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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08360
GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)
21550 Oxnard Street, Suite 850, Woodland Hills, CA | 91367 |
(Address of principal executive offices) | (Zip code) |
James J. Atkinson Jr.
21550 Oxnard Street, Suite 850, Woodland Hills, CA 91367
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 915-9566
Date of fiscal year end: December 31
Date of reporting period: June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Guinness Atkinson Alternative Energy Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
Selected Accounts
TRINA SOLAR LIMITED | |||||||||
Security: | 89628E104 | Meeting Type: | Annual | ||||||
Ticker: | TSL | Meeting Date: | 04-Aug-2015 | ||||||
ISIN | US89628E1047 | Vote Deadline Date: | 23-Jul-2015 | ||||||
Agenda | 934258220 | Management | Total Ballot Shares: | 166120 | |||||
Last Vote Date: | 27-Jul-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF MR. SEAN SHAO AS A DIRECTOR OF THE COMPANY. | For | None | 44820 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF MR. ZHIGUO ZHU AS A DIRECTOR OF THE COMPANY. | For | None | 44820 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | None | 44820 | 0 | 0 | 0 | ||
MYTRAH ENERGY LTD, ST PETER PORT | |||||||||
Security: | G6362B107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-Aug-2015 | |||||||
ISIN | GG00B64BJ143 | Vote Deadline Date: | 31-Jul-2015 | ||||||
Agenda | 706302279 | Management | Total Ballot Shares: | 467823 | |||||
Last Vote Date: | 27-Jul-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014, TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS THEREON | For | None | 467823 | 0 | 0 | 0 | ||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 467823 | 0 | 0 | 0 | ||
3 | TO RE-APPOINT KPMG AUDIT LLC AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2016 | For | None | 467823 | 0 | 0 | 0 | ||
4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | For | None | 467823 | 0 | 0 | 0 | ||
5 | TO RE-ELECT AS A DIRECTOR MR RAVI SHANKAR KAILAS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 467823 | 0 | 0 | 0 | ||
6 | TO RE-ELECT AS A DIRECTOR MR ROHIT PHANSALKAR, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 467823 | 0 | 0 | 0 | ||
7 | TO RE-ELECT AS A DIRECTOR MR JOHN RUSSELL FOTHERINGHAM WALLS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 467823 | 0 | 0 | 0 | ||
8 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | For | None | 0 | 0 | 467823 | 0 | ||
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASE OF ITS OWN SHARES WHICH MAY BE CANCELLED OR HELD AS TREASURY SHARES | For | None | 467823 | 0 | 0 | 0 | ||
10 | TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 4.13 OF THE ARTICLES OF INCORPORATION | For | None | 0 | 0 | 467823 | 0 | ||
RENESOLA LTD | |||||||||
Security: | 75971T103 | Meeting Type: | Annual | ||||||
Ticker: | SOL | Meeting Date: | 28-Aug-2015 | ||||||
ISIN | US75971T1034 | Vote Deadline Date: | 19-Aug-2015 | ||||||
Agenda | 934264057 | Management | Total Ballot Shares: | 379300 | |||||
Last Vote Date: | 27-Jul-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | AS A RESOLUTION OF SHAREHOLDERS, TO RECEIVE, CONSIDER AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | For | None | 379300 | 0 | 0 | 0 | ||
2 | AS A RESOLUTION OF SHAREHOLDERS, TO RE-ELECT MR. MARTIN BLOOM AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S CURRENT ARTICLES OF ASSOCIATION. | For | None | 379300 | 0 | 0 | 0 | ||
3 | AS A RESOLUTION OF SHAREHOLDERS, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY. | For | None | 379300 | 0 | 0 | 0 | ||
JINKOSOLAR HOLDING CO., LTD. | |||||||||
Security: | 47759T100 | Meeting Type: | Annual | ||||||
Ticker: | JKS | Meeting Date: | 20-Oct-2015 | ||||||
ISIN | US47759T1007 | Vote Deadline Date: | 14-Oct-2015 | ||||||
Agenda | 934282613 | Management | Total Ballot Shares: | 18900 | |||||
Last Vote Date: | 09-Oct-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THAT MR. STEVEN MARKSCHEID BE RE- ELECTED AS A DIRECTOR OF THE COMPANY. | For | Abstain | 18900 | 0 | 0 | 0 | ||
2 | THAT MR. WING KEONG SIEW BE RE- ELECTED AS A DIRECTOR OF THE COMPANY. | For | Abstain | 18900 | 0 | 0 | 0 | ||
3 | THAT THE APPOINTMENT OF MR. YINGQIU LIU AS A DIRECTOR BE RATIFIED AND THAT HE BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Abstain | 18900 | 0 | 0 | 0 | ||
4 | THAT THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2015 BE RATIFIED. | For | Abstain | 18900 | 0 | 0 | 0 | ||
5 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | Abstain | 18900 | 0 | 0 | 0 | ||
6 | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND ALL ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FOREGOING RESOLUTIONS 1 TO 5 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT. | For | Abstain | 18900 | 0 | 0 | 0 | ||
INIZIATIVE BRESCIANE S.P.A., BRENO | |||||||||
Security: | T5R7A6117 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Oct-2015 | |||||||
ISIN | IT0005037905 | Vote Deadline Date: | 13-Oct-2015 | ||||||
Agenda | 706461035 | Management | Total Ballot Shares: | 26361 | |||||
Last Vote Date: | 09-Oct-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 OCT 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | |||||
2 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES, RESOLUTIONS RELATED THERETO | For | None | 26361 | 0 | 0 | 0 | ||
THEOLIA SA, AIX EN PROVENCE | |||||||||
Security: | F8857Q194 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 28-Oct-2015 | |||||||
ISIN | FR0011284991 | Vote Deadline Date: | 15-Oct-2015 | ||||||
Agenda | 706446211 | Management | Total Ballot Shares: | 630608 | |||||
Last Vote Date: | 09-Oct-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | |||||
3 | 12 OCT 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0923/201509231504605.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/1012/201510121504715.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
4 | MODIFICATION OF THE CORPORATE NAME AND CONSEQUENTIAL AMENDMENT TO ARTICLE 3 OF THE BYLAWS | For | None | 630608 | 0 | 0 | 0 | ||
5 | TRANSFER OF THE REGISTERED OFFICE AND CONSEQUENTIAL AMENDMENT TO ARTICLE 4 OF THE BYLAWS | For | None | 630608 | 0 | 0 | 0 | ||
6 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT THE ALLOCATION OF FREE SHARES EXISTING OR TO BE ISSUED IN FAVOR OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 630608 | 0 | 0 | 0 | ||
7 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | For | None | 630608 | 0 | 0 | 0 | ||
YINGLI GREEN ENERGY HOLD. CO. LTD. | |||||||||
Security: | 98584B103 | Meeting Type: | Annual | ||||||
Ticker: | YGE | Meeting Date: | 24-Nov-2015 | ||||||
ISIN | US98584B1035 | Vote Deadline Date: | 18-Nov-2015 | ||||||
Agenda | 934292690 | Management | Total Ballot Shares: | 215100 | |||||
Last Vote Date: | 13-Nov-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: XIANGDONG WANG | For | Abstain | 215100 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ZHENG XUE | For | Abstain | 215100 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT AUDITORS. | For | Abstain | 215100 | 0 | 0 | 0 | ||
XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN | |||||||||
Security: | G9829N102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 07-Dec-2015 | |||||||
ISIN | KYG9829N1025 | Vote Deadline Date: | 02-Dec-2015 | ||||||
Agenda | 706555731 | Management | Total Ballot Shares: | 1250000 | |||||
Last Vote Date: | 02-Dec-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554731 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/11 08/LTN20151108025.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/11 11/LTN20151111824.pdf | None | None | Non Voting | |||||
3 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
4 | (A) TO APPROVE, CONFIRM AND RATIFY THE CONDITIONAL INVESTMENT AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 7 NOVEMBER 2015) AND THE TRANSACTIONS CONTEMPLATED THEREIN; AND (B) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE SUCH ACTIONS AND EXECUTE SUCH DOCUMENTS AS THEY MAY CONSIDER APPROPRIATE AND EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO IN CONNECTION WITH THE INVESTMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN | For | None | 1250000 | 0 | 0 | 0 | ||
CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | |||||||||
Security: | Y1456S108 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 18-Dec-2015 | |||||||
ISIN | CNE100000X69 | Vote Deadline Date: | 14-Dec-2015 | ||||||
Agenda | 706537973 | Management | Total Ballot Shares: | 3044000 | |||||
Last Vote Date: | 13-Nov-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/110 2/LTN20151102077.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/110 2/LTN20151102071.pdf | None | None | Non Voting | |||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROCUREMENT OF PRODUCTS AND SERVICES TRANSACTIONS FROM CHINA DATANG CORPORATION AND ITS SUBSIDIARIES (EXCLUDING THE COMPANY AND ITS SUBSIDIARIES) AND THE RELEVANT PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2016, 31 DECEMBER 2017 AND 31 DECEMBER 2018 UNDER THE DATANG MASTER AGREEMENT | For | None | 0 | 0 | 3044000 | 0 | ||
3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE TRANSACTIONS CONTEMPLATED AND THE PROPOSED ANNUAL CAPS FOR THE TWO FINANCIAL YEARS ENDING 31 DECEMBER 2016 AND 31 DECEMBER 2017 UNDER THE FINANCE LEASE FRAMEWORK AGREEMENT | For | None | 0 | 0 | 3044000 | 0 | ||
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | |||||||||
Security: | Y15207106 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 28-Dec-2015 | |||||||
ISIN | CNE100000TW9 | Vote Deadline Date: | 21-Dec-2015 | ||||||
Agenda | 706550476 | Management | Total Ballot Shares: | 2272000 | |||||
Last Vote Date: | 02-Dec-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/111 1/LTN20151111668.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/111 1/LTN20151111658.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ''ABSTAIN'' WILL BE TREATED THE SAME AS A ''TAKE NO ACTION'' VOTE | None | None | Non Voting | |||||
3 | TO CONSIDER THE RESOLUTION IN RELATION TO THE CONTINUING CONNECTED TRANSACTION AND MAJOR TRANSACTION UNDER THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT: THAT: (A) THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT (AS DEFINED AND SPECIFIED IN THE ANNOUNCEMENT OF THE COMPANY IN RESPECT OF THE CONTINUING CONNECTED TRANSACTION AND MAJOR TRANSACTION DATED 11 NOVEMBER 2015 (THE''CCT ANNOUNCEMENT'')) AND THE EXECUTION THEREOF AND IMPLEMENTATION OF THE DEPOSIT SERVICE (AS DEFINED AND DESCRIBED IN THE CCT ANNOUNCEMENT) THEREUNDER (INCLUDING THE PROPOSED CAPS OF MAXIMUM DAILY BALANCE OF THE DEPOSIT SERVICE UNDER THE RENEWED FINANCIAL SERVICES FRAMEWORK AGREEMENT FOR THE THREE YEARS ENDING 31 DECEMBER 2018) BE AND ARE HEREBY APPROVED, RATIFIED AND CONFIRMED; AND (B) ANY EXECUTIVE DIRECTOR BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS AND DO ALL SUCH | For | None | 2272000 | 0 | 0 | 0 | ||
DEEDS, ACTS, MATTERS AND THINGS AS HE OR SHE MAY IN HIS OR HER SOLE AND ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE DEPOSIT SERVICES, THE PROPOSED CAPS OF MAXIMUM DAILY BALANCE AND OTHER MATTERS CONTEMPLATED THEREUNDER OR ANCILLARY THERETO, TO WAIVE COMPLIANCE FROM AND/OR AGREE TO ANY AMENDMENT OR SUPPLEMENT TO THE DEPOSIT SERVICES WHICH IN HIS OR HER OPINION IS NOT OF A MATERIAL NATURE AND TO EFFECT OR IMPLEMENT ANY OTHER MATTERS REFERRED TO IN THIS RESOLUTION | |||||||||
4 | 12 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
SOLAREDGE TECHNOLOGIES INC | |||||||||
Security: | 83417M104 | Meeting Type: | Annual | ||||||
Ticker: | SEDG | Meeting Date: | 23-Feb-2016 | ||||||
ISIN | US83417M1045 | Vote Deadline Date: | 22-Feb-2016 | ||||||
Agenda | 934322342 | Management | Total Ballot Shares: | 22200 | |||||
Last Vote Date: | 29-Feb-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: YONI CHEIFETZ | For | None | 22200 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: DAN AVIDA | For | None | 22200 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DORON INBAR | For | None | 22200 | 0 | 0 | 0 | ||
4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2016. | For | None | 22200 | 0 | 0 | 0 | ||
INIZIATIVE BRESCIANE S.P.A., BRENO | |||||||||
Security: | T5R7A6117 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 26-Apr-2016 | |||||||
ISIN | IT0005037905 | Vote Deadline Date: | 18-Apr-2016 | ||||||
Agenda | 706913731 | Management | Total Ballot Shares: | 26361 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | BALANCE SHEET AS OF 31 DECEMBER 2015: RESOLUTIONS RELATED THERETO | For | None | 26361 | 0 | 0 | 0 | ||
2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27.APR.2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | |||||
3 | 12 APR 2016: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_280386.PDF | None | None | Non Voting | |||||
4 | 12 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ITALIAN AGENDA URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
ENPHASE ENERGY, INC. | |||||||||
Security: | 29355A107 | Meeting Type: | Annual | ||||||
Ticker: | ENPH | Meeting Date: | 28-Apr-2016 | ||||||
ISIN | US29355A1079 | Vote Deadline Date: | 27-Apr-2016 | ||||||
Agenda | 934344146 | Management | Total Ballot Shares: | 162600 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
STEVEN J. GOMO | 162600 | 0 | 0 | 0 | |||||
RICHARD S. MORA | 162600 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE ENPHASE ENERGY, INC. 2011 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE SERVICE, AS AMENDED. | For | None | 0 | 0 | 162600 | 0 | ||
3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | For | None | 162600 | 0 | 0 | 0 | ||
SUNPOWER CORPORATION | |||||||||
Security: | 867652406 | Meeting Type: | Annual | ||||||
Ticker: | SPWR | Meeting Date: | 28-Apr-2016 | ||||||
ISIN | US8676524064 | Vote Deadline Date: | 27-Apr-2016 | ||||||
Agenda | 934342596 | Management | Total Ballot Shares: | 54050 | |||||
Last Vote Date: | 07-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
BERNARD CLEMENT | 15250 | 0 | 0 | 0 | |||||
DENIS GIORNO | 15250 | 0 | 0 | 0 | |||||
CATHERINE LESJAK | 15250 | 0 | 0 | 0 | |||||
2 | APPROVAL, BY AN ADVISORY VOTE, OF OUR NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 15250 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 | For | None | 15250 | 0 | 0 | 0 | ||
ORMAT TECHNOLOGIES, INC. | |||||||||
Security: | 686688102 | Meeting Type: | Annual | ||||||
Ticker: | ORA | Meeting Date: | 04-May-2016 | ||||||
ISIN | US6866881021 | Vote Deadline Date: | 03-May-2016 | ||||||
Agenda | 934351280 | Management | Total Ballot Shares: | 11659 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GILLON BECK | For | None | 11659 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: DAN FALK | For | None | 11659 | 0 | 0 | 0 | ||
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | For | None | 11659 | 0 | 0 | 0 | ||
CARMANAH TECHNOLOGIES CORP, VICTORIA | |||||||||
Security: | 143126209 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-May-2016 | |||||||
ISIN | CA1431262098 | Vote Deadline Date: | 02-May-2016 | ||||||
Agenda | 706821837 | Management | Total Ballot Shares: | 76098 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK YOU | None | None | Non Voting | |||||
2 | ELECTION OF DIRECTOR: JOHN SIMMONS | For | None | 76098 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MICHAEL SONNENFELDT | For | None | 76098 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: TERRY HOLLAND | For | None | 76098 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JAMES MEEKISON | For | None | 76098 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: SARA ELFORD | For | None | 76098 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION PAID TO THE AUDITOR | For | None | 76098 | 0 | 0 | 0 | ||
BORALEX INC, KINGSEY FALLS, QC | |||||||||
Security: | 09950M300 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-May-2016 | |||||||
ISIN | CA09950M3003 | Vote Deadline Date: | 05-May-2016 | ||||||
Agenda | 706766687 | Management | Total Ballot Shares: | 35487 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS. THANK YOU | None | None | Non Voting | |||||
2 | ELECTION OF DIRECTOR: GERMAIN BENOIT | For | None | 35487 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ALAIN DUCHARME | For | None | 35487 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ROBERT F. HALL | For | None | 35487 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: EDWARD H. KERNAGHAN | For | None | 35487 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PATRICK LEMAIRE | For | None | 35487 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD LEMAIRE | For | None | 35487 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: YVES RHEAULT | For | None | 35487 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ALAIN RHEAUME | For | None | 35487 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MICHELLE SAMSON-DOEL | For | None | 35487 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: PIERRE SECCARECCIA | For | None | 35487 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: DANY ST-PIERRE | For | None | 35487 | 0 | 0 | 0 | ||
13 | APPOINT PRICEWATERHOUSECOOPERS LLP/S.R.L./S.E.N.C.R.L. AS INDEPENDENT AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 35487 | 0 | 0 | 0 | ||
CENTROTEC SUSTAINABLE AG, BRILON | |||||||||
Security: | D1498G131 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-May-2016 | |||||||
ISIN | DE0005407506 | Vote Deadline Date: | 03-May-2016 | ||||||
Agenda | 706867299 | Management | Total Ballot Shares: | 28700 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 20.04.2016, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | None | None | Non Voting | |||||
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26.04.2016. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | |||||
4 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2015 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | None | None | Non Voting | |||||
5 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 57,429,818 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.25 PER NO-PAR SHARE EUR 52,996,508 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: MAY 12, 2016 | For | None | 28700 | 0 | 0 | 0 | ||
6 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | For | None | 28700 | 0 | 0 | 0 | ||
7 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | For | None | 28700 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF AUDITORS FOR THE 2016 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS AG | For | None | 28700 | 0 | 0 | 0 | ||
NIBE INDUSTRIER AB, MARKARYD | |||||||||
Security: | W57113115 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 12-May-2016 | |||||||
ISIN | SE0000390296 | Vote Deadline Date: | 02-May-2016 | ||||||
Agenda | 706928718 | Management | Total Ballot Shares: | 13540 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | None | None | Non Voting | |||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||
3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||
4 | OPENING OF THE MEETING | None | None | Non Voting | |||||
5 | ELECTION OF CHAIRMAN AT THE MEETING: HANS LINNARSON | None | None | Non Voting | |||||
6 | PREPARATION AND APPROVAL OF A VOTING LIST | None | None | Non Voting | |||||
7 | APPROVAL OF THE BOARD OF DIRECTORS' PROPOSED AGENDA | None | None | Non Voting | |||||
8 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | None | None | Non Voting | |||||
9 | EXAMINATION IF THE MEETING HAS BEEN PROPERLY CONVENED | None | None | Non Voting | |||||
10 | THE MANAGING DIRECTOR'S STATEMENT | None | None | Non Voting | |||||
11 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE GROUP FINANCIAL STATEMENT AND THE GROUP AUDITOR'S REPORT AS WELL AS THE AUDITOR'S STATEMENT CONCERNING THE APPLICATION OF THE GUIDING PRINCIPLES FOR REMUNERATION TO EXECUTIVE EMPLOYEES DECIDED AT THE ANNUAL GENERAL MEETING 2015 | None | None | Non Voting | |||||
12 | RESOLUTION IN RESPECT OF ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | For | None | 13540 | 0 | 0 | 0 | ||
13 | RESOLUTION IN RESPECT OF ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET AND ADOPTION OF RECORD DAY FOR DIVIDEND: 3.35 SEK PER SHARE | For | None | 13540 | 0 | 0 | 0 | ||
14 | RESOLUTION IN RESPECT OF DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE MANAGING DIRECTOR | For | None | 13540 | 0 | 0 | 0 | ||
15 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE ELECTED BY THE MEETING: SIX (6) | For | None | 13540 | 0 | 0 | 0 | ||
16 | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED PUBLIC ACCOUNTING FIRMS | For | None | 13540 | 0 | 0 | 0 | ||
17 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS, BOARD MEMBERS AND THE AUDITORS | For | None | 13540 | 0 | 0 | 0 | ||
18 | ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE BOARD AND DEPUTY BOARD MEMBERS, IF ANY: IT IS PROPOSED THAT THE FOLLOWING BOARD MEMBERS ARE RE- ELECTED AS BOARD MEMBERS: GEORG BRUNSTAM, EVA-LOTTA KRAFT, GERTERIC LINDQUIST, HANS LINNARSON, ANDERS PALSSON AND HELENE RICHMOND. IT IS PROPOSED THAT HANS LINNARSON IS RE- ELECTED AS CHAIRMAN OF THE BOARD | For | None | 13540 | 0 | 0 | 0 | ||
19 | ELECTION OF AUDITORS AND DEPUTY AUDITORS, IF ANY, OR REGISTERED PUBLIC ACCOUNTING FIRMS: FOR THE PERIOD UP TO THE END OF THE ANNUAL GENERAL MEETING 2017 IT IS PROPOSED THAT KPMG AB IS ELECTED AS REGISTERED PUBLIC ACCOUNTING FIRM. KPMG AB HAS ANNOUNCED THAT IF THE ANNUAL GENERAL MEETING IS VOTING IN ACCORDANCE WITH THE PROPOSAL, KPMG AB WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT DAN KJELLQVIST AS AUDITOR IN CHARGE | For | None | 13540 | 0 | 0 | 0 | ||
20 | RESOLUTION IN RESPECT OF THE BOARD OF DIRECTORS' PROPOSAL TO CHANGE THE ARTICLES OF ASSOCIATION DUE TO SPLIT OF SHARES: ARTICLE 5 | For | None | 13540 | 0 | 0 | 0 | ||
21 | RESOLUTION IN RESPECT OF THE BOARD OF DIRECTORS' PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON ISSUE OF NEW SHARES IN CONNECTION WITH ACQUISITIONS OF COMPANIES/BUSINESS | For | None | 13540 | 0 | 0 | 0 | ||
22 | RESOLUTION IN RESPECT OF GUIDING PRINCIPLES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE EMPLOYEES | For | None | 13540 | 0 | 0 | 0 | ||
23 | OTHER MATTERS TO BE DEALT WITH AT THE MEETING PURSUANT TO THE SWEDISH COMPANIES ACT (2005:551) OR THE ARTICLES OF ASSOCIATION | None | None | Non Voting | |||||
24 | CLOSING OF THE MEETING | None | None | Non Voting | |||||
WASION GROUP HOLDINGS LTD | |||||||||
Security: | G9463P108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 16-May-2016 | |||||||
ISIN | KYG9463P1081 | Vote Deadline Date: | 11-May-2016 | ||||||
Agenda | 706912222 | Management | Total Ballot Shares: | 662000 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411229.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411231.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
3 | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 662000 | 0 | 0 | 0 | ||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.24 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 662000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT MR. JI WEI AS AN EXECUTIVE DIRECTOR | For | None | 662000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MS. ZHENG XIAO PING AS AN EXECUTIVE DIRECTOR | For | None | 662000 | 0 | 0 | 0 | ||
7 | TO RE-ELECT MS. LI HONG AS AN EXECUTIVE DIRECTOR; AND | For | None | 662000 | 0 | 0 | 0 | ||
8 | TO ELECT MR. LUAN WENPENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 662000 | 0 | 0 | 0 | ||
9 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 662000 | 0 | 0 | 0 | ||
10 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 662000 | 0 | 0 | 0 | ||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES | For | None | 662000 | 0 | 0 | 0 | ||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | For | None | 662000 | 0 | 0 | 0 | ||
13 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 ABOVE | For | None | 662000 | 0 | 0 | 0 | ||
14 | TO APPROVE AND ADOPT THE SHARE OPTION SCHEME | For | None | 0 | 0 | 662000 | 0 | ||
FIRST SOLAR, INC. | |||||||||
Security: | 336433107 | Meeting Type: | Annual | ||||||
Ticker: | FSLR | Meeting Date: | 18-May-2016 | ||||||
ISIN | US3364331070 | Vote Deadline Date: | 17-May-2016 | ||||||
Agenda | 934369441 | Management | Total Ballot Shares: | 5600 | |||||
Last Vote Date: | 15-Apr-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MICHAEL J. AHEARN | For | None | 5600 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SHARON L. ALLEN | For | None | 5600 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: RICHARD D. CHAPMAN | For | None | 5600 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GEORGE A. HAMBRO | For | None | 5600 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JAMES A. HUGHES | For | None | 5600 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CRAIG KENNEDY | For | None | 5600 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JAMES F. NOLAN | For | None | 5600 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: WILLIAM J. POST | For | None | 5600 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: J. THOMAS PRESBY | For | None | 5600 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: PAUL H. STEBBINS | For | None | 5600 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MICHAEL SWEENEY | For | None | 5600 | 0 | 0 | 0 | ||
12 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | For | None | 5600 | 0 | 0 | 0 | ||
BOER POWER HOLDINGS LTD, GRAND CAYMAN | |||||||||
Security: | G12161108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||
ISIN | KYG121611084 | Vote Deadline Date: | 19-May-2016 | ||||||
Agenda | 706981227 | Management | Total Ballot Shares: | 604000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/042 5/ltn20160425327.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2016/042 5/ltn20160425279.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
3 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 604000 | 0 | 0 | 0 | ||
4 | TO RE-ELECT MR. ZHA SAIBIN AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 604000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT MR. QIAN ZHONGMING AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 604000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MR. TANG JIANRONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 604000 | 0 | 0 | 0 | ||
7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") | For | None | 604000 | 0 | 0 | 0 | ||
8 | TO RE-APPOINT KPMG AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 604000 | 0 | 0 | 0 | ||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 604000 | 0 | 0 | ||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 604000 | 0 | 0 | 0 | ||
11 | CONDITIONAL UPON RESOLUTIONS 7 AND 8 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY PURSUANT TO RESOLUTION 7 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 8 | For | None | 0 | 604000 | 0 | 0 | ||
CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LTD | |||||||||
Security: | G2161E111 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||
ISIN | BMG2161E1113 | Vote Deadline Date: | 19-May-2016 | ||||||
Agenda | 706978080 | Management | Total Ballot Shares: | 1087000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 22/LTN20160422017.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 22/LTN20160422013.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND THE REPORT OF ERNST & YOUNG, BEING THE AUDITORS (THE "AUDITORS") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1087000 | 0 | 0 | 0 | ||
4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HKD 0.03 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 OUT OF THE CONTRIBUTED SURPLUS ACCOUNT OF THE COMPANY (SUBJECT TO THE SPECIAL RESOLUTION BELOW BEING PASSED) | For | None | 1087000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT MR. LIU HONGWEI AS AN EXECUTIVE DIRECTOR | For | None | 1087000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MR. XIE WEN AS AN EXECUTIVE DIRECTOR | For | None | 1087000 | 0 | 0 | 0 | ||
7 | TO RE-ELECT MR. YICK WING FAT, SIMON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1087000 | 0 | 0 | 0 | ||
8 | TO AUTHORISE THE BOARD (THE "BOARD") OF THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | For | None | 1087000 | 0 | 0 | 0 | ||
9 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 1087000 | 0 | 0 | 0 | ||
10 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 1087000 | 0 | 0 | 0 | ||
11 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 1087000 | 0 | 0 | ||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SHARES UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 1087000 | 0 | 0 | ||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||
Security: | Y1501T101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 31-May-2016 | |||||||
ISIN | CNE100000HD4 | Vote Deadline Date: | 25-May-2016 | ||||||
Agenda | 706932286 | Management | Total Ballot Shares: | 663000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 4/ltn20160414749.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 4/ltn20160414800.pdf | None | None | Non Voting | |||||
2 | TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 663000 | 0 | 0 | 0 | ||
3 | TO APPROVE THE REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE YEAR 2015 | For | None | 663000 | 0 | 0 | 0 | ||
4 | TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 663000 | 0 | 0 | 0 | ||
5 | TO APPROVE THE FINAL FINANCIAL ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 663000 | 0 | 0 | 0 | ||
6 | TO APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015, NAMELY, THE PROPOSAL FOR DISTRIBUTION OF A FINAL DIVIDEND OF RMB0.0717 PER SHARE (TAX INCLUSIVE) IN CASH IN AN AGGREGATE AMOUNT OF APPROXIMATELY RMB576,209,091.30 FOR THE YEAR ENDED 31 DECEMBER 2015, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE " BOARD ") TO IMPLEMENT THE AFORESAID DISTRIBUTION | For | None | 663000 | 0 | 0 | 0 | ||
7 | TO APPROVE THE FINANCIAL BUDGET PLAN OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 663000 | 0 | 0 | 0 | ||
8 | TO APPROVE THE REMUNERATION PLAN FOR DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2016 | For | None | 663000 | 0 | 0 | 0 | ||
9 | TO APPROVE THE RE-APPOINTMENT OF RUIHUA CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNER) AS THE COMPANY'S PRC AUDITOR FOR THE YEAR 2016 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 663000 | 0 | 0 | 0 | ||
10 | TO APPROVE THE RE-APPOINTMENT OF KPMG AS THE COMPANY'S INTERNATIONAL AUDITOR FOR THE YEAR 2016 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 663000 | 0 | 0 | 0 | ||
11 | TO APPROVE THE APPLICATION FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON- FINANCIAL ENTERPRISES IN THE PRC, AND GENERALLY AND UNCONDITIONALLY AUTHORIZE THE BOARD TO DECIDE AND DEAL WITH RELEVANT MATTERS IN RELATION TO THE UNIFIED REGISTRATION OF DEBT FINANCING INSTRUMENTS OF NON- FINANCIAL ENTERPRISES WITH NOT EXCEEDING RMB40 BILLION (INCLUSIVE) FROM THE NATIONAL ASSOCIATION OF FINANCIAL MARKET INSTITUTIONAL INVESTORS BY THE COMPANY, INCLUDING BUT NOT LIMITED TO DECISION AND ADJUSTMENT ON REGISTRATION TIME, AMOUNT, TYPE AND USE OF CAPITAL. THE TYPES OF DEBT FINANCING INSTRUMENT INCLUDE BUT NOT LIMITED TO DIRECT DEBT FINANCIAL INSTRUMENTS SUCH AS ULTRA SHORT-TERM FINANCING BONDS, SHORT- TERM FINANCING BONDS AND MID-TERM NOTES, PERPETUAL MEDIUM TERM NOTES | For | None | 663000 | 0 | 0 | 0 | ||
12 | TO APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE | For | None | 0 | 663000 | 0 | 0 | ||
13 | TO APPROVE THE GRANTING OF A GENERATE MANDATE TO THE BOARD TO ISSUE DEBT FINANCING INSTRUMENTS IN ONE OR MORE TRANCHES BY THE COMPANY IN THE PRC WITH AN AGGREGATE AMOUNT OF NOT EXCEEDING RMB30 BILLION (INCLUSIVE) UNDER THE CONDITION OF REQUIREMENTS OF MAXIMUM ISSUANCE OF DEBT FINANCING INSTRUMENTS IN COMPLIANCE WITH RELEVANT LAWS AND REGULATIONS. THE TYPES OF DEBT FINANCING INSTRUMENTS INCLUDE BUT NOT LIMITED TO DIRECT DEBT FINANCIAL INSTRUMENTS SUCH AS CORPORATE BONDS (INCLUDING NON-PUBLIC ISSUANCE), CORPORATE LOANS, PROJECT REVENUE NOTES, ASSET SECURITIZATION, NON- PUBLIC TARGETED DEBT FINANCING INSTRUMENTS, SHORT-TERM FINANCING BONDS, ULTRA SHORT-TERM FINANCING BONDS AND MEDIUM-TERM NOTES | For | None | 663000 | 0 | 0 | 0 | ||
XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN | |||||||||
Security: | G9829N102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 31-May-2016 | |||||||
ISIN | KYG9829N1025 | Vote Deadline Date: | 25-May-2016 | ||||||
Agenda | 707032126 | Management | Total Ballot Shares: | 1036000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN20160429135.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN20160429169.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 1036000 | 0 | 0 | 0 | ||
4 | TO DECLARE A FINAL DIVIDEND OF 4.5 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015, AND TO PAY SUCH FINAL DIVIDEND OUT OF SHARE PREMIUM ACCOUNT OF THE COMPANY | For | None | 1036000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE DIRECTOR | For | None | 1036000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MR. LO WAN SING, VINCENT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR; | For | None | 1036000 | 0 | 0 | 0 | ||
7 | TO RE-ELECT MR. KAN E-TING, MARTIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1036000 | 0 | 0 | 0 | ||
8 | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | For | None | 1036000 | 0 | 0 | 0 | ||
9 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 1036000 | 0 | 0 | 0 | ||
10 | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | None | 1036000 | 0 | 0 | 0 | ||
11 | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | For | None | 0 | 1036000 | 0 | 0 | ||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED | For | None | 0 | 1036000 | 0 | 0 | ||
CONCORD NEW ENERGY GROUP LTD | |||||||||
Security: | G2345T109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 02-Jun-2016 | |||||||
ISIN | BMG2345T1099 | Vote Deadline Date: | 26-May-2016 | ||||||
Agenda | 706992636 | Management | Total Ballot Shares: | 8280000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 25/LTN201604251035.pdf , http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 25/LTN201604251021.pdf | None | None | Non Voting | |||||
3 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 8280000 | 0 | 0 | 0 | ||
4 | TO RE-ELECT MR. LIU SHUNXING | For | None | 8280000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT DR. SHANG LI | For | None | 8280000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MS. HUANG JIAN | For | None | 8280000 | 0 | 0 | 0 | ||
7 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | For | None | 8280000 | 0 | 0 | 0 | ||
8 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS THE INDEPENDENT AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 8280000 | 0 | 0 | 0 | ||
9 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 8280000 | 0 | 0 | ||
10 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE SHARES AND OTHER SECURITIES OF THE COMPANY | For | None | 8280000 | 0 | 0 | 0 | ||
11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE ADDITIONAL SHARES OF THE COMPANY THAT ARE REPURCHASED PURSUANT TO RESOLUTION 5 | For | None | 0 | 8280000 | 0 | 0 | ||
12 | 27 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | |||||||||
Security: | Y15207106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 13-Jun-2016 | |||||||
ISIN | CNE100000TW9 | Vote Deadline Date: | 07-Jun-2016 | ||||||
Agenda | 706981152 | Management | Total Ballot Shares: | 3395000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 24/LTN20160424023.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 24/LTN20160424029.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2015 | For | None | 3395000 | 0 | 0 | 0 | ||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR 2015 | For | None | 3395000 | 0 | 0 | 0 | ||
5 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3395000 | 0 | 0 | 0 | ||
6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3395000 | 0 | 0 | 0 | ||
7 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2015 | For | None | 3395000 | 0 | 0 | 0 | ||
8 | TO CONSIDER AND APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 3395000 | 0 | 0 | 0 | ||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS ( AS SPECIFIED) AND ERNST & YOUNG AS THE COMPANY'S PRC AUDITORS AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR 2016 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR RESPECTIVE REMUNERATIONS | For | None | 3395000 | 0 | 0 | 0 | ||
10 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: DR. CAO XIN AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
11 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: DR. LI LIAN PING AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
12 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. QIN GANG AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
13 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MS. SUN MIN AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
14 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. WU HUI JIANG AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
15 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. GAO QING YU AS AN EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
16 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. WANG HONG JUN AS AN EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
17 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. QIN HAI YAN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
18 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. DING JUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
19 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. WANG XIANG JUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
20 | TO CONSIDER AND ELECT THE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY, INCLUDING: MR. YUE MAN YIU MATTHEW AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 3395000 | 0 | 0 | 0 | ||
21 | TO CONSIDER AND ELECT THE NON- EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY, INCLUDING: MR. YANG HONG CHI AS THE SHAREHOLDERS REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS | For | None | 3395000 | 0 | 0 | 0 | ||
22 | TO CONSIDER AND ELECT THE NON- EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY, INCLUDING: MR. LIU JIN HAI AS THE SHAREHOLDERS REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS | For | None | 3395000 | 0 | 0 | 0 | ||
23 | TO CONSIDER AND ELECT THE NON- EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY, INCLUDING: MR. XIAO YAN ZHAO AS THE INDEPENDENT SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS | For | None | 3395000 | 0 | 0 | 0 | ||
24 | TO CONSIDER AND ELECT THE NON- EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY, INCLUDING: MR. LIANG YONG CHUN AS THE INDEPENDENT SUPERVISOR OF THE THIRD SESSION OF THE BOARD OF SUPERVISORS | For | None | 3395000 | 0 | 0 | 0 | ||
25 | TO CONSIDER AND APPROVE THE DIRECTORS AND SUPERVISORS REMUNERATION PACKAGE OF THE THIRD SESSION OF THE BOARD OF DIRECTORS AND THE BOARD OF SUPERVISORS | For | None | 3395000 | 0 | 0 | 0 | ||
26 | TO APPROVE, CONFIRM AND RATIFY THE LAOTING CAPITAL CONTRIBUTION AGREEMENT ENTERED INTO BETWEEN THE COMPANY, HEBEI CONSTRUCTION & INVESTMENT GROUP CO., LTD. AND JOIN TO ENERGY INVESTMENT CO., LTD. ON 24 MARCH 2016 AND THE CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER; AND TO AUTHORIZE THE BOARD OR ANY EXECUTIVE DIRECTOR OF | For | None | 0 | 0 | 3395000 | 0 | ||
THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS AND TO TAKE ALL SUCH STEPS AS IT CONSIDERS NECESSARY OR EXPEDIENT OR DESIRABLE IN CONNECTION WITH OR TO GIVE EFFECT TO THE LAOTING CAPITAL CONTRIBUTION AGREEMENT | |||||||||
27 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY, RESPECTIVELY, IN ISSUE, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE: THAT: (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "LISTING RULES"), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE "PRC"), THE EXERCISE BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) TO MAKE OR GRANT OFFERS, | For | None | 0 | 3395000 | 0 | 0 | ||
AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD; (C) EACH OF THE TOTAL NUMBER OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION; (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD; OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION OF THE COMPANY IN GENERAL MEETING. (B) THE BOARD BE AUTHORISED TO MAKE | |||||||||
AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS NECESSARY SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A)(A) OF THIS RESOLUTION | |||||||||
28 | TO CONSIDER AND APPROVE THE AMENDMENT OF PARAGRAPH FOUR OF CHAPTER 3 ARTICLE 19 OF THE ARTICLES OF ASSOCIATION TO READ AS: "AFTER THE COMPANY HAS BEEN ESTABLISHED AND SUBJECT TO THE APPROVAL BY THE CHINA SECURITIES REGULATORY COMMISSION, THE COMPANY IS ALLOWED TO ISSUE 1,238,435,000 SHARES OF FOREIGN LISTED SHARES, INCLUDING OVER-PLACING OF 161,535,000 SHARES. AT THE SAME TIME OF ISSUANCE OF FOREIGN LISTED SHARES, THE STATE-OWNED SHAREHOLDER OF THE COMPANY HAS TRANSFERRED NOT MORE THAN 123,844,000 STATE-OWNED SHARES TO THE NATIONAL SOCIAL SECURITY FUND COUNCIL IN ACCORDANCE WITH THE RELEVANT NATIONAL REQUIREMENT IN RELATION TO REDUCTION OF HOLDING OF STATE-OWNED SHARES. AFTER COMPLETION OF THE ISSUANCE OF THE AFORESAID FOREIGN INVESTED SHARES LISTED OVERSEAS, THE COMPANY'S EQUITY CAPITAL STRUCTURE WAS: HEBEI CONSTRUCTION & INVESTMENT GROUP CO., LTD. HELD 1,500,924,800 SHARES, ACCOUNTING FOR 46.35% OF ALL THE ORDINARY SHARES; HECIC WATER INVESTMENT CO., LTD. HELD 375,231,200 SHARES, ACCOUNTING FOR 11.59% OF ALL THE ORDINARY SHARES; THE NATIONAL SOCIAL SECURITY FUND COUNCIL HELD 123,844,000 SHARES, ACCOUNTING FOR 3.82% OF ALL THE ORDINARY SHARES; SHAREHOLDERS OF H SHARES HELD 1,238,435,000 SHARES, ACCOUNTING FOR 38.24% OF ALL ORDINARY SHARES. IN JANUARY 2014, AS APPROVED BY THE CHINA SECURITIES REGULATORY COMMISSION, THE COMPANY ISSUED AN ADDITIONAL | For | None | 3395000 | 0 | 0 | 0 | ||
476,725,396 FOREIGN INVESTED SHARES LISTED OVERSEAS TO NO MORE THAN 10 FOREIGN INVESTORS BY WAY OF PRIVATE PLACING. AFTER COMPLETION OF SUCH ISSUANCE OF SHARES, THE COMPANY'S EQUITY CAPITAL STRUCTURE IS: HEBEI CONSTRUCTION & INVESTMENT GROUP CO., LTD. HOLDS 1,500,924,800 SHARES, ACCOUNTING FOR 40.40% OF ALL THE ORDINARY SHARES; HECIC WATER INVESTMENT CO., LTD. HOLDS 375,231,200 SHARES, ACCOUNTING FOR 10.10% OF ALL THE ORDINARY SHARES; THE NATIONAL SOCIAL SECURITY FUND COUNCIL HOLDS 123,844,000 SHARES, ACCOUNTING FOR 3.33% OF ALL THE ORDINARY SHARES; SHAREHOLDERS OF H SHARES HOLD 1,715,160,396 SHARES, ACCOUNTING FOR 46.17% OF ALL ORDINARY SHARES. IN JULY 2015, AS APPROVED BY THE STATE-OWNED ASSETS SUPERVISION AND ADMINISTRATION COMMISSION OF THE STATE COUNCIL, HECIC WATER INVESTMENT CO., LTD. TRANSFERRED 375,231,200 DOMESTIC SHARES OF THE COMPANY TO ITS CONTROLLING SHAREHOLDER HEBEI CONSTRUCTION & INVESTMENT GROUP CO., LTD. BY ADMINISTRATIVE ALLOCATION AT NIL CONSIDERATION. AFTER COMPLETION OF SUCH TRANSFER OF SHARES, THE COMPANY'S EQUITY CAPITAL STRUCTURE IS: HEBEI CONSTRUCTION & INVESTMENT GROUP CO., LTD. HOLDS 1,876,156,000 SHARES, ACCOUNTING FOR 50.50% OF ALL THE ORDINARY SHARES; SHAREHOLDERS OF H SHARES HOLD 1,839,004,396 SHARES, ACCOUNTING FOR 49.50% OF ALL ORDINARY SHARES." | |||||||||
MYTRAH ENERGY LTD, ST PETER PORT | |||||||||
Security: | G6362B107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-Jun-2016 | |||||||
ISIN | GG00B64BJ143 | Vote Deadline Date: | 09-Jun-2016 | ||||||
Agenda | 707091384 | Management | Total Ballot Shares: | 607763 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015. TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS THEREON | For | None | 607763 | 0 | 0 | 0 | ||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 607763 | 0 | 0 | 0 | ||
3 | TO REAPPOINT KPMG AUDIT LLC AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2017 | For | None | 607763 | 0 | 0 | 0 | ||
4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | For | None | 607763 | 0 | 0 | 0 | ||
5 | TO RE-ELECT AS A DIRECTOR MR RAVI SHANKAR KAILAS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 607763 | 0 | 0 | 0 | ||
6 | TO RE-ELECT AS A DIRECTOR MR ROHIT PHANSALKAR, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 607763 | 0 | 0 | 0 | ||
7 | TO RE-ELECT AS A DIRECTOR MR JOHN RUSSELL FOTHERINGHAM WALLS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | For | None | 607763 | 0 | 0 | 0 | ||
8 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | For | None | 0 | 607763 | 0 | 0 | ||
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES WHICH MAY BE CANCELLED OR HELD AS TREASURY SHARES | For | None | 607763 | 0 | 0 | 0 | ||
10 | TO AUTHORISE THE COMPANY TO SEND OR SUPPLY INFORMATION AND DOCUMENTS IN ELECTRONIC FORM OR BY MEANS OF A WEBSITE | For | None | 607763 | 0 | 0 | 0 | ||
11 | TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 4.13 OF THE ARTICLES OF INCORPORATION | For | None | 0 | 607763 | 0 | 0 | ||
12 | 13 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
HUANENG RENEWABLES CORPORATION LTD, BEIJING | |||||||||
Security: | Y3739S103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-Jun-2016 | |||||||
ISIN | CNE100000WS1 | Vote Deadline Date: | 17-Jun-2016 | ||||||
Agenda | 707071875 | Management | Total Ballot Shares: | 1324000 | |||||
Last Vote Date: | 17-May-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 06/LTN20160506461.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 06/LTN20160506501.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR 2015 | For | None | 1324000 | 0 | 0 | 0 | ||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2015 | For | None | 1324000 | 0 | 0 | 0 | ||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2015 | For | None | 1324000 | 0 | 0 | 0 | ||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2015 | For | None | 1324000 | 0 | 0 | 0 | ||
7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF KPMG AND KPMG HUAZHEN LLP AS THE INTERNATIONAL AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR 2016 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | For | None | 1324000 | 0 | 0 | 0 | ||
8 | TO RE-ELECT DIRECTOR: MR. CAO PEIXI AS A NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
9 | TO RE-ELECT DIRECTOR: MR. ZHANG TINGKE AS A NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
10 | TO RE-ELECT DIRECTOR: MR. WANG KUI AS A NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
11 | TO RE-ELECT DIRECTOR: MR. LIN GANG AS AN EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
12 | TO RE-ELECT DIRECTOR: MR. XIAO JUN AS AN EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
13 | TO RE-ELECT DIRECTOR: MS. YANG QING AS AN EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
14 | TO RE-ELECT DIRECTOR: MR. HE YAN AS AN EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
15 | TO RE-ELECT DIRECTOR: MR. QIN HAIYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
16 | TO RE-ELECT DIRECTOR: MS. DAI HUIZHU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
17 | TO RE-ELECT DIRECTOR: MR. ZHOU SHAOPENG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
18 | TO RE-ELECT DIRECTOR: MR. WAN KAM TO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1324000 | 0 | 0 | 0 | ||
19 | TO RE-ELECT SUPERVISOR: MR. HUANG JIAN AS A SUPERVISOR | For | None | 1324000 | 0 | 0 | 0 | ||
20 | TO RE-ELECT SUPERVISOR: MR. WANG HUANLIANG AS A SUPERVISOR | For | None | 1324000 | 0 | 0 | 0 | ||
21 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF SHARES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE | For | None | 0 | 1324000 | 0 | 0 | ||
22 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE DEBT FINANCING INSTRUMENTS IN THE YEARS OF 2016 AND 2017 WITH A PRINCIPAL BALANCE NOT EXCEEDING RMB19 BILLION (INCLUDING RMB19 BILLION, INCLUSIVE OF H SHARES CONVERTIBLE BONDS) | For | None | 1324000 | 0 | 0 | 0 | ||
23 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE H SHARES CONVERTIBLE BONDS | For | None | 1324000 | 0 | 0 | 0 | ||
24 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 0 | 0 | 1324000 | 0 | ||
CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | |||||||||
Security: | Y1456S108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Jun-2016 | |||||||
ISIN | CNE100000X69 | Vote Deadline Date: | 24-Jun-2016 | ||||||
Agenda | 707196982 | Management | Total Ballot Shares: | 3893000 | |||||
Last Vote Date: | 05-Jul-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 652770 DUE TO ADDITION OF RESOLUTION "14". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/06 14/LTN20160614594.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/06 14/LTN20160614598.pdf | None | None | Non Voting | |||||
3 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3893000 | 0 | 0 | 0 | ||
4 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3893000 | 0 | 0 | 0 | ||
5 | TO CONSIDER AND APPROVE THE INDEPENDENT AUDITOR'S REPORT AND AUDITED FINANCIAL STATEMENTS FOR 2015 | For | None | 3893000 | 0 | 0 | 0 | ||
6 | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3893000 | 0 | 0 | 0 | ||
7 | TO CONSIDER AND APPROVE THE FINANCIAL BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 3893000 | 0 | 0 | 0 | ||
8 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3893000 | 0 | 0 | 0 | ||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF DOMESTIC AND OVERSEAS ACCOUNTING FIRMS AND THEIR REMUNERATION FOR 2016 | For | None | 3893000 | 0 | 0 | 0 | ||
10 | TO CONSIDER AND APPROVE THE INVESTMENT PLAN OF THE COMPANY FOR THE YEAR OF 2016 | For | None | 3893000 | 0 | 0 | 0 | ||
11 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE FINANCING PLAN FOR 2016 | For | None | 3893000 | 0 | 0 | 0 | ||
12 | TO CONSIDER AND APPROVE THE ISSUE OF CORPORATE BONDS IN THE PRC AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL WITH ALL MATTERS RELATING TO THE ISSUE OF CORPORATE BONDS | For | None | 3893000 | 0 | 0 | 0 | ||
13 | TO CONSIDER AND APPROVE THE PROPOSALS (IF ANY) PUT FORWARD AT THE GENERAL MEETING BY SHAREHOLDER(S) HOLDING 3% OR MORE OF THE SHARES OF THE COMPANY CARRYING THE RIGHT TO VOTE THEREAT | For | None | 3893000 | 0 | 0 | 0 | ||
14 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU GUANGMING AS A NONEXECUTIVE DIRECTOR | For | None | 3893000 | 0 | 0 | 0 | ||
15 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIANG YONGPAN AS A NONEXECUTIVE DIRECTOR | For | None | 3893000 | 0 | 0 | 0 | ||
16 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU BAOJUN AS A NON-EXECUTIVE DIRECTOR | For | None | 3893000 | 0 | 0 | 0 |
Guinness Atkinson Asia Focus Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
Selected Accounts
LENOVO GROUP LTD, HONG KONG | |||||||||||
Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 02-Jul-2015 | |||||||||
ISIN | HK0992009065 | Vote Deadline Date: | 26-Jun-2015 | ||||||||
Agenda | 706215440 | Management | Total Ballot Shares: | 7871000 | |||||||
