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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08360
GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)
21550 Oxnard Street, Suite 850, Woodland Hills, CA | 91367 |
(Address of principal executive offices) | (Zip code) |
James J. Atkinson Jr.
21550 Oxnard Street, Suite 850, Woodland Hills, CA 91367
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 915-9566
Date of fiscal year end: December 31
Date of reporting period: June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
The Guinness Atkinson Renminbi Yuan & Bond Fund did not hold any voting securities and, accordingly, did not vote any proxies during the reporting period.
Guinness Atkinson Alternative Energy Fund | |||||||||||
Meeting Date Range: 7/1/14 - 6/30/15 | |||||||||||
Selected Accounts | |||||||||||
RENESOLA LTD | |||||||||||
Security: | 75971T103 | Meeting Type: | Annual | ||||||||
Ticker: | SOL | Meeting Date: | 22-Aug-2014 | ||||||||
ISIN | US75971T1034 | Vote Deadline Date: | 13-Aug-2014 | ||||||||
Agenda | 934059420 | Management | Total Ballot Shares: | 191100 | |||||||
Last Vote Date: | 18-Aug-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | AS A RESOLUTION OF SHAREHOLDERS, TO RECEIVE, CONSIDER AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON. | None | For | 191100 | 0 | 0 | |||||
2 | AS A RESOLUTION OF SHAREHOLDERS, TO RE-ELECT MR. JING WANG AS A DIRECTOR OF THE COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF FOR RE- ELECTION IN ACCORDANCE WITH THE WITH THE COMPANY'S CURRENT ARTICLES OF ASSOCIATION. | None | For | 191100 | 0 | 0 | |||||
3 | AS A RESOLUTION OF SHAREHOLDERS, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY. | None | For | 191100 | 0 | 0 | |||||
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP | |||||||||||
Security: | P31573101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 01-Oct-2014 | |||||||||
ISIN | BRCSANACNOR6 | Vote Deadline Date: | 24-Sep-2014 | ||||||||
Agenda | 705572813 | Management | Total Ballot Shares: | 34900 | |||||||
Last Vote Date: | 22-Sep-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | |||||||
3 | ANALYSIS AND RATIFICATION OF THE APPOINTMENT AND HIRING OF APSIS CONSLULTORIA E AVALIACOES LTDA., A SIMPLE LIMITED COMPANY, WITH ITS HEAD OFFICE IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, AT RUA DA ASSEMBLEIA 35, 12TH FLOOR, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.681.365.0001.30, A SPECIALIZED COMPANY RESPONSIBLE FOR THE VALUATION OF THE SHAREHOLDER EQUITY OF THE COMPANY THAT IS TO BE SPUN OFF, AS WELL AS FOR THE PREPARATION OF THE RESPECTIVE VALUATION REPORT, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY | For | None | 34900 | 0 | 0 | |||||
4 | ANALYSIS AND APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF SPIN OFF FROM COSAN S.A. INDUSTRIA E COMERCIO AND THE MERGER OF THE SPUN OFF PORTION INTO COSAN LOGISTICA S.A., FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION, WHICH WAS ENTERED INTO ON SEPTEMBER 15, | For | None | 34900 | 0 | 0 | |||||
2014, BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT OF COSAN LOGISTICA S.A., A SHARE CORPORATION WITH ITS HEAD OFFICE IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT AVENIDA PRESIDENTE JUSCELINO KUBITACHEK 1327, FOURTH FLOOR, ROOM 18, BAIRRO VILA NOVA CONCEICAO, ZIP CODE 04543.011, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 17.346.997.0001.39, FROM HERE ONWARDS REFERRED TO AS COSAN LOG | |||||||||||
5 | ANALYSIS AND APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION OF THE SHAREHOLDER EQUITY FROM THE COMPANY THAT IS TO BE SPUN OFF AND MERGED INTO COSAN LOG, FROM HERE ONWARDS REFERRED TO AS THE SPUN OFF PORTION, AS PREPARED BY THE SPECIALIZED COMPANY, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT | For | None | 34900 | 0 | 0 | |||||
6 | ANALYSIS AND APPROVAL OF THE SPIN OFF FROM THE COMPANY AND MERGER OF THE SPUN OFF PORTION INTO COSAN LOG, WITH THE CONSEQUENT REDUCTION OF THE SHARE CAPITAL OF THE COMPANY AND THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY TO REFLECT THAT REDUCTION | For | None | 34900 | 0 | 0 | |||||
7 | AUTHORIZATION FOR THE MEMBERS OF THE EXECUTIVE COMMITTEE TO PERFORM ANY AND ALL ACTS THAT ARE NECESSARY, USEFUL AND OR CONVENIENT FOR THE IMPLEMENTATION OF THE SPIN OFF | For | None | 34900 | 0 | 0 | |||||
CHINA DATANG CORPORATION RENEWABLE POWER CO LTD, B | |||||||||||
Security: | Y1456S108 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 10-Oct-2014 | |||||||||
ISIN | CNE100000X69 | Vote Deadline Date: | 06-Oct-2014 | ||||||||
Agenda | 705517348 | Management | Total Ballot Shares: | 4662000 | |||||||
Last Vote Date: | 22-Sep-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 25/LTN20140825190.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 25/LTN20140825214.pdf | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE SUPPLEMENTAL LOAN AGREEMENT | For | None | 4662000 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RESPECT OF THE PROVISION OF GUARANTEE TO TONGXING LONGYUAN | For | None | 4662000 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. GUO SHUPING AS A NONEXECUTIVE DIRECTOR | For | None | 4662000 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. TONG GUOFU AS A SUPERVISOR | For | None | 4662000 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE REGISTRATION AND ISSUE OF ULTRA- SHORT-TERM DEBENTURE | For | None | 4662000 | 0 | 0 | |||||
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | |||||||||||
Security: | Y15207106 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 17-Oct-2014 | |||||||||
ISIN | CNE100000TW9 | Vote Deadline Date: | 13-Oct-2014 | ||||||||
Agenda | 705533378 | Management | Total Ballot Shares: | 2449000 | |||||||
Last Vote Date: | 22-Sep-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 01/LTN201409011686.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 01/LTN201409011776.pdf | None | None | Non Voting | |||||||
3 | TO CONSIDER AND ELECT DR. LIU ZHENG AS NON-EXECUTIVE DIRECTOR OF THE SECOND SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND ELECT MR. QIN GANG AS NON-EXECUTIVE DIRECTOR OF THE SECOND SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND ELECT PROFESSOR YAO CHANGHUI AS THE INDEPENDENT SUPERVISOR OF THE SECOND SESSION OF THE BOARD OF SUPERVISOR | For | None | 2449000 | 0 | 0 | |||||
JINKOSOLAR HOLDING CO., LTD. | |||||||||||
Security: | 47759T100 | Meeting Type: | Annual | ||||||||
Ticker: | JKS | Meeting Date: | 28-Oct-2014 | ||||||||
ISIN | US47759T1007 | Vote Deadline Date: | 22-Oct-2014 | ||||||||
Agenda | 934080312 | Management | Total Ballot Shares: | 23800 | |||||||
Last Vote Date: | 31-Oct-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | THAT MR. KANGPING CHEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Abstain | 23800 | 0 | 0 | |||||
2 | THAT MR. XIANHUA LI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | For | Abstain | 23800 | 0 | 0 | |||||
3 | THAT THE APPOINTMENT OF MR. LONGGEN ZHANG AS A DIRECTOR BE RATIFIED. | For | Abstain | 23800 | 0 | 0 | |||||
4 | THAT THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2014 BE RATIFIED. | For | Abstain | 23800 | 0 | 0 | |||||
5 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | Abstain | 23800 | 0 | 0 | |||||
6 | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND ALL ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FOREGOING RESOLUTIONS 1 TO 5 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT. | For | Abstain | 23800 | 0 | 0 | |||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security: | Y1501T101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 23-Dec-2014 | |||||||||
ISIN | CNE100000HD4 | Vote Deadline Date: | 17-Dec-2014 | ||||||||
Agenda | 705693148 | Management | Total Ballot Shares: | 607000 | |||||||
Last Vote Date: | 17-Dec-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2014/1106/LTN20141106359.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2014/1106/LTN20141106431.PDF | None | None | Non Voting | |||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION: (A) THE EXECUTION OF THE MASTER AGREEMENT (THE "NEW GUODIAN MASTER AGREEMENT") ON 4 NOVEMBER 2014 ON THE SUPPLY OF MATERIALS, PRODUCTS AND SERVICES BY THE COMPANY TO CHINA GUODIAN CORPORATION ("GUODIAN") BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; (B) THE CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS UNDER THE NEW GUODIAN MASTER AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (C) THE EXECUTION OF THE NEW GUODIAN MASTER AGREEMENT BY MR. QIAO BAOPING FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THAT MR. QIAO CONTD | For | None | 607000 | 0 | 0 | |||||
3 | CONTD BAOPING BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW GUODIAN MASTER AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS | None | None | Non Voting | |||||||
4 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION: (A) THE EXECUTION OF THE MASTER AGREEMENT (THE "NEW GUODIAN MASTER AGREEMENT") ON 4 NOVEMBER 2014 ON THE SUPPLY OF MATERIALS, PRODUCTS AND SERVICES BY CHINA GUODIAN CORPORATION ("GUODIAN") TO THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; (B) THE CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS UNDER THE NEW GUODIAN MASTER AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (C) THE EXECUTION OF THE NEW GUODIAN MASTER AGREEMENT BY MR. QIAO BAOPING FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THAT MR. QIAO CONTD | For | None | 607000 | 0 | 0 | |||||
5 | CONTD BAOPING BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW GUODIAN MASTER AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS | None | None | Non Voting | |||||||
6 | TO CONSIDER AND APPROVE THE ISSUANCE OF THE PRIVATE DEBT FINANCING INSTRUMENTS WITH THE REGISTERED AMOUNT OF NOT EXCEEDING RMB10 BILLION (INCLUDING RMB10 BILLION) IN THE PRC, AND ACCORDING TO THE REQUIREMENT OF THE COMPANY AND MARKET CONDITION, TO ISSUE IN SEPARATE TRANCHES ON A ROLLING BASIS WITHIN THE EFFECTIVE REGISTRATION PERIOD; TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO DEAL WITH ALL SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUE OF THE AFOREMENTIONED PRIVATE DEBT FINANCING INSTRUMENTS AT THEIR FULL DISCRETION, SUBJECT TO RELEVANT LAWS AND REGULATIONS; AND TO APPROVE THE DELEGATION OF THE AUTHORITY BY THE BOARD TO THE MANAGEMENT OF THE COMPANY TO DEAL WITH ALL SUCH SPECIFIC MATTERS RELATING TO THE ISSUE OF THE AFOREMENTIONED PRIVATE DEBT FINANCING INSTRUMENTS WITHIN THE SCOPE OF AUTHORIZATION ABOVE | For | None | 607000 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE ISSUANCE OF THE ULTRA SHORT-TERM DEBENTURES WITH A REGISTERED PRINCIPAL AMOUNT IN AGGREGATE OF NOT EXCEEDING RMB20 BILLION (INCLUDING RMB20 BILLION) IN THE PRC, AND ACCORDING TO THE REQUIREMENT OF THE COMPANY AND MARKET CONDITION, TO ISSUE IN SEPARATE TRANCHES ON A ROLLING BASIS WITHIN THE EFFECTIVE REGISTRATION PERIOD; TO AUTHORIZE THE BOARD TO DEAL WITH ALL SUCH MATTERS RELATING TO THE REGISTRATION AND ISSUE OF THE AFOREMENTIONED ULTRA SHORT-TERM DEBENTURES AT THEIR FULL DISCRETION, SUBJECT TO RELEVANT LAWS AND REGULATIONS; AND TO APPROVE THE | For | None | 607000 | 0 | 0 | |||||
DELEGATION OF THE AUTHORITY BY THE BOARD TO THE MANAGEMENT OF THE COMPANY TO DEAL WITH ALL SUCH SPECIFIC MATTERS RELATING TO THE ISSUE OF THE AFOREMENTIONED ULTRA SHORT- TERM DEBENTURES WITHIN THE SCOPE OF AUTHORIZATION ABOVE | |||||||||||
GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | |||||||||||
Security: | K4032E101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-Apr-2015 | |||||||||
ISIN | DK0010240514 | Vote Deadline Date: | 07-Apr-2015 | ||||||||
Agenda | 705907434 | Management | Total Ballot Shares: | 325080 | |||||||
Last Vote Date: | 08-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||
2 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | None | None | Non Voting | |||||||
3 | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. | None | None | Non Voting | |||||||
4 | REPORT BY THE BOARD OF DIRECTORS | None | None | Non Voting | |||||||
5 | ADOPTION OF THE ANNUAL REPORT | For | None | 325080 | 0 | 0 | |||||
6 | THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND SHOULD BE PAID IN RESPECT OF THE 2014 FINANCIAL YEAR, AND THAT THE LOSS OF EUR 56,898K WILL BE CARRIED FORWARD BY TRANSFER TO RETAINED EARNINGS | For | None | 325080 | 0 | 0 | |||||
7 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORISES THE BOARD OF DIRECTORS TO LET THE COMPANY ACQUIRE TREASURY SHARES IN THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING. THE NUMBER OF TREASURY SHARES ACQUIRED DURING THE PERIOD MUST NOT EXCEED 10% OF THE COMPANY'S SHARE CAPITAL AT THE TIME OF THE RESOLUTION, AND THE COMPANY'S TOTAL HOLDING OF TREASURY SHARES MUST NOT EXCEED OR AS A RESULT OF THE ACQUISITION MUST NOT EXCEED 10% OF THE COMPANY'S SHARE CAPITAL AT THE TIME OF ACQUISITION. THE CONSIDERATION FOR TREASURY SHARES MAY NOT DEVIATE BY MORE THAN 10% FROM THE OFFICIAL PRICE QUOTED ON NASDAQ OMX COPENHAGEN A/S AT THE TIME OF ACQUISITION | For | None | 325080 | 0 | 0 | |||||
8 | THE CHAIRMAN OF THE ANNUAL GENERAL MEETING IS AUTHORISED TO MAKE SUCH CHANGES IN AND SUPPLEMENTS TO THE MATTERS ADOPTED AT THE ANNUAL GENERAL MEETING AND THE NOTIFICATION TO THE DANISH BUSINESS AUTHORITY AS MAY BE REQUESTED BY THE DANISH BUSINESS AUTHORITY IN CONNECTION WITH THE REGISTRATION OF THE AMENDMENTS ADOPTED | For | None | 325080 | 0 | 0 | |||||
9 | RE-ELECT PETER HOSTGAARD-JENSEN AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
10 | RE-ELECT LUCA ROVATI AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
11 | RE-ELECT JEAN-MARC JANAILHAC AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
12 | RE-ELECT VALERIO ANDREOLI BONAZZI AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
13 | RE-ELECT GIORGIO BRUNO AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
14 | RE-ELECT GIOVANNI FERRARI AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
15 | RE-ELECT MICHELE BELLON AS DIRECTOR | For | None | 325080 | 0 | 0 | |||||
16 | DETERMINATION OF THE REMUNERATION OF THE BOARD OF DIRECTORS | For | None | 325080 | 0 | 0 | |||||
17 | APPOINTMENT OF AUDITOR: THE BOARD OF DIRECTORS PROPOSES REAPPOINTMENT OF ERNST & YOUNG | For | None | 325080 | 0 | 0 | |||||
18 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.7. THANK YOU. | None | None | Non Voting | |||||||
VERBUND AG, WIEN | |||||||||||
Security: | A91460104 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 22-Apr-2015 | |||||||||
ISIN | AT0000746409 | Vote Deadline Date: | 13-Apr-2015 | ||||||||
Agenda | 705932843 | Management | Total Ballot Shares: | 23550 | |||||||
Last Vote Date: | 08-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 445465 DUE TO RECEIPT OF SUPERVISORY BOARD MEMBERS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 10 APR 2015 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DATE FOR THIS MEETING IS 12 APRIL 2015. THANK YOU | None | None | Non Voting | |||||||
3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | |||||||
4 | APPROVE ALLOCATION OF INCOME | For | None | 23550 | 0 | 0 | |||||
5 | APPROVE DISCHARGE OF MANAGEMENT BOARD | For | None | 23550 | 0 | 0 | |||||
6 | APPROVE DISCHARGE OF SUPERVISORY BOARD | For | None | 23550 | 0 | 0 | |||||
7 | RATIFY AUDITORS | For | None | 23550 | 0 | 0 | |||||
8 | ELECT GILBERT FRIZBERG AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
9 | ELECT MICHAEL SUESS AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
10 | ELECT ELISABETH ENGELBRECHTSMUELLER-STRAUSS AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
11 | ELECT HARALD KASZANITS AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
12 | ELECT SUSANNE RIESS AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
13 | ELECT CHRISTA WAGNER AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
14 | ELECT JUERGEN ROTH AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
15 | ELECT WERNER MUHM AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
16 | ELECT PETER LAYR AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
17 | ELECT MARTIN KRAJCSIR AS SUPERVISORY BOARD MEMBER | For | None | 23550 | 0 | 0 | |||||
GOOD ENERGY GROUP PLC, WILTSHIRE | |||||||||||
Security: | G6257U103 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 27-Apr-2015 | |||||||||
ISIN | GB0033600353 | Vote Deadline Date: | 21-Apr-2015 | ||||||||
Agenda | 705982569 | Management | Total Ballot Shares: | 200441 | |||||||
Last Vote Date: | 08-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | TO RECEIVE THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS | For | None | 200441 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 OF 2.3P PER ORDINARY SHARE | For | None | 200441 | 0 | 0 | |||||
3 | THAT DENISE COCKREM BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
4 | THAT JOHN MALTBY BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
5 | THAT FRANCESCA ECSERY BE RE- APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
6 | THAT MARTIN EDWARDS BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
7 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
8 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | For | None | 200441 | 0 | 0 | |||||
9 | TO AUTHORISE HISTORIC REFERRAL ARRANGEMENTS | For | None | 200441 | 0 | 0 | |||||
10 | THAT THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES AT ANY TIME ARE AUTHORISED TO OPERATE THE REFERRAL ARRANGEMENTS IN FUTURE | For | None | 200441 | 0 | 0 | |||||
11 | THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 TO ALLOT SHARES | For | None | 200441 | 0 | 0 | |||||
12 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 10, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (SEE NOM FOR FULL RESOLUTION) | For | None | 200441 | 0 | 0 | |||||
13 | 10 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP | |||||||||||
Security: | P31573101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | BRCSANACNOR6 | Vote Deadline Date: | 21-Apr-2015 | ||||||||
Agenda | 706037187 | Management | Total Ballot Shares: | 45700 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | |||||||
3 | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | None | None | Non Voting | |||||||
4 | TO EXAMINE, DISCUSS AND APPROVE THE FINANCIAL STATEMENTS RELATING TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2014 | For | None | 45700 | 0 | 0 | |||||
5 | DESTINATION OF THE YEAR END RESULTS RELATING TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2014 | For | None | 45700 | 0 | 0 | |||||
6 | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE EXERCISE STARTED ON JANUARY, 01, 2015 | For | None | 45700 | 0 | 0 | |||||
7 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. SLATE. MEMBERS. PRINCIPAL. RUBENS OMETTO SILVEIRA MELLO, CHAIRMAN, MARCOS MARINHO LUTZ, VICE CHAIRMAN, MARCELO EDUARDO MARTINS, MARCELO DE SOUZA SCARCELA PORTELA, BURKHARD OTTO CORDES, SERGE VARSANO, DAN IOSCHPE | For | None | 45700 | 0 | 0 | |||||
8 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. SLATE. MEMBERS. PRINCIPAL. NADIR DANCINI BARSANULFO, CELSO RENATO GERALDIN, ALBERTO ASATO, MARCELO CURTI, JOSE MAURICIO D ISEP COSTA. SUBSTITUTE. SERGIO ROBERTO FERREIRA DA CRUZ, MARCOS AURELIO BORGES, EDISON ANDRADE DE SOUZA, EDGARD MASSAO RAFFAELLI, NORTON DOS SANTOS FREIRE | For | None | 45700 | 0 | 0 | |||||
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP | |||||||||||
Security: | P31573101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | BRCSANACNOR6 | Vote Deadline Date: | 21-Apr-2015 | ||||||||
Agenda | 706037202 | Management | Total Ballot Shares: | 45700 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | |||||||
3 | TO APPROVE THE INCREASE IN THE SHARE CAPITAL OF THE COMPANY, IN THE AMOUNT OF BRL 190,493,844.09, WITHOUT THE ISSUANCE OF NEW SHARES, BY MEANS OF THE CONVERSION OF PART OF THE EXISTING BALANCE OF THE SPECIAL RESERVE, BYLAWS RESERVE, ACCOUNT, CONSEQUENTLY AMENDING THE MAIN PART OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY | For | None | 45700 | 0 | 0 | |||||
ENPHASE ENERGY, INC. | |||||||||||
Security: | 29355A107 | Meeting Type: | Annual | ||||||||
Ticker: | ENPH | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | US29355A1079 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 934137793 | Management | Total Ballot Shares: | 35900 | |||||||
Last Vote Date: | 08-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | DIRECTOR | For | None | ||||||||
STEVEN J. GOMO | 35900 | 0 | 0 | ||||||||
PAUL B. NAHI | 35900 | 0 | 0 | ||||||||
JOHN HOWARD WEBER | 35900 | 0 | 0 | ||||||||
2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 35900 | 0 | 0 | |||||
INIZIATIVE BRESCIANE S.P.A., BRENO | |||||||||||
Security: | T5R7A6117 | Meeting Type: | Ordinary General Meeting | ||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | IT0005037905 | Vote Deadline Date: | 22-Apr-2015 | ||||||||
Agenda | 706019800 | Management | Total Ballot Shares: | 26361 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 4 MAY 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | |||||||
2 | FINANCIAL STATEMENTS AS OF 2014-12-31: RELATED AND CONSEQUENT RESOLUTIONS | For | None | 26361 | 0 | 0 | |||||
3 | PROPOSAL FOR INCREASE THE LEGAL RESERVE UNTIL THE 20P OF THE SHARE CAPITAL WITH THE USE OF THE SHARE PREMIUM RESERVE | For | None | 26361 | 0 | 0 | |||||
4 | PROPOSAL FOR PARTIAL RESTRICTION OF THE EXTRAORDINARY RESERVE FOR EURO 301,001.00 ( EXCEPTION EX ART. 2423 PARAGRAPH 4 ) | For | None | 26361 | 0 | 0 | |||||
5 | 21 APR 2015: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_243801.PDF | None | None | Non Voting | |||||||
6 | 21 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ITALIAN AGENDA URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
BORALEX INC | |||||||||||
Security: | 09950M300 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 06-May-2015 | |||||||||
ISIN | CA09950M3003 | Vote Deadline Date: | 30-Apr-2015 | ||||||||
Agenda | 705904820 | Management | Total Ballot Shares: | 38587 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.10AND 2". THANK YOU. | None | None | Non Voting | |||||||
2 | ELECTION OF DIRECTOR: GERMAIN BENOIT | For | None | 38587 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: ALAIN DUCHARME | For | None | 38587 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: ROBERT F. HALL | For | None | 38587 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: EDWARD H. KERNAGHAN | For | None | 38587 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: PATRICK LEMAIRE | For | None | 38587 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: RICHARD LEMAIRE | For | None | 38587 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: YVES RHEAULT | For | None | 38587 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: ALAIN RHEAUME | For | None | 38587 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: MICHELLE SAMSON-DOEL | For | None | 38587 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: PIERRE SECCARECCIA | For | None | 38587 | 0 | 0 | |||||
12 | APPOINT PRICEWATERHOUSECOOPERS LLP/S.R.L./S.E.N.C.R.L. AS INDEPENDENT AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 38587 | 0 | 0 | |||||
ORMAT TECHNOLOGIES, INC. | |||||||||||
Security: | 686688102 | Meeting Type: | Annual | ||||||||
Ticker: | ORA | Meeting Date: | 06-May-2015 | ||||||||
ISIN | US6866881021 | Vote Deadline Date: | 05-May-2015 | ||||||||
Agenda | 934147376 | Management | Total Ballot Shares: | 16959 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | ELECTION OF DIRECTOR: YEHUDIT BRONICKI | For | None | 16959 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: ROBERT F. CLARKE | For | None | 16959 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: AMI BOEHM | For | None | 16959 | 0 | 0 | |||||
4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 16959 | 0 | 0 | |||||
CARMANAH TECHNOLOGIES CORP, VICTORIA | |||||||||||
Security: | 143126209 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 07-May-2015 | |||||||||
ISIN | CA1431262098 | Vote Deadline Date: | 01-May-2015 | ||||||||
Agenda | 705987672 | Management | Total Ballot Shares: | 76098 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS ''1.1 TO 1.5 AND 2''. THANK YOU. | None | None | Non Voting | |||||||
2 | ELECTION OF DIRECTOR: JOHN SIMMONS | For | None | 76098 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: MICHAEL SONNENFELDT | For | None | 76098 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: PETER BERRANG | For | None | 76098 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: TERRY HOLLAND | For | None | 76098 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: JAMES MEEKISON | For | None | 76098 | 0 | 0 | |||||
7 | APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 76098 | 0 | 0 | |||||
ENEL GREEN POWER S.P.A., ROME | |||||||||||
Security: | T3679C106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 08-May-2015 | |||||||||
ISIN | IT0004618465 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 705976744 | Management | Total Ballot Shares: | 257680 | |||||||
Last Vote Date: | 09-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 257680 | 0 | 0 | |||||
2 | APPROVE ALLOCATION OF INCOME | For | None | 257680 | 0 | 0 | |||||
3 | ELECT THREE DIRECTORS (BUNDLED) | For | None | 257680 | 0 | 0 | |||||
4 | ELECT BOARD CHAIR | For | None | 257680 | 0 | 0 | |||||
5 | APPROVE DIRECTOR, OFFICER, AND INTERNAL AUDITORS LIABILITY AND INDEMNITY INSURANCE | For | None | 257680 | 0 | 0 | |||||
6 | APPROVE LONG-TERM MONETARY INCENTIVE PLAN 2015 | For | None | 257680 | 0 | 0 | |||||
7 | APPROVE REMUNERATION REPORT | For | None | 257680 | 0 | 0 | |||||
8 | 08 APR 2015: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_240907.PDF | None | None | Non Voting | |||||||
9 | 08 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ITALIAN AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | |||||||
NIBE INDUSTRIER AB, MARKARYD | |||||||||||
Security: | W57113115 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 11-May-2015 | |||||||||
ISIN | SE0000390296 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 705998637 | Management | Total Ballot Shares: | 17760 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | |||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | |||||||
3 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | None | None | Non Voting | |||||||
4 | OPENING OF THE MEETING | None | None | Non Voting | |||||||
5 | ELECTION OF CHAIRMAN AT THE MEETING: ARVID GIEROW | None | None | Non Voting | |||||||
6 | PREPARATION AND APPROVAL OF A VOTING LIST | None | None | Non Voting | |||||||
7 | APPROVAL OF THE BOARD OF DIRECTORS PROPOSED AGENDA | None | None | Non Voting | |||||||
8 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | None | None | Non Voting | |||||||
9 | EXAMINATION IF THE MEETING HAS BEEN PROPERLY CONVENED | None | None | Non Voting | |||||||
10 | THE MANAGING DIRECTOR'S STATEMENT | None | None | Non Voting | |||||||
11 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE GROUP FINANCIAL STATEMENT AND THE GROUP AUDITOR'S REPORT AS WELL AS THE AUDITOR'S STATEMENT CONCERNING THE APPLICATION OF THE GUIDING PRINCIPLES FOR REMUNERATION TO EXECUTIVE EMPLOYEES DECIDED AT THE ANNUAL GENERAL MEETING 2014 | None | None | Non Voting | |||||||
12 | RESOLUTION IN RESPECT OF: ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | For | None | 17760 | 0 | 0 | |||||
13 | RESOLUTION IN RESPECT OF: ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET AND ADOPTION OF RECORD DAY FOR DIVIDEND: 2.70 SEK PER SHARE FOR THE FINANCIAL YEAR 2014 | For | None | 17760 | 0 | 0 | |||||
14 | RESOLUTION IN RESPECT OF: DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE MANAGING DIRECTOR | For | None | 17760 | 0 | 0 | |||||
15 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE ELECTED BY THE MEETING: IT IS PROPOSED THAT THE NUMBER OF BOARD MEMBERS SHALL BE SIX, WITHOUT DEPUTIES | For | None | 17760 | 0 | 0 | |||||
16 | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED PUBLIC ACCOUNTING FIRMS | For | None | 17760 | 0 | 0 | |||||
17 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS, BOARD MEMBERS AND THE AUDITORS | For | None | 17760 | 0 | 0 | |||||
18 | ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE BOARD AND DEPUTY BOARD MEMBERS, IF ANY: IT IS PROPOSED THAT THE FOLLOWING BOARD MEMBERS ARE RE- ELECTED AS BOARD MEMBERS: GEORG BRUNSTAM, EVA-LOTTA KRAFT, GERTERIC LINDQUIST, HANS LINNARSON AND ANDERS PALSSON. IT IS PROPOSED THAT HELENE RICHMOND IS NEWLY ELECTED AS BOARD MEMBER. IT IS PROPOSED THAT HANS LINNARSON IS NEWLY ELECTED AS CHAIRMAN OF THE BOARD | For | None | 17760 | 0 | 0 | |||||
19 | ELECTION OF AUDITORS AND DEPUTY AUDITORS, IF ANY, OR REGISTERED PUBLIC ACCOUNTING FIRMS: FOR THE PERIOD UP TO THE END OF THE ANNUAL GENERAL MEETING 2016 IT IS PROPOSED THAT KPMG AB IS ELECTED AS REGISTERED PUBLIC ACCOUNTING FIRM. KPMG AB HAS ANNOUNCED THAT IF THE ANNUAL GENERAL MEETING IS VOTING IN ACCORDANCE WITH THE PROPOSAL, KPMG AB WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT ALF SVENSSON AS AUDITOR IN CHARGE | For | None | 17760 | 0 | 0 | |||||
20 | RESOLUTION IN RESPECT OF THE BOARD OF DIRECTORS' PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON ISSUE OF NEW SHARES IN CONNECTION WITH ACQUISITIONS OF COMPANIES/BUSINESS | For | None | 17760 | 0 | 0 | |||||
21 | RESOLUTION IN RESPECT OF GUIDING PRINCIPLES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE EMPLOYEES | For | None | 17760 | 0 | 0 | |||||
22 | OTHER MATTERS TO BE DEALT WITH AT THE MEETING PURSUANT TO THE SWEDISH COMPANIES ACT (2005:551) OR THE ARTICLES OF ASSOCIATION | None | None | Non Voting | |||||||
23 | CLOSING OF THE MEETING | None | None | Non Voting | |||||||
WASION GROUP HOLDINGS LTD | |||||||||||
Security: | G9463P108 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 15-May-2015 | |||||||||
ISIN | KYG9463P1081 | Vote Deadline Date: | 12-May-2015 | ||||||||
Agenda | 706004924 | Management | Total Ballot Shares: | 472000 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0413/LTN20150413147.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0413/LTN20150413143.PDF | None | None | Non Voting | |||||||
3 | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 472000 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.24 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 472000 | 0 | 0 | |||||
5 | TO RE-ELECT MS. CAO ZHAO HUI AS AN EXECUTIVE DIRECTOR | For | None | 472000 | 0 | 0 | |||||
6 | TO RE-ELECT MR. WANG XUE XIN AS AN EXECUTIVE DIRECTOR | For | None | 472000 | 0 | 0 | |||||
7 | TO RE-ELECT MR. KAT CHIT AS A NON- EXECUTIVE DIRECTOR | For | None | 472000 | 0 | 0 | |||||
8 | TO RE-ELECT MR. CHENG SHI JIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 472000 | 0 | 0 | |||||
9 | TO ELECT MR. HUI WING KUEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 472000 | 0 | 0 | |||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 472000 | 0 | 0 | |||||
11 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 472000 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES | For | None | 472000 | 0 | 0 | |||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | For | None | 472000 | 0 | 0 | |||||
14 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 11 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE | For | None | 472000 | 0 | 0 | |||||
CENTROTEC SUSTAINABLE AG, BRILON | |||||||||||
Security: | D1498G131 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 20-May-2015 | |||||||||
ISIN | DE0005407506 | Vote Deadline Date: | 12-May-2015 | ||||||||
Agenda | 706001497 | Management | Total Ballot Shares: | 26360 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29 APRIL 2015, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | None | None | Non Voting | |||||||
3 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 MAY 2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | |||||||
4 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2014 | None | None | Non Voting | |||||||
5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.20 PER SHARE | For | None | 26360 | 0 | 0 | |||||
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2014 | For | None | 26360 | 0 | 0 | |||||
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2014 | For | None | 26360 | 0 | 0 | |||||
8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | For | None | 26360 | 0 | 0 | |||||
9 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS FOR FISCAL 2015 | For | None | 26360 | 0 | 0 | |||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security: | Y1501T101 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 29-May-2015 | |||||||||
ISIN | CNE100000HD4 | Vote Deadline Date: | 25-May-2015 | ||||||||
Agenda | 706004936 | Management | Total Ballot Shares: | 460000 | |||||||
Last Vote Date: | 21-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 3/LTN20150413255.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 3/LTN20150413205.pdf | None | None | Non Voting | |||||||
2 | TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 460000 | 0 | 0 | |||||
3 | TO APPROVE THE REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE YEAR 2014 | For | None | 460000 | 0 | 0 | |||||
4 | TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 460000 | 0 | 0 | |||||
5 | TO APPROVE THE FINAL FINANCIAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 460000 | 0 | 0 | |||||
6 | TO APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014, NAMELY, THE PROPOSAL FOR DISTRIBUTION OF A FINAL DIVIDEND OF RMB0.0597 PER SHARE (TAX INCLUSIVE) IN CASH IN AN AGGREGATE AMOUNT OF APPROXIMATELY RMB479,772,423.30 FOR THE YEAR ENDED 31 DECEMBER 2014, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO IMPLEMENT THE AFORESAID DISTRIBUTION | For | None | 460000 | 0 | 0 | |||||
7 | TO APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 460000 | 0 | 0 | |||||
8 | TO APPROVE THE REMUNERATION PLAN FOR DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 460000 | 0 | 0 | |||||
9 | TO APPROVE THE RE-APPOINTMENT OF RUIHUA CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNER) AS THE COMPANY'S PRC AUDITOR FOR THE YEAR 2015 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 460000 | 0 | 0 | |||||
10 | TO APPROVE THE RE-APPOINTMENT OF KPMG AS THE COMPANY'S INTERNATIONAL AUDITOR FOR THE YEAR 2015 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION | For | None | 460000 | 0 | 0 | |||||
11 | TO APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE | For | None | 0 | 460000 | 0 | |||||
12 | TO APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO DETERMINE AND DEAL WITH THE ISSUANCE OF A SINGLE TYPE OR CERTAIN TYPES OF DEBT FINANCING INSTRUMENTS IN ONE OR MORE TRANCHES WITH A PRINCIPAL AMOUNT OF NOT EXCEEDING RMB15 BILLION (INCLUDING RMB15 BILLION). SUCH DEBT FINANCING | For | None | 460000 | 0 | 0 | |||||
INSTRUMENTS INCLUDES, BUT NOT LIMITED TO DIRECT DEBT FINANCING INSTRUMENTS SUCH AS CORPORATE BONDS (INCLUDING NON-PUBLIC ISSUANCE), MEDIUM-TERM NOTES, MEDIUM-TERM NOTES WITHOUT A FIXED TERM, PROJECT RETURN NOTE, SME COLLECTIVE PRIVATE BONDS, ETC | |||||||||||
13 | TO CONSIDER AND APPROVE THE PROPOSAL(S) (IF ANY) PUT FORWARD AT THE AGM BY SHAREHOLDER(S) HOLDING 3% OR MORE OF THE SHARES OF THE COMPANY CARRYING THE RIGHT TO VOTE THEREAT | For | None | 460000 | 0 | 0 | |||||
JA SOLAR HOLDINGS CO., LTD. | |||||||||||
Security: | 466090206 | Meeting Type: | Annual | ||||||||
Ticker: | JASO | Meeting Date: | 01-Jun-2015 | ||||||||
ISIN | US4660902069 | Vote Deadline Date: | 22-May-2015 | ||||||||
Agenda | 934225221 | Management | Total Ballot Shares: | 186520 | |||||||
Last Vote Date: | 26-May-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2014. | For | None | 53900 | 0 | 0 | |||||
2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
7 | TO ELECT YUHONG FAN AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 53900 | 0 | 0 | |||||
8 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | None | 53900 | 0 | 0 | |||||
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG | |||||||||||
Security: | Y15207106 | Meeting Type: | Annual General Meeting | ||||||||
Ticker: | Meeting Date: | 05-Jun-2015 | |||||||||
ISIN | CNE100000TW9 | Vote Deadline Date: | 29-May-2015 | ||||||||
Agenda | 706032238 | Management | Total Ballot Shares: | 2272000 | |||||||
Last Vote Date: | 21-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | |||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 16/LTN20150416915.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 16/LTN20150416821.pdf | None | None | Non Voting | |||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2014 | For | None | 2272000 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR 2014 | For | None | 2272000 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2272000 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2272000 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2014 | For | None | 2272000 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 2272000 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS (AS SPECIFIED) AND ERNST & YOUNG AS THE COMPANY'S PRC AUDITORS AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR 2015 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR RESPECTIVE REMUNERATIONS | For | None | 2272000 | 0 | 0 | |||||
10 | TO CONSIDER AND ELECT MR. WU HUIJIANG AS A NON-EXECUTIVE DIRECTOR OF THE SECOND SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 2272000 | 0 | 0 | |||||
11 | TO CONSIDER AND ELECT MR. LIANG YONGCHUN AS AN INDEPENDENT SUPERVISOR OF THE SECOND SESSION OF THE BOARD OF SUPERVISORS OF THE COMPANY | For | None | 2272000 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE: THAT: (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "LISTING RULES"), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE "PRC"), THE EXERCISE CONTD | For | None | 0 | 2272000 | 0 | |||||
13 | CONTD BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MAY REQUIRE THE EXERCISE OF SUCH POWERS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD; (C) EACH OF THE AGGREGATE NOMINAL VALUES OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR CONTD | None | None | Non Voting | |||||||
14 | CONTD UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE AGGREGATE NOMINAL VALUES OF DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION; (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE CONTD | None | None | Non Voting | |||||||
15 | CONTD COMPANY; OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD; OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION OF THE COMPANY IN GENERAL MEETING. (B) THE BOARD BE AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS NECESSARY SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A)(A) OF THIS RESOLUTION | None | None | Non Voting |
Guinness Atkinson Asia Focus Fund
Meeting Date Range: 7/1/14 - 6/30/15
Vote Summary
LENOVO GROUP LTD, HONG KONG | ||||||||||||
Security | Y5257Y107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 02-Jul-2014 | ||||||||||
ISIN | HK0992009065 | Agenda | 705337992 - Management | |||||||||
Record Date | 30-Jun-2014 | Holding Recon Date | 30-Jun-2014 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-Jun-2014 | ||||||
SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529208.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529198.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2014 | Management | For | For | ||||||||
3.a | TO RE-ELECT MR. ZHU LINAN AS DIRECTOR | Management | For | For | ||||||||
3.b | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | Management | For | For | ||||||||
3.c | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | Management | For | For | ||||||||
3.d | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | Management | For | For | ||||||||
3.e | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management | For | For | ||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management | For | For | ||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | Against | Against | ||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | For | For | ||||||||
7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | Management | For | For | ||||||||
8 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
GLOBAL BRANDS GROUP HOLDINGS LTD | ||||||||||||
Security | G39338101 | Meeting Type | Special General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-Sep-2014 | ||||||||||
ISIN | BMG393381014 | Agenda | 705530144 - Management | |||||||||
Record Date | 15-Sep-2014 | Holding Recon Date | 15-Sep-2014 | |||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 11-Sep-2014 | ||||||
SEDOL(s) | BNN6B80 - BP40XW3 - BQ0QTB3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0828/LTN20140828660.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0828/LTN20140828673.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO ADOPT SHARE AWARD SCHEME AND THE RELATED SCHEME MANDATE | Management | ||||||||||
2 | TO ADOPT SHARE OPTION SCHEME | Management | ||||||||||
CHEN HSONG HOLDINGS LTD | ||||||||||||
Security | G20874106 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 24-Sep-2014 | ||||||||||
ISIN | BMG208741063 | Agenda | 705515635 - Management | |||||||||
Record Date | 19-Sep-2014 | Holding Recon Date | 19-Sep-2014 | |||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 19-Sep-2014 | ||||||
SEDOL(s) | 5387690 - 6189646 - B01XWG7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0822/LTN20140822084.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0822/LTN20140822082.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||||||
2 | TO APPROVE THE FINAL DIVIDEND OF HK4 CENTS PER SHARE AS RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2014 | Management | For | For | ||||||||
3.i | TO RE-ELECT MR. STEPHEN HAU LEUNG CHUNG AS A DIRECTOR | Management | For | For | ||||||||
3.ii | TO RE-ELECT MR. JOHNSON CHIN KWANG TAN AS A DIRECTOR | Management | For | For | ||||||||
3.iii | TO RE-ELECT MR. MICHAEL TZE HAU LEE AS A DIRECTOR | Management | For | For | ||||||||
3.iv | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2015 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | Management | For | For | ||||||||
4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | Abstain | Against | ||||||||
8 | TO ADOPT THE NEW SHARE OPTION SCHEME OF THE COMPANY | Management | For | For | ||||||||
PT VALE INDONESIA TBK | ||||||||||||
Security | Y7150Y101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 25-Sep-2014 | ||||||||||
ISIN | ID1000109309 | Agenda | 705556732 - Management | |||||||||
Record Date | 09-Sep-2014 | Holding Recon Date | 09-Sep-2014 | |||||||||
City / | Country | JAKARTA | / | Indonesia | Vote Deadline Date | 23-Sep-2014 | ||||||
SEDOL(s) | B0217K9 - B03NQ07 - BHZLJZ4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | CHANGE THE BOARD OF COMMISSIONERS MEMBERS | Management | For | For | ||||||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security | Y7741B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 08-Oct-2014 | ||||||||||
ISIN | CNE100000478 | Agenda | 705507967 - Management | |||||||||
Record Date | 05-Sep-2014 | Holding Recon Date | 05-Sep-2014 | |||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 02-Oct-2014 | ||||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BP3RXD6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0818/LTN20140818860.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0818/LTN20140818870.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE JOINT VENTURE WITH SZ INTERNATIONAL IN ESTABLISHMENT OF THE PROJECT COMPANY TO IMPLEMENT MEILIN CHECKPOINT URBAN RENEWAL PROJECT | Management | For | For | ||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security | Y14896115 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 20-Oct-2014 | ||||||||||
ISIN | CNE1000002M1 | Agenda | 705548216 - Management | |||||||||
Record Date | 19-Sep-2014 | Holding Recon Date | 19-Sep-2014 | |||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 14-Oct-2014 | ||||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BP3RSD1 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0904/LTN20140904752.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0904/LTN20140904766.pdf | Non-Voting | ||||||||||
1 | RESOLUTION ON ELECTION OF MR. LI XIAOPENG AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
2.1 | RESOLUTION ON ELECTION OF MR. ANTONY LEUNG AS INDEPENDENT NONEXECUTIVE DIRECTOR | Management | For | For | ||||||||
2.2 | RESOLUTION ON ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
3 | RESOLUTION ON ELECTION OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR | Management | For | For | ||||||||
JASMINE INTERNATIONAL PUBLIC CO LTD, NONTHABURI | ||||||||||||
Security | Y44202268 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Oct-2014 | ||||||||||
ISIN | TH0418E10Z13 | Agenda | 705572243 - Management | |||||||||
Record Date | 30-Sep-2014 | Holding Recon Date | 30-Sep-2014 | |||||||||
City / | Country | NONTHAB URI | / | Thailand | Vote Deadline Date | 23-Oct-2014 | ||||||
SEDOL(s) | 6729150 - B128224 - B8H7JY6 - B944Z16 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO CONSIDER AND CERTIFY THE MINUTES OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON 25 APRIL 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE AMENDMENT TO THE RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS NO. 1 2013 APPROVING THE COMPANY AND OR ITS SUBSIDIARIES TO ENTER INTO THE SALE TRANSACTION S OF THE ASSETS RELATING TO THE BROADBAND INTERNET BUSINESS OF THE COMPANY AND OR ITS SUBSIDIARIES TO JASMINE BROADBAND INTERNET GROWTH INFRASTRUCTURE FUND THE FUND THAT IS DEEMED AS A DISPOSAL OF ASSETS TRANSACTION | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE AMENDMENT OF THE RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS NO. 1 2013 WHICH APPROVED THE COMPANY AND OR ITS SUBSIDIARIES TO ENTER INTO THE ASSETS ACQUISITION TRANSACTION IN WHICH THE COMPANY AND OR ITS SUBSIDIARIES WILL LEASE ALL ASSETS SOLD IN AGENDA NO.2 FROM THE FUND TO BE USED FOR THE CONTINUANCE OF ITS BUSINESS | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE AMENDMENT OF THE RESOLUTION OF THE EXTRA ORDINARY GENERAL MEETING OF SHAREHOLDERS NO. 1 2013 WHICH APPROVED THE COMP ANY AND OR JURISTIC PERSONS WHO WILL BE DESIGNATED BY THE COMPANY TO SUBSCRIBE FOR THE INVESTMENT UNITS OF THE FUND IN THE AMOUNT OF NOT MORE THAN 1 3 OF TOTAL INVESTMENT UNITS | Management | For | For | ||||||||
5 | TO CONSIDER AND APPOINT MR. PETE BODHARAMIK THE CHIEF EXECUTIVE OFFICER OR THE PERSON DESIGNATED BY MR. PETE BODHARAMIK TO HAVE THE POWER TO TAKE ANY NECESSARY OR RELATED ACTIONS AND ALSO SPECIFY OR AMEND TERMS CONDITIONS AND DETAILS WHICH WILL BE RELATED AND BENEFICIAL FOR THE ENTRY INTO THE INFRASTRUCTURE FUND TRANSACTION | Management | For | For | ||||||||
ASSET SALE TRANSACTION LEASE TRANSACTION INVESTMENT UNITS SUBSCRIPTION TRANSACTION SPECIFICATION OR AMENDMENT OF DETAIL AND VALUE OF THE ENTRY INTO THE INFRASTRUCTURE FUND TRANSACTION RELATED CONTRACTUAL PARTIES AND OTHERS | ||||||||||||
6 | TO CONSIDER OTHER ISSUES IF ANY | Management | Abstain | For | ||||||||
CMMT | 17 SEP 2014: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANG-E THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGEND-A AS ABSTAIN. | Non-Voting | ||||||||||
CMMT | 17 SEP 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security | Y6883Q104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 29-Oct-2014 | ||||||||||
ISIN | CNE1000003W8 | Agenda | 705561810 - Management | |||||||||
Record Date | 26-Sep-2014 | Holding Recon Date | 26-Sep-2014 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 22-Oct-2014 | ||||||
SEDOL(s) | 5939507 - 6226576 - B01DNL9 - B17H0R7 - BP3RWW8 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0910/LTN20140910380.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0910/LTN20140910362.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION IN RESPECT OF CONTINUING CONNECTED TRANSACTIONS: "THAT, AS SET OUT IN THE CIRCULAR DATED 10 SEPTEMBER 2014 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"): THE NEW COMPREHENSIVE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THE EXECUTION OF THE NEW COMPREHENSIVE AGREEMENT BY MR YU YIBO FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; MR YU YIBO BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW COMPREHENSIVE AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT CONTD | Management | For | For | ||||||||
CONT | CONTD AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS; AND THE- NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS OF THE-NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS UNDER THE NEW COMPREHENSIVE-AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL-COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE,-AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY-AND UNCONDITIONALLY APPROVED | Non-Voting | ||||||||||
2 | TO CONSIDER AND APPROVE MR. ZHANG BIYI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE MR. JIANG LIFU AS SUPERVISOR OF THE COMPANY | Management | For | For | ||||||||
CMMT | 12 SEP 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 26 SEP 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security | Y7741B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-Dec-2014 | ||||||||||
ISIN | CNE100000478 | Agenda | 705667737 - Management | |||||||||
Record Date | 18-Nov-2014 | Holding Recon Date | 18-Nov-2014 | |||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 15-Dec-2014 | ||||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BP3RXD6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2014/1103/ltn201411031747.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2014/1103/ltn201411031707.pdf | Non-Voting | ||||||||||
1.1 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI | Management | For | For | ||||||||
1.2 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LI JING QI | Management | For | For | ||||||||
1.3 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. ZHAO JUN RONG | Management | For | For | ||||||||
1.4 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. TSE YAT HONG | Management | For | For | ||||||||
