APPROVAL AT THE AGM, AND ACCORDING TO THE REQUIREMENT OF THE COMPANY AND MARKET CONDITION, TO ISSUE IN SEPARATE TRANCHES ON A ROLLING BASIS WITHIN THE EFFECTIVE PERIOD, AND TO AUTHORISE THE BOARD AND THE PERSONS IT AUTHORISED TO DEAL WITH ALL SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUE OF THE AFOREMENTIONED SHORT-TERM DEBENTURES AT THEIR FULL DISCRETION, SUBJECT TO RELEVANT LAWS AND | For | None | 639000 | 0 | 0 | 0 |
| | REGULATIONS, AND TO APPROVE THE DELEGATION OF THE AUTHORITY BY THE BOARD TO THE MANAGEMENT OF THE COMPANY TO DEAL WITH ALL SUCH SPECIFIC MATTERS RELATING TO THE ISSUE OF THE AFOREMENTIONED SHORT-TERM DEBENTURES WITHIN THE SCOPE OF AUTHORIZATION ABOVE, WITH IMMEDIATE EFFECT UPON THE ABOVE PROPOSAL AND AUTHORIZATION BEING APPROVED BY THE SHAREHOLDERS AT THE AGM | | | | | | |
| 15 | TO APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE | For | None | 639000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE PROPOSAL(S) (IF ANY) PUT FORWARD AT THE AGM BY SHAREHOLDER(S) HOLDING 3% OR MORE OF THE SHARES OF THE COMPANY CARRYING THE RIGHT TO VOTE THEREAT | For | None | 639000 | 0 | 0 | 0 |
| GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | | | |
| Security: | E54667113 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | GAM SM | | | Meeting Date: | 27-May-2014 | |
| ISIN | ES0143416115 | Vote Deadline Date: | 21-May-2014 | |
| Agenda | 705225717 | Management | | Total Ballot Shares: | 76100 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | For | None | 76100 | 0 | 0 | 0 |
| 2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORT | For | None | 76100 | 0 | 0 | 0 |
| 3 | APPROVAL OF MANAGEMENT OF THE BOARD OF DIRECTORS | For | None | 76100 | 0 | 0 | 0 |
| 4 | APPOINTMENT OF AUDITORS: ERNST YOUNG | For | None | 76100 | 0 | 0 | 0 |
| 5 | ALLOCATION OF RESULTS | For | None | 76100 | 0 | 0 | 0 |
| 6 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GM | For | None | 76100 | 0 | 0 | 0 |
| 7 | CONSULTIVE VOTE REGARDING ANNUAL REMUNERATION REPORT | For | None | 76100 | 0 | 0 | 0 |
| 8 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 MAY 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | |
| 9 | 23 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAME FOR RESOLUTION NO. 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LTD | | | |
| Security: | G2161E111 | Meeting Type: | Annual General Meeting | |
| Ticker: | 750 HK | | | Meeting Date: | 28-May-2014 | |
| ISIN | BMG2161E1113 | Vote Deadline Date: | 23-May-2014 | |
| Agenda | 705224361 | Management | | Total Ballot Shares: | 806000 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 25/LTN20140425244.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 25/LTN20140425234.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE DIRECTORS") AND THE REPORT OF ERNST & YOUNG, BEING THE AUDITORS (THE "AUDITORS") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 806000 | 0 | 0 | 0 |
| 4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HKD 0.09 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 OUT OF THE CONTRIBUTED SURPLUS ACCOUNT OF THE COMPANY (SUBJECT TO THE SPECIAL RESOLUTION BELOW BEING PASSED) | For | None | 806000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. XIE WEN AS AN EXECUTIVE DIRECTOR | For | None | 806000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. LI HUIZHONG AS NON- EXECUTIVE DIRECTOR | For | None | 806000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. CHENG JINSHU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 806000 | 0 | 0 | 0 |
| 8 | TO AUTHORISE THE BOARD (THE "BOARD") OF THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | For | None | 806000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 806000 | 0 | 0 | 0 |
| 10 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 806000 | 0 | 0 | 0 |
| 11 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 806000 | 0 | 0 |
| 12 | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SHARES UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 806000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE AMOUNT OF RMB50,000,000 STANDING TO THE CREDIT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED AND THAT THE CREDIT ARISING THEREFROM BE TRANSFERRED TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE COMPANY; AND TO AUTHORISE THE DIRECTORS OF THE COMPANY GENERALLY TO CARRY OUT ALL ACTS AND THINGS WHICH THEY MAY CONSIDER APPROPRIATE, NECESSARY OR DESIRABLE TO GIVE EFFECT TO OR TO IMPLEMENT THE FOREGOING | For | None | 806000 | 0 | 0 | 0 |
| NORDEX SE, ROSTOCK | | | |
| Security: | D5736K135 | Meeting Type: | Annual General Meeting | |
| Ticker: | NDX1 GR | | | Meeting Date: | 03-Jun-2014 | |
| ISIN | DE000A0D6554 | Vote Deadline Date: | 26-May-2014 | |
| Agenda | 705227646 | Management | | Total Ballot Shares: | 48900 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 13 MAY 2014, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | None | None | Non Voting | |
| 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19 MAY 2014. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |
| 4 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2013 | None | None | Non Voting | |
| 5 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2013 | For | None | 48900 | 0 | 0 | 0 |
| 6 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2013 | For | None | 48900 | 0 | 0 | 0 |
| 7 | APPROVE CREATION OF EUR 16.1 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | For | None | 48900 | 0 | 0 | 0 |
| 8 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS FOR FISCAL 2014 | For | None | 48900 | 0 | 0 | 0 |
| CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | | | |
| Security: | Y1456S108 | Meeting Type: | Annual General Meeting | |
| Ticker: | B9NJ2H7 | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | CNE100000X69 | Vote Deadline Date: | 02-Jun-2014 | |
| Agenda | 705166026 | Management | | Total Ballot Shares: | 3888000 | |
| Last Vote Date: | 22-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 15/LTN20140415299.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416937.pdf | None | None | Non Voting | |
| 2 | THE REPORT OF THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 3888000 | 0 | 0 | 0 |
| 3 | THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 3888000 | 0 | 0 | 0 |
| 4 | INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR OF 2013 | For | None | 3888000 | 0 | 0 | 0 |
| 5 | THE FINAL FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 3888000 | 0 | 0 | 0 |
| 6 | THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 3888000 | 0 | 0 | 0 |
| 7 | THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, NAMELY, THE PROPOSAL FOR DISTRIBUTION OF A FINAL DIVIDEND OF RMB0.003 PER SHARE (TAX INCLUSIVE) IN CASH IN AN AGGREGATE AMOUNT OF RMB21,821,103.00 FOR THE YEAR ENDED 31 DECEMBER 2013, AND TO AUTHORISE THE BOARD TO IMPLEMENT THE AFORESAID DISTRIBUTION | For | None | 3888000 | 0 | 0 | 0 |
| 8 | THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE COMPANY'S DOMESTIC AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR THE YEAR ENDING 31 DECEMBER 2014 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND THE AUTHORISATION TO THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 3888000 | 0 | 0 | 0 |
| 9 | THE PROPOSAL IN RELATION TO THE BUSINESS INVESTMENT PLAN OF THE COMPANY FOR THE YEAR OF 2014 | For | None | 3888000 | 0 | 0 | 0 |
| 10 | THE PROPOSAL IN RELATION TO RENEWAL OF THE ANNUAL CAP OF THE FINANCE LEASE AGREEMENT DATED 9 MAY 2013 BETWEEN THE COMPANY DATANG FINANCIAL LEASING CO., LTD. FOR THE YEAR OF 2014 | For | None | 3888000 | 0 | 0 | 0 |
| 11 | THE PROPOSAL IN RELATION TO THE PROVISIONS OF GUARANTEE TO DATANG PINGSHUN RENEWABLE POWER CO., LTD. AND DATANG RENEWABLE POWER SHUOZHOU PINGLU WIND POWER GENERATION CO., LTD | For | None | 3888000 | 0 | 0 | 0 |
| 12 | THE PROPOSAL IN RELATION TO THE APPOINTMENT OF MR. ZHANG CHUNLEI AS A NON-EXECUTIVE DIRECTOR | For | None | 3888000 | 0 | 0 | 0 |
| 13 | THE PROPOSAL IN RELATION TO THE APPOINTMENT OF MR. HE HUA AS A SUPERVISOR | For | None | 3888000 | 0 | 0 | 0 |
| 14 | THE PROPOSAL IN RELATION TO THE APPOINTMENT OF MR. GUO SHUPING AS A SUPERVISOR | For | None | 3888000 | 0 | 0 | 0 |
| 15 | THE PROPOSAL IN RELATION TO THE FINANCING PLAN FOR 2014 | For | None | 3888000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE PROPOSALS (IF ANY) PUT FORWARD AT THE GENERAL MEETING BY SHAREHOLDER(S) HOLDING 3% OR MORE OF THE SHARES OF THE COMPANY CARRYING THE RIGHT TO VOTE THEREAT | For | None | 3888000 | 0 | 0 | 0 |
| CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | | | |
| Security: | Y15207106 | Meeting Type: | Annual General Meeting | |
| Ticker: | 956 HK | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | CNE100000TW9 | Vote Deadline Date: | 29-May-2014 | |
| Agenda | 705185432 | Management | | Total Ballot Shares: | 1879000 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416922.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN201404161044.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY FOR THE YEAR 2013 | For | None | 1879000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 1879000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1879000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1879000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2013 | For | None | 1879000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE BUDGET ARRANGEMENT REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 1879000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS (AS SPECIFIED) AND ERNST & YOUNG AS THE COMPANY'S PRC AUDITORS AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR THE YEAR 2014 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR RESPECTIVE REMUNERATIONS | For | None | 1879000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND ELECT MR. XIAO YAN ZHAO AS INDEPENDENT SUPERVISOR OF THE SECOND SESSION OF THE BOARD OF SUPERVISORS | For | None | 1879000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE REMUNERATION PACKAGE OF INDEPENDENT SUPERVISORS | For | None | 1879000 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE: "THAT: (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "LISTING RULES"), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE "PRC"), THE EXERCISE CONTD | For | None | 0 | 1879000 | 0 | 0 |
| 13 | CONTD BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD; (C) EACH OF THE AGGREGATE NOMINAL VALUES OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR CONTD | None | None | Non Voting | |
| 14 | CONTD UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION; (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT CONTD | None | None | Non Voting | |
| 15 | CONTD ANNUAL GENERAL MEETING OF THE COMPANY; OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD; OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION OF THE COMPANY IN GENERAL MEETING. (B) THE BOARD BE AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS NECESSARY SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A)(A) OF THIS RESOLUTION | None | None | Non Voting | |
| 16 | (a) TO CONSIDER AND APPROVE THE AMENDMENT OF PARAGRAPH FOUR OF ARTICLE 8 OF THE ARTICLES OF ASSOCIATION TO READ AS: "OTHER SENIOR MANAGEMENT AS MENTIONED IN THE PRECEDING PARAGRAPH INCLUDES VICE PRESIDENT, CHIEF ACCOUNTANT, GENERAL ENGINEER, SECRETARY OF BOARD OF DIRECTORS." (B) TO CONSIDER AND APPROVE THE AMENDMENT OF ITEM (12) OF PARAGRAPH ONE OF ARTICLE 114 OF THE ARTICLES OF ASSOCIATION TO READ AS: "(12) EMPLOYMENT OR DISMISSAL OF THE COMPANY'S VICE PRESIDENT, CHIEF ACCOUNTANT AND GENERAL ENGINEER IN ACCORDANCE WITH THE CHIEF EXECUTIVE OFFICER'S NOMINATIONS, AND DECIDING THEIR REMUNERATION, REWARD AND DISCIPLINARY MATTERS." (C) TO CONSIDER AND APPROVE THE AMENDMENT OF PARAGRAPH ONE OF ARTICLE 132 OF THE ARTICLES OF ASSOCIATION TO READ AS: "THE COMPANY SHALL HAVE ONE CHIEF EXECUTIVE OFFICER, SEVERAL VICE PRESIDENTS CONTD | For | None | 1879000 | 0 | 0 | 0 |
| 17 | CONTD WHO ASSIST THE CHIEF EXECUTIVE OFFICER WITH HIS WORK; ONE CHIEF ACCOUNTANT; ONE GENERAL ENGINEER. THE CHIEF EXECUTIVE OFFICER, VICE PRESIDENTS, CHIEF ACCOUNTANT AND GENERAL ENGINEER SHALL BE APPOINTED AND REMOVED BY THE BOARD OF DIRECTORS." (D) TO CONSIDER AND APPROVE THE AMENDMENT OF ITEM (7) OF PARAGRAPH ONE OF ARTICLE 133 OF THE ARTICLES OF ASSOCIATION TO READ AS: "(7) TO PROPOSE THE APPOINTMENT AND DISMISSAL OF THE COMPANY'S VICE PRESIDENT, CHIEF ACCOUNTANT AND GENERAL ENGINEER, AND TO MAKE RECOMMENDATION ON THEIR REMUNERATIONS." (E) TO CONSIDER AND APPROVE THE AMENDMENT OF ARTICLE 139 OF THE ARTICLES OF ASSOCIATION TO READ AS: "THE SUPERVISORY COMMITTEE SHALL COMPRISE SIX (6) SUPERVISORS, OF WHICH TWO (2) ARE EXTERNAL SUPERVISORS, TWO (2) ARE STAFF REPRESENTATIVE SUPERVISORS AND TWO (2) ARE INDEPENDENT CONTD | None | None | Non Voting | |
| 18 | CONTD SUPERVISORS. A SUPERVISOR'S TERM OF APPOINTMENT IS THREE (3) YEARS. THEY CAN BE REAPPOINTED FOR CONSECUTIVE TERMS." (F) TO CONSIDER AND APPROVE THE AMENDMENT OF ARTICLE 216 OF THE ARTICLES OF ASSOCIATION TO READ AS: "IN THESE ARTICLES, THE "SENIOR OFFICER" MEANS THE COMPANY'S CHIEF EXECUTIVE OFFICER, VICE PRESIDENT, CHIEF ACCOUNTANT, GENERAL ENGINEER, SECRETARY OF BOARD OF DIRECTORS. "CHIEF EXECUTIVE OFFICER" AND "VICE PRESIDENT" IN THESE ARTICLES REFER TO "MANAGER" AND "DEPUTY MANAGER" IN THE COMPANY LAW | None | None | Non Voting | |
| RB ENERGY INC, VANCOUVE BC | | | |
| Security: | 74932L101 | Meeting Type: | MIX | |
| Ticker: | RBI CN | | | Meeting Date: | 18-Jun-2014 | |
| ISIN | CA74932L1013 | Vote Deadline Date: | 12-Jun-2014 | |
| Agenda | 705334011 | Management | | Total Ballot Shares: | 534033 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS " 3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | None | None | Non Voting | |
| 2 | ELECTION OF DIRECTOR: KERRY KNOLL | For | None | 534033 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: PETER SECKER | For | None | 534033 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: STEPHANE BERTRAND | For | None | 534033 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: IAN MCDONALD | For | None | 534033 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: RICHARD P. CLARK | For | None | 534033 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: RON F. HOCHSTEIN | For | None | 534033 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: PABLO J. MIR | For | None | 534033 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: ROBERT F. CHASE | For | None | 534033 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: L. SIMON JACKSON | For | None | 534033 | 0 | 0 | 0 |
| 11 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 534033 | 0 | 0 | 0 |
| 12 | TO APPROVE A SPECIAL RESOLUTION TO AMEND THE CORPORATION'S ARTICLES TO RATIFY AND CONFIRM THE ADOPTION OF THE BY-LAWS AS SET OUT IN THE MANAGEMENT PROXY CIRCULAR | For | None | 534033 | 0 | 0 | 0 |
| 13 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY POSTPONEMENT OR ADJOURNMENT THEREOF | Abstain | None | 534033 | 0 | 0 | 0 |
| HUANENG RENEWABLES CORPORATION LTD, BEIJING | | | |
| Security: | Y3739S103 | Meeting Type: | Annual General Meeting | |
| Ticker: | 958 HK | | | Meeting Date: | 20-Jun-2014 | |
| ISIN | CNE100000WS1 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705267741 | Management | | Total Ballot Shares: | 1760000 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/SEHK/2 014/0504/LTN20140504029.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 04/LTN20140504037.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS (THE "DIRECTORS") OF THE COMPANY (THE "BOARD") FOR 2013 | For | None | 1760000 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2013 | For | None | 1760000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2013 | For | None | 1760000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2013: THE COMPANY'S PROPOSED PROFIT DISTRIBUTION PLAN FOR 2013 IS A CASH DIVIDEND OF RMB0.020 (TAX INCLUSIVE) PER ORDINARY SHARE OF THE COMPANY | For | None | 1760000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF KPMG AND KPMG HUAZHEN (SGP) AS THE INTERNATIONAL AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR 2014 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | For | None | 1760000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE APPLICATION TO THE NATIONAL ASSOCIATION OF FINANCIAL MARKET INSTITUTIONAL INVESTORS FOR REGISTERING THE ISSUE LIMIT OF SHORT- TERM DEBENTURES WITH AN AMOUNT NOT EXCEEDING RMB2 BILLION AND THE BOARD OR ANY TWO OR MORE DIRECTORS, BE AUTHORIZED TO DETERMINE THE SPECIFIC TERMS AND CONDITIONS AND ALL OTHER RELEVANT MATTERS IN RELATION TO THE ISSUANCE OF SHORT-TERM DEBENTURES | For | None | 1760000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO THE MANDATE | For | None | 0 | 1760000 | 0 | 0 |
| ACCIONA SA, MADRID | | | |
| Security: | E0008Z109 | Meeting Type: | Annual General Meeting | |
| Ticker: | ANA SM | | | Meeting Date: | 23-Jun-2014 | |
| ISIN | ES0125220311 | Vote Deadline Date: | 18-Jun-2014 | |
| Agenda | 705305349 | Management | | Total Ballot Shares: | 9200 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 JUNE 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | |
| 2 | ANNUAL ACCOUNTS APPROVAL | For | None | 9200 | 0 | 0 | 0 |
| 3 | CONSOLIDATED ANNUAL ACCOUNTS APPROVAL | For | None | 9200 | 0 | 0 | 0 |
| 4 | APPLICATION OF RESULTS 2013 | For | None | 9200 | 0 | 0 | 0 |
| 5 | REELECTION OF AUDITORS | For | None | 9200 | 0 | 0 | 0 |
| 6 | APPOINTMENT OF DIRECTOR: JERONIMO MARCOS GERARD RIVERO | For | None | 9200 | 0 | 0 | 0 |
| 7 | APPOINTMENT OF DIRECTOR: CARMEN BECERRIL MARTINEZ | For | None | 9200 | 0 | 0 | 0 |
| 8 | DELIVERY PLAN SHARES: PURCHASE OPTION FOR DIRECTORS | For | None | 9200 | 0 | 0 | 0 |
| 9 | DELIVERY PLAN SHARES UNTIL 2020 | For | None | 9200 | 0 | 0 | 0 |
| 10 | DELEGATION TO DIRECTORS TO INCREASE CAPITAL | For | None | 0 | 9200 | 0 | 0 |
| 11 | DELEGATION TO DIRECTORS TO ISSUE FIXED RATE SECURITIES | For | None | 9200 | 0 | 0 | 0 |
| 12 | SUSTAINABILITY REPORTS | For | None | 9200 | 0 | 0 | 0 |
| 13 | CONSULTATIVE VOTE ON REMUNERATION FOR DIRECTORS | For | None | 9200 | 0 | 0 | 0 |
| 14 | RELEASE CONCERNING CONVERTIBLE BONDS INTO SHARES | For | None | 9200 | 0 | 0 | 0 |
| 15 | DELEGATION OF FACULTIES TO EXECUTE ADOPTED AGREEMENTS | For | None | 9200 | 0 | 0 | 0 |
| CARMANAH TECHNOLOGIES CORP | | | |
| Security: | 143126100 | Meeting Type: | MIX | |
| Ticker: | CMH CN | | | Meeting Date: | 23-Jun-2014 | |
| ISIN | CA1431261009 | Vote Deadline Date: | 17-Jun-2014 | |
| Agenda | 705336267 | Management | | Total Ballot Shares: | 760987 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.5 AND 2". THANK YOU. | None | None | Non Voting | |
| 2 | ELECTION OF DIRECTOR: JOHN SIMMONS | For | None | 760987 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: MICHAEL SONNENFELDT | For | None | 760987 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: PETER BERRANG | For | None | 760987 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: TERRY HOLLAND | For | None | 760987 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: JAMES MEEKISON | For | None | 760987 | 0 | 0 | 0 |
| 7 | APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIRREMUNERATION | For | None | 760987 | 0 | 0 | 0 |
| 8 | TO CONSIDER, AND IF THOUGHT APPROPRIATE, TO PASS AN ORDINARY RESOLUTION APPROVING THE UNALLOCATED SHARE AWARDS UNDER THE COMPANY'S 2011 INCENTIVE AWARDS PLAN, THE COMPLETE TEXT OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR THE MEETING | For | None | 760987 | 0 | 0 | 0 |
| 9 | TO CONSIDER, AND IF THOUGHT APPROPRIATE, TO PASS AN ORDINARY RESOLUTION APPROVING THE ACQUISITION OF 100% OF THE ISSUED AND OUTSTANDING SHARES OF SOL INC. AND TO ISSUE UP TO 40,000,000 COMMON SHARES OF THE COMPANY IN CONNECTION THEREWITH, THE COMPLETE TEXT OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR THE MEETING | For | None | 760987 | 0 | 0 | 0 |
| 10 | PLEASE NOTE THAT RESOLUTION 4 IS TO BE APPROVED BY DISINTERESTED SHAREHOLDERS. THANK YOU. | None | None | Non Voting | |
| THEOLIA, AIX EN PROVENCE | | | |
| Security: | F8857Q194 | Meeting Type: | Annual General Meeting | |
| Ticker: | TEO FP | | | Meeting Date: | 27-Jun-2014 | |
| ISIN | FR0011284991 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705323006 | Management | | Total Ballot Shares: | 569108 | |
| Last Vote Date: | 02-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |
| 2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |
| 3 | 11 JUN 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/0523/201405231402302.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.fr//pdf/2014/0611/201406111403041.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| 4 | REVIEW AND APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | For | None | 569108 | 0 | 0 | 0 |
| 5 | REVIEW AND APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | For | None | 569108 | 0 | 0 | 0 |
| 6 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR | For | None | 569108 | 0 | 0 | 0 |
| 7 | APPROVAL OF AN AGREEMENT PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE - DEBT WAIVER WITH A FINANCIAL RECOVERY CLAUSE ENTERED INTO WITH THEOLIA FRANCE SAS | For | None | 569108 | 0 | 0 | 0 |
| 8 | APPROVAL OF A COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE COMMERCIAL CODE-CHANGING THE LAUNCHING OF THE NON-COMPETITION PAYMENT TO THE CEO | For | None | 569108 | 0 | 0 | 0 |
| 9 | RENEWAL OF TERM OF THE FIRM DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR | For | None | 569108 | 0 | 0 | 0 |
| 10 | RENEWAL OF TERM OF THE FIRM BEAS AS DEPUTY STATUTORY AUDITOR | For | None | 569108 | 0 | 0 | 0 |
| 11 | POWERS TO CARRY OUT ALL FORMALITIES | For | None | 569108 | 0 | 0 | 0 |
| UMW HOLDINGS BHD | | | |
| Security: | Y90510101 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | UMWH MK | Meeting Date: | 01-Aug-2013 | |
| ISIN | MYL4588OO009 | Vote Deadline Date: | 25-Jul-2013 | |
| Agenda | 704655046 | Management | | Total Ballot Shares: | 170000 | |
| Last Vote Date: | 22-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Proposed listing of UMW Oil & Gas Corporation Berhad on the main market of Bursa Malaysia Securities Berhad ("Proposed listing") | For | None | 170000 | 0 | 0 | 0 |
| 2 | Proposed allocation of ordinary shares of RM0.50 each in UMW-OG ("Offer Shares") to Tan Sri Asmat Bin Kamaludin | For | None | 170000 | 0 | 0 | 0 |
| 3 | Proposed allocation of offer shares to Datuk Syed Hisham Bin Syed Wazir | For | None | 170000 | 0 | 0 | 0 |
| 4 | Proposed allocation of offer shares to Dr. Leong Chik Weng | For | None | 170000 | 0 | 0 | 0 |
| 5 | Proposed allocation of offer shares to Dato' Dr. Nik Norzrul Thani Bin N.Hassan Thani | For | None | 170000 | 0 | 0 | 0 |
| 6 | Proposed allocation of offer shares to Dato' Siow Kim Lun @ Siow Kim Lin | For | None | 170000 | 0 | 0 | 0 |
| 7 | Proposed allocation of offer shares to Dato' Mohd. Nizam Bin Zainordin | For | None | 170000 | 0 | 0 | 0 |
| 8 | Proposed allocation of offer shares to Khalid Bin Sufat | For | None | 170000 | 0 | 0 | 0 |
| 9 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF VOTING OPTIONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHEN HSONG HOLDINGS LTD | | | |
| Security: | G20874106 | Meeting Type: | Annual General Meeting | |
| Ticker: | 57 HK | Meeting Date: | 26-Aug-2013 | |
| ISIN | BMG208741063 | Vote Deadline Date: | 21-Aug-2013 | |
| Agenda | 704667774 | Management | | Total Ballot Shares: | 2942000 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 3/LTN20130723241.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 3/LTN20130723239.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2013 | For | None | 400000 | 0 | 0 | 0 |
| 4 | To approve the final dividend of HK6 cents per share as recommended by the Board of Directors for the year ended 31 March 2013 | For | None | 400000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chi Kin Chiang as a director | For | None | 400000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Anish Lalvani as a director | For | None | 400000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Bernard Charnwut Chan as a director | For | None | 400000 | 0 | 0 | 0 |
| 8 | To determine the directors' fees for the year ending 31 March 2014 at an aggregate sum of not exceeding HKD 1,200,000 | For | None | 400000 | 0 | 0 | 0 |
| 9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | None | 400000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 400000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 0 | 400000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | None | 0 | 400000 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1171 HK | Meeting Date: | 09-Sep-2013 | |
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 03-Sep-2013 | |
| Agenda | 704668726 | Management | | Total Ballot Shares: | 1869000 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724242.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724229.pdf | None | None | Non Voting | |
| 2 | To consider and approve the proposal to appoint Mr. Zhang Xinwen as a director of the fifth session of the board of directors of the Company | For | None | 298800 | 0 | 0 | 0 |
| 3 | To consider and approve the proposal to appoint Mr. Li Xiyong as a director of the fifth session of the board of directors of the Company | For | None | 298800 | 0 | 0 | 0 |
| PT VALE INDONESIA TBK | | | |
| Security: | Y7150Y101 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | INCO IJ | | | Meeting Date: | 24-Sep-2013 | |
| ISIN | ID1000109309 | Vote Deadline Date: | 20-Sep-2013 | |
| Agenda | 704723748 | Management | | Total Ballot Shares: | 1133000 | |
| Last Vote Date: | 16-Sep-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Change the members of board of commissioners structure | For | None | 0 | 0 | 1133000 | 0 |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 2338 HK | | | Meeting Date: | 15-Nov-2013 | |
| ISIN | CNE1000004L9 | Vote Deadline Date: | 11-Nov-2013 | |
| Agenda | 704750199 | Management | | Total Ballot Shares: | 906120 | |
| Last Vote Date: | 07-Oct-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 29/LTN20130929039.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 29/LTN20130929033.pdf | None | None | Non Voting | |
| 2 | To consider and approve the provision of general services and labour services by Weichai Holdings (and its associates) to the Company (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 3 | To consider and approve the supply and/or connection of utilities by Weichai Holdings (and its associates) to the Company (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 4 | To consider and approve the purchase of diesel engine parts and components, gas, scrap metals, materials, diesel engines and related products and processing services by the Company (and its subsidiaries) from Weichai Holdings (and its associates) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 5 | To consider and approve the sale of diesel engines, diesel engine parts and components, materials, semi-finished products and related products and provision of processing services by the Company (and its subsidiaries) to Weichai Holdings (and its associates) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 6 | To consider and approve the purchase of diesel engine parts and components, materials, steel and scrap metal, diesel engines and related products and processing and labour services by the Company (and its subsidiaries) from Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 7 | To consider and approve the sale of diesel engines and related products by the Company (and its subsidiaries) to Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 8 | To consider and approve the supply of semi- finished diesel engine parts, diesel engine parts and components, reserve parts and related products and provision of labour services by the Company (and its subsidiaries) to Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 156000 | 0 | 0 | 0 |
| 9 | To consider and approve the supplemental agreement in respect of the purchase of parts and components of vehicles, scrap steel and related products by Shaanxi Zhongqi (and its subsidiaries) from Shaanxi Automotive (and its associates) and the relevant new caps | For | None | 156000 | 0 | 0 | 0 |
| 10 | To consider and approve the possible exercise of the Superlift Call Option | For | None | 156000 | 0 | 0 | 0 |
| CNOOC LTD, HONG KONG | | | |
| Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 883 HK | | | Meeting Date: | 27-Nov-2013 | |
| ISIN | HK0883013259 | Vote Deadline Date: | 22-Nov-2013 | |
| Agenda | 704838513 | Management | | Total Ballot Shares: | 3102000 | |
| Last Vote Date: | 11-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 07/LTN20131107226.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 07/LTN20131107190.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | To approve the Non-exempt Continuing Connected Transactions | For | None | 419000 | 0 | 0 | 0 |
| 4 | To approve the Proposed Caps for each category of the Non-exempt Continuing Connected Transactions | For | None | 419000 | 0 | 0 | 0 |
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G52562140 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 148 HK | | | Meeting Date: | 16-Dec-2013 | |
| ISIN | KYG525621408 | Vote Deadline Date: | 11-Dec-2013 | |
| Agenda | 704869633 | Management | | Total Ballot Shares: | 948200 | |
| Last Vote Date: | 02-Dec-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 27/LTN20131127468.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 27/LTN20131127473.pdf | None | None | Non Voting | |
| 3 | That the entering into of the New KBC Purchase Framework Agreement (as defined in the circular to the shareholders of the Company dated 28 November 2013 (the "Circular")), and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 168200 | 0 | 0 | 0 |
| 4 | That the entering into of the New KBL Purchase Framework Agreement (as defined in the Circular), and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 168200 | 0 | 0 | 0 |
| 5 | That the entering into of the New KBL Supply Framework Agreement (as defined in the Circular) and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 168200 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1072 HK | Meeting Date: | 19-Dec-2013 | |
| ISIN | CNE100000304 | Vote Deadline Date: | 13-Dec-2013 | |
| Agenda | 704826354 | Management | | Total Ballot Shares: | 1402000 | |
| Last Vote Date: | 05-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/110 1/LTN201311011015.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/110 1/LTN20131101862.pdf | None | None | Non Voting | |
| 2 | To consider and approve the proposed issue of A Share Convertible Bonds: Type of securities to be issued | For | None | 248000 | 0 | 0 | 0 |
| 3 | To consider and approve the proposed issue of A Share Convertible Bonds: Issue size | For | None | 248000 | 0 | 0 | 0 |
| 4 | To consider and approve the proposed issue of A Share Convertible Bonds: Nominal value and issue price | For | None | 248000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed issue of A Share Convertible Bonds: Term | For | None | 248000 | 0 | 0 | 0 |
| 6 | To consider and approve the proposed issue of A Share Convertible Bonds: Interest rate | For | None | 248000 | 0 | 0 | 0 |
| 7 | To consider and approve the proposed issue of A Share Convertible Bonds: Timing and method of interest payment | For | None | 248000 | 0 | 0 | 0 |
| 8 | To consider and approve the proposed issue of A Share Convertible Bonds: Conversion period | For | None | 248000 | 0 | 0 | 0 |
| 9 | To consider and approve the proposed issue of A Share Convertible Bonds: Determination and adjustment of conversion price | For | None | 248000 | 0 | 0 | 0 |
| 10 | To consider and approve the proposed issue of A Share Convertible Bonds: Downward adjustment to conversion price | For | None | 248000 | 0 | 0 | 0 |
| 11 | To consider and approve the proposed issue of A Share Convertible Bonds: Conversion method of A Shares | For | None | 248000 | 0 | 0 | 0 |
| 12 | To consider and approve the proposed issue of A Share Convertible Bonds: Terms of redemption | For | None | 248000 | 0 | 0 | 0 |
| 13 | To consider and approve the proposed issue of A Share Convertible Bonds: Terms of sale back | For | None | 248000 | 0 | 0 | 0 |
| 14 | To consider and approve the proposed issue of A Share Convertible Bonds: Dividend rights of the year of conversion | For | None | 248000 | 0 | 0 | 0 |
| 15 | To consider and approve the proposed issue of A Share Convertible Bonds: Method of issue and target subscribers | For | None | 248000 | 0 | 0 | 0 |
| 16 | To consider and approve the proposed issue of A Share Convertible Bonds: Subscription arrangement for existing A Shareholders | For | None | 248000 | 0 | 0 | 0 |
| 17 | To consider and approve the proposed issue of A Share Convertible Bonds: The CB Holders and the CB Holders' meetings | For | None | 248000 | 0 | 0 | 0 |
| 18 | To consider and approve the proposed issue of A Share Convertible Bonds: Use of proceeds from the proposed issue of A Share Convertible Bonds | For | None | 248000 | 0 | 0 | 0 |
| 19 | To consider and approve the proposed issue of A Share Convertible Bonds: Guarantee | For | None | 248000 | 0 | 0 | 0 |
| 20 | To consider and approve the proposed issue of A Share Convertible Bonds: Account for deposit of proceeds | For | None | 248000 | 0 | 0 | 0 |
| 21 | To consider and approve the proposed issue of A Share Convertible Bonds: Validity period of the resolutions in relation to the proposed issue of A Share Convertible Bonds | For | None | 248000 | 0 | 0 | 0 |
| 22 | To authorize the Board to deal with matters in relation to the proposed issue of A Share Convertible Bonds (details please refer to the Announcement) | For | None | 248000 | 0 | 0 | 0 |
| 23 | To consider and approve the proposal in respect of the report on the use of proceeds from the last issue of securities of the Company | For | None | 248000 | 0 | 0 | 0 |
| 24 | To consider and approve the proposal in respect of the feasibility analysis report on the use of proceeds from the issue of A Share Convertible Bonds | For | None | 248000 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | Meeting Type: | Class Meeting | |
| Ticker: | 1072 HK | Meeting Date: | 19-Dec-2013 | |
| ISIN | CNE100000304 | Vote Deadline Date: | 13-Dec-2013 | |
| Agenda | 704826291 | Management | | Total Ballot Shares: | 1402000 | |
| Last Vote Date: | 05-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 01/LTN201311011072.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 01/LTN20131101938.pdf | None | None | Non Voting | |
| 2 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Type of securities to be issued | For | None | 248000 | 0 | 0 | 0 |
| 3 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Issue size | For | None | 248000 | 0 | 0 | 0 |
| 4 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Nominal value and issue price | For | None | 248000 | 0 | 0 | 0 |
| 5 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Term | For | None | 248000 | 0 | 0 | 0 |
| 6 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Interest rate | For | None | 248000 | 0 | 0 | 0 |
| 7 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Timing and method of interest payment | For | None | 248000 | 0 | 0 | 0 |
| 8 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Conversion period | For | None | 248000 | 0 | 0 | 0 |
| 9 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Determination and adjustment of conversion price | For | None | 248000 | 0 | 0 | 0 |
| 10 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Downward adjustment to conversion price | For | None | 248000 | 0 | 0 | 0 |
| 11 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Conversion method of A Shares | For | None | 248000 | 0 | 0 | 0 |
| 12 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Terms of redemption | For | None | 248000 | 0 | 0 | 0 |
| 13 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Terms of sale back | For | None | 248000 | 0 | 0 | 0 |
| 14 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Dividend rights of the year of conversion | For | None | 248000 | 0 | 0 | 0 |
| 15 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Method of issue and target subscribers | For | None | 248000 | 0 | 0 | 0 |
| 16 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Subscription arrangement for existing A Shareholders | For | None | 248000 | 0 | 0 | 0 |
| 17 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: The CB Holders and the CB Holders' meetings | For | None | 248000 | 0 | 0 | 0 |
| 18 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Use of proceeds from the proposed issue of A Share Convertible Bonds | For | None | 248000 | 0 | 0 | 0 |
| 19 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Guarantee | For | None | 248000 | 0 | 0 | 0 |
| 20 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Account for deposit of proceeds | For | None | 248000 | 0 | 0 | 0 |
| 21 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Validity period of the resolutions in relation to the proposed issue of A Share Convertible Bonds | For | None | 248000 | 0 | 0 | 0 |
| HYUNDAI MOBIS, SEOUL | | | |
| Security: | Y3849A109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 012330KS | | | Meeting Date: | 14-Mar-2014 | |
| ISIN | KR7012330007 | Vote Deadline Date: | 04-Mar-2014 | |
| Agenda | 704975765 | Management | | Total Ballot Shares: | 3062 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Approve Financial Statements, Allocation of Income, and dividend of KRW 1,950 per Share | For | None | 3062 | 0 | 0 | 0 |
| 2 | Election of director Jeong Ui Seon, Jeong Myeong Cheol, I Tae Un, I Byeong Ju | For | None | 3062 | 0 | 0 | 0 |
| 3 | Election of audit committee member I Tae Un, I Byeong Ju | For | None | 3062 | 0 | 0 | 0 |
| 4 | Approval of remuneration for director | For | None | 3062 | 0 | 0 | 0 |
| 5 | 04 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| SAMSUNG ELECTRONICS CO LTD, SUWON | | | |
| Security: | Y74718100 | Meeting Type: | Annual General Meeting | |
| Ticker: | 005930KS | | | Meeting Date: | 14-Mar-2014 | |
| ISIN | KR7005930003 | Vote Deadline Date: | 04-Mar-2014 | |
| Agenda | 704970450 | Management | | Total Ballot Shares: | 1001 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Approve financial statements, allocation of income, and dividend | For | None | 1001 | 0 | 0 | 0 |
| 2 | Approve total remuneration of inside directors and outside directors | For | None | 1001 | 0 | 0 | 0 |
| LENOVO GROUP LTD, HONG KONG | | | |
| Security: | Y5257Y107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 992 HK | | | Meeting Date: | 18-Mar-2014 | |
| ISIN | HK0992009065 | Vote Deadline Date: | 13-Mar-2014 | |
| Agenda | 704975436 | Management | | Total Ballot Shares: | 5913000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 23/LTN20140223007.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 23/LTN20140223009.pdf | None | None | Non Voting | |
| 3 | Ordinary Resolution in relation to the Revised Supply Annual Caps and the Revised Royalty Annual Caps (as defined in the circular of the Company dated 24 February 2014) | For | None | 490000 | 0 | 0 | 0 |
| L.P.N. DEVELOPMENT PUBLIC COMPANY LTD | | | |
| Security: | Y5347B216 | Meeting Type: | Annual General Meeting | |
| Ticker: | LPN/F TB | | | Meeting Date: | 27-Mar-2014 | |
| ISIN | TH0456010Z12 | Vote Deadline Date: | 25-Mar-2014 | |
| Agenda | 705002119 | Management | | Total Ballot Shares: | 1036000 | |
| Last Vote Date: | 11-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282362 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION "2". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 3 | Adoption of minutes of ordinary shareholders meeting of 2014 held on 28th march 2013 | For | None | 824000 | 0 | 0 | 0 |
| 4 | Acknowledgement of report of board of directors for performance in the year 2013 | None | None | Non Voting | |
| 5 | Approval of financial statements of 2013, comprising of balance sheet, statements of comprehensive income, statement of changes in shareholders equity, and statements of cash flows, as at 31st December 2013 | For | None | 824000 | 0 | 0 | 0 |
| 6 | Approval of allocation of profit and payment of dividends | For | None | 824000 | 0 | 0 | 0 |
| 7 | Election of director in place of retiring director who completed office term: Prof. Siri Keiwalinsrit | For | None | 824000 | 0 | 0 | 0 |
| 8 | Election of director in place of retiring director who completed office term: Mr. Amornsuk Noparumpa | For | None | 824000 | 0 | 0 | 0 |
