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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08360
GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)
21550 Oxnard Street, Suite 850, Woodland Hills, CA | 91367 |
(Address of principal executive offices) | (Zip code) |
James J. Atkinson Jr.
21550 Oxnard Street, Suite 850, Woodland Hills, CA 91367
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 915-9566
Date of fiscal year end: December 31
Date of reporting period: June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
The Guinness Atkinson Renminbi Yuan & Bond Fund did not hold any voting securities and, accordingly, did not vote any proxies during the reporting period.
Guinness Atkinson Alternative Energy Fund | ||||||||||||||
Meeting Date Range: 7/1/2012 To 6/30/2013 |
Ticker | ISIN | Company Name | Security ID | Mtg Date | Mtg Type | Proposal Number | Proposal Long Text | Proposal Short Text | Ballot Shares | Vote Date | Voted Shares | Shares Abstain / Withhold | Shares Against | Shares For |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/ listedco/listconews/sehk/ 2012/0511/ LTN20120511358.pdf | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 2 | That: the following items of the issuance of the Placing Shares be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: (1) Class of Shares (2) Size of issuance (3) Transfer of Domestic Shares to the NSSF (4) Target investors (5) Pricing (6) Accumulated undistributed profit (7) Validity period of the Shareholders' resolutions (8) Matters relating to authorization in connection with the issuance of the Placing Shares | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 763000 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 3 | To consider and approve the resolution in respect of the use of proceeds of the issuance of the Placing Shares. | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 763000 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 4 | To consider and approve the re-appointment of Mr. Zhu Yongpeng as a Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 5 | To consider and approve the re-appointment of Mr. Wang Baole as a Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 6 | To consider and approve the re-appointment of Mr. Chen Bin as a Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 7 | To consider and approve the re-appointment of Mr. Luan Baoxing as a Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 8 | To consider and approve the re-appointment of Mr. Xie Changjun as an Executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 9 | To consider and approve the re-appointment of Mr. Huang Qun as an Executive Director of the second session of the Board for a term of three years with immediate effect, subject to the consideration and approval of the appointment of Mr. Huang as an Executive Director of the first session of the Board by the Shareholders at the annual general meeting for the year 2011 to be held on Friday, 18 May 2012 (AGM") " | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 10 | To consider and approve the re-appointment of Mr. Lv Congmin as an Independent Non-executive Director of the second session of the Board for a term of three years with immediate effect, subject to the consideration and approval of the appointment of Mr. Lv as an Independent Non-executive Director of the first session of the Board by the Shareholders at the AGM | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 11 | To consider and approve the re-appointment of Mr. Zhang Songyi as an Independent Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 12 | To consider and approve the re-appointment of Mr. Meng Yan as an Independent Non-executive Director of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 13 | To consider and approve the re-appointment of Mr. Qiao Baoping as a Supervisor of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 14 | To consider and approve the re-appointment of Mr. Yu Yongping as a Supervisor of the Company for a term of three years with immediate effect | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 763000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 15 | PLEASE NOTE THE BOARD OF DIRECTORS OF THE COMPANY HAS RESOLVED TO AMEND THE FIRST PROPOSAL, REDUCING THE ORIGINAL MAXIMUM NUMBER OF NEW H SHARES PROPOSED TO BE ISSUED FROM 50% OF THE TOTAL ISSUED H SHARES OF OUR COMPANY PRIOR TO THE ISSUANCE OF NEW SHARES, TO 30% OF THE TOTAL ISSUED H SHARES OF OUR COMPANY PRIOR TO THE ISSUANCE OF NEW SHARES. THE LINK TO THE AGENDA CHANGE CAN BE FOUND AT http://www.hkexnews.hk/ listedco/listconews/sehk/ 2012/0615/ LTN20120615567.pdf | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Extra Ordinary General Meeting | 16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Class Meeting | 5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Class Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/ listedco/listconews/sehk/ 2012/0511/ LTN20120511349.pdf | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Class Meeting | 2 | To consider and approve the following resolution in respect of the proposal to issue the Placing Shares by the Company: That: the following items of the issuance of the Placing Shares be and are hereby individually approved and be implemented subject to a number of approvals from the relevant PRC regulatory authorities: (1) Class of Shares (2) Size of issuance (3) Transfer of Domestic Shares to the NSSF (4) Target investors (5) Pricing (6) Accumulated undistributed profit (7) Validity period of the Shareholders' resolutions (8) Matters relating to authorization in connection with the issuance of the Placing Shares" " | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 763000 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Class Meeting | 3 | To consider and approve the resolution in respect of the use of proceeds of the issuance of the Placing Shares | Management Proposal | 763000 | 22-Jun-12 | 763000 | 0 | 763000 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 3-Jul-12 | Class Meeting | 4 | PLEASE NOTE THE BOARD OF DIRECTORS OF THE COMPANY HAS RESOLVED TO AMEND THE FIRST PROPOSAL, REDUCING THE ORIGINAL MAXIMUM NUMBER OF NEW H SHARES PROPOSED TO BE ISSUED FROM 50% OF THE TOTAL ISSUED H SHARES OF OUR COMPANY PRIOR TO THE ISSUANCE OF NEW SHARES, TO 30% OF THE TOTAL ISSUED H SHARES OF OUR COMPANY PRIOR TO THE ISSUANCE OF NEW SHARES. THE LINK TO THE AGENDA CHANGE CAN BE FOUND AT http://www.hkexnews.hk/ listedco/listconews/sehk/ 2012/0615/ LTN20120615567.pdf | Please reference meeting materials. | 763000 | 22-Jun-12 | 763000 | 0 | 0 | 0 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2011. | Approve Financial Statements, Allocation of Income, and Discharge Directors | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | Election of Directors (Full Slate) | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | Election of Directors (Full Slate) | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | Election of Directors (Full Slate) | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | Election of Directors (Full Slate) | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | Election of Directors (Full Slate) | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
JASO US | US4660901079 | JA SOLAR HOLDINGS CO., LTD. | 466090107 | 6-Jul-12 | Annual | 7 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Transact Other Business | 428500 | 22-Jun-12 | 428500 | 0 | 0 | 428500 |
STP US | US86800C1045 | SUNTECH POWER HOLDINGS CO., LTD. | 86800C104 | 16-Jul-12 | Annual | 1 | AMEND THE COMPANY'S EQUITY INCENTIVE PLAN TO INCREASE THE MAXIMUM AGGREGATE NUMBER OF THE COMPANY'S ORDINARY SHARES AVAILABLE FOR AWARD THEREUNDER BY 6,000,000 ORDINARY SHARES. | Amend Stock Compensation Plan | 247291 | 22-Jun-12 | 247291 | 0 | 0 | 247291 |
TSL US | US89628E1047 | TRINA SOLAR LIMITED | 8.96E+108 | 7-Sep-12 | Annual | 1 | RE-ELECTION OF MR. JEROME CORCORAN AS A DIRECTOR OF THE COMPANY. | Election of Directors (Majority Voting) | 80500 | 8-Aug-12 | 80500 | 0 | 0 | 80500 |
TSL US | US89628E1047 | TRINA SOLAR LIMITED | 8.96E+108 | 7-Sep-12 | Annual | 2 | RE-ELECTION OF MR. CHOW WAI KWAN HENRY AS A DIRECTOR OF THE COMPANY. | Election of Directors (Majority Voting) | 80500 | 8-Aug-12 | 80500 | 0 | 0 | 80500 |
TSL US | US89628E1047 | TRINA SOLAR LIMITED | 8.96E+108 | 7-Sep-12 | Annual | 3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | Ratify Appointment of Independent Auditors | 80500 | 8-Aug-12 | 80500 | 0 | 0 | 80500 |
LDK US | US50183L1070 | LDK SOLAR CO. LTD. | 50183L107 | 17-Sep-12 | Annual | 1 | TO ADOPT AND APPROVE THE ANNUAL REPORT OF THE COMPANY. | Receive Consolidated Financial Statements | 155800 | 30-Aug-12 | 155800 | 0 | 0 | 155800 |
LDK US | US50183L1070 | LDK SOLAR CO. LTD. | 50183L107 | 17-Sep-12 | Annual | 2 | TO RE-ELECT MR. XINGXUE TONG AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS. | Election of Directors (Majority Voting) | 155800 | 30-Aug-12 | 155800 | 0 | 0 | 155800 |
LDK US | US50183L1070 | LDK SOLAR CO. LTD. | 50183L107 | 17-Sep-12 | Annual | 3 | TO RE-ELECT MR. BING XIANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS. | Election of Directors (Majority Voting) | 155800 | 30-Aug-12 | 155800 | 0 | 0 | 155800 |
LDK US | US50183L1070 | LDK SOLAR CO. LTD. | 50183L107 | 17-Sep-12 | Annual | 4 | TO APPROVE THE APPOINTMENT OF KPMG AS THE COMPANY'S OUTSIDE AUDITORS TO EXAMINE ITS ACCOUNTS FOR THE FISCAL YEAR OF 2012. | Ratify Appointment of Independent Auditors | 155800 | 30-Aug-12 | 155800 | 0 | 0 | 155800 |
SOL US | US75971T1034 | RENESOLA LTD | 75971T103 | 21-Sep-12 | Annual | 1 | TO RECEIVE, CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2011, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | Receive Consolidated Financial Statements | 356600 | 30-Aug-12 | 356600 | 0 | 0 | 356600 |
SOL US | US75971T1034 | RENESOLA LTD | 75971T103 | 21-Sep-12 | Annual | 2 | TO RE-ELECT MR. YUNCAI WU AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION. | Election of Directors (Majority Voting) | 356600 | 30-Aug-12 | 356600 | 0 | 0 | 356600 |
SOL US | US75971T1034 | RENESOLA LTD | 75971T103 | 21-Sep-12 | Annual | 3 | TO AUTHORISE THE DIRECTORS TO RE-APPOINT DELOITTE TOUCHE TOHMATSU CPA LTD. AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID. | Ratify Appointment of Independent Auditors | 356600 | 30-Aug-12 | 356600 | 0 | 0 | 356600 |
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.7 AND 2". THANK YOU. " | Please reference meeting materials. | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 2 | Election of Director: John Kelly | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 3 | Election of Director: William M. Crossland | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 4 | Election of Director: Michael Williams | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 5 | Election of Director: Donald Gibbs | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 6 | Election of Director: William Ollerhead | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 7 | Election of Director: Bruce Linton | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 8 | Election of Director: Jack Schoenmakers | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 9 | Appointment of Raymond Chabot Grant Thornton, LLP as Auditors of the Corporation for the ensuing year and authorizing the directors of the Corporation to fix their remuneration | Management Proposal | 4445888 | |||||
TMG CN | CA88346B1031 | THERMAL ENERGY INTERNATIONAL INC | 88346B103 | 25-Oct-12 | MIX | 10 | To consider and, if thought appropriate, to pass an ordinary resolution ratifying, confirming and approving the Corporation's Shareholder Rights Plan | Management Proposal | 4445888 | |||||
YGE US | US98584B1035 | YINGLI GREEN ENERGY HOLD. CO. LTD. | 98584B103 | 19-Nov-12 | Annual | 1 | ADOPTION OF AUDITED FINANCIAL STATEMENTS. | Receive Consolidated Financial Statements | 136500 | 2-Nov-12 | 136500 | 0 | 0 | 136500 |
YGE US | US98584B1035 | YINGLI GREEN ENERGY HOLD. CO. LTD. | 98584B103 | 19-Nov-12 | Annual | 2 | ELECTION OF DIRECTOR: XIANGDONG WANG | Election of Directors (Majority Voting) | 136500 | 2-Nov-12 | 136500 | 0 | 0 | 136500 |
YGE US | US98584B1035 | YINGLI GREEN ENERGY HOLD. CO. LTD. | 98584B103 | 19-Nov-12 | Annual | 3 | ELECTION OF DIRECTOR: ZHENG XUE | Election of Directors (Majority Voting) | 136500 | 2-Nov-12 | 136500 | 0 | 0 | 136500 |
YGE US | US98584B1035 | YINGLI GREEN ENERGY HOLD. CO. LTD. | 98584B103 | 19-Nov-12 | Annual | 4 | RATIFICATION OF THE APPOINTMENT OF KPMG AS THE COMPANY'S INDEPENDENT AUDITORS. | Ratify Appointment of Independent Auditors | 136500 | 2-Nov-12 | 136500 | 0 | 0 | 136500 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/ listedco/listconews/SEHK/ 2012/1109/ LTN20121109007.PDF AND http://www.hkexnews.hk/ listedco/listconews/sehk/ 2012/1109/ LTN20121109009.PDF | Please reference meeting materials. | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 2 | To consider and approve the following resolution: (a) the Supplemental Agreement entered into between Chifeng Renewable Power and KEPCO Hong Kong, be and is hereby approved, ratified and confirmed; (b) the transaction contemplated under the Supplemental Agreement and the proposed annual caps thereof, be and are hereby generally and unconditionally approved; and (c) the execution of the Supplemental Agreement by the president of Chifeng Renewable Power or its authorised person for and on behalf of Chifeng Renewable Power be and is hereby approved, ratified and confirmed and that the president of the Company be and is hereby authorised to make any amendment to the Supplemental Agreement as he thinks desirable and necessary and to do all such further acts and things and execute such further documents and take all such steps CONTD | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 3 | CONTD which in his opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of such transactions | Non-Voting Proposal Note | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 4 | To consider and approve the following resolution: (a) the New Datang Master Agreement entered into between the Company and Datang, be and is hereby approved, ratified and confirmed; (b) the Transactions Subject to Shareholders' Review and the Proposed Caps, be and are hereby generally and unconditionally approved; and (c) the execution of the New Datang Master Agreement by the president of the Company for and on behalf of the Company be and is hereby approved, ratified and confirmed and that the president of the Company be and is hereby authorised to make any amendment to the New Datang Master Agreement as he thinks desirable and necessary and to do all such further acts and things and execute such further documents and take all such steps which in his opinion may be necessary, desirable or expedient to implement and/or CONTD | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 5 | CONTD give effect to the terms of such transactions | Non-Voting Proposal Note | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 6 | To consider and approve the appointment of Mr. Su Min, as the non-executive Director | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 7 | To consider and approve the appointment of Mr. Hu Guodong, as the executive Director of the Company | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 8 | To consider and approve the proposed provision of guarantees in full by the Company to four non wholly-owned subsidiaries of the Company for their respective external loans | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 9 | To consider and approve the provision of guarantee in proportion to shareholding by the Company to Datang Ang'li | Management Proposal | 2946000 | |||||
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 27-Dec-12 | Extra Ordinary General Meeting | 10 | To consider and approve the change in accounting policy | Management Proposal | 2946000 | |||||
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 2 | PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | Please reference meeting materials. | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 3 | PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING. | Please reference meeting materials. | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 4 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 4.2.a TO 4.2.i AND 6". THANK YOU. " | Please reference meeting materials. | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 5 | PLEASE NOTE THAT FOR RESOLUTIONS 4.2i AND 5.2b THE MANAGEMENT MAKE A VOTE RECOMMENDATION OF ABSTAIN | Please reference meeting materials. | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 6 | The Board of Directors' report | Non-Voting Proposal Note | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 7 | Presentation and adoption of the annual report | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 8 | Resolution for the allocation of the result of the year | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 9 | The Board of Directors proposes that eight members are elected to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 10 | Re-election of Bert Nordberg as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 11 | Re-election of Carsten Bjerg as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 12 | Re-election of Eija Pitkanen as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 13 | Election of Henrik Andersen as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 14 | Election of Henry Stenson as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 15 | Re-election of Jorgen Huno Rasmussen as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 16 | Re-election of Jorn Ankaer Thomsen as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 17 | Re-election of Lars Josefsson as member to the Board of Directors | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Linvig Thyge Martin Pedersen Bech as member to the Board of Directors | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 51315 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 19 | Approval of the final remuneration of the Board of Directors for 2012 | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 20 | Approval of the level of remuneration of the Board of Directors for 2013: The Board of Directors proposes that the basic remuneration and remuneration per membership of one of the board committees should be kept at the same level as in 2012 | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 21 | In the event that the Board of Director's proposal in item 5.2.a is not adopted the following proposal from shareholder Uni Chemical Partner ApS, Denmark, will be put for a vote | Non-Voting Proposal Note | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approval of the level of remuneration of the Board of Directors for 2013: The remuneration and benefits of the Board of Directors should be reduced by 15 per cent based on the 2012 level as approved by the Annual General Meeting in 2012 | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 23 | Re-appointment of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as the company's auditor | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 24 | Amendment to the articles of association article 3 (authorisation to increase the share capital) | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 51315 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 25 | Amendment to the articles of association article 10(1) (authority to bind the company) | Management Proposal | 51315 | 11-Mar-13 | 51315 | 51315 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 26 | Adoption of the remuneration policy for the Board of Directors and the Executive Management | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 27 | Adoption of the general guidelines for incentive pay of the Board of Directors and the Executive Management | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 28 | Authorisation to acquire treasury shares | Management Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposal from Deminor International SCRL/CVBA, Belgium, that a scrutiny is carried out by an independent scrutinizer pursuant to sections 150-152 of the Danish Companies Act | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 0 | 51315 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors places a responsibility for the company's negative development | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 51315 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 31 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors negotiates a 50 per cent reduction of salary and benefits for the company's CEO Ditlev Engel | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 51315 | 0 | 0 |
VWS DC | DK0010268606 | VESTAS WIND SYSTEMS A/S, RANDERS | K9773J128 | 21-Mar-13 | Annual General Meeting | 32 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposals from Uni Chemical Partner ApS, Denmark: It is recommended that the Board of Directors negotiates a 15 per cent reduction of salaries and benefits to all other employees in the Vestas Group | Shareholder Proposal | 51315 | 11-Mar-13 | 51315 | 0 | 51315 | 0 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 1 | Presentation of the approved 2012 annual financial statements including management report and the corporate governance report, the consolidated financial statements including the consolidated management report and the report of the Supervisory Board for the financial year 2012 | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 2 | Resolution on the appropriation of the net profit reported in the 2012 annual financial statements | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 3 | Resolution on the approval of the members of the Executive Board for the financial year 2012 | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 4 | Resolution on the approval of the members of the Supervisory Board for the financial year 2012 | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 5 | Appointment of the auditor and the Group auditor for the financial year 2013 | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 6 | Resolution on: the Executive Board authorisation to purchase own shares in accordance with Section 65(1)(8) and (1a) and (1b) of the Stock Corporation Act (AktG) both on the stock exchange and off-exchange in an amount of up to 10% of the share capital | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 7 | Resolution on: the Executive Board authorisation to resolve a type of sale other than on the stock exchange or by public offer excluding shareholders' right of repurchase (reverse subscription right) in accordance with Section 65(1b) AktG for the sale or utilisation of own shares | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 8 | Resolution on: the Executive Board authorisation if necessary to reduce share capital by means of the redemption of these own shares without further resolution of the Annual General Meeting | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 9 | Resolution on the regulation of remuneration for the members of the Supervisory Board | Management Proposal | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 16700 |
VER AV | AT0000746409 | VERBUND AG, WIEN | A91460104 | 17-Apr-13 | Annual General Meeting | 10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 7 APR 2013 TO 5 APR 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 16700 | 3-Apr-13 | 16700 | 0 | 0 | 0 |
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 2 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | Please reference meeting materials. | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 3 | PLEASE BE ADVISED THAT SOME SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING. | Please reference meeting materials. | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 4 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.7". THANK YOU " | Please reference meeting materials. | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 5 | Report by the Board of Directors | Non-Voting Proposal Note | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 6 | Adoption of the annual report | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 7 | Resolution on the distribution of profits or the covering of loss, as the case may be, in accordance with the approved annual report | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 8 | Amendment of article 4b of the articles of association (renewal of authorisation) | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 9 | Amendment of article 8 of the articles of association (change of the name of the Danish Commerce and Companies agency") " | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 10 | Amendment of article 13 of the articles of association (increase of board members from 3 - 6 to 3 - 9) | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 11 | Authorisation to acquire treasury shares up to 10 % of the Company's share capital | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 12 | Authorisation to the chairman of the general meeting | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 13 | Re-election of Peter Hostgaard-Jensen as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 14 | Re-election of Luca Rovati as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 15 | Re-election of Jean-Marc Janailhac as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 16 | Re-election of Benjamin Guest as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 17 | Re-election of Valerio Andreoli Bonazzi as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 18 | Election of Giorgio Bruno as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 19 | Election of Giovanni Ferrari as a member to the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 20 | Determination of the remuneration of the Board of Directors | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 21 | Appointment of auditor: Ernst & Young | Management Proposal | 221100 | |||||
GES DC | DK0010240514 | GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | K4032E101 | 18-Apr-13 | Annual General Meeting | 22 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF VOTING OPTION COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 221100 | |||||
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 19 APR 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Please reference meeting materials. | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 0 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 2 | Examination and approval, if applicable, of the individual Annual Accounts (balance sheet, profit and loss account, statement of changes in shareholders' equity, statement of cash flows and annual report) of Gamesa Corporacion Tecnologica, Sociedad Anonima, and of the consolidated Annual Accounts with its dependent companies (balance sheet, profit and loss account, statement of changes in shareholders' equity, statement of cash flows and annual report), for the fiscal year ended on December 31, 2012 | Management Proposal | 125931 | 3-Apr-13 | 125931 | 125931 | 0 | 0 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 3 | Examination and approval, if applicable, of the individual management report of Gamesa Corporacion Tecnologica, Sociedad Anonima, and of the consolidated management report with its dependent companies for the fiscal year ended on December 31, 2012 | Management Proposal | 125931 | 3-Apr-13 | 125931 | 125931 | 0 | 0 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 4 | Examination and approval, if applicable, of the management and actions of the Board of Directors during the fiscal year ended on December 31, 2012 | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 5 | Examination and approval, if applicable, of the proposal for the allocation of profit/losses of Gamesa Corporacion Tecnologica, Sociedad Anonima for the fiscal year ended on December 31, 2012 | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 6 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Jose Maria Aldecoa Sagastasoloa as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external independent Director, and re-election for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 7 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Ramon Castresana Sanchez as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external proprietary Director, and re-election for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 8 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Ratification of the appointment of Mr. Manuel Moreu Munaiz as member of the Board of Directors, made by cooption after the holding of the last Shareholders' General Meeting, as an external independent Director, and re-election for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 9 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Juan Luis Arregui Ciarsolo, under the category of external independent Director, for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 10 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Carlos Rodriguez-Quiroga Menendez, under the category of executive Director, for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 11 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Jose Maria Vazquez Egusquiza, under the category of external independent Director, for the term of four years established in the By-Law | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 12 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Luis Lada Diaz, under the category of external independent Director, for the term of four years established in the By- Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 13 | Ratification of the appointment by cooption of member of the Board of Directors, and re-election of member of the Board of Directors: Re-election as member of the Board of Directors of Mr. Jose Maria Aracama Yoldi, under the category of external independent Director, for the term of four years established in the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 14 | Examination and approval, if applicable, of a Long Term Incentive Program that includes the delivery of a cash bonus and shares of the Company bound to the achievement of the key targets of the Business Plan 2013-2015 aimed to the Chairman of the Company, Senior Management, Managers and employees of Gamesa Corporacion Tecnologica, Sociedad Anonima, and if applicable, of its dependent companies, and the delegation to the Board of Directors, with the express faculty of substitution, to implement, develop, formalize and execute the aforementioned remuneration system | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 15 | Amendment to the By-Laws: Amendment of article 16 to include new powers of the Shareholders' General Meeting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 16 | Amendment to the By-Laws: Amendment of article 18 to include the obligation of uninterrupted publication of the Shareholders' General Meeting call announcement | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 17 | Amendment to the By-Laws: Amendment of article 19 to simplify requirements of the Shareholders' General Meeting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 18 | Amendment of article 29 to simplify requirements concerning remote voting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 19 | Amendment to the By-Laws: Amendment of article 35 to eliminate the requirement that the president and the chief executive officer must be the same person to appoint a lead independent director | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 20 | Amendment to the By-Laws: Amendment of article 44 to broaden the scope of the functions of the Appointment and Remuneration Committee | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 21 | Amendment to the By-Laws: Amendment of article 46 to provide for a fixed compensation system for members of the Board of Directors | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 22 | Amendment to the By-Laws: Approval of a consolidated text of the By-Laws including the aforementioned amendments, as well as style or drafting technique amendments that are not the subject of a separate voting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 23 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 7 to include new powers of the Shareholders' General Meeting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 24 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 8 to include the obligation of uninterrupted publication of the Shareholders' General Meeting call announcement | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 25 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 9 to homogenize it with the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 26 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 12 to homogenize it with the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 27 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 27 to avoid duplications | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 28 | Amendment to the Shareholders' General Meeting Regulations: Amendment of article 30 to avoid duplications | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 29 | Amendment to the Shareholders' General Meeting Regulations: Approval of a consolidated text of the Shareholders' General Meeting Regulations including the aforementioned amendments, as well as style or drafting technique amendments that are not the subject of a separate voting | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 30 | Fixation of the limit to the annual remuneration to be received by the total of members of the Board of Directors according to the new article 46.2 of the By-Laws | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 31 | Delegation of powers to formalize and execute all resolutions adopted by the Shareholders' General Meeting, for conversion thereof into a public instrument, and for the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
GAM SM | ES0143416115 | GAMESA CORPORACION TECNOLOGICA SA | E54667113 | 18-Apr-13 | Ordinary General Meeting | 32 | Approval, with a consultative character, of the 2012 Annual Report about the Remuneration of the members of the Board of Directors of Gamesa Corporacion Tecnologica, Sociedad Anonima | Management Proposal | 125931 | 3-Apr-13 | 125931 | 0 | 0 | 125931 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Please reference meeting materials. | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 0 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 2 | Review and approval, where appropriate, of the individual annual accounts of EDP RENOVAVEIS, S.A. (balance sheet, profit and loss account, changes to the net assets, cash flow statement and notes), as well as those consolidated with its subsidiaries (balance sheet, profit and losses account, changes to the net assets, cash flows statement and notes), for the fiscal year ended on December 31,2012 | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 3 | Review and approval, where appropriate, of the proposed application of results and distribution of dividends for the fiscal year ended December 31,2012 | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 4 | Review and approval, where appropriate, of the Individual Management Report of EDP RENOVAVEIS, S.A., the Consolidated Management Report with its subsidiaries, and its Corporate Governance Report, for the fiscal year ended December 31,2012 | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 5 | Review and approval, where appropriate, of the management conducted by the Board of Directors during the fiscal year ended December 31,2012 | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 6 | Ratification of the appointment by cooption of the Member of the Board Mr. Joao Manuel Verissimo Marques da Cruz | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 7 | Ratification of the appointment by cooption of the Member of the Board Mr. Antonio do Pranto Nogueira Leite | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 8 | Ratification of the appointment by cooption of the Member of the Board Mr. Acacio Jaime Liberado Mota Piloto | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 9 | Ratification of the appointment by cooption of the Member of the Board Mr. Jose Ferreira Machado | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 10 | Amendment of the Article 27.3 of the Articles of Association in order to reduce the number of the members of the Executive Committee to set it in a minimum of four (4) and a maximum of seven (7) | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 11 | Approval of the Remuneration Policy of the managers of the company | Management Proposal | 75400 | 3-Apr-13 | 75400 | 75400 | 0 | 0 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 12 | Reelection, as Auditors of EDP Renovaveis S.A., of KPMG AUDITORES, S.L. recorded in the Official Register of Auditors under number S0702 and with Tax Identification Number B- 78510153, for the year 2013 | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 13 | Delegation of powers to the formalization and implementation of all resolutions adopted at the General Shareholders' Meeting, for the purpose of celebrating the respective public deed and to permit its interpretation, correction, addition or development in order to obtain the appropriate registrations | Management Proposal | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 75400 |
EDPR PL | ES0127797019 | EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 23-Apr-13 | Ordinary General Meeting | 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME FROM 1100HRS TO 1200HRS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 75400 | 3-Apr-13 | 75400 | 0 | 0 | 0 |
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 169819 DUE TO RECEIPT OF SLATES FOR DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Please reference meeting materials. | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 APR 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Please reference meeting materials. | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 3 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/ Approved/99999Z/ 19840101/NPS_157833.PDF | Please reference meeting materials. | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 4 | Financial statements at 31/12/2012. Board of directors, board of auditors and independent auditors report. Any adjournment thereof. Consolidated financial statements at 31/12/2012 | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 5 | Destination of profit | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 6 | Determination of directors number | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 7 | Determination of directors duration | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 8 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | Non-Voting Proposal Note | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 9 | Appointment of the board of directors: List presented by Enel S.p.A. representing 68.29% of company stock capital: 1. Luciana Tarozzi (Independent) 2. Carlo Angelici (Independent) 3. Andrea Brentan 4. Luigi Ferraris 5. Francesca Gostinelli 6. Giovanni Battista Lombardo (Independent) 7. Francesco Starace | GPS S/H Director | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 10 | Appointment of the board of directors: List presented by Fondazione E.N.P.A.M. and Cassa Nazionale Previdenza e Assistenza per gli Ingegneri ed Architetti Liberi Professionisti representing 1.50% of company stock capital: 1. Giovanni Pietro Malagnino (Independent) 2. Paola Muratorio (Independent) | GPS S/H Director | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 11 | Appointment of the board of directors chairman | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 12 | Determination of the board of directors emoluments | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 13 | Report concerning remuneration policies | Management Proposal | 217200 | |||||
EGPW IM | IT0004618465 | ENEL GREEN POWER S.P.A. | T3679C106 | 24-Apr-13 | MIX | 14 | Amendment of article 12.2 of the bylaws | Management Proposal | 217200 | |||||
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS. THANK YOU. | Please reference meeting materials. | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 0 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 2 | Election of Directors: Robert Cruickshank | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 3 | Election of Directors: Bruce Cousins | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 4 | Election of Directors: Bob Wiens | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 5 | Election of Directors: Peter Berrang | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 6 | Election of Directors: Daniel Nocente | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
CMH CN | CA1431261009 | CARMANAH TECHNOLOGIES CORP | 143126100 | 30-Apr-13 | Annual General Meeting | 7 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Management Proposal | 760987 | 3-Apr-13 | 760987 | 0 | 0 | 760987 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 1 | ELECTION OF DIRECTOR: THOMAS S. GLANVILLE | Election of Directors (Majority Voting) | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 2 | ELECTION OF DIRECTOR: SHARON L. NELSON | Election of Directors (Majority Voting) | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 3 | ELECTION OF DIRECTOR: LYNDA L. ZIEGLER | Election of Directors (Majority Voting) | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 4 | ELECTION OF DIRECTOR: PHILIP C. MEZEY | Election of Directors (Majority Voting) | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 5 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | 14A Executive Compensation | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ITRI US | US4657411066 | ITRON, INC. | 465741106 | 3-May-13 | Annual | 6 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Ratify Appointment of Independent Auditors | 9000 | 3-May-13 | 9000 | 0 | 0 | 9000 |
ORA US | US6866881021 | ORMAT TECHNOLOGIES, INC. | 686688102 | 7-May-13 | Annual | 1 | ELECTION OF DIRECTOR: GILLON BECK | Election of Directors (Majority Voting) | 22119 | 3-Apr-13 | 22119 | 0 | 0 | 22119 |
ORA US | US6866881021 | ORMAT TECHNOLOGIES, INC. | 686688102 | 7-May-13 | Annual | 2 | ELECTION OF DIRECTOR: DAN FALK | Election of Directors (Majority Voting) | 22119 | 3-Apr-13 | 22119 | 0 | 0 | 22119 |
ORA US | US6866881021 | ORMAT TECHNOLOGIES, INC. | 686688102 | 7-May-13 | Annual | 3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013 | Ratify Appointment of Independent Auditors | 22119 | 3-Apr-13 | 22119 | 0 | 0 | 22119 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS. THANK YOU. | Please reference meeting materials. | 44987 | 3-May-13 | 44987 | 0 | 0 | 0 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 2 | Election of director: Germain Benoit | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 3 | Election of director: Alain Ducharme | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 4 | Election of director: Robert F. Hall | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 5 | Election of director: Edward H. Kernaghan | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 6 | Election of director: Patrick Lemaire | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 7 | Election of director: Richard Lemaire | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 8 | Election of director: Yves Rheault | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 9 | Election of director: Alain Rheaume | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 10 | Election of director: Michelle Samson-Doel | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 11 | Election of director: Pierre Seccareccia | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
BLX CN | CA09950M3003 | BORALEX INC | 09950M300 | 8-May-13 | Annual General Meeting | 12 | Appointment of PricewaterhouseCoopers LLP/s.r.l./S.E.N.C.R.L. as Independent Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Management Proposal | 44987 | 3-May-13 | 44987 | 0 | 0 | 44987 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 1" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1 TO 2.5 AND 3". THANK YOU. " | Please reference meeting materials. | 28400 | 3-May-13 | 28400 | 0 | 0 | 0 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 2 | Number of Directors: To fix the number of Directors at five (5) | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 3 | Election of Director: Thomas F. Huntington | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 4 | Election of Director: Timothy E. Shields | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 5 | Election of Director: Thomas C. Dawson | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 6 | Election of Director: David Day | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 7 | Election of Director: Charles R. Diltz | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
WFI CN | CA9415EQ1089 | WATERFURNACE RENEWABLE ENERGY INC | 9415EQ108 | 9-May-13 | MIX | 8 | Appointment of Auditors : Appointment of Grant Thornton, LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Management Proposal | 28400 | 3-May-13 | 28400 | 0 | 0 | 28400 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Please reference meeting materials. | 10560 | 3-May-13 | 10560 | 0 | 0 | 0 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 02 MAY 2013, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Please reference meeting materials. | 10560 | 3-May-13 | 10560 | 0 | 0 | 0 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08 MAY 2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Please reference meeting materials. | 10560 | 3-May-13 | 10560 | 0 | 0 | 0 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 4 | Presentation of the financial statements and annual report for the 2012 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting Proposal Note | 10560 | 3-May-13 | 10560 | 0 | 0 | 0 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 5 | Resolution on the appropriation of the distributable profit of EUR 589,135,883.06 as follows: Payment of a dividend of EUR 0.60 per no-par share EUR 568,315,883.06 shall be carried forward Ex-dividend and payable date: May 24, 2013 | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 6 | Ratification of the acts of the Board of MDs: Juergen Dolle | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 7 | Ratification of the acts of the Board of MDs: Roland Grebe | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 8 | Ratification of the acts of the Board of MDs: Lydia Sommer | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 9 | Ratification of the acts of the Board of MDs: Pierre-Pascal Urbon | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 10560 | 0 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 10 | Ratification of the acts of the Board of MDs: Marko Werner | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 11 | Ratification of the acts of the Supervisory Board: Guenther Cramer | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 12 | Ratification of the acts of the Supervisory Board: Peter Drews | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 13 | Ratification of the acts of the Supervisory Board: Erik Ehrentraut | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 14 | Ratification of the acts of the Supervisory Board: Guenther Haeckl | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 15 | Ratification of the acts of the Supervisory Board: Joahnnes Haede | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 16 | Ratification of the acts of the Supervisory Board: Winfried Hoffmann | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 17 | Ratification of the acts of the Supervisory Board: Werner Kleinkauf | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 18 | Ratification of the acts of the Supervisory Board: Ulrich Messmer | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 19 | Ratification of the acts of the Supervisory Board: Alexander Naujoks | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 20 | Ratification of the acts of the Supervisory Board: Joachim Schlosser | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 21 | Ratification of the acts of the Supervisory Board: Reiner Wettlaufer | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 22 | Ratification of the acts of the Supervisory Board: Mirko Zeidler | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 23 | Appointment of auditors for the 2013 financial year and for the review of the interim half-year financial statements: Deloitee & Touche GmbH, Hanover | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 24 | Resolution on the creation of new authorized capital and the amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 10,000,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, on or before may 22, 2018. Shareholders' subscription rights may be excluded for a capital increase against cash payment of up to 10 percent of the share capital if the shares are issued at a price not materially below the market price of identical shares, for the issue of employee shares, for a capital increase against payment in kind, and for residual amounts | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
S92 GR | DE000A0DJ6J9 | SMA SOLAR TECHNOLOGY AG, NIESTETAL | D7008K108 | 23-May-13 | Annual General Meeting | 25 | Resolution on the adjustment of the Supervisory Board remuneration, and the corresponding amendment to the articles of association The ordinary members of the Supervisory Board shall receive an annual remuneration of EUR 25,000. The chairman shall receive twice and the deputy chairman one and a half times the amount | Management Proposal | 10560 | 3-May-13 | 10560 | 0 | 0 | 10560 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 1 | To receive the Annual Report and Accounts of the Company for the year ended 31 December 2012 | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 2 | To re-elect John Maltby as a Director. (Member of the Audit and Remuneration Committee) | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 3 | To re-elect Juliet Davenport as a Director | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 4 | To re-elect Martin Edwards as a Director. (Member of the Remuneration Committee) | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 5 | To re-elect Francesca Ecsery as a Director. (Member of the Audit and Remuneration Committee) | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 6 | To declare a dividend: 2.00 pence per share | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 7 | To reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 8 | To authorise the Directors to determine the remuneration of the Auditors | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 9 | To change the registered office | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 10 | To give authority to allot shares | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 332941 | 0 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 11 | To disapply pre-emption rights | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 332941 | 0 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 12 | To give scrip dividend authority | Management Proposal | 332941 | 21-May-13 | 332941 | 0 | 0 | 332941 |
GOOD LN | GB0033600353 | GOOD ENERGY GROUP PLC, WILTSHIRE | G6257U103 | 29-May-13 | Annual General Meeting | 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 332941 | 21-May-13 | 332941 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/ listedco/listconews/sehk/ 2013/0415/ LTN20130415027.pdf AND http://www.hkexnews.hk/ listedco/listconews/sehk/ 2013/0415/ LTN20130415023.pdf | Please reference meeting materials. | 457000 | 21-May-13 | 457000 | 0 | 0 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 2 | To consider and approve the report of the board of directors (the Board") of the Company for the year 2012 " | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 3 | To consider and approve the report of the supervisory board of the Company for the year 2012 | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 4 | To consider and approve the final financial accounts of the Company for the year ended 31 December 2012 | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 5 | To consider and accept the independent auditor's report and the Company's audited financial statements for the year ended 31 December 2012 | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 6 | To consider and approve the budget report of the Company for the year ending 31 December 2013 | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 7 | To consider and approve the profit distribution plan of the Company for the year ended 31 December 2012, namely, the proposal for distribution of a final dividend of RMB0.0637 per share (tax inclusive) in cash in an aggregate amount of approximately RMB511,918,000 for the year ended 31 December 2012, and to authorise the Board to implement the aforesaid distribution | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 8 | To consider and approve the re-appointment of RSM China Certified Public Accountants Co., Ltd. as the Company's PRC auditor for the year 2013 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the audit committee of the Board to determine their remuneration | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 9 | To consider and approve the re-appointment of KPMG as the Company's international auditor for the year 2013 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the audit committee of the Board to determine their remuneration | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 10 | To consider and approve the remuneration plan for directors and supervisors of the Company for the year 2013 | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 11 | To consider and approve the application for registration of multiple tranches of private debt financing instruments with an aggregate principal amount of up to RMB10 billion (including RMB10 billion) in the inter-bank market of the PRC and seek chances to issue such private debt financing instruments, and to authorise the Board and its authorised persons to deal with all relevant matters relating to such issue of private debt financing instruments and to approve the delegation of the authority by the Board to the management of the Company with immediate effect to deal with all such matters relating to such issue of private debt financing instruments within the scope of authorisation aforementioned | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 12 | To consider and approve the granting of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorise the Board to make amendments to the articles of association of the Company as it thinks fit so as to reflect the new share capital structure of the Company upon the allotment or issue of additional shares pursuant to the mandate | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 457000 | 0 |
916 HK | CNE100000HD4 | CHINA LONGYUAN POWER GROUP CORPORATION LTD | Y1501T101 | 31-May-13 | Annual General Meeting | 13 | To consider and approve the proposals (if any) put forward at the AGM by shareholder(s) holding 3% or more of the shares of the Company carrying the right to vote thereat | Management Proposal | 457000 | 21-May-13 | 457000 | 0 | 0 | 457000 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Please reference meeting materials. | 70100 | 3-May-13 | 70100 | 0 | 0 | 0 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 14 MAY 2013, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Please reference meeting materials. | 70100 | 3-May-13 | 70100 | 0 | 0 | 0 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 MAY 2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Please reference meeting materials. | 70100 | 3-May-13 | 70100 | 0 | 0 | 0 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 4 | Presentation of the final financial statements and approved consolidated financial statements for fiscal year 2012 as well as the combined Company and Group management report for fiscal year 2012 and the Supervisory Board's report as well as the Explanatory Report of the Board of Management relating to details pursuant to section 289 Abs. 4; 315 Abs. 4 HGB | Non-Voting Proposal Note | 70100 | 3-May-13 | 70100 | 0 | 0 | 0 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 5 | Vote on discharge of Management Board liability | Management Proposal | 70100 | 3-May-13 | 70100 | 0 | 0 | 70100 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 6 | Vote on discharge of Supervisory Board liability | Management Proposal | 70100 | 3-May-13 | 70100 | 0 | 0 | 70100 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 7 | Election for Supervisory Board: Mrs. Annette Stieve, Wennigsen, Managing Director of Faurecia Automotive GmbH | Management Proposal | 70100 | 3-May-13 | 70100 | 0 | 0 | 70100 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 8 | Election for Supervisory Board: Dr. Heinz van Deelen, Munich, CEO of Consline AG | Management Proposal | 70100 | 3-May-13 | 70100 | 0 | 0 | 70100 |
NDX1 GR | DE000A0D6554 | NORDEX SE, ROSTOCK | D5736K135 | 4-Jun-13 | Annual General Meeting | 9 | Election of the auditors for fiscal year 2013: PricewaterhouseCoopers Aktiengesellschaft | Management Proposal | 70100 | 3-May-13 | 70100 | 0 | 0 | 70100 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 06 JUN 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Please reference meeting materials. | 6200 | 3-May-13 | 6200 | 0 | 0 | 0 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 2 | Review and approval of the annual financial statements of the company and its consolidated group | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 3 | Review and approval of the management report | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 4 | Income allocation | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 5 | Re-election of auditors: Acciona, SA and his group | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 6 | Amendment art 31 | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 7 | Approval of the board remuneration | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 8 | Re-election of Consuelo Crespo Bofill as a board member | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 9 | Re-election of Carlos Espinose De Los Monteros as a board member | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 10 | Appointment of Juan Carlos Garay Ibargaray as a board member | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 11 | Approval of giving shares and rights to the board as part of their remuneration | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 12 | Extension of the time to deliver shares and options to 2014 | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 13 | Approval of the memory for sustainability | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 14 | Consultative report on the remuneration policy of the board members | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 15 | Delegation of powers | Management Proposal | 6200 | 3-May-13 | 6200 | 0 | 0 | 6200 |
ANA SM | ES0125220311 | ACCIONA SA, MADRID | E0008Z109 | 5-Jun-13 | Ordinary General Meeting | 16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS 6.1 TO 6.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 6200 | 3-May-13 | 6200 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | Please reference meeting materials. | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/ listedco/listconews/sehk/ 2013/0422/ LTN20130422485.pdf AND http://www.hkexnews.hk/ listedco/listconews/SEHK/ 2013/0422/ LTN20130422535.pdf | Please reference meeting materials. | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 3 | To consider and approve the Report of the Board of Directors (the Board") of the Company for the Year 2012 " | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 4 | To consider and approve the Report of the Board of Supervisors of the Company for the Year 2012 | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 8 | To consider and approve the Budget Arrangement Report of the Company for the Year Ended 31 December 2013 | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 9 | To consider and approve the re-appointment of Zhong Lei Certified Public Accountants Co., Ltd. As specified and Ernst & Young as the Company's PRC auditors and overseas auditors, respectively, for the year 2013 for a term until the conclusion of the next annual general meeting of the Company, and to authorise the Board to determine their respective remunerations | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 10 | To consider and elect Mr. Zhao Hui Ning as a non-executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 11 | To consider and elect Mr. Xiao Gang as a non-executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 12 | To consider and elect Mr. Ma Guo Qing as a non-executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 13 | To consider and elect Dr. Cao Xin as an executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 14 | To consider and elect Mr. Gao Qing Yu as an executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 15 | To consider and elect Mr. Wang Hong Jun as an executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 16 | To consider and elect Mr. Zhao Hui as an executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 17 | To consider and elect Mr. Qin Hai Yan as an independent non-executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 18 | To consider and elect Mr. Ding Jun as an independent non-executive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 19 | To consider and elect Mr. Wang Xiang Jun as an independent non-executive director of the second session of the Board; and | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 20 | To consider and elect Mr. Yue Man Yiu Matthew as an independent nonexecutive director of the second session of the Board | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 21 | To consider and elect Mr. Yang Hong Chi as a non-employee representative supervisor of the second session of the Board of Supervisors; and | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 22 | To consider and elect Mr. Liu Jin Hai as a non-employee representative supervisor of the second session of the Board of Supervisors | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 23 | To consider and approve the Directors and Supervisors remuneration package of the second session of the Board of Directors and the Board of Supervisors | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 24 | To consider and approve the granting of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorise the Board to make amendments to the Articles of Association as it thinks fit so as to reflect the new share capital structure upon the allotment or issue of additional shares pursuant to such mandate: That: (A) (a) subject to paragraph (c) and in accordance with the relevant requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Listing Rules"), the Articles of Association of the Company and relevant laws and regulations of the People's Republic of China (the "PRC"), the CONTD " | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 1535000 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 25 | CONTD exercise by the Board during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue or deal with, either separately or concurrently, additional domestic shares and H shares of the Company and to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers be hereby generally and unconditionally approved; (b) the approval in paragraph (a) shall authorise the Board during the Relevant Period (as hereinafter defined) to make or grant offers, agreements, options and rights of exchange or conversion which might require the exercise of such powers after the expiration of the Relevant Period; (c) each of the aggregate nominal values of domestic shares and H shares allotted, issued or dealt with or agreed conditionally CONTD | Non-Voting Proposal Note | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 26 | CONTD or unconditionally to be allotted, issued or dealt with (whether pursuant to an option or otherwise) by the Board pursuant to the approval granted in paragraph (a) shall not exceed 20% of each of the aggregate nominal values of domestic shares and H shares of the Company respectively in issue at the date of passing this resolution; (d) the Board will only exercise the above powers in accordance with the Company Law of the PRC and the Listing Rules (as amended from time to time) and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; and (e) for the purpose of this resolution: Relevant Period" means the period from the passing of this resolution until the earliest of: (i) the conclusion of the next annual general meeting of CONTD " | Non-Voting Proposal Note | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 27 | CONTD the Company; or (ii) the expiration of the period within which the next annual general meeting of the Company is required by the Articles of Association or other applicable laws to be held; or (iii) the date of revocation or variation of the authority given under this resolution by a special resolution of the Company in general meeting. (B) the Board be authorised to make amendments to the Articles of Association as necessary so as to reflect the new share capital structure of the Company upon the allotment or issue of shares pursuant to the sub-paragraph (A)(a) of this resolution | Non-Voting Proposal Note | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 28 | To consider and approve the amendment of Article 101 of the Articles of Association to read as: The Company shall have a Board of Directors. The Board of Directors shall consist of 11 Directors, of which four shall be independent non-executive directors. The Board of Directors shall have one Chairman and two Vice Chairmen " | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 29 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 0 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 5 | To consider and approve the Final Accounts of the Company for the Year Ended 31 December 2012 | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 6 | To consider and approve the Audited Financial Statements of the Company and the Independent Auditors' Report for the Year ended 31 December 2012 | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
956 HK | CNE100000TW9 | CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | Y15207106 | 6-Jun-13 | Annual General Meeting | 7 | To consider and approve the Profit Distribution Plan of the Company for the Year 2012 | Management Proposal | 1535000 | 21-May-13 | 1535000 | 0 | 0 | 1535000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. " | Please reference meeting materials. | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 0 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 2 | Election of director: Kerry Knoll | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 3 | Election of director: Peter Secker | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 4 | Election of director: James Fairbairn | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 5 | Election of director: Robert Cudney | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 6 | Election of director: Ian McDonald | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 7 | Election of director: Ernie Eves | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 8 | Election of director: Stephane Bertrand | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 9 | Election of director: Mitchell Lavery | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 10 | Election of director: Patrick Mohan | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 11 | Appointing PricewaterhouseCoopers LLP as the auditor of the Company and authorizing the directors to fix the auditor's remuneration | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