1.5 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WANG ZENG JIN | Management | For | For | ||||||||
1.6 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WU YA DE | Management | For | For | ||||||||
1.7 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. ZHANG YANG | Management | For | For | ||||||||
1.8 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHIU CHI CHEONG, CLIFTON | Management | For | For | ||||||||
2.1 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. AU SING KUN | Management | For | For | ||||||||
2.2 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIN CHU CHANG | Management | For | For | ||||||||
2.3 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU CHUN YUAN | Management | For | For | ||||||||
2.4 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. SHI XIAN LIANG | Management | For | For | ||||||||
3.1 | TO CONSIDER AND APPROVE THE RE- ELECTION OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISORS OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. ZHONG SHAN QUN | Management | For | For | ||||||||
3.2 | TO CONSIDER AND APPROVE THE RE- ELECTION OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISORS OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. HE SEN | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | For | For | ||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security | Y1495M112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Agenda | 705740947 - Management | |||||||||
Record Date | 21-Nov-2014 | Holding Recon Date | 21-Nov-2014 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 17-Dec-2014 | ||||||
SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BP3RSF3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1110/LTN-20141110229.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2014/1205/-LTN20141205828.pdf | Non-Voting | ||||||||||
S.1 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
S.2.1 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | Management | For | For | ||||||||
S.2.2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | Management | For | For | ||||||||
S.2.3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | Management | For | For | ||||||||
S.2.4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | Management | For | For | ||||||||
S.2.5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | Management | For | For | ||||||||
S.2.6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | Management | For | For | ||||||||
S.2.7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | Management | For | For | ||||||||
S.2.8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | Management | For | For | ||||||||
S.2.9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | Management | For | For | ||||||||
S2.10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | Management | For | For | ||||||||
S2.11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | Management | For | For | ||||||||
S2.12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | Management | For | For | ||||||||
S2.13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | Management | For | For | ||||||||
S2.14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | Management | For | For | ||||||||
S2.15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | Management | For | For | ||||||||
S2.16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
S2.17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | Management | For | For | ||||||||
S.3.1 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | Management | For | For | ||||||||
S.3.2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | Management | For | For | ||||||||
S.3.3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | Management | For | For | ||||||||
S.3.4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | Management | For | For | ||||||||
S.3.5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | Management | For | For | ||||||||
S.3.6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | Management | For | For | ||||||||
S.3.7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | Management | For | For | ||||||||
S.3.8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | Management | For | For | ||||||||
S.3.9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | Management | For | For | ||||||||
S3.10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | Management | For | For | ||||||||
S3.11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | Management | For | For | ||||||||
S3.12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | Management | For | For | ||||||||
S3.13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | Management | For | For | ||||||||
S3.14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | Management | For | For | ||||||||
S3.15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | Management | For | For | ||||||||
S3.16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
S3.17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | Management | For | For | ||||||||
S.4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
S.5 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
S.6 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF ISSUANCE PLAN OF FINANCIAL BONDS AND TIER-2 CAPITAL BONDS OF CHINA MINSHENG BANKING CORP., LTD. FOR 2014 TO 2016 | Management | For | For | ||||||||
S.7 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AUTHORIZATION TO THE BOARD TO ISSUE OFFSHORE BONDS IN DUE COURSE | Management | For | For | ||||||||
S.8 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
S.9 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED SHARE OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.1 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND NON-PUBLIC ISSUANCE OF RENMINBI ORDINARY SHARES (A SHARES) BY CHINA MINSHENG BANKING CORP., LTD. AND RELEVANT REMEDIAL MEASURES | Management | For | For | ||||||||
O.4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.5 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.6 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2014 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
O.7 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE APPOINTMENT OF MR. YAO DAFENG AS DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | Management | For | For | ||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security | Y1495M112 | Meeting Type | Class Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Agenda | 705742143 - Management | |||||||||
Record Date | 21-Nov-2014 | Holding Recon Date | 21-Nov-2014 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 17-Dec-2014 | ||||||
SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BP3RSF3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1205/LTN-20141205825.pdf and http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1205-/LTN20141205834.pdf | Non-Voting | ||||||||||
1.1 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | Management | For | For | ||||||||
1.2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | Management | For | For | ||||||||
1.3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | Management | For | For | ||||||||
1.4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | Management | For | For | ||||||||
1.5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | Management | For | For | ||||||||
1.6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | Management | For | For | ||||||||
1.7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | Management | For | For | ||||||||
1.8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | Management | For | For | ||||||||
1.9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | Management | For | For | ||||||||
1.10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | Management | For | For | ||||||||
1.11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | Management | For | For | ||||||||
1.12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | Management | For | For | ||||||||
1.13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | Management | For | For | ||||||||
1.14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | Management | For | For | ||||||||
1.15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | Management | For | For | ||||||||
1.16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
1.17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | Management | For | For | ||||||||
2.1 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | Management | For | For | ||||||||
2.2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | Management | For | For | ||||||||
2.3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | Management | For | For | ||||||||
2.4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | Management | For | For | ||||||||
2.5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | Management | For | For | ||||||||
2.6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | Management | For | For | ||||||||
2.7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | Management | For | For | ||||||||
2.8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | Management | For | For | ||||||||
2.9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | Management | For | For | ||||||||
2.10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | Management | For | For | ||||||||
2.11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | Management | For | For | ||||||||
2.12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | Management | For | For | ||||||||
2.13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | Management | For | For | ||||||||
2.14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | Management | For | For | ||||||||
2.15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | Management | For | For | ||||||||
2.16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
2.17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | Management | For | For | ||||||||
DONGFENG MOTOR GROUP COMPANY LTD | ||||||||||||
Security | Y21042109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 22-Jan-2015 | ||||||||||
ISIN | CNE100000312 | Agenda | 705742559 - Management | |||||||||
Record Date | 22-Dec-2014 | Holding Recon Date | 22-Dec-2014 | |||||||||
City / | Country | HUBEI | / | China | Vote Deadline Date | 16-Jan-2015 | ||||||
SEDOL(s) | B0PH5N3 - B0TBB66 - B0XZY65 - BP3RTP0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1207/LTN20141207015.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1207/LTN20141207021.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE COMPANY TO APPLY FOR THE REGISTRATION AND ISSUE OF MEDIUM- TERM NOTES BY DISCRETION | Management | For | For | ||||||||
CMMT | 09 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING-TAG TO Y. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
WEICHAI POWER CO LTD | ||||||||||||
Security | Y9531A109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Feb-2015 | ||||||||||
ISIN | CNE1000004L9 | Agenda | 705773388 - Management | |||||||||
Record Date | 27-Jan-2015 | Holding Recon Date | 27-Jan-2015 | |||||||||
City / | Country | SHANDO NG PROVINC E | / | China | Vote Deadline Date | 23-Feb-2015 | ||||||
SEDOL(s) | 6743956 - B05PM47 - B066RG6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0107/LTN20150107865.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0107/LTN20150107853.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT SUPPLY AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE SUPPLY OF BASE ENGINES, GAS ENGINE PARTS, UTILITY AND LABOUR SERVICES, TECHNOLOGY DEVELOPMENT SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT PURCHASE AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE PURCHASE OF GAS ENGINES, GAS ENGINE PARTS, LABOUR SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) FROM WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LOGISTICS AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE PROVISION OF LOGISTICS AND STORAGE SERVICES BY WEICHAI LOGISTICS (AND ITS ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LEASING AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE LEASING OF FACTORY BUILDINGS BY THE COMPANY TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | For | For | ||||||||
S.1 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE CONVENING THE EGM | Management | For | For | ||||||||
ANHUI CONCH CEMENT CO LTD, WUHU | ||||||||||||
Security | Y01373102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 10-Mar-2015 | ||||||||||
ISIN | CNE1000001W2 | Agenda | 705783137 - Management | |||||||||
Record Date | 06-Feb-2015 | Holding Recon Date | 06-Feb-2015 | |||||||||
City / | Country | WUHU CITY | / | China | Vote Deadline Date | 04-Mar-2015 | ||||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BP3RR90 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0119/LTN20150119615.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0119/LTN20150119589.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
1 | TO ELECT AND APPOINT MR. ZHAO JIANGUANG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
HYUNDAI MOBIS, SEOUL | ||||||||||||
Security | Y3849A109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 13-Mar-2015 | ||||||||||
ISIN | KR7012330007 | Agenda | 705818954 - Management | |||||||||
Record Date | 31-Dec-2014 | Holding Recon Date | 31-Dec-2014 | |||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 03-Mar-2015 | ||||||
SEDOL(s) | 6449544 - B06NSG4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||
2 | ELECTION OF DIRECTORS: CHOE BYEONG CHEOL, I U IL, YU JI SU | Management | For | For | ||||||||
3 | ELECTION OF AUDIT COMMITTEE MEMBERS: I U IL, YU JI SU | Management | For | For | ||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | ||||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 13-Mar-2015 | ||||||||||
ISIN | KR7005930003 | Agenda | 705825137 - Management | |||||||||
Record Date | 31-Dec-2014 | Holding Recon Date | 31-Dec-2014 | |||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 03-Mar-2015 | ||||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||
2.1.1 | ELECTION OF OUTSIDE DIRECTOR GIM HAN JUNG | Management | For | For | ||||||||
2.1.2 | ELECTION OF OUTSIDE DIRECTOR I BYEONG GI | Management | For | For | ||||||||
2.2 | ELECTION OF INSIDE DIRECTOR GWON O HYEON | Management | For | For | ||||||||
2.3 | ELECTION OF AUDIT COMMITTEE MEMBER GIM HAN JUNG | Management | For | For | ||||||||
3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | ||||||||||||
Security | Y7145P165 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Mar-2015 | ||||||||||
ISIN | TH0355A10Z12 | Agenda | 705903640 - Management | |||||||||
Record Date | 12-Feb-2015 | Holding Recon Date | 12-Feb-2015 | |||||||||
City / | Country | BANGKOK | / | Thailand | Vote Deadline Date | 24-Mar-2015 | ||||||
SEDOL(s) | B1359J0 - B13B738 - B13JK44 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 437928 DUE TO RECEIPT OF U-PDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | Non-Voting | ||||||||||
1 | TO ACKNOWLEDGE THE 2014 PERFORMANCE RESULT AND 2015 WORK PLAN | Management | ||||||||||
2 | TO APPROVE THE 2014 FINANCIAL STATEMENTS | Management | ||||||||||
3 | TO APPROVE THE DIVIDEND PAYMENT FOR 2014 | Management | ||||||||||
4 | TO APPROVE THE DEBENTURE ISSUANCE UP TO THE TOTAL AMOUNT OF USD 3,800 MILLION | Management | ||||||||||
5 | TO APPOINT THE AUDITOR AND CONSIDER THE AUDITOR'S FEES FOR YEAR 2015 | Management | ||||||||||
6 | TO APPROVE THE DIRECTORS' AND THE SUB-COMMITTEES' REMUNERATION | Management | ||||||||||
7.1 | TO APPROVE THE APPOINTMENT OF NEW DIRECTOR IN REPLACEMENT OF THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. PRAJYA PHINYAWAT | Management | ||||||||||
7.2 | TO APPROVE THE APPOINTMENT OF NEW DIRECTOR IN REPLACEMENT OF THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. CHAKKRIT PARAPUNTAKUL | Management | ||||||||||
7.3 | TO APPROVE THE APPOINTMENT OF NEW DIRECTOR IN REPLACEMENT OF THOSE WHO ARE DUE TO RETIRE BY ROTATION: ADMIRAL TANARAT UBOL | Management | ||||||||||
7.4 | TO APPROVE THE APPOINTMENT OF NEW DIRECTOR IN REPLACEMENT OF THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. NUTTACHAT CHARUCHINDA | Management | ||||||||||
7.5 | TO APPROVE THE APPOINTMENT OF NEW DIRECTOR IN REPLACEMENT OF THOSE WHO ARE DUE TO RETIRE BY ROTATION: MR. SONGSAK SAICHEUA | Management | ||||||||||
DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | ||||||||||||
Security | L2297J434 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Mar-2015 | ||||||||||
ISIN | LU0455008887 | Agenda | 705855356 - Management | |||||||||
Record Date | Holding Recon Date | 25-Mar-2015 | ||||||||||
City / | Country | LUXEMBO URG | / | Luxembourg | Blocking | Vote Deadline Date | 20-Mar-2015 | |||||
SEDOL(s) | B54QHH4 - B8J2P96 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | For | For | ||||||||
3 | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||
4 | RE-ELECT WERNER BURG, KLAUS MICHAEL VOGEL, JACQUES ELVINGER AND MANOOJ MISTRY AS DIRECTORS | Management | For | For | ||||||||
5 | ELECT BEN O'BRYAN AND PHILIPPE AH-SUN AS DIRECTORS | Management | For | For | ||||||||
6 | RENEW APPOINTMENT OF ERNST YOUNG S.A. AS AUDITOR | Management | For | For | ||||||||
7 | TRANSACT OTHER BUSINESS | Management | Abstain | For | ||||||||
PT INDO TAMBANGRAYA MEGAH TBK, JAKARTA | ||||||||||||
Security | Y71244100 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 31-Mar-2015 | ||||||||||
ISIN | ID1000108509 | Agenda | 705836382 - Management | |||||||||
Record Date | 06-Mar-2015 | Holding Recon Date | 06-Mar-2015 | |||||||||
City / | Country | JAKARTA | / | Indonesia | Vote Deadline Date | 25-Mar-2015 | ||||||
SEDOL(s) | B29SK75 - B2NBLH7 - B62R1H4 - BHZLK84 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | Management | For | For | ||||||||
2 | APPROVAL ON PROFIT UTILIZATION | Management | For | For | ||||||||
3 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | Management | For | For | ||||||||
4 | APPROVAL OF REMUNERATION FOR COMMISSIONER AND DIRECTORS | Management | For | For | ||||||||
5 | APPROVAL OF RESTRUCTURING OF BOARD OF DIRECTOR | Management | For | For | ||||||||
6 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | For | ||||||||
7 | APPROVAL OF UTILIZATION OF FUND RESULTING FROM INITIAL PUBLIC OFFERING | Management | For | For | ||||||||
PT VALE INDONESIA TBK | ||||||||||||
Security | Y7150Y101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 31-Mar-2015 | ||||||||||
ISIN | ID1000109309 | Agenda | 705878455 - Management | |||||||||
Record Date | 06-Mar-2015 | Holding Recon Date | 06-Mar-2015 | |||||||||
City / | Country | JAKARTA | / | Indonesia | Vote Deadline Date | 27-Mar-2015 | ||||||
SEDOL(s) | B0217K9 - B03NQ07 - BHZLJZ4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | REPORT THE BOARD OF DIRECTOR | �� | Management | For | For | |||||||
2 | REPORT THE BOARD OF COMMISSIONERS | Management | For | For | ||||||||
3 | APPROVAL AND RATIFICATION FINANCIAL REPORT FOR BOOK YEAR ENDED 31 DEC 2014 | Management | For | For | ||||||||
4 | DETERMINE UTILIZATION OF COMPANY PROFIT INCLUDING DIVIDE ND DISTRIBUTION FOR BOOK YEAR 2014 | Management | For | For | ||||||||
5 | APPOINTMENT OF BOARD OF DIRECTORS | Management | For | For | ||||||||
6 | APPROVAL TO CHANGE MEMBER OF BOARD OF COMMISSIONERS | Management | For | For | ||||||||
7 | DETERMINE REMUNERATION FOR THE BOARD OF COMMISSIONERS MEMBERS | Management | For | For | ||||||||
8 | AUTHORIZE THE BOARD OF COMMISSIONERS TO DETERMINE SALARY AND REMUNERATION FOR THE BOARD OF DIRECTORS MEMBER | Management | For | For | ||||||||
9 | APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT COMPANY FINANCIAL BOOKS AND FINANCIAL REPORT FOR BOOK YEAR 2015 | Management | For | For | ||||||||
10 | APPROVAL TO CHANGE ARTICLE OF ASSOCIATION | Management | For | For | ||||||||
11 | OTHERS | Management | Abstain | For | ||||||||
L.P.N. DEVELOPMENT PUBLIC COMPANY LTD, BANGKOK | ||||||||||||
Security | Y5347B216 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 02-Apr-2015 | ||||||||||
ISIN | TH0456010Z12 | Agenda | 705823361 - Management | |||||||||
Record Date | 26-Feb-2015 | Holding Recon Date | 26-Feb-2015 | |||||||||
City / | Country | BANGKOK | / | Thailand | Vote Deadline Date | 31-Mar-2015 | ||||||
SEDOL(s) | B00Q643 | Quick Code | �� | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | ||||||||||
1 | ADOPTION OF MINUTES OF ORDINARY SHAREHOLDERS MEETING OF 2014 HELD ON 27TH MARCH 2014 | Management | For | For | ||||||||
2 | ACKNOWLEDGEMENT OF REPORT OF BOARD OF DIRECTORS FOR PERFORMANCE IN THE YEAR 2014 | Management | For | For | ||||||||
3 | APPROVAL OF FINANCIAL STATEMENTS OF 2014, COMPRISING OF BALANCE SHEET, STATEMENTS OF COMPREHENSIVE INCOME, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, AND STATEMENTS OF CASH FLOWS, AS AT 31ST DECEMBER 2014 | Management | For | For | ||||||||
4 | APPROVAL OF ALLOCATION OF PROFIT AND PAYMENT OF DIVIDENDS | Management | For | For | ||||||||
5.1 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR. TAWECHAI CHITASARANACHAI | Management | For | For | ||||||||
5.2 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR. WEERASAK WAHAWISAL | Management | For | For | ||||||||
5.3 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.KHANTACHAI VICHAKKHANA | Management | For | For | ||||||||
5.4 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.PICHET SUPAKIJJANUSAN | Management | For | For | ||||||||
5.5 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.OPAS SRIPAYAK | Management | For | For | ||||||||
6 | CONSIDERATION ON FIXING REMUNERATION FOR BOARD OF DIRECTORS AND SUB-COMMITTEES | Management | For | For | ||||||||
7 | CONSIDERATION ON APPOINTMENT OF AUDITOR AND FIXING AUDITOR'S FEE FOR 2015 | Management | For | For | ||||||||
8 | ANY OTHER BUSINESS (IF ANY) | Management | Abstain | For | ||||||||
PTT PUBLIC COMPANY LIMITED, JATUJAK | ||||||||||||
Security | Y6883U113 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Apr-2015 | ||||||||||
ISIN | TH0646010015 | Agenda | 705836407 - Management | |||||||||
Record Date | 06-Mar-2015 | Holding Recon Date | 06-Mar-2015 | |||||||||
City / | Country | BANGKOK | / | Thailand | Vote Deadline Date | 07-Apr-2015 | ||||||
SEDOL(s) | 6420390 - 7664379 - B1BDGH3 - B1G40G8 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | ||||||||||
1 | TO APPROVE THE 2014 PERFORMANCE STATEMENT AND THE 2014 FINANCIAL STATEMENT, YEAR-END ON DECEMBER 31, 2014 | Management | For | For | ||||||||
2 | TO APPROVE 2014 NET PROFIT ALLOCATION PLAN AND DIVIDEND POLICY | Management | For | For | ||||||||
3.1 | TO ELECT DIRECTOR IN REPLACEMENT: MR. AREEPONG BHOOCHA-OOM | Management | For | For | ||||||||
3.2 | TO ELECT DIRECTOR IN REPLACEMENT: MR. WATCHARAKITI WATCHAROTHAI | Management | For | For | ||||||||
3.3 | TO ELECT DIRECTOR IN REPLACEMENT: MRS. NUNTAWAN SAKUNTANAGA | Management | For | For | ||||||||
3.4 | TO ELECT DIRECTOR IN REPLACEMENT: MR. CHANVIT AMATAMATUCHARTI | Management | For | For | ||||||||
3.5 | TO ELECT DIRECTOR IN REPLACEMENT: MR. PAILIN CHUCHOTTAWORN | Management | For | For | ||||||||
4 | TO APPROVE THE 2015 DIRECTORS' REMUNERATION | Management | For | For | ||||||||
5 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2015 AUDIT FEES | Management | For | For | ||||||||
6 | TO APPROVE THE TRANSFER TO THE BANGCHAK PETROLEUM PUBLIC COMPANY LIMITED OF THE BOARD OF INVESTMENT CERTIFICATE, NO. 2187(2)/2550 ON THE PROMOTION OF ELECTRICITY AND STEAM GENERATION BUSINESS, CATEGORY 7.1: UTILITIES AND INFRASTRUCTURE | Management | For | For | ||||||||
7 | OTHER MATTERS. (IF ANY) | Management | Abstain | For | ||||||||
NAGACORP LTD | ||||||||||||
Security | G6382M109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-Apr-2015 | ||||||||||
ISIN | KYG6382M1096 | Agenda | 705881034 - Management | |||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 10-Apr-2015 | ||||||
SEDOL(s) | B1FSSM3 - B1G4GY8 - B1N6595 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0310/ltn20150310393.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0310/ltn20150310407.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 (THE "YEAR END") | Management | For | For | ||||||||
2 | TO DECLARE THE FINAL DIVIDEND IN RESPECT OF THE YEAR END | Management | For | For | ||||||||
3.i | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. TIMOTHY PATRICK MCNALLY AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
3.ii | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: TAN SRI DATUK SERI PANGLIMA ABDUL KADIR BIN HAJI SHEIKH FADZIR AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
3.iii | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. LIM MUN KEE AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
4 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE YEAR END AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2015 | Management | For | For | ||||||||
5 | TO RE-APPOINT BDO LIMITED AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||
6.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | ||||||||
6.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | For | For | ||||||||
6.C | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NOS. 6(A) AND (B), TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 6(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 6(B) | Management | Against | Against | ||||||||
ELECTRICITY GENERATING PUBLIC CO LTD, BANGKOK | ||||||||||||
Security | Y22834116 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 21-Apr-2015 | ||||||||||
ISIN | TH0465010013 | Agenda | 705844478 - Management | |||||||||
Record Date | 09-Mar-2015 | Holding Recon Date | 09-Mar-2015 | |||||||||
City / | Country | BANGKOK | / | Thailand | Vote Deadline Date | 17-Apr-2015 | ||||||
SEDOL(s) | 5336799 - 6304643 - B3BH561 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE MINUTES OF THE SHAREHOLDERS ANNUAL GENERAL MEETING FOR YEAR 2014 HELD ON APR 23 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND ACKNOWLEDGE COMPANY'S PERFORMANCE FOR YEAR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS AS AT DEC 31 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE APPROPRIATION OF NET PROFIT AND THE PAYMENT OF DIVIDEND | Management | For | For | ||||||||
5 | TO CONSIDER THE APPOINTMENT OF THE AUDITORS AND DETERMINE THE AUDIT FEE | Management | For | For | ||||||||
6.1 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. THAN APICH MULAPRUK | Management | For | For | ||||||||
6.2 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. PONGSTORN KUNANUSORN | Management | For | For | ||||||||
6.3 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. CHOTCHAI CHAROENNGAM | Management | For | For | ||||||||
6.4 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MR. SOMBAT SARNTIJAREE | Management | For | For | ||||||||
6.5 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE RETIRING DIRECTOR: MRS. PUANGTHIP SILPASART | Management | For | For | ||||||||
7 | TO CONSIDER THE DETERMINATION OF THE DIRECTORS REMUNERATION | Management | For | For | ||||||||
8 | TO CONSIDER OTHER MATTERS. IF ANY | Management | Abstain | For | ||||||||
GLOW ENERGY PUBLIC CO LTD, BANGKOK | ||||||||||||
Security | Y27290124 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 24-Apr-2015 | ||||||||||
ISIN | TH0834010017 | Agenda | 705905202 - Management | |||||||||
Record Date | 01-Apr-2015 | Holding Recon Date | 01-Apr-2015 | |||||||||
City / | Country | BANGKOK | / | Thailand | Vote Deadline Date | 22-Apr-2015 | ||||||
SEDOL(s) | B074GX9 - B076NH8 - B0HFBQ0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE MINUTES OF 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 21 APRIL 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE FISCAL YEAR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE ALLOCATION OF PROFITS DERIVED FROM OPERATIONAL RESULTS FOR THE YEAR 2014, LEGAL RESERVE AND DIVIDEND PAYMENT | Management | For | For | ||||||||
5.1 | TO CONSIDER AND ELECT MRS. SUPAPUN RUTTANAPORN AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
5.2 | TO CONSIDER AND ELECT MR. BRENDAN G.H. WAUTERS AS DIRECTOR | Management | For | For | ||||||||
5.3 | TO CONSIDER AND ELECT MR. MARC J.Z.M.G. VERSTRAETE AS DIRECTOR | Management | For | For | ||||||||
5.4 | TO CONSIDER AND ELECT MRS. CSILLA KOHALMI-MONFILS AS DIRECTOR | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE REMUNERATION AND MEETING ALLOWANCE FOR THE BOARD OF DIRECTORS AND AUDIT COMMITTEE FOR THE YEAR 2015 | Management | For | For | ||||||||
7 | TO CONSIDER AND APPROVE APPOINTMENT OF THE AUDITOR FOR THE FISCAL YEAR ENDING 31 DECEMBER 2015 AND TO FIX REMUNERATION | Management | For | For | ||||||||
8 | TO CONSIDER AND APPROVE ISSUANCE OF DEBENTURES FOR UP TO THB 15,000 MILLION EQUIVALENT | Management | For | For | ||||||||
9 | TO CONSIDER OTHER BUSINESS (IF ANY) | Management | Abstain | For | ||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security | Y1495M112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Apr-2015 | ||||||||||
ISIN | CNE100000HF9 | Agenda | 705887288 - Management | |||||||||
Record Date | 27-Mar-2015 | Holding Recon Date | 27-Mar-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 21-Apr-2015 | ||||||
SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BP3RSF3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0311/LTN20150311646.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0311/LTN20150311638.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE SUPERVISORY BOARD OF THE COMPANY | Management | For | For | ||||||||
JASMINE INTERNATIONAL PUBLIC CO LTD, NONTHABURI | ||||||||||||
Security | Y44202268 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2015 | ||||||||||
ISIN | TH0418E10Z13 | Agenda | 705904591 - Management | |||||||||
Record Date | 02-Apr-2015 | Holding Recon Date | 02-Apr-2015 | |||||||||
City / | Country | NONTHAB URI | / | Thailand | Vote Deadline Date | 23-Apr-2015 | ||||||
SEDOL(s) | 6729150 - B128224 - B8H7JY6 - B944Z16 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO CONSIDER AND APPROVE THE ISSUANCE AND THE ALLOCATION OF THE WARRANTS TO PURCHASE THE NEWLY ISSUED SHARES OF THE COMPANY TO THE EXISTING SHAREHOLDERS OF THE COMPANY JAS W3 | Management | Against | Against | ||||||||
2 | TO CONSIDER AND APPROVE THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY TO ACCOMMODATE THE EXERCISE OF THE HOLDERS OF THE JAS W3 WARRANTS AND THE AMENDMENT OF CLAUSE 4 OF THE COMPANY'S MEMORANDUM OF ASSOCIATION IN ORDER TO BE CONSISTENT WITH THE CAPITAL INCREASE | Management | Against | Against | ||||||||
3 | TO CONSIDER AND APPROVE THE ALLOCATION OF THE NEWLY ISSUED SHARES | Management | Against | Against | ||||||||
4 | TO CONSIDER OTHER MATTERS IF ANY | Management | Abstain | For | ||||||||
CMMT | 31 MAR 2015: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANG-E THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGEND-A AS ABSTAIN. | Non-Voting | ||||||||||
CMMT | 31 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL- COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
JASMINE INTERNATIONAL PUBLIC CO LTD, NONTHABURI | ||||||||||||
Security | Y44202268 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2015 | ||||||||||
ISIN | TH0418E10Z13 | Agenda | 705946133 - Management | |||||||||
Record Date | 13-Mar-2015 | Holding Recon Date | 13-Mar-2015 | |||||||||
City / | Country | NONTHAB URI | / | Thailand | Vote Deadline Date | 23-Apr-2015 | ||||||
SEDOL(s) | 6729150 - B128224 - B8H7JY6 - B944Z16 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 433113 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | Non-Voting | ||||||||||
1 | TO CONSIDER CERTIFYING THE MINUTES OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS NO.1/2014, HELD ON 27 OCTOBER 2014 | Management | For | For | ||||||||
2 | TO ACKNOWLEDGE THE BOARD OF DIRECTORS ANNUAL REPORT ON THE COMPANY'S OPERATION-RESULT FOR THE YEAR 2014 | Non-Voting | ||||||||||
3 | TO CONSIDER APPROVING THE COMPANY'S FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
4 | TO CONSIDER THE ALLOCATION OF NET PROFIT AS LEGAL RESERVE AND THE DIVIDEND FOR THE YEAR 2014 | Management | For | For | ||||||||
5 | TO CONSIDER AN APPOINTMENT OF AUDITOR AND TO FIX AUDIT FEE FOR THE YEAR 2015 | Management | For | For | ||||||||
6.A1 | TO APPROVE THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. YODHIN ANAVIL | Management | For | For | ||||||||
6.A2 | TO APPROVE THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MRS. CHANTRA PURNARIKSHA | Management | For | For | ||||||||
6.A3 | TO APPROVE THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. PETE BODHARAMIK | Management | For | For | ||||||||
6.A4 | TO APPROVE THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. SORAJ ASAVAPRAPHA | Management | For | For | ||||||||
6.B | TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||
7 | TO CONSIDER OTHER ISSUES (IF ANY) | Management | Abstain | For | ||||||||
DIGI.COM BHD | ||||||||||||
Security | Y2070F100 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 07-May-2015 | ||||||||||
ISIN | MYL6947OO005 | Agenda | 706007146 - Management | |||||||||
Record Date | 24-Apr-2015 | Holding Recon Date | 24-Apr-2015 | |||||||||
City / | Country | SELANGO R DARUL EHSAN | / | Malaysia | Vote Deadline Date | 29-Apr-2015 | ||||||
SEDOL(s) | 6086242 - B02PGM6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO RE-ELECT MR HAKON BRUASET KJOL, THE DIRECTOR OF THE COMPANY WHO IS RETIRING PURSUANT TO ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
2 | TO APPROVE THE PAYMENT OF DIRECTORS' ALLOWANCES OF RM624,244.07 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
3 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
4 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR ("PROPOSED SHAREHOLDERS' MANDATE") | Management | For | For | ||||||||
TENCENT HOLDINGS LTD, GEORGE TOWN | ||||||||||||
Security | G87572163 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 13-May-2015 | ||||||||||
ISIN | KYG875721634 | Agenda | 705938225 - Management | |||||||||
Record Date | 08-May-2015 | Holding Recon Date | 08-May-2015 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2015 | ||||||
SEDOL(s) | BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0330/LTN201503301236.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0330/LTN201503301228.PDF | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
3.i.a | TO RE-ELECT Mr LI DONG SHENG AS DIRECTOR | Management | For | For | ||||||||
3.i.b | TO RE-ELECT Mr IAIN FERGUSON BRUCE AS DIRECTOR | Management | For | For | ||||||||
3.ii | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||
4 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | Management | Against | Against | ||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | Management | For | For | ||||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | Management | Against | Against | ||||||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security | Y7741B107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-May-2015 | ||||||||||
ISIN | CNE100000478 | Agenda | 705915102 - Management | |||||||||
Record Date | 14-Apr-2015 | Holding Recon Date | 14-Apr-2015 | |||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 11-May-2015 | ||||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BP3RXD6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | 25 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF VOTING OPT-IONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0324/LTN20150324591.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0324/LTN20150324516.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2014 (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | For | ||||||||
5 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2015 | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE THAT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP BE RE-APPOINTED AS THE AUDITORS OF THE COMPANY FOR THE YEAR 2015 | Management | For | For | ||||||||
7.01 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): ISSUE SIZE AND METHOD | Management | For | For | ||||||||
7.02 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): TYPE OF THE DEBENTURES | Management | For | For | ||||||||
7.03 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): MATURITY OF THE DEBENTURES | Management | For | For | ||||||||
7.04 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | Management | For | For | ||||||||
7.05 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): INTEREST RATE | Management | For | For | ||||||||
7.06 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): USE OF PROCEEDS | Management | For | For | ||||||||
7.07 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): LISTING | Management | For | For | ||||||||
7.08 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): GUARANTEE | Management | For | For | ||||||||
7.09 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): VALIDITY OF THE RESOLUTION | Management | For | For | ||||||||
7.10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): AUTHORISATION ARRANGEMENT | Management | For | For | ||||||||
CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | ||||||||||||
Security | G2157Q102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-May-2015 | ||||||||||
ISIN | KYG2157Q1029 | Agenda | 706004796 - Management | |||||||||
Record Date | 11-May-2015 | Holding Recon Date | 11-May-2015 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 12-May-2015 | ||||||
SEDOL(s) | BCDBKF8 - BCDNX11 - BCDNYZ2 - BP3RS64 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0413/LTN20150413317.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0413/LTN20150413251.pdf | Non-Voting | ||||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
3.A | TO RE-ELECT MR. HUANG GUIRONG AS DIRECTOR | Management | For | For | ||||||||
3.B | TO RE-ELECT MR. LUO JIANFENG AS DIRECTOR | Management | For | For | ||||||||
3.C | TO RE-ELECT MR. LIN DEWEI AS DIRECTOR | Management | For | For | ||||||||
3.D | TO RE-ELECT DR. BAI CHONGEN AS DIRECTOR | Management | For | For | ||||||||
3.E | TO RE-ELECT MR. CHEUNG MAN YU AS DIRECTOR | Management | For | For | ||||||||
3.F | TO RE-ELECT MS. LAN FANG AS DIRECTOR | Management | For | For | ||||||||
3.G | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||
4 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | ||||||||
5.A | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR | Management | Against | Against | ||||||||
SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE CONTD | ||||||||||||
CONT | CONTD NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR-UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE)-BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE- THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE-EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS-ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES;-(III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR-ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE-PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR-SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE- WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF-CONTD | Non-Voting | ||||||||||
CONT | CONTD ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE-NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF-PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED-ACCORDINGLY; 2 (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A),-(B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO-IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO-THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND-(E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD- FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I)- THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE-EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE-COMPANY IS CONTD | Non-Voting | ||||||||||
CONT | CONTD REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE-HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS- RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN-GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES-PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO-HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE-IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT-TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY- OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY-RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY-RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY CONTD | Non-Voting | ||||||||||
CONT | CONTD OUTSIDE HONG KONG) | Non-Voting | ||||||||||
5.B | THAT:(A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE CONTD | Management | For | For | ||||||||
CONT | CONTD AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS-AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE-LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A)-AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN-PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE-DIRECTORS AND WHICH ARE STILL | Non-Voting | ||||||||||
IN EFFECT BE AND ARE HEREBY REVOKED; AND (D)-FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM-THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE-CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE-EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE-COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO-BE HELD CONTD | ||||||||||||
CONT | CONTD ; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER-THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN-GENERAL MEETING | Non-Voting | ||||||||||
5.C | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Abstain | Against | ||||||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | ||||||||||||
Security | G2953R114 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 18-May-2015 | ||||||||||
ISIN | KYG2953R1149 | Agenda | 706021134 - Management | |||||||||
Record Date | 13-May-2015 | Holding Recon Date | 13-May-2015 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 13-May-2015 | ||||||
SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BP3RR45 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0415/LTN20150415736.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0415/LTN20150415777.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2014 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK0.71 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2014 | Management | For | For | ||||||||
3.a | TO RE-ELECT MR. BENJAMIN ZHENGMIN PAN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||
3.b | TO RE-ELECT MR. KOH BOON HWEE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
3.c | TO RE-ELECT MS. CHANG CARMEN I-HUA AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
3.d | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDED 31ST DECEMBER, 2015 | Management | For | For | ||||||||
4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | For | ||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | For | ||||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | Against | Against | ||||||||
CNOOC LTD, HONG KONG | ||||||||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 21-May-2015 | ||||||||||
ISIN | HK0883013259 | Agenda | 705997572 - Management | |||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 18-May-2015 | ||||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 - BP3RPR4 - BRTM823 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0409/LTN20150409027.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0409/LTN20150409033.pdf | Non-Voting | ||||||||||
A.1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
A.2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
A.3 | TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | ||||||||||
A.4 | TO RE-ELECT MR. YANG HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | ||||||||||
A.5 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | ||||||||||
A.6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | Management | ||||||||||
A.7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | ||||||||||
B.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | ||||||||||
B.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | ||||||||||
B.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | ||||||||||
LI & FUNG LTD | ||||||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 21-May-2015 | ||||||||||
ISIN | BMG5485F1692 | Agenda | 706045437 - Management | |||||||||
Record Date | 20-May-2015 | Holding Recon Date | 20-May-2015 | |||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 18-May-2015 | ||||||
SEDOL(s) | 4458252 - 6286257 - BP3RW62 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420513.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420493.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 21 HK CENTS PER SHARE AND A SPECIAL DIVIDEND OF 7 HK CENTS PER SHARE | Management | For | For | ||||||||
3.A | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | Management | For | For | ||||||||
3.B | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | Management | For | For | ||||||||
3.C | TO RE-ELECT MR MARTIN TANG YUE NIEN AS DIRECTOR | Management | For | For | ||||||||
3.D | TO RE-ELECT MR MARC ROBERT COMPAGNON | Management | For | For | ||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | For | For | ||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | Management | For | For | ||||||||
7 | TO ADOPT SHARE AWARD SCHEME AND TO GIVE THE DIRECTORS THE SCHEME MANDATE TO ISSUE NEW SHARES UP TO 3% | Management | For | For | ||||||||
UMW HOLDINGS BHD, SHAH ALAM | ||||||||||||
Security | Y90510101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-May-2015 | ||||||||||
ISIN | MYL4588OO009 | Agenda | 706122366 - Management | |||||||||
Record Date | 21-May-2015 | Holding Recon Date | 21-May-2015 | |||||||||
City / | Country | SELANGO R DARUL EHSAN | / | Malaysia | Vote Deadline Date | 21-May-2015 | ||||||
SEDOL(s) | 6910824 - 6916695 - B02HMY6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE RETIRING PURSUANT TO ARTICLE 123 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATUK DR. NIK NORZRUL THANI BIN N.HASSAN THANI | Management | For | For | ||||||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE RETIRING PURSUANT TO ARTICLE 123 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATO' SIOW KIM LUN @ SIOW KIM LIN | Management | For | For | ||||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE RETIRING PURSUANT TO ARTICLE 123 OF THE COMPANY'S ARTICLES OF ASSOCIATION: KHALID BIN SUFAT | Management | For | For | ||||||||
4 | TO APPROVE THE FOLLOWING DIRECTORS' FEES: PAYMENT OF DIRECTORS' FEES AMOUNTING TO RM1,000,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
5 | TO APPROVE THE FOLLOWING DIRECTORS' FEES: INCREASE IN DIRECTORS' FEES TO RM1,350,000 IN RESPECT OF THE FINANCIAL YEAR ENDING 31 DECEMBER 2015, TO BE PAID IN A MANNER TO BE DETERMINED BY THE BOARD | Management | For | For | ||||||||
6 | TO RE-APPOINT MESSRS. ERNST & YOUNG, AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
7 | RE-APPOINTMENT OF TAN SRI ASMAT BIN KAMALUDIN AS DIRECTOR OF THE COMPANY IN ACCORDANCE WITH SECTION 129(6) OF THE COMPANIES ACT, 1965 | Management | For | For | ||||||||
8 | RENEWAL OF SHAREHOLDERS' MANDATE FOR EXISTING RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE ("PROPOSED SHAREHOLDERS' MANDATE") | Management | For | For | ||||||||
ANHUI CONCH CEMENT CO LTD, WUHU | ||||||||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 02-Jun-2015 | ||||||||||
ISIN | CNE1000001W2 | Agenda | 706031262 - Management | |||||||||
Record Date | 30-Apr-2015 | Holding Recon Date | 30-Apr-2015 | |||||||||
City / | Country | WUHU CITY | / | China | Vote Deadline Date | 27-May-2015 | ||||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BP3RR90 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0415/LTN20150415867.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0415/LTN20150415956.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||
1 | TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AND KPMG CERTIFIED PUBLIC ACCOUNTANTS AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | ||||||||||
5 | TO APPROVE THE COMPANY'S 2014 PROFIT APPROPRIATION PROPOSAL | Management | ||||||||||
6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF TWO MAJORITY-OWNED SUBSIDIARIES AND THREE INVESTED COMPANIES | Management | ||||||||||
7 | TO APPROVE THE APPOINTMENT OF MR.QI SHENGLI AS A SUPERVISOR OF THE COMPANY ("SUPERVISOR") FOR THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE | Management | ||||||||||
8 | TO APPROVE THE APPOINTMENT MR.WANG PENGFEI AS A SUPERVISOR FOR THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE | Management | ||||||||||
9 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 16 | Management | ||||||||||
10 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES | Management | ||||||||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ||||||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Jun-2015 | ||||||||||
ISIN | TW0002330008 | Agenda | 706163209 - Management | |||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||
City / | Country | HSINCHU | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2015 | ||||||
SEDOL(s) | 6889106 - B16TKV8 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||||
1 | 2014 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | ||||||||||
2 | 2014 PROFIT DISTRIBUTION. CASH DIVIDEND: TWD 4.5 PER SHARE | Management | ||||||||||
3.1 | THE ELECTION OF THE DIRECTOR: MORRIS CHANG, SHAREHOLDER NO. 4515 | Management | ||||||||||
3.2 | THE ELECTION OF THE DIRECTOR: F.C. TSENG, SHAREHOLDER NO. 104 | Management | ||||||||||
3.3 | THE ELECTION OF THE DIRECTOR: NATIONAL DEVELOPMENT FUND EXECUTIVE YUAN, SHAREHOLDER NO. 1, JOHNSEE LEE AS REPRESENTATIVE | Management | ||||||||||
3.4 | THE ELECTION OF THE INDEPENDENT DIRECTOR: SIR PETER LEAHY BONFIELD, SHAREHOLDER NO. 504512XXX | Management | ||||||||||
3.5 | THE ELECTION OF THE INDEPENDENT DIRECTOR: STAN SHIH, SHAREHOLDER NO. 534770 | Management | ||||||||||
3.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR: THOMAS J. ENGIBOUS, SHAREHOLDER NO. 515274XXX | Management | ||||||||||