| 9 | Election of director in place of retiring director who completed office term: Mr. Vudhiphol Suriyabhivadh | For | None | 824000 | 0 | 0 | 0 |
| 10 | Election of director in place of retiring director who completed office term: Mr. Tikhamporn Plengsrisuk | For | None | 824000 | 0 | 0 | 0 |
| 11 | Election of director in place of retiring director who completed office term: Mrs. Yupa Techakraisri | For | None | 824000 | 0 | 0 | 0 |
| 12 | Consideration on fixing remuneration for board of directors and sub committees | For | None | 824000 | 0 | 0 | 0 |
| 13 | Consideration on appointment of auditor and fixing auditors fee for 2014` | For | None | 824000 | 0 | 0 | 0 |
| 14 | Any other business (if any) | Abstain | None | 0 | 0 | 824000 | 0 |
| PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | | | |
| Security: | Y7145P165 | Meeting Type: | Annual General Meeting | |
| Ticker: | PTTEP/F | | | Meeting Date: | 27-Mar-2014 | |
| ISIN | TH0355A10Z12 | Vote Deadline Date: | 25-Mar-2014 | |
| Agenda | 704983558 | Management | | Total Ballot Shares: | 117198 | |
| Last Vote Date: | 03-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | 28 FEB 2014: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 278950 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 1 AND RECEIPT OF DIRECTOR NAMES IN RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 3 | To acknowledge the 2013 performance result and 2014 work plan of the company | None | None | Non Voting | |
| 4 | To approve the 2013 financial statements | For | None | 117198 | 0 | 0 | 0 |
| 5 | To approve the dividend payment for 2013 performance | For | None | 117198 | 0 | 0 | 0 |
| 6 | To appoint the auditor and consider the auditors fees for year 2014 | For | None | 117198 | 0 | 0 | 0 |
| 7 | To approve the directors and the sub-committees remuneration for year 2014 | For | None | 117198 | 0 | 0 | 0 |
| 8 | To approve the appointment of new director in replacement of the director who is due to retire by rotation in 2014: Mr. Suthep Liumsirijarern | For | None | 117198 | 0 | 0 | 0 |
| 9 | To approve the appointment of new director in replacement of the director who is due to retire by rotation in 2014: Mr. Ampon Kittiampon | For | None | 117198 | 0 | 0 | 0 |
| 10 | To approve the appointment of new director in replacement of the director who is due to retire by rotation in 2014: Mr. Pailin Chuchottaworn | For | None | 117198 | 0 | 0 | 0 |
| 11 | To approve the appointment of new director in replacement of the director who is due to retire by rotation in 2014: Mr. Manas Jamveha | For | None | 117198 | 0 | 0 | 0 |
| 12 | To approve the appointment of new director in replacement of the director who is due to retire by rotation in 2014: Mr. Tevin Vongvanich | For | None | 117198 | 0 | 0 | 0 |
| 13 | Other matters (if any) | Abstain | None | 0 | 0 | 117198 | 0 |
| 14 | 28 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO THE TEXT OF AMENDMENT COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 286920 PLEASE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRUCTIONS. | None | None | Non Voting | |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3049 HK | | | Meeting Date: | 28-Mar-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2014 | |
| Agenda | 705014532 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Hearing of the report of the board of directors of the Company (the "Board of Directors" and each member individually a "Director") and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2013 | For | None | 599200 | 0 | 0 | 0 |
| 2 | Allocation of the results for the fiscal year ended 31 December 2013 and ratification of the distribution of dividends, if any, in respect of the shares of the share classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" share classes have been issued | For | None | 599200 | 0 | 0 | 0 |
| 3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2013 | For | None | 599200 | 0 | 0 | 0 |
| 4 | Re-election of Messrs. Werner Burg, Klaus- Michael Vogel, Jacques Elvinger and Manooj Mistry as Directors of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending 31 December 2014 | For | None | 599200 | 0 | 0 | 0 |
| 5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending 31 December 2014 | For | None | 599200 | 0 | 0 | 0 |
| 6 | Any other business which may be properly brought before the Annual General Meeting | Abstain | None | 0 | 0 | 599200 | 0 |
| 7 | 20 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 3049 HK | | | Meeting Date: | 28-Mar-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2014 | |
| Agenda | 705016562 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 MAY 2014 AT 11:00 HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. | None | None | Non Voting | |
| 2 | Restatement of the Company's Articles of Incorporation (the "Articles"), in order to, inter alia: (i) remove references to the transitional provisions in respect of the Law of 17 December 2010 on undertakings for collective investment, amend the rules relating to the quorum of the meetings of the Board of Directors and update the provisions relating to redemptions, merger and liquidation procedures; and (ii) amend the second paragraph of article 3 of the Articles so as to (i) remove the following sentence "(as from 1st July 2011, the reference to the "Law" shall be deemed to be a reference to the law of 17 December 2010 on undertakings for collective investment)" and (ii) add the following sentence "and any other applicable laws or regulations" | For | None | 599200 | 0 | 0 | 0 |
| 3 | 20 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 548 HK | | | Meeting Date: | 28-Mar-2014 | |
| ISIN | CNE100000478 | Vote Deadline Date: | 24-Mar-2014 | |
| Agenda | 704958478 | Management | | Total Ballot Shares: | 3306000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 10/LTN20140210342.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 10/LTN20140210335.pdf | None | None | Non Voting | |
| 2 | To consider and approve the resolution in relation to the toll adjustment in Meiguan Expressway and compensation by the government | For | None | 696000 | 0 | 0 | 0 |
| PT VALE INDONESIA TBK | | | |
| Security: | Y7150Y101 | Meeting Type: | Annual General Meeting | |
| Ticker: | INCO IJ | | | Meeting Date: | 01-Apr-2014 | |
| ISIN | ID1000109309 | Vote Deadline Date: | 27-Mar-2014 | |
| Agenda | 705035295 | Management | | Total Ballot Shares: | 1133000 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Report the board of directors | For | None | 1133000 | 0 | 0 | 0 |
| 2 | Report the board of commissioners | For | None | 1133000 | 0 | 0 | 0 |
| 3 | Approval annual report for book year ended 31 Dec 2013 | For | None | 1133000 | 0 | 0 | 0 |
| 4 | Appropriation of the company net profit and dividend distribution for financial book year ended 31 Dec 2013 | For | None | 1133000 | 0 | 0 | 0 |
| 5 | Appointment of the board of commissioners | For | None | 1133000 | 0 | 0 | 0 |
| 6 | Appoint of the board of directors | For | None | 1133000 | 0 | 0 | 0 |
| 7 | Approval on the remuneration for member of the board of commissioners | For | None | 1133000 | 0 | 0 | 0 |
| 8 | Authorize the board of commissioner to determine remuneration for board of commissioners | For | None | 1133000 | 0 | 0 | 0 |
| 9 | Determine the public accountant to audit the annual report for year ended 31 Dec 2014 | For | None | 1133000 | 0 | 0 | 0 |
| 10 | Others | Abstain | None | 0 | 0 | 1133000 | 0 |
| PT INDO TAMBANGRAYA MEGAH TBK | | | |
| Security: | Y71244100 | Meeting Type: | Annual General Meeting | |
| Ticker: | ITMG IJ | | | Meeting Date: | 02-Apr-2014 | |
| ISIN | ID1000108509 | Vote Deadline Date: | 26-Mar-2014 | |
| Agenda | 705040486 | Management | | Total Ballot Shares: | 129000 | |
| Last Vote Date: | 24-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Approval the annual report and ratification financial report for book year 2013 | For | None | 129000 | 0 | 0 | 0 |
| 2 | Determine utilization of company profit for book year 2013 | For | None | 129000 | 0 | 0 | 0 |
| 3 | Appoint of independent public accountant to audit company books for book year ended on 31 Dec 2014 | For | None | 129000 | 0 | 0 | 0 |
| 4 | Determine remuneration for the board of commissioners and board of directors for book year 2014 | For | None | 129000 | 0 | 0 | 0 |
| 5 | Realization report for initial public offering utilization | For | None | 129000 | 0 | 0 | 0 |
| NAGACORP LTD | | | |
| Security: | G6382M109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3918 HK | Meeting Date: | 09-Apr-2014 | |
| ISIN | KYG6382M1096 | Vote Deadline Date: | 04-Apr-2014 | |
| Agenda | 705010433 | Management | | Total Ballot Shares: | 2370000 | |
| Last Vote Date: | 31-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310604.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310598.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | To receive and adopt the audited consolidated financial statements of the company and the reports of the Directors and independent auditor for the year ended 31 December 2013 (the "Year End") | For | None | 400000 | 0 | 0 | 0 |
| 4 | To declare the final dividend in respect of the Year End | For | None | 400000 | 0 | 0 | 0 |
| 5 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Philip Lee Wai Tuck as an executive director of the company | For | None | 400000 | 0 | 0 | 0 |
| 6 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Chen Yepern as an executive director of the company | For | None | 400000 | 0 | 0 | 0 |
| 7 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Michael Lai Kai Jin an independent non-executive director of the company | For | None | 400000 | 0 | 0 | 0 |
| 8 | To approve the directors remuneration for the year end and to authorize the board of directors to Fix directors remuneration for the year ending 31 December 2014 | For | None | 400000 | 0 | 0 | 0 |
| 9 | To re-appoint BDO limited as auditor of the company and authorise the board of directors to fix its Remuneration | For | None | 400000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the company | For | None | 0 | 400000 | 0 | 0 |
| 11 | To give a general mandate to the directors to repurchase shares not exceeding 10% of the issued Share capital of the company | For | None | 400000 | 0 | 0 | 0 |
| 12 | Subject to the passing of ordinary resolution nos. 6(a) and (b), to extend the authority given to the directors pursuant to ordinary resolution no. 6(a) to issue shares by adding to the issued share capital of the company the number of shares repurchased under ordinary resolution no. 6(B) | For | None | 0 | 0 | 400000 | 0 |
| PTT PUBLIC COMPANY LIMITED | | | |
| Security: | Y6883U113 | Meeting Type: | Annual General Meeting | |
| Ticker: | PTTGC/FT | | | Meeting Date: | 10-Apr-2014 | |
| ISIN | TH0646010015 | Vote Deadline Date: | 08-Apr-2014 | |
| Agenda | 704975931 | Management | | Total Ballot Shares: | 69500 | |
| Last Vote Date: | 03-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To certify the 2013 AGM minutes on April 11, 2013 | For | None | 56700 | 0 | 0 | 0 |
| 2 | To approve the 2013 performance statement and the 2013 financial statement, year-end on December 31, 2013 | For | None | 56700 | 0 | 0 | 0 |
| 3 | To approve 2013 net profit allocation plan and dividend policy | For | None | 56700 | 0 | 0 | 0 |
| 4 | To elect director in replacement: Air Chief Marshal Prajin Jantong | For | None | 56700 | 0 | 0 | 0 |
| 5 | To elect director in replacement: Mr.Montri Sotangkul | For | None | 56700 | 0 | 0 | 0 |
| 6 | To elect director in replacement: Mr.Thosaporn Sirisumphand | For | None | 56700 | 0 | 0 | 0 |
| 7 | To elect director in replacement: Mr.Sihasak Phuangketkeow | For | None | 56700 | 0 | 0 | 0 |
| 8 | To elect director in replacement: Mr. Athapol Yaisawang | For | None | 56700 | 0 | 0 | 0 |
| 9 | To approve the 2014 directors' remuneration | For | None | 56700 | 0 | 0 | 0 |
| 10 | To appoint an auditor and to approve the 2013 audit fees | For | None | 56700 | 0 | 0 | 0 |
| 11 | Other matters (if any) | Abstain | None | 0 | 0 | 56700 | 0 |
| 12 | 25 FEB 2014: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 13 | 25 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| GLOW ENERGY PUBLIC CO LTD | | | |
| Security: | Y27290124 | Meeting Type: | Annual General Meeting | |
| Ticker: | GLOW/FTB | | | Meeting Date: | 21-Apr-2014 | |
| ISIN | TH0834010017 | Vote Deadline Date: | 17-Apr-2014 | |
| Agenda | 705045195 | Management | | Total Ballot Shares: | 294000 | |
| Last Vote Date: | 24-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 2 | To consider and approve minutes of 2013 annual general meeting of shareholders which was held on 26 April 2013 | For | None | 294000 | 0 | 0 | 0 |
| 3 | To consider and acknowledge the company's operational results for the fiscal year 2013 | For | None | 294000 | 0 | 0 | 0 |
| 4 | To consider and approve the company's financial statements for the year ended 31 December 2013 | For | None | 294000 | 0 | 0 | 0 |
| 5 | To consider and approve allocation of profits derived from operational results for the year 2013, legal reserve and dividend payment | For | None | 294000 | 0 | 0 | 0 |
| 6 | To consider and approve re-election of the director who is due to retire by rotation and appointment of new director to replace the resigned director (if any): Mr. Vitthya Vejjajiva | For | None | 294000 | 0 | 0 | 0 |
| 7 | To consider and approve re-election of the director who is due to retire by rotation and appointment of new director to replace the resigned director (if any): Mr. Anut Chatikavanij | For | None | 294000 | 0 | 0 | 0 |
| 8 | To consider and approve re-election of the director who is due to retire by rotation and appointment of new director to replace the resigned director (if any): Mr. Esa Heiskanen | For | None | 294000 | 0 | 0 | 0 |
| 9 | To consider and approve re-election of the director who is due to retire by rotation and appointment of new director to replace the resigned director (if any): Mr. Guy Richelle | For | None | 294000 | 0 | 0 | 0 |
| 10 | To consider and approve remuneration and meeting allowance for the board of directors and audit committee for the year 2014 | For | None | 294000 | 0 | 0 | 0 |
| 11 | To consider and approve appointment of the auditor for the fiscal year ending 31 December 2014 and to fix remuneration | For | None | 294000 | 0 | 0 | 0 |
| 12 | To consider and approve issuance of debentures for up to THB 10,000 million equivalent | For | None | 294000 | 0 | 0 | 0 |
| 13 | To consider other business (if any) | Abstain | None | 0 | 0 | 294000 | 0 |
| ELECTRICITY GENERATING PUBLIC CO LTD | | | |
| Security: | Y22834116 | Meeting Type: | Annual General Meeting | |
| Ticker: | EGCO/FTB | Meeting Date: | 23-Apr-2014 | |
| ISIN | TH0465010013 | Vote Deadline Date: | 21-Apr-2014 | |
| Agenda | 705032679 | Management | | Total Ballot Shares: | 137500 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 285580 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 2 AND SEQUENCE OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 3 | To consider and approve the minutes of the shareholders annual general meeting for year 2013 held on April 24, 2013 | For | None | 137500 | 0 | 0 | 0 |
| 4 | To consider and acknowledge the company's performance for year 2013 | None | None | Non Voting | |
| 5 | To consider and approve the statements of financial position and income statements as at December 31, 2013 | For | None | 137500 | 0 | 0 | 0 |
| 6 | To consider and approve the appropriation of net profit and the payment of dividend | For | None | 137500 | 0 | 0 | 0 |
| 7 | To consider the appointment of the auditors and determine the audit fee | For | None | 137500 | 0 | 0 | 0 |
| 8 | To consider the election of director to replace retiring director: Mr. Somphot Kanchanaporn | For | None | 137500 | 0 | 0 | 0 |
| 9 | To consider the election of director to replace retiring director: Mr. Bandhit Sothipalarit | For | None | 137500 | 0 | 0 | 0 |
| 10 | To consider the election of director to replace retiring director: Mr. Toshiro Kudama | For | None | 137500 | 0 | 0 | 0 |
| 11 | To consider the election of director to replace retiring director: Mr. Satoshi Yajima | For | None | 137500 | 0 | 0 | 0 |
| 12 | To consider the election of director to replace retiring director: Mr. Yasuo Ohashi | For | None | 137500 | 0 | 0 | 0 |
| 13 | To consider the determination of the directors remuneration | For | None | 137500 | 0 | 0 | 0 |
| 14 | To consider other matters (if any) | Abstain | None | 0 | 0 | 137500 | 0 |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 3049 HK | Meeting Date: | 12-May-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 02-May-2014 | |
| Agenda | 705138356 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 28 MAR 2014 | None | None | Non Voting | |
| 2 | RESTATEMENT OF THE COMPANY'S ARTICLES OF INCORPORATION (THE "ARTICLES"), IN ORDER TO, INTER ALIA: (I) REMOVE REFERENCES TO THE TRANSITIONAL PROVISIONS IN RESPECT OF THE LAW OF 17 DECEMBER 2010 ON UNDERTAKINGS FOR COLLECTIVE INVESTMENT, AMEND THE RULES RELATING TO THE QUORUM OF THE MEETINGS OF THE BOARD OF DIRECTORS AND UPDATE THE PROVISIONS RELATING TO REDEMPTIONS, MERGER AND LIQUIDATION PROCEDURES; AND (II) AMEND THE SECOND PARAGRAPH OF ARTICLE 3 OF THE ARTICLES SO AS TO (I) REMOVE THE FOLLOWING SENTENCE "(AS FROM 1ST JULY 2011, THE REFERENCE TO THE "LAW" SHALL BE DEEMED TO BE A REFERENCE TO THE LAW OF 17 DECEMBER 2010 ON UNDERTAKINGS FOR COLLECTIVE INVESTMENT)" AND (II) ADD THE FOLLOWING SENTENCE "AND ANY OTHER APPLICABLE LAWS OR REGULATIONS | For | None | 599200 | 0 | 0 | 0 |
| 3 | 08 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RESOLUTION 1 AND CHANGE IN MEETING TIME FROM 11.30 TO 11.00 AND RECEIPT OF RECORD DATE AND CHANGE IN BLOCKING TAG FROM "Y" TO "N". IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | Meeting Type: | Annual General Meeting | |
| Ticker: | 548 HK | | | Meeting Date: | 13-May-2014 | |
| ISIN | CNE100000478 | Vote Deadline Date: | 07-May-2014 | |
| Agenda | 705059233 | Management | | Total Ballot Shares: | 3306000 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 24/LTN20140324617.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 24/LTN20140324587.pdf | None | None | Non Voting | |
| 2 | To consider and approve the report of the board of directors for the year 2013 | For | None | 696000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee for the year 2013 | For | None | 696000 | 0 | 0 | 0 |
| 4 | To consider and approve the audited accounts for the year 2013 | For | None | 696000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed distribution scheme of profits for the year 2013 (including declaration of final dividend) | For | None | 696000 | 0 | 0 | 0 |
| 6 | To consider and approve the budget report for the year 2014 | For | None | 696000 | 0 | 0 | 0 |
| 7 | To consider and approve that PricewaterhouseCoopers Zhong Tian LLP be re- appointed as the auditors of the Company for 2014 | For | None | 696000 | 0 | 0 | 0 |
| 8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | None | 696000 | 0 | 0 | 0 |
| SOHO CHINA LTD | | | |
| Security: | G82600100 | Meeting Type: | Annual General Meeting | |
| Ticker: | 410 HK | | | Meeting Date: | 13-May-2014 | |
| ISIN | KYG826001003 | Vote Deadline Date: | 08-May-2014 | |
| Agenda | 705133813 | Management | | Total Ballot Shares: | 5860500 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408817.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408839.pdf | None | None | Non Voting | |
| 2 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND THE AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 521000 | 0 | 0 | 0 |
| 3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 521000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT MRS. PAN ZHANG XIN MARITA AS AN EXECUTIVE DIRECTOR | For | None | 521000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MS. YAN YAN AS AN EXECUTIVE DIRECTOR | For | None | 521000 | 0 | 0 | 0 |
| 6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 521000 | 0 | 0 | 0 |
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 521000 | 0 | 0 | 0 |
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 521000 | 0 | 0 |
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 521000 | 0 | 0 | 0 |
| 10 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO THE ORDINARY RESOLUTION NO. 7(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER THE ORDINARY RESOLUTION NO. 7(B) | For | None | 521000 | 0 | 0 | 0 |
| 11 | 10 APR 2014: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 12 | 10 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | Meeting Type: | Annual General Meeting | |
| Ticker: | DIGI MK | | | Meeting Date: | 14-May-2014 | |
| ISIN | MYL6947OO005 | Vote Deadline Date: | 07-May-2014 | |
| Agenda | 705186888 | Management | | Total Ballot Shares: | 514700 | |
| Last Vote Date: | 28-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A) : MR SIGVE BREKKE | For | None | 439000 | 0 | 0 | 0 |
| 2 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A): DATO' SAW CHOO BOON | For | None | 439000 | 0 | 0 | 0 |
| 3 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(E): MS YASMIN BINTI ALADAD KHAN | For | None | 439000 | 0 | 0 | 0 |
| 4 | TO APPROVE THE DIRECTORS' ALLOWANCES OF RM527,710.00 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | For | None | 439000 | 0 | 0 | 0 |
| 5 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 439000 | 0 | 0 | 0 |
| 6 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR "THAT, SUBJECT TO THE PROVISIONS OF THE MAIN MARKET LISTING REQUIREMENTS OF BURSA MALAYSIA SECURITIES BERHAD, APPROVAL BE AND IS HEREBY GIVEN FOR THE | For | None | 439000 | 0 | 0 | 0 |
| | COMPANY AND ITS SUBSIDIARIES, TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH TELENOR AND PERSONS CONNECTED WITH TELENOR AS SPECIFIED IN SECTION 2.3 OF THE CIRCULAR TO SHAREHOLDERS DATED 22 APRIL 2014 WHICH ARE NECESSARY FOR THE DAY-TO- DAY OPERATIONS AND/OR IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES ON TERMS NOT MORE FAVORABLE TO THE RELATED PARTIES THAN THOSE GENERALLY AVAILABLE TO THE PUBLIC AND ARE NOT CONTD | | | | | | |
| 7 | CONTD DETRIMENTAL TO THE MINORITY SHAREHOLDERS OF THE COMPANY AND THAT SUCH APPROVAL SHALL CONTINUE TO BE IN FORCE UNTIL: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY FOLLOWING THE GENERAL MEETING AT WHICH THIS ORDINARY RESOLUTION SHALL BE PASSED, AT WHICH TIME IT WILL LAPSE, UNLESS BY A RESOLUTION PASSED AT A GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION IS RENEWED; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING AFTER THE DATE IT IS REQUIRED TO BE HELD PURSUANT TO SECTION 143(1) OF THE COMPANIES ACT, 1965 (BUT SHALL NOT EXTEND TO SUCH EXTENSION AS MAY BE ALLOWED PURSUANT TO SECTION 143(2) OF THE COMPANIES ACT, 1965); OR (III) REVOKED OR VARIED BY RESOLUTION PASSED BY THE SHAREHOLDERS AT A GENERAL MEETING; WHICHEVER IS EARLIER; AND THAT IN MAKING THE CONTD | None | None | Non Voting | |
| 8 | CONTD DISCLOSURE OF THE AGGREGATE VALUE OF THE RECURRENT RELATED PARTY TRANSACTIONS CONDUCTED PURSUANT TO THE PROPOSED SHAREHOLDERS' APPROVAL IN THE COMPANY'S ANNUAL REPORTS, THE COMPANY SHALL PROVIDE A BREAKDOWN OF THE AGGREGATE VALUE OF RECURRENT RELATED PARTY TRANSACTIONS MADE DURING THE FINANCIAL YEAR, AMONGST OTHERS, BASED ON: (I) THE TYPE OF THE RECURRENT RELATED PARTY TRANSACTIONS MADE; AND (II) THE NAME OF THE RELATED PARTIES INVOLVED IN EACH TYPE OF THE RECURRENT RELATED PARTY | None | None | Non Voting | |
| | TRANSACTIONS MADE AND THEIR RELATIONSHIP WITH THE COMPANY AND FURTHER THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) TO GIVE EFFECT TO THE TRANSACTIONS AS AUTHORISED BY THIS ORDINARY RESOLUTION" | | | | | | |
| 9 | AUTHORITY FOR DATO' AB. HALIM BIN MOHYIDDIN TO CONTINUE IN OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR "THAT AUTHORITY BE AND IS HEREBY GIVEN TO DATO' AB. HALIM BIN MOHYIDDIN WHO HAS SERVED AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A CUMULATIVE TERM OF MORE THAN NINE YEARS, TO CONTINUE TO ACT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING IN ACCORDANCE WITH MALAYSIAN CODE OF CORPORATE GOVERNANCE 2012" | For | None | 439000 | 0 | 0 | 0 |
| TENCENT HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G87572148 | Meeting Type: | Annual General Meeting | |
| Ticker: | 700 HK | | | Meeting Date: | 14-May-2014 | |
| ISIN | KYG875721485 | Vote Deadline Date: | 09-May-2014 | |
| Agenda | 705105636 | Management | | Total Ballot Shares: | 88600 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN201404021681.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN201404021689.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 6500 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND | For | None | 6500 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | For | None | 6500 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | For | None | 6500 | 0 | 0 | 0 |
| 7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 6500 | 0 | 0 | 0 |
| 8 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 6500 | 0 | 0 | 0 |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 6500 | 0 | 0 |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 6500 | 0 | 0 | 0 |
| 11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 6500 | 0 | 0 | 0 |
| 12 | TO APPROVE THE SHARE SUBDIVISION (ORDINARY RESOLUTION 8 AS SET OUT IN THE NOTICE OF AGM) | For | None | 6500 | 0 | 0 | 0 |
| 13 | TO ADOPT THE OPTION SCHEME OF RIOT GAMES, INC. (ORDINARY RESOLUTION 9 AS SET OUT IN THE NOTICE OF AGM) | For | None | 6500 | 0 | 0 | 0 |
| 14 | TO AMEND THE EXISTING MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION AND TO ADOPT THE AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION 10 AS SET OUT IN THE NOTICE OF AGM) | For | None | 6500 | 0 | 0 | 0 |
| LI & FUNG LTD | | | |
| Security: | G5485F169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 494 HK | | | Meeting Date: | 15-May-2014 | |
| ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2014 | |
| Agenda | 705140957 | Management | | Total Ballot Shares: | 3234000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409638.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409656.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 322000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS PER SHARE | For | None | 322000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT Mr ALLAN WONG CHI YUN AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT Mr PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 |
| 8 | TO FIX THE DIRECTORS' FEES | For | None | 322000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 322000 | 0 | 0 | 0 |
| 10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 322000 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 322000 | 0 | 0 | 0 |
| 12 | TO ADOPT SHARE OPTION SCHEME | For | None | 322000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE SHARE PREMIUM REDUCTION | For | None | 322000 | 0 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |
| Ticker: | 857 HK | | | Meeting Date: | 22-May-2014 | |
| ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705233740 | Management | | Total Ballot Shares: | 5597000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298258 DUE TO ADDITION OF RESOLUTION 7.J. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404581.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404423.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429705.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429727.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE THAT THE BOARD MAKES NO RECOMMENDATION FOR RESOLUTION 7.J | None | None | Non Voting | |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 562000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | For | None | 562000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 562000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 562000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2014 | For | None | 562000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2014 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 562000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU JIPING AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIAO YONGYUAN AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 13 | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SHEN DIANCHENG AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 17 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHEN ZHIWU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 18 | TO CONSIDER AND APPROVE THE ELECTION OF MR. RICHARD H. MATZKE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 19 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 20 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 21 | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO JINPING AS SUPERVISOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 22 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI QINGYI AS SUPERVISOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 23 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YIMIN AS SUPERVISOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 24 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS SUPERVISOR OF THE COMPANY | For | None | 562000 | 0 | 0 | 0 |
| 25 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 562000 | 0 | 0 |
| AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | | | |
| Security: | G2953R114 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2018 HK | | | Meeting Date: | 23-May-2014 | |
| ISIN | KYG2953R1149 | Vote Deadline Date: | 20-May-2014 | |
| Agenda | 705157041 | Management | | Total Ballot Shares: | 623000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN201404111018.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411999.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2013 | For | None | 58000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.83 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2013 | For | None | 58000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | For | None | 58000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. POON CHUNG YIN JOSEPH AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 58000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT DATO' TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 58000 | 0 | 0 | 0 |
| 8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES | For | None | 58000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 58000 | 0 | 0 | 0 |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 0 | 58000 | 0 | 0 |
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 58000 | 0 | 0 | 0 |
| 12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 58000 | 0 | 0 | 0 |
| CNOOC LTD, HONG KONG | | | |
| Security: | Y1662W117 | Meeting Type: | Annual General Meeting | |
| Ticker: | CEO | | | Meeting Date: | 23-May-2014 | |
| ISIN | HK0883013259 | Vote Deadline Date: | 20-May-2014 | |
| Agenda | 705141606 | Management | | Total Ballot Shares: | 2850000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409023.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 419000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 419000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. WANG YILIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. ZHANG JIANWEI AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. WANG JIAXIANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MR. LAWRENCE J. LAU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT MR. KEVIN G. LYNCH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 419000 | 0 | 0 | 0 |
| 12 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 419000 | 0 | 0 | 0 |
| 13 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 419000 | 0 | 0 | 0 |
| 14 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 419000 | 0 | 0 | 0 |
| 15 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 419000 | 0 | 0 |
| 16 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 419000 | 0 | 0 | 0 |
| HSBC HOLDINGS PLC, LONDON | | | |
| Security: | G4634U169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 5 HK | Meeting Date: | 23-May-2014 | |
| ISIN | GB0005405286 | Vote Deadline Date: | 16-May-2014 | |
| Agenda | 705077433 | Management | | Total Ballot Shares: | 250995 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the Annual Report and Accounts 2013 | For | None | 39023 | 0 | 0 | 0 |
| 2 | To approve the Directors' remuneration policy | For | None | 39023 | 0 | 0 | 0 |
| 3 | To approve the Directors' Remuneration Report | For | None | 39023 | 0 | 0 | 0 |
| 4 | To approve the Variable pay cap (see section 4 of the Explanatory Notes in the Notice of AGM for voting threshold applicable to this resolution) | For | None | 39023 | 0 | 0 | 0 |
| 5 | To elect Kathleen Casey as a Director | For | None | 39023 | 0 | 0 | 0 |
| 6 | To elect Sir Jonathan Evans as a Director | For | None | 39023 | 0 | 0 | 0 |
| 7 | To elect Marc Moses as a Director | For | None | 39023 | 0 | 0 | 0 |
| 8 | To elect Jonathan Symonds as a Director | For | None | 39023 | 0 | 0 | 0 |
| 9 | To re-elect Safra Catz as a Director | For | None | 39023 | 0 | 0 | 0 |
| 10 | To re-elect Laura Cha as a Director | For | None | 39023 | 0 | 0 | 0 |
| 11 | To re-elect Marvin Cheung as a Director | For | None | 39023 | 0 | 0 | 0 |
| 12 | To re-elect Joachim Faber as a Director | For | None | 39023 | 0 | 0 | 0 |
| 13 | To re-elect Rona Fairhead as a Director | For | None | 39023 | 0 | 0 | 0 |
| 14 | To re-elect Renato Fassbind as a Director | For | None | 39023 | 0 | 0 | 0 |
| 15 | To re-elect Douglas Flint as a Director | For | None | 39023 | 0 | 0 | 0 |
| 16 | To re-elect Stuart Gulliver as a Director | For | None | 39023 | 0 | 0 | 0 |
| 17 | To re-elect Sam Laidlaw as a Director | For | None | 39023 | 0 | 0 | 0 |
| 18 | To re-elect John Lipsky as a Director | For | None | 39023 | 0 | 0 | 0 |
| 19 | To re-elect Rachel Lomax as a Director | For | None | 39023 | 0 | 0 | 0 |
| 20 | To re-elect Iain MacKay as a Director | For | None | 39023 | 0 | 0 | 0 |
| 21 | To re-elect Sir Simon Robertson as a Director | For | None | 39023 | 0 | 0 | 0 |
| 22 | To re-appoint KPMG Audit Plc as auditor of the Company to hold office until completion of the audit of the consolidated accounts for the year ending 31 December 2014 | For | None | 39023 | 0 | 0 | 0 |
| 23 | To authorise the Group Audit Committee to determine the auditor's remuneration | For | None | 39023 | 0 | 0 | 0 |
| 24 | To authorise the Directors to allot shares | For | None | 39023 | 0 | 0 | 0 |
| 25 | To disapply pre-emption rights | For | None | 39023 | 0 | 0 | 0 |
| 26 | To authorise the Directors to allot any repurchased shares | For | None | 39023 | 0 | 0 | 0 |
| 27 | To authorise the Company to purchase its own ordinary shares | For | None | 39023 | 0 | 0 | 0 |
| 28 | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | For | None | 39023 | 0 | 0 | 0 |
| 29 | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities | For | None | 39023 | 0 | 0 | 0 |
| 30 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | None | 39023 | 0 | 0 | 0 |
| CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | | | |
| Security: | G2157Q102 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2128 HK | | | Meeting Date: | 30-May-2014 | |
| ISIN | KYG2157Q1029 | Vote Deadline Date: | 27-May-2014 | |
| Agenda | 705185393 | Management | | Total Ballot Shares: | 4807000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 17/LTN20140417428.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 17/LTN20140417374.pdf | None | None | Non Voting | |
| 3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1014000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2013: HK12 CENTS PER SHARE | For | None | 1014000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. ZUO MANLUN AS DIRECTOR | For | None | 1014000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MS. ZUO XIAOPING AS DIRECTOR | For | None | 1014000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. LAI ZHIQIANG AS DIRECTOR | For | None | 1014000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. CHEN GUONAN AS DIRECTOR | For | None | 1014000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR | For | None | 1014000 | 0 | 0 | 0 |
| 10 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 1014000 | 0 | 0 | 0 |
| 11 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 1014000 | 0 | 0 | 0 |
| 12 | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE CONTD | For | None | 0 | 1014000 | 0 | 0 |
| 13 | CONTD NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS | None | None | Non Voting | |
| | GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF CONTD | | | | | | |
| 14 | CONTD ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS CONTD | None | None | Non Voting | |
| 15 | CONTD REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE | None | None | Non Voting | |
| | DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY CONTD | | | | | | |
| 16 | CONTD OUTSIDE HONG KONG) | None | None | Non Voting | |
| 17 | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE CONTD | For | None | 1014000 | 0 | 0 | 0 |
| 18 | CONTD AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE | None | None | Non Voting | |
| | PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD CONTD | | | | | | |
| 19 | CONTD ; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | None | None | Non Voting | |
| 20 | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 0 | 1014000 | 0 |
| NOVATEK MICROELECTRONICS CORP | | | |
| Security: | Y64153102 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3034 TT | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | TW0003034005 | Vote Deadline Date: | 28-May-2014 | |
| Agenda | 705284800 | Management | | Total Ballot Shares: | 161000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 136000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | For | None | 136000 | 0 | 0 | 0 |
| 6 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 136000 | 0 | 0 | 0 |
| 7 | THE REVISION TO THE PROCEDURE OF THE ELECTION OF THE DIRECTORS | For | None | 136000 | 0 | 0 | 0 |
| 8 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING | For | None | 136000 | 0 | 0 | 0 |
| 9 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 136000 | 0 | 0 | 0 |
| CHINA MINSHENG BANKING CORPORATION | | | |
| Security: | Y1495M112 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1988 HK | | | Meeting Date: | 10-Jun-2014 | |
| ISIN | CNE100000HF9 | Vote Deadline Date: | 04-Jun-2014 | |
| Agenda | 705192134 | Management | | Total Ballot Shares: | 3104500 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422581.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422606.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2013 OF THE COMPANY | For | None | 505000 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2013 OF THE COMPANY | For | None | 505000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2014 OF THE COMPANY | For | None | 505000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2013 OF THE COMPANY | For | None | 505000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2013 OF THE COMPANY | For | None | 505000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE SECOND HALF OF 2013 (INCLUDING THE ISSUANCE OF BONUS SHARES AND THE PAYMENT OF DIVIDEND) | For | None | 505000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2014 | For | None | 505000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MAO XIAOFENG AS A DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS WITH THE SAME TERM OF OFFICE AS THE CURRENT SESSION OF THE BOARD OF DIRECTORS | For | None | 505000 | 0 | 0 | 0 |
| 10 | 30 APR 14: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 20 MAY TO 9 MAY 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| GALAXY ENTERTAINMENT GROUP LTD | | | |
| Security: | Y2679D118 | Meeting Type: | Annual General Meeting | |
| Ticker: | 27 HK | | | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK0027032686 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705171813 | Management | | Total Ballot Shares: | 483000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416711.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416709.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 86000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A DIRECTOR | For | None | 86000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A DIRECTOR | For | None | 86000 | 0 | 0 | 0 |
| 6 | TO AUTHORISE THE DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 86000 | 0 | 0 | 0 |
| 7 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | For | None | 86000 | 0 | 0 | 0 |