CLQ CN | US1351205091 | CANADA LITHIUM CORP | ADPV19890 | 20-Jun-13 | MIX | 12 | Approving all unallocated options to purchase common shares issuable pursuant to the stock option plan of the Corporation for the ensuing three (3) years | Management Proposal | 1310000 | 10-Jun-13 | 1310000 | 0 | 0 | 1310000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/ listedco/listconews/SEHK/ 2013/0506/ LTN20130506428.pdf AND http://www.hkexnews.hk/ listedco/listconews/SEHK/ 2013/0506/ LTN20130506372.pdf | Please reference meeting materials. | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 0 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 2 | To consider and approve the report of the board of directors (the Directors") of the Company (the "Board") for 2012 " | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 3 | To consider and approve the report of the board of supervisors (the Supervisors") of the Company (the "board of Supervisors") for 2012 " | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 4 | To consider and approve the audited financial statements of the Company for 2012 | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 5 | To consider and approve the profit distribution plan of the Company for 2012 | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 6 | To consider and approve the re-appointment of KPMG and KPMG Huazhen (SGP) as the international and domestic auditors of the Company, respectively, for 2013 for a term until the conclusion of the next annual general meeting of the Company | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 7 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. CAO Peixi as a Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 8 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. ZHANG Tingke as a Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 9 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. ZHAO Keyu as a Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 10 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. LIN Gang as an Executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 11 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the appointment of Mr. XIAO Jun as an Executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 12 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the appointment of Mr. YU Chunping as an Executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 13 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Ms. YANG Qing as an Executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 14 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. QIN Haiyan as an Independent Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 15 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Ms. DAI Huizhu as an Independent Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 16 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. ZHOU Shaopeng as an Independent Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 17 | To consider and approve the proposal on election of a new session of the Board: To consider and approve the re-appointment of Mr. WAN Kam To as an Independent Non-executive Director of the second session of the Board, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 18 | To consider and approve the proposal on election of a new session of the board of Supervisor: To consider and approve the re-appointment of Mr. HUANG Jian as a Supervisor of the second session of the board of Supervisors, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 19 | To consider and approve the proposal on election of a new session of the board of Supervisor: To consider and approve the re-appointment of Mr. WANG Huanliang as a Supervisor of the second session of the board of Supervisors, with immediate effect | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 1565000 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 20 | To consider and approve the granting of a general mandate to the Board to issue, allot and deal with additional domestic shares and H shares not exceeding 20% of each of the aggregate nominal values of the domestic shares and H shares of the Company respectively in issue, and to authorize the Board to make amendments to the articles of association of the Company as it thinks fit so as to reflect the new share capital structure upon the allotment or issue of additional shares pursuant to the mandate | Management Proposal | 1565000 | 21-May-13 | 1565000 | 0 | 1565000 | 0 |
958 HK | CNE100000WS1 | HUANENG RENEWABLES CORPORATION LTD, BEIJING | Y3739S103 | 21-Jun-13 | Annual General Meeting | 21 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 22 MAY 2013 TO 21 MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 1565000 | 21-May-13 | 1565000 | 0 | 0 | 0 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 202407 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Please reference meeting materials. | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 0 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 2 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " | Please reference meeting materials. | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 0 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 3 | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Please reference meeting materials. | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 0 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/ 2013/0605/ 201306051303010.pdf | Please reference meeting materials. | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 0 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 5 | Review and approval of the annual corporate financial statements for the financial year ended December 31, 2012 | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 6 | Review and approval of the consolidated financial statements for the financial year ended December 31, 2012 | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 7 | Allocation of income from the financial year | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 8 | Approval of an agreement pursuant to Article L. 225-38 of the Commercial Code - Shareholder loan granted to THEOLIA Utilities Investment Company | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 9 | Approval of an agreement pursuant to Article L. 225-38 of the Commercial Code - financing framework agreement (framework shareholder loan agreement) signed with Theolia Utilities Investment Company | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 10 | Renewal of term of Mr. Michel Meeus as Board Member of the Company | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 11 | Renewal of term of Mr. Fady Khallouf as Board Member of the Company | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 12 | Authorization to be granted to the Board of Directors to trade in Company shares | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Setting the annual amount of attendance allowances (resolution not approved by the Board of Directors) | Shareholder Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
TEO FP | FR0011284991 | THEOLIA, AIX EN PROVENCE | F8857Q194 | 21-Jun-13 | Annual General Meeting | 14 | Powers to carry out all legal formalities | Management Proposal | 245708 | 10-Jun-13 | 245708 | 0 | 0 | 245708 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/ listedco/listconews/sehk/ 2013/0512/ LTN20130512051.pdf AND http://www.hkexnews.hk/ listedco/listconews/sehk/ 2013/0512/ LTN20130512053.pdf | Please reference meeting materials. | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 0 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 2 | To consider and approve the report of the board of directors (the Board") of the Company for the year ended 31 December 2012 " | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 3 | To consider and approve the report of the board of supervisors of the Company for the year ended 31 December 2012 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 4 | To consider and approve the final financial report of the Company for the year ended 31 December 2012 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 5 | To consider and approve the Independent auditor's report and the Company's audited financial statements for the year 2012 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 6 | To consider and approve the budget report of the Company for the year ended 31 December 2012 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 7 | To consider and approve the profit distribution plan of the Company for the year ended 31 December 2012, namely, the proposal for distribution of a final dividend of RMB0.023 per share (tax inclusive) in cash in an aggregate amount of approximately RMB167.3 million for the year ended 31 December 2012, and to authorise the Board to implement the aforesaid distribution | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 8 | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian CPAs Limited Company (to be renamed as PricewaterhouseCoopers Zhong Tian LLP) and PricewaterhouseCoopers as the Company's domestic and international auditors, respectively, for the year ended 31 December 2013 for a term until the conclusion of the next annual general meeting of the Company and the authorisation to the Board to determine their remuneration | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 9 | To consider and approve the proposal in relation to the business investment plan of the Company for the year of 2013 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 10 | To consider and approve the proposal in relation to the Finance Lease Framework Agreement and the proposed annual caps thereof: (a) the Finance Lease Framework Agreement entered into between the Company and Datang Finance Lease Company, be and is hereby approved, ratified and confirmed; (b) the transaction contemplated under the Finance Lease Framework Agreement and the proposed annual caps thereof, be and are hereby generally and unconditionally approved; and (c) the execution of the Finance Lease Framework Agreement by the president of the Company or its authorised person for and on behalf of the Company be and is hereby approved, ratified and confirmed and that the president of the Company be and is hereby authorised to make any amendment to the Finance Lease Framework Agreement as he thinks desirable and necessary CONTD | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 11 | CONTD and to do all such further acts and things and execute such further documents and take all such steps which in his opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of such transactions | Non-Voting Proposal Note | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 0 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 12 | To consider and approve the proposal in relation to the provision of guarantee to Datang Times Datong Recycling Energy Technology Co., Ltd | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 13 | To consider and approve the proposal in relation to the financing plan for 2013 | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
1798 HK | CNE100000X69 | CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | Y1456S108 | 28-Jun-13 | Annual General Meeting | 14 | To consider and approve the proposals (if any) put forward at the general meeting by shareholder(s) holding 3% or more of the shares of the Company carrying the right to vote thereat | Management Proposal | 2190000 | 21-May-13 | 2190000 | 0 | 0 | 2190000 |
Guinness Atkinson Asia Focus Fund | |||||||||
Meeting Date Range: 7/1/2012 To 6/30/2013 | |||||||||
Selected Accounts | |||||||||
JA SOLAR HOLDINGS CO., LTD. | |||||||||
Security: | 466090107 | Meeting Type: | Annual | ||||||
Ticker: | JASO | Meeting Date: | 06-Jul-2012 | ||||||
ISIN | US4660901079 | Vote Deadline Date: | 29-Jun-2012 | ||||||
Agenda | 933656362 | Management | Total Ballot Shares: | 1908900 | |||||
Last Vote Date: | 22-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2011. | None | None | 168300 | 0 | 0 | 0 | ||
2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 168300 | 0 | 0 | 0 | ||
3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 168300 | 0 | 0 | 0 | ||
4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 168300 | 0 | 0 | 0 | ||
5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 168300 | 0 | 0 | 0 | ||
6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 168300 | 0 | 0 | 0 | ||
7 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | None | 0 | 0 | 168300 | 0 | ||
ANHUI CONCH CEMENT CO LTD | |||||||||
Security: | Y01373102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Aug-2012 | |||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 10-Aug-2012 | ||||||
Agenda | 703957110 | Management | Total Ballot Shares: | 1256000 | |||||
Last Vote Date: | 09-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/070 4/LTN201207041128.PDF | None | None | Non Voting | |||||
3 | To approve the following resolution regarding the issue of corporate bonds: Conditions of the issue of corporate bonds | For | None | 263000 | 0 | 0 | 0 | ||
4 | To approve the following resolution regarding the issue of corporate bonds: Issuing amount | For | None | 263000 | 0 | 0 | 0 | ||
5 | To approve the following resolution regarding the issue of corporate bonds: Maturity of the corporate bonds | For | None | 263000 | 0 | 0 | 0 | ||
6 | To approve the following resolution regarding the issue of corporate bonds: Interest rate of the corporate bonds and its determination | For | None | 263000 | 0 | 0 | 0 | ||
7 | To approve the following resolution regarding the issue of corporate bonds: Issue price of the corporate bonds | For | None | 263000 | 0 | 0 | 0 | ||
8 | To approve the following resolution regarding the issue of corporate bonds: Use of proceeds | For | None | 263000 | 0 | 0 | 0 | ||
9 | To approve the following resolution regarding the issue of corporate bonds: Target offerees of the corporate bonds and placing arrangements for the shareholders of the Company | For | None | 263000 | 0 | 0 | 0 | ||
10 | To approve the following resolution regarding the issue of corporate bonds: Guarantee | For | None | 263000 | 0 | 0 | 0 | ||
11 | To approve the following resolution regarding the issue of corporate bonds: Validity period of the resolutions regarding the issue of the corporate bonds | For | None | 263000 | 0 | 0 | 0 | ||
12 | To approve the following resolution regarding the issue of corporate bonds: Safeguarding measures for the repayment of principal and interest | For | None | 263000 | 0 | 0 | 0 | ||
13 | To approve the following resolution regarding the issue of corporate bonds: Authorisation of the issue | For | None | 263000 | 0 | 0 | 0 | ||
14 | To approve the amendment to the Article of Association of the Company: Articles 167, 169A, 169B | For | None | 263000 | 0 | 0 | 0 | ||
15 | To approve the amendment to the scope of operations of the Company | For | None | 263000 | 0 | 0 | 0 | ||
16 | To approve the guarantees provided by the company for the bank borrowings of certain subsidiaries of the Company | For | None | 263000 | 0 | 0 | 0 | ||
17 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Aug-2012 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 16-Aug-2012 | ||||||
Agenda | 703994752 | Management | Total Ballot Shares: | 4558000 | |||||
Last Vote Date: | 13-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/08 03/LTN201208031072.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/080 3/LTN201208031098.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To approve the Agreement and the transactions contemplated thereunder, as described in the Notice of Extraordinary General Meeting dated 3 August 2012 | For | None | 645000 | 0 | 0 | 0 | ||
4 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | |||||||||
Security: | Y7145P165 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 24-Aug-2012 | |||||||
ISIN | TH0355A10Z12 | Vote Deadline Date: | 22-Aug-2012 | ||||||
Agenda | 703986820 | Management | Total Ballot Shares: | 239000 | |||||
Last Vote Date: | 07-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
2 | To consider the capital of the Company: To consider and approve the reduction of the Company's registered capital from BAHT 3,322,000,222 to 3,319,985,400 by canceling 2,014,600 unissued shares | For | None | 239000 | 0 | 0 | 0 | ||
3 | To consider the capital of the Company: To consider and approve the amendment to clause 4 of the Company's memorandum of association reregistered capital so that it is in line with the reduction of registered capital | For | None | 239000 | 0 | 0 | 0 | ||
4 | To consider the capital of the Company: To consider and approve the increase of the Company's registered capital from BAHT 3,319,985,400 to BAHT 3,969,985,400, by issuing 650,000,000 newly issued ordinary shares | For | None | 239000 | 0 | 0 | 0 | ||
5 | To consider the capital of the Company: The amendment to clause 4 of the Company's memorandum of association reregistered capital so that it is in line with the increase of registered capital | For | None | 239000 | 0 | 0 | 0 | ||
6 | To consider the capital of the company: To consider and approve the allocation of up to 650,000,000 newly issued ordinary shares to be offered to the public, as follows: To consider and approve the allocation of up to 403,395,000 newly issued ordinary shares to PTT Public Company Limited so that PTT Public Company Limited can maintain its existing shareholding in the Company, at approximately 65.29 pct of the Company's total issued shares after this offering but prior to the allocation of newly issued ordinary shares to the over allotment agent | For | None | 239000 | 0 | 0 | 0 | ||
7 | To consider the capital of the company: To consider and approve the allocation of up to 650,000,000 newly issued ordinary shares to be offered to the public, as follows: To consider and approve the allocation of up to 214,443,000 newly issued ordinary shares to the public | For | None | 239000 | 0 | 0 | 0 | ||
8 | To consider the capital of the company: To consider and approve the allocation of up to 650,000,000 newly issued ordinary shares to be offered to the public, as follows: To consider and approve the allocation of up to 32,162,000 newly issued ordinary shares to the over allotment agent | For | None | 239000 | 0 | 0 | 0 | ||
9 | To consider the capital of the company: To consider and approve the entry into a connected transaction for the allocation of the newly issued ordinary shares to PTT Public Company Limited as stated in agenda item 1.5.1 above | For | None | 239000 | 0 | 0 | 0 | ||
10 | Other matters if any | Abstain | None | 0 | 0 | 239000 | 0 | ||
CHEN HSONG HOLDINGS LTD | |||||||||
Security: | G20874106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 27-Aug-2012 | |||||||
ISIN | BMG208741063 | Vote Deadline Date: | 22-Aug-2012 | ||||||
Agenda | 703964987 | Management | Total Ballot Shares: | 4128000 | |||||
Last Vote Date: | 16-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/071 2/LTN20120712315.pdf | None | None | Non Voting | |||||
3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2012 | For | None | 618000 | 0 | 0 | 0 | ||
4 | To approve the final dividend of HK8 cents per share as recommended by the Board of Directors for the year ended 31 March 2012 | For | None | 618000 | 0 | 0 | 0 | ||
5 | To re-elect Ms. Lai Yuen Chiang as a director | For | None | 618000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Sam Hon Wah Ng as a director | For | None | 618000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Johnson Chin Kwang Tan as a director | For | None | 618000 | 0 | 0 | 0 | ||
8 | To determine the directors' fees for the year ending 31 March 2013 at an aggregate sum of not exceeding HKD 1,200,000 | For | None | 618000 | 0 | 0 | 0 | ||
9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | None | 618000 | 0 | 0 | 0 | ||
10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 618000 | 0 | 0 | 0 | ||
11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 0 | 618000 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | None | 0 | 618000 | 0 | 0 | ||
TRINA SOLAR LIMITED | |||||||||
Security: | 89628E104 | Meeting Type: | Annual | ||||||
Ticker: | TSL | Meeting Date: | 07-Sep-2012 | ||||||
ISIN | US89628E1047 | Vote Deadline Date: | 29-Aug-2012 | ||||||
Agenda | 933676011 | Management | Total Ballot Shares: | 525600 | |||||
Last Vote Date: | 08-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF MR. JEROME CORCORAN AS A DIRECTOR OF THE COMPANY. | For | None | 54000 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF MR. CHOW WAI KWAN HENRY AS A DIRECTOR OF THE COMPANY. | For | None | 54000 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | None | 54000 | 0 | 0 | 0 | ||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 14-Sep-2012 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 10-Sep-2012 | ||||||
Agenda | 703987151 | Management | Total Ballot Shares: | 1339000 | |||||
Last Vote Date: | 03-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION "1". THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/07 29/LTN20120729006.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/072 9/LTN20120729008.pdf | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the following mandate and authorise the board of directors of the Company to carry out the following:-(1) To determine the proposed issue of debt financing instruments of the Company within the limit of issuance, including but not limited to short-term debentures, medium-term notes, super short-term commercial papers, corporate bonds and enterprise bonds in domestic market as well as Renminbi denominated bonds and foreign currency denominated bonds, etc. in overseas market (excluding convertible bonds that may be converted into equity securities). (2) To determine and finalise, based on the Company's needs and market conditions, the specific terms and conditions of and CONTD | For | None | 321000 | 0 | 0 | 0 | ||
4 | CONTD all relevant matters in connection with the proposed issue of debt financing instruments, including but not limited to type, principal, interest rate, term, issuance timing, targets and use of proceeds of such debt financing instruments to be issued within the aforesaid limit and the production, execution and disclosure of all necessary documents. (3) To ensure the gearing ratio (total | None | None | Non Voting | |||||
liabilities/total assets) based on the Company's consolidated financial statements upon completion of each issuance not exceeding 50%, in addition to the compliance with the restrictions by the government and relevant regulatory authorities on the issuance size of the debt financing instruments to be issued by the Company under CONTD | |||||||||
5 | CONTD these authorisations. The gearing ratio is calculated based on the latest published (quarterly, interim or annual) financial statements of the Company prior to the proposed issue, taking into consideration the amount of debt financing instruments issued or repaid at the end of the reporting period up to the date of the proposed issue as well as the size of the proposed issuance. (4) To satisfy the following criteria for any corporate bonds to be issued through a domestic exchange: the principal shall not exceed RMB50 billion; the term shall not exceed 10 years; and such corporate bonds may be issued to the Company's shareholders by way of placing, arrangement details of which (availability of placing, CONTD | None | None | Non Voting | |||||
6 | CONTD placing ratio, etc.) shall be determined by the board of directors according to market conditions and the terms and conditions of the proposed issue. (5) To delegate the mandate to Dr. Ling Wen, the executive director and president of the Company, and Ms. Zhang Kehui, the chief financial officer, within the scope of this mandate for determining other matters related to such issuance and implementing specific measures upon determining the type, principal, term and use of proceeds of each issuance of the debt financing instruments by the board of directors of the Company. (6) The mandate and the authorisations set out in this resolution shall remain effective within 24 months commencing from the date on which this resolution is approved by shareholders at the general meeting | None | None | Non Voting | |||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-Sep-2012 | |||||||
ISIN | CNE100000478 | Vote Deadline Date: | 14-Sep-2012 | ||||||
Agenda | 703993623 | Management | Total Ballot Shares: | 5546000 | |||||
Last Vote Date: | 06-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/08 03/LTN20120803962.pdf | None | None | Non Voting | |||||
2 | To consider and approve the proposal in relation to the amendments to the Articles of Association of the Company | For | None | 1492000 | 0 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 15-Oct-2012 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 10-Oct-2012 | ||||||
Agenda | 704061376 | Management | Total Ballot Shares: | 699773 | |||||
Last Vote Date: | 24-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 118024 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | Issue of medium term notes | For | None | 145950 | 0 | 0 | 0 | ||
3 | Change in the registered capital | For | None | 145950 | 0 | 0 | 0 | ||
4 | Amendments to the company's articles of association | For | None | 145950 | 0 | 0 | 0 | ||
5 | Change of supervisors | For | None | 145950 | 0 | 0 | 0 | ||
6 | Adjustment to allowance for independent directors | For | None | 145950 | 0 | 0 | 0 | ||
7 | Adjustment to allowance for independent supervisors | For | None | 145950 | 0 | 0 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 27-Oct-2012 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 23-Oct-2012 | ||||||
Agenda | 704049798 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 17-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 07/LTN20120907641.pdf | None | None | Non Voting | |||||
2 | To approve, confirm and ratify the Framework Agreement and the Transactions | For | None | 336000 | 0 | 0 | 0 | ||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | |||||||||
Security: | Y7145P165 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 29-Oct-2012 | |||||||
ISIN | TH0355A10Z12 | Vote Deadline Date: | 25-Oct-2012 | ||||||
Agenda | 704086102 | Management | Total Ballot Shares: | 190000 | |||||
Last Vote Date: | 15-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 125430 DUE TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | Approval of the reduction of the company's registered capital from BAHT 3,322,000,000 to BAHT 3,319,985,400, by canceling 2,014,600 unissued shares, at a par value of BAHT 1 per share | For | None | 190000 | 0 | 0 | 0 | ||
4 | Approval of the amendment to Clause 4 of the company's memorandum of association re: registered capital, in order to correspond with the reduction of registered capital | For | None | 190000 | 0 | 0 | 0 | ||
5 | Approval of the increase of the company's registered capital from BAHT 3,319,985,400 to BAHT 3,969,985,400, by issuing 650,000,000 newly issued ordinary shares, at the par value of BAHT 1 per share | For | None | 0 | 190000 | 0 | 0 | ||
6 | Approval of the amendment to clause 4 of the company's memorandum of association re: registered capital in order to correspond with the increase of registered capital | For | None | 0 | 190000 | 0 | 0 | ||
7 | Approval of the offering and allocation of newly issued ordinary shares as follows: 1.5.1: The offering and allocation of up to 650,000,000 newly issued ordinary shares to the Company's eligible existing shareholders, in a form of preferential public offering, as detailed below: (a) The offering and allocation of up to 650,000,000 newly issued | For | None | 0 | 190000 | 0 | 0 | ||
ordinary shares, at the par value of BAHT 1 per share, to the Company's eligible existing shareholders in proportion to their shareholdings at the entitlement ratio between issued ordinary shares and newly issued ordinary shares which will be later announced. Any fraction of newly issued ordinary shares, which are allocated and offered to each shareholder, shall be rounded down; (b) In the case that there are newly issued ordinary shares remaining from the allocation of 1.5.1(a) stated above, the Company will re- allocate such remaining newly issued ordinary shares for at least one round to the shareholders who subscribe to newly issued ordinary shares in excess of their entitlements; 1.5.2: In the case that there are newly issued ordinary shares remaining from the allocation of 1.5.1 stated above, the Company will consider offering and allocating those remaining newly issued ordinary shares to institutional investors (excluding PTT Public Company Limited ("PTT")), which is deemed as a private placement pursuant to the Notification of the Capital Markets Supervisory Board No. TorChor. 28/2551 Re: the Application for and the Approval of Offer for Sale of Newly Issued Shares; In this regard, the offering price of newly issued ordinary shares will be determined by the bookbuilding process. PTT, as the Company's major shareholder, will not participate in the bookbuilding process. The offering price for each allocation of the Agenda Items 1.5.1 and 1.5.2 will be the same. In addition, at its discretion, the Company may consider not to allocate any shares to any subscribers if such allocation will or may possibly result in a breach of foreign securities laws or regulations, or will result in any act required in addition to those already required under rules and regulations relating to the issuance and offering of securities under Thai laws, or not in accordance with the method, regulations and conditions of allocation; 1.5.3: It is scheduled that the date of determining the names of shareholders who are entitled to the allocation of newly issued ordinary shares (Record Date) is November 12, 2012 and that the date of compiling the names of shareholders by closing the share register book and suspension of share transfer | |||||||||
under Section 225 of the Securities and Exchange Act B.E. 2535 (1992) (as amended) is November 13, 2012. The last day on which an investor can purchase the Company's issued ordinary shares and be entitled to subscribe for the newly issued ordinary shares is November 7, 2012. There will be no trading sign posted on the Company's securities when closing the share register book; 1.5.4: The President and Chief Executive Officer, or the person entrusted by the President and Chief Executive Officer are empowered to: (a) determine other details regarding the allocation and offering of newly issued ordinary shares, e.g. the offered amount of shares, the allocation procedure, whether single or sequential allocation, offering proportion, period of the offering, offering price, the entitlement ratio between issued ordinary shares and newly issued ordinary shares, terms of payment, offering methods, the number of rounds for the allocation of newly issued ordinary shares in 1.5.1(b) and/or details for the allocation of 1.5.2, including conditions and other relevant details, as well as to amend or change such relevant details; (b) enter into negotiations, agreements and execution of relevant documents and agreements and take any other necessary and appropriate action in connection with such allocation of newly issued ordinary shares, including to have the Company's newly issued ordinary shares listed on the Stock Exchange of Thailand, or take any other action with the government authority, the Securities and Exchange Commission, and the Stock Exchange of Thailand, and/or other relevant agencies | |||||||||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Nov-2012 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 16-Nov-2012 | ||||||
Agenda | 704120447 | Management | Total Ballot Shares: | 4558000 | |||||
Last Vote Date: | 30-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 4/LTN20121024278.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 4/LTN20121024289.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To approve, ratify and confirm the Non-exempt Revised Caps, as described in the Circular of the Company dated 24 October 2012 | For | None | 645000 | 0 | 0 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 30-Nov-2012 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 26-Nov-2012 | ||||||
Agenda | 704163827 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 19-Nov-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 124770 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/111 4/LTN20121114434.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/111 4/LTN20121114439.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 21/LTN20120921471.pdf | None | None | Non Voting | |||||
3 | To consider and approve the Supplemental Agreement in respect of the sale of parts and components of transmissions and related products by SFGC to Fast Transmission and the relevant New Caps | For | None | 336000 | 0 | 0 | 0 | ||
4 | To consider and approve the Supplemental Agreement in respect of the purchase of parts and components of transmissions and related products by SFGC from Fast Transmission and the relevant New Caps | For | None | 336000 | 0 | 0 | 0 | ||
5 | To consider and approve the Supplemental Agreement in respect of the sale of vehicles, parts and components of vehicles and related products and provision of the relevant services by Shaanxi Zhongqi (and its subsidiaries) (as the case may be) to Shaanxi Automotive (and its associates) (as the case may be) and the relevant New Caps | For | None | 336000 | 0 | 0 | 0 | ||
6 | To consider and approve the provision of a guarantee by the Company for the benefit of its wholly owned subsidiary, Weichai Power Hong Kong International Development Co., Limited | For | None | 336000 | 0 | 0 | 0 | ||
7 | To consider and approve the amendments to the articles of association of the Company as set out in the notice convening the EGM : Article 7, Article 195, Article 199, Article 200, Article 201, Article 202 | For | None | 336000 | 0 | 0 | 0 | ||
DONGFANG ELECTRIC CORPORATION LTD | |||||||||
Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 14-Dec-2012 | |||||||
ISIN | CNE100000304 | Vote Deadline Date: | 06-Dec-2012 | ||||||
Agenda | 704131729 | Management | Total Ballot Shares: | 2075000 | |||||
Last Vote Date: | 30-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 6/LTN20121026561.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 6/LTN20121026555.pdf | None | None | Non Voting | |||||
2 | To consider and approve the "H Share Appreciation Rights Scheme of Dongfang Electric Corporation Limited" | For | None | 453000 | 0 | 0 | 0 | ||
3 | To consider and approve the "Grant of Authority to the Board of Directors to Deal with the Relevant Matters of H Share Appreciation Rights Scheme" | For | None | 453000 | 0 | 0 | 0 | ||
4 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 191 of the Articles of Association | For | None | 453000 | 0 | 0 | 0 | ||
5 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 198 of the Articles of Association | For | None | 453000 | 0 | 0 | 0 | ||
6 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 124 of the Articles of Association | For | None | 453000 | 0 | 0 | 0 | ||
7 | Resolution in relation to the proposed amendments to the Articles of Association: Authorisation to the Board to deal with, in its absolute discretion, all matters relating to the proposed amendments to the Articles of Association | For | None | 453000 | 0 | 0 | 0 | ||
8 | To consider and approve the proposal in relation to the purchase of liability insurance for Directors, supervisors and senior management of the Company | For | None | 453000 | 0 | 0 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 05-Mar-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 27-Feb-2013 | ||||||
Agenda | 704242851 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 21-Jan-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/011 6/LTN20130116458.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/011 6/LTN20130116440.pdf | None | None | Non Voting | |||||
2 | To consider and approve the Weichai Westport Supply Agreement dated 25 December 2012 in respect of the supply of basic engines (or base engines), gas engine parts and related products by the Company (and its subsidiaries) (as the case may be) to Weichai Westport and the relevant New Caps | For | None | 0 | 336000 | 0 | 0 | ||
3 | To consider and approve the Weichai Westport Purchase Agreement dated 25 December 2012 in respect of the purchase of gas engines, gas engine parts and related products by the Company (and its subsidiaries) (as the case may be) from Weichai Westport and the relevant New Caps | For | None | 0 | 336000 | 0 | 0 | ||
4 | To consider and approve the Weichai Westport Logistics Agreement dated 25 December 2012 in respect of the provision of logistics services by Weichai Logistics to Weichai Westport and the relevant new caps | For | None | 0 | 336000 | 0 | 0 | ||
5 | To consider and approve the Weichai Westport Leasing Agreement dated 25 December 2012 in respect of the leasing of factory buildings by the Company to Weichai Westport and the relevant new caps | For | None | 0 | 336000 | 0 | 0 | ||
HYUNDAI MOBIS, SEOUL | |||||||||
Security: | Y3849A109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-Mar-2013 | |||||||
ISIN | KR7012330007 | Vote Deadline Date: | 05-Mar-2013 | ||||||
Agenda | 704279911 | Management | Total Ballot Shares: | 4962 | |||||
Last Vote Date: | 25-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of financial statements | For | None | 4962 | 0 | 0 | 0 | ||
2 | Election of directors: Jeong Mong Gu, Jeon Ho Seok, Bak Chan Uk | For | None | 4962 | 0 | 0 | 0 | ||
3 | Election of audit committee member: Bak Chan Uk | For | None | 4962 | 0 | 0 | 0 | ||
4 | Approval of remuneration for director | For | None | 4962 | 0 | 0 | 0 | ||
SAMSUNG ELECTRONICS CO LTD, SUWON | |||||||||
Security: | Y74718100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-Mar-2013 | |||||||
ISIN | KR7005930003 | Vote Deadline Date: | 05-Mar-2013 | ||||||
Agenda | 704272690 | Management | Total Ballot Shares: | 2010 | |||||
Last Vote Date: | 25-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of financial statement | For | None | 2010 | 0 | 0 | 0 | ||
2 | Re-election of independent director: In-Ho Lee | For | None | 2010 | 0 | 0 | 0 | ||
3 | Election of independent director: Kwang-Soo Song | For | None | 2010 | 0 | 0 | 0 | ||
4 | Election of independent director: Eun-Mee Kim | For | None | 2010 | 0 | 0 | 0 | ||
5 | Election of executive director: Boo-Keun Yoon | For | None | 2010 | 0 | 0 | 0 | ||
6 | Election of executive director: Jong-Kyun Shin | For | None | 2010 | 0 | 0 | 0 | ||
7 | Election of executive director: Sang-Hoon Lee | For | None | 2010 | 0 | 0 | 0 | ||
8 | Re-election of audit committee member: In-Ho Lee | For | None | 2010 | 0 | 0 | 0 | ||
9 | Election of audit committee member: Kwang-Soo Song | For | None | 2010 | 0 | 0 | 0 | ||
10 | Approval of limit of remuneration for directors | For | None | 2010 | 0 | 0 | 0 | ||
11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTIONS 2.1.1 AND 2.3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
SAMSUNG ENGINEERING CO LTD, SEOUL | |||||||||
Security: | Y7472L100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-Mar-2013 | |||||||
ISIN | KR7028050003 | Vote Deadline Date: | 05-Mar-2013 | ||||||
Agenda | 704279884 | Management | Total Ballot Shares: | 7373 | |||||
Last Vote Date: | 25-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of financial statement | For | None | 7373 | 0 | 0 | 0 | ||
2 | Election of director candidates: Park Gi Seok and Kim Dong Wun. Election of outside director candidates: Shin Wan Seon and Kim Yeong Se | For | None | 7373 | 0 | 0 | 0 | ||
3 | Election of the member of audit committee, who is the external director. Candidates: Shin Wan Seon and Jang Ji Jong | For | None | 7373 | 0 | 0 | 0 | ||
4 | Approval of remuneration limit of directors | For | None | 7373 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
POSCO, POHANG | |||||||||
Security: | Y70750115 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 22-Mar-2013 | |||||||
ISIN | KR7005490008 | Vote Deadline Date: | 12-Mar-2013 | ||||||
Agenda | 704295193 | Management | Total Ballot Shares: | 2795 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the 45th Fiscal Year Financial Statements | For | None | 2525 | 0 | 0 | 0 | ||
2 | Election of Outside Director Shin, Chae-Chol | For | None | 2525 | 0 | 0 | 0 | ||
3 | Election of Outside Director Lee, Myoung-Woo | For | None | 2525 | 0 | 0 | 0 | ||
4 | Election of Outside Director: Kim, Ji-Hyung | For | None | 2525 | 0 | 0 | 0 | ||
5 | Election of Audit Committee Member Kim, Ji- Hyung | For | None | 2525 | 0 | 0 | 0 | ||
6 | Election of Inside Director Chang, In-Hwan | For | None | 2525 | 0 | 0 | 0 | ||
7 | Election of Inside Director Kim, Yeung-Gyu | For | None | 2525 | 0 | 0 | 0 | ||
8 | Approval of Limits of Total Remuneration for Directors | For | None | 2525 | 0 | 0 | 0 | ||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | |||||||||
Security: | Y7145P165 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 27-Mar-2013 | |||||||
ISIN | TH0355A10Z12 | Vote Deadline Date: | 25-Mar-2013 | ||||||
Agenda | 704288554 | Management | Total Ballot Shares: | 216198 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 157542 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | To acknowledge the 2012 performance result and 2013 work plan of the company | None | None | Non Voting | |||||
4 | To approve the 2012 financial statements | For | None | 216198 | 0 | 0 | 0 | ||
5 | To approve the dividend payment for 2012 performance | For | None | 216198 | 0 | 0 | 0 | ||
6 | To appoint the auditor and consider the auditor's fees for year 2013 | For | None | 216198 | 0 | 0 | 0 | ||
7 | To approve the appointment of a new director in replacement of those who are due to retire by rotation: Mr. Viraphol Jirapraditkul | For | None | 216198 | 0 | 0 | 0 | ||
8 | To approve the appointment of a new director in replacement of those who are due to retire by rotation: Mr. Chaikasem Nitisiri | For | None | 216198 | 0 | 0 | 0 | ||
9 | To approve the appointment of a new director in replacement of those who are due to retire by rotation: Mr. Achporn Charuchinda | For | None | 216198 | 0 | 0 | 0 | ||
10 | To approve the appointment of a new director in replacement of those who are due to retire by rotation: Mr. Maitree Srinarawat | For | None | 216198 | 0 | 0 | 0 | ||
11 | To approve the appointment of a new director in replacement of those who are due to retire by rotation: General Warawat Indradat | For | None | 216198 | 0 | 0 | 0 | ||
12 | To approve the directors' and the sub-committees' remuneration | For | None | 216198 | 0 | 0 | 0 | ||
13 | Other matters (if any) | Abstain | None | 0 | 0 | 216198 | 0 | ||
PT INDO TAMBANGRAYA MEGAH TBK | |||||||||
Security: | Y71244100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Mar-2013 | |||||||
ISIN | ID1000108509 | Vote Deadline Date: | 21-Mar-2013 | ||||||
Agenda | 704329437 | Management | Total Ballot Shares: | 159500 | |||||
Last Vote Date: | 21-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval on company's annual report for book year 2012 | For | None | 129000 | 0 | 0 | 0 | ||
2 | Ratification on financial statement report for book year 2012 | For | None | 129000 | 0 | 0 | 0 | ||
3 | Appropriation of company's profit for book year 2012 | For | None | 129000 | 0 | 0 | 0 | ||
4 | Appointment of public accountant for book year 2013 | For | None | 129000 | 0 | 0 | 0 | ||
5 | Determination of remuneration package for company's board for book year 2013 | For | None | 129000 | 0 | 0 | 0 | ||
6 | Changing in the composition of company's board | For | None | 129000 | 0 | 0 | 0 | ||
7 | Other: Report of fund utilization from initial public offering (IPO) in 2007 | Abstain | None | 0 | 0 | 129000 | 0 | ||
DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 INDEX E | |||||||||
Security: | L2297J434 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 02-Apr-2013 | |||||||
ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2013 | ||||||
Agenda | 704307481 | Management | Total Ballot Shares: | 5708500 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Hearing of the report of the board of directors of the Company (the "Board of Directors" and each member individually a "Director") and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2012 | For | None | 784900 | 0 | 0 | 0 | ||
2 | Allocation of the results for the fiscal year ended 31 December 2012 and ratification of the distribution of dividends, if any, in respect of the shares of the share classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" share classes have been issued | For | None | 784900 | 0 | 0 | 0 | ||
3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2012 | For | None | 784900 | 0 | 0 | 0 | ||
4 | Re-election of Messrs. Werner Burg, Klaus- Michael Vogel and Jacques Elvinger as Directors of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 784900 | 0 | 0 | 0 | ||
5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 784900 | 0 | 0 | 0 | ||
6 | If proposed by the Board of Directors on the day of the Annual General Meeting, appointment, subject to the approval of the Commission de Surveillance du Secteur Financier and any other applicable regulator, of Mr. Manooj Mistry as director of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 784900 | 0 | 0 | 0 | ||
7 | Any other business which may be properly brought before the Annual General Meeting | Abstain | None | 0 | 0 | 784900 | 0 | ||
PTT PUBLIC COMPANY LIMITED | |||||||||
Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Apr-2013 | |||||||
ISIN | TH0646010015 | Vote Deadline Date: | 09-Apr-2013 | ||||||
Agenda | 704321758 | Management | Total Ballot Shares: | 77900 | |||||
Last Vote Date: | 18-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 165395 DUE TO CHANGE IN THE SEQUENCE OF THE DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | To certify the 2012 AGM minutes on April 10, 2012 | For | None | 60700 | 0 | 0 | 0 | ||
4 | To approve the 2012 performance statement and the 2012 financial statement, year-end on December 31, 2012 | For | None | 60700 | 0 | 0 | 0 | ||
5 | To approve 2012 net profit allocation plan and dividend policy | For | None | 60700 | 0 | 0 | 0 | ||
6 | To appoint an auditor and to approve the 2013 audit fees | For | None | 60700 | 0 | 0 | 0 | ||
7 | To approve the 2013 directors' remuneration | For | None | 60700 | 0 | 0 | 0 | ||
8 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Vichet Kasemthongsri | For | None | 60700 | 0 | 0 | 0 | ||
9 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mrs. Benja Louichareon | For | None | 60700 | 0 | 0 | 0 | ||
10 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Waroonthep Watcharaporn | For | None | 60700 | 0 | 0 | 0 | ||
11 | To elect director in replacement for those who retire by rotation in 2013 AGM: Dr. Boonsom Lerdhirunwong | For | None | 60700 | 0 | 0 | 0 | ||
12 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Prasert Bunsumpun | For | None | 60700 | 0 | 0 | 0 | ||
13 | To approve 5 years external fund raising plan (during 2013-2017) | For | None | 60700 | 0 | 0 | 0 | ||
14 | Other matters | Abstain | None | 0 | 0 | 60700 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 22-Apr-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 16-Apr-2013 | ||||||
Agenda | 704311872 | Management | Total Ballot Shares: | 1571120 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/030 7/LTN20130307553.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/030 7/LTN20130307544.pdf | None | None | Non Voting | |||||
2 | To consider and approve the possible exercise of the Call Options | For | None | 218000 | 0 | 0 | 0 | ||
3 | To consider and approve the application of the Loan and the grant of the Guarantee by the Company to its subsidiaries | For | None | 218000 | 0 | 0 | 0 | ||
PT INTERNATIONAL NICKEL INDONESIA TBK | |||||||||
Security: | Y39128148 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-Apr-2013 | |||||||
ISIN | ID1000109309 | Vote Deadline Date: | 18-Apr-2013 | ||||||
Agenda | 704389495 | Management | Total Ballot Shares: | 1133000 | |||||
Last Vote Date: | 16-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | The board of director's report | For | None | 1133000 | 0 | 0 | 0 | ||
2 | The board of commissioner's report | For | None | 1133000 | 0 | 0 | 0 | ||
3 | Approval and ratification of financial report for the year ended 31 December 2012 | For | None | 1133000 | 0 | 0 | 0 | ||
4 | Appropriation of company profits and consideration of dividend for the year ended 31 December 2012 | For | None | 1133000 | 0 | 0 | 0 | ||
5 | Appoint the board of commissioners member | For | None | 1133000 | 0 | 0 | 0 | ||
6 | Appoint the board of directors members | For | None | 1133000 | 0 | 0 | 0 | ||
7 | Approval remuneration for the board of commissioners member | For | None | 1133000 | 0 | 0 | 0 | ||
8 | Approval of delegation of authority by shareholders to the board of commissioners to determine the amount of the board of directors salaries and or other remuneration | For | None | 1133000 | 0 | 0 | 0 | ||
9 | Approval to appoint of independent public accountant to audit company books for book year ended on 31 Dec 2013 | For | None | 1133000 | 0 | 0 | 0 | ||
10 | Other agenda that may be discussed in the meeting | Abstain | None | 0 | 0 | 1133000 | 0 | ||
ELECTRICITY GENERATING PUBLIC CO LTD | |||||||||
Security: | Y22834116 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-Apr-2013 | |||||||
ISIN | TH0465010013 | Vote Deadline Date: | 22-Apr-2013 | ||||||
Agenda | 704310743 | Management | Total Ballot Shares: | 137500 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
2 | To consider and approve the minutes of meeting the shareholders' annual general meeting no. 1/2012 held on April 25, 2012 | For | None | 137500 | 0 | 0 | 0 | ||
3 | To consider and acknowledge the company's performance for the year 2012 | For | None | 137500 | 0 | 0 | 0 | ||
4 | To consider and approve the statements of financial position and income statements as at December 31, 2012 | For | None | 137500 | 0 | 0 | 0 | ||
5 | To consider and approve the appropriation of net profit and the payment of dividend | For | None | 137500 | 0 | 0 | 0 | ||
6 | To consider and appointment of the auditors and determine the audit fee | For | None | 137500 | 0 | 0 | 0 | ||
7 | To consider the election of director to replace retiring directors: Pol. Gen. Pensiri Prapawat | For | None | 137500 | 0 | 0 | 0 | ||
8 | To consider the election of director to replace retiring directors: Mr. Sahust Pratunukul | For | None | 137500 | 0 | 0 | 0 | ||
9 | To consider the election of director to replace retiring directors: Mr. Surasak Supavitipatana | For | None | 137500 | 0 | 0 | 0 | ||
10 | To consider the election of director to replace retiring directors: Mr. Pithsanu Tongveerakul | For | None | 137500 | 0 | 0 | 0 | ||
11 | To consider the election of director to replace retiring directors: Mr. Hideo Kuramochi | For | None | 137500 | 0 | 0 | 0 | ||
12 | To consider and determination of the directors' remuneration | For | None | 137500 | 0 | 0 | 0 | ||
13 | To consider other matters (if any) | Abstain | None | 0 | 0 | 137500 | 0 | ||
GLOW ENERGY PUBLIC CO LTD | |||||||||
Security: | Y27290124 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 26-Apr-2013 | |||||||
ISIN | TH0834010017 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 704381071 | Management | Total Ballot Shares: | 407100 | |||||
Last Vote Date: | 10-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 175837 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | To consider and approve minutes of 2012 annual general meeting of shareholders which was held on Friday 27 April 2012 | For | None | 347000 | 0 | 0 | 0 | ||
4 | To acknowledge the company's operation result for the fiscal year 2012 | For | None | 347000 | 0 | 0 | 0 | ||
5 | To consider and approve the company's financial statements for the year ended 31 December 2012 | For | None | 347000 | 0 | 0 | 0 | ||
6 | To consider and approve allocation of profits derived from operational results for the year 2012, legal reserve and dividend payment | For | None | 347000 | 0 | 0 | 0 | ||
7 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Kovit Poshyananda | For | None | 347000 | 0 | 0 | 0 | ||
8 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Willem Van Twembeke | For | None | 347000 | 0 | 0 | 0 | ||
9 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Geert Peeters | For | None | 347000 | 0 | 0 | 0 | ||
10 | To consider and approve appointment of new independent director and proceed on filing the amendment of list of directors with ministry of commerce | For | None | 347000 | 0 | 0 | 0 | ||
11 | To consider and approve remuneration and meeting allowance for the directors and meeting allowance for the audit committee for the year 2013 | For | None | 347000 | 0 | 0 | 0 | ||
12 | To consider and approve appointment of the auditor for the fiscal year ending 31 December 2013 and to fix remuneration | For | None | 347000 | 0 | 0 | 0 | ||
13 | To consider other businesses (if any) | Abstain | None | 0 | 0 | 347000 | 0 | ||
KINGBOARD CHEMICAL HOLDINGS LTD | |||||||||
Security: | G52562140 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-May-2013 | |||||||
ISIN | KYG525621408 | Vote Deadline Date: | 01-May-2013 | ||||||
Agenda | 704370422 | Management | Total Ballot Shares: | 1126000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 1/LTN20130401110.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 1/LTN20130401100.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2012 | For | None | 186000 | 0 | 0 | 0 | ||
4 | To declare a final dividend | For | None | 186000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Cheung Kwong Kwan as executive director of the Company | For | None | 186000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Chang Wing Yiu as executive director of the Company | For | None | 186000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Ho Yin Sang as executive director of the Company | For | None | 186000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Mok Cham Hung, Chadwick as executive director of the Company | For | None | 186000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors of the Company to fix the directors' remuneration | For | None | 186000 | 0 | 0 | 0 | ||
10 | To re-appoint auditors and to authorise the board of directors to fix their remuneration | For | None | 186000 | 0 | 0 | 0 | ||
11 | THAT: (a) subject to paragraph (c) of this Resolution, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or | For | None | 0 | 186000 | 0 | 0 | ||
similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) of this Resolution shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end CONTD | |||||||||
12 | CONTD of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval given in paragraph (a) of this Resolution, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of Shares or rights to acquire Shares; or (iv) any scrip dividend or similar arrangement providing for the allotment of CONTD | None | None | Non Voting | |||||
13 | CONTD Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) CONTD | None | None | Non Voting | |||||
14 | CONTD the expiration of the period within which the next annual general meeting of the Company is required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting; and "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register of members of the Company on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having CONTD | None | None | Non Voting | |||||
15 | CONTD regard to any restrictions or obligations under the laws of, or the requirements of any recognised regulatory body or stock exchange in any territory outside Hong Kong) | None | None | Non Voting | |||||
16 | THAT: (a) subject to paragraph (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of Hong Kong Limited ("Stock Exchange") or on any other stock exchange on which the securities of the Company may be listed and recognised for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on Share Repurchases and, subject to and in accordance with all applicable laws and regulations, be and is hereby generally and unconditionally approved; (b) the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall CONTD | For | None | 186000 | 0 | 0 | 0 | ||
17 | CONTD not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution and the approval granted under paragraph (a) of this Resolution shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and | None | None | Non Voting | |||||
which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is CONTD | |||||||||
18 | CONTD required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting | None | None | Non Voting | |||||
19 | THAT conditional upon the passing of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant to Resolution numbered 5A above be and is hereby extended by the addition to the aggregate nominal amount of the Shares of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution numbered 5B above, provided that such amount shall not exceed 10 per cent. of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution | For | None | 0 | 186000 | 0 | 0 | ||
20 | THAT subject to and conditional upon The Stock Exchange of Hong Kong Limited granting and agreeing to grant listing of and permission to deal in the Bonus Shares (as defined below): (A) upon the recommendation of the Directors, such amount standing to the credit of the share premium account of the Company be capitalized and the Directors be and are hereby authorized to apply such amount in paying up in full at par such number of new shares of HKD 0.10 each in the capital of the Company ("Bonus Shares") on the basis of two Bonus Shares for every ten existing issued ordinary shares of HKD 0.10 each in the capital of the Company on the Record Date (as defined below), and the Directors be authorised to allot, issue and distribute the Bonus Shares, which shall be credited as fully paid, to the members of the Company whose CONTD | For | None | 186000 | 0 | 0 | 0 | ||
21 | CONTD names appear in the register of members of the Company in Hong Kong as at the close of business on 14 May 2013 ("Record Date"), other than those members ("Excepted Shareholders") whose addresses as shown in the register of members of the Company at the close of business on the Record Date are in jurisdiction outside Hong Kong and in respect of whom the Directors consider the exclusion from the Bonus Issue (as defined below) to be necessary or expedient in accordance with the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and the Memorandum and Articles of Association of the Company, on the basis of two Bonus Shares for every ten existing issued ordinary shares of HK0.10 each in the capital of the Company then held by them respectively ("Bonus Issue"), and the Directors be CONTD | None | None | Non Voting | |||||
22 | CONTD authorised to settle, as they consider appropriate, any difficulty in regard to any distribution of the Bonus Shares; (B) the Bonus Shares to be allotted and issued pursuant to this resolution shall, subject to the Memorandum and Articles of Association of the Company, rank pari passu in all respects with the existing issued ordinary shares of HKD 0.10 each in the capital of the Company, except that they shall not be eligible for the Bonus Issue mentioned in this resolution and the final dividend for the year ended 31 December 2012; (C) the Directors be and are hereby authorised to arrange for the Bonus Shares which would otherwise have been issued to the Excepted Shareholders, if any, to be sold in the market as soon as practicable after dealing in the Bonus Shares commences, and distribute the net proceeds of sale CONTD | None | None | Non Voting | |||||
23 | CONTD , after deduction of expenses, in Hong Kong dollars to the Excepted Shareholders, if any, pro rata to their respective shareholdings and to post to them the remittances thereof at their own risk, unless the amount to be distributed to any such persons is less than HKD 100, in which case, the Directors be and are hereby authorised to retain such amount for the benefit of the Company; and (D) the Directors be and are hereby authorised to do all acts and things as may be necessary and expedient in connection with the issue of the Bonus Shares | None | None | Non Voting | |||||
DIGI.COM BHD | |||||||||
Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 09-May-2013 | |||||||
ISIN | MYL6947OO005 | Vote Deadline Date: | 03-May-2013 | ||||||
Agenda | 704422980 | Management | Total Ballot Shares: | 547900 | |||||
Last Vote Date: | 29-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To re-elect the following Director who retire under Article 98(A) of the Articles of Association of the Company: Mr. Hakon Bruaset Kjol | For | None | 462000 | 0 | 0 | 0 | ||
2 | To re-elect the following Director who retire under Article 98(A) of the Articles of Association of the Company: Dato' Ab. Halim bin Mohyiddin | For | None | 462000 | 0 | 0 | 0 | ||
3 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Tore Johnsen | For | None | 462000 | 0 | 0 | 0 | ||
4 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Morten Karlsen Sorby | For | None | 462000 | 0 | 0 | 0 | ||
5 | To approve the Directors' Allowances of RM540,000 for the financial year ended 31 December 2012 | For | None | 462000 | 0 | 0 | 0 | ||
6 | To re-appoint Messrs Ernst & Young as Auditors of the Company and to authorise the Directors to fix their remuneration | For | None | 462000 | 0 | 0 | 0 | ||
7 | Proposed Renewal of Existing Shareholders' Mandate For Recurrent Related Party Transactions of a Revenue or Trading Nature and New Mandate For Additional Recurrent Related Party Transactions of a Revenue or Trading Nature to be entered with Telenor ASA ("Telenor") and Persons Connected with Telenor | For | None | 462000 | 0 | 0 | 0 | ||
8 | Authority for Dato' Ab. Halim Bin Mohyiddin to continue in office as Independent Non-Executive Director | For | None | 462000 | 0 | 0 | 0 | ||
9 | Proposed Amendments to the Articles of Association | For | None | 462000 | 0 | 0 | 0 | ||
10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
SOHO CHINA LTD | |||||||||
Security: | G82600100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-May-2013 | |||||||
ISIN | KYG826001003 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704410327 | Management | Total Ballot Shares: | 10898000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412391.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412349.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2012 | For | None | 1099000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 1099000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Yin Jie as a director of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Pan Shiyi as a director of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Cha Mou Zing Victor as a director of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
8 | To re-elect Ms. Tong Ching Mau as a director of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
10 | To appoint PricewaterhouseCoopers as auditors of the Company and authorise the board of directors to fix their remuneration | For | None | 1099000 | 0 | 0 | 0 | ||
11 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20 per cent of the issued share capital of the Company | For | None | 0 | 1099000 | 0 | 0 | ||
12 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10 per cent of the issued share capital of the Company | For | None | 1099000 | 0 | 0 | 0 | ||
13 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 9(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 9(B) | For | None | 0 | 1099000 | 0 | 0 | ||
SHENZHEN EXPRESSWAY CO LTD | |||||||||
Security: | Y7741B107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE100000478 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704354579 | Management | Total Ballot Shares: | 4502000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327906.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327894.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327876.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors for the year 2012 | For | None | 968000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee for the year 2012 | For | None | 968000 | 0 | 0 | 0 | ||
4 | To consider and approve the audited accounts for the year 2012 | For | None | 968000 | 0 | 0 | 0 | ||
5 | To consider and approve the proposed distribution scheme of profits for the year 2012 (including declaration of final dividend) | For | None | 968000 | 0 | 0 | 0 | ||
6 | To consider and approve the budget report for the year 2013 | For | None | 968000 | 0 | 0 | 0 | ||
7 | To consider and approve that PricewaterhouseCoopers Zhong Tian CPAs Company Limited be re-appointed as the auditors of the Company for 2013 | For | None | 968000 | 0 | 0 | 0 | ||
8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | None | 0 | 968000 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704424453 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 03-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325492.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325481.pdf | None | None | Non Voting | |||||
2 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares" | For | None | 298800 | 0 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704436915 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325462.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325455.pdf | None | None | Non Voting | |||||
2 | To consider and approve the working report of the board of directors of the Company for the year ended 31 December 2012 | For | None | 298800 | 0 | 0 | 0 | ||
3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2012 | For | None | 298800 | 0 | 0 | 0 | ||
4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2012 | For | None | 298800 | 0 | 0 | 0 | ||
5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2012 and to authorize the Board to distribute an aggregate cash dividend of RMB 1.7706 billion (tax inclusive), equivalent to RMB 0.36 (tax inclusive) per Share to the Shareholders | For | None | 298800 | 0 | 0 | 0 | ||
6 | To consider and approve the remuneration of the Directors and supervisors of the Company for the year ending 31 December 2013 | For | None | 298800 | 0 | 0 | 0 | ||
7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of Directors, supervisors and senior officers | For | None | 298800 | 0 | 0 | 0 | ||
8 | To consider and approve the "Proposal in relation to the re-appointment and remuneration of external auditing firms for the year 2013 | For | None | 298800 | 0 | 0 | 0 | ||
9 | To consider and approve the amendments to the Articles of Association in relation to the provisions regarding profit Distribution | For | None | 298800 | 0 | 0 | 0 | ||
10 | To consider and approve the amendments to the Articles of Association, the Rules of Procedures for Shareholders' General Meeting and the Rules of Procedures for the Board in relation to the decision-making procedures for approving the mutual provision of loans among overseas subsidiaries | For | None | 298800 | 0 | 0 | 0 | ||
11 | To consider and approve the "Proposal to authorize the Company to carry out domestic and overseas financing Activities | For | None | 298800 | 0 | 0 | 0 | ||
12 | To consider and approve the "Proposal for the provision of guarantees to the Company's wholly- owned subsidiaries | For | None | 298800 | 0 | 0 | 0 | ||
13 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to issue H Shares | For | None | 0 | 298800 | 0 | 0 | ||
14 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares | For | None | 298800 | 0 | 0 | 0 | ||
KUNLUN ENERGY COMPANY LTD | |||||||||
Security: | G5320C108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 20-May-2013 | |||||||
ISIN | BMG5320C1082 | Vote Deadline Date: | 14-May-2013 | ||||||
Agenda | 704455965 | Management | Total Ballot Shares: | 3768000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 9/LTN20130409284.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 9/LTN20130409243.pdf | None | None | Non Voting | |||||
3 | To receive, consider and adopt the audited Financial Statement and the Reports of the Directors and Auditors for the year ended 31 December 2012 | For | None | 548000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HK23 cents per ordinary share of the Company | For | None | 548000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Zhang Bowen as an executive director of the Company | For | None | 548000 | 0 | 0 | 0 | ||
6 | To re-elect Dr. Liu Xiao Feng (who has served the Company for nine years) as an independent non- executive director of the Company | For | None | 548000 | 0 | 0 | 0 | ||
7 | To authorise the directors of the Company to fix the remuneration of the directors of the Company for the year ending 31 December 2013 | For | None | 548000 | 0 | 0 | 0 | ||
8 | To appoint KPMG as the auditor of the Company for the ensuing year and to authorise the directors of the Company to fix their remuneration | For | None | 548000 | 0 | 0 | 0 | ||
9 | To approve the share issue mandate (ordinary resolution no. 5 of the notice convening the Meeting) | For | None | 0 | 548000 | 0 | 0 | ||
10 | To approve the share repurchase mandate (ordinary resolution no. 6 of the notice convening the Meeting) | For | None | 548000 | 0 | 0 | 0 | ||
11 | To approve extension of the share issue mandate under ordinary resolution no. 5 by the number of shares repurchased under ordinary resolution no. 6 (ordinary resolution no. 7 of the notice convening the Meeting) | For | None | 0 | 548000 | 0 | 0 | ||
12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 17 MAY 2013 TO 14 MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
TPK HOLDING CO LTD | |||||||||
Security: | G89843109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 22-May-2013 | |||||||
ISIN | KYG898431096 | Vote Deadline Date: | 16-May-2013 | ||||||
Agenda | 704480881 | Management | Total Ballot Shares: | 52000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 183808 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The adoption of IFRS for the adjustment of profit distribution | None | None | Non Voting | |||||
6 | The status of the local unsecured convertible corporate bonds | None | None | Non Voting | |||||
7 | The revision to the rules of the board meeting | None | None | Non Voting | |||||