Last Vote Date: | 12-Jun-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 9/LTN20150529407.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 9/LTN20150529393.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | For | None | 490000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2015 | For | None | 490000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | For | None | 490000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. YANG YUANQING AS DIRECTOR | For | None | 490000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. ZHAO JOHN HUAN AS DIRECTOR | For | None | 490000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. NICHOLAS C. ALLEN AS DIRECTOR | For | None | 490000 | 0 | 0 | 0 | ||||
9 | TO RESOLVE NOT TO FILL UP THE VACATED OFFICE RESULTED FROM THE RETIREMENT OF MR. TING LEE SEN AS DIRECTOR | For | None | 490000 | 0 | 0 | 0 | ||||
10 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | For | None | 490000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | For | None | 490000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 0 | 490000 | 0 | 0 | ||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 490000 | 0 | 0 | 0 | ||||
14 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | For | None | 0 | 490000 | 0 | 0 | ||||
15 | 01 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 20-Aug-2015 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 14-Aug-2015 | ||||||||
Agenda | 706306479 | Management | Total Ballot Shares: | 3306000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 2/ltn201507021689.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 2/ltn201507021617.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROVISION OF A GUARANTEE BY MEI WAH COMPANY FOR THE USD DEBENTURES TO BE ISSUED BY ITS WHOLLY-OWNED SUBSIDIARY | For | None | 696000 | 0 | 0 | 0 | ||||
CHEN HSONG HOLDINGS LTD | |||||||||||
Security: | G20874106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-Aug-2015 | |||||||||
ISIN | BMG208741063 | Vote Deadline Date: | 21-Aug-2015 | ||||||||
Agenda | 706334125 | Management | Total Ballot Shares: | 2810000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 2/LTN20150722164.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 2/LTN20150722154.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 380000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE FINAL DIVIDEND OF HK0.6 CENT PER SHARE AND THE SPECIAL FINAL DIVIDEND OF HK3.2 CENTS PER SHARE AS RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 380000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MS. LAI YUEN CHIANG AS A DIRECTOR | For | None | 380000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. SAM HON WAH NG AS A DIRECTOR | For | None | 380000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. ANISH LALVANI AS A DIRECTOR | For | None | 380000 | 0 | 0 | 0 | ||||
8 | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2016 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | For | None | 380000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 380000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 380000 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 380000 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 380000 | 0 | 0 | ||||
NETEASE, INC. | |||||||||||
Security: | 64110W102 | Meeting Type: | Annual | ||||||||
Ticker: | NTES | Meeting Date: | 04-Sep-2015 | ||||||||
ISIN | US64110W1027 | Vote Deadline Date: | 27-Aug-2015 | ||||||||
Agenda | 934269095 | Management | Total Ballot Shares: | 34075 | |||||||
Last Vote Date: | 14-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | For | None | 4700 | 0 | 0 | 0 | ||||
2 | RE-ELECTION OF DIRECTOR: ALICE CHENG | For | None | 4700 | 0 | 0 | 0 | ||||
3 | RE-ELECTION OF DIRECTOR: DENNY LEE | For | None | 4700 | 0 | 0 | 0 | ||||
4 | RE-ELECTION OF DIRECTOR: JOSEPH TONG | For | None | 4700 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF DIRECTOR: LUN FENG | For | None | 4700 | 0 | 0 | 0 | ||||
6 | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | For | None | 4700 | 0 | 0 | 0 | ||||
7 | RE-ELECTION OF DIRECTOR: MICHAEL TONG | For | None | 4700 | 0 | 0 | 0 | ||||
8 | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (PREVIOUSLY KNOWN AS PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY) AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 4700 | 0 | 0 | 0 | ||||
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT | |||||||||||
Security: | Y6800A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 10-Sep-2015 | |||||||||
ISIN | CNE100001MK7 | Vote Deadline Date: | 03-Sep-2015 | ||||||||
Agenda | 706342196 | Management | Total Ballot Shares: | 4806000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 4/LTN20150724453.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 4/LTN20150724374.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. HUA RIXIN AS NON-EXECUTIVE DIRECTOR TO SERVE THE SECOND SESSION OF THE BOARD | For | None | 962000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE ELECTION OF MS. CHENG YUQIN AS NON-EXECUTIVE DIRECTOR TO SERVE THE SECOND SESSION OF THE BOARD | For | None | 962000 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706359418 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 14-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810757.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 218000 | 0 | 0 | 0 | ||||
3 | 12 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 18-SEP- 2015 TO 25-AUG-2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706417272 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 513458 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909550.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909592.PDF | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR | For | None | 218000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 218000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REVISION OF THE CONNECTED ISSUE RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 218000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHU LIWEI, ERIC AS NON-EXECUTIVE DIRECTOR | For | None | 218000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR | For | None | 218000 | 0 | 0 | 0 | ||||
PT VALE INDONESIA TBK | |||||||||||
Security: | Y7150Y101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 30-Sep-2015 | |||||||||
ISIN | ID1000109309 | Vote Deadline Date: | 28-Sep-2015 | ||||||||
Agenda | 706411977 | Management | Total Ballot Shares: | 666000 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | APPROVAL TO CHANGE AND APPOINTMENT OF BOARD OF COMMISSIONERS | For | None | 666000 | 0 | 0 | 0 | ||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Oct-2015 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 22-Oct-2015 | ||||||||
Agenda | 706426550 | Management | Total Ballot Shares: | 4107670 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911586.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911673.pdf | None | None | Non Voting | |||||||
2 | PROPOSAL REGARDING MR. CARL WALTER TO SERVE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
3 | PROPOSAL REGARDING MS. ANITA FUNG YUEN MEI TO SERVE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
ANHUI CONCH CEMENT CO LTD, WUHU | |||||||||||
Security: | Y01373102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 16-Nov-2015 | |||||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 10-Nov-2015 | ||||||||
Agenda | 706451236 | Management | Total Ballot Shares: | 642000 | |||||||
Last Vote Date: | 14-Oct-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/09 28/LTN20150928037.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2015/09 28/LTN20150928031.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED THE SAME AS A ''TAKE NO ACTION'' VOTE | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION FOR THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF EIGHT WHOLLY-OWNED OR MAJORITY-OWNED SUBSIDIARIES AND ONE INVESTED COMPANY | For | None | 171000 | 0 | 0 | 0 | ||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 29-Jan-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 25-Jan-2016 | ||||||||
Agenda | 706599454 | Management | Total Ballot Shares: | 3306000 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 14/LTN20151214627.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 14/LTN20151214663.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE TOLL ADJUSTMENT IN NANGUANG EXPRESSWAY, YANPAI EXPRESSWAY, YANBA EXPRESSWAY AND COMPENSATION BY THE GOVERNMENT | For | None | 696000 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603657 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/121 6/LTN20151216715.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 412000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 412000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 412000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 412000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 412000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 412000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 412000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 412000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 412000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 412000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 412000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 412000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 412000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 412000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 412000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 412000 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 412000 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 412000 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 412000 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 412000 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 412000 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 412000 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 412000 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 412000 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 412000 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 412000 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 412000 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 412000 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 412000 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 412000 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 412000 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 412000 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603669 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 16/LTN20151216711.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED CAPITAL OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 412000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 412000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 412000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 412000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 412000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 412000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 412000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 412000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 412000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 412000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 412000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 412000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 412000 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 412000 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 412000 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 412000 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 412000 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 412000 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 412000 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 412000 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 412000 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 412000 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 412000 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 412000 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 412000 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 412000 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 412000 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 412000 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 412000 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 412000 | 0 | 0 | 0 | ||||
36 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 412000 | 0 | 0 | 0 | ||||
37 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
38 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 412000 | 0 | 0 | 0 | ||||
39 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
40 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | For | None | 412000 | 0 | 0 | 0 | ||||
41 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
42 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2015 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
43 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE ELECTION OF MR. ZHENG WANCHUN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
44 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 412000 | 0 | 0 | 0 | ||||
HYUNDAI MOBIS, SEOUL | |||||||||||
Security: | Y3849A109 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-Mar-2016 | |||||||||
ISIN | KR7012330007 | Vote Deadline Date: | 01-Mar-2016 | ||||||||
Agenda | 706678111 | Management | Total Ballot Shares: | 2752 | |||||||
Last Vote Date: | 13-Feb-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 2752 | 0 | 0 | 0 | ||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION | For | None | 0 | 0 | 2752 | 0 | ||||
3 | ELECTION OF DIRECTOR (CANDIDATES: MONGGU JEONG, MYEONGCHEOL JEONG, YONGBIN HAN, SEUNGHO LEE) | For | None | 0 | 0 | 2752 | 0 | ||||
4 | ELECTION OF AUDIT COMMITTEE MEMBER: I SEUNG HO | For | None | 2752 | 0 | 0 | 0 | ||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 0 | 0 | 2752 | 0 | ||||
SAMSUNG ELECTRONICS CO LTD, SUWON | |||||||||||
Security: | Y74718100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-Mar-2016 | |||||||||
ISIN | KR7005930003 | Vote Deadline Date: | 01-Mar-2016 | ||||||||
Agenda | 706681308 | Management | Total Ballot Shares: | 656 | |||||||
Last Vote Date: | 22-Feb-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | APPROVAL OF AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) | For | None | 656 | 0 | 0 | 0 | ||||
2 | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. IN-HO LEE | For | None | 656 | 0 | 0 | 0 | ||||
3 | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | For | None | 656 | 0 | 0 | 0 | ||||
4 | ELECTION OF INDEPENDENT DIRECTOR: DR. JAE-WAN PARK | For | None | 656 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. BOO-KEUN YOON | For | None | 656 | 0 | 0 | 0 | ||||
6 | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | For | None | 656 | 0 | 0 | 0 | ||||
7 | RE- ELECTION OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | For | None | 656 | 0 | 0 | 0 | ||||
8 | RE- ELECTION OF AUDIT COMMITTEE MEMBER: MR. IN-HO LEE | For | None | 656 | 0 | 0 | 0 | ||||
9 | RE-ELECTION OF AUDIT COMMITTEE MEMBER: MR. KWANG-SOO SONG | For | None | 656 | 0 | 0 | 0 | ||||
10 | APPROVAL OF THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | For | None | 656 | 0 | 0 | 0 | ||||
11 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION: ARTICLE8-2, 11, 11-3, 11-4, 15-2, 16, 16-2, 17-3, 24,29,31,39, 40 | For | None | 656 | 0 | 0 | 0 | ||||
12 | 17 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
L.P.N. DEVELOPMENT PUBLIC COMPANY LTD, BANGKOK | |||||||||||
Security: | Y5347B216 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 31-Mar-2016 | |||||||||
ISIN | TH0456010Z12 | Vote Deadline Date: | 29-Mar-2016 | ||||||||
Agenda | 706753729 | Management | Total Ballot Shares: | 1269200 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 590044 DUE TO CHANGE IN THE SEQUENCE OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||||
3 | ADOPTION OF MINUTES OF ORDINARY SHAREHOLDERS MEETING OF 2015 HELD ON 2ND APRIL, 2015 | For | None | 824000 | 0 | 0 | 0 | ||||
4 | ACKNOWLEDGEMENT OF REPORT OF BOARD OF DIRECTORS FOR PERFORMANCE IN THE YEAR 2015 | For | None | 824000 | 0 | 0 | 0 | ||||
5 | APPROVAL OF FINANCIAL STATEMENTS OF 2015, COMPRISING STATEMENTS OF FINANCIAL POSITION, PROFIT AND LOSS STATEMENTS, STATEMENTS OF CHANGES IN SHAREHOLDERS EQUITY AND STATEMENTS OF CASH-FLOWS, AS AT 31ST DECEMBER, 2015 | For | None | 824000 | 0 | 0 | 0 | ||||
6 | APPROVAL OF ALLOCATION OF PROFIT AND PAYMENT OF DIVIDENDS | For | None | 824000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND ELECT MR. VUDHIPOL SURIYABHIVADH AS DIRECTOR | For | None | 824000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND ELECT MR. TIKHAMPORN PLENGSRISUK AS DIRECTOR | For | None | 824000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND ELECT MR. KUMPEE CHONGTHURAKIT AS DIRECTOR | For | None | 824000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND ELECT MRS. JONGJIT THAPANANGKUN AS DIRECTOR | For | None | 824000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND ELECT MR.CHARAN KESORN AS DIRECTOR | For | None | 824000 | 0 | 0 | 0 | ||||
12 | CONSIDERATION ON FIXING REMUNERATION FOR BOARD OF DIRECTORS AND SUB- COMMITTEES | For | None | 824000 | 0 | 0 | 0 | ||||
13 | CONSIDERATION ON APPOINTMENT OF AUDITOR AND FIXING AUDITORS FEE FOR 2016 | For | None | 824000 | 0 | 0 | 0 | ||||
14 | ANY OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 824000 | 0 | ||||
PTT PUBLIC COMPANY LIMITED, JATUJAK | |||||||||||
Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-Apr-2016 | |||||||||
ISIN | TH0646010015 | Vote Deadline Date: | 07-Apr-2016 | ||||||||
Agenda | 706692894 | Management | Total Ballot Shares: | 86000 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | |||||||
2 | TO CERTIFY THE 2015 PERFORMANCE STATEMENT AND TO APPROVE THE 2015 FINANCIAL STATEMENT, ENDED ON DECEMBER 31, 2015 | For | None | 56700 | 0 | 0 | 0 | ||||
3 | TO APPROVE 2015 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT | For | None | 56700 | 0 | 0 | 0 | ||||
4 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. PIYASVASTI AMRANAND | For | None | 56700 | 0 | 0 | 0 | ||||
5 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. SOMCHAI SUJJAPONGSE | For | None | 56700 | 0 | 0 | 0 | ||||
6 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: AM CHATCHALERM CHALERMSUKH | For | None | 56700 | 0 | 0 | 0 | ||||
7 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. DON WASANTAPRUEK | For | None | 56700 | 0 | 0 | 0 | ||||
8 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. PRASERT BUNSUMPUN | For | None | 56700 | 0 | 0 | 0 | ||||
9 | TO APPROVE THE 2016 DIRECTORS' REMUNERATION | For | None | 56700 | 0 | 0 | 0 | ||||
10 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2016 AUDITING FEES | For | None | 56700 | 0 | 0 | 0 | ||||
11 | OTHER MATTERS. (IF ANY) | Abstain | None | 0 | 0 | 56700 | 0 | ||||
ELECTRICITY GENERATING PUBLIC CO LTD | |||||||||||
Security: | Y22834116 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 20-Apr-2016 | |||||||||
ISIN | TH0465010013 | Vote Deadline Date: | 18-Apr-2016 | ||||||||
Agenda | 706820380 | Management | Total Ballot Shares: | 89500 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 597930 DUE TO CHANGE IN THE SEQUENCE OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE MINUTES OF THE SHAREHOLDERS 2015 ANNUAL GENERAL MEETING HELD ON APRIL 21, 2015 | For | None | 89500 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S PERFORMANCE FOR YEAR 2015 | For | None | 89500 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS AS AT DECEMBER 31, 2015 | For | None | 89500 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE APPROPRIATION OF NET PROFIT AND THE PAYMENT OF DIVIDEND | For | None | 89500 | 0 | 0 | 0 | ||||
7 | TO CONSIDER THE APPOINTMENT OF THE AUDITORS AND DETERMINE THE AUDIT FEE | For | None | 89500 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND ELECT MS. JARUWAN RUANGWADIPONG AS DIRECTOR | For | None | 89500 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND ELECT MR. SAHARATH BOONPOTIPUKDEE AS DIRECTOR | For | None | 89500 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND ELECT MR. KORNRASIT PAKCHOTANON AS DIRECTOR | For | None | 89500 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND ELECT MR. CHANIN CHAONIRATTISAI AS DIRECTOR | For | None | 89500 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND ELECT MR. SHUNICHI TANAKA AS NEW DIRECTOR | For | None | 89500 | 0 | 0 | 0 | ||||
13 | TO CONSIDER THE DETERMINATION OF THE DIRECTORS REMUNERATION | For | None | 89500 | 0 | 0 | 0 | ||||
14 | TO CONSIDER OTHER MATTERS (IF ANY) | Abstain | None | 0 | 0 | 89500 | 0 | ||||
GLOW ENERGY PUBLIC CO LTD, BANGKOK | |||||||||||
Security: | Y27290124 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-Apr-2016 | |||||||||
ISIN | TH0834010017 | Vote Deadline Date: | 22-Apr-2016 | ||||||||
Agenda | 706803459 | Management | Total Ballot Shares: | 188000 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO CONSIDER AND APPROVE MINUTES OF 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON FRIDAY 24 APRIL 2015 | For | None | 188000 | 0 | 0 | 0 | ||||
2 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE FISCAL YEAR 2015 | For | None | 188000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 188000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE ALLOCATION OF PROFITS DERIVED FROM OPERATIONAL RESULTS FOR THE YEAR 2015, LEGAL RESERVE AND DIVIDEND PAYMENT | For | None | 188000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION AND APPOINTMENT OF NEW DIRECTOR TO REPLACE THE RESIGNED DIRECTOR (IF ANY): MR. JAN FLACHET | For | None | 188000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION AND APPOINTMENT OF NEW DIRECTOR TO REPLACE THE RESIGNED DIRECTOR (IF ANY): MR. BORWORNSAK UWANNO | For | None | 188000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION AND APPOINTMENT OF NEW DIRECTOR TO REPLACE THE RESIGNED DIRECTOR (IF ANY): MRS. SAOWANEE KAMOLBUTR | For | None | 188000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION AND APPOINTMENT OF NEW DIRECTOR TO REPLACE THE RESIGNED DIRECTOR (IF ANY): MR. SVEN DE SMET | For | None | 188000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE RE-ELECTION OF THE DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION AND APPOINTMENT OF NEW DIRECTOR TO REPLACE THE RESIGNED DIRECTOR (IF ANY): MR. SHANKAR KRISHNAMOORTHY | For | None | 188000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE REMUNERATION AND MEETING ALLOWANCE FOR THE BOARD OF DIRECTORS, AUDIT COMMITTEE AND NOMINATION AND REMUNERATION COMMITTEE FOR THE YEAR 2016 | For | None | 188000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE APPOINTMENT OF THE AUDITOR FOR THE FISCAL YEAR ENDING 31 DECEMBER 2016 AND TO FIX REMUNERATION: DELOITTE TOUCHE TOMATSU JAIYOS AUDIT CO., LTD | For | None | 188000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 188000 | 0 | ||||
13 | 22MAR2016: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||||
14 | 22MAR2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | |||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||
Security: | Y20246107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Apr-2016 | |||||||||
ISIN | SG1L01001701 | Vote Deadline Date: | 21-Apr-2016 | ||||||||
Agenda | 706836383 | Management | Total Ballot Shares: | 60900 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 AND THE AUDITOR'S REPORT THEREON | For | None | 43000 | 0 | 0 | 0 | ||||
2 | TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] | For | None | 43000 | 0 | 0 | 0 | ||||
3 | TO APPROVE THE AMOUNT OF SGD 3,688,541 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: SGD 3,553,887] | For | None | 43000 | 0 | 0 | 0 | ||||
4 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 43000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MS EULEEN GOH | For | None | 43000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR DANNY TEOH | For | None | 43000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR PIYUSH GUPTA | For | None | 43000 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE WHO IS RETIRING UNDER THE RESOLUTION PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 23 APRIL 2015 PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 (WHICH WAS THEN IN FORCE) | For | None | 43000 | 0 | 0 | 0 | ||||
9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("DBSH ORDINARY SHARES") AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (A) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES (I) ISSUED AND/OR TO BE ISSUED PURSUANT TO THE DBSH SHARE PLAN; AND (II) ISSUED PURSUANT TO THE DBSH SHARE OPTION PLAN SHALL NOT EXCEED 5 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME; AND (B) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE DBSH SHARE PLAN DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 2 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME | For | None | 43000 | 0 | 0 | 0 | ||||
10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL BE LESS THAN 10 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF | For | None | 43000 | 0 | 0 | 0 | ||||
CALCULATION AND ADJUSTMENTS AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")), FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | |||||||||||
11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE APPLICATION OF THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 43000 | 0 | 0 | 0 | ||||
12 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO APPLY THE DBSH SCRIP DIVIDEND SCHEME TO ANY DIVIDEND(S) WHICH MAY BE DECLARED FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT THERETO | For | None | 43000 | 0 | 0 | 0 | ||||
13 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY ("ORDINARY SHARES") NOT EXCEEDING IN AGGREGATE THE MAXIMUM PERCENTAGE (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") AND/OR ANY OTHER SECURITIES EXCHANGE ON WHICH THE ORDINARY SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE"); AND/OR (II) OFF-MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, | For | None | 43000 | 0 | 0 | 0 | ||||
WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (B) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (III) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF ORDINARY SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF AN ORDINARY SHARE OVER THE LAST FIVE MARKET DAYS ON WHICH TRANSACTIONS IN THE ORDINARY SHARES ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED, IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST, FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE | |||||||||||
MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR THE PURCHASE OR ACQUISITION OF ORDINARY SHARES FROM SHAREHOLDERS, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE BASIS SET OUT BELOW) FOR EACH ORDINARY SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF- MARKET PURCHASE; "MAXIMUM PERCENTAGE" MEANS THAT NUMBER OF ISSUED ORDINARY SHARES REPRESENTING 1% OF THE ISSUED ORDINARY SHARES OF THE COMPANY AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING ANY ORDINARY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO AN ORDINARY SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING RELATED BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX, STAMP DUTIES, CLEARANCE FEES AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (D) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | |||||||||||
14 | THAT THE REGULATIONS CONTAINED IN THE NEW CONSTITUTION SUBMITTED TO THIS MEETING AND, FOR THE PURPOSE OF IDENTIFICATION, SUBSCRIBED TO BY THE CHAIRMAN THEREOF, BE APPROVED AND ADOPTED AS THE NEW CONSTITUTION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING CONSTITUTION | For | None | 43000 | 0 | 0 | 0 | ||||
CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | |||||||||||
Security: | G2157Q102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 13-May-2016 | |||||||||
ISIN | KYG2157Q1029 | Vote Deadline Date: | 06-May-2016 | ||||||||
Agenda | 706912258 | Management | Total Ballot Shares: | 3873000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411297.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411365.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 770000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015 | For | None | 770000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. WONG LUEN HEI AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. KONG ZHAOCONG AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. FUNG PUI CHEUNG AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT MR. WONG KWOK HO JONATHAN AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
10 | TO RE-ELECT DR. TAO ZHIGANG AS DIRECTOR | For | None | 770000 | 0 | 0 | 0 | ||||
11 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 770000 | 0 | 0 | 0 | ||||
12 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 770000 | 0 | 0 | 0 | ||||
13 | "THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF | For | None | 0 | 770000 | 0 | 0 | ||||
SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY(D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN | |||||||||||
RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG)." | |||||||||||
14 | "THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE | For | None | 770000 | 0 | 0 | 0 | ||||
PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING." | |||||||||||
15 | "THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION." | For | None | 0 | 770000 | 0 | 0 | ||||
DIGI.COM BHD | |||||||||||
Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 13-May-2016 | |||||||||
ISIN | MYL6947OO005 | Vote Deadline Date: | 09-May-2016 | ||||||||
Agenda | 706944382 | Management | Total Ballot Shares: | 428900 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR MORTEN KARLSEN SORBY | For | None | 264000 | 0 | 0 | 0 | ||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR TORE JOHNSEN | For | None | 264000 | 0 | 0 | 0 | ||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MS VIMALA A/P V.R. MENON | For | None | 264000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR LARS-AKE VALDEMAR NORLING | For | None | 264000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MS KRISTIN MURI MOLLER | For | None | 264000 | 0 | 0 | 0 | ||||
6 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM621,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 264000 | 0 | 0 | 0 | ||||
7 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF UP TO RM760,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016 TO BE PAID MONTHLY IN ARREARS | For | None | 264000 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 264000 | 0 | 0 | 0 | ||||
9 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE AND PROPOSED NEW SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR ("PROPOSED SHAREHOLDERS' MANDATE") | For | None | 264000 | 0 | 0 | 0 | ||||
10 | PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 0 | 264000 | 0 | 0 | ||||
TENCENT HOLDINGS LTD, GEORGE TOWN | |||||||||||
Security: | G87572163 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 18-May-2016 | |||||||||
ISIN | KYG875721634 | Vote Deadline Date: | 11-May-2016 | ||||||||
Agenda | 706832828 | Management | Total Ballot Shares: | 152400 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291421.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291411.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 24500 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND | For | None | 24500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | For | None | 24500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. IAN CHARLES STONE AS DIRECTOR | For | None | 24500 | 0 | 0 | 0 | ||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 24500 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS | For | None | 24500 | 0 | 0 | 0 | ||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 24500 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 24500 | 0 | 0 | 0 | ||||
11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 24500 | 0 | 0 | ||||
LI & FUNG LTD | |||||||||||
Security: | G5485F169 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 19-May-2016 | |||||||||
ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2016 | ||||||||
Agenda | 706945702 | Management | Total Ballot Shares: | 8589000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418535.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418571.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 407000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND OF 15 HK CENTS PER SHARE | For | None | 407000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR | For | None | 407000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 407000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DR ALLAN WONG CHI YUN AS DIRECTOR | For | None | 407000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MRS MARGARET LEUNG KO MAY YEE AS DIRECTOR | For | None | 407000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 407000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 407000 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 407000 | 0 | 0 | 0 | ||||
12 | 20 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CNOOC LTD, HONG KONG | |||||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||||
ISIN | HK0883013259 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706884106 | Management | Total Ballot Shares: | 3364000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406023.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406027.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 374000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 374000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 374000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 374000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. CHIU SUNG HONG WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 374000 | 0 | 0 | 0 | ||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 374000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 374000 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 374000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 374000 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 374000 | 0 | 0 | ||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||
Security: | G3777B103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 27-May-2016 | |||||||||
ISIN | KYG3777B1032 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706917753 | Management | Total Ballot Shares: | 5370000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 2/ltn20160412493.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 2/ltn20160412607.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1075000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1075000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. ANG SIU LUN, LAWRENCE AS AN EXECUTIVE DIRECTOR | For | None | 1075000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LIU JIN LIANG AS AN EXECUTIVE DIRECTOR | For | None | 1075000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. CARL PETER EDMUND MORIZ FORSTER AS A NON-EXECUTIVE DIRECTOR | For | None | 1075000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. YEUNG SAU HUNG, ALEX AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1075000 | 0 | 0 | 0 | ||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 1075000 | 0 | 0 | 0 | ||||
10 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 1075000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | For | None | 1075000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | For | None | 0 | 1075000 | 0 | 0 | ||||
13 | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | For | None | 0 | 1075000 | 0 | 0 | ||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | |||||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 30-May-2016 | |||||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 25-May-2016 | ||||||||
Agenda | 706945827 | Management | Total Ballot Shares: | 486000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418733.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418727.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 63000 | 0 | 0 | 0 | ||||
4 | TO APPROVE A FINAL DIVIDEND OF HKD 0.95 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 63000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | For | None | 63000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MS. INGRID CHUNYUAN WU AS NON-EXECUTIVE DIRECTOR | For | None | 63000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DATO' TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 63000 | 0 | 0 | 0 | ||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE FEES OF THE DIRECTORS FOR THE YEAR ENDING 31ST DECEMBER, 2016 | For | None | 63000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 63000 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | For | None | 63000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | None | 63000 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 63000 | 0 | 0 | ||||
13 | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 63000 | 0 | 0 | 0 | ||||
ANHUI CONCH CEMENT CO LTD, WUHU | |||||||||||
Security: | Y01373102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 02-Jun-2016 | |||||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 27-May-2016 | ||||||||
Agenda | 706937870 | Management | Total Ballot Shares: | 642000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 14/LTN20160414346.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 14/LTN20160414408.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
3 | TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 171000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 171000 | 0 | 0 | 0 | ||||
5 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 171000 | 0 | 0 | 0 | ||||
6 | TO APPROVE THE COMPANY'S 2015 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | For | None | 171000 | 0 | 0 | 0 | ||||
7 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | For | None | 171000 | 0 | 0 | 0 | ||||
8 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ITS 14 SUBSIDIARIES | For | None | 171000 | 0 | 0 | 0 | ||||
9 | TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
10 | TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
11 | TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
12 | TO ELECT AND APPOINT MR. DING FENG AS AN EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
13 | TO ELECT AND APPOINT MR. ZHOU BO AS AN EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
14 | TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
15 | TO ELECT AND APPOINT MR. TAI KWOK LEUNG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
16 | TO ELECT AND APPOINT MR. TAT KWONG SIMON LEUNG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 171000 | 0 | 0 | 0 | ||||
17 | TO ELECT AND APPOINT MR. QI SHENGLI AS A SUPERVISOR | For | None | 171000 | 0 | 0 | 0 | ||||
18 | TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR | For | None | 171000 | 0 | 0 | 0 | ||||
19 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 171000 | 0 | 0 | 0 | ||||
20 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES | For | None | 0 | 171000 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 706978193 | Management | Total Ballot Shares: | 2302900 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: [http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211278.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211294.pdf] | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2015 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2015 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2015 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2016 | For | None | 488000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2016 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD FOR 2015 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2015 OF THE COMPANY | For | None | 488000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2016 | For | None | 488000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 0 | 488000 | 0 | 0 | ||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | |||||||||||
Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | TW0002330008 | Vote Deadline Date: | 31-May-2016 | ||||||||
Agenda | 707101488 | Management | Total Ballot Shares: | 134000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 93000 | 0 | 0 | 0 | ||||
3 | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 93000 | 0 | 0 | 0 | ||||
4 | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | For | None | 93000 | 0 | 0 | 0 | ||||
LARGAN PRECISION CO LTD, TAICHUNG CITY | |||||||||||
Security: | Y52144105 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-Jun-2016 | |||||||||
ISIN | TW0003008009 | Vote Deadline Date: | 02-Jun-2016 | ||||||||
Agenda | 707104484 | Management | Total Ballot Shares: | 13400 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE' | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
3 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 7000 | 0 | 0 | 0 | ||||
4 | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 7000 | 0 | 0 | 0 | ||||
5 | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | For | None | 7000 | 0 | 0 | 0 | ||||
6 | THE ELECTION OF THE INDEPENDENT DIRECTOR: YEN,SHAN-CHIEH, SHAREHOLDER NO.XXXXXXXXXX | For | None | 7000 | 0 | 0 | 0 | ||||
7 | THE ELECTION OF THE INDEPENDENT DIRECTOR: PENG,MING-HUA, SHAREHOLDER NO.XXXXXXXXXX | For | None | 7000 | 0 | 0 | 0 | ||||
8 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
9 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
10 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
11 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
12 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
13 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
14 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 7000 | 0 | 0 | 0 | ||||
15 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 7000 | 0 | 0 | 0 | ||||
16 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 7000 | 0 | 0 | 0 | ||||
17 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 7000 | 0 | 0 | 0 | ||||
18 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 0 | 0 | 7000 | 0 | ||||
19 | EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 7000 | 0 | ||||
NOVATEK MICROELECTRONICS CORP, HSINCHU | |||||||||||
Security: | Y64153102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-Jun-2016 | |||||||||
ISIN | TW0003034005 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 707104674 | Management | Total Ballot Shares: | 164000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 110000 | 0 | 0 | 0 | ||||
3 | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 110000 | 0 | 0 | 0 | ||||
4 | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 9 PER SHARE | For | None | 110000 | 0 | 0 | 0 | ||||
5 | TO DISCUSS THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 110000 | 0 | 0 | 0 | ||||
SHIN ZU SHING CO LTD | |||||||||||
Security: | Y7755T101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jun-2016 | |||||||||
ISIN | TW0003376000 | Vote Deadline Date: | 07-Jun-2016 | ||||||||
Agenda | 707120628 | Management | Total Ballot Shares: | 2 | |||||||
Last Vote Date: | 31-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | None | Non Voting | |||||||
2 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE'. | None | None | Non Voting | |||||||
3 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 0 | 0 | 2 | 0 | ||||
4 | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 0 | 0 | 2 | 0 | ||||
5 | THE 2015 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND: TWD 2.0 PER SHARE | For | None | 0 | 0 | 2 | 0 | ||||
6 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT: TWD 2.0 PER SHARE | For | None | 0 | 0 | 2 | 0 | ||||
7 | THE ELECTION OF THE INDEPENDENT DIRECTOR: JHENG,JHIH-FA,SHAREHOLDER NO.F120622XXX | For | None | 0 | 0 | 2 | 0 | ||||
8 | THE ELECTION OF THE INDEPENDENT DIRECTOR: LU,JHENG- JHONG,SHAREHOLDER NO.F120782XXX | For | None | 0 | 0 | 2 | 0 | ||||
9 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 0 | 0 | 2 | 0 | ||||
10 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 0 | 0 | 2 | 0 | ||||
11 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 0 | 0 | 2 | 0 | ||||
12 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 0 | 0 | 2 | 0 | ||||
13 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 0 | 0 | 2 | 0 | ||||
14 | THE ELECTION OF THE NON-NOMINATED SUPERVISOR | For | None | 0 | 0 | 2 | 0 | ||||
15 | THE ELECTION OF THE NON-NOMINATED SUPERVISOR | For | None | 0 | 0 | 2 | 0 | ||||
16 | THE ELECTION OF THE NON-NOMINATED SUPERVISOR | For | None | 0 | 0 | 2 | 0 | ||||
17 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 0 | 0 | 2 | 0 | ||||
18 | EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 2 | 0 | ||||
SINO BIOPHARMACEUTICAL LTD | |||||||||||
Security: | G8167W138 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jun-2016 | |||||||||
ISIN | KYG8167W1380 | Vote Deadline Date: | 07-Jun-2016 | ||||||||
Agenda | 707031629 | Management | Total Ballot Shares: | 3089000 | |||||||
Last Vote Date: | 31-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428669.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428711.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 610000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 610000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MISS TSE, THERESA Y Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. XU XIAOYANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. TSE HSIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 610000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 610000 | 0 | 0 | 0 | ||||
12 | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PERCENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 610000 | 0 | 0 | ||||
13 | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PERCENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 610000 | 0 | 0 | 0 | ||||
14 | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 10(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 10(B) | For | None | 0 | 610000 | 0 | 0 | ||||
15 | 02 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707113596 | Management | Total Ballot Shares: | 4250670 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618292 DUE TO ADDITION OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN201604291938.pdf, | None | None | Non Voting | |||||||
3 | 2015 REPORT OF BOARD OF DIRECTORS | For | None | 739000 | 0 | 0 | 0 | ||||
4 | 2015 REPORT OF BOARD OF SUPERVISORS | For | None | 739000 | 0 | 0 | 0 | ||||
5 | 2015 FINAL FINANCIAL ACCOUNTS | For | None | 739000 | 0 | 0 | 0 | ||||
6 | 2015 PROFIT DISTRIBUTION PLAN | For | None | 739000 | 0 | 0 | 0 | ||||
7 | BUDGET OF 2016 FIXED ASSETS INVESTMENT | For | None | 739000 | 0 | 0 | 0 | ||||
8 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2014 | For | None | 739000 | 0 | 0 | 0 | ||||
9 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2014 | For | None | 739000 | 0 | 0 | 0 | ||||
10 | RE-ELECTION OF MR. ZHANG LONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
11 | RE-ELECTION OF MR. CHUNG SHUI MING TIMPSON AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
12 | RE-ELECTION OF MR. WIM KOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
13 | RE-ELECTION OF MR. MURRAY HORN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
14 | RE-ELECTION OF MS. LIU JIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
15 | RE-ELECTION OF MS. LI XIAOLING AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
16 | RE-ELECTION OF MR. BAI JIANJUN AS AN EXTERNAL SUPERVISOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
17 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2016: APPROVE PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS DOMESTIC ACCOUNTING FIRM AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR REMUNERATION | For | None | 739000 | 0 | 0 | 0 | ||||
18 | AMENDMENT TO THE IMPACT OF DILUTED IMMEDIATE RETURN FROM PREFERENCE SHARE ISSUANCE OF CHINA CONSTRUCTION BANK CORPORATION AND MEASURES TO MAKE UP THE RETURN | For | None | 0 | 0 | 739000 | 0 | ||||
19 | RE-ELECTION OF MR. GUO YANPENG AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 739000 | 0 | 0 | 0 | ||||
ST.SHINE OPTICAL CO LTD | |||||||||||
Security: | Y8176Z106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | TW0001565000 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707127305 | Management | Total Ballot Shares: | 35000 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | REVISION TO THE ARTICLES OF INCORPORATION | For | None | 25000 | 0 | 0 | 0 | ||||
3 | 2015 FINANCIAL STATEMENTS | For | None | 25000 | 0 | 0 | 0 | ||||
4 | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 23.5 PER SHARE | For | None | 25000 | 0 | 0 | 0 | ||||
5 | EXTEMPORARY MOTIONS | Abstain | None | 0 | 0 | 25000 | 0 | ||||
RELO HOLDINGS,INC. | |||||||||||
Security: | J6436W118 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 23-Jun-2016 | |||||||||
ISIN | JP3755200007 | Vote Deadline Date: | 15-Jun-2016 | ||||||||
Agenda | 707170041 | Management | Total Ballot Shares: | 5200 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Amend Articles to: Change Official Company Name to Relo Group,Inc. | For | None | 3600 | 0 | 0 | 0 | ||||
2 | Appoint a Director Sasada, Masanori | For | None | 3600 | 0 | 0 | 0 | ||||
3 | Appoint a Director Nakamura, Kenichi | For | None | 3600 | 0 | 0 | 0 | ||||
4 | Appoint a Director Kadota, Yasushi | For | None | 3600 | 0 | 0 | 0 | ||||
5 | Appoint a Director Koshinaga, Kenji | For | None | 3600 | 0 | 0 | 0 | ||||
6 | Appoint a Director Shimizu, Yasuji | For | None | 3600 | 0 | 0 | 0 | ||||
7 | Appoint a Director Onogi, Takashi | For | None | 3600 | 0 | 0 | 0 | ||||
8 | Appoint a Corporate Auditor Yasuoka, Ritsuo | For | None | 3600 | 0 | 0 | 0 | ||||
9 | Appoint a Corporate Auditor Koyama, Katsuhiko | For | None | 3600 | 0 | 0 | 0 | ||||
10 | Appoint a Corporate Auditor Udagawa, Kazuya | For | None | 3600 | 0 | 0 | 0 | ||||
11 | Appoint a Corporate Auditor Sakurai, Masao | For | None | 3600 | 0 | 0 | 0 | ||||
12 | Amend the Compensation to be received by Corporate Auditors | For | None | 3600 | 0 | 0 | 0 | ||||
PICC PROPERTY AND CASUALTY COMPANY LTD | |||||||||||
Security: | Y6975Z103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000593 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707072372 | Management | Total Ballot Shares: | 1286000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509312.pdf ; http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509324.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2015 | For | None | 262000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2015 | For | None | 262000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 262000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 262000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE DIRECTORS' FEES FOR 2016 | For | None | 262000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE SUPERVISORS' FEES FOR 2016 | For | None | 262000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHU BENDE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | For | None | 262000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY AND RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 262000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT OR DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE WITHIN 12 MONTHS FROM THE DATE ON WHICH SHAREHOLDERS' APPROVAL IS OBTAINED, AND TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ISSUANCE OR ALLOTMENT OF SHARES | For | None | 0 | 262000 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE THE ISSUE OF A 10-YEAR CAPITAL SUPPLEMENTARY BONDS IN AN AGGREGATE AMOUNT OF NOT EXCEEDING RMB15 BILLION BY THE COMPANY WITHIN 12 MONTHS FROM THE DATE OF APPROVAL BY THE AGM, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DELEGATE THE MANAGEMENT OF THE COMPANY TO DETERMINE AND IMPLEMENT A DETAILED PLAN FOR THE ISSUE, INCLUDING BUT NOT LIMITED TO THE ISSUE DATE, ISSUE SIZE, FORM OF THE ISSUE, TRANCHES AND NUMBER OF THE ISSUE, | For | None | 262000 | 0 | 0 | 0 | ||||