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | For | None | 86000 | 0 | 0 | 0 |
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | For | None | 0 | 86000 | 0 | 0 |
| 10 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | For | None | 86000 | 0 | 0 | 0 |
| 11 | TO DELETE THE ENTIRE MEMORANDUM OF ASSOCIATION OF THE COMPANY | For | None | 86000 | 0 | 0 | 0 |
| 12 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 86000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 86000 | 0 | 0 | 0 |
| CATCHER TECHNOLOGY CO LTD | | | |
| Security: | Y1148A101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2474 TT | | | Meeting Date: | 12-Jun-2014 | |
| ISIN | TW0002474004 | Vote Deadline Date: | 04-Jun-2014 | |
| Agenda | 705301923 | Management | | Total Ballot Shares: | 71000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE STATUS OF INVESTMENT IN PEOPLES REPUBLIC OF CHINA | None | None | Non Voting | |
| 5 | THE 2013 FINANCIAL STATEMENTS | For | None | 56000 | 0 | 0 | 0 |
| 6 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5 PER SHARE | For | None | 56000 | 0 | 0 | 0 |
| 7 | THE PROPOSAL OF RAISING OPERATION FUNDS BY CAPITAL INJECTION BY ISSUING NEW SHARES OR CONVERTIBLE CORPORATE BONDS | For | None | 56000 | 0 | 0 | 0 |
| 8 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 56000 | 0 | 0 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | Meeting Type: | Annual General Meeting | |
| Ticker: | 135 HK | | | Meeting Date: | 12-Jun-2014 | |
| ISIN | BMG5320C1082 | Vote Deadline Date: | 09-Jun-2014 | |
| Agenda | 705283327 | Management | | Total Ballot Shares: | 2846000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298262 DUE TO ADDITION OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404782.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404809.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 09/LTN20140509526.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 09/LTN20140509506.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 4 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENT AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 484000 | 0 | 0 | 0 |
| 5 | TO DECLARE A FINAL DIVIDEND OF HK23 CENTS PER ORDINARY SHARE OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. WU ENLAI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. CHENG CHENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT DR. LAU WAH SUM (WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS) AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. LI KWOK SING AUBREY (WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| 10 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 484000 | 0 | 0 | 0 |
| 11 | TO APPOINT KPMG AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 484000 | 0 | 0 | 0 |
| 12 | TO APPROVE THE SHARE ISSUE MANDATE (ORDINARY RESOLUTION NO. 6 OF THE NOTICE CONVENING THE MEETING) | For | None | 0 | 484000 | 0 | 0 |
| 13 | TO APPROVE THE SHARE REPURCHASE MANDATE (ORDINARY RESOLUTION NO. 7 OF THE NOTICE CONVENING THE MEETING) | For | None | 484000 | 0 | 0 | 0 |
| 14 | TO APPROVE EXTENSION OF THE SHARE ISSUE MANDATE UNDER ORDINARY RESOLUTION NO. 6 BY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 7 (ORDINARY RESOLUTION NO. 8 OF THE NOTICE CONVENING THE MEETING) | For | None | 484000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHAO YONGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 484000 | 0 | 0 | 0 |
| SHIN ZU SHING CO LTD | | | |
| Security: | Y7755T101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3376 TT | | | Meeting Date: | 12-Jun-2014 | |
| ISIN | TW0003376000 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705302242 | Management | | Total Ballot Shares: | 2 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE STATUS OF ACQUISITION OR DISPOSAL OF ASSETS | None | None | Non Voting | |
| 5 | THE STATUS OF THE 2010 LOCAL SECURED CONVERTIBLE CORPORATE BONDS | None | None | Non Voting | |
| 6 | THE ESTABLISHMENT OF THE CODE OF CONDUCT AND BUSINESS WITH INTEGRITY | None | None | Non Voting | |
| 7 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 2 | 0 | 0 | 0 |
| 8 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 3 PER SHARE | For | None | 2 | 0 | 0 | 0 |
| 9 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 2 | 0 | 0 | 0 |
| 10 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING | For | None | 2 | 0 | 0 | 0 |
| 11 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 2 | 0 | 0 | 0 |
| 12 | EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 2 | 0 |
| LARGAN PRECISION CO LTD | | | |
| Security: | Y52144105 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3008 TT | | | Meeting Date: | 18-Jun-2014 | |
| ISIN | TW0003008009 | Vote Deadline Date: | 12-Jun-2014 | |
| Agenda | 705316861 | Management | | Total Ballot Shares: | 16000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 16000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD28.5 PER SHARE | For | None | 16000 | 0 | 0 | 0 |
| 6 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 16000 | 0 | 0 | 0 |
| 7 | EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 16000 | 0 |
| UMW HOLDINGS BHD | | | |
| Security: | Y90510101 | Meeting Type: | Annual General Meeting | |
| Ticker: | UMWH MK | | | Meeting Date: | 19-Jun-2014 | |
| ISIN | MYL4588OO009 | Vote Deadline Date: | 12-Jun-2014 | |
| Agenda | 705330140 | Management | | Total Ballot Shares: | 170000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING IN ACCORDANCE WITH ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION: ROHAYA BINTI MOHAMMAD YUSOF | For | None | 170000 | 0 | 0 | 0 |
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING IN ACCORDANCE WITH ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION: TAN SRI HASMAH BINTI ABDULLAH | For | None | 170000 | 0 | 0 | 0 |
| 3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING IN ACCORDANCE WITH ARTICLE 123 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DR. LEONG CHIK WENG | For | None | 170000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING IN ACCORDANCE WITH ARTICLE 123 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATO' MOHD. NIZAM BIN ZAINORDIN | For | None | 170000 | 0 | 0 | 0 |
| 5 | TO APPROVE DIRECTORS' FEES OF RM908,340 FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 170000 | 0 | 0 | 0 |
| 6 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS FOR THE ENSUING FINANCIAL YEAR AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 170000 | 0 | 0 | 0 |
| 7 | THAT TAN SRI ASMAT BIN KAMALUDIN BE RE- APPOINTED AS DIRECTOR OF THE COMPANY IN ACCORDANCE WITH SECTION 129(6) OF THE COMPANIES ACT, 1965 | For | None | 170000 | 0 | 0 | 0 |
| 8 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR EXISTING RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE ("PROPOSED SHAREHOLDERS' MANDATE") | For | None | 170000 | 0 | 0 | 0 |
| DONGFENG MOTOR GROUP COMPANY LTD | | | |
| Security: | Y21042109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 489 HK | | | Meeting Date: | 20-Jun-2014 | |
| ISIN | CNE100000312 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705227038 | Management | | Total Ballot Shares: | 1938000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428746.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428675.pdf | None | None | Non Voting | |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 338000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 338000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE INTERNATIONAL AUDITORS REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 338000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 AND TO AUTHORISE THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR 2013 | For | None | 338000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2014 IN ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO, DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2014) | For | None | 338000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LIMITED AS THE INTERNATIONAL AUDITORS OF THE COMPANY, AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITORS OF THE COMPANY FOR THE YEAR 2014 TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 338000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 338000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF GENERAL MEETING | For | None | 338000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD MEETING | For | None | 338000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF EXISTING DOMESTIC SHARES AND H SHARE IN ISSUE | For | None | 0 | 338000 | 0 | 0 |
| 13 | 02 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | | |
| Security: | Y84629107 | Meeting Type: | Annual General Meeting | |
| Ticker: | TSM | | | Meeting Date: | 24-Jun-2014 | |
| ISIN | TW0002330008 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705337271 | Management | | Total Ballot Shares: | 328000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284064 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 3 | THE BUSINESS OF 2013 | None | None | Non Voting | |
| 4 | AUDIT COMMITTEES REVIEW REPORT | None | None | Non Voting | |
| 5 | TO REPORT THE ISSUANCE OF UNSECURED STRAIGHT CORPORATE BOND | None | None | Non Voting | |
| 6 | TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 295000 | 0 | 0 | 0 |
| 7 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS. (CASH DIVIDEND NT3.0 PER SHARE) | For | None | 295000 | 0 | 0 | 0 |
| 8 | TO REVISE THE FOLLOWING INTERNAL RULES: 1. PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. 2. PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS. | For | None | 295000 | 0 | 0 | 0 |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 939 HK | | | Meeting Date: | 26-Jun-2014 | |
| ISIN | CNE1000002H1 | Vote Deadline Date: | 23-Jun-2014 | |
| Agenda | 705227026 | Management | | Total Ballot Shares: | 5661670 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427043.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427031.pdf | None | None | Non Voting | |
| 2 | THE 2013 REPORT OF BOARD OF DIRECTORS | For | None | 739000 | 0 | 0 | 0 |
| 3 | THE 2013 REPORT OF BOARD OF SUPERVISORS | For | None | 739000 | 0 | 0 | 0 |
| 4 | THE 2013 FINAL FINANCIAL ACCOUNTS | For | None | 739000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION PLAN | For | None | 739000 | 0 | 0 | 0 |
| 6 | BUDGET OF 2014 FIXED ASSETS INVESTMENT | For | None | 739000 | 0 | 0 | 0 |
| 7 | THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 | For | None | 739000 | 0 | 0 | 0 |
| 8 | THE RE-ELECTION OF MR. DONG SHI AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 |
| 9 | THE ELECTION OF MR. GUO YOU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 |
| 10 | THE PLAN ON AUTHORISATION TO THE BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL MEETING | For | None | 739000 | 0 | 0 | 0 |
| CHINA MERCHANTS BANK CO LTD, SHENZEN | | | |
| Security: | Y14896115 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3968 HK | Meeting Date: | 30-Jun-2014 | |
| ISIN | CNE1000002M1 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705393774 | Management | | Total Ballot Shares: | 1720500 | |
| Last Vote Date: | 23-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 305854 DUE TO ADDITION OF RESOLUTION 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428408.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428450.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 04/LTN201406041312.pdf | None | None | Non Voting | |
| 3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 4 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 5 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2013 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 280000 | 0 | 0 | 0 |
| 6 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 7 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2013 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDENDS) | For | None | 280000 | 0 | 0 | 0 |
| 8 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2014 | For | None | 280000 | 0 | 0 | 0 |
| 9 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF Ms. SU MIN AS A NON-EXECUTIVE DIRECTOR | For | None | 280000 | 0 | 0 | 0 |
| 10 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF MR. DONG XIANDE AS AN EXTERNAL SUPERVISOR | For | None | 280000 | 0 | 0 | 0 |
| 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 12 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 13 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 14 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 15 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2013 | For | None | 280000 | 0 | 0 | 0 |
| 16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD. | For | None | 0 | 280000 | 0 | 0 |
| 17 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD. (2014 REVISION) (INCLUDING THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS, THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF DIRECTORS AND THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF SUPERVISORS OF THE COMPANY) | For | None | 280000 | 0 | 0 | 0 |
| 18 | RESOLUTION ON APPOINTMENT OF A CANDIDATE FOR NON-EXECUTIVE DIRECTOR: MR. LI JIANHONG | For | None | 280000 | 0 | 0 | 0 |
| 19 | 11 JUN 2014: PLEASE NOTE THAT THE BOARD DOES NOT HAVE ANY RECOMMENDATIONS ON RESOLUTION 16 | None | None | Non Voting | |
| 20 | 11 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 350275 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2338 HK | | | Meeting Date: | 30-Jun-2014 | |
| ISIN | CNE1000004L9 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705297958 | Management | | Total Ballot Shares: | 858120 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 14/LTN20140514734.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 14/LTN20140514764.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AS SPECIFIED (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE AS SPECIFIED (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 108000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 108000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 108000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF AS SPECIFIED (SHANDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 108000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 108000 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT IN RESPECT OF THE SALE OF VEHICLES, PARTS AND COMPONENTS OF VEHICLES, RAW MATERIALS AND RELATED PRODUCTS AND PROVISION OF THE RELEVANT SERVICES BY SHAANXI ZHONGQI (AND ITS SUBSIDIARIES) AND WEICHAI FRESHEN AIR (AS THE CASE MAY BE) TO SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) (AS THE CASE MAY BE) AND THE RELEVANT NEW CAPS | For | None | 108000 | 0 | 0 | 0 |
| 13 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF VEHICLES, SCRAP STEEL AND RELATED PRODUCTS AND LABOUR SERVICES BY SHAANXI ZHONGQI (AND ITS SUBSIDIARIES) FROM SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | For | None | 108000 | 0 | 0 | 0 |
| 14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YUEPU (AS SPECIFIED) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 108000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG ZHONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 108000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG GONGYONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 108000 | 0 | 0 | 0 |
| 17 | TO CONSIDER AND APPROVE THE ELECTION OF MR. NING XIANGDONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 108000 | 0 | 0 | 0 |
| 18 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, AMONGST OTHER THINGS, NEW H SHARES | For | None | 0 | 108000 | 0 | 0 |
| VTECH HOLDINGS LTD, HAMILTON | | | |
| Security: | G9400S132 | Meeting Type: | Annual General Meeting | |
| Ticker: | 303 HK | | | Meeting Date: | 12-Jul-2013 | |
| ISIN | BMG9400S1329 | Vote Deadline Date: | 09-Jul-2013 | |
| Agenda | 704579854 | Management | | Total Ballot Shares: | 330600 | |
| Last Vote Date: | 10-Jun-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0603/LTN201306031578.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/060 3/LTN201306031510.pdf | None | None | Non Voting | |
| 3 | To receive and consider the audited financial statements and the reports of the directors of the Company (''Directors'') and the auditor of the Company (''Auditor'') for the year ended 31 March 2013 | For | None | 14600 | 0 | 0 | 0 |
| 4 | To consider and declare a final dividend in respect of the year ended 31 March 2013 | For | None | 14600 | 0 | 0 | 0 |
| 5 | To re-elect Dr. Pang King Fai as Director | For | None | 14600 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Michael Tien Puk Sun as Director | For | None | 14600 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Wong Kai Man as Director | For | None | 14600 | 0 | 0 | 0 |
| 8 | To fix the remuneration of the Directors | For | None | 14600 | 0 | 0 | 0 |
| 9 | To re-appoint KPMG as the Auditor and authorise the board of Directors to fix their Remuneration | For | None | 14600 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the 2013 AGM | For | None | 14600 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the 2013 AGM | For | None | 14600 | 0 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | None | 14600 | 0 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1171 HK | Meeting Date: | 09-Sep-2013 | |
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 03-Sep-2013 | |
| Agenda | 704668726 | Management | | Total Ballot Shares: | 1869000 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724242.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724229.pdf | None | None | Non Voting | |
| 2 | To consider and approve the proposal to appoint Mr. Zhang Xinwen as a director of the fifth session of the board of directors of the Company | For | None | 72000 | 0 | 0 | 0 |
| 3 | To consider and approve the proposal to appoint Mr. Li Xiyong as a director of the fifth session of the board of directors of the Company | For | None | 72000 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 10-Sep-2013 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 04-Sep-2013 | |
| Agenda | 704670480 | Management | | Total Ballot Shares: | 6008330 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 5/LTN20130725134.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 5/LTN20130725190.pdf | None | None | Non Voting | |
| 2 | To consider and approve the payment of remuneration to directors and supervisors of the Bank for 2012 | For | None | 218000 | 0 | 0 | 0 |
| 3 | To consider and approve the election Mr. Yi Xiqun as an independent non-executive director of the Bank | For | None | 218000 | 0 | 0 | 0 |
| 4 | To consider and approve the election Mr. Fu Zhongjun as a non-executive director of the Bank | For | None | 218000 | 0 | 0 | 0 |
| SONIC HEALTHCARE LIMITED | | | |
| Security: | Q8563C107 | Meeting Type: | Annual General Meeting | |
| Ticker: | SHL AU | | | Meeting Date: | 21-Nov-2013 | |
| ISIN | AU000000SHL7 | Vote Deadline Date: | 15-Nov-2013 | |
| Agenda | 704792337 | Management | | Total Ballot Shares: | 11930 | |
| Last Vote Date: | 18-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | Re-election of Ms Kate Spargo as a Director of the Company | For | None | 7450 | 0 | 0 | 0 |
| 3 | Re-election of Dr Jane Wilson as a Director of the Company | For | None | 7450 | 0 | 0 | 0 |
| 4 | Re-election of Dr Philip Dubois as a Director of the Company | For | None | 7450 | 0 | 0 | 0 |
| 5 | Adoption of the Remuneration Report | For | None | 7450 | 0 | 0 | 0 |
| INCITEC PIVOT LTD | | | |
| Security: | Q4887E101 | Meeting Type: | Annual General Meeting | |
| Ticker: | IPL AU | | | Meeting Date: | 19-Dec-2013 | |
| ISIN | AU000000IPL1 | Vote Deadline Date: | 13-Dec-2013 | |
| Agenda | 704853743 | Management | | Total Ballot Shares: | 28849 | |
| Last Vote Date: | 26-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | Re-election of Mr John Marlay as a Director | For | None | 28849 | 0 | 0 | 0 |
| 3 | Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan : James Fazzino | For | None | 28849 | 0 | 0 | 0 |
| 4 | Adoption of Remuneration Report (advisory only) | For | None | 28849 | 0 | 0 | 0 |
| 5 | 09 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAME IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHINA MINSHENG BANKING CORPORATION | | | |
| Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1988 HK | Meeting Date: | 27-Feb-2014 | |
| ISIN | CNE100000HF9 | Vote Deadline Date: | 21-Feb-2014 | |
| Agenda | 704921483 | Management | | Total Ballot Shares: | 2109500 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 12/LTN20140112027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 12/LTN20140112019.pdf | None | None | Non Voting | |
| 2 | Proposed downward adjustment to the conversion price of A Share convertible bonds of China Minsheng Banking Corp., Ltd | For | None | 0 | 101500 | 0 | 0 |
| KT&G CORPORATION, TAEJON | | | |
| Security: | Y49904108 | Meeting Type: | Annual General Meeting | |
| Ticker: | 033780KS | | | Meeting Date: | 07-Mar-2014 | |
| ISIN | KR7033780008 | Vote Deadline Date: | 25-Feb-2014 | |
| Agenda | 704963188 | Management | | Total Ballot Shares: | 1610 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Approval of financial statements | For | None | 1610 | 0 | 0 | 0 |
| 2 | Election of outside directors: Song Eop Gyo, Bak Dong Yeol and I Jun Gyu | For | None | 1610 | 0 | 0 | 0 |
| 3 | Election of audit committee members: Bak Dong Yeol and I Jun Gyu | For | None | 1610 | 0 | 0 | 0 |
| 4 | Approval of remuneration for director | For | None | 1610 | 0 | 0 | 0 |
| 5 | 13 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| THAI TAP WATER SUPPLY PUBLIC COMPANY LIMITED, BANG | | | |
| Security: | Y8689C115 | Meeting Type: | Annual General Meeting | |
| Ticker: | TTW/F TB | | | Meeting Date: | 14-Mar-2014 | |
| ISIN | TH0961010012 | Vote Deadline Date: | 12-Mar-2014 | |
| Agenda | 704943287 | Management | | Total Ballot Shares: | 368000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 2 | To approve the minutes of the 2013 annual ordinary general meeting of shareholders | For | None | 368000 | 0 | 0 | 0 |
| 3 | Acknowledgement of 2013 annual performance report | For | None | 368000 | 0 | 0 | 0 |
| 4 | Acknowledgement of 2013 interim dividend payment | For | None | 368000 | 0 | 0 | 0 |
| 5 | Approval of the 2013 financial statement and comprehensive income statement | For | None | 368000 | 0 | 0 | 0 |
| 6 | Approval of 2013 net profit allocation to other reserve | For | None | 368000 | 0 | 0 | 0 |
| 7 | Approval of dividend payment | For | None | 368000 | 0 | 0 | 0 |
| 8 | Approval of appointment of auditor and determination of remuneration | For | None | 368000 | 0 | 0 | 0 |
| 9 | Approval of annual appointment of director: Dr. Thanong Bidaya | For | None | 368000 | 0 | 0 | 0 |
| 10 | Approval of annual appointment of director: Mr. Phairuch Mekarporn | For | None | 368000 | 0 | 0 | 0 |
| 11 | Approval of annual appointment of director: Mr. Ryotaro Sumi | For | None | 368000 | 0 | 0 | 0 |
| 12 | Approval of annual appointment of director: Mr. Tomonori Suzuki | For | None | 368000 | 0 | 0 | 0 |
| 13 | Approval of determination of director's remuneration | For | None | 368000 | 0 | 0 | 0 |
| 14 | Approval of changing of company's name | For | None | 368000 | 0 | 0 | 0 |
| 15 | Approval of changing of company's seal | For | None | 368000 | 0 | 0 | 0 |
| 16 | Approval of amendment of the company's memorandum of association (clause 1. Company's name) | For | None | 368000 | 0 | 0 | 0 |
| 17 | Approval of amendment of the article of association (clause 41. Company's seal) | For | None | 368000 | 0 | 0 | 0 |
| 18 | Other matters (if any) | Abstain | None | 0 | 0 | 368000 | 0 |
| L.P.N. DEVELOPMENT PUBLIC COMPANY LTD | | | |
| Security: | Y5347B216 | Meeting Type: | Annual General Meeting | |
| Ticker: | LPN/F TB | | | Meeting Date: | 27-Mar-2014 | |
| ISIN | TH0456010Z12 | Vote Deadline Date: | 25-Mar-2014 | |
| Agenda | 705002119 | Management | | Total Ballot Shares: | 1036000 | |
| Last Vote Date: | 11-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282362 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION "2". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 3 | Adoption of minutes of ordinary shareholders meeting of 2014 held on 28th march 2013 | For | None | 212000 | 0 | 0 | 0 |
| 4 | Acknowledgement of report of board of directors for performance in the year 2013 | None | None | Non Voting | |
| 5 | Approval of financial statements of 2013, comprising of balance sheet, statements of comprehensive income, statement of changes in shareholders equity, and statements of cash flows, as at 31st December 2013 | For | None | 212000 | 0 | 0 | 0 |
| 6 | Approval of allocation of profit and payment of dividends | For | None | 212000 | 0 | 0 | 0 |
| 7 | Election of director in place of retiring director who completed office term: Prof. Siri Keiwalinsrit | For | None | 212000 | 0 | 0 | 0 |
| 8 | Election of director in place of retiring director who completed office term: Mr. Amornsuk Noparumpa | For | None | 212000 | 0 | 0 | 0 |
| 9 | Election of director in place of retiring director who completed office term: Mr. Vudhiphol Suriyabhivadh | For | None | 212000 | 0 | 0 | 0 |
| 10 | Election of director in place of retiring director who completed office term: Mr. Tikhamporn Plengsrisuk | For | None | 212000 | 0 | 0 | 0 |
| 11 | Election of director in place of retiring director who completed office term: Mrs. Yupa Techakraisri | For | None | 212000 | 0 | 0 | 0 |
| 12 | Consideration on fixing remuneration for board of directors and sub committees | For | None | 212000 | 0 | 0 | 0 |
| 13 | Consideration on appointment of auditor and fixing auditors fee for 2014` | For | None | 212000 | 0 | 0 | 0 |
| 14 | Any other business (if any) | Abstain | None | 0 | 0 | 212000 | 0 |
| DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD | | | |
| Security: | Y20266154 | Meeting Type: | Annual General Meeting | |
| Ticker: | DELTA/F | | | Meeting Date: | 31-Mar-2014 | |
| ISIN | TH0528010Z18 | Vote Deadline Date: | 27-Mar-2014 | |
| Agenda | 704968936 | Management | | Total Ballot Shares: | 74000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 2 | To consider and approve the minutes of the 2013 annual general meeting of shareholders | For | None | 74000 | 0 | 0 | 0 |
| 3 | To consider and acknowledge the company's operational results for the year 2013 | For | None | 74000 | 0 | 0 | 0 |
| 4 | To consider and approve the company's audited financial statements for the year ended December 31, 2013 and the auditor's report | For | None | 74000 | 0 | 0 | 0 |
| 5 | To consider and approve the distribution of dividends for the year 2013 | For | None | 74000 | 0 | 0 | 0 |
| 6 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Mr. Ming-Cheng Wang | For | None | 74000 | 0 | 0 | 0 |
| 7 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Mr. Anusorn Muttaraid | For | None | 74000 | 0 | 0 | 0 |
| 8 | To consider and approve the appointment of director to replace the directors who will be retired by rotation: Professor Lee, Ji-Ren | For | None | 74000 | 0 | 0 | 0 |
| 9 | To consider and approve the remuneration of directors for the year 2014 | For | None | 74000 | 0 | 0 | 0 |
| 10 | To consider and approve the appointment of the auditor and their remuneration for the year 2014 | For | None | 74000 | 0 | 0 | 0 |
| 11 | To consider and approve the amendment of the company's business objectives and clause 3 of the memorandum of association re: business objectives | For | None | 74000 | 0 | 0 | 0 |
| 12 | To consider other business (if any) | Abstain | None | 0 | 0 | 74000 | 0 |
| NAGACORP LTD | | | |
| Security: | G6382M109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3918 HK | | | Meeting Date: | 09-Apr-2014 | |
| ISIN | KYG6382M1096 | Vote Deadline Date: | 04-Apr-2014 | |
| Agenda | 705010433 | Management | | Total Ballot Shares: | 2370000 | |
| Last Vote Date: | 31-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310604.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310598.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | To receive and adopt the audited consolidated financial statements of the company and the reports of the Directors and independent auditor for the year ended 31 December 2013 (the "Year End") | For | None | 108000 | 0 | 0 | 0 |
| 4 | To declare the final dividend in respect of the Year End | For | None | 108000 | 0 | 0 | 0 |
| 5 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Philip Lee Wai Tuck as an executive director of the company | For | None | 108000 | 0 | 0 | 0 |
| 6 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Chen Yepern as an executive director of the company | For | None | 108000 | 0 | 0 | 0 |
| 7 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Michael Lai Kai Jin an independent non-executive director of the company | For | None | 108000 | 0 | 0 | 0 |
| 8 | To approve the directors remuneration for the year end and to authorize the board of directors to Fix directors remuneration for the year ending 31 December 2014 | For | None | 108000 | 0 | 0 | 0 |
| 9 | To re-appoint BDO limited as auditor of the company and authorise the board of directors to fix its Remuneration | For | None | 108000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the company | For | None | 0 | 108000 | 0 | 0 |
| 11 | To give a general mandate to the directors to repurchase shares not exceeding 10% of the issued Share capital of the company | For | None | 108000 | 0 | 0 | 0 |
| 12 | Subject to the passing of ordinary resolution nos. 6(a) and (b), to extend the authority given to the directors pursuant to ordinary resolution no. 6(a) to issue shares by adding to the issued share capital of the company the number of shares repurchased under ordinary resolution no. 6(B) | For | None | 0 | 0 | 108000 | 0 |
| PTT PUBLIC COMPANY LIMITED | | | |
| Security: | Y6883U113 | Meeting Type: | Annual General Meeting | |
| Ticker: | PTTGC/FT | | | Meeting Date: | 10-Apr-2014 | |
| ISIN | TH0646010015 | Vote Deadline Date: | 08-Apr-2014 | |
| Agenda | 704975931 | Management | | Total Ballot Shares: | 69500 | |
| Last Vote Date: | 03-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To certify the 2013 AGM minutes on April 11, 2013 | For | None | 12800 | 0 | 0 | 0 |
| 2 | To approve the 2013 performance statement and the 2013 financial statement, year-end on December 31, 2013 | For | None | 12800 | 0 | 0 | 0 |
| 3 | To approve 2013 net profit allocation plan and dividend policy | For | None | 12800 | 0 | 0 | 0 |
| 4 | To elect director in replacement: Air Chief Marshal Prajin Jantong | For | None | 12800 | 0 | 0 | 0 |
| 5 | To elect director in replacement: Mr.Montri Sotangkul | For | None | 12800 | 0 | 0 | 0 |
| 6 | To elect director in replacement: Mr.Thosaporn Sirisumphand | For | None | 12800 | 0 | 0 | 0 |
| 7 | To elect director in replacement: Mr.Sihasak Phuangketkeow | For | None | 12800 | 0 | 0 | 0 |
| 8 | To elect director in replacement: Mr. Athapol Yaisawang | For | None | 12800 | 0 | 0 | 0 |
| 9 | To approve the 2014 directors' remuneration | For | None | 12800 | 0 | 0 | 0 |
| 10 | To appoint an auditor and to approve the 2013 audit fees | For | None | 12800 | 0 | 0 | 0 |
| 11 | Other matters (if any) | Abstain | None | 0 | 0 | 12800 | 0 |
| 12 | 25 FEB 2014: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |
| 13 | 25 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CAPITAMALL TRUST | | | |
| Security: | Y1100L160 | Meeting Type: | Annual General Meeting | |
| Ticker: | COF | Meeting Date: | 15-Apr-2014 | |
| ISIN | SG1M51904654 | Vote Deadline Date: | 09-Apr-2014 | |
| Agenda | 705042404 | Management | | Total Ballot Shares: | 79000 | |
| Last Vote Date: | 24-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive and adopt the Report of HSBC Institutional Trust Services (Singapore) Limited, as trustee of CMT (the "Trustee"), the Statement by CapitaMall Trust Management Limited, as manager of CMT (the "Manager"), and the Audited Financial Statements of CMT for the financial year ended 31 December 2013 and the Auditors' Report thereon | For | None | 79000 | 0 | 0 | 0 |
| 2 | To re-appoint Messrs KPMG LLP as Auditors of CMT to hold office until the conclusion of the next AGM of CMT, and to authorise the Manager to fix their remuneration | For | None | 79000 | 0 | 0 | 0 |
| 3 | That authority be and is hereby given to the Manager, to: (Ordinary Resolution 3) (a) (i) issue units in CMT ("Units") whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, "Instruments") that might or would require Units to be issued, including but not limited to the creation and issue of (as well as adjustments to) securities, warrants, debentures or other instruments convertible into Units, at any time and upon such terms and conditions and for such purposes and to such persons as the Manager may in its absolute discretion deem fit; and (b) issue Units in pursuance of any Instrument made or granted by the Manager while this Resolution was in force (notwithstanding that the authority conferred by this Resolution may have ceased to be in force at the time CONTD | For | None | 0 | 79000 | 0 | 0 |
| 4 | CONTD such Units are issued), provided that: (1) the aggregate number of Units to be issued pursuant to this Resolution (including Units to be issued in pursuance of Instruments made or granted pursuant to this Resolution) shall not exceed fifty per cent. (50.0%) of the total number of issued Units (excluding treasury Units, if any) (as calculated in accordance with sub-paragraph (2) below), of which the aggregate number of Units to be issued other than on a pro rata basis to Unitholders (including Units to be issued in pursuance of Instruments made or granted pursuant to this Resolution) shall not exceed twenty per cent. (20.0%) of the total number of issued Units (excluding treasury Units, if any) (as calculated in accordance with sub-paragraph (2) below); (2) subject to such manner of calculation as may be prescribed CONTD | None | None | Non Voting | |
| 5 | CONTD by Singapore Exchange Securities Trading Limited (the "SGX-ST") for the purpose of determining the aggregate number of Units that may be issued under sub- paragraph (1) above, the total number of issued Units (excluding treasury Units, if any) shall be based on the total number of issued Units (excluding treasury Units, if any) at the time this Resolution is passed, after adjusting for: (a) any new Units arising from the conversion or exercise of any Instruments which are outstanding or subsisting at the time this Resolution is passed; and (b) any subsequent bonus issue, consolidation or subdivision of Units; (3) in exercising the authority conferred by this Resolution, the Manager shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived CONTD | None | None | Non Voting | |
| 6 | CONTD by the SGX-ST) and the trust deed dated 29 October 2001 constituting CMT (as amended) (the "Trust Deed") for the time being in force (unless otherwise exempted or waived by the Monetary Authority of Singapore); (4) (unless revoked or varied by the Unitholders in a general meeting) the authority conferred by this Resolution shall continue in force until (i) the conclusion of the next AGM of CMT or (ii) the date by which the next AGM of CMT is required by applicable laws and regulations or the Trust Deed to be held, whichever is earlier; (5) where the terms of the issue of the Instruments provide for adjustment to the number of Instruments or Units into which the Instruments may be converted, in the event of rights, bonus or other capitalisation issues or any other events, the Manager is authorised to issue CONTD | None | None | Non Voting | |
| 7 | CONTD additional Instruments or Units pursuant to such adjustment notwithstanding that the authority conferred by this Resolution may have ceased to be in force at the time the Instruments or Units are issued; and (6) the Manager and the Trustee be and are hereby severally authorised to complete and do all such acts and things (including executing all such documents as may be required) as the Manager, as the case may be, the Trustee may consider expedient or necessary or in the interests of CMT to give effect to the authority conferred by this Resolution | None | None | Non Voting | |
| 8 | That: (a) the exercise of all the powers of the Manager to repurchase issued Units for and on behalf of CMT not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Manager from time to time up to the Maximum Price (as hereafter defined), whether by way of: (i) market repurchase(s) on the SGX-ST and/or, as the case may be, such other stock exchange for the time being on which the Units may be listed and quoted; and/or (ii) off-market repurchase(s) (which are not market repurchase(s)) in accordance with any equal access scheme(s) as may be determined or formulated by the Manager as it considers fit in accordance with the Trust Deed, and otherwise in accordance with all applicable laws and regulations including the Listing Manual of the CONTD | For | None | 79000 | 0 | 0 | 0 |
| 9 | CONTD SGX-ST, or, as the case may be, such other stock exchange for the time being on which the Units may be listed and quoted, be and is hereby authorised and approved generally and unconditionally (the "Unit Buy- Back Mandate"); (b) (unless revoked or varied by the Unitholders in a general meeting) the authority conferred on the Manager pursuant to the Unit Buy-Back Mandate may be exercised by the Manager at any time and from time to time during the period commencing from the date of the passing of this Resolution and expiring on the earliest of: (i) the date on which the next AGM of CMT is held; (ii) the date by which the next AGM of CMT is required by applicable laws and regulations or the Trust Deed to be held; or (iii) the date on which repurchase of Units pursuant to the Unit Buy-Back Mandate is carried out to the CONTD | None | None | Non Voting | |
| 10 | CONTD full extent mandated; (c) in this Resolution: "Average Closing Market Price" means the average of the closing market prices of a Unit over the last five Market Days, on which transactions in the Units were recorded, immediately preceding the date of the market repurchase or, as the case may be, the date of the making of the offer pursuant to the off-market repurchase, and deemed to be adjusted for any corporate action that occurs after the relevant five Market Days; "date of the making of the offer" means the date on which the Manager makes an offer for an off-market repurchase, stating therein the repurchase price (which shall not be more than the Maximum Price for an off-market repurchase) for each Unit and the relevant terms of the equal access scheme for effecting the off- market repurchase; "Market Day" means a CONTD | None | None | Non Voting | |
| 11 | CONTD day on which the SGXST or, as the case may be, such other stock exchange for the time being on which the Units may be listed and quoted, is open for trading in securities; "Maximum Limit" means that number of Units representing 2.5% of the total number of issued Units as at the date of the passing of this Resolution (excluding treasury Units, if any); and "Maximum Price" in relation to a Unit to be repurchased, means the repurchase price (excluding brokerage, stamp duty, commission, applicable goods and services tax and other related expenses) which shall not exceed: (i) in the case of a market repurchase of a Unit, 105.0% of the Average Closing Market Price; and (ii) in the case of an off-market repurchase of a Unit, 110.0% of the Average Closing Market Price; and (d) the Manager and the Trustee be and are hereby CONTD | None | None | Non Voting | |
| 12 | CONTD severally authorised to complete and do all such acts and things (including executing all such documents as may be required) as the Manager or, as the case may be, the Trustee may consider expedient or necessary or in the interests of CMT to give effect to the transactions contemplated and/or authorised by this Resolution | None | None | Non Voting | |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 15-Apr-2014 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 09-Apr-2014 | |
| Agenda | 704980754 | Management | | Total Ballot Shares: | 5566330 | |
| Last Vote Date: | 03-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 26/LTN20140226318.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 26/LTN20140226289.pdf | None | None | Non Voting | |
| 2 | To consider and approve the election of Mr. Zhang Hongli as an executive director of the Bank | For | None | 180000 | 0 | 0 | 0 |
| 3 | To consider and approve the fixed assets investment budget for 2014 of the Bank | For | None | 180000 | 0 | 0 | 0 |