8 | The 2012 business reports and financial statements | For | None | 44000 | 0 | 0 | 0 | ||
9 | The 2012 profit distribution | For | None | 44000 | 0 | 0 | 0 | ||
10 | The revision to the articles of incorporation | For | None | 44000 | 0 | 0 | 0 | ||
11 | The revision to the procedures of monetary loans | For | None | 44000 | 0 | 0 | 0 | ||
12 | The revision to the procedures of endorsement and guarantee | For | None | 44000 | 0 | 0 | 0 | ||
13 | The election of the director: Name: Chao-Juei Chiang/Shareholder No.:5 | For | None | 44000 | 0 | 0 | 0 | ||
14 | The election of the director: Name: Max Gain management Limited/Shareholder No.: 1 Representative: Heng-Yao Chang | For | None | 44000 | 0 | 0 | 0 | ||
15 | The election of the director: Name: Capable Way Investments Limited / Shareholder No.: 2 Representative: Kuan-Chao Lin | For | None | 44000 | 0 | 0 | 0 | ||
16 | The election of the director: Name: High Focus Holdings Limited/Shareholder No.: 3 Representative: Ta-Min Sun | For | None | 44000 | 0 | 0 | 0 | ||
17 | The election of the director: Name: Panshi Company limited/Shareholder No.: 32618 Representative: Shih-Ming Liu | For | None | 44000 | 0 | 0 | 0 | ||
18 | The election of the director: Name: Foster Chiang / Id No.: AC03470XXX | For | None | 44000 | 0 | 0 | 0 | ||
19 | The election of the independent director: Name: Horng-Yan Chang / Id No.: K101243XXX | For | None | 44000 | 0 | 0 | 0 | ||
20 | The election of the independent director: Name: Ming-Jeng Weng / Shareholder No.: 12333 | For | None | 44000 | 0 | 0 | 0 | ||
21 | The election of the independent director: Name: Fong-Nien Chiang / Id No.: Q120123XXX | For | None | 44000 | 0 | 0 | 0 | ||
22 | The proposal to release non-competition restriction on the directors | For | None | 0 | 44000 | 0 | 0 | ||
23 | Extraordinary motions | Abstain | None | 0 | 0 | 44000 | 0 | ||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | |||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-May-2013 | |||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 20-May-2013 | ||||||
Agenda | 704414539 | Management | Total Ballot Shares: | 372000 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412491.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412477.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited consolidated Financial Statements, the Report of the Directors and the Independent Auditor's Report for the year ended 31st December, 2012 | For | None | 58000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HK50.8 cents per share for the year ended 31st December, 2012 | For | None | 58000 | 0 | 0 | 0 | ||
5 | To re-elect Ms. Ingrid Chunyuan Wu as Non- Executive Director | For | None | 58000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Koh Boon Hwee as Independent Non-Executive Director | For | None | 58000 | 0 | 0 | 0 | ||
7 | To re-elect Ms. Chang Carmen I-Hua as Independent Non-Executive Director | For | None | 58000 | 0 | 0 | 0 | ||
8 | To authorize the Board of Directors to fix the Directors remuneration | For | None | 58000 | 0 | 0 | 0 | ||
9 | To re-appoint Messrs. Deloitte Touche Tohmatsu as auditors of the Company and authorise the Board of Directors to fix their remuneration | For | None | 58000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to issue shares (ordinary resolution set out in item 5 of the notice of annual general meeting) | For | None | 0 | 58000 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to repurchase shares (ordinary resolution set out in item 6 of the notice of annual general meeting) | For | None | 58000 | 0 | 0 | 0 | ||
12 | To extend the general mandate to issue new shares by addition thereto the shares repurchased by the Company (ordinary resolution set out in item 7 of the notice of annual general meeting) | For | None | 0 | 58000 | 0 | 0 | ||
PETROCHINA CO LTD, BEIJING | |||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-May-2013 | |||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 704451094 | Management | Total Ballot Shares: | 7187000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 174630 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021116.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021152.pdf | None | None | Non Voting | |||||
3 | To consider and approve the Report of the Board of Directors of the Company for the year 2012 | For | None | 668000 | 0 | 0 | 0 | ||
4 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2012 | For | None | 668000 | 0 | 0 | 0 | ||
5 | To consider and approve the Audited Financial Statements of the Company for the year 2012 | For | None | 668000 | 0 | 0 | 0 | ||
6 | To consider and approve the declaration and payment of the final dividend for the year ended 31 December 2012 in the amount and in the manner recommended by the Board of Directors | For | None | 668000 | 0 | 0 | 0 | ||
7 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2013 | For | None | 668000 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of KPMG Huazhen and KPMG as the domestic and international auditors of the Company, respectively, for the year 2013 and to authorise the Board of Directors to determine their remuneration | For | None | 668000 | 0 | 0 | 0 | ||
9 | To consider and approve the election of Mr. Li Qingyi as the Supervisor of the Company | For | None | 668000 | 0 | 0 | 0 | ||
10 | To consider and approve the election of Mr. Fan Fuchun as the independent Supervisor of the Company | For | None | 668000 | 0 | 0 | 0 | ||
11 | To consider and approve, by way of special resolution, certain amendments to the articles of association of the Company: article 10, 162 | For | None | 668000 | 0 | 0 | 0 | ||
12 | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to determine and handle the issue of debt financing instruments of the Company with the outstanding balance amount of up to RMB100 billion, upon such terms and conditions to be determined by the Board of Directors | For | None | 668000 | 0 | 0 | 0 | ||
13 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue | For | None | 668000 | 0 | 0 | 0 | ||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 21-May-2013 | ||||||
Agenda | 704471945 | Management | Total Ballot Shares: | 3897000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 8/LTN20130408011.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 8/LTN20130408005.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||
3 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2012 | For | None | 419000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 419000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Yang Hua as a Non-executive Director of the Company | For | None | 419000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Zhou Shouwei as a Non-executive Director of the Company | For | None | 419000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Chiu Sung Hong as an Independent Non-executive Director of the Company | For | None | 419000 | 0 | 0 | 0 | ||
8 | To authorise the Board of Directors to fix the remuneration of each of the Directors | For | None | 419000 | 0 | 0 | 0 | ||
9 | To appoint Deloitte Touche Tohmatsu as the Company and its subsidiaries' independent auditors and to authorise the Board of Directors to fix their remuneration | For | None | 419000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 419000 | 0 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 0 | 419000 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 0 | 419000 | 0 | 0 | ||
DONGFANG ELECTRIC CORPORATION LTD | |||||||||
Security: | Y20958107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | CNE100000304 | Vote Deadline Date: | 17-May-2013 | ||||||
Agenda | 704376133 | Management | Total Ballot Shares: | 1870000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021733.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021717.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors (the "Board") of the Company for the year ended 31 December 2012 | For | None | 248000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee (the "Supervisory Committee") of the Company for the year ended 31 December 2012 | For | None | 248000 | 0 | 0 | 0 | ||
4 | To consider and approve the proposal for the distribution of profits after tax for the year ended 31 December 2012, including the proposal for the declaration and payment of final dividend for the year ended 31 December 2012 | For | None | 248000 | 0 | 0 | 0 | ||
5 | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the year ended 31 December 2012 | For | None | 248000 | 0 | 0 | 0 | ||
6 | To consider and approve the re-appointment of ShineWing Certified Public Accountants (Special General Partnership) as the auditors of the Company auditing the Company's financial statements for the year 2013 and authorize the Board to determine its remuneration | For | None | 248000 | 0 | 0 | 0 | ||
7 | To grant a general mandate to the directors of the Company to allot and issue new shares | For | None | 0 | 248000 | 0 | 0 | ||
HSBC HOLDINGS PLC, LONDON | |||||||||
Security: | G4634U169 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | GB0005405286 | Vote Deadline Date: | 17-May-2013 | ||||||
Agenda | 704375080 | Management | Total Ballot Shares: | 522757 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021682.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021651.pdf | None | None | Non Voting | |||||
2 | To receive the Annual Report and Accounts 2012 | For | None | 71266 | 0 | 0 | 0 | ||
3 | To approve the Directors' Remuneration Report for 2012 | For | None | 71266 | 0 | 0 | 0 | ||
4 | To re-elect S A Catz a Director | For | None | 71266 | 0 | 0 | 0 | ||
5 | To re-elect L M L Cha a Director | For | None | 71266 | 0 | 0 | 0 | ||
6 | To re-elect M K T Cheung a Director | For | None | 71266 | 0 | 0 | 0 | ||
7 | To elect J B Comey a Director | For | None | 71266 | 0 | 0 | 0 | ||
8 | To re-elect J D Coombe a Director | For | None | 71266 | 0 | 0 | 0 | ||
9 | To re-elect J Faber a Director | For | None | 71266 | 0 | 0 | 0 | ||
10 | To re-elect R A Fairhead a Director | For | None | 71266 | 0 | 0 | 0 | ||
11 | To elect R Fassbind a Director | For | None | 71266 | 0 | 0 | 0 | ||
12 | To re-elect D J Flint a Director | For | None | 71266 | 0 | 0 | 0 | ||
13 | To re-elect S T Gulliver a Director | For | None | 71266 | 0 | 0 | 0 | ||
14 | To re-elect J W J Hughes-Hallett a Director | For | None | 71266 | 0 | 0 | 0 | ||
15 | To re-elect W S H Laidlaw a Director | For | None | 71266 | 0 | 0 | 0 | ||
16 | To re-elect J P Lipsky a Director | For | None | 71266 | 0 | 0 | 0 | ||
17 | To re-elect J R Lomax a Director | For | None | 71266 | 0 | 0 | 0 | ||
18 | To re-elect I J Mackay a Director | For | None | 71266 | 0 | 0 | 0 | ||
19 | To re-elect Sir Simon Robertson a Director | For | None | 71266 | 0 | 0 | 0 | ||
20 | To re-elect J L Thornton a Director | For | None | 71266 | 0 | 0 | 0 | ||
21 | To reappoint the Auditor at remuneration to be determined by the Group Audit Committee: KPMG Audit Plc | For | None | 71266 | 0 | 0 | 0 | ||
22 | To authorise the Directors to allot shares | For | None | 0 | 71266 | 0 | 0 | ||
23 | To disapply pre-emption rights | For | None | 0 | 71266 | 0 | 0 | ||
24 | To authorise the Company to purchase its own ordinary shares | For | None | 71266 | 0 | 0 | 0 | ||
25 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | None | 71266 | 0 | 0 | 0 | ||
26 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTIONS 6, 8, COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
ANHUI CONCH CEMENT CO LTD | |||||||||
Security: | Y01373102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 22-May-2013 | ||||||
Agenda | 704462352 | Management | Total Ballot Shares: | 1164000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 1/LTN20130411219.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 1/LTN20130411184.pdf | None | None | Non Voting | |||||
3 | To approve the report of the board of directors (the "Board") for the year ended 31 December 2012 | For | None | 171000 | 0 | 0 | 0 | ||
4 | To approve the report of the supervisory committee for the year ended 31 December 2012 | For | None | 171000 | 0 | 0 | 0 | ||
5 | To approve the audited financial reports prepared in accordance with the PRC accounting standards and International Financial Reporting Standards respectively for the year ended 31 December 2012 | For | None | 171000 | 0 | 0 | 0 | ||
6 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Guo Wensan as an executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
7 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Guo Jingbin as an executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
8 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Ji Qinying as an executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
9 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Ms Zhang Mingjing as an executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
10 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Zhou Bo as an executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
11 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Fang Jinwen as an independent non-executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
12 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Wong Kun Kau as an independent non-executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
13 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Tai Kwok Leung as an independent non-executive director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
14 | To approve and vote on the resolution regarding the election of the following candidate as the supervisors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each supervisor of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Wang Jun as a supervisor of the Supervisory Committee of the Company | For | None | 171000 | 0 | 0 | 0 | ||
15 | To approve and vote on the resolution regarding the election of the following candidate as the supervisors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each supervisor of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Zhu Yuming as a supervisor of the Supervisory Committee of the Company | For | None | 171000 | 0 | 0 | 0 | ||
16 | To approve the reappointment of KPMG Huazhen Certified Public Accountants (Special General Partnership) and KPMG Certified Public Accountants as the PRC auditors and international auditors of the Company respectively, and to authorise the Board to determine the remuneration of the auditors based on the amount of auditing work as required by the Company's scale of operation were considered and approved | For | None | 171000 | 0 | 0 | 0 | ||
17 | To approve the Company's profit distribution proposal for the year 2012 | For | None | 171000 | 0 | 0 | 0 | ||
18 | To approve the grant of a mandate to the Board to exercise the power to allot and issue new shares | For | None | 0 | 171000 | 0 | 0 | ||
CHINA MOBILE LIMITED, HONG KONG | |||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-May-2013 | |||||||
ISIN | HK0941009539 | Vote Deadline Date: | 27-May-2013 | ||||||
Agenda | 704353008 | Management | Total Ballot Shares: | 557500 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327435.PDF AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327425.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2012 | For | None | 65500 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 65500 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Li Yue as director of the Company | For | None | 65500 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Xue Taohai as director of the Company | For | None | 65500 | 0 | 0 | 0 | ||
7 | To re-elect Madam Huang Wenlin as director of the Company | For | None | 65500 | 0 | 0 | 0 | ||
8 | To appoint Messrs. PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited (to be renamed as PricewaterhouseCoopers Zhong Tian LLP) as the auditors of the Company and its subsidiaries for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors of the Company to fix their remuneration | For | None | 65500 | 0 | 0 | 0 | ||
9 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | None | 65500 | 0 | 0 | 0 | ||
10 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | None | 0 | 65500 | 0 | 0 | ||
11 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | None | 0 | 65500 | 0 | 0 | ||
CHINA LIANSU GROUP HOLDINGS LTD, CAYMAN ISLANDS | |||||||||
Security: | G2159F104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 31-May-2013 | |||||||
ISIN | KYG2159F1046 | Vote Deadline Date: | 28-May-2013 | ||||||
Agenda | 704461956 | Management | Total Ballot Shares: | 6878000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN20130425405.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN20130425457.pdf | None | None | Non Voting | |||||
3 | To adopt the audited financial statements and together with the directors' report and the independent auditors' report of the Company for the year ended 31 December 2012 | For | None | 1084000 | 0 | 0 | 0 | ||
4 | To declare a final dividend in respect of the year ended 31 December 2012 | For | None | 1084000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Wong Luen Hei as director | For | None | 1084000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Kong Zhaocong as director | For | None | 1084000 | 0 | 0 | 0 | ||
7 | To re-elect Dr. Bai Chongen as director | For | None | 1084000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Fung Pui Cheung as director | For | None | 1084000 | 0 | 0 | 0 | ||
9 | To re-elect Mr. Cheung Man Yu as director | For | None | 1084000 | 0 | 0 | 0 | ||
10 | To re-elect Mr. Gao Lixin as director | For | None | 1084000 | 0 | 0 | 0 | ||
11 | To re-elect Mr. Wong Kwok Ho Jonathan as director | For | None | 1084000 | 0 | 0 | 0 | ||
12 | To authorise the board of directors of the Company to fix the remuneration of the directors | For | None | 1084000 | 0 | 0 | 0 | ||
13 | To re-appoint Ernst & Young as independent auditor of the Company and authorise the board of directors of the Company to fix its remuneration | For | None | 1084000 | 0 | 0 | 0 | ||
14 | That: (a) subject to paragraph (c) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and otherwise deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) above shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end of the Relevant CONTD | For | None | 0 | 1084000 | 0 | 0 | ||
15 | CONTD Period; (c) the aggregate nominal value of the share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval in paragraph (a) above, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any options granted under any option scheme or similar arrangement for the time being adopted for the grant or issue to eligible persons of Shares or right to acquire Shares; and (iv) any scrip dividend or similar arrangements providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance CONTD | None | None | Non Voting | |||||
16 | CONTD with the articles of association of the Company; shall not exceed 20% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the | None | None | Non Voting | |||||
Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of CONTD | |||||||||
17 | CONTD the Company is required by law or the articles of association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting; "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements, or having regard to any restrictions or obligations under the laws of, or the requirements of, any recognised regulatory body or any stock exchange in any CONTD | None | None | Non Voting | |||||
18 | CONTD territory outside Hong Kong | None | None | Non Voting | |||||
19 | That: (a) subject to paragraph (b) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase the shares of the Company ("Shares") on The Stock Exchange of Hong Kong Limited or on any other stock exchange on which the Shares may be listed and recognised for this purpose by the Securities and Futures Commission and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases, and subject to and in accordance with all applicable laws and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, be and is hereby generally and unconditionally approved; (b) the aggregate nominal value of Shares which may be repurchased pursuant to the approval in paragraph (a) above CONTD | For | None | 1084000 | 0 | 0 | 0 | ||
20 | CONTD shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution, "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by law or the articles of CONTD | None | None | Non Voting | |||||
21 | CONTD association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting | None | None | Non Voting | |||||
22 | That conditional upon the passing of Resolutions 5A and 5B as set out in the notice of this meeting, the general mandate granted to the directors of the Company ("Directors") to exercise the powers of the Company to allot, issue and otherwise deal with shares of the Company pursuant to Resolution 5A above be and is hereby extended by the addition to the aggregate nominal value of the share capital of the Company which may be allotted by the Directors pursuant to such general mandate an amount representing the aggregate nominal value of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution | For | None | 0 | 1084000 | 0 | 0 | ||
23 | That subject to the approval of the Registrar of Companies in the Cayman Islands, the name of the Company be changed from 'China Liansu Group Holdings Limited (as specified) to 'China Lesso Group Holdings Limited (as specified) with immediate effect, and the directors of the Company be and are hereby authorised to take such actions and to sign and execute such documents as they may consider necessary or expedient to give effect to the foregoing and to attend to any necessary registration and/or filing for and on behalf of the Company | For | None | 1084000 | 0 | 0 | 0 | ||
GALAXY ENTERTAINMENT GROUP LTD | |||||||||
Security: | Y2679D118 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 03-Jun-2013 | |||||||
ISIN | HK0027032686 | Vote Deadline Date: | 29-May-2013 | ||||||
Agenda | 704457072 | Management | Total Ballot Shares: | 1026000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0424/LTN20130424211.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424207.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and reports of the Directors and Auditor for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
4 | To re-elect Mr. Joseph Chee Ying Keung as a Director | For | None | 156000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. James Ross Ancell as a Director | For | None | 156000 | 0 | 0 | 0 | ||
6 | To authorise the Directors to fix the Directors' remuneration | For | None | 156000 | 0 | 0 | 0 | ||
7 | To re-appoint Auditor and authorise the Directors to fix the Auditor's remuneration | For | None | 156000 | 0 | 0 | 0 | ||
8 | To give a general mandate to the Directors to purchase shares of the Company | For | None | 156000 | 0 | 0 | 0 | ||
9 | To give a general mandate to the Directors to issue additional shares of the Company | For | None | 0 | 156000 | 0 | 0 | ||
10 | To extend the general mandate as approved under 4.2 | For | None | 0 | 156000 | 0 | 0 | ||
NOVATEK MICROELECTRONICS CORP | |||||||||
Security: | Y64153102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Jun-2013 | |||||||
ISIN | TW0003034005 | Vote Deadline Date: | 05-Jun-2013 | ||||||
Agenda | 704512789 | Management | Total Ballot Shares: | 270000 | |||||
Last Vote Date: | 04-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE' | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The adoption of IFRS for the adjustment of profit distribution and special reserve | None | None | Non Voting | |||||
6 | The 2012 business reports and financial statements | For | None | 223000 | 0 | 0 | 0 | ||
7 | The 2012 profit distribution. proposed cash dividend: TWD5.6 per share | For | None | 223000 | 0 | 0 | 0 | ||
8 | The revision to the articles of incorporation | For | None | 0 | 0 | 223000 | 0 | ||
9 | The revision to the procedures of endorsement and guarantee | For | None | 0 | 0 | 223000 | 0 | ||
10 | The revision to the procedures of monetary loans | For | None | 0 | 0 | 223000 | 0 | ||
11 | The election of one director: UMC / Shareholder No.1 | For | None | 0 | 0 | 223000 | 0 | ||
12 | The proposal to release non-competition restriction on the directors | For | None | 0 | 223000 | 0 | 0 | ||
13 | Extraordinary motions | Abstain | None | 0 | 0 | 223000 | 0 | ||
14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAME IN RESOLUTION B.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | |||||||||
Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Jun-2013 | |||||||
ISIN | TW0002330008 | Vote Deadline Date: | 03-Jun-2013 | ||||||
Agenda | 704561251 | Management | Total Ballot Shares: | 519000 | |||||
Last Vote Date: | 03-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 159010 DUE TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The status of the local corporate bonds | None | None | Non Voting | |||||
6 | The 2012 business reports and financial statements | For | None | 449000 | 0 | 0 | 0 | ||
7 | The 2012 profit distribution. proposed cash dividend: TWD3 per share | For | None | 449000 | 0 | 0 | 0 | ||
8 | The revision to the procedures of asset acquisition or disposal, monetary loans, endorsement and guarantee | For | None | 449000 | 0 | 0 | 0 | ||
SHIN ZU SHING CO LTD | |||||||||
Security: | Y7755T101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 13-Jun-2013 | |||||||
ISIN | TW0003376000 | Vote Deadline Date: | 06-Jun-2013 | ||||||
Agenda | 704510076 | Management | Total Ballot Shares: | 2 | |||||
Last Vote Date: | 03-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
2 | The 2012 business operations | None | None | Non Voting | |||||
3 | The 2012 audited reports | None | None | Non Voting | |||||
4 | The status of acquisition or disposal of assets | None | None | Non Voting | |||||
5 | The status of the local secured and unsecured convertible corporate bonds | None | None | Non Voting | |||||
6 | The adoption of IFRS for the adjustment of profit distribution and special reserve | None | None | Non Voting | |||||
7 | The 2012 business reports and financial statements | For | None | 2 | 0 | 0 | 0 | ||
8 | The 2012 profit distribution. proposed cash dividend: TWD4.5 per share | For | None | 2 | 0 | 0 | 0 | ||
9 | The revision to the articles of incorporation | For | None | 2 | 0 | 0 | 0 | ||
10 | The election of the director and supervisor: Cheng Chih Fa as independent director | For | None | 2 | 0 | 0 | 0 | ||
11 | The election of the director and supervisor: Lu Cheng Chung as independent director | For | None | 2 | 0 | 0 | 0 | ||
12 | The proposal to release non-competition restriction on the directors | For | None | 0 | 2 | 0 | 0 | ||
13 | Extraordinary motions | Abstain | None | 0 | 0 | 2 | 0 | ||
JIANGXI COPPER CO LTD | |||||||||
Security: | Y4446C100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-Jun-2013 | |||||||
ISIN | CNE1000003K3 | Vote Deadline Date: | 07-Jun-2013 | ||||||
Agenda | 704460411 | Management | Total Ballot Shares: | 2295000 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN201304251284.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN201304251276.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/052 2/LTN20130522485.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors of the Company (the "Board') for the year of 2012 | For | None | 356000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee of the Company for the year of 2012 | For | None | 356000 | 0 | 0 | 0 | ||
4 | To consider and approve the audited financial statements and the auditors' report of the Company for the year of 2012 | For | None | 356000 | 0 | 0 | 0 | ||
5 | To consider and approve the proposal for distribution of profit of the Company for the year of 2012 | For | None | 356000 | 0 | 0 | 0 | ||
6 | To consider and approve the plan of incentive award fund reserve for senior management for the year of 2012 and to authorise two directors of the Company to form a sub-committee of the directors of the Company to determine the reward for each senior management in accordance therewith | For | None | 0 | 356000 | 0 | 0 | ||
7 | To appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as the Company's domestic and overseas auditors for the year of 2013, respectively and to authorise the Board to determine their remunerations and any one executive director of the Company to enter into the service agreement and any other related documents with Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu | For | None | 356000 | 0 | 0 | 0 | ||
8 | To elect the director of the Company (the "Director"): Long Ziping | For | None | 356000 | 0 | 0 | 0 | ||
9 | To elect the director of the Company (the "Director"): Liu Fangyun | For | None | 356000 | 0 | 0 | 0 | ||
10 | To authorise the Board to enter into service contract and letter of appointment with each of the newly appointed executive Directors subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | None | 356000 | 0 | 0 | 0 | ||
11 | To elect Mr. Hu Qingwen ("Mr. Hu") as a supervisor of the Company | For | None | 356000 | 0 | 0 | 0 | ||
12 | To authorise the supervisory committee of the Company to enter into service contract and letter of appointment with Mr. Hu subject to such terms and conditions as the supervisory committee of the Company shall think fit and to do all such acts and things to give effect to such matters | For | None | 356000 | 0 | 0 | 0 | ||
13 | To give a general mandate to the Board to issue new H shares of not more than 20% of the total H shares in issue as at the date of the annual general meeting | For | None | 0 | 356000 | 0 | 0 | ||
14 | To approve the amendments to the articles of association of the Company: Article 164 and 167 | For | None | 356000 | 0 | 0 | 0 | ||
15 | To approve the adoption of "Jiangxi Copper Company Limited - Dividend Distribution Policy and 3-year Plan For Shareholder's Return | For | None | 356000 | 0 | 0 | 0 | ||
16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE FROM 11 JUNE 2013 TO 14 JUNE 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
ASUSTEK COMPUTER INC | |||||||||
Security: | Y04327105 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 17-Jun-2013 | |||||||
ISIN | TW0002357001 | Vote Deadline Date: | 10-Jun-2013 | ||||||
Agenda | 704507207 | Management | Total Ballot Shares: | 82000 | |||||
Last Vote Date: | 05-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
2 | Business report of 2012 | None | None | Non Voting | |||||
3 | Supervisors' review report of 2012 | None | None | Non Voting | |||||
4 | Report of adjustments of Undistributed earnings & Special reserve when the first adoption of IFRSs | None | None | Non Voting | |||||
5 | To acknowledge the operation and financial reports of 2012 | For | None | 71000 | 0 | 0 | 0 | ||
6 | To acknowledge the appropriation of 2012 earnings | For | None | 71000 | 0 | 0 | 0 | ||
7 | Amendment to Articles 13, 20 and 23 of the Articles of Incorporation | For | None | 71000 | 0 | 0 | 0 | ||
8 | Provisional motion | Abstain | None | 0 | 0 | 71000 | 0 | ||
9 | Adjournment | None | None | Non Voting | |||||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 21-Jun-2013 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 17-Jun-2013 | ||||||
Agenda | 704466792 | Management | Total Ballot Shares: | 1006000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261428.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261424.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | For | None | 173000 | 0 | 0 | 0 | ||
4 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not | None | None | Non Voting | |||||
exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | |||||||||
5 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | None | Non Voting | |||||
6 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2012, the first A shareholders' class meeting in 2013 and the first H shareholders' class meeting in 2013; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | None | None | Non Voting | |||||
7 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 21-Jun-2013 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 17-Jun-2013 | ||||||
Agenda | 704462124 | Management | Total Ballot Shares: | 1006000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0426/LTN201304261416.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261412.pdf | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2012 | For | None | 173000 | 0 | 0 | 0 | ||
4 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2012 | For | None | 173000 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2012 | For | None | 173000 | 0 | 0 | 0 | ||
6 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2012: i.e. final dividend for the year ended 31 December 2012 in the amount of RMB0.96 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB19,094 billion, and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | For | None | 173000 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, to approve the remuneration of the directors and supervisors of the Company for the year ended 31 December 2012: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,950,975.55; aggregate remuneration of the non-executive directors is in the amount of RMB1,350,000, of which the aggregate remuneration of the independent nonexecutive directors is in the amount of RMB1,350,000, the nonexecutive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB2,032,514.92 | For | None | 173000 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, to approve the appointment of Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as the international and PRC auditors respectively of the Company and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang, all being directors of the Company, to determine their 2013 remuneration | For | None | 173000 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, to approve the revision of annual cap under the Current Mutual Coal Supply Agreement for the year ending 31 December 2013 | For | None | 173000 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, to approve the Supplementary Agreement to the Current Financial Services Agreement and the revision of certain annual caps under the Current Financial Services Agreement for the year ending 31 December 2013 | For | None | 173000 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, to approve the Mutual Coal Supply Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | For | None | 173000 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, to approve the Mutual Supplies and Services Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | For | None | 173000 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, to approve the Financial Services Agreement, the proposed annual caps in relation hereto and the transactions contemplated thereunder | For | None | 173000 | 0 | 0 | 0 | ||
14 | To consider and, if thought fit, to approve the change of use of a portion of the proceeds from the A Share offering | For | None | 173000 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the announcement dated 24 August 2012 and the circular dated 9 April 2013 and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | For | None | 173000 | 0 | 0 | 0 | ||
16 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of the number of domestic shares (A shares) and the number of overseas-listed foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to (including but not limited CONTD | For | None | 0 | 173000 | 0 | 0 | ||
17 | CONTD to the following):- (i) formulate and implement detailed issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price (including price range), number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; (ii) approve and execute, on behalf of the | None | None | Non Voting | |||||
Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; (iii) approve and execute, on behalf of the Company, documents related to share issuance for submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; (iv) amend, as required by CONTD | |||||||||
18 | CONTD regulatory authorities within or outside China, agreements and statutory documents referred to in (ii) and (iii) above; (v) engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; (vi) increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following CONTD | None | None | Non Voting | |||||
19 | CONTD the passing of this special resolution at the annual general meeting for 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, except where the board of directors has resolved to issue domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
20 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseaslisted foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of | For | None | 173000 | 0 | 0 | 0 | ||
shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | |||||||||
21 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | None | None | Non Voting | |||||
22 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | None | Non Voting | |||||
23 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2012, the first A shareholders' class meeting in 2013 and the first H shareholders' class meeting in 2013; or | None | None | Non Voting | |||||
(c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | |||||||||
24 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-Jun-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 18-Jun-2013 | ||||||
Agenda | 704498270 | Management | Total Ballot Shares: | 976120 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/050 8/LTN20130508686.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/050 8/LTN20130508678.pdf | None | None | Non Voting | |||||
2 | To consider and approve the Annual Report of the Company for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
3 | To consider and approve the Report of the Board of Directors of the Company for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
4 | To consider and approve the Report of the Supervisory Committee of the Company for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
5 | To consider and receive the audited financial statements of the Company and the Auditors' Report for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
6 | To consider and approve the as specified (final financial report) of the Company for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
7 | To consider and approve the as specified (final budget report) of the Company for the year ending 31 December 2013 | For | None | 156000 | 0 | 0 | 0 | ||
8 | To consider and approve the distribution of profit to the shareholders of the Company for the year ended 31 December 2012 | For | None | 156000 | 0 | 0 | 0 | ||
9 | To consider and approve the appointment of Ernst & Young Hua Ming Certified Public Accountants as specified as the auditors of the Company | For | None | 156000 | 0 | 0 | 0 | ||
10 | To consider and approve the appointment of as specified (Shandong Zheng Yuan Hexin Accountants Limited) as the internal control auditors of the Company | For | None | 156000 | 0 | 0 | 0 | ||
11 | To consider and approve the granting of a mandate to the Board of Directors for payment of interim dividend (if any) to the shareholders of the Company for the year ending 31 December 2013 | For | None | 156000 | 0 | 0 | 0 | ||
12 | To consider and approve the election of Mr. Gordon Riske as an executive Director of the Company for a term from the date of the AGM to 28 June 2015 (both days inclusive) | For | None | 156000 | 0 | 0 | 0 | ||
13 | To consider and approve the New Financial Services Agreement dated 21 March 2013 in respect of the provision of certain financial services to the Group by Shandong Finance and the relevant New Caps | For | None | 156000 | 0 | 0 | 0 | ||
14 | To consider and approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new H Shares | For | None | 0 | 156000 | 0 | 0 | ||
UMW HOLDINGS BHD | |||||||||
Security: | Y90510101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 27-Jun-2013 | |||||||
ISIN | MYL4588OO009 | Vote Deadline Date: | 20-Jun-2013 | ||||||
Agenda | 704577367 | Management | Total Ballot Shares: | 170000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Audited Financial Statements for the year ended 31 December 2012 together with the Reports of the Directors and Auditors thereon | For | None | 170000 | 0 | 0 | 0 | ||
2 | To declare a final single-tier dividend of 25.0 sen per share of RM0.50 each for the year ended 31 December 2012, giving a total gross dividend of 50.0 sen per share of nominal value RM0.50 each for the year | For | None | 170000 | 0 | 0 | 0 | ||
3 | To re-elect Datuk Syed Hisham bin Syed Wazir who is retiring in accordance with Article 116 of the Company's Articles of Association | For | None | 170000 | 0 | 0 | 0 | ||
4 | To re-elect Khalid bin Sufat who is retiring in accordance with Article 123 of the Company's Articles of Association | For | None | 170000 | 0 | 0 | 0 | ||
5 | To approve Directors' fees of RM 1,581,000 for the year ended 31 December 2012 | For | None | 170000 | 0 | 0 | 0 | ||
6 | To re-appoint Messrs. Ernst & Young as Auditors for the ensuing financial year and to authorise the Directors to fix their remuneration | For | None | 170000 | 0 | 0 | 0 | ||
7 | Proposed Renewal of Shareholders' Mandate for Existing Recurrent Related Party Transactions and New Shareholders' Mandate for Additional Recurrent Related Party Transactions of a Revenue or Trading Nature ("Proposed Shareholders' Mandate") | For | None | 170000 | 0 | 0 | 0 | ||
8 | Proposed Renewal of Authority for the Company to Purchase Its Own Shares ("Proposed Renewal of Share Buy-Back") | For | None | 170000 | 0 | 0 | 0 | ||
9 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN AMOUNT IN RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704513577 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512055.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512029.pdf | None | None | Non Voting | |||||
2 | To consider and approve the payment of cash dividends and the bonus shares issue by way of the capitalisation of the Company's retained earnings for year ended 31 December 2012 | For | None | 94650 | 0 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704619064 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 24-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 200905 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | To consider and, if thought fit, to approve the report of the board for the year 2012 | For | None | 94650 | 0 | 0 | 0 | ||
3 | To consider and, if thought fit, to approve the report of the supervisory committee for the year 2012 | For | None | 94650 | 0 | 0 | 0 | ||
4 | To consider and, if thought fit, to approve the report of the independent non-executive directors for the year 2012 | For | None | 94650 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, to approve the annual report of the company for the year 2012 | For | None | 94650 | 0 | 0 | 0 | ||
6 | To consider and, if thought fit, to approve the proposal of the confirmation of the difference between actual amount and estimates of related party transactions in the ordinary course of business in 2012 and the estimates for 2013 related party transactions in the ordinary course of business | For | None | 94650 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, to appoint an auditor for the year 2013 | For | None | 94650 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, to appoint an internal control auditor for the year 2013 | For | None | 94650 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, to approve the proposed capital expenditure plan for the year 2013 | For | None | 94650 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, to approve the proposed replacement of an independent non- executive director | For | None | 94650 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, to deal with the guarantee to be provided to certain subsidiaries | For | None | 94650 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, to approve the proposed amendments to the articles of association | For | None | 94650 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, to grant general mandate to the directors to allot, issue and deal with additional H shares | For | None | 0 | 94650 | 0 | 0 | ||
14 | To consider and, if thought fit, to approve the profit distribution scheme for the year 2012: the detailed profit distribution plan are as follows: 1) Cash dividend/10 shares (tax included): CNY 12.50000000 2) Bonus issue from profit (share/10 shares): 10.000000 3) Bonus issue from capital reserve (share/10 shares): none | For | None | 94650 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, to provide external guarantees for inner Mongolia Yitai Chemical Co., Ltd | For | None | 94650 | 0 | 0 | 0 | ||
16 | To consider and approve the proposal to provide external guarantees for Yitai Xinjiang Energy Co., Ltd | For | None | 94650 | 0 | 0 | 0 |
Guinness Atkinson Asia Pacific Dividend Fund | |||||||||
Meeting Date Range: 7/1/2012 To 6/30/2013 | |||||||||
Selected Accounts | |||||||||
VTECH HOLDINGS LTD, HAMILTON | |||||||||
Security: | G9400S132 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 13-Jul-2012 | |||||||
ISIN | BMG9400S1329 | Vote Deadline Date: | 10-Jul-2012 | ||||||
Agenda | 703910186 | Management | Total Ballot Shares: | 480600 | |||||
Last Vote Date: | 18-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/060 8/LTN20120608259.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the reports of the directors of the Company (''Directors'') and the auditor of the Company (''Auditor'') for the year ended 31 March 2012 | For | None | 16600 | 0 | 0 | 0 | ||
4 | To consider and declare a final dividend in respect of the year ended 31 March 2012 | For | None | 16600 | 0 | 0 | 0 | ||
5 | To re-elect Dr. Allan Wong Chi Yun as Director | For | None | 16600 | 0 | 0 | 0 | ||
6 | To re-elect Dr. William Fung Kwok Lun as Director | For | None | 16600 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Denis Morgie Ho Pak Cho as Director | For | None | 16600 | 0 | 0 | 0 | ||
8 | To fix the remuneration of the Directors | For | None | 16600 | 0 | 0 | 0 | ||
9 | To re-appoint KPMG as the Auditor and authorise the board of Directors to fix their remuneration | For | None | 16600 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | None | 16600 | 0 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | None | 16600 | 0 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | None | 0 | 16600 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 15-Oct-2012 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 10-Oct-2012 | ||||||
Agenda | 704061376 | Management | Total Ballot Shares: | 699773 | |||||
Last Vote Date: | 24-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 118024 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | Issue of medium term notes | For | None | 23915 | 0 | 0 | 0 | ||
3 | Change in the registered capital | For | None | 23915 | 0 | 0 | 0 | ||
4 | Amendments to the company's articles of association | For | None | 23915 | 0 | 0 | 0 | ||
5 | Change of supervisors | For | None | 23915 | 0 | 0 | 0 | ||
6 | Adjustment to allowance for independent directors | For | None | 23915 | 0 | 0 | 0 | ||
7 | Adjustment to allowance for independent supervisors | For | None | 23915 | 0 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 05-Nov-2012 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 30-Oct-2012 | ||||||
Agenda | 704059369 | Management | Total Ballot Shares: | 8090330 | |||||
Last Vote Date: | 17-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 13/LTN20120913631.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/091 3/LTN20120913639.pdf | None | None | Non Voting | |||||
2 | To consider and approve the proposed amendments to the Articles of Association of Industrial and Commercial Bank of China Limited as set out in Appendix I to the circular of the Bank dated 14 September 2012 and to authorize the Chairman and the President to make further adjustments or amendments according to the regulators' recommendations on amendments | For | None | 218000 | 0 | 0 | 0 | ||
3 | To consider and approve the 2012-2014 Capital Planning of Industrial and Commercial Bank of China as set out in Appendix II to the circular of the Bank dated 14 September 2012 | For | None | 218000 | 0 | 0 | 0 | ||
4 | To consider and approve the appointment of KPMG Huazhen as external auditors of the Bank for 2013 and to fix the aggregate audit fees for 2013 at RMB133.6 million, among which RMB77.51 million will be paid for annual audit, RMB35.48 million for interim review, RMB4.64 million each for agreed-upon procedures of financial information of the first and third quarters and RMB11.33 million for internal control audit | For | None | 218000 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK AND POSTPONEMENT OF MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
INCITEC PIVOT LTD | |||||||||
Security: | Q4887E101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 18-Dec-2012 | |||||||
ISIN | AU000000IPL1 | Vote Deadline Date: | 13-Dec-2012 | ||||||
Agenda | 704166873 | Management | Total Ballot Shares: | 28849 | |||||
Last Vote Date: | 19-Nov-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |||||
2 | Re-election of Mr Paul Brasher as a Director | For | None | 28849 | 0 | 0 | 0 | ||
3 | Re-election of Mr Graham Smorgon as a Director | For | None | 28849 | 0 | 0 | 0 | ||
4 | Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan | For | None | 28849 | 0 | 0 | 0 | ||
5 | Adoption of Remuneration Report (advisory only) | For | None | 28849 | 0 | 0 | 0 | ||
KT&G CORPORATION, TAEJON | |||||||||
Security: | Y49904108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Feb-2013 | |||||||
ISIN | KR7033780008 | Vote Deadline Date: | 18-Feb-2013 | ||||||
Agenda | 704264148 | Management | Total Ballot Shares: | 2840 | |||||
Last Vote Date: | 11-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of financial statement | For | None | 2840 | 0 | 0 | 0 | ||
2 | Amendment of articles of incorporation | For | None | 2840 | 0 | 0 | 0 | ||
3 | Election of representative director: Min Yeong Jin | For | None | 2840 | 0 | 0 | 0 | ||
4 | Election of outside directors: Gim Deuk Hwi and Jo Gyu Ha | For | None | 2840 | 0 | 0 | 0 | ||
5 | Election of audit committee member: Jo Gyu Ha | For | None | 2840 | 0 | 0 | 0 | ||
6 | Approval of remuneration for director | For | None | 2840 | 0 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-Mar-2013 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 14-Mar-2013 | ||||||
Agenda | 704249425 | Management | Total Ballot Shares: | 7548330 | |||||
Last Vote Date: | 04-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/012 8/LTN20130128352.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/012 8/LTN20130128343.pdf | None | None | Non Voting | |||||
2 | To consider and approve the election of Sir Malcolm Christopher McCarthy as an independent non-executive director of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
3 | To consider and approve the election of Mr. Kenneth Patrick Chung as an independent non- executive director of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
4 | To consider and approve the Bank's 2013 fixed assets investment budget | For | None | 218000 | 0 | 0 | 0 | ||
5 | To approve the issue of eligible tier-2 capital instruments on the terms and conditions as set out in the circular dated 29 January 2013 | For | None | 218000 | 0 | 0 | 0 | ||
POSCO, POHANG | |||||||||
Security: | Y70750115 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 22-Mar-2013 | |||||||
ISIN | KR7005490008 | Vote Deadline Date: | 12-Mar-2013 | ||||||
Agenda | 704295193 | Management | Total Ballot Shares: | 2795 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the 45th Fiscal Year Financial Statements | For | None | 270 | 0 | 0 | 0 | ||
2 | Election of Outside Director Shin, Chae-Chol | For | None | 270 | 0 | 0 | 0 | ||
3 | Election of Outside Director Lee, Myoung-Woo | For | None | 270 | 0 | 0 | 0 | ||
4 | Election of Outside Director: Kim, Ji-Hyung | For | None | 270 | 0 | 0 | 0 | ||
5 | Election of Audit Committee Member Kim, Ji- Hyung | For | None | 270 | 0 | 0 | 0 | ||
6 | Election of Inside Director Chang, In-Hwan | For | None | 270 | 0 | 0 | 0 | ||
7 | Election of Inside Director Kim, Yeung-Gyu | For | None | 270 | 0 | 0 | 0 | ||
8 | Approval of Limits of Total Remuneration for Directors | For | None | 270 | 0 | 0 | 0 | ||
THAI TAP WATER SUPPLY PUBLIC COMPANY LIMITED, BANG | |||||||||
Security: | Y8689C115 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 22-Mar-2013 | |||||||
ISIN | TH0961010012 | Vote Deadline Date: | 19-Mar-2013 | ||||||
Agenda | 704269554 | Management | Total Ballot Shares: | 491600 | |||||
Last Vote Date: | 25-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
2 | To approve the minutes of the 2012 annual ordinary general meeting of shareholders | For | None | 491600 | 0 | 0 | 0 | ||
3 | Acknowledgement of 2012 annual performance report | For | None | 491600 | 0 | 0 | 0 | ||
4 | Acknowledgement of 2012 interim dividend payment | For | None | 491600 | 0 | 0 | 0 | ||
5 | Approval of the 2012 financial statements | For | None | 491600 | 0 | 0 | 0 | ||
6 | Approval of 2012 profit appropriation: Approval of 2012 net profit allocation to other reserve | For | None | 491600 | 0 | 0 | 0 | ||
7 | Approval of 2012 profit appropriation: Approval of dividend payment | For | None | 491600 | 0 | 0 | 0 | ||
8 | Approval of appointment of auditor and determination of remuneration: Ms.Siraporn Ouaanunkul and/or Mr.Supachai Phanyawattano and/or Ms.Khitsada Lerdwana, auditors from Ernst & Young Office Limited | For | None | 491600 | 0 | 0 | 0 | ||
9 | Approval of annual appointment of director: The reappointment of Mrs. Payao Marittanaporn as director to the company board of directors as proposed by the nomination and remuneration committee should be approved | For | None | 491600 | 0 | 0 | 0 | ||
10 | Approval of annual appointment of director: The reappointment of Dr. Sombat Kitjalaksana as director to the company board of directors as proposed by the nomination and remuneration committee should be approved | For | None | 491600 | 0 | 0 | 0 | ||
11 | Approval of annual appointment of director: The reappointment of Mr. Techapit Sangsingkeo as director to the company board of directors as proposed by the nomination and remuneration committee should be approved | For | None | 491600 | 0 | 0 | 0 | ||
12 | Approval of annual appointment of director: The reappointment of Mr. Sompodh Sripoom as director to the company board of directors as proposed by the nomination and remuneration committee should be approved | For | None | 491600 | 0 | 0 | 0 | ||
13 | Approval of determination of director's remuneration | For | None | 491600 | 0 | 0 | 0 | ||
14 | Other matters (if any) | Abstain | None | 0 | 0 | 491600 | 0 | ||
15 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE RECEIPT OF AUDITORS NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
PT INDO TAMBANGRAYA MEGAH TBK | |||||||||
Security: | Y71244100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Mar-2013 | |||||||
ISIN | ID1000108509 | Vote Deadline Date: | 21-Mar-2013 | ||||||
Agenda | 704329437 | Management | Total Ballot Shares: | 159500 | |||||
Last Vote Date: | 21-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval on company's annual report for book year 2012 | For | None | 30500 | 0 | 0 | 0 | ||
2 | Ratification on financial statement report for book year 2012 | For | None | 30500 | 0 | 0 | 0 | ||
3 | Appropriation of company's profit for book year 2012 | For | None | 30500 | 0 | 0 | 0 | ||
4 | Appointment of public accountant for book year 2013 | For | None | 30500 | 0 | 0 | 0 | ||
5 | Determination of remuneration package for company's board for book year 2013 | For | None | 30500 | 0 | 0 | 0 | ||
6 | Changing in the composition of company's board | For | None | 30500 | 0 | 0 | 0 | ||
7 | Other: Report of fund utilization from initial public offering (IPO) in 2007 | Abstain | None | 0 | 0 | 30500 | 0 | ||
DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD | |||||||||
Security: | Y20266154 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 29-Mar-2013 | |||||||
ISIN | TH0528010Z18 | Vote Deadline Date: | 27-Mar-2013 | ||||||
Agenda | 704313395 | Management | Total Ballot Shares: | 151400 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 159240 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | |||||
3 | To consider and approve the minutes of the 2012 annual general meeting of shareholders | For | None | 151400 | 0 | 0 | 0 | ||
4 | To acknowledge the operating results of the company for the fiscal year ended December 31, 2012 | None | None | Non Voting | |||||
5 | To consider and approve the company's audited financial statements for the year ended December 31, 2012 and the auditor's report | For | None | 151400 | 0 | 0 | 0 | ||
6 | To consider and approve the distribution of dividend for the fiscal year ended December 31, 2012 | For | None | 151400 | 0 | 0 | 0 | ||
7 | To consider and approve the appointment of director to replace the directors who will be retired by rotation : Mr. Chu, Chi-Yuan | For | None | 151400 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of director to replace the directors who will be retired by rotation : Ms. Niramol Tantipuntum | For | None | 151400 | 0 | 0 | 0 | ||
9 | To consider and approve the appointment of director to replace the directors who will be retired by rotation : Emeritus Prof. Supapun Ruttanaporn | For | None | 151400 | 0 | 0 | 0 | ||
10 | To consider and approve the remuneration of directors for the year 2013 | For | None | 151400 | 0 | 0 | 0 | ||
11 | To consider and approve the appointment of the auditor and their remuneration for the fiscal year ended December 31, 2013 | For | None | 151400 | 0 | 0 | 0 | ||
12 | To consider other business (if any) | Abstain | None | 0 | 0 | 151400 | 0 | ||
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD | |||||||||
Security: | Y7150W105 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 04-Apr-2013 | |||||||
ISIN | TH1074010014 | Vote Deadline Date: | 02-Apr-2013 | ||||||
Agenda | 704273767 | Management | Total Ballot Shares: | 56820 | |||||
Last Vote Date: | 25-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
2 | To certify the minutes of PTTGC 2012 annual general meeting of shareholders on April 2, 2012 | For | None | 56820 | 0 | 0 | 0 | ||
3 | To acknowledge the company's operation for the year 2012 and the recommendation for the company's business plan | For | None | 56820 | 0 | 0 | 0 | ||
4 | To consider and approve the company's balance sheet and income statement for the year ended December 31, 2012 | For | None | 56820 | 0 | 0 | 0 | ||
5 | To consider and approve the appropriation of profit for the year 2012 operating results and dividend distribution | For | None | 56820 | 0 | 0 | 0 | ||
6 | To consider and elect new director to replace those who are due to retire by rotation: Police Lieutenant General Prawut Thavornsiri | For | None | 56820 | 0 | 0 | 0 | ||
7 | To consider and re-elect new director to replace those who are due to retire by rotation: Mr. Suthep Liumsirijarern | For | None | 56820 | 0 | 0 | 0 | ||
8 | To consider and re-elect new director to replace those who are due to retire by rotation: Mr. Raweporn Kuhirun | For | None | 56820 | 0 | 0 | 0 | ||
9 | To consider and re-elect new director to replace those who are due to retire by rotation: Mr. Kriengkrai Thiennukul | For | None | 56820 | 0 | 0 | 0 | ||
10 | To consider and re-elect new director to replace those who are due to retire by rotation: Mr. Anon Sirisaengtaksin | For | None | 56820 | 0 | 0 | 0 | ||
11 | To consider and approve the directors' remunerations | For | None | 56820 | 0 | 0 | 0 | ||
12 | To consider and appointment of the KPMG Phoomchai Audit Ltd. ("KPMG") as auditor and fix the annual fee of Baht 3,402,000 for the year 2013 | For | None | 56820 | 0 | 0 | 0 | ||
13 | To consider and approve the acquisition of the entire business of Bangkok Polyethylene Public Company Limited and PTT Polyethylene company limited as well as other activities in relation to the matter | For | None | 56820 | 0 | 0 | 0 | ||
14 | To consider and approve the reduction of the company's registered capital by decreasing the number of registered shares which have not been purchased and issued | For | None | 56820 | 0 | 0 | 0 | ||
15 | To consider and approve the amendment of the company's memorandum of association, clause 4, registered capital to be in accordance with the reduction of the company's capital | For | None | 56820 | 0 | 0 | 0 | ||
16 | Other issues (if any) | Abstain | None | 0 | 0 | 56820 | 0 | ||
17 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RES.NO.7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
PTT PUBLIC COMPANY LIMITED | |||||||||
Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Apr-2013 | |||||||
ISIN | TH0646010015 | Vote Deadline Date: | 09-Apr-2013 | ||||||
Agenda | 704321758 | Management | Total Ballot Shares: | 77900 | |||||
Last Vote Date: | 18-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 165395 DUE TO CHANGE IN THE SEQUENCE OF THE DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | To certify the 2012 AGM minutes on April 10, 2012 | For | None | 17200 | 0 | 0 | 0 | ||
4 | To approve the 2012 performance statement and the 2012 financial statement, year-end on December 31, 2012 | For | None | 17200 | 0 | 0 | 0 | ||
5 | To approve 2012 net profit allocation plan and dividend policy | For | None | 17200 | 0 | 0 | 0 | ||
6 | To appoint an auditor and to approve the 2013 audit fees | For | None | 17200 | 0 | 0 | 0 | ||
7 | To approve the 2013 directors' remuneration | For | None | 17200 | 0 | 0 | 0 | ||
8 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Vichet Kasemthongsri | For | None | 17200 | 0 | 0 | 0 | ||
9 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mrs. Benja Louichareon | For | None | 17200 | 0 | 0 | 0 | ||
10 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Waroonthep Watcharaporn | For | None | 17200 | 0 | 0 | 0 | ||
11 | To elect director in replacement for those who retire by rotation in 2013 AGM: Dr. Boonsom Lerdhirunwong | For | None | 17200 | 0 | 0 | 0 | ||
12 | To elect director in replacement for those who retire by rotation in 2013 AGM: Mr. Prasert Bunsumpun | For | None | 17200 | 0 | 0 | 0 | ||
13 | To approve 5 years external fund raising plan (during 2013-2017) | For | None | 17200 | 0 | 0 | 0 | ||
14 | Other matters | Abstain | None | 0 | 0 | 17200 | 0 | ||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK | |||||||||
Security: | Y71474137 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 19-Apr-2013 | |||||||
ISIN | ID1000099104 | Vote Deadline Date: | 15-Apr-2013 | ||||||
Agenda | 704378644 | Management | Total Ballot Shares: | 179500 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approval of the Company's Annual Report for the 2012 financial year, including the Board of Commissioners' Supervisory Report | For | None | 179500 | 0 | 0 | 0 | ||
2 | Ratification of the Company's financial statements and Partnership and Community Development Program (Program Kemitraan dan Bina lingkungan), Annual Report for the 2012 financial year and acquittal and discharge of all members of the Board of Directors and the Board of Commissioners | For | None | 179500 | 0 | 0 | 0 | ||
3 | Appropriation of the Company's net income for the 2012 financial year | For | None | 179500 | 0 | 0 | 0 | ||
4 | Determination of remuneration for members of the Board of Directors and the Board of Commissioner for the 2013 financial year | For | None | 0 | 179500 | 0 | 0 | ||
5 | Appointment of a Public Accounting Firm to audit the Company's financial statements for the 2013 financial year, including audit of internal control over financial reporting and appointment of a Public Accounting Firm to audit the financial statement of the Partnership and Community Development Program for the 2013 financial year | For | None | 179500 | 0 | 0 | 0 | ||
6 | Changes to the Plan for the Use of the Company's Treasury Stock from Share Buy Back I through IV | For | None | 179500 | 0 | 0 | 0 | ||
7 | Change of nomenclature title of the Board of Directors other than President Director and Finance Director and reaffirmation of the structure of the Board of Directors as stipulated in Annual General Meeting of Shareholders on May 11, 2012 | For | None | 179500 | 0 | 0 | 0 | ||
8 | Ratification of Minister of State-Owned Enterprise Regulation Number PER-12/MBU/2012, dated August 12, 2012 on Supporting Body for the Board of Commissioners in State-Owned Enterprise | For | None | 179500 | 0 | 0 | 0 | ||
9 | Amendment to the Company's Articles of Association in relation to: (i) stock-split of the Company's series A and series B shares, and (ii) provision of Partnership and Community Development Program in the Company's Working Plan and Budgeting | For | None | 179500 | 0 | 0 | 0 | ||
10 | Changes in Composition of Board of the Company | For | None | 0 | 179500 | 0 | 0 | ||
UNITED OVERSEAS BANK LTD, SINGAPORE | |||||||||
Security: | V96194127 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 25-Apr-2013 | |||||||
ISIN | SG1M31001969 | Vote Deadline Date: | 19-Apr-2013 | ||||||
Agenda | 704370321 | Management | Total Ballot Shares: | 10000 | |||||
Last Vote Date: | 10-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Financial Statements, the Directors' Report and the Auditors' Report for the year ended 31 December 2012 | For | None | 10000 | 0 | 0 | 0 | ||
2 | To declare a final one-tier tax-exempt dividend of 40 cents and a special one-tier tax-exempt dividend of ten cents per ordinary share for the year ended 31 December 2012 | For | None | 10000 | 0 | 0 | 0 | ||
3 | To approve Directors' fees of SGD1,815,000 for 2012 (2011: SGD1,670,000) | For | None | 10000 | 0 | 0 | 0 | ||
4 | To approve a fee of SGD2,250,000 (2011: SGD2,250,000) to the Chairman of the Bank, Dr Wee Cho Yaw, for the period from January 2012 to December 2012 | For | None | 10000 | 0 | 0 | 0 | ||
5 | To re-appoint Ernst & Young LLP as Auditors of the Company and authorise the Directors to fix their remuneration | For | None | 10000 | 0 | 0 | 0 | ||
6 | To re-elect Mr Wee Ee Cheong as a director | For | None | 10000 | 0 | 0 | 0 | ||
7 | To re-elect Mr Franklin Leo Lavin as a director | For | None | 10000 | 0 | 0 | 0 | ||
8 | To re-elect Mr James Koh Cher Siang as a director | For | None | 10000 | 0 | 0 | 0 | ||
9 | To re-elect Mr Ong Yew Huat as a director | For | None | 10000 | 0 | 0 | 0 | ||
10 | That pursuant to Section 153(6) of the Companies Act, Chapter 50 of Singapore, Dr Wee Cho Yaw be and is hereby re-appointed as a Director of the Company to hold such office until the next Annual General Meeting (AGM) of the Company | For | None | 10000 | 0 | 0 | 0 | ||
11 | That pursuant to Section 153(6) of the Companies Act, Chapter 50 of Singapore, Professor Cham Tao Soon be and is hereby re-appointed as a Director of the Company to hold such office until the next Annual General Meeting (AGM) of the Company | For | None | 10000 | 0 | 0 | 0 | ||
12 | That authority be and is hereby given to the Directors to: (a) (i) issue ordinary shares in the capital of the Company (Shares) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, Instruments) that might or would require Shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into Shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue Shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: CONTD | For | None | 0 | 10000 | 0 | 0 | ||
13 | CONTD : (1) the aggregate number of ordinary shares to be issued pursuant to this Resolution (including Shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50 per cent of the total number of issued Shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below), of which the aggregate number of Shares to be issued other than on a pro-rata basis to shareholders of the Company (including Shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 20 per cent of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below); (2) (subject to such manner of calculation as may be CONTD | None | None | Non Voting | |||||
14 | CONTD prescribed by the Singapore Exchange Securities Trading Limited (SGX-ST)) for the purpose of determining the aggregate number of Shares that may be issued under paragraph (1) above, the percentage of issued Shares shall be based on the total number of issued shares, excluding treasury shares, in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new ordinary Shares arising from the conversion or exercise of | None | None | Non Voting | |||||
any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, consolidation or subdivision of Shares; (3) in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the CONTD | |||||||||
15 | CONTD time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and (4) (unless revoked or varied by the Company in a general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, whichever is earlier | None | None | Non Voting | |||||
16 | That authority be and is hereby given to the Directors to allot and issue from time to time such number of ordinary Shares as may be required to be allotted and issued pursuant to the UOB Scrip Dividend Scheme | For | None | 10000 | 0 | 0 | 0 | ||