3.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR: KOK CHOO CHEN, SHAREHOLDER NO. A210358XXX | Management | ||||||||||
3.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR: MICHAEL R. SPLINTER, SHAREHOLDER NO. 488601XXX | Management | ||||||||||
CATCHER TECHNOLOGY CO LTD | ||||||||||||
Security | Y1148A101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Jun-2015 | ||||||||||
ISIN | TW0002474004 | Agenda | 706163297 - Management | |||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||
City / | Country | TAINAN | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2015 | ||||||
SEDOL(s) | 6186669 - B02W2D0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||||
1 | TO ACCEPT 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | ||||||||||
2 | TO ACCEPT THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS(PROPOSED CASH DIVIDEND: TWD 6 PER SHARE) | Management | ||||||||||
3 | TO APPROVE THE ISSUANCE OF NEW COMMON SHARES FOR CASH AND/OR ISSUANCE OF GDR | Management | ||||||||||
4 | TO AMEND THE COMPANY'S RULES AND PROCEDURES OF SHAREHOLDERS' MEETING | Management | ||||||||||
LARGAN PRECISION CO LTD | ||||||||||||
Security | Y52144105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 10-Jun-2015 | ||||||||||
ISIN | TW0003008009 | Agenda | 706172753 - Management | |||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | |||||||||
City / | Country | TAICHUN G | / | Taiwan, Province of China | Vote Deadline Date | 04-Jun-2015 | ||||||
SEDOL(s) | 6451668 - B06P815 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||||
1 | TO RECOGNIZE THE 2014 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | ||||||||||
2 | TO RECOGNIZE THE 2014 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 51 PER SHARE | Management | ||||||||||
3 | TO RECOGNIZE THE REVISION TO THE ARTICLES OF INCORPORATION | Management | ||||||||||
4 | TO DISCUSS THE REVISION TO THE PROCEDURES OF DIRECTORS AND SUPERVISOR ELECTION | Management | ||||||||||
5 | EXTRAORDINARY MOTIONS | Management | ||||||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security | Y1397N101 | Meeting Type | Class Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Agenda | 706100055 - Management | |||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 10-Jun-2015 | ||||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 - BP3RRZ6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429933.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429959.pdf | Non-Voting | ||||||||||
1.1 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | Management | For | For | ||||||||
1.2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | Management | For | For | ||||||||
1.3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MATURITY DATE | Management | For | For | ||||||||
1.4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | Management | For | For | ||||||||
1.5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | Management | For | For | ||||||||
1.6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | Management | For | For | ||||||||
1.7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | Management | For | For | ||||||||
1.8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | Management | For | For | ||||||||
1.9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | Management | For | For | ||||||||
1.10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | Management | For | For | ||||||||
1.11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RATING | Management | For | For | ||||||||
1.12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: SECURITY | Management | For | For | ||||||||
1.13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING OR TRANSFER RESTRICTION | Management | For | For | ||||||||
1.14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING ARRANGEMENT | Management | For | For | ||||||||
1.15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
1.16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | Management | For | For | ||||||||
1.17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | Management | For | For | ||||||||
1.18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | Management | For | For | ||||||||
2.1 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | Management | For | For | ||||||||
2.2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | Management | For | For | ||||||||
2.3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MATURITY DATE | Management | For | For | ||||||||
2.4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | Management | For | For | ||||||||
2.5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | Management | For | For | ||||||||
2.6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | Management | For | For | ||||||||
2.7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | Management | For | For | ||||||||
2.8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | Management | For | For | ||||||||
2.9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | Management | For | For | ||||||||
2.10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | Management | For | For | ||||||||
2.11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RATING | Management | For | For | ||||||||
2.12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: SECURITY | Management | For | For | ||||||||
2.13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: LOCK-UP PERIOD | Management | For | For | ||||||||
2.14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
2.15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TRADING/LISTING ARRANGEMENT | Management | For | For | ||||||||
2.16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | Management | For | For | ||||||||
2.17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | Management | For | For | ||||||||
2.18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | Management | For | For | ||||||||
CMMT | 06 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECO-RD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Agenda | 706165556 - Management | |||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||
City / | Country | HONG KONG | / | China | Vote Deadline Date | 10-Jun-2015 | ||||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 - BP3RRZ6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 450563 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0514/ltn-20150514691.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0514/ltn-20150514660.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0429/ltn-20150429953.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0429-/ltn20150429923.pdf | Non-Voting | ||||||||||
1 | 2014 REPORT OF BOARD OF DIRECTORS | Management | For | For | ||||||||
2 | 2014 REPORT OF BOARD OF SUPERVISORS | Management | For | For | ||||||||
3 | 2014 FINAL FINANCIAL ACCOUNTS | Management | For | For | ||||||||
4 | 2014 PROFIT DISTRIBUTION PLAN | Management | For | For | ||||||||
5 | BUDGET OF 2015 FIXED ASSETS INVESTMENT | Management | For | For | ||||||||
6 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2013 | Management | For | For | ||||||||
7 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2013 | Management | For | For | ||||||||
8 | RE-ELECTION OF MR. WANG HONGZHANG AS AN EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
9 | ELECTION OF MR. PANG XIUSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
10 | ELECTION OF MR. ZHANG GENGSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
11 | ELECTION OF MR. LI JUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
12 | ELECTION OF MS. HAO AIQUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
13 | CONTINUATION OF MS. ELAINE LA ROCHE AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
14 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2015 | Management | For | For | ||||||||
15 | IMPACT ON DILUTION OF CURRENT RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES | Management | For | For | ||||||||
16 | SHAREHOLDER RETURN PLAN FOR 2015 TO 2017 | Management | For | For | ||||||||
17 | CAPITAL PLAN FOR 2015 TO 2017 | Management | For | For | ||||||||
18 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
19.1 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | Management | For | For | ||||||||
19.2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | Management | For | For | ||||||||
19.3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MATURITY DATE | Management | For | For | ||||||||
19.4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: USE OF PROCEEDS | Management | For | For | ||||||||
19.5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | Management | For | For | ||||||||
19.6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | Management | For | For | ||||||||
19.7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MANDATORY CONVERSION | Management | For | For | ||||||||
19.8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: CONDITIONAL REDEMPTION | Management | For | For | ||||||||
19.9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: VOTING RIGHTS RESTRICTIONS AND RESTORATION | Management | For | For | ||||||||
19.10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | Management | For | For | ||||||||
19.11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RATING | Management | For | For | ||||||||
19.12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: SECURITY | Management | For | For | ||||||||
19.13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING OR TRANSFER RESTRICTION | Management | For | For | ||||||||
19.14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING ARRANGEMENTS | Management | For | For | ||||||||
19.15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
19.16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | Management | For | For | ||||||||
19.17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | Management | For | For | ||||||||
19.18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | Management | For | For | ||||||||
20.1 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | Management | For | For | ||||||||
20.2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | Management | For | For | ||||||||
20.3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MATURITY DATE | Management | For | For | ||||||||
20.4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: USE OF PROCEEDS | Management | For | For | ||||||||
20.5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | Management | For | For | ||||||||
20.6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | Management | For | For | ||||||||
20.7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MANDATORY CONVERSION | Management | For | For | ||||||||
20.8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: CONDITIONAL REDEMPTION | Management | For | For | ||||||||
20.9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: VOTING RIGHT RESTRICTIONS AND RESTORATION | Management | For | For | ||||||||
20.10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | Management | For | For | ||||||||
20.11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RATING | Management | For | For | ||||||||
20.12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: SECURITY | Management | For | For | ||||||||
20.13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: LOCK- UP PERIOD | Management | For | For | ||||||||
20.14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | Management | For | For | ||||||||
20.15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TRADING/LISTING ARRANGEMENT | Management | For | For | ||||||||
20.16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | Management | For | For | ||||||||
20.17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | Management | For | For | ||||||||
20.18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | Management | For | For | ||||||||
21 | ELECTION OF MR. WANG ZUJI AS AN EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | ||||||||
SHIN ZU SHING CO LTD | ||||||||||||
Security | Y7755T101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 15-Jun-2015 | ||||||||||
ISIN | TW0003376000 | Agenda | 706188035 - Management | |||||||||
Record Date | 16-Apr-2015 | Holding Recon Date | 16-Apr-2015 | |||||||||
City / | Country | NEW TAIPEI | / | Taiwan, Province of China | Vote Deadline Date | 09-Jun-2015 | ||||||
SEDOL(s) | B02GHN7 - B125PG0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||||
1 | 2014 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | ||||||||||
2 | 2014 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2.2 PER SHARE | Management | ||||||||||
3 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT: TWD 1.8 PER SHARE | Management | ||||||||||
4 | EXTEMPORARY MOTIONS | Management | ||||||||||
GALAXY ENTERTAINMENT GROUP LTD | ||||||||||||
Security | Y2679D118 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-Jun-2015 | ||||||||||
ISIN | HK0027032686 | Agenda | 706045386 - Management | |||||||||
Record Date | 11-Jun-2015 | Holding Recon Date | 11-Jun-2015 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 11-Jun-2015 | ||||||
SEDOL(s) | 6465874 - B067CZ3 - B1HHLC9 - BP3RQ04 - BRTM812 - BSJC6C6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420375.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420361.PDF | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
2.1 | TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A DIRECTOR | Management | For | For | ||||||||
2.2 | TO RE-ELECT MR. ANTHONY THOMAS CHRISTOPHER CARTER AS A DIRECTOR | Management | For | For | ||||||||
2.3 | TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A DIRECTOR | Management | For | For | ||||||||
2.4 | TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||
3 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
4.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||
4.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | Against | Against | ||||||||
4.3 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | Management | Against | Against | ||||||||
NOVATEK MICROELECTRONICS CORP, HSINCHU | ||||||||||||
Security | Y64153102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-Jun-2015 | ||||||||||
ISIN | TW0003034005 | Agenda | 706191816 - Management | |||||||||
Record Date | 17-Apr-2015 | Holding Recon Date | 17-Apr-2015 | |||||||||
City / | Country | HSINCHU | / | Taiwan, Province of China | Vote Deadline Date | 08-Jun-2015 | ||||||
SEDOL(s) | 6346333 - B06P893 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | Non-Voting | ||||||||||
1 | THE APPROVE 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | Management | For | For | ||||||||
3.1 | THE ELECTION OF THE DIRECTOR: HE TAI SHUN, SHAREHOLDER NO. 6 | Management | For | For | ||||||||
3.2 | THE ELECTION OF THE DIRECTOR: UNITED MICRO ELECTRONICS CO., LTD. SHAREHOLDER NO. 1 | Management | For | For | ||||||||
3.3 | THE ELECTION OF THE DIRECTOR: WANG SHOU REN,SHAREHOLDER NO. 8136 | Management | For | For | ||||||||
3.4 | THE ELECTION OF THE DIRECTOR: WU GUANG YI,SHAREHOLDER NO. D101448XXX | Management | For | For | ||||||||
3.5 | THE ELECTION OF THE INDEPENDENT DIRECTOR: KE CHENG EN,SHAREHOLDER NO. U100056XXX | Management | For | For | ||||||||
3.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR: FANG GUO JIAN, SHAREHOLDER NO. B100608XXX | Management | For | For | ||||||||
3.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR: CAI SHI J IE,SHAREHOLDER NO. J100670XXX | Management | For | For | ||||||||
4 | TO RELEASE THE NEWLY ELECTED DIRECTORS FROM NON-COMPETITION RESTRICTIONS | Management | For | For | ||||||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security | Y1495M112 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 18-Jun-2015 | ||||||||||
ISIN | CNE100000HF9 | Agenda | 706099024 - Management | |||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 12-Jun-2015 | ||||||
SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BP3RSF3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429759.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429811.pdf | Non-Voting | ||||||||||
O.1 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2014 OF THE COMPANY | Management | For | For | ||||||||
O.2 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2014 OF THE COMPANY | Management | For | For | ||||||||
O.3 | TO CONSIDER AND APPROVE THE APPROPRIATION TO STATUTORY SURPLUS RESERVE OF THE COMPANY | Management | For | For | ||||||||
O.4 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2014 OF THE COMPANY | Management | For | For | ||||||||
O.5 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2015 OF THE COMPANY | Management | For | For | ||||||||
O.6 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2014 OF THE COMPANY | Management | For | For | ||||||||
O.7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2014 OF THE COMPANY | Management | For | For | ||||||||
O.8 | TO CONSIDER AND APPROVE THE APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2015 | Management | For | For | ||||||||
S.1 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD | Management | Against | Against | ||||||||
S.2 | TO CONSIDER AND APPROVE THE CHANGES TO THE ISSUANCE PLAN OF FINANCIAL BONDS FOR 2015-2016 | Management | For | For | ||||||||
CMMT | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 19 MAY 2015 TO 18 MAY 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting | ||||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Agenda | 706098882 - Management | |||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||
City / | Country | SHENZEN | / | China | Vote Deadline Date | 15-Jun-2015 | ||||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BP3RSD1 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/0429/LTN20150429550.P DF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/0429/LTN20150429491.P DF | Non-Voting | ||||||||||
1 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
3 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | For | For | ||||||||
4 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
5 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2014 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | For | For | ||||||||
6 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2015 | Management | For | For | ||||||||
7 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2014 | Management | For | For | ||||||||
8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2014 | Management | For | For | ||||||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2014 | Management | For | For | ||||||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2014 | Management | For | For | ||||||||
11 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2014 | Management | For | For | ||||||||
12 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD FOR THE ISSUANCE OF FINANCIAL BONDS | Management | For | For | ||||||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD | Management | Against | Against | ||||||||
14 | CONSIDER AND APPROVE THE RESOLUTION REGARDING CHINA MERCHANTS BANK CO., LTD.'S COMPLIANCE WITH THE CONDITIONS FOR THE PRIVATE PLACEMENT OF A SHARES TO DESIGNATED PLACEES | Management | For | For | ||||||||
15.1 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | Management | For | For | ||||||||
15.2 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: METHOD AND TIME OF THE ISSUE | Management | For | For | ||||||||
15.3 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | Management | For | For | ||||||||
15.4 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ISSUE PRICE AND THE BASIS FOR PRICING | Management | For | For | ||||||||
15.5 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | Management | For | For | ||||||||
15.6 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: LOCK-UP PERIOD | Management | For | For | ||||||||
15.7 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: PLACE OF LISTING | Management | For | For | ||||||||
15.8 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: USE OF THE PROCEEDS RAISED | Management | For | For | ||||||||
15.9 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | Management | For | For | ||||||||
15.10 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | Management | For | For | ||||||||
16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (DRAFT) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | Management | For | For | ||||||||
17 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | Management | For | For | ||||||||
18 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONNECTED TRANSACTION RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | Management | For | For | ||||||||
19 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | Management | For | For | ||||||||
20 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REPORT OF USE OF PROCEEDS RAISED BY CHINA MERCHANTS BANK CO., LTD. FROM ITS PREVIOUS FUNDRAISING ACTIVITY | Management | For | For | ||||||||
21 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | Management | For | For | ||||||||
22 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE TERMINATION BY CHINA MERCHANTS BANK CO., LTD. OF ITS H SHARE APPRECIATION RIGHTS SCHEME | Management | For | For | ||||||||
23 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT ON PRIVATE PLACEMENT ENTERED INTO BETWEEN THE COMPANY AND THE PLACEES RELATING TO THE PRIVATE PLACEMENT | Management | For | For | ||||||||
24 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS SHAREHOLDERS' RETURN PLAN FOR 2015 TO 2017 | Management | For | For | ||||||||
25 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS CAPITAL MANAGEMENT PLAN FOR 2015 TO 2017 | Management | For | For | ||||||||
26 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ANALYSIS ON THE DILUTION OF CURRENT RETURNS CAUSED BY THE PRIVATE PLACEMENT OF A SHARES AND ITS REMEDIAL MEASURES | Management | For | For | ||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security | Y14896115 | Meeting Type | Class Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Agenda | 706105081 - Management | |||||||||
Record Date | 18-May-2015 | Holding Recon Date | 18-May-2015 | |||||||||
City / | Country | SHENZHE N | / | China | Vote Deadline Date | 15-Jun-2015 | ||||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BP3RSD1 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429491.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0429/LTN20150429594.pdf | Non-Voting | ||||||||||
1.1 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | Management | For | For | ||||||||
1.2 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: METHOD AND TIME OF THE ISSUE | Management | For | For | ||||||||
1.3 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | Management | For | For | ||||||||
1.4 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ISSUE PRICE AND THE BASIS FOR PRICING | Management | For | For | ||||||||
1.5 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | Management | For | For | ||||||||
1.6 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: LOCK-UP PERIOD | Management | For | For | ||||||||
1.7 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: PLACE OF LISTING | Management | For | For | ||||||||
1.8 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: USE OF THE PROCEEDS RAISED | Management | For | For | ||||||||
1.9 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | Management | For | For | ||||||||
1.10 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | Management | For | For | ||||||||
2 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | Management | For | For | ||||||||
3 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | Management | For | For | ||||||||
CMMT | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
DONGFENG MOTOR GROUP COMPANY LTD | ||||||||||||
Security | Y21042109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-Jun-2015 | ||||||||||
ISIN | CNE100000312 | Agenda | 706235973 - Management | |||||||||
Record Date | 19-May-2015 | Holding Recon Date | 19-May-2015 | |||||||||
City / | Country | HUBEI | / | China | Vote Deadline Date | 12-Jun-2015 | ||||||
SEDOL(s) | B0PH5N3 - B0TBB66 - B0XZY65 - BP3RTP0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 482055 DUE TO RECEIPT OF-ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DIS-REGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K-/2015/0429/LTN20150429667.pdf AND http://www.hkexnews.hk/listedco/listconews/S- EHK/2015/0506/LTN201505061309.pdf AND http://www.hkexnews.hk/listedco/listco- news/SEHK/2015/0602/LTN201506021717.pdf AND http://www.hkexnews.hk/listedco/li- stconews/SEHK/2015/0602/LTN201506021739.p df | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE INTERNATIONAL AUDITORS AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 AND TO AUTHORIZE THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR 2014 | Management | For | For | ||||||||
5 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2015 IN ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO, DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2015) | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE THE REAPPOINTMENTS OF PRICEWATERHOUSE COOPERS AS THE INTERNATIONAL AUDITORS OF THE COMPANY, AND PRICEWATERHOUSE COOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITORS OF THE COMPANY FOR THE YEAR 2015 TO HOLD OFFICE UNTIL THE CONCLUSION OF ANNUAL GENERAL MEETING FOR THE YEAR 2015, AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
7 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | Management | For | For | ||||||||
8 | TO CONSIDER AND APPROVE THE REMOVAL OF REN YONG AS A SUPERVISOR | Management | For | For | ||||||||
9 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE | Management | Against | Against | ||||||||
10 | TO CONSIDER AND APPROVE THE REMOVAL OF XU PING AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
11 | TO ELECT ZHU YANFENG AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
12 | TO CONSIDER AND APPROVE THE RESIGNATION OF ZHOU QIANG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
13 | TO CONSIDER AND APPROVE THE RESIGNATION OF FENG GUO AS AN INDEPENDENT SUPERVISOR | Management | For | For | ||||||||
SOHU.COM INC. | ||||||||||||
Security | 83408W103 | Meeting Type | Annual | |||||||||
Ticker Symbol | SOHU | Meeting Date | 19-Jun-2015 | |||||||||
ISIN | US83408W1036 | Agenda | 934202881 - Management | |||||||||
Record Date | 20-Apr-2015 | Holding Recon Date | 20-Apr-2015 | |||||||||
City / | Country | / | China | Vote Deadline Date | 18-Jun-2015 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | MR. CHARLES HUANG | For | For | |||||||||
2 | DR. DAVE QI | For | For | |||||||||
3 | MR. SHI WANG | For | For | |||||||||
2. | ADVISORY RESOLUTION APPROVING OUR EXECUTIVE COMPENSATION | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | Management | For | For | ||||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE CLASSIFICATION OF OUR BOARD OF DIRECTORS, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING | Shareholder | For | Against | ||||||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security | Y6883Q104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Jun-2015 | ||||||||||
ISIN | CNE1000003W8 | Agenda | 706236052 - Management | |||||||||
Record Date | 24-Apr-2015 | Holding Recon Date | 24-Apr-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 16-Jun-2015 | ||||||
SEDOL(s) | 5939507 - 6226576 - B01DNL9 - B17H0R7 - BP3RWW8 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 449512 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0408/LTN-20150408914.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0408/-LTN201504081030.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0-603/LTN20150603529.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/201-5/0603/LTN20150603577.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||||
5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2015 | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | ||||||||
7.I | TO CONSIDER AND APPROVE THE ELECTION OF MR ZHAO ZHENGZHANG AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
7.II | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
8 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | Management | Against | Against | ||||||||
9 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND HANDLE THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH THE OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||||
GLOBAL BRANDS GROUP HOLDINGS LTD | ||||||||||||
Security | G39338101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 25-Jun-2015 | ||||||||||
ISIN | BMG393381014 | Agenda | 706079539 - Management | |||||||||
Record Date | 24-Jun-2015 | Holding Recon Date | 24-Jun-2015 | |||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 22-Jun-2015 | ||||||
SEDOL(s) | BNN6B80 - BP40XW3 - BQ0QTB3 - BTF8M72 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0427/LTN20150427658.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0427/LTN20150427674.pdf | Non-Voting | ||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | ||||||||||
2.A | TO RE-ELECT DR WILLIAM FUNG KWOK LUN AS DIRECTOR | Management | ||||||||||
2.B | TO RE-ELECT MR BRUCE PHILIP ROCKOWITZ AS DIRECTOR | Management | ||||||||||
2.C | TO RE-ELECT MR DOW FAMULAK AS DIRECTOR | Management | ||||||||||
2.D | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | Management | ||||||||||
2.E | TO RE-ELECT MR STEPHEN HARRY LONG AS DIRECTOR | Management | ||||||||||
2.F | TO RE-ELECT PROFESSOR HAU LEUNG LEE AS DIRECTOR | Management | ||||||||||
2.G | TO RE-ELECT DR ALLAN ZEMAN AS DIRECTOR | Management | ||||||||||
2.H | TO RE-ELECT MRS AUDREY WANG LO AS DIRECTOR | Management | ||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | ||||||||||
4 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | ||||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | ||||||||||
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT | ||||||||||||
Security | Y6800A109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Jun-2015 | ||||||||||
ISIN | CNE100001MK7 | Agenda | 706145679 - Management | |||||||||
Record Date | 26-May-2015 | Holding Recon Date | 26-May-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 22-Jun-2015 | ||||||
SEDOL(s) | B8RZJZ1 - B93PXX8 - BP3RWV7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0508/LTN20150508396.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0508/LTN20150508376.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS FOR THE YEAR 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR 2014 | Management | For | For | ||||||||
5 | TO CONSIDER AND APPROVE THE INVESTMENT BUDGET FOR FIXED ASSETS FOR THE YEAR 2015 | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE THE ENGAGEMENT OF AUDITOR FOR 2015 FINANCIAL STATEMENTS | Management | For | For | ||||||||
7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI YUQUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI FANG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG SHISHENG AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN YIXIANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
11 | TO CONSIDER AND APPROVE THE REMUNERATION SETTLEMENT SCHEME OF THE COMPANY'S DIRECTORS AND SUPERVISORS FOR THE YEAR 2013 | Management | For | For | ||||||||
12 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE SHARES | Management | Against | Against | ||||||||
PICC PROPERTY AND CASUALTY COMPANY LTD | ||||||||||||
Security | Y6975Z103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Jun-2015 | ||||||||||
ISIN | CNE100000593 | Agenda | 706268263 - Management | |||||||||
Record Date | 26-May-2015 | Holding Recon Date | 26-May-2015 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 19-Jun-2015 | ||||||
SEDOL(s) | 6706250 - B01Y657 - B1BJHT0 - BP3RWY0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 452145 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0609/LTN-20150609453.pdf, http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0609/LTN-20150609435.pdf, http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0508/LTN-20150508358.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0508/-LTN20150508366.pdf | Non-Voting | ||||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2014 | Management | For | For | ||||||||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | ||||||||
5 | TO CONSIDER AND APPROVE DIRECTORS' FEES FOR 2015 | Management | For | For | ||||||||
6 | TO CONSIDER AND APPROVE SUPERVISORS' FEES FOR 2015 | Management | For | For | ||||||||
7 | TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY AND RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
8 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT OR DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE WITHIN 12 MONTHS FROM THE DATE ON WHICH SHAREHOLDERS' APPROVAL IS OBTAINED, AND TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ISSUANCE OR ALLOTMENT OF SHARES | Management | Against | Against | ||||||||
9 | TO REVIEW THE PERFORMANCE REPORT OF THE INDEPENDENT DIRECTORS OF THE COMPANY F-OR THE YEAR 2014 | Non-Voting | ||||||||||
10 | TO REVIEW THE REPORT ON THE STATUS OF RELATED PARTY TRANSACTIONS AND THE IMPLE-MENTATION OF THE RELATED PARTY TRANSACTIONS MANAGEMENT SYSTEM OF THE COMPANY F-OR THE YEAR 2014 | Non-Voting | ||||||||||
11 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WU YAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
12 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. GUO SHENGCHEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
13 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG HE AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
14 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIN ZHIYONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
15 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG YINCHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
16 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MS. YU XIAOPING AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
17 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LI TAO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
18 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. DAVID XIANGLIN LI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
19 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LIAO LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
20 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LIN HANCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
21 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LO CHUNG HING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
22 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. NA GUOYI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
23 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MA YUSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
24 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LI ZHUYONG AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
25 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. DING NINGNING AS AN INDEPENDENT SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
26 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LU ZHENGFEI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | Management | For | For | ||||||||
PT VALE INDONESIA TBK | ||||||||||||
Security | Y7150Y101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 29-Jun-2015 | ||||||||||
ISIN | ID1000109309 | Agenda | 706244821 - Management | |||||||||
Record Date | 04-Jun-2015 | Holding Recon Date | 04-Jun-2015 | |||||||||
City / | Country | JAKARTA | / | Indonesia | Vote Deadline Date | 25-Jun-2015 | ||||||
SEDOL(s) | B0217K9 - B03NQ07 - BHZLJZ4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | APPROVAL ON RESTRUCTURING OF BOARD OF COMMISSIONERS | Management | For | For | ||||||||
2 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | For | ||||||||
3 | OTHERS | Management | Abstain | For |
Guinness Atkinson Asia Pacific Dividend Builder Fund
Meeting Date Range: 7/1/14 - 6/30/15
Selected Accounts
VTECH HOLDINGS LTD, HAMILTON | ||||||||||||
Security: | G9400S132 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jul-2014 | ||||||||||
ISIN | BMG9400S1329 | Vote Deadline Date: | 15-Jul-2014 | |||||||||
Agenda | 705398332 | Management | Total Ballot Shares: | 246100 | ||||||||
Last Vote Date: | 23-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 11/LTN20140611363.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 11/LTN20140611397.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE AUDITOR OF THE COMPANY ("AUDITOR") FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 8300 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2014 | For | None | 8300 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR. ALLAN WONG CHI YUN AS DIRECTOR | For | None | 8300 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. ANDY LEUNG HON KWONG AS DIRECTOR | For | None | 8300 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DR. PATRICK WANG SHUI CHUNG AS DIRECTOR | For | None | 8300 | 0 | 0 | 0 | |||||
8 | TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 8300 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 8300 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2014 AGM | For | None | 8300 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2014 AGM | For | None | 8300 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES BY THE ADDITION OF SUCH NUMBER OF SHARES TO BE REPURCHASED BY THE COMPANY | For | None | 8300 | 0 | 0 | 0 | |||||
THE LINK REAL ESTATE INVESTMENT TRUST | ||||||||||||
Security: | Y5281M111 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jul-2014 | ||||||||||
ISIN | HK0823032773 | Vote Deadline Date: | 18-Jul-2014 | |||||||||
Agenda | 705431055 | Management | Total Ballot Shares: | 21000 | ||||||||
Last Vote Date: | 30-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 26/LTN20140626216.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 26/LTN20140626218.pdf | None | None | Non Voting | ||||||||
3 | TO RE-ELECT MR WILLIAM CHAN CHAK CHEUNG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 21000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR DAVID CHARLES WATT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 21000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MRS EVA CHENG LI KAM FUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 21000 | 0 | 0 | 0 | |||||
6 | TO GRANT A GENERAL MANDATE TO THE MANAGER TO BUY BACK UNITS OF THE LINK REIT | For | None | 21000 | 0 | 0 | 0 | |||||
HUABAO INTERNATIONAL HOLDINGS LTD | ||||||||||||
Security: | G4639H122 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Aug-2014 | ||||||||||
ISIN | BMG4639H1227 | Vote Deadline Date: | 05-Aug-2014 | |||||||||
Agenda | 705432021 | Management | Total Ballot Shares: | 193000 | ||||||||
Last Vote Date: | 30-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 27/LTN20140627277.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 27/LTN20140627272.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 193000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 193000 | 0 | 0 | 0 | |||||
5 | TO DECLARE A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 193000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. LAM KA YU AS NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 193000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. MA YUN YAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 193000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. POON CHIU KWOK AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 193000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. XIA LI QUN AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 193000 | 0 | 0 | 0 | |||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE DIRECTORS' REMUNERATION | For | None | 193000 | 0 | 0 | 0 | |||||
11 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 193000 | 0 | 0 | 0 | |||||
12 | TO GIVE THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND DEAL IN, ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20 PER CENT. OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 193000 | 0 | 0 | |||||
13 | TO GIVE THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 193000 | 0 | 0 | 0 | |||||
14 | TO ADD THE AGGREGATE OF THE NOMINAL VALUE OF ANY BUY-BACKS OF SHARES PURSUANT TO RESOLUTION 5(B) ABOVE TO THE AGGREGATE NOMINAL VALUE OF SHARE CAPITAL THAT MAY BE ALLOTTED OR AGREED TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO RESOLUTION 5(A) ABOVE | For | None | 0 | 0 | 193000 | 0 | |||||
PACIFIC TEXTILES HOLDINGS LTD | ||||||||||||
Security: | G68612103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Aug-2014 | ||||||||||
ISIN | KYG686121032 | Vote Deadline Date: | 05-Aug-2014 | |||||||||
Agenda | 705454952 | Management | Total Ballot Shares: | 90000 | ||||||||
Last Vote Date: | 14-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 09/LTN20140709245.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 09/LTN20140709255.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 90000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND AND SPECIAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 90000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. WAN WAI LOI AS EXECUTIVE DIRECTOR | For | None | 90000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. LAU YIU TONG AS NON- EXECUTIVE DIRECTOR | For | None | 90000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. NG CHING WAH AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 90000 | 0 | 0 | 0 | |||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTOR | For | None | 90000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | For | None | 90000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES | For | None | 0 | 90000 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | For | None | 90000 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES | For | None | 0 | 0 | 90000 | 0 | |||||
LUK FOOK HOLDINGS (INTERNATIONAL) LTD | ||||||||||||
Security: | G5695X125 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Aug-2014 | ||||||||||
ISIN | BMG5695X1258 | Vote Deadline Date: | 15-Aug-2014 | |||||||||
Agenda | 705465739 | Management | Total Ballot Shares: | 45000 | ||||||||
Last Vote Date: | 21-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 17/LTN20140717170.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 17/LTN20140717182.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 45000 | 0 | 0 | 0 | |||||
4 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 45000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. WONG WAI SHEUNG | For | None | 45000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. WONG HO LUNG, DANNY | For | None | 45000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. WONG HAU YEUNG | For | None | 45000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. LI HON HUNG, MH, JP | For | None | 45000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. TAI KWOK LEUNG, ALEXANDER | For | None | 45000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. WONG YU POK, MARINA, JP | For | None | 45000 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | For | None | 45000 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 45000 | 0 | 0 | 0 | |||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | For | None | 0 | 45000 | 0 | 0 | |||||
14 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | For | None | 45000 | 0 | 0 | 0 | |||||
15 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 0 | 45000 | 0 | |||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Oct-2014 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 14-Oct-2014 | |||||||||
Agenda | 705548216 | Management | Total Ballot Shares: | 1720500 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 04/LTN20140904752.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 04/LTN20140904766.pdf | None | None | Non Voting | ||||||||
2 | RESOLUTION ON ELECTION OF MR. LI XIAOPENG AS NON-EXECUTIVE DIRECTOR | For | None | 61500 | 0 | 0 | 0 | |||||
3 | RESOLUTION ON ELECTION OF MR. ANTONY LEUNG AS INDEPENDENT NONEXECUTIVE DIRECTOR | For | None | 61500 | 0 | 0 | 0 | |||||
4 | RESOLUTION ON ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 61500 | 0 | 0 | 0 | |||||
5 | RESOLUTION ON ELECTION OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR | For | None | 61500 | 0 | 0 | 0 | |||||
JB HI-FI LIMITED | ||||||||||||
Security: | Q5029L101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Oct-2014 | ||||||||||
ISIN | AU000000JBH7 | Vote Deadline Date: | 23-Oct-2014 | |||||||||
Agenda | 705566163 | Management | Total Ballot Shares: | 6890 | ||||||||
Last Vote Date: | 20-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | ||||||||
2 | ADOPTION OF THE REMUNERATION REPORT | For | None | 6890 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MR GREG RICHARDS AS A DIRECTOR | For | None | 6890 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF MR RICHARD UECHTRITZ AS A DIRECTOR | For | None | 6890 | 0 | 0 | 0 | |||||
5 | APPROVAL OF GRANT OF OPTIONS TO EXECUTIVE DIRECTOR - RICHARD MURRAY | For | None | 6890 | 0 | 0 | 0 | |||||
IINET LTD, PERTH | ||||||||||||
Security: | Q4875K101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Nov-2014 | ||||||||||
ISIN | AU000000IIN2 | Vote Deadline Date: | 13-Nov-2014 | |||||||||
Agenda | 705618405 | Management | Total Ballot Shares: | 16300 | ||||||||
Last Vote Date: | 10-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | RE-ELECTION OF PATRICK O'SULLIVAN | For | None | 16300 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF PAUL MCCARNEY | For | None | 16300 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF LOUISE MCCANN | For | None | 16300 | 0 | 0 | 0 | |||||
5 | ADOPTION OF THE REMUNERATION REPORT | For | None | 16300 | 0 | 0 | 0 | |||||
6 | INCREASE IN THE MAXIMUM AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS | For | None | 16300 | 0 | 0 | 0 | |||||
SONIC HEALTHCARE LIMITED, MACQUARIE PARK | ||||||||||||
Security: | Q8563C107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Nov-2014 | ||||||||||
ISIN | AU000000SHL7 | Vote Deadline Date: | 14-Nov-2014 | |||||||||
Agenda | 705637518 | Management | Total Ballot Shares: | 16680 | ||||||||
Last Vote Date: | 03-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5, 6, 7, 8, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | RE-ELECTION OF MR PETER CAMPBELL, CHAIRMAN, AS A DIRECTOR OF THE COMPANY FOR ONE YEAR | For | None | 7250 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | For | None | 7250 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | For | None | 7250 | 0 | 0 | 0 | |||||
5 | ELECTION OF PROFESSOR MARK COMPTON, AS A DIRECTOR OF THE COMPANY | For | None | 7250 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE REMUNERATION REPORT | For | None | 7250 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | For | None | 7250 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | For | None | 7250 | 0 | 0 | 0 | |||||
9 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | For | None | 7250 | 0 | 0 | 0 | |||||
10 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | For | None | 7250 | 0 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 17-Dec-2014 | |||||||||
Agenda | 705742143 | Management | Total Ballot Shares: | 3708900 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 05/LTN20141205825.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 05/LTN20141205834.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 114900 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 114900 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 114900 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 114900 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 114900 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 114900 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 114900 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 114900 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 114900 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 114900 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 114900 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 114900 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 114900 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 114900 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 114900 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 114900 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 114900 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 114900 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 114900 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 114900 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 114900 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 114900 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 114900 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 114900 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 114900 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 114900 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 114900 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 114900 | 0 | 0 | 0 | |||||
31 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 114900 | 0 | 0 | 0 | |||||
32 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 114900 | 0 | 0 | 0 | |||||
33 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 114900 | 0 | 0 | 0 | |||||
34 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
35 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 114900 | 0 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 17-Dec-2014 | |||||||||