| 4 | 27 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHINA LILANG LTD | | | |
| Security: | G21141109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1234 HK | Meeting Date: | 28-Apr-2014 | |
| ISIN | KYG211411098 | Vote Deadline Date: | 23-Apr-2014 | |
| Agenda | 705055879 | Management | | Total Ballot Shares: | 169000 | |
| Last Vote Date: | 24-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 21/LTN20140321408.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 21/LTN20140321362.pdf | None | None | Non Voting | |
| 3 | To receive and approve the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors (the ''Directors'') and auditor (the ''Auditor'') of the Company for the year ended 31 December 2013 | For | None | 169000 | 0 | 0 | 0 |
| 4 | To declare a final dividend of HK16 cents per ordinary share and a special final dividend of HK5 cents per ordinary share for the year ended 31 December 2013 | For | None | 169000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Wang Liang Xing as executive Director | For | None | 169000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Hu Cheng Chu as executive Director | For | None | 169000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Wang Ru Ping as executive Director | For | None | 169000 | 0 | 0 | 0 |
| 8 | To re-elect Dr. Lu Hong Te as independent non- executive Director | For | None | 169000 | 0 | 0 | 0 |
| 9 | To authorise the board (the ''Board'') of Directors to fix the remuneration of the Directors | For | None | 169000 | 0 | 0 | 0 |
| 10 | To re-appoint KPMG as the Auditor for the year ending 31 December 2014 and to authorise the Board to fix their remuneration | For | None | 169000 | 0 | 0 | 0 |
| 11 | To grant a general and unconditional mandate to the Directors to allot, issue and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the share capital of the Company in issue as at the date of the passing of the relevant resolution | For | None | 0 | 169000 | 0 | 0 |
| 12 | To grant a general and unconditional mandate to the Directors to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of share capital of the Company in issue as at the date of the passing of the relevant resolution | For | None | 169000 | 0 | 0 | 0 |
| 13 | Conditional upon resolutions 6 and 7 being passed, the general and unconditional mandate granted to the Directors to allot, issue and deal with additional shares of the Company pursuant to resolution 6 be extended by the addition thereto of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to resolution 7 | For | None | 0 | 0 | 169000 | 0 |
| YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD | | | |
| Security: | Y9728A102 | Meeting Type: | Annual General Meeting | |
| Ticker: | YZJ SP | Meeting Date: | 30-Apr-2014 | |
| ISIN | SG1U76934819 | Vote Deadline Date: | 24-Apr-2014 | |
| Agenda | 705095164 | Management | | Total Ballot Shares: | 1522000 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 AND THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT THEREON | For | None | 126000 | 0 | 0 | 0 |
| 2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.05 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | For | None | 126000 | 0 | 0 | 0 |
| 3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 133,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 (2012: SGD 90,000) | For | None | 126000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT Mr CHEN TIMOTHY TECK LENG @ CHEN TECK LENG RETIRING BY ROTATION PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 126000 | 0 | 0 | 0 |
| 5 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 126000 | 0 | 0 | 0 |
| 6 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 126000 | 0 | 0 |
| 7 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 126000 | 0 | 0 | 0 |
| HENDERSON GROUP PLC, ST HELIER | | | |
| Security: | G4474Y206 | Meeting Type: | Annual General Meeting | |
| Ticker: | HGG AU | Meeting Date: | 01-May-2014 | |
| ISIN | AU000000HGG2 | Vote Deadline Date: | 25-Apr-2014 | |
| Agenda | 705105612 | Management | | Total Ballot Shares: | 28040 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 15 TO 23 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (as referred in the company announcement) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS | For | None | 28040 | 0 | 0 | 0 |
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | None | 28040 | 0 | 0 | 0 |
| 4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 28040 | 0 | 0 | 0 |
| 5 | TO DECLARE A FINAL DIVIDEND OF 5.85 PENCE PER SHARE | For | None | 28040 | 0 | 0 | 0 |
| 6 | TO RE-APPOINT MS S F ARKLE AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 7 | TO REAPPOINT MR K C DOLAN AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 8 | TO REAPPOINT MR A J FORMICA AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 9 | TO REAPPOINT MR R D GILLINGWATER AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 10 | TO REAPPOINT MR T F HOW AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 11 | TO REAPPOINT MR R C H JEENS AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 12 | TO REAPPOINT MS A C SEYMOUR-JACKSON AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 13 | TO REAPPOINT MR R M J THOMPSON AS A DIRECTOR | For | None | 28040 | 0 | 0 | 0 |
| 14 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 28040 | 0 | 0 | 0 |
| 15 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS' REMUNERATION | For | None | 28040 | 0 | 0 | 0 |
| 16 | TO APPROVE THE HENDERSON GROUP PLC DEFERRED EQUITY PLAN | For | None | 28040 | 0 | 0 | 0 |
| 17 | TO APPROVE THE HENDERSON GROUP PLC RESTRICTED SHARE PLAN | For | None | 28040 | 0 | 0 | 0 |
| 18 | TO APPROVE THE HENDERSON GROUP PLC LONG TERM INCENTIVE PLAN | For | None | 28040 | 0 | 0 | 0 |
| 19 | TO APPROVE THE HENDERSON GROUP PLC COMPANY SHARE OPTION PLAN | For | None | 28040 | 0 | 0 | 0 |
| 20 | TO APPROVE THE HENDERSON GROUP PLC EXECUTIVE SHARED OWNERSHIP PLAN | For | None | 28040 | 0 | 0 | 0 |
| 21 | TO APPROVE THE HENDERSON GROUP PLC BUY AS YOU EARN PLAN | For | None | 28040 | 0 | 0 | 0 |
| 22 | TO APPROVE THE HENDERSON GROUP PLC INTERNATIONAL BUY AS YOU EARN PLAN | For | None | 28040 | 0 | 0 | 0 |
| 23 | TO APPROVE THE HENDERSON GROUP PLC SHARESAVE SCHEME | For | None | 28040 | 0 | 0 | 0 |
| 24 | TO APPROVE THE HENDERSON GROUP PLC SHARESAVE PLAN USA | For | None | 28040 | 0 | 0 | 0 |
| 25 | TO GIVE LIMITED AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | For | None | 0 | 28040 | 0 | 0 |
| 26 | TO DISAPPLY PRE-EMPTION RIGHTS TO A LIMITED EXTENT | For | None | 0 | 28040 | 0 | 0 |
| 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES TO A LIMITED EXTENT | For | None | 28040 | 0 | 0 | 0 |
| 28 | TO AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT PURCHASE CONTRACT | For | None | 28040 | 0 | 0 | 0 |
| 29 | AMENDMENT TO THE ARTICLES OF ASSOCIATION:153 | For | None | 28040 | 0 | 0 | 0 |
| DIGI.COM BHD | | | |
| Security: | Y2070F100 | Meeting Type: | Annual General Meeting | |
| Ticker: | 861 HK | Meeting Date: | 14-May-2014 | |
| ISIN | MYL6947OO005 | Vote Deadline Date: | 07-May-2014 | |
| Agenda | 705186888 | Management | | Total Ballot Shares: | 514700 | |
| Last Vote Date: | 28-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A) : MR SIGVE BREKKE | For | None | 75700 | 0 | 0 | 0 |
| 2 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A): DATO' SAW CHOO BOON | For | None | 75700 | 0 | 0 | 0 |
| 3 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(E): MS YASMIN BINTI ALADAD KHAN | For | None | 75700 | 0 | 0 | 0 |
| 4 | TO APPROVE THE DIRECTORS' ALLOWANCES OF RM527,710.00 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | For | None | 75700 | 0 | 0 | 0 |
| 5 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 75700 | 0 | 0 | 0 |
| 6 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR "THAT, SUBJECT TO THE PROVISIONS OF THE MAIN MARKET LISTING REQUIREMENTS OF BURSA MALAYSIA SECURITIES BERHAD, APPROVAL BE AND IS HEREBY GIVEN FOR THE | For | None | 75700 | 0 | 0 | 0 |
| | COMPANY AND ITS SUBSIDIARIES, TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH TELENOR AND PERSONS CONNECTED WITH TELENOR AS SPECIFIED IN SECTION 2.3 OF THE CIRCULAR TO SHAREHOLDERS DATED 22 APRIL 2014 WHICH ARE NECESSARY FOR THE DAY-TO- DAY OPERATIONS AND/OR IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES ON TERMS NOT MORE FAVORABLE TO THE RELATED PARTIES THAN THOSE GENERALLY AVAILABLE TO THE PUBLIC AND ARE NOT CONTD | | | | | | |
| 7 | CONTD DETRIMENTAL TO THE MINORITY SHAREHOLDERS OF THE COMPANY AND THAT SUCH APPROVAL SHALL CONTINUE TO BE IN FORCE UNTIL: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY FOLLOWING THE GENERAL MEETING AT WHICH THIS ORDINARY RESOLUTION SHALL BE PASSED, AT WHICH TIME IT WILL LAPSE, UNLESS BY A RESOLUTION PASSED AT A GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION IS RENEWED; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING AFTER THE DATE IT IS REQUIRED TO BE HELD PURSUANT TO SECTION 143(1) OF THE COMPANIES ACT, 1965 (BUT SHALL NOT EXTEND TO SUCH EXTENSION AS MAY BE ALLOWED PURSUANT TO SECTION 143(2) OF THE COMPANIES ACT, 1965); OR (III) REVOKED OR VARIED BY RESOLUTION PASSED BY THE SHAREHOLDERS AT A GENERAL MEETING; WHICHEVER IS EARLIER; AND THAT IN MAKING THE CONTD | None | None | Non Voting | |
| 8 | CONTD DISCLOSURE OF THE AGGREGATE VALUE OF THE RECURRENT RELATED PARTY TRANSACTIONS CONDUCTED PURSUANT TO THE PROPOSED SHAREHOLDERS' APPROVAL IN THE COMPANY'S ANNUAL REPORTS, THE COMPANY SHALL PROVIDE A BREAKDOWN OF THE AGGREGATE VALUE OF RECURRENT RELATED PARTY TRANSACTIONS MADE DURING THE FINANCIAL YEAR, AMONGST OTHERS, BASED ON: (I) THE TYPE OF THE RECURRENT RELATED PARTY TRANSACTIONS MADE; AND (II) THE NAME OF THE RELATED PARTIES INVOLVED IN EACH TYPE OF THE RECURRENT RELATED PARTY | None | None | Non Voting | |
| | TRANSACTIONS MADE AND THEIR RELATIONSHIP WITH THE COMPANY AND FURTHER THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) TO GIVE EFFECT TO THE TRANSACTIONS AS AUTHORISED BY THIS ORDINARY RESOLUTION" | | | | | | |
| 9 | AUTHORITY FOR DATO' AB. HALIM BIN MOHYIDDIN TO CONTINUE IN OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR "THAT AUTHORITY BE AND IS HEREBY GIVEN TO DATO' AB. HALIM BIN MOHYIDDIN WHO HAS SERVED AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A CUMULATIVE TERM OF MORE THAN NINE YEARS, TO CONTINUE TO ACT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING IN ACCORDANCE WITH MALAYSIAN CODE OF CORPORATE GOVERNANCE 2012" | For | None | 75700 | 0 | 0 | 0 |
| LI & FUNG LTD | | | |
| Security: | G5485F169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 494 HK | Meeting Date: | 15-May-2014 | |
| ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2014 | |
| Agenda | 705140957 | Management | | Total Ballot Shares: | 3234000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409638.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409656.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 80000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS PER SHARE | For | None | 80000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT Mr ALLAN WONG CHI YUN AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT Mr PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 8 | TO FIX THE DIRECTORS' FEES | For | None | 80000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 80000 | 0 | 0 | 0 |
| 10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 80000 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 80000 | 0 | 0 | 0 |
| 12 | TO ADOPT SHARE OPTION SCHEME | For | None | 80000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE SHARE PREMIUM REDUCTION | For | None | 80000 | 0 | 0 | 0 |
| CHINA MOBILE LIMITED, HONG KONG | | | |
| Security: | Y14965100 | Meeting Type: | Annual General Meeting | |
| Ticker: | CHL | Meeting Date: | 22-May-2014 | |
| ISIN | HK0941009539 | Vote Deadline Date: | 19-May-2014 | |
| Agenda | 705134106 | Management | | Total Ballot Shares: | 192500 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408341.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408313.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 11000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 11000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI GUOHUA | For | None | 11000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA YUEJIA | For | None | 11000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU AILI | For | None | 11000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. LO KA SHUI | For | None | 11000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. PAUL CHOW MAN YIU | For | None | 11000 | 0 | 0 | 0 |
| 10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 11000 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 11000 | 0 | 0 | 0 |
| 12 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 11000 | 0 | 0 |
| 13 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | For | None | 11000 | 0 | 0 | 0 |
| 14 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED "PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014 | For | None | 11000 | 0 | 0 | 0 |
| SHENZHOU INTERNATIONAL GROUP LTD | | | |
| Security: | G8087W101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2313 HK | Meeting Date: | 28-May-2014 | |
| ISIN | KYG8087W1015 | Vote Deadline Date: | 21-May-2014 | |
| Agenda | 705220200 | Management | | Total Ballot Shares: | 34000 | |
| Last Vote Date: | 19-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 25/LTN20140425811.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 25/LTN20140425841.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 34000 | 0 | 0 | 0 |
| 4 | TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND (INCLUDING A SPECIAL DIVIDEND) FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 34000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. CHEN GENXIANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 34000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. CHEN XU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 34000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MS. CHEN ZHIFEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 34000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. JIANG XIANPIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 34000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. WANG CUNBO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 34000 | 0 | 0 | 0 |
| 10 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 34000 | 0 | 0 | 0 |
| 11 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 34000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | For | None | 0 | 34000 | 0 | 0 |
| 13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | For | None | 34000 | 0 | 0 | 0 |
| 14 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 10 | For | None | 0 | 0 | 34000 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 03-Jun-2014 | |
| Agenda | 705172017 | Management | | Total Ballot Shares: | 5566330 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 15/LTN201404151065.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 15/LTN201404151101.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF DIRECTORS OF THE BANK | For | None | 180000 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF SUPERVISORS OF THE BANK | For | None | 180000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHAO LIN AS A SHAREHOLDER SUPERVISOR OF THE BANK | For | None | 180000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE BANK'S 2013 AUDITED ACCOUNTS | For | None | 180000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE BANK'S 2013 PROFIT DISTRIBUTION PLAN | For | None | 180000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF ACCOUNTING FIRM FOR 2014 | For | None | 180000 | 0 | 0 | 0 |
| 8 | 22 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING CONDITIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| NOVATEK MICROELECTRONICS CORP | | | |
| Security: | Y64153102 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3034 TT | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | TW0003034005 | Vote Deadline Date: | 28-May-2014 | |
| Agenda | 705284800 | Management | | Total Ballot Shares: | 161000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 25000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | For | None | 25000 | 0 | 0 | 0 |
| 6 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 25000 | 0 | 0 | 0 |
| 7 | THE REVISION TO THE PROCEDURE OF THE ELECTION OF THE DIRECTORS | For | None | 25000 | 0 | 0 | 0 |
| 8 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING | For | None | 25000 | 0 | 0 | 0 |
| 9 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 25000 | 0 | 0 | 0 |
| CHINA MINSHENG BANKING CORPORATION | | | |
| Security: | Y1495M112 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1988 HK | | | Meeting Date: | 10-Jun-2014 | |
| ISIN | CNE100000HF9 | Vote Deadline Date: | 04-Jun-2014 | |
| Agenda | 705192134 | Management | | Total Ballot Shares: | 3104500 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422581.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422606.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2013 OF THE COMPANY | For | None | 109500 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2013 OF THE COMPANY | For | None | 109500 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2014 OF THE COMPANY | For | None | 109500 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2013 OF THE COMPANY | For | None | 109500 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2013 OF THE COMPANY | For | None | 109500 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE SECOND HALF OF 2013 (INCLUDING THE ISSUANCE OF BONUS SHARES AND THE PAYMENT OF DIVIDEND) | For | None | 109500 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2014 | For | None | 109500 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MAO XIAOFENG AS A DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS WITH THE SAME TERM OF OFFICE AS THE CURRENT SESSION OF THE BOARD OF DIRECTORS | For | None | 109500 | 0 | 0 | 0 |
| 10 | 30 APR 14: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 20 MAY TO 9 MAY 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG | | | |
| Security: | Y0920U103 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 2388 HK | | | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK2388011192 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705161280 | Management | | Total Ballot Shares: | 1037000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411535.PDF http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411545.PDF | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAP, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 31 DECEMBER 2013 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | For | None | 36000 | 0 | 0 | 0 |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG | | | |
| Security: | Y0920U103 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2388 HK | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK2388011192 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705321898 | Management | | Total Ballot Shares: | 1037000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 303061 DUE TO ADDITION OF RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411504.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 23/LTN20140523196.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 23/LTN20140523198.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411513.PDF | None | None | Non Voting | |
| 4 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 36000 | 0 | 0 | 0 |
| 5 | TO DECLARE A FINAL DIVIDEND OF HKD 0.465 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 36000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| 11 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 36000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 36000 | 0 | 0 | 0 |
| 13 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 36000 | 0 | 0 | 0 |
| 14 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 36000 | 0 | 0 | 0 |
| 15 | TO APPROVE THE ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 36000 | 0 | 0 | 0 |
| ST.SHINE OPTICAL CO LTD | | | |
| Security: | Y8176Z106 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1565 TT | | | Meeting Date: | 11-Jun-2014 | |
| ISIN | TW0001565000 | Vote Deadline Date: | 05-Jun-2014 | |
| Agenda | 705298570 | Management | | Total Ballot Shares: | 4000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE 2013 FINANCIAL STATEMENTS | For | None | 4000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 22.5 PER SHARE | For | None | 4000 | 0 | 0 | 0 |
| 6 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 4000 | 0 | 0 | 0 |
| 7 | OTHER ISSUES AND EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 4000 | 0 |
| CATCHER TECHNOLOGY CO LTD | | | |
| Security: | Y1148A101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2474 TT | Meeting Date: | 12-Jun-2014 | |
| ISIN | TW0002474004 | Vote Deadline Date: | 04-Jun-2014 | |
| Agenda | 705301923 | Management | | Total Ballot Shares: | 71000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | THE 2013 BUSINESS OPERATIONS | None | None | Non Voting | |
| 3 | THE 2013 AUDITED REPORTS | None | None | Non Voting | |
| 4 | THE STATUS OF INVESTMENT IN PEOPLES REPUBLIC OF CHINA | None | None | Non Voting | |
| 5 | THE 2013 FINANCIAL STATEMENTS | For | None | 15000 | 0 | 0 | 0 |
| 6 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5 PER SHARE | For | None | 15000 | 0 | 0 | 0 |
| 7 | THE PROPOSAL OF RAISING OPERATION FUNDS BY CAPITAL INJECTION BY ISSUING NEW SHARES OR CONVERTIBLE CORPORATE BONDS | For | None | 15000 | 0 | 0 | 0 |
| 8 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 15000 | 0 | 0 | 0 |
| ASUSTEK COMPUTER INC | | | |
| Security: | Y04327105 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2357 TT | Meeting Date: | 17-Jun-2014 | |
| ISIN | TW0002357001 | Vote Deadline Date: | 09-Jun-2014 | |
| Agenda | 705347640 | Management | | Total Ballot Shares: | 13000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 2 | BUSINESS REPORT OF 2013 | None | None | Non Voting | |
| 3 | SUPERVISORS' REVIEW REPORT OF 2013 | None | None | Non Voting | |
| 4 | TO REPORT THE EXECUTION OF TREASURY STOCKS BUYBACK PROGRAM EXECUTION | None | None | Non Voting | |
| 5 | TO ADOPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 13000 | 0 | 0 | 0 |
| 6 | TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS. THE DISTRIBUTABLE EARNINGS OF THE YEAR IS NTD 90,066,124,050, INCLUDING THE COMPANY'S 2013 NET INCOME OF NTD 21,449,894,566, THE 2013 DISTRIBUTABLE EARNINGS OF NTD 19,070,337,546 AFTER ADDING OTHER COMPREHENSIVE NET INCOME AND TREASURY STOCK CANCELLATION, AND THE UNAPPROPRIATED RETAINED EARNINGS OF PRIOR YEARS FOR NTD 70,995,786,504. THE DISTRIBUTABLE EARNINGS AFTER APPROPRIATING NTD 2,144,989,457 AS LEGAL RESERVE WILL BE DISTRIBUTED IN ACCORDANCE WITH THE "ARTICLES OF INCORPORATION" AS FOLLOWS: (1) SHAREHOLDER DIVIDEND: NTD 742,760,280 IN CASH TOTALLY. (2) | For | None | 13000 | 0 | 0 | 0 |
| | SHAREHOLDER BONUS: NTD 13,741,065,180 IN CASH TOTALLY. 2. SHAREHOLDER CASH DIVIDEND THAT IS FOR LESS THAN NTD 1 SHOULD BE ROUNDED UP TO DOLLAR; ALSO, FRACTIONAL SHARES WILL BE PURCHASED BY PERSONS ARRANGED BY THE CHAIRMAN AS AUTHORIZED BY THE BOARD. 3. IF THE DIVIDEND RATIO OF THE EARNINGS DISTRIBUTION IS CHANGED AND MUST BE ADJUSTED AS A RESULT OF A CHANGE IN THE NUMBER OF OUTSTANDING SHARES, IT IS PROPOSED TO HAVE THE BOARD OF DIRECTORS AUTHORIZED IN THE MEETING OF SHAREHOLDERS TO ARRANGE NECESSARY ADJUSTMENTS. 4. UPON THE APPROVAL OF THE ANNUAL MEETING OF SHAREHOLDERS, IT IS PROPOSED THAT THE BOARD OF DIRECTORS BE AUTHORIZED TO RESOLVE THE DIVIDEND RECORD DATE AND OTHER RELEVANT ISSUES | | | | | | |
| 7 | TO DISCUSS AMENDMENT TO THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS: THE COMPANY HAS ARTICLE 3, ARTICLE 7, ARTICLE 8, ARTICLE 10, AND ARTICLE 12 OF THE COMPANY'S "OPERATIONAL PROCEDURES FOR ACQUISITION AND DISPOSAL OF ASSETS" AMENDED IN ACCORDANCE WITH JIN-GUAN- CHEN-FAR ZI NO. 1020053073 LETTER "REGULATIONS GOVERNING THE ACQUISITION AND DISPOSAL OF ASSETS BY PUBLIC COMPANIES" AMENDED AND ANNOUNCED BY THE FINANCIAL SUPERVISORY COMMISSION ON DECEMBER 30, 2013 FOR THE NEED OF THE COMPANY'S BUSINESS OPERATION. | For | None | 13000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT DIRECTOR: TSUNG-TANG, (JONNEY) SHIH; SHAREHOLDER' NO: 71; ID NO: N100872786 | For | None | 13000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT DIRECTOR: CHIANG- SHENG,(JONATHAN)TSENG; SHAREHOLDER' NO: 25370; ID NO: N100115455 | For | None | 13000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT DIRECTOR: CHENG- LAI,(JERRY) SHEN; SHAREHOLDER' NO: 80; ID NO: R120635522 | For | None | 13000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT DIRECTOR: YEN-CHENG,(ERIC) CHEN; SHAREHOLDER' NO: 135; ID NO: F121355097 | For | None | 13000 | 0 | 0 | 0 |
| 12 | TO RE-ELECT DIRECTOR: HSIEN-YUEN HSU; SHAREHOLDER' NO: 116; ID NO: A120399965 | For | None | 13000 | 0 | 0 | 0 |
| 13 | TO RE-ELECT DIRECTOR: MIN-CHIEH, (JOE) HSIEH; SHAREHOLDER' NO: 388; ID NO: A123222201 | For | None | 13000 | 0 | 0 | 0 |
| 14 | TO RE-ELECT DIRECTOR: SU-PIN, (SAMSON) HU; SHAREHOLDER' NO: 255368; ID NO: R120873219 | For | None | 13000 | 0 | 0 | 0 |
| 15 | TO RE-ELECT SUPERVISOR: TZE-KAING YANG; SHAREHOLDER' NO: None; ID NO: A102241840 | For | None | 13000 | 0 | 0 | 0 |
| 16 | TO RE-ELECT SUPERVISOR: CHUNG-JEN CHENG; SHAREHOLDER' NO: 264008; ID NO: J100515149 | For | None | 13000 | 0 | 0 | 0 |
| 17 | TO RE-ELECT SUPERVISOR: LONG-HUI YANG; SHAREHOLDER' NO: 66; ID NO: N103321517 | For | None | 13000 | 0 | 0 | 0 |
| 18 | TO RELEASE THE NON-COMPETE RESTRICTION OF A BOARD OF DIRECTOR ELECTED AS AN INDIVIDUAL OR AS A LEGAL REPRESENTATIVE | For | None | 13000 | 0 | 0 | 0 |
| 19 | EXTEMPORAL MOTIONS | Abstain | None | 0 | 0 | 13000 | 0 |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | | |
| Security: | Y84629107 | Meeting Type: | Annual General Meeting | |
| Ticker: | TSM | | | Meeting Date: | 24-Jun-2014 | |
| ISIN | TW0002330008 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705337271 | Management | | Total Ballot Shares: | 328000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284064 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |
| 3 | THE BUSINESS OF 2013 | None | None | Non Voting | |
| 4 | AUDIT COMMITTEES REVIEW REPORT | None | None | Non Voting | |
| 5 | TO REPORT THE ISSUANCE OF UNSECURED STRAIGHT CORPORATE BOND | None | None | Non Voting | |
| 6 | TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 33000 | 0 | 0 | 0 |
| 7 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS. (CASH DIVIDEND NT3.0 PER SHARE) | For | None | 33000 | 0 | 0 | 0 |
| 8 | TO REVISE THE FOLLOWING INTERNAL RULES: 1. PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. 2. PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS. | For | None | 33000 | 0 | 0 | 0 |
| RELO HOLDINGS,INC. | | | |
| Security: | J6436W118 | Meeting Type: | Annual General Meeting | |
| Ticker: | 8876 JP | Meeting Date: | 25-Jun-2014 | |
| ISIN | JP3755200007 | Vote Deadline Date: | 17-Jun-2014 | |
| Agenda | 705397859 | Management | | Total Ballot Shares: | 2400 | |
| Last Vote Date: | 23-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 2 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 3 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 4 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 5 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 6 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| 7 | Appoint a Director | For | None | 2400 | 0 | 0 | 0 |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 939 HK | Meeting Date: | 26-Jun-2014 | |
| ISIN | CNE1000002H1 | Vote Deadline Date: | 23-Jun-2014 | |
| Agenda | 705227026 | Management | | Total Ballot Shares: | 5661670 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427043.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427031.pdf | None | None | Non Voting | |
| 2 | THE 2013 REPORT OF BOARD OF DIRECTORS | For | None | 159000 | 0 | 0 | 0 |
| 3 | THE 2013 REPORT OF BOARD OF SUPERVISORS | For | None | 159000 | 0 | 0 | 0 |
| 4 | THE 2013 FINAL FINANCIAL ACCOUNTS | For | None | 159000 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION PLAN | For | None | 159000 | 0 | 0 | 0 |
| 6 | BUDGET OF 2014 FIXED ASSETS INVESTMENT | For | None | 159000 | 0 | 0 | 0 |
| 7 | THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 | For | None | 159000 | 0 | 0 | 0 |
| 8 | THE RE-ELECTION OF MR. DONG SHI AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 159000 | 0 | 0 | 0 |
| 9 | THE ELECTION OF MR. GUO YOU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 159000 | 0 | 0 | 0 |
| 10 | THE PLAN ON AUTHORISATION TO THE BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL MEETING | For | None | 159000 | 0 | 0 | 0 |
| ASCENDAS REAL ESTATE INVESTMENT TRUST | | | |
| Security: | Y0205X103 | Meeting Type: | Annual General Meeting | |
| Ticker: | AREIT SP | Meeting Date: | 30-Jun-2014 | |
| ISIN | SG1M77906915 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705408397 | Management | | Total Ballot Shares: | 62000 | |
| Last Vote Date: | 23-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF A- REIT) (THE "TRUSTEE"), THE STATEMENT BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF A-REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF AREIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014 AND THE AUDITORS' REPORT THEREON | For | None | 62000 | 0 | 0 | 0 |
| 2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF A-REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF A-REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | For | None | 62000 | 0 | 0 | 0 |
| 3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN A-REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY | For | None | 0 | 62000 | 0 | 0 |
| | INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), CONTD | | | | | | |
| 4 | CONTD PROVIDED THAT: (A) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (B) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT. (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (B) BELOW); (B) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT CONTD | None | None | Non Voting | |
| 5 | CONTD MAY BE ISSUED UNDER SUB-PARAGRAPH (A) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (C) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER | None | None | Non Voting | |
| | SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING A-REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR CONTD | | | | | | |
| 6 | CONTD WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (D) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF A-REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF A-REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (E) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS CONTD | None | None | Non Voting | |
| 7 | CONTD ARE ISSUED; AND (F) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF A-REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | None | None | Non Voting | |
| CHINA MERCHANTS BANK CO LTD, SHENZEN | | | |
| Security: | Y14896115 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3968 HK | Meeting Date: | 30-Jun-2014 | |
| ISIN | CNE1000002M1 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705393774 | Management | | Total Ballot Shares: | 1720500 | |
| Last Vote Date: | 23-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 305854 DUE TO ADDITION OF RESOLUTION 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428408.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428450.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 04/LTN201406041312.pdf | None | None | Non Voting | |
| 3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 4 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 5 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2013 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 61500 | 0 | 0 | 0 |
| 6 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 7 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2013 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDENDS) | For | None | 61500 | 0 | 0 | 0 |
| 8 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2014 | For | None | 61500 | 0 | 0 | 0 |
| 9 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF Ms. SU MIN AS A NON-EXECUTIVE DIRECTOR | For | None | 61500 | 0 | 0 | 0 |
| 10 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF MR. DONG XIANDE AS AN EXTERNAL SUPERVISOR | For | None | 61500 | 0 | 0 | 0 |
| 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 12 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 13 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 14 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 15 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2013 | For | None | 61500 | 0 | 0 | 0 |
| 16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD. | For | None | 0 | 61500 | 0 | 0 |
| 17 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD. (2014 REVISION) (INCLUDING THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS, THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF DIRECTORS AND THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF SUPERVISORS OF THE COMPANY) | For | None | 61500 | 0 | 0 | 0 |
| 18 | RESOLUTION ON APPOINTMENT OF A CANDIDATE FOR NON-EXECUTIVE DIRECTOR: MR. LI JIANHONG | For | None | 61500 | 0 | 0 | 0 |
| 19 | 11 JUN 2014: PLEASE NOTE THAT THE BOARD DOES NOT HAVE ANY RECOMMENDATIONS ON RESOLUTION 16 | None | None | Non Voting | |
| 20 | 11 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 350275 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| VTECH HOLDINGS LTD, HAMILTON | | | |
| Security: | G9400S132 | Meeting Type: | Annual General Meeting | |
| Ticker: | 303 HK | | | Meeting Date: | 12-Jul-2013 | |
| ISIN | BMG9400S1329 | Vote Deadline Date: | 09-Jul-2013 | |
| Agenda | 704579854 | Management | | Total Ballot Shares: | 330600 | |
| Last Vote Date: | 10-Jun-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0603/LTN201306031578.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/060 3/LTN201306031510.pdf | None | None | Non Voting | |
| 3 | To receive and consider the audited financial statements and the reports of the directors of the Company (''Directors'') and the auditor of the Company (''Auditor'') for the year ended 31 March 2013 | For | None | 316000 | 0 | 0 | 0 |
| 4 | To consider and declare a final dividend in respect of the year ended 31 March 2013 | For | None | 316000 | 0 | 0 | 0 |
| 5 | To re-elect Dr. Pang King Fai as Director | For | None | 316000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Michael Tien Puk Sun as Director | For | None | 316000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Wong Kai Man as Director | For | None | 316000 | 0 | 0 | 0 |
| 8 | To fix the remuneration of the Directors | For | None | 316000 | 0 | 0 | 0 |
| 9 | To re-appoint KPMG as the Auditor and authorise the board of Directors to fix their Remuneration | For | None | 316000 | 0 | 0 | 0 |
| 10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the 2013 AGM | For | None | 316000 | 0 | 0 | 0 |
| 11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the 2013 AGM | For | None | 316000 | 0 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | None | 316000 | 0 | 0 | 0 |
| LENOVO GROUP LTD, HONG KONG | | | |
| Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | |
| Ticker: | 992 HK | | | Meeting Date: | 16-Jul-2013 | |
| ISIN | HK0992009065 | Vote Deadline Date: | 11-Jul-2013 | |
| Agenda | 704572901 | Management | | Total Ballot Shares: | 5825000 | |
| Last Vote Date: | 10-Jun-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0531/LTN20130531157.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/053 1/LTN20130531155.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | To receive and consider the audited accounts for the year ended March 31, 2013 together with the reports of the directors and auditor thereon | For | None | 5825000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the issued ordinary shares for the year ended March 31, 2013 | For | None | 5825000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. William Tudor Brown as director | For | None | 5825000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Yang Yuanqing as director | For | None | 5825000 | 0 | 0 | 0 |
| 7 | To re-elect Dr. Tian Suning as director | For | None | 5825000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Nicholas C. Allen as director | For | None | 5825000 | 0 | 0 | 0 |
| 9 | To resolve not to fill up the vacated office resulted from the retirement of Dr. Wu Yibing as director | For | None | 5825000 | 0 | 0 | 0 |
| 10 | To authorize the board of directors to fix director's fees | For | None | 5825000 | 0 | 0 | 0 |
| 11 | To re-appoint PricewaterhouseCoopers as auditor and authorize the board of directors to fix auditor's remuneration | For | None | 5825000 | 0 | 0 | 0 |
| 12 | Ordinary Resolution - To grant a general mandate to the directors to allot, issue and deal with additional ordinary shares not exceeding 20% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | None | 0 | 5825000 | 0 | 0 |
| 13 | Ordinary Resolution - To grant a general mandate to the directors to repurchase ordinary shares not exceeding 10% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | None | 5825000 | 0 | 0 | 0 |
| 14 | Ordinary Resolution - To extend the general mandate to the directors to issue new ordinary shares of the Company by adding the number of the shares repurchased | For | None | 0 | 5825000 | 0 | 0 |
| DIGITAL CHINA HOLDINGS LTD | | | |
| Security: | G2759B107 | Meeting Type: | Annual General Meeting | |
| Ticker: | 861 HK | Meeting Date: | 19-Aug-2013 | |
| ISIN | BMG2759B1072 | Vote Deadline Date: | 14-Aug-2013 | |
| Agenda | 704639802 | Management | | Total Ballot Shares: | 1920000 | |
| Last Vote Date: | 15-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/07 05/LTN20130705598.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/07 05/LTN20130705617.pdf | None | None | Non Voting | |
| 3 | To receive and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors for the year ended 31 March 2013 | For | None | 1920000 | 0 | 0 | 0 |
| 4 | To declare a final dividend of 38.80 HK cents per share for the year ended 31 March 2013 | For | None | 1920000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Yan Guorong as a director | For | None | 1920000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Andrew Y. Yan as a director | For | None | 1920000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Hu Zhaoguang as a director | For | None | 1920000 | 0 | 0 | 0 |
| 8 | To re-elect Ms. Ni Hong (Hope) as a director | For | None | 1920000 | 0 | 0 | 0 |
| 9 | To authorise the board of directors to fix the directors' remuneration | For | None | 1920000 | 0 | 0 | 0 |
| 10 | To re-appoint Ernst & Young as auditors of the Company and to authorise the board of directors to fix their remuneration | For | None | 1920000 | 0 | 0 | 0 |
| 11 | To grant a general and unconditional mandate to the board of directors to issue shares of the Company | For | None | 0 | 1920000 | 0 | 0 |
| 12 | To grant a general and unconditional mandate to the board of directors to repurchase shares of the Company | For | None | 1920000 | 0 | 0 | 0 |
| 13 | To extend the general mandate granted to the board of directors pursuant to resolution 5(1) to cover the shares repurchased by the Company pursuant to resolution 5(2) | For | None | 0 | 1920000 | 0 | 0 |
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| CHEN HSONG HOLDINGS LTD | | | |
| Security: | G20874106 | Meeting Type: | Annual General Meeting | |
| Ticker: | 57 HK | | | Meeting Date: | 26-Aug-2013 | |
| ISIN | BMG208741063 | Vote Deadline Date: | 21-Aug-2013 | |
| Agenda | 704667774 | Management | | Total Ballot Shares: | 2942000 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 3/LTN20130723241.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 3/LTN20130723239.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |
| 3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2013 | For | None | 2542000 | 0 | 0 | 0 |
| 4 | To approve the final dividend of HK6 cents per share as recommended by the Board of Directors for the year ended 31 March 2013 | For | None | 2542000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Chi Kin Chiang as a director | For | None | 2542000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Anish Lalvani as a director | For | None | 2542000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Bernard Charnwut Chan as a director | For | None | 2542000 | 0 | 0 | 0 |