COUPON RATE AND CONDITIONS AND DEAL WITH RELEVANT SPECIFIC MATTERS RELATING TO THE ISSUE, AND DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS AS IT MAY IN ITS OPINION CONSIDER NECESSARY, APPROPRIATE OR EXPEDIENT | |||||||||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073817 | Management | Total Ballot Shares: | 3158000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509547.pdf ; http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509598.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: BASIS FOR DETERMINING THE PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: GRANT PRICE OF THE RESTRICTED SHARES AND THE BASIS OF DETERMINATION | For | None | 548000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: SOURCE, NUMBER AND ALLOCATION OF THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: VALIDITY PERIOD, DATE OF GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT PERIOD OF THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: CONDITIONS OF GRANTING AND UNLOCKING THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT METHOD AND PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ACCOUNTING TREATMENT OF THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: PROCEDURES OF IMPLEMENTATION, GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: RIGHTS AND OBLIGATIONS OF THE COMPANY/THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: IMPLEMENTATION OF THE INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY/THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT OF THE REPURCHASE PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF REPURCHASING AND CANCELLING | For | None | 548000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE THE MANAGEMENT, IMPLEMENTATION AND APPRAISAL MEASURES FOR THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SHAREHOLDERS' MEETING TO AUTHORIZE THE BOARD TO DEAL WITH THE MATTERS PERTAINING TO THE RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY | For | None | 548000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED TRANSACTIONS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION WITH THE RESTRICTED A SHARE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE INDEPENDENT DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 548000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2016 | For | None | 548000 | 0 | 0 | 0 | ||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073437 | Management | Total Ballot Shares: | 3158000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509571.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509615.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: BASIS FOR DETERMINING THE PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: GRANT PRICE OF THE RESTRICTED SHARES AND THE BASIS OF DETERMINATION | For | None | 548000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: SOURCE, NUMBER AND ALLOCATION OF THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: VALIDITY PERIOD, DATE OF GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT PERIOD OF THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: CONDITIONS OF GRANTING AND UNLOCKING THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT METHOD AND PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ACCOUNTING TREATMENT OF THE RESTRICTED SHARES | For | None | 548000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: PROCEDURES OF IMPLEMENTATION, GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: RIGHTS AND OBLIGATIONS OF THE COMPANY/THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: IMPLEMENTATION OF THE INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY/THE PARTICIPANTS | For | None | 548000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT OF THE REPURCHASE PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF REPURCHASING AND CANCELLING | For | None | 548000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE THE MANAGEMENT, IMPLEMENTATION AND APPRAISAL MEASURES FOR THE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SHAREHOLDERS' MEETING TO AUTHORIZE THE BOARD TO DEAL WITH THE MATTERS PERTAINING TO THE RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY | For | None | 548000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED TRANSACTIONS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION WITH THE RESTRICTED A SHARE INCENTIVE SCHEME | For | None | 548000 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Jun-2016 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 22-Jun-2016 | ||||||||
Agenda | 707090863 | Management | Total Ballot Shares: | 1160500 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512269.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512299.pdf | None | None | Non Voting | |||||||
2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
4 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 218000 | 0 | 0 | 0 | ||||
5 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
6 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2015 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND: THE COMPANY WILL PAY A CASH DIVIDEND OF RMB6.90 (TAX INCLUDED) FOR EVERY 10 SHARES TO ALL REGISTERED SHAREHOLDERS OF THE COMPANY.) | For | None | 218000 | 0 | 0 | 0 | ||||
7 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2016 | For | None | 218000 | 0 | 0 | 0 | ||||
8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2015 | For | None | 218000 | 0 | 0 | 0 | ||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS OF CHINA MERCHANTS BANK CO., LTD | For | None | 0 | 218000 | 0 | 0 | ||||
14 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
15 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. XU LIRONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
16 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI XIAOPENG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
17 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SUN YUEYING AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
18 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU GANGFENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
19 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. HONG XIAOYUAN AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
20 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
21 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
22 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
23 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
24 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
25 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI HAO AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
26 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
27 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. WONG KWAI LAM AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
28 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. PAN CHENGWEI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
29 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. PAN YINGLI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
30 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
31 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
32 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
33 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
34 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
35 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
36 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
37 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 218000 | 0 | 0 | 0 | ||||
38 | RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | For | None | 218000 | 0 | 0 | 0 |
Guinness Atkinson Asia Pacific Dividend Builder Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
Selected Accounts
LINK REAL ESTATE INVESTMENT TRUST, WONG TAI SIN | |||||||||||
Security: | Y5281M111 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 22-Jul-2015 | |||||||||
ISIN | HK0823032773 | Vote Deadline Date: | 17-Jul-2015 | ||||||||
Agenda | 706282201 | Management | Total Ballot Shares: | 24000 | |||||||
Last Vote Date: | 22-Jun-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 19/LTN20150619819.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 19/LTN20150619880.pdf | None | None | Non Voting | |||||||
3 | TO RE-ELECT MR NICHOLAS ROBERT SALLNOW-SMITH AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT MR IAN KEITH GRIFFITHS AS A NON-EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MS MAY SIEW BOI TAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MS ELAINE CAROLE YOUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR PETER TSE PAK WING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MS NANCY TSE SAU LING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 24000 | 0 | 0 | 0 | ||||
9 | TO GRANT A GENERAL MANDATE TO THE MANAGER OF THE LINK TO BUY BACK UNITS OF THE LINK | For | None | 24000 | 0 | 0 | 0 | ||||
IINET LTD, PERTH | |||||||||||
Security: | Q4875K101 | Meeting Type: | Scheme Meeting | ||||||||
Ticker: | Meeting Date: | 27-Jul-2015 | |||||||||
ISIN | AU000000IIN2 | Vote Deadline Date: | 23-Jul-2015 | ||||||||
Agenda | 706299561 | Management | Total Ballot Shares: | 18700 | |||||||
Last Vote Date: | 27-Jul-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION: "THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME OF ARRANGEMENT PROPOSED TO BE ENTERED INTO BETWEEN IINET LIMITED (THE COMPANY) AND HOLDERS OF ITS FULLY PAID ORDINARY SHARES OTHER THAN TPG TELECOM LIMITED AND ITS WHOLLY-OWNED SUBSIDIARIES (SCHEME) IS APPROVED AND THE BOARD OF DIRECTORS OF THE COMPANY ARE AUTHORISED TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS AS ARE THOUGHT FIT BY THE FEDERAL COURT OF AUSTRALIA (COURT) AND, SUBJECT TO APPROVAL OF THE SCHEME BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS OR CONDITIONS | For | None | 18700 | 0 | 0 | 0 | ||||
2 | 01 JUL 2015 : PLEASE NOTE THAT FOR MORE INFORMATION REGARDING THIS SCHEME MEETING, PLEASE REFER TO LINK http://www.iinetscheme.net.au . THANK YOU | None | None | Non Voting | |||||||
3 | 01 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
PACIFIC TEXTILES HOLDINGS LTD | |||||||||||
Security: | G68612103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 14-Aug-2015 | |||||||||
ISIN | KYG686121032 | Vote Deadline Date: | 11-Aug-2015 | ||||||||
Agenda | 706310947 | Management | Total Ballot Shares: | 81000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 8/LTN20150708954.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 8/LTN20150708938.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 81000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 81000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. LAM WING TAK AS NON- EXECUTIVE DIRECTOR | For | None | 81000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. IP PING IM AS NON- EXECUTIVE DIRECTOR | For | None | 81000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. SZE KWOK WING, NIGEL AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 81000 | 0 | 0 | 0 | ||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTOR | For | None | 81000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | For | None | 81000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES | For | None | 0 | 81000 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | For | None | 81000 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES | For | None | 0 | 81000 | 0 | 0 | ||||
LUK FOOK HOLDINGS (INTERNATIONAL) LTD | |||||||||||
Security: | G5695X125 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 19-Aug-2015 | |||||||||
ISIN | BMG5695X1258 | Vote Deadline Date: | 14-Aug-2015 | ||||||||
Agenda | 706325051 | Management | Total Ballot Shares: | 45000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/071 6/LTN20150716318.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/071 6/LTN20150716284.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 45000 | 0 | 0 | 0 | ||||
4 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 45000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. WONG LAN SZE, NANCY | For | None | 45000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. CHUNG VAI PING | For | None | 45000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. YEUNG PO LING, PAULINE | For | None | 45000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. HUI CHIU CHUNG, JP | For | None | 45000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. IP SHU KWAN, STEPHEN, GBS, JP | For | None | 45000 | 0 | 0 | 0 | ||||
10 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | For | None | 45000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 45000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | For | None | 0 | 45000 | 0 | 0 | ||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | For | None | 45000 | 0 | 0 | 0 | ||||
14 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 45000 | 0 | 0 | ||||
CAPITALAND MALL TRUST, SINGAPORE | |||||||||||
Security: | Y1100L160 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 10-Sep-2015 | |||||||||
ISIN | SG1M51904654 | Vote Deadline Date: | 04-Sep-2015 | ||||||||
Agenda | 706377579 | Management | Total Ballot Shares: | 79300 | |||||||
Last Vote Date: | 07-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | THE PROPOSED ACQUISITION OF ALL THE UNITS IN BMT WHICH HOLDS BEDOK MALL | For | None | 79300 | 0 | 0 | 0 | ||||
2 | THE PROPOSED ISSUANCE OF 72,000,000 NEW UNITS AS PARTIAL CONSIDERATION FOR THE PROPOSED ACQUISITION OF ALL THE UNITS IN BMT WHICH HOLDS BEDOK MALL | For | None | 79300 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706359418 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 14-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810757.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 48500 | 0 | 0 | 0 | ||||
3 | 12 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 18-SEP- 2015 TO 25-AUG-2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706417272 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 513458 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909550.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909592.PDF | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR | For | None | 48500 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 48500 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REVISION OF THE CONNECTED ISSUE RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 48500 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHU LIWEI, ERIC AS NON-EXECUTIVE DIRECTOR | For | None | 48500 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR | For | None | 48500 | 0 | 0 | 0 | ||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Oct-2015 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 22-Oct-2015 | ||||||||
Agenda | 706426550 | Management | Total Ballot Shares: | 4107670 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911586.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911673.pdf | None | None | Non Voting | |||||||
2 | PROPOSAL REGARDING MR. CARL WALTER TO SERVE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 151000 | 0 | 0 | 0 | ||||
3 | PROPOSAL REGARDING MS. ANITA FUNG YUEN MEI TO SERVE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 151000 | 0 | 0 | 0 | ||||
JB HI-FI LIMITED, CHADSTONE | |||||||||||
Security: | Q5029L101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 29-Oct-2015 | |||||||||
ISIN | AU000000JBH7 | Vote Deadline Date: | 23-Oct-2015 | ||||||||
Agenda | 706422324 | Management | Total Ballot Shares: | 8230 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||
2 | ADOPTION OF THE REMUNERATION REPORT | For | None | 8230 | 0 | 0 | 0 | ||||
3 | ELECTION OF MS WAI TANG AS A DIRECTOR | For | None | 8230 | 0 | 0 | 0 | ||||
4 | RE-ELECTION OF MR GARY LEVIN AS A DIRECTOR | For | None | 8230 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF MS BETH LAUGHTON AS A DIRECTOR | For | None | 8230 | 0 | 0 | 0 | ||||
6 | APPROVAL OF GRANT OF OPTIONS TO EXECUTIVE DIRECTOR-MR RICHARD MURRAY | For | None | 8230 | 0 | 0 | 0 | ||||
SONIC HEALTHCARE LIMITED, MACQUARIE PARK | |||||||||||
Security: | Q8563C107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 19-Nov-2015 | |||||||||
ISIN | AU000000SHL7 | Vote Deadline Date: | 13-Nov-2015 | ||||||||
Agenda | 706507576 | Management | Total Ballot Shares: | 31730 | |||||||
Last Vote Date: | 06-Nov-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | |||||||
2 | RE-ELECTION OF MS KATE SPARGO AS A DIRECTOR OF THE COMPANY | For | None | 8710 | 0 | 0 | 0 | ||||
3 | ADOPTION OF THE REMUNERATION REPORT | For | None | 8710 | 0 | 0 | 0 | ||||
4 | INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES | For | None | 8710 | 0 | 0 | 0 | ||||
5 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | For | None | 8710 | 0 | 0 | 0 | ||||
6 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | For | None | 8710 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603657 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/121 6/LTN20151216715.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 205900 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 205900 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 205900 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 205900 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 205900 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 205900 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 205900 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 205900 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 205900 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 205900 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 205900 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 205900 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 205900 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 205900 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 205900 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 205900 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 205900 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 205900 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 205900 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 205900 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 205900 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 205900 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 205900 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 205900 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 205900 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 205900 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 205900 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 205900 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 205900 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 205900 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 205900 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 205900 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603669 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 16/LTN20151216711.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED CAPITAL OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 205900 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 205900 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 205900 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 205900 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 205900 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 205900 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 205900 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 205900 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 205900 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 205900 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 205900 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 205900 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 205900 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 205900 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 205900 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 205900 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 205900 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 205900 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 205900 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 205900 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 205900 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 205900 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 205900 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 205900 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 205900 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 205900 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 205900 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 205900 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 205900 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 205900 | 0 | 0 | 0 | ||||
36 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 205900 | 0 | 0 | 0 | ||||
37 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
38 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 205900 | 0 | 0 | 0 | ||||
39 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
40 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | For | None | 205900 | 0 | 0 | 0 | ||||
41 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
42 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2015 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
43 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE ELECTION OF MR. ZHENG WANCHUN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
44 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 205900 | 0 | 0 | 0 | ||||
QUALCOMM INCORPORATED | |||||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||||
Ticker: | QCOM | Meeting Date: | 08-Mar-2016 | ||||||||
ISIN | US7475251036 | Vote Deadline Date: | 07-Mar-2016 | ||||||||
Agenda | 934322493 | Management | Total Ballot Shares: | 105030 | |||||||
Last Vote Date: | 07-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER | For | None | 4000 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE | For | None | 4000 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON | For | None | 0 | 4000 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON | For | None | 4000 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS | For | None | 4000 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI | For | None | 4000 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN | For | None | 0 | 4000 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF | For | None | 4000 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR. | For | None | 4000 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS | For | None | 4000 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN | For | None | 4000 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA | For | None | 0 | 4000 | 0 | 0 | ||||
13 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016. | For | None | 4000 | 0 | 0 | 0 | ||||
14 | TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. | For | None | 4000 | 0 | 0 | 0 | ||||
15 | TO APPROVE OUR EXECUTIVE COMPENSATION. | For | None | 4000 | 0 | 0 | 0 | ||||
16 | A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Against | None | 0 | 0 | 4000 | 0 | ||||
KT&G CORPORATION, TAEJON | |||||||||||
Security: | Y49904108 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 18-Mar-2016 | |||||||||
ISIN | KR7033780008 | Vote Deadline Date: | 08-Mar-2016 | ||||||||
Agenda | 706722166 | Management | Total Ballot Shares: | 2260 | |||||||
Last Vote Date: | 07-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | APPROVAL OF FINANCIAL STATEMENT | For | None | 2260 | 0 | 0 | 0 | ||||
2 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | For | None | 2260 | 0 | 0 | 0 | ||||
3 | ELECTION OF OUTSIDE DIRECTOR: SANG GON KO | For | None | 2260 | 0 | 0 | 0 | ||||
4 | ELECTION OF OUTSIDE DIRECTOR: HAE SOO YUN | For | None | 2260 | 0 | 0 | 0 | ||||
5 | ELECTION OF OUTSIDE DIRECTOR: EUN GYEONG LEE | For | None | 2260 | 0 | 0 | 0 | ||||
6 | ELECTION OF INSIDE DIRECTOR: HEUNG RYEOL KIM | For | None | 2260 | 0 | 0 | 0 | ||||
7 | ELECTION OF AUDIT COMMITTEE MEMBER: SANG GON KO | For | None | 2260 | 0 | 0 | 0 | ||||
8 | ELECTION OF AUDIT COMMITTEE MEMBER: EUN GYEONG LEE | For | None | 2260 | 0 | 0 | 0 | ||||
9 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | For | None | 2260 | 0 | 0 | 0 | ||||
L.P.N. DEVELOPMENT PUBLIC COMPANY LTD, BANGKOK | |||||||||||
Security: | Y5347B216 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 31-Mar-2016 | |||||||||
ISIN | TH0456010Z12 | Vote Deadline Date: | 29-Mar-2016 | ||||||||
Agenda | 706753729 | Management | Total Ballot Shares: | 1269200 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 590044 DUE TO CHANGE IN THE SEQUENCE OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||||
3 | ADOPTION OF MINUTES OF ORDINARY SHAREHOLDERS MEETING OF 2015 HELD ON 2ND APRIL, 2015 | For | None | 445200 | 0 | 0 | 0 | ||||
4 | ACKNOWLEDGEMENT OF REPORT OF BOARD OF DIRECTORS FOR PERFORMANCE IN THE YEAR 2015 | For | None | 445200 | 0 | 0 | 0 | ||||
5 | APPROVAL OF FINANCIAL STATEMENTS OF 2015, COMPRISING STATEMENTS OF FINANCIAL POSITION, PROFIT AND LOSS STATEMENTS, STATEMENTS OF CHANGES IN SHAREHOLDERS EQUITY AND STATEMENTS OF CASH-FLOWS, AS AT 31ST DECEMBER, 2015 | For | None | 445200 | 0 | 0 | 0 | ||||
6 | APPROVAL OF ALLOCATION OF PROFIT AND PAYMENT OF DIVIDENDS | For | None | 445200 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND ELECT MR. VUDHIPOL SURIYABHIVADH AS DIRECTOR | For | None | 445200 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND ELECT MR. TIKHAMPORN PLENGSRISUK AS DIRECTOR | For | None | 445200 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND ELECT MR. KUMPEE CHONGTHURAKIT AS DIRECTOR | For | None | 445200 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND ELECT MRS. JONGJIT THAPANANGKUN AS DIRECTOR | For | None | 445200 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND ELECT MR.CHARAN KESORN AS DIRECTOR | For | None | 445200 | 0 | 0 | 0 | ||||
12 | CONSIDERATION ON FIXING REMUNERATION FOR BOARD OF DIRECTORS AND SUB- COMMITTEES | For | None | 445200 | 0 | 0 | 0 | ||||
13 | CONSIDERATION ON APPOINTMENT OF AUDITOR AND FIXING AUDITORS FEE FOR 2016 | For | None | 445200 | 0 | 0 | 0 | ||||
14 | ANY OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 445200 | 0 | ||||
DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD | |||||||||||
Security: | Y20266154 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 05-Apr-2016 | |||||||||
ISIN | TH0528010Z18 | Vote Deadline Date: | 31-Mar-2016 | ||||||||
Agenda | 706721582 | Management | Total Ballot Shares: | 87500 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO CONSIDER AND APPROVE THE MINUTES OF THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS | For | None | 87500 | 0 | 0 | 0 | ||||
2 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE YEAR 2015 | For | None | 87500 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2015 AND THE AUDITOR'S REPORT | For | None | 87500 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF DIVIDENDS FOR THE YEAR 2015 | For | None | 87500 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR. HSIEH, SHEN-YEN | For | None | 87500 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR. CHU, CHIH-YUAN | For | None | 87500 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR. BOONSAK CHIEMPRICHA | For | None | 87500 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE DETERMINATION OF REMUNERATION OF DIRECTORS FOR THE YEAR 2016 | For | None | 87500 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND THE DETERMINATION OF THEIR REMUNERATION FOR THE YEAR 2016 | For | None | 87500 | 0 | 0 | 0 | ||||
10 | TO CONSIDER OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 87500 | 0 | ||||
11 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | |||||||
PTT PUBLIC COMPANY LIMITED, JATUJAK | |||||||||||
Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-Apr-2016 | |||||||||
ISIN | TH0646010015 | Vote Deadline Date: | 07-Apr-2016 | ||||||||
Agenda | 706692894 | Management | Total Ballot Shares: | 86000 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | |||||||
2 | TO CERTIFY THE 2015 PERFORMANCE STATEMENT AND TO APPROVE THE 2015 FINANCIAL STATEMENT, ENDED ON DECEMBER 31, 2015 | For | None | 29300 | 0 | 0 | 0 | ||||
3 | TO APPROVE 2015 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT | For | None | 29300 | 0 | 0 | 0 | ||||
4 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. PIYASVASTI AMRANAND | For | None | 29300 | 0 | 0 | 0 | ||||
5 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. SOMCHAI SUJJAPONGSE | For | None | 29300 | 0 | 0 | 0 | ||||
6 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: AM CHATCHALERM CHALERMSUKH | For | None | 29300 | 0 | 0 | 0 | ||||
7 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. DON WASANTAPRUEK | For | None | 29300 | 0 | 0 | 0 | ||||
8 | TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE RETIRED BY ROTATION: MR. PRASERT BUNSUMPUN | For | None | 29300 | 0 | 0 | 0 | ||||
9 | TO APPROVE THE 2016 DIRECTORS' REMUNERATION | For | None | 29300 | 0 | 0 | 0 | ||||
10 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2016 AUDITING FEES | For | None | 29300 | 0 | 0 | 0 | ||||
11 | OTHER MATTERS. (IF ANY) | Abstain | None | 0 | 0 | 29300 | 0 | ||||
CAPITALAND MALL TRUST, SINGAPORE | |||||||||||
Security: | Y1100L160 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 12-Apr-2016 | |||||||||
ISIN | SG1M51904654 | Vote Deadline Date: | 05-Apr-2016 | ||||||||
Agenda | 706777123 | Management | Total Ballot Shares: | 130300 | |||||||
Last Vote Date: | 29-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF CMT (THE "TRUSTEE"), THE STATEMENT BY CAPITALAND MALL TRUST MANAGEMENT LIMITED, AS MANAGER OF CMT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF CMT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND THE AUDITORS' REPORT THEREON | For | None | 130300 | 0 | 0 | 0 | ||||
2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF CMT AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | For | None | 130300 | 0 | 0 | 0 | ||||
3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER TO: (A) (I) ISSUE UNITS IN CMT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE | For | None | 0 | 130300 | 0 | 0 | ||||
ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PER CENT. (20.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGXST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB- PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED UNITS AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR OPTIONS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED DATED 29 OCTOBER 2001 CONSTITUTING CMT (AS AMENDED) (THE | |||||||||||
"TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENE4RAL MEETING OF CMT OR (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD, WHICHEVER IS THE EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | |||||||||||
4 | THAT: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF CMT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE | For | None | 130300 | 0 | 0 | 0 | ||||
MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (II) OFF-MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE RULES OF THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY- BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY-BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; OR (III) THE DATE ON WHICH REPURCHASE OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE IS CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE | |||||||||||
DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFFMARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF-MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 2.5% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION; AND "MAXIMUM PRICE" IN RELATION TO A UNIT TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET REPURCHASE OF A UNIT, 105.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (II) IN THE CASE OF AN OFF- MARKET REPURCHASE OF A UNIT, 110.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (D) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING | |||||||||||
EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | |||||||||||
5 | THAT: (A) APPROVAL BE AND IS HEREBY GIVEN TO AMEND THE TRUST DEED TO VARY THE FEE STRUCTURE PURSUANT TO WHICH THE MANAGER RECEIVES PERFORMANCE FEES IN THE MANNER SET OUT IN ANNEX A OF THE APPENDIX TO THE NOTICE OF AGM (THE "APPENDIX") DATED 16 MARCH 2016 (THE "PROPOSED PERFORMANCE FEE SUPPLEMENT"); AND (B) THE MANAGER, ANY DIRECTOR OF THE MANAGER, AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER, SUCH DIRECTOR OF THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE PROPOSED PERFORMANCE FEE SUPPLEMENT | For | None | 130300 | 0 | 0 | 0 | ||||
CHINA LILANG LTD | |||||||||||
Security: | G21141109 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 19-Apr-2016 | |||||||||
ISIN | KYG211411098 | Vote Deadline Date: | 14-Apr-2016 | ||||||||
Agenda | 706903514 | Management | Total Ballot Shares: | 322000 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 606041 DUE TO DELETION OF RESOLUTION 3.III. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/031 5/ltn20160315173.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2016/031 5/ltn20160315181.pdf And http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 30/LTN20160330305.pdf | None | None | Non Voting | |||||||
4 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 322000 | 0 | 0 | 0 | ||||
5 | TO DECLARE A FINAL DIVIDEND OF HK17 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK7 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 322000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. WANG CONG XING AS EXECUTIVE DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. HU CHENG CHU AS EXECUTIVE DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. LAI SHIXIAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
9 | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 322000 | 0 | 0 | 0 | ||||
10 | TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 322000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | For | None | 0 | 322000 | 0 | 0 | ||||
12 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | For | None | 322000 | 0 | 0 | 0 | ||||
13 | CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 | For | None | 0 | 0 | 322000 | 0 | ||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||
Security: | Y20246107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Apr-2016 | |||||||||
ISIN | SG1L01001701 | Vote Deadline Date: | 21-Apr-2016 | ||||||||
Agenda | 706836383 | Management | Total Ballot Shares: | 60900 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 AND THE AUDITOR'S REPORT THEREON | For | None | 17900 | 0 | 0 | 0 | ||||
2 | TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] | For | None | 17900 | 0 | 0 | 0 | ||||
3 | TO APPROVE THE AMOUNT OF SGD 3,688,541 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: SGD 3,553,887] | For | None | 17900 | 0 | 0 | 0 | ||||
4 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 17900 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MS EULEEN GOH | For | None | 17900 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR DANNY TEOH | For | None | 17900 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR PIYUSH GUPTA | For | None | 17900 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE WHO IS RETIRING UNDER THE RESOLUTION PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 23 APRIL 2015 PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 (WHICH WAS THEN IN FORCE) | For | None | 17900 | 0 | 0 | 0 | ||||
9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("DBSH ORDINARY SHARES") AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (A) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES (I) ISSUED AND/OR TO BE ISSUED PURSUANT TO THE DBSH SHARE PLAN; AND (II) ISSUED PURSUANT TO THE DBSH SHARE OPTION PLAN SHALL NOT EXCEED 5 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME; AND (B) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE DBSH SHARE PLAN DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 2 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME | For | None | 17900 | 0 | 0 | 0 | ||||
10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL BE LESS THAN 10 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF | For | None | 17900 | 0 | 0 | 0 | ||||
CALCULATION AND ADJUSTMENTS AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")), FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | |||||||||||
11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE APPLICATION OF THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 17900 | 0 | 0 | 0 | ||||
12 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO APPLY THE DBSH SCRIP DIVIDEND SCHEME TO ANY DIVIDEND(S) WHICH MAY BE DECLARED FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT THERETO | For | None | 17900 | 0 | 0 | 0 | ||||
13 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY ("ORDINARY SHARES") NOT EXCEEDING IN AGGREGATE THE MAXIMUM PERCENTAGE (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") AND/OR ANY OTHER SECURITIES EXCHANGE ON WHICH THE ORDINARY SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE"); AND/OR (II) OFF-MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, | For | None | 17900 | 0 | 0 | 0 | ||||
WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (B) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (III) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF ORDINARY SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF AN ORDINARY SHARE OVER THE LAST FIVE MARKET DAYS ON WHICH TRANSACTIONS IN THE ORDINARY SHARES ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED, IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST, FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE | |||||||||||
MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR THE PURCHASE OR ACQUISITION OF ORDINARY SHARES FROM SHAREHOLDERS, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE BASIS SET OUT BELOW) FOR EACH ORDINARY SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF- MARKET PURCHASE; "MAXIMUM PERCENTAGE" MEANS THAT NUMBER OF ISSUED ORDINARY SHARES REPRESENTING 1% OF THE ISSUED ORDINARY SHARES OF THE COMPANY AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING ANY ORDINARY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO AN ORDINARY SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING RELATED BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX, STAMP DUTIES, CLEARANCE FEES AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (D) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | |||||||||||
14 | THAT THE REGULATIONS CONTAINED IN THE NEW CONSTITUTION SUBMITTED TO THIS MEETING AND, FOR THE PURPOSE OF IDENTIFICATION, SUBSCRIBED TO BY THE CHAIRMAN THEREOF, BE APPROVED AND ADOPTED AS THE NEW CONSTITUTION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING CONSTITUTION | For | None | 17900 | 0 | 0 | 0 | ||||
HENDERSON GROUP PLC, ST HELIER | |||||||||||
Security: | G4474Y206 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Apr-2016 | |||||||||
ISIN | AU000000HGG2 | Vote Deadline Date: | 21-Apr-2016 | ||||||||
Agenda | 706744542 | Management | Total Ballot Shares: | 57350 | |||||||
Last Vote Date: | 15-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | For | None | 57350 | 0 | 0 | 0 | ||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | None | 57350 | 0 | 0 | 0 | ||||
3 | TO DECLARE A FINAL DIVIDEND OF 7.20 PENCE PER SHARE | For | None | 57350 | 0 | 0 | 0 | ||||
4 | TO RE-APPOINT MS S F ARKLE AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
5 | TO RE-APPOINT MS K DESAI AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
6 | TO RE-APPOINT MR K C DOLAN AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
7 | TO RE-APPOINT MR A J FORMICA AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT MR R D GILLINGWATER AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT MR T F HOW AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
10 | TO RE-APPOINT MR R C H JEENS AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT MS A C SEYMOUR-JACKSON AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
12 | TO RE-APPOINT MR R M J THOMPSON AS A DIRECTOR | For | None | 57350 | 0 | 0 | 0 | ||||
13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 57350 | 0 | 0 | 0 | ||||
14 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | For | None | 57350 | 0 | 0 | 0 | ||||
15 | TO GIVE LIMITED AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | For | None | 57350 | 0 | 0 | 0 | ||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS TO A LIMITED EXTENT | For | None | 57350 | 0 | 0 | 0 | ||||
17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES TO A LIMITED EXTENT | For | None | 57350 | 0 | 0 | 0 | ||||
18 | TO AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT PURCHASE CONTRACT | For | None | 57350 | 0 | 0 | 0 | ||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN CDIS TO A LIMITED EXTENT | For | None | 57350 | 0 | 0 | 0 | ||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD, SINGAPORE | |||||||||||
Security: | Y9728A102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Apr-2016 | |||||||||
ISIN | SG1U76934819 | Vote Deadline Date: | 21-Apr-2016 | ||||||||
Agenda | 706836535 | Management | Total Ballot Shares: | 1672100 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND THE DIRECTORS' STATEMENT AND THE AUDITORS' REPORT THEREON | For | None | 276100 | 0 | 0 | 0 | ||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.045 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 276100 | 0 | 0 | 0 | ||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015. (2014:SGD 135,000) | For | None | 276100 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO ARE RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR CHEN TIMOTHY TECK LENG @ CHEN TECK LENG | For | None | 276100 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO ARE RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR XU WEN JIONG | For | None | 276100 | 0 | 0 | 0 | ||||
6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 276100 | 0 | 0 | 0 | ||||
7 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 276100 | 0 | 0 | ||||
8 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 276100 | 0 | 0 | 0 | ||||
AFLAC INCORPORATED | |||||||||||
Security: | 001055102 | Meeting Type: | Annual | ||||||||
Ticker: | AFL | Meeting Date: | 02-May-2016 | ||||||||
ISIN | US0010551028 | Vote Deadline Date: | 29-Apr-2016 | ||||||||
Agenda | 934337658 | Management | Total Ballot Shares: | 8300 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: DANIEL P. AMOS | For | None | 3200 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: PAUL S. AMOS II | For | None | 3200 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: W. PAUL BOWERS | For | None | 3200 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: KRISS CLONINGER III | For | None | 3200 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: TOSHIHIKO FUKUZAWA | For | None | 3200 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | For | None | 3200 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | For | None | 3200 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | For | None | 3200 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: THOMAS J. KENNY | For | None | 3200 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: CHARLES B. KNAPP | For | None | 3200 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: JOSEPH L. MOSKOWITZ | For | None | 3200 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | For | None | 3200 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: MELVIN T. STITH | For | None | 3200 | 0 | 0 | 0 | ||||
14 | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" | For | None | 3200 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016 | For | None | 3200 | 0 | 0 | 0 | ||||
DIGI.COM BHD | |||||||||||
Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 13-May-2016 | |||||||||
ISIN | MYL6947OO005 | Vote Deadline Date: | 09-May-2016 | ||||||||
Agenda | 706944382 | Management | Total Ballot Shares: | 428900 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR MORTEN KARLSEN SORBY | For | None | 164900 | 0 | 0 | 0 | ||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR TORE JOHNSEN | For | None | 164900 | 0 | 0 | 0 | ||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MS VIMALA A/P V.R. MENON | For | None | 164900 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR LARS-AKE VALDEMAR NORLING | For | None | 164900 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 98(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MS KRISTIN MURI MOLLER | For | None | 164900 | 0 | 0 | 0 | ||||
6 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM621,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 164900 | 0 | 0 | 0 | ||||
7 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF UP TO RM760,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016 TO BE PAID MONTHLY IN ARREARS | For | None | 164900 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 164900 | 0 | 0 | 0 | ||||
9 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE AND PROPOSED NEW SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR ("PROPOSED SHAREHOLDERS' MANDATE") | For | None | 164900 | 0 | 0 | 0 | ||||
10 | PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 0 | 164900 | 0 | 0 | ||||
LI & FUNG LTD | |||||||||||
Security: | G5485F169 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 19-May-2016 | |||||||||
ISIN | BMG5485F1692 | Vote Deadline Date: | 12-May-2016 | ||||||||
Agenda | 706945702 | Management | Total Ballot Shares: | 8589000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418535.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418571.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 322000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND OF 15 HK CENTS PER SHARE | For | None | 322000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DR ALLAN WONG CHI YUN AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MRS MARGARET LEUNG KO MAY YEE AS DIRECTOR | For | None | 322000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 322000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 322000 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 322000 | 0 | 0 | 0 | ||||
12 | 20 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA MOBILE LIMITED, HONG KONG | |||||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||||
ISIN | HK0941009539 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706912210 | Management | Total Ballot Shares: | 199000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411659.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411647.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 17500 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE | For | None | 17500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING | For | None | 17500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE | For | None | 17500 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA | For | None | 17500 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI | For | None | 17500 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 17500 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | For | None | 17500 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 17500 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 17500 | 0 | 0 | ||||
CNOOC LIMITED | |||||||||||
Security: | 126132109 | Meeting Type: | Annual | ||||||||
Ticker: | CEO | Meeting Date: | 26-May-2016 | ||||||||
ISIN | US1261321095 | Vote Deadline Date: | 18-May-2016 | ||||||||
Agenda | 934385205 | Management | Total Ballot Shares: | 350 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2015. | For | Abstain | 350 | 0 | 0 | 0 | ||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015. | For | Abstain | 350 | 0 | 0 | 0 | ||||
3 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 350 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 350 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. CHIU SUNG HONG WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 350 | 0 | 0 | 0 | ||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | For | Abstain | 350 | 0 | 0 | 0 | ||||
7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | For | Abstain | 350 | 0 | 0 | 0 | ||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | For | Abstain | 350 | 0 | 0 | 0 | ||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | For | Abstain | 0 | 350 | 0 | 0 | ||||
10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION. | For | Abstain | 0 | 350 | 0 | 0 | ||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | |||||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 30-May-2016 | |||||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 25-May-2016 | ||||||||
Agenda | 706945827 | Management | Total Ballot Shares: | 486000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418733.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418727.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 26500 | 0 | 0 | 0 | ||||
4 | TO APPROVE A FINAL DIVIDEND OF HKD 0.95 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 26500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | For | None | 26500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MS. INGRID CHUNYUAN WU AS NON-EXECUTIVE DIRECTOR | For | None | 26500 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DATO' TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 26500 | 0 | 0 | 0 | ||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE FEES OF THE DIRECTORS FOR THE YEAR ENDING 31ST DECEMBER, 2016 | For | None | 26500 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 26500 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | For | None | 26500 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | None | 26500 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 26500 | 0 | 0 | ||||
13 | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 26500 | 0 | 0 | 0 | ||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | |||||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 06-Jun-2016 | |||||||||
ISIN | HK2388011192 | Vote Deadline Date: | 31-May-2016 | ||||||||