Agenda | 705740947 | Management | Total Ballot Shares: | 3708900 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/11 10/LTN20141110229.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2014/120 5/LTN20141205828.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 114900 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 114900 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 114900 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 114900 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 114900 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 114900 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 114900 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 114900 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 114900 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 114900 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 114900 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 114900 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 114900 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 114900 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 114900 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 114900 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 114900 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 114900 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 114900 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 114900 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 114900 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 114900 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 114900 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 114900 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 114900 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 114900 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 114900 | 0 | 0 | 0 | |||||
31 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 114900 | 0 | 0 | 0 | |||||
32 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 114900 | 0 | 0 | 0 | |||||
33 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 114900 | 0 | 0 | 0 | |||||
34 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 114900 | 0 | 0 | 0 | |||||
35 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
36 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 114900 | 0 | 0 | 0 | |||||
37 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
38 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | For | None | 114900 | 0 | 0 | 0 | |||||
39 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF ISSUANCE PLAN OF FINANCIAL BONDS AND TIER-2 CAPITAL BONDS OF CHINA MINSHENG BANKING CORP., LTD. FOR 2014 TO 2016 | For | None | 114900 | 0 | 0 | 0 | |||||
40 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AUTHORIZATION TO THE BOARD TO ISSUE OFFSHORE BONDS IN DUE COURSE | For | None | 114900 | 0 | 0 | 0 | |||||
41 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
42 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED SHARE OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
43 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
44 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND NON-PUBLIC ISSUANCE OF RENMINBI ORDINARY SHARES (A SHARES) BY CHINA MINSHENG BANKING CORP., LTD. AND RELEVANT REMEDIAL MEASURES | For | None | 114900 | 0 | 0 | 0 | |||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2014 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
49 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE APPOINTMENT OF MR. YAO DAFENG AS DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 114900 | 0 | 0 | 0 | |||||
THE LINK REAL ESTATE INVESTMENT TRUST | ||||||||||||
Security: | Y5281M111 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jan-2015 | ||||||||||
ISIN | HK0823032773 | Vote Deadline Date: | 12-Jan-2015 | |||||||||
Agenda | 705754706 | Management | Total Ballot Shares: | 18500 | ||||||||
Last Vote Date: | 05-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 19/LTN20141219863.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 19/LTN20141219859.pdf | None | None | Non Voting | ||||||||
3 | TO APPROVE THE EXPANSION OF THE LINK REIT'S INVESTMENT STRATEGY TO PERMIT PROPERTY DEVELOPMENT AND RELATED ACTIVITIES TOGETHER WITH THE PROPERTY DEVELOPMENT TRUST DEED AMENDMENTS AS SET IN THE CIRCULAR OF THE LINK REIT DATED 22 DECEMBER 2014 | For | None | 18500 | 0 | 0 | 0 | |||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jan-2015 | ||||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 19-Jan-2015 | |||||||||
Agenda | 705743424 | Management | Total Ballot Shares: | 5557330 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2014/120 8/LTN20141208737.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 08/LTN20141208727.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIANG JIANQING AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ANTHONY FRANCIS NEOH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE ELECTION OF MS. WANG XIAOYA AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE ELECTION OF MS. GE RONGRONG AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHENG FUQING AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. FEI ZHOULIN AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHENG FENGCHAO AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MS. WANG CHIXI AS A SHAREHOLDER SUPERVISOR OF THE BANK | For | None | 171000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ADJUSTMENT TO THE VALID PERIOD OF THE ISSUE OF ELIGIBLE TIER- 2 CAPITAL INSTRUMENTS | For | None | 171000 | 0 | 0 | 0 | |||||
11 | 11 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING TAG FROM "N" TO "Y". IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
KT&G CORPORATION, TAEJON | ||||||||||||
Security: | Y49904108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Feb-2015 | ||||||||||
ISIN | KR7033780008 | Vote Deadline Date: | 12-Feb-2015 | |||||||||
Agenda | 705817801 | Management | Total Ballot Shares: | 1350 | ||||||||
Last Vote Date: | 08-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 1350 | 0 | 0 | 0 | |||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION: ARTICLES: 25, 26, 28, 30, 31, 32, 32-2, 34, 36, 38-2, 43-2 | For | None | 1350 | 0 | 0 | 0 | |||||
3 | ELECTION OF OUTSIDE DIRECTOR GIM IN HO | For | None | 1350 | 0 | 0 | 0 | |||||
4 | ELECTION OF OUTSIDE DIRECTOR SON TAE GYU | For | None | 1350 | 0 | 0 | 0 | |||||
5 | ELECTION OF OUTSIDE DIRECTOR CHOE GYEONG WON | For | None | 1350 | 0 | 0 | 0 | |||||
6 | ELECTION OF AUDIT COMMITTEE MEMBER SON TAE GYU | For | None | 1350 | 0 | 0 | 0 | |||||
7 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 1350 | 0 | 0 | 0 | |||||
8 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | For | None | 1350 | 0 | 0 | 0 | |||||
9 | 12 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ARTICLE NUMBERS IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
QUALCOMM INCORPORATED | ||||||||||||
Security: | 747525103 | Meeting Type: | Annual | |||||||||
Ticker: | QCOM | Meeting Date: | 09-Mar-2015 | |||||||||
ISIN | US7475251036 | Vote Deadline Date: | 06-Mar-2015 | |||||||||
Agenda | 934118616 | Management | Total Ballot Shares: | 76120 | ||||||||
Last Vote Date: | 26-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | For | None | 1640 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | For | None | 1640 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | For | None | 1640 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | For | None | 1640 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: THOMAS W. HORTON | For | None | 1640 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: PAUL E. JACOBS | For | None | 1640 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: SHERRY LANSING | For | None | 1640 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: HARISH MANWANI | For | None | 1640 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | For | None | 1640 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: DUANE A. NELLES | For | None | 1640 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | For | None | 1640 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: FRANCISCO ROS | For | None | 1640 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | For | None | 1640 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: BRENT SCOWCROFT | For | None | 1640 | 0 | 0 | 0 | |||||
15 | ELECTION OF DIRECTOR: MARC I. STERN | For | None | 1640 | 0 | 0 | 0 | |||||
16 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 27, 2015. | For | None | 1640 | 0 | 0 | 0 | |||||
17 | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 25,000,000 SHARES. | For | None | 1640 | 0 | 0 | 0 | |||||
18 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | For | None | 1640 | 0 | 0 | 0 | |||||
DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD, SAMUTP | ||||||||||||
Security: | Y20266154 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Mar-2015 | ||||||||||
ISIN | TH0528010Z18 | Vote Deadline Date: | 25-Mar-2015 | |||||||||
Agenda | 705821901 | Management | Total Ballot Shares: | 49200 | ||||||||
Last Vote Date: | 15-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER AND APPROVE THE MINUTES OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS | For | None | 49200 | 0 | 0 | 0 | |||||
2 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE YEAR 2014 | For | None | 49200 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2014 AND THE AUDITOR'S REPORT | For | None | 49200 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF DIVIDENDS FOR THE YEAR 2014 | For | None | 49200 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR.NG KONG MENG | For | None | 49200 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR.HSIEH, HENG-HSIEN | For | None | 49200 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR.WITOON SIMACHOKEDEE | For | None | 49200 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE DETERMINATION OF REMUNERATION OF DIRECTORS FOR THE YEAR 2015 | For | None | 49200 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND THE DETERMINATION OF THEIR REMUNERATION FOR THE YEAR 2015 | For | None | 49200 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ADDITION OF THE SCOPE OF BUSINESS AND AMENDMENT TO CLAUSE 3 OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO BE IN LINE WITH THE AMENDMENT OF THE SCOPE OF BUSINESS | For | None | 49200 | 0 | 0 | 0 | |||||
11 | TO CONSIDER OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 49200 | 0 | |||||
12 | 12 FEB 2015: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | ||||||||
13 | 12 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
L.P.N. DEVELOPMENT PUBLIC COMPANY LTD, BANGKOK | ||||||||||||
Security: | Y5347B216 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Apr-2015 | ||||||||||
ISIN | TH0456010Z12 | Vote Deadline Date: | 31-Mar-2015 | |||||||||
Agenda | 705823361 | Management | Total Ballot Shares: | 995500 | ||||||||
Last Vote Date: | 15-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | ||||||||
2 | ADOPTION OF MINUTES OF ORDINARY SHAREHOLDERS MEETING OF 2014 HELD ON 27TH MARCH 2014 | For | None | 171500 | 0 | 0 | 0 | |||||
3 | ACKNOWLEDGEMENT OF REPORT OF BOARD OF DIRECTORS FOR PERFORMANCE IN THE YEAR 2014 | For | None | 171500 | 0 | 0 | 0 | |||||
4 | APPROVAL OF FINANCIAL STATEMENTS OF 2014, COMPRISING OF BALANCE SHEET, STATEMENTS OF COMPREHENSIVE INCOME, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, AND STATEMENTS OF CASH FLOWS, AS AT 31ST DECEMBER 2014 | For | None | 171500 | 0 | 0 | 0 | |||||
5 | APPROVAL OF ALLOCATION OF PROFIT AND PAYMENT OF DIVIDENDS | For | None | 171500 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR. TAWECHAI CHITASARANACHAI | For | None | 171500 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR. WEERASAK WAHAWISAL | For | None | 171500 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.KHANTACHAI VICHAKKHANA | For | None | 171500 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.PICHET SUPAKIJJANUSAN | For | None | 171500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR IN PLACE OF RETIRING DIRECTOR WHO COMPLETED OFFICE TERM IN 2015: MR.OPAS SRIPAYAK | For | None | 171500 | 0 | 0 | 0 | |||||
11 | CONSIDERATION ON FIXING REMUNERATION FOR BOARD OF DIRECTORS AND SUB- COMMITTEES | For | None | 171500 | 0 | 0 | 0 | |||||
12 | CONSIDERATION ON APPOINTMENT OF AUDITOR AND FIXING AUDITOR'S FEE FOR 2015 | For | None | 171500 | 0 | 0 | 0 | |||||
13 | ANY OTHER BUSINESS (IF ANY) | Abstain | None | 0 | 0 | 171500 | 0 | |||||
PTT PUBLIC COMPANY LIMITED, JATUJAK | ||||||||||||
Security: | Y6883U113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 09-Apr-2015 | ||||||||||
ISIN | TH0646010015 | Vote Deadline Date: | 07-Apr-2015 | |||||||||
Agenda | 705836407 | Management | Total Ballot Shares: | 66600 | ||||||||
Last Vote Date: | 23-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN. | None | None | Non Voting | ||||||||
2 | TO APPROVE THE 2014 PERFORMANCE STATEMENT AND THE 2014 FINANCIAL STATEMENT, YEAR-END ON DECEMBER 31, 2014 | For | None | 9900 | 0 | 0 | 0 | |||||
3 | TO APPROVE 2014 NET PROFIT ALLOCATION PLAN AND DIVIDEND POLICY | For | None | 9900 | 0 | 0 | 0 | |||||
4 | TO ELECT DIRECTOR IN REPLACEMENT: MR. AREEPONG BHOOCHA-OOM | For | None | 9900 | 0 | 0 | 0 | |||||
5 | TO ELECT DIRECTOR IN REPLACEMENT: MR. WATCHARAKITI WATCHAROTHAI | For | None | 9900 | 0 | 0 | 0 | |||||
6 | TO ELECT DIRECTOR IN REPLACEMENT: MRS. NUNTAWAN SAKUNTANAGA | For | None | 9900 | 0 | 0 | 0 | |||||
7 | TO ELECT DIRECTOR IN REPLACEMENT: MR. CHANVIT AMATAMATUCHARTI | For | None | 9900 | 0 | 0 | 0 | |||||
8 | TO ELECT DIRECTOR IN REPLACEMENT: MR. PAILIN CHUCHOTTAWORN | For | None | 9900 | 0 | 0 | 0 | |||||
9 | TO APPROVE THE 2015 DIRECTORS' REMUNERATION | For | None | 9900 | 0 | 0 | 0 | |||||
10 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2015 AUDIT FEES | For | None | 9900 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE TRANSFER TO THE BANGCHAK PETROLEUM PUBLIC COMPANY LIMITED OF THE BOARD OF INVESTMENT CERTIFICATE, NO. 2187(2)/2550 ON THE PROMOTION OF ELECTRICITY AND STEAM GENERATION BUSINESS, CATEGORY 7.1: UTILITIES AND INFRASTRUCTURE | For | None | 9900 | 0 | 0 | 0 | |||||
12 | OTHER MATTERS. (IF ANY) | Abstain | None | 0 | 0 | 9900 | 0 | |||||
NAGACORP LTD | ||||||||||||
Security: | G6382M109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Apr-2015 | ||||||||||
ISIN | KYG6382M1096 | Vote Deadline Date: | 10-Apr-2015 | |||||||||
Agenda | 705881034 | Management | Total Ballot Shares: | 2570000 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 0/ltn20150310393.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 0/ltn20150310407.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 (THE "YEAR END") | For | None | 176000 | 0 | 0 | 0 | |||||
4 | TO DECLARE THE FINAL DIVIDEND IN RESPECT OF THE YEAR END | For | None | 176000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. TIMOTHY PATRICK MCNALLY AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 176000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: TAN SRI DATUK SERI PANGLIMA ABDUL KADIR BIN HAJI SHEIKH FADZIR AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 176000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. LIM MUN KEE AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 176000 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE YEAR END AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 176000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT BDO LIMITED AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 176000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 176000 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 176000 | 0 | 0 | 0 | |||||
12 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NOS. 6(A) AND (B), TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 6(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 6(B) | For | None | 0 | 176000 | 0 | 0 | |||||
CAPITAMALL TRUST | ||||||||||||
Security: | Y1100L160 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Apr-2015 | ||||||||||
ISIN | SG1M51904654 | Vote Deadline Date: | 10-Apr-2015 | |||||||||
Agenda | 705900327 | Management | Total Ballot Shares: | 72000 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF CMT (THE "TRUSTEE"), THE STATEMENT BY CAPITAMALL TRUST MANAGEMENT LIMITED, AS MANAGER OF CMT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF CMT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND THE AUDITORS' REPORT THEREON | For | None | 72000 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF CMT AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | For | None | 72000 | 0 | 0 | 0 | |||||
3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER TO: (A) (I) ISSUE UNITS IN CMT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY | For | None | 0 | 72000 | 0 | 0 | |||||
INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), CONTD | ||||||||||||
4 | CONTD PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PER CENT. (20.0%) OF THE TOTAL NUMBER OF ISSUED UNITS (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGXST") FOR THE PURPOSE OF DETERMINING CONTD | None | None | Non Voting | ||||||||
5 | CONTD THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED UNITS AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR OPTIONS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED DATED 29 OCTOBER 2001 CONSTITUTING CMT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS CONTD | None | None | Non Voting | ||||||||
6 | CONTD OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF CMT OR (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD, WHICHEVER IS THE EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY CONTD | None | None | Non Voting | ||||||||
7 | CONTD THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER, OR AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | None | None | Non Voting | ||||||||
8 | THAT: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF CMT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (II) OFF-MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) | For | None | 72000 | 0 | 0 | 0 | |||||
IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE RULES OF THE SGX-ST OR, AS THE CASE MAY BE, CONTD | ||||||||||||
9 | CONTD SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY-BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF CMT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; OR (III) THE DATE ON WHICH REPURCHASE OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE IS CARRIED OUT CONTD | None | None | Non Voting | ||||||||
10 | CONTD TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFFMARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; DATE OF THE MAKING OF THE OFFER MEANS THE DATE ON WHICH THE MANAGER MAKES | None | None | Non Voting | ||||||||
AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF-MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS CONTD | ||||||||||||
11 | CONTD A DAY ON WHICH THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 2.5% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION; AND "MAXIMUM PRICE" IN RELATION TO A UNIT TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET REPURCHASE OF A UNIT, 105.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (II) IN THE CASE OF AN OFF-MARKET REPURCHASE OF A UNIT, 110.0% OF THE AVERAGE CLOSING PRICE OF THE UNITS; AND (D) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY CONTD | None | None | Non Voting | ||||||||
12 | CONTD AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF CMT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | None | None | Non Voting | ||||||||
CHINA LILANG LTD | ||||||||||||
Security: | G21141109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Apr-2015 | ||||||||||
ISIN | KYG211411098 | Vote Deadline Date: | 15-Apr-2015 | |||||||||
Agenda | 705896275 | Management | Total Ballot Shares: | 154000 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/03 16/LTN20150316196.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/03 16/LTN20150316192.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND AUDITOR (THE ''AUDITOR'') OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 154000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HK17 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK6 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 154000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. WANG DONG XING AS EXECUTIVE DIRECTOR | For | None | 154000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. CAI RONG HUA AS EXECUTIVE DIRECTOR | For | None | 154000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. PAN RONG BIN AS EXECUTIVE DIRECTOR | For | None | 154000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. NIE XING AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 154000 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD (THE ''BOARD'') OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 154000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2015 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 154000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | For | None | 0 | 154000 | 0 | 0 | |||||
12 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | For | None | 154000 | 0 | 0 | 0 | |||||
13 | CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 | For | None | 0 | 154000 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2015 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 21-Apr-2015 | |||||||||
Agenda | 705887288 | Management | Total Ballot Shares: | 2326400 | ||||||||
Last Vote Date: | 13-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 1/LTN20150311646.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 1/LTN20150311638.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE SUPERVISORY BOARD OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
HENDERSON GROUP PLC, ST HELIER | ||||||||||||
Security: | G4474Y206 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | AU000000HGG2 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 705905074 | Management | Total Ballot Shares: | 27100 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 15 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS | For | None | 27100 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION | For | None | 27100 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 27100 | 0 | 0 | 0 | |||||
5 | TO DECLARE A FINAL DIVIDEND OF 6.40 PENCE PER SHARE | For | None | 27100 | 0 | 0 | 0 | |||||
6 | TO REAPPOINT MS S F ARKLE AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
7 | TO REAPPOINT MR K C DOLAN AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
8 | TO REAPPOINT MR A J FORMICA AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
9 | TO REAPPOINT MR R D GILLINGWATER AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
10 | TO REAPPOINT MR T F HOW AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
11 | TO REAPPOINT MR R C H JEENS AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
12 | TO REAPPOINT MS A C SEYMOUR-JACKSON AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
13 | TO REAPPOINT MR R M J THOMPSON AS A DIRECTOR | For | None | 27100 | 0 | 0 | 0 | |||||
14 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 27100 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS' REMUNERATION | For | None | 27100 | 0 | 0 | 0 | |||||
16 | TO APPROVE THE AMENDED HENDERSON GROUP PLC LONG TERM INCENTIVE PLAN | For | None | 27100 | 0 | 0 | 0 | |||||
17 | TO GIVE LIMITED AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | For | None | 27100 | 0 | 0 | 0 | |||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS TO A LIMITED EXTENT | For | None | 27100 | 0 | 0 | 0 | |||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES TO A LIMITED EXTENT | For | None | 27100 | 0 | 0 | 0 | |||||
20 | TO AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT PURCHASE CONTRACT | For | None | 27100 | 0 | 0 | 0 | |||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD, SINGAPORE | ||||||||||||
Security: | Y9728A102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | SG1U76934819 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 705949064 | Management | Total Ballot Shares: | 1522000 | ||||||||
Last Vote Date: | 13-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT THEREON | For | None | 126000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.055 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 126000 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 135,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014. (2013:SGD 133,500) | For | None | 126000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR XU WEN JIONG RETIRING BY ROTATION PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 126000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR REN YUANLIN | For | None | 126000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR TEO YI-DAR | For | None | 126000 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 126000 | 0 | 0 | 0 | |||||
8 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 126000 | 0 | 0 | |||||
9 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 126000 | 0 | 0 | 0 | |||||
DIGI.COM BHD | ||||||||||||
Security: | Y2070F100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||||||
ISIN | MYL6947OO005 | Vote Deadline Date: | 29-Apr-2015 | |||||||||
Agenda | 706007146 | Management | Total Ballot Shares: | 401900 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RE-ELECT MR HAKON BRUASET KJOL, THE DIRECTOR OF THE COMPANY WHO IS RETIRING PURSUANT TO ARTICLE 98(A) OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 64900 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE PAYMENT OF DIRECTORS' ALLOWANCES OF RM624,244.07 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 64900 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 64900 | 0 | 0 | 0 | |||||
4 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR ("PROPOSED SHAREHOLDERS' MANDATE") | For | None | 64900 | 0 | 0 | 0 | |||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | ||||||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2015 | ||||||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 706021134 | Management | Total Ballot Shares: | 682000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 15/LTN20150415736.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 15/LTN20150415777.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2014 | For | None | 23000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HK0.71 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2014 | For | None | 23000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. BENJAMIN ZHENGMIN PAN AS EXECUTIVE DIRECTOR | For | None | 23000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KOH BOON HWEE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 23000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. CHANG CARMEN I-HUA AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 23000 | 0 | 0 | 0 | |||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 23000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 23000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 23000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 23000 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 0 | 23000 | 0 | 0 | |||||
CNOOC LIMITED | ||||||||||||
Security: | 126132109 | Meeting Type: | Annual | |||||||||
Ticker: | CEO | Meeting Date: | 21-May-2015 | |||||||||
ISIN | US1261321095 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934205433 | Management | Total Ballot Shares: | 2750 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2014. | For | Abstain | 650 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014. | For | Abstain | 650 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 650 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR. YANG HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 650 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 650 | 0 | 0 | 0 | |||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | For | Abstain | 650 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | Abstain | 650 | 0 | 0 | 0 | |||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | Abstain | 650 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | Abstain | 0 | 650 | 0 | 0 | |||||
10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | Abstain | 0 | 650 | 0 | 0 | |||||
LI & FUNG LTD | ||||||||||||
Security: | G5485F169 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-May-2015 | ||||||||||
ISIN | BMG5485F1692 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 706045437 | Management | Total Ballot Shares: | 9641000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420513.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420493.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 124000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 21 HK CENTS PER SHARE AND A SPECIAL DIVIDEND OF 7 HK CENTS PER SHARE | For | None | 124000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | For | None | 124000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 124000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR MARTIN TANG YUE NIEN AS DIRECTOR | For | None | 124000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR MARC ROBERT COMPAGNON | For | None | 124000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 124000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 124000 | 0 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 124000 | 0 | 0 | 0 | |||||
12 | TO ADOPT SHARE AWARD SCHEME AND TO GIVE THE DIRECTORS THE SCHEME MANDATE TO ISSUE NEW SHARES UP TO 3% | For | None | 124000 | 0 | 0 | 0 | |||||
CHINA MOBILE LIMITED, HONG KONG | ||||||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-May-2015 | ||||||||||
ISIN | HK0941009539 | Vote Deadline Date: | 25-May-2015 | |||||||||
Agenda | 705987886 | Management | Total Ballot Shares: | 191000 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN201504081007.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN20150408997.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 9500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 9500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. XUE TAOHAI AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 9500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. FRANK WONG KWONG SHING | For | None | 9500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. MOSES CHENG MO CHI | For | None | 9500 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 9500 | 0 | 0 | 0 | |||||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 9500 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 9500 | 0 | 0 | |||||
11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 0 | 9500 | 0 | |||||
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD, GEORGE | ||||||||||||
Security: | G8087W101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-May-2015 | ||||||||||
ISIN | KYG8087W1015 | Vote Deadline Date: | 20-May-2015 | |||||||||
Agenda | 706075707 | Management | Total Ballot Shares: | 29000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 24/LTN20150424465.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 24/LTN20150424434.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 29000 | 0 | 0 | 0 | |||||
4 | TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND (INCLUDING A SPECIAL DIVIDEND) FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 29000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. HUANG GUANLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 29000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. MA RENHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 29000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. ZHENG MIAOHUI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 29000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. QIU WEIGUO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 29000 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 29000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 29000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | For | None | 0 | 29000 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | For | None | 29000 | 0 | 0 | 0 | |||||
13 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 9 | For | None | 0 | 29000 | 0 | 0 | |||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 10-Jun-2015 | |||||||||
Agenda | 706165556 | Management | Total Ballot Shares: | 4571670 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 450563 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 4/ltn20150514691.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 4/ltn20150514660.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 9/ltn20150429953.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 9/ltn20150429923.pdf | None | None | Non Voting | ||||||||
3 | 2014 REPORT OF BOARD OF DIRECTORS | For | None | 140000 | 0 | 0 | 0 | |||||
4 | 2014 REPORT OF BOARD OF SUPERVISORS | For | None | 140000 | 0 | 0 | 0 | |||||
5 | 2014 FINAL FINANCIAL ACCOUNTS | For | None | 140000 | 0 | 0 | 0 | |||||
6 | 2014 PROFIT DISTRIBUTION PLAN | For | None | 140000 | 0 | 0 | 0 | |||||
7 | BUDGET OF 2015 FIXED ASSETS INVESTMENT | For | None | 140000 | 0 | 0 | 0 | |||||
8 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2013 | For | None | 140000 | 0 | 0 | 0 | |||||
9 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2013 | For | None | 140000 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF MR. WANG HONGZHANG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
11 | ELECTION OF MR. PANG XIUSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
12 | ELECTION OF MR. ZHANG GENGSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
13 | ELECTION OF MR. LI JUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
14 | ELECTION OF MS. HAO AIQUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
15 | CONTINUATION OF MS. ELAINE LA ROCHE AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2015 | For | None | 140000 | 0 | 0 | 0 | |||||
17 | IMPACT ON DILUTION OF CURRENT RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES | For | None | 140000 | 0 | 0 | 0 | |||||
18 | SHAREHOLDER RETURN PLAN FOR 2015 TO 2017 | For | None | 140000 | 0 | 0 | 0 | |||||
19 | CAPITAL PLAN FOR 2015 TO 2017 | For | None | 140000 | 0 | 0 | 0 | |||||
20 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | None | 140000 | 0 | 0 | 0 | |||||
21 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 140000 | 0 | 0 | 0 | |||||
22 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | For | None | 140000 | 0 | 0 | 0 | |||||
23 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MATURITY DATE | For | None | 140000 | 0 | 0 | 0 | |||||
24 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: USE OF PROCEEDS | For | None | 140000 | 0 | 0 | 0 | |||||
25 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | For | None | 140000 | 0 | 0 | 0 | |||||
26 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 140000 | 0 | 0 | 0 | |||||
27 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MANDATORY CONVERSION | For | None | 140000 | 0 | 0 | 0 | |||||
28 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: CONDITIONAL REDEMPTION | For | None | 140000 | 0 | 0 | 0 | |||||
29 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: VOTING RIGHTS RESTRICTIONS AND RESTORATION | For | None | 140000 | 0 | 0 | 0 | |||||
30 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 140000 | 0 | 0 | 0 | |||||
31 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RATING | For | None | 140000 | 0 | 0 | 0 | |||||
32 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: SECURITY | For | None | 140000 | 0 | 0 | 0 | |||||
33 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING OR TRANSFER RESTRICTION | For | None | 140000 | 0 | 0 | 0 | |||||
34 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING ARRANGEMENTS | For | None | 140000 | 0 | 0 | 0 | |||||
35 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 140000 | 0 | 0 | 0 | |||||
36 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | For | None | 140000 | 0 | 0 | 0 | |||||
37 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
38 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
39 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 140000 | 0 | 0 | 0 | |||||
40 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | For | None | 140000 | 0 | 0 | 0 | |||||
41 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MATURITY DATE | For | None | 140000 | 0 | 0 | 0 | |||||
42 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: USE OF PROCEEDS | For | None | 140000 | 0 | 0 | 0 | |||||
43 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | For | None | 140000 | 0 | 0 | 0 | |||||
44 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 140000 | 0 | 0 | 0 | |||||
45 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MANDATORY CONVERSION | For | None | 140000 | 0 | 0 | 0 | |||||
46 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: CONDITIONAL REDEMPTION | For | None | 140000 | 0 | 0 | 0 | |||||
47 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: VOTING RIGHT RESTRICTIONS AND RESTORATION | For | None | 140000 | 0 | 0 | 0 | |||||
48 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 140000 | 0 | 0 | 0 | |||||
49 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RATING | For | None | 140000 | 0 | 0 | 0 | |||||
50 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: SECURITY | For | None | 140000 | 0 | 0 | 0 | |||||
51 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: LOCK-UP PERIOD | For | None | 140000 | 0 | 0 | 0 | |||||
52 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 140000 | 0 | 0 | 0 | |||||
53 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TRADING/LISTING ARRANGEMENT | For | None | 140000 | 0 | 0 | 0 | |||||
54 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | For | None | 140000 | 0 | 0 | 0 | |||||
55 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
56 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
57 | ELECTION OF MR. WANG ZUJI AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 140000 | 0 | 0 | 0 | |||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security: | Y1397N101 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 10-Jun-2015 | |||||||||
Agenda | 706100055 | Management | Total Ballot Shares: | 4571670 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429933.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429959.pdf | None | None | Non Voting | ||||||||
2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 140000 | 0 | 0 | 0 | |||||
3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | For | None | 140000 | 0 | 0 | 0 | |||||
4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MATURITY DATE | For | None | 140000 | 0 | 0 | 0 | |||||
5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | For | None | 140000 | 0 | 0 | 0 | |||||
6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | For | None | 140000 | 0 | 0 | 0 | |||||
7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 140000 | 0 | 0 | 0 | |||||
8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | For | None | 140000 | 0 | 0 | 0 | |||||
9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | For | None | 140000 | 0 | 0 | 0 | |||||
10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | For | None | 140000 | 0 | 0 | 0 | |||||
11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 140000 | 0 | 0 | 0 | |||||
12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RATING | For | None | 140000 | 0 | 0 | 0 | |||||
13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: SECURITY | For | None | 140000 | 0 | 0 | 0 | |||||
14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING OR TRANSFER RESTRICTION | For | None | 140000 | 0 | 0 | 0 | |||||
15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING ARRANGEMENT | For | None | 140000 | 0 | 0 | 0 | |||||
16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 140000 | 0 | 0 | 0 | |||||
17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | For | None | 140000 | 0 | 0 | 0 | |||||
18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
19 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
20 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 140000 | 0 | 0 | 0 | |||||
21 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | For | None | 140000 | 0 | 0 | 0 | |||||
22 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MATURITY DATE | For | None | 140000 | 0 | 0 | 0 | |||||
23 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | For | None | 140000 | 0 | 0 | 0 | |||||
24 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | For | None | 140000 | 0 | 0 | 0 | |||||
25 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 140000 | 0 | 0 | 0 | |||||
26 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | For | None | 140000 | 0 | 0 | 0 | |||||
27 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | For | None | 140000 | 0 | 0 | 0 | |||||
28 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | For | None | 140000 | 0 | 0 | 0 | |||||
29 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 140000 | 0 | 0 | 0 | |||||
30 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RATING | For | None | 140000 | 0 | 0 | 0 | |||||
31 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: SECURITY | For | None | 140000 | 0 | 0 | 0 | |||||
32 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: LOCK-UP PERIOD | For | None | 140000 | 0 | 0 | 0 | |||||
33 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 140000 | 0 | 0 | 0 | |||||
34 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TRADING/LISTING ARRANGEMENT | For | None | 140000 | 0 | 0 | 0 | |||||
35 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | For | None | 140000 | 0 | 0 | 0 | |||||
36 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
37 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 140000 | 0 | 0 | 0 | |||||
38 | 06 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | ||||||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | HK2388011192 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 705999348 | Management | Total Ballot Shares: | 572000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410571.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410561.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 33500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.575 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 33500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. CHEN SIQING AS A DIRECTOR OF THE COMPANY | For | None | 33500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KOH BENG SENG AS A DIRECTOR OF THE COMPANY | For | None | 33500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | For | None | 33500 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | For | None | 33500 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. LI JIUZHONG AS A DIRECTOR OF THE COMPANY | For | None | 33500 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 33500 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 33500 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 33500 | 0 | 0 | 0 | |||||
13 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 0 | 33500 | 0 | 0 | |||||
NOVATEK MICROELECTRONICS CORP, HSINCHU | ||||||||||||
Security: | Y64153102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | TW0003034005 | Vote Deadline Date: | 08-Jun-2015 | |||||||||
Agenda | 706191816 | Management | Total Ballot Shares: | 133000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | THE APPROVE 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 23000 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | For | None | 23000 | 0 | 0 | 0 | |||||
4 | THE ELECTION OF THE DIRECTOR: HE TAI SHUN, SHAREHOLDER NO. 6 | For | None | 23000 | 0 | 0 | 0 | |||||
5 | THE ELECTION OF THE DIRECTOR: UNITED MICRO ELECTRONICS CO., LTD. SHAREHOLDER NO. 1 | For | None | 23000 | 0 | 0 | 0 | |||||
6 | THE ELECTION OF THE DIRECTOR: WANG SHOU REN,SHAREHOLDER NO. 8136 | For | None | 23000 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF THE DIRECTOR: WU GUANG YI,SHAREHOLDER NO. D101448XXX | For | None | 23000 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF THE INDEPENDENT DIRECTOR: KE CHENG EN,SHAREHOLDER NO. U100056XXX | For | None | 23000 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF THE INDEPENDENT DIRECTOR: FANG GUO JIAN, SHAREHOLDER NO. B100608XXX | For | None | 23000 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE INDEPENDENT DIRECTOR: CAI SHI J IE,SHAREHOLDER NO. J100670XXX | For | None | 23000 | 0 | 0 | 0 | |||||
11 | TO RELEASE THE NEWLY ELECTED DIRECTORS FROM NON-COMPETITION RESTRICTIONS | For | None | 23000 | 0 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 12-Jun-2015 | |||||||||
Agenda | 706099024 | Management | Total Ballot Shares: | 2326400 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429759.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429811.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2014 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2014 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE APPROPRIATION TO STATUTORY SURPLUS RESERVE OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2014 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2015 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2014 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2014 OF THE COMPANY | For | None | 97400 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2015 | For | None | 97400 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD | For | None | 0 | 97400 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE CHANGES TO THE ISSUANCE PLAN OF FINANCIAL BONDS FOR 2015-2016 | For | None | 97400 | 0 | 0 | 0 | |||||
12 | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 19 MAY 2015 TO 18 MAY 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706098882 | Management | Total Ballot Shares: | 1123000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0429/LTN20150429550.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0429/LTN20150429491.PDF | None | None | Non Voting | ||||||||
3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
4 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
5 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 51000 | 0 | 0 | 0 | |||||
6 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
7 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2014 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | For | None | 51000 | 0 | 0 | 0 | |||||
8 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2015 | For | None | 51000 | 0 | 0 | 0 | |||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
12 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
13 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2014 | For | None | 51000 | 0 | 0 | 0 | |||||
14 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD FOR THE ISSUANCE OF FINANCIAL BONDS | For | None | 51000 | 0 | 0 | 0 | |||||
15 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD | For | None | 0 | 51000 | 0 | 0 | |||||
16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING CHINA MERCHANTS BANK CO., LTD.'S COMPLIANCE WITH THE CONDITIONS FOR THE PRIVATE PLACEMENT OF A SHARES TO DESIGNATED PLACEES | For | None | 51000 | 0 | 0 | 0 | |||||
17 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | For | None | 51000 | 0 | 0 | 0 | |||||
18 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: METHOD AND TIME OF THE ISSUE | For | None | 51000 | 0 | 0 | 0 | |||||
19 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | For | None | 51000 | 0 | 0 | 0 | |||||
20 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ISSUE PRICE AND THE BASIS FOR PRICING | For | None | 51000 | 0 | 0 | 0 | |||||
21 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | For | None | 51000 | 0 | 0 | 0 | |||||
22 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: LOCK-UP PERIOD | For | None | 51000 | 0 | 0 | 0 | |||||
23 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: PLACE OF LISTING | For | None | 51000 | 0 | 0 | 0 | |||||
24 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: USE OF THE PROCEEDS RAISED | For | None | 51000 | 0 | 0 | 0 | |||||
25 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | For | None | 51000 | 0 | 0 | 0 | |||||
26 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | For | None | 51000 | 0 | 0 | 0 | |||||
27 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (DRAFT) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 51000 | 0 | 0 | 0 | |||||
28 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | For | None | 51000 | 0 | 0 | 0 | |||||
29 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONNECTED TRANSACTION RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 51000 | 0 | 0 | 0 | |||||
30 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 51000 | 0 | 0 | 0 | |||||
31 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REPORT OF USE OF PROCEEDS RAISED BY CHINA MERCHANTS BANK CO., LTD. FROM ITS PREVIOUS FUNDRAISING ACTIVITY | For | None | 51000 | 0 | 0 | 0 | |||||
32 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | For | None | 51000 | 0 | 0 | 0 | |||||
33 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE TERMINATION BY CHINA MERCHANTS BANK CO., LTD. OF ITS H SHARE APPRECIATION RIGHTS SCHEME | For | None | 51000 | 0 | 0 | 0 | |||||
34 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT ON PRIVATE PLACEMENT ENTERED INTO BETWEEN THE COMPANY AND THE PLACEES RELATING TO THE PRIVATE PLACEMENT | For | None | 51000 | 0 | 0 | 0 | |||||
35 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS SHAREHOLDERS' RETURN PLAN FOR 2015 TO 2017 | For | None | 51000 | 0 | 0 | 0 | |||||
36 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS CAPITAL MANAGEMENT PLAN FOR 2015 TO 2017 | For | None | 51000 | 0 | 0 | 0 | |||||
37 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ANALYSIS ON THE DILUTION OF CURRENT RETURNS CAUSED BY THE PRIVATE PLACEMENT OF A SHARES AND ITS REMEDIAL MEASURES | For | None | 51000 | 0 | 0 | 0 | |||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706105081 | Management | Total Ballot Shares: | 1123000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429491.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429594.pdf | None | None | Non Voting | ||||||||
2 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | For | None | 51000 | 0 | 0 | 0 | |||||
3 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: METHOD AND TIME OF THE ISSUE | For | None | 51000 | 0 | 0 | 0 | |||||