| 8 | To determine the directors' fees for the year ending 31 March 2014 at an aggregate sum of not exceeding HKD 1,200,000 | For | None | 2542000 | 0 | 0 | 0 |
| 9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | None | 2542000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 2542000 | 0 | 0 | 0 |
| 11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 0 | 2542000 | 0 | 0 |
| 12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | None | 0 | 2542000 | 0 | 0 |
| YANZHOU COAL MINING CO LTD, ZOUCHENG | | | |
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1171 HK | | | Meeting Date: | 09-Sep-2013 | |
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 03-Sep-2013 | |
| Agenda | 704668726 | Management | | Total Ballot Shares: | 1869000 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724242.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 4/LTN20130724229.pdf | None | None | Non Voting | |
| 2 | To consider and approve the proposal to appoint Mr. Zhang Xinwen as a director of the fifth session of the board of directors of the Company | For | None | 1498200 | 0 | 0 | 0 |
| 3 | To consider and approve the proposal to appoint Mr. Li Xiyong as a director of the fifth session of the board of directors of the Company | For | None | 1498200 | 0 | 0 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 10-Sep-2013 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 04-Sep-2013 | |
| Agenda | 704670480 | Management | | Total Ballot Shares: | 6008330 | |
| Last Vote Date: | 29-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 5/LTN20130725134.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/072 5/LTN20130725190.pdf | None | None | Non Voting | |
| 2 | To consider and approve the payment of remuneration to directors and supervisors of the Bank for 2012 | For | None | 5790330 | 0 | 0 | 0 |
| 3 | To consider and approve the election Mr. Yi Xiqun as an independent non-executive director of the Bank | For | None | 5790330 | 0 | 0 | 0 |
| 4 | To consider and approve the election Mr. Fu Zhongjun as a non-executive director of the Bank | For | None | 5790330 | 0 | 0 | 0 |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 939 HK | | | Meeting Date: | 24-Oct-2013 | |
| ISIN | CNE1000002H1 | Vote Deadline Date: | 18-Oct-2013 | |
| Agenda | 704724245 | Management | | Total Ballot Shares: | 4763670 | |
| Last Vote Date: | 23-Sep-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 08/LTN20130908065.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 08/LTN20130908017.pdf | None | None | Non Voting | |
| 2 | The remuneration distribution and settlement plan for Directors and Supervisors in 2012 | For | None | 4763670 | 0 | 0 | 0 |
| 3 | Election of Mr. Zhang Long as an independent non-executive Director of the Bank | For | None | 4763670 | 0 | 0 | 0 |
| 4 | Election of Ms. Zhang Yanling as a non-executive Director of the Bank | For | None | 4763670 | 0 | 0 | 0 |
| 5 | Election of Mr. Guo Yanpeng as a non-executive Director of the Bank | For | None | 4763670 | 0 | 0 | 0 |
| BEIJING ENTERPRISES HOLDINGS LTD | | | |
| Security: | Y07702122 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 392 HK | | | Meeting Date: | 08-Nov-2013 | |
| ISIN | HK0392044647 | Vote Deadline Date: | 05-Nov-2013 | |
| Agenda | 704789241 | Management | | Total Ballot Shares: | 441000 | |
| Last Vote Date: | 22-Oct-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/10 18/LTN20131018047.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/10 18/LTN20131018041.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | To confirm, approve, authorize and ratify the entering into of the Sale and Purchase Agreement and the Supplemental Agreement (both as defined in the notice convening the Meeting) and the transactions contemplated thereunder (including the issuance of the Consideration Shares) and the implementation thereof and to authorize any one director of the Company for and on behalf of the Company to execute (and, if necessary, affix the common seal of the company) any such documents, instruments and agreements and to do any such acts or things as may be deemed by him in his absolute discretion to be incidental to, ancillary to or in connection with the matters contemplated in the Sale and Purchase Agreement and the transactions contemplated thereunder (including the issuance of the Consideration Shares) and the implementation thereof | For | None | 441000 | 0 | 0 | 0 |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 2338 HK | | | Meeting Date: | 15-Nov-2013 | |
| ISIN | CNE1000004L9 | Vote Deadline Date: | 11-Nov-2013 | |
| Agenda | 704750199 | Management | | Total Ballot Shares: | 906120 | |
| Last Vote Date: | 07-Oct-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 29/LTN20130929039.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/09 29/LTN20130929033.pdf | None | None | Non Voting | |
| 2 | To consider and approve the provision of general services and labour services by Weichai Holdings (and its associates) to the Company (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 3 | To consider and approve the supply and/or connection of utilities by Weichai Holdings (and its associates) to the Company (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 4 | To consider and approve the purchase of diesel engine parts and components, gas, scrap metals, materials, diesel engines and related products and processing services by the Company (and its subsidiaries) from Weichai Holdings (and its associates) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 5 | To consider and approve the sale of diesel engines, diesel engine parts and components, materials, semi-finished products and related products and provision of processing services by the Company (and its subsidiaries) to Weichai Holdings (and its associates) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 6 | To consider and approve the purchase of diesel engine parts and components, materials, steel and scrap metal, diesel engines and related products and processing and labour services by the Company (and its subsidiaries) from Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 7 | To consider and approve the sale of diesel engines and related products by the Company (and its subsidiaries) to Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 8 | To consider and approve the supply of semi- finished diesel engine parts, diesel engine parts and components, reserve parts and related products and provision of labour services by the Company (and its subsidiaries) to Weichai Heavy Machinery (and its subsidiaries) (including the relevant supplemental agreement and the new caps) | For | None | 750120 | 0 | 0 | 0 |
| 9 | To consider and approve the supplemental agreement in respect of the purchase of parts and components of vehicles, scrap steel and related products by Shaanxi Zhongqi (and its subsidiaries) from Shaanxi Automotive (and its associates) and the relevant new caps | For | None | 750120 | 0 | 0 | 0 |
| 10 | To consider and approve the possible exercise of the Superlift Call Option | For | None | 750120 | 0 | 0 | 0 |
| CNOOC LTD, HONG KONG | | | |
| Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | CEO | Meeting Date: | 27-Nov-2013 | |
| ISIN | HK0883013259 | Vote Deadline Date: | 22-Nov-2013 | |
| Agenda | 704838513 | Management | | Total Ballot Shares: | 3102000 | |
| Last Vote Date: | 11-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 07/LTN20131107226.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 07/LTN20131107190.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | To approve the Non-exempt Continuing Connected Transactions | For | None | 2683000 | 0 | 0 | 0 |
| 4 | To approve the Proposed Caps for each category of the Non-exempt Continuing Connected Transactions | For | None | 2683000 | 0 | 0 | 0 |
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G52562140 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 148 HK | Meeting Date: | 16-Dec-2013 | |
| ISIN | KYG525621408 | Vote Deadline Date: | 11-Dec-2013 | |
| Agenda | 704869633 | Management | | Total Ballot Shares: | 948200 | |
| Last Vote Date: | 02-Dec-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 27/LTN20131127468.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 27/LTN20131127473.pdf | None | None | Non Voting | |
| 3 | That the entering into of the New KBC Purchase Framework Agreement (as defined in the circular to the shareholders of the Company dated 28 November 2013 (the "Circular")), and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 780000 | 0 | 0 | 0 |
| 4 | That the entering into of the New KBL Purchase Framework Agreement (as defined in the Circular), and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 780000 | 0 | 0 | 0 |
| 5 | That the entering into of the New KBL Supply Framework Agreement (as defined in the Circular) and the transactions and the Proposed Annual Caps (as defined in the Circular) contemplated thereunder be and are hereby approved, confirmed and ratified, and any director of the Company be and is hereby authorised to do, approve and transact all such acts and things as he/she may in his/her discretion consider necessary, desirable or expedient in connection therewith | For | None | 780000 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1072 HK | | | Meeting Date: | 19-Dec-2013 | |
| ISIN | CNE100000304 | Vote Deadline Date: | 13-Dec-2013 | |
| Agenda | 704826354 | Management | | Total Ballot Shares: | 1402000 | |
| Last Vote Date: | 05-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/110 1/LTN201311011015.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/110 1/LTN20131101862.pdf | None | None | Non Voting | |
| 2 | To consider and approve the proposed issue of A Share Convertible Bonds: Type of securities to be issued | For | None | 1154000 | 0 | 0 | 0 |
| 3 | To consider and approve the proposed issue of A Share Convertible Bonds: Issue size | For | None | 1154000 | 0 | 0 | 0 |
| 4 | To consider and approve the proposed issue of A Share Convertible Bonds: Nominal value and issue price | For | None | 1154000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed issue of A Share Convertible Bonds: Term | For | None | 1154000 | 0 | 0 | 0 |
| 6 | To consider and approve the proposed issue of A Share Convertible Bonds: Interest rate | For | None | 1154000 | 0 | 0 | 0 |
| 7 | To consider and approve the proposed issue of A Share Convertible Bonds: Timing and method of interest payment | For | None | 1154000 | 0 | 0 | 0 |
| 8 | To consider and approve the proposed issue of A Share Convertible Bonds: Conversion period | For | None | 1154000 | 0 | 0 | 0 |
| 9 | To consider and approve the proposed issue of A Share Convertible Bonds: Determination and adjustment of conversion price | For | None | 1154000 | 0 | 0 | 0 |
| 10 | To consider and approve the proposed issue of A Share Convertible Bonds: Downward adjustment to conversion price | For | None | 1154000 | 0 | 0 | 0 |
| 11 | To consider and approve the proposed issue of A Share Convertible Bonds: Conversion method of A Shares | For | None | 1154000 | 0 | 0 | 0 |
| 12 | To consider and approve the proposed issue of A Share Convertible Bonds: Terms of redemption | For | None | 1154000 | 0 | 0 | 0 |
| 13 | To consider and approve the proposed issue of A Share Convertible Bonds: Terms of sale back | For | None | 1154000 | 0 | 0 | 0 |
| 14 | To consider and approve the proposed issue of A Share Convertible Bonds: Dividend rights of the year of conversion | For | None | 1154000 | 0 | 0 | 0 |
| 15 | To consider and approve the proposed issue of A Share Convertible Bonds: Method of issue and target subscribers | For | None | 1154000 | 0 | 0 | 0 |
| 16 | To consider and approve the proposed issue of A Share Convertible Bonds: Subscription arrangement for existing A Shareholders | For | None | 1154000 | 0 | 0 | 0 |
| 17 | To consider and approve the proposed issue of A Share Convertible Bonds: The CB Holders and the CB Holders' meetings | For | None | 1154000 | 0 | 0 | 0 |
| 18 | To consider and approve the proposed issue of A Share Convertible Bonds: Use of proceeds from the proposed issue of A Share Convertible Bonds | For | None | 1154000 | 0 | 0 | 0 |
| 19 | To consider and approve the proposed issue of A Share Convertible Bonds: Guarantee | For | None | 1154000 | 0 | 0 | 0 |
| 20 | To consider and approve the proposed issue of A Share Convertible Bonds: Account for deposit of proceeds | For | None | 1154000 | 0 | 0 | 0 |
| 21 | To consider and approve the proposed issue of A Share Convertible Bonds: Validity period of the resolutions in relation to the proposed issue of A Share Convertible Bonds | For | None | 1154000 | 0 | 0 | 0 |
| 22 | To authorize the Board to deal with matters in relation to the proposed issue of A Share Convertible Bonds (details please refer to the Announcement) | For | None | 1154000 | 0 | 0 | 0 |
| 23 | To consider and approve the proposal in respect of the report on the use of proceeds from the last issue of securities of the Company | For | None | 1154000 | 0 | 0 | 0 |
| 24 | To consider and approve the proposal in respect of the feasibility analysis report on the use of proceeds from the issue of A Share Convertible Bonds | For | None | 1154000 | 0 | 0 | 0 |
| DONGFANG ELECTRIC CORPORATION LTD | | | |
| Security: | Y20958107 | Meeting Type: | Class Meeting | |
| Ticker: | 1072 HK | Meeting Date: | 19-Dec-2013 | |
| ISIN | CNE100000304 | Vote Deadline Date: | 13-Dec-2013 | |
| Agenda | 704826291 | Management | | Total Ballot Shares: | 1402000 | |
| Last Vote Date: | 05-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 01/LTN201311011072.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/11 01/LTN20131101938.pdf | None | None | Non Voting | |
| 2 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Type of securities to be issued | For | None | 1154000 | 0 | 0 | 0 |
| 3 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Issue size | For | None | 1154000 | 0 | 0 | 0 |
| 4 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Nominal value and issue price | For | None | 1154000 | 0 | 0 | 0 |
| 5 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Term | For | None | 1154000 | 0 | 0 | 0 |
| 6 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Interest rate | For | None | 1154000 | 0 | 0 | 0 |
| 7 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Timing and method of interest payment | For | None | 1154000 | 0 | 0 | 0 |
| 8 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Conversion period | For | None | 1154000 | 0 | 0 | 0 |
| 9 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Determination and adjustment of conversion price | For | None | 1154000 | 0 | 0 | 0 |
| 10 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Downward adjustment to conversion price | For | None | 1154000 | 0 | 0 | 0 |
| 11 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Conversion method of A Shares | For | None | 1154000 | 0 | 0 | 0 |
| 12 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Terms of redemption | For | None | 1154000 | 0 | 0 | 0 |
| 13 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Terms of sale back | For | None | 1154000 | 0 | 0 | 0 |
| 14 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Dividend rights of the year of conversion | For | None | 1154000 | 0 | 0 | 0 |
| 15 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Method of issue and target subscribers | For | None | 1154000 | 0 | 0 | 0 |
| 16 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Subscription arrangement for existing A Shareholders | For | None | 1154000 | 0 | 0 | 0 |
| 17 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: The CB Holders and the CB Holders' meetings | For | None | 1154000 | 0 | 0 | 0 |
| 18 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Use of proceeds from the proposed issue of A Share Convertible Bonds | For | None | 1154000 | 0 | 0 | 0 |
| 19 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Guarantee | For | None | 1154000 | 0 | 0 | 0 |
| 20 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Account for deposit of proceeds | For | None | 1154000 | 0 | 0 | 0 |
| 21 | To consider and approve, upon the Shareholders' approval to pass the special resolutions No. 1 to No. 2 as contained in the notice of the 2013 first extraordinary general meeting (the "EGM") of the Company at the EGM and the A Shareholders' approval to pass the special resolutions No. 1 as contained in the notice of 2013 first A Shares class meeting (the "A Shares Class Meeting") at the A Shares Class Meeting both on 19 December 2013, the proposed issue of A Share Convertible Bonds: Validity period of the resolutions in relation to the proposed issue of A Share Convertible Bonds | For | None | 1154000 | 0 | 0 | 0 |
| CATHAY PACIFIC AIRWAYS LTD, HONG KONG | | | |
| Security: | Y11757104 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 293 HK | | | Meeting Date: | 31-Dec-2013 | |
| ISIN | HK0293001514 | Vote Deadline Date: | 26-Dec-2013 | |
| Agenda | 704874177 | Management | | Total Ballot Shares: | 1306000 | |
| Last Vote Date: | 08-Dec-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/12 02/LTN20131202843.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/12 02/LTN20131202807.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | That the entering into of the Framework Agreement by the Company (a copy of which agreement has been produced to the meeting and signed by the chairman of the meeting for the purpose of identification), its term, the Transactions and the annual caps set out below be and are hereby approved (terms defined in the circular to shareholders of the Company dated 3rd December 2013 having the same meanings when used in this resolution): Amounts payable by the Cathay Pacific Group to the HAECO Group (including HXITM): as specified, Amounts payable by the HAECO Group (including HXITM) to the Cathay Pacific Group: as specified | For | None | 1306000 | 0 | 0 | 0 |
| GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G3777B103 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 175 HK | Meeting Date: | 27-Jan-2014 | |
| ISIN | KYG3777B1032 | Vote Deadline Date: | 22-Jan-2014 | |
| Agenda | 704918943 | Management | | Total Ballot Shares: | 5975000 | |
| Last Vote Date: | 20-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 07/LTN20140107304.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 07/LTN20140107266.pdf | None | None | Non Voting | |
| 3 | To approve, ratify and confirm the JV Agreement (as defined in the circular of the Company dated 8 January 2014 (the "Circular")) and the grant of the Call Option (as defined in the Circular) and the transactions contemplated thereunder | For | None | 5975000 | 0 | 0 | 0 |
| 4 | To approve, ratify and confirm the grant of the Put Option (as defined in the Circular) and the transactions contemplated thereunder | For | None | 5975000 | 0 | 0 | 0 |
| CHINA MINSHENG BANKING CORPORATION | | | |
| Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1988 HK | Meeting Date: | 27-Feb-2014 | |
| ISIN | CNE100000HF9 | Vote Deadline Date: | 21-Feb-2014 | |
| Agenda | 704921483 | Management | | Total Ballot Shares: | 2109500 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 12/LTN20140112027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/01 12/LTN20140112019.pdf | None | None | Non Voting | |
| 2 | Proposed downward adjustment to the conversion price of A Share convertible bonds of China Minsheng Banking Corp., Ltd | For | None | 0 | 2008000 | 0 | 0 |
| LENOVO GROUP LTD, HONG KONG | | | |
| Security: | Y5257Y107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 992 HK | Meeting Date: | 18-Mar-2014 | |
| ISIN | HK0992009065 | Vote Deadline Date: | 13-Mar-2014 | |
| Agenda | 704975436 | Management | | Total Ballot Shares: | 5913000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 23/LTN20140223007.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 23/LTN20140223009.pdf | None | None | Non Voting | |
| 3 | Ordinary Resolution in relation to the Revised Supply Annual Caps and the Revised Royalty Annual Caps (as defined in the circular of the Company dated 24 February 2014) | For | None | 3883000 | 0 | 0 | 0 |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3049 HK | Meeting Date: | 28-Mar-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2014 | |
| Agenda | 705014532 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Hearing of the report of the board of directors of the Company (the "Board of Directors" and each member individually a "Director") and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2013 | For | None | 3443900 | 0 | 0 | 0 |
| 2 | Allocation of the results for the fiscal year ended 31 December 2013 and ratification of the distribution of dividends, if any, in respect of the shares of the share classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" share classes have been issued | For | None | 3443900 | 0 | 0 | 0 |
| 3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2013 | For | None | 3443900 | 0 | 0 | 0 |
| 4 | Re-election of Messrs. Werner Burg, Klaus- Michael Vogel, Jacques Elvinger and Manooj Mistry as Directors of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending 31 December 2014 | For | None | 3443900 | 0 | 0 | 0 |
| 5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending 31 December 2014 | For | None | 3443900 | 0 | 0 | 0 |
| 6 | Any other business which may be properly brought before the Annual General Meeting | Abstain | None | 0 | 0 | 3443900 | 0 |
| 7 | 20 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 3049 HK | Meeting Date: | 28-Mar-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2014 | |
| Agenda | 705016562 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 18-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 MAY 2014 AT 11:00 HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. | None | None | Non Voting | |
| 2 | Restatement of the Company's Articles of Incorporation (the "Articles"), in order to, inter alia: (i) remove references to the transitional provisions in respect of the Law of 17 December 2010 on undertakings for collective investment, amend the rules relating to the quorum of the meetings of the Board of Directors and update the provisions relating to redemptions, merger and liquidation procedures; and (ii) amend the second paragraph of article 3 of the Articles so as to (i) remove the following sentence "(as from 1st July 2011, the reference to the "Law" shall be deemed to be a reference to the law of 17 December 2010 on undertakings for collective investment)" and (ii) add the following sentence "and any other applicable laws or regulations" | For | None | 3443900 | 0 | 0 | 0 |
| 3 | 20 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 548 HK | | | Meeting Date: | 28-Mar-2014 | |
| ISIN | CNE100000478 | Vote Deadline Date: | 24-Mar-2014 | |
| Agenda | 704958478 | Management | | Total Ballot Shares: | 3306000 | |
| Last Vote Date: | 25-Feb-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 10/LTN20140210342.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 10/LTN20140210335.pdf | None | None | Non Voting | |
| 2 | To consider and approve the resolution in relation to the toll adjustment in Meiguan Expressway and compensation by the government | For | None | 2610000 | 0 | 0 | 0 |
| NAGACORP LTD | | | |
| Security: | G6382M109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3918 HK | | | Meeting Date: | 09-Apr-2014 | |
| ISIN | KYG6382M1096 | Vote Deadline Date: | 04-Apr-2014 | |
| Agenda | 705010433 | Management | | Total Ballot Shares: | 2370000 | |
| Last Vote Date: | 31-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310604.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 10/LTN20140310598.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | To receive and adopt the audited consolidated financial statements of the company and the reports of the Directors and independent auditor for the year ended 31 December 2013 (the "Year End") | For | None | 1862000 | 0 | 0 | 0 |
| 4 | To declare the final dividend in respect of the Year End | For | None | 1862000 | 0 | 0 | 0 |
| 5 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Philip Lee Wai Tuck as an executive director of the company | For | None | 1862000 | 0 | 0 | 0 |
| 6 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Chen Yepern as an executive director of the company | For | None | 1862000 | 0 | 0 | 0 |
| 7 | To re-elect the director who retired by rotation in accordance with article 87(1) of the articles of association of the company: Mr. Michael Lai Kai Jin an independent non-executive director of the company | For | None | 1862000 | 0 | 0 | 0 |
| 8 | To approve the directors remuneration for the year end and to authorize the board of directors to Fix directors remuneration for the year ending 31 December 2014 | For | None | 1862000 | 0 | 0 | 0 |
| 9 | To re-appoint BDO limited as auditor of the company and authorise the board of directors to fix its Remuneration | For | None | 1862000 | 0 | 0 | 0 |
| 10 | To give a general mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the company | For | None | 0 | 1862000 | 0 | 0 |
| 11 | To give a general mandate to the directors to repurchase shares not exceeding 10% of the issued Share capital of the company | For | None | 1862000 | 0 | 0 | 0 |
| 12 | Subject to the passing of ordinary resolution nos. 6(a) and (b), to extend the authority given to the directors pursuant to ordinary resolution no. 6(a) to issue shares by adding to the issued share capital of the company the number of shares repurchased under ordinary resolution no. 6(B) | For | None | 0 | 0 | 1862000 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 15-Apr-2014 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 09-Apr-2014 | |
| Agenda | 704980754 | Management | | Total Ballot Shares: | 5566330 | |
| Last Vote Date: | 03-Mar-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 26/LTN20140226318.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/02 26/LTN20140226289.pdf | None | None | Non Voting | |
| 2 | To consider and approve the election of Mr. Zhang Hongli as an executive director of the Bank | For | None | 5386330 | 0 | 0 | 0 |
| 3 | To consider and approve the fixed assets investment budget for 2014 of the Bank | For | None | 5386330 | 0 | 0 | 0 |
| 4 | 27 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD | | | |
| Security: | Y9728A102 | Meeting Type: | Annual General Meeting | |
| Ticker: | YZJ SP | | | Meeting Date: | 30-Apr-2014 | |
| ISIN | SG1U76934819 | Vote Deadline Date: | 24-Apr-2014 | |
| Agenda | 705095164 | Management | | Total Ballot Shares: | 1522000 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 AND THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT THEREON | For | None | 1396000 | 0 | 0 | 0 |
| 2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.05 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | For | None | 1396000 | 0 | 0 | 0 |
| 3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 133,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 (2012: SGD 90,000) | For | None | 1396000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT Mr CHEN TIMOTHY TECK LENG @ CHEN TECK LENG RETIRING BY ROTATION PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 1396000 | 0 | 0 | 0 |
| 5 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1396000 | 0 | 0 | 0 |
| 6 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 1396000 | 0 | 0 |
| 7 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 1396000 | 0 | 0 | 0 |
| DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | | | |
| Security: | L2297J434 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 3049 HK | | | Meeting Date: | 12-May-2014 | |
| ISIN | LU0455008887 | Vote Deadline Date: | 02-May-2014 | |
| Agenda | 705138356 | Management | | Total Ballot Shares: | 4043100 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 28 MAR 2014 | None | None | Non Voting | |
| 2 | RESTATEMENT OF THE COMPANY'S ARTICLES OF INCORPORATION (THE "ARTICLES"), IN ORDER TO, INTER ALIA: (I) REMOVE REFERENCES TO THE TRANSITIONAL PROVISIONS IN RESPECT OF THE LAW OF 17 DECEMBER 2010 ON UNDERTAKINGS FOR COLLECTIVE INVESTMENT, AMEND THE RULES RELATING TO THE QUORUM OF THE MEETINGS OF THE BOARD OF DIRECTORS AND UPDATE THE PROVISIONS RELATING TO REDEMPTIONS, MERGER AND LIQUIDATION PROCEDURES; AND (II) AMEND THE SECOND PARAGRAPH OF ARTICLE 3 OF THE ARTICLES SO AS TO (I) REMOVE THE FOLLOWING SENTENCE "(AS FROM 1ST JULY 2011, THE REFERENCE TO THE "LAW" SHALL BE DEEMED TO BE A REFERENCE TO THE LAW OF 17 DECEMBER 2010 ON UNDERTAKINGS FOR COLLECTIVE INVESTMENT)" AND (II) ADD THE FOLLOWING SENTENCE "AND ANY OTHER APPLICABLE LAWS OR REGULATIONS | For | None | 3443900 | 0 | 0 | 0 |
| 3 | 08 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RESOLUTION 1 AND CHANGE IN MEETING TIME FROM 11.30 TO 11.00 AND RECEIPT OF RECORD DATE AND CHANGE IN BLOCKING TAG FROM "Y" TO "N". IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| SHENZHEN EXPRESSWAY CO LTD | | | |
| Security: | Y7741B107 | Meeting Type: | Annual General Meeting | |
| Ticker: | 548 HK | | | Meeting Date: | 13-May-2014 | |
| ISIN | CNE100000478 | Vote Deadline Date: | 07-May-2014 | |
| Agenda | 705059233 | Management | | Total Ballot Shares: | 3306000 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 24/LTN20140324617.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 24/LTN20140324587.pdf | None | None | Non Voting | |
| 2 | To consider and approve the report of the board of directors for the year 2013 | For | None | 2610000 | 0 | 0 | 0 |
| 3 | To consider and approve the report of the supervisory committee for the year 2013 | For | None | 2610000 | 0 | 0 | 0 |
| 4 | To consider and approve the audited accounts for the year 2013 | For | None | 2610000 | 0 | 0 | 0 |
| 5 | To consider and approve the proposed distribution scheme of profits for the year 2013 (including declaration of final dividend) | For | None | 2610000 | 0 | 0 | 0 |
| 6 | To consider and approve the budget report for the year 2014 | For | None | 2610000 | 0 | 0 | 0 |
| 7 | To consider and approve that PricewaterhouseCoopers Zhong Tian LLP be re- appointed as the auditors of the Company for 2014 | For | None | 2610000 | 0 | 0 | 0 |
| 8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | None | 2610000 | 0 | 0 | 0 |
| SOHO CHINA LTD | | | |
| Security: | G82600100 | Meeting Type: | Annual General Meeting | |
| Ticker: | 410 HK | | | Meeting Date: | 13-May-2014 | |
| ISIN | KYG826001003 | Vote Deadline Date: | 08-May-2014 | |
| Agenda | 705133813 | Management | | Total Ballot Shares: | 5860500 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408817.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408839.pdf | None | None | Non Voting | |
| 2 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND THE AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 5339500 | 0 | 0 | 0 |
| 3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 5339500 | 0 | 0 | 0 |
| 4 | TO RE-ELECT MRS. PAN ZHANG XIN MARITA AS AN EXECUTIVE DIRECTOR | For | None | 5339500 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MS. YAN YAN AS AN EXECUTIVE DIRECTOR | For | None | 5339500 | 0 | 0 | 0 |
| 6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 5339500 | 0 | 0 | 0 |
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 5339500 | 0 | 0 | 0 |
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 5339500 | 0 | 0 |
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 5339500 | 0 | 0 | 0 |
| 10 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO THE ORDINARY RESOLUTION NO. 7(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER THE ORDINARY RESOLUTION NO. 7(B) | For | None | 5339500 | 0 | 0 | 0 |
| 11 | 10 APR 2014: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 12 | 10 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |
| CATHAY PACIFIC AIRWAYS LTD, HONG KONG | | | |
| Security: | Y11757104 | Meeting Type: | Annual General Meeting | |
| Ticker: | 293 HK | Meeting Date: | 14-May-2014 | |
| ISIN | HK0293001514 | Vote Deadline Date: | 09-May-2014 | |
| Agenda | 705095152 | Management | | Total Ballot Shares: | 1187000 | |
| Last Vote Date: | 14-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN20140402667.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN20140402709.pdf | None | None | Non Voting | |
| 3 | TO RE-ELECT WILLIAM EDWARD JAMES BARRINGTON AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT CHU KWOK LEUNG IVAN AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT JAMES WYNDHAM JOHN HUGHES-HALLETT AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT JOHN ROBERT SLOSAR AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MERLIN BINGHAM SWIRE AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 8 | TO ELECT RUPERT BRUCE GRANTHAM TROWER HOGG AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 9 | TO ELECT SONG ZHIYONG AS A DIRECTOR | For | None | 1187000 | 0 | 0 | 0 |
| 10 | TO REAPPOINT KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1187000 | 0 | 0 | 0 |
| 11 | TO GRANT A GENERAL MANDATE FOR SHARE BUY-BACK | For | None | 1187000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY | For | None | 0 | 1187000 | 0 | 0 |
| TENCENT HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G87572148 | Meeting Type: | Annual General Meeting | |
| Ticker: | 700 HK | | | Meeting Date: | 14-May-2014 | |
| ISIN | KYG875721485 | Vote Deadline Date: | 09-May-2014 | |
| Agenda | 705105636 | Management | | Total Ballot Shares: | 88600 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN201404021681.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 02/LTN201404021689.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 82100 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND | For | None | 82100 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | For | None | 82100 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | For | None | 82100 | 0 | 0 | 0 |
| 7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 82100 | 0 | 0 | 0 |
| 8 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 82100 | 0 | 0 | 0 |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 82100 | 0 | 0 |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 82100 | 0 | 0 | 0 |
| 11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 82100 | 0 | 0 | 0 |
| 12 | TO APPROVE THE SHARE SUBDIVISION (ORDINARY RESOLUTION 8 AS SET OUT IN THE NOTICE OF AGM) | For | None | 82100 | 0 | 0 | 0 |
| 13 | TO ADOPT THE OPTION SCHEME OF RIOT GAMES, INC. (ORDINARY RESOLUTION 9 AS SET OUT IN THE NOTICE OF AGM) | For | None | 82100 | 0 | 0 | 0 |
| 14 | TO AMEND THE EXISTING MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION AND TO ADOPT THE AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION 10 AS SET OUT IN THE NOTICE OF AGM) | For | None | 82100 | 0 | 0 | 0 |
| LI & FUNG LTD | | | |
| Security: | G5485F169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 494 HK | Meeting Date: | 15-May-2014 | |
| ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2014 | |
| Agenda | 705140957 | Management | | Total Ballot Shares: | 3234000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409638.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409656.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1496000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS PER SHARE | For | None | 1496000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT Mr ALLAN WONG CHI YUN AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT Mr PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 |
| 8 | TO FIX THE DIRECTORS' FEES | For | None | 1496000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1496000 | 0 | 0 | 0 |
| 10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 1496000 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 1496000 | 0 | 0 | 0 |
| 12 | TO ADOPT SHARE OPTION SCHEME | For | None | 1496000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE SHARE PREMIUM REDUCTION | For | None | 1496000 | 0 | 0 | 0 |
| CHINA MOBILE LIMITED, HONG KONG | | | |
| Security: | Y14965100 | Meeting Type: | Annual General Meeting | |
| Ticker: | 941 HK | | | Meeting Date: | 22-May-2014 | |
| ISIN | HK0941009539 | Vote Deadline Date: | 19-May-2014 | |
| Agenda | 705134106 | Management | | Total Ballot Shares: | 192500 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408341.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 08/LTN20140408313.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 181500 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 181500 | 0 | 0 | 0 |
| 5 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI GUOHUA | For | None | 181500 | 0 | 0 | 0 |
| 6 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA YUEJIA | For | None | 181500 | 0 | 0 | 0 |
| 7 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU AILI | For | None | 181500 | 0 | 0 | 0 |
| 8 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. LO KA SHUI | For | None | 181500 | 0 | 0 | 0 |
| 9 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. PAUL CHOW MAN YIU | For | None | 181500 | 0 | 0 | 0 |
| 10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 181500 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 181500 | 0 | 0 | 0 |
| 12 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 181500 | 0 | 0 |
| 13 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | For | None | 181500 | 0 | 0 | 0 |
| 14 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED "PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014 | For | None | 181500 | 0 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |
| Ticker: | 857 HK | | | Meeting Date: | 22-May-2014 | |
| ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705233740 | Management | | Total Ballot Shares: | 5597000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298258 DUE TO ADDITION OF RESOLUTION 7.J. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404581.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404423.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429705.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429727.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE THAT THE BOARD MAKES NO RECOMMENDATION FOR RESOLUTION 7.J | None | None | Non Voting | |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 2720000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | For | None | 2720000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 2720000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 2720000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2014 | For | None | 2720000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2014 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 2720000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU JIPING AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIAO YONGYUAN AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 13 | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SHEN DIANCHENG AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 17 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHEN ZHIWU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 18 | TO CONSIDER AND APPROVE THE ELECTION OF MR. RICHARD H. MATZKE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 19 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 20 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 21 | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO JINPING AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 22 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI QINGYI AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 23 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YIMIN AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 24 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 |
| 25 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 2720000 | 0 | 0 |
| AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | | | |
| Security: | G2953R114 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2018 HK | | | Meeting Date: | 23-May-2014 | |
| ISIN | KYG2953R1149 | Vote Deadline Date: | 20-May-2014 | |
| Agenda | 705157041 | Management | | Total Ballot Shares: | 623000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN201404111018.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411999.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2013 | For | None | 565000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.83 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2013 | For | None | 565000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. POON CHUNG YIN JOSEPH AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT DATO' TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 |