Agenda | 706938618 | Management | Total Ballot Shares: | 670500 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 15/LTN20160415237.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 15/LTN20160415241.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 66000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.679 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 66000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE COMPANY | For | None | 66000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. REN DEQI AS A DIRECTOR OF THE COMPANY | For | None | 66000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. GAO YINGXIN AS A DIRECTOR OF THE COMPANY | For | None | 66000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. XU LUODE AS A DIRECTOR OF THE COMPANY | For | None | 66000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 66000 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 66000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 66000 | 0 | 0 | 0 | ||||
12 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 0 | 66000 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 706978193 | Management | Total Ballot Shares: | 2302900 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: [http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211278.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211294.pdf] | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2015 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2015 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2015 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2016 | For | None | 205900 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2016 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD FOR 2015 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2015 OF THE COMPANY | For | None | 205900 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2016 | For | None | 205900 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 0 | 205900 | 0 | 0 | ||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | |||||||||||
Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | TW0002330008 | Vote Deadline Date: | 31-May-2016 | ||||||||
Agenda | 707101488 | Management | Total Ballot Shares: | 134000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 41000 | 0 | 0 | 0 | ||||
3 | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 41000 | 0 | 0 | 0 | ||||
4 | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | For | None | 41000 | 0 | 0 | 0 | ||||
ASUSTEK COMPUTER INC | |||||||||||
Security: | Y04327105 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-Jun-2016 | |||||||||
ISIN | TW0002357001 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 707078437 | Management | Total Ballot Shares: | 24000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 24000 | 0 | 0 | 0 | ||||
3 | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 24000 | 0 | 0 | 0 | ||||
4 | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 15 PER SHARE | For | None | 24000 | 0 | 0 | 0 | ||||
LARGAN PRECISION CO LTD, TAICHUNG CITY | |||||||||||
Security: | Y52144105 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-Jun-2016 | |||||||||
ISIN | TW0003008009 | Vote Deadline Date: | 02-Jun-2016 | ||||||||
Agenda | 707104484 | Management | Total Ballot Shares: | 13400 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE' | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
3 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 2400 | 0 | 0 | 0 | ||||
4 | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 2400 | 0 | 0 | 0 | ||||
5 | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | For | None | 2400 | 0 | 0 | 0 | ||||
6 | THE ELECTION OF THE INDEPENDENT DIRECTOR: YEN,SHAN-CHIEH, SHAREHOLDER NO.XXXXXXXXXX | For | None | 2400 | 0 | 0 | 0 | ||||
7 | THE ELECTION OF THE INDEPENDENT DIRECTOR: PENG,MING-HUA, SHAREHOLDER NO.XXXXXXXXXX | For | None | 2400 | 0 | 0 | 0 | ||||
8 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
9 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
10 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
11 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
12 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
13 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
14 | THE ELECTION OF NON-NOMINATED DIRECTOR | For | None | 2400 | 0 | 0 | 0 | ||||
15 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 2400 | 0 | 0 | 0 | ||||
16 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 2400 | 0 | 0 | 0 | ||||
17 | THE ELECTION OF NON-NOMINATED SUPERVISOR | For | None | 2400 | 0 | 0 | 0 | ||||
18 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 0 | 0 | 2400 | 0 | ||||
19 | EXTRAORDINARY MOTIONS | Abstain | None | 0 | 0 | 2400 | 0 | ||||
NOVATEK MICROELECTRONICS CORP, HSINCHU | |||||||||||
Security: | Y64153102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-Jun-2016 | |||||||||
ISIN | TW0003034005 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 707104674 | Management | Total Ballot Shares: | 164000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 54000 | 0 | 0 | 0 | ||||
3 | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 54000 | 0 | 0 | 0 | ||||
4 | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 9 PER SHARE | For | None | 54000 | 0 | 0 | 0 | ||||
5 | TO DISCUSS THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 54000 | 0 | 0 | 0 | ||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707113596 | Management | Total Ballot Shares: | 4250670 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618292 DUE TO ADDITION OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN201604291938.pdf, | None | None | Non Voting | |||||||
3 | 2015 REPORT OF BOARD OF DIRECTORS | For | None | 294000 | 0 | 0 | 0 | ||||
4 | 2015 REPORT OF BOARD OF SUPERVISORS | For | None | 294000 | 0 | 0 | 0 | ||||
5 | 2015 FINAL FINANCIAL ACCOUNTS | For | None | 294000 | 0 | 0 | 0 | ||||
6 | 2015 PROFIT DISTRIBUTION PLAN | For | None | 294000 | 0 | 0 | 0 | ||||
7 | BUDGET OF 2016 FIXED ASSETS INVESTMENT | For | None | 294000 | 0 | 0 | 0 | ||||
8 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2014 | For | None | 294000 | 0 | 0 | 0 | ||||
9 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2014 | For | None | 294000 | 0 | 0 | 0 | ||||
10 | RE-ELECTION OF MR. ZHANG LONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
11 | RE-ELECTION OF MR. CHUNG SHUI MING TIMPSON AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
12 | RE-ELECTION OF MR. WIM KOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
13 | RE-ELECTION OF MR. MURRAY HORN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
14 | RE-ELECTION OF MS. LIU JIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
15 | RE-ELECTION OF MS. LI XIAOLING AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
16 | RE-ELECTION OF MR. BAI JIANJUN AS AN EXTERNAL SUPERVISOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
17 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2016: APPROVE PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS DOMESTIC ACCOUNTING FIRM AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR REMUNERATION | For | None | 294000 | 0 | 0 | 0 | ||||
18 | AMENDMENT TO THE IMPACT OF DILUTED IMMEDIATE RETURN FROM PREFERENCE SHARE ISSUANCE OF CHINA CONSTRUCTION BANK CORPORATION AND MEASURES TO MAKE UP THE RETURN | For | None | 0 | 0 | 294000 | 0 | ||||
19 | RE-ELECTION OF MR. GUO YANPENG AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 294000 | 0 | 0 | 0 | ||||
ST.SHINE OPTICAL CO LTD | |||||||||||
Security: | Y8176Z106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | TW0001565000 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707127305 | Management | Total Ballot Shares: | 35000 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | REVISION TO THE ARTICLES OF INCORPORATION | For | None | 10000 | 0 | 0 | 0 | ||||
3 | 2015 FINANCIAL STATEMENTS | For | None | 10000 | 0 | 0 | 0 | ||||
4 | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 23.5 PER SHARE | For | None | 10000 | 0 | 0 | 0 | ||||
5 | EXTEMPORARY MOTIONS | Abstain | None | 0 | 0 | 10000 | 0 | ||||
HON HAI PRECISION INDUSTRY CO LTD | |||||||||||
Security: | Y36861105 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 22-Jun-2016 | |||||||||
ISIN | TW0002317005 | Vote Deadline Date: | 14-Jun-2016 | ||||||||
Agenda | 707145923 | Management | Total Ballot Shares: | 80134 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||||
2 | AMENDMENT TO THE ARTICLES OF INCORPORATION | For | None | 80134 | 0 | 0 | 0 | ||||
3 | RATIFICATION OF THE 2015 BUSINESS REPORT AND AUDITED FINANCIAL STATEMENTS | For | None | 80134 | 0 | 0 | 0 | ||||
4 | RATIFICATION OF THE PROPOSAL FOR DISTRIBUTION OF 2015 PROFITS. PROPOSED CASH DIVIDEND : TWD 4.0 PER SHARE. PROPOSED STOCK DIVIDEND : 100 SHARES PER 1,000 SHARES | For | None | 80134 | 0 | 0 | 0 | ||||
5 | DISCUSSION TO APPROVE THE ISSUANCE OF NEW SHARES FOR CAPITAL INCREASE BY EARNINGS RE-CAPITALIZATION | For | None | 80134 | 0 | 0 | 0 | ||||
6 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S ASSET ACQUISITION AND DISPOSAL PROCEDURES | For | None | 0 | 0 | 80134 | 0 | ||||
7 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S PROCEDURES FOR LENDING FUNDS TO OTHERS | For | None | 0 | 0 | 80134 | 0 | ||||
8 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES | For | None | 0 | 0 | 80134 | 0 | ||||
9 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S OPERATIONAL PROCEDURES FOR DERIVATIVE TRADING | For | None | 0 | 0 | 80134 | 0 | ||||
10 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S REGULATIONS GOVERNING THE ELECTION OF DIRECTORS | For | None | 0 | 0 | 80134 | 0 | ||||
11 | THE ELECTION OF THE DIRECTOR : GUO TAI MING,SHAREHOLDER NO.1 | For | None | 80134 | 0 | 0 | 0 | ||||
12 | THE ELECTION OF THE DIRECTOR : HON JIN INTERNATIONAL INVESTMENT COMPANY LIMITED,SHAREHOLDER NO.57132,LU FANG MING AS REPRESENTATIVE | For | None | 80134 | 0 | 0 | 0 | ||||
13 | THE ELECTION OF THE DIRECTOR : HON CHIAO INTERNATIONAL INVESTMENT COMPANY LIMITED,SHAREHOLDER NO.16662,TAI JENG WU AS REPRESENTATIVE | For | None | 80134 | 0 | 0 | 0 | ||||
14 | THE ELECTION OF THE DIRECTOR : HON CHIAO INTERNATIONAL INVESTMENT COMPANY LIMITED,SHAREHOLDER NO.16662,CHEN JEN GWO AS REPRESENTATIVE | For | None | 80134 | 0 | 0 | 0 | ||||
15 | THE ELECTION OF THE DIRECTOR : HUANG QING YUAN,SHAREHOLDER NO.R101807XXX | For | None | 80134 | 0 | 0 | 0 | ||||
16 | THE ELECTION OF THE DIRECTOR : SUNG HSUEH JEN,SHAREHOLDER NO.R102960XXX | For | None | 80134 | 0 | 0 | 0 | ||||
17 | THE ELECTION OF THE INDEPENDENT DIRECTOR : FU LI CHEN,SHAREHOLDER NO.A120777XXX | For | None | 80134 | 0 | 0 | 0 | ||||
18 | THE ELECTION OF THE INDEPENDENT DIRECTOR : LI KAI FU,SHAREHOLDER NO.F121958XXX | For | None | 80134 | 0 | 0 | 0 | ||||
19 | THE ELECTION OF THE INDEPENDENT DIRECTOR : CHAN CHI SHEAN,SHAREHOLDER NO.N101117XXX | For | None | 80134 | 0 | 0 | 0 | ||||
20 | DISCUSSION TO APPROVE THE LIFTING OF DIRECTOR OF NON-COMPETITION RESTRICTIONS | For | None | 0 | 0 | 80134 | 0 | ||||
RELO HOLDINGS,INC. | |||||||||||
Security: | J6436W118 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 23-Jun-2016 | |||||||||
ISIN | JP3755200007 | Vote Deadline Date: | 15-Jun-2016 | ||||||||
Agenda | 707170041 | Management | Total Ballot Shares: | 5200 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Amend Articles to: Change Official Company Name to Relo Group,Inc. | For | None | 1600 | 0 | 0 | 0 | ||||
2 | Appoint a Director Sasada, Masanori | For | None | 1600 | 0 | 0 | 0 | ||||
3 | Appoint a Director Nakamura, Kenichi | For | None | 1600 | 0 | 0 | 0 | ||||
4 | Appoint a Director Kadota, Yasushi | For | None | 1600 | 0 | 0 | 0 | ||||
5 | Appoint a Director Koshinaga, Kenji | For | None | 1600 | 0 | 0 | 0 | ||||
6 | Appoint a Director Shimizu, Yasuji | For | None | 1600 | 0 | 0 | 0 | ||||
7 | Appoint a Director Onogi, Takashi | For | None | 1600 | 0 | 0 | 0 | ||||
8 | Appoint a Corporate Auditor Yasuoka, Ritsuo | For | None | 1600 | 0 | 0 | 0 | ||||
9 | Appoint a Corporate Auditor Koyama, Katsuhiko | For | None | 1600 | 0 | 0 | 0 | ||||
10 | Appoint a Corporate Auditor Udagawa, Kazuya | For | None | 1600 | 0 | 0 | 0 | ||||
11 | Appoint a Corporate Auditor Sakurai, Masao | For | None | 1600 | 0 | 0 | 0 | ||||
12 | Amend the Compensation to be received by Corporate Auditors | For | None | 1600 | 0 | 0 | 0 | ||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073829 | Management | Total Ballot Shares: | 4267330 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509318.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509332.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2015 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2015 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. YI HUIMAN AS AN EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. SHEN SI AS AN INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. ZHANG WEI AS A SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. SHEN BINGXI AS AN EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 378000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2015 AUDITED ACCOUNTS | For | None | 378000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2015 PROFIT DISTRIBUTION PLAN | For | None | 378000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE FIXED ASSET INVESTMENT BUDGET FOR 2016 | For | None | 378000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ISSUE OF ELIGIBLE TIER-2 CAPITAL INSTRUMENTS WITH WRITE- DOWN FEATURE OF UP TO 88 BILLION | For | None | 378000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ENGAGEMENT OF AUDITORS FOR 2016: KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS THE DOMESTIC EXTERNAL AUDITOR OF THE BANK AND KPMG AS THE INTERNATIONAL EXTERNAL AUDITOR | For | None | 378000 | 0 | 0 | 0 | ||||
13 | 10 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
ASCENDAS REAL ESTATE INVESTMENT TRUST | |||||||||||
Security: | Y0205X103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Jun-2016 | |||||||||
ISIN | SG1M77906915 | Vote Deadline Date: | 21-Jun-2016 | ||||||||
Agenda | 707190637 | Management | Total Ballot Shares: | 107800 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE OF AREIT ISSUED BY HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF A- REIT) (THE "TRUSTEE"), THE STATEMENT BY THE MANAGER ISSUED BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF A-REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF A- REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 AND THE AUDITORS' REPORT THEREON | For | None | 107800 | 0 | 0 | 0 | ||||
2 | TO APPOINT ERNST & YOUNG LLP ("E&Y") AS AUDITORS OF A-REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF A- REIT IN PLACE OF THE RETIRING AUDITORS, KPMG LLP ("KPMG"), AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | For | None | 107800 | 0 | 0 | 0 | ||||
3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN A-REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY | For | None | 0 | 107800 | 0 | 0 | ||||
INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED). PROVIDED THAT: (A) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (B) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (B) BELOW); (B) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (A) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (C) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF | |||||||||||
THE SGX-ST (THE "LISTING MANUAL") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING A-REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (D) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF A-REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF A-REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (E) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (F) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF A-REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | |||||||||||
ASCENDAS REAL ESTATE INVESTMENT TRUST | |||||||||||
Security: | Y0205X103 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Jun-2016 | |||||||||
ISIN | SG1M77906915 | Vote Deadline Date: | 21-Jun-2016 | ||||||||
Agenda | 707190625 | Management | Total Ballot Shares: | 107800 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. THANK YOU | None | None | Non Voting | |||||||
2 | TO APPROVE THE ENTRY INTO THE NEW STRATEGIC MANAGEMENT AGREEMENT AND NEW MASTER ASSET MANAGEMENT AGREEMENT | For | None | 107800 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Jun-2016 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 22-Jun-2016 | ||||||||
Agenda | 707090863 | Management | Total Ballot Shares: | 1160500 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512269.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512299.pdf | None | None | Non Voting | |||||||
2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
4 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 88500 | 0 | 0 | 0 | ||||
5 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
6 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2015 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND: THE COMPANY WILL PAY A CASH DIVIDEND OF RMB6.90 (TAX INCLUDED) FOR EVERY 10 SHARES TO ALL REGISTERED SHAREHOLDERS OF THE COMPANY.) | For | None | 88500 | 0 | 0 | 0 | ||||
7 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2016 | For | None | 88500 | 0 | 0 | 0 | ||||
8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2015 | For | None | 88500 | 0 | 0 | 0 | ||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS OF CHINA MERCHANTS BANK CO., LTD | For | None | 0 | 88500 | 0 | 0 | ||||
14 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
15 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. XU LIRONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
16 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI XIAOPENG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
17 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SUN YUEYING AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
18 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU GANGFENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
19 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. HONG XIAOYUAN AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
20 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
21 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
22 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
23 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
24 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
25 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI HAO AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
26 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
27 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. WONG KWAI LAM AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
28 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. PAN CHENGWEI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
29 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. PAN YINGLI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
30 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
31 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
32 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
33 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
34 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
35 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
36 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
37 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 88500 | 0 | 0 | 0 | ||||
38 | RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | For | None | 88500 | 0 | 0 | 0 |
Guinness Atkinson China & Hong Kong Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
Selected Accounts
LENOVO GROUP LTD, HONG KONG | |||||||||||
Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 02-Jul-2015 | |||||||||
ISIN | HK0992009065 | Vote Deadline Date: | 26-Jun-2015 | ||||||||
Agenda | 706215440 | Management | Total Ballot Shares: | 7871000 | |||||||
Last Vote Date: | 12-Jun-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 9/LTN20150529407.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 9/LTN20150529393.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | For | None | 2601000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2015 | For | None | 2601000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | For | None | 2601000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. YANG YUANQING AS DIRECTOR | For | None | 2601000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. ZHAO JOHN HUAN AS DIRECTOR | For | None | 2601000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. NICHOLAS C. ALLEN AS DIRECTOR | For | None | 2601000 | 0 | 0 | 0 | ||||
9 | TO RESOLVE NOT TO FILL UP THE VACATED OFFICE RESULTED FROM THE RETIREMENT OF MR. TING LEE SEN AS DIRECTOR | For | None | 2601000 | 0 | 0 | 0 | ||||
10 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | For | None | 2601000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | For | None | 2601000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 0 | 2601000 | 0 | 0 | ||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 2601000 | 0 | 0 | 0 | ||||
14 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | For | None | 0 | 2601000 | 0 | 0 | ||||
15 | 01 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
TONGDA GROUP HOLDINGS LTD | |||||||||||
Security: | G8917X121 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 03-Jul-2015 | |||||||||
ISIN | KYG8917X1218 | Vote Deadline Date: | 29-Jun-2015 | ||||||||
Agenda | 706272200 | Management | Total Ballot Shares: | 8620000 | |||||||
Last Vote Date: | 22-Jun-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 12/LTN20150612558.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 12/LTN20150612562.pdf | None | None | Non Voting | |||||||
3 | TO APPROVE, CONFIRM AND RATIFY THE ACQUISITION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING BUT NOT LIMITED TO THE GRANT OF A SPECIFIC MANDATE TO THE DIRECTORS FOR THE ISSUE OF THE CONSIDERATION SHARES), DETAILS OF WHICH ARE SET OUT IN THE NOTICE OF THE MEETING | For | None | 8620000 | 0 | 0 | 0 | ||||
VTECH HOLDINGS LTD, HAMILTON | |||||||||||
Security: | G9400S132 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jul-2015 | |||||||||
ISIN | BMG9400S1329 | Vote Deadline Date: | 10-Jul-2015 | ||||||||
Agenda | 706257094 | Management | Total Ballot Shares: | 135900 | |||||||
Last Vote Date: | 12-Jun-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 09/LTN20150609578.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 09/LTN20150609574.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE AUDITOR OF THE COMPANY ("AUDITOR") FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 135900 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2015 | For | None | 135900 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT DR. PANG KING FAI AS DIRECTOR | For | None | 135900 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT DR. WILLIAM FUNG KWOK LUN AS DIRECTOR | For | None | 135900 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. WONG KAI MAN AS DIRECTOR | For | None | 135900 | 0 | 0 | 0 | ||||
8 | TO FIX THE DIRECTORS'S FEE (INCLUDING THE ADDITIONAL FEE PAYABLE TO CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE, NOMINATION COMMITTEE AND REMUNERATION COMMITTEE) | For | None | 135900 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 135900 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2015 AGM | For | None | 135900 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2015 AGM | For | None | 135900 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES BY THE ADDITION OF SUCH NUMBER OF SHARES TO BE REPURCHASED BY THE COMPANY | For | None | 0 | 135900 | 0 | 0 | ||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 20-Aug-2015 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 14-Aug-2015 | ||||||||
Agenda | 706306479 | Management | Total Ballot Shares: | 3306000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 2/ltn201507021689.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2015/070 2/ltn201507021617.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE PROVISION OF A GUARANTEE BY MEI WAH COMPANY FOR THE USD DEBENTURES TO BE ISSUED BY ITS WHOLLY-OWNED SUBSIDIARY | For | None | 2610000 | 0 | 0 | 0 | ||||
CHEN HSONG HOLDINGS LTD | |||||||||||
Security: | G20874106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-Aug-2015 | |||||||||
ISIN | BMG208741063 | Vote Deadline Date: | 21-Aug-2015 | ||||||||
Agenda | 706334125 | Management | Total Ballot Shares: | 2810000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 2/LTN20150722164.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 2/LTN20150722154.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 2430000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE FINAL DIVIDEND OF HK0.6 CENT PER SHARE AND THE SPECIAL FINAL DIVIDEND OF HK3.2 CENTS PER SHARE AS RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2015 | For | None | 2430000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MS. LAI YUEN CHIANG AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. SAM HON WAH NG AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. ANISH LALVANI AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | ||||
8 | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2016 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | For | None | 2430000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2430000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2430000 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 2430000 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 2430000 | 0 | 0 | ||||
WEICHAI POWER CO LTD, WEIFANG | |||||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 27-Aug-2015 | |||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 21-Aug-2015 | ||||||||
Agenda | 706318373 | Management | Total Ballot Shares: | 543120 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/071 3/LTN20150713808.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/071 3/LTN20150713804.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ISSUE OF THE BONDS AND THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF ITS WHOLLY-OWNED SUBSIDIARY, WEICHAI INTERNATIONAL HONG KONG ENERGY GROUP CO., LIMITED | For | None | 543120 | 0 | 0 | 0 | ||||
NETEASE, INC. | |||||||||||
Security: | 64110W102 | Meeting Type: | Annual | ||||||||
Ticker: | NTES | Meeting Date: | 04-Sep-2015 | ||||||||
ISIN | US64110W1027 | Vote Deadline Date: | 27-Aug-2015 | ||||||||
Agenda | 934269095 | Management | Total Ballot Shares: | 34075 | |||||||
Last Vote Date: | 14-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | For | None | 29375 | 0 | 0 | 0 | ||||
2 | RE-ELECTION OF DIRECTOR: ALICE CHENG | For | None | 29375 | 0 | 0 | 0 | ||||
3 | RE-ELECTION OF DIRECTOR: DENNY LEE | For | None | 29375 | 0 | 0 | 0 | ||||
4 | RE-ELECTION OF DIRECTOR: JOSEPH TONG | For | None | 29375 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF DIRECTOR: LUN FENG | For | None | 29375 | 0 | 0 | 0 | ||||
6 | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | For | None | 29375 | 0 | 0 | 0 | ||||
7 | RE-ELECTION OF DIRECTOR: MICHAEL TONG | For | None | 29375 | 0 | 0 | 0 | ||||
8 | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (PREVIOUSLY KNOWN AS PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY) AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 29375 | 0 | 0 | 0 | ||||
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT | |||||||||||
Security: | Y6800A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 10-Sep-2015 | |||||||||
ISIN | CNE100001MK7 | Vote Deadline Date: | 03-Sep-2015 | ||||||||
Agenda | 706342196 | Management | Total Ballot Shares: | 4806000 | |||||||
Last Vote Date: | 04-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 4/LTN20150724453.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/072 4/LTN20150724374.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. HUA RIXIN AS NON-EXECUTIVE DIRECTOR TO SERVE THE SECOND SESSION OF THE BOARD | For | None | 3844000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE ELECTION OF MS. CHENG YUQIN AS NON-EXECUTIVE DIRECTOR TO SERVE THE SECOND SESSION OF THE BOARD | For | None | 3844000 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706359418 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 14-Aug-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810757.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 854000 | 0 | 0 | 0 | ||||
3 | 12 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 18-SEP- 2015 TO 25-AUG-2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 25-Sep-2015 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 21-Sep-2015 | ||||||||
Agenda | 706417272 | Management | Total Ballot Shares: | 1120500 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 513458 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0810/LTN20150810725.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909550.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0909/LTN20150909592.PDF | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR | For | None | 854000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (REVISED VERSION) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 854000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REVISION OF THE CONNECTED ISSUE RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. ZHU LIWEI, ERIC AS NON-EXECUTIVE DIRECTOR | For | None | 854000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR | For | None | 854000 | 0 | 0 | 0 | ||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Oct-2015 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 22-Oct-2015 | ||||||||
Agenda | 706426550 | Management | Total Ballot Shares: | 4107670 | |||||||
Last Vote Date: | 17-Sep-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911586.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/091 1/LTN20150911673.pdf | None | None | Non Voting | |||||||
2 | PROPOSAL REGARDING MR. CARL WALTER TO SERVE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
3 | PROPOSAL REGARDING MS. ANITA FUNG YUEN MEI TO SERVE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
SOHO CHINA LTD, GRAND CAYMAN | |||||||||||
Security: | G82600100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 13-Nov-2015 | |||||||||
ISIN | KYG826001003 | Vote Deadline Date: | 10-Nov-2015 | ||||||||
Agenda | 706529130 | Management | Total Ballot Shares: | 1381000 | |||||||
Last Vote Date: | 06-Nov-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/1028/LTN20151028459.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/1028/LTN20151028419.PDF | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | THE DECLARATION AND PAYMENT OF A SPECIAL DIVIDEND OF RMB0.348 PER ORDINARY SHARE OUT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY (THE "SPECIAL DIVIDEND") TO SHAREHOLDERS OF THE COMPANY WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON THE RECORD DATE FIXED BY THE BOARD OF DIRECTORS (THE "BOARD") FOR DETERMINING THE ENTITLEMENTS TO THE SPECIAL DIVIDEND BE AND IS HEREBY APPROVED AND ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO TAKE SUCH ACTION, DO SUCH THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AS THE DIRECTOR MAY AT HIS/HER ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE PAYMENT OF THE SPECIAL DIVIDEND | For | None | 1381000 | 0 | 0 | 0 | ||||
4 | RE-ELECTION OF MR. SUN QIANG CHANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND AUTHORISING THE BOARD TO DETERMINE HIS REMUNERATION | For | None | 1381000 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF MR. XIONG MING HUA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND AUTHORISING THE BOARD TO DETERMINE HIS REMUNERATION | For | None | 1381000 | 0 | 0 | 0 | ||||
ANHUI CONCH CEMENT CO LTD, WUHU | |||||||||||
Security: | Y01373102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 16-Nov-2015 | |||||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 10-Nov-2015 | ||||||||
Agenda | 706451236 | Management | Total Ballot Shares: | 642000 | |||||||
Last Vote Date: | 14-Oct-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/09 28/LTN20150928037.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2015/09 28/LTN20150928031.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED THE SAME AS A ''TAKE NO ACTION'' VOTE | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION FOR THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF EIGHT WHOLLY-OWNED OR MAJORITY-OWNED SUBSIDIARIES AND ONE INVESTED COMPANY | For | None | 471000 | 0 | 0 | 0 | ||||
WEICHAI POWER CO LTD, WEIFANG | |||||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 18-Nov-2015 | |||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 12-Nov-2015 | ||||||||
Agenda | 706453052 | Management | Total Ballot Shares: | 1086240 | |||||||
Last Vote Date: | 14-Oct-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/092 9/LTN201509291111.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2015/092 9/LTN201509291137.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE FAST TRANSMISSION SALE AGREEMENT IN RESPECT OF THE SALE OF PARTS AND COMPONENTS OF TRANSMISSIONS AND RELATED PRODUCTS BY SFGC TO FAST TRANSMISSION AND THE RELEVANT NEW CAPS | For | None | 1086240 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE FAST TRANSMISSION PURCHASE AGREEMENT IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF TRANSMISSIONS AND RELATED PRODUCTS BY SFGC FROM FAST TRANSMISSION AND THE RELEVANT NEW CAPS | For | None | 1086240 | 0 | 0 | 0 | ||||
CHINA LIFE INSURANCE CO LTD, BEIJING | |||||||||||
Security: | Y1477R204 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 29-Dec-2015 | |||||||||
ISIN | CNE1000002L3 | Vote Deadline Date: | 22-Dec-2015 | ||||||||
Agenda | 706549637 | Management | Total Ballot Shares: | 460000 | |||||||
Last Vote Date: | 19-Nov-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/11 11/LTN20151111205.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/11 11/LTN20151111197.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG XIN AS AN INDEPENDENT DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 460000 | 0 | 0 | 0 | ||||
3 | APPOINT ERNST YOUNG HUA MING LLP AS THE PRC AUDITOR AND ERNST YOUNG AS THE INTERNATIONAL AUDITOR FOR THE YEAR 2016 | For | None | 460000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE ENTRUSTED INVESTMENT AND MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH INSURANCE FUNDS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHINA LIFE INVESTMENT HOLDING COMPANY LIMITED, THE TRANSACTIONS THEREUNDER, THE ANNUAL CAP CALCULATED BASED ON THE INVESTMENT MANAGEMENT SERVICE FEE AND PERFORMANCE INCENTIVE FEE, AND THE AMOUNT OF ASSETS TO BE ENTRUSTED FOR INVESTMENT AND MANAGEMENT (INCLUDING THE AMOUNT FOR CO- INVESTMENTS) | For | None | 460000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE CAPITAL DEBT FINANCING OF THE COMPANY | For | None | 460000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE OVERSEAS ISSUE OF SENIOR BONDS BY THE COMPANY | For | None | 460000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE CHANGE OF BUSINESS SCOPE OF THE COMPANY | For | None | 460000 | 0 | 0 | 0 | ||||
8 | 12 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
BEIJING ENTERPRISES HOLDINGS LTD | |||||||||||
Security: | Y07702122 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jan-2016 | |||||||||
ISIN | HK0392044647 | Vote Deadline Date: | 12-Jan-2016 | ||||||||
Agenda | 706614066 | Management | Total Ballot Shares: | 211000 | |||||||
Last Vote Date: | 10-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 24/LTN20151224193.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 24/LTN20151224195.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE | None | None | Non Voting | |||||||
3 | TO CONFIRM, APPROVE, AUTHORIZE AND RATIFY THE ENTERING INTO OF THE DISPOSAL AGREEMENT (AS DEFINED IN THE NOTICE CONVENING THE MEETING) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE IMPLEMENTATION THEREOF AND TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY FOR AND ON BEHALF OF THE COMPANY TO EXECUTE (AND, IF NECESSARY, AFFIX THE COMMON SEAL OF THE COMPANY) ANY SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ANY SUCH ACTS OR THINGS AS MAY BE DEEMED BY HIM IN HIS ABSOLUTE DISCRETION TO BE INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE MATTERS CONTEMPLATED IN THE DISPOSAL AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE IMPLEMENTATION THEREOF | For | None | 211000 | 0 | 0 | 0 | ||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 29-Jan-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 25-Jan-2016 | ||||||||
Agenda | 706599454 | Management | Total Ballot Shares: | 3306000 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 14/LTN20151214627.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 14/LTN20151214663.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE TOLL ADJUSTMENT IN NANGUANG EXPRESSWAY, YANPAI EXPRESSWAY, YANBA EXPRESSWAY AND COMPENSATION BY THE GOVERNMENT | For | None | 2610000 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603657 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/121 6/LTN20151216715.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 1609000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 1609000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 1609000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 1609000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 1609000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 1609000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 1609000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 1609000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 1609000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 1609000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 1609000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 1609000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 1609000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 1609000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 1609000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 1609000 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 1609000 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 1609000 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 1609000 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 1609000 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 1609000 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 1609000 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 1609000 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 1609000 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 1609000 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 1609000 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 1609000 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 1609000 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 1609000 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 1609000 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 1609000 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 1609000 | 0 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 01-Feb-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 26-Jan-2016 | ||||||||
Agenda | 706603669 | Management | Total Ballot Shares: | 2226900 | |||||||
Last Vote Date: | 25-Jan-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/12 16/LTN20151216711.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED CAPITAL OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 1609000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 1609000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 1609000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 1609000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 1609000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 1609000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 1609000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 1609000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 1609000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 1609000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 1609000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 1609000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 1609000 | 0 | 0 | 0 | ||||
18 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 1609000 | 0 | 0 | 0 | ||||
19 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 1609000 | 0 | 0 | 0 | ||||
20 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
21 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 1609000 | 0 | 0 | 0 | ||||
22 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 1609000 | 0 | 0 | 0 | ||||
23 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: MATURITY | For | None | 1609000 | 0 | 0 | 0 | ||||
24 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: METHOD OF ISSUANCE | For | None | 1609000 | 0 | 0 | 0 | ||||
25 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: PLACEES | For | None | 1609000 | 0 | 0 | 0 | ||||
26 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: NOMINAL VALUE AND ISSUE PRICE | For | None | 1609000 | 0 | 0 | 0 | ||||
27 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 1609000 | 0 | 0 | 0 | ||||
28 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: CONDITIONAL REDEMPTION TERMS | For | None | 1609000 | 0 | 0 | 0 | ||||
29 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TERMS OF MANDATORY CONVERSION | For | None | 1609000 | 0 | 0 | 0 | ||||
30 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 1609000 | 0 | 0 | 0 | ||||
31 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 1609000 | 0 | 0 | 0 | ||||
32 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: USE OF PROCEEDS | For | None | 1609000 | 0 | 0 | 0 | ||||
33 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RATING | For | None | 1609000 | 0 | 0 | 0 | ||||
34 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: GUARANTEE | For | None | 1609000 | 0 | 0 | 0 | ||||
35 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: TRANSFERABILITY | For | None | 1609000 | 0 | 0 | 0 | ||||
36 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 1609000 | 0 | 0 | 0 | ||||
37 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
38 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD.: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 1609000 | 0 | 0 | 0 | ||||
39 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
40 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | For | None | 1609000 | 0 | 0 | 0 | ||||
41 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
42 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2015 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
43 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE ELECTION OF MR. ZHENG WANCHUN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
44 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2016 TO 2018 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS (PREFERENCE SHARES) OF CHINA MINSHENG BANKING CORP., LTD | For | None | 1609000 | 0 | 0 | 0 | ||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||
Security: | G3777B103 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 18-Feb-2016 | |||||||||
ISIN | KYG3777B1032 | Vote Deadline Date: | 15-Feb-2016 | ||||||||
Agenda | 706654957 | Management | Total Ballot Shares: | 4295000 | |||||||
Last Vote Date: | 13-Feb-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/01 27/LTN20160127263.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/01 27/LTN20160127257.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO APPROVE, RATIFY AND CONFIRM THE VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 28 JANUARY 2016, THE "CIRCULAR"), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR), AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS | For | None | 4295000 | 0 | 0 | 0 | ||||
DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | |||||||||||
Security: | L2297J434 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 29-Mar-2016 | |||||||||
ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2016 | ||||||||
Agenda | 706729906 | Management | Total Ballot Shares: | 1824300 | |||||||
Last Vote Date: | 07-Mar-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | HEARING OF THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY AND THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) AND APPROVAL OF THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 1824300 | 0 | 0 | 0 | ||||
2 | ALLOCATION OF THE RESULTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015. A PROPOSED DIVIDEND PER SHARE (IF ANY) IN RESPECT OF EACH RELEVANT SUB-FUND AND SHARE CLASS SHALL BE PUBLISHED ON THE COMPANY'S WEBSITE WWW.ETF.DB.COM ON OR AROUND 11 MARCH 2016 | For | None | 1824300 | 0 | 0 | 0 | ||||
3 | DISCHARGE TO BE GRANTED TO THE DIRECTORS WITH RESPECT TO THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 1824300 | 0 | 0 | 0 | ||||
4 | RE-ELECTION OF MESSRS. WERNER BURG, KLAUS-MICHAEL VOGEL, JACQUES ELVINGER, MANOOJ MISTRY, BEN O'BRYAN AND PHILIPPE NICHOLAS AH-SUN AS DIRECTORS OF THE COMPANY AND APPROVAL OF THE REMUNERATION OF THE INDEPENDENT DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY THAT WILL APPROVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016 | For | None | 1824300 | 0 | 0 | 0 | ||||
5 | RE-ELECTION OF ERNST & YOUNG S.A. AS APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY THAT WILL APPROVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2016 | For | None | 1824300 | 0 | 0 | 0 | ||||
6 | ANY OTHER BUSINESS WHICH MAY BE PROPERLY BROUGHT BEFORE THE AGM | Abstain | None | 0 | 0 | 1824300 | 0 | ||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD, SINGAPORE | |||||||||||
Security: | Y9728A102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Apr-2016 | |||||||||
ISIN | SG1U76934819 | Vote Deadline Date: | 21-Apr-2016 | ||||||||
Agenda | 706836535 | Management | Total Ballot Shares: | 1672100 | |||||||
Last Vote Date: | 14-Apr-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND THE DIRECTORS' STATEMENT AND THE AUDITORS' REPORT THEREON | For | None | 1396000 | 0 | 0 | 0 | ||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.045 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 1396000 | 0 | 0 | 0 | ||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015. (2014:SGD 135,000) | For | None | 1396000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO ARE RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR CHEN TIMOTHY TECK LENG @ CHEN TECK LENG | For | None | 1396000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO ARE RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR XU WEN JIONG | For | None | 1396000 | 0 | 0 | 0 | ||||
6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1396000 | 0 | 0 | 0 | ||||
7 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 1396000 | 0 | 0 | ||||
8 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 1396000 | 0 | 0 | 0 | ||||
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG | |||||||||||
Security: | Y15004107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 06-May-2016 | |||||||||
ISIN | HK0688002218 | Vote Deadline Date: | 28-Apr-2016 | ||||||||
Agenda | 706875195 | Management | Total Ballot Shares: | 586000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 05/LTN201604051173.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 05/LTN201604051238.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 586000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 OF HKD 41 CENTS PER SHARE | For | None | 586000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. XIAO XIAO AS DIRECTOR | For | None | 586000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LUO LIANG AS DIRECTOR | For | None | 586000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS DIRECTOR | For | None | 586000 | 0 | 0 | 0 | ||||
8 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 586000 | 0 | 0 | 0 | ||||
9 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 586000 | 0 | 0 | 0 | ||||
10 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY-BACK SHARES OF THE COMPANY UP TO 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | For | None | 586000 | 0 | 0 | 0 | ||||
11 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 586000 | 0 | 0 | ||||
12 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | For | None | 0 | 586000 | 0 | 0 | ||||
13 | 03 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
CHINA OVERSEAS PROPERTY HOLDINGS LTD, GRAND CAYMAN | |||||||||||
Security: | G2118M109 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 06-May-2016 | |||||||||
ISIN | KYG2118M1096 | Vote Deadline Date: | 28-Apr-2016 | ||||||||
Agenda | 706875208 | Management | Total Ballot Shares: | 180666 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 05/LTN201604051371.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 05/LTN201604051349.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 180666 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND OF HK1.2 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 180666 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. HAO JIAN MIN AS DIRECTOR OF THE COMPANY | For | None | 180666 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LUO XIAO AS DIRECTOR OF THE COMPANY | For | None | 180666 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. SHI YONG AS DIRECTOR OF THE COMPANY | For | None | 180666 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT DR. YANG OU AS DIRECTOR OF THE COMPANY | For | None | 180666 | 0 | 0 | 0 | ||||
9 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | For | None | 180666 | 0 | 0 | 0 | ||||
10 | TO APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | For | None | 180666 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 180666 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE | For | None | 180666 | 0 | 0 | 0 | ||||
13 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF AN AMOUNT NOT EXCEEDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 180666 | 0 | 0 | ||||
GALAXY ENTERTAINMENT GROUP LTD | |||||||||||
Security: | Y2679D118 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 10-May-2016 | |||||||||
ISIN | HK0027032686 | Vote Deadline Date: | 04-May-2016 | ||||||||
Agenda | 706814072 | Management | Total Ballot Shares: | 498000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 23/LTN20160323341.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 23/LTN20160323323.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 498000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. JAMES ROSS ANCELL AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT DR. CHARLES CHEUNG WAI BUN AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | ||||
7 | TO FIX THE DIRECTORS' REMUNERATION | For | None | 498000 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | For | None | 498000 | 0 | 0 | 0 | ||||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | For | None | 498000 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | For | None | 0 | 498000 | 0 | 0 | ||||
11 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | For | None | 0 | 498000 | 0 | 0 | ||||
CATHAY PACIFIC AIRWAYS LTD, HONG KONG | |||||||||||
Security: | Y11757104 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-May-2016 | |||||||||