4 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | For | None | 51000 | 0 | 0 | 0 | |||||
5 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ISSUE PRICE AND THE BASIS FOR PRICING | For | None | 51000 | 0 | 0 | 0 | |||||
6 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | For | None | 51000 | 0 | 0 | 0 | |||||
7 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: LOCK-UP PERIOD | For | None | 51000 | 0 | 0 | 0 | |||||
8 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: PLACE OF LISTING | For | None | 51000 | 0 | 0 | 0 | |||||
9 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: USE OF THE PROCEEDS RAISED | For | None | 51000 | 0 | 0 | 0 | |||||
10 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | For | None | 51000 | 0 | 0 | 0 | |||||
11 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | For | None | 51000 | 0 | 0 | 0 | |||||
12 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | For | None | 51000 | 0 | 0 | 0 | |||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | For | None | 51000 | 0 | 0 | 0 | |||||
14 | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706119939 | Management | Total Ballot Shares: | 4389330 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 04/LTN201505041882.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 04/LTN201505041848.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2014 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 171000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2014 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 171000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. QIAN WENHUI AS A SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 171000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2014 AUDITED ACCOUNTS | For | None | 171000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2014 PROFIT DISTRIBUTION PLAN | For | None | 171000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE FIXED ASSET INVESTMENT BUDGET FOR 2015 | For | None | 171000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ENGAGEMENT OF AUDITORS FOR 2015 | For | None | 171000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 0 | 171000 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. WANG XIQUAN AS AN EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 171000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. OR CHING FAI AS AN INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 171000 | 0 | 0 | 0 | |||||
RELO HOLDINGS,INC. | ||||||||||||
Security: | J6436W118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Jun-2015 | ||||||||||
ISIN | JP3755200007 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706256561 | Management | Total Ballot Shares: | 1300 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Amend Articles to: Increase the Board of Directors Size to 9, Adopt Reduction of Liability System for Outside Directors and Corporate Officers, Allow Use of Electronic Systems for Public Notifications | For | None | 1300 | 0 | 0 | 0 | |||||
2 | Appoint a Director Sasada, Masanori | For | None | 1300 | 0 | 0 | 0 | |||||
3 | Appoint a Director Nakamura, Kenichi | For | None | 1300 | 0 | 0 | 0 | |||||
4 | Appoint a Director Kadota, Yasushi | For | None | 1300 | 0 | 0 | 0 | |||||
5 | Appoint a Director Koshinaga, Kenji | For | None | 1300 | 0 | 0 | 0 | |||||
6 | Appoint a Director Iwao, Eiji | For | None | 1300 | 0 | 0 | 0 | |||||
7 | Appoint a Director Shimizu, Yasuji | For | None | 1300 | 0 | 0 | 0 | |||||
8 | Appoint a Director Koyama, Katsuhiko | For | None | 1300 | 0 | 0 | 0 | |||||
9 | Appoint a Director Onogi, Takashi | For | None | 1300 | 0 | 0 | 0 | |||||
10 | Appoint a Corporate Auditor Sakurai, Masao | For | None | 1300 | 0 | 0 | 0 | |||||
HON HAI PRECISION INDUSTRY CO LTD | ||||||||||||
Security: | Y36861105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jun-2015 | ||||||||||
ISIN | TW0002317005 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706234844 | Management | Total Ballot Shares: | 38080 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 493377 DUE TO CHANGE IN PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
3 | RATIFICATION OF THE 2014 BUSINESS REPORT AND AUDITED FINANCIAL STATEMENTS | For | None | 38080 | 0 | 0 | 0 | |||||
4 | RATIFICATION OF THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS. PROPOSED CASH DIVIDEND: TWD 3.8 PER SHARE. PROPOSED STOCK DIVIDEND:50 SHARES PER 1,000 SHARES | For | None | 38080 | 0 | 0 | 0 | |||||
5 | PROPOSAL TO APPROVE THE ISSUANCE OF NEW SHARES FOR CAPITAL INCREASE BY EARNINGS RE-CAPITALIZATION | For | None | 38080 | 0 | 0 | 0 | |||||
6 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S OPERATIONAL PROCEDURES FOR DERIVATIVES TRADING | For | None | 38080 | 0 | 0 | 0 | |||||
7 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION - ARTICLE 10, 16, 24 AND 31 | For | None | 38080 | 0 | 0 | 0 | |||||
8 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S REGULATIONS GOVERNING THE ELECTION OF DIRECTORS AND SUPERVISORS - ARTICLE 1, 2, 4 AND 9 | For | None | 38080 | 0 | 0 | 0 | |||||
ASCENDAS REAL ESTATE INVESTMENT TRUST | ||||||||||||
Security: | Y0205X103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Jun-2015 | ||||||||||
ISIN | SG1M77906915 | Vote Deadline Date: | 23-Jun-2015 | |||||||||
Agenda | 706271943 | Management | Total Ballot Shares: | 78100 | ||||||||
Last Vote Date: | 22-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF A- REIT) (THE "TRUSTEE"), THE STATEMENT BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF A-REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF A-REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2015 AND THE AUDITORS' REPORT THEREON | For | None | 78100 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF A-REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF A-REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | For | None | 78100 | 0 | 0 | 0 | |||||
3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN A-REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY | For | None | 0 | 78100 | 0 | 0 | |||||
INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED) CONTD | ||||||||||||
4 | CONTD PROVIDED THAT: (A) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT. (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (B) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT. (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (B) BELOW); (B) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT CONTD | None | None | Non Voting | ||||||||
5 | CONTD MAY BE ISSUED UNDER SUB-PARAGRAPH (A) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (C) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER | None | None | Non Voting | ||||||||
SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING A-REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR CONTD | ||||||||||||
6 | CONTD WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (D) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF A-REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF A-REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (E) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS CONTD | None | None | Non Voting | ||||||||
7 | CONTD ARE ISSUED; AND (F) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF A-REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | None | None | Non Voting |
Guinness Atkinson China & Hong Kong Fund
Meeting Date Range: 7/1/14 - 6/30/15
Selected Accounts
LENOVO GROUP LTD, HONG KONG | ||||||||||||
Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Jul-2014 | ||||||||||
ISIN | HK0992009065 | Vote Deadline Date: | 26-Jun-2014 | |||||||||
Agenda | 705337992 | Management | Total Ballot Shares: | 6497000 | ||||||||
Last Vote Date: | 09-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 29/LTN20140529208.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 29/LTN20140529198.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | For | None | 3883000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2014 | For | None | 3883000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. ZHU LINAN AS DIRECTOR | For | None | 3883000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | For | None | 3883000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | For | None | 3883000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | For | None | 3883000 | 0 | 0 | 0 | |||||
9 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | For | None | 3883000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | For | None | 3883000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 0 | 3883000 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 3883000 | 0 | 0 | 0 | |||||
13 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | For | None | 3883000 | 0 | 0 | 0 | |||||
14 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 3883000 | 0 | 0 | 0 | |||||
VTECH HOLDINGS LTD, HAMILTON | ||||||||||||
Security: | G9400S132 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jul-2014 | ||||||||||
ISIN | BMG9400S1329 | Vote Deadline Date: | 15-Jul-2014 | |||||||||
Agenda | 705398332 | Management | Total Ballot Shares: | 246100 | ||||||||
Last Vote Date: | 23-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 11/LTN20140611363.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/06 11/LTN20140611397.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE AUDITOR OF THE COMPANY ("AUDITOR") FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 237800 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2014 | For | None | 237800 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR. ALLAN WONG CHI YUN AS DIRECTOR | For | None | 237800 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. ANDY LEUNG HON KWONG AS DIRECTOR | For | None | 237800 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DR. PATRICK WANG SHUI CHUNG AS DIRECTOR | For | None | 237800 | 0 | 0 | 0 | |||||
8 | TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 237800 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 237800 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2014 AGM | For | None | 237800 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2014 AGM | For | None | 237800 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES BY THE ADDITION OF SUCH NUMBER OF SHARES TO BE REPURCHASED BY THE COMPANY | For | None | 237800 | 0 | 0 | 0 | |||||
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING | ||||||||||||
Security: | Y1504C113 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Aug-2014 | ||||||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 18-Aug-2014 | |||||||||
Agenda | 705452833 | Management | Total Ballot Shares: | 689000 | ||||||||
Last Vote Date: | 14-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 06/LTN20140706011.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/07 06/LTN20140706003.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO APPOINT DR. ZHANG YUZHUO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
4 | TO APPOINT DR. LING WEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
5 | TO APPOINT MR. HAN JIANGUO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
6 | TO APPOINT MR. WANG XIAOLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
7 | TO APPOINT MR. CHEN HONGSHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
8 | TO APPOINT MR. WU RUOSI AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
9 | TO APPOINT MS. FAN HSU LAI TAI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
10 | TO APPOINT MR. GONG HUAZHANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
11 | TO APPOINT MR. GUO PEIZHANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
12 | TO APPOINT MR. ZHAI RICHENG AS A SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
13 | TO APPOINT MR. TANG NING AS A SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE COMPANY | For | None | 689000 | 0 | 0 | 0 | |||||
14 | 09 JUL 2014: IN RESPECT OF RES.02, EACH OF THE SHARES HELD BY A SHAREHOLDER SHALL CARRY THE SAME NUMBER OF VOTES CORRESPONDING TO THE NUMBER OF INDEPENDENT NON-EXECUTIVE DIRECTORS TO BE ELECTED. A SHAREHOLDER MAY EXERCISE HIS VOTING RIGHTS BY SPLITTING HIS VOTES EVENLY FOR EACH OF THE CANDIDATES OF INDEPENDENT NON-EXECUTIVE DIRECTORS CORRESPONDING TO THE NUMBER OF SHARES HE HOLDS, OR BY CASTING ALL HIS VOTES CARRIED BY EACH OF HIS SHARES CORRESPONDING TO THE NUMBER OF INDEPENDENT NON-EXECUTIVE DIRECTORS TO BE ELECTED FOR A PARTICULAR CANDIDATE OF INDEPENDENT NON-EXECUTIVE DIRECTORS, OR BY CASTING A PORTION OF HIS VOTES CARRIED BY EACH OF HIS SHARES CORRESPONDING TO THE NUMBER OF INDEPENDENT NON-EXECUTIVE DIRECTORS TO BE ELECTED FOR A CERTAIN NUMBER OF CANDIDATES OF INDEPENDENT NON-EXECUTIVE DIRECTORS. . THE VOTING METHOD ADOPTED FOR RES.02 SHALL BE THE SAME AS THAT FOR RES.01 AND RES.03 | None | None | Non Voting | ||||||||
15 | 09 JUL 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE AND ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
NETEASE, INC. | ||||||||||||
Security: | 64110W102 | Meeting Type: | Annual | |||||||||
Ticker: | NTES | Meeting Date: | 05-Sep-2014 | |||||||||
ISIN | US64110W1027 | Vote Deadline Date: | 28-Aug-2014 | |||||||||
Agenda | 934065411 | Management | Total Ballot Shares: | 61975 | ||||||||
Last Vote Date: | 18-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | For | None | 61975 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF DIRECTOR: ALICE CHENG | For | None | 61975 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF DIRECTOR: DENNY LEE | For | None | 61975 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF DIRECTOR: JOSEPH TONG | For | None | 61975 | 0 | 0 | 0 | |||||
5 | RE-ELECTION OF DIRECTOR: LUN FENG | For | None | 61975 | 0 | 0 | 0 | |||||
6 | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | For | None | 61975 | 0 | 0 | 0 | |||||
7 | RE-ELECTION OF DIRECTOR: MICHAEL TONG | For | None | 61975 | 0 | 0 | 0 | |||||
8 | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (PREVIOUSLY KNOWN AS PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY) AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | For | None | 61975 | 0 | 0 | 0 | |||||
CHEN HSONG HOLDINGS LTD | ||||||||||||
Security: | G20874106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Sep-2014 | ||||||||||
ISIN | BMG208741063 | Vote Deadline Date: | 19-Sep-2014 | |||||||||
Agenda | 705515635 | Management | Total Ballot Shares: | 2810000 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 22/LTN20140822084.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 22/LTN20140822082.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 2430000 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE FINAL DIVIDEND OF HK4 CENTS PER SHARE AS RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 2430000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. STEPHEN HAU LEUNG CHUNG AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. JOHNSON CHIN KWANG TAN AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. MICHAEL TZE HAU LEE AS A DIRECTOR | For | None | 2430000 | 0 | 0 | 0 | |||||
8 | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2015 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | For | None | 2430000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2430000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2430000 | 0 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 2430000 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | For | None | 0 | 0 | 2430000 | 0 | |||||
13 | TO ADOPT THE NEW SHARE OPTION SCHEME OF THE COMPANY | For | None | 2430000 | 0 | 0 | 0 | |||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 08-Oct-2014 | ||||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 02-Oct-2014 | |||||||||
Agenda | 705507967 | Management | Total Ballot Shares: | 3306000 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 18/LTN20140818860.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 18/LTN20140818870.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE JOINT VENTURE WITH SZ INTERNATIONAL IN ESTABLISHMENT OF THE PROJECT COMPANY TO IMPLEMENT MEILIN CHECKPOINT URBAN RENEWAL PROJECT | For | None | 2610000 | 0 | 0 | 0 | |||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Oct-2014 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 14-Oct-2014 | |||||||||
Agenda | 705548216 | Management | Total Ballot Shares: | 1720500 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 04/LTN20140904752.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 04/LTN20140904766.pdf | None | None | Non Voting | ||||||||
2 | RESOLUTION ON ELECTION OF MR. LI XIAOPENG AS NON-EXECUTIVE DIRECTOR | For | None | 1379000 | 0 | 0 | 0 | |||||
3 | RESOLUTION ON ELECTION OF MR. ANTONY LEUNG AS INDEPENDENT NONEXECUTIVE DIRECTOR | For | None | 1379000 | 0 | 0 | 0 | |||||
4 | RESOLUTION ON ELECTION OF MR. ZHAO JUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 1379000 | 0 | 0 | 0 | |||||
5 | RESOLUTION ON ELECTION OF MR. JIN QINGJUN AS EXTERNAL SUPERVISOR | For | None | 1379000 | 0 | 0 | 0 | |||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Oct-2014 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 22-Oct-2014 | |||||||||
Agenda | 705561810 | Management | Total Ballot Shares: | 5909000 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910380.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910362.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION IN RESPECT OF CONTINUING CONNECTED TRANSACTIONS: "THAT, AS SET OUT IN THE CIRCULAR DATED 10 SEPTEMBER 2014 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"): THE NEW COMPREHENSIVE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THE EXECUTION OF THE NEW COMPREHENSIVE AGREEMENT BY MR YU YIBO FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; MR YU YIBO BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW COMPREHENSIVE AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT CONTD | For | None | 2720000 | 0 | 0 | 0 | |||||
3 | CONTD AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS; AND THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS UNDER THE NEW COMPREHENSIVE AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND APPROVE MR. ZHANG BIYI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE MR. JIANG LIFU AS SUPERVISOR OF THE COMPANY | For | None | 2720000 | 0 | 0 | 0 | |||||
6 | 12 SEP 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE TO 26 SEP 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Dec-2014 | ||||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 15-Dec-2014 | |||||||||
Agenda | 705667737 | Management | Total Ballot Shares: | 3306000 | ||||||||
Last Vote Date: | 17-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2014/110 3/ltn201411031747.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2014/110 3/ltn201411031707.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI | For | None | 2610000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LI JING QI | For | None | 2610000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. ZHAO JUN RONG | For | None | 2610000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. TSE YAT HONG | For | None | 2610000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WANG ZENG JIN | For | None | 2610000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WU YA DE | For | None | 2610000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. ZHANG YANG | For | None | 2610000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHIU CHI CHEONG, CLIFTON | For | None | 2610000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. AU SING KUN | For | None | 2610000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIN CHU CHANG | For | None | 2610000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU CHUN YUAN | For | None | 2610000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE RE- ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTORS OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. SHI XIAN LIANG | For | None | 2610000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE RE- ELECTION OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISORS OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. ZHONG SHAN QUN | For | None | 2610000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE RE- ELECTION OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISORS OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. HE SEN | For | None | 2610000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY | For | None | 2610000 | 0 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 17-Dec-2014 | |||||||||
Agenda | 705742143 | Management | Total Ballot Shares: | 3708900 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 05/LTN20141205825.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 05/LTN20141205834.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 2988000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 2988000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 2988000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 2988000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 2988000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 2988000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 2988000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 2988000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 2988000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 2988000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 2988000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 2988000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 2988000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 2988000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 2988000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 2988000 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 2988000 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 2988000 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 2988000 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 2988000 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 2988000 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 2988000 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 2988000 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 2988000 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 2988000 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 2988000 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 2988000 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 2988000 | 0 | 0 | 0 | |||||
31 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 2988000 | 0 | 0 | 0 | |||||
32 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 2988000 | 0 | 0 | 0 | |||||
33 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 2988000 | 0 | 0 | 0 | |||||
34 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
35 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 2988000 | 0 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Dec-2014 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 17-Dec-2014 | |||||||||
Agenda | 705740947 | Management | Total Ballot Shares: | 3708900 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/11 10/LTN20141110229.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2014/120 5/LTN20141205828.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE QUALIFICATION OF CHINA MINSHENG BANKING CORP., LTD. IN RELATION TO THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 2988000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 2988000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 2988000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 2988000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 2988000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 2988000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 2988000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 2988000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 2988000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 2988000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 2988000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 2988000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 2988000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 2988000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 2988000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 2988000 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TYPE AND NUMBER OF SECURITIES TO BE ISSUED | For | None | 2988000 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: MATURITY | For | None | 2988000 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: METHOD OF ISSUANCE | For | None | 2988000 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: PLACEES | For | None | 2988000 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: NOMINAL VALUE AND ISSUE PRICE | For | None | 2988000 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: DIVIDEND DISTRIBUTION PROVISIONS | For | None | 2988000 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: CONDITIONAL REDEMPTION TERMS | For | None | 2988000 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TERMS OF MANDATORY CONVERSION | For | None | 2988000 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RESTRICTION ON AND RESTORATION OF VOTING RIGHTS | For | None | 2988000 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 2988000 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: USE OF PROCEEDS | For | None | 2988000 | 0 | 0 | 0 | |||||
31 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RATING | For | None | 2988000 | 0 | 0 | 0 | |||||
32 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: GUARANTEE | For | None | 2988000 | 0 | 0 | 0 | |||||
33 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: TRANSFERABILITY | For | None | 2988000 | 0 | 0 | 0 | |||||
34 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: COMPLIANCE OF LATEST REGULATORY REQUIREMENTS | For | None | 2988000 | 0 | 0 | 0 | |||||
35 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: EFFECTIVE PERIOD OF THE RESOLUTION OF THE NON- PUBLIC ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
36 | TO CONSIDER AND APPROVE THE FOLLOWING ITEM OF THE PROPOSAL IN RESPECT OF NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCES | For | None | 2988000 | 0 | 0 | 0 | |||||
37 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FEASIBILITY ANALYSIS REPORT OF THE USE OF PROCEEDS FROM NON-PUBLIC ISSUANCE OF PREFERENCE SHARES BY CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
38 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS BY THE SHAREHOLDERS' GENERAL MEETING TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE OF PREFERENCE SHARES | For | None | 2988000 | 0 | 0 | 0 | |||||
39 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF ISSUANCE PLAN OF FINANCIAL BONDS AND TIER-2 CAPITAL BONDS OF CHINA MINSHENG BANKING CORP., LTD. FOR 2014 TO 2016 | For | None | 2988000 | 0 | 0 | 0 | |||||
40 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE AUTHORIZATION TO THE BOARD TO ISSUE OFFSHORE BONDS IN DUE COURSE | For | None | 2988000 | 0 | 0 | 0 | |||||
41 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
42 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CHANGE OF REGISTERED SHARE OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
43 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF CAPITAL MANAGEMENT PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
44 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2014 TO 2016 OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF IMPACTS ON DILUTION OF CURRENT RETURNS OF NON- PUBLIC ISSUANCE OF PREFERENCE SHARES AND NON-PUBLIC ISSUANCE OF RENMINBI ORDINARY SHARES (A SHARES) BY CHINA MINSHENG BANKING CORP., LTD. AND RELEVANT REMEDIAL MEASURES | For | None | 2988000 | 0 | 0 | 0 | |||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURES FOR SHAREHOLDERS' GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF AMENDMENTS TO THE RULES OF PROCEDURE FOR THE MEETING OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE 2014 INTERIM PROFIT DISTRIBUTION PLAN OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
49 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE APPOINTMENT OF MR. YAO DAFENG AS DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF CHINA MINSHENG BANKING CORP., LTD | For | None | 2988000 | 0 | 0 | 0 | |||||
DONGFENG MOTOR GROUP COMPANY LTD | ||||||||||||
Security: | Y21042109 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jan-2015 | ||||||||||
ISIN | CNE100000312 | Vote Deadline Date: | 16-Jan-2015 | |||||||||
Agenda | 705742559 | Management | Total Ballot Shares: | 1938000 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 07/LTN20141207015.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 07/LTN20141207021.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE COMPANY TO APPLY FOR THE REGISTRATION AND ISSUE OF MEDIUM-TERM NOTES BY DISCRETION | For | None | 1600000 | 0 | 0 | 0 | |||||
4 | 09 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING TAG TO Y. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jan-2015 | ||||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 19-Jan-2015 | |||||||||
Agenda | 705743424 | Management | Total Ballot Shares: | 5557330 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2014/120 8/LTN20141208737.pdf and http://www.hkexnews.hk/listedco/listconews/SEHK/2014/12 08/LTN20141208727.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIANG JIANQING AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ANTHONY FRANCIS NEOH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE ELECTION OF MS. WANG XIAOYA AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE ELECTION OF MS. GE RONGRONG AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHENG FUQING AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. FEI ZHOULIN AS A NON-EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHENG FENGCHAO AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MS. WANG CHIXI AS A SHAREHOLDER SUPERVISOR OF THE BANK | For | None | 5386330 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ADJUSTMENT TO THE VALID PERIOD OF THE ISSUE OF ELIGIBLE TIER- 2 CAPITAL INSTRUMENTS | For | None | 5386330 | 0 | 0 | 0 | |||||
11 | 11 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTING TAG FROM "N" TO "Y". IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
WEICHAI POWER CO LTD | ||||||||||||
Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Feb-2015 | ||||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 23-Feb-2015 | |||||||||
Agenda | 705773388 | Management | Total Ballot Shares: | 884120 | ||||||||
Last Vote Date: | 12-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/01 07/LTN20150107865.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/01 07/LTN20150107853.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT SUPPLY AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE SUPPLY OF BASE ENGINES, GAS ENGINE PARTS, UTILITY AND LABOUR SERVICES, TECHNOLOGY DEVELOPMENT SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT PURCHASE AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE PURCHASE OF GAS ENGINES, GAS ENGINE PARTS, LABOUR SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) FROM WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LOGISTICS AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE PROVISION OF LOGISTICS AND STORAGE SERVICES BY WEICHAI LOGISTICS (AND ITS ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LEASING AGREEMENT DATED 8 DECEMBER 2014 IN RESPECT OF THE LEASING OF FACTORY BUILDINGS BY THE COMPANY TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | For | None | 750120 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE CONVENING THE EGM | For | None | 750120 | 0 | 0 | 0 | |||||
ANHUI CONCH CEMENT CO LTD, WUHU | ||||||||||||
Security: | Y01373102 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Mar-2015 | ||||||||||
ISIN | CNE1000001W2 | Vote Deadline Date: | 04-Mar-2015 | |||||||||
Agenda | 705783137 | Management | Total Ballot Shares: | 904000 | ||||||||
Last Vote Date: | 26-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/011 9/LTN20150119615.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/011 9/LTN20150119589.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
3 | TO ELECT AND APPOINT MR. ZHAO JIANGUANG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 733000 | 0 | 0 | 0 | |||||
DB X-TRACKERS SICAV - DB X-TRACKERS CSI300 UCITS E | ||||||||||||
Security: | L2297J434 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Mar-2015 | ||||||||||
ISIN | LU0455008887 | Vote Deadline Date: | 20-Mar-2015 | |||||||||
Agenda | 705855356 | Management | Total Ballot Shares: | 3891600 | ||||||||
Last Vote Date: | 09-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 3342200 | 0 | 0 | 0 | |||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | For | None | 3342200 | 0 | 0 | 0 | |||||
3 | APPROVE DISCHARGE OF DIRECTORS | For | None | 3342200 | 0 | 0 | 0 | |||||
4 | RE-ELECT WERNER BURG, KLAUS MICHAEL VOGEL, JACQUES ELVINGER AND MANOOJ MISTRY AS DIRECTORS | For | None | 3342200 | 0 | 0 | 0 | |||||
5 | ELECT BEN O'BRYAN AND PHILIPPE AH-SUN AS DIRECTORS | For | None | 3342200 | 0 | 0 | 0 | |||||
6 | RENEW APPOINTMENT OF ERNST YOUNG S.A. AS AUDITOR | For | None | 3342200 | 0 | 0 | 0 | |||||
7 | TRANSACT OTHER BUSINESS | Abstain | None | 0 | 0 | 3342200 | 0 | |||||
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN | ||||||||||||
Security: | G3777B103 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Mar-2015 | ||||||||||
ISIN | KYG3777B1032 | Vote Deadline Date: | 26-Mar-2015 | |||||||||
Agenda | 705893130 | Management | Total Ballot Shares: | 5195000 | ||||||||
Last Vote Date: | 25-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1 , ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/20 15/0313/LTN20150313364.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 3/LTN20150313311.pdf | None | None | Non Voting | ||||||||
3 | TO APPROVE, RATIFY AND CONFIRM THE ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 16 MARCH 2015 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | For | None | 5195000 | 0 | 0 | 0 | |||||
NAGACORP LTD | ||||||||||||
Security: | G6382M109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Apr-2015 | ||||||||||
ISIN | KYG6382M1096 | Vote Deadline Date: | 10-Apr-2015 | |||||||||
Agenda | 705881034 | Management | Total Ballot Shares: | 2570000 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 0/ltn20150310393.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 0/ltn20150310407.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 (THE "YEAR END") | For | None | 1862000 | 0 | 0 | 0 | |||||
4 | TO DECLARE THE FINAL DIVIDEND IN RESPECT OF THE YEAR END | For | None | 1862000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. TIMOTHY PATRICK MCNALLY AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1862000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: TAN SRI DATUK SERI PANGLIMA ABDUL KADIR BIN HAJI SHEIKH FADZIR AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1862000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE DIRECTOR WHO HAS RETIRED BY ROTATION IN ACCORDANCE WITH ARTICLE 87(1) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. LIM MUN KEE AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 1862000 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE YEAR END AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 1862000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT BDO LIMITED AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 1862000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 1862000 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 1862000 | 0 | 0 | 0 | |||||
12 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NOS. 6(A) AND (B), TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 6(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 6(B) | For | None | 0 | 1862000 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2015 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 21-Apr-2015 | |||||||||
Agenda | 705887288 | Management | Total Ballot Shares: | 2326400 | ||||||||
Last Vote Date: | 13-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 1/LTN20150311646.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/031 1/LTN20150311638.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE POSTPONEMENT OF THE ELECTION OF THE SUPERVISORY BOARD OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD, SINGAPORE | ||||||||||||
Security: | Y9728A102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | SG1U76934819 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 705949064 | Management | Total Ballot Shares: | 1522000 | ||||||||
Last Vote Date: | 13-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT THEREON | For | None | 1396000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.055 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 1396000 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 135,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014. (2013:SGD 133,500) | For | None | 1396000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR XU WEN JIONG RETIRING BY ROTATION PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 1396000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR REN YUANLIN | For | None | 1396000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR TEO YI-DAR | For | None | 1396000 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1396000 | 0 | 0 | 0 | |||||
8 | AUTHORITY TO ALLOT AND ISSUE SHARES | For | None | 0 | 1396000 | 0 | 0 | |||||
9 | RENEWAL OF SHARE PURCHASE MANDATE | For | None | 1396000 | 0 | 0 | 0 | |||||
SOHO CHINA LTD | ||||||||||||
Security: | G82600100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-May-2015 | ||||||||||
ISIN | KYG826001003 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 705983472 | Management | Total Ballot Shares: | 2426000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN201504081589.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN201504081587.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS OF THE COMPANY (THE "AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2426000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF RMB0.13 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2426000 | 0 | 0 | 0 | |||||
5 | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 2426000 | 0 | 0 | 0 | |||||
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 2426000 | 0 | 0 | 0 | |||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 0 | 2426000 | 0 | 0 | |||||
8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY | For | None | 2426000 | 0 | 0 | 0 | |||||
9 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5(B) | For | None | 0 | 2426000 | 0 | 0 | |||||
TENCENT HOLDINGS LTD, GEORGE TOWN | ||||||||||||
Security: | G87572163 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-May-2015 | ||||||||||
ISIN | KYG875721634 | Vote Deadline Date: | 08-May-2015 | |||||||||
Agenda | 705938225 | Management | Total Ballot Shares: | 272400 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/033 0/LTN201503301236.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/033 0/LTN201503301228.PDF | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 239900 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND | For | None | 239900 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT Mr LI DONG SHENG AS DIRECTOR | For | None | 239900 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT Mr IAIN FERGUSON BRUCE AS DIRECTOR | For | None | 239900 | 0 | 0 | 0 | |||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | For | None | 239900 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 239900 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 239900 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 239900 | 0 | 0 | 0 | |||||
11 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | For | None | 0 | 239900 | 0 | 0 | |||||
CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS | ||||||||||||
Security: | G2157Q102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-May-2015 | ||||||||||
ISIN | KYG2157Q1029 | Vote Deadline Date: | 12-May-2015 | |||||||||
Agenda | 706004796 | Management | Total Ballot Shares: | 3488000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 3/LTN20150413317.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 3/LTN20150413251.pdf | None | None | Non Voting | ||||||||
3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2885000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2885000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. HUANG GUIRONG AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. LUO JIANFENG AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. LIN DEWEI AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT DR. BAI CHONGEN AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. CHEUNG MAN YU AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT MS. LAN FANG AS DIRECTOR | For | None | 2885000 | 0 | 0 | 0 | |||||
11 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 2885000 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 2885000 | 0 | 0 | 0 | |||||
13 | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE CONTD | For | None | 0 | 2885000 | 0 | 0 | |||||
14 | CONTD NOMINAL VALUE OF THE SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR | None | None | Non Voting | ||||||||
ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF CONTD | ||||||||||||
15 | CONTD ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; 2 (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS CONTD | None | None | Non Voting | ||||||||
16 | CONTD REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY CONTD | None | None | Non Voting | ||||||||
17 | CONTD OUTSIDE HONG KONG) | None | None | Non Voting | ||||||||
18 | THAT:(A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE REPURCHASES, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED (B) THE AGGREGATE NOMINAL VALUE OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE CONTD | For | None | 2885000 | 0 | 0 | 0 | |||||
19 | CONTD AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD CONTD | None | None | Non Voting | ||||||||
20 | CONTD ; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | None | None | Non Voting | ||||||||
21 | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 0 | 0 | 2885000 | 0 | |||||
SHENZHEN EXPRESSWAY CO LTD | ||||||||||||
Security: | Y7741B107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-May-2015 | ||||||||||
ISIN | CNE100000478 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 705915102 | Management | Total Ballot Shares: | 3306000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 25 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF VOTING OPTIONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 4/LTN20150324591.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 4/LTN20150324516.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2014 | For | None | 2610000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2014 | For | None | 2610000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2014 | For | None | 2610000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2014 (INCLUDING DECLARATION OF FINAL DIVIDEND) | For | None | 2610000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2015 | For | None | 2610000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THAT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP BE RE-APPOINTED AS THE AUDITORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 2610000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): ISSUE SIZE AND METHOD | For | None | 2610000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): TYPE OF THE DEBENTURES | For | None | 2610000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): MATURITY OF THE DEBENTURES | For | None | 2610000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | For | None | 2610000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): INTEREST RATE | For | None | 2610000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): USE OF PROCEEDS | For | None | 2610000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): LISTING | For | None | 2610000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): GUARANTEE | For | None | 2610000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): VALIDITY OF THE RESOLUTION | For | None | 2610000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTION IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURE ("DEBENTURES"): AUTHORISATION ARRANGEMENT | For | None | 2610000 | 0 | 0 | 0 | |||||
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN | ||||||||||||
Security: | G2953R114 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-May-2015 | ||||||||||
ISIN | KYG2953R1149 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 706021134 | Management | Total Ballot Shares: | 682000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 15/LTN20150415736.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 15/LTN20150415777.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2014 | For | None | 565000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HK0.71 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2014 | For | None | 565000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. BENJAMIN ZHENGMIN PAN AS EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KOH BOON HWEE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS. CHANG CARMEN I-HUA AS INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 565000 | 0 | 0 | 0 | |||||
8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDED 31ST DECEMBER, 2015 | For | None | 565000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 565000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 565000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 565000 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | For | None | 0 | 565000 | 0 | 0 | |||||
CATHAY PACIFIC AIRWAYS LTD, HONG KONG | ||||||||||||
Security: | Y11757104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | HK0293001514 | Vote Deadline Date: | 15-May-2015 | |||||||||
Agenda | 705983585 | Management | Total Ballot Shares: | 792000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN20150408987.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN201504081009.pdf | None | None | Non Voting | ||||||||
3 | TO RE-ELECT MARTIN JAMES MURRAY AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT SHIU IAN SAI CHEUNG AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT ZHAO XIAOHANG AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | |||||
6 | TO ELECT MARTIN CUBBON AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | |||||
7 | TO ELECT SAMUEL COMPTON SWIRE AS A DIRECTOR | For | None | 792000 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 792000 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE FOR SHARE BUY-BACK | For | None | 792000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY | For | None | 792000 | 0 | 0 | 0 | |||||
LI & FUNG LTD | ||||||||||||
Security: | G5485F169 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-May-2015 | ||||||||||
ISIN | BMG5485F1692 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 706045437 | Management | Total Ballot Shares: | 9641000 | ||||||||
Last Vote Date: | 27-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420513.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420493.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1496000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 21 HK CENTS PER SHARE AND A SPECIAL DIVIDEND OF 7 HK CENTS PER SHARE | For | None | 1496000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR MARTIN TANG YUE NIEN AS DIRECTOR | For | None | 1496000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR MARC ROBERT COMPAGNON | For | None | 1496000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1496000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | For | None | 1496000 | 0 | 0 | 0 | |||||
11 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | For | None | 1496000 | 0 | 0 | 0 | |||||
12 | TO ADOPT SHARE AWARD SCHEME AND TO GIVE THE DIRECTORS THE SCHEME MANDATE TO ISSUE NEW SHARES UP TO 3% | For | None | 1496000 | 0 | 0 | 0 | |||||
DAH SING FINANCIAL HOLDINGS LTD, WANCHAI | ||||||||||||
Security: | Y19182107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | HK0440001847 | Vote Deadline Date: | 21-May-2015 | |||||||||
Agenda | 706050591 | Management | Total Ballot Shares: | 87681 | ||||||||
Last Vote Date: | 19-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 1/LTN20150421577.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 1/LTN20150421564.pdf | None | None | Non Voting | ||||||||
3 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 87681 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR 2014 | For | None | 87681 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. LON DOUNN AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. TOSHIHIDE MOTOSHITA AS A DIRECTOR | For | None | 87681 | 0 | 0 | 0 | |||||
9 | TO FIX THE FEES OF THE DIRECTORS | For | None | 87681 | 0 | 0 | 0 | |||||
10 | TO APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 87681 | 0 | 0 | 0 | |||||
11 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | For | None | 0 | 87681 | 0 | 0 | |||||
12 | TO APPROVE A GENERAL MANDATE TO BUY- BACK SHARES | For | None | 87681 | 0 | 0 | 0 | |||||
13 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | For | None | 0 | 87681 | 0 | 0 | |||||
14 | TO APPROVE THE ADOPTION OF A NEW SHARE OPTION SCHEME (THE "NEW SHARE OPTION SCHEME") | For | None | 87681 | 0 | 0 | 0 | |||||
15 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE NEW SHARE OPTION SCHEME AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER ANY SHARE OPTION SCHEMES ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | For | None | 87681 | 0 | 0 | 0 | |||||
16 | 27 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
CHINA MOBILE LIMITED, HONG KONG | ||||||||||||
Security: | Y14965100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-May-2015 | ||||||||||
ISIN | HK0941009539 | Vote Deadline Date: | 25-May-2015 | |||||||||