| 8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES | For | None | 565000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 565000 | 0 | 0 | 0 |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 0 | 565000 | 0 | 0 |
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 565000 | 0 | 0 | 0 |
| 12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 565000 | 0 | 0 | 0 |
| CNOOC LTD, HONG KONG | | | |
| Security: | Y1662W117 | Meeting Type: | Annual General Meeting | |
| Ticker: | CEO | | | Meeting Date: | 23-May-2014 | |
| ISIN | HK0883013259 | Vote Deadline Date: | 20-May-2014 | |
| Agenda | 705141606 | Management | | Total Ballot Shares: | 2850000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409023.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 2431000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 2431000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. WANG YILIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. ZHANG JIANWEI AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. WANG JIAXIANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MR. LAWRENCE J. LAU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT MR. KEVIN G. LYNCH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2431000 | 0 | 0 | 0 |
| 12 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 2431000 | 0 | 0 | 0 |
| 13 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2431000 | 0 | 0 | 0 |
| 14 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2431000 | 0 | 0 | 0 |
| 15 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 2431000 | 0 | 0 |
| 16 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2431000 | 0 | 0 | 0 |
| HSBC HOLDINGS PLC, LONDON | | | |
| Security: | G4634U169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 5 HK | | | Meeting Date: | 23-May-2014 | |
| ISIN | GB0005405286 | Vote Deadline Date: | 16-May-2014 | |
| Agenda | 705077433 | Management | | Total Ballot Shares: | 250995 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the Annual Report and Accounts 2013 | For | None | 211972 | 0 | 0 | 0 |
| 2 | To approve the Directors' remuneration policy | For | None | 211972 | 0 | 0 | 0 |
| 3 | To approve the Directors' Remuneration Report | For | None | 211972 | 0 | 0 | 0 |
| 4 | To approve the Variable pay cap (see section 4 of the Explanatory Notes in the Notice of AGM for voting threshold applicable to this resolution) | For | None | 211972 | 0 | 0 | 0 |
| 5 | To elect Kathleen Casey as a Director | For | None | 211972 | 0 | 0 | 0 |
| 6 | To elect Sir Jonathan Evans as a Director | For | None | 211972 | 0 | 0 | 0 |
| 7 | To elect Marc Moses as a Director | For | None | 211972 | 0 | 0 | 0 |
| 8 | To elect Jonathan Symonds as a Director | For | None | 211972 | 0 | 0 | 0 |
| 9 | To re-elect Safra Catz as a Director | For | None | 211972 | 0 | 0 | 0 |
| 10 | To re-elect Laura Cha as a Director | For | None | 211972 | 0 | 0 | 0 |
| 11 | To re-elect Marvin Cheung as a Director | For | None | 211972 | 0 | 0 | 0 |
| 12 | To re-elect Joachim Faber as a Director | For | None | 211972 | 0 | 0 | 0 |
| 13 | To re-elect Rona Fairhead as a Director | For | None | 211972 | 0 | 0 | 0 |
| 14 | To re-elect Renato Fassbind as a Director | For | None | 211972 | 0 | 0 | 0 |
| 15 | To re-elect Douglas Flint as a Director | For | None | 211972 | 0 | 0 | 0 |
| 16 | To re-elect Stuart Gulliver as a Director | For | None | 211972 | 0 | 0 | 0 |
| 17 | To re-elect Sam Laidlaw as a Director | For | None | 211972 | 0 | 0 | 0 |
| 18 | To re-elect John Lipsky as a Director | For | None | 211972 | 0 | 0 | 0 |
| 19 | To re-elect Rachel Lomax as a Director | For | None | 211972 | 0 | 0 | 0 |
| 20 | To re-elect Iain MacKay as a Director | For | None | 211972 | 0 | 0 | 0 |
| 21 | To re-elect Sir Simon Robertson as a Director | For | None | 211972 | 0 | 0 | 0 |
| 22 | To re-appoint KPMG Audit Plc as auditor of the Company to hold office until completion of the audit of the consolidated accounts for the year ending 31 December 2014 | For | None | 211972 | 0 | 0 | 0 |
| 23 | To authorise the Group Audit Committee to determine the auditor's remuneration | For | None | 211972 | 0 | 0 | 0 |
| 24 | To authorise the Directors to allot shares | For | None | 211972 | 0 | 0 | 0 |
| 25 | To disapply pre-emption rights | For | None | 211972 | 0 | 0 | 0 |
| 26 | To authorise the Directors to allot any repurchased shares | For | None | 211972 | 0 | 0 | 0 |
| 27 | To authorise the Company to purchase its own ordinary shares | For | None | 211972 | 0 | 0 | 0 |
| 28 | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | For | None | 211972 | 0 | 0 | 0 |
| 29 | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities | For | None | 211972 | 0 | 0 | 0 |
| 30 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | None | 211972 | 0 | 0 | 0 |
| GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | | | |
| Security: | G3777B103 | Meeting Type: | Annual General Meeting | |
| Ticker: | 175 HK | | | Meeting Date: | 29-May-2014 | |
| ISIN | KYG3777B1032 | Vote Deadline Date: | 26-May-2014 | |
| Agenda | 705064082 | Management | | Total Ballot Shares: | 5975000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 26/LTN20140326171.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/03 26/LTN20140326135.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | To receive and consider the report of the directors, audited financial statements and auditors' report for the year ended 31 December 2013 | For | None | 5975000 | 0 | 0 | 0 |
| 4 | To declare a final dividend for the year ended 31 December 2013 | For | None | 5975000 | 0 | 0 | 0 |
| 5 | To re-elect Mr. Ang Siu Lun, Lawrence as an executive director | For | None | 5975000 | 0 | 0 | 0 |
| 6 | To re-elect Mr. Liu Jin Liang as an executive director | For | None | 5975000 | 0 | 0 | 0 |
| 7 | To re-elect Mr. Lee Cheuk Yin, Dannis as an independent non-executive director | For | None | 5975000 | 0 | 0 | 0 |
| 8 | To re-elect Mr. Yeung Sau Hung, Alex as an independent non-executive director | For | None | 5975000 | 0 | 0 | 0 |
| 9 | To re-elect Mr. Wang Yang as an independent non-executive director | For | None | 5975000 | 0 | 0 | 0 |
| 10 | To authorise the board of directors of the Company to fix the remuneration of the directors | For | None | 5975000 | 0 | 0 | 0 |
| 11 | To re-appoint Grant Thornton Hong Kong Limited as the auditors of the Company and to authorise the board of directors of the Company to fix their remuneration | For | None | 5975000 | 0 | 0 | 0 |
| 12 | To grant a general mandate to the directors to repurchase the Company's shares | For | None | 5975000 | 0 | 0 | 0 |
| 13 | To grant a general mandate to the directors to issue, allot and otherwise deal with the Company's shares | For | None | 0 | 5975000 | 0 | 0 |
| 14 | To extend the general mandate to allot and issue new shares | For | None | 0 | 0 | 5975000 | 0 |
| CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | | | |
| Security: | G2157Q102 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2128 HK | | | Meeting Date: | 30-May-2014 | |
| ISIN | KYG2157Q1029 | Vote Deadline Date: | 27-May-2014 | |
| Agenda | 705185393 | Management | | Total Ballot Shares: | 4807000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 17/LTN20140417428.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 17/LTN20140417374.pdf | None | None | Non Voting | |
| 3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 3793000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2013: HK12 CENTS PER SHARE | For | None | 3793000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. ZUO MANLUN AS DIRECTOR | For | None | 3793000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MS. ZUO XIAOPING AS DIRECTOR | For | None | 3793000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. LAI ZHIQIANG AS DIRECTOR | For | None | 3793000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. CHEN GUONAN AS DIRECTOR | For | None | 3793000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR | For | None | 3793000 | 0 | 0 | 0 |
| 10 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 3793000 | 0 | 0 | 0 |
| 11 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 3793000 | 0 | 0 | 0 |
| 12 | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE CONTD | For | None | 0 | 3793000 | 0 | 0 |
| 13 | CONTD NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS | None | None | Non Voting | |
| | GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF CONTD | | | | | | |
| 14 | CONTD ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS CONTD | None | None | Non Voting | |
| 15 | CONTD REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE | None | None | Non Voting | |
| | DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY CONTD | | | | | | |
| 16 | CONTD OUTSIDE HONG KONG) | None | None | Non Voting | |
| 17 | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE CONTD | For | None | 3793000 | 0 | 0 | 0 |
| 18 | CONTD AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE | None | None | Non Voting | |
| | PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD CONTD | | | | | | |
| 19 | CONTD ; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | None | None | Non Voting | |
| 20 | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 0 | 3793000 | 0 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | | | |
| Security: | Y3990B112 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1398 HK | | | Meeting Date: | 06-Jun-2014 | |
| ISIN | CNE1000003G1 | Vote Deadline Date: | 03-Jun-2014 | |
| Agenda | 705172017 | Management | | Total Ballot Shares: | 5566330 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 15/LTN201404151065.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 15/LTN201404151101.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF DIRECTORS OF THE BANK | For | None | 5386330 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE 2013 WORK REPORT OF THE BOARD OF SUPERVISORS OF THE BANK | For | None | 5386330 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHAO LIN AS A SHAREHOLDER SUPERVISOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE BANK'S 2013 AUDITED ACCOUNTS | For | None | 5386330 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE BANK'S 2013 PROFIT DISTRIBUTION PLAN | For | None | 5386330 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF ACCOUNTING FIRM FOR 2014 | For | None | 5386330 | 0 | 0 | 0 |
| 8 | 22 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING CONDITIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHINA MINSHENG BANKING CORPORATION | | | |
| Security: | Y1495M112 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1988 HK | Meeting Date: | 10-Jun-2014 | |
| ISIN | CNE100000HF9 | Vote Deadline Date: | 04-Jun-2014 | |
| Agenda | 705192134 | Management | | Total Ballot Shares: | 3104500 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422581.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 22/LTN20140422606.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2013 OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2013 OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2014 OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2013 OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2013 OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE SECOND HALF OF 2013 (INCLUDING THE ISSUANCE OF BONUS SHARES AND THE PAYMENT OF DIVIDEND) | For | None | 2490000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2014 | For | None | 2490000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MAO XIAOFENG AS A DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS WITH THE SAME TERM OF OFFICE AS THE CURRENT SESSION OF THE BOARD OF DIRECTORS | For | None | 2490000 | 0 | 0 | 0 |
| 10 | 30 APR 14: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 20 MAY TO 9 MAY 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG | | | |
| Security: | Y0920U103 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 2388 HK | | | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK2388011192 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705161280 | Management | | Total Ballot Shares: | 1037000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411535.PDF http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411545.PDF | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAP, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 31 DECEMBER 2013 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | For | None | 1001000 | 0 | 0 | 0 |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG | | | |
| Security: | Y0920U103 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2388 HK | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK2388011192 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705321898 | Management | | Total Ballot Shares: | 1037000 | |
| Last Vote Date: | 27-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 303061 DUE TO ADDITION OF RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 3 | NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411504.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 23/LTN20140523196.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 23/LTN20140523198.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 11/LTN20140411513.PDF | None | None | Non Voting | |
| 4 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1001000 | 0 | 0 | 0 |
| 5 | TO DECLARE A FINAL DIVIDEND OF HKD 0.465 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1001000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| 11 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 1001000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 1001000 | 0 | 0 | 0 |
| 13 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 1001000 | 0 | 0 | 0 |
| 14 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 1001000 | 0 | 0 | 0 |
| 15 | TO APPROVE THE ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 1001000 | 0 | 0 | 0 |
| GALAXY ENTERTAINMENT GROUP LTD | | | |
| Security: | Y2679D118 | Meeting Type: | Annual General Meeting | |
| Ticker: | 27 HK | | | Meeting Date: | 11-Jun-2014 | |
| ISIN | HK0027032686 | Vote Deadline Date: | 06-Jun-2014 | |
| Agenda | 705171813 | Management | | Total Ballot Shares: | 483000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416711.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 16/LTN20140416709.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 397000 | 0 | 0 | 0 |
| 4 | TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 6 | TO AUTHORISE THE DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 397000 | 0 | 0 | 0 |
| 7 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | For | None | 397000 | 0 | 0 | 0 |
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | For | None | 397000 | 0 | 0 | 0 |
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | For | None | 0 | 397000 | 0 | 0 |
| 10 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | For | None | 397000 | 0 | 0 | 0 |
| 11 | TO DELETE THE ENTIRE MEMORANDUM OF ASSOCIATION OF THE COMPANY | For | None | 397000 | 0 | 0 | 0 |
| 12 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 397000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 397000 | 0 | 0 | 0 |
| KUNLUN ENERGY COMPANY LTD | | | |
| Security: | G5320C108 | Meeting Type: | Annual General Meeting | |
| Ticker: | 135 HK | | | Meeting Date: | 12-Jun-2014 | |
| ISIN | BMG5320C1082 | Vote Deadline Date: | 09-Jun-2014 | |
| Agenda | 705283327 | Management | | Total Ballot Shares: | 2846000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298262 DUE TO ADDITION OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404782.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404809.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 09/LTN20140509526.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 09/LTN20140509506.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 4 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENT AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 2362000 | 0 | 0 | 0 |
| 5 | TO DECLARE A FINAL DIVIDEND OF HK23 CENTS PER ORDINARY SHARE OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. WU ENLAI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. CHENG CHENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT DR. LAU WAH SUM (WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS) AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. LI KWOK SING AUBREY (WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| 10 | TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 2362000 | 0 | 0 | 0 |
| 11 | TO APPOINT KPMG AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 2362000 | 0 | 0 | 0 |
| 12 | TO APPROVE THE SHARE ISSUE MANDATE (ORDINARY RESOLUTION NO. 6 OF THE NOTICE CONVENING THE MEETING) | For | None | 0 | 2362000 | 0 | 0 |
| 13 | TO APPROVE THE SHARE REPURCHASE MANDATE (ORDINARY RESOLUTION NO. 7 OF THE NOTICE CONVENING THE MEETING) | For | None | 2362000 | 0 | 0 | 0 |
| 14 | TO APPROVE EXTENSION OF THE SHARE ISSUE MANDATE UNDER ORDINARY RESOLUTION NO. 6 BY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 7 (ORDINARY RESOLUTION NO. 8 OF THE NOTICE CONVENING THE MEETING) | For | None | 2362000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHAO YONGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2362000 | 0 | 0 | 0 |
| BAOXIN AUTO GROUP LIMITED, GRAND CAYMAN | | | |
| Security: | G08909106 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1293 HK | | | Meeting Date: | 18-Jun-2014 | |
| ISIN | KYG089091063 | Vote Deadline Date: | 11-Jun-2014 | |
| Agenda | 705239716 | Management | | Total Ballot Shares: | 3100000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 30/LTN20140430267.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 30/LTN20140430221.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2013 | For | None | 3100000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.15 PER ORDINARY SHARE FOR THE YEAR ENDED DECEMBER 31, 2013 | For | None | 3100000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT THE RETIRING DIRECTOR:YANG AIHUA AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT THE RETIRING DIRECTOR:YANG HANSONG AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT THE RETIRING DIRECTOR: YANG ZEHUA AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT THE RETIRING DIRECTOR: HUA XIUZHEN AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT THE RETIRING DIRECTOR: ZHAO HONGLIANG AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT THE RETIRING DIRECTOR: LU LINKUI AS A NON-EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT THE RETIRING DIRECTOR: DIAO JIANSHEN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 12 | TO RE-ELECT THE RETIRING DIRECTOR: WANG KEYI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 13 | TO RE-ELECT THE RETIRING DIRECTOR: CHAN WAN TSUN ADRIAN ALAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 |
| 14 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | For | None | 3100000 | 0 | 0 | 0 |
| 15 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 3100000 | 0 | 0 | 0 |
| 16 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 0 | 3100000 | 0 | 0 |
| 17 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 3100000 | 0 | 0 | 0 |
| 18 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NUMBERED 5 AND NUMBERED 6 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE AGGREGATE NOMINAL AMOUNT OF THE SHARES IN THE COMPANY WHICH ARE REPURCHASED OR OTHERWISE ACQUIRED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 6 SHALL BE ADDED TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARES WHICH MAY BE ISSUED PURSUANT TO RESOLUTION NUMBERED 5 | For | None | 0 | 0 | 3100000 | 0 |
| BEIJING ENTERPRISES HOLDINGS LTD | | | |
| Security: | Y07702122 | Meeting Type: | Annual General Meeting | |
| Ticker: | 392 HK | | | Meeting Date: | 18-Jun-2014 | |
| ISIN | HK0392044647 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705298912 | Management | | Total Ballot Shares: | 397000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 16/LTN20140516286.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 16/LTN20140516278.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 397000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND | For | None | 397000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT MR. HOU ZIBO AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MR. ZHOU SI AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MR. LI FUCHENG AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT MR. LI YONGCHENG AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT MR. LIU KAI AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT MR. E MENG AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT MR. ROBERT A. THELEEN AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 12 | TO RE-ELECT DR. YU SUN SAY AS DIRECTOR | For | None | 397000 | 0 | 0 | 0 |
| 13 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION | For | None | 397000 | 0 | 0 | 0 |
| 14 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 397000 | 0 | 0 | 0 |
| 15 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE ON THE DATE OF THIS RESOLUTION | For | None | 397000 | 0 | 0 | 0 |
| 16 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE ON THE DATE OF THIS RESOLUTION | For | None | 0 | 397000 | 0 | 0 |
| 17 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY BY THE NUMBER OF SHARES BOUGHT BACK | For | None | 397000 | 0 | 0 | 0 |
| DONGFENG MOTOR GROUP COMPANY LTD | | | |
| Security: | Y21042109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 489 HK | | | Meeting Date: | 20-Jun-2014 | |
| ISIN | CNE100000312 | Vote Deadline Date: | 16-Jun-2014 | |
| Agenda | 705227038 | Management | | Total Ballot Shares: | 1938000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428746.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428675.pdf | None | None | Non Voting | |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1600000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1600000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE INTERNATIONAL AUDITORS REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 1600000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 AND TO AUTHORISE THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR 2013 | For | None | 1600000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2014 IN ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO, DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2014) | For | None | 1600000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LIMITED AS THE INTERNATIONAL AUDITORS OF THE COMPANY, AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITORS OF THE COMPANY FOR THE YEAR 2014 TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 1600000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 1600000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF GENERAL MEETING | For | None | 1600000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD MEETING | For | None | 1600000 | 0 | 0 | 0 |
| 12 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF EXISTING DOMESTIC SHARES AND H SHARE IN ISSUE | For | None | 0 | 1600000 | 0 | 0 |
| 13 | 02 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| CHINA CONSTRUCTION BANK CORPORATION, BEIJING | | | |
| Security: | Y1397N101 | Meeting Type: | Annual General Meeting | |
| Ticker: | 939 HK | | | Meeting Date: | 26-Jun-2014 | |
| ISIN | CNE1000002H1 | Vote Deadline Date: | 23-Jun-2014 | |
| Agenda | 705227026 | Management | | Total Ballot Shares: | 5661670 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427043.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 27/LTN20140427031.pdf | None | None | Non Voting | |
| 2 | THE 2013 REPORT OF BOARD OF DIRECTORS | For | None | 4763670 | 0 | 0 | 0 |
| 3 | THE 2013 REPORT OF BOARD OF SUPERVISORS | For | None | 4763670 | 0 | 0 | 0 |
| 4 | THE 2013 FINAL FINANCIAL ACCOUNTS | For | None | 4763670 | 0 | 0 | 0 |
| 5 | THE 2013 PROFIT DISTRIBUTION PLAN | For | None | 4763670 | 0 | 0 | 0 |
| 6 | BUDGET OF 2014 FIXED ASSETS INVESTMENT | For | None | 4763670 | 0 | 0 | 0 |
| 7 | THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 | For | None | 4763670 | 0 | 0 | 0 |
| 8 | THE RE-ELECTION OF MR. DONG SHI AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 4763670 | 0 | 0 | 0 |
| 9 | THE ELECTION OF MR. GUO YOU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 4763670 | 0 | 0 | 0 |
| 10 | THE PLAN ON AUTHORISATION TO THE BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL MEETING | For | None | 4763670 | 0 | 0 | 0 |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | Meeting Type: | Annual General Meeting | |
| Ticker: | 1088 HK | | | Meeting Date: | 27-Jun-2014 | |
| ISIN | CNE1000002R0 | Vote Deadline Date: | 20-Jun-2014 | |
| Agenda | 705285218 | Management | | Total Ballot Shares: | 689000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 11/LTN20140511011.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 11/LTN20140511007.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 689000 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 689000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 689000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY'S PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED 31 DECEMBER 2013: I.E. FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT OF RMB0.91 PER SHARE (INCLUSIVE OF TAX) BE DECLARED AND DISTRIBUTED, THE AGGREGATE AMOUNT OF WHICH IS APPROXIMATELY RMB18.10 BILLION, AND TO AUTHORISE A COMMITTEE | For | None | 689000 | 0 | 0 | 0 |
| | COMPRISING OF DR. ZHANG YUZHUO AND DR. LING WEN TO IMPLEMENT THE ABOVE MENTIONED PROFIT DISTRIBUTION PLAN AND TO DEAL WITH MATTERS IN RELATION TO TAX WITH-HOLDING AS REQUIRED BY RELEVANT LAWS, REGULATIONS AND REGULATORY AUTHORITIES | | | | | | |
| 7 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013: I.E. AGGREGATE REMUNERATION OF THE EXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB3,160,374.36; AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB1,350,000, OF WHICH THE AGGREGATE REMUNERATION OF THE INDEPENDENT NON-EXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB1,350,000, THE NON- EXECUTIVE DIRECTORS (OTHER THAN THE INDEPENDENT NON-EXECUTIVE DIRECTORS) ARE REMUNERATED BY SHENHUA GROUP CORPORATION LIMITED AND ARE NOT REMUNERATED BY THE COMPANY IN CASH; REMUNERATION OF THE SUPERVISORS IS IN THE AMOUNT OF RMB2,035,864.32 | For | None | 689000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE TOHMATSU AS THE PRC AND INTERNATIONAL AUDITORS RESPECTIVELY OF THE COMPANY AND TO AUTHORISE A COMMITTEE COMPRISING OF MR. ZHANG YUZHUO, MR. LING WEN AND MR. GONG HUAZHANG, ALL BEING DIRECTORS OF THE COMPANY, TO DETERMINE THEIR 2014 REMUNERATION | For | None | 689000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND, IF THOUGHT FIT, TO:- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO ALLOT, ISSUE, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES (A SHARES) AND OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 20% OF EACH OF THE NUMBER OF DOMESTIC SHARES (A SHARES) AND THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME OF PASSING THIS RESOLUTION AT ANNUAL GENERAL MEETING. PURSUANT TO PRC LAWS AND REGULATIONS, THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH ADDITIONAL ISSUANCE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THIS GENERAL MANDATE IS APPROVED. (2) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO CONTD | For | None | 0 | 689000 | 0 | 0 |
| 10 | CONTD THE FOLLOWING):- (I) DETERMINE THE CLASS OF SHARES TO BE ISSUED, ISSUANCE PRICE, TIME OF ISSUANCE, PERIOD OF ISSUANCE, NUMBER OF SHARES TO BE ISSUED, ALLOTTEES AND USE OF PROCEEDS, AND WHETHER TO ISSUE SHARES TO EXISTING SHAREHOLDERS; (II) ENGAGE THE SERVICES OF PROFESSIONAL ADVISERS FOR SHARE ISSUANCE RELATED MATTERS, AND TO APPROVE AND EXECUTE ALL ACTS, DEEDS, DOCUMENTS OR OTHER MATTERS NECESSARY, APPROPRIATE OR REQUIRED FOR SHARE ISSUANCE; (III) APPROVE AND EXECUTE DOCUMENTS RELATED TO SHARE ISSUANCE FOR SUBMISSION TO REGULATORY AUTHORITIES, AND TO CARRY OUT RELEVANT APPROVAL PROCEDURES; (IV) AFTER SHARE ISSUANCE, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, AND TO CARRY OUT RELEVANT REGISTRATIONS AND FILINGS. THE ABOVE GENERAL CONTD | None | None | Non Voting | |
| 11 | CONTD MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (A) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2014; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2013; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO ISSUE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE ISSUANCE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | None | None | Non Voting | |
| 12 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO REPURCHASE DOMESTIC SHARES (A SHARES) AND OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES):- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR REPURCHASES OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH REPURCHASE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT CONTD | For | None | 689000 | 0 | 0 | 0 |
| 13 | CONTD WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS. (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF REPURCHASE, PERIOD OF REPURCHASE, REPURCHASE PRICE AND NUMBER OF SHARES TO REPURCHASE, ETC; CONTD | None | None | Non Voting | |
| 14 | CONTD (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; (V) CARRY OUT CANCELATION PROCEDURES FOR REPURCHASED SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE REPURCHASE. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (A) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2014; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION CONTD | None | None | Non Voting | |
| 15 | CONTD AT THE ANNUAL GENERAL MEETING FOR 2013, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2014 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2014; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO REPURCHASE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE REPURCHASE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | None | None | Non Voting | |
| 16 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING MANDATE AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO CARRY OUT THE FOLLOWING:- (1) TO DETERMINE THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITHIN THE LIMIT OF ISSUANCE, INCLUDING BUT NOT LIMITED TO SHORT-TERM DEBENTURES, MEDIUM-TERM NOTES, SUPER SHORTTERM COMMERCIAL PAPERS, CORPORATE BONDS AND ENTERPRISE BONDS IN DOMESTIC MARKET AS WELL AS RENMINBI DENOMINATED BONDS AND FOREIGN CURRENCY DENOMINATED BONDS, ETC. IN OVERSEAS MARKET (EXCLUDING CONVERTIBLE BONDS THAT MAY BE CONVERTED INTO EQUITY SECURITIES). (2) TO DETERMINE AND FINALISE, BASED ON THE COMPANY'S NEEDS AND MARKET CONDITIONS, THE SPECIFIC TERMS AND CONDITIONS OF AND ALL RELEVANT MATTERS IN CONNECTION WITH THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS, INCLUDING BUT NOT CONTD | For | None | 689000 | 0 | 0 | 0 |
| 17 | CONTD LIMITED TO TYPE, PRINCIPAL, INTEREST RATE, TERM, ISSUANCE TIMING, TARGETS AND USE OF PROCEEDS OF SUCH DEBT FINANCING INSTRUMENTS TO BE ISSUED WITHIN THE AFORESAID LIMIT AND THE PRODUCTION, EXECUTION AND DISCLOSURE OF ALL NECESSARY DOCUMENTS. (3) TO SATISFY THE FOLLOWING CRITERIA FOR ANY CORPORATE BONDS TO BE ISSUED THROUGH A DOMESTIC EXCHANGE: THE PRINCIPAL SHALL NOT EXCEED RMB50 BILLION; THE TERM SHALL NOT EXCEED 10 YEARS; AND SUCH CORPORATE BONDS MAY BE ISSUED TO THE COMPANY'S SHAREHOLDERS BY WAY OF PLACING, ARRANGEMENT DETAILS OF WHICH (AVAILABILITY OF PLACING, PLACING RATIO, ETC.) SHALL BE DETERMINED BY THE BOARD OF DIRECTORS ACCORDING TO MARKET CONDITIONS AND THE TERMS AND CONDITIONS OF THE PROPOSED ISSUE. (4) TO DELEGATE THE MANDATE TO DR. LING WEN, THE EXECUTIVE DIRECTOR AND PRESIDENT OF THE COMPANY, AND MS. CONTD | None | None | Non Voting | |
| 18 | CONTD ZHANG KEHUI, THE CHIEF FINANCIAL OFFICER, WITHIN THE SCOPE OF THIS MANDATE FOR DETERMINING OTHER MATTERS RELATED TO SUCH ISSUANCE AND IMPLEMENTING SPECIFIC MEASURES UPON DETERMINING THE TYPE, PRINCIPAL, TERM AND USE OF PROCEEDS OF EACH ISSUANCE OF THE DEBT FINANCING INSTRUMENTS BY THE BOARD OF DIRECTORS OF THE COMPANY. (5) AFTER THIS RESOLUTION IS APPROVED BY SHAREHOLDERS AT THE GENERAL MEETING, IT WILL REMAIN EFFECTIVE FROM 14 SEPTEMBER 2014 TO 13 SEPTEMBER 2016 | None | None | Non Voting | |
| CHINA SHENHUA ENERGY COMPANY LTD | | | |
| Security: | Y1504C113 | Meeting Type: | Class Meeting | |
| Ticker: | 1088 HK | | | Meeting Date: | 27-Jun-2014 | |
| ISIN | CNE1000002R0 | Vote Deadline Date: | 20-Jun-2014 | |
| Agenda | 705358136 | Management | | Total Ballot Shares: | 689000 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 11/LTN20140511023.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 11/LTN20140511021.pdf | None | None | Non Voting | |
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE TO REPURCHASE DOMESTIC SHARES (A SHARES) AND OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES):- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR REPURCHASES OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH REPURCHASE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT CONTD | For | None | 689000 | 0 | 0 | 0 |
| 4 | CONTD WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS. (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND THE RELEVANT RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF REPURCHASE, PERIOD OF REPURCHASE, REPURCHASE PRICE AND NUMBER OF SHARES TO REPURCHASE ETC; (II) CONTD | None | None | Non Voting | |
| 5 | CONTD NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; (V) CARRY OUT CANCELATION PROCEDURES FOR REPURCHASED SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE REPURCHASE. THE ABOVE GENERAL MANDATE WILL EXPIRE ON THE EARLIER OF ("RELEVANT PERIOD"):- (A) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR 2014; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION CONTD | None | None | Non Voting | |
| 6 | CONTD AT THE ANNUAL GENERAL MEETING FOR 2013, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2014 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2014; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF DOMESTIC SHARE (A SHARE) SHAREHOLDERS OR A CLASS MEETING OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO REPURCHASE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE REPURCHASE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | None | None | Non Voting | |
| CHINA MERCHANTS BANK CO LTD, SHENZEN | | | |
| Security: | Y14896115 | Meeting Type: | Annual General Meeting | |
| Ticker: | 3968 HK | | | Meeting Date: | 30-Jun-2014 | |
| ISIN | CNE1000002M1 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705393774 | Management | | Total Ballot Shares: | 1720500 | |
| Last Vote Date: | 23-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 305854 DUE TO ADDITION OF RESOLUTION 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428408.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 28/LTN20140428450.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 04/LTN201406041312.pdf | None | None | Non Voting | |
| 3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 4 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 5 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2013 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 1379000 | 0 | 0 | 0 |
| 6 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 7 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2013 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDENDS) | For | None | 1379000 | 0 | 0 | 0 |
| 8 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2014 | For | None | 1379000 | 0 | 0 | 0 |
| 9 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF Ms. SU MIN AS A NON-EXECUTIVE DIRECTOR | For | None | 1379000 | 0 | 0 | 0 |
| 10 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF MR. DONG XIANDE AS AN EXTERNAL SUPERVISOR | For | None | 1379000 | 0 | 0 | 0 |
| 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 12 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 13 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 14 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 15 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2013 | For | None | 1379000 | 0 | 0 | 0 |
| 16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD. | For | None | 0 | 1379000 | 0 | 0 |
| 17 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD. (2014 REVISION) (INCLUDING THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS, THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF DIRECTORS AND THE RULES OF PROCEDURES FOR MEETINGS OF THE BOARD OF SUPERVISORS OF THE COMPANY) | For | None | 1379000 | 0 | 0 | 0 |
| 18 | RESOLUTION ON APPOINTMENT OF A CANDIDATE FOR NON-EXECUTIVE DIRECTOR: MR. LI JIANHONG | For | None | 1379000 | 0 | 0 | 0 |
| 19 | 11 JUN 2014: PLEASE NOTE THAT THE BOARD DOES NOT HAVE ANY RECOMMENDATIONS ON RESOLUTION 16 | None | None | Non Voting | |
| 20 | 11 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 350275 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| WEICHAI POWER CO LTD | | | |
| Security: | Y9531A109 | Meeting Type: | Annual General Meeting | |
| Ticker: | 2338 HK | | | Meeting Date: | 30-Jun-2014 | |
| ISIN | CNE1000004L9 | Vote Deadline Date: | 24-Jun-2014 | |
| Agenda | 705297958 | Management | | Total Ballot Shares: | 858120 | |
| Last Vote Date: | 09-Jun-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 14/LTN20140514734.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 14/LTN20140514764.pdf | None | None | Non Voting | |
| 2 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AS SPECIFIED (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE AS SPECIFIED (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 750120 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 750120 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 750120 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF AS SPECIFIED (SHANDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 750120 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2014 | For | None | 750120 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT IN RESPECT OF THE SALE OF VEHICLES, PARTS AND COMPONENTS OF VEHICLES, RAW MATERIALS AND RELATED PRODUCTS AND PROVISION OF THE RELEVANT SERVICES BY SHAANXI ZHONGQI (AND ITS SUBSIDIARIES) AND WEICHAI FRESHEN AIR (AS THE CASE MAY BE) TO SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) (AS THE CASE MAY BE) AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 |
| 13 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF VEHICLES, SCRAP STEEL AND RELATED PRODUCTS AND LABOUR SERVICES BY SHAANXI ZHONGQI (AND ITS SUBSIDIARIES) FROM SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 |
| 14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YUEPU (AS SPECIFIED) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 750120 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG ZHONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 750120 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG GONGYONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 750120 | 0 | 0 | 0 |
| 17 | TO CONSIDER AND APPROVE THE ELECTION OF MR. NING XIANGDONG (AS SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE 2013 ANNUAL GENERAL MEETING TO 28 JUNE 2015 (BOTH DAYS INCLUSIVE) | For | None | 750120 | 0 | 0 | 0 |
| 18 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, AMONGST OTHER THINGS, NEW H SHARES | For | None | 0 | 750120 | 0 | 0 |
| SOCO INTERNATIONAL PLC, LONDON | | | |
| Security: | G8248C127 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | SIA EU | | | Meeting Date: | 25-Sep-2013 | |
| ISIN | GB00B572ZV91 | Vote Deadline Date: | 19-Sep-2013 | |
| Agenda | 704715575 | Management | | Total Ballot Shares: | 194300 | |
| Last Vote Date: | 27-Sep-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To amend the articles of association of the Company and to approve the B C Share Scheme | For | None | 194300 | 0 | 0 | 0 |
| PANTHEON RESOURCES PLC, LONDON | | | |
| Security: | G69014101 | Meeting Type: | Annual General Meeting | |
| Ticker: | | Meeting Date: | 13-Dec-2013 | |
| ISIN | GB00B125SX82 | Vote Deadline Date: | 09-Dec-2013 | |
| Agenda | 704858010 | Management | | Total Ballot Shares: | 51200 | |
| Last Vote Date: | 22-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive and adopt the report and financial statements for the year ended 30th June 2013 | For | None | 51200 | 0 | 0 | 0 |
| 2 | To re-elect Susan Graham as a director of the Company | For | None | 51200 | 0 | 0 | 0 |