17 | That (a) authority be and is hereby given to the Directors to: (i) allot and issue any of the preference shares referred to in Articles 7A, 7B, 7C, 7D, 7E and/or 7F of the Articles of Association of the Company; and/or (ii) make or grant offers, agreements or options that might or would require the preference shares referred to in sub-paragraph (i) above to be issued, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit and (notwithstanding that the authority conferred by this Resolution may have ceased to be in force) to issue the preference shares referred to in subparagraph (i) above in connection with any offers, agreements or options made or granted by the Directors while this Resolution is in force; (b) the Directors be CONTD | For | None | 0 | 10000 | 0 | 0 | ||
18 | CONTD authorised to do all such things and execute all such documents as they may consider necessary or appropriate to give effect to this Resolution as they may deem fit; and (c) (unless revoked or varied by the Company in a general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, whichever is earlier | None | None | Non Voting | |||||
19 | That (a) for the purposes of Sections 76C and 76E of the Companies Act, the exercise by the Directors of the Company of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company not exceeding in aggregate the Maximum Limit (as hereafter defined) at such price or prices as may be determined by the Directors from time to time up to the Maximum Price (as hereafter defined), whether by way of: (i) market purchase(s) (Market Purchase) on the SGX-ST; and/or (ii) off-market purchase(s) (Off-Market Purchase) (if effected otherwise than on the SGX-ST) in accordance with any equal access scheme(s) as may be determined or formulated by the Directors as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act, and otherwise in CONTD | For | None | 10000 | 0 | 0 | 0 | ||
20 | CONTD accordance with all other laws, regulations and rules of the SGX-ST as may for the time being be applicable, be and is hereby authorised and approved generally and unconditionally (the Share Purchase Mandate); (b) the authority conferred on the Directors pursuant to the Share Purchase Mandate may be exercised by the Directors at any time and from time to time during the period commencing from the date of the passing of this Resolution and expiring on the earliest of: (i) the date on which the next AGM of the Company is held or required by law to be held; (ii) the date on which the purchases or acquisitions of Shares pursuant to the Share Purchase Mandate are carried out to the full extent mandated; or (iii) the date on which the authority conferred by the Share Purchase Mandate is revoked or varied by the Company CONTD | None | None | Non Voting | |||||
21 | CONTD in a general meeting; (c) in this Resolution 15: "Relevant Period" means the period commencing from the date on which the last AGM of the Company was held and expiring on the date the next AGM of the Company is held or is required by law to be held, whichever is the earlier, after the date of this Resolution; "Maximum Limit" means that number of Shares representing five per cent of the total number of issued Shares (excluding any Shares which are | None | None | Non Voting | |||||
held as treasury shares) as at the date of the passing of this Resolution unless the Company has effected a reduction of the share capital of the Company in accordance with the applicable provisions of the Companies Act, at any time during the Relevant Period, in which event the issued Shares shall be taken to be the total number of the issued Shares as altered by such CONTD | |||||||||
22 | CONTD capital reduction (excluding any Shares which are held as treasury shares as at that date); and "Maximum Price" in relation to a Share to be purchased or acquired, means the purchase price (excluding brokerage, commission, applicable goods and services tax and other related expenses) which shall not exceed: (i) in the case of a Market Purchase, 105 per cent of the Average Closing Price of the Shares; and (ii) in the case of an Off-Market Purchase, 110 per cent of the Average Closing Price of the Shares, where: "Average Closing Price" means the average of the last dealt prices of the Shares over the five consecutive market days on which the Shares were transacted on the SGX-ST immediately preceding the date of the Market Purchase by the Company or, as the case may be, the date of the making of the offer pursuant to CONTD | None | None | Non Voting | |||||
23 | CONTD the Off-Market Purchase, and deemed to be adjusted in accordance with the listing rules of the SGX-ST for any corporate action which occurs after the relevant five- day period; and "date of the making of the offer" means the date on which the Company announces its intention to make an offer for an Off-Market Purchase, stating therein the purchase price (which shall not be more than the Maximum Price calculated on the foregoing basis) for each Share and the relevant terms of the equal access scheme for effecting the Off-Market Purchase; and (d) the Directors and/or any of them be and are hereby authorised to complete and do all such acts and things (including executing such documents as may be required) as they and/or he may consider expedient or necessary to give effect to the transactions contemplated and/or CONTD | None | None | Non Voting | |||||
24 | CONTD authorised by this Resolution | None | None | Non Voting | |||||
25 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
GLOW ENERGY PUBLIC CO LTD | |||||||||
Security: | Y27290124 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 26-Apr-2013 | |||||||
ISIN | TH0834010017 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 704381071 | Management | Total Ballot Shares: | 407100 | |||||
Last Vote Date: | 10-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 175837 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | |||||
3 | To consider and approve minutes of 2012 annual general meeting of shareholders which was held on Friday 27 April 2012 | For | None | 60100 | 0 | 0 | 0 | ||
4 | To acknowledge the company's operation result for the fiscal year 2012 | For | None | 60100 | 0 | 0 | 0 | ||
5 | To consider and approve the company's financial statements for the year ended 31 December 2012 | For | None | 60100 | 0 | 0 | 0 | ||
6 | To consider and approve allocation of profits derived from operational results for the year 2012, legal reserve and dividend payment | For | None | 60100 | 0 | 0 | 0 | ||
7 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Kovit Poshyananda | For | None | 60100 | 0 | 0 | 0 | ||
8 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Willem Van Twembeke | For | None | 60100 | 0 | 0 | 0 | ||
9 | To consider and approve re-election of the director who are due to retire by rotation: Mr.Geert Peeters | For | None | 60100 | 0 | 0 | 0 | ||
10 | To consider and approve appointment of new independent director and proceed on filing the amendment of list of directors with ministry of commerce | For | None | 60100 | 0 | 0 | 0 | ||
11 | To consider and approve remuneration and meeting allowance for the directors and meeting allowance for the audit committee for the year 2013 | For | None | 60100 | 0 | 0 | 0 | ||
12 | To consider and approve appointment of the auditor for the fiscal year ending 31 December 2013 and to fix remuneration | For | None | 60100 | 0 | 0 | 0 | ||
13 | To consider other businesses (if any) | Abstain | None | 0 | 0 | 60100 | 0 | ||
CLP HOLDINGS LTD | |||||||||
Security: | Y1660Q104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Apr-2013 | |||||||
ISIN | HK0002007356 | Vote Deadline Date: | 25-Apr-2013 | ||||||
Agenda | 704345102 | Management | Total Ballot Shares: | 16500 | |||||
Last Vote Date: | 02-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325263.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325257.pdf | None | None | Non Voting | |||||
3 | To adopt the audited Financial Statements for the year ended 31 December 2012 and the Reports of the Directors and Independent Auditor thereon | For | None | 16500 | 0 | 0 | 0 | ||
4 | To elect Mrs. Law Fan Chiu Fun Fanny as Director | For | None | 16500 | 0 | 0 | 0 | ||
5 | To elect Ms. Lee Yun Lien Irene as Director | For | None | 16500 | 0 | 0 | 0 | ||
6 | To re-elect The Honourable Sir Michael Kadoorie as Director | For | None | 16500 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Paul Arthur Theys as Director | For | None | 16500 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Andrew Clifford Winawer Brandler as Director | For | None | 16500 | 0 | 0 | 0 | ||
9 | To re-elect Mr. Nicholas Charles Allen as Director | For | None | 16500 | 0 | 0 | 0 | ||
10 | To re-appoint PricewaterhouseCoopers as Independent Auditor of the Company and authorise the Directors to fix Auditor's remuneration for the year ended 31 December 2013 | For | None | 16500 | 0 | 0 | 0 | ||
11 | To approve the revised levels of remuneration payable to the Non-executive Directors including Independent Non-executive Directors who serve on the Board and Board Committees of the Company for each of the financial year of 2013, 2014 and 2015, effective from 1 May in respect of each year | For | None | 16500 | 0 | 0 | 0 | ||
12 | To give a general mandate to the Directors to issue and dispose of additional shares in the Company; not exceeding five per cent of the issued share capital at the date of this Resolution | For | None | 16500 | 0 | 0 | 0 | ||
13 | To give a general mandate to the Directors to exercise all the powers of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company; not exceeding ten per cent of the issued share capital at the date of this Resolution | For | None | 16500 | 0 | 0 | 0 | ||
DIGI.COM BHD | |||||||||
Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 09-May-2013 | |||||||
ISIN | MYL6947OO005 | Vote Deadline Date: | 03-May-2013 | ||||||
Agenda | 704422980 | Management | Total Ballot Shares: | 547900 | |||||
Last Vote Date: | 29-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To re-elect the following Director who retire under Article 98(A) of the Articles of Association of the Company: Mr. Hakon Bruaset Kjol | For | None | 85900 | 0 | 0 | 0 | ||
2 | To re-elect the following Director who retire under Article 98(A) of the Articles of Association of the Company: Dato' Ab. Halim bin Mohyiddin | For | None | 85900 | 0 | 0 | 0 | ||
3 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Tore Johnsen | For | None | 85900 | 0 | 0 | 0 | ||
4 | To re-elect the following Director who retire under Article 98(E) of the Articles of Association of the Company: Mr. Morten Karlsen Sorby | For | None | 85900 | 0 | 0 | 0 | ||
5 | To approve the Directors' Allowances of RM540,000 for the financial year ended 31 December 2012 | For | None | 85900 | 0 | 0 | 0 | ||
6 | To re-appoint Messrs Ernst & Young as Auditors of the Company and to authorise the Directors to fix their remuneration | For | None | 85900 | 0 | 0 | 0 | ||
7 | Proposed Renewal of Existing Shareholders' Mandate For Recurrent Related Party Transactions of a Revenue or Trading Nature and New Mandate For Additional Recurrent Related Party Transactions of a Revenue or Trading Nature to be entered with Telenor ASA ("Telenor") and Persons Connected with Telenor | For | None | 85900 | 0 | 0 | 0 | ||
8 | Authority for Dato' Ab. Halim Bin Mohyiddin to continue in office as Independent Non-Executive Director | For | None | 85900 | 0 | 0 | 0 | ||
9 | Proposed Amendments to the Articles of Association | For | None | 85900 | 0 | 0 | 0 | ||
10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
SOHO CHINA LTD | |||||||||
Security: | G82600100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-May-2013 | |||||||
ISIN | KYG826001003 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704410327 | Management | Total Ballot Shares: | 10898000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412391.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412349.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2012 | For | None | 171000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 171000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Yin Jie as a director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Pan Shiyi as a director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Cha Mou Zing Victor as a director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
8 | To re-elect Ms. Tong Ching Mau as a director of the Company | For | None | 171000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | None | 171000 | 0 | 0 | 0 | ||
10 | To appoint PricewaterhouseCoopers as auditors of the Company and authorise the board of directors to fix their remuneration | For | None | 171000 | 0 | 0 | 0 | ||
11 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20 per cent of the issued share capital of the Company | For | None | 0 | 171000 | 0 | 0 | ||
12 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10 per cent of the issued share capital of the Company | For | None | 171000 | 0 | 0 | 0 | ||
13 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 9(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 9(B) | For | None | 0 | 171000 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704424453 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 03-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325492.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325481.pdf | None | None | Non Voting | |||||
2 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares" | For | None | 72000 | 0 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704436915 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325462.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325455.pdf | None | None | Non Voting | |||||
2 | To consider and approve the working report of the board of directors of the Company for the year ended 31 December 2012 | For | None | 72000 | 0 | 0 | 0 | ||
3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2012 | For | None | 72000 | 0 | 0 | 0 | ||
4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2012 | For | None | 72000 | 0 | 0 | 0 | ||
5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2012 and to authorize the Board to distribute an aggregate cash dividend of RMB 1.7706 billion (tax inclusive), equivalent to RMB 0.36 (tax inclusive) per Share to the Shareholders | For | None | 72000 | 0 | 0 | 0 | ||
6 | To consider and approve the remuneration of the Directors and supervisors of the Company for the year ending 31 December 2013 | For | None | 72000 | 0 | 0 | 0 | ||
7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of Directors, supervisors and senior officers | For | None | 72000 | 0 | 0 | 0 | ||
8 | To consider and approve the "Proposal in relation to the re-appointment and remuneration of external auditing firms for the year 2013 | For | None | 72000 | 0 | 0 | 0 | ||
9 | To consider and approve the amendments to the Articles of Association in relation to the provisions regarding profit Distribution | For | None | 72000 | 0 | 0 | 0 | ||
10 | To consider and approve the amendments to the Articles of Association, the Rules of Procedures for Shareholders' General Meeting and the Rules of Procedures for the Board in relation to the decision-making procedures for approving the mutual provision of loans among overseas subsidiaries | For | None | 72000 | 0 | 0 | 0 | ||
11 | To consider and approve the "Proposal to authorize the Company to carry out domestic and overseas financing Activities | For | None | 72000 | 0 | 0 | 0 | ||
12 | To consider and approve the "Proposal for the provision of guarantees to the Company's wholly- owned subsidiaries | For | None | 72000 | 0 | 0 | 0 | ||
13 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to issue H Shares | For | None | 0 | 72000 | 0 | 0 | ||
14 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares | For | None | 72000 | 0 | 0 | 0 | ||
TPK HOLDING CO LTD | |||||||||
Security: | G89843109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 22-May-2013 | |||||||
ISIN | KYG898431096 | Vote Deadline Date: | 16-May-2013 | ||||||
Agenda | 704480881 | Management | Total Ballot Shares: | 52000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 183808 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The adoption of IFRS for the adjustment of profit distribution | None | None | Non Voting | |||||
6 | The status of the local unsecured convertible corporate bonds | None | None | Non Voting | |||||
7 | The revision to the rules of the board meeting | None | None | Non Voting | |||||
8 | The 2012 business reports and financial statements | For | None | 8000 | 0 | 0 | 0 | ||
9 | The 2012 profit distribution | For | None | 8000 | 0 | 0 | 0 | ||
10 | The revision to the articles of incorporation | For | None | 8000 | 0 | 0 | 0 | ||
11 | The revision to the procedures of monetary loans | For | None | 8000 | 0 | 0 | 0 | ||
12 | The revision to the procedures of endorsement and guarantee | For | None | 8000 | 0 | 0 | 0 | ||
13 | The election of the director: Name: Chao-Juei Chiang/Shareholder No.:5 | For | None | 8000 | 0 | 0 | 0 | ||
14 | The election of the director: Name: Max Gain management Limited/Shareholder No.: 1 Representative: Heng-Yao Chang | For | None | 8000 | 0 | 0 | 0 | ||
15 | The election of the director: Name: Capable Way Investments Limited / Shareholder No.: 2 Representative: Kuan-Chao Lin | For | None | 8000 | 0 | 0 | 0 | ||
16 | The election of the director: Name: High Focus Holdings Limited/Shareholder No.: 3 Representative: Ta-Min Sun | For | None | 8000 | 0 | 0 | 0 | ||
17 | The election of the director: Name: Panshi Company limited/Shareholder No.: 32618 Representative: Shih-Ming Liu | For | None | 8000 | 0 | 0 | 0 | ||
18 | The election of the director: Name: Foster Chiang / Id No.: AC03470XXX | For | None | 8000 | 0 | 0 | 0 | ||
19 | The election of the independent director: Name: Horng-Yan Chang / Id No.: K101243XXX | For | None | 8000 | 0 | 0 | 0 | ||
20 | The election of the independent director: Name: Ming-Jeng Weng / Shareholder No.: 12333 | For | None | 8000 | 0 | 0 | 0 | ||
21 | The election of the independent director: Name: Fong-Nien Chiang / Id No.: Q120123XXX | For | None | 8000 | 0 | 0 | 0 | ||
22 | The proposal to release non-competition restriction on the directors | For | None | 0 | 8000 | 0 | 0 | ||
23 | Extraordinary motions | Abstain | None | 0 | 0 | 8000 | 0 | ||
CHINA SHANSHUI CEMENT GROUP LTD | |||||||||
Security: | G2116M101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | KYG2116M1015 | Vote Deadline Date: | 17-May-2013 | ||||||
Agenda | 704407712 | Management | Total Ballot Shares: | 152000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 10/LTN20130410225.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 10/LTN20130410203.pdf | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors for the year ended 31 December 2012 | For | None | 152000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 152000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Homer Sun as a director and to authorise the board of directors of the Company to fix the director's remuneration | For | None | 152000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Wang Jian as a director and to authorise the board of directors of the Company to fix the director's remuneration | For | None | 152000 | 0 | 0 | 0 | ||
7 | To appoint Mr. Xiao Yu as a new director and to authorise the board of directors of the Company to fix the director's remuneration | For | None | 152000 | 0 | 0 | 0 | ||
8 | To re-appoint KPMG as auditors of the Company and to authorise the board of directors to fix their remuneration | For | None | 152000 | 0 | 0 | 0 | ||
9 | To grant a general and unconditional mandate to the board of directors to issue shares of the Company | For | None | 0 | 152000 | 0 | 0 | ||
10 | To grant a general and unconditional mandate to the board of directors to repurchase the Company's shares | For | None | 152000 | 0 | 0 | 0 | ||
11 | To extend the general mandate granted to the board of directors pursuant to resolution no. 5(1) to cover the shares repurchased by the Company pursuant to resolution no. 5(2) | For | None | 0 | 152000 | 0 | 0 | ||
HSBC HOLDINGS PLC | |||||||||
Security: | 404280406 | Meeting Type: | Annual | ||||||
Ticker: | HBC | Meeting Date: | 24-May-2013 | ||||||
ISIN | US4042804066 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 933785656 | Management | Total Ballot Shares: | 3924 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS 2012 | For | None | 3924 | 0 | 0 | 0 | ||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2012 | For | None | 3924 | 0 | 0 | 0 | ||
3 | TO RE-ELECT S A CATZ A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
4 | TO RE-ELECT L M L CHA A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
5 | TO RE-ELECT M K T CHEUNG A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
6 | TO ELECT J B COMEY A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
7 | TO RE-ELECT J D COOMBE A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
8 | TO RE-ELECT J FABER A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
9 | TO RE-ELECT R A FAIRHEAD A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
10 | TO ELECT R FASSBIND A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
11 | TO RE-ELECT D J FLINT A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
12 | TO RE-ELECT S T GULLIVER A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
13 | TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
14 | TO RE-ELECT W S H LAIDLAW A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
15 | TO RE-ELECT J P LIPSKY A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
16 | TO RE-ELECT J R LOMAX A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
17 | TO RE-ELECT I J MACKAY A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
18 | TO RE-ELECT SIR SIMON ROBERTSON A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
19 | TO RE-ELECT J L THORNTON A DIRECTOR | For | None | 3924 | 0 | 0 | 0 | ||
20 | TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE | For | None | 3924 | 0 | 0 | 0 | ||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 0 | 3924 | 0 | 0 | ||
22 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | None | 0 | 3924 | 0 | 0 | ||
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | None | 3924 | 0 | 0 | 0 | ||
24 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | None | 3924 | 0 | 0 | 0 | ||
BOC HONG KONG (HOLDINGS) LTD | |||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | HK2388011192 | Vote Deadline Date: | 23-May-2013 | ||||||
Agenda | 704456082 | Management | Total Ballot Shares: | 1740500 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 12/LTN20130412297.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 12/LTN20130412283.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited Statement of Accounts and the Reports of Directors and of the Auditor of the Company for the year ended 31 December 2012 | For | None | 62500 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HKD 0.693 per share for the year ended 31 December 2012 | For | None | 62500 | 0 | 0 | 0 | ||
5 | To re-elect Mr. LI Lihui as a Director of the Company | For | None | 62500 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Gao Yingxin as a Director of the Company | For | None | 62500 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Shan Weijian as a Director of the Company | For | None | 62500 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Ning Gaoning as a Director of the Company | For | None | 62500 | 0 | 0 | 0 | ||
9 | To appoint Messrs. Ernst & Young as Auditor of the Company and authorise the Board of Directors or a duly authorised Committee of the Board to determine the remuneration of the Auditor | For | None | 62500 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | None | 0 | 62500 | 0 | 0 | ||
11 | To grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | None | 62500 | 0 | 0 | 0 | ||
12 | Conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto of an amount representing the aggregate nominal amount of the issued share capital of the Company purchased under the general mandate granted pursuant to Resolution 6 | For | None | 0 | 62500 | 0 | 0 | ||
SHENZHOU INTERNATIONAL GROUP LTD | |||||||||
Security: | G8087W101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | KYG8087W1015 | Vote Deadline Date: | 21-May-2013 | ||||||
Agenda | 704455991 | Management | Total Ballot Shares: | 67000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424308.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424288.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To receive and consider the consolidated audited financial statements and the reports of the directors and the independent auditors of the Company for the year ended 31 December 2012 | For | None | 67000 | 0 | 0 | 0 | ||
4 | To approve and declare the payment of a final dividend (including a special dividend) for the year ended 31 December 2012 | For | None | 67000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Ma Jianrong as director of the Company | For | None | 67000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Ma Renhe as director of the Company | For | None | 67000 | 0 | 0 | 0 | ||
7 | To re-elect Ms. Zheng Miaohui as director of the Company | For | None | 67000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Qiu Weiguo as director of the Company | For | None | 67000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors of the Company (the "Board") to fix the remuneration of the directors | For | None | 67000 | 0 | 0 | 0 | ||
10 | To appoint Ernst & Young as the Company's auditors and to authorise the Board to fix their Remuneration | For | None | 67000 | 0 | 0 | 0 | ||
11 | To grant a general mandate to the directors of the Company to allot, issue and deal with the Company's shares | For | None | 0 | 67000 | 0 | 0 | ||
12 | To grant a general mandate to the directors of the Company to repurchase the Company's shares | For | None | 67000 | 0 | 0 | 0 | ||
13 | To add the nominal value of the shares repurchased by the Company to the mandate granted to the directors under resolution no. 9 | For | None | 0 | 67000 | 0 | 0 | ||
14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CHINA MOBILE LIMITED, HONG KONG | |||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-May-2013 | |||||||
ISIN | HK0941009539 | Vote Deadline Date: | 27-May-2013 | ||||||
Agenda | 704353008 | Management | Total Ballot Shares: | 557500 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327435.PDF AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327425.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2012 | For | None | 17000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 17000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Li Yue as director of the Company | For | None | 17000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Xue Taohai as director of the Company | For | None | 17000 | 0 | 0 | 0 | ||
7 | To re-elect Madam Huang Wenlin as director of the Company | For | None | 17000 | 0 | 0 | 0 | ||
8 | To appoint Messrs. PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited (to be renamed as PricewaterhouseCoopers Zhong Tian LLP) as the auditors of the Company and its subsidiaries for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors of the Company to fix their remuneration | For | None | 17000 | 0 | 0 | 0 | ||
9 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | None | 17000 | 0 | 0 | 0 | ||
10 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | None | 0 | 17000 | 0 | 0 | ||
11 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | None | 0 | 17000 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 07-Jun-2013 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 04-Jun-2013 | ||||||
Agenda | 704530105 | Management | Total Ballot Shares: | 6933330 | |||||
Last Vote Date: | 03-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 191480 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 2/LTN20130422685.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 2/LTN20130422652.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 22/LTN20130522542.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 22/LTN20130522548.pdf | None | None | Non Voting | |||||
3 | To consider and approve the 2012 Work Report of the Board of Directors of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
4 | To consider and approve the 2012 Work Report of the Board of Supervisors of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
5 | To consider and approve the Bank's 2012 audited accounts | For | None | 218000 | 0 | 0 | 0 | ||
6 | To consider and approve the Bank's 2012 profit distribution plan | For | None | 218000 | 0 | 0 | 0 | ||
7 | To consider and approve the proposal on launching the engagement of accounting firm for 2013 | For | None | 218000 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of Mr. Yi Huiman as an executive director of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
9 | To consider and approve the appointment of Mr. Luo Xi as an executive director of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
10 | To consider and approve the appointment of Mr. Liu Lixian as an executive director of the Bank | For | None | 218000 | 0 | 0 | 0 | ||
ST.SHINE OPTICAL CO LTD | |||||||||
Security: | Y8176Z106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 10-Jun-2013 | |||||||
ISIN | TW0001565000 | Vote Deadline Date: | 04-Jun-2013 | ||||||
Agenda | 704506990 | Management | Total Ballot Shares: | 12000 | |||||
Last Vote Date: | 22-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
2 | The 2012 business operations | None | None | Non Voting | |||||
3 | The 2012 audited reports | None | None | Non Voting | |||||
4 | The adoption of IFRS for the adjustment of profit distribution and special reserve | None | None | Non Voting | |||||
5 | The 2012 financial statements | For | None | 12000 | 0 | 0 | 0 | ||
6 | The 2012 profit distribution. proposed cash dividend: TWD17.5 per share | For | None | 12000 | 0 | 0 | 0 | ||
7 | Extraordinary motions | Abstain | None | 0 | 0 | 12000 | 0 | ||
NOVATEK MICROELECTRONICS CORP | |||||||||
Security: | Y64153102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Jun-2013 | |||||||
ISIN | TW0003034005 | Vote Deadline Date: | 05-Jun-2013 | ||||||
Agenda | 704512789 | Management | Total Ballot Shares: | 270000 | |||||
Last Vote Date: | 04-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE' | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The adoption of IFRS for the adjustment of profit distribution and special reserve | None | None | Non Voting | |||||
6 | The 2012 business reports and financial statements | For | None | 47000 | 0 | 0 | 0 | ||
7 | The 2012 profit distribution. proposed cash dividend: TWD5.6 per share | For | None | 47000 | 0 | 0 | 0 | ||
8 | The revision to the articles of incorporation | For | None | 0 | 0 | 47000 | 0 | ||
9 | The revision to the procedures of endorsement and guarantee | For | None | 0 | 0 | 47000 | 0 | ||
10 | The revision to the procedures of monetary loans | For | None | 0 | 0 | 47000 | 0 | ||
11 | The election of one director: UMC / Shareholder No.1 | For | None | 0 | 0 | 47000 | 0 | ||
12 | The proposal to release non-competition restriction on the directors | For | None | 0 | 47000 | 0 | 0 | ||
13 | Extraordinary motions | Abstain | None | 0 | 0 | 47000 | 0 | ||
14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAME IN RESOLUTION B.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | |||||||||
Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Jun-2013 | |||||||
ISIN | TW0002330008 | Vote Deadline Date: | 03-Jun-2013 | ||||||
Agenda | 704561251 | Management | Total Ballot Shares: | 519000 | |||||
Last Vote Date: | 03-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 159010 DUE TO DELETION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
3 | The 2012 business operations | None | None | Non Voting | |||||
4 | The 2012 audited reports | None | None | Non Voting | |||||
5 | The status of the local corporate bonds | None | None | Non Voting | |||||
6 | The 2012 business reports and financial statements | For | None | 70000 | 0 | 0 | 0 | ||
7 | The 2012 profit distribution. proposed cash dividend: TWD3 per share | For | None | 70000 | 0 | 0 | 0 | ||
8 | The revision to the procedures of asset acquisition or disposal, monetary loans, endorsement and guarantee | For | None | 70000 | 0 | 0 | 0 | ||
ASUSTEK COMPUTER INC | |||||||||
Security: | Y04327105 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 17-Jun-2013 | |||||||
ISIN | TW0002357001 | Vote Deadline Date: | 10-Jun-2013 | ||||||
Agenda | 704507207 | Management | Total Ballot Shares: | 82000 | |||||
Last Vote Date: | 05-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
2 | Business report of 2012 | None | None | Non Voting | |||||
3 | Supervisors' review report of 2012 | None | None | Non Voting | |||||
4 | Report of adjustments of Undistributed earnings & Special reserve when the first adoption of IFRSs | None | None | Non Voting | |||||
5 | To acknowledge the operation and financial reports of 2012 | For | None | 11000 | 0 | 0 | 0 | ||
6 | To acknowledge the appropriation of 2012 earnings | For | None | 11000 | 0 | 0 | 0 | ||
7 | Amendment to Articles 13, 20 and 23 of the Articles of Incorporation | For | None | 11000 | 0 | 0 | 0 | ||
8 | Provisional motion | Abstain | None | 0 | 0 | 11000 | 0 | ||
9 | Adjournment | None | None | Non Voting | |||||
LITE-ON TECHNOLOGY CORP | |||||||||
Security: | Y5313K109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 19-Jun-2013 | |||||||
ISIN | TW0002301009 | Vote Deadline Date: | 10-Jun-2013 | ||||||
Agenda | 704521978 | Management | Total Ballot Shares: | 86126 | |||||
Last Vote Date: | 04-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | |||||
2 | The 2012 business operations | None | None | Non Voting | |||||
3 | The 2012 audited reports | None | None | Non Voting | |||||
4 | The adoption of IFRS for the adjustment of profit distribution and special reserve | None | None | Non Voting | |||||
5 | The revision to the rules of the board meeting | None | None | Non Voting | |||||
6 | The 2012 financial statements | For | None | 86126 | 0 | 0 | 0 | ||
7 | The 2012 profit distribution. Proposed cash dividend: TWD2. 35 per share | For | None | 86126 | 0 | 0 | 0 | ||
8 | The issuance of new shares from retained earnings. And staff bonus. proposed stock dividend: 5 SHS for 1,000 SHS held | For | None | 86126 | 0 | 0 | 0 | ||
9 | The revision to the articles of incorporation | For | None | 86126 | 0 | 0 | 0 | ||
10 | The revision to the rules of the election of the directors | For | None | 86126 | 0 | 0 | 0 | ||
11 | The revision to the procedures of monetary loans, endorsement and guarantee | For | None | 86126 | 0 | 0 | 0 | ||
12 | The revision to the rules of shareholder meeting | For | None | 86126 | 0 | 0 | 0 | ||
13 | Election of director: Raymond Soong. ID / shareholder No. 1 | For | None | 86126 | 0 | 0 | 0 | ||
14 | Election of director: David Lin. ID / shareholder No. 639 | For | None | 86126 | 0 | 0 | 0 | ||
15 | Election of director: Dorcas Investment Co., Ltd. Representative Joseph Lin. ID / shareholder No. 617 | For | None | 86126 | 0 | 0 | 0 | ||
16 | Election of director: Lite-On Capital Inc Representative: Warren Chen. ID / shareholder No. 28383 | For | None | 86126 | 0 | 0 | 0 | ||
17 | Election of director: Ta - Sung Investment Co., Ltd. Representative: Keh-Shew Lu. ID / shareholder No. 59285 | For | None | 86126 | 0 | 0 | 0 | ||
18 | Election of director: Ta - Sung Investment Co., Ltd. Representative Rick Wu. ID / shareholder No. 59285 | For | None | 86126 | 0 | 0 | 0 | ||
19 | Election of director: Yuan Pao Development & Investment Co. Ltd. Representative: CH Chen. ID / shareholder No.103603 | For | None | 86126 | 0 | 0 | 0 | ||
20 | Election of director: Yuan Pao Development & Investment Co. Ltd. Representative David Lee. ID / shareholder No.103603 | For | None | 86126 | 0 | 0 | 0 | ||
21 | The election of the independent director: Kuo- Feng Wu. ID / shareholder No. 435271 | For | None | 86126 | 0 | 0 | 0 | ||
22 | The election of the independent director: Harvey Chang. ID / shareholder No. 441272 | For | None | 86126 | 0 | 0 | 0 | ||
23 | The election of the independent director: Edward Yang. ID / shareholder No. 435270 | For | None | 86126 | 0 | 0 | 0 | ||
24 | The proposal to release non-competition restriction on the directors | For | None | 0 | 86126 | 0 | 0 | ||
25 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTIONS B8.4, B8.7 AND B8.8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704513577 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512055.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512029.pdf | None | None | Non Voting | |||||
2 | To consider and approve the payment of cash dividends and the bonus shares issue by way of the capitalisation of the Company's retained earnings for year ended 31 December 2012 | For | None | 23915 | 0 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704619064 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 24-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 200905 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | To consider and, if thought fit, to approve the report of the board for the year 2012 | For | None | 23915 | 0 | 0 | 0 | ||
3 | To consider and, if thought fit, to approve the report of the supervisory committee for the year 2012 | For | None | 23915 | 0 | 0 | 0 | ||
4 | To consider and, if thought fit, to approve the report of the independent non-executive directors for the year 2012 | For | None | 23915 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, to approve the annual report of the company for the year 2012 | For | None | 23915 | 0 | 0 | 0 | ||
6 | To consider and, if thought fit, to approve the proposal of the confirmation of the difference between actual amount and estimates of related party transactions in the ordinary course of business in 2012 and the estimates for 2013 related party transactions in the ordinary course of business | For | None | 23915 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, to appoint an auditor for the year 2013 | For | None | 23915 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, to appoint an internal control auditor for the year 2013 | For | None | 23915 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, to approve the proposed capital expenditure plan for the year 2013 | For | None | 23915 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, to approve the proposed replacement of an independent non- executive director | For | None | 23915 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, to deal with the guarantee to be provided to certain subsidiaries | For | None | 23915 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, to approve the proposed amendments to the articles of association | For | None | 23915 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, to grant general mandate to the directors to allot, issue and deal with additional H shares | For | None | 0 | 23915 | 0 | 0 | ||
14 | To consider and, if thought fit, to approve the profit distribution scheme for the year 2012: the detailed profit distribution plan are as follows: 1) Cash dividend/10 shares (tax included): CNY 12.50000000 2) Bonus issue from profit (share/10 shares): 10.000000 3) Bonus issue from capital reserve (share/10 shares): none | For | None | 23915 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, to provide external guarantees for inner Mongolia Yitai Chemical Co., Ltd | For | None | 23915 | 0 | 0 | 0 | ||
16 | To consider and approve the proposal to provide external guarantees for Yitai Xinjiang Energy Co., Ltd | For | None | 23915 | 0 | 0 | 0 |
Guinness Atkinson China & Hong Kong Fund | |||||||||
Meeting Date Range: 01-Jul-2012 To 30-Jun-2013 | |||||||||
Selected Accounts | |||||||||
LENOVO GROUP LTD | |||||||||
Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 03-Jul-2012 | |||||||
ISIN | HK0992009065 | Vote Deadline Date: | 27-Jun-2012 | ||||||
Agenda | 703878011 | Management | Total Ballot Shares: | 7938000 | |||||
Last Vote Date: | 06-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/053 1/LTN20120531246.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited accounts for the year ended March 31, 2012 together with the reports of the directors and auditor thereon | For | None | 7938000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the issued ordinary shares for the year ended March 31, 2012 | For | None | 7938000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Zhao John Huan as director | For | None | 7938000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Nobuyuki Idei as director | For | None | 7938000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Zhu Linan as director | For | None | 7938000 | 0 | 0 | 0 | ||
8 | To re-elect Ms. Ma Xuezheng as director | For | None | 7938000 | 0 | 0 | 0 | ||
9 | To re-elect Mr. Ting Lee Sen as director | For | None | 7938000 | 0 | 0 | 0 | ||
10 | To re-elect Mr. William O. Grabe as director | For | None | 7938000 | 0 | 0 | 0 | ||
11 | To authorize the board of directors to fix directors' fees | For | None | 7938000 | 0 | 0 | 0 | ||
12 | To re-appoint PricewaterhouseCoopers as auditor and authorize the board of directors to fix auditor's remuneration | For | None | 7938000 | 0 | 0 | 0 | ||
13 | Ordinary Resolution - To grant a general mandate to the directors to allot, issue and deal with additional ordinary shares not exceeding 20% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | None | 0 | 7938000 | 0 | 0 | ||
14 | Ordinary Resolution - To grant a general mandate to the directors to repurchase ordinary shares not exceeding 10% of the aggregate nominal amount of the issued ordinary share capital of the Company | For | None | 7938000 | 0 | 0 | 0 | ||
15 | Ordinary Resolution - To extend the general mandate to the directors to issue new ordinary shares of the Company by adding the number of the shares repurchased | For | None | 0 | 7938000 | 0 | 0 | ||
JA SOLAR HOLDINGS CO., LTD. | |||||||||
Security: | 466090107 | Meeting Type: | Annual | ||||||
Ticker: | JASO | Meeting Date: | 06-Jul-2012 | ||||||
ISIN | US4660901079 | Vote Deadline Date: | 29-Jun-2012 | ||||||
Agenda | 933656362 | Management | Total Ballot Shares: | 1908900 | |||||
Last Vote Date: | 22-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2011. | None | None | 755000 | 0 | 0 | 0 | ||
2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 755000 | 0 | 0 | 0 | ||
3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 755000 | 0 | 0 | 0 | ||
4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 755000 | 0 | 0 | 0 | ||
5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 755000 | 0 | 0 | 0 | ||
6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 755000 | 0 | 0 | 0 | ||
7 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | None | 0 | 0 | 755000 | 0 | ||
VTECH HOLDINGS LTD, HAMILTON | |||||||||
Security: | G9400S132 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 13-Jul-2012 | |||||||
ISIN | BMG9400S1329 | Vote Deadline Date: | 10-Jul-2012 | ||||||
Agenda | 703910186 | Management | Total Ballot Shares: | 480600 | |||||
Last Vote Date: | 18-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/060 8/LTN20120608259.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the reports of the directors of the Company (''Directors'') and the auditor of the Company (''Auditor'') for the year ended 31 March 2012 | For | None | 464000 | 0 | 0 | 0 | ||
4 | To consider and declare a final dividend in respect of the year ended 31 March 2012 | For | None | 464000 | 0 | 0 | 0 | ||
5 | To re-elect Dr. Allan Wong Chi Yun as Director | For | None | 464000 | 0 | 0 | 0 | ||
6 | To re-elect Dr. William Fung Kwok Lun as Director | For | None | 464000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Denis Morgie Ho Pak Cho as Director | For | None | 464000 | 0 | 0 | 0 | ||
8 | To fix the remuneration of the Directors | For | None | 464000 | 0 | 0 | 0 | ||
9 | To re-appoint KPMG as the Auditor and authorise the board of Directors to fix their remuneration | For | None | 464000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to repurchase shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | None | 464000 | 0 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to allot, issue and deal with additional shares representing up to 10% of the issued share capital of the Company at the date of the Annual General Meeting | For | None | 464000 | 0 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares by the addition of such number of shares to be repurchased by the Company | For | None | 0 | 464000 | 0 | 0 | ||
ANHUI CONCH CEMENT CO LTD | |||||||||
Security: | Y01373102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Aug-2012 | |||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 10-Aug-2012 | ||||||
Agenda | 703957110 | Management | Total Ballot Shares: | 1256000 | |||||
Last Vote Date: | 09-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/070 4/LTN201207041128.PDF | None | None | Non Voting | |||||
3 | To approve the following resolution regarding the issue of corporate bonds: Conditions of the issue of corporate bonds | For | None | 993000 | 0 | 0 | 0 | ||
4 | To approve the following resolution regarding the issue of corporate bonds: Issuing amount | For | None | 993000 | 0 | 0 | 0 | ||
5 | To approve the following resolution regarding the issue of corporate bonds: Maturity of the corporate bonds | For | None | 993000 | 0 | 0 | 0 | ||
6 | To approve the following resolution regarding the issue of corporate bonds: Interest rate of the corporate bonds and its determination | For | None | 993000 | 0 | 0 | 0 | ||
7 | To approve the following resolution regarding the issue of corporate bonds: Issue price of the corporate bonds | For | None | 993000 | 0 | 0 | 0 | ||
8 | To approve the following resolution regarding the issue of corporate bonds: Use of proceeds | For | None | 993000 | 0 | 0 | 0 | ||
9 | To approve the following resolution regarding the issue of corporate bonds: Target offerees of the corporate bonds and placing arrangements for the shareholders of the Company | For | None | 993000 | 0 | 0 | 0 | ||
10 | To approve the following resolution regarding the issue of corporate bonds: Guarantee | For | None | 993000 | 0 | 0 | 0 | ||
11 | To approve the following resolution regarding the issue of corporate bonds: Validity period of the resolutions regarding the issue of the corporate bonds | For | None | 993000 | 0 | 0 | 0 | ||
12 | To approve the following resolution regarding the issue of corporate bonds: Safeguarding measures for the repayment of principal and interest | For | None | 993000 | 0 | 0 | 0 | ||
13 | To approve the following resolution regarding the issue of corporate bonds: Authorisation of the issue | For | None | 993000 | 0 | 0 | 0 | ||
14 | To approve the amendment to the Article of Association of the Company: Articles 167, 169A, 169B | For | None | 993000 | 0 | 0 | 0 | ||
15 | To approve the amendment to the scope of operations of the Company | For | None | 993000 | 0 | 0 | 0 | ||
16 | To approve the guarantees provided by the company for the bank borrowings of certain subsidiaries of the Company | For | None | 993000 | 0 | 0 | 0 | ||
17 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Aug-2012 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 16-Aug-2012 | ||||||
Agenda | 703994752 | Management | Total Ballot Shares: | 4558000 | |||||
Last Vote Date: | 13-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/08 03/LTN201208031072.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/080 3/LTN201208031098.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To approve the Agreement and the transactions contemplated thereunder, as described in the Notice of Extraordinary General Meeting dated 3 August 2012 | For | None | 3913000 | 0 | 0 | 0 | ||
4 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CHEN HSONG HOLDINGS LTD | |||||||||
Security: | G20874106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 27-Aug-2012 | |||||||
ISIN | BMG208741063 | Vote Deadline Date: | 22-Aug-2012 | ||||||
Agenda | 703964987 | Management | Total Ballot Shares: | 4128000 | |||||
Last Vote Date: | 16-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/071 2/LTN20120712315.pdf | None | None | Non Voting | |||||
3 | To receive and consider the Audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31 March 2012 | For | None | 3510000 | 0 | 0 | 0 | ||
4 | To approve the final dividend of HK8 cents per share as recommended by the Board of Directors for the year ended 31 March 2012 | For | None | 3510000 | 0 | 0 | 0 | ||
5 | To re-elect Ms. Lai Yuen Chiang as a director | For | None | 3510000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Sam Hon Wah Ng as a director | For | None | 3510000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Johnson Chin Kwang Tan as a director | For | None | 3510000 | 0 | 0 | 0 | ||
8 | To determine the directors' fees for the year ending 31 March 2013 at an aggregate sum of not exceeding HKD 1,200,000 | For | None | 3510000 | 0 | 0 | 0 | ||
9 | To re-appoint Ernst & Young as auditors and to authorize the Board of Directors to fix their remuneration | For | None | 3510000 | 0 | 0 | 0 | ||
10 | To give a general mandate to the Directors of the Company to repurchase the shares of the Company not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 3510000 | 0 | 0 | 0 | ||
11 | To give a general mandate to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing of this resolution | For | None | 0 | 3510000 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company by the addition of the total number of shares repurchased by the Company | For | None | 0 | 3510000 | 0 | 0 | ||
DIGITAL CHINA HOLDINGS LTD | |||||||||
Security: | G2759B107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 27-Aug-2012 | |||||||
ISIN | BMG2759B1072 | Vote Deadline Date: | 22-Aug-2012 | ||||||
Agenda | 703959734 | Management | Total Ballot Shares: | 2623000 | |||||
Last Vote Date: | 16-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2012/070 9/LTN20120709261.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors for the year ended 31 March 2012 | For | None | 2623000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 March 2012 | For | None | 2623000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Lin Yang as a director | For | None | 2623000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Wong Man Chung, Francis as a director | For | None | 2623000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Ong Ka Lueng, Peter as a director | For | None | 2623000 | 0 | 0 | 0 | ||
8 | To authorise the board of directors to fix the directors' remuneration | For | None | 2623000 | 0 | 0 | 0 | ||
9 | To re-appoint Ernst & Young as auditors of the Company and to authorise the board of directors to fix their remuneration | For | None | 2623000 | 0 | 0 | 0 | ||
10 | To grant a general and unconditional mandate to the board of directors to issue shares of the Company | For | None | 0 | 2623000 | 0 | 0 | ||
11 | To grant a general and unconditional mandate to the board of directors to repurchase shares of the Company | For | None | 2623000 | 0 | 0 | 0 | ||
12 | To the extension of the general mandate granted to the board of directors pursuant to resolution 5(1) to cover the shares repurchased by the Company pursuant to resolution 5(2) | For | None | 0 | 2623000 | 0 | 0 | ||
13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE 21 AUG 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
NETEASE.COM, INC. | |||||||||
Security: | 64110W102 | Meeting Type: | Annual | ||||||
Ticker: | NTES | Meeting Date: | 06-Sep-2012 | ||||||
ISIN | US64110W1027 | Vote Deadline Date: | 29-Aug-2012 | ||||||
Agenda | 933674702 | Management | Total Ballot Shares: | 105040 | |||||
Last Vote Date: | 03-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | For | None | 105040 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF DIRECTOR: ALICE CHENG | For | None | 105040 | 0 | 0 | 0 | ||
3 | RE-ELECTION OF DIRECTOR: DENNY LEE | For | None | 105040 | 0 | 0 | 0 | ||
4 | RE-ELECTION OF DIRECTOR: JOSEPH TONG | For | None | 105040 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF DIRECTOR: LUN FENG | For | None | 105040 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | For | None | 105040 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF DIRECTOR: MICHAEL TONG | For | None | 105040 | 0 | 0 | 0 | ||
8 | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | None | 105040 | 0 | 0 | 0 | ||
TRINA SOLAR LIMITED | |||||||||
Security: | 89628E104 | Meeting Type: | Annual | ||||||
Ticker: | TSL | Meeting Date: | 07-Sep-2012 | ||||||
ISIN | US89628E1047 | Vote Deadline Date: | 29-Aug-2012 | ||||||
Agenda | 933676011 | Management | Total Ballot Shares: | 525600 | |||||
Last Vote Date: | 08-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF MR. JEROME CORCORAN AS A DIRECTOR OF THE COMPANY. | For | None | 241500 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF MR. CHOW WAI KWAN HENRY AS A DIRECTOR OF THE COMPANY. | For | None | 241500 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | None | 241500 | 0 | 0 | 0 | ||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 14-Sep-2012 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 10-Sep-2012 | ||||||
Agenda | 703987151 | Management | Total Ballot Shares: | 1339000 | |||||
Last Vote Date: | 03-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION "1". THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/07 29/LTN20120729006.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2012/072 9/LTN20120729008.pdf | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the following mandate and authorise the board of directors of the Company to carry out the following:-(1) To determine the proposed issue of debt financing instruments of the Company within the limit of issuance, including but not limited to short-term debentures, medium-term notes, super short-term commercial papers, corporate bonds and enterprise bonds in domestic market as well as Renminbi denominated bonds and foreign currency denominated bonds, etc. in overseas market (excluding convertible bonds that may be converted into equity securities). (2) To determine and finalise, based on the Company's needs and market conditions, the specific terms and conditions of and CONTD | For | None | 1018000 | 0 | 0 | 0 | ||
4 | CONTD all relevant matters in connection with the proposed issue of debt financing instruments, including but not limited to type, principal, interest rate, term, issuance timing, targets and use of proceeds of such debt financing instruments to be issued within the aforesaid limit and the production, execution and disclosure of all necessary documents. (3) To ensure the gearing ratio (total | None | None | Non Voting | |||||
liabilities/total assets) based on the Company's consolidated financial statements upon completion of each issuance not exceeding 50%, in addition to the compliance with the restrictions by the government and relevant regulatory authorities on the issuance size of the debt financing instruments to be issued by the Company under CONTD | |||||||||
5 | CONTD these authorisations. The gearing ratio is calculated based on the latest published (quarterly, interim or annual) financial statements of the Company prior to the proposed issue, taking into consideration the amount of debt financing instruments issued or repaid at the end of the reporting period up to the date of the proposed issue as well as the size of the proposed issuance. (4) To satisfy the following criteria for any corporate bonds to be issued through a domestic exchange: the principal shall not exceed RMB50 billion; the term shall not exceed 10 years; and such corporate bonds may be issued to the Company's shareholders by way of placing, arrangement details of which (availability of placing, CONTD | None | None | Non Voting | |||||
6 | CONTD placing ratio, etc.) shall be determined by the board of directors according to market conditions and the terms and conditions of the proposed issue. (5) To delegate the mandate to Dr. Ling Wen, the executive director and president of the Company, and Ms. Zhang Kehui, the chief financial officer, within the scope of this mandate for determining other matters related to such issuance and implementing specific measures upon determining the type, principal, term and use of proceeds of each issuance of the debt financing instruments by the board of directors of the Company. (6) The mandate and the authorisations set out in this resolution shall remain effective within 24 months commencing from the date on which this resolution is approved by shareholders at the general meeting | None | None | Non Voting | |||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-Sep-2012 | |||||||
ISIN | CNE100000478 | Vote Deadline Date: | 14-Sep-2012 | ||||||
Agenda | 703993623 | Management | Total Ballot Shares: | 5546000 | |||||
Last Vote Date: | 06-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/08 03/LTN20120803962.pdf | None | None | Non Voting | |||||
2 | To consider and approve the proposal in relation to the amendments to the Articles of Association of the Company | For | None | 4054000 | 0 | 0 | 0 | ||
RENESOLA LTD | |||||||||
Security: | 75971T103 | Meeting Type: | Annual | ||||||
Ticker: | SOL | Meeting Date: | 21-Sep-2012 | ||||||
ISIN | US75971T1034 | Vote Deadline Date: | 12-Sep-2012 | ||||||
Agenda | 933682088 | Management | Total Ballot Shares: | 817400 | |||||
Last Vote Date: | 30-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE, CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2011, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | For | None | 460800 | 0 | 0 | 0 | ||
2 | TO RE-ELECT MR. YUNCAI WU AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION. | For | None | 460800 | 0 | 0 | 0 | ||
3 | TO AUTHORISE THE DIRECTORS TO RE- APPOINT DELOITTE TOUCHE TOHMATSU CPA LTD. AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID. | For | None | 460800 | 0 | 0 | 0 | ||
MIDLAND HOLDINGS LTD | |||||||||
Security: | G4491W100 | Meeting Type: | Special General Meeting | ||||||
Ticker: | Meeting Date: | 08-Oct-2012 | |||||||
ISIN | BMG4491W1001 | Vote Deadline Date: | 03-Oct-2012 | ||||||
Agenda | 704060627 | Management | Total Ballot Shares: | 5945000 | |||||
Last Vote Date: | 24-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION "1". THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 17/LTN20120917323.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/091 7/LTN20120917317.pdf | None | None | Non Voting | |||||
3 | To fix the maximum number of directors of the Company at eleven | For | None | 5945000 | 0 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 15-Oct-2012 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 10-Oct-2012 | ||||||
Agenda | 704061376 | Management | Total Ballot Shares: | 699773 | |||||
Last Vote Date: | 24-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 118024 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | Issue of medium term notes | For | None | 529908 | 0 | 0 | 0 | ||
3 | Change in the registered capital | For | None | 529908 | 0 | 0 | 0 | ||
4 | Amendments to the company's articles of association | For | None | 529908 | 0 | 0 | 0 | ||
5 | Change of supervisors | For | None | 529908 | 0 | 0 | 0 | ||
6 | Adjustment to allowance for independent directors | For | None | 529908 | 0 | 0 | 0 | ||
7 | Adjustment to allowance for independent supervisors | For | None | 529908 | 0 | 0 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 27-Oct-2012 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 23-Oct-2012 | ||||||
Agenda | 704049798 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 17-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 07/LTN20120907641.pdf | None | None | Non Voting | |||||
2 | To approve, confirm and ratify the Framework Agreement and the Transactions | For | None | 1353120 | 0 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 05-Nov-2012 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 30-Oct-2012 | ||||||
Agenda | 704059369 | Management | Total Ballot Shares: | 8090330 | |||||
Last Vote Date: | 17-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY NOTICE ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 13/LTN20120913631.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/091 3/LTN20120913639.pdf | None | None | Non Voting | |||||
2 | To consider and approve the proposed amendments to the Articles of Association of Industrial and Commercial Bank of China Limited as set out in Appendix I to the circular of the Bank dated 14 September 2012 and to authorize the Chairman and the President to make further adjustments or amendments according to the regulators' recommendations on amendments | For | None | 7872330 | 0 | 0 | 0 | ||
3 | To consider and approve the 2012-2014 Capital Planning of Industrial and Commercial Bank of China as set out in Appendix II to the circular of the Bank dated 14 September 2012 | For | None | 7872330 | 0 | 0 | 0 | ||
4 | To consider and approve the appointment of KPMG Huazhen as external auditors of the Bank for 2013 and to fix the aggregate audit fees for 2013 at RMB133.6 million, among which RMB77.51 million will be paid for annual audit, RMB35.48 million for interim review, RMB4.64 million each for agreed-upon procedures of financial information of the first and third quarters and RMB11.33 million for internal control audit | For | None | 7872330 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK AND POSTPONEMENT OF MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 21-Nov-2012 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 16-Nov-2012 | ||||||
Agenda | 704120447 | Management | Total Ballot Shares: | 4558000 | |||||
Last Vote Date: | 30-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 4/LTN20121024278.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 4/LTN20121024289.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To approve, ratify and confirm the Non-exempt Revised Caps, as described in the Circular of the Company dated 24 October 2012 | For | None | 3913000 | 0 | 0 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 30-Nov-2012 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 26-Nov-2012 | ||||||
Agenda | 704163827 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 19-Nov-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 124770 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/111 4/LTN20121114434.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/111 4/LTN20121114439.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2012/09 21/LTN20120921471.pdf | None | None | Non Voting | |||||
3 | To consider and approve the Supplemental Agreement in respect of the sale of parts and components of transmissions and related products by SFGC to Fast Transmission and the relevant New Caps | For | None | 1353120 | 0 | 0 | 0 | ||
4 | To consider and approve the Supplemental Agreement in respect of the purchase of parts and components of transmissions and related products by SFGC from Fast Transmission and the relevant New Caps | For | None | 1353120 | 0 | 0 | 0 | ||
5 | To consider and approve the Supplemental Agreement in respect of the sale of vehicles, parts and components of vehicles and related products and provision of the relevant services by Shaanxi Zhongqi (and its subsidiaries) (as the case may be) to Shaanxi Automotive (and its associates) (as the case may be) and the relevant New Caps | For | None | 1353120 | 0 | 0 | 0 | ||
6 | To consider and approve the provision of a guarantee by the Company for the benefit of its wholly owned subsidiary, Weichai Power Hong Kong International Development Co., Limited | For | None | 1353120 | 0 | 0 | 0 | ||
7 | To consider and approve the amendments to the articles of association of the Company as set out in the notice convening the EGM : Article 7, Article 195, Article 199, Article 200, Article 201, Article 202 | For | None | 1353120 | 0 | 0 | 0 | ||
DONGFANG ELECTRIC CORPORATION LTD | |||||||||
Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 14-Dec-2012 | |||||||
ISIN | CNE100000304 | Vote Deadline Date: | 06-Dec-2012 | ||||||
Agenda | 704131729 | Management | Total Ballot Shares: | 2075000 | |||||
Last Vote Date: | 30-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 6/LTN20121026561.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/102 6/LTN20121026555.pdf | None | None | Non Voting | |||||
2 | To consider and approve the "H Share Appreciation Rights Scheme of Dongfang Electric Corporation Limited" | For | None | 1622000 | 0 | 0 | 0 | ||
3 | To consider and approve the "Grant of Authority to the Board of Directors to Deal with the Relevant Matters of H Share Appreciation Rights Scheme" | For | None | 1622000 | 0 | 0 | 0 | ||
4 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 191 of the Articles of Association | For | None | 1622000 | 0 | 0 | 0 | ||
5 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 198 of the Articles of Association | For | None | 1622000 | 0 | 0 | 0 | ||
6 | Resolution in relation to the proposed amendments to the Articles of Association: Amendment of Article 124 of the Articles of Association | For | None | 1622000 | 0 | 0 | 0 | ||
7 | Resolution in relation to the proposed amendments to the Articles of Association: Authorisation to the Board to deal with, in its absolute discretion, all matters relating to the proposed amendments to the Articles of Association | For | None | 1622000 | 0 | 0 | 0 | ||
8 | To consider and approve the proposal in relation to the purchase of liability insurance for Directors, supervisors and senior management of the Company | For | None | 1622000 | 0 | 0 | 0 | ||
DONGFENG MOTOR GROUP COMPANY LTD | |||||||||
Security: | Y21042109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 23-Jan-2013 | |||||||
ISIN | CNE100000312 | Vote Deadline Date: | 16-Jan-2013 | ||||||
Agenda | 704185734 | Management | Total Ballot Shares: | 3014000 | |||||
Last Vote Date: | 10-Dec-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 2". THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2012/112 7/LTN20121127131.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/112 7/LTN20121127139.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2012/122 8/LTN20121228174.pdf | None | None | Non Voting | |||||
3 | To consider and approve the resolution in respect of change of directors of the Board: candidate for independent non-executive director: Mr. Ma Zhigeng | For | None | 3014000 | 0 | 0 | 0 | ||
4 | To authorize the Board to apply for a registered amount and issue at its discretion of super & short-term commercial paper | For | None | 3014000 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING LOCATION FROM HUBEI TO BEIJING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 05-Mar-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 27-Feb-2013 | ||||||
Agenda | 704242851 | Management | Total Ballot Shares: | 1689120 | |||||
Last Vote Date: | 21-Jan-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/011 6/LTN20130116458.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/011 6/LTN20130116440.pdf | None | None | Non Voting | |||||
2 | To consider and approve the Weichai Westport Supply Agreement dated 25 December 2012 in respect of the supply of basic engines (or base engines), gas engine parts and related products by the Company (and its subsidiaries) (as the case may be) to Weichai Westport and the relevant New Caps | For | None | 0 | 1353120 | 0 | 0 | ||
3 | To consider and approve the Weichai Westport Purchase Agreement dated 25 December 2012 in respect of the purchase of gas engines, gas engine parts and related products by the Company (and its subsidiaries) (as the case may be) from Weichai Westport and the relevant New Caps | For | None | 0 | 1353120 | 0 | 0 | ||
4 | To consider and approve the Weichai Westport Logistics Agreement dated 25 December 2012 in respect of the provision of logistics services by Weichai Logistics to Weichai Westport and the relevant new caps | For | None | 0 | 1353120 | 0 | 0 | ||
5 | To consider and approve the Weichai Westport Leasing Agreement dated 25 December 2012 in respect of the leasing of factory buildings by the Company to Weichai Westport and the relevant new caps | For | None | 0 | 1353120 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-Mar-2013 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 14-Mar-2013 | ||||||
Agenda | 704249425 | Management | Total Ballot Shares: | 7548330 | |||||
Last Vote Date: | 04-Feb-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/012 8/LTN20130128352.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/012 8/LTN20130128343.pdf | None | None | Non Voting | |||||
2 | To consider and approve the election of Sir Malcolm Christopher McCarthy as an independent non-executive director of the Bank | For | None | 7330330 | 0 | 0 | 0 | ||
3 | To consider and approve the election of Mr. Kenneth Patrick Chung as an independent non- executive director of the Bank | For | None | 7330330 | 0 | 0 | 0 | ||
4 | To consider and approve the Bank's 2013 fixed assets investment budget | For | None | 7330330 | 0 | 0 | 0 | ||