Agenda | 705987886 | Management | Total Ballot Shares: | 191000 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN201504081007.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN20150408997.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 181500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 181500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. XUE TAOHAI AS EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 181500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. FRANK WONG KWONG SHING | For | None | 181500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. MOSES CHENG MO CHI | For | None | 181500 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 181500 | 0 | 0 | 0 | |||||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | For | None | 181500 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 181500 | 0 | 0 | |||||
11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | For | None | 0 | 0 | 181500 | 0 | |||||
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING | ||||||||||||
Security: | Y1504C113 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-May-2015 | ||||||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 25-May-2015 | |||||||||
Agenda | 706148916 | Management | Total Ballot Shares: | 689000 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 443126 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 0/LTN20150410634.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508575.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508604.pdf | None | None | Non Voting | ||||||||
3 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE" | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 689000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 689000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 689000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY'S PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED 31 DECEMBER 2014: (1) FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 IN THE AMOUNT OF RMB0.74 PER SHARE (INCLUSIVE OF TAX) BE DECLARED AND DISTRIBUTED, THE AGGREGATE AMOUNT OF WHICH IS APPROXIMATELY RMB14.718 BILLION (INCLUSIVE OF TAX); (2) TO AUTHORISE A COMMITTEE COMPRISING OF DR. ZHANG YUZHUO, DR. LING WEN AND MR. HAN JIANGUO TO IMPLEMENT THE ABOVE MENTIONED PROFIT DISTRIBUTION PLAN AND TO DEAL WITH MATTERS IN RELATION TO TAX WITH-HOLDING AS REQUIRED BY RELEVANT LAWS, REGULATIONS AND REGULATORY AUTHORITIES | For | None | 689000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014: (1) AGGREGATE REMUNERATION OF THE EXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB2,990,313; (2) AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB1,350,000, OF WHICH THE AGGREGATE REMUNERATION OF THE INDEPENDENT NONEXECUTIVE DIRECTORS IS IN THE AMOUNT OF RMB1,350,000, THE NONEXECUTIVE DIRECTORS (OTHER THAN THE INDEPENDENT NON-EXECUTIVE DIRECTORS) ARE REMUNERATED BY SHENHUA GROUP CORPORATION LIMITED AND ARE NOT REMUNERATED BY THE COMPANY IN CASH; (3) AGGREGATE REMUNERATION OF THE SUPERVISORS IS IN THE AMOUNT OF RMB2,065,833 | For | None | 689000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE EXTENSION OF APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE TOHMATSU AS THE PRC AND INTERNATIONAL AUDITORS RESPECTIVELY | For | None | 689000 | 0 | 0 | 0 | |||||
OF THE COMPANY FOR 2015 UNTIL THE COMPLETION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE A COMMITTEE COMPRISING OF MR. ZHANG YUZHUO, MR. LING WEN, MR. HAN JIANGUO AND MR. GONG HUAZHANG, ALL BEING DIRECTORS OF THE COMPANY, TO DETERMINE THEIR 2015 REMUNERATION | ||||||||||||
10 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE TO GENERAL MANDATE FOR THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL A SHARES AND H SHARES:- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO ALLOT, ISSUE, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES (A SHARES) AND OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 20% OF EACH OF THE NUMBER OF DOMESTIC SHARES (A SHARES) AND THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME OF PASSING THIS RESOLUTION AT ANNUAL GENERAL MEETING. PURSUANT TO PRC LAWS AND REGULATIONS, THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH ADDITIONAL ISSUANCE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THIS GENERAL MANDATE IS APPROVED. (2) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE THE CLASS OF SHARES TO BE ISSUED, ISSUANCE PRICE, TIME OF ISSUANCE, PERIOD OF ISSUANCE, NUMBER OF SHARES TO BE ISSUED, ALLOTTEES AND USE OF PROCEEDS, AND WHETHER TO ISSUE SHARES TO EXISTING SHAREHOLDERS; (II) ENGAGE THE SERVICES OF PROFESSIONAL ADVISERS FOR SHARE ISSUANCE RELATED MATTERS, AND TO APPROVE AND EXECUTE ALL ACTS, DEEDS, DOCUMENTS OR OTHER MATTERS NECESSARY, APPROPRIATE OR REQUIRED | For | None | 0 | 689000 | 0 | 0 | |||||
FOR SHARE ISSUANCE; (III) APPROVE AND EXECUTE DOCUMENTS RELATED TO SHARE ISSUANCE FOR SUBMISSION TO REGULATORY AUTHORITIES, AND TO CARRY OUT RELEVANT APPROVAL PROCEDURES; (IV) AFTER SHARE ISSUANCE, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, AND TO CARRY OUT RELEVANT REGISTRATIONS AND FILINGS. (3) AUTHORISATION PERIOD THE PERIOD OF ABOVE GENERAL MANDATE SHALL NOT EXCEED THE RELEVANT PERIOD (THE "RELEVANT PERIOD"). THE RELEVANT PERIOD COMMENCES FROM THE DAY WHEN THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS APPROVED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING AND ENDS AT THE EARLIER OF :- (A) THE CONCLUSION OF THE ANNUAL GENERAL MEETING FOR 2015; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2014; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO ISSUE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE ISSUANCE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | ||||||||||||
11 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE FOR THE BOARD OF DIRECTORS TO REPURCHASE THE COMPANY'S A SHARES AND H SHARES:- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE | For | None | 689000 | 0 | 0 | 0 | |||||
DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR REPURCHASES OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH REPURCHASE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS OF HOLDERS OF DOMESTIC SHARE (A SHARE) OR HOLDERS OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE). (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF REPURCHASE, PERIOD OF REPURCHASE, REPURCHASE PRICE AND NUMBER OF SHARES TO REPURCHASE, ETC; (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; (V) CARRY OUT CANCELATION PROCEDURES FOR REPURCHASED SHARES, | ||||||||||||
MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE REPURCHASE. (4) AUTHORISATION PERIOD THE PERIOD OF ABOVE GENERAL MANDATE SHALL NOT EXCEED THE RELEVANT PERIOD (THE "RELEVANT PERIOD"). THE RELEVANT PERIOD COMMENCES FROM THE DAY WHEN THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS APPROVED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING AND ENDS AT THE EARLIER OF :- (A) THE CONCLUSION OF THE ANNUAL GENERAL MEETING FOR 2015; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2014, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2015 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2015; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF HOLDERS OF DOMESTIC SHARE (A SHARE) OR A CLASS MEETING OF HOLDERS OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE), EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO REPURCHASE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE REPURCHASE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | ||||||||||||
12 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING MANDATE AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO CARRY OUT THE FOLLOWING:- (1) TO DETERMINE THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITHIN THE LIMIT OF ISSUANCE, INCLUDING BUT NOT LIMITED TO SHORT-TERM DEBENTURES, MEDIUM-TERM NOTES, SUPER SHORTTERM COMMERCIAL PAPERS, CORPORATE BONDS AND ENTERPRISE BONDS IN DOMESTIC MARKET AS WELL AS RENMINBI DENOMINATED BONDS AND FOREIGN CURRENCY DENOMINATED BONDS, ETC. IN OVERSEAS MARKET (EXCLUDING CONVERTIBLE BONDS THAT MAY BE CONVERTED INTO EQUITY SECURITIES). (2) TO DETERMINE AND FINALISE, BASED ON THE COMPANY'S NEEDS AND MARKET CONDITIONS, THE SPECIFIC TERMS AND CONDITIONS OF AND ALL RELEVANT MATTERS IN CONNECTION WITH THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS, INCLUDING BUT NOT LIMITED TO TYPE, PRINCIPAL, INTEREST RATE, TERM, ISSUANCE TIMING, TARGETS AND USE OF PROCEEDS OF SUCH DEBT FINANCING INSTRUMENTS TO BE ISSUED WITHIN THE AFORESAID LIMIT AND THE PRODUCTION, EXECUTION AND DISCLOSURE OF ALL NECESSARY DOCUMENTS. (3) TO SATISFY THE FOLLOWING CRITERIA FOR ANY CORPORATE BONDS TO BE ISSUED THROUGH A DOMESTIC EXCHANGE: THE PRINCIPAL SHALL NOT EXCEED RMB50 BILLION; THE TERM SHALL NOT EXCEED 10 YEARS; AND SUCH CORPORATE BONDS MAY BE ISSUED TO THE COMPANY'S SHAREHOLDERS BY WAY OF PLACING, ARRANGEMENT DETAILS OF WHICH (AVAILABILITY OF PLACING, PLACING RATIO, ETC.) SHALL BE DETERMINED BY THE BOARD OF DIRECTORS ACCORDING TO MARKET CONDITIONS AND THE TERMS AND CONDITIONS OF THE PROPOSED ISSUE. (4) | For | None | 0 | 0 | 689000 | 0 | |||||
TO DELEGATE THE MANDATE TO THE PRESIDENT AND THE CHIEF FINANCIAL OFFICER OF THE COMPANY, WITHIN THE SCOPE OF THIS MANDATE FOR DETERMINING OTHER MATTERS RELATED TO SUCH ISSUANCE AND IMPLEMENTING SPECIFIC MEASURES UPON DETERMINING THE TYPE, PRINCIPAL, TERM AND USE OF PROCEEDS OF EACH ISSUANCE OF THE DEBT FINANCING INSTRUMENTS BY THE BOARD OF DIRECTORS OF THE COMPANY. (5) AFTER THIS RESOLUTION IS APPROVED BY SHAREHOLDERS AT THE GENERAL MEETING, IT WILL REMAIN EFFECTIVE FOR TWO YEARS. THE EFFECTIVE PERIOD OF THE RESOLUTION ON GRANTING A MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE DEBT FINANCING INSTRUMENTS AS APPROVED AT THE ANNUAL GENERAL MEETING FOR 2013 ON 27 JUNE 2014 WILL EXPIRE ON THE DATE ON WHICH THIS AUTHORIZATION IS APPROVED AT THE ANNUAL GENERAL MEETING FOR 2014 | ||||||||||||
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING | ||||||||||||
Security: | Y1504C113 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 29-May-2015 | ||||||||||
ISIN | CNE1000002R0 | Vote Deadline Date: | 25-May-2015 | |||||||||
Agenda | 706003592 | Management | Total Ballot Shares: | 689000 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 0/LTN20150410713.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/041 0/LTN20150410719.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE FOLLOWING GENERAL MANDATE FOR THE BOARD TO REPURCHASE THE COMPANY'S A SHARES AND H SHARES:- (1) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE DOMESTIC SHARES (A SHARES) NOT EXCEEDING 10% OF THE NUMBER OF DOMESTIC SHARES (A SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND CLASS MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC LAWS AND REGULATIONS, AND FOR REPURCHASES OF DOMESTIC SHARES (A SHARES), THE COMPANY WILL SEEK FURTHER APPROVAL FROM ITS SHAREHOLDERS IN GENERAL MEETING FOR EACH REPURCHASE OF DOMESTIC SHARES (A SHARES) EVEN WHERE THE GENERAL MANDATE IS GRANTED, BUT WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS' APPROVAL AT CLASS MEETINGS CONTD | For | None | 689000 | 0 | 0 | 0 | |||||
4 | CONTD OF HOLDERS OF DOMESTIC SHARE (A SHARE) OR HOLDERS OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE). (2) APPROVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO, BY REFERENCE TO MARKET CONDITIONS AND IN ACCORDANCE WITH NEEDS OF THE COMPANY, TO REPURCHASE OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) NOT EXCEEDING 10% OF THE NUMBER OF OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) IN ISSUE AT THE TIME WHEN THIS RESOLUTION IS PASSED AT ANNUAL GENERAL MEETING AND CLASS MEETINGS OF SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE AUTHORISED TO (INCLUDING BUT NOT LIMITED TO THE FOLLOWING):- (I) DETERMINE TIME OF REPURCHASE, PERIOD OF REPURCHASE, REPURCHASE PRICE AND NUMBER OF SHARES TO REPURCHASE ETC; (II) NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS; (III) OPEN OVERSEAS SHARE ACCOUNTS AND TO CARRY OUT RELATED CHANGE CONTD | None | None | Non Voting | ||||||||
5 | CONTD OF FOREIGN EXCHANGE REGISTRATION PROCEDURES; (IV) CARRY OUT RELEVANT APPROVAL PROCEDURES AND TO CARRY OUT FILINGS WITH THE CHINA SECURITIES REGULATORY COMMISSION; (V) CARRY OUT CANCELATION PROCEDURES FOR REPURCHASED SHARES, MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY RELATING TO SHARE CAPITAL AND SHAREHOLDINGS ETC, CARRY OUT MODIFICATION REGISTRATIONS, AND TO DEAL WITH ANY OTHER DOCUMENTS AND MATTERS RELATED TO SHARE REPURCHASE. (4) AUTHORISATION PERIOD THE PERIOD OF ABOVE GENERAL MANDATE SHALL NOT EXCEED THE RELEVANT PERIOD (THE "RELEVANT PERIOD"). THE RELEVANT PERIOD COMMENCES FROM THE DAY WHEN THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS APPROVED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING AND ENDS AT THE EARLIER OF:- (A) THE CONCLUSION OF THE ANNUAL CONTD | None | None | Non Voting | ||||||||
6 | CONTD GENERAL MEETING FOR 2015; (B) THE EXPIRATION OF A PERIOD OF TWELVE MONTHS FOLLOWING THE PASSING OF THIS SPECIAL RESOLUTION AT THE ANNUAL GENERAL MEETING FOR 2014, THE FIRST A SHAREHOLDERS' CLASS MEETING IN 2015 AND THE FIRST H SHAREHOLDERS' CLASS MEETING IN 2015; OR (C) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THIS SPECIAL RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF SHAREHOLDERS AT A GENERAL MEETING, OR A SPECIAL RESOLUTION OF SHAREHOLDERS AT A CLASS MEETING OF HOLDERS OF DOMESTIC SHARE (A SHARE) OR A CLASS MEETING OF HOLDERS OF OVERSEAS-LISTED FOREIGN INVESTED SHARE (H SHARE), EXCEPT WHERE THE BOARD OF DIRECTORS HAS RESOLVED TO REPURCHASE DOMESTIC SHARES (A SHARES) OR OVERSEAS-LISTED FOREIGN INVESTED SHARES (H SHARES) DURING THE RELEVANT PERIOD AND THE SHARE REPURCHASE IS TO BE CONTINUED OR IMPLEMENTED AFTER THE RELEVANT PERIOD | None | None | Non Voting | ||||||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security: | Y1397N101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 10-Jun-2015 | |||||||||
Agenda | 706165556 | Management | Total Ballot Shares: | 4571670 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 450563 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 4/ltn20150514691.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 4/ltn20150514660.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 9/ltn20150429953.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 9/ltn20150429923.pdf | None | None | Non Voting | ||||||||
3 | 2014 REPORT OF BOARD OF DIRECTORS | For | None | 3692670 | 0 | 0 | 0 | |||||
4 | 2014 REPORT OF BOARD OF SUPERVISORS | For | None | 3692670 | 0 | 0 | 0 | |||||
5 | 2014 FINAL FINANCIAL ACCOUNTS | For | None | 3692670 | 0 | 0 | 0 | |||||
6 | 2014 PROFIT DISTRIBUTION PLAN | For | None | 3692670 | 0 | 0 | 0 | |||||
7 | BUDGET OF 2015 FIXED ASSETS INVESTMENT | For | None | 3692670 | 0 | 0 | 0 | |||||
8 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2013 | For | None | 3692670 | 0 | 0 | 0 | |||||
9 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2013 | For | None | 3692670 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF MR. WANG HONGZHANG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
11 | ELECTION OF MR. PANG XIUSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
12 | ELECTION OF MR. ZHANG GENGSHENG AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
13 | ELECTION OF MR. LI JUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
14 | ELECTION OF MS. HAO AIQUN AS A NON- EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
15 | CONTINUATION OF MS. ELAINE LA ROCHE AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2015 | For | None | 3692670 | 0 | 0 | 0 | |||||
17 | IMPACT ON DILUTION OF CURRENT RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES | For | None | 3692670 | 0 | 0 | 0 | |||||
18 | SHAREHOLDER RETURN PLAN FOR 2015 TO 2017 | For | None | 3692670 | 0 | 0 | 0 | |||||
19 | CAPITAL PLAN FOR 2015 TO 2017 | For | None | 3692670 | 0 | 0 | 0 | |||||
20 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | None | 3692670 | 0 | 0 | 0 | |||||
21 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 3692670 | 0 | 0 | 0 | |||||
22 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | For | None | 3692670 | 0 | 0 | 0 | |||||
23 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MATURITY DATE | For | None | 3692670 | 0 | 0 | 0 | |||||
24 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: USE OF PROCEEDS | For | None | 3692670 | 0 | 0 | 0 | |||||
25 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | For | None | 3692670 | 0 | 0 | 0 | |||||
26 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 3692670 | 0 | 0 | 0 | |||||
27 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: MANDATORY CONVERSION | For | None | 3692670 | 0 | 0 | 0 | |||||
28 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: CONDITIONAL REDEMPTION | For | None | 3692670 | 0 | 0 | 0 | |||||
29 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: VOTING RIGHTS RESTRICTIONS AND RESTORATION | For | None | 3692670 | 0 | 0 | 0 | |||||
30 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 3692670 | 0 | 0 | 0 | |||||
31 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RATING | For | None | 3692670 | 0 | 0 | 0 | |||||
32 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: SECURITY | For | None | 3692670 | 0 | 0 | 0 | |||||
33 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING OR TRANSFER RESTRICTION | For | None | 3692670 | 0 | 0 | 0 | |||||
34 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: TRADING ARRANGEMENTS | For | None | 3692670 | 0 | 0 | 0 | |||||
35 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 3692670 | 0 | 0 | 0 | |||||
36 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | For | None | 3692670 | 0 | 0 | 0 | |||||
37 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
38 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
39 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 3692670 | 0 | 0 | 0 | |||||
40 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PAR VALUE AND ISSUANCE PRICE | For | None | 3692670 | 0 | 0 | 0 | |||||
41 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MATURITY DATE | For | None | 3692670 | 0 | 0 | 0 | |||||
42 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: USE OF PROCEEDS | For | None | 3692670 | 0 | 0 | 0 | |||||
43 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: ISSUANCE METHOD AND INVESTORS | For | None | 3692670 | 0 | 0 | 0 | |||||
44 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 3692670 | 0 | 0 | 0 | |||||
45 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: MANDATORY CONVERSION | For | None | 3692670 | 0 | 0 | 0 | |||||
46 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: CONDITIONAL REDEMPTION | For | None | 3692670 | 0 | 0 | 0 | |||||
47 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: VOTING RIGHT RESTRICTIONS AND RESTORATION | For | None | 3692670 | 0 | 0 | 0 | |||||
48 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 3692670 | 0 | 0 | 0 | |||||
49 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RATING | For | None | 3692670 | 0 | 0 | 0 | |||||
50 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: SECURITY | For | None | 3692670 | 0 | 0 | 0 | |||||
51 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: LOCK-UP PERIOD | For | None | 3692670 | 0 | 0 | 0 | |||||
52 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 3692670 | 0 | 0 | 0 | |||||
53 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: TRADING/LISTING ARRANGEMENT | For | None | 3692670 | 0 | 0 | 0 | |||||
54 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: PREFERENCE SHARE AUTHORIZATION | For | None | 3692670 | 0 | 0 | 0 | |||||
55 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
56 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
57 | ELECTION OF MR. WANG ZUJI AS AN EXECUTIVE DIRECTOR OF THE BANK | For | None | 3692670 | 0 | 0 | 0 | |||||
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||||||||
Security: | Y1397N101 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | CNE1000002H1 | Vote Deadline Date: | 10-Jun-2015 | |||||||||
Agenda | 706100055 | Management | Total Ballot Shares: | 4571670 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429933.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429959.pdf | None | None | Non Voting | ||||||||
2 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 3692670 | 0 | 0 | 0 | |||||
3 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | For | None | 3692670 | 0 | 0 | 0 | |||||
4 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MATURITY DATE | For | None | 3692670 | 0 | 0 | 0 | |||||
5 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | For | None | 3692670 | 0 | 0 | 0 | |||||
6 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | For | None | 3692670 | 0 | 0 | 0 | |||||
7 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 3692670 | 0 | 0 | 0 | |||||
8 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | For | None | 3692670 | 0 | 0 | 0 | |||||
9 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | For | None | 3692670 | 0 | 0 | 0 | |||||
10 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | For | None | 3692670 | 0 | 0 | 0 | |||||
11 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 3692670 | 0 | 0 | 0 | |||||
12 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RATING | For | None | 3692670 | 0 | 0 | 0 | |||||
13 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: SECURITY | For | None | 3692670 | 0 | 0 | 0 | |||||
14 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING OR TRANSFER RESTRICTION | For | None | 3692670 | 0 | 0 | 0 | |||||
15 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: TRADING ARRANGEMENT | For | None | 3692670 | 0 | 0 | 0 | |||||
16 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 3692670 | 0 | 0 | 0 | |||||
17 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | For | None | 3692670 | 0 | 0 | 0 | |||||
18 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
19 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
20 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TYPE AND NUMBER OF PREFERENCE SHARES TO BE ISSUED | For | None | 3692670 | 0 | 0 | 0 | |||||
21 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PAR VALUE AND ISSUE PRICE | For | None | 3692670 | 0 | 0 | 0 | |||||
22 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MATURITY DATE | For | None | 3692670 | 0 | 0 | 0 | |||||
23 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: USE OF PROCEEDS | For | None | 3692670 | 0 | 0 | 0 | |||||
24 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: ISSUANCE METHOD AND INVESTORS | For | None | 3692670 | 0 | 0 | 0 | |||||
25 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PROFIT DISTRIBUTION METHOD FOR PREFERENCE SHAREHOLDERS | For | None | 3692670 | 0 | 0 | 0 | |||||
26 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: MANDATORY CONVERSION | For | None | 3692670 | 0 | 0 | 0 | |||||
27 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: CONDITIONAL REDEMPTION | For | None | 3692670 | 0 | 0 | 0 | |||||
28 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: VOTING RIGHTS RESTRICTION AND RESTORATION | For | None | 3692670 | 0 | 0 | 0 | |||||
29 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: REPAYMENT PRIORITY AND MANNER OF LIQUIDATION | For | None | 3692670 | 0 | 0 | 0 | |||||
30 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RATING | For | None | 3692670 | 0 | 0 | 0 | |||||
31 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: SECURITY | For | None | 3692670 | 0 | 0 | 0 | |||||
32 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: LOCK-UP PERIOD | For | None | 3692670 | 0 | 0 | 0 | |||||
33 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: EFFECTIVE PERIOD OF THE RESOLUTION ON ISSUANCE OF PREFERENCE SHARES | For | None | 3692670 | 0 | 0 | 0 | |||||
34 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: TRADING/LISTING ARRANGEMENT | For | None | 3692670 | 0 | 0 | 0 | |||||
35 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: PREFERENCE SHARE AUTHORIZATION | For | None | 3692670 | 0 | 0 | 0 | |||||
36 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: RELATIONSHIP BETWEEN DOMESTIC ISSUANCE AND OFFSHORE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
37 | EACH OF THE FOLLOWING ITEM OF THE PROPOSAL ON THE PLAN OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY THE BANK: APPLICATION AND APPROVAL PROCEDURES TO BE PERFORMED FOR THE ISSUANCE | For | None | 3692670 | 0 | 0 | 0 | |||||
38 | 06 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | ||||||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | HK2388011192 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 705999348 | Management | Total Ballot Shares: | 572000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410571.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410561.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 538500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.575 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 538500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. CHEN SIQING AS A DIRECTOR OF THE COMPANY | For | None | 538500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KOH BENG SENG AS A DIRECTOR OF THE COMPANY | For | None | 538500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | For | None | 538500 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | For | None | 538500 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. LI JIUZHONG AS A DIRECTOR OF THE COMPANY | For | None | 538500 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 538500 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 538500 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 538500 | 0 | 0 | 0 | |||||
13 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 0 | 538500 | 0 | 0 | |||||
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG | ||||||||||||
Security: | Y15004107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | HK0688002218 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 706063081 | Management | Total Ballot Shares: | 614000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420497.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420485.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 614000 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 OF HKD 35 CENTS PER SHARE | For | None | 614000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. HAO JIAN MIN AS DIRECTOR | For | None | 614000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KAN HONGBO AS DIRECTOR | For | None | 614000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DR. WONG YING HO, KENNEDY AS DIRECTOR | For | None | 614000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS DIRECTOR | For | None | 614000 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 614000 | 0 | 0 | 0 | |||||
10 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | For | None | 614000 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY-BACK SHARES OF THE COMPANY UP TO 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | For | None | 614000 | 0 | 0 | 0 | |||||
12 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 614000 | 0 | 0 | |||||
13 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | For | None | 0 | 614000 | 0 | 0 | |||||
GALAXY ENTERTAINMENT GROUP LTD | ||||||||||||
Security: | Y2679D118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | HK0027032686 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 706045386 | Management | Total Ballot Shares: | 584000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420375.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420361.PDF | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 498000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. ANTHONY THOMAS CHRISTOPHER CARTER AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A DIRECTOR | For | None | 498000 | 0 | 0 | 0 | |||||
7 | TO FIX THE DIRECTORS' REMUNERATION | For | None | 498000 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | For | None | 498000 | 0 | 0 | 0 | |||||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE SHARES OF THE COMPANY | For | None | 498000 | 0 | 0 | 0 | |||||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | For | None | 0 | 498000 | 0 | 0 | |||||
11 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | For | None | 0 | 498000 | 0 | 0 | |||||
BAOXIN AUTO GROUP LIMITED, GRAND CAYMAN | ||||||||||||
Security: | G08909106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | KYG089091063 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 706072826 | Management | Total Ballot Shares: | 3100000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423087.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423081.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 3100000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.05 PER ORDINARY SHARE FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 3100000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE RETIRING DIRECTOR: YANG AIHUA AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE RETIRING DIRECTOR: YANG HANSONG AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE RETIRING DIRECTOR: YANG ZEHUA AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT THE RETIRING DIRECTOR: HUA XIUZHEN AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT THE RETIRING DIRECTOR: ZHAO HONGLIANG AS AN EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT THE RETIRING DIRECTOR: LU LINKUI AS A NON-EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT THE RETIRING DIRECTOR: DIAO JIANSHEN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT THE RETIRING DIRECTOR: WANG KEYI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT THE RETIRING DIRECTOR: CHAN WAN TSUN ADRIAN ALAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 3100000 | 0 | 0 | 0 | |||||
14 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | For | None | 3100000 | 0 | 0 | 0 | |||||
15 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 3100000 | 0 | 0 | 0 | |||||
16 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 0 | 3100000 | 0 | 0 | |||||
17 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 3100000 | 0 | 0 | 0 | |||||
18 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NUMBERED 5 AND NUMBERED 6 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE TOTAL NUMBER OF SHARES IN THE COMPANY WHICH ARE REPURCHASED OR OTHERWISE ACQUIRED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 6 SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES WHICH MAY BE ISSUED PURSUANT TO RESOLUTION NUMBERED 5 | For | None | 0 | 3100000 | 0 | 0 | |||||
CHINA MINSHENG BANKING CORPORATION, BEIJING | ||||||||||||
Security: | Y1495M112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | CNE100000HF9 | Vote Deadline Date: | 12-Jun-2015 | |||||||||
Agenda | 706099024 | Management | Total Ballot Shares: | 2326400 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429759.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429811.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORT FOR 2014 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2014 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE APPROPRIATION TO STATUTORY SURPLUS RESERVE OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2014 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE ANNUAL BUDGETS FOR 2015 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2014 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2014 OF THE COMPANY | For | None | 1817000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE APPOINTMENT AND REMUNERATION OF THE AUDITING FIRM FOR 2015 | For | None | 1817000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF GENERAL MANDATE TO ISSUE SHARES TO THE BOARD | For | None | 0 | 1817000 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE CHANGES TO THE ISSUANCE PLAN OF FINANCIAL BONDS FOR 2015-2016 | For | None | 1817000 | 0 | 0 | 0 | |||||
12 | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 19 MAY 2015 TO 18 MAY 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706098882 | Management | Total Ballot Shares: | 1123000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0429/LTN20150429550.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/ SEHK/2015/0429/LTN20150429491.PDF | None | None | Non Voting | ||||||||
3 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
4 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
5 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014 (INCLUDING THE AUDITED FINANCIAL REPORT) | For | None | 854000 | 0 | 0 | 0 | |||||
6 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
7 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2014 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | For | None | 854000 | 0 | 0 | 0 | |||||
8 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF ACCOUNTING FIRM AND ITS REMUNERATION FOR THE YEAR 2015 | For | None | 854000 | 0 | 0 | 0 | |||||
9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF DIRECTORS FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF SUPERVISORS FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
12 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
13 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2014 | For | None | 854000 | 0 | 0 | 0 | |||||
14 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD FOR THE ISSUANCE OF FINANCIAL BONDS | For | None | 854000 | 0 | 0 | 0 | |||||
15 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES AND/OR DEAL WITH SHARE OPTIONS BY CHINA MERCHANTS BANK CO., LTD | For | None | 0 | 854000 | 0 | 0 | |||||
16 | CONSIDER AND APPROVE THE RESOLUTION REGARDING CHINA MERCHANTS BANK CO., LTD.'S COMPLIANCE WITH THE CONDITIONS FOR THE PRIVATE PLACEMENT OF A SHARES TO DESIGNATED PLACEES | For | None | 854000 | 0 | 0 | 0 | |||||
17 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | For | None | 854000 | 0 | 0 | 0 | |||||
18 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: METHOD AND TIME OF THE ISSUE | For | None | 854000 | 0 | 0 | 0 | |||||
19 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | For | None | 854000 | 0 | 0 | 0 | |||||
20 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ISSUE PRICE AND THE BASIS FOR PRICING | For | None | 854000 | 0 | 0 | 0 | |||||
21 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | For | None | 854000 | 0 | 0 | 0 | |||||
22 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: LOCK-UP PERIOD | For | None | 854000 | 0 | 0 | 0 | |||||
23 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: PLACE OF LISTING | For | None | 854000 | 0 | 0 | 0 | |||||
24 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: USE OF THE PROCEEDS RAISED | For | None | 854000 | 0 | 0 | 0 | |||||
25 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | For | None | 854000 | 0 | 0 | 0 | |||||
26 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACEES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | For | None | 854000 | 0 | 0 | 0 | |||||
27 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 2015 FIRST PHASE EMPLOYEE STOCK OWNERSHIP SCHEME (DRAFT) OF CHINA MERCHANTS BANK CO., LTD. (BY WAY OF SUBSCRIBING A SHARES IN THE PRIVATE PLACEMENT) AND ITS SUMMARY | For | None | 854000 | 0 | 0 | 0 | |||||
28 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 | |||||
29 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONNECTED TRANSACTION RELATING TO THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 | |||||
30 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 | |||||
31 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE REPORT OF USE OF PROCEEDS RAISED BY CHINA MERCHANTS BANK CO., LTD. FROM ITS PREVIOUS FUNDRAISING ACTIVITY | For | None | 854000 | 0 | 0 | 0 | |||||
32 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | For | None | 854000 | 0 | 0 | 0 | |||||
33 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE TERMINATION BY CHINA MERCHANTS BANK CO., LTD. OF ITS H SHARE APPRECIATION RIGHTS SCHEME | For | None | 854000 | 0 | 0 | 0 | |||||
34 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT ON PRIVATE PLACEMENT ENTERED INTO BETWEEN THE COMPANY AND THE PLACEES RELATING TO THE PRIVATE PLACEMENT | For | None | 854000 | 0 | 0 | 0 | |||||
35 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS SHAREHOLDERS' RETURN PLAN FOR 2015 TO 2017 | For | None | 854000 | 0 | 0 | 0 | |||||
36 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ADOPTION BY CHINA MERCHANTS BANK CO., LTD. OF ITS CAPITAL MANAGEMENT PLAN FOR 2015 TO 2017 | For | None | 854000 | 0 | 0 | 0 | |||||
37 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ANALYSIS ON THE DILUTION OF CURRENT RETURNS CAUSED BY THE PRIVATE PLACEMENT OF A SHARES AND ITS REMEDIAL MEASURES | For | None | 854000 | 0 | 0 | 0 | |||||
CHINA MERCHANTS BANK CO LTD, SHENZHEN | ||||||||||||
Security: | Y14896115 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000002M1 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706105081 | Management | Total Ballot Shares: | 1123000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429491.pdf http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429594.pdf | None | None | Non Voting | ||||||||
2 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | For | None | 854000 | 0 | 0 | 0 | |||||
3 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: METHOD AND TIME OF THE ISSUE | For | None | 854000 | 0 | 0 | 0 | |||||
4 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: TARGET OF THE ISSUE AND METHOD OF SUBSCRIPTION | For | None | 854000 | 0 | 0 | 0 | |||||
5 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ISSUE PRICE AND THE BASIS FOR PRICING | For | None | 854000 | 0 | 0 | 0 | |||||
6 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: NUMBER AND AMOUNT OF THE SHARES TO BE ISSUED | For | None | 854000 | 0 | 0 | 0 | |||||
7 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: LOCK-UP PERIOD | For | None | 854000 | 0 | 0 | 0 | |||||
8 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: PLACE OF LISTING | For | None | 854000 | 0 | 0 | 0 | |||||
9 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: USE OF THE PROCEEDS RAISED | For | None | 854000 | 0 | 0 | 0 | |||||
10 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: ARRANGEMENT OF UNDISTRIBUTABLE PROFIT OF THE COMPANY PRIOR TO THE PRIVATE PLACEMENT | For | None | 854000 | 0 | 0 | 0 | |||||
11 | CONSIDER AND APPROVE (BY ITEM) THE RESOLUTIONS REGARDING THE PRIVATE PLACEMENT OF A SHARES BY CHINA MERCHANTS BANK CO., LTD. TO DESIGNATED PLACES: EFFECTIVE PERIOD OF THE SHAREHOLDERS' RESOLUTIONS | For | None | 854000 | 0 | 0 | 0 | |||||
12 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PLAN ON THE PRIVATE PLACEMENT OF A SHARES PROPOSED BY CHINA MERCHANTS BANK CO., LTD | For | None | 854000 | 0 | 0 | 0 | |||||
13 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE GENERAL MEETING OF CHINA MERCHANTS BANK CO., LTD. TO CONFER FULL POWERS ON THE BOARD OF DIRECTORS AND THE PERSONS AUTHORIZED BY THE BOARD OF DIRECTORS TO HANDLE THE MATTERS RELATING TO THE PRIVATE PLACEMENT OF A SHARES | For | None | 854000 | 0 | 0 | 0 | |||||
14 | 13 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
CHONGQING RURAL COMMERCIAL BANK CO LTD | ||||||||||||
Security: | Y1594G107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE100000X44 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706121047 | Management | Total Ballot Shares: | 2327000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 05/LTN20150505041.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 05/LTN20150505035.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE BANK FOR 2014 | For | None | 2327000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE BANK FOR 2014 | For | None | 2327000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE 2014 ANNUAL FINANCIAL STATEMENTS OF THE BANK | For | None | 2327000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE ANNUAL PROFIT DISTRIBUTION PLAN OF THE BANK FOR 2014 | For | None | 2327000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE BANK FOR 2014 | For | None | 2327000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE FINANCIAL BUDGET OF THE BANK FOR 2015 | For | None | 2327000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE EXTERNAL AUDITORS OF THE BANK FOR 2015 AND TO FIX THEIR REMUNERATION | For | None | 2327000 | 0 | 0 | 0 | |||||
9 | THE RESOLUTION OF ELECTING MR. LIU JIANZHONG AS AN EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
10 | THE RESOLUTION OF ELECTING MR. XIE WENHUI AS AN EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
11 | THE RESOLUTION OF ELECTING MR. HE ZHIMING AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
12 | THE RESOLUTION OF ELECTING MR. SUN LIDA AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
13 | THE RESOLUTION OF ELECTING MR. DUAN XIAOHUA AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
14 | THE RESOLUTION OF ELECTING MS. CHEN XIAOYAN AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
15 | THE RESOLUTION OF ELECTING MR. WEN HONGHAI AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
16 | THE RESOLUTION OF ELECTING MR. LI ZUWEI AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
17 | THE RESOLUTION OF ELECTING MR. ZHENG HAISHAN AS A NON-EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
18 | THE RESOLUTION OF ELECTING MR. SUN LELAND LI HSUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
19 | THE RESOLUTION OF ELECTING MR. YIN MENGBO AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
20 | THE RESOLUTION OF ELECTING MR. LI YAO AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
21 | THE RESOLUTION OF ELECTING MR. YUAN ZENGTING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
22 | THE RESOLUTION OF ELECTING MR. CAO GUOHUA AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
23 | THE RESOLUTION OF ELECTING MR. ZENG JIANWU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
24 | THE RESOLUTION OF ELECTING MS. ZUO RUILAN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
25 | THE RESOLUTION OF ELECTING MR. WANG HONG AS AN EXTERNAL SUPERVISOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
26 | THE RESOLUTION OF ELECTING MR. PAN LIKE AS AN EXTERNAL SUPERVISOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
27 | THE RESOLUTION OF ELECTING MR. HU SHUCHUN AS AN EXTERNAL SUPERVISOR OF THE BANK AND TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION AND TO DO ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO SUCH MATTERS | For | None | 2327000 | 0 | 0 | 0 | |||||
DONGFENG MOTOR GROUP COMPANY LTD | ||||||||||||
Security: | Y21042109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE100000312 | Vote Deadline Date: | 12-Jun-2015 | |||||||||
Agenda | 706235973 | Management | Total Ballot Shares: | 1754000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 482055 DUE TO RECEIPT OF ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 29/LTN20150429667.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 06/LTN201505061309.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 02/LTN201506021717.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 02/LTN201506021739.pdf | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1416000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1416000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE REPORT OF THE INTERNATIONAL AUDITORS AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1416000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 AND TO AUTHORIZE THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR 2014 | For | None | 1416000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO DEAL WITH ALL ISSUES IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2015 IN ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO, DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2015) | For | None | 1416000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE REAPPOINTMENTS OF PRICEWATERHOUSE COOPERS AS THE INTERNATIONAL AUDITORS OF THE COMPANY, AND PRICEWATERHOUSE COOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITORS OF THE COMPANY FOR THE YEAR 2015 TO HOLD OFFICE UNTIL THE CONCLUSION OF ANNUAL GENERAL MEETING FOR THE YEAR 2015, AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | For | None | 1416000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY FOR THE YEAR 2015 | For | None | 1416000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE REMOVAL OF REN YONG AS A SUPERVISOR | For | None | 1416000 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE | For | None | 0 | 1416000 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE REMOVAL OF XU PING AS AN EXECUTIVE DIRECTOR | For | None | 1416000 | 0 | 0 | 0 | |||||
14 | TO ELECT ZHU YANFENG AS AN EXECUTIVE DIRECTOR | For | None | 1416000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE RESIGNATION OF ZHOU QIANG AS A NON- EXECUTIVE DIRECTOR | For | None | 1416000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE RESIGNATION OF FENG GUO AS AN INDEPENDENT SUPERVISOR | For | None | 1416000 | 0 | 0 | 0 | |||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||
Security: | Y3990B112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Jun-2015 | ||||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706119939 | Management | Total Ballot Shares: | 4389330 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 04/LTN201505041882.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 04/LTN201505041848.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2014 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 4218330 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE 2014 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 4218330 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. QIAN WENHUI AS A SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 4218330 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2014 AUDITED ACCOUNTS | For | None | 4218330 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF 2014 PROFIT DISTRIBUTION PLAN | For | None | 4218330 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE FIXED ASSET INVESTMENT BUDGET FOR 2015 | For | None | 4218330 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ENGAGEMENT OF AUDITORS FOR 2015 | For | None | 4218330 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 0 | 4218330 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. WANG XIQUAN AS AN EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 4218330 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE PROPOSAL IN RESPECT OF THE ELECTION OF MR. OR CHING FAI AS AN INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 4218330 | 0 | 0 | 0 | |||||
SOHU.COM INC. | ||||||||||||
Security: | 83408W103 | Meeting Type: | Annual | |||||||||
Ticker: | SOHU | Meeting Date: | 19-Jun-2015 | |||||||||
ISIN | US83408W1036 | Vote Deadline Date: | 18-Jun-2015 | |||||||||
Agenda | 934202881 | Management | Total Ballot Shares: | 53150 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
MR. CHARLES HUANG | 43350 | 0 | 0 | 0 | ||||||||
DR. DAVE QI | 43350 | 0 | 0 | 0 | ||||||||
MR. SHI WANG | 43350 | 0 | 0 | 0 | ||||||||
2 | ADVISORY RESOLUTION APPROVING OUR EXECUTIVE COMPENSATION | For | None | 43350 | 0 | 0 | 0 | |||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | For | None | 43350 | 0 | 0 | 0 | |||||
4 | STOCKHOLDER PROPOSAL REGARDING THE CLASSIFICATION OF OUR BOARD OF DIRECTORS, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING | Against | None | 43350 | 0 | 0 | 0 | |||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jun-2015 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706236052 | Management | Total Ballot Shares: | 5001000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 449512 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN20150408914.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN201504081030.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603529.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603577.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 2490000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2014 | For | None | 2490000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | For | None | 2490000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 2490000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2015 | For | None | 2490000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 2490000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR ZHAO ZHENGZHANG AS DIRECTOR OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS DIRECTOR OF THE COMPANY | For | None | 2490000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 2490000 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND HANDLE THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH THE OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED BY THE BOARD OF DIRECTORS | For | None | 2490000 | 0 | 0 | 0 | |||||
PICC PROPERTY AND CASUALTY COMPANY LTD | ||||||||||||
Security: | Y6975Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Jun-2015 | ||||||||||
ISIN | CNE100000593 | Vote Deadline Date: | 19-Jun-2015 | |||||||||
Agenda | 706268263 | Management | Total Ballot Shares: | 1256000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 452145 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 09/LTN20150609453.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 09/LTN20150609435.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508358.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508366.pdf | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2014 | For | None | 1024000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2014 | For | None | 1024000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1024000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 1024000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE DIRECTORS' FEES FOR 2015 | For | None | 1024000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE SUPERVISORS' FEES FOR 2015 | For | None | 1024000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY AND RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1024000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT OR DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE WITHIN 12 MONTHS FROM THE DATE ON WHICH SHAREHOLDERS' APPROVAL IS OBTAINED, AND TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ISSUANCE OR ALLOTMENT OF SHARES | For | None | 0 | 1024000 | 0 | 0 | |||||
12 | TO REVIEW THE PERFORMANCE REPORT OF THE INDEPENDENT DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | None | None | Non Voting | ||||||||
13 | TO REVIEW THE REPORT ON THE STATUS OF RELATED PARTY TRANSACTIONS AND THE IMPLEMENTATION OF THE RELATED PARTY TRANSACTIONS MANAGEMENT SYSTEM OF THE COMPANY FOR THE YEAR 2014 | None | None | Non Voting | ||||||||
14 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WU YAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. GUO SHENGCHEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG HE AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIN ZHIYONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG YINCHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MS. YU XIAOPING AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LI TAO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. DAVID XIANGLIN LI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LIAO LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LIN HANCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LO CHUNG HING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. NA GUOYI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MA YUSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LI ZHUYONG AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. DING NINGNING AS AN INDEPENDENT SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LU ZHENGFEI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM AND EXPIRING ON 25 JUNE 2018 | For | None | 1024000 | 0 | 0 | 0 | |||||
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT | ||||||||||||
Security: | Y6800A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Jun-2015 | ||||||||||
ISIN | CNE100001MK7 | Vote Deadline Date: | 22-Jun-2015 | |||||||||
Agenda | 706145679 | Management | Total Ballot Shares: | 5210000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508396.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 08/LTN20150508376.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2014 | For | None | 4248000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2014 | For | None | 4248000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS FOR THE YEAR 2014 | For | None | 4248000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR 2014 | For | None | 4248000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE INVESTMENT BUDGET FOR FIXED ASSETS FOR THE YEAR 2015 | For | None | 4248000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE ENGAGEMENT OF AUDITOR FOR 2015 FINANCIAL STATEMENTS | For | None | 4248000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI YUQUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | For | None | 4248000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI FANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | For | None | 4248000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG SHISHENG AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | For | None | 4248000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN YIXIANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY TO SERVE THE SECOND SESSION OF THE BOARD OF DIRECTORS | For | None | 4248000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE REMUNERATION SETTLEMENT SCHEME OF THE COMPANY'S DIRECTORS AND SUPERVISORS FOR THE YEAR 2013 | For | None | 4248000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE SHARES | For | None | 0 | 4248000 | 0 | 0 | |||||
WEICHAI POWER CO LTD | ||||||||||||
Security: | Y9531A109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Jun-2015 | ||||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 24-Jun-2015 | |||||||||
Agenda | 706171763 | Management | Total Ballot Shares: | 543120 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 18 MAY 2015: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 5/LTN20150515871.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/051 5/LTN20150515875.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 543120 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 543120 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 543120 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 543120 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 543120 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 543120 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 543120 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF (AS SPECIFIED) (SHANGDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 543120 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 543120 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. TAN XUGUANG AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG YUEPU AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. YEUNG SAI HONG AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. JIANG KUI AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. ZHANG QUAN AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. XU XINYU AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LI DAKAI AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. FANG HONGWEI AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. SUN SHAOJUN AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. GORDON RISKE AS A DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LOH YIH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. ZHANG ZHENHUA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. ZHANG ZHONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WANG GONGYONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. NING XIANGDONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LU WENWU AS A SUPERVISOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE RE- ELECTION OF Ms. JIANG JIANFANG AS A SUPERVISOR OF THE COMPANY FOR A TERM OF 3 YEARS FROM THE DATE OF THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | For | None | 543120 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE PAYMENT OF CASH DIVIDENDS OUT OF THE COMPANY'S RETAINED EARNINGS AS AT 31 DECEMBER 2014 AND THE BONUS SHARES ISSUE BY THE CAPITALISATION OF THE SURPLUS RESERVE OF THE COMPANY AND THE CONSEQUENTIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 543120 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT OF THE SCOPE OF BUSINESS OF THE COMPANY AS SET OUT IN THE NOTICE CONVENING THE AGM | For | None | 543120 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, AMONGST OTHER THINGS, NEW H SHARES | For | None | 0 | 543120 | 0 | 0 | |||||
31 | 18 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE URL LINKS IN THE COMMENT AND RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
WEICHAI POWER CO LTD | ||||||||||||
Security: | Y9531A109 | Meeting Type: | Class Meeting | |||||||||
Ticker: | Meeting Date: | 30-Jun-2015 | ||||||||||
ISIN | CNE1000004L9 | Vote Deadline Date: | 24-Jun-2015 | |||||||||
Agenda | 706171751 | Management | Total Ballot Shares: | 543120 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 15/LTN20150515953.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/05 15/LTN20150515913.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE PAYMENT OF CASH DIVIDENDS OUT OF THE COMPANY'S RETAINED EARNINGS AS AT 31 DECEMBER 2014 AND THE BONUS SHARES ISSUE BY WAY OF THE CAPITALISATION OF THE COMPANY'S SURPLUS RESERVE AND THE CONSEQUENTIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 543120 | 0 | 0 | 0 | |||||
3 | 29 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME FROM 10:00 TO 14:30. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting |
Guinness Atkinson Dividend Builder Fund
Meeting Date Range: 7/1/14 - 6/30/15
Vote Summary
ICAP PLC, LONDON | |||||||||||
Security | G46981117 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Jul-2014 | |||||||||
ISIN | GB0033872168 | Agenda | 705400288 - Management | ||||||||
Record Date | Holding Recon Date | 14-Jul-2014 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 10-Jul-2014 | |||||
SEDOL(s) | 3387216 - B02SVN1 - B1HK872 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2014 | Management | |||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 15.4P PER ORDINARY SHARE | Management | |||||||||
3 | TO APPOINT IVAN RITOSSA AS A DIRECTOR | Management | |||||||||
4 | TO RE-ELECT CHARLES GREGSON AS A DIRECTOR | Management | |||||||||
5 | TO RE-ELECT MICHAEL SPENCER AS A DIRECTOR | Management | |||||||||
6 | TO RE-ELECT JOHN NIXON AS A DIRECTOR | Management | |||||||||
7 | TO RE-ELECT IAIN TORRENS AS A DIRECTOR | Management | |||||||||
8 | TO RE-ELECT DIANE SCHUENEMAN AS A DIRECTOR | Management | |||||||||
9 | TO RE-ELECT JOHN SIEVWRIGHT AS A DIRECTOR | Management | |||||||||
10 | TO RE-ELECT ROBERT STANDING AS A DIRECTOR | Management | |||||||||
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | |||||||||
12 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | |||||||||
13 | TO APPROVE THE REMUNERATION REPORT | Management | |||||||||
14 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | |||||||||
15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | |||||||||
16 | TO EMPOWER THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | |||||||||
17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY'S SHARES | Management | |||||||||
18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | |||||||||
19 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON NOT LESS THAN 14 DAYS' NOTICE | Management | |||||||||
VODACOM GROUP LIMITED, SOUTH AFRICA | |||||||||||
Security | S9453B108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2014 | |||||||||
ISIN | ZAE000132577 | Agenda | 705412043 - Management | ||||||||
Record Date | 11-Jul-2014 | Holding Recon Date | 11-Jul-2014 | ||||||||
City / | Country | JOHANNE SBURG | / | South Africa | Vote Deadline Date | 11-Jul-2014 | |||||
SEDOL(s) | B6161Y9 - B65B4D0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.O.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2014 | Management | |||||||||
2.O.2 | ELECT HATEM DOWIDAR AS DIRECTOR | Management | |||||||||
3.O.3 | RE-ELECT THOKO MOKGOSI-MWANTEMBE AS DIRECTOR | Management | |||||||||
4.O.4 | RE-ELECT RONALD SCHELLEKENS AS DIRECTOR | Management | |||||||||
5.O.5 | RE-ELECT PETER MOYO AS DIRECTOR | Management | |||||||||
6.O.6 | APPOINT PRICEWATERHOUSECOOPERS INC AS AUDITORS OF THE COMPANY AND D VON HOESSLIN AS THE INDIVIDUAL REGISTERED AUDITOR | Management | |||||||||
7.O.7 | APPROVE REMUNERATION POLICY | Management | |||||||||
8.O.8 | RE-ELECT DAVID BROWN AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | |||||||||
9.O.9 | RE-ELECT PHILLIP MOLEKETI AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | |||||||||
10O10 | RE-ELECT YOLANDA CUBA AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | Management | |||||||||
11.S1 | AUTHORISE REPURCHASE OF UP TO FIVE PERCENT OF ISSUED SHARE CAPITAL | Management | |||||||||
12.S2 | APPROVE INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | |||||||||
CMMT | 18 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO NUMBER-ING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
WILLIS GROUP HOLDINGS PLC | |||||||||||
Security | G96666105 | Meeting Type | Annual | ||||||||
Ticker Symbol | WSH | Meeting Date | 23-Jul-2014 | ||||||||
ISIN | IE00B4XGY116 | Agenda | 934044885 - Management | ||||||||
Record Date | 30-May-2014 | Holding Recon Date | 30-May-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jul-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOMINIC CASSERLEY | Management | |||||||||
1B. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | |||||||||
1C. | ELECTION OF DIRECTOR: SIR ROY GARDNER | Management | |||||||||
1D. | ELECTION OF DIRECTOR: SIR JEREMY HANLEY | Management | |||||||||
1E. | ELECTION OF DIRECTOR: ROBYN S. KRAVIT | Management | |||||||||
1F. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | |||||||||
1G. | ELECTION OF DIRECTOR: FRANCISCO LUZON | Management | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES F. MCCANN | Management | |||||||||
1I. | ELECTION OF DIRECTOR: JAYMIN PATEL | Management | |||||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS | Management | |||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL J. SOMERS | Management | |||||||||
1L. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | |||||||||
2. | TO RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY 2012 EQUITY INCENTIVE PLAN (THE "2012 PLAN") TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2012 PLAN. | Management | |||||||||
5. | TO RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | |||||||||
6. | TO RENEW THE DIRECTORS' AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management | |||||||||
7. | TO AUTHORIZE HOLDING THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF IRELAND. | Management | |||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||||
Security | 881624209 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEVA | Meeting Date | 30-Jul-2014 | ||||||||
ISIN | US8816242098 | Agenda | 934055422 - Management | ||||||||
Record Date | 23-Jun-2014 | Holding Recon Date | 23-Jun-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | TO APPOINT DAN PROPPER AS DIRECTOR, TO SERVE UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Management | |||||||||
1B. | TO APPOINT ORY SLONIM AS DIRECTOR, TO SERVE UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Management | |||||||||
2A. | TO APPOINT MR. JOSEPH (YOSSI) NITZANI TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS, FOLLOWING THE EXPIRATION OF HIS SECOND TERM OF SERVICE ON SEPTEMBER 25, 2014, AND TO APPROVE HIS REMUNERATION AND BENEFITS. | Management | |||||||||
2B. | TO APPOINT MR. JEAN-MICHEL HALFON TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING MEETING, AND TO APPROVE HIS REMUNERATION & BENEFITS. | Management | |||||||||
3A. | TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES FOR THE COMPANY'S PRESIDENT & CHIEF EXECUTIVE OFFICER FOR 2014 AND GOING FORWARD. | Management | |||||||||
3B. | TO APPROVE ANNUAL EQUITY AWARDS FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR EACH YEAR COMMENCING IN 2015. | Management | |||||||||
4. | TO APPROVE THE PURCHASE OF DIRECTORS' AND OFFICERS' LIABILITY INSURANCE WITH ANNUAL COVERAGE OF UP TO $600 MILLION. | Management | |||||||||
5. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2015 ANNUAL MEETING OF SHAREHOLDERS. | Management | |||||||||
H&R BLOCK, INC. | |||||||||||
Security | 093671105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HRB | Meeting Date | 11-Sep-2014 | ||||||||
ISIN | US0936711052 | Agenda | 934060536 - Management | ||||||||
Record Date | 11-Jul-2014 | Holding Recon Date | 11-Jul-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | |||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | |||||||||
1D. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | |||||||||
1E. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | |||||||||
1F. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | |||||||||
1G. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | |||||||||
1H. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | |||||||||
1I. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2015. | Management | |||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE PERFORMANCE PLAN. | Management | |||||||||
5. | SHAREHOLDER PROPOSAL CONCERNING POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | |||||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 14-Oct-2014 | ||||||||
ISIN | US7427181091 | Agenda | 934070448 - Management | ||||||||
Record Date | 15-Aug-2014 | Holding Recon Date | 15-Aug-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Oct-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | |||||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | |||||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | |||||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | |||||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | |||||||||
1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | |||||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | |||||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | |||||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | |||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | |||||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | |||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | |||||||||
3. | APPROVE THE PROCTER & GAMBLE 2014 STOCK AND INCENTIVE COMPENSATION PLAN | Management | |||||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | |||||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON UNRECYCLABLE PACKAGING | Shareholder | |||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS | Shareholder | |||||||||
SONIC HEALTHCARE LIMITED, MACQUARIE PARK | |||||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Nov-2014 | |||||||||
ISIN | AU000000SHL7 | Agenda | 705637518 - Management | ||||||||
Record Date | 18-Nov-2014 | Holding Recon Date | 18-Nov-2014 | ||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 14-Nov-2014 | |||||
SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5, 6, 7, 8, 9 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT- PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT-OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY-VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE-THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | RE-ELECTION OF MR PETER CAMPBELL, CHAIRMAN, AS A DIRECTOR OF THE COMPANY FOR ONE YEAR | Management | For | For | |||||||
2 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | ELECTION OF PROFESSOR MARK COMPTON, AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||
6 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | For | For | |||||||
7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | For | For | |||||||
8 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
9 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | For | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 20-Nov-2014 | ||||||||
ISIN | US17275R1023 | Agenda | 934082215 - Management | ||||||||
Record Date | 22-Sep-2014 | Holding Recon Date | 22-Sep-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Nov-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | |||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | |||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | |||||||||
1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | |||||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | |||||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | |||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | |||||||||
1I. | ELECTION OF DIRECTOR: ARUN SARIN | Management | |||||||||
1J. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | |||||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | |||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | |||||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | |||||||||
5. | APPROVAL TO RECOMMEND THAT CISCO ESTABLISH A PUBLIC POLICY COMMITTEE OF THE BOARD. | Shareholder | |||||||||
6. | APPROVAL TO REQUEST THE BOARD TO AMEND CISCO'S GOVERNING DOCUMENTS TO ALLOW PROXY ACCESS FOR SPECIFIED CATEGORIES OF SHAREHOLDERS. | Shareholder | |||||||||
7. | APPROVAL TO REQUEST CISCO TO PROVIDE A SEMIANNUAL REPORT ON POLITICAL-RELATED CONTRIBUTIONS AND EXPENDITURES. | Shareholder | |||||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 03-Dec-2014 | ||||||||
ISIN | US5949181045 | Agenda | 934087708 - Management | ||||||||
Record Date | 30-Sep-2014 | Holding Recon Date | 30-Sep-2014 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Dec-2014 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | |||||||||
1B. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | |||||||||
1C. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Management | |||||||||
1D. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | |||||||||
1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | |||||||||
1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | |||||||||
1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | |||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | |||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | |||||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015 | Management | |||||||||
4. | SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS | Shareholder | |||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||
Security | G74079107 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Dec-2014 | |||||||||
ISIN | GB00B24CGK77 | Agenda | 705707935 - Management | ||||||||
Record Date | Holding Recon Date | 09-Dec-2014 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 05-Dec-2014 | |||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 - BRTM7X7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THAT: (I) UPON THE RECOMMENDATION AND CONDITIONAL ON THE APPROVAL OF THE DIRECTORS OF THE COMPANY AND IMMEDIATELY PRIOR TO THE ORDINARY SHARES ("INDIVIOR ORDINARY SHARES") OF INDIVIOR PLC ("INDIVIOR") (WHICH ARE ISSUED AND TO BE ISSUED TO HOLDERS OF ORDINARY SHARES OF THE COMPANY, EXCLUDING SHARES HELD IN TREASURY, ("RB ORDINARY SHARES") IN CONNECTION WITH THE DEMERGER (AS DEFINED BELOW)) BEING ADMITTED TO THE PREMIUM LISTING SEGMENT OF THE OFFICIAL LIST OF THE UK LISTING AUTHORITY AND TO TRADING ON THE MAIN MARKET FOR LISTED SECURITIES OF THE LONDON STOCK EXCHANGE ("ADMISSION"), A DIVIDEND IN SPECIE ON THE RB ORDINARY SHARES EQUAL TO THE AGGREGATE BOOK VALUE OF THE COMPANY'S INTEREST IN ITS SUBSIDIARY, RBP GLOBAL HOLDINGS LIMITED, AS AT THE DEMERGER RECORD TIME BE AND IS HEREBY DECLARED PAYABLE TO HOLDERS OF RB ORDINARY CONTD | Management | |||||||||
CONT | CONTD SHARES ON THE REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M. (LONDON-TIME) ON MONDAY 22 DECEMBER 2014 (OR SUCH OTHER TIME OR DATE AS THE DIRECTORS-OF THE COMPANY MAY DETERMINE) (THE "DEMERGER RECORD TIME"), SUCH DIVIDEND TO-BE SATISFIED BY THE TRANSFER IMMEDIATELY PRIOR TO ADMISSION BY THE COMPANY TO-INDIVIOR OF THE ENTIRE ISSUED SHARE CAPITAL OF RBP GLOBAL HOLDINGS LIMITED IN- CONSIDERATION FOR WHICH INDIVIOR HAS AGREED TO ALLOT AND ISSUE THE INDIVIOR-ORDINARY SHARES, EFFECTIVE IMMEDIATELY PRIOR TO ADMISSION AND CREDITED AS-FULLY PAID, TO SUCH SHAREHOLDERS IN THE PROPORTION OF ONE INDIVIOR ORDINARY-SHARE FOR EACH RB ORDINARY SHARE THEN HELD BY SUCH SHAREHOLDERS (SAVE THAT,-IN RESPECT OF THE TWO INITIAL SUBSCRIBERS IN INDIVIOR (EACH OF WHOM IS, AND-WILL AT THE DEMERGER RECORD TIME CONTINUE TO BE, A SHAREHOLDER IN CONTD | Non-Voting | |||||||||
CONT | CONTD THE COMPANY), THE NUMBER OF INDIVIOR ORDINARY SHARES TO BE ALLOTTED AND-ISSUED TO EACH OF THEM WILL BE REDUCED BY THE NUMBER OF INDIVIOR ORDINARY-SHARES ALREADY HELD BY THEM AT THE DEMERGER RECORD TIME) SO THAT IMMEDIATELY-PRIOR TO ADMISSION ALL HOLDERS OF RB ORDINARY SHARES (INCLUDING THE TWO-INITIAL SUBSCRIBERS IN INDIVIOR) WILL HOLD ONE INDIVIOR ORDINARY SHARE FOR-EACH RB ORDINARY SHARE HELD AT THE DEMERGER RECORD TIME; AND (II) THE-DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE- DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS- SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF-GIVING EFFECT TO THE DEMERGER (AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS-PUBLISHED BY THE COMPANY AND DATED 17 NOVEMBER 2014 (THE "RB SHAREHOLDER-CIRCULAR")) WITH CONTD | Non-Voting | |||||||||
CONT | CONTD SUCH AMENDMENTS, MODIFICATIONS, VARIATIONS OR REVISIONS THERETO AS ARE-NOT OF A MATERIAL NATURE | Non-Voting | |||||||||
IMPERIAL TOBACCO GROUP PLC, BRISTOL | |||||||||||
Security | G4721W102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jan-2015 | |||||||||
ISIN | GB0004544929 | Agenda | 705751356 - Management | ||||||||
Record Date | Holding Recon Date | 26-Jan-2015 | |||||||||
City / | Country | BRISTOL | / | United Kingdom | Vote Deadline Date | 22-Jan-2015 | |||||
SEDOL(s) | 0454492 - 5919974 - B02SW50 - BGLNNR7 - BRTM7M6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | DIRECTORS REMUNERATION REPORT | Management | For | For | |||||||
3 | DIRECTORS REMUNERATION POLICY | Management | For | For | |||||||
4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
5 | TO RE-ELECT DR K M BURNETT | Management | For | For | |||||||
6 | TO RE-ELECT MRS A J COOPER | Management | For | For | |||||||
7 | TO RE-ELECT MR D J HAINES | Management | For | For | |||||||
8 | TO RE-ELECT MR M H C HERLIHY | Management | For | For | |||||||
9 | TO RE-ELECT MR M R PHILLIPS | Management | For | For | |||||||
10 | TO RE-ELECT MR O R TANT | Management | For | For | |||||||
11 | TO RE-ELECT MR M D WILLIAMSON | Management | For | For | |||||||
12 | TO ELECT MRS K WITTS | Management | For | For | |||||||
13 | TO RE-ELECT MR M I WYMAN | Management | For | For | |||||||
14 | REAPPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For | |||||||
15 | REMUNERATION OF AUDITORS | Management | For | For | |||||||
16 | DONATIONS TO POLITICAL ORGANISATION | Management | For | For | |||||||
17 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | |||||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
19 | PURCHASE OF OWN SHARES | Management | For | For | |||||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||
CMMT | 17 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NA-ME IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOT-E AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
IMPERIAL TOBACCO GROUP PLC, BRISTOL | |||||||||||
Security | G4721W102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jan-2015 | |||||||||
ISIN | GB0004544929 | Agenda | 705751368 - Management | ||||||||
Record Date | Holding Recon Date | 26-Jan-2015 | |||||||||
City / | Country | BRISTOL | / | United Kingdom | Vote Deadline Date | 22-Jan-2015 | |||||
SEDOL(s) | 0454492 - 5919974 - B02SW50 - BGLNNR7 - BRTM7M6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVE ACQUISITION OF CERTAIN US CIGARETTE AND E-CIGARETTE BRANDS AND ASSETS | Management | For | For | |||||||
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN | |||||||||||
Security | G00434111 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-Feb-2015 | |||||||||
ISIN | GB0000031285 | Agenda | 705754100 - Management | ||||||||
Record Date | Holding Recon Date | 30-Jan-2015 | |||||||||
City / | Country | ABERDEE N | / | United Kingdom | Vote Deadline Date | 28-Jan-2015 | |||||
SEDOL(s) | 0003128 - 6092755 - B02S540 - B42GSZ4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS FOR THE YEAR TO 30 SEPTEMBER 2014, TOGETHER WITH THE AUDITORS REPORT THEREON | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 11.25 PENCE PER SHARE | Management | For | For | |||||||
3 | TO REAPPOINT KPMG AUDIT PLC AS AUDITOR OF THE COMPANY | Management | For | For | |||||||
4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
5 | TO RE-ELECT AS A DIRECTOR MS J CHAKRAVERTY | Management | For | For | |||||||
6 | TO RE-ELECT AS A DIRECTOR MR R C CORNICK | Management | For | For | |||||||
7 | TO RE-ELECT AS A DIRECTOR MR M J GILBERT | Management | For | For | |||||||
8 | TO RE-ELECT AS A DIRECTOR MR A A LAING | Management | For | For | |||||||
9 | TO RE-ELECT AS A DIRECTOR MR R M MACRAE | Management | For | For | |||||||
10 | TO RE-ELECT AS A DIRECTOR MR R S MULLY | Management | For | For | |||||||
11 | TO RE-ELECT AS A DIRECTOR MR J N PETTIGREW | Management | For | For | |||||||
12 | TO RE-ELECT AS A DIRECTOR MR W J RATTRAY | Management | For | For | |||||||
13 | TO RE-ELECT AS A DIRECTOR MS A H RICHARDS | Management | For | For | |||||||
14 | TO RE-ELECT AS A DIRECTOR MRS J G AF ROSENBORG | Management | For | For | |||||||
15 | TO RE-ELECT AS A DIRECTOR MR A SUZUKI | Management | For | For | |||||||
16 | TO RE-ELECT AS A DIRECTOR MR S R V TROUGHTON | Management | For | For | |||||||
17 | TO RE-ELECT AS A DIRECTOR MR H YOUNG | Management | For | For | |||||||
18 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | |||||||
19 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | For | For | |||||||
20 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS OVER EQUITY SECURITIES | Management | For | For | |||||||
21 | TO PERMIT GENERAL MEETINGS TO BE CALLED ON 14 DAYS CLEAR NOTICE | Management | For | For | |||||||
22 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES | Management | For | For | |||||||
23 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | |||||||||||
Security | F86921107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 21-Apr-2015 | |||||||||
ISIN | FR0000121972 | Agenda | 705877871 - Management | ||||||||
Record Date | 16-Apr-2015 | Holding Recon Date | 16-Apr-2015 | ||||||||
City / | Country | DE LA DEFENSE | / | France | Vote Deadline Date | 08-Apr-2015 | |||||
SEDOL(s) | 4834108 - 5395875 - 7165463 - B030QQ4 - B0439Z2 - B11BPS1 - B8455F6 - BRTM6T6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | 03 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2015/0306/201503061500422.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD- DITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0403/20150403- 1500884.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management | |||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management | |||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, SETTING THE DIVIDEND AND WITHDRAWING AN AMOUNT FROM SHARE PREMIUMS | Management | |||||||||
O.4 | APPROVAL OF THE AGREEMENTS ENTERED INTO IN 2014 - COMPENSATION TO THE VICE CHAIRMAN/SENIOR DIRECTOR AND INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PRIOR YEARS | Management | |||||||||
O.5 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. JEAN PASCAL TRICOIRE - CANCELLATION OF THE EXECUTIVE PENSION PLAN, MAINTENANCE OF PENSION OBLIGATIONS | Management | |||||||||
O.6 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE RENEWAL OF MR. EMMANUEL BABEAU'S STATUS | Management | |||||||||
O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE 2014 FINANCIAL YEAR | Management | |||||||||
O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. EMMANUEL BABEAU FOR THE 2014 FINANCIAL YEAR | Management | |||||||||
O.9 | APPOINTMENT OF MR. GREGORY SPIERKEL AS DIRECTOR | Management | |||||||||
O.10 | RENEWAL OF TERM OF MRS. BETSY ATKINS AS DIRECTOR | Management | |||||||||
O.11 | RENEWAL OF TERM OF MR. JEONG KIM AS DIRECTOR | Management | |||||||||
O.12 | RENEWAL OF TERM OF MR. GERARD DE LA MARTINIERE AS DIRECTOR | Management | |||||||||
O.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF EUR 90 PER SHARE | Management | |||||||||
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 800 MILLION EUROS IN NOMINAL, OR ABOUT 34% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS PERMITTED | Management | |||||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 230 MILLION EUROS IN NOMINAL, OR ABOUT 9.8% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO PAY FOR SHARES TENDERED UNDER A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | |||||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUANCES WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS DECIDED UNDER THE FOURTEENTH OR SIXTEENTH RESOLUTION | Management | |||||||||
E.18 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE UP TO 9.8% OF SHARE CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS | Management | |||||||||
E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 115 MILLION EUROS IN NOMINAL, OR ABOUT 4.9% OF CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE, THE ISSUE PRICE OF WHICH WILL BE SET BY THE BOARD OF DIRECTORS ACCORDING TO THE TERMS DECIDED BY THE GENERAL MEETING | Management | |||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR EMPLOYEES PARTICIPATING IN THE COMPANY SAVINGS PLAN, UP TO 2% OF SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||
E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP SIMILAR BENEFITS TO THOSE OFFERED TO PARTICIPANTS IN THE COMPANY SAVINGS PLAN, UP TO 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||
E.22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, AS APPROPRIATE, SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING UP TO A MAXIMUM OF 10% OF SHARE CAPITAL | Management | |||||||||
E.23 | AMENDMENT TO ARTICLE 13 OF THE BYLAWS | Management | |||||||||
O.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | |||||||||
MEGGITT PLC | |||||||||||
Security | G59640105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Apr-2015 | |||||||||
ISIN | GB0005758098 | Agenda | 705910063 - Management | ||||||||
Record Date | Holding Recon Date | 21-Apr-2015 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 17-Apr-2015 | |||||
SEDOL(s) | 0575809 - 5607741 - B02SYX2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | |||||||||
2 | TO APPROVE THE REMUNERATION REPORT | Management | |||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 9.50 PENCE | Management | |||||||||
4 | TO RE-ELECT MR S G YOUNG AS A DIRECTOR | Management | |||||||||
5 | TO RE-ELECT MR G S BERRUYER AS A DIRECTOR | Management | |||||||||
6 | TO RE-ELECT MR P E GREEN AS A DIRECTOR | Management | |||||||||
7 | TO RE-ELECT MR P HEIDEN AS A DIRECTOR | Management | |||||||||
8 | TO RE-ELECT MS B L REICHELDERFER AS A DIRECTOR | Management | |||||||||
9 | TO RE-ELECT MR D R WEBB AS A DIRECTOR | Management | |||||||||
10 | TO RE-ELECT MR D M WILLIAMS AS A DIRECTOR | Management | |||||||||
11 | TO ELECT SIR NIGEL RUDD AS A DIRECTOR | Management | |||||||||
12 | TO ELECT MS A J P GOLIGHER AS A DIRECTOR | Management | |||||||||
13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | |||||||||
14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' FEES | Management | |||||||||
15 | TO RENEW THE AUTHORITY TO ALLOT SHARES | Management | |||||||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | |||||||||
17 | TO AUTHORISE DONATIONS TO POLITICAL ORGANISATIONS | Management | |||||||||
18 | TO AUTHORISE THE DIRECTORS TO PURCHASE SHARES IN THE COMPANY | Management | |||||||||
19 | TO PERMIT THE HOLDING OF GENERAL MEETINGS AT 14 DAYS' NOTICE | Management | |||||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2015 | ||||||||
ISIN | US4781601046 | Agenda | 934134761 - Management | ||||||||
Record Date | 24-Feb-2015 | Holding Recon Date | 24-Feb-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | |||||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | |||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | |||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | |||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | |||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | |||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | |||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | |||||||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | |||||||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | |||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | |||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | |||||||||
4. | SHAREHOLDER PROPOSAL - COMMON SENSE POLICY REGARDING OVEREXTENDED DIRECTORS | Shareholder | |||||||||
5. | SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS | Shareholder | |||||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | |||||||||
DANONE SA, PARIS | |||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2015 | |||||||||
ISIN | FR0000120644 | Agenda | 705871398 - Management | ||||||||
Record Date | 24-Apr-2015 | Holding Recon Date | 24-Apr-2015 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 16-Apr-2015 | |||||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 - B92MW33 - BH7KCW7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | 03 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2015/0304/201503041500409.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD- DITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0403/20150403- 1500856.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 AND SETTING THE DIVIDEND AT 1.50 EURO PER SHARE | Management | For | For | |||||||
O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | For | For | |||||||
O.5 | RENEWAL OF TERM OF MR. JACQUES- ANTOINE GRANJON AS DIRECTOR | Management | For | For | |||||||
O.6 | RENEWAL OF TERM OF MR. JEAN LAURENT AS DIRECTOR PURSUANT TO ARTICLE 15-II OF THE BYLAWS | Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF MR. BENOIT POTIER AS DIRECTOR | Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF MRS. MOUNA SEPEHRI AS DIRECTOR | Management | For | For | |||||||
O.9 | RENEWAL OF TERM OF MRS. VIRGINIA A. STALLINGS AS DIRECTOR | Management | For | For | |||||||
O.10 | APPOINTMENT OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | For | For | |||||||
O.11 | APPROVAL OF THE AGREEMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE ENTERED INTO BY AND BETWEEN THE COMPANY AND J.P. MORGAN GROUP | Management | For | For | |||||||
O.12 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND L.225-42-1 OF THE COMMERCIAL CODE REGARDING MR. EMMANUEL FABER | Management | For | For | |||||||
O.13 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. FRANCK RIBOUD, PRESIDENT AND CEO UNTIL SEPTEMBER 30, 2014 | Management | For | For | |||||||
O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. FRANCK RIBOUD, CHAIRMAN OF THE BOARD OF DIRECTORS FROM OCTOBER 1, 2014 | Management | For | For | |||||||
O.15 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. EMMANUEL FABER, MANAGING DIRECTOR UNTIL SEPTEMBER 30, 2014 | Management | For | For | |||||||
O.16 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. EMMANUEL FABER, CEO FROM OCTOBER 1, 2014 | Management | For | For | |||||||
O.17 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. BERNARD HOURS, MANAGING DIRECTOR UNTIL SEPTEMBER 2, 2014 | Management | For | For | |||||||
O.18 | SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
O.19 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, KEEP AND TRANSFER SHARES OF THE COMPANY | Management | For | For | |||||||
E.20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | For | For | |||||||
E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For | |||||||
E.24 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL | Management | For | For | |||||||
E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS PERMITTED | Management | For | For | |||||||
E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND SECURITIES ENTITLING TO COMMON SHARES RESERVED FOR EMPLOYEES PARTICIPATING IN A COMPANY SAVINGS PLAN AND/OR TO RESERVED SECURITIES SALES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.27 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE COMPANY'S SHARES EXISTING OR TO BE ISSUED WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.28 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | |||||||
E.29 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 29-Apr-2015 | ||||||||
ISIN | US1912161007 | Agenda | 934138163 - Management | ||||||||
Record Date | 02-Mar-2015 | Holding Recon Date | 02-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | |||||||||
1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | |||||||||
1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | |||||||||
1E. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | |||||||||
1F. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | |||||||||
1G. | ELECTION OF DIRECTOR: BARRY DILLER | Management | |||||||||
1H. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | |||||||||
1I. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | |||||||||
1J. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | |||||||||
1K. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | |||||||||
1L. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | |||||||||
1M. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | |||||||||
1N. | ELECTION OF DIRECTOR: SAM NUNN | Management | |||||||||
1O. | ELECTION OF DIRECTOR: DAVID B. WEINBERG | Management | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | |||||||||
4. | SHAREOWNER PROPOSAL REGARDING PROXY ACCESS | Shareholder | |||||||||
5. | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | |||||||||
UNILEVER PLC, LONDON | |||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2015 | |||||||||
ISIN | GB00B10RZP78 | Agenda | 705918398 - Management | ||||||||
Record Date | Holding Recon Date | 28-Apr-2015 | |||||||||
City / | Country | LEATHER HEAD | / | United Kingdom | Vote Deadline Date | 24-Apr-2015 | |||||
SEDOL(s) | B10RZP7 - B156Y63 - B15F6K8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | |||||||||
2 | AN ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | |||||||||
3 | TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR | Management | |||||||||
4 | TO RE-ELECT MR R J-M S HUET AS A DIRECTOR | Management | |||||||||
5 | TO RE-ELECT MRS LM CHA AS A DIRECTOR | Management | |||||||||
6 | TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR | Management | |||||||||
7 | TO RE-ELECT MS AM FUDGE AS A DIRECTOR | Management | |||||||||
8 | TO RE-ELECT MS M MA AS A DIRECTOR | Management | |||||||||
9 | TO RE-ELECT MS H NYASULU AS A DIRECTOR | Management | |||||||||
10 | TO RE-ELECT MR J RISHTON AS A DIRECTOR | Management | |||||||||
11 | TO RE-ELECT MR F SIJBESMA AS A DIRECTOR | Management | |||||||||
12 | TO RE-ELECT MR M T TRESCHOW AS A DIRECTOR | Management | |||||||||
13 | TO ELECT MR N S ANDERSEN AS A DIRECTOR | Management | |||||||||
14 | TO ELECT MR V COLAO AS A DIRECTOR | Management | |||||||||
15 | TO ELECT DR J HARTMANN AS A DIRECTOR | Management | |||||||||
16 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | |||||||||
17 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | |||||||||
18 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | |||||||||
19 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | |||||||||
20 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | |||||||||
21 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | |||||||||
22 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | |||||||||
AFLAC INCORPORATED | |||||||||||
Security | 001055102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AFL | Meeting Date | 04-May-2015 | ||||||||
ISIN | US0010551028 | Agenda | 934143835 - Management | ||||||||
Record Date | 25-Feb-2015 | Holding Recon Date | 25-Feb-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | |||||||||
1B. | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | |||||||||
1C. | ELECTION OF DIRECTOR: W. PAUL BOWERS | Management | |||||||||
1D. | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | |||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | |||||||||
1F. | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | |||||||||
1G. | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | |||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. KENNY | Management | |||||||||
1I. | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | |||||||||
1J. | ELECTION OF DIRECTOR: JOSEPH L. MOSKOWITZ | Management | |||||||||
1K. | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | |||||||||
1L. | ELECTION OF DIRECTOR: MELVIN T. STITH | Management | |||||||||
1M. | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | |||||||||
2. | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" | Management | |||||||||
3. | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015 | Management | |||||||||
L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||
Security | 502424104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLL | Meeting Date | 05-May-2015 | ||||||||
ISIN | US5024241045 | Agenda | 934147807 - Management | ||||||||
Record Date | 09-Mar-2015 | Holding Recon Date | 09-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | |||||||||
1B. | ELECTION OF DIRECTOR: LEWIS KRAMER | Management | |||||||||
1C. | ELECTION OF DIRECTOR: ROBERT B. MILLARD | Management | |||||||||
1D. | ELECTION OF DIRECTOR: VINCENT PAGANO, JR. | Management | |||||||||
1E. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | |||||||||
1F. | ELECTION OF DIRECTOR: ARTHUR L. SIMON | Management | |||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL T. STRIANESE | Management | |||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | |||||||||
3. | APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||
4. | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO DESIGNATE THE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | |||||||||
5. | APPROVE A SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDERS TO CALL A SPECIAL MEETING. | Shareholder | |||||||||
GENERAL DYNAMICS CORPORATION | |||||||||||
Security | 369550108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GD | Meeting Date | 06-May-2015 | ||||||||
ISIN | US3695501086 | Agenda | 934151957 - Management | ||||||||
Record Date | 05-Mar-2015 | Holding Recon Date | 05-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | |||||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | |||||||||
1D. | ELECTION OF DIRECTOR: RUDY F. DELEON | Management | |||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | |||||||||
1F. | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | |||||||||
1G. | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES N. MATTIS | Management | |||||||||
1I. | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | |||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | |||||||||
1K. | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | |||||||||
2. | SELECTION OF INDEPENDENT AUDITORS. | Management | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||||
4. | SHAREHOLDER PROPOSAL WITH REGARD TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | |||||||||
BAE SYSTEMS PLC, LONDON | |||||||||||
Security | G06940103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2015 | |||||||||
ISIN | GB0002634946 | Agenda | 705942565 - Management | ||||||||
Record Date | Holding Recon Date | 05-May-2015 | |||||||||
City / | Country | HAMPSHI RE | / | United Kingdom | Vote Deadline Date | 30-Apr-2015 | |||||
SEDOL(s) | 0263494 - 2100425 - 5473759 - B02S669 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | REPORT AND ACCOUNTS | Management | |||||||||
2 | REMUNERATION REPORT | Management | |||||||||
3 | FINAL DIVIDEND | Management | |||||||||
4 | RE-ELECT SIR ROGER CARR | Management | |||||||||
5 | RE-ELECT JERRY DEMURO | Management | |||||||||
6 | RE-ELECT HARRIET GREEN | Management | |||||||||
7 | RE-ELECT CHRISTOPHER GRIGG | Management | |||||||||
8 | RE-ELECT IAN KING | Management | |||||||||
9 | RE-ELECT PETER LYNAS | Management | |||||||||
10 | RE-ELECT PAULA ROSPUT REYNOLDS | Management | |||||||||
11 | RE-ELECT NICHOLAS ROSE | Management | |||||||||
12 | RE-ELECT CARL SYMON | Management | |||||||||
13 | RE-ELECT IAN TYLER | Management | |||||||||
14 | REAPPOINTMENT OF AUDITORS: KPMG LLP | Management | |||||||||
15 | REMUNERATION OF AUDITORS | Management | |||||||||
16 | POLITICAL DONATIONS UP TO SPECIFIED LIMITS | Management | |||||||||
17 | AUTHORITY TO ALLOT NEW SHARES | Management | |||||||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | |||||||||
19 | PURCHASE OWN SHARES | Management | |||||||||
20 | NOTICE OF GENERAL MEETINGS | Management | |||||||||
CMMT | 03 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2015 | |||||||||
ISIN | GB00B24CGK77 | Agenda | 705948264 - Management | ||||||||
Record Date | Holding Recon Date | 05-May-2015 | |||||||||
City / | Country | HAYES | / | United Kingdom | Vote Deadline Date | 30-Apr-2015 | |||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 - BRTM7X7 - BVGHC61 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE 2014 REPORT AND FINANCIAL STATEMENTS | Management | |||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | |||||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | |||||||||
4 | TO ELECT JASPAL BINDRA | Management | |||||||||
5 | TO ELECT MARY HARRIS | Management | |||||||||
6 | TO ELECT PAMELA KIRBY | Management | |||||||||
7 | TO ELECT SUE SHIM | Management | |||||||||
8 | TO ELECT CHRISTOPHER SINCLAIR | Management | |||||||||
9 | TO ELECT DOUGLAS TOUGH | Management | |||||||||
10 | TO RE-ELECT ADRIAN BELLAMY | Management | |||||||||
11 | TO RE-ELECT NICANDRO DURANTE | Management | |||||||||
12 | TO RE-ELECT PETER HART | Management | |||||||||
13 | TO RE-ELECT ADRIAN HENNAH | Management | |||||||||
14 | TO RE-ELECT KENNETH HYDON | Management | |||||||||
15 | TO RE-ELECT RAKESH KAPOOR | Management | |||||||||
16 | TO RE-ELECT ANDRE LACROIX | Management | |||||||||
17 | TO RE-ELECT JUDITH SPRIESER | Management | |||||||||
18 | TO RE-ELECT WARREN TUCKER | Management | |||||||||
19 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | |||||||||
20 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | |||||||||
21 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | |||||||||
22 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | |||||||||
23 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION, AS SET OUT IN THE NOTICE OF MEETING | Management | |||||||||
24 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS. (SPECIAL RESOLUTION) | Management | |||||||||
25 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES. (SPECIAL RESOLUTION) | Management | |||||||||
26 | TO APPROVE THE RECKITT BENCKISER GROUP 2015 LONG TERM INCENTIVE PLAN ("THE LTIP") (SPECIAL RESOLUTION) | Management | |||||||||
27 | TO APPROVE THE RECKITT BENCKISER GROUP 2015 SAVINGS RELATED SHARE OPTION PLAN (THE "SRS PLAN"). (SPECIAL RESOLUTION) | Management | |||||||||
28 | TO AUTHORISE THE DIRECTORS TO ESTABLISH A FURTHER PLAN OR PLANS, AS SET OUT IN THE NOTICE OF MEETING. (SPECIAL RESOLUTION) | Management | |||||||||
29 | TO APPROVE THE CALLING OF GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE. (SPECIAL RESOLUTION) | Management | |||||||||
ABBVIE INC. | |||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABBV | Meeting Date | 08-May-2015 | ||||||||
ISIN | US00287Y1091 | Agenda | 934142249 - Management | ||||||||
Record Date | 11-Mar-2015 | Holding Recon Date | 11-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROXANNE S. AUSTIN | ||||||||||
2 | RICHARD A. GONZALEZ | ||||||||||