ISIN | HK0293001514 | Vote Deadline Date: | 04-May-2016 | ||||||||
Agenda | 706880487 | Management | Total Ballot Shares: | 792000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406567.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406603.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE | None | None | Non Voting | |||||||
3 | TO RE-ELECT CAI JIANJIANG AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT FAN CHENG AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT LEE IRENE YUN LIEN AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT WONG TUNG SHUN PETER AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
7 | TO ELECT JOHN BARRIE HARRISON AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
8 | TO ELECT TUNG LIEH CHEUNG ANDREW AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
9 | TO ELECT YAU YING WAH (ALGERNON) AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | ||||
10 | TO RE-APPOINT KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 792000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE FOR SHARE BUY-BACK | For | None | 792000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY | For | None | 792000 | 0 | 0 | 0 | ||||
CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | |||||||||||
Security: | G2157Q102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 13-May-2016 | |||||||||
ISIN | KYG2157Q1029 | Vote Deadline Date: | 06-May-2016 | ||||||||
Agenda | 706912258 | Management | Total Ballot Shares: | 3873000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411297.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411365.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3103000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015 | For | None | 3103000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. WONG LUEN HEI AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. KONG ZHAOCONG AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DR. LIN SHAOQUAN AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. FUNG PUI CHEUNG AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT MR. WONG KWOK HO JONATHAN AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
10 | TO RE-ELECT DR. TAO ZHIGANG AS DIRECTOR | For | None | 3103000 | 0 | 0 | 0 | ||||
11 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 3103000 | 0 | 0 | 0 | ||||
12 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 3103000 | 0 | 0 | 0 | ||||
13 | "THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF | For | None | 0 | 3103000 | 0 | 0 | ||||
SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY(D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN | |||||||||||
RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG)." | |||||||||||
14 | "THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE | For | None | 3103000 | 0 | 0 | 0 | ||||
PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING." | |||||||||||
15 | "THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION." | For | None | 0 | 3103000 | 0 | 0 | ||||
SOHO CHINA LTD, GRAND CAYMAN | |||||||||||
Security: | G82600100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 18-May-2016 | |||||||||
ISIN | KYG826001003 | Vote Deadline Date: | 11-May-2016 | ||||||||
Agenda | 706896341 | Management | Total Ballot Shares: | 1381000 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 07/LTN20160407921.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 07/LTN20160407891.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1381000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE DECLARATION AND PAYMENT OF A SPECIAL DIVIDEND OF RMB0.348 PER ORDINARY SHARE OUT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY (THE "SPECIAL DIVIDEND") TO SHAREHOLDERS OF THE COMPANY WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON THE RECORD DATE FIXED BY THE BOARD OF DIRECTORS (THE "BOARD") FOR DETERMINING THE ENTITLEMENTS TO THE SPECIAL DIVIDEND BE AND IS HEREBY APPROVED AND ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO TAKE SUCH ACTION, DO SUCH THINGS | For | None | 1381000 | 0 | 0 | 0 | ||||
AND EXECUTE SUCH FURTHER DOCUMENTS AS THE DIRECTOR MAY AT HIS/HER ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE PAYMENT OF THE SPECIAL DIVIDEND | |||||||||||
5 | TO RE-ELECT MR. PAN SHIYI AS EXECUTIVE DIRECTOR | For | None | 1381000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. CHA MOU ZING, VICTOR AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1381000 | 0 | 0 | 0 | ||||
7 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 1381000 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 1381000 | 0 | 0 | 0 | ||||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 1381000 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10 PER CENT OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 1381000 | 0 | 0 | 0 | ||||
11 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 7(A) TO ISSUE SHARES BY ADDING TO THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY THE AMOUNT OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 7(B) | For | None | 0 | 1381000 | 0 | 0 | ||||
TENCENT HOLDINGS LTD, GEORGE TOWN | |||||||||||
Security: | G87572163 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 18-May-2016 | |||||||||
ISIN | KYG875721634 | Vote Deadline Date: | 11-May-2016 | ||||||||
Agenda | 706832828 | Management | Total Ballot Shares: | 152400 | |||||||
Last Vote Date: | 05-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291421.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291411.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 127900 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND | For | None | 127900 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | For | None | 127900 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. IAN CHARLES STONE AS DIRECTOR | For | None | 127900 | 0 | 0 | 0 | ||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 127900 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS | For | None | 127900 | 0 | 0 | 0 | ||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 127900 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 127900 | 0 | 0 | 0 | ||||
11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 127900 | 0 | 0 | ||||
CHINA MOBILE LIMITED, HONG KONG | |||||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||||
ISIN | HK0941009539 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706912210 | Management | Total Ballot Shares: | 199000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411659.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 11/LTN20160411647.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 181500 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE | For | None | 181500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING | For | None | 181500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE | For | None | 181500 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA | For | None | 181500 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI | For | None | 181500 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 181500 | 0 | 0 | 0 | ||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | For | None | 181500 | 0 | 0 | 0 | ||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 181500 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 181500 | 0 | 0 | ||||
CNOOC LTD, HONG KONG | |||||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 26-May-2016 | |||||||||
ISIN | HK0883013259 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706884106 | Management | Total Ballot Shares: | 3364000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406023.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406027.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1461000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1461000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1461000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1461000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. CHIU SUNG HONG WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1461000 | 0 | 0 | 0 | ||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 1461000 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1461000 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 1461000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 1461000 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 1461000 | 0 | 0 | ||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||||
Security: | G3777B103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 27-May-2016 | |||||||||
ISIN | KYG3777B1032 | Vote Deadline Date: | 20-May-2016 | ||||||||
Agenda | 706917753 | Management | Total Ballot Shares: | 5370000 | |||||||
Last Vote Date: | 10-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 2/ltn20160412493.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2016/041 2/ltn20160412607.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 4295000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 4295000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. ANG SIU LUN, LAWRENCE AS AN EXECUTIVE DIRECTOR | For | None | 4295000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LIU JIN LIANG AS AN EXECUTIVE DIRECTOR | For | None | 4295000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. CARL PETER EDMUND MORIZ FORSTER AS A NON-EXECUTIVE DIRECTOR | For | None | 4295000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. YEUNG SAU HUNG, ALEX AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 4295000 | 0 | 0 | 0 | ||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 4295000 | 0 | 0 | 0 | ||||
10 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 4295000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | For | None | 4295000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | For | None | 0 | 4295000 | 0 | 0 | ||||
13 | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | For | None | 0 | 4295000 | 0 | 0 | ||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | |||||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 30-May-2016 | |||||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 25-May-2016 | ||||||||
Agenda | 706945827 | Management | Total Ballot Shares: | 486000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418733.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 18/LTN20160418727.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 396500 | 0 | 0 | 0 | ||||
4 | TO APPROVE A FINAL DIVIDEND OF HKD 0.95 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 396500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | For | None | 396500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MS. INGRID CHUNYUAN WU AS NON-EXECUTIVE DIRECTOR | For | None | 396500 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT DATO' TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 396500 | 0 | 0 | 0 | ||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE FEES OF THE DIRECTORS FOR THE YEAR ENDING 31ST DECEMBER, 2016 | For | None | 396500 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 396500 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | For | None | 396500 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | For | None | 396500 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 396500 | 0 | 0 | ||||
13 | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 396500 | 0 | 0 | 0 | ||||
DAH SING FINANCIAL HOLDINGS LTD, WANCHAI | |||||||||||
Security: | Y19182107 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 31-May-2016 | |||||||||
ISIN | HK0440001847 | Vote Deadline Date: | 25-May-2016 | ||||||||
Agenda | 706993157 | Management | Total Ballot Shares: | 87681 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2016/042 6/ltn20160426727.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2016/042 6/ltn20160426741.pdf | None | None | Non Voting | |||||||
3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 87681 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND FOR 2015 | For | None | 87681 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. DAVID SHOU-YEH WONG AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. NICHOLAS JOHN MAYHEW AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. SEIJI NAKAMURA AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | ||||
8 | TO FIX THE FEES OF THE DIRECTORS | For | None | 87681 | 0 | 0 | 0 | ||||
9 | TO APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 87681 | 0 | 0 | 0 | ||||
10 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | For | None | 0 | 87681 | 0 | 0 | ||||
11 | TO APPROVE A GENERAL MANDATE TO BUY- BACK SHARES | For | None | 87681 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | For | None | 0 | 87681 | 0 | 0 | ||||
13 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE NEW SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER ANY SHARE OPTION SCHEMES ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | For | None | 0 | 87681 | 0 | 0 | ||||
14 | 02 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
ANHUI CONCH CEMENT CO LTD, WUHU | |||||||||||
Security: | Y01373102 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 02-Jun-2016 | |||||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 27-May-2016 | ||||||||
Agenda | 706937870 | Management | Total Ballot Shares: | 642000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 14/LTN20160414346.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 14/LTN20160414408.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
3 | TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 471000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 471000 | 0 | 0 | 0 | ||||
5 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 471000 | 0 | 0 | 0 | ||||
6 | TO APPROVE THE COMPANY'S 2015 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | For | None | 471000 | 0 | 0 | 0 | ||||
7 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | For | None | 471000 | 0 | 0 | 0 | ||||
8 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ITS 14 SUBSIDIARIES | For | None | 471000 | 0 | 0 | 0 | ||||
9 | TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
10 | TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
11 | TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
12 | TO ELECT AND APPOINT MR. DING FENG AS AN EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
13 | TO ELECT AND APPOINT MR. ZHOU BO AS AN EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
14 | TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
15 | TO ELECT AND APPOINT MR. TAI KWOK LEUNG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
16 | TO ELECT AND APPOINT MR. TAT KWONG SIMON LEUNG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 471000 | 0 | 0 | 0 | ||||
17 | TO ELECT AND APPOINT MR. QI SHENGLI AS A SUPERVISOR | For | None | 471000 | 0 | 0 | 0 | ||||
18 | TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR | For | None | 471000 | 0 | 0 | 0 | ||||
19 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 471000 | 0 | 0 | 0 | ||||
20 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES | For | None | 0 | 471000 | 0 | 0 | ||||
TONGDA GROUP HOLDINGS LTD | |||||||||||
Security: | G8917X121 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 02-Jun-2016 | |||||||||
ISIN | KYG8917X1218 | Vote Deadline Date: | 26-May-2016 | ||||||||
Agenda | 706958521 | Management | Total Ballot Shares: | 9640000 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 19/LTN20160419135.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 19/LTN20160419127.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 9640000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT MR. WONG AH YU AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 9640000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. WONG AH YEUNG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 9640000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. CHOI WAI SANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 9640000 | 0 | 0 | 0 | ||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | For | None | 9640000 | 0 | 0 | 0 | ||||
8 | TO RE-APPOINT THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THEIR REMUNERATION | For | None | 9640000 | 0 | 0 | 0 | ||||
9 | TO DECLARE AND APPROVE A FINAL DIVIDEND OF HK2.1 CENTS PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 9640000 | 0 | 0 | 0 | ||||
10 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARES OF THE COMPANY | For | None | 0 | 9640000 | 0 | 0 | ||||
11 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARES OF THE COMPANY | For | None | 9640000 | 0 | 0 | 0 | ||||
12 | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 5(A) BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 5(B) | For | None | 0 | 9640000 | 0 | 0 | ||||
13 | 20 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | |||||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 06-Jun-2016 | |||||||||
ISIN | HK2388011192 | Vote Deadline Date: | 31-May-2016 | ||||||||
Agenda | 706938618 | Management | Total Ballot Shares: | 670500 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 15/LTN20160415237.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 15/LTN20160415241.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE | None | None | Non Voting | |||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 604500 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.679 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 604500 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE COMPANY | For | None | 604500 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. REN DEQI AS A DIRECTOR OF THE COMPANY | For | None | 604500 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. GAO YINGXIN AS A DIRECTOR OF THE COMPANY | For | None | 604500 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. XU LUODE AS A DIRECTOR OF THE COMPANY | For | None | 604500 | 0 | 0 | 0 | ||||
9 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 604500 | 0 | 0 | 0 | ||||
10 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 604500 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 604500 | 0 | 0 | 0 | ||||
12 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 0 | 604500 | 0 | 0 | ||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | |||||||||||
Security: | Y1495M112 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 706978193 | Management | Total Ballot Shares: | 2302900 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: [http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211278.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211294.pdf] | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2015 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2015 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2015 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2016 | For | None | 1609000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2016 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD FOR 2015 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2015 OF THE COMPANY | For | None | 1609000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2016 | For | None | 1609000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 0 | 1609000 | 0 | 0 | ||||
WEICHAI POWER CO LTD, WEIFANG | |||||||||||
Security: | Y9531A109 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-Jun-2016 | |||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 01-Jun-2016 | ||||||||
Agenda | 706975010 | Management | Total Ballot Shares: | 1086240 | |||||||
Last Vote Date: | 26-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211144.pdf ; http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 21/LTN201604211146.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 1086240 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 1086240 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF (AS SPECIFIED) (SHANDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 1086240 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | For | None | 1086240 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1086240 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE TERMS OF REFERENCE OF THE AUDIT COMMITTEE AS SET OUT IN THE CIRCULAR | For | None | 1086240 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTION BETWEEN THE COMPANY AND (AS SPECIFIED) (SHANTUI ENGINEERING MACHINERY CO. LTD.) | For | None | 1086240 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE THE NEW FINANCIAL SERVICES AGREEMENT DATED 30 MARCH 2016 IN RESPECT OF THE PROVISION OF CERTAIN FINANCIAL SERVICES TO THE GROUP BY SHANDONG FINANCE AND THE RELEVANT NEW CAPS | For | None | 1086240 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, AMONGST OTHER THINGS, NEW H SHARES | For | None | 0 | 1086240 | 0 | 0 | ||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE | |||||||||||
Security: | Y69790106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jun-2016 | |||||||||
ISIN | CNE1000003X6 | Vote Deadline Date: | 09-Jun-2016 | ||||||||
Agenda | 706832626 | Management | Total Ballot Shares: | 336000 | |||||||
Last Vote Date: | 31-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291135.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2016/03 29/LTN201603291115.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED DECEMBER 31, 2015 | For | None | 336000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED DECEMBER 31, 2015 | For | None | 336000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2015 | For | None | 336000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2015 | For | None | 336000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED DECEMBER 31, 2015 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | For | None | 336000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 336000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE | For | None | 336000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% (RATHER THAN 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) TO THE BENCHMARK PRICE (AS DEFINED IN CIRCULAR OF THE COMPANY DATE MARCH 30, 2016) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | For | None | 336000 | 0 | 0 | 0 | ||||
SINO BIOPHARMACEUTICAL LTD | |||||||||||
Security: | G8167W138 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Jun-2016 | |||||||||
ISIN | KYG8167W1380 | Vote Deadline Date: | 07-Jun-2016 | ||||||||
Agenda | 707031629 | Management | Total Ballot Shares: | 3089000 | |||||||
Last Vote Date: | 31-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428669.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428711.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 2479000 | 0 | 0 | 0 | ||||
4 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 2479000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MISS TSE, THERESA Y Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. XU XIAOYANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. TSE HSIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 2479000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2479000 | 0 | 0 | 0 | ||||
12 | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PERCENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 2479000 | 0 | 0 | ||||
13 | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PERCENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 2479000 | 0 | 0 | 0 | ||||
14 | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 10(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 10(B) | For | None | 0 | 2479000 | 0 | 0 | ||||
15 | 02 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
BEIJING ENTERPRISES HOLDINGS LTD | |||||||||||
Security: | Y07702122 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 16-Jun-2016 | |||||||||
ISIN | HK0392044647 | Vote Deadline Date: | 09-Jun-2016 | ||||||||
Agenda | 707089632 | Management | Total Ballot Shares: | 211000 | |||||||
Last Vote Date: | 31-May-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512233.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512223.pdf | None | None | Non Voting | |||||||
3 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 211000 | 0 | 0 | 0 | ||||
4 | TO DECLARE A FINAL DIVIDEND | For | None | 211000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR. HOU ZIBO AS DIRECTOR | For | None | 211000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR. LI YONGCHENG AS DIRECTOR | For | None | 211000 | 0 | 0 | 0 | ||||
7 | TO RE-ELECT MR. TAM CHUN FAI AS DIRECTOR | For | None | 211000 | 0 | 0 | 0 | ||||
8 | TO RE-ELECT MR. FU TINGMEI AS DIRECTOR | For | None | 211000 | 0 | 0 | 0 | ||||
9 | TO RE-ELECT DR. YU SUN SAY AS DIRECTOR | For | None | 211000 | 0 | 0 | 0 | ||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION | For | None | 211000 | 0 | 0 | 0 | ||||
11 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 211000 | 0 | 0 | 0 | ||||
12 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE ON THE DATE OF THIS RESOLUTION | For | None | 211000 | 0 | 0 | 0 | ||||
13 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE ON THE DATE OF THIS RESOLUTION | For | None | 0 | 211000 | 0 | 0 | ||||
14 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY BY THE NUMBER OF SHARES BOUGHT BACK | For | None | 0 | 211000 | 0 | 0 | ||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707113596 | Management | Total Ballot Shares: | 4250670 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618292 DUE TO ADDITION OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN201604291938.pdf, | None | None | Non Voting | |||||||
3 | 2015 REPORT OF BOARD OF DIRECTORS | For | None | 3217670 | 0 | 0 | 0 | ||||
4 | 2015 REPORT OF BOARD OF SUPERVISORS | For | None | 3217670 | 0 | 0 | 0 | ||||
5 | 2015 FINAL FINANCIAL ACCOUNTS | For | None | 3217670 | 0 | 0 | 0 | ||||
6 | 2015 PROFIT DISTRIBUTION PLAN | For | None | 3217670 | 0 | 0 | 0 | ||||
7 | BUDGET OF 2016 FIXED ASSETS INVESTMENT | For | None | 3217670 | 0 | 0 | 0 | ||||
8 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2014 | For | None | 3217670 | 0 | 0 | 0 | ||||
9 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2014 | For | None | 3217670 | 0 | 0 | 0 | ||||
10 | RE-ELECTION OF MR. ZHANG LONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
11 | RE-ELECTION OF MR. CHUNG SHUI MING TIMPSON AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
12 | RE-ELECTION OF MR. WIM KOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
13 | RE-ELECTION OF MR. MURRAY HORN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
14 | RE-ELECTION OF MS. LIU JIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
15 | RE-ELECTION OF MS. LI XIAOLING AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
16 | RE-ELECTION OF MR. BAI JIANJUN AS AN EXTERNAL SUPERVISOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
17 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2016: APPROVE PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS DOMESTIC ACCOUNTING FIRM AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR REMUNERATION | For | None | 3217670 | 0 | 0 | 0 | ||||
18 | AMENDMENT TO THE IMPACT OF DILUTED IMMEDIATE RETURN FROM PREFERENCE SHARE ISSUANCE OF CHINA CONSTRUCTION BANK CORPORATION AND MEASURES TO MAKE UP THE RETURN | For | None | 0 | 0 | 3217670 | 0 | ||||
19 | RE-ELECTION OF MR. GUO YANPENG AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 3217670 | 0 | 0 | 0 | ||||
DONGFENG MOTOR GROUP COMPANY LTD | |||||||||||
Security: | Y21042109 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Jun-2016 | |||||||||
ISIN | CNE100000312 | Vote Deadline Date: | 13-Jun-2016 | ||||||||
Agenda | 707016336 | Management | Total Ballot Shares: | 1416000 | |||||||
Last Vote Date: | 06-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428855.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 28/LTN20160428791.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1416000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1416000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE INTERNATIONAL AUDITORS' REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1416000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 AND AUTHORIZE THE BOARD TO DEAL WITH AN ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR 2015 | For | None | 1416000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2016 AT ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2016) | For | None | 1416000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENTS OF PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITORS OF THE COMPANY, AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITORS OF THE COMPANY FOR THE YEAR 2016 TO HOLD OFFICE UNTIL THE CONCLUSION OF ANNUAL GENERAL MEETING FOR THE YEAR 2016, AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATIONS | For | None | 1416000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2016 | For | None | 1416000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE THE REMOVAL OF ZHU FUSHOU AS AN EXECUTIVE DIRECTOR | For | None | 1416000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD MEETING | For | None | 1416000 | 0 | 0 | 0 | ||||
12 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE | For | None | 0 | 1416000 | 0 | 0 | ||||
13 | TO GRANT A GENERAL MANDATE TO THE BOARD TO APPROVE THE APPLICATION FOR THE DEBT FINANCING LIMIT OF THE COMPANY FOR THE YEAR 2016 WITH AN AMOUNT OF RMB15 BILLION, MAINLY INCLUDING RMB5 BILLION OF BONDS IN INTER-BANK MARKET (SUPER SHORT-TERM COMMERCIAL PAPER OR SHORT-TERM | For | None | 1416000 | 0 | 0 | 0 | ||||
COMMERCIAL PAPER), AND RMB10 BILLION OF BONDS IN SECURITIES MARKET (CORPORATE BONDS OR CONVERTIBLE BONDS), AMONG WHICH, THE PRINCIPLE AMOUNT OF CONVERTIBLE BONDS SHALL NOT EXCEED USD1 BILLION OR EQUIVALENT IN EUROS OR RMB | |||||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073829 | Management | Total Ballot Shares: | 4267330 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509318.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509332.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2015 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2015 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. YI HUIMAN AS AN EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. SHEN SI AS AN INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. ZHANG WEI AS A SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. SHEN BINGXI AS AN EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 3889330 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2015 AUDITED ACCOUNTS | For | None | 3889330 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2015 PROFIT DISTRIBUTION PLAN | For | None | 3889330 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE FIXED ASSET INVESTMENT BUDGET FOR 2016 | For | None | 3889330 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ISSUE OF ELIGIBLE TIER-2 CAPITAL INSTRUMENTS WITH WRITE- DOWN FEATURE OF UP TO 88 BILLION | For | None | 3889330 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ENGAGEMENT OF AUDITORS FOR 2016: KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS THE DOMESTIC EXTERNAL AUDITOR OF THE BANK AND KPMG AS THE INTERNATIONAL EXTERNAL AUDITOR | For | None | 3889330 | 0 | 0 | 0 | ||||
13 | 10 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
PICC PROPERTY AND CASUALTY COMPANY LTD | |||||||||||
Security: | Y6975Z103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000593 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707072372 | Management | Total Ballot Shares: | 1286000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509312.pdf ; http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509324.pdf | None | None | Non Voting | |||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2015 | For | None | 1024000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2015 | For | None | 1024000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1024000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1024000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE DIRECTORS' FEES FOR 2016 | For | None | 1024000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE SUPERVISORS' FEES FOR 2016 | For | None | 1024000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHU BENDE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | For | None | 1024000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY AND RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1024000 | 0 | 0 | 0 | ||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT OR DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE WITHIN 12 MONTHS FROM THE DATE ON WHICH SHAREHOLDERS' APPROVAL IS OBTAINED, AND TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ISSUANCE OR ALLOTMENT OF SHARES | For | None | 0 | 1024000 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE THE ISSUE OF A 10-YEAR CAPITAL SUPPLEMENTARY BONDS IN AN AGGREGATE AMOUNT OF NOT EXCEEDING RMB15 BILLION BY THE COMPANY WITHIN 12 MONTHS FROM THE DATE OF APPROVAL BY THE AGM, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DELEGATE THE MANAGEMENT OF THE COMPANY TO DETERMINE AND IMPLEMENT A DETAILED PLAN FOR THE ISSUE, INCLUDING BUT NOT LIMITED TO THE ISSUE DATE, ISSUE SIZE, FORM OF THE ISSUE, TRANCHES AND NUMBER OF THE ISSUE, | For | None | 1024000 | 0 | 0 | 0 | ||||
COUPON RATE AND CONDITIONS AND DEAL WITH RELEVANT SPECIFIC MATTERS RELATING TO THE ISSUE, AND DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS AS IT MAY IN ITS OPINION CONSIDER NECESSARY, APPROPRIATE OR EXPEDIENT | |||||||||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073817 | Management | Total Ballot Shares: | 3158000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509547.pdf ; http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509598.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: BASIS FOR DETERMINING THE PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: GRANT PRICE OF THE RESTRICTED SHARES AND THE BASIS OF DETERMINATION | For | None | 2610000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: SOURCE, NUMBER AND ALLOCATION OF THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: VALIDITY PERIOD, DATE OF GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT PERIOD OF THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: CONDITIONS OF GRANTING AND UNLOCKING THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT METHOD AND PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ACCOUNTING TREATMENT OF THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: PROCEDURES OF IMPLEMENTATION, GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: RIGHTS AND OBLIGATIONS OF THE COMPANY/THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: IMPLEMENTATION OF THE INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY/THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT OF THE REPURCHASE PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF REPURCHASING AND CANCELLING | For | None | 2610000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE THE MANAGEMENT, IMPLEMENTATION AND APPRAISAL MEASURES FOR THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SHAREHOLDERS' MEETING TO AUTHORIZE THE BOARD TO DEAL WITH THE MATTERS PERTAINING TO THE RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY | For | None | 2610000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED TRANSACTIONS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION WITH THE RESTRICTED A SHARE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
16 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE INDEPENDENT DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 2610000 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2016 | For | None | 2610000 | 0 | 0 | 0 | ||||
SHENZHEN EXPRESSWAY CO LTD, SHENZHEN | |||||||||||
Security: | Y7741B107 | Meeting Type: | Class Meeting | ||||||||
Ticker: | Meeting Date: | 24-Jun-2016 | |||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 20-Jun-2016 | ||||||||
Agenda | 707073437 | Management | Total Ballot Shares: | 3158000 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509571.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 09/LTN20160509615.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: BASIS FOR DETERMINING THE PARTICIPANTS OF THE INCENTIVE SCHEME AND THE SCOPE OF THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: GRANT PRICE OF THE RESTRICTED SHARES AND THE BASIS OF DETERMINATION | For | None | 2610000 | 0 | 0 | 0 | ||||
4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: SOURCE, NUMBER AND ALLOCATION OF THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: VALIDITY PERIOD, DATE OF GRANT, LOCK-UP PERIOD, UNLOCKING PERIOD AND BLACK-OUT PERIOD OF THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: CONDITIONS OF GRANTING AND UNLOCKING THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT METHOD AND PROCEDURES OF THE RESTRICTED SHARES INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ACCOUNTING TREATMENT OF THE RESTRICTED SHARES | For | None | 2610000 | 0 | 0 | 0 | ||||
9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: PROCEDURES OF IMPLEMENTATION, GRANTING AND UNLOCKING UNDER THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: RIGHTS AND OBLIGATIONS OF THE COMPANY/THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
11 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: IMPLEMENTATION OF THE INCENTIVE SCHEME IN CASE OF CHANGE IN THE COMPANY/THE PARTICIPANTS | For | None | 2610000 | 0 | 0 | 0 | ||||
12 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE RESTRICTED A SHARE INCENTIVE SCHEME AND ITS SUMMARY: ADJUSTMENT OF THE REPURCHASE PRICE OF THE RESTRICTED SHARES AND THE PROCEDURES OF REPURCHASING AND CANCELLING | For | None | 2610000 | 0 | 0 | 0 | ||||
13 | TO CONSIDER AND APPROVE THE MANAGEMENT, IMPLEMENTATION AND APPRAISAL MEASURES FOR THE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
14 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SHAREHOLDERS' MEETING TO AUTHORIZE THE BOARD TO DEAL WITH THE MATTERS PERTAINING TO THE RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY | For | None | 2610000 | 0 | 0 | 0 | ||||
15 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED TRANSACTIONS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED IN CONNECTION WITH THE RESTRICTED A SHARE INCENTIVE SCHEME | For | None | 2610000 | 0 | 0 | 0 | ||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | |||||||||||
Security: | Y14896115 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 28-Jun-2016 | |||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 22-Jun-2016 | ||||||||
Agenda | 707090863 | Management | Total Ballot Shares: | 1160500 | |||||||
Last Vote Date: | 14-Jun-2016 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512269.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/05 12/LTN20160512299.pdf | None | None | Non Voting | |||||||
2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
4 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 854000 | 0 | 0 | 0 | ||||
5 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
6 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2015 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND: THE COMPANY WILL PAY A CASH DIVIDEND OF RMB6.90 (TAX INCLUDED) FOR EVERY 10 SHARES TO ALL REGISTERED SHAREHOLDERS OF THE COMPANY.) | For | None | 854000 | 0 | 0 | 0 | ||||
7 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2016 | For | None | 854000 | 0 | 0 | 0 | ||||
8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | ||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS OF CHINA MERCHANTS BANK CO., LTD | For | None | 0 | 854000 | 0 | 0 | ||||
14 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI JIANHONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
15 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. XU LIRONG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
16 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI XIAOPENG AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
17 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SUN YUEYING AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
18 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU GANGFENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
19 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. HONG XIAOYUAN AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
20 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. SU MIN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
21 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG JIAN AS NON- EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
22 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG DAXIONG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
23 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG FENG AS NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
24 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. TIAN HUIYU AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
25 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LI HAO AS EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
26 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. LEUNG KAM CHUNG, ANTONY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
27 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. WONG KWAI LAM AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
28 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. PAN CHENGWEI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
29 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MS. PAN YINGLI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
30 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
31 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WONG SEE HONG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
32 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. FU JUNYUAN AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
33 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU HENG AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
34 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. WEN JIANGUO AS SHAREHOLDER SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
35 | CONSIDER AND APPROVE THE RE- APPOINTMENT OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
36 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. DING HUIPING AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
37 | CONSIDER AND APPROVE THE APPOINTMENT OF MR. HAN ZIRONG AS EXTERNAL SUPERVISOR OF THE TENTH SESSION OF THE COMPANY | For | None | 854000 | 0 | 0 | 0 | ||||
38 | RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 |
Guinness Atkinson Dividend Builder Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN | |||||||||
Security | G00434111 | Meeting Type | Ordinary General Meeting | ||||||
Ticker Symbol | Meeting Date | 06-Jul-2015 | |||||||
ISIN | GB0000031285 | Agenda | 706279216 - Management | ||||||
Record Date | Holding Recon Date | 02-Jul-2015 | |||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 30-Jun-2015 | |||
SEDOL(s) | 0003128 - 6092755 - B02S540 - B42GSZ4 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO ISSUE A CLASS OF PREFERENCE SHARES OF GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY | Management | |||||||
2 | TO AUTHORISE THE CONSOLIDATION AND DIVISION OF SHARE CAPITAL AND/OR SUB-DIVISION OF SHARES | Management | |||||||
ICAP PLC, LONDON | |||||||||
Security | G46981117 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 15-Jul-2015 | |||||||
ISIN | GB0033872168 | Agenda | 706263542 - Management | ||||||
Record Date | Holding Recon Date | 13-Jul-2015 | |||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 09-Jul-2015 | |||
SEDOL(s) | 3387216 - B02SVN1 - B1HK872 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE THE ANNUAL REPORT, WHICH INCLUDES THE STRATEGIC REPORT, THE DIRECTORS' REPORT AND THE AUDITORS' REPORT AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2015 | Management | |||||||
2 | THAT A FINAL DIVIDEND OF 15.4P PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2015 BE PAID TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 3 JULY 2015 IN RESPECT OF ALL ORDINARY SHARES THEN REGISTERED IN THEIR NAMES | Management | |||||||
3 | TO RE-ELECT CHARLES GREGSON AS A DIRECTOR OF THE COMPANY | Management | |||||||
4 | TO RE-ELECT MICHAEL SPENCER AS A DIRECTOR OF THE COMPANY | Management | |||||||
5 | TO RE-ELECT IVAN RITOSSA AS A DIRECTOR OF THE COMPANY | Management | |||||||
6 | TO RE-ELECT DIANE SCHUENEMAN AS A DIRECTOR OF THE COMPANY | Management | |||||||
7 | TO RE-ELECT JOHN SIEVWRIGHT AS A DIRECTOR OF THE COMPANY | Management | |||||||
8 | TO RE-ELECT ROBERT STANDING AS A DIRECTOR OF THE COMPANY | Management | |||||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 MARCH 2016 | Management | |||||||
10 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | |||||||
11 | TO APPROVE THE REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 MARCH 2015 | Management | |||||||
12 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2015 | Management | |||||||
13 | THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 21,655,713 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER (B) BELOW IN EXCESS OF SUCH SUM); AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 43,311,426 (SUCH AMOUNT TO BE REDUCED BY THE AGGREGATE NOMINAL AMOUNT OF SHARES ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY GRANTED UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH OR PURSUANT TO AN OFFER BY WAY OF A CONTD | Management | |||||||
CONT | CONTD RIGHTS ISSUE TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS- PRACTICABLE) TO THEIR EXISTING HOLDINGS (ON THE RECORD DATE FOR SUCH-ALLOTMENT) AND TO HOLDERS OF ANY OTHER EQUITY SECURITIES, AS REQUIRED BY THE-RIGHTS OF THOSE SECURITIES, OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY-BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY-CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS,-TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES-WHICH MAY ARISE UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY REGULATORY-BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER, AND-(UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL-MEETING) THESE AUTHORITIES SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL-GENERAL MEETING OF CONTD | Non-Voting | |||||||
CONT | CONTD THE COMPANY IN 2016 (OR, IF EARLIER, ON 30 SEPTEMBER 2016), SAVE THAT-THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR-MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY-SECURITY INTO SHARES TO BE GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY-ALLOT SUCH SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER | Non-Voting | |||||||
OR AGREEMENT AS-IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. THESE AUTHORITIES SHALL BE-IN SUBSTITUTION FOR AND SHALL REPLACE ANY EXISTING AUTHORITIES TO THE EXTENT-NOT UTILISED AT THE DATE THIS RESOLUTION IS PASSED | |||||||||
14 | THAT SUBJECT TO THE PASSING OF RESOLUTION 13 ABOVE, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY EMPOWERED: (A) TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 13 ABOVE; AND/OR (B) TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED: (I) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH OR PURSUANT TO AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 13(B), BY WAY OF RIGHTS ISSUE ONLY) IN FAVOUR OF ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING CONTD | Management | |||||||
CONT | CONTD HOLDINGS (ON THE RECORD DATE FOR SUCH ALLOTMENT OR SALE) AND TO HOLDERS-OF ANY OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE-SECURITIES, OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY BUT SUBJECT TO-SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY-OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD-DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER-THE LAWS OF, OR THE REQUIREMENTS OF, ANY REGULATORY BODY OR STOCK EXCHANGE IN- ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (II) IN THE CASE OF THE- AUTHORITY GRANTED UNDER RESOLUTION 13(A) AND/OR IN THE CASE OF ANY SALE OF-TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN PURSUANT TO-PARAGRAPH (I) OF THIS RESOLUTION) OF EQUITY SECURITIES OR SALE OF TREASURY-SHARES CONTD | Non-Voting | |||||||
CONT | CONTD UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 3,248,356, AND (UNLESS-PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING)-THESE AUTHORITIES SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL-MEETING OF THE COMPANY IN 2016 (OR, IF EARLIER, ON 30 SEPTEMBER 2016), SAVE-THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR | Non-Voting | |||||||
AGREEMENT WHICH-WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES-TO BE SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES,-OR SELL TREASURY SHARES, IN PURSUANCE OF ANY OFFER OR AGREEMENT AS IF THE-AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. THESE AUTHORITIES SHALL BE IN- SUBSTITUTION FOR AND SHALL REPLACE ANY EXISTING AUTHORITIES TO THE EXTENT NOT- UTILISED AT THE DATE OF THIS RESOLUTION IF PASSED | |||||||||
15 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ANY OF ITS OWN ORDINARY SHARES ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE SUBJECT TO THE FOLLOWING CONDITIONS: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES IN THE COMPANY WHICH MAY BE PURCHASED PURSUANT TO THIS AUTHORITY IS 64,967,139; (B) THE MINIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR EACH SUCH ORDINARY SHARE IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF EACH SHARE; (C) THE MAXIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR ANY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE IN THE COMPANY TAKEN FROM THE CONTD | Management | |||||||
CONT | CONTD LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS- IMMEDIATELY PRECEDING THE DATE ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO-BE PURCHASED; (D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE-CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2016 (OR, IF-EARLIER, ON 30 SEPTEMBER 2016); AND (E) THE COMPANY MAY ENTER INTO A CONTRACT-FOR THE PURCHASE OF ORDINARY SHARES BEFORE THE EXPIRY OF THIS AUTHORITY WHICH-WILL OR MAY BE COMPLETED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY-AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT-AS IF THE AUTHORITY INFERRED HEREBY HAD NOT EXPIRED | Non-Voting | |||||||
16 | THAT THE COMPANY AND THOSE COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT BE AUTHORISED FOR THE PURPOSES OF SECTION 366 OF THE ACT TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL | Management | |||||||
PARTIES OR INDEPENDENT ELECTION CANDIDATES; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) INCUR POLITICAL EXPENDITURE, PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATION AND EXPENDITURE SHALL NOT EXCEED GBP 100,000 DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2015, PROVIDED THAT SUCH AMOUNT MAY COMPRISE SUMS IN DIFFERENT CURRENCIES WHICH SHALL BE CONVERTED AT SUCH RATE AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DETERMINE CONTD | |||||||||
CONT | CONTD TO BE APPROPRIATE. FOR THE PURPOSES OF THIS RESOLUTION, THE TERMS-'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION-CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE-MEANINGS SET OUT IN PART 14 OF THE ACT | Non-Voting | |||||||