5 | To approve the issue of eligible tier-2 capital instruments on the terms and conditions as set out in the circular dated 29 January 2013 | For | None | 7330330 | 0 | 0 | 0 | ||
DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 INDEX E | |||||||||
Security: | L2297J434 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 02-Apr-2013 | |||||||
ISIN | LU0455008887 | Vote Deadline Date: | 21-Mar-2013 | ||||||
Agenda | 704307481 | Management | Total Ballot Shares: | 5708500 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Hearing of the report of the board of directors of the Company (the "Board of Directors" and each member individually a "Director") and the approved statutory auditor (reviseur d'entreprises agree) and approval of the audited financial statements of the Company for the fiscal year ended 31 December 2012 | For | None | 4923600 | 0 | 0 | 0 | ||
2 | Allocation of the results for the fiscal year ended 31 December 2012 and ratification of the distribution of dividends, if any, in respect of the shares of the share classes identified by the letter "D" of the sub-funds of the Company where shares of such "D" share classes have been issued | For | None | 4923600 | 0 | 0 | 0 | ||
3 | Discharge to be granted to the Directors with respect to the performance of their duties during the fiscal year ended 31 December 2012 | For | None | 4923600 | 0 | 0 | 0 | ||
4 | Re-election of Messrs. Werner Burg, Klaus- Michael Vogel and Jacques Elvinger as Directors of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 4923600 | 0 | 0 | 0 | ||
5 | Re-election of Ernst & Young S.A. as approved statutory auditor (reviseur d'entreprises agree) of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 4923600 | 0 | 0 | 0 | ||
6 | If proposed by the Board of Directors on the day of the Annual General Meeting, appointment, subject to the approval of the Commission de Surveillance du Secteur Financier and any other applicable regulator, of Mr. Manooj Mistry as director of the Company until the next annual general meeting of shareholders of the Company that will approve the annual accounts for the year ending on 31 December 2013 | For | None | 4923600 | 0 | 0 | 0 | ||
7 | Any other business which may be properly brought before the Annual General Meeting | Abstain | None | 0 | 0 | 4923600 | 0 | ||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 22-Apr-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 16-Apr-2013 | ||||||
Agenda | 704311872 | Management | Total Ballot Shares: | 1571120 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/030 7/LTN20130307553.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/030 7/LTN20130307544.pdf | None | None | Non Voting | |||||
2 | To consider and approve the possible exercise of the Call Options | For | None | 1353120 | 0 | 0 | 0 | ||
3 | To consider and approve the application of the Loan and the grant of the Guarantee by the Company to its subsidiaries | For | None | 1353120 | 0 | 0 | 0 | ||
KINGBOARD CHEMICAL HOLDINGS LTD | |||||||||
Security: | G52562140 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-May-2013 | |||||||
ISIN | KYG525621408 | Vote Deadline Date: | 01-May-2013 | ||||||
Agenda | 704370422 | Management | Total Ballot Shares: | 1126000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 1/LTN20130401110.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 1/LTN20130401100.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2012 | For | None | 940000 | 0 | 0 | 0 | ||
4 | To declare a final dividend | For | None | 940000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Cheung Kwong Kwan as executive director of the Company | For | None | 940000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Chang Wing Yiu as executive director of the Company | For | None | 940000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Ho Yin Sang as executive director of the Company | For | None | 940000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Mok Cham Hung, Chadwick as executive director of the Company | For | None | 940000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors of the Company to fix the directors' remuneration | For | None | 940000 | 0 | 0 | 0 | ||
10 | To re-appoint auditors and to authorise the board of directors to fix their remuneration | For | None | 940000 | 0 | 0 | 0 | ||
11 | THAT: (a) subject to paragraph (c) of this Resolution, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or | For | None | 0 | 940000 | 0 | 0 | ||
similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) of this Resolution shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end CONTD | |||||||||
12 | CONTD of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval given in paragraph (a) of this Resolution, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of Shares or rights to acquire Shares; or (iv) any scrip dividend or similar arrangement providing for the allotment of CONTD | None | None | Non Voting | |||||
13 | CONTD Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) CONTD | None | None | Non Voting | |||||
14 | CONTD the expiration of the period within which the next annual general meeting of the Company is required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting; and "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register of members of the Company on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having CONTD | None | None | Non Voting | |||||
15 | CONTD regard to any restrictions or obligations under the laws of, or the requirements of any recognised regulatory body or stock exchange in any territory outside Hong Kong) | None | None | Non Voting | |||||
16 | THAT: (a) subject to paragraph (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of Hong Kong Limited ("Stock Exchange") or on any other stock exchange on which the securities of the Company may be listed and recognised for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on Share Repurchases and, subject to and in accordance with all applicable laws and regulations, be and is hereby generally and unconditionally approved; (b) the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall CONTD | For | None | 940000 | 0 | 0 | 0 | ||
17 | CONTD not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution and the approval granted under paragraph (a) of this Resolution shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and | None | None | Non Voting | |||||
which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is CONTD | |||||||||
18 | CONTD required to be held by any applicable laws or regulations or the articles of association of the Company; and (iii) the revocation or variation of the authority given under this Resolution by an ordinary resolution of the shareholders of the Company in general meeting | None | None | Non Voting | |||||
19 | THAT conditional upon the passing of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant to Resolution numbered 5A above be and is hereby extended by the addition to the aggregate nominal amount of the Shares of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution numbered 5B above, provided that such amount shall not exceed 10 per cent. of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this Resolution | For | None | 0 | 940000 | 0 | 0 | ||
20 | THAT subject to and conditional upon The Stock Exchange of Hong Kong Limited granting and agreeing to grant listing of and permission to deal in the Bonus Shares (as defined below): (A) upon the recommendation of the Directors, such amount standing to the credit of the share premium account of the Company be capitalized and the Directors be and are hereby authorized to apply such amount in paying up in full at par such number of new shares of HKD 0.10 each in the capital of the Company ("Bonus Shares") on the basis of two Bonus Shares for every ten existing issued ordinary shares of HKD 0.10 each in the capital of the Company on the Record Date (as defined below), and the Directors be authorised to allot, issue and distribute the Bonus Shares, which shall be credited as fully paid, to the members of the Company whose CONTD | For | None | 940000 | 0 | 0 | 0 | ||
21 | CONTD names appear in the register of members of the Company in Hong Kong as at the close of business on 14 May 2013 ("Record Date"), other than those members ("Excepted Shareholders") whose addresses as shown in the register of members of the Company at the close of business on the Record Date are in jurisdiction outside Hong Kong and in respect of whom the Directors consider the exclusion from the Bonus Issue (as defined below) to be necessary or expedient in accordance with the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and the Memorandum and Articles of Association of the Company, on the basis of two Bonus Shares for every ten existing issued ordinary shares of HK0.10 each in the capital of the Company then held by them respectively ("Bonus Issue"), and the Directors be CONTD | None | None | Non Voting | |||||
22 | CONTD authorised to settle, as they consider appropriate, any difficulty in regard to any distribution of the Bonus Shares; (B) the Bonus Shares to be allotted and issued pursuant to this resolution shall, subject to the Memorandum and Articles of Association of the Company, rank pari passu in all respects with the existing issued ordinary shares of HKD 0.10 each in the capital of the Company, except that they shall not be eligible for the Bonus Issue mentioned in this resolution and the final dividend for the year ended 31 December 2012; (C) the Directors be and are hereby authorised to arrange for the Bonus Shares which would otherwise have been issued to the Excepted Shareholders, if any, to be sold in the market as soon as practicable after dealing in the Bonus Shares commences, and distribute the net proceeds of sale CONTD | None | None | Non Voting | |||||
23 | CONTD , after deduction of expenses, in Hong Kong dollars to the Excepted Shareholders, if any, pro rata to their respective shareholdings and to post to them the remittances thereof at their own risk, unless the amount to be distributed to any such persons is less than HKD 100, in which case, the Directors be and are hereby authorised to retain such amount for the benefit of the Company; and (D) the Directors be and are hereby authorised to do all acts and things as may be necessary and expedient in connection with the issue of the Bonus Shares | None | None | Non Voting | |||||
CATHAY PACIFIC AIRWAYS LTD | |||||||||
Security: | Y11757104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 08-May-2013 | |||||||
ISIN | HK0293001514 | Vote Deadline Date: | 03-May-2013 | ||||||
Agenda | 704378428 | Management | Total Ballot Shares: | 1759000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021194.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021166.pdf | None | None | Non Voting | |||||
3 | To re-elect CAI Jianjiang as a Director | For | None | 1759000 | 0 | 0 | 0 | ||
4 | To re-elect FAN Cheng as a Director | For | None | 1759000 | 0 | 0 | 0 | ||
5 | To re-elect Peter Alan KILGOUR as a Director | For | None | 1759000 | 0 | 0 | 0 | ||
6 | To re-elect Irene Yun Lien LEE as a Director | For | None | 1759000 | 0 | 0 | 0 | ||
7 | To re-elect WONG Tung Shun Peter as a Director | For | None | 1759000 | 0 | 0 | 0 | ||
8 | To reappoint KPMG as auditors and to authorise the Directors to fix their Remuneration | For | None | 1759000 | 0 | 0 | 0 | ||
9 | To grant a general mandate for share repurchase | For | None | 1759000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to issue and dispose of additional shares in the Company | For | None | 0 | 1759000 | 0 | 0 | ||
11 | To approve the proposed change of name of the Company | For | None | 1759000 | 0 | 0 | 0 | ||
WING HANG BANK LTD | |||||||||
Security: | Y9588K109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 09-May-2013 | |||||||
ISIN | HK0302001547 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 704355521 | Management | Total Ballot Shares: | 140400 | |||||
Last Vote Date: | 02-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 8/LTN20130328587.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 8/LTN20130328583.pdf | None | None | Non Voting | |||||
3 | To adopt the Audited Financial Statements and the Report of the Directors and the Independent Auditor's Report for the year ended 31 December 2012 | For | None | 140400 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HKD 1.62 per share (with scrip option) for the year ended 31 December 2012 | For | None | 140400 | 0 | 0 | 0 | ||
5 | To re-elect Dr FUNG Yuk Bun Patrick as director | For | None | 140400 | 0 | 0 | 0 | ||
6 | To re-elect Mr Frank John WANG as director | For | None | 140400 | 0 | 0 | 0 | ||
7 | To elect Mr LI Sze Kuen Billy as an independent non-executive director | For | None | 140400 | 0 | 0 | 0 | ||
8 | To authorise the Board of Directors to fix director fees | For | None | 140400 | 0 | 0 | 0 | ||
9 | To re-appoint KPMG as Auditors of the Bank and authorise the Board of Directors to fix their remuneration | For | None | 140400 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Bank | For | None | 0 | 140400 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to repurchase shares of the Bank not exceeding 10% of the issued share capital of the Bank | For | None | 140400 | 0 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors to allot, issue and deal with additional shares of the Bank pursuant to Resolution No. 7 above, by the addition of the aggregate number of shares repurchased under the authority granted pursuant to Resolution No. 8 above | For | None | 0 | 140400 | 0 | 0 | ||
SOHO CHINA LTD | |||||||||
Security: | G82600100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-May-2013 | |||||||
ISIN | KYG826001003 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704410327 | Management | Total Ballot Shares: | 10898000 | |||||
Last Vote Date: | 15-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412391.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412349.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors of the Company for the year ended 31 December 2012 | For | None | 9628000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 9628000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Yin Jie as a director of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Pan Shiyi as a director of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Cha Mou Zing Victor as a director of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
8 | To re-elect Ms. Tong Ching Mau as a director of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
9 | To authorise the board of directors to fix the remuneration of the directors of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
10 | To appoint PricewaterhouseCoopers as auditors of the Company and authorise the board of directors to fix their remuneration | For | None | 9628000 | 0 | 0 | 0 | ||
11 | To give a general mandate to the directors of the Company to allot, issue and deal with additional shares not exceeding 20 per cent of the issued share capital of the Company | For | None | 0 | 9628000 | 0 | 0 | ||
12 | To give a general mandate to the directors of the Company to repurchase shares not exceeding 10 per cent of the issued share capital of the Company | For | None | 9628000 | 0 | 0 | 0 | ||
13 | To extend the authority given to the directors of the Company pursuant to ordinary resolution no. 9(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution no. 9(B) | For | None | 0 | 9628000 | 0 | 0 | ||
SHENZHEN EXPRESSWAY CO LTD | |||||||||
Security: | Y7741B107 | Meeting Type: | �� | Annual General Meeting | |||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE100000478 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704354579 | Management | Total Ballot Shares: | 4502000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327906.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327894.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327876.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors for the year 2012 | For | None | 3534000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee for the year 2012 | For | None | 3534000 | 0 | 0 | 0 | ||
4 | To consider and approve the audited accounts for the year 2012 | For | None | 3534000 | 0 | 0 | 0 | ||
5 | To consider and approve the proposed distribution scheme of profits for the year 2012 (including declaration of final dividend) | For | None | 3534000 | 0 | 0 | 0 | ||
6 | To consider and approve the budget report for the year 2013 | For | None | 3534000 | 0 | 0 | 0 | ||
7 | To consider and approve that PricewaterhouseCoopers Zhong Tian CPAs Company Limited be re-appointed as the auditors of the Company for 2013 | For | None | 3534000 | 0 | 0 | 0 | ||
8 | To consider and approve the resolution in relation to the grant of a general mandate to the board of directors of the Company to issue debentures denominated in Renminbi | For | None | 0 | 3534000 | 0 | 0 | ||
TENCENT HOLDINGS LTD, GEORGE TOWN | |||||||||
Security: | G87572148 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | KYG875721485 | Vote Deadline Date: | 10-May-2013 | ||||||
Agenda | 704355797 | Management | Total Ballot Shares: | 203300 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 8/LTN201303281202.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 8/LTN201303281196.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited Financial Statements and the Reports of the Directors and Auditor for the year ended 31 December 2012 | For | None | 203300 | 0 | 0 | 0 | ||
4 | To declare a final dividend | For | None | 203300 | 0 | 0 | 0 | ||
5 | To re-elect Mr Zhang Zhidong as director | For | None | 203300 | 0 | 0 | 0 | ||
6 | To re-elect Mr Ian Charles Stone as director | For | None | 203300 | 0 | 0 | 0 | ||
7 | To re-elect Mr Jacobus Petrus Bekker as director | For | None | 203300 | 0 | 0 | 0 | ||
8 | To authorise the Board of Directors to fix the Directors' remuneration | For | None | 203300 | 0 | 0 | 0 | ||
9 | To re-appoint Auditor and to authorise the Board of Directors to fix their remuneration | For | None | 203300 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to issue new shares (Ordinary Resolution 5 as set out in the notice of the AGM) | For | None | 0 | 203300 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to repurchase shares (Ordinary Resolution 6 as set out in the notice of the AGM) | For | None | 203300 | 0 | 0 | 0 | ||
12 | To extend the general mandate to issue new shares by adding the number of shares repurchased (Ordinary Resolution 7 as set out in the notice of the AGM) | For | None | 0 | 203300 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704424453 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 03-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325492.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 5/LTN20130325481.pdf | None | None | Non Voting | |||||
2 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares" | For | None | 2030200 | 0 | 0 | 0 | ||
YANZHOU COAL MINING CO LTD, ZOUCHENG | |||||||||
Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | CNE1000004Q8 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 704436915 | Management | Total Ballot Shares: | 2401000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325462.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/03 25/LTN20130325455.pdf | None | None | Non Voting | |||||
2 | To consider and approve the working report of the board of directors of the Company for the year ended 31 December 2012 | For | None | 2030200 | 0 | 0 | 0 | ||
3 | To consider and approve the working report of the supervisory committee of the Company for the year ended 31 December 2012 | For | None | 2030200 | 0 | 0 | 0 | ||
4 | To consider and approve the audited financial statements of the Company and its subsidiaries as at and for the year ended 31 December 2012 | For | None | 2030200 | 0 | 0 | 0 | ||
5 | To consider and approve the proposed profit distribution plan of the Company for the year ended 31 December 2012 and to authorize the Board to distribute an aggregate cash dividend of RMB 1.7706 billion (tax inclusive), equivalent to RMB 0.36 (tax inclusive) per Share to the Shareholders | For | None | 2030200 | 0 | 0 | 0 | ||
6 | To consider and approve the remuneration of the Directors and supervisors of the Company for the year ending 31 December 2013 | For | None | 2030200 | 0 | 0 | 0 | ||
7 | To consider and approve the "Proposal in relation to the renewal of the liability insurance of Directors, supervisors and senior officers | For | None | 2030200 | 0 | 0 | 0 | ||
8 | To consider and approve the "Proposal in relation to the re-appointment and remuneration of external auditing firms for the year 2013 | For | None | 2030200 | 0 | 0 | 0 | ||
9 | To consider and approve the amendments to the Articles of Association in relation to the provisions regarding profit Distribution | For | None | 2030200 | 0 | 0 | 0 | ||
10 | To consider and approve the amendments to the Articles of Association, the Rules of Procedures for Shareholders' General Meeting and the Rules of Procedures for the Board in relation to the decision-making procedures for approving the mutual provision of loans among overseas subsidiaries | For | None | 2030200 | 0 | 0 | 0 | ||
11 | To consider and approve the "Proposal to authorize the Company to carry out domestic and overseas financing Activities | For | None | 2030200 | 0 | 0 | 0 | ||
12 | To consider and approve the "Proposal for the provision of guarantees to the Company's wholly- owned subsidiaries | For | None | 2030200 | 0 | 0 | 0 | ||
13 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to issue H Shares | For | None | 0 | 2030200 | 0 | 0 | ||
14 | To consider and approve the "Proposal regarding the general mandate authorizing the Board to repurchase H Shares | For | None | 2030200 | 0 | 0 | 0 | ||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | |||||||||
Security: | G3777B103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 16-May-2013 | |||||||
ISIN | KYG3777B1032 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 704461970 | Management | Total Ballot Shares: | 5500000 | |||||
Last Vote Date: | 03-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327696.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327690.pdf | None | None | Non Voting | |||||
3 | To receive and consider the report of the directors, audited financial statements and auditors' report for the year ended 31 December 2012 | For | None | 5500000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 5500000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Li Shu Fu as an executive director | For | None | 5500000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Yang Jian as an executive director | For | None | 5500000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Gui Sheng Yue as an executive director | For | None | 5500000 | 0 | 0 | 0 | ||
8 | To re-elect Dr. Zhao Fuquan as an executive director | For | None | 5500000 | 0 | 0 | 0 | ||
9 | To re-elect Ms. Wei Mei as an executive director | For | None | 5500000 | 0 | 0 | 0 | ||
10 | To re-elect Mr. Carl Peter Edmund Moriz Forster as a non-executive director | For | None | 5500000 | 0 | 0 | 0 | ||
11 | To authorise the board of directors of the Company to fix the remuneration of the directors | For | None | 5500000 | 0 | 0 | 0 | ||
12 | To re-appoint Grant Thornton Hong Kong Limited as the auditors of the Company and to authorise the board of directors of the Company to fix their remuneration | For | None | 5500000 | 0 | 0 | 0 | ||
13 | To grant a general mandate to the directors to repurchase the Company's shares | For | None | 5500000 | 0 | 0 | 0 | ||
14 | To grant a general mandate to the directors to issue, allot and otherwise deal with the Company's shares | For | None | 0 | 5500000 | 0 | 0 | ||
15 | To extend the general mandate to allot and issue new shares | For | None | 0 | 5500000 | 0 | 0 | ||
MIDLAND HOLDINGS LTD | |||||||||
Security: | G4491W100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 16-May-2013 | |||||||
ISIN | BMG4491W1001 | Vote Deadline Date: | 13-May-2013 | ||||||
Agenda | 704433882 | Management | Total Ballot Shares: | 2247000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 11/LTN20130411176.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 11/LTN20130411158.pdf | None | None | Non Voting | |||||
3 | To receive and adopt the audited consolidated financial statements and the report of the directors and independent auditor's report for the year ended 31 December 2012 | For | None | 2247000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 2247000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. WONG Kin Yip, Freddie as director | For | None | 2247000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. WONG Tsz Wa, Pierre as director | For | None | 2247000 | 0 | 0 | 0 | ||
7 | To re-elect Ms. IP Kit Yee, Kitty as director | For | None | 2247000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. CHEUNG Kam Shing as director | For | None | 2247000 | 0 | 0 | 0 | ||
9 | To re-elect Mr. CHAN Nim Leung, Leon as director | For | None | 2247000 | 0 | 0 | 0 | ||
10 | To authorise the board of directors to fix the directors' remuneration | For | None | 2247000 | 0 | 0 | 0 | ||
11 | To re-appoint Messrs. PricewaterhouseCoopers as the auditor of the Company and to authorise the board of directors to fix their remuneration | For | None | 2247000 | 0 | 0 | 0 | ||
12 | To grant a general mandate to the directors of the Company to repurchase the Company's shares | For | None | 2247000 | 0 | 0 | 0 | ||
13 | To grant a general mandate to the directors of the Company to issue, allot and otherwise deal with the Company's shares | For | None | 2247000 | 0 | 0 | 0 | ||
KUNLUN ENERGY COMPANY LTD | |||||||||
Security: | G5320C108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 20-May-2013 | |||||||
ISIN | BMG5320C1082 | Vote Deadline Date: | 14-May-2013 | ||||||
Agenda | 704455965 | Management | Total Ballot Shares: | 3768000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 9/LTN20130409284.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 9/LTN20130409243.pdf | None | None | Non Voting | |||||
3 | To receive, consider and adopt the audited Financial Statement and the Reports of the Directors and Auditors for the year ended 31 December 2012 | For | None | 3220000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HK23 cents per ordinary share of the Company | For | None | 3220000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Zhang Bowen as an executive director of the Company | For | None | 3220000 | 0 | 0 | 0 | ||
6 | To re-elect Dr. Liu Xiao Feng (who has served the Company for nine years) as an independent non- executive director of the Company | For | None | 3220000 | 0 | 0 | 0 | ||
7 | To authorise the directors of the Company to fix the remuneration of the directors of the Company for the year ending 31 December 2013 | For | None | 3220000 | 0 | 0 | 0 | ||
8 | To appoint KPMG as the auditor of the Company for the ensuing year and to authorise the directors of the Company to fix their remuneration | For | None | 3220000 | 0 | 0 | 0 | ||
9 | To approve the share issue mandate (ordinary resolution no. 5 of the notice convening the Meeting) | For | None | 0 | 3220000 | 0 | 0 | ||
10 | To approve the share repurchase mandate (ordinary resolution no. 6 of the notice convening the Meeting) | For | None | 3220000 | 0 | 0 | 0 | ||
11 | To approve extension of the share issue mandate under ordinary resolution no. 5 by the number of shares repurchased under ordinary resolution no. 6 (ordinary resolution no. 7 of the notice convening the Meeting) | For | None | 0 | 3220000 | 0 | 0 | ||
12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 17 MAY 2013 TO 14 MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | |||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-May-2013 | |||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 20-May-2013 | ||||||
Agenda | 704414539 | Management | Total Ballot Shares: | 372000 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412491.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 2/LTN20130412477.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited consolidated Financial Statements, the Report of the Directors and the Independent Auditor's Report for the year ended 31st December, 2012 | For | None | 314000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HK50.8 cents per share for the year ended 31st December, 2012 | For | None | 314000 | 0 | 0 | 0 | ||
5 | To re-elect Ms. Ingrid Chunyuan Wu as Non- Executive Director | For | None | 314000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Koh Boon Hwee as Independent Non-Executive Director | For | None | 314000 | 0 | 0 | 0 | ||
7 | To re-elect Ms. Chang Carmen I-Hua as Independent Non-Executive Director | For | None | 314000 | 0 | 0 | 0 | ||
8 | To authorize the Board of Directors to fix the Directors remuneration | For | None | 314000 | 0 | 0 | 0 | ||
9 | To re-appoint Messrs. Deloitte Touche Tohmatsu as auditors of the Company and authorise the Board of Directors to fix their remuneration | For | None | 314000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to issue shares (ordinary resolution set out in item 5 of the notice of annual general meeting) | For | None | 0 | 314000 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to repurchase shares (ordinary resolution set out in item 6 of the notice of annual general meeting) | For | None | 314000 | 0 | 0 | 0 | ||
12 | To extend the general mandate to issue new shares by addition thereto the shares repurchased by the Company (ordinary resolution set out in item 7 of the notice of annual general meeting) | For | None | 0 | 314000 | 0 | 0 | ||
PETROCHINA CO LTD, BEIJING | |||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-May-2013 | |||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 704451094 | Management | Total Ballot Shares: | 7187000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 174630 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021116.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021152.pdf | None | None | Non Voting | |||||
3 | To consider and approve the Report of the Board of Directors of the Company for the year 2012 | For | None | 4286000 | 0 | 0 | 0 | ||
4 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2012 | For | None | 4286000 | 0 | 0 | 0 | ||
5 | To consider and approve the Audited Financial Statements of the Company for the year 2012 | For | None | 4286000 | 0 | 0 | 0 | ||
6 | To consider and approve the declaration and payment of the final dividend for the year ended 31 December 2012 in the amount and in the manner recommended by the Board of Directors | For | None | 4286000 | 0 | 0 | 0 | ||
7 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2013 | For | None | 4286000 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of KPMG Huazhen and KPMG as the domestic and international auditors of the Company, respectively, for the year 2013 and to authorise the Board of Directors to determine their remuneration | For | None | 4286000 | 0 | 0 | 0 | ||
9 | To consider and approve the election of Mr. Li Qingyi as the Supervisor of the Company | For | None | 4286000 | 0 | 0 | 0 | ||
10 | To consider and approve the election of Mr. Fan Fuchun as the independent Supervisor of the Company | For | None | 4286000 | 0 | 0 | 0 | ||
11 | To consider and approve, by way of special resolution, certain amendments to the articles of association of the Company: article 10, 162 | For | None | 4286000 | 0 | 0 | 0 | ||
12 | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to determine and handle the issue of debt financing instruments of the Company with the outstanding balance amount of up to RMB100 billion, upon such terms and conditions to be determined by the Board of Directors | For | None | 4286000 | 0 | 0 | 0 | ||
13 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue | For | None | 4286000 | 0 | 0 | 0 | ||
CNOOC LTD, HONG KONG | |||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | HK0883013259 | Vote Deadline Date: | 21-May-2013 | ||||||
Agenda | 704471945 | Management | Total Ballot Shares: | 3897000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 8/LTN20130408011.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 8/LTN20130408005.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||
3 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2012 | For | None | 3478000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 3478000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Yang Hua as a Non-executive Director of the Company | For | None | 3478000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Zhou Shouwei as a Non-executive Director of the Company | For | None | 3478000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Chiu Sung Hong as an Independent Non-executive Director of the Company | For | None | 3478000 | 0 | 0 | 0 | ||
8 | To authorise the Board of Directors to fix the remuneration of each of the Directors | For | None | 3478000 | 0 | 0 | 0 | ||
9 | To appoint Deloitte Touche Tohmatsu as the Company and its subsidiaries' independent auditors and to authorise the Board of Directors to fix their remuneration | For | None | 3478000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 3478000 | 0 | 0 | 0 | ||
11 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 0 | 3478000 | 0 | 0 | ||
12 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | For | None | 0 | 3478000 | 0 | 0 | ||
DONGFANG ELECTRIC CORPORATION LTD | |||||||||
Security: | Y20958107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | CNE100000304 | Vote Deadline Date: | 17-May-2013 | ||||||
Agenda | 704376133 | Management | Total Ballot Shares: | 1870000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021733.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021717.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors (the "Board") of the Company for the year ended 31 December 2012 | For | None | 1622000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee (the "Supervisory Committee") of the Company for the year ended 31 December 2012 | For | None | 1622000 | 0 | 0 | 0 | ||
4 | To consider and approve the proposal for the distribution of profits after tax for the year ended 31 December 2012, including the proposal for the declaration and payment of final dividend for the year ended 31 December 2012 | For | None | 1622000 | 0 | 0 | 0 | ||
5 | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the year ended 31 December 2012 | For | None | 1622000 | 0 | 0 | 0 | ||
6 | To consider and approve the re-appointment of ShineWing Certified Public Accountants (Special General Partnership) as the auditors of the Company auditing the Company's financial statements for the year 2013 and authorize the Board to determine its remuneration | For | None | 1622000 | 0 | 0 | 0 | ||
7 | To grant a general mandate to the directors of the Company to allot and issue new shares | For | None | 0 | 1622000 | 0 | 0 | ||
HSBC HOLDINGS PLC, LONDON | |||||||||
Security: | G4634U169 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-May-2013 | |||||||
ISIN | GB0005405286 | Vote Deadline Date: | 17-May-2013 | ||||||
Agenda | 704375080 | Management | Total Ballot Shares: | 522757 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021682.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021651.pdf | None | None | Non Voting | |||||
2 | To receive the Annual Report and Accounts 2012 | For | None | 451491 | 0 | 0 | 0 | ||
3 | To approve the Directors' Remuneration Report for 2012 | For | None | 451491 | 0 | 0 | 0 | ||
4 | To re-elect S A Catz a Director | For | None | 451491 | 0 | 0 | 0 | ||
5 | To re-elect L M L Cha a Director | For | None | 451491 | 0 | 0 | 0 | ||
6 | To re-elect M K T Cheung a Director | For | None | 451491 | 0 | 0 | 0 | ||
7 | To elect J B Comey a Director | For | None | 451491 | 0 | 0 | 0 | ||
8 | To re-elect J D Coombe a Director | For | None | 451491 | 0 | 0 | 0 | ||
9 | To re-elect J Faber a Director | For | None | 451491 | 0 | 0 | 0 | ||
10 | To re-elect R A Fairhead a Director | For | None | 451491 | 0 | 0 | 0 | ||
11 | To elect R Fassbind a Director | For | None | 451491 | 0 | 0 | 0 | ||
12 | To re-elect D J Flint a Director | For | None | 451491 | 0 | 0 | 0 | ||
13 | To re-elect S T Gulliver a Director | For | None | 451491 | 0 | 0 | 0 | ||
14 | To re-elect J W J Hughes-Hallett a Director | For | None | 451491 | 0 | 0 | 0 | ||
15 | To re-elect W S H Laidlaw a Director | For | None | 451491 | 0 | 0 | 0 | ||
16 | To re-elect J P Lipsky a Director | For | None | 451491 | 0 | 0 | 0 | ||
17 | To re-elect J R Lomax a Director | For | None | 451491 | 0 | 0 | 0 | ||
18 | To re-elect I J Mackay a Director | For | None | 451491 | 0 | 0 | 0 | ||
19 | To re-elect Sir Simon Robertson a Director | For | None | 451491 | 0 | 0 | 0 | ||
20 | To re-elect J L Thornton a Director | For | None | 451491 | 0 | 0 | 0 | ||
21 | To reappoint the Auditor at remuneration to be determined by the Group Audit Committee: KPMG Audit Plc | For | None | 451491 | 0 | 0 | 0 | ||
22 | To authorise the Directors to allot shares | For | None | 0 | 451491 | 0 | 0 | ||
23 | To disapply pre-emption rights | For | None | 0 | 451491 | 0 | 0 | ||
24 | To authorise the Company to purchase its own ordinary shares | For | None | 451491 | 0 | 0 | 0 | ||
25 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | For | None | 451491 | 0 | 0 | 0 | ||
26 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTIONS 6, 8, COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
ANHUI CONCH CEMENT CO LTD | |||||||||
Security: | Y01373102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 22-May-2013 | ||||||
Agenda | 704462352 | Management | Total Ballot Shares: | 1164000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 1/LTN20130411219.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 1/LTN20130411184.pdf | None | None | Non Voting | |||||
3 | To approve the report of the board of directors (the "Board") for the year ended 31 December 2012 | For | None | 993000 | 0 | 0 | 0 | ||
4 | To approve the report of the supervisory committee for the year ended 31 December 2012 | For | None | 993000 | 0 | 0 | 0 | ||
5 | To approve the audited financial reports prepared in accordance with the PRC accounting standards and International Financial Reporting Standards respectively for the year ended 31 December 2012 | For | None | 993000 | 0 | 0 | 0 | ||
6 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Guo Wensan as an executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
7 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Guo Jingbin as an executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
8 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Ji Qinying as an executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
9 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Ms Zhang Mingjing as an executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
10 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Zhou Bo as an executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
11 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Fang Jinwen as an independent non-executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
12 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Wong Kun Kau as an independent non-executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
13 | To approve and vote on the resolution regarding the election of the following candidate as the directors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each director of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Tai Kwok Leung as an independent non-executive director of the Company | For | None | 993000 | 0 | 0 | 0 | ||
14 | To approve and vote on the resolution regarding the election of the following candidate as the supervisors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each supervisor of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Wang Jun as a supervisor of the Supervisory Committee of the Company | For | None | 993000 | 0 | 0 | 0 | ||
15 | To approve and vote on the resolution regarding the election of the following candidate as the supervisors of the Company each for a term commencing on 28 May 2013 and expiring on 27 May 2016 (each of which resolutions set out below in respect of the re-election or appointment of each supervisor of the Company shall be considered and passed as a separate resolution): To elect and appoint Mr Zhu Yuming as a supervisor of the Supervisory Committee of the Company | For | None | 993000 | 0 | 0 | 0 | ||
16 | To approve the reappointment of KPMG Huazhen Certified Public Accountants (Special General Partnership) and KPMG Certified Public Accountants as the PRC auditors and international auditors of the Company respectively, and to authorise the Board to determine the remuneration of the auditors based on the amount of auditing work as required by the Company's scale of operation were considered and approved | For | None | 993000 | 0 | 0 | 0 | ||
17 | To approve the Company's profit distribution proposal for the year 2012 | For | None | 993000 | 0 | 0 | 0 | ||
18 | To approve the grant of a mandate to the Board to exercise the power to allot and issue new shares | For | None | 0 | 993000 | 0 | 0 | ||
BOC HONG KONG (HOLDINGS) LTD | |||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | HK2388011192 | Vote Deadline Date: | 23-May-2013 | ||||||
Agenda | 704456082 | Management | Total Ballot Shares: | 1740500 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 12/LTN20130412297.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/04 12/LTN20130412283.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited Statement of Accounts and the Reports of Directors and of the Auditor of the Company for the year ended 31 December 2012 | For | None | 1678000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HKD 0.693 per share for the year ended 31 December 2012 | For | None | 1678000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. LI Lihui as a Director of the Company | For | None | 1678000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Gao Yingxin as a Director of the Company | For | None | 1678000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Shan Weijian as a Director of the Company | For | None | 1678000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Ning Gaoning as a Director of the Company | For | None | 1678000 | 0 | 0 | 0 | ||
9 | To appoint Messrs. Ernst & Young as Auditor of the Company and authorise the Board of Directors or a duly authorised Committee of the Board to determine the remuneration of the Auditor | For | None | 1678000 | 0 | 0 | 0 | ||
10 | To grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | None | 0 | 1678000 | 0 | 0 | ||
11 | To grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company as at the date of passing this Resolution | For | None | 1678000 | 0 | 0 | 0 | ||
12 | Conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto of an amount representing the aggregate nominal amount of the issued share capital of the Company purchased under the general mandate granted pursuant to Resolution 6 | For | None | 0 | 1678000 | 0 | 0 | ||
DAH SING FINANCIAL HOLDINGS LTD | |||||||||
Security: | Y19182107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-May-2013 | |||||||
ISIN | HK0440001847 | Vote Deadline Date: | 23-May-2013 | ||||||
Agenda | 704455890 | Management | Total Ballot Shares: | 113281 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424310.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424290.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To adopt the reports and audited financial statements for 2012 | For | None | 113281 | 0 | 0 | 0 | ||
4 | To declare a final dividend for 2012 | For | None | 113281 | 0 | 0 | 0 | ||
5 | To re-elect Mr. David Shou-Yeh Wong as a Director | For | None | 113281 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Nicholas John Mayhew as a Director | For | None | 113281 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Hidekazu Horikoshi as a Director | For | None | 113281 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Seiji Nakamura as a Director | For | None | 113281 | 0 | 0 | 0 | ||
9 | To re-elect Dr. Yuan Shu as a Director | For | None | 113281 | 0 | 0 | 0 | ||
10 | To fix the fees payable to Directors | For | None | 113281 | 0 | 0 | 0 | ||
11 | To appoint PricewaterhouseCoopers as auditors of the Company and to authorize the Directors to fix their remuneration | For | None | 113281 | 0 | 0 | 0 | ||
12 | To approve a general mandate to issue shares | For | None | 0 | 113281 | 0 | 0 | ||
13 | To approve a general mandate to repurchase shares | For | None | 113281 | 0 | 0 | 0 | ||
14 | To extend the general mandate to issue shares by adding repurchased shares thereto | For | None | 0 | 113281 | 0 | 0 | ||
15 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CHINA MOBILE LIMITED, HONG KONG | |||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-May-2013 | |||||||
ISIN | HK0941009539 | Vote Deadline Date: | 27-May-2013 | ||||||
Agenda | 704353008 | Management | Total Ballot Shares: | 557500 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327435.PDF AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/032 7/LTN20130327425.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2012 | For | None | 475000 | 0 | 0 | 0 | ||
4 | To declare a final dividend for the year ended 31 December 2012 | For | None | 475000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Li Yue as director of the Company | For | None | 475000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Xue Taohai as director of the Company | For | None | 475000 | 0 | 0 | 0 | ||
7 | To re-elect Madam Huang Wenlin as director of the Company | For | None | 475000 | 0 | 0 | 0 | ||
8 | To appoint Messrs. PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited (to be renamed as PricewaterhouseCoopers Zhong Tian LLP) as the auditors of the Company and its subsidiaries for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors of the Company to fix their remuneration | For | None | 475000 | 0 | 0 | 0 | ||
9 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | For | None | 475000 | 0 | 0 | 0 | ||
10 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | For | None | 0 | 475000 | 0 | 0 | ||
11 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | For | None | 0 | 475000 | 0 | 0 | ||
GLORIOUS SUN ENTERPRISES LTD | |||||||||
Security: | G3939X100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-May-2013 | |||||||
ISIN | BMG3939X1002 | Vote Deadline Date: | 27-May-2013 | ||||||
Agenda | 704442944 | Management | Total Ballot Shares: | 236000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 7/LTN20130417659.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 7/LTN20130417649.pdf | None | None | Non Voting | |||||
3 | To receive and adopt the Financial Statements and the Reports of the Directors and Auditors for the year ended 31 December 2012 | For | None | 236000 | 0 | 0 | 0 | ||
4 | To declare the final dividend of HK8.15 cents per share for the year ended 31 December 2012 | For | None | 236000 | 0 | 0 | 0 | ||
5 | To elect Mr. Pau Sze Kee, Jackson as an executive director of the Company | For | None | 236000 | 0 | 0 | 0 | ||
6 | To elect Ms. Cheung Wai Yee as an executive director of the Company | For | None | 236000 | 0 | 0 | 0 | ||
7 | To elect Mr. Lau Hon Chuen, Ambrose as an independent non-executive director of the Company | For | None | 236000 | 0 | 0 | 0 | ||
8 | To elect Mr. Chung Shui Ming, Timpson as an independent non-executive director of the Company | For | None | 236000 | 0 | 0 | 0 | ||
9 | To elect Mr. Lam Lee G. as an independent non- executive director of the Company | For | None | 236000 | 0 | 0 | 0 | ||
10 | To authorise the Board of Directors to fix the Directors' remuneration | For | None | 236000 | 0 | 0 | 0 | ||
11 | To appoint Ernst & Young as the Company's Auditors and to authorise the Board of Directors to fix their remuneration | For | None | 236000 | 0 | 0 | 0 | ||
12 | To grant an unconditional mandate to the Directors to allot shares | For | None | 0 | 236000 | 0 | 0 | ||
13 | To grant an unconditional mandate to the Directors to purchase the Company's own shares | For | None | 236000 | 0 | 0 | 0 | ||
14 | To extend the share issue mandate granted to the Directors | For | None | 0 | 236000 | 0 | 0 | ||
CHINA LIANSU GROUP HOLDINGS LTD, CAYMAN ISLANDS | |||||||||
Security: | G2159F104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 31-May-2013 | |||||||
ISIN | KYG2159F1046 | Vote Deadline Date: | 28-May-2013 | ||||||
Agenda | 704461956 | Management | Total Ballot Shares: | 6878000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN20130425405.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN20130425457.pdf | None | None | Non Voting | |||||
3 | To adopt the audited financial statements and together with the directors' report and the independent auditors' report of the Company for the year ended 31 December 2012 | For | None | 5794000 | 0 | 0 | 0 | ||
4 | To declare a final dividend in respect of the year ended 31 December 2012 | For | None | 5794000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Wong Luen Hei as director | For | None | 5794000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Kong Zhaocong as director | For | None | 5794000 | 0 | 0 | 0 | ||
7 | To re-elect Dr. Bai Chongen as director | For | None | 5794000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Fung Pui Cheung as director | For | None | 5794000 | 0 | 0 | 0 | ||
9 | To re-elect Mr. Cheung Man Yu as director | For | None | 5794000 | 0 | 0 | 0 | ||
10 | To re-elect Mr. Gao Lixin as director | For | None | 5794000 | 0 | 0 | 0 | ||
11 | To re-elect Mr. Wong Kwok Ho Jonathan as director | For | None | 5794000 | 0 | 0 | 0 | ||
12 | To authorise the board of directors of the Company to fix the remuneration of the directors | For | None | 5794000 | 0 | 0 | 0 | ||
13 | To re-appoint Ernst & Young as independent auditor of the Company and authorise the board of directors of the Company to fix its remuneration | For | None | 5794000 | 0 | 0 | 0 | ||
14 | That: (a) subject to paragraph (c) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and otherwise deal with additional shares of the Company ("Shares") or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally approved; (b) the approval in paragraph (a) above shall be in addition to any other authorisations given to the Directors and shall authorise the Directors during the Relevant Period to make or grant offers, agreements and options which might require the exercise of such power after the end of the Relevant CONTD | For | None | 0 | 5794000 | 0 | 0 | ||
15 | CONTD Period; (c) the aggregate nominal value of the share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by the Directors pursuant to the approval in paragraph (a) above, otherwise than pursuant to: (i) a Rights Issue (as hereinafter defined); (ii) the exercise of rights of subscription or conversion under terms of any warrants issued by the Company or any securities which are convertible into Shares; (iii) the exercise of any options granted under any option scheme or similar arrangement for the time being adopted for the grant or issue to eligible persons of Shares or right to acquire Shares; and (iv) any scrip dividend or similar arrangements providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance CONTD | None | None | Non Voting | |||||
16 | CONTD with the articles of association of the Company; shall not exceed 20% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (d) subject to the passing of each of the paragraphs (a), (b) and (c) of this Resolution, any prior approvals of the kind referred to in paragraphs (a), (b) and (c) of this Resolution which had been granted to the | None | None | Non Voting | |||||
Directors and which are still in effect be and are hereby revoked; and (e) for the purpose of this Resolution: "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of CONTD | |||||||||
17 | CONTD the Company is required by law or the articles of association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting; "Rights Issue" means the allotment, issue or grant of Shares pursuant to an offer of Shares open for a period fixed by the Directors to holders of Shares or any class thereof on the register on a fixed record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements, or having regard to any restrictions or obligations under the laws of, or the requirements of, any recognised regulatory body or any stock exchange in any CONTD | None | None | Non Voting | |||||
18 | CONTD territory outside Hong Kong | None | None | Non Voting | |||||
19 | That: (a) subject to paragraph (b) below, the exercise by the directors of the Company ("Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase the shares of the Company ("Shares") on The Stock Exchange of Hong Kong Limited or on any other stock exchange on which the Shares may be listed and recognised for this purpose by the Securities and Futures Commission and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases, and subject to and in accordance with all applicable laws and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, be and is hereby generally and unconditionally approved; (b) the aggregate nominal value of Shares which may be repurchased pursuant to the approval in paragraph (a) above CONTD | For | None | 5794000 | 0 | 0 | 0 | ||
20 | CONTD shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution and the said approval shall be limited accordingly; (c) subject to the passing of each of the paragraphs (a) and (b) of this Resolution, any prior approvals of the kind referred to in paragraphs (a) and (b) of this Resolution which had been granted to the Directors and which are still in effect be and are hereby revoked; and (d) for the purpose of this Resolution, "Relevant Period" means the period from the passing of this Resolution until whichever is the earliest of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by law or the articles of CONTD | None | None | Non Voting | |||||
21 | CONTD association of the Company to be held; or (iii) the revocation or variation of the authority given under this Resolution by ordinary resolution of the shareholders of the Company in general meeting | None | None | Non Voting | |||||
22 | That conditional upon the passing of Resolutions 5A and 5B as set out in the notice of this meeting, the general mandate granted to the directors of the Company ("Directors") to exercise the powers of the Company to allot, issue and otherwise deal with shares of the Company pursuant to Resolution 5A above be and is hereby extended by the addition to the aggregate nominal value of the share capital of the Company which may be allotted by the Directors pursuant to such general mandate an amount representing the aggregate nominal value of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal value of the share capital of the Company in issue as at the date of passing of this Resolution | For | None | 0 | 5794000 | 0 | 0 | ||
23 | That subject to the approval of the Registrar of Companies in the Cayman Islands, the name of the Company be changed from 'China Liansu Group Holdings Limited (as specified) to 'China Lesso Group Holdings Limited (as specified) with immediate effect, and the directors of the Company be and are hereby authorised to take such actions and to sign and execute such documents as they may consider necessary or expedient to give effect to the foregoing and to attend to any necessary registration and/or filing for and on behalf of the Company | For | None | 5794000 | 0 | 0 | 0 | ||
GALAXY ENTERTAINMENT GROUP LTD | |||||||||
Security: | Y2679D118 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 03-Jun-2013 | |||||||
ISIN | HK0027032686 | Vote Deadline Date: | 29-May-2013 | ||||||
Agenda | 704457072 | Management | Total Ballot Shares: | 1026000 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0424/LTN20130424211.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 4/LTN20130424207.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited financial statements and reports of the Directors and Auditor for the year ended 31 December 2012 | For | None | 870000 | 0 | 0 | 0 | ||
4 | To re-elect Mr. Joseph Chee Ying Keung as a Director | For | None | 870000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. James Ross Ancell as a Director | For | None | 870000 | 0 | 0 | 0 | ||
6 | To authorise the Directors to fix the Directors' remuneration | For | None | 870000 | 0 | 0 | 0 | ||
7 | To re-appoint Auditor and authorise the Directors to fix the Auditor's remuneration | For | None | 870000 | 0 | 0 | 0 | ||
8 | To give a general mandate to the Directors to purchase shares of the Company | For | None | 870000 | 0 | 0 | 0 | ||
9 | To give a general mandate to the Directors to issue additional shares of the Company | For | None | 0 | 870000 | 0 | 0 | ||
10 | To extend the general mandate as approved under 4.2 | For | None | 0 | 870000 | 0 | 0 | ||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | |||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-Jun-2013 | |||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 31-May-2013 | ||||||
Agenda | 704502788 | Management | Total Ballot Shares: | 6178670 | |||||
Last Vote Date: | 14-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 175851 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 1/LTN20130421083.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 1/LTN20130421073.pdf; http://www.hkexnews.hk/listedco/listconews/sehk/2013/051 0/LTN20130510720.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 10/LTN20130510694.pdf | None | None | Non Voting | |||||
3 | The 2012 report of Board of Directors | For | None | 6178670 | 0 | 0 | 0 | ||
4 | The 2012 report of Board of Supervisors | For | None | 6178670 | 0 | 0 | 0 | ||
5 | The 2012 final financial accounts | For | None | 6178670 | 0 | 0 | 0 | ||
6 | The 2012 profit distribution plan | For | None | 6178670 | 0 | 0 | 0 | ||
7 | Budget of 2013 fixed assets investment | For | None | 6178670 | 0 | 0 | 0 | ||
8 | The appointment of external auditors for 2013 | For | None | 6178670 | 0 | 0 | 0 | ||
9 | Re-appointment of Mr. Zhang Jianguo as an Executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
10 | Re-appointment of Mr. Zhao Xijun as an Independent Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
11 | Re-appointment of Ms. Chen Yuanling as a Non- executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
12 | Appointment of Mr. Zhu Hongbo as an Executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
13 | Appointment of Mr. Hu Zheyi as an Executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
14 | Appointment of Mr. Chung Shui Ming Timpson as an Independent Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
15 | Appointment of Ms. Margaret Leung Ko May Yee as an Independent Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
16 | Appointment of Mr. Wim Kok as an Independent Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
17 | Appointment of Mr. Murray Horn as an Independent Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
18 | Appointment of Mr. Xu Tie as a Non-executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
19 | Appointment of Mr. Qi Shouyin as a Non- executive Director of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
20 | Terms of office of proposed Directors | For | None | 6178670 | 0 | 0 | 0 | ||
21 | Re-appointment of Mr. Zhang Furong as a shareholder representative Supervisor of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
22 | Re-appointment of Ms. Liu Jin as a shareholder representative Supervisor of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
23 | Appointment of Ms. Li Xiaoling as a shareholder representative Supervisor of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
24 | Appointment of Mr. Bai Jianjun as an external Supervisor of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
25 | Appointment of Mr. Wang Xinmin as an External Supervisor of the Bank | For | None | 6178670 | 0 | 0 | 0 | ||
26 | Issuance of write-down type eligible capital instruments in the amount of up to RMB60 billion by the end of 2015 | For | None | 6178670 | 0 | 0 | 0 | ||
27 | Revisions to the Articles of Association | For | None | 6178670 | 0 | 0 | 0 | ||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | |||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 07-Jun-2013 | |||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 04-Jun-2013 | ||||||
Agenda | 704530105 | Management | Total Ballot Shares: | 6933330 | |||||
Last Vote Date: | 03-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 191480 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 2/LTN20130422685.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 2/LTN20130422652.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 22/LTN20130522542.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 22/LTN20130522548.pdf | None | None | Non Voting | |||||
3 | To consider and approve the 2012 Work Report of the Board of Directors of the Bank | For | None | 6715330 | 0 | 0 | 0 | ||
4 | To consider and approve the 2012 Work Report of the Board of Supervisors of the Bank | For | None | 6715330 | 0 | 0 | 0 | ||
5 | To consider and approve the Bank's 2012 audited accounts | For | None | 6715330 | 0 | 0 | 0 | ||
6 | To consider and approve the Bank's 2012 profit distribution plan | For | None | 6715330 | 0 | 0 | 0 | ||
7 | To consider and approve the proposal on launching the engagement of accounting firm for 2013 | For | None | 6715330 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of Mr. Yi Huiman as an executive director of the Bank | For | None | 6715330 | 0 | 0 | 0 | ||
9 | To consider and approve the appointment of Mr. Luo Xi as an executive director of the Bank | For | None | 6715330 | 0 | 0 | 0 | ||
10 | To consider and approve the appointment of Mr. Liu Lixian as an executive director of the Bank | For | None | 6715330 | 0 | 0 | 0 | ||
JIANGXI COPPER CO LTD | |||||||||
Security: | Y4446C100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-Jun-2013 | |||||||
ISIN | CNE1000003K3 | Vote Deadline Date: | 07-Jun-2013 | ||||||
Agenda | 704460411 | Management | Total Ballot Shares: | 2295000 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN201304251284.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 5/LTN201304251276.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/052 2/LTN20130522485.pdf | None | None | Non Voting | |||||
2 | To consider and approve the report of the board of directors of the Company (the "Board') for the year of 2012 | For | None | 1939000 | 0 | 0 | 0 | ||
3 | To consider and approve the report of the supervisory committee of the Company for the year of 2012 | For | None | 1939000 | 0 | 0 | 0 | ||
4 | To consider and approve the audited financial statements and the auditors' report of the Company for the year of 2012 | For | None | 1939000 | 0 | 0 | 0 | ||
5 | To consider and approve the proposal for distribution of profit of the Company for the year of 2012 | For | None | 1939000 | 0 | 0 | 0 | ||
6 | To consider and approve the plan of incentive award fund reserve for senior management for the year of 2012 and to authorise two directors of the Company to form a sub-committee of the directors of the Company to determine the reward for each senior management in accordance therewith | For | None | 0 | 1939000 | 0 | 0 | ||
7 | To appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as the Company's domestic and overseas auditors for the year of 2013, respectively and to authorise the Board to determine their remunerations and any one executive director of the Company to enter into the service agreement and any other related documents with Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu | For | None | 1939000 | 0 | 0 | 0 | ||
8 | To elect the director of the Company (the "Director"): Long Ziping | For | None | 1939000 | 0 | 0 | 0 | ||
9 | To elect the director of the Company (the "Director"): Liu Fangyun | For | None | 1939000 | 0 | 0 | 0 | ||
10 | To authorise the Board to enter into service contract and letter of appointment with each of the newly appointed executive Directors subject to such terms and conditions as the Board shall think fit and to do all such acts and things to give effect to such matters | For | None | 1939000 | 0 | 0 | 0 | ||
11 | To elect Mr. Hu Qingwen ("Mr. Hu") as a supervisor of the Company | For | None | 1939000 | 0 | 0 | 0 | ||
12 | To authorise the supervisory committee of the Company to enter into service contract and letter of appointment with Mr. Hu subject to such terms and conditions as the supervisory committee of the Company shall think fit and to do all such acts and things to give effect to such matters | For | None | 1939000 | 0 | 0 | 0 | ||
13 | To give a general mandate to the Board to issue new H shares of not more than 20% of the total H shares in issue as at the date of the annual general meeting | For | None | 0 | 1939000 | 0 | 0 | ||
14 | To approve the amendments to the articles of association of the Company: Article 164 and 167 | For | None | 1939000 | 0 | 0 | 0 | ||
15 | To approve the adoption of "Jiangxi Copper Company Limited - Dividend Distribution Policy and 3-year Plan For Shareholder's Return | For | None | 1939000 | 0 | 0 | 0 | ||
16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE FROM 11 JUNE 2013 TO 14 JUNE 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
BEIJING ENTERPRISES HOLDINGS LTD | |||||||||
Security: | Y07702122 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 19-Jun-2013 | |||||||
ISIN | HK0392044647 | Vote Deadline Date: | 14-Jun-2013 | ||||||
Agenda | 704510177 | Management | Total Ballot Shares: | 573000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/051 6/LTN20130516011.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2013/051 6/LTN20130516009.pdf | None | None | Non Voting | |||||
3 | To receive the Audited Consolidated Financial Statements and Reports of the Directors and of the Auditors for the year ended 31 December 2012 | For | None | 573000 | 0 | 0 | 0 | ||
4 | To declare a final dividend | For | None | 573000 | 0 | 0 | 0 | ||
5 | To re-elect Mr. Wang Dong as Director | For | None | 573000 | 0 | 0 | 0 | ||
6 | To re-elect Mr. Lei Zhengang as Director | For | None | 573000 | 0 | 0 | 0 | ||
7 | To re-elect Mr. Jiang Xinhao as Director | For | None | 573000 | 0 | 0 | 0 | ||
8 | To re-elect Mr. Wu Jiesi as Director | For | None | 573000 | 0 | 0 | 0 | ||
9 | To re-elect Mr. Lam Hoi Ham as Director | For | None | 573000 | 0 | 0 | 0 | ||
10 | To re-elect Mr. Sze Chi Ching as Director | For | None | 573000 | 0 | 0 | 0 | ||
11 | To re-elect Mr. Shi Hanmin as Director | For | None | 573000 | 0 | 0 | 0 | ||
12 | To authorise the Board of Directors to fix Director's remuneration | For | None | 573000 | 0 | 0 | 0 | ||
13 | To re-appoint Messrs. Ernst & Young as Auditors and to authorise the Board of Directors to fix their remuneration | For | None | 573000 | 0 | 0 | 0 | ||
14 | To give a general mandate to the Directors to purchase shares not exceeding 10% of the existing issued share capital of the Company on the date of this Resolution | For | None | 573000 | 0 | 0 | 0 | ||
15 | To give a general mandate to the Directors to issue, allot and deal with additional shares not exceeding 20% of the existing issued share capital of the Company on the date of this Resolution | For | None | 0 | 573000 | 0 | 0 | ||
16 | To extend the general mandate granted to the Directors to issue shares in the capital of the Company by the number of shares repurchased | For | None | 0 | 573000 | 0 | 0 | ||
BAOXIN AUTO GROUP LIMITED, GRAND CAYMAN | |||||||||
Security: | G08909106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 20-Jun-2013 | |||||||
ISIN | KYG089091063 | Vote Deadline Date: | 13-Jun-2013 | ||||||
Agenda | 704462996 | Management | Total Ballot Shares: | 3100000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN20130426296.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN20130426292.pdf | None | None | Non Voting | |||||
3 | To receive and consider the audited consolidated financial statements of the Company and its subsidiaries and the reports of the directors and auditors of the Company for the year ended December 31, 2012 | For | None | 3100000 | 0 | 0 | 0 | ||
4 | To declare a final dividend of HKD 0.10 per ordinary share for the year ended December 31, 2012 | For | None | 3100000 | 0 | 0 | 0 | ||
5 | To re-elect the retiring director: Yang Aihua as an executive director | For | None | 3100000 | 0 | 0 | 0 | ||
6 | To re-elect the retiring director: Yang Hansong as an executive director | For | None | 3100000 | 0 | 0 | 0 | ||
7 | To re-elect the retiring director: Yang Zehua as an executive director | For | None | 3100000 | 0 | 0 | 0 | ||
8 | To re-elect the retiring director: Hua Xiuzhen as an executive director | For | None | 3100000 | 0 | 0 | 0 | ||
9 | To re-elect the retiring director: Zhao Hongliang as an executive director | For | None | 3100000 | 0 | 0 | 0 | ||
10 | To re-elect the retiring director: Zhang Yang as a non-executive director | For | None | 3100000 | 0 | 0 | 0 | ||
11 | To re-elect the retiring director: Diao Jianshen as an independent non-executive director | For | None | 3100000 | 0 | 0 | 0 | ||