| 3 | To re-appoint UHY Hacker Young LLP as auditors and authorise the directors to determine their remuneration | For | None | 51200 | 0 | 0 | 0 |
| 4 | To empower the directors to allot relevant securities pursuant to Section 551 of the Companies Act 2006 | For | None | 51200 | 0 | 0 | 0 |
| 5 | To empower the directors to allot equity securities pursuant to Section 561(1) of the Companies Act 2006 | For | None | 51200 | 0 | 0 | 0 |
| SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | | | |
| Security: | Y76819112 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | 568 HK | | | Meeting Date: | 13-Dec-2013 | |
| ISIN | CNE1000001N1 | Vote Deadline Date: | 06-Dec-2013 | |
| Agenda | 704813155 | Management | | Total Ballot Shares: | 182956 | |
| Last Vote Date: | 22-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/102 9/LTN20131029547.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/102 9/LTN20131029524.pdf | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "1". THANK YOU. | None | None | Non Voting | |
| 3 | To appoint ShineWing CPA Limited (special general partnership) as the external auditor of the company to hold office until the conclusion of the next annual general meeting of the company and to authorize the board of directors of the company to fix their remuneration | For | None | 182956 | 0 | 0 | 0 |
| OPHIR ENERGY PLC, LONDON | | | |
| Security: | G6768E101 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | OPHR LN | | | Meeting Date: | 16-Dec-2013 | |
| ISIN | GB00B24CT194 | Vote Deadline Date: | 10-Dec-2013 | |
| Agenda | 704873947 | Management | | Total Ballot Shares: | 46199 | |
| Last Vote Date: | 22-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Approve Disposal of 20 Percent Interest in Blocks 1, 3 and 4 in Tanzania and 17.6 Percent of Each of the Midstream Companies in Relation to Blocks 1, 3 and 4 in Tanzania | For | None | 46199 | 0 | 0 | 0 |
| 2 | 03 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM SGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| SINO GAS & ENERGY HOLDINGS LTD, WEST PERTH WA | | | |
| Security: | Q85024109 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | SEH AU | | | Meeting Date: | 30-Dec-2013 | |
| ISIN | AU000000SEH2 | Vote Deadline Date: | 26-Dec-2013 | |
| Agenda | 704869734 | Management | | Total Ballot Shares: | 477472 | |
| Last Vote Date: | 22-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | Ratification of Issue of Tranche 1 Shares | For | None | 477472 | 0 | 0 | 0 |
| 3 | Approval for Issue of Tranche 2 Shares | For | None | 477472 | 0 | 0 | 0 |
| KENTZ CORPORATION LIMITED, ST. HELIER | | | |
| Security: | G5253R106 | Meeting Type: | ExtraOrdinary General Meeting | |
| Ticker: | KENZ LN | | | Meeting Date: | 02-Jan-2014 | |
| ISIN | JE00B28ZGP75 | Vote Deadline Date: | 24-Dec-2013 | |
| Agenda | 704890688 | Management | | Total Ballot Shares: | 64900 | |
| Last Vote Date: | 22-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | That the proposed Acquisition (as such term is defined in the circular to the Company's shareholders dated 9 December 2013 of which the notice of Extraordinary General Meeting forms part (the "Circular")) on the terms and subject to the conditions contained in the Acquisition Agreement (as defined in the Circular), a summary of which is set out in paragraph 3 of Part V of the Circular, be and is hereby approved and that the Directors of the Company be and are hereby authorised to do such acts and things as they may in their absolute discretion consider necessary or desirable in order to implement and complete the proposed Acquisition and this Resolution and to carry the same into effect with such amendments, modifications or variations as the Directors in their absolute discretion think fit, CONTD | For | None | 64900 | 0 | 0 | 0 |
| 2 | CONTD provided that such amendments, modifications or variations are not of a material nature | None | None | Non Voting | |
| CANADIAN NATURAL RESOURCES LTD, CALGARY AB | | | |
| Security: | 136385101 | Meeting Type: | Annual General Meeting | |
| Ticker: | CNQ CN | | | Meeting Date: | 08-May-2014 | |
| ISIN | CA1363851017 | Vote Deadline Date: | 02-May-2014 | |
| Agenda | 705060806 | Management | | Total Ballot Shares: | 74800 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.01 TO 1.12 AND 2". THANK YOU. | None | None | Non Voting | |
| 2 | Election of director: Catherine M. Best | For | None | 74800 | 0 | 0 | 0 |
| 3 | Election of director: N. Murray Edwards | For | None | 74800 | 0 | 0 | 0 |
| 4 | Election of director: Timothy W. Faithfull | For | None | 74800 | 0 | 0 | 0 |
| 5 | Election of director: Honourable Gary A. Filmon | For | None | 74800 | 0 | 0 | 0 |
| 6 | Election of director: Christopher L. Fong | For | None | 74800 | 0 | 0 | 0 |
| 7 | Election of director: Ambassador Gordon D. Giffin | For | None | 74800 | 0 | 0 | 0 |
| 8 | Election of director: Wilfred A. Gobert | For | None | 74800 | 0 | 0 | 0 |
| 9 | Election of director: Steve W. Laut | For | None | 74800 | 0 | 0 | 0 |
| 10 | Election of director: Keith A.J. MacPhail | For | None | 74800 | 0 | 0 | 0 |
| 11 | Election of director: Honourable Frank J. McKenna | For | None | 74800 | 0 | 0 | 0 |
| 12 | Election of director: Eldon R. Smith | For | None | 74800 | 0 | 0 | 0 |
| 13 | Election of director: David A. Tuer | For | None | 74800 | 0 | 0 | 0 |
| 14 | The appointment of PricewaterhouseCoopers LLP, chartered accountants, Calgary, Alberta, as auditors of the corporation for the ensuing year and the authorization of the audit committee of the board of directors of the corporation to fix their remuneration | For | None | 74800 | 0 | 0 | 0 |
| 15 | On an advisory basis, accepting the corporation's approach to executive compensation as described in the information circular | For | None | 74800 | 0 | 0 | 0 |
| JOHN WOOD GROUP PLC, ABERDEEN | | | |
| Security: | G9745T118 | Meeting Type: | Annual General Meeting | |
| Ticker: | WG/ LN | | | Meeting Date: | 14-May-2014 | |
| ISIN | GB00B5N0P849 | Vote Deadline Date: | 08-May-2014 | |
| Agenda | 705121919 | Management | | Total Ballot Shares: | 53000 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS | For | None | 53000 | 0 | 0 | 0 |
| 2 | TO DECLARE A FINAL DIVIDEND | For | None | 53000 | 0 | 0 | 0 |
| 3 | TO APPROVE THE ANNUAL REPORT ON DIRECTORS' REMUNERATION | For | None | 53000 | 0 | 0 | 0 |
| 4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 53000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT BOB KEILLER AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT ALAN SEMPLE AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT MIKE STRAUGHEN AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 8 | TO RE-ELECT ROBIN WATSON AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 9 | TO RE-ELECT IAN MARCHANT AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 10 | TO RE-ELECT THOMAS BOTTS AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 11 | TO RE-ELECT MICHEL CONTIE AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 12 | TO RE-ELECT MARY SHAFER-MALICKI AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 13 | TO RE-ELECT JEREMY WILSON AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 14 | TO RE-ELECT DAVID WOODWARD AS A DIRECTOR | For | None | 53000 | 0 | 0 | 0 |
| 15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 53000 | 0 | 0 | 0 |
| 16 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | For | None | 53000 | 0 | 0 | 0 |
| 17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 53000 | 0 | 0 | 0 |
| 18 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 53000 | 0 | 0 | 0 |
| 19 | TO PERMIT THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 53000 | 0 | 0 | 0 |
| 20 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON GIVING 14 DAYS' NOTICE TO ITS SHAREHOLDERS | For | None | 53000 | 0 | 0 | 0 |
| OMV AG, WIEN | | | |
| Security: | A51460110 | Meeting Type: | Annual General Meeting | |
| Ticker: | OMV AV | | | Meeting Date: | 14-May-2014 | |
| ISIN | AT0000743059 | Vote Deadline Date: | 05-May-2014 | |
| Agenda | 705147468 | Management | | Total Ballot Shares: | 63038 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | SUBMISSION OF THE ADOPTED INDIVIDUAL FINANCIAL STATEMENTS 2013, DIRECTORS' REPORT AND CORPORATE GOVERNANCE REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS 2013 AND GROUP DIRECTORS' REPORT, THE PROPOSAL OF THE APPROPRIATION OF THE PROFIT AND THE REPORT OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2013 | None | None | Non Voting | |
| 2 | RESOLUTION ON THE APPROPRIATION OF THE BALANCE SHEET PROFIT REPORTED IN THE FINANCIAL STATEMENTS 2013: DIVIDEND DISTRIBUTION OF EUR 1.25 PER SHARE ENTITLED TO RECEIVE DIVIDENDS AND CARRYING FORWARD THE REMAINING AMOUNT TO NEW ACCOUNT | For | None | 63038 | 0 | 0 | 0 |
| 3 | RESOLUTION ON THE DISCHARGE OF THE EXECUTIVE BOARD MEMBERS FOR THE FINANCIAL YEAR 2013 | For | None | 63038 | 0 | 0 | 0 |
| 4 | RESOLUTION ON THE DISCHARGE OF THE SUPERVISORY BOARD MEMBERS FOR THE FINANCIAL YEAR 2013 | For | None | 63038 | 0 | 0 | 0 |
| 5 | RESOLUTION ON THE REMUNERATION OF THE SUPERVISORY BOARD MEMBERS FOR THE FINANCIAL YEAR 2013 | For | None | 63038 | 0 | 0 | 0 |
| 6 | APPOINTMENT OF ERNST & YOUNG WIRTSCHAFTSPRUFUNGS-GESELLSCHAFT M.B.H., VIENNA, AS AUDITOR AND GROUP AUDITOR FOR THE FINANCIAL YEAR 2014 | For | None | 63038 | 0 | 0 | 0 |
| 7 | RESOLUTION ON APPROVAL OF THE LONG TERM INCENTIVE PLAN 2014 | For | None | 63038 | 0 | 0 | 0 |
| 8 | RESOLUTION ON APPROVAL OF THE MATCHING SHARE PLAN (MSP) 2014 | For | None | 63038 | 0 | 0 | 0 |
| 9 | ELECTION TO SUPERVISORY BOARD: MR. MURTADHA AL HASHMI | For | None | 63038 | 0 | 0 | 0 |
| 10 | ELECTION TO SUPERVISORY BOARD: MS. ALYAZIA ALI SALEH AL KUWAITI | For | None | 63038 | 0 | 0 | 0 |
| 11 | ELECTION TO SUPERVISORY BOARD: MR. WOLFGANG C. BERNDT | For | None | 63038 | 0 | 0 | 0 |
| 12 | ELECTION TO SUPERVISORY BOARD: MS. ELIF BILGI ZAPPAROLI | For | None | 63038 | 0 | 0 | 0 |
| 13 | ELECTION TO SUPERVISORY BOARD: MR. HELMUT DRAXLER | For | None | 63038 | 0 | 0 | 0 |
| 14 | ELECTION TO SUPERVISORY BOARD: MR. ROY FRANKLIN | For | None | 63038 | 0 | 0 | 0 |
| 15 | ELECTION TO SUPERVISORY BOARD: MR. RUDOLF KEMLER | For | None | 63038 | 0 | 0 | 0 |
| 16 | ELECTION TO SUPERVISORY BOARD: MR. WOLFRAM LITTICH | For | None | 63038 | 0 | 0 | 0 |
| 17 | ELECTION TO SUPERVISORY BOARD: MR. HERBERT STEPIC | For | None | 63038 | 0 | 0 | 0 |
| 18 | ELECTION TO SUPERVISORY BOARD: MR. HERBERT WERNER | For | None | 63038 | 0 | 0 | 0 |
| 19 | AUTHORIZATION OF THE EXECUTIVE BOARD TO INCREASE THE SHARE CAPITAL ACCORDING TO SECTION 169 STOCK CORPORATION ACT WITH THE POSSIBILITY TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO ADJUST FRACTIONAL AMOUNTS OR (II) TO SATISFY STOCK OPTIONS OR LONG TERM INCENTIVE PLANS INCLUDING MATCHING SHARE PLANS OR OTHER EMPLOYEE STOCK OWNERSHIP PLANS (AUTHORIZED CAPITAL) AND AMENDMENT OF THE ARTICLES OF ASSOCIATION IN SECTION 3 AND AUTHORIZATION OF THE SUPERVISORY BOARD TO ADOPT AMENDMENTS TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE ISSUANCE OF SHARES ACCORDING TO THE AUTHORIZED CAPITAL | For | None | 63038 | 0 | 0 | 0 |
| STATOIL ASA, STAVANGER | | | |
| Security: | R8413J103 | Meeting Type: | Annual General Meeting | |
| Ticker: | STL NO | | | Meeting Date: | 14-May-2014 | |
| ISIN | NO0010096985 | Vote Deadline Date: | 07-May-2014 | |
| Agenda | 705233803 | Management | | Total Ballot Shares: | 97550 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AMENDMENT TO MID 258962 DUE TO CHANGE IN DIRECTORS' NAME IN RESOLUTION 12.L. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |
| 3 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |
| 4 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | |
| 5 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | |
| 6 | PLEASE NOTE THAT THE BOARD OF DIRECTORS RECOMMENDS THE GENERAL MEETING TO VOTE AGAINST THE SHAREHOLDER PROPOSALS: 7, 8 AND 19 | None | None | Non Voting | |
| 7 | ELECTION OF CHAIR FOR THE MEETING: OLAUG SVARVA | For | None | 97550 | 0 | 0 | 0 |
| 8 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 97550 | 0 | 0 | 0 |
| 9 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | For | None | 97550 | 0 | 0 | 0 |
| 10 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A TOTAL DIVIDEND OF NOK 7.00 PER SHARE FOR 2013. THE DIVIDEND ACCRUES TO THE SHAREHOLDERS AS OF 14 MAY 2014, WITH EXPECTED DIVIDEND PAYMENT ON 28 MAY 2014 | For | None | 97550 | 0 | 0 | 0 |
| 11 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA | Against | None | 0 | 97550 | 0 | 0 |
| 12 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC | Against | None | 0 | 97550 | 0 | 0 |
| 13 | REPORT ON CORPORATE GOVERNANCE | For | None | 97550 | 0 | 0 | 0 |
| 14 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | For | None | 97550 | 0 | 0 | 0 |
| 15 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 | For | None | 97550 | 0 | 0 | 0 |
| 16 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) | For | None | 97550 | 0 | 0 | 0 |
| 17 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | For | None | 97550 | 0 | 0 | 0 |
| 18 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 19 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 20 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 21 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 22 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 23 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 24 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 25 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 26 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 27 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KJERSTI KLEVEN (NEW MEMBER) | For | None | 97550 | 0 | 0 | 0 |
| 28 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 29 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 30 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 31 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 32 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | For | None | 97550 | 0 | 0 | 0 |
| 33 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 34 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 35 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 36 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | For | None | 97550 | 0 | 0 | 0 |
| 37 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | For | None | 97550 | 0 | 0 | 0 |
| 38 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 | For | None | 97550 | 0 | 0 | 0 |
| 39 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | For | None | 97550 | 0 | 0 | 0 |
| 40 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | For | None | 97550 | 0 | 0 | 0 |
| 41 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES | Against | None | 0 | 97550 | 0 | 0 |
| KENTZ CORPORATION LIMITED, ST. HELIER | | | |
| Security: | G5253R106 | Meeting Type: | Annual General Meeting | |
| Ticker: | KENZ LN | | | Meeting Date: | 16-May-2014 | |
| ISIN | JE00B28ZGP75 | Vote Deadline Date: | 12-May-2014 | |
| Agenda | 705122163 | Management | | Total Ballot Shares: | 64900 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND APPROVE THE ANNUAL REPORT AND ACCOUNTS | For | None | 64900 | 0 | 0 | 0 |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 64900 | 0 | 0 | 0 |
| 3 | TO APPROVE THE STATEMENT OF CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE REMUNERATION REPORT | For | None | 64900 | 0 | 0 | 0 |
| 4 | TO RE-ELECT TAN SRI MOHD RAZALI ABDUL RAHMAN AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 5 | TO RE-ELECT DAVID BELDOTTI AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 6 | TO RE-ELECT CHRISTIAN BROWN AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 7 | TO RE-ELECT HANS KRAUS AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 8 | TO RE-ELECT BRENDAN LYONS AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 9 | TO RE-ELECT DAVID MACFARLANE AS A DIRECTOR | For | None | 64900 | 0 | 0 | 0 |
| 10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS | For | None | 64900 | 0 | 0 | 0 |
| 11 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | For | None | 64900 | 0 | 0 | 0 |
| 12 | TO DECLARE A FINAL DIVIDEND OF USD 0.109 (10.9 CENT) PER ORDINARY SHARE | For | None | 64900 | 0 | 0 | 0 |
| 13 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SECURITIES | For | None | 64900 | 0 | 0 | 0 |
| 14 | TO AUTHORISE THE COMPANY TO PURCHASE UP TO 10% OF ITS ISSUED SHARE CAPITAL | For | None | 64900 | 0 | 0 | 0 |
| 15 | TO AUTHORISE THE COMPANY TO HOLD AS TREASURY SHARES ANY SHARES | For | None | 64900 | 0 | 0 | 0 |
| 16 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 64900 | 0 | 0 | 0 |
| TOTAL SA, COURBEVOIE | | | |
| Security: | F92124100 | Meeting Type: | MIX | |
| Ticker: | FP FP | | | Meeting Date: | 16-May-2014 | |
| ISIN | FR0000120271 | Vote Deadline Date: | 05-May-2014 | |
| Agenda | 705121197 | Management | | Total Ballot Shares: | 42620 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282282 DUE TO ADDITION OF RESOLUTIONS A, B, C, D AND E. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2014/0407/201404071400940.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |
| 4 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |
| 5 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 40900 | 0 | 0 | 0 |
| 6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 40900 | 0 | 0 | 0 |
| 7 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | For | None | 40900 | 0 | 0 | 0 |
| 8 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | For | None | 40900 | 0 | 0 | 0 |
| 9 | RENEWAL OF TERM OF MRS. PATRICIA BARBIZET AS BOARD MEMBER | For | None | 40900 | 0 | 0 | 0 |
| 10 | RENEWAL OF TERM OF MRS. MARIE- CHRISTINE COISNE-ROQUETTE AS BOARD MEMBER | For | None | 40900 | 0 | 0 | 0 |
| 11 | RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. AS BOARD MEMBER | For | None | 40900 | 0 | 0 | 0 |
| 12 | RENEWAL OF TERM OF MRS. BARBARA KUX AS BOARD MEMBER | For | None | 40900 | 0 | 0 | 0 |
| 13 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 40900 | 0 | 0 | 0 |
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL WHILE MAINTAINING THE SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, OR BY INCORPORATING RESERVES, PROFITS, PREMIUMS OR OTHERWISE | For | None | 40900 | 0 | 0 | 0 |
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 40900 | 0 | 0 | 0 |
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN CASE OF CAPITAL INCREASE WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 40900 | 0 | 0 | 0 |
| 17 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED AS CONSIDERATION FOR CONTRIBUTIONS IN KIND | For | None | 40900 | 0 | 0 | 0 |
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF THE CODE OF LABOR, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF THE GROUP | For | None | 40900 | 0 | 0 | 0 |
| 19 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR CATEGORIES OF BENEFICIARIES AS PART OF A TRANSACTION RESERVED FOR EMPLOYEES WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 40900 | 0 | 0 | 0 |
| 20 | AUTHORIZATION TO ALLOCATE BONUS SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AND CORPORATE OFFICERS OF THE COMPANY OR COMPANIES OF THE GROUP, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED IN FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS | For | None | 40900 | 0 | 0 | 0 |
| 21 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR THE PURPOSE OF ESTABLISHING THE TERMS OF APPOINTMENT OF THE BOARD MEMBER(S)REPRESENTING EMPLOYEES UNDER THE ACT OF JUNE 14TH, 2013 ON SECURING EMPLOYMENT, AND INTEGRATING TECHNICAL AMENDMENTS ON SOME PROVISIONS RELATING TO BOARD MEMBERS REPRESENTING EMPLOYEE SHAREHOLDERS | For | None | 40900 | 0 | 0 | 0 |
| 22 | AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS TO 70 | For | None | 40900 | 0 | 0 | 0 |
| 23 | AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE GENERAL MANAGER TO 67 | For | None | 40900 | 0 | 0 | 0 |
| 24 | AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO COMPLY WITH THE ORDINANCE OF DECEMBER 9TH, 2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY ANY PERSON OF THEIR CHOICE AT GENERAL MEETINGS | For | None | 40900 | 0 | 0 | 0 |
| 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF A QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS AND DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Against | None | 40900 | 0 | 0 | 0 |
| 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: COMPONENTS OF REMUNERATION OF CORPORATE OFFICERS AND EMPLOYEES RELATED TO INDUSTRIAL SAFETY INDICATORS | Against | None | 40900 | 0 | 0 | 0 |
| 27 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ESTABLISHING INDIVIDUAL SHAREHOLDING | Against | None | 40900 | 0 | 0 | 0 |
| 28 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INCLUDING THE EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN THE ORGANIZATION OF THE BOARD OF DIRECTORS | Against | None | 40900 | 0 | 0 | 0 |
| 29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF ATTENDANCE ALLOWANCES | Against | None | 40900 | 0 | 0 | 0 |
| ROYAL DUTCH SHELL PLC, LONDON | | | |
| Security: | G7690A100 | Meeting Type: | Annual General Meeting | |
| Ticker: | RDSA NA | | | Meeting Date: | 20-May-2014 | |
| ISIN | GB00B03MLX29 | Vote Deadline Date: | 14-May-2014 | |
| Agenda | 705152988 | Management | | Total Ballot Shares: | 77040 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | For | None | 73920 | 0 | 0 | 0 |
| 2 | APPROVAL OF DIRECTORS' REMUNERATION POLICY | For | None | 73920 | 0 | 0 | 0 |
| 3 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | For | None | 73920 | 0 | 0 | 0 |
| 4 | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | For | None | 73920 | 0 | 0 | 0 |
| 5 | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | For | None | 73920 | 0 | 0 | 0 |
| 6 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | For | None | 73920 | 0 | 0 | 0 |
| 7 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | For | None | 73920 | 0 | 0 | 0 |
| 8 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIMON HENRY | For | None | 73920 | 0 | 0 | 0 |
| 9 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | For | None | 73920 | 0 | 0 | 0 |
| 10 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | For | None | 73920 | 0 | 0 | 0 |
| 11 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: JORMA OLLILA | For | None | 73920 | 0 | 0 | 0 |
| 12 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | For | None | 73920 | 0 | 0 | 0 |
| 13 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | For | None | 73920 | 0 | 0 | 0 |
| 14 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: HANS WIJERS | For | None | 73920 | 0 | 0 | 0 |
| 15 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | For | None | 73920 | 0 | 0 | 0 |
| 16 | THAT PRICEWATERHOUSECOOPERS LLP IS RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | For | None | 73920 | 0 | 0 | 0 |
| 17 | REMUNERATION OF AUDITORS | For | None | 73920 | 0 | 0 | 0 |
| 18 | AUTHORITY TO ALLOT SHARES | For | None | 73920 | 0 | 0 | 0 |
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 73920 | 0 | 0 | 0 |
| 20 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 73920 | 0 | 0 | 0 |
| 21 | APPROVAL OF LONG TERM INCENTIVE PLAN | For | None | 73920 | 0 | 0 | 0 |
| 22 | APPROVAL OF DEFERRED BONUS PLAN | For | None | 73920 | 0 | 0 | 0 |
| 23 | APPROVAL OF RESTRICTED SHARE PLAN | For | None | 73920 | 0 | 0 | 0 |
| 24 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | For | None | 73920 | 0 | 0 | 0 |
| 25 | 05 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE AND AUDITORS' NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| BANKERS PETROLEUM LTD, CALGARY AB | | | |
| Security: | 066286303 | Meeting Type: | MIX | |
| Ticker: | BNK CN | | | Meeting Date: | 21-May-2014 | |
| ISIN | CA0662863038 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705176368 | Management | | Total Ballot Shares: | 254500 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT RESOLUTION 4 IS TO BE APPROVED BY DISINTERESTED SHAREHOLDERS. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1, 4, 5 AND 6" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.A TO 2.I AND 3". THANK YOU. | None | None | Non Voting | |
| 3 | TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT NINE (9) | For | None | 254500 | 0 | 0 | 0 |
| 4 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: DAVID FRENCH | For | None | 254500 | 0 | 0 | 0 |
| 5 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ABDEL F. (ABBY) BADWI | For | None | 254500 | 0 | 0 | 0 |
| 6 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ERIC BROWN | For | None | 254500 | 0 | 0 | 0 |
| 7 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: GENERALWESLEY CLARK (RETIRED) | For | None | 254500 | 0 | 0 | 0 |
| 8 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ROBERT CROSS | For | None | 254500 | 0 | 0 | 0 |
| 9 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: JONATHAN HARRIS | For | None | 254500 | 0 | 0 | 0 |
| 10 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: PHILLIP KNOLL | For | None | 254500 | 0 | 0 | 0 |
| 11 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: IAN B.MCMURTRIE | For | None | 254500 | 0 | 0 | 0 |
| 12 | THE ELECTION OF THE DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: JOHN B. ZAOZIRNY | For | None | 254500 | 0 | 0 | 0 |
| 13 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 254500 | 0 | 0 | 0 |
| 14 | TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION, AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, APPROVING CERTAIN AMENDMENTS TO AND THE CONTINUATION OF THE COMPANY'S STOCK OPTION PLAN | For | None | 254500 | 0 | 0 | 0 |
| 15 | TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION, AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, APPROVING A RESTRICTED SHARE UNIT PLAN FOR THE COMPANY | For | None | 254500 | 0 | 0 | 0 |
| 16 | TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION, AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, APPROVING BY- LAW NO. 1 OF THE COMPANY | For | None | 254500 | 0 | 0 | 0 |
| CLUFF NATURAL RESOURCES PLC, LONDON | | �� | |
| Security: | G2339Z103 | Meeting Type: | Annual General Meeting | |
| Ticker: | CLNR LN | | | Meeting Date: | 21-May-2014 | |
| ISIN | GB00B6SYKF01 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705235439 | Management | | Total Ballot Shares: | 3124988 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS THEREON | For | None | 3124988 | 0 | 0 | 0 |
| 2 | TO RE-ELECT GRAHAM SWINDELLS AS A DIRECTOR OF THE COMPANY | For | None | 3124988 | 0 | 0 | 0 |
| 3 | TO RE-ELECT CHRISTOPHER MATCHETTE- DOWNES AS A DIRECTOR OF THE COMPANY | For | None | 3124988 | 0 | 0 | 0 |
| 4 | TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 3124988 | 0 | 0 | 0 |
| 5 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES | For | None | 3124988 | 0 | 0 | 0 |
| 6 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS OVER EQUITY SECURITIES | For | None | 0 | 0 | 3124988 | 0 |
| OPHIR ENERGY PLC, LONDON | | | |
| Security: | G6768E101 | Meeting Type: | Annual General Meeting | |
| Ticker: | OPHR LN | | | Meeting Date: | 21-May-2014 | |
| ISIN | GB00B24CT194 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705195039 | Management | | Total Ballot Shares: | 46199 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE 2013 ANNUAL REPORT AND ACCOUNTS | For | None | 46199 | 0 | 0 | 0 |
| 2 | TO APPROVE THE REMUNERATION POLICY | For | None | 46199 | 0 | 0 | 0 |
| 3 | TO APPROVE THE REMUNERATION REPORT | For | None | 46199 | 0 | 0 | 0 |
| 4 | TO ELECT VIVIEN GIBNEY AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 5 | TO RE-ELECT NICHOLAS SMITH AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 6 | TO RE-ELECT DR NICHOLAS COOPER AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 7 | TO RE-ELECT LISA MITCHELL AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 8 | TO RE-ELECT DENNIS MCSHANE AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 9 | TO RE-ELECT RONALD BLAKELY AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 10 | TO RE-ELECT ALAN BOOTH AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 11 | TO RE-ELECT LYNDON POWELL | For | None | 46199 | 0 | 0 | 0 |
| 12 | TO RE-ELECT WILLIAM (BILL) SCHRADER AS A DIRECTOR | For | None | 46199 | 0 | 0 | 0 |
| 13 | TO RE-APPOINT THE AUDITOR | For | None | 46199 | 0 | 0 | 0 |
| 14 | TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR | For | None | 46199 | 0 | 0 | 0 |
| 15 | TO GIVE AUTHORITY TO ALLOT SHARES | For | None | 46199 | 0 | 0 | 0 |
| 16 | TO DIS-APPLY PRE-EMPTION RIGHTS | For | None | 46199 | 0 | 0 | 0 |
| 17 | TO AUTHORIZE THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | None | 46199 | 0 | 0 | 0 |
| 18 | TO AUTHORIZE THE COMPANY TO CALL A GENERAL MEETING OF SHAREHOLDERS ON NOT LESS THAN 14 DAYS CLEAR NOTICE | For | None | 46199 | 0 | 0 | 0 |
| 19 | TO AUTHORIZE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS | For | None | 46199 | 0 | 0 | 0 |
| PETROCHINA CO LTD, BEIJING | | | |
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |
| Ticker: | 857 HK | | | Meeting Date: | 22-May-2014 | |
| ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2014 | |
| Agenda | 705233740 | Management | | Total Ballot Shares: | 5597000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 298258 DUE TO ADDITION OF RESOLUTION 7.J. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404581.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 04/LTN20140404423.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429705.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 29/LTN20140429727.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE THAT THE BOARD MAKES NO RECOMMENDATION FOR RESOLUTION 7.J | None | None | Non Voting | |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | For | None | 2315000 | 0 | 0 | 0 |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | For | None | 2315000 | 0 | 0 | 0 |
| 6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013 | For | None | 2315000 | 0 | 0 | 0 |
| 7 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 2315000 | 0 | 0 | 0 |
| 8 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2014 | For | None | 2315000 | 0 | 0 | 0 |
| 9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2014 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 2315000 | 0 | 0 | 0 |
| 10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU JIPING AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 11 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIAO YONGYUAN AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 12 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 13 | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SHEN DIANCHENG AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 15 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 16 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 17 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHEN ZHIWU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 18 | TO CONSIDER AND APPROVE THE ELECTION OF MR. RICHARD H. MATZKE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 19 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 20 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 21 | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO JINPING AS SUPERVISOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 22 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI QINGYI AS SUPERVISOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 23 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YIMIN AS SUPERVISOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 24 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS SUPERVISOR OF THE COMPANY | For | None | 2315000 | 0 | 0 | 0 |
| 25 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 2315000 | 0 | 0 |
| ENQUEST PLC, LONDON | | | |
| Security: | G3159S104 | Meeting Type: | Annual General Meeting | |
| Ticker: | ENQ LN | | | Meeting Date: | 28-May-2014 | |
| ISIN | GB00B635TG28 | Vote Deadline Date: | 21-May-2014 | |
| Agenda | 705225399 | Management | | Total Ballot Shares: | 615500 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS TO 31 DECEMBER 2013 | For | None | 615500 | 0 | 0 | 0 |
| 2 | TO RE-ELECT JAMES BUCKEE AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 3 | TO RE-ELECT AMJAD BSEISU AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 4 | TO RE-ELECT JONATHAN SWINNEY AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 5 | TO RE-ELECT HELMUT LANGANGER AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 6 | TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 7 | TO RE-ELECT PHIL NOLAN AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 8 | TO RE-ELECT CLARE SPOTTISWOODE AS A DIRECTOR OF THE COMPANY | For | None | 615500 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND TO AUTHORISE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION | For | None | 615500 | 0 | 0 | 0 |
| 10 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY WHICH IS CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | For | None | 615500 | 0 | 0 | 0 |
| 11 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | For | None | 615500 | 0 | 0 | 0 |
| 12 | AUTHORITY FOR POLITICAL DONATIONS AND POLITICAL EXPENDITURE | For | None | 615500 | 0 | 0 | 0 |
| 13 | AUTHORITY TO ALLOT SHARES | For | None | 0 | 0 | 615500 | 0 |
| 14 | AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | For | None | 615500 | 0 | 0 | 0 |
| 15 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 615500 | 0 | 0 | 0 |
| 16 | TO AMEND THE ARTICLES OF ASSOCIATION | For | None | 615500 | 0 | 0 | 0 |
| SINO GAS & ENERGY HOLDINGS LTD, WEST PERTH WA | | | |
| Security: | Q85024109 | Meeting Type: | Annual General Meeting | |
| Ticker: | SEH AU | | | Meeting Date: | 30-May-2014 | |
| ISIN | AU000000SEH2 | Vote Deadline Date: | 26-May-2014 | |
| Agenda | 705182599 | Management | | Total Ballot Shares: | 1170000 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (as referred in the company announcement) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | REMUNERATION REPORT | For | None | 1170000 | 0 | 0 | 0 |
| 3 | RE-ELECTION OF COLIN HESELTINE AS A DIRECTOR | For | None | 1170000 | 0 | 0 | 0 |
| 4 | APPROVAL OF VARIATION TO TERMS OF OPTIONS | For | None | 1170000 | 0 | 0 | 0 |
| 5 | ELECTION OF MR PHILIP BAINBRIDGE AS A DIRECTOR | For | None | 1170000 | 0 | 0 | 0 |
| JKX OIL & GAS PLC, LONDON | | | |
| Security: | G5140Z105 | Meeting Type: | Annual General Meeting | |
| Ticker: | | | | Meeting Date: | 04-Jun-2014 | |
| ISIN | GB0004697420 | Vote Deadline Date: | 29-May-2014 | |
| Agenda | 705215730 | Management | | Total Ballot Shares: | 575230 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 575230 | 0 | 0 | 0 |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY IN THE FORM SET OUT IN THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT | For | None | 575230 | 0 | 0 | 0 |
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, IN THE FORM SET OUT IN THE 2013 ANNUAL REPORT | For | None | 575230 | 0 | 0 | 0 |
| 4 | TO RE-ELECT NIGEL MOORE, WHO RETIRES IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 575230 | 0 | 0 | 0 |
| 5 | TO RE-ELECT PETER DIXON, WHO RETIRES IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 575230 | 0 | 0 | 0 |
| 6 | TO RE-ELECT MARTIN MILLER, WHO RETIRES IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 575230 | 0 | 0 | 0 |
| 7 | TO RE-ELECT LORD OXFORD, WHO HAS SERVED ON THE BOARD OF DIRECTORS OF THE COMPANY FOR MORE THAN NINE YEARS | For | None | 575230 | 0 | 0 | 0 |
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS OF THE COMPANY ARE LAID BEFORE THE MEMBERS | For | None | 575230 | 0 | 0 | 0 |
| 9 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 575230 | 0 | 0 | 0 |
| 10 | THAT: (A) THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT"), TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 5,724,104 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) ALLOTTED UNDER PARAGRAPH (II) BELOW IN EXCESS OF GBP 5,724,104); AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 11,448,209 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: (A) TO HOLDERS OF ORDINARY CONTD | For | None | 575230 | 0 | 0 | 0 |
| 11 | CONTD SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (B) TO HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY MAKE SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THEY CONSIDER EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL | None | None | Non Voting | |
| | ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS IN ANY TERRITORY OR THE REQUIREMENTS OF ANY RELEVANT REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER; (B) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 CONTD | | | | | | |
| 12 | CONTD JULY 2015; (C) THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER IT EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED; AND (D) ALL PREVIOUS UNUTILISED AUTHORITIES UNDER SECTION 551 OF THE ACT SHALL CEASE TO HAVE EFFECT (SAVE TO THE EXTENT THAT THE SAME ARE EXERCISABLE PURSUANT TO SECTION 551(7) OF THE ACT BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO THE DATE OF THIS RESOLUTION WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED ON OR AFTER THAT DATE) | None | None | Non Voting | |
| 13 | THAT THE AMENDMENTS TO THE JKX OIL & GAS 2010 PERFORMANCE SHARE PLAN (THE "PSP") SHOWN IN THE MARKED-UP VERSION OF THE RULES OF THE PSP PRESENTED TO THE MEETING BE AND THEY ARE HEREBY APPROVED AND THE REMUNERATION COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY BE AND IT IS HEREBY AUTHORISED TO ADOPT THOSE AMENDMENTS | For | None | 575230 | 0 | 0 | 0 |
| 14 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 (THE "ACT") TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF FULLY PAID ORDINARY SHARES IN THE CAPITAL OF THE COMPANY ON SUCH TERMS | For | None | 575230 | 0 | 0 | 0 |
| | AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY DETERMINE, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 17,172,313; (B) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH SUCH ORDINARY SHARE SHALL BE NOT MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE (AS DERIVED FROM THE LONDON STOCK EXCHANGE'S DAILY OFFICIAL LIST) FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH CONTD | | | | | | |
| 15 | CONTD SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATION 2003. THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR ANY SUCH ORDINARY SHARE SHALL BE THE NOMINAL VALUE OF SUCH ORDINARY SHARE AT THE TIME OF SUCH PURCHASE; AND (C) UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE DATE ON WHICH THIS RESOLUTION IS PASSED OR, IF EARLIER, AT CLOSE OF BUSINESS ON 1 JULY 2015, PROVIDED THAT THE COMPANY MAY, BEFORE THE EXPIRY OF THE AUTHORITY GRANTED BY THIS RESOLUTION, ENTER INTO A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR CONTD | None | None | Non Voting | |
| 16 | CONTD PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF SUCH CONTRACT OR CONTRACTS | None | None | Non Voting | |
| 17 | THAT: (A) THE DIRECTORS BE GIVEN POWER: (I) TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES ACT 2006 (THE "ACT")) FOR CASH PURSUANT TO ANY AUTHORITY CONFERRED ON THEM UNDER SECTION 551 OF THE ACT; AND (II) TO ALLOT EQUITY SECURITIES AS DEFINED IN SECTION 560(3) OF THE ACT (SALE OF TREASURY SHARES) FOR CASH, IN EITHER CASE AS IF SECTION 561 OF THE ACT DID NOT APPLY TO THE ALLOTMENT BUT THIS POWER SHALL BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 10(A)(II), BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: I. HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY CONTD | For | None | 575230 | 0 | 0 | 0 |
| 18 | CONTD THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY MAKE SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THEY CONSIDER EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS IN ANY TERRITORY OR THE REQUIREMENTS OF ANY RELEVANT REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE, UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 860,629; (B) THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2015; (C) ALL CONTD | None | None | Non Voting | |
| 19 | CONTD PREVIOUS UNUTILISED AUTHORITIES UNDER SECTIONS 570 AND 573 OF THE ACT SHALL CEASE TO HAVE EFFECT; AND (D) THE COMPANY MAY, BEFORE THIS POWER EXPIRES, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER IT EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED | None | None | Non Voting | |
| 20 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 575230 | 0 | 0 | 0 |
| WESTERNZAGROS RESOURCES INC, CALGARY AB | | | |
| Security: | 960008100 | Meeting Type: | MIX | |
| Ticker: | WZR CN | | | Meeting Date: | 04-Jun-2014 | |