17 | TO APPROVE THE ESTABLISHMENT OF THE ICAP PLC 2015 PERFORMANCE SHARE PLAN (THE PSP) AND TO AUTHORISE THE DIRECTORS TO BE ABLE TO: (A) MAKE SUCH MODIFICATIONS TO THE PSP AS THE DIRECTORS MAY CONSIDER APPROPRIATE FOR THE IMPLEMENTATION OF THE PSP AND TO ADOPT THE PSP AS SO MODIFIED AND TO DO ALL SUCH OTHER ACTS AND THINGS AS THE DIRECTORS MAY CONSIDER APPROPRIATE TO IMPLEMENT THE PSP; AND (B) ESTABLISH FURTHER PLANS BASED ON THE PSP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAW IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE PSP | Management | |||||||
18 | TO APPROVE THE ESTABLISHMENT OF THE ICAP PLC 2015 DEFERRED SHARE BONUS PLAN (THE DSBP) AND TO AUTHORISE THE DIRECTORS TO BE ABLE TO: (A) MAKE SUCH MODIFICATIONS TO THE DSBP AS THE DIRECTORS MAY CONSIDER APPROPRIATE FOR THE IMPLEMENTATION OF THE DSBP AND TO ADOPT THE DSBP AS SO MODIFIED AND TO DO ALL SUCH OTHER ACTS AND THINGS AS THE DIRECTORS MAY CONSIDER APPROPRIATE TO IMPLEMENT THE DSBP; AND (B) ESTABLISH FURTHER PLANS BASED ON THE DSBP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, | Management | |||||||
EXCHANGE CONTROL OR SECURITIES LAW IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE DSBP | |||||||||
VODACOM GROUP LIMITED, SOUTH AFRICA | |||||||||
Security | S9453B108 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 16-Jul-2015 | |||||||
ISIN | ZAE000132577 | Agenda | 706279393 - Management | ||||||
Record Date | 10-Jul-2015 | Holding Recon Date | 10-Jul-2015 | ||||||
City / | Country | JOHANN ESBURG | / | South Africa | Vote Deadline Date | 10-Jul-2015 | |||
SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.O.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015 | Management | For | For | |||||
2.O.2 | ELECT PRISCILLAH MABELANE AS DIRECTOR | Management | For | For | |||||
3.O.3 | RE-ELECT DAVID BROWN AS DIRECTOR | Management | For | For | |||||
4.O.4 | RE-ELECT IVAN DITTRICH AS DIRECTOR | Management | For | For | |||||
5.O.5 | RE-ELECT MICHAEL JOSEPH AS DIRECTOR | Management | For | For | |||||
6.O.6 | REAPPOINT PRICEWATERHOUSECOOPERS INC AS AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE INDIVIDUAL REGISTERED AUDITOR | Management | For | For | |||||
7.O.7 | APPROVE REMUNERATION PHILOSOPHY | Management | For | For | |||||
8.O.8 | RE-ELECT DAVID BROWN AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | For | For | |||||
9.O.9 | RE-ELECT PHILLIP MOLEKETI.AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | For | For | |||||
10O10 | ELECT PRISCILLAH MABELANE AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | For | For | |||||
11S.1 | AUTHORISE REPURCHASE OF ISSUED SHARE CAPITAL | Management | For | For | |||||
12S.2 | APPROVE INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | For | For | |||||
13S.3 | APPROVE FINANCIAL ASSISTANCE TO RELATED AND INTER-RELATED COMPANIES | Management | For | For | |||||
CMMT | 23 JUNE 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING O-F RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAI-N UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||
Security | 881624209 | Meeting Type | Annual | ||||||
Ticker Symbol | TEVA | Meeting Date | 03-Sep-2015 | ||||||
ISIN | US8816242098 | Agenda | 934268687 - Management | ||||||
Record Date | 04-Aug-2015 | Holding Recon Date | 04-Aug-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 26-Aug-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: ROGER ABRAVANEL | Management | |||||||
1B | ELECTION OF DIRECTOR: ROSEMARY A. CRANE | Management | |||||||
1C | ELECTION OF DIRECTOR: GERALD M. LIEBERMAN | Management | |||||||
1D | ELECTION OF DIRECTOR: GALIA MAOR | Management | |||||||
2 | TO APPOINT GABRIELLE GREENE-SULZBERGER TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING THE MEETING, AND TO APPROVE HER REMUNERATION AND BENEFITS. | Management | |||||||
3A | TO APPROVE AN AMENDMENT TO THE COMPANY'S COMPENSATION POLICY WITH RESPECT TO DIRECTOR REMUNERATION. | Management | |||||||
3A1 | DO YOU HAVE A "PERSONAL INTEREST" IN PROPOSAL 3A? NOTE: PROPOSAL 3A1, FOR=YES AGAINST=NO | Management | |||||||
3B | TO APPROVE THE REMUNERATION TO BE PROVIDED TO THE COMPANY'S DIRECTORS. | Management | |||||||
3C | TO APPROVE THE REMUNERATION TO BE PROVIDED TO PROF. YITZHAK PETERBURG, CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | |||||||
4A | TO APPROVE AN AMENDMENT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | |||||||
4B | TO APPROVE THE PAYMENT OF A SPECIAL BONUS TO THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | |||||||
5 | TO APPROVE THE COMPANY'S 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | Management | |||||||
6 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2016 ANNUAL MEETING OF SHAREHOLDERS. | Management | |||||||
H&R BLOCK, INC. | |||||||||
Security | 093671105 | Meeting Type | Annual | ||||||
Ticker Symbol | HRB | Meeting Date | 10-Sep-2015 | ||||||
ISIN | US0936711052 | Agenda | 934264259 - Management | ||||||
Record Date | 10-Jul-2015 | Holding Recon Date | 10-Jul-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 09-Sep-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | |||||
1B. | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | For | For | |||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | |||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | |||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | |||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | |||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | |||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | |||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | |||||
1J. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | For | For | |||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2016. | Management | For | For | |||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security | 742718109 | Meeting Type | Annual | ||||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2015 | ||||||
ISIN | US7427181091 | Agenda | 934272787 - Management | ||||||
Record Date | 14-Aug-2015 | Holding Recon Date | 14-Aug-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 12-Oct-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | |||||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | |||||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | |||||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | |||||||
1E. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | |||||||
1F. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | |||||||
1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | |||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | |||||||
1I. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | |||||||
1J. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | |||||||
1K. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | |||||||
1L. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | |||||||
1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | |||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | |||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | |||||||
4. | SHAREHOLDER PROPOSAL - PROXY ACCESS | Shareholder | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||
Security | 881624209 | Meeting Type | Special | ||||||
Ticker Symbol | TEVA | Meeting Date | 05-Nov-2015 | ||||||
ISIN | US8816242098 | Agenda | 934288805 - Management | ||||||
Record Date | 06-Oct-2015 | Holding Recon Date | 06-Oct-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | APPROVAL OF THE CREATION OF A NEW CLASS OF MANDATORY CONVERTIBLE PREFERRED SHARES, NOMINAL (PAR) VALUE NIS 0.1 PER SHARE AND THE DEFINITION OF THEIR TERMS, AND CERTAIN RELATED AMENDMENTS TO TEVA'S ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION. | Management | |||||||
SONIC HEALTHCARE LIMITED, MACQUARIE PARK | |||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 19-Nov-2015 | |||||||
ISIN | AU000000SHL7 | Agenda | 706507576 - Management | ||||||
Record Date | 17-Nov-2015 | Holding Recon Date | 17-Nov-2015 | ||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 13-Nov-2015 | |||
SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||
1 | RE-ELECTION OF MS KATE SPARGO AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
2 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||
3 | INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES | Management | For | For | |||||
4 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||
5 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | For | For | |||||
CISCO SYSTEMS, INC. | |||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2015 | ||||||
ISIN | US17275R1023 | Agenda | 934284592 - Management | ||||||
Record Date | 21-Sep-2015 | Holding Recon Date | 21-Sep-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||
1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | |||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||
1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | |||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | |||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | |||||
4. | APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL. | Shareholder | Against | For | |||||
5. | APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT. | Shareholder | Abstain | Against | |||||
MICROSOFT CORPORATION | |||||||||
Security | 594918104 | Meeting Type | Annual | ||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | ||||||
ISIN | US5949181045 | Agenda | 934290329 - Management | ||||||
Record Date | 02-Oct-2015 | Holding Recon Date | 02-Oct-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 01-Dec-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | |||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | |||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | |||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | |||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | |||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | |||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 | Management | For | For | |||||
WILLIS GROUP HOLDINGS PLC | |||||||||
Security | G96666105 | Meeting Type | Special | ||||||
Ticker Symbol | WSH | Meeting Date | 11-Dec-2015 | ||||||
ISIN | IE00B4XGY116 | Agenda | 934290014 - Management | ||||||
Record Date | 02-Oct-2015 | Holding Recon Date | 02-Oct-2015 | ||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2015 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | TO APPROVE THE ISSUANCE OF ORDINARY SHARES OF WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY TO STOCKHOLDERS OF TOWERS WATSON & CO. AS THE MERGER CONSIDERATION IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED JUNE 29, 2015, BY AND AMONG WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY, TOWERS WATSON AND CITADEL MERGER SUB, INC. | Management | For | For | |||||
2. | TO APPROVE THE NAME CHANGE OF "WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY" TO "WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY," SUBJECT TO, AND IMMEDIATELY AFTER, THE CONSUMMATION OF THE MERGER (THE "WILLIS NAME CHANGE PROPOSAL"). | Management | For | For | |||||
3. | TO APPROVE A CONSOLIDATION (I.E., A REVERSE STOCK SPLIT UNDER IRISH LAW) WHEREBY EVERY 2.6490 WILLIS ORDINARY SHARES WILL BE CONSOLIDATED INTO ONE WILLIS ORDINARY SHARE, $0.000304635 NOMINAL VALUE PER SHARE, SUBJECT TO, AND IMMEDIATELY AFTER, THE CONSUMMATION OF THE MERGER (THE "WILLIS CONSOLIDATION PROPOSAL"). | Management | For | For | |||||
4. | TO APPROVE AND CONSENT TO THE ADJOURNMENT OF THE WILLIS EGM, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME AND PLACE IF, IN THE DISCRETION OF THE CHAIRMAN, IT IS NECESSARY OR APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES RECEIVED BY WAY OF PROXY, AT THE TIME OF THE WILLIS EGM TO APPROVE WILLIS PROPOSALS 1, 2, AND/OR 3. | Management | For | For | |||||
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN | |||||||||
Security | G00434111 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 27-Jan-2016 | |||||||
ISIN | GB0000031285 | Agenda | 706608823 - Management | ||||||
Record Date | Holding Recon Date | 25-Jan-2016 | |||||||
City / | Country | ABERDE EN | / | United Kingdom | Vote Deadline Date | 21-Jan-2016 | |||
SEDOL(s) | 0003128 - 6092755 - B02S540 - B42GSZ4 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS FOR THE YEAR TO 30 SEPTEMBER 2015 TOGETHER WITH THE AUDITOR'S REPORT THEREON | Management | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 12 PENCE PER ORDINARY SHARE IN THE CAPITAL OF THE COMPANY | Management | |||||||
3 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | |||||||
4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | |||||||
5 | TO RE-ELECT AS A DIRECTOR MS J CHAKRAVERTY | Management | |||||||
6 | TO RE-ELECT AS A DIRECTOR MR R C CORNICK | Management | |||||||
7 | TO RE-ELECT AS A DIRECTOR MR M J GILBERT | Management | |||||||
8 | TO RE-ELECT AS A DIRECTOR MR A A LAING | Management | |||||||
9 | TO RE-ELECT AS A DIRECTOR MR R M MACRAE | Management | |||||||
10 | TO RE-ELECT AS A DIRECTOR MR R S MULLY | Management | |||||||
11 | TO RE-ELECT AS A DIRECTOR MR J N PETTIGREW | Management | |||||||
12 | TO RE-ELECT AS A DIRECTOR MR W J RATTRAY | Management | |||||||
13 | TO RE-ELECT AS A DIRECTOR MS A H RICHARDS | Management | |||||||
14 | TO RE-ELECT AS A DIRECTOR MRS J G AF ROSENBORG | Management | |||||||
15 | TO RE-ELECT AS A DIRECTOR MR A SUZUKI | Management | |||||||
16 | TO RE-ELECT AS A DIRECTOR MR S R V TROUGHTON | Management | |||||||
17 | TO RE-ELECT AS A DIRECTOR MR H YOUNG | Management | |||||||
18 | TO ELECT AS A DIRECTOR MS VAL RAHMANI WHO WAS APPOINTED DURING THE YEAR | Management | |||||||
19 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR TO 30 SEPTEMBER 2015 | Management | |||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | |||||||
21 | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS OVER EQUITY SECURITIES | Management | |||||||
22 | TO PERMIT GENERAL MEETINGS TO BE CALLED ON 14 DAYS CLEAR NOTICE | Management | |||||||
23 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES | Management | |||||||
24 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | |||||||
ROYAL DUTCH SHELL PLC, LONDON | |||||||||
Security | G7690A100 | Meeting Type | Ordinary General Meeting | ||||||
Ticker Symbol | Meeting Date | 27-Jan-2016 | |||||||
ISIN | GB00B03MLX29 | Agenda | 706614561 - Management | ||||||
Record Date | 25-Jan-2016 | Holding Recon Date | 25-Jan-2016 | ||||||
City / | Country | HAGUE | / | United Kingdom | Vote Deadline Date | 20-Jan-2016 | |||
SEDOL(s) | B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7 - B0XPJL5 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | THE PROPOSED ACQUISITION BY THE COMPANY OF THE ENTIRE ISSUED ORDINARY SHARE CAPITAL OF BG GROUP PLC ("BG"), TO BE EFFECTED PURSUANT TO A SCHEME OF ARRANGEMENT OF BG UNDER PART 26 OF THE COMPANIES ACT 2006 (THE ''SCHEME'') (OR BY WAY OF A TAKEOVER OFFER AS DEFINED IN CHAPTER 3 OF PART 28 OF THE COMPANIES ACT 2006 IN THE CIRCUMSTANCES SET OUT IN THE CO-OPERATION AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND BG DATED 8 APRIL 2015 (AN "OFFER")) (THE ''RECOMMENDED COMBINATION") SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN: (I) THE CIRCULAR TO SHAREHOLDERS OF THE COMPANY DATED 22 DECEMBER 2015 (THE "CIRCULAR") OUTLINING THE RECOMMENDED COMBINATION, OF WHICH THIS NOTICE CONVENING THIS GENERAL MEETING (THE "NOTICE") FORMS PART; AND (II) THE PROSPECTUS PREPARED BY THE COMPANY IN CONNECTION WITH ADMISSION (DEFINED BELOW) DATED 22 DECEMBER 2015, BE AND IS HEREBY APPROVED AND THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY, EXPEDIENT OR APPROPRIATE IN CONNECTION WITH THE RECOMMENDED COMBINATION AND THIS RESOLUTION AND TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS OR AMENDMENTS TO THE TERMS AND CONDITIONS OF THE RECOMMENDED COMBINATION (PROVIDED THAT SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS OR AMENDMENTS DO NOT MATERIALLY CHANGE THE TERMS OF THE RECOMMENDED COMBINATION FOR THE PURPOSES OF THE UK LISTING AUTHORITY'S LISTING RULE 10.5.2) AND TO ANY DOCUMENTS AND ARRANGEMENTS RELATING THERETO, AS THE DIRECTORS (OR A DULY AUTHORISED COMMITTEE THEREOF) MAY IN THEIR | Management | For | For | |||||
ABSOLUTE DISCRETION THINK FIT; AND (B) SUBJECT TO AND CONDITIONAL UPON: (I) THE SCHEME BECOMING EFFECTIVE, EXCEPT FOR THE CONDITIONS RELATING TO: (A) THE DELIVERY OF THE ORDER OF THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES SANCTIONING THE SCHEME TO THE REGISTRAR OF COMPANIES IN ENGLAND AND WALES; (B) THE UK LISTING AUTHORITY HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR THE ADMISSION OF THE NEW SHELL SHARES TO THE OFFICIAL LIST MAINTAINED BY THE UK LISTING AUTHORITY WITH A PREMIUM LISTING HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT (THE "LISTING CONDITIONS")) WILL BECOME EFFECTIVE AS SOON AS A DEALING NOTICE HAS BEEN ISSUED BY THE FINANCIAL CONDUCT AUTHORITY AND ANY LISTING CONDITIONS HAVING BEEN SATISFIED AND THE LONDON STOCK EXCHANGE PLC HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE NEW SHELL SHARES WILL BE ADMITTED TO TRADING ON THE MAIN MARKET OF THE LONDON STOCK EXCHANGE PLC; AND (C) THE COMPANY OR ITS AGENT HAVING RECEIVED CONFIRMATION (AND SUCH CONFIRMATION NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR LISTING AND TRADING OF THE NEW SHELL SHARES ON EURONEXT AMSTERDAM, A REGULATED MARKET OF EURONEXT AMSTERDAM N.V., HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT) WILL BECOME EFFECTIVE SHORTLY AFTER THE SCHEME BECOMES EFFECTIVE (THE ADMISSION OF THE NEW SHELL SHARES TO LISTING AND TRADING IN RELATION TO (B) AND (C) TOGETHER BEING "ADMISSION"); OR, AS THE CASE MAY BE, (II) THE OFFER BECOMING OR BEING DECLARED WHOLLY UNCONDITIONAL (EXCEPT FOR ADMISSION), THE DIRECTORS BE AND HEREBY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (IN ADDITION, TO THE EXTENT UNUTILISED, TO THE AUTHORITY GRANTED TO THE DIRECTORS AT THE COMPANY'S ANNUAL GENERAL MEETING HELD ON 19 MAY 2015, WHICH REMAINS IN FULL FORCE AND EFFECT) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT NEW SHELL A ORDINARY SHARES AND SHELL B ORDINARY SHARES OF EUR 0.07 EACH IN THE CAPITAL OF THE COMPANY TO BE ISSUED PURSUANT TO THE RECOMMENDED COMBINATION | |||||||||
(THE "NEW SHELL SHARES") AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 106,854,604, IN EACH CASE, CREDITED AS FULLY PAID, WITH AUTHORITY TO DEAL WITH FRACTIONAL ENTITLEMENTS ARISING OUT OF SUCH ALLOTMENT AS THEY THINK FIT AND TO TAKE ALL SUCH OTHER STEPS AS THEY MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR APPROPRIATE TO IMPLEMENT SUCH ALLOTMENTS IN CONNECTION WITH THE RECOMMENDED COMBINATION, AND WHICH AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON 31 DECEMBER 2016 (UNLESS PREVIOUSLY REVOKED, RENEWED OR VARIED BY THE COMPANY IN GENERAL MEETING), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | |||||||||
IMPERIAL BRANDS PLC, BRISTOL | |||||||||
Security | G4721W102 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 03-Feb-2016 | |||||||
ISIN | GB0004544929 | Agenda | 706601158 - Management | ||||||
Record Date | Holding Recon Date | 01-Feb-2016 | |||||||
City / | Country | BRISTOL | / | United Kingdom | Vote Deadline Date | 28-Jan-2016 | |||
SEDOL(s) | 0454492 - 5919974 - B02SW50 - BGLNNR7 - BRTM7M6 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | ANNUAL REPORT AND ACCOUNTS | Management | |||||||
2 | DIRECTORS REMUNERATION REPORT | Management | |||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | |||||||
4 | TO RE-ELECT MRS A J COOPER | Management | |||||||
5 | TO RE-ELECT MR D J HAINES | Management | |||||||
6 | TO RE-ELECT MR M H C HERLIHY | Management | |||||||
7 | TO RE-ELECT MR M R PHILLIPS | Management | |||||||
8 | TO RE-ELECT MR O R TANT | Management | |||||||
9 | TO RE-ELECT MR M D WILLIAMSON | Management | |||||||
10 | TO RE-ELECT MRS K WITTS | Management | |||||||
11 | TO RE-ELECT MR M I WYMAN | Management | |||||||
12 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | |||||||
13 | REMUNERATION OF AUDITORS | Management | |||||||
14 | DONATIONS TO POLITICAL ORGANISATIONS | Management | |||||||
15 | AUTHORITY TO ALLOT SECURITIES | Management | |||||||
16 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | |||||||
17 | PURCHASE OF OWN SHARES | Management | |||||||
18 | APPROVE CHANGE OF COMPANY NAME TO IMPERIAL BRANDS PLC | Management | |||||||
19 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | |||||||
CMMT | 20 JAN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
JAPAN TOBACCO INC. | |||||||||
Security | J27869106 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 23-Mar-2016 | |||||||
ISIN | JP3726800000 | Agenda | 706713028 - Management | ||||||
Record Date | 31-Dec-2015 | Holding Recon Date | 31-Dec-2015 | ||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Mar-2016 | |||
SEDOL(s) | 5754357 - 6474535 - B02H525 - B170KG5 - BHZL1B4 | Quick Code | 29140 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
Please reference meeting materials. | Non-Voting | ||||||||
1 | Approve Appropriation of Surplus | Management | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Non Executive Directors and Corporate Auditors, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Revise Directors with Title | Management | |||||||
3.1 | Appoint a Director Tango, Yasutake | Management | |||||||
3.2 | Appoint a Director Koizumi, Mitsuomi | Management | |||||||
3.3 | Appoint a Director Shingai, Yasushi | Management | |||||||
3.4 | Appoint a Director Iwai, Mutsuo | Management | |||||||
3.5 | Appoint a Director Miyazaki, Hideki | Management | |||||||
3.6 | Appoint a Director Oka, Motoyuki | Management | |||||||
3.7 | Appoint a Director Koda, Main | Management | |||||||
4 | Appoint a Substitute Corporate Auditor Masaki, Michio | Management | |||||||
ICAP PLC, LONDON | |||||||||
Security | G46981117 | Meeting Type | Ordinary General Meeting | ||||||
Ticker Symbol | Meeting Date | 24-Mar-2016 | |||||||
ISIN | GB0033872168 | Agenda | 706725857 - Management | ||||||
Record Date | Holding Recon Date | 22-Mar-2016 | |||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 18-Mar-2016 | |||
SEDOL(s) | 3387216 - B02SVN1 - B1HK872 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | IMPLEMENT THE SCHEME OF ARRANGEMENT | Management | |||||||
2 | AMEND THE ARTICLES OF ASSOCIATION | Management | |||||||
3 | AUTHORITY TO ALLOT THE ICAP R SHARE | Management | |||||||
4 | APPROVE THE TRANSACTION | Management | |||||||
5 | APPROVE THE NEWCO REDUCTION OF CAPITAL, DEMERGER AND SHARE CONSOLIDATION | Management | |||||||
6 | APPROVE THE ESTABLISHMENT OF THE NEWCO 2016 PERFORMANCE SHARE PLAN | Management | |||||||
7 | APPROVE THE ESTABLISHMENT OF THE NEWCO 2016 LONG TERM INCENTIVE PLAN | Management | |||||||
8 | APPROVE THE ESTABLISHMENT OF THE NEWCO 2016 DEFERRED SHARE BONUS PLAN | Management | |||||||
9 | APPROVE THE ESTABLISHMENT OF THE NEWCO 2016 UNAPPROVED COMPANY SHARE OPTION PLAN | Management | |||||||
10 | APPROVE THE ESTABLISHMENT OF THE NEWCO 2016 SHARESAVE PLAN | Management | |||||||
11 | AUTHORISE THE DIRECTORS OF NEWCO TO MODIFY EACH OF THE SHARE PLANS IN RESOLUTIONS 6 TO 10 ABOVE | Management | |||||||
12 | AUTHORISE THE DIRECTORS OF NEWCO TO ESTABLISH FURTHER PLANS BASED ON EACH OF THE SHARE PLANS IN RESOLUTIONS 6 TO 10 ABOVE | Management | |||||||
ICAP PLC, LONDON | |||||||||
Security | G46981117 | Meeting Type | Court Meeting | ||||||
Ticker Symbol | Meeting Date | 24-Mar-2016 | |||||||
ISIN | GB0033872168 | Agenda | 706725869 - Management | ||||||
Record Date | Holding Recon Date | 22-Mar-2016 | |||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 18-Mar-2016 | |||
SEDOL(s) | 3387216 - B02SVN1 - B1HK872 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||
1 | TO APPROVE THE SCHEME | Management | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||
Security | 881624209 | Meeting Type | Annual | ||||||
Ticker Symbol | TEVA | Meeting Date | 18-Apr-2016 | ||||||
ISIN | US8816242098 | Agenda | 934360974 - Management | ||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: PROF. YITZHAK PETERBURG | Management | |||||||
1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: DR. ARIE BELLDEGRUN | Management | |||||||
1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: MR. AMIR ELSTEIN | Management | |||||||
2. | TO APPROVE AN AMENDED COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS DEFINED IN THE ISRAELI COMPANIES LAW), SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT. | Management | |||||||
2A. | PLEASE INDICATE WHETHER OR NOT YOU ARE A "CONTROLLING SHAREHOLDER" OF THE COMPANY OR WHETHER OR NOT YOU HAVE A PERSONAL BENEFIT OR OTHER INTEREST IN THIS PROPOSAL: FOR = YES AND AGAINST = NO. | Management | |||||||
3A. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE INCREASES IN HIS BASE SALARY. | Management | |||||||
3B. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL CASH BONUS OBJECTIVES AND PAYOUT TERMS FOR 2016 AND GOING FORWARD. | Management | |||||||
3C. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL EQUITY AWARDS FOR EACH YEAR COMMENCING IN 2016. | Management | |||||||
4. | TO APPROVE AN AMENDMENT TO THE 2015 LONG- TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Management | |||||||
5. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Management | |||||||
UNILEVER PLC, WIRRAL | |||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 20-Apr-2016 | |||||||
ISIN | GB00B10RZP78 | Agenda | 706778074 - Management | ||||||
Record Date | Holding Recon Date | 18-Apr-2016 | |||||||
City / | Country | LEATHE RHEAD | / | United Kingdom | Vote Deadline Date | 14-Apr-2016 | |||
SEDOL(s) | B10RZP7 - B156Y63 - B15F6K8 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | |||||||
3 | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | |||||||
4 | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
5 | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
6 | TO RE-ELECT PROFESSOR L O FRESCO AS A NON- EXECUTIVE DIRECTOR | Management | |||||||
7 | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
8 | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | |||||||
9 | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
10 | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | |||||||
11 | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
12 | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | |||||||
13 | TO ELECT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
14 | TO ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | |||||||
15 | TO ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | |||||||
16 | TO ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | |||||||
17 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | |||||||
18 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | |||||||
19 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | |||||||
20 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | |||||||
21 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | |||||||
22 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | |||||||
23 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | |||||||
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | |||||||||
Security | F86921107 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 25-Apr-2016 | |||||||
ISIN | FR0000121972 | Agenda | 706746522 - Management | ||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | ||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 12-Apr-2016 | |||
SEDOL(s) | 4834108 - 5395875 - 7165463 - B030QQ4 - B0439Z2 - B11BPS1 - B8455F6 - BRTM6T6 - BWYBMC8 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||
CMMT | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0307/201603071600694.pdf.- REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS AND RECEIPT OF-ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601080.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | |||||||
O.3 | ALLOCATION OF INCOME FROM THE FINANCIAL YEAR, SETTING OF THE COUPON AND DEDUCTION ON ISSUE PREMIUMS | Management | |||||||
O.4 | INFORMATION ON REGULATED AGREEMENTS AND COMMITMENTS UNDERTAKEN DURING PREVIOUS FINANCIAL YEARS | Management | |||||||
O.5 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO MR JEAN-PASCAL TRICOIRE DURING THE 2015 FINANCIAL YEAR | Management | |||||||
O.6 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO MR EMMANUEL BABEAU DURING THE 2015 FINANCIAL YEAR | Management | |||||||
O.7 | APPOINTMENT OF MS CECILE CABANIS AS A DIRECTOR | Management | |||||||
O.8 | APPOINTMENT OF MR FRED KINDLE AS A DIRECTOR | Management | |||||||
O.9 | RENEWAL OF THE TERM OF MR LEO APOTHEKER AS DIRECTOR | Management | |||||||
O.10 | RENEWAL OF THE TERM OF MR XAVIER FONTANET AS DIRECTOR | Management | |||||||
O.11 | RENEWAL OF THE TERM OF MR ANTOINE GOSSET- GRAINVILLE AS DIRECTOR | Management | |||||||
O.12 | RENEWAL OF THE TERM OF MR WILLY KISSLING AS DIRECTOR | Management | |||||||
O.13 | SETTING THE AMOUNT OF ATTENDANCE FEES FOR THE BOARD OF DIRECTORS | Management | |||||||
O.14 | RENEWAL OF THE TERM OF A STATUTORY AUDITOR, ERNST & YOUNG ET AUTRES | Management | |||||||
O.15 | RENEWAL OF THE TERM OF A DEPUTY STATUTORY AUDITOR: AUDITEX | Management | |||||||
O.16 | RENEWAL OF THE TERM OF A STATUTORY AUDITOR, MAZARS | Management | |||||||
O.17 | RENEWAL OF THE TERM OF A DEPUTY STATUTORY AUDITOR: M. BLANCHETIER | Management | |||||||
O.18 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMPANY SHARES, MAXIMUM PURCHASE PRICE EUR 90 PER SHARE | Management | |||||||
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF FREE ALLOCATION OF SHARES (ALREADY IN EXISTENCE OR TO BE ISSUED) SUBJECT, WHERE APPROPRIATE, TO PERFORMANCE CONDITIONS, TO EXECUTIVE OFFICERS AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES, UP TO A LIMIT OF 2 PERCENT OF SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | |||||||
E.20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE TO EXECUTIVE OFFICERS AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES SUBSCRIPTION OR PURCHASE OPTIONS UP TO A LIMIT OF 0.5 PERCENT OF SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | |||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF INCREASING SHARE CAPITAL RESERVED FOR MEMBERS OF THE COMPANY'S SAVINGS PLAN UP TO A LIMIT OF 2 PERCENT OF SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | |||||||
E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF INCREASING SHARE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF THE GROUP'S OVERSEAS COMPANIES, EITHER DIRECTLY, OR THROUGH BODIES ACTING ON THEIR BEHALF OR BODIES THAT OFFER COMPARABLE ADVANTAGES TO THOSE OFFERED TO MEMBERS OF THE COMPANY'S SAVINGS PLAN UP TO THE LIMIT OF 1% OF SHARE CAPITAL, TO EMPLOYEES OF THE GROUP'S OVERSEAS COMPANIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | |||||||
O.23 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | |||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security | 913017109 | Meeting Type | Annual | ||||||
Ticker Symbol | UTX | Meeting Date | 25-Apr-2016 | ||||||
ISIN | US9130171096 | Agenda | 934342407 - Management | ||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | |||||||
1B. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | |||||||
1C. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | |||||||
1E. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | |||||||
1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | |||||||
1G. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | |||||||
1I. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | |||||||
1J. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | |||||||
1K. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | |||||||
1L. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | |||||||
1M. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | |||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2016. | Management | |||||||
3. | AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING FOR DIRECTORS. | Management | |||||||
4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||
THE COCA-COLA COMPANY | |||||||||
Security | 191216100 | Meeting Type | Annual | ||||||
Ticker Symbol | KO | Meeting Date | 27-Apr-2016 | ||||||
ISIN | US1912161007 | Agenda | 934335933 - Management | ||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HERBERT A. ALLEN | Management | |||||||
1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RONALD W. ALLEN | Management | |||||||
1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARC BOLLAND | Management | |||||||
1D. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ANA BOTIN | Management | |||||||
1E. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HOWARD G. BUFFETT | Management | |||||||
1F. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RICHARD M. DALEY | Management | |||||||
1G. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: BARRY DILLER | Management | |||||||
1H. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HELENE D. GAYLE | Management | |||||||
1I. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: EVAN G. GREENBERG | Management | |||||||
1J. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ALEXIS M. HERMAN | Management | |||||||
1K. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MUHTAR KENT | Management | |||||||
1L. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ROBERT A. KOTICK | Management | |||||||
1M. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARIA ELENA LAGOMASINO | Management | |||||||
1N. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: SAM NUNN | Management | |||||||
1O. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DAVID B. WEINBERG | Management | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | |||||||
3. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE INCENTIVE PLAN OF THE COCA- COLA COMPANY TO PERMIT THE TAX DEDUCTIBILITY OF CERTAIN AWARDS | Management | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR | Management | |||||||
5. | SHAREOWNER PROPOSAL REGARDING HOLY LAND PRINCIPLES | Shareholder | |||||||
6. | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | |||||||
7. | SHAREOWNER PROPOSAL REGARDING ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL AND POLICY ACTIVITY | Shareholder | |||||||
EATON CORPORATION PLC | |||||||||
Security | G29183103 | Meeting Type | Annual | ||||||
Ticker Symbol | ETN | Meeting Date | 27-Apr-2016 | ||||||
ISIN | IE00B8KQN827 | Agenda | 934345299 - Management | ||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | |||||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD H. FEARON | Management | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | |||||||
1H. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | |||||||
1I. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | |||||||
1J. | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | |||||||
1K. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | |||||||
1L. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | |||||||
1M. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | |||||||
1N. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | |||||||
2A. | APPROVING A PROPOSAL TO MAKE ADMINISTRATIVE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | |||||||
2B. | APPROVING A PROPOSAL TO MAKE ADMINISTRATIVE AMENDMENTS TO THE COMPANY'S MEMORANDUM OF ASSOCIATION. | Management | |||||||
3. | APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES. | Management | |||||||
4. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2016 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | |||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | |||||||
6. | AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | |||||||
DANONE SA, PARIS | |||||||||
Security | F12033134 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 28-Apr-2016 | |||||||
ISIN | FR0000120644 | Agenda | 706715779 - Management | ||||||
Record Date | 25-Apr-2016 | Holding Recon Date | 25-Apr-2016 | ||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 15-Apr-2016 | |||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 - B92MW33 - BH7KCW7 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND SETTING OF THE DIVIDEND TO 1.60 EURO PER SHARE | Management | |||||||
O.4 | RENEWAL OF THE TERM OF MR FRANCK RIBOUD AS DIRECTOR | Management | |||||||
O.5 | RENEWAL OF THE TERM OF MR EMMANUEL FABER AS DIRECTOR | Management | |||||||
O.6 | APPOINTMENT OF MRS CLARA GAYMARD AS DIRECTOR | Management | |||||||
O.7 | RENEWAL OF PRICEWATERHOUSECOOPERS AS PRINCIPAL STATUTORY AUDITOR | Management | |||||||
O.8 | APPOINTMENT OF ERNST & YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | Management | |||||||
O.9 | APPOINTMENT OF MR JEAN-CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR | Management | |||||||
O.10 | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | Management | |||||||
O.11 | APPROVAL OF AN AGREEMENT, SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE COMMERCIAL CODE, ENTERED INTO WITH THE DANONE.COMMUNITIES OPEN-END INVESTMENT COMPANY (SICAV) | Management | |||||||
O.12 | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLE L.225-42-1 OF THE COMMERCIAL CODE RELATING TO THE SEVERANCE PAYMENT FOR MR EMMANUEL FABER IN CERTAIN CASES OF THE TERMINATION OF HIS TERM OF OFFICE | Management | |||||||
O.13 | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLES L.225-22-1 AND L.225-42-1 OF THE COMMERCIAL CODE RELATING TO RETIREMENT COMMITMENTS FOR MR EMMANUEL FABER | Management | |||||||
O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.15 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER COMPANY SHARES | Management | |||||||
E.17 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS | Management | |||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | |||||||
CMMT | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://balo.journal- officiel.gouv.fr/pdf/2016/0229/201602291600626.pdf.- REVISION DUE TO ADDITION OF THE COMMENT AND MODIFICATION OF THE TEXT OF-RESOLUTION O.8 AND RECEIPT OF ADDITIONAL URL LINKS:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600796.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601101.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
JOHNSON & JOHNSON | |||||||||
Security | 478160104 | Meeting Type | Annual | ||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | ||||||
ISIN | US4781601046 | Agenda | 934340984 - Management | ||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | |||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | |||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | |||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | |||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | |||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | |||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | |||||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | |||||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | |||||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | |||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | |||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | |||||||
4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE | Shareholder | |||||||
5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | |||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE | Shareholder | |||||||
7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES | Shareholder | |||||||
AFLAC INCORPORATED | |||||||||
Security | 001055102 | Meeting Type | Annual | ||||||
Ticker Symbol | AFL | Meeting Date | 02-May-2016 | ||||||
ISIN | US0010551028 | Agenda | 934337658 - Management | ||||||
Record Date | 24-Feb-2016 | Holding Recon Date | 24-Feb-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | |||||||
1B. | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | |||||||
1C. | ELECTION OF DIRECTOR: W. PAUL BOWERS | Management | |||||||
1D. | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | |||||||
1E. | ELECTION OF DIRECTOR: TOSHIHIKO FUKUZAWA | Management | |||||||
1F. | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | |||||||
1G. | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | |||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. KENNY | Management | |||||||
1J. | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH L. MOSKOWITZ | Management | |||||||
1L. | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | |||||||
1M. | ELECTION OF DIRECTOR: MELVIN T. STITH | Management | |||||||
2. | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" | Management | |||||||
3. | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016 | Management | |||||||
BAE SYSTEMS PLC, LONDON | |||||||||
Security | G06940103 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 04-May-2016 | |||||||
ISIN | GB0002634946 | Agenda | 706826534 - Management | ||||||
Record Date | Holding Recon Date | 02-May-2016 | |||||||
City / | Country | HAMPSH IRE | / | United Kingdom | Vote Deadline Date | 27-Apr-2016 | |||
SEDOL(s) | 0263494 - 2100425 - 5473759 - B02S669 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | RECEIPT OF THE REPORT AND ACCOUNTS | Management | |||||||
2 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Management | |||||||
3 | AUTHORISATION OF THE PAYMENT OF THE FINAL DIVIDEND: 12.5 PENCE PER ORDINARY SHARE | Management | |||||||
4 | THAT SIR ROGER CARR BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
5 | THAT JERRY DEMURO BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
6 | THAT HARRIET GREEN BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
7 | THAT CHRISTOPHER GRIGG BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
8 | THAT IAN KING BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
9 | THAT PETER LYNAS BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
10 | THAT PAULA ROSPUT REYNOLDS BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
11 | THAT NICHOLAS ROSE BE AND IS HEREBY RE- ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
12 | THAT IAN TYLER BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
13 | THAT ELIZABETH CORLEY BE AND IS HEREBY ELECTED A DIRECTOR OF THE COMPANY | Management | |||||||
14 | THAT KPMG LLP BE AND ARE HEREBY RE- APPOINTED AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | |||||||
15 | THAT THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS BE AND IS HEREBY AUTHORISED TO AGREE THE REMUNERATION OF THE AUDITORS | Management | |||||||
16 | POLITICAL DONATIONS | Management | |||||||
17 | AUTHORITY TO ALLOT NEW SHARES | Management | |||||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | |||||||
19 | AUTHORITY TO PURCHASE OWN SHARES | Management | |||||||
20 | NOTICE OF GENERAL MEETINGS | Management | |||||||
GENERAL DYNAMICS CORPORATION | |||||||||
Security | 369550108 | Meeting Type | Annual | ||||||
Ticker Symbol | GD | Meeting Date | 04-May-2016 | ||||||
ISIN | US3695501086 | Agenda | 934347394 - Management | ||||||
Record Date | 03-Mar-2016 | Holding Recon Date | 03-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | |||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | |||||||
1C. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | |||||||
1D. | ELECTION OF DIRECTOR: RUDY F. DELEON | Management | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | |||||||
1F. | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | |||||||
1G. | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | |||||||
1H. | ELECTION OF DIRECTOR: MARK M. MALCOLM | Management | |||||||
1I. | ELECTION OF DIRECTOR: JAMES N. MATTIS | Management | |||||||
1J. | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | |||||||
1L. | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | |||||||
2. | SELECTION OF INDEPENDENT AUDITORS | Management | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | |||||||
4. | APPROVAL OF THE GENERAL DYNAMICS CORPORATION EXECUTIVE ANNUAL INCENTIVE PLAN | Management | |||||||
5. | SHAREHOLDER PROPOSAL WITH REGARD TO A SHARE REPURCHASE POLICY | Shareholder | |||||||
ILLINOIS TOOL WORKS INC. | |||||||||
Security | 452308109 | Meeting Type | Annual | ||||||
Ticker Symbol | ITW | Meeting Date | 06-May-2016 | ||||||
ISIN | US4523081093 | Agenda | 934344071 - Management | ||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | |||||||
1B. | ELECTION OF DIRECTOR: SUSAN CROWN | Management | |||||||
1C. | ELECTION OF DIRECTOR: JAMES W. GRIFFITH | Management | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | |||||||
1F. | ELECTION OF DIRECTOR: E. SCOTT SANTI | Management | |||||||
1G. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | |||||||
1H. | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Management | |||||||
1I. | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management | |||||||
1J. | ELECTION OF DIRECTOR: KEVIN M. WARREN | Management | |||||||
1K. | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | Management | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||
4. | APPROVAL OF AN AMENDMENT TO THE ILLINOIS TOOL WORKS INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Management | |||||||
5. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE ILLINOIS TOOL WORKS INC. 2011 CASH INCENTIVE PLAN FOR PURPOSES OF 162(M) OF THE INTERNAL REVENUE CODE. | Management | |||||||
6. | A NON-BINDING STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, TO EXCLUDE SHARE REPURCHASES FROM DETERMINATIONS OF SENIOR EXECUTIVE INCENTIVE COMPENSATION AWARDS. | Shareholder | |||||||
ABBVIE INC. | |||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||
Ticker Symbol | ABBV | Meeting Date | 06-May-2016 | ||||||
ISIN | US00287Y1091 | Agenda | 934348524 - Management | ||||||
Record Date | 09-Mar-2016 | Holding Recon Date | 09-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | |||||||
1 | WILLIAM H.L. BURNSIDE | ||||||||
2 | BRETT J. HART | ||||||||
3 | EDWARD J. RAPP | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | |||||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS | Management | |||||||
5. | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE ABBVIE PERFORMANCE INCENTIVE PLAN | Management | |||||||
6. | STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT | Shareholder | |||||||
7. | STOCKHOLDER PROPOSAL - LOBBYING REPORT | Shareholder | |||||||
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | |||||||||
Security | D1882G119 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 11-May-2016 | |||||||
ISIN | DE0005810055 | Agenda | 706824910 - Management | ||||||
Record Date | 04-May-2016 | Holding Recon Date | 04-May-2016 | ||||||
City / | Country | FRANKF URT AM MAIN | / | Germany | Vote Deadline Date | 03-May-2016 | |||
SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BHZLDG3 - BRK05V4 - BYL6SN3 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
0 | Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | Non-Voting | |||||||
0 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub- custodians regarding their instruction deadline. For any queries please-contact your Client Services Representative. | Non-Voting | |||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | Non-Voting | |||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||
1. | Presentation of the adopted and approved annual and consolidated annual-financial statements, the combined management report of Deutsche Boerse- Aktiengesellschaft and the Group as at 31 December 2015, the report of the-Supervisory Board and the proposal for the appropriation of the-unappropriated surplus | Non-Voting | |||||||
2. | Resolution on the appropriation of unappropriated surplus | Management | |||||||
3. | Resolution on the ratification of the actions of members of the Executive Board | Management | |||||||
4. | Resolution on the ratification of the actions of the members of the Supervisory Board | Management | |||||||
5. | Resolution on the election of a member of the Supervisory Board: Prof. Dr. Dr. Ann-Kristin Achleitner | Management | |||||||
6. | Resolution on the rescission of the existing Authorised Capital I, creation of new Authorised Capital I with the option of excluding subscription rights and amendment to the Articles of Incorporation | Management | |||||||
7. | Resolution on the approval of the remuneration system for members of the Executive Board | Management | |||||||
8. | Resolution on amendments to the Articles of Incorporation relating to an attendance allowance of the Supervisory Board | Management | |||||||
9. | Resolution on the election of the auditor and Group auditor for the financial year 2016 as well as the auditor for the review of the condensed financial statements and the interim management report for the first half of financial year 2016: KPMG AG | Management | |||||||
ARTHUR J. GALLAGHER & CO. | |||||||||
Security | 363576109 | Meeting Type | Annual | ||||||
Ticker Symbol | AJG | Meeting Date | 17-May-2016 | ||||||
ISIN | US3635761097 | Agenda | 934368867 - Management | ||||||
Record Date | 23-Mar-2016 | Holding Recon Date | 23-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | |||||||
1C. | ELECTION OF DIRECTOR: D. JOHN COLDMAN | Management | |||||||
1D. | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | |||||||
1E. | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | |||||||
1F. | ELECTION OF DIRECTOR: ELBERT O. HAND | Management | |||||||
1G. | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | |||||||
1H. | ELECTION OF DIRECTOR: KAY W. MCCURDY | Management | |||||||
1I. | ELECTION OF DIRECTOR: RALPH J. NICOLETTI | Management | |||||||
1J. | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Management | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR. | Management | |||||||
3. | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||
CME GROUP INC. | |||||||||
Security | 12572Q105 | Meeting Type | Annual | ||||||
Ticker Symbol | CME | Meeting Date | 18-May-2016 | ||||||
ISIN | US12572Q1058 | Agenda | 934376155 - Management | ||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY | Management | |||||||
1B. | ELECTION OF EQUITY DIRECTOR: PHUPINDER S. GILL | Management | |||||||
1C. | ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER | Management | |||||||
1D. | ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY | Management | |||||||
1E. | ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN | Management | |||||||
1F. | ELECTION OF EQUITY DIRECTOR: ANA DUTRA | Management | |||||||
1G. | ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN | Management | |||||||
1H. | ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES | Management | |||||||
1I. | ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN | Management | |||||||
1J. | ELECTION OF EQUITY DIRECTOR: LEO MELAMED | Management | |||||||
1K. | ELECTION OF EQUITY DIRECTOR: WILLIAM P. MILLER II | Management | |||||||
1L. | ELECTION OF EQUITY DIRECTOR: JAMES E. OLIFF | Management | |||||||
1M. | ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK | Management | |||||||
1N. | ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER | Management | |||||||
1O. | ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE | Management | |||||||
1P. | ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD | Management | |||||||
1Q. | ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND | Management | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||
LI & FUNG LTD | |||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 19-May-2016 | |||||||
ISIN | BMG5485F1692 | Agenda | 706945702 - Management | ||||||
Record Date | 16-May-2016 | Holding Recon Date | 16-May-2016 | ||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 12-May-2016 | |||
SEDOL(s) | 4458252 - 6286257 - BP3RW62 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418535.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418571.pdf | Non-Voting | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 15 HK CENTS PER SHARE | Management | |||||||
3.A | TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR | Management | |||||||
3.B | TO RE-ELECT MR PAUL EDWARD SELWAY-SWIFT AS DIRECTOR | Management | |||||||
3.C | TO RE-ELECT DR ALLAN WONG CHI YUN AS DIRECTOR | Management | |||||||
3.D | TO RE-ELECT MRS MARGARET LEUNG KO MAY YEE AS DIRECTOR | Management | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | Management | |||||||
CMMT | 20 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
MATTEL, INC. | |||||||||
Security | 577081102 | Meeting Type | Annual | ||||||
Ticker Symbol | MAT | Meeting Date | 19-May-2016 | ||||||
ISIN | US5770811025 | Agenda | 934364073 - Management | ||||||
Record Date | 24-Mar-2016 | Holding Recon Date | 24-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | Management | |||||||
1B. | ELECTION OF DIRECTOR: TREVOR A. EDWARDS | Management | |||||||
1C. | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | Management | |||||||
1D. | ELECTION OF DIRECTOR: ANN LEWNES | Management | |||||||
1E. | ELECTION OF DIRECTOR: DOMINIC NG | Management | |||||||
1F. | ELECTION OF DIRECTOR: VASANT M. PRABHU | Management | |||||||
1G. | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | Management | |||||||
1H. | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | Management | |||||||
1I. | ELECTION OF DIRECTOR: DIRK VAN DE PUT | Management | |||||||
1J. | ELECTION OF DIRECTOR: KATHY WHITE LOYD | Management | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | Management | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | |||||||
ROYAL DUTCH SHELL PLC, LONDON | |||||||||
Security | G7690A100 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 24-May-2016 | |||||||
ISIN | GB00B03MLX29 | Agenda | 706975248 - Management | ||||||
Record Date | 20-May-2016 | Holding Recon Date | 20-May-2016 | ||||||
City / | Country | DEN HAAG | / | United Kingdom | Vote Deadline Date | 18-May-2016 | |||
SEDOL(s) | B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7 - B0XPJL5 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2015, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED | Management | |||||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 98 TO 105 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2015, BE APPROVED | Management | |||||||
3 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
4 | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
5 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
6 | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
8 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
9 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
10 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
11 | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
12 | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
13 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | |||||||
14 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | |||||||
15 | THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2016 | Management | |||||||
16 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 185 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 24, 2017, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | |||||||
17 | THAT IF RESOLUTION 16 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) IN THE | Management | |||||||
CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 17 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF EUR 27 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 24, 2017, AND THE END OF THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS, AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | |||||||||
18 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH POWER TO BE LIMITED (A) TO A MAXIMUM NUMBER OF 795 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 24, 2017, AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE POWER ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE POWER HAD NOT ENDED | Management | |||||||
19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHELL WILL BECOME A RENEWABLE ENERGY COMPANY BY INVESTING THE PROFITS FROM FOSSIL FUELS IN RENEWABLE ENERGY; WE SUPPORT SHELL TO TAKE THE LEAD IN CREATING A WORLD WITHOUT FOSSIL FUELS AND EXPECT A NEW STRATEGY WITHIN ONE YEAR | Shareholder | |||||||
TOTAL SA, COURBEVOIE | |||||||||
Security | F92124100 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 24-May-2016 | |||||||
ISIN | FR0000120271 | Agenda | 707091106 - Management | ||||||
Record Date | 19-May-2016 | Holding Recon Date | 19-May-2016 | ||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 11-May-2016 | |||
SEDOL(s) | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B738M92 - B92MVZ8 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||
CMMT | 17 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://balo.journal- officiel.gouv.fr/pdf/2016/0323/201603231600948.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
O.3 | ALLOCATION OF PROFITS, SETTING OF DIVIDENDS, OPTION FOR THE BALANCE OF THE DIVIDEND OF THE 2015 FINANCIAL YEAR TO BE PAID IN SHARES: EUR 2.44 PER SHARE | Management | |||||||
O.4 | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2016 FINANCIAL YEAR IN SHARES - DELEGATION OF FORMAL AUTHORITY TO THE BOARD OF DIRECTORS | Management | |||||||
O.5 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | Management | |||||||
O.6 | RENEWAL OF THE TERM OF MR GERARD LAMARCHE AS DIRECTOR | Management | |||||||
O.7 | APPOINTMENT OF MRS MARIA VAN DER HOEVEN AS DIRECTOR | Management | |||||||
O.8 | APPOINTMENT OF MR JEAN LEMIERRE AS DIRECTOR | Management | |||||||
CMMT | IN ACCORDANCE WITH ARTICLE 11 OF THE BY- LAWS OF COMPANY, A SINGLE SEAT FOR A- DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IS TO BE FILLED; AS SUCH, ONLY- THE CANDIDATE WHO HAS ATTAINED THE HIGHEST NUMBER OF VOTES AND AT LEAST THE-MAJORITY. PLEASE NOTE THAT ONLY RESOLUTION O.9 IS APPROVED BY THE BOARD OF-DIRECTORS AND RESOLUTIONS O.A AND O.B ARE NOT APPROVED BY THE BOARD OF-DIRECTORS. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND-PLEASE NOTE YOU CAN ONLY VOTE 'FOR' ONE OF THESE THREE DIRECTORS LISTED, IF-YOU VOTE 'FOR' ONE DIRECTOR YOU MUST VOTE 'AGAINST' THE OTHER TWO | Non-Voting | |||||||
O.9 | APPOINTMENT OF A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MS. RENATA PERYCZ | Management | |||||||
O.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MR. CHARLES KELLER | Shareholder | |||||||
O.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): M. WERNER GUYOT | Shareholder | |||||||
O.10 | RENEWAL OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Management | |||||||
O.11 | RENEWAL OF KPMG SA AS STATUTORY AUDITOR | Management | |||||||
O.12 | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | Management | |||||||
O.13 | APPOINTMENT OF SALUSTRO REYDEL SA AS DEPUTY STATUTORY AUDITOR | Management | |||||||
O.14 | CONVENTION OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE CONCERNING MR THIERRY DESMAREST | Management | |||||||
O.15 | COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR PATRICK POUYANNE | Management | |||||||
O.16 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR THIERRY DESMAREST FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | Management | |||||||
O.17 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR PATRICK POUYANNE, GENERAL MANAGER UNTIL 18 DECEMBER 2015, AND CHAIRMAN-CHIEF EXECUTIVE OFFICER SINCE 19 DECEMBER 2015, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | |||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL WHILE MAINTAINING THE PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS EITHER BY ISSUING ORDINARY SHARES AND/OR ALL SECURITIES GRANTING ACCESS TO CAPITAL OF THE COMPANY, OR BY THE CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS | Management | |||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS WITH RESPECT TO INCREASING CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH THE CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS | Management | |||||||
E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMPANY SHARES AND/OR SECURITIES GRANTING INCREASES TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, BY WAY OF AN OFFER AS DEFINED IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | |||||||
E.21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | |||||||
E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GRANTING ACCESS TO CAPITAL AS COMPENSATION IN THE FORM OF CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED TO PAY CONTRIBUTIONS IN KIND | Management | |||||||
E.23 | (DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL UNDER THE CONDITIONS LAID DOWN IN ARTICLES L.3332-18 AND FOLLOWING OF THE LABOUR CODE, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED DUE TO SHARE SUBSCRIPTIONS BY EMPLOYEES OF THE GROUP | Management | |||||||
E.24 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING OR NEWLY-ISSUED SHARES IN THE COMPANY TO SALARIED EMPLOYEES AND EXECUTIVE DIRECTORS OR CERTAIN PERSONS AMONG THEM, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED IN FAVOUR OF THE RECIPIENTS OF ALLOCATED SHARES | Management | |||||||
E.25 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO GRANT OPTIONS FOR THE SUBSCRIPTION OR PURCHASE OF SHARES IN THE COMPANY TO CERTAIN EMPLOYEES OF THE GROUP AND EXECUTIVE DIRECTORS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED FOLLOWING THE EXERCISE OF SHARE SUBSCRIPTION OPTIONS | Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609858 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS O.9, O.A AND O.B. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-INACTIVATED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE-APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL- MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||
MERCK & CO., INC. | |||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||
Ticker Symbol | MRK | Meeting Date | 24-May-2016 | ||||||
ISIN | US58933Y1055 | Agenda | 934378515 - Management | ||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | |||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | |||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | |||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | |||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | |||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | |||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | |||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | |||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | |||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | |||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | |||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. | Shareholder | |||||||
WAL-MART STORES, INC. | |||||||||
Security | 931142103 | Meeting Type | Annual | ||||||
Ticker Symbol | WMT | Meeting Date | 03-Jun-2016 | ||||||
ISIN | US9311421039 | Agenda | 934394785 - Management | ||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | ||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2016 | ||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | |||||||
1B. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | |||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | |||||||
1E. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | |||||||
1F. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | |||||||
1G. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | |||||||
1H. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | |||||||
1I. | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | Management | |||||||
1J. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | |||||||
1K. | ELECTION OF DIRECTOR: STEUART L. WALTON | Management | |||||||
1L. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | |||||||
3. | APPROVAL OF THE WAL-MART STORES, INC. 2016 ASSOCIATE STOCK PURCHASE PLAN | Management | |||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | |||||||
5. | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Shareholder | |||||||
6. | REQUEST FOR ANNUAL REPORT REGARDING INCENTIVE COMPENSATION PLANS | Shareholder | |||||||
7. | REQUEST FOR REPORT REGARDING CRITERIA FOR OPERATING IN HIGH- RISK REGIONS | Shareholder | |||||||
WPP PLC, ST HELIER | |||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 08-Jun-2016 | |||||||
ISIN | JE00B8KF9B49 | Agenda | 707037102 - Management | ||||||
Record Date | Holding Recon Date | 06-Jun-2016 | |||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 02-Jun-2016 | |||
SEDOL(s) | B8KF9B4 - B9GRCY5 - B9GRDH5 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | ORDINARY RESOLUTION TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS | Management | |||||||
2 | ORDINARY RESOLUTION TO DECLARE A FINAL DIVIDEND: 28.78 PENCE PER ORDINARY SHARE | Management | |||||||
3 | ORDINARY RESOLUTION TO APPROVE THE IMPLEMENTATION REPORT OF THE COMPENSATION COMMITTEE | Management | |||||||
4 | ORDINARY RESOLUTION TO APPROVE THE SUSTAINABILITY REPORT OF THE DIRECTORS | Management | |||||||
5 | ORDINARY RESOLUTION TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | |||||||
6 | ORDINARY RESOLUTION TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | |||||||
7 | ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI AS A DIRECTOR | Management | |||||||
8 | ORDINARY RESOLUTION TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR | Management | |||||||
9 | ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG AS A DIRECTOR | Management | |||||||
10 | ORDINARY RESOLUTION TO RE-ELECT TIMOTHY SHRIVER AS A DIRECTOR | Management | |||||||
11 | ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN SORRELL AS A DIRECTOR | Management | |||||||
12 | ORDINARY RESOLUTION TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | |||||||
13 | ORDINARY RESOLUTION TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR | Management | |||||||
14 | ORDINARY RESOLUTION TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR | Management | |||||||
15 | ORDINARY RESOLUTION TO RE-ELECT CHARLENE BEGLEY AS A DIRECTOR | Management | |||||||
16 | ORDINARY RESOLUTION TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | |||||||
17 | ORDINARY RESOLUTION TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR | Management | |||||||
18 | ORDINARY RESOLUTION TO RE-APPOINT THE AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION: DELOITTE LLP | Management | |||||||
19 | ORDINARY RESOLUTION TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | |||||||
20 | SPECIAL RESOLUTION TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | |||||||
21 | SPECIAL RESOLUTION TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | |||||||
LARGAN PRECISION CO LTD, TAICHUNG CITY | |||||||||
Security | Y52144105 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 08-Jun-2016 | |||||||
ISIN | TW0003008009 | Agenda | 707104484 - Management | ||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | ||||||
City / | Country | TAICHUN G | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2016 | |||
SEDOL(s) | 6451668 - B06P815 | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A 'NO VOTE' | Non-Voting | |||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | |||||||
1 | THE REVISION TO THE ARTICLES OF INCORPORATION | Management | For | For | |||||
2 | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | For | For | |||||
3 | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | Management | For | For | |||||
4.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR: YEN,SHAN-CHIEH, SHAREHOLDER NO.XXXXXXXXXX | Management | For | For | |||||
4.2 | THE ELECTION OF THE INDEPENDENT DIRECTOR: PENG,MING-HUA, SHAREHOLDER NO.XXXXXXXXXX | Management | For | For | |||||
4.3 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.4 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.5 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.6 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.7 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.8 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.9 | THE ELECTION OF NON-NOMINATED DIRECTOR | Management | For | For | |||||
4.10 | THE ELECTION OF NON-NOMINATED SUPERVISOR | Management | For | For | |||||
4.11 | THE ELECTION OF NON-NOMINATED SUPERVISOR | Management | For | For | |||||
4.12 | THE ELECTION OF NON-NOMINATED SUPERVISOR | Management | For | For | |||||
5 | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | Management | Abstain | Against | |||||
6 | EXTRAORDINARY MOTIONS | Management | Abstain | For |
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | ||||||||
Security | G96629103 | Meeting Type | Annual | |||||
Ticker Symbol | WLTW | Meeting Date | 10-Jun-2016 | |||||
ISIN | Agenda | 934407657 - Management | ||||||
Record Date | 15-Apr-2016 | Holding Recon Date | 15-Apr-2016 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2016 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DOMINIC CASSERLEY | Management | ||||||
1B. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | ||||||
1C. | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | ||||||
1D. | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | ||||||
1E. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | ||||||
1F. | ELECTION OF DIRECTOR: JAMES F. MCCANN | Management | ||||||
1G. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | ||||||
1H. | ELECTION OF DIRECTOR: JAYMIN PATEL | Management | ||||||
1I. | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | ||||||
1J. | ELECTION OF DIRECTOR: PAUL THOMAS | Management | ||||||
1K. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | ||||||
1L. | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | ||||||
2. | TO RATIFY, ON AN ADVISORY BASIS, THE REAPPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITOR UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE IN A BINDING VOTE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND RISK COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | ||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | ||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY 2012 EQUITY INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE 2012 PLAN AND APPROVE MATERIAL TERMS UNDER CODE SECTION 162(M). | Management | ||||||
5. | TO APPROVE AN AMENDMENT TO THE WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY AMENDED AND RESTATED 2010 NORTH AMERICAN EMPLOYEE STOCK PURCHASE PLAN, INCLUDING TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE ESPP. | Management | ||||||
6. | TO RENEW THE BOARD'S AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | ||||||
7. | TO RENEW THE BOARD'S AUTHORITY TO OPT OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management |
Guinness Atkinson Global Energy Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016 |
Selected Accounts |
TRINA SOLAR LIMITED | ||||||||
Security: | 89628E104 | Meeting Type: | Annual | |||||
Ticker: | TSL | Meeting Date: | 04-Aug-2015 | |||||
ISIN | US89628E1047 | Vote Deadline Date: | 23-Jul-2015 | |||||
Agenda | 934258220 | Management | Total Ballot Shares: | 166120 | ||||
Last Vote Date: | 27-Jul-2015 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | RE-ELECTION OF MR. SEAN SHAO AS A DIRECTOR OF THE COMPANY. | For | None | 121300 | 0 | 0 | 0 | |
2 | RE-ELECTION OF MR. ZHIGUO ZHU AS A DIRECTOR OF THE COMPANY. | For | None | 121300 | 0 | 0 | 0 | |
3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | None | 121300 | 0 | 0 | 0 | |
ROYAL DUTCH SHELL PLC, LONDON | ||||||||
Security: | G7690A100 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 27-Jan-2016 | ||||||
ISIN | GB00B03MLX29 | Vote Deadline Date: | 20-Jan-2016 | |||||
Agenda | 706614561 | Management | Total Ballot Shares: | 79750 | ||||
Last Vote Date: | 14-Jan-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | THE PROPOSED ACQUISITION BY THE COMPANY OF THE ENTIRE ISSUED ORDINARY SHARE CAPITAL OF BG GROUP PLC ("BG"), TO BE EFFECTED PURSUANT TO A SCHEME OF ARRANGEMENT OF BG UNDER PART 26 OF THE COMPANIES ACT 2006 (THE ''SCHEME'') (OR BY WAY OF A TAKEOVER OFFER AS DEFINED IN CHAPTER 3 OF PART 28 OF THE COMPANIES ACT 2006 IN THE CIRCUMSTANCES SET OUT IN THE CO- OPERATION AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND BG DATED 8 APRIL 2015 (AN "OFFER")) (THE ''RECOMMENDED COMBINATION") SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN: (I) THE CIRCULAR TO SHAREHOLDERS OF THE COMPANY DATED 22 DECEMBER 2015 (THE "CIRCULAR") OUTLINING THE RECOMMENDED COMBINATION, OF WHICH THIS NOTICE CONVENING THIS GENERAL MEETING (THE "NOTICE") FORMS PART; AND (II) THE PROSPECTUS PREPARED BY THE COMPANY IN CONNECTION WITH ADMISSION (DEFINED BELOW) DATED 22 DECEMBER 2015, BE AND IS HEREBY APPROVED AND THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY, EXPEDIENT OR APPROPRIATE IN CONNECTION WITH THE RECOMMENDED COMBINATION AND THIS RESOLUTION AND TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, | For | None | 67430 | 0 | 0 | 0 | |
WAIVERS OR AMENDMENTS TO THE TERMS AND CONDITIONS OF THE RECOMMENDED COMBINATION (PROVIDED THAT SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS OR AMENDMENTS DO NOT MATERIALLY CHANGE THE TERMS OF THE RECOMMENDED COMBINATION FOR THE PURPOSES OF THE UK LISTING AUTHORITY'S LISTING RULE 10.5.2) AND TO ANY DOCUMENTS AND ARRANGEMENTS RELATING THERETO, AS THE DIRECTORS (OR A DULY AUTHORISED COMMITTEE THEREOF) MAY IN THEIR ABSOLUTE DISCRETION THINK FIT; AND (B) SUBJECT TO AND CONDITIONAL UPON: (I) THE SCHEME BECOMING EFFECTIVE, EXCEPT FOR THE CONDITIONS RELATING TO: (A) THE DELIVERY OF THE ORDER OF THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES SANCTIONING THE SCHEME TO THE REGISTRAR OF COMPANIES IN ENGLAND AND WALES; (B) THE UK LISTING AUTHORITY HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR THE ADMISSION OF THE NEW SHELL SHARES TO THE OFFICIAL LIST MAINTAINED BY THE UK LISTING AUTHORITY WITH A PREMIUM LISTING HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT (THE "LISTING CONDITIONS")) WILL BECOME EFFECTIVE AS SOON AS A DEALING NOTICE HAS BEEN ISSUED BY THE FINANCIAL CONDUCT AUTHORITY AND ANY LISTING CONDITIONS HAVING BEEN SATISFIED AND THE LONDON STOCK EXCHANGE PLC HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE NEW SHELL SHARES WILL BE ADMITTED TO TRADING ON THE MAIN MARKET OF THE LONDON STOCK EXCHANGE PLC; AND (C) THE COMPANY OR ITS AGENT HAVING RECEIVED CONFIRMATION (AND SUCH | ||||||||
CONFIRMATION NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR LISTING AND TRADING OF THE NEW SHELL SHARES ON EURONEXT AMSTERDAM, A REGULATED MARKET OF EURONEXT AMSTERDAM N.V., HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT) WILL BECOME EFFECTIVE SHORTLY AFTER THE SCHEME BECOMES EFFECTIVE (THE ADMISSION OF THE NEW SHELL SHARES TO LISTING AND TRADING IN RELATION TO (B) AND (C) TOGETHER BEING "ADMISSION"); OR, AS THE CASE MAY BE, (II) THE OFFER BECOMING OR BEING DECLARED WHOLLY UNCONDITIONAL (EXCEPT FOR ADMISSION), THE DIRECTORS BE AND HEREBY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (IN ADDITION, TO THE EXTENT UNUTILISED, TO THE AUTHORITY GRANTED TO THE DIRECTORS AT THE COMPANY'S ANNUAL GENERAL MEETING HELD ON 19 MAY 2015, WHICH REMAINS IN FULL FORCE AND EFFECT) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT NEW SHELL A ORDINARY SHARES AND SHELL B ORDINARY SHARES OF EUR 0.07 EACH IN THE CAPITAL OF THE COMPANY TO BE ISSUED PURSUANT TO THE RECOMMENDED COMBINATION (THE "NEW SHELL SHARES") AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 106,854,604, IN EACH CASE, CREDITED AS FULLY PAID, WITH AUTHORITY TO DEAL WITH FRACTIONAL ENTITLEMENTS ARISING OUT OF SUCH ALLOTMENT AS THEY THINK FIT AND TO TAKE ALL SUCH OTHER STEPS AS THEY MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR APPROPRIATE TO IMPLEMENT SUCH ALLOTMENTS IN CONNECTION WITH THE RECOMMENDED COMBINATION, AND WHICH AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS | ||||||||
ON 31 DECEMBER 2016 (UNLESS PREVIOUSLY REVOKED, RENEWED OR VARIED BY THE COMPANY IN GENERAL MEETING), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | ||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||
Security: | 806857108 | Meeting Type: | Annual | |||||
Ticker: | SLB | Meeting Date: | 06-Apr-2016 | |||||
ISIN | AN8068571086 | Vote Deadline Date: | 05-Apr-2016 | |||||
Agenda | 934332545 | Management | Total Ballot Shares: | 96250 | ||||
Last Vote Date: | 16-Mar-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: PETER L.S. CURRIE | For | None | 20500 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | For | None | 20500 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: PAAL KIBSGAARD | For | None | 20500 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | For | None | 20500 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: MICHAEL E. MARKS | For | None | 20500 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: INDRA K. NOOYI | For | None | 20500 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | For | None | 20500 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: LEO RAFAEL REIF | For | None | 20500 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: TORE I. SANDVOLD | For | None | 20500 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: HENRI SEYDOUX | For | None | 20500 | 0 | 0 | 0 | |
11 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 20500 | 0 | 0 | 0 | |
12 | TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS. | For | None | 20500 | 0 | 0 | 0 | |
13 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | For | None | 20500 | 0 | 0 | 0 | |
14 | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED NUMBER OF DIRECTORS AT A MEETING SUBJECT TO STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE CURACAO CIVIL CODE. | For | None | 20500 | 0 | 0 | 0 | |
15 | TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN 12, SUBJECT TO APPROVAL OF ITEM 5. | For | None | 20500 | 0 | 0 | 0 | |
16 | TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW. | For | None | 20500 | 0 | 0 | 0 | |
BP PLC, LONDON | ||||||||
Security: | G12793108 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 14-Apr-2016 | ||||||
ISIN | GB0007980591 | Vote Deadline Date: | 08-Apr-2016 | |||||
Agenda | 706733234 | Management | Total Ballot Shares: | 268340 | ||||
Last Vote Date: | 16-Mar-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | None | 268340 | 0 | 0 | 0 | |
2 | TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT | For | None | 268340 | 0 | 0 | 0 | |
3 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
4 | TO RE-ELECT DR B GILVARY AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
5 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
6 | TO RE-ELECT MR. A BOECKMANN AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
7 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
8 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
9 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
10 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
11 | TO RE-ELECT MR B R NELSON AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
12 | TO ELECT MRS P R REYNOLDS AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
13 | TO ELECT SIR JOHN SAWERS AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
14 | TO RE-ELECT MR A B SHILSTON AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
15 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR | For | None | 268340 | 0 | 0 | 0 | |
16 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 268340 | 0 | 0 | 0 | |
17 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | None | 0 | 0 | 268340 | 0 | |
18 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | None | 268340 | 0 | 0 | 0 | |
19 | TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | None | 268340 | 0 | 0 | 0 | |
20 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | None | 268340 | 0 | 0 | 0 | |
21 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | For | None | 268340 | 0 | 0 | 0 | |
NOBLE ENERGY, INC. | ||||||||
Security: | 655044105 | Meeting Type: | Annual | |||||
Ticker: | NBL | Meeting Date: | 26-Apr-2016 | |||||
ISIN | US6550441058 | Vote Deadline Date: | 25-Apr-2016 | |||||
Agenda | 934336531 | Management | Total Ballot Shares: | 53070 | ||||
Last Vote Date: | 16-Mar-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: JEFFREY L. BERENSON | For | None | 53070 | 0 | 0 | 0 | |
2 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: MICHAEL A. CAWLEY | For | None | 53070 | 0 | 0 | 0 | |
3 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: EDWARD F. COX | For | None | 53070 | 0 | 0 | 0 | |
4 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: JAMES E. CRADDOCK | For | None | 53070 | 0 | 0 | 0 | |
5 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: THOMAS J. EDELMAN | For | None | 53070 | 0 | 0 | 0 | |
6 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: ERIC P. GRUBMAN | For | None | 53070 | 0 | 0 | 0 | |
7 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: KIRBY L. HEDRICK | For | None | 53070 | 0 | 0 | 0 | |
8 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: DAVID L. STOVER | For | None | 53070 | 0 | 0 | 0 | |
9 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: SCOTT D. URBAN | For | None | 53070 | 0 | 0 | 0 | |
10 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: WILLIAM T. VAN KLEEF | For | None | 53070 | 0 | 0 | 0 | |
11 | TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: MOLLY K. WILLIAMSON | For | None | 53070 | 0 | 0 | 0 | |
12 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT COMMITTEE. | For | None | 53070 | 0 | 0 | 0 | |
13 | TO APPROVE, IN AN ADVISORY VOTE, EXECUTIVE COMPENSATION. | For | None | 53070 | 0 | 0 | 0 | |
14 | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 0 | 53070 | 0 | |
15 | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING CLIMATE CHANGE, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 0 | 53070 | 0 | |
SUNPOWER CORPORATION | ||||||||
Security: | 867652406 | Meeting Type: | Annual | |||||
Ticker: | SPWR | Meeting Date: | 28-Apr-2016 | |||||
ISIN | US8676524064 | Vote Deadline Date: | 27-Apr-2016 | |||||
Agenda | 934342596 | Management | Total Ballot Shares: | 54050 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | None | |||||
BERNARD CLEMENT | 38800 | 0 | 0 | 0 | ||||
DENIS GIORNO | 38800 | 0 | 0 | 0 | ||||
CATHERINE LESJAK | 38800 | 0 | 0 | 0 | ||||
2 | APPROVAL, BY AN ADVISORY VOTE, OF OUR NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 38800 | 0 | 0 | 0 | |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 | For | None | 38800 | 0 | 0 | 0 | |
TULLOW OIL PLC, LONDON | ||||||||
Security: | G91235104 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 28-Apr-2016 | ||||||
ISIN | GB0001500809 | Vote Deadline Date: | 22-Apr-2016 | |||||
Agenda | 706778327 | Management | Total Ballot Shares: | 200000 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS AND ASSOCIATED REPORTS | For | None | 200000 | 0 | 0 | 0 | |
2 | TO APPROVE THE ANNUAL STATEMENT BY THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE ANNUAL REPORT ON REMUNERATION | For | None | 200000 | 0 | 0 | 0 | |
3 | TO RE-ELECT TUTU AGYARE AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
4 | TO RE-ELECT MIKE DALY AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
5 | TO RE-ELECT ANNE DRINKWATER AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
6 | TO RE-ELECT ANN GRANT AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
7 | TO RE-ELECT AIDAN HEAVEY AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
8 | TO RE-ELECT STEVE LUCAS AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
9 | TO RE-ELECT ANGUS MCCOSS AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
10 | TO RE-ELECT PAUL MCDADE AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
11 | TO RE-ELECT IAN SPRINGETT AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
12 | TO RE-ELECT SIMON THOMPSON AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
13 | TO RE-ELECT JEREMY WILSON AS A DIRECTOR | For | None | 200000 | 0 | 0 | 0 | |
14 | TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY | For | None | 200000 | 0 | 0 | 0 | |
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF DELOITTE LLP | For | None | 200000 | 0 | 0 | 0 | |
16 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | For | None | 200000 | 0 | 0 | 0 | |
17 | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | For | None | 200000 | 0 | 0 | 0 | |
18 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON NO LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 200000 | 0 | 0 | 0 | |
19 | TO AUTHORISE THE COMPANY TO ITS OWN SHARES | For | None | 0 | 0 | 200000 | 0 | |
IMPERIAL OIL LTD, CALGARY AB | ||||||||
Security: | 453038408 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 29-Apr-2016 | ||||||
ISIN | CA4530384086 | Vote Deadline Date: | 25-Apr-2016 | |||||
Agenda | 706762956 | Management | Total Ballot Shares: | 51401 | ||||
Last Vote Date: | 16-Mar-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1, 2.1 TO 2.7 ". THANK YOU. | None | None | Non Voting | ||||
2 | PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS THE AUDITOR OF THE COMPANY UNTIL THE NEXT ANNUAL MEETING | For | None | 51401 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: K.T. (KRYSTYNA) HOEG | For | None | 51401 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: R.M. (RICHARD) KRUGER | For | None | 51401 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: J.M. (JACK) MINTZ | For | None | 51401 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: D.S. (DAVID) SUTHERLAND | For | None | 51401 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: D.G. (JERRY) WASCOM | For | None | 51401 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: S.D. (SHEELAGH) WHITTAKER | For | None | 51401 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: V.L. (VICTOR) YOUNG | For | None | 51401 | 0 | 0 | 0 | |
10 | IN THE PROXYHOLDER'S DISCRETION, THE PROXYHOLDER IS AUTHORIZED TO ACT ON AMENDMENTS OR VARIATIONS TO MATTERS IDENTIFIED IN THE INVITATION TO ATTEND THE MEETING OR ANY ADDITIONAL MATTERS THAT MAY PROPERLY BE BROUGHT BEFORE THE MEETING | Abstain | None | 0 | 0 | 51401 | 0 | |
OCCIDENTAL PETROLEUM CORPORATION | ||||||||
Security: | 674599105 | Meeting Type: | Annual | |||||
Ticker: | OXY | Meeting Date: | 29-Apr-2016 | |||||
ISIN | US6745991058 | Vote Deadline Date: | 28-Apr-2016 | |||||
Agenda | 934342762 | Management | Total Ballot Shares: | 21100 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: SPENCER ABRAHAM | For | None | 21100 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: HOWARD I. ATKINS | For | None | 21100 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | For | None | 21100 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | For | None | 21100 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: JOHN E. FEICK | For | None | 21100 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: MARGARET M. FORAN | For | None | 21100 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | For | None | 21100 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: VICKI A. HOLLUB | For | None | 21100 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | For | None | 21100 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | For | None | 21100 | 0 | 0 | 0 | |
11 | ELECTION OF DIRECTOR: ELISSE B. WALTER | For | None | 21100 | 0 | 0 | 0 | |
12 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | For | None | 21100 | 0 | 0 | 0 | |
13 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | For | None | 21100 | 0 | 0 | 0 | |
14 | REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE | Against | None | 0 | 0 | 21100 | 0 | |
15 | CARBON LEGISLATION IMPACT ASSESSMENT | Against | None | 0 | 0 | 21100 | 0 | |
16 | SPECIAL SHAREOWNER MEETINGS | Against | None | 0 | 21100 | 0 | 0 | |
17 | METHANE EMISSIONS AND FLARING | Against | None | 0 | 0 | 21100 | 0 | |
HESS CORPORATION | ||||||||
Security: | 42809H107 | Meeting Type: | Annual | |||||
Ticker: | HES | Meeting Date: | 04-May-2016 | |||||
ISIN | US42809H1077 | Vote Deadline Date: | 03-May-2016 | |||||
Agenda | 934353032 | Management | Total Ballot Shares: | 32543 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: R.F. CHASE | For | None | 32543 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: T.J. CHECKI | For | None | 32543 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: J.B. HESS | For | None | 32543 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: E.E. HOLIDAY | For | None | 32543 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: R. LAVIZZO- MOUREY | For | None | 32543 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: D. MCMANUS | For | None | 32543 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: K.O. MEYERS | For | None | 32543 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: J.H. MULLIN III | For | None | 32543 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: J.H. QUIGLEY | For | None | 32543 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: F.G. REYNOLDS | For | None | 32543 | 0 | 0 | 0 | |
11 | ELECTION OF DIRECTOR: W.G. SCHRADER | For | None | 32543 | 0 | 0 | 0 | |
12 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 32543 | 0 | 0 | 0 | |
13 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2016. | For | None | 32543 | 0 | 0 | 0 | |
14 | APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR OFFICERS. | For | None | 32543 | 0 | 0 | 0 | |
15 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. | Against | None | 0 | 0 | 32543 | 0 | |
UNIT CORPORATION | ||||||||
Security: | 909218109 | Meeting Type: | Annual | |||||
Ticker: | UNT | Meeting Date: | 04-May-2016 | |||||
ISIN | US9092181091 | Vote Deadline Date: | 03-May-2016 | |||||
Agenda | 934352054 | Management | Total Ballot Shares: | 63397 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: WILLIAM B. MORGAN | For | None | 63397 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: LARRY D. PINKSTON | For | None | 63397 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: CARLA S. MASHINSKI | For | None | 63397 | 0 | 0 | 0 | |
4 | APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | For | None | 63397 | 0 | 0 | 0 | |
5 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | For | None | 63397 | 0 | 0 | 0 | |
CANADIAN NATURAL RESOURCES LTD, CALGARY AB | ||||||||
Security: | 136385101 | Meeting Type: | MIX | |||||
Ticker: | Meeting Date: | 05-May-2016 | ||||||
ISIN | CA1363851017 | Vote Deadline Date: | 29-Apr-2016 | |||||
Agenda | 706821990 | Management | Total Ballot Shares: | 78400 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.11 AND 2". THANK YOU | None | None | Non Voting | ||||
2 | ELECTION OF DIRECTOR: CATHERINE M. BEST | For | None | 78400 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: N. MURRAY EDWARDS | For | None | 78400 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: TIMOTHY W. FAITHFULL | For | None | 78400 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: HONOURABLE GARY A. FILMON | For | None | 78400 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: CHRISTOPHER L. FONG | For | None | 78400 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: AMBASSADOR GORDON D. GIFFIN | For | None | 78400 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: WILFRED A. GOBERT | For | None | 78400 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: STEVE W. LAUT | For | None | 78400 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: HONOURABLE FRANK J. MCKENNA | For | None | 78400 | 0 | 0 | 0 | |
11 | ELECTION OF DIRECTOR: DAVID A. TUER | For | None | 78400 | 0 | 0 | 0 | |
12 | ELECTION OF DIRECTOR: ANNETTE M. VERSCHUREN | For | None | 78400 | 0 | 0 | 0 | |
13 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | For | None | 78400 | 0 | 0 | 0 | |
14 | TO VOTE ON APPROVING ALL UNALLOCATED STOCK OPTIONS PURSUANT TO THE AMENDED, COMPILED AND RESTRICTED EMPLOYEE STOCK OPTION PLAN OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR | For | None | 78400 | 0 | 0 | 0 | |
15 | TO VOTE ON APPROVING THE PLAN OF ARRANGEMENT UNDER THE BUSINESS CORPORATIONS ACT (ALBERTA) REGARDING THE RETURN OF CAPITAL TO THE SHAREHOLERS OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR | For | None | 78400 | 0 | 0 | 0 | |
16 | ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR | For | None | 78400 | 0 | 0 | 0 | |
17 | 30 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||
APACHE CORPORATION | ||||||||
Security: | 037411105 | Meeting Type: | Annual | |||||
Ticker: | APA | Meeting Date: | 12-May-2016 | |||||
ISIN | US0374111054 | Vote Deadline Date: | 11-May-2016 | |||||
Agenda | 934348562 | Management | Total Ballot Shares: | 37409 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: ANNELL R. BAY | For | None | 37409 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV | For | None | 37409 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: CHANSOO JOUNG | For | None | 37409 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY | For | None | 37409 | 0 | 0 | 0 | |
5 | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | For | None | 37409 | 0 | 0 | 0 | |
6 | ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | For | None | 37409 | 0 | 0 | 0 | |
7 | APPROVAL OF APACHE'S 2016 OMNIBUS COMPENSATION PLAN | For | None | 37409 | 0 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||
Security: | 42330P107 | Meeting Type: | Annual | |||||
Ticker: | HLX | Meeting Date: | 12-May-2016 | |||||
ISIN | US42330P1075 | Vote Deadline Date: | 11-May-2016 | |||||
Agenda | 934361798 | Management | Total Ballot Shares: | 103880 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | None | |||||
OWEN KRATZ | 103880 | 0 | 0 | 0 | ||||
JOHN V. LOVOI | 103880 | 0 | 0 | 0 | ||||
JAN RASK | 103880 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2016. | For | None | 103880 | 0 | 0 | 0 | |
3 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 103880 | 0 | 0 | 0 | |
VALERO ENERGY CORPORATION | ||||||||
Security: | 91913Y100 | Meeting Type: | Annual | |||||
Ticker: | VLO | Meeting Date: | 12-May-2016 | |||||
ISIN | US91913Y1001 | Vote Deadline Date: | 11-May-2016 | |||||
Agenda | 934355860 | Management | Total Ballot Shares: | 20469 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: JOSEPH W. GORDER | For | None | 20469 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | For | None | 20469 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: DONALD L. NICKLES | For | None | 20469 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | For | None | 20469 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | For | None | 20469 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | For | None | 20469 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: STEPHEN M. WATERS | For | None | 20469 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | For | None | 20469 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | For | None | 20469 | 0 | 0 | 0 | |
10 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | For | None | 20469 | 0 | 0 | 0 | |
11 | APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 20469 | 0 | 0 | 0 | |
12 | AMEND VALERO'S RESTATED CERTIFICATE OF INCORPORATION TO DELETE ITS RESTRICTION ON STOCKHOLDERS' ABILITY TO REMOVE DIRECTORS WITHOUT CAUSE. | For | None | 20469 | 0 | 0 | 0 | |
13 | REAPPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | For | None | 20469 | 0 | 0 | 0 | |
CARRIZO OIL & GAS, INC. | ||||||||
Security: | 144577103 | Meeting Type: | Annual | |||||
Ticker: | CRZO | Meeting Date: | 17-May-2016 | |||||
ISIN | US1445771033 | Vote Deadline Date: | 16-May-2016 | |||||
Agenda | 934364807 | Management | Total Ballot Shares: | 30070 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | None | |||||
S.P. JOHNSON IV | 30070 | 0 | 0 | 0 | ||||
STEVEN A. WEBSTER | 30070 | 0 | 0 | 0 | ||||
THOMAS L. CARTER, JR. | 30070 | 0 | 0 | 0 | ||||
ROBERT F. FULTON | 30070 | 0 | 0 | 0 | ||||
F. GARDNER PARKER | 30070 | 0 | 0 | 0 | ||||
ROGER A. RAMSEY | 30070 | 0 | 0 | 0 | ||||
FRANK A. WOJTEK | 30070 | 0 | 0 | 0 | ||||
2 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | For | None | 30070 | 0 | 0 | 0 | |
3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 | For | None | 30070 | 0 | 0 | 0 | |
NEWFIELD EXPLORATION COMPANY | ||||||||
Security: | 651290108 | Meeting Type: | Annual | |||||
Ticker: | NFX | Meeting Date: | 17-May-2016 | |||||
ISIN | US6512901082 | Vote Deadline Date: | 16-May-2016 | |||||
Agenda | 934362017 | Management | Total Ballot Shares: | 50386 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: LEE K. BOOTHBY | For | None | 50386 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: PAMELA J. GARDNER | For | None | 50386 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: STEVEN W. NANCE | For | None | 50386 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: ROGER B. PLANK | For | None | 50386 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: THOMAS G. RICKS | For | None | 50386 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: JUANITA M. ROMANS | For | None | 50386 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: JOHN W. SCHANCK | For | None | 50386 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: J. TERRY STRANGE | For | None | 50386 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: J. KENT WELLS | For | None | 50386 | 0 | 0 | 0 | |
10 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2016. | For | None | 50386 | 0 | 0 | 0 | |
11 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 50386 | 0 | 0 | 0 | |
QEP RESOURCES, INC. | ||||||||
Security: | 74733V100 | Meeting Type: | Annual | |||||
Ticker: | QEP | Meeting Date: | 17-May-2016 | |||||
ISIN | US74733V1008 | Vote Deadline Date: | 16-May-2016 | |||||
Agenda | 934354248 | Management | Total Ballot Shares: | 63200 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: JULIE A. DILL | For | None | 63200 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: M.W. SCOGGINS | For | None | 63200 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: WILLIAM L. THACKER, III | For | None | 63200 | 0 | 0 | 0 | |
4 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | For | None | 63200 | 0 | 0 | 0 | |
5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2016. | For | None | 63200 | 0 | 0 | 0 | |
6 | TO APPROVE A COMPANY PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" PROPOSAL 5 | For | None | 63200 | 0 | 0 | 0 | |
7 | IF PRESENTED, AN ADVISORY SHAREHOLDER PROPOSAL TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS. | Against | None | 0 | 63200 | 0 | 0 | |
HALLIBURTON COMPANY | ||||||||
Security: | 406216101 | Meeting Type: | Annual | |||||
Ticker: | HAL | Meeting Date: | 18-May-2016 | |||||
ISIN | US4062161017 | Vote Deadline Date: | 17-May-2016 | |||||
Agenda | 934373274 | Management | Total Ballot Shares: | 42900 | ||||
Last Vote Date: | 07-Apr-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: A.F. AL KHAYYAL | For | None | 42900 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: A.M. BENNETT | For | None | 42900 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: J.R. BOYD | For | None | 42900 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: M. CARROLL | For | None | 42900 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: N.K. DICCIANI | For | None | 42900 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: M.S. GERBER | For | None | 42900 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: J.C. GRUBISICH | For | None | 42900 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: D.J. LESAR | For | None | 42900 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: R.A. MALONE | For | None | 42900 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: J.L. MARTIN | For | None | 42900 | 0 | 0 | 0 | |
11 | ELECTION OF DIRECTOR: J.A. MILLER | For | None | 42900 | 0 | 0 | 0 | |
12 | ELECTION OF DIRECTOR: D.L. REED | For | None | 42900 | 0 | 0 | 0 | |
13 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | For | None | 42900 | 0 | 0 | 0 | |
14 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 42900 | 0 | 0 | 0 | |
CHEVRON CORPORATION | ||||||||
Security: | 166764100 | Meeting Type: | Annual | |||||
Ticker: | CVX | Meeting Date: | 25-May-2016 | |||||
ISIN | US1667641005 | Vote Deadline Date: | 24-May-2016 | |||||
Agenda | 934375925 | Management | Total Ballot Shares: | 15800 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | For | None | 15800 | 0 | 0 | 0 | |
2 | ELECTION OF DIRECTOR: L.F. DEILY | For | None | 15800 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: R.E. DENHAM | For | None | 15800 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: A.P. GAST | For | None | 15800 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | For | None | 15800 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | For | None | 15800 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: C.W. MOORMAN IV | For | None | 15800 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: J.G. STUMPF | For | None | 15800 | 0 | 0 | 0 | |
9 | ELECTION OF DIRECTOR: R.D. SUGAR | For | None | 15800 | 0 | 0 | 0 | |
10 | ELECTION OF DIRECTOR: I.G. THULIN | For | None | 15800 | 0 | 0 | 0 | |
11 | ELECTION OF DIRECTOR: J.S. WATSON | For | None | 15800 | 0 | 0 | 0 | |
12 | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 15800 | 0 | 0 | 0 | |
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 15800 | 0 | 0 | 0 | |
14 | AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN | For | None | 15800 | 0 | 0 | 0 | |
15 | REPORT ON LOBBYING | Against | None | 0 | 0 | 15800 | 0 | |
16 | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Against | None | 0 | 0 | 15800 | 0 | |
17 | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Against | None | 0 | 0 | 15800 | 0 | |
18 | REPORT ON RESERVE REPLACEMENTS | Against | None | 15800 | 0 | 0 | 0 | |
19 | ADOPT DIVIDEND POLICY | Against | None | 0 | 0 | 15800 | 0 | |
20 | REPORT ON SHALE ENERGY OPERATIONS | Against | None | 0 | 0 | 15800 | 0 | |
21 | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Against | None | 0 | 0 | 15800 | 0 | |
22 | SET SPECIAL MEETINGS THRESHOLD AT 10% | Against | None | 0 | 15800 | 0 | 0 | |
EXXON MOBIL CORPORATION | ||||||||
Security: | 30231G102 | Meeting Type: | Annual | |||||
Ticker: | XOM | Meeting Date: | 25-May-2016 | |||||
ISIN | US30231G1022 | Vote Deadline Date: | 24-May-2016 | |||||
Agenda | 934383504 | Management | Total Ballot Shares: | 17000 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | None | |||||
M.J. BOSKIN | 17000 | 0 | 0 | 0 | ||||
P. BRABECK-LETMATHE | 17000 | 0 | 0 | 0 | ||||
A.F. BRALY | 17000 | 0 | 0 | 0 | ||||
U.M. BURNS | 17000 | 0 | 0 | 0 | ||||
L.R. FAULKNER | 17000 | 0 | 0 | 0 | ||||
J.S. FISHMAN | 17000 | 0 | 0 | 0 | ||||
H.H. FORE | 17000 | 0 | 0 | 0 | ||||
K.C. FRAZIER | 17000 | 0 | 0 | 0 | ||||
D.R. OBERHELMAN | 17000 | 0 | 0 | 0 | ||||
S.J. PALMISANO | 17000 | 0 | 0 | 0 | ||||
S.S REINEMUND | 17000 | 0 | 0 | 0 | ||||
R.W. TILLERSON | 17000 | 0 | 0 | 0 | ||||
W.C. WELDON | 17000 | 0 | 0 | 0 | ||||
D.W. WOODS | 17000 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | For | None | 17000 | 0 | 0 | 0 | |