12 | To re-elect the retiring director: Wang Keyi as an independent non-executive director | For | None | 3100000 | 0 | 0 | 0 | ||
13 | To re-elect the retiring director: Chan Wan Tsun Adrian Alan as an independent non-executive director | For | None | 3100000 | 0 | 0 | 0 | ||
14 | To authorize the board of directors of the Company to fix the respective directors' remuneration | For | None | 3100000 | 0 | 0 | 0 | ||
15 | To re-appoint Ernst & Young as the Company's auditors and to authorize the board of directors of the Company to fix their remuneration | For | None | 3100000 | 0 | 0 | 0 | ||
16 | To grant a general mandate to the directors of the Company to allot, issue and deal with new shares not exceeding 20% of the issued share capital of the Company as at the date of passing this resolution | For | None | 0 | 3100000 | 0 | 0 | ||
17 | To grant a general mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company as at the date of passing this resolution | For | None | 3100000 | 0 | 0 | 0 | ||
18 | Conditional upon the passing of resolutions numbered 5 and numbered 6 set out in the notice convening this meeting, the aggregate nominal amount of the shares in the Company which are repurchased or otherwise acquired by the Company pursuant to resolution numbered 6 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to resolution numbered 5 | For | None | 0 | 3100000 | 0 | 0 | ||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 21-Jun-2013 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 17-Jun-2013 | ||||||
Agenda | 704466792 | Management | Total Ballot Shares: | 1006000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261428.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261424.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | For | None | 833000 | 0 | 0 | 0 | ||
4 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not | None | None | Non Voting | |||||
exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | |||||||||
5 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | None | Non Voting | |||||
6 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2012, the first A shareholders' class meeting in 2013 and the first H shareholders' class meeting in 2013; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | None | None | Non Voting | |||||
7 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
CHINA SHENHUA ENERGY COMPANY LTD | |||||||||
Security: | Y1504C113 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 21-Jun-2013 | |||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 17-Jun-2013 | ||||||
Agenda | 704462124 | Management | Total Ballot Shares: | 1006000 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0426/LTN201304261416.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/042 6/LTN201304261412.pdf | None | None | Non Voting | |||||
3 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2012 | For | None | 833000 | 0 | 0 | 0 | ||
4 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2012 | For | None | 833000 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2012 | For | None | 833000 | 0 | 0 | 0 | ||
6 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2012: i.e. final dividend for the year ended 31 December 2012 in the amount of RMB0.96 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB19,094 billion, and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | For | None | 833000 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, to approve the remuneration of the directors and supervisors of the Company for the year ended 31 December 2012: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,950,975.55; aggregate remuneration of the non-executive directors is in the amount of RMB1,350,000, of which the aggregate remuneration of the independent nonexecutive directors is in the amount of RMB1,350,000, the nonexecutive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB2,032,514.92 | For | None | 833000 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, to approve the appointment of Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as the international and PRC auditors respectively of the Company and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang, all being directors of the Company, to determine their 2013 remuneration | For | None | 833000 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, to approve the revision of annual cap under the Current Mutual Coal Supply Agreement for the year ending 31 December 2013 | For | None | 833000 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, to approve the Supplementary Agreement to the Current Financial Services Agreement and the revision of certain annual caps under the Current Financial Services Agreement for the year ending 31 December 2013 | For | None | 833000 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, to approve the Mutual Coal Supply Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | For | None | 833000 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, to approve the Mutual Supplies and Services Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | For | None | 833000 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, to approve the Financial Services Agreement, the proposed annual caps in relation hereto and the transactions contemplated thereunder | For | None | 833000 | 0 | 0 | 0 | ||
14 | To consider and, if thought fit, to approve the change of use of a portion of the proceeds from the A Share offering | For | None | 833000 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the announcement dated 24 August 2012 and the circular dated 9 April 2013 and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | For | None | 833000 | 0 | 0 | 0 | ||
16 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of the number of domestic shares (A shares) and the number of overseas-listed foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to (including but not limited CONTD | For | None | 0 | 833000 | 0 | 0 | ||
17 | CONTD to the following):- (i) formulate and implement detailed issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price (including price range), number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; (ii) approve and execute, on behalf of the | None | None | Non Voting | |||||
Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; (iii) approve and execute, on behalf of the Company, documents related to share issuance for submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; (iv) amend, as required by CONTD | |||||||||
18 | CONTD regulatory authorities within or outside China, agreements and statutory documents referred to in (ii) and (iii) above; (v) engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; (vi) increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following CONTD | None | None | Non Voting | |||||
19 | CONTD the passing of this special resolution at the annual general meeting for 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, except where the board of directors has resolved to issue domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
20 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseaslisted foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of | For | None | 833000 | 0 | 0 | 0 | ||
shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | |||||||||
21 | CONTD will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):- (i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of CONTD | None | None | Non Voting | |||||
22 | CONTD shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of CONTD | None | None | Non Voting | |||||
23 | CONTD the Company, documents and matters related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- (a) the conclusion of the annual general meeting of the Company for 2013; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2012, the first A shareholders' class meeting in 2013 and the first H shareholders' class meeting in 2013; or | None | None | Non Voting | |||||
(c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of CONTD | |||||||||
24 | CONTD directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | None | None | Non Voting | |||||
WEICHAI POWER CO LTD | |||||||||
Security: | Y9531A109 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 24-Jun-2013 | |||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 18-Jun-2013 | ||||||
Agenda | 704498270 | Management | Total Ballot Shares: | 976120 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/050 8/LTN20130508686.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/050 8/LTN20130508678.pdf | None | None | Non Voting | |||||
2 | To consider and approve the Annual Report of the Company for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
3 | To consider and approve the Report of the Board of Directors of the Company for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
4 | To consider and approve the Report of the Supervisory Committee of the Company for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
5 | To consider and receive the audited financial statements of the Company and the Auditors' Report for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
6 | To consider and approve the as specified (final financial report) of the Company for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
7 | To consider and approve the as specified (final budget report) of the Company for the year ending 31 December 2013 | For | None | 820120 | 0 | 0 | 0 | ||
8 | To consider and approve the distribution of profit to the shareholders of the Company for the year ended 31 December 2012 | For | None | 820120 | 0 | 0 | 0 | ||
9 | To consider and approve the appointment of Ernst & Young Hua Ming Certified Public Accountants as specified as the auditors of the Company | For | None | 820120 | 0 | 0 | 0 | ||
10 | To consider and approve the appointment of as specified (Shandong Zheng Yuan Hexin Accountants Limited) as the internal control auditors of the Company | For | None | 820120 | 0 | 0 | 0 | ||
11 | To consider and approve the granting of a mandate to the Board of Directors for payment of interim dividend (if any) to the shareholders of the Company for the year ending 31 December 2013 | For | None | 820120 | 0 | 0 | 0 | ||
12 | To consider and approve the election of Mr. Gordon Riske as an executive Director of the Company for a term from the date of the AGM to 28 June 2015 (both days inclusive) | For | None | 820120 | 0 | 0 | 0 | ||
13 | To consider and approve the New Financial Services Agreement dated 21 March 2013 in respect of the provision of certain financial services to the Group by Shandong Finance and the relevant New Caps | For | None | 820120 | 0 | 0 | 0 | ||
14 | To consider and approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new H Shares | For | None | 0 | 820120 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Class Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704513577 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512055.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2013/05 12/LTN20130512029.pdf | None | None | Non Voting | |||||
2 | To consider and approve the payment of cash dividends and the bonus shares issue by way of the capitalisation of the Company's retained earnings for year ended 31 December 2012 | For | None | 429908 | 0 | 0 | 0 | ||
INNER MONGOLIA YITAI COAL CO LTD | |||||||||
Security: | Y40848106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE000000SK7 | Vote Deadline Date: | 25-Jun-2013 | ||||||
Agenda | 704619064 | Management | Total Ballot Shares: | 548473 | |||||
Last Vote Date: | 24-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 200905 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | To consider and, if thought fit, to approve the report of the board for the year 2012 | For | None | 429908 | 0 | 0 | 0 | ||
3 | To consider and, if thought fit, to approve the report of the supervisory committee for the year 2012 | For | None | 429908 | 0 | 0 | 0 | ||
4 | To consider and, if thought fit, to approve the report of the independent non-executive directors for the year 2012 | For | None | 429908 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, to approve the annual report of the company for the year 2012 | For | None | 429908 | 0 | 0 | 0 | ||
6 | To consider and, if thought fit, to approve the proposal of the confirmation of the difference between actual amount and estimates of related party transactions in the ordinary course of business in 2012 and the estimates for 2013 related party transactions in the ordinary course of business | For | None | 429908 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, to appoint an auditor for the year 2013 | For | None | 429908 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, to appoint an internal control auditor for the year 2013 | For | None | 429908 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, to approve the proposed capital expenditure plan for the year 2013 | For | None | 429908 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, to approve the proposed replacement of an independent non- executive director | For | None | 429908 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, to deal with the guarantee to be provided to certain subsidiaries | For | None | 429908 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, to approve the proposed amendments to the articles of association | For | None | 429908 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, to grant general mandate to the directors to allot, issue and deal with additional H shares | For | None | 0 | 429908 | 0 | 0 | ||
14 | To consider and, if thought fit, to approve the profit distribution scheme for the year 2012: the detailed profit distribution plan are as follows: 1) Cash dividend/10 shares (tax included): CNY 12.50000000 2) Bonus issue from profit (share/10 shares): 10.000000 3) Bonus issue from capital reserve (share/10 shares): none | For | None | 429908 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, to provide external guarantees for inner Mongolia Yitai Chemical Co., Ltd | For | None | 429908 | 0 | 0 | 0 | ||
16 | To consider and approve the proposal to provide external guarantees for Yitai Xinjiang Energy Co., Ltd | For | None | 429908 | 0 | 0 | 0 |
Guinness Atkinson Global Energy Fund | |||||||||
Meeting Date Range: 7/1/2012 To 6/30/2013 | |||||||||
Selected Accounts | |||||||||
BAYFIELD ENERGY HOLDINGS PLC, LONDON | |||||||||
Security: | F0899R108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 02-Jul-2012 | |||||||
ISIN | GB00B3N3KL75 | Vote Deadline Date: | 26-Jun-2012 | ||||||
Agenda | 703913524 | Management | Total Ballot Shares: | 677083 | |||||
Last Vote Date: | 14-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and adopt the accounts for the financial period ended 31 December 2011 together with the report of the directors of the Company, the directors' remuneration report and the auditor's report for the financial period | For | None | 677083 | 0 | 0 | 0 | ||
2 | To approve the directors' remuneration report for the financial period ended 31 December 2011 | For | None | 677083 | 0 | 0 | 0 | ||
3 | That Mr Jonathan Cooke be re-appointed as a director of the Company in accordance with article 110 of the Company's articles of association | For | None | 677083 | 0 | 0 | 0 | ||
4 | That Mr Hywel John be re-appointed as a director of the Company in accordance with article 110 of the Company's articles of association | For | None | 677083 | 0 | 0 | 0 | ||
5 | That Mr David MacFarlane be re-appointed as a director of the Company in accordance with article 110 of the Company's articles of association | For | None | 677083 | 0 | 0 | 0 | ||
6 | That Mr Finian O'Sullivan be re-appointed as a director of the Company in accordance with article 110 of the Company's articles of association | For | None | 677083 | 0 | 0 | 0 | ||
7 | That Mr Andrey Pannikov be re appointed as a director of the Company in accordance with article 110 of the Company's articles of association | For | None | 677083 | 0 | 0 | 0 | ||
8 | That Deloitte LLP be re-appointed as auditors of the Company, to hold office from the conclusion of this Meeting to the conclusion of the next AGM of the Company | For | None | 677083 | 0 | 0 | 0 | ||
9 | That the directors be authorised to determine the remuneration of the auditors | For | None | 677083 | 0 | 0 | 0 | ||
10 | That the directors be generally and unconditionally authorised for the purposes of section 551 of the Act, to exercise all of the powers of the Company to allot shares and grant rights to subscribe for, or convert any security into, shares in the Company: (a) up to an aggregate nominal amount (within the meaning of sections 551 (3) and (6) of the Act) of USD 7,208,765 (such amount to be reduced by the nominal amount allotted or granted under (b) below in excess of such sum); and (b) comprising equity securities (as defined in section 560 of the Act) up to an aggregate nominal amount (within the meaning of section 551 (3) and (6) of the Act) of USD 14,439,178 (such amount to be reduced by the allotments or grants made under (a) above) in connection with or pursuant to an offer or invitation by way of a rights issue in CONTD | For | None | 677083 | 0 | 0 | 0 | ||
11 | CONTD favour of: (i) holders of ordinary shares in proportion (as nearly as practicable) to the respective number of ordinary shares held by them on the record date for such allotment; and (ii) holders of any other class of equity securities entitled to participate therein or if the directors consider it necessary, as permitted by the rights of those securities, but subject to such exclusions or other arrangements as the directors may consider necessary or appropriate to deal with fractional entitlements, treasury shares, record dates or legal regulatory or practical difficulties which may arise under the laws of, or the requirements of any regulatory body or stock exchange in any territory or any other matter whatsoever, provided that such authorities shall expire at the conclusion of the AGM of the Company in 2013 CONTD | None | None | Non Voting | |||||
12 | CONTD or on 30 June 2013 whichever is the earlier, save that the Company may before such expiry make any offer or agreement which would or might require shares to be allotted or rights to be granted, after such expiry and the directors may allot shares, or grant rights to subscribe for or to convert any security into shares, in pursuance of any such offer or agreement as if the authorities conferred by this resolution had not expired | None | None | Non Voting | |||||
13 | That subject to the passing of resolution 10 as set out in the notice of this AGM, the directors be empowered pursuant to sections 570(1) and 573 of the Act to: (c) allot equity securities of the Company (as defined in section 560 of the Act) for cash pursuant to the authority conferred by resolution 10 of the notice of this AGM; and (d) sell ordinary shares (as defined in section 560(1) of the Act) held by the Company as treasury shares for cash, as if section 561 of the Act did not apply to such allotment or sale, provided that this power shall be limited to the allotment of equity securities and sale of treasury shares for cash: (i) in connection with or pursuant to an offer of or Invitation to acquire equity securities (but in the case of the authority granted under resolution 10(b), by way of a rights issue only) in CONTD | For | None | 677083 | 0 | 0 | 0 | ||
14 | CONTD favour of holders of ordinary shares in proportion (as nearly as practicable) to the respective number of ordinary shares held by them on the record date for such allotment (and holders of any other class of equity securities entitled to participate therein or if the directors consider it necessary, as permitted by the rights of those securities) but subject to such exclusions or other arrangements as the directors may consider necessary or expedient to deal with fractional entitlements, record dates or legal or practical difficulties which may arise under the laws of any territory or the regulations or requirements of any regulatory authority or any stock exchange in any territory or any other matter whatsoever; and (ii) in the case of the authorisation granted under resolution 10(a) above (or in the case of any sale of CONTD | None | None | Non Voting | |||||
15 | CONTD treasury shares) and otherwise than pursuant to sub-paragraph (i) of this resolution, up to an aggregate nominal amount of USD 2,164,794, and shall expire on the conclusion of the Annual General Meeting of the Company in 2013, or on 30 June 2013, whichever is the earlier, save that the Company may before such expiry make any offer or agreement that would or might require equity securities to be allotted, or treasury shares to be sold, after such expiry, and the Directors may allot equity securities or sell treasury shares in pursuance of any such offer or agreement as if the power conferred by this Resolution had not expired | None | None | Non Voting | |||||
16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF RESOLUTION 8.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
JA SOLAR HOLDINGS CO., LTD. | |||||||||
Security: | 466090107 | Meeting Type: | Annual | ||||||
Ticker: | JASO | Meeting Date: | 06-Jul-2012 | ||||||
ISIN | US4660901079 | Vote Deadline Date: | 29-Jun-2012 | ||||||
Agenda | 933656362 | Management | Total Ballot Shares: | 1908900 | |||||
Last Vote Date: | 22-Jun-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2011. | None | None | 557100 | 0 | 0 | 0 | ||
2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 557100 | 0 | 0 | 0 | ||
3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 557100 | 0 | 0 | 0 | ||
4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 557100 | 0 | 0 | 0 | ||
5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 557100 | 0 | 0 | 0 | ||
6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | None | None | 557100 | 0 | 0 | 0 | ||
7 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | None | None | 557100 | 0 | 0 | 0 | ||
ENI SPA, ROMA | |||||||||
Security: | T3643A145 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 16-Jul-2012 | |||||||
ISIN | IT0003132476 | Vote Deadline Date: | 06-Jul-2012 | ||||||
Agenda | 703951271 | Management | Total Ballot Shares: | 197500 | |||||
Last Vote Date: | 10-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING IDS 100002 AND 101648 DUE TO OGM AND EGM CHANGED TO MIX MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_133197.PDF | None | None | Non Voting | |||||
3 | Cancellation of Eni treasury shares, without reduction of the share capital, subject to elimination of the par value of the shares and consequent amendments to article 5.1 of the By- laws; related and consequent resolutions | For | None | 197500 | 0 | 0 | 0 | ||
4 | New buy-back plan of Eni shares; related and consequent resolutions | For | None | 197500 | 0 | 0 | 0 | ||
SOCO INTERNATIONAL PLC, LONDON | |||||||||
Security: | G8248C127 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-Jul-2012 | |||||||
ISIN | GB00B572ZV91 | Vote Deadline Date: | 16-Jul-2012 | ||||||
Agenda | 703957677 | Management | Total Ballot Shares: | 464700 | |||||
Last Vote Date: | 10-Jul-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To approve the acquisition of the outstanding Minority Interest in SOCO Vietnam Limited | For | None | 464700 | 0 | 0 | 0 | ||
TRINA SOLAR LIMITED | |||||||||
Security: | 89628E104 | Meeting Type: | Annual | ||||||
Ticker: | TSL | Meeting Date: | 07-Sep-2012 | ||||||
ISIN | US89628E1047 | Vote Deadline Date: | 29-Aug-2012 | ||||||
Agenda | 933676011 | Management | Total Ballot Shares: | 525600 | |||||
Last Vote Date: | 08-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF MR. JEROME CORCORAN AS A DIRECTOR OF THE COMPANY. | For | None | 149600 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF MR. CHOW WAI KWAN HENRY AS A DIRECTOR OF THE COMPANY. | For | None | 149600 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF KPMG AS AN AUDITOR OF THE COMPANY TO AUDIT THE ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND THAT THE BOARD OF DIRECTORS OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY SHALL FIX THE FEE FOR KPMG. | For | None | 149600 | 0 | 0 | 0 | ||
OMV AG, WIEN | |||||||||
Security: | A51460110 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 09-Oct-2012 | |||||||
ISIN | AT0000743059 | Vote Deadline Date: | 01-Oct-2012 | ||||||
Agenda | 704056084 | Management | Total Ballot Shares: | 120438 | |||||
Last Vote Date: | 19-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of one member to supervisory board | For | None | 120438 | 0 | 0 | 0 | ||
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | |||||||||
Security: | Y76819112 | Meeting Type: | ExtraOrdinary General Meeting | ||||||
Ticker: | Meeting Date: | 12-Oct-2012 | |||||||
ISIN | CNE1000001N1 | Vote Deadline Date: | 08-Oct-2012 | ||||||
Agenda | 704026978 | Management | Total Ballot Shares: | 182956 | |||||
Last Vote Date: | 19-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2012/08 24/LTN20120824791.pdf | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | To consider and approve the adoption of the dividend return plan for the coming three years (2012-2014) (the ''Dividend Return Plan'') (details of which are set out in the circular of the Company dated 24 August 2012), and that the Directors be authorised to take all such actions and execute all such documents or instruments for and on behalf of the Company as the Directors may, in its absolute discretion, consider necessary or expedient in order to effect, and to deal with other related issues arising from or relating to the adoption of the Dividend' Return Plan accordingly | For | None | 182956 | 0 | 0 | 0 | ||
4 | To consider and approve the adoption of Dividend Distribution Policy (details of which are set out in the circular of the Company dated 24 August 2012), and that the Directors be authorised to take all such actions and execute all such documents or instruments for and on behalf of the Company as the Directors may, in its absolute discretion, consider necessary or expedient in order to effect, and to deal with other related issues arising from or relating to the adoption of the Dividend Distribution Policy accordingly | For | None | 182956 | 0 | 0 | 0 | ||
5 | To consider and approve the amendments to Articles of Association, and to authorize the Board to deal with the related procedures including (but not limited to) the approval, disclosure, registration and filing required for the amendment to the Articles of Association, and during the aforesaid procedures, to conduct editorial changes relating to the proposed amendments to the Articles of Association of the Company as necessary and appropriate according to the amendment requirements as requested from time to time by the relevant regulatory authorities and the stock exchanges on which the Company is listed. Particulars of the proposed amendments to the Articles of Association are set out in the circular of the Company dated 24 August 2012 | For | None | 182956 | 0 | 0 | 0 | ||
6 | To consider and approve the issue of the corporate bonds in the aggregate amount of no more than one (1) billion (inclusive) within the PRC, and to authorize the board of the directors (the ''Board'') of the Company or Mr. Zhang Yun San,the general manager of the Company, as authorized by the Board to deal with all relevant matters relating to the issue of the corporate bonds. The principal terms of the issue of the corporate bonds are set out in the circular of the Company dated 24 August 2012 | For | None | 182956 | 0 | 0 | 0 | ||
TRIANGLE PETROLEUM CORPORATION | |||||||||
Security: | 89600B201 | Meeting Type: | Annual | ||||||
Ticker: | TPLM | Meeting Date: | 16-Nov-2012 | ||||||
ISIN | US89600B2016 | Vote Deadline Date: | 15-Nov-2012 | ||||||
Agenda | 933698788 | Management | Total Ballot Shares: | 80000 | |||||
Last Vote Date: | 24-Oct-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
PETER HILL | 80000 | 0 | 0 | 0 | |||||
JONATHAN SAMUELS | 80000 | 0 | 0 | 0 | |||||
F. GARDNER PARKER | 80000 | 0 | 0 | 0 | |||||
GUS HALAS | 80000 | 0 | 0 | 0 | |||||
RANDAL MATKALUK | 80000 | 0 | 0 | 0 | |||||
ROY A. ANEED | 80000 | 0 | 0 | 0 | |||||
2 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 80000 | 0 | 0 | 0 | ||
3 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK, PAR VALUE $0.00001 PER SHARE, PURSUANT TO OUR 5.0% CONVERTIBLE PROMISSORY NOTE ISSUED IN JULY 2012 AND THE RELATED PREEMPTIVE RIGHTS | For | None | 80000 | 0 | 0 | 0 | ||
4 | PROPOSAL TO APPROVE THE REINCORPORATION OF THE COMPANY FROM THE STATE OF NEVADA TO THE STATE OF DELAWARE PURSUANT TO A MERGER OF THE COMPANY WITH AND INTO A NEWLY FORMED DELAWARE CORPORATION THAT WILL BE A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY | For | None | 80000 | 0 | 0 | 0 | ||
5 | PROPOSAL TO APPROVE AN INCREASE IN THE TOTAL NUMBER OF SHARES OF AUTHORIZED COMMON STOCK TO 140,000,000 | For | None | 80000 | 0 | 0 | 0 | ||
6 | PROPOSAL TO APPROVE THE AUTHORIZATION OF 22,500,000 SHARES OF PREFERRED STOCK | For | None | 80000 | 0 | 0 | 0 | ||
7 | PROPOSAL TO AMEND THE 2011 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER SUCH PLAN TO AN AGGREGATE 5,900,000 SHARES | For | None | 80000 | 0 | 0 | 0 | ||
PANTHEON RESOURCES PLC, LONDON | |||||||||
Security: | G69014101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-Dec-2012 | |||||||
ISIN | GB00B125SX82 | Vote Deadline Date: | 10-Dec-2012 | ||||||
Agenda | 704181849 | Management | Total Ballot Shares: | 192000 | |||||
Last Vote Date: | 03-Dec-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and adopt the report and financial statements for the year ended 30th June 2012 | For | None | 192000 | 0 | 0 | 0 | ||
2 | To re-elect Mr. J Cheatham as a director of the Company | For | None | 192000 | 0 | 0 | 0 | ||
3 | To re-appoint UHY Hacker Young LLP as auditors and authorise the directors to determine their remuneration | For | None | 192000 | 0 | 0 | 0 | ||
4 | To empower the directors to allot relevant securities pursuant to section 551 of the Companies act 2006 | For | None | 192000 | 0 | 0 | 0 | ||
5 | To empower the directors to allot equity securities pursuant to section 561(1) of the companies Act 2006 | For | None | 192000 | 0 | 0 | 0 | ||
6 | To amend the company's articles of association: Article 5.1 | For | None | 192000 | 0 | 0 | 0 | ||
BP PLC, LONDON | |||||||||
Security: | G12793108 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Apr-2013 | |||||||
ISIN | GB0007980591 | Vote Deadline Date: | 05-Apr-2013 | ||||||
Agenda | 704310870 | Management | Total Ballot Shares: | 413300 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Directors' Annual Report and Accounts | For | None | 413300 | 0 | 0 | 0 | ||
2 | To approve the Directors' Remuneration Report | For | None | 413300 | 0 | 0 | 0 | ||
3 | To re-elect Mr R W Dudley as a Director | For | None | 413300 | 0 | 0 | 0 | ||
4 | To re-elect Mr I C Conn as a Director | For | None | 413300 | 0 | 0 | 0 | ||
5 | To re-elect Dr B Gilvary as a Director | For | None | 413300 | 0 | 0 | 0 | ||
6 | To re-elect Mr P M Anderson as a Director | For | None | 413300 | 0 | 0 | 0 | ||
7 | To re-elect Admiral F L Bowman as a Director | For | None | 413300 | 0 | 0 | 0 | ||
8 | To re-elect Mr A Burgmans as a Director | For | None | 413300 | 0 | 0 | 0 | ||
9 | To re-elect Mrs C B Carroll as a Director | For | None | 413300 | 0 | 0 | 0 | ||
10 | To re-elect Mr G David as a Director | For | None | 413300 | 0 | 0 | 0 | ||
11 | To re-elect Mr I E L Davis as a Director | For | None | 413300 | 0 | 0 | 0 | ||
12 | To re-elect Professor Dame Ann Dowling as a Director | For | None | 413300 | 0 | 0 | 0 | ||
13 | To re-elect Mr B R Nelson as a Director | For | None | 413300 | 0 | 0 | 0 | ||
14 | To re-elect Mr F P Nhleko as a Director | For | None | 413300 | 0 | 0 | 0 | ||
15 | To re-elect Mr A B Shilston as a Director | For | None | 413300 | 0 | 0 | 0 | ||
16 | To re-elect Mr C-H Svanberg as a Director | For | None | 413300 | 0 | 0 | 0 | ||
17 | To reappoint Ernst and Young LLP as auditors and authorize the Board to fix their remuneration | For | None | 413300 | 0 | 0 | 0 | ||
18 | Special Resolution: to give limited authority for the purchase of its own shares by the Company | For | None | 413300 | 0 | 0 | 0 | ||
19 | To give limited authority to allot shares up to a specified amount | For | None | 413300 | 0 | 0 | 0 | ||
20 | Special Resolution: to give authority to allot a limited number of shares for cash free of pre- emption rights | For | None | 413300 | 0 | 0 | 0 | ||
21 | Special Resolution: to authorize the calling of general meetings (excluding Annual General Meetings) by notice of at least 14 clear days | For | None | 413300 | 0 | 0 | 0 | ||
NOBLE ENERGY, INC. | |||||||||
Security: | 655044105 | Meeting Type: | Annual | ||||||
Ticker: | NBL | Meeting Date: | 23-Apr-2013 | ||||||
ISIN | US6550441058 | Vote Deadline Date: | 22-Apr-2013 | ||||||
Agenda | 933772914 | Management | Total Ballot Shares: | 28135 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | For | None | 28135 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | For | None | 28135 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: EDWARD F. COX | For | None | 28135 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | For | None | 28135 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | For | None | 28135 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | For | None | 28135 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | For | None | 28135 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SCOTT D. URBAN | For | None | 28135 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | For | None | 28135 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | For | None | 28135 | 0 | 0 | 0 | ||
11 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | For | None | 28135 | 0 | 0 | 0 | ||
12 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 28135 | 0 | 0 | 0 | ||
13 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN. | For | None | 28135 | 0 | 0 | 0 | ||
14 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | For | None | 28135 | 0 | 0 | 0 | ||
15 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | None | 28135 | 0 | 0 | 0 | ||
DRAGON OIL PLC | |||||||||
Security: | G2828W132 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Apr-2013 | |||||||
ISIN | IE0000590798 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 704374379 | Management | Total Ballot Shares: | 132450 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the Financial Statements for the year ended 31 December 2012 | For | None | 132450 | 0 | 0 | 0 | ||
2 | To declare a dividend | For | None | 132450 | 0 | 0 | 0 | ||
3 | To re-elect Mohammed Al Ghurair as a Director | For | None | 132450 | 0 | 0 | 0 | ||
4 | To re-elect Abdul Jaleel Al Khalifa as a Director | For | None | 132450 | 0 | 0 | 0 | ||
5 | To re-elect Ahmad Sharaf as a Director | For | None | 132450 | 0 | 0 | 0 | ||
6 | To re-elect Ahmad Al Muhairbi as a director | For | None | 132450 | 0 | 0 | 0 | ||
7 | To re-elect Saeed Al Mazrooei as a Director | For | None | 132450 | 0 | 0 | 0 | ||
8 | To re-elect Thor Haugnaess as a director | For | None | 132450 | 0 | 0 | 0 | ||
9 | To receive the Directors' Remuneration Report for the year ended 31 December 2012 | For | None | 132450 | 0 | 0 | 0 | ||
10 | To authorise the Directors to fix the Auditors' remuneration | For | None | 132450 | 0 | 0 | 0 | ||
11 | To authorise general meetings outside the Republic of Ireland | For | None | 132450 | 0 | 0 | 0 | ||
12 | To authorise the calling of general meetings on 14 days' notice | For | None | 132450 | 0 | 0 | 0 | ||
13 | To authorise the Directors to allot relevant securities | For | None | 132450 | 0 | 0 | 0 | ||
14 | To disapply statutory pre-emption rights | For | None | 132450 | 0 | 0 | 0 | ||
15 | To authorise the repurchase of the Company's shares and re-issue of treasury shares | For | None | 132450 | 0 | 0 | 0 | ||
SUNCOR ENERGY INC, CALGARY AB | |||||||||
Security: | 867224107 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Apr-2013 | |||||||
ISIN | CA8672241079 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 704304093 | Management | Total Ballot Shares: | 90576 | |||||
Last Vote Date: | 11-Mar-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.12 AND 2". THANK YOU. | None | None | Non Voting | |||||
2 | Election of Director: Mel E. Benson | For | None | 90576 | 0 | 0 | 0 | ||
3 | Election of Director: Dominic D'Alessandro | For | None | 90576 | 0 | 0 | 0 | ||
4 | Election of Director: John T. Ferguson | For | None | 90576 | 0 | 0 | 0 | ||
5 | Election of Director: W. Douglas Ford | For | None | 90576 | 0 | 0 | 0 | ||
6 | Election of Director: Paul Haseldonckx | For | None | 90576 | 0 | 0 | 0 | ||
7 | Election of Director: John R. Huff | For | None | 90576 | 0 | 0 | 0 | ||
8 | Election of Director: Jacques Lamarre | For | None | 90576 | 0 | 0 | 0 | ||
9 | Election of Director: Maureen McCaw | For | None | 90576 | 0 | 0 | 0 | ||
10 | Election of Director: Michael W. O'Brien | For | None | 90576 | 0 | 0 | 0 | ||
11 | Election of Director: James W. Simpson | For | None | 90576 | 0 | 0 | 0 | ||
12 | Election of Director: Eira M. Thomas | For | None | 90576 | 0 | 0 | 0 | ||
13 | Election of Director: Steven W. Williams | For | None | 90576 | 0 | 0 | 0 | ||
14 | Re-appointment of PricewaterhouseCoopers LLP as auditor of Suncor Energy Inc. for the ensuing year and authorize the directors to fix their remuneration as such | For | None | 90576 | 0 | 0 | 0 | ||
15 | To approve the increase in the number of common shares of Suncor Energy Inc. reserved for issuance pursuant to the Suncor Energy Inc. Stock Option Plan by an additional 23,000,000 common shares, as described in the accompanying management proxy circular | For | None | 90576 | 0 | 0 | 0 | ||
16 | To accept the approach to executive compensation disclosed in the accompanying management proxy circular | For | None | 90576 | 0 | 0 | 0 | ||
PENN VIRGINIA CORPORATION | |||||||||
Security: | 707882106 | Meeting Type: | Annual | ||||||
Ticker: | PVA | Meeting Date: | 01-May-2013 | ||||||
ISIN | US7078821060 | Vote Deadline Date: | 30-Apr-2013 | ||||||
Agenda | 933764905 | Management | Total Ballot Shares: | 234700 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JOHN U. CLARKE | For | None | 234700 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: EDWARD B. CLOUES, II | For | None | 234700 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: STEVEN W. KRABLIN | For | None | 234700 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARSHA R. PERELMAN | For | None | 234700 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: P. VAN MARCKE DE LUMMEN | For | None | 234700 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: H. BAIRD WHITEHEAD | For | None | 234700 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: GARY K. WRIGHT | For | None | 234700 | 0 | 0 | 0 | ||
8 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE PENN VIRGINIA CORPORATION SEVENTH AMENDED AND RESTATED 1999 EMPLOYEE STOCK INCENTIVE PLAN. | For | None | 234700 | 0 | 0 | 0 | ||
9 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 234700 | 0 | 0 | 0 | ||
10 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013. | For | None | 234700 | 0 | 0 | 0 | ||
UNIT CORPORATION | |||||||||
Security: | 909218109 | Meeting Type: | Annual | ||||||
Ticker: | UNT | Meeting Date: | 01-May-2013 | ||||||
ISIN | US9092181091 | Vote Deadline Date: | 30-Apr-2013 | ||||||
Agenda | 933747276 | Management | Total Ballot Shares: | 63497 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
WILLIAM B. MORGAN | 63497 | 0 | 0 | 0 | |||||
JOHN H. WILLIAMS | 63497 | 0 | 0 | 0 | |||||
LARRY D. PINKSTON | 63497 | 0 | 0 | 0 | |||||
2 | APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | For | None | 63497 | 0 | 0 | 0 | ||
3 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013. | For | None | 63497 | 0 | 0 | 0 | ||
CANADIAN NATURAL RESOURCES LTD, CALGARY AB | |||||||||
Security: | 136385101 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 02-May-2013 | |||||||
ISIN | CA1363851017 | Vote Deadline Date: | 26-Apr-2013 | ||||||
Agenda | 704352765 | Management | Total Ballot Shares: | 103200 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.12 AND 2". THANK YOU. | None | None | Non Voting | |||||
2 | Election of director: Catherine M. Best | For | None | 103200 | 0 | 0 | 0 | ||
3 | Election of director: N. Murray Edwards | For | None | 103200 | 0 | 0 | 0 | ||
4 | Election of director: Timothy W. Faithfull | For | None | 103200 | 0 | 0 | 0 | ||
5 | Election of director: Hon. Gary A. Filmon | For | None | 103200 | 0 | 0 | 0 | ||
6 | Election of director: Christopher L. Fong | For | None | 103200 | 0 | 0 | 0 | ||
7 | Election of director: Amb. Gordon D. Giffin | For | None | 103200 | 0 | 0 | 0 | ||
8 | Election of director: Wilfred A. Gobert | For | None | 103200 | 0 | 0 | 0 | ||
9 | Election of director: Steve W. Laut | For | None | 103200 | 0 | 0 | 0 | ||
10 | Election of director: Keith A.J. MacPhail | For | None | 103200 | 0 | 0 | 0 | ||
11 | Election of director: Hon. Frank J. McKenna | For | None | 103200 | 0 | 0 | 0 | ||
12 | Election of director: Eldon R. Smith | For | None | 103200 | 0 | 0 | 0 | ||
13 | Election of director: David A. Tuer | For | None | 103200 | 0 | 0 | 0 | ||
14 | The appointment of PricewaterhouseCoopers LLP, chartered accountants, Calgary, Alberta, as auditors of the corporation for the ensuing year and the authorization of the audit committee of the board of directors of the corporation to fix their remuneration | For | None | 103200 | 0 | 0 | 0 | ||
15 | An ordinary resolution approving all unallocated stock options pursuant to the amended, compiled and restated employee stock option plan of the corporation as set forth in the accompanying information circular | For | None | 103200 | 0 | 0 | 0 | ||
16 | On an advisory basis, accepting the corporation's approach to executive compensation as described in the information circular | For | None | 103200 | 0 | 0 | 0 | ||
NEWFIELD EXPLORATION COMPANY | |||||||||
Security: | 651290108 | Meeting Type: | Annual | ||||||
Ticker: | NFX | Meeting Date: | 02-May-2013 | ||||||
ISIN | US6512901082 | Vote Deadline Date: | 01-May-2013 | ||||||
Agenda | 933752431 | Management | Total Ballot Shares: | 117086 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LEE K. BOOTHBY | For | None | 117086 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: PAMELA J. GARDNER | For | None | 117086 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III | For | None | 117086 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND | For | None | 117086 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: HOWARD H. NEWMAN | For | None | 117086 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: THOMAS G. RICKS | For | None | 117086 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JUANITA M. ROMANS | For | None | 117086 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ | For | None | 117086 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RICHARD K. STONEBURNER | For | None | 117086 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: J. TERRY STRANGE | For | None | 117086 | 0 | 0 | 0 | ||
11 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2013. | For | None | 117086 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 117086 | 0 | 0 | 0 | ||
13 | APPROVAL OF THE FIRST AMENDED AND RESTATED NEWFIELD EXPLORATION COMPANY 2011 OMNIBUS STOCK PLAN. | For | None | 117086 | 0 | 0 | 0 | ||
14 | STOCKHOLDER PROPOSAL - POLICY REQUIRING INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Against | None | 0 | 0 | 117086 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 02-May-2013 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 01-May-2013 | ||||||
Agenda | 933749129 | Management | Total Ballot Shares: | 68599 | |||||
Last Vote Date: | 17-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JERRY D. CHOATE | For | None | 68599 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO | For | None | 68599 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | For | None | 68599 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | For | None | 68599 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: BOB MARBUT | For | None | 68599 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DONALD L. NICKLES | For | None | 68599 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | For | None | 68599 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | For | None | 68599 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | For | None | 68599 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: STEPHEN M. WATERS | For | None | 68599 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | For | None | 68599 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | For | None | 68599 | 0 | 0 | 0 | ||
13 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | For | None | 68599 | 0 | 0 | 0 | ||
14 | APPROVE, BY NON-BINDING VOTE, THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 68599 | 0 | 0 | 0 | ||
15 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF POLITICAL CONTRIBUTIONS." | Against | None | 0 | 0 | 68599 | 0 | ||
HELIX ENERGY SOLUTIONS GROUP, INC. | |||||||||
Security: | 42330P107 | Meeting Type: | Annual | ||||||
Ticker: | HLX | Meeting Date: | 07-May-2013 | ||||||
ISIN | US42330P1075 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 933759562 | Management | Total Ballot Shares: | 127880 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
OWEN KRATZ | 127880 | 0 | 0 | 0 | |||||
JOHN V. LOVOI | 127880 | 0 | 0 | 0 | |||||
JAN RASK | 127880 | 0 | 0 | 0 | |||||
2 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 127880 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. | For | None | 127880 | 0 | 0 | 0 | ||
PETROMINERALES LTD | |||||||||
Security: | 71673R107 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 09-May-2013 | |||||||
ISIN | CA71673R1073 | Vote Deadline Date: | 03-May-2013 | ||||||
Agenda | 704433705 | Management | Total Ballot Shares: | 130500 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTIONS 1.1 TO 1.6 AND 2. THANK YOU. | None | None | Non Voting | |||||
2 | Election of Director: Alastair Macdonald | For | None | 130500 | 0 | 0 | 0 | ||
3 | Election of Director: Kenneth R. McKinnon | For | None | 130500 | 0 | 0 | 0 | ||
4 | Election of Director: Ernesto Sarpi | For | None | 130500 | 0 | 0 | 0 | ||
5 | Election of Director: E. Umana-Valenzuela | For | None | 130500 | 0 | 0 | 0 | ||
6 | Election of Director: John D. Wright | For | None | 130500 | 0 | 0 | 0 | ||
7 | Election of Director: Geir Ytreland | For | None | 130500 | 0 | 0 | 0 | ||
8 | To appoint Deloitte LLP, Chartered accountants, as auditors of the corporation for the ensuing year, and authorize the directors to fix their remuneration | For | None | 130500 | 0 | 0 | 0 | ||
9 | To approve an amendment to the by-laws of the corporation to allow for the advance notice provision | For | None | 130500 | 0 | 0 | 0 | ||
10 | To approve the continuation and renewal of the corporation's shareholder rights plan | For | None | 130500 | 0 | 0 | 0 | ||
11 | To approve amendments to the articles of the corporation providing for the implementation of a share dividend program | For | None | 130500 | 0 | 0 | 0 | ||
BILL BARRETT CORPORATION | |||||||||
Security: | 06846N104 | Meeting Type: | Annual | ||||||
Ticker: | BBG | Meeting Date: | 10-May-2013 | ||||||
ISIN | US06846N1046 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 933760818 | Management | Total Ballot Shares: | 55700 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
CARIN M. BARTH | 55700 | 0 | 0 | 0 | |||||
KEVIN O. MEYERS | 55700 | 0 | 0 | 0 | |||||
EDMUND P. SEGNER, III | 55700 | 0 | 0 | 0 | |||||
2 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | For | None | 55700 | 0 | 0 | 0 | ||
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | For | None | 55700 | 0 | 0 | 0 | ||
ENI SPA, ROMA | |||||||||
Security: | T3643A145 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 10-May-2013 | |||||||
ISIN | IT0003132476 | Vote Deadline Date: | 02-May-2013 | ||||||
Agenda | 704380031 | Management | Total Ballot Shares: | 109780 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Eni S.P.A. Financial Statements at December 31, 2012 related resolutions Eni Consolidated Financial Statements at December 31, 2012 reports of the directors, of the board of statutory auditors and of the audit firm | For | None | 107700 | 0 | 0 | 0 | ||
2 | Allocation of net profit | For | None | 107700 | 0 | 0 | 0 | ||
3 | Remuneration report: Policy on remuneration | For | None | 107700 | 0 | 0 | 0 | ||
4 | Authorisation of buy-back plan of Eni shares after first cancelling the previous buy-back plan authorised by the shareholders' meeting on July 16, 2012, with respect to that portion not implemented related and consequent resolutions | For | None | 107700 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_161709.PDF | None | None | Non Voting | |||||
6 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
CONOCOPHILLIPS | |||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||
Ticker: | COP | Meeting Date: | 14-May-2013 | ||||||
ISIN | US20825C1045 | Vote Deadline Date: | 13-May-2013 | ||||||
Agenda | 933764842 | Management | Total Ballot Shares: | 52128 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | For | None | 52128 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | For | None | 52128 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | For | None | 52128 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JODY L. FREEMAN | For | None | 52128 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GAY HUEY EVANS | For | None | 52128 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: RYAN M. LANCE | For | None | 52128 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MOHD H. MARICAN | For | None | 52128 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | For | None | 52128 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: HARALD J. NORVIK | For | None | 52128 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | For | None | 52128 | 0 | 0 | 0 | ||
11 | TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | For | None | 52128 | 0 | 0 | 0 | ||
12 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | None | 52128 | 0 | 0 | 0 | ||
13 | REPORT ON GRASSROOTS LOBBYING EXPENDITURES. | Against | None | 0 | 52128 | 0 | 0 | ||
14 | GREENHOUSE GAS REDUCTION TARGETS. | Against | None | 0 | 52128 | 0 | 0 | ||
15 | GENDER IDENTITY NON-DISCRIMINATION. | Against | None | 0 | 52128 | 0 | 0 | ||
STATOIL ASA, STAVANGER | |||||||||
Security: | R8413J103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 14-May-2013 | |||||||
ISIN | NO0010096985 | Vote Deadline Date: | 03-May-2013 | ||||||
Agenda | 704452553 | Management | Total Ballot Shares: | 105050 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | |||||
4 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | |||||
5 | Open Meeting | None | None | Non Voting | |||||
6 | Registration of Attending Shareholders and Proxies | None | None | Non Voting | |||||
7 | Elect Olaug Svarva as the Chairman of Meeting | For | None | 105050 | 0 | 0 | 0 | ||
8 | Approve Notice of Meeting and Agenda | For | None | 105050 | 0 | 0 | 0 | ||
9 | Designate Inspector(s) of Minutes of Meeting | For | None | 105050 | 0 | 0 | 0 | ||
10 | Approve Financial Statements and Statutory Reports Approve Allocation of Income and Dividends of NOK 6.75 per Share | For | None | 105050 | 0 | 0 | 0 | ||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Tar Sands Activities in Canada | Against | None | 0 | 105050 | 0 | 0 | ||
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Ice-Laden Activities in the Arctic | Against | None | 0 | 105050 | 0 | 0 | ||
13 | Approve Board of Directors' Statement on Company Corporate Governance | For | None | 105050 | 0 | 0 | 0 | ||
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | None | 105050 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Auditors | For | None | 105050 | 0 | 0 | 0 | ||
16 | Amendment of Articles of Association: Article 11: Re: Appointment of Nominating Committee Members | For | None | 105050 | 0 | 0 | 0 | ||
17 | Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members | For | None | 105050 | 0 | 0 | 0 | ||
18 | Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee | For | None | 105050 | 0 | 0 | 0 | ||
19 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members | For | None | 105050 | 0 | 0 | 0 | ||
20 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | For | None | 105050 | 0 | 0 | 0 | ||
21 | Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes | For | None | 105050 | 0 | 0 | 0 | ||
22 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN'S NAME AND ARTICLE NUMBER. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
HALLIBURTON COMPANY | |||||||||
Security: | 406216101 | Meeting Type: | Annual | ||||||
Ticker: | HAL | Meeting Date: | 15-May-2013 | ||||||
ISIN | US4062161017 | Vote Deadline Date: | 14-May-2013 | ||||||
Agenda | 933767317 | Management | Total Ballot Shares: | 74900 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: A.M. BENNETT | For | None | 74900 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: J.R. BOYD | For | None | 74900 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: M. CARROLL | For | None | 74900 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: N.K. DICCIANI | For | None | 74900 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: M.S. GERBER | For | None | 74900 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: J.C. GRUBISICH | For | None | 74900 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: A.S. JUM'AH | For | None | 74900 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: D.J. LESAR | For | None | 74900 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: R.A. MALONE | For | None | 74900 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: J.L. MARTIN | For | None | 74900 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: D.L. REED | For | None | 74900 | 0 | 0 | 0 | ||
12 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | For | None | 74900 | 0 | 0 | 0 | ||
13 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 74900 | 0 | 0 | 0 | ||
14 | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | For | None | 74900 | 0 | 0 | 0 | ||
15 | PROPOSAL ON HUMAN RIGHTS POLICY. | Against | None | 0 | 74900 | 0 | 0 | ||
OMV AG, WIEN | |||||||||
Security: | A51460110 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | AT0000743059 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 704441079 | Management | Total Ballot Shares: | 55338 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 186320 DUE TO CHANGE IN VOTING STATUS AND SPLITTING OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 03 MAY 2013 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DATE FOR THIS MEETING IS 05 MAY 2013. THANK YOU | None | None | Non Voting | |||||
3 | Submission of the adopted individual financial statements 2012, directors' report and corporate governance report, the consolidated financial statements 2012 and group directors' report, the proposal of appropriation of the profit and the report of the Supervisory Board for the financial year 2012 | None | None | Non Voting | |||||
4 | Approve allocation of income and dividends of EUR 1.20 per share | For | None | 55338 | 0 | 0 | 0 | ||
5 | Resolution on the discharge of the Executive Board members for the financial year 2012 | For | None | 55338 | 0 | 0 | 0 | ||
6 | Resolution on the discharge of the Supervisory Board members for the financial year 2012 | For | None | 55338 | 0 | 0 | 0 | ||
7 | Resolution on the remuneration of the Supervisory Board members for the financial year 2012 | For | None | 55338 | 0 | 0 | 0 | ||
8 | Appointment of the auditor and Group auditor for the financial year 2013: Ernst Young AG | For | None | 55338 | 0 | 0 | 0 | ||
9 | Resolutions on the Long Term Incentive Plan 2013 and | For | None | 55338 | 0 | 0 | 0 | ||
10 | Resolutions on the Matching Share Plan 2013 | For | None | 55338 | 0 | 0 | 0 | ||
11 | Resolution on the amendment of the articles of association to comply with the Company Law Amendment Act 2011 | For | None | 55338 | 0 | 0 | 0 | ||
APACHE CORPORATION | |||||||||
Security: | 037411105 | Meeting Type: | Annual | ||||||
Ticker: | APA | Meeting Date: | 16-May-2013 | ||||||
ISIN | US0374111054 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 933774944 | Management | Total Ballot Shares: | 41209 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | For | None | 41209 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: CHANSOO JOUNG | For | None | 41209 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY | For | None | 41209 | 0 | 0 | 0 | ||
4 | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | For | None | 41209 | 0 | 0 | 0 | ||
5 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | For | None | 41209 | 0 | 0 | 0 | ||
6 | APPROVAL OF AMENDMENT TO APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN | For | None | 41209 | 0 | 0 | 0 | ||
7 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS | For | None | 41209 | 0 | 0 | 0 | ||
HESS CORPORATION | |||||||||
Security: | 42809H107 | Meeting Type: | Contested-Annual | ||||||
Ticker: | HES | Meeting Date: | 16-May-2013 | ||||||
ISIN | US42809H1077 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 933787648 | Management | Total Ballot Shares: | 45143 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
J. KRENICKI | 45143 | 0 | 0 | 0 | |||||
K. MEYERS | 45143 | 0 | 0 | 0 | |||||
F.G. REYNOLDS | 45143 | 0 | 0 | 0 | |||||
W.G. SCHRADER | 45143 | 0 | 0 | 0 | |||||
M. WILLIAMS | 45143 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2013. | For | None | 45143 | 0 | 0 | 0 | ||
3 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 45143 | 0 | 0 | 0 | ||
4 | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD. | For | None | 45143 | 0 | 0 | 0 | ||
5 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT REQUIRES AN INDEPENDENT CHAIRMAN. | Against | None | 45143 | 0 | 0 | 0 | ||
6 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD. | Against | None | 45143 | 0 | 0 | 0 | ||
7 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE COMPANY PROVIDE A REPORT REGARDING POLITICAL CONTRIBUTIONS. | Against | None | 45143 | 0 | 0 | 0 | ||
8 | STOCKHOLDER PROPOSAL SUBMITTED BY ELLIOTT ASSOCIATES, L.P. AND ELLIOTT INTERNATIONAL, L.P. RECOMMENDING THAT THE COMPANY REPEAL ANY PROVISION OR AMENDMENT OF THE BY-LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER FEBRUARY 2, 2011 AND PRIOR TO THE ANNUAL MEETING. | Against | None | 45143 | 0 | 0 | 0 | ||
HESS CORPORATION | |||||||||
Security: | 42809H107 | Meeting Type: | Contested-Annual | ||||||
Ticker: | HES | Meeting Date: | 16-May-2013 | ||||||
ISIN | US42809H1077 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 933764195 | Management | Total Ballot Shares: | 90286 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
J. KRENICKI | 90286 | 0 | 0 | 0 | |||||
K. MEYERS | 90286 | 0 | 0 | 0 | |||||
F.G. REYNOLDS | 90286 | 0 | 0 | 0 | |||||
W.G. SCHRADER | 90286 | 0 | 0 | 0 | |||||
M. WILLIAMS | 90286 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2013. | For | None | 90286 | 0 | 0 | 0 | ||
3 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 90286 | 0 | 0 | 0 | ||
4 | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD. | For | None | 90286 | 0 | 0 | 0 | ||
5 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT REQUIRES AN INDEPENDENT CHAIRMAN. | Against | None | 90286 | 0 | 0 | 0 | ||
6 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD. | Against | None | 90286 | 0 | 0 | 0 | ||
7 | STOCKHOLDER PROPOSAL RECOMMENDING THAT THE COMPANY PROVIDE A REPORT REGARDING POLITICAL CONTRIBUTIONS. | Against | None | 90286 | 0 | 0 | 0 | ||
8 | STOCKHOLDER PROPOSAL SUBMITTED BY ELLIOTT ASSOCIATES, L.P. AND ELLIOTT INTERNATIONAL, L.P. RECOMMENDING THAT THE COMPANY REPEAL ANY PROVISION OR AMENDMENT OF THE BY-LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER FEBRUARY 2, 2011 AND PRIOR TO THE ANNUAL MEETING. | Against | None | 90286 | 0 | 0 | 0 | ||
KENTZ CORPORATION LIMITED, ST. HELIER | |||||||||
Security: | G5253R106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 17-May-2013 | |||||||
ISIN | JE00B28ZGP75 | Vote Deadline Date: | 13-May-2013 | ||||||
Agenda | 704460916 | Management | Total Ballot Shares: | 84900 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and approve the Company's financial statements for the year ended 31 December 2012 and the reports of the Directors and auditors thereon | For | None | 84900 | 0 | 0 | 0 | ||
2 | To re-elect as a Director of the Company Tan Sri Mohd Razali Abdul Rahman (who retires in accordance with Article 33.2 (b) of the Articles of Association) and who, being eligible, offers himself for re-election | For | None | 84900 | 0 | 0 | 0 | ||
3 | To re-elect as a Director of the Company David Beldotti (who retires in accordance with Article 33.2 (c) of the Articles of Association) and who, being eligible, offers himself for re-election | For | None | 84900 | 0 | 0 | 0 | ||
4 | To re-elect as a Director of the Company Brendan Lyons (who retires in accordance with Article 33.2 (b) of the Articles of Association) and who, being eligible, offers himself for re-election | For | None | 84900 | 0 | 0 | 0 | ||
5 | To re-elect as a Director of the Company David MacFarlane (who retires in accordance with Article 29 of the Articles of Association) and who, being eligible, offers himself for re-election | For | None | 84900 | 0 | 0 | 0 | ||
6 | To reappoint PricewaterhouseCoopers as auditors to hold office from the conclusion of the meeting to the conclusion of the next Annual General Meeting of the Company | For | None | 84900 | 0 | 0 | 0 | ||
7 | To authorise, subject to the passing of Resolution 6 referred to above, the Directors to determine the remuneration of PricewaterhouseCoopers as auditors of the Company for the current financial year | For | None | 84900 | 0 | 0 | 0 | ||
8 | To declare a final dividend of USD 0.09 (9 cents) per ordinary share of the Company in respect of the year ended 31 December 2012. This dividend will be paid on 24 May 2013 to the holders of ordinary shares on the register at the close of business on 26 April 2013 | For | None | 84900 | 0 | 0 | 0 | ||
9 | To renew the Directors authority to allot securities for cash consideration pursuant to the terms of Article 2.16 of the Articles of Association of the Company without rights of pre-emption under Article 2.7, as specified in the Notice of the Annual General Meeting | For | None | 84900 | 0 | 0 | 0 | ||
10 | To authorise the Company to purchase up to 10% of its issued share capital, as specified in the Notice of the Annual General Meeting | For | None | 84900 | 0 | 0 | 0 | ||
11 | To amend the Articles of Association of the Company by replacing the definition of "Employee Share Scheme", as specified in the Notice of the Annual General Meeting | For | None | 84900 | 0 | 0 | 0 | ||
12 | To amend Article 5.2 of the Articles of Association of the Company to allow the execution of share certificates by a laser seal and/or laser signature, as specified in the Notice of the Annual General Meeting | For | None | 84900 | 0 | 0 | 0 | ||
13 | To authorise the Remuneration Committee to amend the rules of The Kentz Group Long-Term Incentive Plan in the manner described in the explanations to the Notice of the Annual General Meeting and to do all acts and things as are or may be necessary or expedient to carry the same into effect | For | None | 84900 | 0 | 0 | 0 | ||
14 | To authorise the Company to hold as treasury shares any of its shares that it repurchases under Resolution No 10 as specified in the Notice of the Annual General Meeting | For | None | 84900 | 0 | 0 | 0 | ||
15 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
TOTAL SA, COURBEVOIE | |||||||||
Security: | F92124100 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 17-May-2013 | |||||||
ISIN | FR0000120271 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 704387477 | Management | Total Ballot Shares: | 52120 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 170136 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |||||
3 | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | |||||
4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/0408/201304081301115.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS O.7, E.11 AND E.12. THANK YOU. | None | None | Non Voting | |||||
5 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | For | None | 51100 | 0 | 0 | 0 | ||
6 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | For | None | 51100 | 0 | 0 | 0 | ||
7 | Allocation of income and setting the dividend | For | None | 51100 | 0 | 0 | 0 | ||
8 | Authorization to be granted to the Board of Directors to trade in Company's shares | For | None | 51100 | 0 | 0 | 0 | ||
9 | Renewal of term of Mr. Thierry Desmarest as Board member | For | None | 51100 | 0 | 0 | 0 | ||
10 | Renewal of term of Mr. Gunnar Brock as Board member | For | None | 51100 | 0 | 0 | 0 | ||
11 | Renewal of term of Mr. Gerard Lamarche as Board member | For | None | 51100 | 0 | 0 | 0 | ||
12 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 DIRECTORS. THANK YOU. | None | None | Non Voting | |||||
13 | Appointment of Mr. Charles Keller as Board member representing employee shareholders pursuant to Article 11 of the bylaws | For | None | 51100 | 0 | 0 | 0 | ||
14 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Appointment of Mr. Philippe Marchandise as Board member representing employee shareholders pursuant to Article 11 of the bylaws | Against | None | 51100 | 0 | 0 | 0 | ||
15 | Attendance allowances allocated to the Board of Directors | For | None | 51100 | 0 | 0 | 0 | ||
16 | Authorization to grant Company's share subscription and/or purchase options to some employees of the Group and corporate officers of the company or Group companies with cancellation of shareholders' preferential subscription rights to shares issued following the exercise of share subscription options | For | None | 51100 | 0 | 0 | 0 | ||
17 | Delegation of authority granted to the Board of Directors to increase capital under the conditions provided in Articles L.3332-18 et seq. of the Code of Labor with cancellation of shareholders' preferential subscription rights to shares issued due to the subscription of shares by employees of the Group | For | None | 51100 | 0 | 0 | 0 | ||
18 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Creation of an Independent Ethics Committee | Against | None | 0 | 51100 | 0 | 0 | ||
19 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Corporate officers and employees compensation components related to industrial safety indicators | Against | None | 0 | 51100 | 0 | 0 | ||
20 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Total's commitment in favor of the Diversity Label | Against | None | 0 | 51100 | 0 | 0 | ||
21 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Presence of an Employees' Representative in the compensation Committee | Against | None | 0 | 51100 | 0 | 0 | ||
22 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Developing individual shareholding | Against | None | 0 | 51100 | 0 | 0 | ||
TRANSOCEAN, LTD. | |||||||||
Security: | H8817H100 | Meeting Type: | Contested-Annual | ||||||
Ticker: | RIG | Meeting Date: | 17-May-2013 | ||||||
ISIN | CH0048265513 | Vote Deadline Date: | 16-May-2013 | ||||||
Agenda | 933786735 | Management | Total Ballot Shares: | 29860 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012. | For | For | 29860 | 0 | 0 | 0 | ||
2 | APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012. | For | For | 29860 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE COMPANY'S PAYMENT OF A DIVIDEND IN PRINCIPLE. | For | For | 29860 | 0 | 0 | 0 | ||
4 | COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED). | For | Abstain | 29860 | 0 | 0 | 0 | ||
5 | ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED). | None | Abstain | 29860 | 0 | 0 | 0 | ||
6 | READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY. | For | For | 29860 | 0 | 0 | 0 | ||
7 | REPEAL OF STAGGERED BOARD. | None | Abstain | 29860 | 0 | 0 | 0 | ||
8 | ELECTION OF COMPANY NOMINEE: FREDERICO F. CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | For | Abstain | 0 | 0 | 29860 | 0 | ||
9 | ELECTION OF COMPANY NOMINEE: STEVEN L. NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | For | Abstain | 0 | 0 | 29860 | 0 | ||
10 | ELECTION OF COMPANY NOMINEE: THOMAS W. CASON COMPANY MANAGEMENT RECOMMENDS A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | For | Abstain | 0 | 0 | 29860 | 0 | ||
11 | ELECTION OF COMPANY NOMINEE: ROBERT M. SPRAGUE COMPANY MANAGEMENT RECOMMENDS A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | For | Abstain | 0 | 0 | 29860 | 0 | ||
12 | ELECTION OF COMPANY NOMINEE: J. MICHAEL TALBERT COMPANY MANAGEMENT RECOMMENDS A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | For | Abstain | 0 | 0 | 29860 | 0 | ||
13 | ELECTION OF ICAHN GROUP NOMINEE: JOHN J. LIPINSKI COMPANY MANAGEMENT RECOMMENDS A VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | Against | Abstain | 0 | 0 | 29860 | 0 | ||
14 | ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA ALAPONT COMPANY MANAGEMENT RECOMMENDS A VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | Against | Abstain | 0 | 0 | 29860 | 0 | ||
15 | ELECTION OF ICAHN GROUP NOMINEE: SAMUEL MERKSAMER COMPANY MANAGEMENT RECOMMENDS A VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES) | Against | Abstain | 0 | 0 | 29860 | 0 | ||
16 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM. | For | For | 29860 | 0 | 0 | 0 | ||
17 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | For | 29860 | 0 | 0 | 0 | ||
AFREN PLC, LONDON | |||||||||
Security: | G01283103 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 20-May-2013 | |||||||
ISIN | GB00B0672758 | Vote Deadline Date: | 14-May-2013 | ||||||
Agenda | 704489598 | Management | Total Ballot Shares: | 611500 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | That the Company acquire the beneficial interest in 15,000,000 ordinary shares in the capital of First Hydrocarbon Nigeria Company Ltd as in circular dated 2 May 2013 | For | None | 611500 | 0 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC, LONDON | |||||||||
Security: | G7690A100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 21-May-2013 | |||||||
ISIN | GB00B03MLX29 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 704450535 | Management | Total Ballot Shares: | 75110 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of Annual Report and Accounts | For | None | 73720 | 0 | 0 | 0 | ||
2 | Approval of Remuneration Report | For | None | 73720 | 0 | 0 | 0 | ||
3 | Re-appointment of Josef Ackermann as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
4 | Re-appointment of Guy Elliott as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
5 | Re-appointment of Simon Henry as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
6 | Re-appointment of Charles O Holliday as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
7 | Re-appointment of Gerard Kleisterlee as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
8 | Re-appointment of Jorma Ollila as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
9 | Re-appointment of Sir Nigel Sheinwald as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
10 | Re-appointment of Linda G Stuntz as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
11 | Re-appointment of Peter Voser as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
12 | Re-appointment of Hans Wijers as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
13 | Re-appointment of Gerrit Zalm as a Director of the Company | For | None | 73720 | 0 | 0 | 0 | ||
14 | Re-appointment of Auditors: PricewaterhouseCoopers LLP | For | None | 73720 | 0 | 0 | 0 | ||
15 | Remuneration of Auditors | For | None | 73720 | 0 | 0 | 0 | ||
16 | Authority to allot shares | For | None | 73720 | 0 | 0 | 0 | ||
17 | Disapplication of pre-emption rights | For | None | 73720 | 0 | 0 | 0 | ||
18 | Authority to purchase own shares | For | None | 73720 | 0 | 0 | 0 | ||
19 | Authority for certain donations and expenditure | For | None | 73720 | 0 | 0 | 0 | ||
20 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME AND CHANGE IN MEETING TIME FROM 0900HRS TO 10.00HRS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
ULTRA PETROLEUM CORP. | |||||||||
Security: | 903914109 | Meeting Type: | Annual and Special Meeting | ||||||
Ticker: | UPL | Meeting Date: | 21-May-2013 | ||||||
ISIN | CA9039141093 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 933785947 | Management | Total Ballot Shares: | 56500 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF MICHAEL D. WATFORD AS DIRECTOR | For | None | 56500 | 0 | 0 | 0 | ||
2 | ELECTION OF W. CHARLES HELTON AS DIRECTOR | For | None | 56500 | 0 | 0 | 0 | ||
3 | ELECTION OF STEPHEN J. MCDANIEL AS DIRECTOR | For | None | 56500 | 0 | 0 | 0 | ||
4 | ELECTION OF ROGER A. BROWN AS DIRECTOR | For | None | 56500 | 0 | 0 | 0 | ||
5 | ELECTION OF MICHAEL J. KEEFFE AS DIRECTOR | For | None | 56500 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 56500 | 0 | 0 | 0 | ||
7 | RESOLVED, THE SHAREHOLDERS OF ULTRA PETROLEUM CORP. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO ITS NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE ACCOMPANYING COMPENSATION TABLES, AND THE RELATED NARRATIVE DISCUSSION, IN ITS MOST RECENT PROXY STATEMENT. | For | None | 56500 | 0 | 0 | 0 | ||
PETROCHINA CO LTD, BEIJING | |||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 23-May-2013 | |||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 704451094 | Management | Total Ballot Shares: | 7187000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 174630 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021116.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/040 2/LTN201304021152.pdf | None | None | Non Voting | |||||
3 | To consider and approve the Report of the Board of Directors of the Company for the year 2012 | For | None | 2233000 | 0 | 0 | 0 | ||
4 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2012 | For | None | 2233000 | 0 | 0 | 0 | ||
5 | To consider and approve the Audited Financial Statements of the Company for the year 2012 | For | None | 2233000 | 0 | 0 | 0 | ||
6 | To consider and approve the declaration and payment of the final dividend for the year ended 31 December 2012 in the amount and in the manner recommended by the Board of Directors | For | None | 2233000 | 0 | 0 | 0 | ||
7 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2013 | For | None | 2233000 | 0 | 0 | 0 | ||
8 | To consider and approve the appointment of KPMG Huazhen and KPMG as the domestic and international auditors of the Company, respectively, for the year 2013 and to authorise the Board of Directors to determine their remuneration | For | None | 2233000 | 0 | 0 | 0 | ||
9 | To consider and approve the election of Mr. Li Qingyi as the Supervisor of the Company | For | None | 2233000 | 0 | 0 | 0 | ||
10 | To consider and approve the election of Mr. Fan Fuchun as the independent Supervisor of the Company | For | None | 2233000 | 0 | 0 | 0 | ||
11 | To consider and approve, by way of special resolution, certain amendments to the articles of association of the Company: article 10, 162 | For | None | 2233000 | 0 | 0 | 0 | ||
12 | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to determine and handle the issue of debt financing instruments of the Company with the outstanding balance amount of up to RMB100 billion, upon such terms and conditions to be determined by the Board of Directors | For | None | 2233000 | 0 | 0 | 0 | ||
13 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue | For | None | 2233000 | 0 | 0 | 0 | ||
STONE ENERGY CORPORATION | |||||||||
Security: | 861642106 | Meeting Type: | Annual | ||||||
Ticker: | SGY | Meeting Date: | 23-May-2013 | ||||||
ISIN | US8616421066 | Vote Deadline Date: | 22-May-2013 | ||||||
Agenda | 933789464 | Management | Total Ballot Shares: | 71500 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
GEORGE R. CHRISTMAS | 71500 | 0 | 0 | 0 | |||||
B.J. DUPLANTIS | 71500 | 0 | 0 | 0 | |||||
PETER D. KINNEAR | 71500 | 0 | 0 | 0 | |||||
JOHN P. LABORDE | 71500 | 0 | 0 | 0 | |||||
ROBERT S. MURLEY | 71500 | 0 | 0 | 0 | |||||
RICHARD A. PATTAROZZI | 71500 | 0 | 0 | 0 | |||||
DONALD E. POWELL | 71500 | 0 | 0 | 0 | |||||
KAY G. PRIESTLY | 71500 | 0 | 0 | 0 | |||||
PHYLLIS M. TAYLOR | 71500 | 0 | 0 | 0 | |||||
DAVID H. WELCH | 71500 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ERNST & YOUNG LLP, FOR FISCAL 2013. | For | None | 71500 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 71500 | 0 | 0 | 0 | ||
QEP RESOURCES, INC. | |||||||||
Security: | 74733V100 | Meeting Type: | Annual | ||||||
Ticker: | QEP | Meeting Date: | 24-May-2013 | ||||||
ISIN | US74733V1008 | Vote Deadline Date: | 23-May-2013 | ||||||
Agenda | 933775237 | Management | Total Ballot Shares: | 33500 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
JULIE A. DILL* | 33500 | 0 | 0 | 0 | |||||
L. RICHARD FLURY* | 33500 | 0 | 0 | 0 | |||||
M.W. SCOGGINS* | 33500 | 0 | 0 | 0 | |||||
ROBERT E. MCKEE III# | 33500 | 0 | 0 | 0 | |||||
2 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | For | None | 33500 | 0 | 0 | 0 | ||
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2013. | For | None | 33500 | 0 | 0 | 0 | ||
4 | TO APPROVE A PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD. | For | None | 33500 | 0 | 0 | 0 | ||
5 | IF PRESENTED, TO SUPPORT BY ADVISORY VOTE, A SHAREHOLDER PROPOSAL TO SEPARATE THE ROLES OF CHAIR AND CEO. | Against | None | 0 | 33500 | 0 | 0 | ||
CHEVRON CORPORATION | |||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||
Ticker: | CVX | Meeting Date: | 29-May-2013 | ||||||
ISIN | US1667641005 | Vote Deadline Date: | 28-May-2013 | ||||||
Agenda | 933786874 | Management | Total Ballot Shares: | 26400 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: L.F. DEILY | For | None | 26400 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: R.E. DENHAM | For | None | 26400 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: A.P. GAST | For | None | 26400 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: E. HERNANDEZ | For | None | 26400 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: G.L. KIRKLAND | For | None | 26400 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: C.W. MOORMAN | For | None | 26400 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: K.W. SHARER | For | None | 26400 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: J.G. STUMPF | For | None | 26400 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: R.D. SUGAR | For | None | 26400 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: C. WARE | For | None | 26400 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: J.S. WATSON | For | None | 26400 | 0 | 0 | 0 | ||
12 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 26400 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 26400 | 0 | 0 | 0 | ||
14 | APPROVAL OF AMENDMENTS TO LONG- TERM INCENTIVE PLAN | For | None | 26400 | 0 | 0 | 0 | ||
15 | SHALE ENERGY OPERATIONS | Against | None | 0 | 26400 | 0 | 0 | ||
16 | OFFSHORE OIL WELLS | Against | None | 0 | 26400 | 0 | 0 | ||
17 | CLIMATE RISK | Against | None | 0 | 26400 | 0 | 0 | ||
18 | LOBBYING DISCLOSURE | Against | None | 0 | 26400 | 0 | 0 | ||
19 | CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES | Against | None | 0 | 26400 | 0 | 0 | ||
20 | CUMULATIVE VOTING | Against | None | 0 | 26400 | 0 | 0 | ||
21 | SPECIAL MEETINGS | Against | None | 0 | 26400 | 0 | 0 | ||
22 | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Against | None | 26400 | 0 | 0 | 0 | ||
23 | COUNTRY SELECTION GUIDELINES | Against | None | 0 | 26400 | 0 | 0 | ||
EXXON MOBIL CORPORATION | |||||||||
Security: | 30231G102 | Meeting Type: | Annual | ||||||
Ticker: | XOM | Meeting Date: | 29-May-2013 | ||||||
ISIN | US30231G1022 | Vote Deadline Date: | 28-May-2013 | ||||||
Agenda | 933791243 | Management | Total Ballot Shares: | 35000 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
M.J. BOSKIN | 35000 | 0 | 0 | 0 | |||||
P. BRABECK-LETMATHE | 35000 | 0 | 0 | 0 | |||||
U.M. BURNS | 35000 | 0 | 0 | 0 | |||||
L.R. FAULKNER | 35000 | 0 | 0 | 0 | |||||
J.S. FISHMAN | 35000 | 0 | 0 | 0 | |||||
H.H. FORE | 35000 | 0 | 0 | 0 | |||||
K.C. FRAZIER | 35000 | 0 | 0 | 0 | |||||
W.W. GEORGE | 35000 | 0 | 0 | 0 | |||||
S.J. PALMISANO | 35000 | 0 | 0 | 0 | |||||
S.S REINEMUND | 35000 | 0 | 0 | 0 | |||||
R.W. TILLERSON | 35000 | 0 | 0 | 0 | |||||
W.C. WELDON | 35000 | 0 | 0 | 0 | |||||
E.E. WHITACRE, JR. | 35000 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | For | None | 35000 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | For | None | 35000 | 0 | 0 | 0 | ||
4 | INDEPENDENT CHAIRMAN (PAGE 63) | Against | None | 0 | 35000 | 0 | 0 | ||
5 | MAJORITY VOTE FOR DIRECTORS (PAGE 64) | Against | None | 0 | 35000 | 0 | 0 | ||
6 | LIMIT DIRECTORSHIPS (PAGE 65) | Against | None | 0 | 35000 | 0 | 0 | ||
7 | REPORT ON LOBBYING (PAGE 66) | Against | None | 0 | 35000 | 0 | 0 | ||
8 | POLITICAL CONTRIBUTIONS POLICY (PAGE 67) | Against | None | 0 | 35000 | 0 | 0 | ||
9 | AMENDMENT OF EEO POLICY (PAGE 69) | Against | None | 0 | 35000 | 0 | 0 | ||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 70) | Against | None | 35000 | 0 | 0 | 0 | ||
11 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) | Against | None | 0 | 35000 | 0 | 0 | ||
DEVON ENERGY CORPORATION | |||||||||
Security: | 25179M103 | Meeting Type: | Annual | ||||||
Ticker: | DVN | Meeting Date: | 05-Jun-2013 | ||||||
ISIN | US25179M1036 | Vote Deadline Date: | 04-Jun-2013 | ||||||
Agenda | 933803086 | Management | Total Ballot Shares: | 53100 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
ROBERT H. HENRY | 53100 | 0 | 0 | 0 | |||||
JOHN A. HILL | 53100 | 0 | 0 | 0 | |||||
MICHAEL M. KANOVSKY | 53100 | 0 | 0 | 0 | |||||
ROBERT A. MOSBACHER, JR | 53100 | 0 | 0 | 0 | |||||
J. LARRY NICHOLS | 53100 | 0 | 0 | 0 | |||||
DUANE C. RADTKE | 53100 | 0 | 0 | 0 | |||||
MARY P. RICCIARDELLO | 53100 | 0 | 0 | 0 | |||||
JOHN RICHELS | 53100 | 0 | 0 | 0 | |||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 53100 | 0 | 0 | 0 | ||
3 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. | For | None | 53100 | 0 | 0 | 0 | ||
4 | REPORT DISCLOSING LOBBYING POLICIES AND PRACTICES. | Against | None | 53100 | 0 | 0 | 0 | ||
5 | MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Against | None | 0 | 53100 | 0 | 0 | ||
6 | RIGHT TO ACT BY WRITTEN CONSENT. | Against | None | 0 | 53100 | 0 | 0 | ||
JKX OIL & GAS PLC | |||||||||
Security: | G5140Z105 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 05-Jun-2013 | |||||||
ISIN | GB0004697420 | Vote Deadline Date: | 30-May-2013 | ||||||
Agenda | 704455143 | Management | Total Ballot Shares: | 575230 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the accounts of the Company the Directors Report and the Auditors Report thereon for the year ended 31 December 2012 | For | None | 575230 | 0 | 0 | 0 | ||
2 | To approve the Directors Remuneration Report for the year ended 31 December 2012 | For | None | 575230 | 0 | 0 | 0 | ||
3 | To elect Richard Murray as a director of the Company | For | None | 575230 | 0 | 0 | 0 | ||
4 | To re-elect Lord Oxford as a director of the Company | For | None | 575230 | 0 | 0 | 0 | ||
5 | To re-elect Dr Paul Davies as a director of the Company | For | None | 575230 | 0 | 0 | 0 | ||
6 | Please see the Notice of Meeting dated the 23 April 2013 | For | None | 575230 | 0 | 0 | 0 | ||
7 | To authorise the directors to determine the remuneration of the auditors | For | None | 575230 | 0 | 0 | 0 | ||
8 | Please see the Notice of Meeting dated the 23 April 2013 | For | None | 575230 | 0 | 0 | 0 | ||
9 | To authorise the directors to allot shares in the Company as set out in the Notice of AGM | For | None | 575230 | 0 | 0 | 0 | ||
10 | To authorise the Company to make market purchases of the ordinary share capital of the Company as set out in the Notice of AGM | For | None | 575230 | 0 | 0 | 0 | ||
11 | To authorise the directors to allot equity securities for cash as set out in the Notice of AGM | For | None | 575230 | 0 | 0 | 0 | ||
12 | That a general meeting other than an annual general meeting may be called on not less than 14 clear days notice as set out in the Notice of AGM | For | None | 575230 | 0 | 0 | 0 | ||
PATTERSON-UTI ENERGY, INC. | |||||||||
Security: | 703481101 | Meeting Type: | Annual | ||||||
Ticker: | PTEN | Meeting Date: | 05-Jun-2013 | ||||||
ISIN | US7034811015 | Vote Deadline Date: | 04-Jun-2013 | ||||||
Agenda | 933795847 | Management | Total Ballot Shares: | 124370 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
MARK S. SIEGEL | 124370 | 0 | 0 | 0 | |||||
KENNETH N. BERNS | 124370 | 0 | 0 | 0 | |||||
CHARLES O. BUCKNER | 124370 | 0 | 0 | 0 | |||||
MICHAEL W. CONLON | 124370 | 0 | 0 | 0 | |||||
CURTIS W. HUFF | 124370 | 0 | 0 | 0 | |||||
TERRY H. HUNT | 124370 | 0 | 0 | 0 | |||||
CLOYCE A. TALBOTT | 124370 | 0 | 0 | 0 | |||||
2 | APPROVAL OF AN ADVISORY RESOLUTION ON PATTERSON-UTI'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. | For | None | 124370 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | For | None | 124370 | 0 | 0 | 0 | ||
OPHIR ENERGY PLC, LONDON | |||||||||
Security: | G6768E101 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 06-Jun-2013 | |||||||
ISIN | GB00B24CT194 | Vote Deadline Date: | 31-May-2013 | ||||||
Agenda | 704473191 | Management | Total Ballot Shares: | 101199 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Accept Financial Statements and Statutory Reports | For | None | 101199 | 0 | 0 | 0 | ||
2 | Approve Remuneration Report | For | None | 101199 | 0 | 0 | 0 | ||
3 | Elect Alan Booth as Director | For | None | 101199 | 0 | 0 | 0 | ||
4 | Elect Lisa Mitchell as Director | For | None | 101199 | 0 | 0 | 0 | ||
5 | Elect William Schrader as Director | For | None | 101199 | 0 | 0 | 0 | ||
6 | Re-elect Ronald Blakely as Director | For | None | 101199 | 0 | 0 | 0 | ||
7 | Re-elect Nicholas Cooper as Director | For | None | 101199 | 0 | 0 | 0 | ||
8 | Re-elect John Lander as Director | For | None | 101199 | 0 | 0 | 0 | ||
9 | Re-elect Dennis McShane as Director | For | None | 101199 | 0 | 0 | 0 | ||
10 | Re-elect Lyndon Powell as Director | For | None | 101199 | 0 | 0 | 0 | ||
11 | Re-elect Nicholas Smith as Director | For | None | 101199 | 0 | 0 | 0 | ||
12 | Reappoint Ernst Young LLP as Auditors | For | None | 101199 | 0 | 0 | 0 | ||
13 | Authorise Board to Fix Remuneration of Auditors | For | None | 101199 | 0 | 0 | 0 | ||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | None | 101199 | 0 | 0 | 0 | ||
15 | Authorise Issue of Equity without Pre-emptive Rights | For | None | 101199 | 0 | 0 | 0 | ||
16 | Authorise Market Purchase of Ordinary Shares | For | None | 101199 | 0 | 0 | 0 | ||
17 | Authorise the Company to Call EGM with Two Weeks' Notice | For | None | 101199 | 0 | 0 | 0 | ||
18 | Authorise EU Political Donations and Expenditure | For | None | 101199 | 0 | 0 | 0 | ||
WESTERNZAGROS RESOURCES INC, CALGARY AB | |||||||||
Security: | 960008100 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 06-Jun-2013 | |||||||
ISIN | CA9600081009 | Vote Deadline Date: | 31-May-2013 | ||||||
Agenda | 704504794 | Management | Total Ballot Shares: | 362740 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | None | None | Non Voting | |||||
2 | Election of Director: David J. Boone | For | None | 362740 | 0 | 0 | 0 | ||
3 | Election of Director: Fred J. Dyment | For | None | 362740 | 0 | 0 | 0 | ||
4 | Election of Director: John Frangos | For | None | 362740 | 0 | 0 | 0 | ||
5 | Election of Director: M. Simon Hatfield | For | None | 362740 | 0 | 0 | 0 | ||
6 | Election of Director: James C. Houck | For | None | 362740 | 0 | 0 | 0 | ||
7 | Election of Director: John M. Howland | For | None | 362740 | 0 | 0 | 0 | ||
8 | Election of Director: Randall Oliphant | For | None | 362740 | 0 | 0 | 0 | ||
9 | Election of Director: Eric Stoerr | For | None | 362740 | 0 | 0 | 0 | ||
10 | Election of Director: William Wallace | For | None | 362740 | 0 | 0 | 0 | ||
11 | On the appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as auditors of the Corporation at such remuneration as may be approved by the Audit Committee of the Board of Directors of the Corporation | For | None | 362740 | 0 | 0 | 0 | ||
12 | On the renewal and approval of the Corporation's stock option plan as set forth in the accompanying Information Circular of the Corporation | For | None | 362740 | 0 | 0 | 0 | ||
13 | On the extension of the Corporation's shareholder rights plan and approval of an amended and restated shareholder rights plan agreement as set forth in the accompanying Information Circular of the Corporation | For | None | 362740 | 0 | 0 | 0 | ||
14 | On the confirmation of an additional by-law of the Corporation providing for advance notice of director nominations as set forth in the accompanying Information Circular of the Corporation | For | None | 362740 | 0 | 0 | 0 | ||
AFREN PLC, LONDON | |||||||||
Security: | G01283103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 11-Jun-2013 | |||||||
ISIN | GB00B0672758 | Vote Deadline Date: | 05-Jun-2013 | ||||||
Agenda | 704473797 | Management | Total Ballot Shares: | 611500 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | That the financial statements for the year ended 31 December 2012, together with the reports of the Directors and auditors thereon, be received and adopted | For | None | 611500 | 0 | 0 | 0 | ||
2 | That the Directors' Remuneration Report for the year ended 31 December 2012, together with the auditors' report thereon, be approved | For | None | 611500 | 0 | 0 | 0 | ||
3 | That Egbert Imomoh be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
4 | That Peter Bingham be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
5 | That John St John be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
6 | That Toby Hayward be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
7 | That Ennio Sganzerla be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
8 | That Patrick Obath be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
9 | That Osman Shahenshah be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
10 | That Shahid Ullah be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
11 | That Darra Comyn be re-elected as a Director of the Company | For | None | 611500 | 0 | 0 | 0 | ||
12 | That Deloitte LLP be re-appointed as auditors of the Company | For | None | 611500 | 0 | 0 | 0 | ||
13 | That the Directors be and are hereby generally and unconditionally authorised to allot and grant rights to subscribe for or to convert securities into shares of the Company | For | None | 611500 | 0 | 0 | 0 | ||
14 | That the Directors be given power to allot equity securities | For | None | 611500 | 0 | 0 | 0 | ||
15 | That the Company be generally and unconditionally authorised to make one or more market purchases | For | None | 611500 | 0 | 0 | 0 | ||
16 | That the Company's Articles of Association be amended | For | None | 611500 | 0 | 0 | 0 | ||
17 | That a general meeting of the Company, other than an annual general meeting of the Company, may be called on not less than 14 clear days' notice | For | None | 611500 | 0 | 0 | 0 | ||
18 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
TRINITY EXPLORATION & PRODUCTION PLC, LONDON | |||||||||
Security: | G9068W102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 12-Jun-2013 | |||||||
ISIN | GB00B8JG4R91 | Vote Deadline Date: | 06-Jun-2013 | ||||||
Agenda | 704518262 | Management | Total Ballot Shares: | 119408 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the report and accounts for the year ended 31 December 2012 | For | None | 119408 | 0 | 0 | 0 | ||
2 | To approve the directors' remuneration report for the financial year ended 31 December 2012 | For | None | 119408 | 0 | 0 | 0 | ||
3 | To re-appoint Mr Bruce Dingwall as a director of the company | For | None | 119408 | 0 | 0 | 0 | ||
4 | To re-appoint Mr Joel Pemberton as a director of the company | For | None | 119408 | 0 | 0 | 0 | ||
5 | To re-appoint Mr Jonathan Murphy as a director of the company | For | None | 119408 | 0 | 0 | 0 | ||
6 | To re-appoint Mr Charles Anthony Brash Jr as a director of the company | For | None | 119408 | 0 | 0 | 0 | ||
7 | To re-appoint Mr Ronald Harford as a director of the company | For | None | 119408 | 0 | 0 | 0 | ||
8 | To appoint PricewaterhouseCoopers LLP as auditors of the company | For | None | 119408 | 0 | 0 | 0 | ||
9 | To authorize the directors to fix the auditors' remuneration | For | None | 119408 | 0 | 0 | 0 | ||
10 | To give general authority to the directors to allot shares | For | None | 119408 | 0 | 0 | 0 | ||
11 | To give general authority to the directors to disapply statutory pre-emption rights | For | None | 119408 | 0 | 0 | 0 | ||
12 | To approve the amendment to Articles of Association | For | None | 119408 | 0 | 0 | 0 | ||
SOCO INTERNATIONAL PLC, LONDON | |||||||||
Security: | G8248C127 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 13-Jun-2013 | |||||||
ISIN | GB00B572ZV91 | Vote Deadline Date: | 07-Jun-2013 | ||||||
Agenda | 704400427 | Management | Total Ballot Shares: | 226400 | |||||
Last Vote Date: | 21-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and adopt the Directors Report and Accounts for the financial year ended 31 December 2012 | For | None | 226400 | 0 | 0 | 0 | ||
2 | To approve the Directors Remuneration Report included in the Annual Report and Accounts for the financial year ended 31 December 2012 | For | None | 226400 | 0 | 0 | 0 | ||
3 | To reappoint Rui C de Sousa who is Chairman of the Nominations Committee as a Director | For | None | 226400 | 0 | 0 | 0 | ||
4 | To reappoint Edward T Story as a Director | For | None | 226400 | 0 | 0 | 0 | ||
5 | To reappoint Roger D Cagle as a Director | For | None | 226400 | 0 | 0 | 0 | ||
6 | To reappoint Michael C Johns who is the Chairman of the Remuneration Committee and a member of the Audit and Nominations Committees as a Director | For | None | 226400 | 0 | 0 | 0 | ||
7 | To reappoint Olivier M G Barbaroux as a Director | For | None | 226400 | 0 | 0 | 0 | ||
8 | To reappoint Robert M Cathery as a Director | For | None | 226400 | 0 | 0 | 0 | ||
9 | To reappoint Ettore P M Contini as a Director | For | None | 226400 | 0 | 0 | 0 | ||
10 | To reappoint John C Norton who is the Chairman of the Audit Committee as a Director | For | None | 226400 | 0 | 0 | 0 | ||
11 | To reappoint Antonio V M Monteiro who is a member of the Audit Remuneration and Nominations Committees as a Director | For | None | 226400 | 0 | 0 | 0 | ||
12 | To reappoint Michael J Watts who is a member of the Audit Remuneration and Nominations Committees as a Director | For | None | 226400 | 0 | 0 | 0 | ||
13 | To reappoint Cynthia B Cagle as a Director | For | None | 226400 | 0 | 0 | 0 | ||
14 | To reappoint Deloitte LLP as auditors | For | None | 226400 | 0 | 0 | 0 | ||
15 | To authorise the Directors to agree the auditors remuneration | For | None | 226400 | 0 | 0 | 0 | ||
16 | To authorise the Directors to allot securities s.551 of the Companies Act 2006 | For | None | 226400 | 0 | 0 | 0 | ||
17 | To disapply pre-emption rights s.570 1 and s.573 of the Companies Act 2006 | For | None | 226400 | 0 | 0 | 0 | ||
18 | To authorise the Company to repurchase its own Shares s.701 of the Companies Act 2006 | For | None | 226400 | 0 | 0 | 0 | ||
19 | To authorise Directors to call general meetings of the Company other than an annual general meeting on not less than 14 clear days notice | For | None | 226400 | 0 | 0 | 0 | ||
CLUFF NATURAL RESOURCES PLC, LONDON | |||||||||
Security: | G2339Z103 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 25-Jun-2013 | |||||||
ISIN | GB00B6SYKF01 | Vote Deadline Date: | 19-Jun-2013 | ||||||
Agenda | 704572595 | Management | Total Ballot Shares: | 1658322 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and adopt the annual accounts and reports of the directors and auditors thereon | For | None | 1658322 | 0 | 0 | 0 | ||
2 | To re-elect Nicholas Berry as a director of the company | For | None | 1658322 | 0 | 0 | 0 | ||
3 | To re-elect Peter Cowley as a director of the company | For | None | 1658322 | 0 | 0 | 0 | ||
4 | To re-elect Robert Danchin as a director of the company | For | None | 1658322 | 0 | 0 | 0 | ||
5 | To re-elect Earl William De La Warr as a director of the company | For | None | 1658322 | 0 | 0 | 0 | ||
6 | To re-elect Brian FitzGerald as a director of the company | For | None | 1658322 | 0 | 0 | 0 | ||
7 | To appoint BDO LLP as auditors of the company and to authorise the directors to fix their remuneration | For | None | 1658322 | 0 | 0 | 0 | ||
8 | To authorise the directors to allot equity securities | For | None | 1658322 | 0 | 0 | 0 | ||
9 | To disapply the statutory pre-emption rights over equity securities | For | None | 1658322 | 0 | 0 | 0 | ||
10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
GAZPROM OAO, MOSCOW | |||||||||
Security: | 368287207 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | US3682872078 | Vote Deadline Date: | 18-Jun-2013 | ||||||
Agenda | 704580946 | Management | Total Ballot Shares: | 171700 | |||||
Last Vote Date: | 10-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 211104 [RESOLUTIONS 1 THROUGH 12.67] AND MID 211445 [RESOLUTIONS 12.68 THROUGH 14.12]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE ON BOTH THE MEETINGS. | None | None | Non Voting | |||||
2 | Approve the Annual Report of OAO Gazprom for 2012 | For | None | 171700 | 0 | 0 | 0 | ||
3 | Approve the annual accounting statements of OAO Gazprom for 2012 | For | None | 171700 | 0 | 0 | 0 | ||
4 | Approve the distribution of Company profits as of the end of 2012 | For | None | 171700 | 0 | 0 | 0 | ||
5 | Approve the amount, timeline and a form of payment for year-end dividends on the Company shares: pay out annual dividends based on the Company income statement as of the end of 2012 in monetary form to the tune of 5 rubles 99 kopecks on a common equity of OAO Gazprom with a par value of 5 rubles and set August 27, 2013 as a final date for the dividend payment | For | None | 171700 | 0 | 0 | 0 | ||
6 | Approve a Procedure for OAO Gazprom dividend payment | For | None | 171700 | 0 | 0 | 0 | ||
7 | Approve the Closed Joint Stock Company PricewaterhouseCoopers Audit as the Company's external auditor | For | None | 171700 | 0 | 0 | 0 | ||
8 | Pay out remunerations to members of the Board of Directors in the amounts suggested by the Board of Directors | For | None | 171700 | 0 | 0 | 0 | ||
9 | Pay out remunerations to members of the Audit Commission in the amounts suggested by the Company Board of Directors | For | None | 171700 | 0 | 0 | 0 | ||
10 | Approve amendments to be introduced into the OAO Gazprom Charter | For | None | 171700 | 0 | 0 | 0 | ||
11 | Approve amendments to be introduced into the Regulation on the OAO Gazprom General Shareholders' Meeting | For | None | 171700 | 0 | 0 | 0 | ||
12 | Approve the Regulation on the OAO Gazprom Audit Commission as revised lately | For | None | 171700 | 0 | 0 | 0 | ||
13 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) regarding the receipt by the OAO Gazprom of funds in the maximum amount of 500 million U.S. Dollars or its equivalent in Rubles or Euros, for a term not exceeding five years, with an interest for using the loans to be paid at a rate not exceeding 12% per annum on loans in U.S. Dollars / Euros; and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement plus a 3% per annum on loans in Rubles | For | None | 171700 | 0 | 0 | 0 | ||
14 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Sberbank of Russia OAO regarding the receipt by the OAO Gazprom of funds in the maximum amount of 1.5 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term not exceeding five years, with an interest for using the loans to be paid at a rate not exceeding 12% per annum on loans in U.S. Dollars / Euros; and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement plus a 3% per annum on loans in Rubles | For | None | 171700 | 0 | 0 | 0 | ||
15 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Bank VTB regarding the receipt by OAO Gazprom of funds in the maximum amount of one billion U.S. Dollars or its equivalent in Rubles or Euros, for a term not exceeding five years, with an interest for using the loans to be paid at a rate not exceeding 12% per annum on loans in U.S. Dollars / Euros; and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement plus a 3% per annum on loans in Rubles | For | None | 171700 | 0 | 0 | 0 | ||
16 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Loan Facility Agreement between OAO Gazprom and Gazprombank (Open Joint Stock Company) as well as transactions between OAO Gazprom and the bank to be entered into under this agreement concerning the receipt by OAO Gazprom of funds in the maximum amount of 60 billion Rubles or its equivalent in U.S. Dollars/Euros for a term not exceeding 90 consecutive days, with an interest for using the loans to be paid at a rate not exceeding the shadow interest rate offered on Ruble loans (deposits) in the Moscow money market (MosPrime Rate), or London interbank offered rate (LIBOR) for loans in U.S. Dollars/Euros, established for a maturity equal to the period of a respective loan use and quoted at the date of the entry into the transaction, increased by 4% | For | None | 171700 | 0 | 0 | 0 | ||
17 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Loan Facility Agreement between OAO Gazprom and | For | None | 171700 | 0 | 0 | 0 | ||
Sberbank of Russia OAO as well as transactions between OAO Gazprom and the bank to be entered into under this agreement concerning the receipt by OAO Gazprom of funds in the maximum amount of 60 billion Rubles or its equivalent in U.S. Dollars/Euros for a term not exceeding 90 consecutive days, with an interest for using the loans to be paid at a rate not exceeding the shadow interest rate offered on Ruble loans (deposits) in the Moscow money market (MosPrime Rate), or London interbank offered rate (LIBOR) for loans in U.S. Dollars/Euros, established for a maturity equal to the period of a respective loan use and quoted at the date of the entry into the transaction, increased by 4% | |||||||||
18 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Loan Facility Agreement between OAO Gazprom and OAO Bank VTB as well as transactions between OAO Gazprom and the bank to be entered into under this agreement concerning the receipt by OAO Gazprom of funds in the maximum amount of 30 billion Rubles or its equivalent in U.S. Dollars/Euros for a term not exceeding 90 consecutive days, with an interest for using the loans to be paid at a rate not exceeding the shadow interest rate offered on Ruble loans (deposits) in the Moscow money market (MosPrime Rate), or London interbank offered rate (LIBOR) for loans in U.S. Dollars/Euros, established for a maturity equal to the period of a respective loan use and quoted at the date of the entry into the transaction, increased by 4% | For | None | 171700 | 0 | 0 | 0 | ||
19 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Loan Facility Agreement between OAO Gazprom and OAO BANK ROSSIYA as well as transactions between OAO Gazprom and the bank to be entered into | For | None | 171700 | 0 | 0 | 0 | ||
under this agreement concerning the receipt by OAO Gazprom of funds in the maximum amount of 10 billion Rubles or its equivalent in U.S. Dollars/Euros for a term not exceeding 90 consecutive days, with an interest for using the loans to be paid at a rate not exceeding the shadow interest rate offered on Ruble loans (deposits) in the Moscow money market (MosPrime Rate), or London interbank offered rate (LIBOR) for loans in U.S. Dollars/Euros, established for a maturity equal to the period of a respective loan use and quoted at the date of the entry into the transaction, increased by 4% | |||||||||
20 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) pursuant to which, upon the terms and conditions announced by the bank, Gazprombank (Open Joint Stock Company) will accept and credit all transfers in favor of OAO Gazprom to accounts opened by OAO Gazprom and carry out operations on these accounts as per OAO Gazprom's instructions; and agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) with regard to maintaining a minimum balance on the account in the amount not exceeding 30 billion Rubles or its equivalent in foreign currency for each of transactions, with the interest to be paid by the bank at a rate not lower than 0.1% per annum in the relevant currency | For | None | 171700 | 0 | 0 | 0 | ||
21 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Sberbank of Russia OAO, | For | None | 171700 | 0 | 0 | 0 | ||
OAO Bank VTB, OAO BANK ROSSIYA and OAO Rosselkhozbank pursuant to which the banks will accept and credit, upon the terms and conditions announced by the banks, transfers in favor of OAO Gazprom to accounts opened by OAO Gazprom and carry out operations on these accounts as per OAO Gazprom's instructions | |||||||||
22 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company), Sberbank of Russia OAO, OAO Bank VTB, OAO BANK ROSSIYA and OAO Rosselkhozbank pursuant to which the banks will provide services to OAO Gazprom using electronic payments system of the respective bank, including services involving a receipt from OAO Gazprom of electronic payment documents requesting debit operations on these accounts, provision of electronic account statements and other electronic document management operations, and provide to OAO Gazprom services of their respective certification centers, whereas OAO Gazprom will pay for such services at the price set by the respective bank in effect on the date of the services provision | For | None | 171700 | 0 | 0 | 0 | ||
23 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Foreign currency purchase/sale transactions between OAO Gazprom and Gazprombank (Open Joint Stock Company) to be entered into under the General Agreement on Conversion Operations No. 3446 between OAO Gazprom and the bank dated September 12, 2006, in the maximum amount of 500 million U.S. Dollars or its equivalent in Rubles, Euros or other currency for each of transactions | For | None | 171700 | 0 | 0 | 0 | ||
24 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Foreign currency purchase/sale transactions between OAO Gazprom and OAO Bank VTB to be entered into under the General Agreement on Common Terms for Conversion Operations using Reuters Dealing System No. 1 between OAO Gazprom and the bank dated July 26, 2006, in the maximum amount of 500 million U.S. Dollars or its equivalent in Rubles, Euros or other currency for each of transactions | For | None | 171700 | 0 | 0 | 0 | ||
25 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreement on Common Terms for Forward/Swap Conversion Operations between OAO Gazprom and OAO Bank VTB as well as foreign currency forward/swap purchase and sale transactions between OAO Gazprom and OAO Bank VTB entered into under this agreement in the maximum amount of 300 million U.S. Dollars or its equivalent in Rubles, Euros or other currency for each of transactions | For | None | 171700 | 0 | 0 | 0 | ||
26 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreement on the Procedure for Deposit Operations between OAO Gazprom and OAO Bank VTB for a term not exceeding 5 years as well as deposit transactions between OAO Gazprom and OAO Bank VTB entered into under this agreement in the maximum amount of 100 billion Rubles or its foreign currency equivalent for each of transactions at a rate of 4% per annum or more for transactions in Russian Rubles or 1% per annum or more for transactions in foreign currency | For | None | 171700 | 0 | 0 | 0 | ||
27 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: General Agreement on the Procedure for Deposit Operations between OAO Gazprom and Gazprombank (Open Joint Stock Company) for a term not exceeding 5 years as well as deposit transactions between OAO Gazprom and Gazprombank (Open Joint Stock Company) entered into under this agreement in the maximum amount of 100 billion Rubles or its foreign currency equivalent for each of transactions at a rate of 4% per annum or more for transactions in Russian Rubles or 1% per annum or more for transactions in foreign currency | For | None | 171700 | 0 | 0 | 0 | ||
28 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreement on the Procedure for Deposit Operations between OAO Gazprom and Sberbank of Russia OAO for a term not exceeding 5 years as well as deposit transactions between OAO Gazprom and Sberbank of Russia OAO entered into under this agreement in the maximum amount of 100 billion Rubles or its foreign currency equivalent for each of transactions at a rate of 4% per annum or more for transactions in Russian Rubles or 1% per annum or more for transactions in foreign currency | For | None | 171700 | 0 | 0 | 0 | ||
29 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) pursuant to which OAO Gazprom will grant suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Gazprombank | For | None | 171700 | 0 | 0 | 0 | ||
(Open Joint Stock Company) with respect to the bank guarantees issued to the Russian Federation tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | |||||||||
30 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Sberbank of Russia OAO pursuant to which OAO Gazprom will grant suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Sberbank of Russia OAO with respect to the bank guarantees issued to the Russian Federation tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | For | None | 171700 | 0 | 0 | 0 | ||
31 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Bank VTB pursuant to which OAO Gazprom will grant suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to OAO Bank VTB with respect to the bank guarantees issued to the Russian Federation tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | For | None | 171700 | 0 | 0 | 0 | ||
32 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Gazprombank (Open Joint Stock Company) with respect to the bank's guarantees issued to the Russian Federation tax authorities to secure obligations of the above-mentioned companies to pay excise taxes in connection with exports of excisable oil products and eventual penalties in the maximum amount of 1.8 billion Rubles and for a period not exceeding 18 months | For | None | 171700 | 0 | 0 | 0 | ||
33 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) pursuant to which the bank will issue guarantees to the Russian Federation tax authorities in connection with OAO Gazprom challenging tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 12 months | For | None | 171700 | 0 | 0 | 0 | ||
34 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Bank VTB pursuant to which the bank will issue guarantees to the Russian Federation tax authorities in connection with OAO Gazprom challenging tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 12 months | For | None | 171700 | 0 | 0 | 0 | ||
35 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Sberbank of Russia OAO pursuant to which the bank will issue guarantees to the Russian Federation tax authorities in connection with OAO Gazprom challenging tax authorities' claims in court in the aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 12 months | For | None | 171700 | 0 | 0 | 0 | ||
36 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans the temporary possession and use of the infrastructure facilities in the railway stations of the Surgut Condensate Stabilization Plant, Astrakhan Gas Processing Plant, Sernaya railway station and Tvyordaya Sera railway station, facilities of the railway station situated in Slavyansk-na-Kubani, as well as software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OOO Gazpromtrans Level (ERP) and Registration and Analysis of Data on Non-Core Assets (RADA) within the OAO Gazprom System at OOO Gazpromtrans Level for a period not exceeding 12 months, and OOO Gazpromtrans will make payment for using such property in the maximum amount of 2156 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
37 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans the temporary possession and use of tank cars for methanol for a period not exceeding 3 years, and OOO Gazpromtrans will pay for using such property a sum in the maximum amount of 130 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
38 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which OAO Gazprom will grant DOAO Tsentrenergogaz of OAO Gazprom the temporary possession and use of the building and equipment in the mechanical repair shop at the depot operated by the oil and gas production department for the Zapolyarnoye gas-oil-condensate field located in the village of Novozapolyarny, Tazovskiy District, Yamal- Nenets Autonomous Okrug; building and equipment in the mechanical repair shop at the Southern Regional Repair Depot located in Izobilnyi, Stavropol Territory, for a period not exceeding 12 months, and DOAO Tsentrenergogaz of OAO Gazprom will pay for using such property a sum in the maximum amount of 103.7 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
39 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Tsentrgaz pursuant to which OAO Gazprom will grant OAO Tsentrgaz the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other | For | None | 171700 | 0 | 0 | 0 | ||
Assets at OOO Gazpromtrans Level (ERP), System for Recording and Analysis of Long-Term Investments (RALTI) within the OAO Gazprom System at OAO Tsentrgas Level, System for Registration and Analysis of Data on Non-Core Assets (RADA) within the OAO Gazprom System at OOO Gazpromtrans Level and Electronic Filing Module at OAO Tsentrgaz Level for a period not exceeding 12 months, and OAO Tsentrgaz will pay for using such property a sum in the maximum amount of 22000 Rubles | |||||||||
40 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and Gazprombank (Open Joint Stock Company) pursuant to which OAO Gazprom will grant Gazprombank (Open Joint Stock Company) the temporary possession and use of non-residential spaces in the building at street Lenina, 31, Yugorsk, Tyumen Region that are used to house a branch of Gazprombank (Open Joint Stock Company) with the total floor space of 1600 sq. m and a land plot occupied by the building and indispensable for its use with the total area of 3,371 sq. m for a period not exceeding 12 month, and Gazprombank (Open Joint Stock Company) will pay for using such property a sum in the maximum amount of 1.4 million rubles | For | None | 171700 | 0 | 0 | 0 | ||
41 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Neftekhim Salavat pursuant to which OAO Gazprom will grant OAO Gazprom Neftekhim Salavat the temporary possession and use of the gas | For | None | 171700 | 0 | 0 | 0 | ||
condensate pipeline running from the Karachaganakskoye gas condensate field to the Orenburg Gas Refinery and a special-purpose telecommunication unit M-468R for a period not exceeding 12 months, and OAO Gazprom Neftekhim Salavat will pay for using such property a sum in the maximum amount of 466000 Rubles | |||||||||
42 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OAO Gazprom will grant OOO Gazprom Export the temporary possession and use of software/hardware system such as Business Information and Management System (BIMS) of OAO Gazprom for a period not exceeding 12 months, and OOO Gazprom Export will pay for using such property a sum in the maximum amount of 75 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
43 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will grant OAO Gazprom Neft the temporary possession and use of a special-purpose telecommunications unit M-468R, as well as software /hardware systems such as System for Managing OAO Gazprom's Property and Other Assets at OAO Gazprom Neft Level (ERP), System for Recording and Analysis of Long-Term Investments within OAO Gazprom's System (RALTI) at OAO Gazprom Neft Level, System for Recording and Analysis of Data on Non-Core Assets within the OAO Gazprom System (RADA) at the OAO Gazprom Neft Level and Electronic Filing Module at OAO Gazprom Neft Level for a period not exceeding 12 months, and OAO Gazprom Neft will pay for using such property a sum in the maximum amount of 22200 Rubles | For | None | 171700 | 0 | 0 | 0 | ||
44 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom will grant OAO Gazprom Space Systems the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OAO Gazprom Space Systems Level (ERP)", System for Recording and Analysis of Long-Term Investments within OAO Gazprom System (RALTI) at the OAO Gazprom Space Systems Level and Electronic Filing Module at OAO Gazprom Space Systems Level for a period not exceeding 12 months, and OAO Gazprom Space Systems will pay for using such property a sum in the maximum amount of 21100 Rubles | For | None | 171700 | 0 | 0 | 0 | ||
45 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO Yamalgazinvest the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at ZAO Yamalgazinvest Level (ERP) and Electronic Filing Module at ZAO Yamalgazinvest Level for a period not exceeding 12 months, and ZAO Yamalgazinvest will pay for using such property a sum in the maximum amount of 18000 Rubles | For | None | 171700 | 0 | 0 | 0 | ||
46 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Gazprom Invest Yug pursuant to which OAO Gazprom will grant ZAO Gazprom Invest Yug the temporary possession | For | None | 171700 | 0 | 0 | 0 | ||
and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at ZAO Gazprom Invest Yug Level (ERP) and Electronic Filing Module at ZAO Gazprom Invest Yug Level for a period not exceeding 12 months, and ZAO Gazprom Invest Yug will pay for using such property a sum in the maximum amount of 16600 Rubles | |||||||||
47 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Mezhregiongaz pursuant to which OAO Gazprom will grant OOO Gazprom Mezhregiongaz the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OOO Gazprom Mezhregiongaz Level (ERP), System for Recording and Analysis of Long-Term Investments (RALTI) within OAO Gazprom System at OOO Mezhregiongaz Level, System for Recording and Analysis of Data on Non-Core Assets (RADA) within OAO Gazprom System at OOO Mezhregiongaz Level and Electronic Filing Module at OOO Gazprom Mezhregiongaz Level for a period not exceeding 12 months, and OOO Gazprom Mezhregiongaz will pay for using such property a sum in the maximum amount of 6000 Rubles | For | None | 171700 | 0 | 0 | 0 | ||
48 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Komplektatsiya pursuant to which OAO Gazprom will grant OOO Gazprom Komplektatsiya the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OOO Gazprom Komplektatsiya Level (ERP), System for Recording and Analysis of Long-Term Investments (RALTI) within OAO | For | None | 171700 | 0 | 0 | 0 | ||
Gazprom System at OOO Gazprom Komplektatsiya Level, System for Recording and Analysis of Data on Non-Core Assets (RADA) within OAO Gazprom System at OOO Gazprom Komplektatsiya Level and Electronic Filing Module at OOO Gazprom Komplektatsiya Level for a period not exceeding 12 months, and OAO Gazprom Komplektatsiya will pay for using such property a sum in the maximum amount of 22000 Rubles | |||||||||
49 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom, Gazprombank (Open Joint Stock Company) and OOO Gazprom Export (Licensees) pursuant to which OAO Gazprom will grant Licensees an ordinary (non-exclusive) license for use of the OAO Gazprom's international trademarks such as As specified [Gazprom], Gazprom and registered by the International Bureau of the World Intellectual Property Organization in the International Register with international registration numbers-807841, 807842, 807840, date of the international registration-April 22, 2003, on goods, labels, goods packaging; during performance of works, provision of services; on supporting, business and other documents; in advertisements, printed publications, on headed notepaper, on signage, during display of exhibits at exhibitions and fairs; in web-based media; in trade names of Licensees (Sub-Licensees); on corporate seals of Licensees (Sub-Licensees) until exclusive rights to international trademarks of OAO Gazprom expire, with rights, upon receipt of a prior written consent from OAO Gazprom, to enter into sublicensing agreements with third parties (Sub-Licensees) for the use of the above-mentioned OAO Gazprom's trademarks in a manner and subject to rights for use provided by Licensing Agreements to | For | None | 171700 | 0 | 0 | 0 | ||
Licensees, and Licensees will pay OAO Gazprom license fees for the right to use such OAO Gazprom international trademarks and for the right to use OAO Gazprom international trademarks under sublicensing agreements in the aggregate maximum amount of 84.96 million Rubles or its equivalent in U.S. Dollars/ Euro | |||||||||
50 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Gazoraspredeleniye pursuant to which OAO Gazprom will grant OAO Gazprom Gazoraspredeleniye the temporary possession and use of assets in the gas-distribution system comprised of facilities intended for the transportation and feed of gas directly to consumers (gas pipeline branches, gas pipeline jump-over lines, distribution gas pipelines, inter- settlement and intra-street gas pipelines, high-, medium-, and low-pressure gas pipelines, gas control stations, and buildings), and software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OAO Gazpromregiongaz Level (ERP), System for Recording and Analysis of Long-Term Investments (RALTI) within OAO Gazprom System (Second Phase) at OAO Gazpromregiongaz Level, and Electronic Filing Module at OAO Gazpromregiongaz Level for a period not exceeding 12 months, and OAO Gazprom Gazoraspredeleniye will pay for using such property a sum in the maximum amount of 1393.3 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
51 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Investproyekt pursuant to which OOO Gazprom Investproyekt undertakes, within 5 years of their signing and upon OAO Gazprom's instructions, to provide | For | None | 171700 | 0 | 0 | 0 | ||
information and analysis, consulting, management & administration services related to administrative and contractual structuring of projects, arrangements for fund raising, ensuring that funds are used as intended and ensuring timely commissioning of facilities when fulfilling investment projects to the benefit of OAO Gazprom, and OAO Gazprom undertakes to pay for these services a sum in the maximum amount of 2500 million Rubles | |||||||||
52 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Druzhba pursuant to which OAO Gazprom will grant OAO Druzhba the temporary possession and use of the facilities at Druzhba vacation center (effluent treatment facilities, transformer substations, entry checkpoints, houses, utility networks, metal fences, parking areas, ponds, roads, pedestrian crossings, sites, sewage pumping station, roofed ground-level arcade, service station, diesel- generator station, boiler house extension, storage facility, garaging, garages with administrative and amenity building, stela, as well as service machinery, equipment, furniture and implements) located in the village of Rogozinino, Naro- Fominsk District, Moscow Region (due to changes in delineation of Russian constituent entities- Moscow region/City of Moscow, since July 1, 2012, this area has been included within the area of the City of Moscow), for a period not exceeding 12 months, and OAO Druzhba will pay for using such property a sum in the maximum amount of 133.43 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
53 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OOO Gazprom Export undertakes, acting upon OAO Gazprom's | For | None | 171700 | 0 | 0 | 0 | ||
instructions and for a total fee not exceeding 300 million Rubles, on its behalf but at the expense of OAO Gazprom, to accept OAO Gazprom's commercial products including crude oil, gas condensate, sulphur and derivatives (gasoline, liquefied gas, diesel fuel, fuel oil etc.) and sell those on the market beyond the Russian Federation, in the amount not exceeding 6.5 million tons and for the sum not exceeding 71 billion Rubles | |||||||||
54 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Severneftegazprom pursuant to which OAO Severneftegazprom will deliver, and OAO Gazprom will accept (take off) gas in the amount not exceeding 17 billion cubic meters, and OAO Gazprom will pay for the gas in the aggregate maximum amount of 33.2 billion Rubles | For | None | 171700 | 0 | 0 | 0 | ||
55 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Tomskgazprom pursuant to which OAO Gazprom will provide services related to the transportation of gas in the total amount not exceeding 3.6 billion cubic meters, and OAO Tomskgazprom will pay for the services related to the transportation of gas via trunk gas pipelines in the aggregate maximum amount of 2.2 billion Rubles | For | None | 171700 | 0 | 0 | 0 | ||
56 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Mezhregiongaz pursuant to which OAO Gazprom will provide services related to the transportation | For | None | 171700 | 0 | 0 | 0 | ||
of gas in the total amount not exceeding 6 billion cubic meters across the Russian Federation and the Republic of Kazakhstan, and OOO Gazprom Mezhregiongaz will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 12.6 billion Rubles | |||||||||
57 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to the transportation of gas in the total amount not exceeding 200 billion cubic meters, and OAO NOVATEK will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 430.4 billion Rubles | For | None | 171700 | 0 | 0 | 0 | ||
58 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to the injection of OAO NOVATEK's gas into underground gas storage facilities and its storage in such facilities in the volume not exceeding 18.6 billion cubic meters, and OAO NOVATEK will pay for the services related to the gas injection and storage in the aggregate maximum amount of 17.7 billion Rubles, as well as services related to the offtake of OAO NOVATEK's gas from underground gas storage facilities in the volume not exceeding 18.6 billion cubic meters for which OAO NOVATEK will pay a sum in the aggregate maximum amount of 1.3 billion Rubles | For | None | 171700 | 0 | 0 | 0 | ||
59 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will provide services related to the transportation of gas in the total volume not exceeding 6.8 billion cubic meters, and OAO Gazprom Neft will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 6.1 billion Rubles | For | None | 171700 | 0 | 0 | 0 | ||
60 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans the temporary possession and use of diesel-powered locomotives, freight-handling motor locomotives, railway snow plough, escort railcars, catering cars for a period not exceeding 12 months, and OOO Gazpromtrans will pay for the use of the property a sum in the maximum amount of 34.6 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
61 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: General Agreement on Common Terms for Conversion and Forward Transactions between OAO Gazprom and Sberbank of Russia OAO and foreign currency sale/purchase transactions and forward transactions between OAO Gazprom and Sberbank of Russia OAO entered into under this General Agreement in the maximum amount of 300 million U.S. Dollars or its equivalent in Rubles, Euro or other currency for each of transactions | For | None | 171700 | 0 | 0 | 0 | ||
62 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Tsentrremont pursuant to which OAO Gazprom will grant OOO Gazprom Tsentrremont the temporary possession and use of software/hardware systems such as a System for Managing OAO Gazprom's Property and Other Assets at OOO Gazprom Tsentrremont Level (ERP), System for Recording and Analysis of Long-Term Investments (RALTI) within OAO Gazprom System at OOO Gazprom Tsentrremont Level and Electronic Filing Module at OOO Tsentrremont Level for a period not exceeding 12 months, and OOO Gazprom Tsentrremont will pay for the use of such property a sum in the maximum amount of 23000 Rubles | For | None | 171700 | 0 | 0 | 0 | ||
63 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and a/s Latvijas Gaze pursuant to which OAO Gazprom will sell, and a/s Latvijas Gaze will purchase gas in the volume not exceeding 1.5 billion cubic meters for an aggregate maximum amount of 675 million Euros in 2014, and also pursuant to which a/s Latvijas Gaze will provide services related to the injection and storage of OAO Gazprom's gas in the Incukalna underground gas storage facility, gas offtake and transportation across the Republic of Latvia in 2014 in the following amounts: services related to the gas injection, storage and offtake-in the volume not exceeding 1 billion cubic meters, and services related to the gas transportation-in the volume not exceeding 2 billion cubic meters, and OAO Gazprom will pay for such services a sum in the aggregate maximum amount of 25 million Euros | For | None | 171700 | 0 | 0 | 0 | ||
64 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and AB Lietuvos Dujos pursuant to which OAO Gazprom will sell, and AB Lietuvos Dujos will purchase gas in the volume not exceeding 1.5 billion cubic meters for the aggregate maximum amount of 675 million Euros in 2014, and also pursuant to which AB Lietuvos Dujos will provide services related to the transit transportation of gas via the Republic of Lithuania in the volume not exceeding 2.5 billion cubic meters in 2014 and OAO Gazprom will pay for the gas transportation via trunk gas pipelines a sum in the aggregate maximum amount of 13 million Euros | For | None | 171700 | 0 | 0 | 0 | ||
65 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and AO Moldovagaz pursuant to which OAO Gazprom will sell, and AO Moldovagaz will purchase gas in the volume not exceeding 10.4 billion cubic meters for an aggregate maximum amount of 3.9 billion U.S. Dollars in 2014, and also pursuant to which AO Moldovagaz will provide services related to the transit transportation of gas via the Republic of Moldova in the volume not exceeding 70 billion cubic meters in 2014, and OAO Gazprom will pay for services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 172 million U.S. Dollars | For | None | 171700 | 0 | 0 | 0 | ||
66 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and KazRosGaz LLP pursuant to which OAO Gazprom will provide services related | For | None | 171700 | 0 | 0 | 0 | ||
to the transportation of KazRosGaz LLP's gas via the Russian Federation in 2014 in the volume not exceeding 7.813 billion cubic meters, and KazRosGaz LLP will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 33.143 million U.S. Dollars | |||||||||
67 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO Gazprom Transgaz Belarus pursuant to which OAO Gazprom will sell, and OAO Gazprom Transgaz Belarus will purchase gas in the volume not exceeding 23 billion cubic meters for the aggregate maximum amount of 4.255 billion U.S. Dollars in 2014, and also pursuant to which OAO Gazprom Transgaz Belarus will provide services related to the transit transportation of gas via the Republic of Belarus in the volume not exceeding 50 billion cubic meters, and OAO Gazprom will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 600 million U.S. Dollars | For | None | 171700 | 0 | 0 | 0 | ||
68 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and GAZPROM Germania GmbH pursuant to which OAO Gazprom will provide services related to the transportation of GAZPROM Germania GmbH's natural gas via the Republic of Kazakhstan, Republic of Uzbekistan, Russian Federation and the Republic of Belarus in the volume not exceeding 3 billion cubic meters, and GAZPROM Germania GmbH will pay for the services related to the transportation of gas via trunk gas pipelines a sum in the aggregate maximum amount of 65 million U.S. Dollars | For | None | 171700 | 0 | 0 | 0 | ||
69 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OOO Gazpromtrans undertakes, acting upon OAO Gazprom's instructions and for a fee in the aggregate maximum amount of 160000 Rubles, in its own name, but at the expense of OAO Gazprom, to arrange for works to be done in the period of 2013-2014 related to the development and review of cost estimate documentation, on-load pre-commissioning tests at OAO Gazprom's facilities to be commissioned under investment project contracts and other works required for the on-load pre-commissioning tests | For | None | 171700 | 0 | 0 | 0 | ||
70 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Gazprom Invest Yug pursuant to which ZAO Gazprom Invest Yug undertakes, acting upon OAO Gazprom's instructions and for a fee in the aggregate maximum amount of 6.41 million Rubles, in its own name, but at the expense of OAO Gazprom, to arrange for works to be done in the period of 2013-2014 related to the development and review of cost estimate documentation, on-load pre- commissioning tests at OAO Gazprom's facilities to be commissioned under investment project contracts and other works required for the on-load pre-commissioning tests | For | None | 171700 | 0 | 0 | 0 | ||
71 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Tsentrremont pursuant to which OOO Gazprom Tsentrremont undertakes, acting upon OAO Gazprom's | For | None | 171700 | 0 | 0 | 0 | ||
instructions and for a fee in the aggregate maximum amount of 2.81 million Rubles, in its own name, but at the expense of OAO Gazprom, to arrange for works to be done in the period of 2013-2014 related to the development and review of cost estimate documentation, on-load pre- commissioning tests at OAO Gazprom's facilities to be commissioned under investment project contracts and other works required for the on-load pre-commissioning tests | |||||||||
72 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which ZAO Yamalgazinvest undertakes, acting upon OAO Gazprom's instructions and for a fee in the aggregate maximum amount of 12.01 million Rubles, in its own name, but at the expense of OAO Gazprom, to arrange for works to be done in the period of 2013-2014 related to the development and review of cost estimate documentation, on-load pre- commissioning tests at OAO Gazprom's facilities to be commissioned under investment project contracts and other works required for the on-load pre-commissioning tests | For | None | 171700 | 0 | 0 | 0 | ||
73 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Gazprom Invest Yug pursuant to which ZAO Gazprom Invest Yug undertakes, in the period from July 1, 2013 to December 31, 2014, acting upon OAO Gazprom's instructions, to provide services for the execution of OAO Gazprom investment projects related to the construction and commissioning of facilities, and OAO Gazprom undertakes to pay for these services a sum in the maximum amount of 3431.21 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
74 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OOO Gazpromtrans undertakes, in the period between July 1, 2013 and December 31, 2014, acting upon OAO Gazprom's instructions, to provide services for the execution of OAO Gazprom investment projects related to the construction and commissioning of facilities, and OAO Gazprom undertakes to pay for these services a sum in the maximum amount of 280 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
75 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OOO Gazprom Tsentrremont pursuant to which OOO Gazprom Tsentrremont undertakes, in the period between July 1, 2013 and December 31, 2014, acting upon OAO Gazprom's instructions, to provide services for the execution of OAO Gazprom investment projects related to the construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services a sum in the maximum amount of 347.58 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
76 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which ZAO Yamalgazinvest undertakes, in the period between July 1, 2013 | For | None | 171700 | 0 | 0 | 0 | ||
and December 31, 2014, acting upon OAO Gazprom's instructions, to provide services for the execution of OAO Gazprom investment projects related to the construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services a sum in the maximum amount of 4382.35 million Rubles | |||||||||
77 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreement between OAO Gazprom and OAO Gazprom Gazoraspredeleniye pursuant to which OAO Gazprom Gazoraspredeleniye undertakes, within 24 months of its signing, to perform, acting upon OAO Gazprom's instructions, works to remove some segments in the gas pipeline 'Pokhvistnevo- Samara 2nd String' located in Kinelsky District, Samara Region (gas pipeline segment L-34, 1 km long, D-300) and to deliver completed works to OAO Gazprom, and OAO Gazprom undertakes to accept completed works and pay for these a sum in the aggregate maximum amount of 20.915 million Rubles | For | None | 171700 | 0 | 0 | 0 | ||
78 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of loss, destruction, or damage to OAO Gazprom's property such as buildings and structures; machinery and equipment; line pipes, process equipment and fixtures/fittings of gas pipelines, oil pipelines, petroleum products pipelines; buried subsea pipelines; marine vessels; property that constitute a part of wells, offshore floating drilling rigs and fixed platforms (insured property), and in the event of loss incurred by OAO Gazprom as a result of an interruption in production operations due to destruction, loss or damage to insured property (insured events), to pay an insurance recovery to OAO Gazprom or to such OAO | For | None | 171700 | 0 | 0 | 0 | ||
Gazprom's subsidiary companies to which the insured property was leased to (beneficiaries) in the aggregate insured amount for all occurrences not exceeding 12 trillion Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in the aggregate maximum amount of 6.356 billion Rubles, with each insurance agreement being effective for one year | |||||||||