| ISIN | CA9600081009 | Vote Deadline Date: | 29-May-2014 | |
| Agenda | 705263236 | Management | | Total Ballot Shares: | 254740 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1 TO 2.8 AND 3". THANK YOU. | None | None | Non Voting | |
| 2 | TO SET THE NUMBER OF DIRECTORS AT 8 | For | None | 254740 | 0 | 0 | 0 |
| 3 | ELECTION OF DIRECTOR: DAVID J. BOONE | For | None | 254740 | 0 | 0 | 0 |
| 4 | ELECTION OF DIRECTOR: FRED J. DYMENT | For | None | 254740 | 0 | 0 | 0 |
| 5 | ELECTION OF DIRECTOR: JOHN FRANGOS | For | None | 254740 | 0 | 0 | 0 |
| 6 | ELECTION OF DIRECTOR: M. SIMON HATFIELD | For | None | 254740 | 0 | 0 | 0 |
| 7 | ELECTION OF DIRECTOR: JAMES C. HOUCK | For | None | 254740 | 0 | 0 | 0 |
| 8 | ELECTION OF DIRECTOR: JOHN M. HOWLAND | For | None | 254740 | 0 | 0 | 0 |
| 9 | ELECTION OF DIRECTOR: RANDALL OLIPHANT | For | None | 254740 | 0 | 0 | 0 |
| 10 | ELECTION OF DIRECTOR: WILLIAM WALLACE | For | None | 254740 | 0 | 0 | 0 |
| 11 | ON THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT SUCH REMUNERATION AS MAY BE APPROVED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS | For | None | 254740 | 0 | 0 | 0 |
| 12 | ON THE RENEWAL AND APPROVAL OF THE CORPORATION'S STOCK OPTION PLAN AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR OF THE CORPORATION | For | None | 254740 | 0 | 0 | 0 |
| SOCO INTERNATIONAL PLC, LONDON | | | |
| Security: | G8248C127 | Meeting Type: | Annual General Meeting | |
| Ticker: | SIA EU | | | Meeting Date: | 13-Jun-2014 | |
| ISIN | GB00B572ZV91 | Vote Deadline Date: | 09-Jun-2014 | |
| Agenda | 705122276 | Management | | Total Ballot Shares: | 199200 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013, INCLUDING THE STRATEGIC, DIRECTORS' AND AUDITORS' REPORTS | For | None | 199200 | 0 | 0 | 0 |
| 2 | TO APPROVE THE REMUNERATION POLICY SET OUT ON PAGES 57 TO 69 (INCLUSIVE) OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013, SUCH REMUNERATION POLICY TO TAKE EFFECT FROM THE DATE ON WHICH THIS RESOLUTION IS PASSED | For | None | 199200 | 0 | 0 | 0 |
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY) INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | For | None | 199200 | 0 | 0 | 0 |
| 4 | TO REAPPOINT RUI C DE SOUSA, WHO IS THE CHAIRMAN OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 5 | TO REAPPOINT EDWARD T STORY, WHO IS A MEMBER OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 6 | TO REAPPOINT ROGER D CAGLE AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 7 | TO REAPPOINT CYNTHIA B CAGLE AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 8 | TO REAPPOINT OLIVIER M G BARBAROUX, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 9 | TO REAPPOINT ROBERT M CATHERY, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 10 | TO REAPPOINT ETTORE P M CONTINI AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 11 | TO REAPPOINT JOHN C NORTON, WHO IS THE CHAIRMAN OF THE AUDIT COMMITTEE, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 12 | TO REAPPOINT ANTONIO V M MONTEIRO, WHO IS THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND A MEMBER OF THE AUDIT AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 13 | TO REAPPOINT MICHAEL J WATTS, WHO IS A MEMBER OF THE AUDIT, REMUNERATION AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 14 | TO REAPPOINT ROBERT G GRAY, WHO IS A MEMBER OF THE AUDIT AND REMUNERATION COMMITTEES, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 15 | TO REAPPOINT MARIANNE DARYABEGUI, WHO IS A MEMBER OF THE AUDIT, REMUNERATION AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 199200 | 0 | 0 | 0 |
| 16 | TO REAPPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 199200 | 0 | 0 | 0 |
| 17 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS' REMUNERATION | For | None | 199200 | 0 | 0 | 0 |
| 18 | TO APPROVE AND AUTHORISE A CONTRACT TO BUY BACK DEFERRED SHARES | For | None | 199200 | 0 | 0 | 0 |
| 19 | DIRECTORS' AUTHORITY TO ALLOT SECURITIES | For | None | 199200 | 0 | 0 | 0 |
| 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 199200 | 0 | 0 | 0 |
| 21 | AUTHORITY FOR THE COMPANY TO BUY BACK SHARES | For | None | 199200 | 0 | 0 | 0 |
| 22 | NOTICE PERIOD FOR GENERAL MEETINGS | For | None | 199200 | 0 | 0 | 0 |
| ICAP PLC, LONDON | | | |
| Security: | G46981117 | Meeting Type: | Annual General Meeting | |
| Ticker: | IAP LN | | | Meeting Date: | 10-Jul-2013 | |
| ISIN | GB0033872168 | Vote Deadline Date: | 04-Jul-2013 | |
| Agenda | 704601106 | Management | | Total Ballot Shares: | 8850 | |
| Last Vote Date: | 08-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the financial statements for the year ended 31 March 2013 | For | None | 8850 | 0 | 0 | 0 |
| 2 | To declare a final dividend of 15.4p per ordinary share | For | None | 8850 | 0 | 0 | 0 |
| 3 | To re-elect Charles Gregson as a director | For | None | 8850 | 0 | 0 | 0 |
| 4 | To re-elect Michael Spencer as a director | For | None | 8850 | 0 | 0 | 0 |
| 5 | To re-elect John Nixon as a director | For | None | 8850 | 0 | 0 | 0 |
| 6 | To re-elect Iain Torrens as a director | For | None | 8850 | 0 | 0 | 0 |
| 7 | To re-elect Diane Schueneman as a director | For | None | 8850 | 0 | 0 | 0 |
| 8 | To re-elect John Sievwright as a director | For | None | 8850 | 0 | 0 | 0 |
| 9 | To re-elect Robert Standing as a director | For | None | 8850 | 0 | 0 | 0 |
| 10 | To re-appoint PricewaterhouseCoopers LLP as auditors of the company | For | None | 8850 | 0 | 0 | 0 |
| 11 | To authorise the directors to set the remuneration of the auditors of the company | For | None | 8850 | 0 | 0 | 0 |
| 12 | To approve the remuneration report | For | None | 8850 | 0 | 0 | 0 |
| 13 | To authorise the directors to allot shares | For | None | 8850 | 0 | 0 | 0 |
| 14 | To disapply pre-emption rights | For | None | 8850 | 0 | 0 | 0 |
| 15 | To authorise the Company to make market purchases of the Company's shares | For | None | 8850 | 0 | 0 | 0 |
| 16 | To authorise the Company to make political donations | For | None | 8850 | 0 | 0 | 0 |
| 17 | To authorise the Company to hold general meetings on not less than 14 clear days' notice | For | None | 8850 | 0 | 0 | 0 |
| 18 | To approve the new articles of association of the Company | For | None | 8850 | 0 | 0 | 0 |
| VODAFONE GROUP PLC, NEWBURY BERKSHIRE | | | |
| Security: | G93882135 | Meeting Type: | Annual General Meeting | |
| Ticker: | | | | Meeting Date: | 23-Jul-2013 | |
| ISIN | GB00B16GWD56 | Vote Deadline Date: | 17-Jul-2013 | |
| Agenda | 704601512 | Management | | Total Ballot Shares: | 16740 | |
| Last Vote Date: | 08-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Accept Financial Statements and Statutory Reports | For | None | 16740 | 0 | 0 | 0 |
| 2 | Re-elect Gerard Kleisterlee as Director | For | None | 16740 | 0 | 0 | 0 |
| 3 | Re-elect Vittorio Colao as Director | For | None | 16740 | 0 | 0 | 0 |
| 4 | Re-elect Andy Halford as Director | For | None | 16740 | 0 | 0 | 0 |
| 5 | Re-elect Stephen Pusey as Director | For | None | 16740 | 0 | 0 | 0 |
| 6 | Re-elect Renee James as Director | For | None | 16740 | 0 | 0 | 0 |
| 7 | Re-elect Alan Jebson as Director | For | None | 16740 | 0 | 0 | 0 |
| 8 | Re-elect Samuel Jonah as Director | For | None | 16740 | 0 | 0 | 0 |
| 9 | Elect Omid Kordestani as Director | For | None | 16740 | 0 | 0 | 0 |
| 10 | Re-elect Nick Land as Director | For | None | 16740 | 0 | 0 | 0 |
| 11 | Re-elect Anne Lauvergeon as Director | For | None | 16740 | 0 | 0 | 0 |
| 12 | Re-elect Luc Vandevelde as Director | For | None | 16740 | 0 | 0 | 0 |
| 13 | Re-elect Anthony Watson as Director | For | None | 16740 | 0 | 0 | 0 |
| 14 | Re-elect Philip Yea as Director | For | None | 16740 | 0 | 0 | 0 |
| 15 | Approve Final Dividend | For | None | 16740 | 0 | 0 | 0 |
| 16 | Approve Remuneration Report | For | None | 16740 | 0 | 0 | 0 |
| 17 | Reappoint Deloitte LLP as Auditors | For | None | 16740 | 0 | 0 | 0 |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | None | 16740 | 0 | 0 | 0 |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | For | None | 16740 | 0 | 0 | 0 |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | For | None | 16740 | 0 | 0 | 0 |
| 21 | Authorise Market Purchase of Ordinary Shares | For | None | 16740 | 0 | 0 | 0 |
| 22 | Authorise EU Political Donations and Expenditure | For | None | 16740 | 0 | 0 | 0 |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | For | None | 16740 | 0 | 0 | 0 |
| HALMA PLC, AMERSHAM | | | |
| Security: | G42504103 | Meeting Type: | Annual General Meeting | |
| Ticker: | | | | Meeting Date: | 25-Jul-2013 | |
| ISIN | GB0004052071 | Vote Deadline Date: | 19-Jul-2013 | |
| Agenda | 704626172 | Management | | Total Ballot Shares: | 7200 | |
| Last Vote Date: | 08-Jul-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the Accounts and the Reports of the Directors and the Auditors | For | None | 7200 | 0 | 0 | 0 |
| 2 | To declare a final dividend | For | None | 7200 | 0 | 0 | 0 |
| 3 | To approve the Remuneration Report | For | None | 7200 | 0 | 0 | 0 |
| 4 | To re-elect Andrew Williams as a Director | For | None | 7200 | 0 | 0 | 0 |
| 5 | To re-elect Kevin Thompson as a Director | For | None | 7200 | 0 | 0 | 0 |
| 6 | To re-elect Stephen Pettit as a Director | For | None | 7200 | 0 | 0 | 0 |
| 7 | To re-elect Neil Quinn as a Director | For | None | 7200 | 0 | 0 | 0 |
| 8 | To re-elect Jane Aikman as a Director | For | None | 7200 | 0 | 0 | 0 |
| 9 | To re-elect Adam Meyers as a Director | For | None | 7200 | 0 | 0 | 0 |
| 10 | To re-elect Lord Blackwell as a Director | For | None | 7200 | 0 | 0 | 0 |
| 11 | To re-elect Steve Marshall as a Director | For | None | 7200 | 0 | 0 | 0 |
| 12 | To re-elect Daniela Barone Soares as a Director | For | None | 7200 | 0 | 0 | 0 |
| 13 | To elect Paul Walker as a Director | For | None | 7200 | 0 | 0 | 0 |
| 14 | To reappoint Deloitte LLP as Auditor | For | None | 7200 | 0 | 0 | 0 |
| 15 | To authorise the Directors to determine the remuneration of the Auditor | For | None | 7200 | 0 | 0 | 0 |
| 16 | Authority to allot shares | For | None | 7200 | 0 | 0 | 0 |
| 17 | Disapplication of pre-emption rights | For | None | 7200 | 0 | 0 | 0 |
| 18 | Authority to purchase own shares | For | None | 7200 | 0 | 0 | 0 |
| 19 | Notice of general meetings | For | None | 7200 | 0 | 0 | 0 |
| SONIC HEALTHCARE LIMITED | | | |
| Security: | Q8563C107 | Meeting Type: | Annual General Meeting | |
| Ticker: | SHL AU | | | Meeting Date: | 21-Nov-2013 | |
| ISIN | AU000000SHL7 | Vote Deadline Date: | 15-Nov-2013 | |
| Agenda | 704792337 | Management | | Total Ballot Shares: | 11930 | |
| Last Vote Date: | 18-Nov-2013 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |
| 2 | Re-election of Ms Kate Spargo as a Director of the Company | For | None | 4480 | 0 | 0 | 0 |
| 3 | Re-election of Dr Jane Wilson as a Director of the Company | For | None | 4480 | 0 | 0 | 0 |
| 4 | Re-election of Dr Philip Dubois as a Director of the Company | For | None | 4480 | 0 | 0 | 0 |
| 5 | Adoption of the Remuneration Report | For | None | 4480 | 0 | 0 | 0 |
| ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN | | | |
| Security: | G00434111 | Meeting Type: | Annual General Meeting | |
| Ticker: | ADN LN | | | Meeting Date: | 16-Jan-2014 | |
| ISIN | GB0000031285 | Vote Deadline Date: | 10-Jan-2014 | |
| Agenda | 704895929 | Management | | Total Ballot Shares: | 10910 | |
| Last Vote Date: | 20-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the directors report and accounts for the year to 30 September 2013 together with the auditor's report thereon | For | None | 10910 | 0 | 0 | 0 |
| 2 | To declare a final dividend of 10p per share | For | None | 10910 | 0 | 0 | 0 |
| 3 | To reappoint KPMG Audit Plc as auditor and to authorise the directors to agree their remuneration | For | None | 10910 | 0 | 0 | 0 |
| 4 | To re-elect as a director Ms J Chakraverty | For | None | 10910 | 0 | 0 | 0 |
| 5 | To re-elect as a director Mr R C Cornick | For | None | 10910 | 0 | 0 | 0 |
| 6 | To re-elect as a director Ms A M Frew | For | None | 10910 | 0 | 0 | 0 |
| 7 | To re-elect as a director Mr M J Gilbert | For | None | 10910 | 0 | 0 | 0 |
| 8 | To re-elect as a director Mr A A Laing | For | None | 10910 | 0 | 0 | 0 |
| 9 | To re-elect as a director Mr R M MacRae | For | None | 10910 | 0 | 0 | 0 |
| 10 | To re-elect as a director Mr R S Mully | For | None | 10910 | 0 | 0 | 0 |
| 11 | To re-elect as a director Mr J N Pettigrew | For | None | 10910 | 0 | 0 | 0 |
| 12 | To re-elect as a director Mr W J Rattray | For | None | 10910 | 0 | 0 | 0 |
| 13 | To re-elect as a director Ms A H Richards | For | None | 10910 | 0 | 0 | 0 |
| 14 | To re-elect as a director Mr S R V Troughton | For | None | 10910 | 0 | 0 | 0 |
| 15 | To re-elect as a director Mr H Young | For | None | 10910 | 0 | 0 | 0 |
| 16 | To elect as a director Mrs J G af Rosenborg who was appointed during the year | For | None | 10910 | 0 | 0 | 0 |
| 17 | To elect as a director Mr A Suzuki who was appointed during the year | For | None | 10910 | 0 | 0 | 0 |
| 18 | To approve the remuneration report | For | None | 10910 | 0 | 0 | 0 |
| 19 | To approve the directors remuneration policy | For | None | 10910 | 0 | 0 | 0 |
| 20 | To authorise the directors to allot relevant securities | For | None | 10910 | 0 | 0 | 0 |
| 21 | To disapply the statutory pre-emption rights over equity securities | For | None | 10910 | 0 | 0 | 0 |
| 22 | To permit general meetings to be called on 14 days clear notice | For | None | 10910 | 0 | 0 | 0 |
| 23 | To authorise the directors to make market purchases | For | None | 10910 | 0 | 0 | 0 |
| 24 | To authorise the Company to make political donations and incur political expenditure | For | None | 0 | 0 | 10910 | 0 |
| VODAFONE GROUP PLC, NEWBURY BERKSHIRE | | | |
| Security: | G93882135 | Meeting Type: | Court Meeting | |
| Ticker: | | | | Meeting Date: | 28-Jan-2014 | |
| ISIN | GB00B16GWD56 | Vote Deadline Date: | 22-Jan-2014 | |
| Agenda | 704896565 | Management | | Total Ballot Shares: | 3650 | |
| Last Vote Date: | 20-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. | None | None | Non Voting | |
| 2 | To approve the proposed Scheme referred to in the Circular dated on or about 10 December 2013 | For | None | 3650 | 0 | 0 | 0 |
| VODAFONE GROUP PLC, NEWBURY BERKSHIRE | | | |
| Security: | G93882135 | Meeting Type: | Ordinary General Meeting | |
| Ticker: | | | | Meeting Date: | 28-Jan-2014 | |
| ISIN | GB00B16GWD56 | Vote Deadline Date: | 22-Jan-2014 | |
| Agenda | 704896541 | Management | | Total Ballot Shares: | 3650 | |
| Last Vote Date: | 20-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To approve the Verizon Wireless Transaction and the Vodafone Italy Transaction | For | None | 3650 | 0 | 0 | 0 |
| 2 | To approve the New Articles of Association, the Capital Reductions, the Return of Value and the Share Consolidation and certain related matters pursuant to the Scheme | For | None | 3650 | 0 | 0 | 0 |
| 3 | To authorise the Company to purchase Its own shares | For | None | 3650 | 0 | 0 | 0 |
| 4 | To authorise the Directors to take all necessary and appropriate actions in relation to Resolutions 1-3 | For | None | 3650 | 0 | 0 | 0 |
| IMPERIAL TOBACCO GROUP PLC, BRISTOL | | | |
| Security: | G4721W102 | Meeting Type: | Annual General Meeting | |
| Ticker: | | Meeting Date: | 05-Feb-2014 | |
| ISIN | GB0004544929 | Vote Deadline Date: | 30-Jan-2014 | |
| Agenda | 704891008 | Management | | Total Ballot Shares: | 2270 | |
| Last Vote Date: | 20-Jan-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Annual Report and Accounts | For | None | 2270 | 0 | 0 | 0 |
| 2 | Directors' Remuneration Report | For | None | 2270 | 0 | 0 | 0 |
| 3 | Directors' Remuneration Policy | For | None | 2270 | 0 | 0 | 0 |
| 4 | To declare a final dividend | For | None | 2270 | 0 | 0 | 0 |
| 5 | To re-elect Dr K M Burnett | For | None | 2270 | 0 | 0 | 0 |
| 6 | To re-elect Mrs A J Cooper | For | None | 2270 | 0 | 0 | 0 |
| 7 | To re-elect Mr D J Haines | For | None | 2270 | 0 | 0 | 0 |
| 8 | To re-elect Mr M H C Herlihy | For | None | 2270 | 0 | 0 | 0 |
| 9 | To re-elect Ms S E Murray | For | None | 2270 | 0 | 0 | 0 |
| 10 | To re-elect Mr M R Phillips | For | None | 2270 | 0 | 0 | 0 |
| 11 | To elect Mr O R Tant | For | None | 2270 | 0 | 0 | 0 |
| 12 | To re-elect Mr M D Williamson | For | None | 2270 | 0 | 0 | 0 |
| 13 | To re-elect Mr M I Wyman | For | None | 2270 | 0 | 0 | 0 |
| 14 | Re-appointment of Auditors: PricewaterhouseCoopers LLP | For | None | 2270 | 0 | 0 | 0 |
| 15 | Remuneration of Auditors | For | None | 2270 | 0 | 0 | 0 |
| 16 | Donations to political organisations | For | None | 2270 | 0 | 0 | 0 |
| 17 | Authority to allot securities | For | None | 2270 | 0 | 0 | 0 |
| 18 | Disapplication of pre-emption rights | For | None | 2270 | 0 | 0 | 0 |
| 19 | Purchase of own shares | For | None | 2270 | 0 | 0 | 0 |
| 20 | Notice period for general meetings | For | None | 2270 | 0 | 0 | 0 |
| 21 | 13 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
| DANONE SA, PARIS | | | |
| Security: | F12033134 | Meeting Type: | MIX | |
| Ticker: | BN FP | | | Meeting Date: | 29-Apr-2014 | |
| ISIN | FR0000120644 | Vote Deadline Date: | 16-Apr-2014 | |
| Agenda | 704995806 | Management | | Total Ballot Shares: | 1460 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |
| 2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |
| 3 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | For | None | 1460 | 0 | 0 | 0 |
| 4 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | For | None | 1460 | 0 | 0 | 0 |
| 5 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | For | None | 1460 | 0 | 0 | 0 |
| 6 | Option for payment of the dividend in shares | For | None | 1460 | 0 | 0 | 0 |
| 7 | Renewal of term of Mr. Bruno BONNELL as board member | For | None | 1460 | 0 | 0 | 0 |
| 8 | Renewal of term of Mr. Bernard HOURS as board member | For | None | 1460 | 0 | 0 | 0 |
| 9 | Renewal of term of Mrs. Isabelle SEILLIER as board member | For | None | 1460 | 0 | 0 | 0 |
| 10 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | For | None | 1460 | 0 | 0 | 0 |
| 11 | Appointment of Mrs. Gaelle OLIVIER as board member | For | None | 1460 | 0 | 0 | 0 |
| 12 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | For | None | 1460 | 0 | 0 | 0 |
| 13 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | For | None | 1460 | 0 | 0 | 0 |
| 14 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | For | None | 1460 | 0 | 0 | 0 |
| 15 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | For | None | 1460 | 0 | 0 | 0 |
| 16 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | For | None | 1460 | 0 | 0 | 0 |
| 17 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | For | None | 1460 | 0 | 0 | 0 |
| 18 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | For | None | 1460 | 0 | 0 | 0 |
| 19 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | For | None | 1460 | 0 | 0 | 0 |
| 20 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | For | None | 1460 | 0 | 0 | 0 |
| 21 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | For | None | 1460 | 0 | 0 | 0 |
| 22 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | For | None | 1460 | 0 | 0 | 0 |
| 23 | Powers to carry out all legal formalities | For | None | 1460 | 0 | 0 | 0 |
| 24 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/0303/201403031400473.pdf | None | None | Non Voting | |
| BAE SYSTEMS PLC, LONDON | | | |
| Security: | G06940103 | Meeting Type: | Annual General Meeting | |
| Ticker: | BA/ LN | | | Meeting Date: | 07-May-2014 | |
| ISIN | GB0002634946 | Vote Deadline Date: | 30-Apr-2014 | |
| Agenda | 705080391 | Management | | Total Ballot Shares: | 17720 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Report and Accounts | For | None | 17720 | 0 | 0 | 0 |
| 2 | Remuneration Policy | For | None | 17720 | 0 | 0 | 0 |
| 3 | Remuneration Report | For | None | 17720 | 0 | 0 | 0 |
| 4 | Final Dividend | For | None | 17720 | 0 | 0 | 0 |
| 5 | Re-elect Paul Anderson | For | None | 17720 | 0 | 0 | 0 |
| 6 | Re-elect Harriet Green | For | None | 17720 | 0 | 0 | 0 |
| 7 | Re-elect Ian King | For | None | 17720 | 0 | 0 | 0 |
| 8 | Re-elect Peter Lynas | For | None | 17720 | 0 | 0 | 0 |
| 9 | Re-elect Paula Rosput Reynolds | For | None | 17720 | 0 | 0 | 0 |
| 10 | Re-elect Nicholas Rose | For | None | 17720 | 0 | 0 | 0 |
| 11 | Re-elect Carl Symon | For | None | 17720 | 0 | 0 | 0 |
| 12 | Elect Sir Roger Carr | For | None | 17720 | 0 | 0 | 0 |
| 13 | Elect Jerry DeMuro | For | None | 17720 | 0 | 0 | 0 |
| 14 | Elect Christopher Grigg | For | None | 17720 | 0 | 0 | 0 |
| 15 | Elect Ian Tyler | For | None | 17720 | 0 | 0 | 0 |
| 16 | Appoint KPMG LLP as Auditors | For | None | 17720 | 0 | 0 | 0 |
| 17 | Remuneration of auditors | For | None | 17720 | 0 | 0 | 0 |
| 18 | Political donations up to specified limits | For | None | 17720 | 0 | 0 | 0 |
| 19 | Long-term Incentive Plan 2014 | For | None | 17720 | 0 | 0 | 0 |
| 20 | Authority to allot new shares | For | None | 17720 | 0 | 0 | 0 |
| 21 | Disapplication of pre-emption rights | For | None | 17720 | 0 | 0 | 0 |
| 22 | Purchase own shares | For | None | 17720 | 0 | 0 | 0 |
| 23 | Notice of general meetings | For | None | 17720 | 0 | 0 | 0 |
| MEGGITT PLC | | | |
| Security: | G59640105 | Meeting Type: | Annual General Meeting | |
| Ticker: | MGGT LN | | | Meeting Date: | 07-May-2014 | |
| ISIN | GB0005758098 | Vote Deadline Date: | 30-Apr-2014 | |
| Agenda | 705080466 | Management | | Total Ballot Shares: | 14690 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | To receive the annual report and accounts | For | None | 14690 | 0 | 0 | 0 |
| 2 | To approve the remuneration policy as contained within the remuneration report | For | None | 14690 | 0 | 0 | 0 |
| 3 | To approve the remuneration report | For | None | 14690 | 0 | 0 | 0 |
| 4 | To declare a final dividend | For | None | 14690 | 0 | 0 | 0 |
| 5 | To re-elect Sir Colin Terry as a director | For | None | 14690 | 0 | 0 | 0 |
| 6 | To re-elect Mr. S G Young as a director | For | None | 14690 | 0 | 0 | 0 |
| 7 | To re-elect Mr. G S Berruyer as a director | For | None | 14690 | 0 | 0 | 0 |
| 8 | To re-elect Mr. P G Cox as a director | For | None | 14690 | 0 | 0 | 0 |
| 9 | To re-elect Mr P E Green as a director | For | None | 14690 | 0 | 0 | 0 |
| 10 | To re-elect Mr P Heiden as a director | For | None | 14690 | 0 | 0 | 0 |
| 11 | To re-elect Ms. B L Reichelderfer as a director | For | None | 14690 | 0 | 0 | 0 |
| 12 | To re-elect Mr. D M Williams as a director | For | None | 14690 | 0 | 0 | 0 |
| 13 | To elect Mr. D R Webb as a director | For | None | 14690 | 0 | 0 | 0 |
| 14 | To reappoint the auditors | For | None | 14690 | 0 | 0 | 0 |
| 15 | To authorise the directors to determine the auditors' fees | For | None | 14690 | 0 | 0 | 0 |
| 16 | To renew the authority to allot shares | For | None | 14690 | 0 | 0 | 0 |
| 17 | To disapply pre-emption rights | For | None | 14690 | 0 | 0 | 0 |
| 18 | To authorise donations to political organisations | For | None | 14690 | 0 | 0 | 0 |
| 19 | To authorise the directors to purchase shares in the Company | For | None | 14690 | 0 | 0 | 0 |
| 20 | To permit the holding of general meetings at 14 days' notice | For | None | 14690 | 0 | 0 | 0 |
| 21 | To approve the Long Term Incentive Plan 2014 | For | None | 14690 | 0 | 0 | 0 |
| 22 | To approve the creation of overseas share plans, based on the Long Term Incentive Plan 2014 | For | None | 14690 | 0 | 0 | 0 |
| RECKITT BENCKISER GROUP PLC, SLOUGH | | | |
| Security: | G74079107 | Meeting Type: | Annual General Meeting | |
| Ticker: | RB/ LN | | | Meeting Date: | 07-May-2014 | |
| ISIN | GB00B24CGK77 | Vote Deadline Date: | 30-Apr-2014 | |
| Agenda | 705110257 | Management | | Total Ballot Shares: | 1420 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | THAT THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | For | None | 1420 | 0 | 0 | 0 |
| 2 | THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | For | None | 1420 | 0 | 0 | 0 |
| 3 | THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | For | None | 1420 | 0 | 0 | 0 |
| 4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | For | None | 1420 | 0 | 0 | 0 |
| 5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | For | None | 1420 | 0 | 0 | 0 |
| 14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 1420 | 0 | 0 | 0 |
| 15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | For | None | 1420 | 0 | 0 | 0 |
| 16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 | For | None | 1420 | 0 | 0 | 0 |
| | DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH CONTD | | | | | | |
| 17 | CONTD PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION, THE TERMS 'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | None | None | Non Voting | |
| 18 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES CONTD | For | None | 1420 | 0 | 0 | 0 |
| 19 | CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | None | None | Non Voting | |
| 20 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL CONTD | For | None | 1420 | 0 | 0 | 0 |
| 21 | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015) BUT DURING THIS PERIOD THE COMPANY | None | None | Non Voting | |
| | MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD CONTD | | | | | | |
| 22 | CONTD NOT EXPIRED | None | None | Non Voting | |
| 23 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | For | None | 1420 | 0 | 0 | 0 |
| 24 | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES; C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN | None | None | Non Voting | |
| | PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I) CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD, TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH CONTD | | | | | | |
| 25 | CONTD THE PROVISIONS OF THE 2006 ACT | None | None | Non Voting | |
| 26 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 1420 | 0 | 0 | 0 |
| UNILEVER PLC, LONDON | | | |
| Security: | G92087165 | Meeting Type: | Annual General Meeting | |
| Ticker: | ULVR LN | | | Meeting Date: | 14-May-2014 | |
| ISIN | GB00B10RZP78 | Vote Deadline Date: | 08-May-2014 | |
| Agenda | 705094491 | Management | | Total Ballot Shares: | 2580 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 2580 | 0 | 0 | 0 |
| 2 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY | For | None | 2580 | 0 | 0 | 0 |
| 3 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) | For | None | 2580 | 0 | 0 | 0 |
| 4 | RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J M POLMAN | For | None | 2580 | 0 | 0 | 0 |
| 5 | RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M S HUET | For | None | 2580 | 0 | 0 | 0 |
| 6 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS L M CHA | For | None | 2580 | 0 | 0 | 0 |
| 7 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: PROFESSOR L O FRESCO | For | None | 2580 | 0 | 0 | 0 |
| 8 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A M FUDGE | For | None | 2580 | 0 | 0 | 0 |
| 9 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B E GROTE | For | None | 2580 | 0 | 0 | 0 |
| 10 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M MA | For | None | 2580 | 0 | 0 | 0 |
| 11 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H NYASULU | For | None | 2580 | 0 | 0 | 0 |
| 12 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE RT HON SIR MALCOLM RIFKIND MP | For | None | 2580 | 0 | 0 | 0 |
| 13 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J RISHTON | For | None | 2580 | 0 | 0 | 0 |
| 14 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K J STORM | For | None | 2580 | 0 | 0 | 0 |
| 15 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M TRESCHOW | For | None | 2580 | 0 | 0 | 0 |
| 16 | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P S WALSH | For | None | 2580 | 0 | 0 | 0 |
| 17 | ELECTION OF NON-EXECUTIVE DIRECTOR: MR F SIJBESMA | For | None | 2580 | 0 | 0 | 0 |
| 18 | TO APPOINT KPMG LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE MEMBERS | For | None | 2580 | 0 | 0 | 0 |
| 19 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | For | None | 2580 | 0 | 0 | 0 |
| 20 | DIRECTORS' AUTHORITY TO ISSUE SHARES | For | None | 2580 | 0 | 0 | 0 |
| 21 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 2580 | 0 | 0 | 0 |
| 22 | COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | For | None | 2580 | 0 | 0 | 0 |
| 23 | POLITICAL DONATIONS AND EXPENDITURE | For | None | 2580 | 0 | 0 | 0 |
| 24 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 2580 | 0 | 0 | 0 |
| DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | | | |
| Security: | D1882G119 | Meeting Type: | Annual General Meeting | |
| Ticker: | DB1 GR | | | Meeting Date: | 15-May-2014 | |
| ISIN | DE0005810055 | Vote Deadline Date: | 02-May-2014 | |
| Agenda | 705086002 | Management | | Total Ballot Shares: | 1560 | |
| Last Vote Date: | 07-Apr-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Please note that by judgement of OLG Cologne rendered on June 6, 2012, any shareholder who holds an aggregate total of 3 percent or more of the outstanding share capital must register under their beneficial owner details before the appropriate deadline to be able to vote. Failure to comply with the declaration requirements as stipulated in section 21 of the Securities Trade Act (WpHG) may prevent the shareholder from voting at the general meetings. Therefore, your custodian may request that we register beneficial owner data for all voted accounts with the respective sub custodian. If you require further information whether or not such BO registration will be conducted for your custodians accounts, please contact your CSR. | None | None | Non Voting | |
| 2 | The sub-custodian banks optimized their processes and established solutions, which do not require share blocking. Registered shares will be deregistered according to trading activities or at the deregistration date by the sub custodians. In order to deliver/settle a voted position before the deregistration date a voting instruction cancellation and de- registration request needs to be sent. Please contact your CSR for further information. | None | None | Non Voting | |
| 3 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub custodians regarding their instruction deadline. For any queries please contact your Client Services Representative. | None | None | Non Voting | |
| 4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | |
| | SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | |
| 5 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30.04.2014. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |
| 6 | Presentation of the adopted and approved annual and consolidated annual financial statements, the combined management report of Deutsche Boerse Aktiengesellschaft and the Group as at 31 December 2013, the report of the Supervisory Board, the explanatory report of the Executive Board on disclosures pursuant to sections 289 (4) and (5), 315 (2) no. 5 and (4) of the German Commercial Code (Handelsgesetzbuch HGB) and the proposal for the appropriation of unappropriated surplus | None | None | Non Voting | |
| 7 | Appropriation of unappropriated surplus | For | None | 1560 | 0 | 0 | 0 |
| 8 | Resolution to approve the acts of the members of the Executive Board | For | None | 1560 | 0 | 0 | 0 |
| 9 | Resolution to approve the acts of the members of the Supervisory Board | For | None | 1560 | 0 | 0 | 0 |
| 10 | Resolution on the authorisation to issue convertible bonds and/ or warrant-linked bonds and to exclude pre-emptive subscription rights as well as on the creation of contingent capital and the corresponding amendments to the Articles of Incorporation | For | None | 1560 | 0 | 0 | 0 |
| 11 | Amendment of section 9 of the Articles of Incorporation | For | None | 1560 | 0 | 0 | 0 |
| 12 | Amendment of section 20 of the Articles of Incorporation | For | None | 1560 | 0 | 0 | 0 |
| 13 | Appointment of the auditor and Group auditor for financial year 2014 as well as the auditor for the review of the condensed financial statements and the interim management report for the first half of financial year 2014: KPMG AG | For | None | 1560 | 0 | 0 | 0 |
| LI & FUNG LTD | | | |
| Security: | G5485F169 | Meeting Type: | Annual General Meeting | |
| Ticker: | 494 HK | | | Meeting Date: | 15-May-2014 | |
| ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2014 | |
| Agenda | 705140957 | Management | | Total Ballot Shares: | 3234000 | |
| Last Vote Date: | 12-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409638.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/04 09/LTN20140409656.pdf | None | None | Non Voting | |
| 3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | For | None | 80000 | 0 | 0 | 0 |
| 4 | TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS PER SHARE | For | None | 80000 | 0 | 0 | 0 |
| 5 | TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 6 | TO RE-ELECT Mr ALLAN WONG CHI YUN AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 7 | TO RE-ELECT Mr PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 80000 | 0 | 0 | 0 |
| 8 | TO FIX THE DIRECTORS' FEES | For | None | 80000 | 0 | 0 | 0 |
| 9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 80000 | 0 | 0 | 0 |
| 10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 80000 | 0 | 0 | 0 |
| 11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 80000 | 0 | 0 | 0 |
| 12 | TO ADOPT SHARE OPTION SCHEME | For | None | 80000 | 0 | 0 | 0 |
| 13 | TO APPROVE THE SHARE PREMIUM REDUCTION | For | None | 80000 | 0 | 0 | 0 |
| TOTAL SA, COURBEVOIE | | | |
| Security: | F92124100 | Meeting Type: | MIX | |
| Ticker: | FP FP | | | Meeting Date: | 16-May-2014 | |
| ISIN | FR0000120271 | Vote Deadline Date: | 05-May-2014 | |
| Agenda | 705121197 | Management | | Total Ballot Shares: | 42620 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282282 DUE TO ADDITION OF RESOLUTIONS A, B, C, D AND E. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |
| 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2014/0407/201404071400940.pdf | None | None | Non Voting | |
| 3 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |
| 4 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |
| 5 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 1720 | 0 | 0 | 0 |
| 6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 1720 | 0 | 0 | 0 |
| 7 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | For | None | 1720 | 0 | 0 | 0 |
| 8 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | For | None | 1720 | 0 | 0 | 0 |
| 9 | RENEWAL OF TERM OF MRS. PATRICIA BARBIZET AS BOARD MEMBER | For | None | 1720 | 0 | 0 | 0 |
| 10 | RENEWAL OF TERM OF MRS. MARIE- CHRISTINE COISNE-ROQUETTE AS BOARD MEMBER | For | None | 1720 | 0 | 0 | 0 |
| 11 | RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. AS BOARD MEMBER | For | None | 1720 | 0 | 0 | 0 |
| 12 | RENEWAL OF TERM OF MRS. BARBARA KUX AS BOARD MEMBER | For | None | 1720 | 0 | 0 | 0 |
| 13 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 | For | None | 1720 | 0 | 0 | 0 |
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL WHILE MAINTAINING THE SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, OR BY INCORPORATING RESERVES, PROFITS, PREMIUMS OR OTHERWISE | For | None | 1720 | 0 | 0 | 0 |
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 1720 | 0 | 0 | 0 |
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN CASE OF CAPITAL INCREASE WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 1720 | 0 | 0 | 0 |
| 17 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED AS CONSIDERATION FOR CONTRIBUTIONS IN KIND | For | None | 1720 | 0 | 0 | 0 |
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF THE CODE OF LABOR, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF THE GROUP | For | None | 1720 | 0 | 0 | 0 |
| 19 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR CATEGORIES OF BENEFICIARIES AS PART OF A TRANSACTION RESERVED FOR EMPLOYEES WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 1720 | 0 | 0 | 0 |
| 20 | AUTHORIZATION TO ALLOCATE BONUS SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AND CORPORATE OFFICERS OF THE COMPANY OR COMPANIES OF THE GROUP, WITH THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO SHARES ISSUED IN FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS | For | None | 1720 | 0 | 0 | 0 |
| 21 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR THE PURPOSE OF ESTABLISHING THE TERMS OF APPOINTMENT OF THE BOARD MEMBER(S)REPRESENTING EMPLOYEES UNDER THE ACT OF JUNE 14TH, 2013 ON SECURING EMPLOYMENT, AND INTEGRATING TECHNICAL AMENDMENTS ON SOME PROVISIONS RELATING TO BOARD MEMBERS REPRESENTING EMPLOYEE SHAREHOLDERS | For | None | 1720 | 0 | 0 | 0 |
| 22 | AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS TO 70 | For | None | 1720 | 0 | 0 | 0 |
| 23 | AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO BRING THE AGE LIMIT OF THE GENERAL MANAGER TO 67 | For | None | 1720 | 0 | 0 | 0 |
| 24 | AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO COMPLY WITH THE ORDINANCE OF DECEMBER 9TH, 2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY ANY PERSON OF THEIR CHOICE AT GENERAL MEETINGS | For | None | 1720 | 0 | 0 | 0 |
| 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF A QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS AND DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Against | None | 1720 | 0 | 0 | 0 |
| 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: COMPONENTS OF REMUNERATION OF CORPORATE OFFICERS AND EMPLOYEES RELATED TO INDUSTRIAL SAFETY INDICATORS | Against | None | 1720 | 0 | 0 | 0 |
| 27 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ESTABLISHING INDIVIDUAL SHAREHOLDING | Against | None | 1720 | 0 | 0 | 0 |
| 28 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INCLUDING THE EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN THE ORGANIZATION OF THE BOARD OF DIRECTORS | Against | None | 1720 | 0 | 0 | 0 |
| 29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISTRIBUTION OF ATTENDANCE ALLOWANCES | Against | None | 1720 | 0 | 0 | 0 |
| ROYAL DUTCH SHELL PLC, LONDON | | | |
| Security: | G7690A100 | Meeting Type: | Annual General Meeting | |
| Ticker: | RDSA NA | | | Meeting Date: | 20-May-2014 | |
| ISIN | GB00B03MLX29 | Vote Deadline Date: | 14-May-2014 | |
| Agenda | 705152988 | Management | | Total Ballot Shares: | 77040 | |
| Last Vote Date: | 14-May-2014 | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | For | None | 3120 | 0 | 0 | 0 |
| 2 | APPROVAL OF DIRECTORS' REMUNERATION POLICY | For | None | 3120 | 0 | 0 | 0 |
| 3 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | For | None | 3120 | 0 | 0 | 0 |
| 4 | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | For | None | 3120 | 0 | 0 | 0 |
| 5 | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | For | None | 3120 | 0 | 0 | 0 |
| 6 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | For | None | 3120 | 0 | 0 | 0 |
| 7 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | For | None | 3120 | 0 | 0 | 0 |
| 8 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIMON HENRY | For | None | 3120 | 0 | 0 | 0 |
| 9 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | For | None | 3120 | 0 | 0 | 0 |
| 10 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | For | None | 3120 | 0 | 0 | 0 |
| 11 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: JORMA OLLILA | For | None | 3120 | 0 | 0 | 0 |
| 12 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | For | None | 3120 | 0 | 0 | 0 |
| 13 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | For | None | 3120 | 0 | 0 | 0 |
| 14 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: HANS WIJERS | For | None | 3120 | 0 | 0 | 0 |
| 15 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | For | None | 3120 | 0 | 0 | 0 |
| 16 | THAT PRICEWATERHOUSECOOPERS LLP IS RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | For | None | 3120 | 0 | 0 | 0 |
| 17 | REMUNERATION OF AUDITORS | For | None | 3120 | 0 | 0 | 0 |
| 18 | AUTHORITY TO ALLOT SHARES | For | None | 3120 | 0 | 0 | 0 |
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 3120 | 0 | 0 | 0 |
| 20 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 3120 | 0 | 0 | 0 |
| 21 | APPROVAL OF LONG TERM INCENTIVE PLAN | For | None | 3120 | 0 | 0 | 0 |
| 22 | APPROVAL OF DEFERRED BONUS PLAN | For | None | 3120 | 0 | 0 | 0 |
| 23 | APPROVAL OF RESTRICTED SHARE PLAN | For | None | 3120 | 0 | 0 | 0 |
| 24 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | For | None | 3120 | 0 | 0 | 0 |
| 25 | 05 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE AND AUDITORS' NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |