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26) | For | None | 17000 | 0 | 0 | 0 | |
4 | INDEPENDENT CHAIRMAN (PAGE 56) | Against | None | 0 | 17000 | 0 | 0 | |
5 | CLIMATE EXPERT ON BOARD (PAGE 58) | Against | None | 0 | 0 | 17000 | 0 | |
6 | HIRE AN INVESTMENT BANK (PAGE 59) | Against | None | 0 | 0 | 17000 | 0 | |
7 | PROXY ACCESS BYLAW (PAGE 59) | Against | None | 0 | 0 | 17000 | 0 | |
8 | REPORT ON COMPENSATION FOR WOMEN (PAGE 61) | Against | None | 0 | 0 | 17000 | 0 | |
9 | REPORT ON LOBBYING (PAGE 63) | Against | None | 0 | 0 | 17000 | 0 | |
10 | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Against | None | 0 | 0 | 17000 | 0 | |
11 | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) | Against | None | 0 | 0 | 17000 | 0 | |
12 | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) | Against | None | 0 | 0 | 17000 | 0 | |
13 | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) | Against | None | 0 | 0 | 17000 | 0 | |
14 | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Against | None | 0 | 0 | 17000 | 0 | |
PETROCHINA CO LTD, BEIJING | ||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 25-May-2016 | ||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 19-May-2016 | |||||
Agenda | 707035588 | Management | Total Ballot Shares: | 2365000 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 612856 DUE TO ADDITION OF RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406703.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406797.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN201604291708.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 29/LTN201604291648.pdf | None | None | Non Voting | ||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 2365000 | 0 | 0 | 0 | |
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2015 | For | None | 2365000 | 0 | 0 | 0 | |
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 | For | None | 2365000 | 0 | 0 | 0 | |
6 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 2365000 | 0 | 0 | 0 | |
7 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2016 | For | None | 2365000 | 0 | 0 | 0 | |
8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2016 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 2365000 | 0 | 0 | 0 | |
9 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE AND DEAL WITH DOMESTIC SHARES (A SHARES) AND/OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY OF NOT MORE THAN 20% OF EACH OF ITS EXISTING DOMESTIC SHARES (A SHARES) OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY IN ISSUE AS AT THE DATE OF PROPOSAL AND PASSING OF THIS RESOLUTION AT THE 2015 ANNUAL GENERAL MEETING AND DETERMINE THE TERMS AND CONDITIONS OF ISSUING | For | None | 2365000 | 0 | 0 | 0 | |
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR XU WENRONG AS A DIRECTOR OF THE COMPANY | For | None | 2365000 | 0 | 0 | 0 | |
CNOOC LTD, HONG KONG | ||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 26-May-2016 | ||||||
ISIN | HK0883013259 | Vote Deadline Date: | 20-May-2016 | |||||
Agenda | 706884106 | Management | Total Ballot Shares: | 3364000 | ||||
Last Vote Date: | 10-May-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406023.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2016/04 06/LTN20160406027.pdf | None | None | Non Voting | ||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1529000 | 0 | 0 | 0 | |
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 1529000 | 0 | 0 | 0 | |
5 | TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1529000 | 0 | 0 | 0 | |
6 | TO RE-ELECT MR. LV BO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1529000 | 0 | 0 | 0 | |
7 | TO RE-ELECT MR. CHIU SUNG HONG WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1529000 | 0 | 0 | 0 | |
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 1529000 | 0 | 0 | 0 | |
9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1529000 | 0 | 0 | 0 | |
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 1529000 | 0 | 0 | 0 | |
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 1529000 | 0 | 0 | 0 | |
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 1529000 | 0 | 0 | 0 | |
BANKERS PETROLEUM LTD, CALGARY AB | ||||||||
Security: | 066286303 | Meeting Type: | Special General Meeting | |||||
Ticker: | Meeting Date: | 31-May-2016 | ||||||
ISIN | CA0662863038 | Vote Deadline Date: | 25-May-2016 | |||||
Agenda | 706971199 | Management | Total Ballot Shares: | 462100 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||
2 | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | None | None | Non Voting | ||||
3 | THE ARRANGEMENT RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE INFORMATION CIRCULAR OF THE COMPANY DATED APRIL 19, 2016 (THE "INFORMATION CIRCULAR") | For | None | 462100 | 0 | 0 | 0 | |
ENQUEST PLC, LONDON | ||||||||
Security: | G3159S104 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 01-Jun-2016 | ||||||
ISIN | GB00B635TG28 | Vote Deadline Date: | 25-May-2016 | |||||
Agenda | 706967049 | Management | Total Ballot Shares: | 988710 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR TO 31 DECEMBER 2015 | For | None | 988710 | 0 | 0 | 0 | |
2 | TO RE-ELECT JAMES BUCKEE AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
3 | TO RE-ELECT AMJAD BSEISU AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
4 | TO RE-ELECT JONATHAN SWINNEY AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
5 | TO RE-ELECT HELMUT LANGANGER AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
6 | TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
7 | TO RE-ELECT PHILIP NOLAN AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
8 | TO ELECT PHILIP HOLLAND AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
9 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |
10 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR | For | None | 988710 | 0 | 0 | 0 | |
11 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY) CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | For | None | 988710 | 0 | 0 | 0 | |
12 | AUTHORITY FOR POLITICAL DONATIONS AND POLITICAL EXPENDITURE | For | None | 988710 | 0 | 0 | 0 | |
13 | AUTHORITY TO ALLOT SHARES | For | None | 988710 | 0 | 0 | 0 | |
14 | AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | For | None | 988710 | 0 | 0 | 0 | |
15 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 988710 | 0 | 0 | 0 | |
16 | 12 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||
CLUFF NATURAL RESOURCES PLC, LONDON | ||||||||
Security: | G2339Z103 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 07-Jun-2016 | ||||||
ISIN | GB00B6SYKF01 | Vote Deadline Date: | 01-Jun-2016 | |||||
Agenda | 707100448 | Management | Total Ballot Shares: | 4183812 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS FOR THE PERIOD ENDED 31 DECEMBER 2015 TOGETHER WITH THE REPORT OF THE AUDITORS | For | None | 4183812 | 0 | 0 | 0 | |
2 | TO RE-ELECT PETER COWLEY AS A DIRECTOR | For | None | 4183812 | 0 | 0 | 0 | |
3 | TO RE-ELECT EARL WILLIAM DE LA WARR AS A DIRECTOR | For | None | 4183812 | 0 | 0 | 0 | |
4 | TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 4183812 | 0 | 0 | 0 | |
DEVON ENERGY CORPORATION | ||||||||
Security: | 25179M103 | Meeting Type: | Annual | |||||
Ticker: | DVN | Meeting Date: | 08-Jun-2016 | |||||
ISIN | US25179M1036 | Vote Deadline Date: | 07-Jun-2016 | |||||
Agenda | 934400071 | Management | Total Ballot Shares: | 43000 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | None | |||||
BARBARA M. BAUMANN | 43000 | 0 | 0 | 0 | ||||
JOHN E. BETHANCOURT | 43000 | 0 | 0 | 0 | ||||
DAVID A. HAGER | 43000 | 0 | 0 | 0 | ||||
ROBERT H. HENRY | 43000 | 0 | 0 | 0 | ||||
MICHAEL M. KANOVSKY | 43000 | 0 | 0 | 0 | ||||
ROBERT A. MOSBACHER, JR | 43000 | 0 | 0 | 0 | ||||
DUANE C. RADTKE | 43000 | 0 | 0 | 0 | ||||
MARY P. RICCIARDELLO | 43000 | 0 | 0 | 0 | ||||
JOHN RICHELS | 43000 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 43000 | 0 | 0 | 0 | |
3 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2016. | For | None | 43000 | 0 | 0 | 0 | |
4 | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Against | None | 0 | 0 | 43000 | 0 | |
5 | REPORT ON THE IMPACT OF POTENTIAL CLIMATE CHANGE POLICIES. | Against | None | 0 | 0 | 43000 | 0 | |
6 | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Against | None | 0 | 0 | 43000 | 0 | |
7 | REMOVE RESERVE ADDITION METRICS FROM THE DETERMINATION OF EXECUTIVE INCENTIVE COMPENSATION. | Against | None | 0 | 0 | 43000 | 0 | |
WESTERNZAGROS RESOURCES LTD, CALGARY AB | ||||||||
Security: | 960008100 | Meeting Type: | MIX | |||||
Ticker: | Meeting Date: | 08-Jun-2016 | ||||||
ISIN | CA9600081009 | Vote Deadline Date: | 02-Jun-2016 | |||||
Agenda | 707097792 | Management | Total Ballot Shares: | 254740 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.6 AND 3. THANK YOU | None | None | Non Voting | ||||
2 | TO SET THE NUMBER OF DIRECTORS AT SIX (6) | For | None | 254740 | 0 | 0 | 0 | |
3 | ELECTION OF DIRECTOR: DAVID J. BOONE | For | None | 254740 | 0 | 0 | 0 | |
4 | ELECTION OF DIRECTOR: JOHN FRANGOS | For | None | 254740 | 0 | 0 | 0 | |
5 | ELECTION OF DIRECTOR: M. SIMON HATFIELD | For | None | 254740 | 0 | 0 | 0 | |
6 | ELECTION OF DIRECTOR: JAMES C. HOUCK | For | None | 254740 | 0 | 0 | 0 | |
7 | ELECTION OF DIRECTOR: RANDALL OLIPHANT | For | None | 254740 | 0 | 0 | 0 | |
8 | ELECTION OF DIRECTOR: WILLIAM WALLACE | For | None | 254740 | 0 | 0 | 0 | |
9 | ON THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT SUCH REMUNERATION AS MAY BE APPROVED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS | For | None | 254740 | 0 | 0 | 0 | |
10 | ON THE RENEWAL AND APPROVAL OF THE CORPORATION'S STOCK OPTION PLAN AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR OF THE CORPORATION | For | None | 254740 | 0 | 0 | 0 | |
11 | ON THE EXTENSION OF THE CORPORATION'S SHAREHOLDER RIGHTS PLAN AND APPROVAL OF AN AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR OF THE CORPORATION | For | None | 254740 | 0 | 0 | 0 | |
SOCO INTERNATIONAL PLC, LONDON | ||||||||
Security: | G8248C127 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 09-Jun-2016 | ||||||
ISIN | GB00B572ZV91 | Vote Deadline Date: | 03-Jun-2016 | |||||
Agenda | 706941235 | Management | Total Ballot Shares: | 249550 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 249550 | 0 | 0 | 0 | |
2 | TO DECLARE A FINAL DIVIDEND OF 2.0P PER SHARE | For | None | 249550 | 0 | 0 | 0 | |
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | For | None | 249550 | 0 | 0 | 0 | |
4 | TO REAPPOINT RUI C DE SOUSA WHO IS CHAIRMAN OF THE NOMINATIONS COMMITTEE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
5 | TO REAPPOINT EDWARD T STORY WHO IS A MEMBER OF THE NOMINATIONS COMMITTEE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
6 | TO REAPPOINT ROGER D CAGLE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
7 | TO REAPPOINT CYNTHIA B CAGLE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
8 | TO REAPPOINT ROBERT G GRAY, WHO IS A MEMBER OF THE AUDIT AND RISK AND REMUNERATION COMMITTEES AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
9 | TO REAPPOINT OLIVIER M G BARBAROUX AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
10 | TO REAPPOINT ETTORE P M CONTINI AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
11 | TO REAPPOINT MARIANNE DARYABEGUI WHO IS A MEMBER OF THE AUDIT AND RISK REMUNERATION AND NOMINATIONS COMMITTEES AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
12 | TO REAPPOINT ANTONIO V M MONTEIRO WHO IS THE CHAIRMAN OF THE REMUNERATION AND A MEMBER OF THE AUDIT AND RISK AND NOMINATIONS COMMITTEES AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
13 | TO REAPPOINT MICHAEL J WATTS WHO IS CHAIRMAN OF THE AUDIT AND RISK COMMITTEE AND A MEMBER OF THE REMUNERATION AND NOMINATIONS COMMITTEES AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |
14 | TO REAPPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 249550 | 0 | 0 | 0 | |
15 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE FOR AND ON BEHALF OF THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | For | None | 249550 | 0 | 0 | 0 | |
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES (S.551 OF THE COMPANIES ACT 2006) | For | None | 249550 | 0 | 0 | 0 | |
17 | TO DISAPPLY PRE-EMPTION RIGHTS (S.570 AND S.573 OF THE COMPANIES ACT 2006) | For | None | 249550 | 0 | 0 | 0 | |
18 | TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES(S.701 OF THE COMPANIES ACT 2006) | For | None | 249550 | 0 | 0 | 0 | |
19 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OF THE COMPANY (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 249550 | 0 | 0 | 0 | |
JA SOLAR HOLDINGS CO., LTD. | ||||||||
Security: | 466090206 | Meeting Type: | Annual | |||||
Ticker: | JASO | Meeting Date: | 15-Jun-2016 | |||||
ISIN | US4660902069 | Vote Deadline Date: | 10-Jun-2016 | |||||
Agenda | 934432256 | Management | Total Ballot Shares: | 131520 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2015. | For | None | 85220 | 0 | 0 | 0 | |
2 | TO RE-ELECT YUWEN ZHAO, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 85220 | 0 | 0 | 0 | |
3 | TO RE-ELECT SHAOHUA JIA, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 85220 | 0 | 0 | 0 | |
4 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | None | 0 | 0 | 85220 | 0 | |
JKX OIL & GAS PLC, LONDON | ||||||||
Security: | G5140Z105 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 28-Jun-2016 | ||||||
ISIN | GB0004697420 | Vote Deadline Date: | 22-Jun-2016 | |||||
Agenda | 707111162 | Management | Total Ballot Shares: | 575230 | ||||
Last Vote Date: | 01-Jun-2016 | |||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 575230 | 0 | 0 | 0 | |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | For | None | 575230 | 0 | 0 | 0 | |
3 | TO RENEW AND APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 575230 | 0 | 0 | 0 | |
4 | TO ELECT ALAN BIGMAN AS A DIRECTOR OF THE COMPANY | For | None | 575230 | 0 | 0 | 0 | |
5 | TO ELECT BERNIE SUCHER AS A DIRECTOR OF THE COMPANY | For | None | 575230 | 0 | 0 | 0 | |
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS OF THE COMPANY ARE LAID BEFORE THE MEMBERS | For | None | 575230 | 0 | 0 | 0 | |
7 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 575230 | 0 | 0 | 0 | |
8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY, AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE ORDINARY SHARES OF THE COMPANY, AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |
10 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH, AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |
11 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 0 | 0 | 575230 | 0 |
Guinness Atkinson Global Innovators Fund
Meeting Date Range: 01-Jul-2015 To 30-Jun-2016
LENOVO GROUP LTD, HONG KONG | ||||||||||
Security | Y5257Y107 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 02-Jul-2015 | ||||||||
ISIN | HK0992009065 | Agenda | 706215440 - Management | |||||||
Record Date | 30-Jun-2015 | Holding Recon Date | 30-Jun-2015 | |||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-Jun-2015 | ||||
SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 - BP3RQB5 - BRTM845 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 529/LTN20150529407.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 529/LTN20150529393.pdf | Non-Voting | ||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2015 | Management | For | For | ||||||
3.a | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | Management | For | For | ||||||
3.b | TO RE-ELECT MR. YANG YUANQING AS DIRECTOR | Management | For | For | ||||||
3.c | TO RE-ELECT MR. ZHAO JOHN HUAN AS DIRECTOR | Management | For | For | ||||||
3.d | TO RE-ELECT MR. NICHOLAS C. ALLEN AS DIRECTOR | Management | For | For | ||||||
3.e | TO RESOLVE NOT TO FILL UP THE VACATED OFFICE RESULTED FROM THE RETIREMENT OF MR. TING LEE SEN AS DIRECTOR | Management | For | For | ||||||
3.f | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management | For | For | ||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management | For | For | ||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | Against | Against | ||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | For | For | ||||||
7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | Management | Against | Against | ||||||
CMMT | 01 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D- ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
H&R BLOCK, INC. | ||||||||||
Security | 093671105 | Meeting Type | Annual | |||||||
Ticker Symbol | HRB | Meeting Date | 10-Sep-2015 | |||||||
ISIN | US0936711052 | Agenda | 934264259 - Management | |||||||
Record Date | 10-Jul-2015 | Holding Recon Date | 10-Jul-2015 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-Sep-2015 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2016. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
ORACLE CORPORATION | ||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||
Ticker Symbol | ORCL | Meeting Date | 18-Nov-2015 | |||||||
ISIN | US68389X1054 | Agenda | 934283083 - Management | |||||||
Record Date | 21-Sep-2015 | Holding Recon Date | 21-Sep-2015 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-Nov-2015 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JEFFREY S. BERG | |||||||||
2 | H. RAYMOND BINGHAM | |||||||||
3 | MICHAEL J. BOSKIN | |||||||||
4 | SAFRA A. CATZ | |||||||||
5 | BRUCE R. CHIZEN | |||||||||
6 | GEORGE H. CONRADES | |||||||||
7 | LAWRENCE J. ELLISON | |||||||||
8 | HECTOR GARCIA-MOLINA | |||||||||
9 | JEFFREY O. HENLEY | |||||||||
10 | MARK V. HURD | |||||||||
11 | LEON E. PANETTA | |||||||||
12 | NAOMI O. SELIGMAN | |||||||||
2. | RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | Management | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | ||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | ||||||||
5. | STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS. | Shareholder | ||||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | ||||||||
7. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | ||||||||
8. | STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES. | Shareholder | ||||||||
9. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | ||||||||
10. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | ||||||||
CISCO SYSTEMS, INC. | ||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2015 | |||||||
ISIN | US17275R1023 | Agenda | 934284592 - Management | |||||||
Record Date | 21-Sep-2015 | Holding Recon Date | 21-Sep-2015 | |||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2015 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | ||||||
4. | APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL. | Shareholder | Against | For | ||||||
5. | APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT. | Shareholder | Abstain | Against | ||||||
COMCAST CORPORATION | ||||||||||
Security | 20030N101 | Meeting Type | Special | |||||||
Ticker Symbol | CMCSA | Meeting Date | 10-Dec-2015 | |||||||
ISIN | US20030N1019 | Agenda | 934300132 - Management | |||||||
Record Date | 20-Oct-2015 | Holding Recon Date | 20-Oct-2015 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2015 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | VOTE ON A PROPOSAL TO AMEND AND RESTATE OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, AND IN CONNECTION THEREWITH, TO RECLASSIFY EACH ISSUED SHARE OF OUR CLASS A SPECIAL COMMON STOCK INTO ONE SHARE OF CLASS A COMMON STOCK | Management | For | For | ||||||
PTC INC. | ||||||||||
Security | 69370C100 | Meeting Type | Annual | |||||||
Ticker Symbol | PTC | Meeting Date | 02-Mar-2016 | |||||||
ISIN | US69370C1009 | Agenda | 934321011 - Management | |||||||
Record Date | 04-Jan-2016 | Holding Recon Date | 04-Jan-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JANICE CHAFFIN | |||||||||
2 | DONALD GRIERSON | |||||||||
3 | JAMES HEPPELMANN | |||||||||
4 | KLAUS HOEHN | |||||||||
5 | PAUL LACY | |||||||||
6 | ROBERT SCHECHTER | |||||||||
7 | RENATO ZAMBONINI | |||||||||
2. | ADVISORY VOTE TO APPROVE THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | ||||||||
3. | APPROVE AN INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2000 EQUITY INCENTIVE PLAN. | Management | ||||||||
4. | RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN. | Management | ||||||||
5. | APPROVE OUR 2016 EMPLOYEE STOCK PURCHASE PLAN. | Management | ||||||||
6. | ADVISORY VOTE TO CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | ||||||||
QUALCOMM INCORPORATED | ||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||
Ticker Symbol | QCOM | Meeting Date | 08-Mar-2016 | |||||||
ISIN | US7475251036 | Agenda | 934322493 - Management | |||||||
Record Date | 11-Jan-2016 | Holding Recon Date | 11-Jan-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-Mar-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON | Management | Against | Against | ||||||
1D. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN | Management | Against | Against | ||||||
1H. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR. | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA | Management | Against | Against | ||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016. | Management | For | For | ||||||
3. | TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
4. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||
5. | A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Abstain | Against | ||||||
APPLIED MATERIALS, INC. | ||||||||||
Security | 038222105 | Meeting Type | Annual | |||||||
Ticker Symbol | AMAT | Meeting Date | 10-Mar-2016 | |||||||
ISIN | US0382221051 | Agenda | 934323774 - Management | |||||||
Record Date | 14-Jan-2016 | Holding Recon Date | 14-Jan-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-Mar-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: WILLEM P. ROELANDTS | Management | ||||||||
1B. | ELECTION OF DIRECTOR: XUN (ERIC) CHEN | Management | ||||||||
1C. | ELECTION OF DIRECTOR: AART J. DE GEUS | Management | ||||||||
1D. | ELECTION OF DIRECTOR: GARY E. DICKERSON | Management | ||||||||
1E. | ELECTION OF DIRECTOR: STEPHEN R. FORREST | Management | ||||||||
1F. | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | Management | ||||||||
1G. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | ||||||||
1H. | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | Management | ||||||||
1I. | ELECTION OF DIRECTOR: ADRIANNA C. MA | Management | ||||||||
1J. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | ||||||||
1K. | ELECTION OF DIRECTOR: ROBERT H. SWAN | Management | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. | Management | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | ||||||||
4. | STOCKHOLDER PROPOSAL TITLED "SHAREHOLDER PROXY ACCESS." | Shareholder | ||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | ||||||||||
Security | 796050888 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 11-Mar-2016 | ||||||||
ISIN | US7960508882 | Agenda | 706696804 - Management | |||||||
Record Date | 31-Dec-2015 | Holding Recon Date | 31-Dec-2015 | |||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 03-Mar-2016 | ||||
SEDOL(s) | 2507822 - 2763152 - 4942818 - 4963206 - 5263518 - B01D632 - B7PXVM1 - BHZL0Q2 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | TO APPROVE, AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) : APPROVAL OF STATEMENTS OF FINANCIAL POSITION, INCOME, AND CASH FLOW, ETC. : THE TOTAL DIVIDEND PER SHARE IN 2015 IS KRW 21,000 FOR COMMON AND KRW 21,050 FOR PREFERRED SHARES, INCLUDING INTERIM DIVIDEND OF KRW 1,000 PER SHARE PAID IN AUGUST 2015 | Management | ||||||||
2.1.1 | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. IN-HO LEE | Management | ||||||||
2.1.2 | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | Management | ||||||||
2.1.3 | APPOINTMENT OF INDEPENDENT DIRECTOR: DR. JAE-WAN PARK | Management | ||||||||
2.2.1 | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. BOO-KEUN YOON | Management | ||||||||
2.2.2 | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | Management | ||||||||
2.2.3 | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | Management | ||||||||
2.3.1 | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: MR. IN-HO LEE | Management | ||||||||
2.3.2 | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: MR. KWANG-SOO SONG | Management | ||||||||
3 | TO APPROVE, THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | Management | ||||||||
4 | TO APPROVE, AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | ||||||||
CMMT | 01 MAR 2016: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS-MEETING. THANK YOU. | Non-Voting | ||||||||
CMMT | 01 MAR 2016: VOTING ABSTAIN WILL ALLOW A DESIGNATED PARTY AT THE MEETING THE-ABILITY TO VOTE EITHER FOR OR AGAINST WITH YOUR SECURITIES. A DISCRETIONARY-PROXY WILL BE GIVEN TO A PERSON DESIGNATED BY THE BOARD OF DIRECTORS OF THE-COMPANY, A PERSON DESIGNATED BY THE MANAGEMENT COMMITTEE OF THE BOARD OF-DIRECTORS OF THE COMPANY, OR A PERSON DESIGNATED BY THE CHIEF EXECUTIVE-OFFICER OR THE CHIEF FINANCIAL OFFICER OF THE COMPANY. PLEASE REFER TO THE-PROXY CARD FOR MORE DETAILS. THANK YOU. | Non-Voting | ||||||||
CMMT | 01 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
VERIFONE SYSTEMS, INC. | ||||||||||
Security | 92342Y109 | Meeting Type | Annual | |||||||
Ticker Symbol | PAY | Meeting Date | 24-Mar-2016 | |||||||
ISIN | US92342Y1091 | Agenda | 934326681 - Management | |||||||
Record Date | 28-Jan-2016 | Holding Recon Date | 28-Jan-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 23-Mar-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | ELECTION OF DIRECTOR: ROBERT W. ALSPAUGH | Management | ||||||||
1.2 | ELECTION OF DIRECTOR: KAREN AUSTIN | Management | ||||||||
1.3 | ELECTION OF DIRECTOR: PAUL GALANT | Management | ||||||||
1.4 | ELECTION OF DIRECTOR: ALEX W. (PETE) HART | Management | ||||||||
1.5 | ELECTION OF DIRECTOR: ROBERT B. HENSKE | Management | ||||||||
1.6 | ELECTION OF DIRECTOR: WENDA HARRIS MILLARD | Management | ||||||||
1.7 | ELECTION OF DIRECTOR: EITAN RAFF | Management | ||||||||
1.8 | ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ | Management | ||||||||
1.9 | ELECTION OF DIRECTOR: JANE J. THOMPSON | Management | ||||||||
2. | APPROVAL OF THE AMENDED AND RESTATED VERIFONE BONUS PLAN. | Management | ||||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | ||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2016. | Management | ||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||
Ticker Symbol | SLB | Meeting Date | 06-Apr-2016 | |||||||
ISIN | AN8068571086 | Agenda | 934332545 - Management | |||||||
Record Date | 17-Feb-2016 | Holding Recon Date | 17-Feb-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 05-Apr-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||
4. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||||
5. | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED NUMBER OF DIRECTORS AT A MEETING SUBJECT TO STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE CURACAO CIVIL CODE. | Management | For | For | ||||||
6. | TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN 12, SUBJECT TO APPROVAL OF ITEM 5. | Management | For | For | ||||||
7. | TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW. | Management | For | For | ||||||
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | ||||||||||
Security | F86921107 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 25-Apr-2016 | ||||||||
ISIN | FR0000121972 | Agenda | 706746522 - Management | |||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 12-Apr-2016 | ||||
SEDOL(s) | 4834108 - 5395875 - 7165463 - B030QQ4 - B0439Z2 - B11BPS1 - B8455F6 - BRTM6T6 - BWYBMC8 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||
CMMT | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0307/201603071600694.pdf.- REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS AND RECEIPT OF-ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601080.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | ||||||||
O.3 | ALLOCATION OF INCOME FROM THE FINANCIAL YEAR, SETTING OF THE COUPON AND DEDUCTION ON ISSUE PREMIUMS | Management | ||||||||
O.4 | INFORMATION ON REGULATED AGREEMENTS AND COMMITMENTS UNDERTAKEN DURING PREVIOUS FINANCIAL YEARS | Management | ||||||||
O.5 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO MR JEAN-PASCAL TRICOIRE DURING THE 2015 FINANCIAL YEAR | Management | ||||||||
O.6 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO MR EMMANUEL BABEAU DURING THE 2015 FINANCIAL YEAR | Management | ||||||||
O.7 | APPOINTMENT OF MS CECILE CABANIS AS A DIRECTOR | Management | ||||||||
O.8 | APPOINTMENT OF MR FRED KINDLE AS A DIRECTOR | Management | ||||||||
O.9 | RENEWAL OF THE TERM OF MR LEO APOTHEKER AS DIRECTOR | Management | ||||||||
O.10 | RENEWAL OF THE TERM OF MR XAVIER FONTANET AS DIRECTOR | Management | ||||||||
O.11 | RENEWAL OF THE TERM OF MR ANTOINE GOSSET- GRAINVILLE AS DIRECTOR | Management | ||||||||
O.12 | RENEWAL OF THE TERM OF MR WILLY KISSLING AS DIRECTOR | Management | ||||||||
O.13 | SETTING THE AMOUNT OF ATTENDANCE FEES FOR THE BOARD OF DIRECTORS | Management | ||||||||
O.14 | RENEWAL OF THE TERM OF A STATUTORY AUDITOR, ERNST & YOUNG ET AUTRES | Management | ||||||||
O.15 | RENEWAL OF THE TERM OF A DEPUTY STATUTORY AUDITOR: AUDITEX | Management | ||||||||
O.16 | RENEWAL OF THE TERM OF A STATUTORY AUDITOR, MAZARS | Management | ||||||||
O.17 | RENEWAL OF THE TERM OF A DEPUTY STATUTORY AUDITOR: M. BLANCHETIER | Management | ||||||||
O.18 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMPANY SHARES, MAXIMUM PURCHASE PRICE EUR 90 PER SHARE | Management | ||||||||
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF FREE ALLOCATION OF SHARES (ALREADY IN EXISTENCE OR TO BE ISSUED) SUBJECT, WHERE APPROPRIATE, TO PERFORMANCE CONDITIONS, TO EXECUTIVE OFFICERS AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES, UP TO A LIMIT OF 2 PERCENT OF SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | ||||||||
E.20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE TO EXECUTIVE OFFICERS AND EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES SUBSCRIPTION OR PURCHASE OPTIONS UP TO A LIMIT OF 0.5 PERCENT OF SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | ||||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF INCREASING SHARE CAPITAL RESERVED FOR MEMBERS OF THE COMPANY'S SAVINGS PLAN UP TO A LIMIT OF 2 PERCENT OF SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | ||||||||
E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF INCREASING SHARE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF THE GROUP'S OVERSEAS COMPANIES, EITHER DIRECTLY, OR THROUGH BODIES ACTING ON THEIR BEHALF OR BODIES THAT OFFER COMPARABLE ADVANTAGES TO THOSE OFFERED TO MEMBERS OF THE COMPANY'S SAVINGS PLAN UP TO THE LIMIT OF 1% OF SHARE CAPITAL, TO EMPLOYEES OF THE GROUP'S OVERSEAS COMPANIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | ||||||||
O.23 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | ||||||||
EATON CORPORATION PLC | ||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||
Ticker Symbol | ETN | Meeting Date | 27-Apr-2016 | |||||||
ISIN | IE00B8KQN827 | Agenda | 934345299 - Management | |||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | ||||||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | ||||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | ||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | ||||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | ||||||||
1F. | ELECTION OF DIRECTOR: RICHARD H. FEARON | Management | ||||||||
1G. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | ||||||||
1H. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | ||||||||
1I. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | ||||||||
1J. | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | ||||||||
1K. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | ||||||||
1L. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | ||||||||
1M. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | ||||||||
1N. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | ||||||||
2A. | APPROVING A PROPOSAL TO MAKE ADMINISTRATIVE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | ||||||||
2B. | APPROVING A PROPOSAL TO MAKE ADMINISTRATIVE AMENDMENTS TO THE COMPANY'S MEMORANDUM OF ASSOCIATION. | Management | ||||||||
3. | APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES. | Management | ||||||||
4. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2016 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | ||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | ||||||||
6. | AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | ||||||||
THE BOEING COMPANY | ||||||||||
Security | 097023105 | Meeting Type | Annual | |||||||
Ticker Symbol | BA | Meeting Date | 02-May-2016 | |||||||
ISIN | US0970231058 | Agenda | 934340883 - Management | |||||||
Record Date | 03-Mar-2016 | Holding Recon Date | 03-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | ||||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | ||||||||
1C. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | ||||||||
1D. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | ||||||||
1E. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | ||||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | ||||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | ||||||||
1H. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | ||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | ||||||||
1J. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | ||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | ||||||||
1L. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | ||||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | ||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016. | Management | ||||||||
4. | SHAREHOLDER PROPOSAL: FURTHER REPORT ON LOBBYING ACTIVITIES. | Shareholder | ||||||||
5. | SHAREHOLDER PROPOSAL: SPECIAL SHAREOWNER MEETINGS. | Shareholder | ||||||||
6. | SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. | Shareholder | ||||||||
7. | SHAREHOLDER PROPOSAL: ARMS SALES TO ISRAEL. | Shareholder | ||||||||
TEGNA INC. | ||||||||||
Security | 87901J105 | Meeting Type | Annual | |||||||
Ticker Symbol | TGNA | Meeting Date | 05-May-2016 | |||||||
ISIN | US87901J1051 | Agenda | 934349918 - Management | |||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: HOWARD D. ELIAS | Management | ||||||||
1B. | ELECTION OF DIRECTOR: LIDIA FONSECA | Management | ||||||||
1C. | ELECTION OF DIRECTOR: JILL GREENTHAL | Management | ||||||||
1D. | ELECTION OF DIRECTOR: MARJORIE MAGNER | Management | ||||||||
1E. | ELECTION OF DIRECTOR: GRACIA C. MARTORE | Management | ||||||||
1F. | ELECTION OF DIRECTOR: SCOTT K. MCCUNE | Management | ||||||||
1G. | ELECTION OF DIRECTOR: HENRY W. MCGEE | Management | ||||||||
1H. | ELECTION OF DIRECTOR: SUSAN NESS | Management | ||||||||
1I. | ELECTION OF DIRECTOR: BRUCE P. NOLOP | Management | ||||||||
1J. | ELECTION OF DIRECTOR: NEAL SHAPIRO | Management | ||||||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | ||||||||
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | ||||||||
DANAHER CORPORATION | ||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||
Ticker Symbol | DHR | Meeting Date | 10-May-2016 | |||||||
ISIN | US2358511028 | Agenda | 934373301 - Management | |||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | ||||||||
1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | ||||||||
1C. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | ||||||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | ||||||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | ||||||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | ||||||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | ||||||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | ||||||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | ||||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | ||||||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Shareholder | ||||||||
GILEAD SCIENCES, INC. | ||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||
Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||||
ISIN | US3755581036 | Agenda | 934355567 - Management | |||||||
Record Date | 16-Mar-2016 | Holding Recon Date | 16-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | ||||||||
1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | ||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | ||||||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | ||||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. | Management | ||||||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | ||||||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. | Management | ||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | ||||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | ||||||||
SAP SE, WALLDORF/BADEN | ||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-May-2016 | ||||||||
ISIN | DE0007164600 | Agenda | 706875791 - Management | |||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||
City / | Country | MANNHE IM | / | Germany | Vote Deadline Date | 03-May-2016 | ||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B4KJM86 - B92MTZ4 - BYL6SX3 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | Non-Voting | |||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||
1. | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | Non-Voting | ||||||||
2. | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | Management | ||||||||
3. | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | Management | ||||||||
4. | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | Management | ||||||||
5. | APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS | Management | ||||||||
6. | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2016 | Management | ||||||||
7. | ELECT GESCHE JOOST TO THE SUPERVISORY BOARD | Management | ||||||||
8. | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION, APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | ||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||
Ticker Symbol | ICE | Meeting Date | 13-May-2016 | |||||||
ISIN | US45866F1049 | Agenda | 934362827 - Management | |||||||
Record Date | 15-Mar-2016 | Holding Recon Date | 15-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | ||||||||
1B. | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Management | ||||||||
1C. | ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND | Management | ||||||||
1D. | ELECTION OF DIRECTOR: FRED W. HATFIELD | Management | ||||||||
1E. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | ||||||||
1F. | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Management | ||||||||
1G. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | ||||||||
1H. | ELECTION OF DIRECTOR: VINCENT TESE | Management | ||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | ||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT. | Shareholder | ||||||||
STATE STREET CORPORATION | ||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||
Ticker Symbol | STT | Meeting Date | 18-May-2016 | |||||||
ISIN | US8574771031 | Agenda | 934368297 - Management | |||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: K. BURNES | Management | ||||||||
1B. | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | ||||||||
1C. | ELECTION OF DIRECTOR: L. DUGLE | Management | ||||||||
1D. | ELECTION OF DIRECTOR: W. FREDA | Management | ||||||||
1E. | ELECTION OF DIRECTOR: A. FAWCETT | Management | ||||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | ||||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | ||||||||
1H. | ELECTION OF DIRECTOR: R. SERGEL | Management | ||||||||
1I. | ELECTION OF DIRECTOR: R. SKATES | Management | ||||||||
1J. | ELECTION OF DIRECTOR: G. SUMME | Management | ||||||||
1K. | ELECTION OF DIRECTOR: T. WILSON | Management | ||||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | ||||||||
3. | TO APPROVE THE 2016 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | ||||||||
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
NVIDIA CORPORATION | ||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||
Ticker Symbol | NVDA | Meeting Date | 18-May-2016 | |||||||
ISIN | US67066G1040 | Agenda | 934376496 - Management | |||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | ||||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | ||||||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | ||||||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | ||||||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | ||||||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | ||||||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | ||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | ||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | ||||||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | ||||||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | ||||||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | ||||||||
2. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | ||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29, 2017. | Management | ||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | Management | ||||||||
5. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | ||||||||
LI & FUNG LTD | ||||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-May-2016 | ||||||||
ISIN | BMG5485F1692 | Agenda | 706945702 - Management | |||||||
Record Date | 16-May-2016 | Holding Recon Date | 16-May-2016 | |||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 12-May-2016 | ||||
SEDOL(s) | 4458252 - 6286257 - BP3RW62 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418535.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418571.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | ||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 15 HK CENTS PER SHARE | Management | ||||||||
3.A | TO RE-ELECT DR VICTOR FUNG KWOK KING AS DIRECTOR | Management | ||||||||
3.B | TO RE-ELECT MR PAUL EDWARD SELWAY-SWIFT AS DIRECTOR | Management | ||||||||
3.C | TO RE-ELECT DR ALLAN WONG CHI YUN AS DIRECTOR | Management | ||||||||
3.D | TO RE-ELECT MRS MARGARET LEUNG KO MAY YEE AS DIRECTOR | Management | ||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | ||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | ||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | Management | ||||||||
CMMT | 20 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
COMCAST CORPORATION | ||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||
Ticker Symbol | CMCSA | Meeting Date | 19-May-2016 | |||||||
ISIN | US20030N1019 | Agenda | 934357460 - Management | |||||||
Record Date | 10-Mar-2016 | Holding Recon Date | 10-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | KENNETH J. BACON | |||||||||
2 | MADELINE S. BELL | |||||||||
3 | SHELDON M. BONOVITZ | |||||||||
4 | EDWARD D. BREEN | |||||||||
5 | JOSEPH J. COLLINS | |||||||||
6 | GERALD L. HASSELL | |||||||||
7 | JEFFREY A. HONICKMAN | |||||||||
8 | EDUARDO MESTRE | |||||||||
9 | BRIAN L. ROBERTS | |||||||||
10 | JOHNATHAN A. RODGERS | |||||||||
11 | DR. JUDITH RODIN | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | ||||||||
3. | APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN | Management | ||||||||
4. | APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN | Management | ||||||||
5. | APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN | Management | ||||||||
6. | APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Management | ||||||||
7. | TO PROVIDE A LOBBYING REPORT | Shareholder | ||||||||
8. | TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL | Shareholder | ||||||||
9. | TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | ||||||||
10. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | ||||||||
INTEL CORPORATION | ||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||
Ticker Symbol | INTC | Meeting Date | 19-May-2016 | |||||||
ISIN | US4581401001 | Agenda | 934362168 - Management | |||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | ||||||||
1B. | ELECTION OF DIRECTOR: ANEEL BHUSRI | Management | ||||||||
1C. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | ||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | ||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | ||||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | ||||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | ||||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | ||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | ||||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | ||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | ||||||||
4. | STOCKHOLDER PROPOSAL ON IMPLEMENTING PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES" | Shareholder | ||||||||
5. | STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT | Shareholder | ||||||||
6. | STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD | Shareholder | ||||||||
PAYPAL HOLDINGS, INC. | ||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||
Ticker Symbol | PYPL | Meeting Date | 25-May-2016 | |||||||
ISIN | US70450Y1038 | Agenda | 934381726 - Management | |||||||
Record Date | 04-Apr-2016 | Holding Recon Date | 04-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | ||||||||
1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | ||||||||
1E. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | ||||||||
1F. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | ||||||||
1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | ||||||||
1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | ||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | ||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | ||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN. | Management | ||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN. | Management | ||||||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | Management | ||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||
Ticker Symbol | ROP | Meeting Date | 27-May-2016 | |||||||
ISIN | US7766961061 | Agenda | 934407710 - Management | |||||||
Record Date | 29-Mar-2016 | Holding Recon Date | 29-Mar-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | AMY WOODS BRINKLEY | |||||||||
2 | JOHN F. FORT, III | |||||||||
3 | BRIAN D. JELLISON | |||||||||
4 | ROBERT D. JOHNSON | |||||||||
5 | ROBERT E. KNOWLING, JR. | |||||||||
6 | WILBUR J. PREZZANO | |||||||||
7 | LAURA G. THATCHER | |||||||||
8 | RICHARD F. WALLMAN | |||||||||
9 | CHRISTOPHER WRIGHT | |||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | ||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | ||||||||
4. | TO APPROVE THE ROPER TECHNOLOGIES, INC. 2016 INCENTIVE PLAN. | Management | ||||||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||||||
Security | M22465104 | Meeting Type | Annual | |||||||
Ticker Symbol | CHKP | Meeting Date | 07-Jun-2016 | |||||||
ISIN | IL0010824113 | Agenda | 934420097 - Management | |||||||
Record Date | 28-Apr-2016 | Holding Recon Date | 28-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: GIL SHWED | Management | ||||||||
1B. | ELECTION OF DIRECTOR: MARIUS NACHT | Management | ||||||||
1C. | ELECTION OF DIRECTOR: JERRY UNGERMAN | Management | ||||||||
1D. | ELECTION OF DIRECTOR: DAN PROPPER | Management | ||||||||
1E. | ELECTION OF DIRECTOR: DAVID RUBNER | Management | ||||||||
1F. | ELECTION OF DIRECTOR: DR. TAL SHAVIT | Management | ||||||||
2. | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | ||||||||
3. | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER. | Management | ||||||||
4. | READOPT CHECK POINT'S EXECUTIVE COMPENSATION POLICY. | Management | ||||||||
5A. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 3. MARK "FOR" = YES OR "AGAINST" = NO | Management | ||||||||
5B. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO | Management | ||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||
Ticker Symbol | TSM | Meeting Date | 07-Jun-2016 | |||||||
ISIN | US8740391003 | Agenda | 934421859 - Management | |||||||
Record Date | 11-Apr-2016 | Holding Recon Date | 11-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
2A. | TO ACCEPT 2015 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||
2B. | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2015 EARNINGS | Management | For | For | ||||||
ALPHABET INC | ||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||
Ticker Symbol | GOOGL | Meeting Date | 08-Jun-2016 | |||||||
ISIN | US02079K3059 | Agenda | 934406667 - Management | |||||||
Record Date | 11-Apr-2016 | Holding Recon Date | 11-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | LARRY PAGE | |||||||||
2 | SERGEY BRIN | |||||||||
3 | ERIC E. SCHMIDT | |||||||||
4 | L. JOHN DOERR | |||||||||
5 | DIANE B. GREENE | |||||||||
6 | JOHN L. HENNESSY | |||||||||
7 | ANN MATHER | |||||||||
8 | ALAN R. MULALLY | |||||||||
9 | PAUL S. OTELLINI | |||||||||
10 | K. RAM SHRIRAM | |||||||||
11 | SHIRLEY M. TILGHMAN | |||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | ||||||||
4. | THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. | Management | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
9. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
10. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | ||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||
Ticker Symbol | CTSH | Meeting Date | 15-Jun-2016 | |||||||
ISIN | US1924461023 | Agenda | 934408229 - Management | |||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | ||||||||
1B. | ELECTION OF DIRECTOR: MAUREEN BREAKIRON- EVANS | Management | ||||||||
1C. | ELECTION OF DIRECTOR: JONATHAN CHADWICK | Management | ||||||||
1D. | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN N. FOX, JR. | Management | ||||||||
1F. | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | ||||||||
1G. | ELECTION OF DIRECTOR: LEO S. MACKAY, JR. | Management | ||||||||
1H. | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | Management | ||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX | Management | ||||||||
1J. | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | ||||||||
1K. | ELECTION OF DIRECTOR: THOMAS M. WENDEL | Management | ||||||||
2. | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
4. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | ||||||||
WISDOMTREE INVESTMENTS, INC. | ||||||||||
Security | 97717P104 | Meeting Type | Annual | |||||||
Ticker Symbol | WETF | Meeting Date | 20-Jun-2016 | |||||||
ISIN | US97717P1049 | Agenda | 934417557 - Management | |||||||
Record Date | 27-Apr-2016 | Holding Recon Date | 27-Apr-2016 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2016 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | STEVEN BEGLEITER | |||||||||
2 | WIN NEUGER | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | ||||||||
3. | APPROVE THE COMPANY'S 2016 EQUITY PLAN. | Management |
Form N-PX | Proxy Voting Record | |||
Fund Name: | Guinness Atkinson Renminbi Yuan & Bond Fund | |||
Reporting Period: | 07/01/2015 through 06/30/2016 | |||
The Fund invests in securities that do not have voting rights. No votes have been cast on securities by Fund during the reporting period. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Guinness Atkinson Funds
By: | /s/ James J. Atkinson | |
James J. Atkinson Jr., President | ||
Date | 8/25/16 |