79 | Approve, in accordance with the Chapter XI of the Federal Law "On Joint Stock Companies" and Chapter IX of the OAO Gazprom Charter, the following related-party transactions that may be entered into by the OAO Gazprom in future in the ordinary course of business: Agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that any damage is caused to the environment (environmental risks), life, health or property of third parties as a result of an incident originated from the performance by OAO Gazprom, its subsidiaries and related companies of onshore/offshore drilling and exploration works, production of hydrocarbons, its transportation, processing and storage operations, construction and other associated operations, directly associated with the stated business activities (insured event), to make a payment of insurance to individuals whose life, health or property was damaged, or to legal entities whose property was damaged, or to the State, acting through those authorized executive agencies whose terms of reference include environmental protection management, if a damage is caused to the environment, (beneficiaries), not to exceed the aggregate insurance amount of 30 billion Rubles, and OAO Gazprom undertakes to pay an insurance premium in the aggregate maximum amount of 1.5 million Rubles, with this agreement being effective for one year | For | None | 171700 | 0 | 0 | 0 | ||
80 | PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON MEETING 211445, WHICH WILL CONTAIN RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU. | None | None | Non Voting | |||||
81 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 12.51. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | |||||||||
Security: | Y76819112 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 28-Jun-2013 | |||||||
ISIN | CNE1000001N1 | Vote Deadline Date: | 24-Jun-2013 | ||||||
Agenda | 704609328 | Management | Total Ballot Shares: | 182956 | |||||
Last Vote Date: | 26-Jun-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 188390 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | None | Non Voting | |||||
3 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2013/060 7/LTN20130607692.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2013/060 7/LTN20130607688.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2013/041 6/LTN20130416295.pdf | None | None | Non Voting | |||||
4 | To consider and, if thought fit, approve the annual report and its abstract for the year ended 31 December 2012 | For | None | 182956 | 0 | 0 | 0 | ||
5 | To consider and, if thought fit, approve the report of the board of directors of the Company (the "Directors") for the year ended 31 December 2012 | For | None | 182956 | 0 | 0 | 0 | ||
6 | To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2012 | For | None | 182956 | 0 | 0 | 0 | ||
7 | To consider and, if thought fit, approve the consolidated audited financial statements of the Company prepared in accordance with the "Accounting Standards for Business Enterprises" and other related regulations issued by the Ministry of Finance of the PRC and the report of Deloitte Touche Tohmatsu Certified Public Accountants Ltd., the domestic Auditor for the year ended 31 December 2012 | For | None | 182956 | 0 | 0 | 0 | ||
8 | To consider and, if thought fit, approve the re- appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Company's auditors for the year ending 31 December 2013 and to authorize the Board to determine their remuneration | For | None | 182956 | 0 | 0 | 0 | ||
9 | To consider and, if thought fit, approve the re- appointment of Mr. Zhang En Rong as the Company's executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
10 | To consider and, if thought fit, approve the re- appointment of Mr. Zhang Yun San as the Company's executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
11 | To consider and, if thought fit, approve the re- appointment of Mr. Lin Fu Long as the Company's executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
12 | To consider and, if thought fit, approve the appointment of Mr. Guo Huan Ran as the Company's executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
13 | To consider and, if thought fit, approve the re- appointment of Mr. Xiao Qing Zhou as the Company's non-executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
14 | To consider and, if thought fit, approve the re- appointment of Mr. Guo Hong Li as the Company's non-executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
15 | To consider and, if thought fit, approve the re- appointment of Mr. John Paul Cameron as the Company's independent non-executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
16 | To consider and, if thought fit, approve the re- appointment of Ms. Wang Chun Hua as the Company's independent non-executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
17 | To consider and, if thought fit, approve the appointment of Mr. Qin Xue Chang as the Company's independent non-executive director and to authorize the Board and the remuneration committee of the Company to determine their remuneration in accordance with the Articles of Association of the Company | For | None | 182956 | 0 | 0 | 0 | ||
18 | To consider and, if thought fit, approve the provision of guarantee in the total amount of RMB200 million by the Company for Shouguang Baolong Petroleum Material Company Limited, a non-wholly owned subsidiary of the Company, in relation to its application for integrated banking credit facilities for general working capital purpose | For | None | 182956 | 0 | 0 | 0 | ||
19 | To consider and approve the application to the PRC banks (which shall be independent third parties) for integrated banking credit line of not exceeding RMB8.2 billion in the year of 2013, and to authorize any executive Director to execute all facilities agreements, financing agreements and other relevant documents in relation to such integrated banking credit facilities and make such amendments as he deems fit and appropriate and to do all such acts and things as he shall deem necessary or appropriate in connection with or to carry out the actions contemplated by such resolutions | For | None | 182956 | 0 | 0 | 0 | ||
20 | To consider, and if thought fit, to approve the profit distribution plan: a cash dividend of RMB0.5 (tax inclusive) for every 10 shares | For | None | 182956 | 0 | 0 | 0 |
Guinness Atkinson Global Innovators Fund | ||||||||||
Meeting Date Range: 07/01/2012 To 6/30/2013 | ||||||||||
Selected Accounts | ||||||||||
RESEARCH IN MOTION LIMITED | ||||||||||
Security: | 760975102 | Meeting Type: | Annual | |||||||
Ticker: | RIMM | Meeting Date: | 10-Jul-2012 | |||||||
ISIN | CA7609751028 | Vote Deadline Date: | 05-Jul-2012 | |||||||
Agenda | 933659495 | Management | Total Ballot Shares: | 36660 | ||||||
Last Vote Date: | 03-Jul-2012 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | TIMOTHY DATTELS | 36660 | 0 | 0 | 0 | |||||
2 | THORSTEN HEINS | 36660 | 0 | 0 | 0 | |||||
3 | DAVID KERR | 36660 | 0 | 0 | 0 | |||||
4 | CLAUDIA KOTCHKA | 36660 | 0 | 0 | 0 | |||||
5 | MIKE LAZARIDIS | 36660 | 0 | 0 | 0 | |||||
6 | ROGER MARTIN | 36660 | 0 | 0 | 0 | |||||
7 | JOHN RICHARDSON | 36660 | 0 | 0 | 0 | |||||
8 | BARBARA STYMIEST | 36660 | 0 | 0 | 0 | |||||
9 | PREM WATSA | 36660 | 0 | 0 | 0 | |||||
10 | JOHN WETMORE | 36660 | 0 | 0 | 0 | |||||
2 | RESOLUTION APPROVING THE RE- APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | For | None | 36660 | 0 | 0 | 0 | |||
3 | NON-BINDING ADVISORY RESOLUTION THAT THE SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR FOR THE MEETING. | For | None | 0 | 36660 | 0 | 0 | |||
VODAFONE GROUP PLC | ||||||||||
Security: | 92857W209 | Meeting Type: | Annual | |||||||
Ticker: | VOD | Meeting Date: | 24-Jul-2012 | |||||||
ISIN | US92857W2098 | Vote Deadline Date: | 13-Jul-2012 | |||||||
Agenda | 933661123 | Management | Total Ballot Shares: | 44045 | ||||||
Last Vote Date: | 03-Jul-2012 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2012 | None | None | 44045 | 0 | 0 | 0 | |||
2 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
3 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | None | None | 44045 | 0 | 0 | 0 | |||
4 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | None | None | 44045 | 0 | 0 | 0 | |||
5 | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | None | None | 44045 | 0 | 0 | 0 | |||
6 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | None | None | 44045 | 0 | 0 | 0 | |||
7 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
8 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
9 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
10 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
11 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
12 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
13 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | None | None | 44045 | 0 | 0 | 0 | |||
14 | TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE PER ORDINARY SHARE | None | None | 44045 | 0 | 0 | 0 | |||
15 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2012 | None | None | 44045 | 0 | 0 | 0 | |||
16 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | None | None | 44045 | 0 | 0 | 0 | |||
17 | TO AUTHORISE THE AUDIT & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | None | None | 44045 | 0 | 0 | 0 | |||
18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | None | None | 44045 | 0 | 0 | 0 | |||
19 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | None | None | 0 | 44045 | 0 | 0 | |||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | None | None | 44045 | 0 | 0 | 0 | |||
21 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | None | None | 44045 | 0 | 0 | 0 | |||
22 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | None | None | 44045 | 0 | 0 | 0 | |||
ORACLE CORPORATION | ||||||||||
Security: | 68389X105 | Meeting Type: | Annual | |||||||
Ticker: | ORCL | Meeting Date: | 07-Nov-2012 | |||||||
ISIN | US68389X1054 | Vote Deadline Date: | 06-Nov-2012 | |||||||
Agenda | 933690302 | Management | Total Ballot Shares: | 39680 | ||||||
Last Vote Date: | 09-Oct-2012 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | JEFFREY S. BERG | 39680 | 0 | 0 | 0 | |||||
2 | H. RAYMOND BINGHAM | 39680 | 0 | 0 | 0 | |||||
3 | MICHAEL J. BOSKIN | 39680 | 0 | 0 | 0 | |||||
4 | SAFRA A. CATZ | 39680 | 0 | 0 | 0 | |||||
5 | BRUCE R. CHIZEN | 39680 | 0 | 0 | 0 | |||||
6 | GEORGE H. CONRADES | 39680 | 0 | 0 | 0 | |||||
7 | LAWRENCE J. ELLISON | 39680 | 0 | 0 | 0 | |||||
8 | HECTOR GARCIA-MOLINA | 39680 | 0 | 0 | 0 | |||||
9 | JEFFREY O. HENLEY | 39680 | 0 | 0 | 0 | |||||
10 | MARK V. HURD | 39680 | 0 | 0 | 0 | |||||
11 | DONALD L. LUCAS | 39680 | 0 | 0 | 0 | |||||
12 | NAOMI O. SELIGMAN | 39680 | 0 | 0 | 0 | |||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 0 | 0 | 39680 | 0 | |||
3 | APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS' STOCK PLAN. | For | None | 39680 | 0 | 0 | 0 | |||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | For | None | 39680 | 0 | 0 | 0 | |||
5 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Against | None | 39680 | 0 | 0 | 0 | |||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Against | None | 0 | 39680 | 0 | 0 | |||
7 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Against | None | 0 | 39680 | 0 | 0 | |||
8 | STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. | Against | None | 0 | 39680 | 0 | 0 | |||
TD AMERITRADE HOLDING CORPORATION | ||||||||||
Security: | 87236Y108 | Meeting Type: | Annual | |||||||
Ticker: | AMTD | Meeting Date: | 13-Feb-2013 | |||||||
ISIN | US87236Y1082 | Vote Deadline Date: | 12-Feb-2013 | |||||||
Agenda | 933722755 | Management | Total Ballot Shares: | 76080 | ||||||
Last Vote Date: | 05-Feb-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | MARSHALL A. COHEN | 76080 | 0 | 0 | 0 | |||||
2 | KERRY A. PEACOCK | 76080 | 0 | 0 | 0 | |||||
3 | J. PETER RICKETTS | 76080 | 0 | 0 | 0 | |||||
4 | ALLAN R. TESSLER | 76080 | 0 | 0 | 0 | |||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 0 | 0 | 76080 | 0 | |||
3 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. | For | None | 76080 | 0 | 0 | 0 | |||
APPLIED MATERIALS, INC. | ||||||||||
Security: | 038222105 | Meeting Type: | Annual | |||||||
Ticker: | AMAT | Meeting Date: | 05-Mar-2013 | |||||||
ISIN | US0382221051 | Vote Deadline Date: | 04-Mar-2013 | |||||||
Agenda | 933727577 | Management | Total Ballot Shares: | 110990 | ||||||
Last Vote Date: | 05-Feb-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: AART J. DE GEUS | For | None | 110990 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: STEPHEN R. FORREST | For | None | 110990 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | For | None | 110990 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: SUSAN M. JAMES | For | None | 110990 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | For | None | 110990 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: GERHARD H. PARKER | For | None | 110990 | 0 | 0 | 0 | |||
7 | ELECTION OF DIRECTOR: DENNIS D. POWELL | For | None | 110990 | 0 | 0 | 0 | |||
8 | ELECTION OF DIRECTOR: WILLEM P. ROELANDTS | For | None | 110990 | 0 | 0 | 0 | |||
9 | ELECTION OF DIRECTOR: JAMES E. ROGERS | For | None | 110990 | 0 | 0 | 0 | |||
10 | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | For | None | 110990 | 0 | 0 | 0 | |||
11 | ELECTION OF DIRECTOR: ROBERT H. SWAN | For | None | 110990 | 0 | 0 | 0 | |||
12 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. | For | None | 0 | 0 | 110990 | 0 | |||
13 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | For | None | 110990 | 0 | 0 | 0 | |||
PARAMETRIC TECHNOLOGY CORPORATION | ||||||||||
Security: | 699173209 | Meeting Type: | Annual | |||||||
Ticker: | PMTC | Meeting Date: | 06-Mar-2013 | |||||||
ISIN | US6991732099 | Vote Deadline Date: | 05-Mar-2013 | |||||||
Agenda | 933727438 | Management | Total Ballot Shares: | 58310 | ||||||
Last Vote Date: | 05-Feb-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | THOMAS F. BOGAN | 58310 | 0 | 0 | 0 | |||||
2 | MICHAEL E. PORTER | 58310 | 0 | 0 | 0 | |||||
3 | ROBERT P. SCHECHTER | 58310 | 0 | 0 | 0 | |||||
2 | APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER OUR 2000 EQUITY INCENTIVE PLAN. | For | None | 0 | 0 | 58310 | 0 | |||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 0 | 0 | 58310 | 0 | |||
4 | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | For | None | 58310 | 0 | 0 | 0 | |||
SAMSUNG ELECTRONICS CO LTD, SUWON | ||||||||||
Security: | 796050888 | Meeting Type: | Annual General Meeting | |||||||
Ticker: | Meeting Date: | 15-Mar-2013 | ||||||||
ISIN | US7960508882 | Vote Deadline Date: | 07-Mar-2013 | |||||||
Agenda | 704284520 | Management | Total Ballot Shares: | 1980 | ||||||
Last Vote Date: | 11-Mar-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Approval of Balance Sheet, Income Statement, and Statement of Appropriation of Retained Earnings (Draft) for the 44th Fiscal Year (January 1, 2012 to December 31, 2012)-Cash Dividends (including interim dividend of KRW 500) Dividend per share: KRW 8,000 (Common) KRW 8,050 (Preferred) | For | None | 1980 | 0 | 0 | 0 | |||
2 | Re-elect Lee In-Ho as Outside Director | For | None | 1980 | 0 | 0 | 0 | |||
3 | Elect Song Kwang-Soo as Outside Director | For | None | 1980 | 0 | 0 | 0 | |||
4 | Elect Kim Eun-Mee as Outside Director | For | None | 1980 | 0 | 0 | 0 | |||
5 | Elect Yoon Boo-Keun as Inside Director | For | None | 1980 | 0 | 0 | 0 | |||
6 | Elect Shin Jong-Kyun as Inside Director | For | None | 1980 | 0 | 0 | 0 | |||
7 | Elect Lee Sang-Hoon as Inside Director | For | None | 1980 | 0 | 0 | 0 | |||
8 | Re-elect Lee In-Ho as Member of Audit Committee | For | None | 1980 | 0 | 0 | 0 | |||
9 | Elect Song Kwang-Soo as Member of Audit Committee | For | None | 1980 | 0 | 0 | 0 | |||
10 | Approve Total Remuneration of Inside Directors and Outside Directors | For | None | 1980 | 0 | 0 | 0 | |||
11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||
BP P.L.C. | ||||||||||
Security: | 055622104 | Meeting Type: | Annual | |||||||
Ticker: | BP | Meeting Date: | 11-Apr-2013 | |||||||
ISIN | US0556221044 | Vote Deadline Date: | 08-Apr-2013 | |||||||
Agenda | 933747923 | Management | Total Ballot Shares: | 28280 | ||||||
Last Vote Date: | 03-Apr-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | For | None | 28280 | 0 | 0 | 0 | |||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | For | None | 28280 | 0 | 0 | 0 | |||
3 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
4 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
5 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
6 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
7 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
8 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
9 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
10 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
11 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
12 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
13 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
14 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
15 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
16 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. | For | None | 28280 | 0 | 0 | 0 | |||
18 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | For | None | 28280 | 0 | 0 | 0 | |||
19 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | For | None | 28280 | 0 | 0 | 0 | |||
20 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | For | None | 28280 | 0 | 0 | 0 | |||
21 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | For | None | 28280 | 0 | 0 | 0 | |||
BP P.L.C. | ||||||||||
Security: | 055622104 | Meeting Type: | Annual | |||||||
Ticker: | BP | Meeting Date: | 11-Apr-2013 | |||||||
ISIN | US0556221044 | Vote Deadline Date: | 08-Apr-2013 | |||||||
Agenda | 933773954 | Management | Total Ballot Shares: | 28280 | ||||||
Last Vote Date: | 17-Apr-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | For | None | 28280 | 0 | 0 | 0 | |||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | For | None | 28280 | 0 | 0 | 0 | |||
3 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
4 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
5 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
6 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
7 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
8 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
9 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
10 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
11 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
12 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
13 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
14 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
15 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
16 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | For | None | 28280 | 0 | 0 | 0 | |||
17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. | For | None | 28280 | 0 | 0 | 0 | |||
18 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | For | None | 28280 | 0 | 0 | 0 | |||
19 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | For | None | 28280 | 0 | 0 | 0 | |||
20 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | For | None | 28280 | 0 | 0 | 0 | |||
21 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | For | None | 28280 | 0 | 0 | 0 | |||
EBAY INC. | ||||||||||
Security: | 278642103 | Meeting Type: | Annual | |||||||
Ticker: | EBAY | Meeting Date: | 18-Apr-2013 | |||||||
ISIN | US2786421030 | Vote Deadline Date: | 17-Apr-2013 | |||||||
Agenda | 933756934 | Management | Total Ballot Shares: | 24990 | ||||||
Last Vote Date: | 03-Apr-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: DAVID M. MOFFETT | For | None | 24990 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | For | None | 24990 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | For | None | 24990 | 0 | 0 | 0 | |||
4 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 24990 | 0 | 0 | 0 | |||
5 | STOCKHOLDER PROPOSAL REGARDING CORPORATE LOBBYING DISCLOSURE. | Against | None | 0 | 24990 | 0 | 0 | |||
6 | STOCKHOLDER PROPOSAL REGARDING PRIVACY AND DATA SECURITY. | Against | None | 0 | 24990 | 0 | 0 | |||
7 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. | For | None | 24990 | 0 | 0 | 0 | |||
NOKIA CORPORATION | ||||||||||
Security: | 654902204 | Meeting Type: | Annual | |||||||
Ticker: | NOK | Meeting Date: | 07-May-2013 | |||||||
ISIN | US6549022043 | Vote Deadline Date: | 17-Apr-2013 | |||||||
Agenda | 933746692 | Management | Total Ballot Shares: | 216422 | ||||||
Last Vote Date: | 03-Apr-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ADOPTION OF THE ANNUAL ACCOUNTS. | For | None | 216422 | 0 | 0 | 0 | |||
2 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | For | None | 216422 | 0 | 0 | 0 | |||
3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | None | 0 | 216422 | 0 | 0 | |||
4 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | For | None | 216422 | 0 | 0 | 0 | |||
5 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | For | None | 216422 | 0 | 0 | 0 | |||
6 | DIRECTOR | For | None | |||||||
1 | BRUCE BROWN | 216422 | 0 | 0 | 0 | |||||
2 | ELIZABETH DOHERTY | 216422 | 0 | 0 | 0 | |||||
3 | STEPHEN ELOP | 216422 | 0 | 0 | 0 | |||||
4 | HENNING KAGERMANN | 216422 | 0 | 0 | 0 | |||||
5 | JOUKO KARVINEN | 216422 | 0 | 0 | 0 | |||||
6 | HELGE LUND | 216422 | 0 | 0 | 0 | |||||
7 | MARTEN MICKOS | 216422 | 0 | 0 | 0 | |||||
8 | ELIZABETH NELSON | 216422 | 0 | 0 | 0 | |||||
9 | RISTO SIILASMAA | 216422 | 0 | 0 | 0 | |||||
10 | KARI STADIGH | 216422 | 0 | 0 | 0 | |||||
7 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | For | None | 216422 | 0 | 0 | 0 | |||
8 | ELECTION OF AUDITOR. | For | None | 216422 | 0 | 0 | 0 | |||
9 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | For | None | 216422 | 0 | 0 | 0 | |||
10 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | For | None | 216422 | 0 | 0 | 0 | |||
COMCAST CORPORATION | ||||||||||
Security: | 20030N101 | Meeting Type: | Annual | |||||||
Ticker: | CMCSA | Meeting Date: | 15-May-2013 | |||||||
ISIN | US20030N1019 | Vote Deadline Date: | 14-May-2013 | |||||||
Agenda | 933764739 | Management | Total Ballot Shares: | 33880 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | KENNETH J. BACON | 33880 | 0 | 0 | 0 | |||||
2 | SHELDON M. BONOVITZ | 33880 | 0 | 0 | 0 | |||||
3 | JOSEPH J. COLLINS | 33880 | 0 | 0 | 0 | |||||
4 | J. MICHAEL COOK | 33880 | 0 | 0 | 0 | |||||
5 | GERALD L. HASSELL | 33880 | 0 | 0 | 0 | |||||
6 | JEFFREY A. HONICKMAN | 33880 | 0 | 0 | 0 | |||||
7 | EDUARDO G. MESTRE | 33880 | 0 | 0 | 0 | |||||
8 | BRIAN L. ROBERTS | 33880 | 0 | 0 | 0 | |||||
9 | RALPH J. ROBERTS | 33880 | 0 | 0 | 0 | |||||
10 | JOHNATHAN A. RODGERS | 33880 | 0 | 0 | 0 | |||||
11 | DR. JUDITH RODIN | 33880 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | For | None | 33880 | 0 | 0 | 0 | |||
3 | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Against | None | 0 | 0 | 33880 | 0 | |||
4 | TO ADOPT A RECAPITALIZATION PLAN | Against | None | 0 | 0 | 33880 | 0 | |||
NVIDIA CORPORATION | ||||||||||
Security: | 67066G104 | Meeting Type: | Annual | |||||||
Ticker: | NVDA | Meeting Date: | 15-May-2013 | |||||||
ISIN | US67066G1040 | Vote Deadline Date: | 14-May-2013 | |||||||
Agenda | 933768965 | Management | Total Ballot Shares: | 85395 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: TENCH COXE | For | None | 85395 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: JAMES C. GAITHER | For | None | 85395 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: JEN-HSUN HUANG | For | None | 85395 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: MARK L. PERRY | For | None | 85395 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | For | None | 85395 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: MARK A. STEVENS | For | None | 85395 | 0 | 0 | 0 | |||
7 | TO APPROVE THE AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | For | None | 85395 | 0 | 0 | 0 | |||
8 | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 85395 | 0 | 0 | 0 | |||
9 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 26, 2014. | For | None | 85395 | 0 | 0 | 0 | |||
STATE STREET CORPORATION | ||||||||||
Security: | 857477103 | Meeting Type: | Annual | |||||||
Ticker: | STT | Meeting Date: | 15-May-2013 | |||||||
ISIN | US8574771031 | Vote Deadline Date: | 14-May-2013 | |||||||
Agenda | 933768662 | Management | Total Ballot Shares: | 23274 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: K. BURNES | For | None | 23274 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: P. COYM | For | None | 23274 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | For | None | 23274 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: A. FAWCETT | For | None | 23274 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: L. HILL | For | None | 23274 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: J. HOOLEY | For | None | 23274 | 0 | 0 | 0 | |||
7 | ELECTION OF DIRECTOR: R. KAPLAN | For | None | 23274 | 0 | 0 | 0 | |||
8 | ELECTION OF DIRECTOR: R. SERGEL | For | None | 23274 | 0 | 0 | 0 | |||
9 | ELECTION OF DIRECTOR: R. SKATES | For | None | 23274 | 0 | 0 | 0 | |||
10 | ELECTION OF DIRECTOR: G. SUMME | For | None | 23274 | 0 | 0 | 0 | |||
11 | ELECTION OF DIRECTOR: T. WILSON | For | None | 23274 | 0 | 0 | 0 | |||
12 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | For | None | 23274 | 0 | 0 | 0 | |||
13 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | For | None | 23274 | 0 | 0 | 0 | |||
INTEL CORPORATION | ||||||||||
Security: | 458140100 | Meeting Type: | Annual | |||||||
Ticker: | INTC | Meeting Date: | 16-May-2013 | |||||||
ISIN | US4581401001 | Vote Deadline Date: | 15-May-2013 | |||||||
Agenda | 933758611 | Management | Total Ballot Shares: | 55050 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | For | None | 55050 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: ANDY D. BRYANT | For | None | 55050 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: SUSAN L. DECKER | For | None | 55050 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: JOHN J. DONAHOE | For | None | 55050 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: REED E. HUNDT | For | None | 55050 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: JAMES D. PLUMMER | For | None | 55050 | 0 | 0 | 0 | |||
7 | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | For | None | 55050 | 0 | 0 | 0 | |||
8 | ELECTION OF DIRECTOR: FRANK D. YEARY | For | None | 55050 | 0 | 0 | 0 | |||
9 | ELECTION OF DIRECTOR: DAVID B. YOFFIE | For | None | 55050 | 0 | 0 | 0 | |||
10 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | For | None | 55050 | 0 | 0 | 0 | |||
11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 55050 | 0 | 0 | 0 | |||
12 | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | For | None | 55050 | 0 | 0 | 0 | |||
13 | STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Against | None | 0 | 55050 | 0 | 0 | |||
INTERCONTINENTALEXCHANGE, INC. | ||||||||||
Security: | 45865V100 | Meeting Type: | Annual | |||||||
Ticker: | ICE | Meeting Date: | 17-May-2013 | |||||||
ISIN | US45865V1008 | Vote Deadline Date: | 16-May-2013 | |||||||
Agenda | 933770770 | Management | Total Ballot Shares: | 9440 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | ELECTION OF DIRECTOR: CHARLES R. CRISP | For | None | 9440 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | For | None | 9440 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | For | None | 9440 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: FRED W. HATFIELD | For | None | 9440 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | For | None | 9440 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | For | None | 9440 | 0 | 0 | 0 | |||
7 | ELECTION OF DIRECTOR: SIR ROBERT REID | For | None | 9440 | 0 | 0 | 0 | |||
8 | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | For | None | 9440 | 0 | 0 | 0 | |||
9 | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | For | None | 9440 | 0 | 0 | 0 | |||
10 | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | For | None | 9440 | 0 | 0 | 0 | |||
11 | ELECTION OF DIRECTOR: VINCENT TESE | For | None | 9440 | 0 | 0 | 0 | |||
12 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | For | None | 9440 | 0 | 0 | 0 | |||
13 | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS EMPLOYEE INCENTIVE PLAN. | For | None | 9440 | 0 | 0 | 0 | |||
14 | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN. | For | None | 9440 | 0 | 0 | 0 | |||
15 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 9440 | 0 | 0 | 0 | |||
BLUCORA INC | ||||||||||
Security: | 095229100 | Meeting Type: | Annual | |||||||
Ticker: | BCOR | Meeting Date: | 22-May-2013 | |||||||
ISIN | US0952291005 | Vote Deadline Date: | 21-May-2013 | |||||||
Agenda | 933805523 | Management | Total Ballot Shares: | 67810 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | LANCE DUNN | 67810 | 0 | 0 | 0 | |||||
2 | STEVEN HOOPER | 67810 | 0 | 0 | 0 | |||||
3 | DAVID CHUNG | 67810 | 0 | 0 | 0 | |||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013. | For | None | 67810 | 0 | 0 | 0 | |||
3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 67810 | 0 | 0 | 0 | |||
4 | PROPOSAL TO APPROVE THE FLEXIBLE SETTLEMENT FEATURE FOR THE POTENTIAL CONVERSION OF THE CONVERTIBLE NOTES. | For | None | 67810 | 0 | 0 | 0 | |||
CENTURYLINK, INC. | ||||||||||
Security: | 156700106 | Meeting Type: | Annual | |||||||
Ticker: | CTL | Meeting Date: | 22-May-2013 | |||||||
ISIN | US1567001060 | Vote Deadline Date: | 21-May-2013 | |||||||
Agenda | 933785757 | Management | Total Ballot Shares: | 33577 | ||||||
Last Vote Date: | 08-May-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DIRECTOR | For | None | |||||||
1 | W. BRUCE HANKS | 33577 | 0 | 0 | 0 | |||||
2 | C. G. MELVILLE, JR. | 33577 | 0 | 0 | 0 | |||||
3 | FRED R. NICHOLS | 33577 | 0 | 0 | 0 | |||||
4 | WILLIAM A. OWENS | 33577 | 0 | 0 | 0 | |||||
5 | HARVEY P. PERRY | 33577 | 0 | 0 | 0 | |||||
6 | GLEN F. POST, III | 33577 | 0 | 0 | 0 | |||||
7 | LAURIE A. SIEGEL | 33577 | 0 | 0 | 0 | |||||
8 | JOSEPH R. ZIMMEL | 33577 | 0 | 0 | 0 | |||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2013. | For | None | 33577 | 0 | 0 | 0 | |||
3 | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | For | None | 33577 | 0 | 0 | 0 | |||
4 | SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION. | Against | None | 0 | 0 | 33577 | 0 | |||
5 | SHAREHOLDER PROPOSAL REGARDING BONUS DEFERRALS. | Against | None | 0 | 0 | 33577 | 0 | |||
6 | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. | Against | None | 0 | 0 | 33577 | 0 | |||
7 | SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING. | Against | None | 0 | 0 | 33577 | 0 | |||
TOYOTA MOTOR CORPORATION | ||||||||||
Security: | 892331307 | Meeting Type: | Annual | |||||||
Ticker: | TM | Meeting Date: | 14-Jun-2013 | |||||||
ISIN | US8923313071 | Vote Deadline Date: | 07-Jun-2013 | |||||||
Agenda | 933842026 | Management | Total Ballot Shares: | 6740 | ||||||
Last Vote Date: | 07-Jun-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DISTRIBUTION OF SURPLUS | None | None | 6740 | 0 | 0 | 0 | |||
2 | ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA | None | None | 6740 | 0 | 0 | 0 | |||
3 | ELECTION OF DIRECTOR: AKIO TOYODA | None | None | 6740 | 0 | 0 | 0 | |||
4 | ELECTION OF DIRECTOR: SATOSHI OZAWA | None | None | 6740 | 0 | 0 | 0 | |||
5 | ELECTION OF DIRECTOR: NOBUYORI KODAIRA | None | None | 6740 | 0 | 0 | 0 | |||
6 | ELECTION OF DIRECTOR: MITSUHISA KATO | None | None | 6740 | 0 | 0 | 0 | |||
7 | ELECTION OF DIRECTOR: MASAMOTO MAEKAWA | None | None | 6740 | 0 | 0 | 0 | |||
8 | ELECTION OF DIRECTOR: MAMORU FURUHASHI | None | None | 6740 | 0 | 0 | 0 | |||
9 | ELECTION OF DIRECTOR: YASUMORI IHARA | None | None | 6740 | 0 | 0 | 0 | |||
10 | ELECTION OF DIRECTOR: SEIICHI SUDO | None | None | 6740 | 0 | 0 | 0 | |||
11 | ELECTION OF DIRECTOR: KOEI SAGA | None | None | 6740 | 0 | 0 | 0 | |||
12 | ELECTION OF DIRECTOR: KIYOTAKA ISE | None | None | 6740 | 0 | 0 | 0 | |||
13 | ELECTION OF DIRECTOR: SHIGEKI TERASHI | None | None | 6740 | 0 | 0 | 0 | |||
14 | ELECTION OF DIRECTOR: YOSHIMASA ISHII | None | None | 6740 | 0 | 0 | 0 | |||
15 | ELECTION OF DIRECTOR: IKUO UNO | None | None | 6740 | 0 | 0 | 0 | |||
16 | ELECTION OF DIRECTOR: HARUHIKO KATO | None | None | 6740 | 0 | 0 | 0 | |||
17 | ELECTION OF DIRECTOR: MARK T. HOGAN | None | None | 6740 | 0 | 0 | 0 | |||
18 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | None | None | 6740 | 0 | 0 | 0 | |||
19 | PAYMENT OF EXECUTIVE BONUSES | None | None | 6740 | 0 | 0 | 0 | |||
HONDA MOTOR CO., LTD. | ||||||||||
Security: | 438128308 | Meeting Type: | Annual | |||||||
Ticker: | HMC | Meeting Date: | 19-Jun-2013 | |||||||
ISIN | US4381283088 | Vote Deadline Date: | 12-Jun-2013 | |||||||
Agenda | 933833762 | Management | Total Ballot Shares: | 17140 | ||||||
Last Vote Date: | 10-Jun-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | DISTRIBUTION OF DIVIDENDS | For | Abstain | 17140 | 0 | 0 | 0 | |||
2 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION | For | Abstain | 17140 | 0 | 0 | 0 | |||
3 | DIRECTOR | For | For | |||||||
1 | FUMIHIKO IKE | 17140 | 0 | 0 | 0 | |||||
2 | TAKANOBU ITO | 17140 | 0 | 0 | 0 | |||||
3 | TETSUO IWAMURA | 17140 | 0 | 0 | 0 | |||||
4 | TAKASHI YAMAMOTO | 17140 | 0 | 0 | 0 | |||||
5 | YOSHIHARU YAMAMOTO | 17140 | 0 | 0 | 0 | |||||
6 | MASAHIRO YOSHIDA | 17140 | 0 | 0 | 0 | |||||
7 | KENSAKU HOGEN | 17140 | 0 | 0 | 0 | |||||
8 | NOBUO KUROYANAGI | 17140 | 0 | 0 | 0 | |||||
9 | TAKEO FUKUI | 17140 | 0 | 0 | 0 | |||||
10 | YUJI SHIGA | 17140 | 0 | 0 | 0 | |||||
11 | KOHEI TAKEUCHI* | 17140 | 0 | 0 | 0 | |||||
12 | SHINJI AOYAMA* | 17140 | 0 | 0 | 0 | |||||
13 | NORIYA KAIHARA* | 17140 | 0 | 0 | 0 | |||||
4 | ELECTION OF CORPORATE AUDITOR: KUNIO ENDO | For | Abstain | 17140 | 0 | 0 | 0 |
Guinness Atkinson Inflation Managed Dividend Fund | |||||||||
Meeting Date Range: 7/01/2012 To 6/30/2013 | |||||||||
Selected Accounts | |||||||||
METCASH LTD, SYDNEY | |||||||||
Security: | Q6014C106 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Aug-2012 | |||||||
ISIN | AU000000MTS0 | Vote Deadline Date: | 24-Aug-2012 | ||||||
Agenda | 703986135 | Management | Total Ballot Shares: | 13680 | |||||
Last Vote Date: | 20-Aug-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | |||||
2 | To re-elect Mr Michael Butler as a director | For | None | 13680 | 0 | 0 | 0 | ||
3 | To re-elect Mr Edwin Jankelowitz as a director | For | None | 13680 | 0 | 0 | 0 | ||
4 | To elect Mr Ian Morrice as a director | For | None | 13680 | 0 | 0 | 0 | ||
5 | To adopt the remuneration report | For | None | 13680 | 0 | 0 | 0 | ||
6 | To increase the Non-Executive Directors' Aggregate Fee Limit to AUD 1,600,000 | For | None | 13680 | 0 | 0 | 0 | ||
7 | To approve the provision of financial assistance by Franklins Pty Limited and, if required, by Interfrank Group Holdings Pty Limited or any its subsidiaries | For | None | 13680 | 0 | 0 | 0 | ||
8 | To approve the provision of financial assistance by Mittenmet Ltd and, if required, any of its subsidiaries | For | None | 13680 | 0 | 0 | 0 | ||
9 | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTIONS 2.C AND 5.B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security: | 742718109 | Meeting Type: | Annual | ||||||
Ticker: | PG | Meeting Date: | 09-Oct-2012 | ||||||
ISIN | US7427181091 | Vote Deadline Date: | 08-Oct-2012 | ||||||
Agenda | 933681062 | Management | Total Ballot Shares: | 770 | |||||
Last Vote Date: | 03-Sep-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ANGELA F. BRALY | For | None | 770 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | For | None | 770 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: SCOTT D. COOK | For | None | 770 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | For | None | 770 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | For | None | 770 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | For | None | 770 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | For | None | 770 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | For | None | 770 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | For | None | 770 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | For | None | 770 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | For | None | 770 | 0 | 0 | 0 | ||
12 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 770 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | For | None | 0 | 0 | 770 | 0 | ||
14 | SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT) | Against | None | 0 | 770 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT) | Against | None | 0 | 770 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT) | Against | None | 0 | 770 | 0 | 0 | ||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 28-Nov-2012 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 27-Nov-2012 | ||||||
Agenda | 933691784 | Management | Total Ballot Shares: | 1550 | |||||
Last Vote Date: | 26-Nov-2012 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | For | None | 1550 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: DINA DUBLON | For | None | 1550 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | For | None | 1550 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARIA M. KLAWE | For | None | 1550 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | For | None | 1550 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | For | None | 1550 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | None | 1550 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: HELMUT PANKE | For | None | 1550 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN W. THOMPSON | For | None | 1550 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | For | None | 0 | 0 | 1550 | 0 | ||
11 | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | For | None | 1550 | 0 | 0 | 0 | ||
12 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | For | None | 1550 | 0 | 0 | 0 | ||
13 | SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Against | None | 0 | 1550 | 0 | 0 | ||
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN | |||||||||
Security: | G00434111 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 17-Jan-2013 | |||||||
ISIN | GB0000031285 | Vote Deadline Date: | 11-Jan-2013 | ||||||
Agenda | 704210068 | Management | Total Ballot Shares: | 8480 | |||||
Last Vote Date: | 09-Jan-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive the directors' report and accounts for the year ended 30 September 2012 together with the auditor's report thereon | For | None | 8480 | 0 | 0 | 0 | ||
2 | To declare a final dividend of 7.1p share | For | None | 8480 | 0 | 0 | 0 | ||
3 | To reappoint KPMG Audit Plc as auditor and to authorise the directors to agree their remuneration | For | None | 8480 | 0 | 0 | 0 | ||
4 | To re-elect as a director Ms J Chakraverty | For | None | 8480 | 0 | 0 | 0 | ||
5 | To re-elect as a director Mr R C Cornick | For | None | 8480 | 0 | 0 | 0 | ||
6 | To re-elect as a director Ms A M Frew | For | None | 8480 | 0 | 0 | 0 | ||
7 | To re-elect as a director Mr M J Gilbert | For | None | 8480 | 0 | 0 | 0 | ||
8 | To re-elect as a director Mr A A Laing | For | None | 8480 | 0 | 0 | 0 | ||
9 | To re-elect as a director Mr K Miyanaga | For | None | 8480 | 0 | 0 | 0 | ||
10 | To re-elect as a director Mr J N Pettigrew | For | None | 8480 | 0 | 0 | 0 | ||
11 | To re-elect as a director Mr W J Rattray | For | None | 8480 | 0 | 0 | 0 | ||
12 | To re-elect as a director Ms A H Richards | For | None | 8480 | 0 | 0 | 0 | ||
13 | To re-elect as a director Mr S R V Troughton | For | None | 8480 | 0 | 0 | 0 | ||
14 | To re-elect as a director Mr H Young | For | None | 8480 | 0 | 0 | 0 | ||
15 | To elect as a director Mr R S Mully who was appointed during the year | For | None | 8480 | 0 | 0 | 0 | ||
16 | To elect as a director Mr R M MacRae who was appointed after the year end | For | None | 8480 | 0 | 0 | 0 | ||
17 | To approve the remuneration report | For | None | 8480 | 0 | 0 | 0 | ||
18 | To authorise the directors to allot relevant securities | For | None | 8480 | 0 | 0 | 0 | ||
19 | To disapply the statutory pre emption rights over equity securities | For | None | 0 | 8480 | 0 | 0 | ||
20 | To permit general meetings to be called on 14 days clear notice | For | None | 8480 | 0 | 0 | 0 | ||
21 | To authorise the directors to make market purchases | For | None | 8480 | 0 | 0 | 0 | ||
22 | To authorise the Company to make political donations and incur political expenditure | For | None | 8480 | 0 | 0 | 0 | ||
23 | To authorise the Company to increase aggregate fee level | For | None | 8480 | 0 | 0 | 0 | ||
IMPERIAL TOBACCO GROUP PLC | |||||||||
Security: | G4721W102 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 30-Jan-2013 | |||||||
ISIN | GB0004544929 | Vote Deadline Date: | 24-Jan-2013 | ||||||
Agenda | 704209433 | Management | Total Ballot Shares: | 1220 | |||||
Last Vote Date: | 09-Jan-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Report and Accounts | For | None | 1220 | 0 | 0 | 0 | ||
2 | Directors' Remuneration Report | For | None | 1220 | 0 | 0 | 0 | ||
3 | To declare a final dividend | For | None | 1220 | 0 | 0 | 0 | ||
4 | To re-elect Dr K M Burnett | For | None | 1220 | 0 | 0 | 0 | ||
5 | To re-elect Mrs A J Cooper | For | None | 1220 | 0 | 0 | 0 | ||
6 | To re-elect Mr R Dyrbus | For | None | 1220 | 0 | 0 | 0 | ||
7 | To elect Mr D J Haines | For | None | 1220 | 0 | 0 | 0 | ||
8 | To re-elect Mr M H C Herlihy | For | None | 1220 | 0 | 0 | 0 | ||
9 | To re-elect Ms S E Murray | For | None | 1220 | 0 | 0 | 0 | ||
10 | To re-elect Mr I J G Napier | For | None | 1220 | 0 | 0 | 0 | ||
11 | To elect Mr M R Phillips | For | None | 1220 | 0 | 0 | 0 | ||
12 | To re-elect Mr B Setrakian | For | None | 1220 | 0 | 0 | 0 | ||
13 | To re-elect Mr M D Williamson | For | None | 1220 | 0 | 0 | 0 | ||
14 | To re-elect Mr M I Wyman | For | None | 1220 | 0 | 0 | 0 | ||
15 | That PricewaterhouseCoopers LLP be reappointed as Auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | For | None | 1220 | 0 | 0 | 0 | ||
16 | Remuneration of Auditors | For | None | 1220 | 0 | 0 | 0 | ||
17 | Donations to political organisations | For | None | 1220 | 0 | 0 | 0 | ||
18 | Authority to allot securities | For | None | 1220 | 0 | 0 | 0 | ||
19 | Share Matching Scheme renewal | For | None | 1220 | 0 | 0 | 0 | ||
20 | Long Term Incentive Plan renewal | For | None | 1220 | 0 | 0 | 0 | ||
21 | International Sharesave Plan renewal | For | None | 1220 | 0 | 0 | 0 | ||
22 | Disapplication of pre-emption rights | For | None | 0 | 1220 | 0 | 0 | ||
23 | Purchase of own shares | For | None | 1220 | 0 | 0 | 0 | ||
24 | That a general meeting of the Company other than an AGM of the Company may be called on not less than 14 clear days' notice | For | None | 1220 | 0 | 0 | 0 | ||
25 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 24-Apr-2013 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 23-Apr-2013 | ||||||
Agenda | 933739596 | Management | Total Ballot Shares: | 1220 | |||||
Last Vote Date: | 03-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | For | None | 1220 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RONALD W. ALLEN | For | None | 1220 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | For | None | 1220 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RICHARD M. DALEY | For | None | 1220 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: BARRY DILLER | For | None | 1220 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HELENE D. GAYLE | For | None | 1220 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: EVAN G. GREENBERG | For | None | 1220 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | For | None | 1220 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MUHTAR KENT | For | None | 1220 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROBERT A. KOTICK | For | None | 1220 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | For | None | 1220 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | For | None | 1220 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: SAM NUNN | For | None | 1220 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | For | None | 1220 | 0 | 0 | 0 | ||
15 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | For | None | 1220 | 0 | 0 | 0 | ||
16 | ELECTION OF DIRECTOR: JACOB WALLENBERG | For | None | 1220 | 0 | 0 | 0 | ||
17 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | For | None | 1220 | 0 | 0 | 0 | ||
18 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1220 | 0 | 0 | 0 | ||
19 | APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. | For | None | 1220 | 0 | 0 | 0 | ||
20 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS. | Against | None | 0 | 1220 | 0 | 0 | ||
DANONE SA, PARIS | |||||||||
Security: | F12033134 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 25-Apr-2013 | |||||||
ISIN | FR0000120644 | Vote Deadline Date: | 12-Apr-2013 | ||||||
Agenda | 704294355 | Management | Total Ballot Shares: | 760 | |||||
Last Vote Date: | 03-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |||||
2 | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | |||||
3 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/0301/201303011300526.pdf . PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2013/0311/201303111300672.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2013/0403/201304031301056.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
4 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | For | None | 760 | 0 | 0 | 0 | ||
5 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | For | None | 760 | 0 | 0 | 0 | ||
6 | Allocation of income for the financial year ended December 31, 2012 and setting the dividend at EUR 1.45 per share | For | None | 760 | 0 | 0 | 0 | ||
7 | Renewal of term of Mr. Franck Riboud as Board member | For | None | 760 | 0 | 0 | 0 | ||
8 | Renewal of term of Mr. Emmanuel Faber as Board member | For | None | 760 | 0 | 0 | 0 | ||
9 | Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code | For | None | 760 | 0 | 0 | 0 | ||
10 | Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code entered in by the Company with J.P. Morgan Group | For | None | 760 | 0 | 0 | 0 | ||
11 | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Franck Riboud | For | None | 760 | 0 | 0 | 0 | ||
12 | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Emmanuel Faber | For | None | 760 | 0 | 0 | 0 | ||
13 | Setting the amount of attendance allowances | For | None | 760 | 0 | 0 | 0 | ||
14 | Authorization to be granted to the Board of Directors to purchase, hold or transfer shares of the Company | For | None | 760 | 0 | 0 | 0 | ||
15 | Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company while maintaining shareholders' preferential subscription rights | For | None | 760 | 0 | 0 | 0 | ||
16 | Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to capital of the Company with cancellation of shareholders' preferential subscription rights, but with obligation to grant a priority right | For | None | 760 | 0 | 0 | 0 | ||
17 | Delegation of authority to the Board of Directors to increase the number of issuable securities in case of capital increase with cancellation of shareholders' preferential subscription rights | For | None | 760 | 0 | 0 | 0 | ||
18 | Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company with cancellation of shareholders' preferential subscription rights in case of public exchange offer initiated by the Company | For | None | 760 | 0 | 0 | 0 | ||
19 | Delegation of powers to the Board of Directors to issue ordinary shares with cancellation of shareholders' preferential subscription rights, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital | For | None | 760 | 0 | 0 | 0 | ||
20 | Delegation of authority to the Board of Directors to increase capital of the Company by incorporation of reserves, profits, premiums or other amounts which may be capitalized | For | None | 760 | 0 | 0 | 0 | ||
21 | Delegation of authority to the Board of Directors to decide to carry out capital increases reserved for employees who are members of a company savings plan and/or reserved share transfers with cancellation of shareholders' preferential subscription rights | For | None | 760 | 0 | 0 | 0 | ||
22 | Authorization granted to the Board of Directors to carry out allocations of Company's shares existing or to be issued with cancellation of shareholders' preferential subscription rights | For | None | 760 | 0 | 0 | 0 | ||
23 | Authorization granted to the Board of Directors to reduce capital by cancellation of shares | For | None | 760 | 0 | 0 | 0 | ||
24 | Amendment to Article 5 of the Bylaws of the Company in order to extend the term of the Company | For | None | 760 | 0 | 0 | 0 | ||
25 | Amendment to Article 22.II of the Bylaws of the Company regarding shareholders representation | For | None | 760 | 0 | 0 | 0 | ||
26 | Amendment to Article 24.I of the Bylaws of the Company regarding shareholders convening | For | None | 760 | 0 | 0 | 0 | ||
27 | Powers to carry out all legal formalities | For | None | 760 | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 25-Apr-2013 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 933745068 | Management | Total Ballot Shares: | 700 | |||||
Last Vote Date: | 03-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MARY SUE COLEMAN | For | None | 700 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JAMES G. CULLEN | For | None | 700 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: IAN E.L. DAVIS | For | None | 700 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ALEX GORSKY | For | None | 700 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | For | None | 700 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | For | None | 700 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | For | None | 700 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: LEO F. MULLIN | For | None | 700 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | For | None | 700 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: CHARLES PRINCE | For | None | 700 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | For | None | 700 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | For | None | 700 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 700 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | For | None | 700 | 0 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Against | None | 0 | 700 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES | Against | None | 0 | 700 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN | Against | None | 0 | 700 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 25-Apr-2013 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 24-Apr-2013 | ||||||
Agenda | 933743090 | Management | Total Ballot Shares: | 2070 | |||||
Last Vote Date: | 03-Apr-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | For | None | 2070 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: M. ANTHONY BURNS | For | None | 2070 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: W. DON CORNWELL | For | None | 2070 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | For | None | 2070 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | For | None | 2070 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HELEN H. HOBBS | For | None | 2070 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | For | None | 2070 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JAMES M. KILTS | For | None | 2070 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GEORGE A. LORCH | For | None | 2070 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | None | 2070 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: IAN C. READ | For | None | 2070 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | None | 2070 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | For | None | 2070 | 0 | 0 | 0 | ||
14 | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | For | None | 2070 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | For | None | 2070 | 0 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY RETENTION | Against | None | 0 | 2070 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Against | None | 0 | 2070 | 0 | 0 | ||
REYNOLDS AMERICAN INC. | |||||||||
Security: | 761713106 | Meeting Type: | Annual | ||||||
Ticker: | RAI | Meeting Date: | 09-May-2013 | ||||||
ISIN | US7617131062 | Vote Deadline Date: | 08-May-2013 | ||||||
Agenda | 933750932 | Management | Total Ballot Shares: | 1060 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DANIEL M. DELEN | For | None | 1060 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN | For | None | 1060 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | For | None | 1060 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: NEIL R. WITHINGTON | For | None | 1060 | 0 | 0 | 0 | ||
5 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | For | None | 1060 | 0 | 0 | 0 | ||
6 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | For | None | 1060 | 0 | 0 | 0 | ||
7 | SHAREHOLDER PROPOSAL ON ELIMINATION OF CLASSIFIED BOARD | Against | None | 0 | 0 | 1060 | 0 | ||
ENI SPA, ROMA | |||||||||
Security: | T3643A145 | Meeting Type: | Ordinary General Meeting | ||||||
Ticker: | Meeting Date: | 10-May-2013 | |||||||
ISIN | IT0003132476 | Vote Deadline Date: | 02-May-2013 | ||||||
Agenda | 704380031 | Management | Total Ballot Shares: | 109780 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Eni S.P.A. Financial Statements at December 31, 2012 related resolutions Eni Consolidated Financial Statements at December 31, 2012 reports of the directors, of the board of statutory auditors and of the audit firm | For | None | 2080 | 0 | 0 | 0 | ||
2 | Allocation of net profit | For | None | 2080 | 0 | 0 | 0 | ||
3 | Remuneration report: Policy on remuneration | For | None | 2080 | 0 | 0 | 0 | ||
4 | Authorisation of buy-back plan of Eni shares after first cancelling the previous buy-back plan authorised by the shareholders' meeting on July 16, 2012, with respect to that portion not implemented related and consequent resolutions | For | None | 2080 | 0 | 0 | 0 | ||
5 | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_161709.PDF | None | None | Non Voting | |||||
6 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
MATTEL, INC. | |||||||||
Security: | 577081102 | Meeting Type: | Annual | ||||||
Ticker: | MAT | Meeting Date: | 10-May-2013 | ||||||
ISIN | US5770811025 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 933753635 | Management | Total Ballot Shares: | 1450 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | For | None | 1450 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TREVOR A. EDWARDS | For | None | 1450 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | For | None | 1450 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DOMINIC NG | For | None | 1450 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: VASANT M. PRABHU | For | None | 1450 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DR. ANDREA L. RICH | For | None | 1450 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | For | None | 1450 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | For | None | 1450 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: BRYAN G. STOCKTON | For | None | 1450 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DIRK VAN DE PUT | For | None | 1450 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: KATHY WHITE LOYD | For | None | 1450 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | For | None | 1450 | 0 | 0 | 0 | ||
13 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 1450 | 0 | 0 | 0 | ||
14 | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD. | Against | None | 1450 | 0 | 0 | 0 | ||
ARTHUR J. GALLAGHER & CO. | |||||||||
Security: | 363576109 | Meeting Type: | Annual | ||||||
Ticker: | AJG | Meeting Date: | 15-May-2013 | ||||||
ISIN | US3635761097 | Vote Deadline Date: | 14-May-2013 | ||||||
Agenda | 933761113 | Management | Total Ballot Shares: | 1340 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM L. BAX | For | None | 1340 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | For | None | 1340 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | For | None | 1340 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ELBERT O. HAND | For | None | 1340 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DAVID S. JOHNSON | For | None | 1340 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: KAY W. MCCURDY | For | None | 1340 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | For | None | 1340 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JAMES R. WIMMER | For | None | 1340 | 0 | 0 | 0 | ||
9 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR | For | None | 1340 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | For | None | 1340 | 0 | 0 | 0 | ||
UNILEVER PLC, LONDON | |||||||||
Security: | G92087165 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 15-May-2013 | |||||||
ISIN | GB00B10RZP78 | Vote Deadline Date: | 09-May-2013 | ||||||
Agenda | 704383140 | Management | Total Ballot Shares: | 1390 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | To receive and consider the Accounts and Balance Sheet for the year ended 31 December 2012, together with the Directors' Report and the Auditor's Report | For | None | 1390 | 0 | 0 | 0 | ||
2 | To consider and, if thought fit, approve the Directors' Remuneration Report for the year ended 31 December 2012 included within the Annual Report and Accounts 2012 | For | None | 1390 | 0 | 0 | 0 | ||
3 | To re-elect as Executive Director: Mr P G J M Polman | For | None | 1390 | 0 | 0 | 0 | ||
4 | To re-elect as Executive Director: Mr R J-M S Huet | For | None | 1390 | 0 | 0 | 0 | ||
5 | To re-elect as Non-Executive Director: Professor L O Fresco | For | None | 1390 | 0 | 0 | 0 | ||
6 | To re-elect as Non-Executive Director: Ms A M Fudge | For | None | 1390 | 0 | 0 | 0 | ||
7 | To re-elect as Non-Executive Director: Mr C E Golden | For | None | 1390 | 0 | 0 | 0 | ||
8 | To re-elect as Non-Executive Director: Dr B E Grote | For | None | 1390 | 0 | 0 | 0 | ||
9 | To re-elect as Non-Executive Director: Ms H Nyasulu | For | None | 1390 | 0 | 0 | 0 | ||
10 | To re-elect as Non-Executive Director: The Rt Hon Sir Malcolm Rifkind MP | For | None | 1390 | 0 | 0 | 0 | ||
11 | To re-elect as Non-Executive Director: Mr K J Storm | For | None | 1390 | 0 | 0 | 0 | ||
12 | To re-elect as Non-Executive Director: Mr M Treschow | For | None | 1390 | 0 | 0 | 0 | ||
13 | To re-elect as Non-Executive Director: Mr P S Walsh | For | None | 1390 | 0 | 0 | 0 | ||
14 | To elect as Non-Executive Director: Mrs L M Cha | For | None | 1390 | 0 | 0 | 0 | ||
15 | To elect as Non-Executive Director: Ms M Ma | For | None | 1390 | 0 | 0 | 0 | ||
16 | To elect as Non-Executive Director: Mr J Rishton | For | None | 1390 | 0 | 0 | 0 | ||
17 | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company, to hold office until the conclusion of the next general meeting at which Accounts are laid before the members | For | None | 1390 | 0 | 0 | 0 | ||
18 | To authorise the Directors to fix the remuneration of the Auditor | For | None | 1390 | 0 | 0 | 0 | ||
19 | Directors' authority to issue shares | For | None | 1390 | 0 | 0 | 0 | ||
20 | Disapplication of pre-emption rights | For | None | 1390 | 0 | 0 | 0 | ||
21 | Company's authority to purchase its own shares | For | None | 1390 | 0 | 0 | 0 | ||
22 | Political Donations and Expenditure | For | None | 1390 | 0 | 0 | 0 | ||
23 | Notice period for General Meetings | For | None | 1390 | 0 | 0 | 0 | ||
TOTAL SA, COURBEVOIE | |||||||||
Security: | F92124100 | Meeting Type: | MIX | ||||||
Ticker: | Meeting Date: | 17-May-2013 | |||||||
ISIN | FR0000120271 | Vote Deadline Date: | 06-May-2013 | ||||||
Agenda | 704387477 | Management | Total Ballot Shares: | 52120 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 170136 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||
2 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | |||||
3 | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | |||||
4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/0408/201304081301115.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS O.7, E.11 AND E.12. THANK YOU. | None | None | Non Voting | |||||
5 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | For | None | 1020 | 0 | 0 | 0 | ||
6 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | For | None | 1020 | 0 | 0 | 0 | ||
7 | Allocation of income and setting the dividend | For | None | 1020 | 0 | 0 | 0 | ||
8 | Authorization to be granted to the Board of Directors to trade in Company's shares | For | None | 1020 | 0 | 0 | 0 | ||
9 | Renewal of term of Mr. Thierry Desmarest as Board member | For | None | 1020 | 0 | 0 | 0 | ||
10 | Renewal of term of Mr. Gunnar Brock as Board member | For | None | 1020 | 0 | 0 | 0 | ||
11 | Renewal of term of Mr. Gerard Lamarche as Board member | For | None | 1020 | 0 | 0 | 0 | ||
12 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 DIRECTORS. THANK YOU. | None | None | Non Voting | |||||
13 | Appointment of Mr. Charles Keller as Board member representing employee shareholders pursuant to Article 11 of the bylaws | For | None | 1020 | 0 | 0 | 0 | ||
14 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Appointment of Mr. Philippe Marchandise as Board member representing employee shareholders pursuant to Article 11 of the bylaws | Against | None | 1020 | 0 | 0 | 0 | ||
15 | Attendance allowances allocated to the Board of Directors | For | None | 1020 | 0 | 0 | 0 | ||
16 | Authorization to grant Company's share subscription and/or purchase options to some employees of the Group and corporate officers of the company or Group companies with cancellation of shareholders' preferential subscription rights to shares issued following the exercise of share subscription options | For | None | 1020 | 0 | 0 | 0 | ||
17 | Delegation of authority granted to the Board of Directors to increase capital under the conditions provided in Articles L.3332-18 et seq. of the Code of Labor with cancellation of shareholders' preferential subscription rights to shares issued due to the subscription of shares by employees of the Group | For | None | 1020 | 0 | 0 | 0 | ||
18 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Creation of an Independent Ethics Committee | Against | None | 0 | 1020 | 0 | 0 | ||
19 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Corporate officers and employees compensation components related to industrial safety indicators | Against | None | 0 | 1020 | 0 | 0 | ||
20 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Total's commitment in favor of the Diversity Label | Against | None | 0 | 1020 | 0 | 0 | ||
21 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Presence of an Employees' Representative in the compensation Committee | Against | None | 0 | 1020 | 0 | 0 | ||
22 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Developing individual shareholding | Against | None | 0 | 1020 | 0 | 0 | ||
MONDELEZ INTL, INC | |||||||||
Security: | 609207105 | Meeting Type: | Annual | ||||||
Ticker: | MDLZ | Meeting Date: | 21-May-2013 | ||||||
ISIN | US6092071058 | Vote Deadline Date: | 20-May-2013 | ||||||
Agenda | 933759625 | Management | Total Ballot Shares: | 1920 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | For | None | 1920 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | For | None | 1920 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | None | 1920 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARK D. KETCHUM | For | None | 1920 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JORGE S. MESQUITA | For | None | 1920 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | For | None | 1920 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | For | None | 1920 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | For | None | 1920 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RUTH J. SIMMONS | For | None | 1920 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: RATAN N. TATA | For | None | 1920 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | For | None | 1920 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 1920 | 0 | 0 | 0 | ||
13 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2013 | For | None | 1920 | 0 | 0 | 0 | ||
14 | SHAREHOLDER PROPOSAL: REPORT ON EXTENDED PRODUCER RESPONSIBILITY | Against | None | 0 | 0 | 1920 | 0 | ||
15 | SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT ON GENDER EQUALITY IN THE COMPANY'S SUPPLY CHAIN | Against | None | 0 | 1920 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC, LONDON | |||||||||
Security: | G7690A100 | Meeting Type: | Annual General Meeting | ||||||
Ticker: | Meeting Date: | 21-May-2013 | |||||||
ISIN | GB00B03MLX29 | Vote Deadline Date: | 15-May-2013 | ||||||
Agenda | 704450535 | Management | Total Ballot Shares: | 75110 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Adoption of Annual Report and Accounts | For | None | 1390 | 0 | 0 | 0 | ||
2 | Approval of Remuneration Report | For | None | 1390 | 0 | 0 | 0 | ||
3 | Re-appointment of Josef Ackermann as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
4 | Re-appointment of Guy Elliott as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
5 | Re-appointment of Simon Henry as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
6 | Re-appointment of Charles O Holliday as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
7 | Re-appointment of Gerard Kleisterlee as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
8 | Re-appointment of Jorma Ollila as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
9 | Re-appointment of Sir Nigel Sheinwald as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
10 | Re-appointment of Linda G Stuntz as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
11 | Re-appointment of Peter Voser as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
12 | Re-appointment of Hans Wijers as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
13 | Re-appointment of Gerrit Zalm as a Director of the Company | For | None | 1390 | 0 | 0 | 0 | ||
14 | Re-appointment of Auditors: PricewaterhouseCoopers LLP | For | None | 1390 | 0 | 0 | 0 | ||
15 | Remuneration of Auditors | For | None | 1390 | 0 | 0 | 0 | ||
16 | Authority to allot shares | For | None | 1390 | 0 | 0 | 0 | ||
17 | Disapplication of pre-emption rights | For | None | 1390 | 0 | 0 | 0 | ||
18 | Authority to purchase own shares | For | None | 1390 | 0 | 0 | 0 | ||
19 | Authority for certain donations and expenditure | For | None | 1390 | 0 | 0 | 0 | ||
20 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME AND CHANGE IN MEETING TIME FROM 0900HRS TO 10.00HRS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||
KRAFT FOODS GROUP, INC. | |||||||||
Security: | 50076Q106 | Meeting Type: | Annual | ||||||
Ticker: | KRFT | Meeting Date: | 22-May-2013 | ||||||
ISIN | US50076Q1067 | Vote Deadline Date: | 21-May-2013 | ||||||
Agenda | 933755499 | Management | Total Ballot Shares: | 1063 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ABELARDO E. BRU | For | None | 1063 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JEANNE P. JACKSON | For | None | 1063 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: E. FOLLIN SMITH | For | None | 1063 | 0 | 0 | 0 | ||
4 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1063 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | None | 1063 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN. | For | None | 1063 | 0 | 0 | 0 | ||
7 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. | For | None | 1063 | 0 | 0 | 0 | ||
8 | SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS. | Against | None | 1063 | 0 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 28-May-2013 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 24-May-2013 | ||||||
Agenda | 933782319 | Management | Total Ballot Shares: | 1140 | |||||
Last Vote Date: | 08-May-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LESLIE A. BRUN | For | None | 1140 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: THOMAS R. CECH | For | None | 1140 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | For | None | 1140 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: THOMAS H. GLOCER | For | None | 1140 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | For | None | 1140 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: C. ROBERT KIDDER | For | None | 1140 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | For | None | 1140 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | For | None | 1140 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | For | None | 1140 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | For | None | 1140 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: WENDELL P. WEEKS | For | None | 1140 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: PETER C. WENDELL | For | None | 1140 | 0 | 0 | 0 | ||
13 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | For | None | 1140 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1140 | 0 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Against | None | 0 | 0 | 1140 | 0 | ||
16 | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Against | None | 0 | 0 | 1140 | 0 | ||
17 | SHAREHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS. | Against | None | 0 | 0 | 1140 | 0 | ||
18 | SHAREHOLDER PROPOSAL CONCERNING A REPORT ON LOBBYING ACTIVITIES. | Against | None | 0 | 0 | 1140 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Guinness Atkinson Funds | |
By: | /s/ James J. Atkinson | |
James J. Atkinson Jr., President | ||
Date | 8/22/13 |