3 | GLENN F. TILTON | ||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | |||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | |||||||||
ILLINOIS TOOL WORKS INC. | |||||||||||
Security | 452308109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ITW | Meeting Date | 08-May-2015 | ||||||||
ISIN | US4523081093 | Agenda | 934147883 - Management | ||||||||
Record Date | 10-Mar-2015 | Holding Recon Date | 10-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | |||||||||
1B. | ELECTION OF DIRECTOR: SUSAN CROWN | Management | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES W. GRIFFITH | Management | |||||||||
1D. | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | |||||||||
1F. | ELECTION OF DIRECTOR: E. SCOTT SANTI | Management | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | |||||||||
1H. | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Management | |||||||||
1I. | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management | |||||||||
1J. | ELECTION OF DIRECTOR: KEVIN M. WARREN | Management | |||||||||
1K. | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | Management | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||||
4. | APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2015 LONG-TERM INCENTIVE PLAN. | Management | |||||||||
5. | APPROVAL OF A NON-BINDING STOCKHOLDER PROPOSAL TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Management | |||||||||
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | |||||||||||
Security | D1882G119 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-May-2015 | |||||||||
ISIN | DE0005810055 | Agenda | 705931055 - Management | ||||||||
Record Date | 06-May-2015 | Holding Recon Date | 06-May-2015 | ||||||||
City / | Country | FRANKFU RT AM MAIN | / | Germany | Blocking | Vote Deadline Date | 29-Apr-2015 | ||||
SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BHZLDG3 - BRK05V4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING-PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL-BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO-DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTR-UCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR O-R CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W- HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 28 APRIL 2015. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY-AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT-ON PROXYEDGE. | Non-Voting | ||||||||||
1. | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2014 | Non-Voting | |||||||||
2. | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.10 PER SHARE | Management | |||||||||
3. | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2014 | Management | |||||||||
4. | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2014 | Management | |||||||||
5.1 | ELECT RICHARD BERLIAND TO THE SUPERVISORY BOARD | Management | |||||||||
5.2 | ELECT JOACHIM FABER TO THE SUPERVISORY BOARD | Management | |||||||||
5.3 | ELECT KARL-HEINZ FLOETHER TO THE SUPERVISORY BOARD | Management | |||||||||
5.4 | ELECT CRAIG HEIMARK TO THE SUPERVISORY BOARD | Management | |||||||||
5.5 | ELECT MONICA MAECHLER TO THE SUPERVISORY BOARD | Management | |||||||||
5.6 | ELECT GERHARD ROGGEMANN TO THE SUPERVISORY BOARD | Management | |||||||||
5.7 | ELECT ERHARD SCHIPPOREIT TO THE SUPERVISORY BOARD | Management | |||||||||
5.8 | ELECT AMY YOK TAK YIP TO THE SUPERVISORY BOARD | Management | |||||||||
6. | APPROVE CREATION OF EUR 19.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | |||||||||
7. | APPROVE CREATION OF EUR 38.6 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | |||||||||
8. | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | |||||||||
9. | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | |||||||||
10. | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2015 | Management | |||||||||
ENI S.P.A., ROMA | |||||||||||
Security | T3643A145 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-May-2015 | |||||||||
ISIN | IT0003132476 | Agenda | 705956792 - Management | ||||||||
Record Date | 04-May-2015 | Holding Recon Date | 04-May-2015 | ||||||||
City / | Country | ROMA | / | Italy | Vote Deadline Date | 05-May-2015 | |||||
SEDOL(s) | 7145056 - 7146059 - B020CR8 - B07LWK9 - B0ZNKV4 - B92MWQ6 - BRTM8B2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | FINANCIAL STATEMENTS AT 31/12/2014. ANY ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL STATEMENTS AT 31/12/2014. BOARD OF DIRECTORS, BOARD OF AUDITORS AND INDEPENDENT AUDITORS REPORT | Management | For | For | |||||||
2 | DESTINATION OF PROFIT | Management | For | For | |||||||
3 | REMUNERATION REPORT | Management | For | For | |||||||
ROYAL DUTCH SHELL PLC, LONDON | |||||||||||
Security | G7690A100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-May-2015 | |||||||||
ISIN | GB00B03MLX29 | Agenda | 706050933 - Management | ||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | ||||||||
City / | Country | THE HAGUE | / | United Kingdom | Vote Deadline Date | 13-May-2015 | |||||
SEDOL(s) | B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7 - B0XPJL5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED. | Management | For | For | |||||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 91 TO 98 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2014, BE APPROVED | Management | For | For | |||||||
3 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
11 | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
12 | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
13 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | |||||||
15 | THAT THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2015 | Management | For | For | |||||||
16 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 147 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT CONTD | Management | For | For | |||||||
CONT | CONTD SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO-SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Non-Voting | |||||||||
17 | THAT IF RESOLUTION 16 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR CONTD | Management | For | For | |||||||
CONT | CONTD RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR-APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD-DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE- REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY | Non-Voting | |||||||||
OTHER MATTER-WHATSOEVER; AND (B) IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 17-AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT- (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES OR SALE OF-TREASURY SHARES UP TO A NOMINAL AMOUNT OF EUR 22 MILLION, SUCH POWER TO APPLY-UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF-THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY-MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, CONTD | |||||||||||
CONT | CONTD REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE- SOLD) AFTER THE POWER ENDS, AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND-SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-NOT ENDED | Non-Voting | |||||||||
18 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH POWER TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 633 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE CONTD | Management | For | For | |||||||
CONT | CONTD PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH-POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016,-AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE-COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR-MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE POWER ENDS AND THE- COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE-POWER HAD NOT ENDED | Non-Voting | |||||||||
19 | THAT THE DIRECTORS BE AUTHORISED, PURSUANT TO ARTICLE 125 OF THE COMPANY'S ARTICLES OF ASSOCIATION, TO OFFER ORDINARY SHAREHOLDERS (EXCLUDING ANY SHAREHOLDER HOLDING SHARES AS TREASURY SHARES) THE RIGHT TO CHOOSE TO RECEIVE EXTRA SHARES, CREDITED AS FULLY PAID-UP, INSTEAD OF SOME OR ALL OF ANY CASH DIVIDEND OR DIVIDENDS WHICH MAY BE DECLARED OR PAID AT ANY TIME AFTER THE DATE OF THE PASSING OF THIS RESOLUTION AND UP TO THE DATE OF THE COMPANY'S AGM IN 2018 | Management | For | For | |||||||
20 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM. IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000, BUT USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 18, 2019 OR THE DATE OF THE COMPANY'S AGM IN 2019, WHICHEVER IS THE EARLIER | Management | For | For | |||||||
21 | STRATEGIC RESILIENCE FOR 2035 AND BEYOND: THAT IN ORDER TO ADDRESS OUR INTEREST IN THE LONGER TERM SUCCESS OF THE COMPANY, GIVEN THE RECOGNISED RISKS AND OPPORTUNITIES ASSOCIATED WITH CLIMATE CHANGE, WE AS SHAREHOLDERS OF THE COMPANY DIRECT THAT ROUTINE ANNUAL REPORTING FROM 2016 INCLUDES FURTHER INFORMATION ABOUT: ONGOING OPERATIONAL EMISSIONS MANAGEMENT; ASSET PORTFOLIO RESILIENCE TO THE INTERNATIONAL ENERGY AGENCY'S (IEA'S) SCENARIOS; LOW-CARBON ENERGY RESEARCH AND DEVELOPMENT (R&D) AND INVESTMENT STRATEGIES; RELEVANT STRATEGIC KEY PERFORMANCE INDICATORS (KPIS) AND EXECUTIVE INCENTIVES; AND PUBLIC POLICY CONTD | Management | For | For | |||||||
CONT | CONTD POSITIONS RELATING TO CLIMATE CHANGE. THIS ADDITIONAL ONGOING ANNUAL-REPORTING COULD BUILD ON THE DISCLOSURES ALREADY MADE TO CDP (FORMERLY THE-CARBON DISCLOSURE PROJECT) AND/OR THOSE ALREADY MADE WITHIN THE COMPANY'S-SCENARIOS, SUSTAINABILITY REPORT AND ANNUAL REPORT | Non-Voting | |||||||||
CMMT | 08 MAY 2015: PLEASE NOTE THAT RESOLUTION 21 IS SHAREHOLDER PROPOSAL HOWEVER TH-E BOARD RECOMMENDS TO VOTE FOR THIS RESOLUTION. | Non-Voting | |||||||||
CMMT | 08 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
LI & FUNG LTD | |||||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2015 | |||||||||
ISIN | BMG5485F1692 | Agenda | 706045437 - Management | ||||||||
Record Date | 20-May-2015 | Holding Recon Date | 20-May-2015 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 18-May-2015 | |||||
SEDOL(s) | 4458252 - 6286257 - BP3RW62 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420513.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420493.pdf | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 21 HK CENTS PER SHARE AND A SPECIAL DIVIDEND OF 7 HK CENTS PER SHARE | Management | For | For | |||||||
3.A | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR MARTIN TANG YUE NIEN AS DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MR MARC ROBERT COMPAGNON | Management | For | For | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | For | For | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | Management | For | For | |||||||
7 | TO ADOPT SHARE AWARD SCHEME AND TO GIVE THE DIRECTORS THE SCHEME MANDATE TO ISSUE NEW SHARES UP TO 3% | Management | For | For | |||||||
MATTEL, INC. | |||||||||||
Security | 577081102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MAT | Meeting Date | 21-May-2015 | ||||||||
ISIN | US5770811025 | Agenda | 934174272 - Management | ||||||||
Record Date | 27-Mar-2015 | Holding Recon Date | 27-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | Management | |||||||||
1B. | ELECTION OF DIRECTOR: TREVOR A. EDWARDS | Management | |||||||||
1C. | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | Management | |||||||||
1D. | ELECTION OF DIRECTOR: ANN LEWNES | Management | |||||||||
1E. | ELECTION OF DIRECTOR: DOMINIC NG | Management | |||||||||
1F. | ELECTION OF DIRECTOR: VASANT M. PRABHU | Management | |||||||||
1G. | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | Management | |||||||||
1H. | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | Management | |||||||||
1I. | ELECTION OF DIRECTOR: DIRK VAN DE PUT | Management | |||||||||
1J. | ELECTION OF DIRECTOR: KATHY WHITE LOYD | Management | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | Management | |||||||||
3. | APPROVAL OF THE MATTEL, INC. AMENDED AND RESTATED 2010 EQUITY AND LONG- TERM COMPENSATION PLAN. | Management | |||||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | |||||||||
CNOOC LIMITED | |||||||||||
Security | 126132109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CEO | Meeting Date | 21-May-2015 | ||||||||
ISIN | US1261321095 | Agenda | 934205433 - Management | ||||||||
Record Date | 20-Apr-2015 | Holding Recon Date | 20-Apr-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
A1. | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | |||||||
A2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | |||||||
A3. | TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
A4. | TO RE-ELECT MR. YANG HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
A5. | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
A6. | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. | Management | For | For | |||||||
A7. | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | |||||||
B1. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | |||||||
B2. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Against | Against | |||||||
B3. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Against | Against | |||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2015 | ||||||||
ISIN | US58933Y1055 | Agenda | 934177393 - Management | ||||||||
Record Date | 31-Mar-2015 | Holding Recon Date | 31-Mar-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | |||||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | |||||||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | |||||||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | |||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | |||||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | |||||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | |||||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | |||||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | |||||||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | |||||||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | |||||||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | |||||||||
4. | PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE STOCK PLAN. | Management | |||||||||
5. | PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE INCENTIVE PLAN. | Management | |||||||||
6. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | |||||||||
7. | SHAREHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | |||||||||
CHINA MOBILE (HONG KONG) LIMITED | |||||||||||
Security | 16941M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHL | Meeting Date | 28-May-2015 | ||||||||
ISIN | US16941M1099 | Agenda | 934207451 - Management | ||||||||
Record Date | 20-Apr-2015 | Holding Recon Date | 20-Apr-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | |||||||
2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | |||||||
3. | TO RE-ELECT MR. XUE TAOHAI AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
4A. | TO RE-ELECT MR. FRANK WONG KWONG SHING AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
4B. | TO RE-ELECT DR. MOSES CHENG MO CHI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
5. | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
6. | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. | Management | For | For | |||||||
7. | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. | Management | Against | Against | |||||||
8. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE. | Management | Against | Against | |||||||
TOTAL SA, COURBEVOIE | |||||||||||
Security | F92124100 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2015 | |||||||||
ISIN | FR0000120271 | Agenda | 706119206 - Management | ||||||||
Record Date | 26-May-2015 | Holding Recon Date | 26-May-2015 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 18-May-2015 | |||||
SEDOL(s) | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B738M92 - B92MVZ8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 452883 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/- 0504/201505041501610.pdf | Non-Voting | |||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management | For | For | |||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management | For | For | |||||||
3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND, OPTION FOR THE PAYMENT OF THE 2014 FINAL DIVIDEND IN SHARES | Management | For | For | |||||||
4 | OPTION FOR INTERIM PAYMENTS OF THE DIVIDEND IN SHARES FOR THE 2015 FINANCIAL YEAR-DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
5 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For | |||||||
6 | RENEWAL OF TERM OF MR. PATRICK ARTUS AS DIRECTOR | Management | For | For | |||||||
7 | RENEWAL OF TERM OF MRS. ANNE-MARIE IDRAC AS DIRECTOR | Management | For | For | |||||||
8 | APPOINTMENT OF MR. PATRICK POUYANNE AS DIRECTOR | Management | For | For | |||||||
9 | COMMITMENT PURSUANT TO ARTICLE L.225- 42-1 OF THE COMMERCIAL CODE IN FAVOR OF MR. PATRICK POUYANNE | Management | For | For | |||||||
10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. THIERRY DESMAREST, CHAIRMAN OF THE BOARD OF DIRECTORS SINCE OCTOBER 22, 2014 | Management | For | For | |||||||
11 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. PATRICK POUYANNE, CEO SINCE OCTOBER 22, 2014 | Management | For | For | |||||||
12 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. CHRISTOPHE DE MARGERIE, PRESIDENT AND CEO UNTIL OCTOBER 20, 2014 | Management | For | For | |||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RECOMMENDATION TO THE BOARD OF DIRECTORS FOR A FAIR DISTRIBUTION BETWEEN SHAREHOLDERS AND EMPLOYEES (NOT APPROVED BY THE BOARD OF DIRECTORS) | Shareholder | Abstain | Against | |||||||
ARTHUR J. GALLAGHER & CO. | |||||||||||
Security | 363576109 | Meeting Type | Annual | ||||||||
Ticker Symbol | AJG | Meeting Date | 01-Jun-2015 | ||||||||
ISIN | US3635761097 | Agenda | 934194022 - Management | ||||||||
Record Date | 08-Apr-2015 | Holding Recon Date | 08-Apr-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | |||||||||
1C. | ELECTION OF DIRECTOR: D. JOHN COLDMAN | Management | |||||||||
1D. | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | |||||||||
1E. | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | |||||||||
1F. | ELECTION OF DIRECTOR: ELBERT O. HAND | Management | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | |||||||||
1H. | ELECTION OF DIRECTOR: KAY W. MCCURDY | Management | |||||||||
1I. | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Management | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR | Management | |||||||||
3. | APPROVAL OF THE ARTHUR J. GALLAGHER & CO. EMPLOYEE STOCK PURCHASE PLAN | Management | |||||||||
4. | APPROVAL OF THE ARTHUR J. GALLAGHER & CO. SENIOR MANAGEMENT INCENTIVE PLAN | Management | |||||||||
5. | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | |||||||||
WILLIS GROUP HOLDINGS PLC | |||||||||||
Security | G96666105 | Meeting Type | Annual | ||||||||
Ticker Symbol | WSH | Meeting Date | 30-Jun-2015 | ||||||||
ISIN | IE00B4XGY116 | Agenda | 934194464 - Management | ||||||||
Record Date | 10-Apr-2015 | Holding Recon Date | 10-Apr-2015 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jun-2015 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOMINIC CASSERLEY | Management | |||||||||
1B. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | |||||||||
1C. | ELECTION OF DIRECTOR: SIR ROY GARDNER | Management | |||||||||
1D. | ELECTION OF DIRECTOR: SIR JEREMY HANLEY | Management | |||||||||
1E. | ELECTION OF DIRECTOR: ROBYN S. KRAVIT | Management | |||||||||
1F. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | |||||||||
1G. | ELECTION OF DIRECTOR: FRANCISCO LUZON | Management | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES F. MCCANN | Management | |||||||||
1I. | ELECTION OF DIRECTOR: JAYMIN PATEL | Management | |||||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS | Management | |||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL J. SOMERS | Management | |||||||||
1L. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | |||||||||
2. | TO RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||
4. | TO RENEW THE BOARD THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW FOR ISSUANCES UP TO 33% OF THE COMPANY'S OUTSTANDING SHARE CAPITAL. | Management | |||||||||
5. | TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW FOR RIGHTS ISSUES AND, SEPARATELY, FOR ISSUANCES UP TO 5% OF THE COMPANY'S OUTSTANDING SHARE CAPITAL. | Management | |||||||||
6. | TO AUTHORIZE HOLDING THE 2016 ANNUAL GENERAL MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF IRELAND. | Management |
Guinness Atkinson Global Energy Fund
Meeting Date Range: 7/1/14 - 6/30/15
Selected Accounts
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Oct-2014 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 22-Oct-2014 | |||||||||
Agenda | 705561810 | Management | Total Ballot Shares: | 5909000 | ||||||||
Last Vote Date: | 19-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910380.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910362.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION IN RESPECT OF CONTINUING CONNECTED TRANSACTIONS: "THAT, AS SET OUT IN THE CIRCULAR DATED 10 SEPTEMBER 2014 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"): THE NEW COMPREHENSIVE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THE EXECUTION OF THE NEW COMPREHENSIVE AGREEMENT BY MR YU YIBO FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; MR YU YIBO BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW COMPREHENSIVE AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT CONTD | For | None | 2627000 | 0 | 0 | 0 | |||||
3 | CONTD AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS; AND THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS UNDER THE NEW COMPREHENSIVE AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND APPROVE MR. ZHANG BIYI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2627000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE MR. JIANG LIFU AS SUPERVISOR OF THE COMPANY | For | None | 2627000 | 0 | 0 | 0 | |||||
6 | 12 SEP 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE TO 26 SEP 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
HALLIBURTON COMPANY | ||||||||||||
Security: | 406216101 | Meeting Type: | Special | |||||||||
Ticker: | HAL | Meeting Date: | 27-Mar-2015 | |||||||||
ISIN | US4062161017 | Vote Deadline Date: | 26-Mar-2015 | |||||||||
Agenda | 934128073 | Management | Total Ballot Shares: | 50800 | ||||||||
Last Vote Date: | 03-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL APPROVING THE ISSUANCE OF SHARES OF HALLIBURTON COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME), DATED AS OF NOVEMBER 16, 2014, AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. | For | None | 50800 | 0 | 0 | 0 | |||||
2 | PROPOSAL ADJOURNING THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES DESCRIBED IN THE FOREGOING PROPOSAL. | For | None | 50800 | 0 | 0 | 0 | |||||
CLUFF NATURAL RESOURCES PLC, LONDON | ||||||||||||
Security: | G2339Z103 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 14-Apr-2015 | ||||||||||
ISIN | GB00B6SYKF01 | Vote Deadline Date: | 08-Apr-2015 | |||||||||
Agenda | 705901379 | Management | Total Ballot Shares: | 3124988 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO AUTHORISE THE ALLOTMENT OF THE NEW ORDINARY SHARES AND TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF THE NEW ORDINARY SHARES | For | None | 3124988 | 0 | 0 | 0 | |||||
2 | TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER EQUITY SECURITIES | For | None | 3124988 | 0 | 0 | 0 | |||||
3 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS OVER EQUITY SECURITIES AUTHORISED PURSUANT TO RESOLUTION 2 | For | None | 3124988 | 0 | 0 | 0 | |||||
BP PLC, LONDON | ||||||||||||
Security: | G12793108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Apr-2015 | ||||||||||
ISIN | GB0007980591 | Vote Deadline Date: | 10-Apr-2015 | |||||||||
Agenda | 705884321 | Management | Total Ballot Shares: | 337180 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 435548 DUE TO CHANGE IN TEXT OF RESOLUTION 25. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | For | None | 337180 | 0 | 0 | 0 | |||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT | For | None | 337180 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR B GILVARY AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
7 | TO ELECT MR A BOECKMANN AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT MR B R NELSON AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT MR F P NHLEKO AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
15 | TO RE-ELECT MR A B SHILSTON AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
16 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR | For | None | 337180 | 0 | 0 | 0 | |||||
17 | TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 337180 | 0 | 0 | 0 | |||||
18 | TO AUTHORIZE THE RENEWAL OF THE SCRIP DIVIDEND PROGRAMME | For | None | 337180 | 0 | 0 | 0 | |||||
19 | TO APPROVE THE BP SHARE AWARD PLAN 2015 FOR EMPLOYEES BELOW THE BOARD | For | None | 337180 | 0 | 0 | 0 | |||||
20 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | For | None | 337180 | 0 | 0 | 0 | |||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | None | 337180 | 0 | 0 | 0 | |||||
22 | TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | None | 337180 | 0 | 0 | 0 | |||||
23 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | None | 337180 | 0 | 0 | 0 | |||||
24 | TO ADOPT NEW ARTICLES OF ASSOCIATION | For | None | 337180 | 0 | 0 | 0 | |||||
25 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | For | None | 337180 | 0 | 0 | 0 | |||||
26 | APPROVE THE STRATEGIC RESILIENCE FOR 2035 AND BEYOND | For | None | 337180 | 0 | 0 | 0 | |||||
DRAGON OIL PLC, DUBLIN | ||||||||||||
Security: | G2828W132 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Apr-2015 | ||||||||||
ISIN | IE0000590798 | Vote Deadline Date: | 21-Apr-2015 | |||||||||
Agenda | 705935471 | Management | Total Ballot Shares: | 132890 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND CONSIDER THE DIRECTORS' REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 132890 | 0 | 0 | 0 | |||||
2 | THAT THE INTERIM DIVIDEND OF USD 0.20 (US 20 CENTS) BE AFFIRMED AND THAT A FINAL DIVIDEND OF USD 16 (16 US CENTS) PER ORDINARY SHARE OF EUR 0.10 EACH BE AND IS HEREBY DECLARED AND MADE PAYABLE ON 30 APRIL 2015 TO THE HOLDERS OF THE ORDINARY SHARES OF EUR 0.10 EACH ON THE REGISTER ON 7 APRIL 2015, SUBJECT TO PAYMENT THEREOF IN CURRENCIES IN ACCORDANCE WITH SUCH PROCEDURES (INCLUDING AS TO DETERMINATION OF APPLICABLE EXCHANGE RATE) AS MAY BE SPECIFIED BY THE DIRECTORS | For | None | 132890 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: MOHAMMED AL GHURAIR | For | None | 132890 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: ABDUL JALEEL AL KHALIFA | For | None | 132890 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: SUBJECT TO THE PASSING OF RESOLUTION 4(A), THOR HAUGNAESS | For | None | 132890 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: AHMAD SHARAF | For | None | 132890 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: SUBJECT TO THE PASSING OF RESOLUTION 4(B), AHMAD AL MUHAIRBI | For | None | 132890 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: SUBJECT TO THE PASSING OF RESOLUTION 4(C), SAEED AL MAZROOEI | For | None | 132890 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT DIRECTOR RETIRING IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION: SUBJECT TO THE PASSING OF RESOLUTION 4(D), JUSTIN CROWLEY | For | None | 132890 | 0 | 0 | 0 | |||||
10 | TO APPROVE THE RE-ELECTION OF THE INDEPENDENT DIRECTOR: THOR HAUGNAESS | For | None | 132890 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE RE-ELECTION OF THE INDEPENDENT DIRECTOR: AHMAD AL MUHAIRBI | For | None | 132890 | 0 | 0 | 0 | |||||
12 | TO APPROVE THE RE-ELECTION OF THE INDEPENDENT DIRECTOR: SAEED AL MAZROOEI | For | None | 132890 | 0 | 0 | 0 | |||||
13 | TO APPROVE THE RE-ELECTION OF THE INDEPENDENT DIRECTOR: JUSTIN CROWLEY | For | None | 132890 | 0 | 0 | 0 | |||||
14 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 SET OUT ON PAGES 62 TO 74 OF THE ANNUAL REPORT FOR 2014 | For | None | 132890 | 0 | 0 | 0 | |||||
15 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS IN RESPECT OF THE PERIOD EXPIRING AT THE NEXT AGM OF THE COMPANY | For | None | 132890 | 0 | 0 | 0 | |||||
16 | FOR THE PURPOSES OF SECTION 140 OF THE COMPANIES ACT 1963, THAT THE AGM IN 2016 (AND ANY EGM OCCURRING UP TO AND INCLUDING THE DATE OF THAT AGM) SHALL BE HELD AT SUCH PLACE AS MAY BE DETERMINED BY THE DIRECTORS | For | None | 132890 | 0 | 0 | 0 | |||||
17 | THAT A GENERAL MEETING, OTHER THAN AN AGM AND OTHER THAN A MEETING CALLED FOR THE PASSING OF A SPECIAL RESOLUTION, MAY BE CALLED ON NOT LESS THAN 14 DAYS' NOTICE IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 132890 | 0 | 0 | 0 | |||||
18 | THAT THE DIRECTORS BE AND THEY ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 20 OF THE COMPANIES (AMENDMENT) ACT, 1983 (THE "1983 ACT") (AND, WHEN COMMENCED, IN ACCORDANCE WITH SECTION 1021 OF THE COMPANIES ACT 2014), TO EXERCISE ALL THE POWER OF THE COMPANY TO ALLOT RELEVANT SECURITIES (AS DEFINED BY THOSE SECTIONS) OF THE COMPANY UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT EQUAL TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY IMMEDIATELY FOLLOWING THE PASSING OF THIS RESOLUTION, SUCH AUTHORITY (UNLESS PREVIOUSLY REVOKED, VARIED OR EXTENDED BY THE COMPANY IN A GENERAL MEETING) TO EXPIRE 15 MONTHS FROM THE PASSING OF THE RESOLUTION OR AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY, WHICHEVER FIRST OCCURS, CONTD | For | None | 132890 | 0 | 0 | 0 | |||||
19 | CONTD SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT, WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | None | None | Non Voting | ||||||||
20 | THAT, PURSUANT TO SECTION 24(1) OF THE 1983 ACT (AND, WHEN COMMENCED, PURSUANT TO SECTION 1023 OF THE COMPANIES ACT 2014), THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 23 OF THAT ACT AND, WHEN COMMENCED, AS DEFINED IN SECTION 1023 OF THE COMPANIES ACT 2014) OF THE COMPANY (TO INCLUDE THE REISSUE OF TREASURY SHARES AS PROVIDED BY RESOLUTION 12) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 9 AS IF SUBSECTION (1) OF SECTION 23 OF THE 1983 ACT (AND, WHEN COMMENCED, IF | For | None | 132890 | 0 | 0 | 0 | |||||
SUBSECTION (1) OF SECTION 1022 OF THE COMPANIES ACT 2014) DID NOT APPLY TO SUCH ALLOTMENT PROVIDED THAT THE POWER HEREBY GRANTED SHALL BE LIMITED TO ALLOTMENTS: (A) OF A NOMINAL VALUE UP TO 5% OF THE NOMINAL VALUE OF THE SHARES CONTD | ||||||||||||
21 | CONTD IN ISSUE IMMEDIATELY FOLLOWING THE PASSING OF THIS RESOLUTION; (B) IN CONNECTION WITH OR PURSUANT TO: (I) ANY RIGHTS ISSUE BEING AN OFFER OR ISSUE OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS BY WAY OF RIGHTS TO HOLDERS OF SHARES IN THE COMPANY IN PROPORTION (AS NEARLY AS MAY BE) TO SUCH HOLDERS' HOLDINGS OF SUCH SHARES ON A FIXED RECORD DATE; (II) ANY OPEN OFFER BEING AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES IN THE COMPANY IN PROPORTION (AS NEARLY AS MAY BE) TO SUCH HOLDERS' HOLDINGS OF SUCH SHARES ON A FIXED RECORD DATE; IN ALL CASES SUBJECT TO SUCH EXCLUSIONS OR TO SUCH OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR THE REQUIREMENTS OF ANY REGULATORY BODY OR CONTD | None | None | Non Voting | ||||||||
22 | CONTD STOCK EXCHANGE IN ANY TERRITORY. ANY SUCH POWER (UNLESS PREVIOUSLY REVOKED, VARIED OR EXTENDED BY THE COMPANY IN GENERAL MEETING) TO EXPIRE 15 MONTHS FROM THE PASSING OF THE RESOLUTION OR AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY, WHICHEVER FIRST OCCURS, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT, WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | None | None | Non Voting | ||||||||
23 | THAT THE COMPANY (AND ANY SUBSIDIARY OF THE COMPANY FOR THE TIME BEING) BE AND IS HEREBY AUTHORISED TO MAKE MARKET PURCHASES INCLUDING OVERSEAS MARKET PURCHASES OF ANY SHARES OF AND IN THE COMPANY (INCLUDING ANY CONTRACT OF PURCHASE, WHICH WILL OR MIGHT BE CONCLUDED WHOLLY OR PARTLY AFTER THE EXPIRY DATE BELOW), PROVIDED THAT: (A) THE MAXIMUM NUMBER OF SHARES, WHICH MAY BE ACQUIRED PURSUANT TO THIS AUTHORISATION SHALL BE 10% OF THE ISSUED SHARES OF AND IN THE COMPANY IMMEDIATELY FOLLOWING THE PASSING OF THIS RESOLUTION; (B) THE MAXIMUM PRICE AT WHICH A PURCHASE PURSUANT TO THIS AUTHORISATION WILL BE MADE WILL BE 5% ABOVE THE AVERAGE OF THE OFFICIAL CLOSING PRICES OF THE RELEVANT SHARES DERIVED FROM THE IRISH STOCK EXCHANGE DAILY OFFICIAL LIST CONTD | For | None | 132890 | 0 | 0 | 0 | |||||
24 | CONTD OR, AT THE OPTION OF THE DIRECTORS, THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE DAYS BEFORE THE PURCHASE IS MADE; (C) THE MINIMUM PRICE, WHICH MAY BE PAID FOR SHARES PURCHASED PURSUANT TO THIS AUTHORISATION WILL BE THE PAR VALUE THEREOF; AND (D) THIS AUTHORISATION WILL EXPIRE AT CLOSE OF TRADING ON THE DATE OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS FROM THE PASSING OF THIS RESOLUTION, WHICHEVER FIRST OCCURS, SAVE THAT THE COMPANY MAY MAKE A PURCHASE AFTER THE EXPIRY OF THE AUTHORISATION IN ANY CASE WHERE THE CONTRACT OF PURCHASE IS EXECUTED BEFORE THE AUTHORISATION EXPIRED | None | None | Non Voting | ||||||||
25 | THAT THE DIRECTORS BE AND ARE HEREBY EMPOWERED PURSUANT TO SECTION 20 OF THE 1983 ACT (AND, WHEN COMMENCED, IN ACCORDANCE WITH SECTION 1021 OF THE COMPANIES ACT 2014) TO RE-ISSUE TREASURY SHARES WITHIN THE MEANING OF SECTION 209 OF THE COMPANIES ACT 1990 (THE "1990 ACT") (AND, WHEN COMMENCED, WITHIN THE MEANING OF SECTION 106 OF THE COMPANIES ACT 2014) AS RELEVANT SECURITIES AND PURSUANT | For | None | 132890 | 0 | 0 | 0 | |||||
TO SECTION 24 OF THE 1983 ACT (AND, WHEN COMMENCED, SECTION 1023 OF THE COMPANIES ACT 2014), TO REISSUE TREASURY SHARES AS EQUITY SECURITIES AS IF SUBSECTION (1) OF SECTION 23 OF THE 1983 ACT, (AND, WHEN COMMENCED, IF SUBSECTION (1) OF SECTION 1022 OF THE COMPANIES ACT 2014), DID NOT APPLY TO ANY SUCH REISSUE PROVIDED THAT: (A) THIS POWER SHALL BE SUBJECT TO CONTD | ||||||||||||
26 | CONTD THE LIMITS PROVIDED BY RESOLUTIONS 9 AND 10 AND SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR ON THE EXPIRY OF 15 MONTHS FROM THE DATE HEREOF, WHICHEVER FIRST OCCURS, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT, WHICH WOULD OR MIGHT REQUIRE SUCH REISSUE TO OCCUR AFTER SUCH EXPIRY AND THE DIRECTORS MAY REISSUE SECURITIES PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED; (B) THE PRICE AT WHICH ANY TREASURY SHARES MAY BE RE-ISSUED OFF MARKET (WITHIN THE MEANING OF SECTION 212 OF THE 1990 ACT (AND, WHEN COMMENCED, WITHIN THE MEANING OF SECTION 1078 OF THE COMPANIES ACT 2014)) SHALL BE: (I) IN THE CASE OF REISSUES OTHER THAN TO SATISFY ENTITLEMENTS UNDER SHARE OPTIONS OR EMPLOYEE SHARE SCHEMES NOT MORE THAN 25% ABOVE AND NOT MORE THAN 5% CONTD | None | None | Non Voting | ||||||||
27 | CONTD BELOW THE AVERAGE OF THE OFFICIAL CLOSING PRICES OF THE RELEVANT SHARES DERIVED FROM THE IRISH STOCK EXCHANGE DAILY OFFICIAL LIST OR, AT THE OPTION OF THE DIRECTORS, THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE DAYS BEFORE THE RELEVANT REISSUE IS MADE; (II) IN THE CASE OF REISSUES TO SATISFY ENTITLEMENTS UNDER SHARE OPTIONS OR EMPLOYEE SHARE SCHEMES, NOT MORE THAN 25% ABOVE THAT AVERAGE AND NOT LESS THAN PAR VALUE | None | None | Non Voting | ||||||||
28 | AS A SPECIAL RESOLUTION THAT A NEW ARTICLE 92B BE INSERTED AS FOLLOWS: "92B.1 FOR THE PURPOSES OF THIS ARTICLE THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS: "CONTROLLING SHAREHOLDER" HAS THE MEANING ASCRIBED TO IT BY THE UK LISTING RULES; "INDEPENDENT DIRECTOR" MEANS A DIRECTOR DETERMINED BY THE COMPANY FROM TIME TO TIME TO BE INDEPENDENT UNDER THE UK GOVERNANCE CODE; AND "INDEPENDENT SHAREHOLDERS" HAS THE MEANING ASCRIBED TO IT BY THE UK LISTING RULES. 92B.2 SUBJECT TO ARTICLE 92B.4, THE ELECTION OR RE-ELECTION OF ANY INDEPENDENT DIRECTOR MUST BE APPROVED BY EACH OF: (A) THE COMPANY'S MEMBERS AND; (B) THE INDEPENDENT SHAREHOLDERS. SUCH APPROVAL MAY BE EITHER BY (I) SEPARATE INTER- CONDITIONAL RESOLUTIONS OR (II) A SINGLE RESOLUTION, CONTD | For | None | 132890 | 0 | 0 | 0 | |||||
29 | CONTD WHERE THE MEMBERS' VOTES ARE COUNTED SO AS TO ESTABLISH THAT BOTH APPROVALS HAVE BEEN GIVEN. 92B.3 IF THE ELECTION OR RE- ELECTION OF AN INDEPENDENT DIRECTOR IS NOT APPROVED BY BOTH THE SHAREHOLDERS AND THE INDEPENDENT SHAREHOLDERS OF THE COMPANY, BUT THE COMPANY WISHES TO PROPOSE THAT PERSON FOR ELECTION OR RE-ELECTION AS AN INDEPENDENT DIRECTOR THEN: (A) THE COMPANY MUST PROPOSE A FURTHER RESOLUTION TO ELECT OR RE-ELECT THE PROPOSED INDEPENDENT DIRECTOR WHICH: (I) MUST NOT BE VOTED ON WITHIN A PERIOD OF 90 DAYS FROM THE DATE OF THE ORIGINAL VOTE; (II) MUST BE VOTED ON WITHIN A PERIOD OF 30 DAYS FROM THE END OF THE PERIOD SET OUT IN (I); AND (III) MUST BE APPROVED BY THE SHAREHOLDERS OF THE COMPANY; AND (B) THAT INDEPENDENT DIRECTOR, IF ELECTED OR RE- ELECTED IN ACCORDANCE WITH PARAGRAPH (A), SHALL HOLD OFFICE UNTIL CONTD | None | None | Non Voting | ||||||||
30 | CONTD THE NEXT ANNUAL GENERAL MEETING. 92B.4 IF THE ELECTION OR RE-ELECTION OF AN INDEPENDENT DIRECTOR IS APPROVED BY THE MEMBERS BUT NOT BY THE INDEPENDENT SHAREHOLDERS OF THE COMPANY, BUT THE COMPANY WISHES TO PROPOSE THAT PERSON FOR ELECTION OR RE-ELECTION AS AN INDEPENDENT DIRECTOR IN ACCORDANCE WITH ARTICLE 92B.3, THE INDEPENDENT DIRECTOR SHALL BE DEEMED ELECTED OR RE-ELECTED ONLY UNTIL THE CONCLUSION OF THE VOTE REFERRED TO IN ARTICLE 92B.3. | None | None | Non Voting | ||||||||
31 | AS A SPECIAL RESOLUTION THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND MADE AVAILABLE ON THE COMPANY'S WEBSITE WWW.DRAGONOIL.COM FROM THE DATE OF THIS NOTICE BE ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY WITH EFFECT FROM THE LATER OF THE FOLLOWING DATES: (I) 1 JUNE 2015; AND (II) THE DATE ON AND FROM WHICH THE IRISH COMPANIES ACT 2014 (THE "ACT") IS TO BE COMMENCED PROVIDED THAT WHERE SUCH COMMENCEMENT TAKES PLACE IN PART ONLY, THE DIRECTORS MAY FOR THE PURPOSES OF THIS RESOLUTION SELECT A DATE ON WHICH IT APPEARS THAT ALL OR MOST OF THE PROVISIONS OF THE ACT AS ARE RELEVANT TO THE COMPANY HAVE BEEN COMMENCED, IN WHICH EVENT THE ADOPTION OF THE ARTICLES SHALL TAKE EFFECT FROM SUCH SELECTED DATE | For | None | 132890 | 0 | 0 | 0 | |||||
32 | 31 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
NOBLE ENERGY, INC. | ||||||||||||
Security: | 655044105 | Meeting Type: | Annual | |||||||||
Ticker: | NBL | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US6550441058 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934169726 | Management | Total Ballot Shares: | 46770 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | For | None | 46770 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | For | None | 46770 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: EDWARD F. COX | For | None | 46770 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | For | None | 46770 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | For | None | 46770 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | For | None | 46770 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: DAVID L. STOVER | For | None | 46770 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: SCOTT D. URBAN | For | None | 46770 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | For | None | 46770 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | For | None | 46770 | 0 | 0 | 0 | |||||
11 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT COMMITTEE. | For | None | 46770 | 0 | 0 | 0 | |||||
12 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 46770 | 0 | 0 | 0 | |||||
13 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500 MILLION TO 1 BILLION. | For | None | 46770 | 0 | 0 | 0 | |||||
14 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 71.6 MILLION TO 77.4 MILLION. | For | None | 46770 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE 2015 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS, REPLACING A SUBSTANTIALLY SIMILAR PLAN THAT EXPIRED UNDER ITS OWN TERMS. | For | None | 46770 | 0 | 0 | 0 | |||||
16 | TO CONSIDER A STOCKHOLDER PROPOSAL CALLING FOR THE COMPANY TO AMEND ITS BY-LAWS TO ALLOW ELIGIBLE STOCKHOLDERS TO INCLUDE THEIR OWN NOMINEES FOR DIRECTOR IN THE COMPANY'S PROXY MATERIALS. | Against | None | 0 | 0 | 46770 | 0 | |||||
17 | TO CONSIDER A STOCKHOLDER PROPOSAL CALLING FOR THE COMPANY TO PREPARE A REPORT OUTLINING THE IMPACT CLIMATE CHANGE MIGHT HAVE ON THE COMPANY'S BUSINESS PLANS. | Against | None | 0 | 0 | 46770 | 0 | |||||
SUNCOR ENERGY INC, CALGARY, AB | ||||||||||||
Security: | 867224107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | CA8672241079 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 705851322 | Management | Total Ballot Shares: | 69976 | ||||||||
Last Vote Date: | 03-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.12 AND 2". THANK YOU | None | None | Non Voting | ||||||||
2 | ELECTION OF DIRECTOR: MEL E. BENSON | For | None | 69976 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: JACYNTHE COTE | For | None | 69976 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: DOMINIC D'ALESSANDRO | For | None | 69976 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: W. DOUGLAS FORD | For | None | 69976 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: JOHN D. GASS | For | None | 69976 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JOHN R. HUFF | For | None | 69976 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: MAUREEN MCCAW | For | None | 69976 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: MICHAEL W. O'BRIEN | For | None | 69976 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: JAMES W. SIMPSON | For | None | 69976 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: EIRA M. THOMAS | For | None | 69976 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: STEVEN W. WILLIAMS | For | None | 69976 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: MICHAEL M. WILSON | For | None | 69976 | 0 | 0 | 0 | |||||
14 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR | For | None | 69976 | 0 | 0 | 0 | |||||
15 | TO CONFIRM AMENDMENTS TO BY-LAW NO. 1 OF SUNCOR ENERGY INC., AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015 | For | None | 69976 | 0 | 0 | 0 | |||||
16 | TO CONFIRM AMENDED AND RESTATED BY- LAW NO. 2 OF SUNCOR ENERGY INC., AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015 | For | None | 69976 | 0 | 0 | 0 | |||||
17 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015 | For | None | 69976 | 0 | 0 | 0 | |||||
VALERO ENERGY CORPORATION | ||||||||||||
Security: | 91913Y100 | Meeting Type: | Annual | |||||||||
Ticker: | VLO | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 29-Apr-2015 | |||||||||
Agenda | 934139165 | Management | Total Ballot Shares: | 44799 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JERRY D. CHOATE | For | None | 44799 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOSEPH W. GORDER | For | None | 44799 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | For | None | 44799 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: DONALD L. NICKLES | For | None | 44799 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | For | None | 44799 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | For | None | 44799 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | For | None | 44799 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: STEPHEN M. WATERS | For | None | 44799 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | For | None | 44799 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | For | None | 44799 | 0 | 0 | 0 | |||||
11 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | For | None | 44799 | 0 | 0 | 0 | |||||
12 | APPROVE, BY NON-BINDING VOTE, THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 44799 | 0 | 0 | 0 | |||||
13 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "GREENHOUSE GAS EMISSIONS." | Against | None | 0 | 0 | 44799 | 0 | |||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||
Security: | 674599105 | Meeting Type: | Annual | |||||||||
Ticker: | OXY | Meeting Date: | 01-May-2015 | |||||||||
ISIN | US6745991058 | Vote Deadline Date: | 30-Apr-2015 | |||||||||
Agenda | 934153723 | Management | Total Ballot Shares: | 28200 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: SPENCER ABRAHAM | For | None | 28200 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: HOWARD I. ATKINS | For | None | 28200 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | For | None | 28200 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | For | None | 28200 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JOHN E. FEICK | For | None | 28200 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: MARGARET M. FORAN | For | None | 28200 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | For | None | 28200 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | For | None | 28200 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | For | None | 28200 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: ELISSE B. WALTER | For | None | 28200 | 0 | 0 | 0 | |||||
11 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | For | None | 28200 | 0 | 0 | 0 | |||||
12 | APPROVAL OF THE OCCIDENTAL PETROLEUM CORPORATION 2015 LONG- TERM INCENTIVE PLAN | For | None | 28200 | 0 | 0 | 0 | |||||
13 | RATIFICATION OF INDEPENDENT AUDITORS | For | None | 28200 | 0 | 0 | 0 | |||||
14 | RECOVERY OF UNEARNED MANAGEMENT BONUSES | Against | None | 0 | 0 | 28200 | 0 | |||||
15 | PROXY ACCESS | Against | None | 0 | 0 | 28200 | 0 | |||||
16 | METHANE EMISSIONS AND FLARING | Against | None | 0 | 0 | 28200 | 0 | |||||
17 | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS | Against | None | 0 | 0 | 28200 | 0 | |||||
HESS CORPORATION | ||||||||||||
Security: | 42809H107 | Meeting Type: | Annual | |||||||||
Ticker: | HES | Meeting Date: | 06-May-2015 | |||||||||
ISIN | US42809H1077 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934172103 | Management | Total Ballot Shares: | 30143 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: R.F. CHASE | For | None | 30143 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: T.J. CHECKI | For | None | 30143 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: H. GOLUB | For | None | 30143 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: J.B. HESS | For | None | 30143 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: E.E. HOLIDAY | For | None | 30143 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: R. LAVIZZO- MOUREY | For | None | 30143 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: D. MCMANUS | For | None | 30143 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: J.H. MULLIN III | For | None | 30143 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: J.H. QUIGLEY | For | None | 30143 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: R.N. WILSON | For | None | 30143 | 0 | 0 | 0 | |||||
11 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 30143 | 0 | 0 | 0 | |||||
12 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 30143 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE AMENDED AND RESTATED 2008 LONG-TERM INCENTIVE PLAN. | For | None | 30143 | 0 | 0 | 0 | |||||
14 | STOCKHOLDER PROPOSAL RECOMMENDING PROXY ACCESS. | Against | None | 0 | 0 | 30143 | 0 | |||||
15 | STOCKHOLDER PROPOSAL RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. | Against | None | 0 | 0 | 30143 | 0 | |||||
UNIT CORPORATION | ||||||||||||
Security: | 909218109 | Meeting Type: | Annual | |||||||||
Ticker: | UNT | Meeting Date: | 06-May-2015 | |||||||||
ISIN | US9092181091 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934149508 | Management | Total Ballot Shares: | 56897 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JOHN G. NIKKEL | For | None | 56897 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: ROBERT J. SULLIVAN JR. | For | None | 56897 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: GARY R. CHRISTOPHER | For | None | 56897 | 0 | 0 | 0 | |||||
4 | APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | For | None | 56897 | 0 | 0 | 0 | |||||
5 | APPROVE THE SECOND AMENDED AND RESTATED UNIT CORPORATION STOCK AND INCENTIVE COMPENSATION PLAN. | For | None | 56897 | 0 | 0 | 0 | |||||
6 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | For | None | 56897 | 0 | 0 | 0 | |||||
CANADIAN NATURAL RESOURCES LTD, CALGARY AB | ||||||||||||
Security: | 136385101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||||||
ISIN | CA1363851017 | Vote Deadline Date: | 01-May-2015 | |||||||||
Agenda | 705901949 | Management | Total Ballot Shares: | 66100 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.11 AND 2. THANK YOU | None | None | Non Voting | ||||||||
2 | ELECTION OF DIRECTOR: CATHERINE M. BEST | For | None | 66100 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: N. MURRAY EDWARDS | For | None | 66100 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: TIMOTHY W. FAITHFULL | For | None | 66100 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: HONOURABLE GARY A. FILMON | For | None | 66100 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: CHRISTOPHER L. FONG | For | None | 66100 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: AMBASSADOR GORDON D. GIFFIN | For | None | 66100 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: WILFRED A. GOBERT | For | None | 66100 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: STEVE W. LAUT | For | None | 66100 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: HONOURABLE FRANK J. MCKENNA | For | None | 66100 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: DAVID A. TUER | For | None | 66100 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: ANNETTE M. VERSCHUREN | For | None | 66100 | 0 | 0 | 0 | |||||
13 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | For | None | 66100 | 0 | 0 | 0 | |||||
14 | ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR | For | None | 66100 | 0 | 0 | 0 | |||||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||||||
Security: | 42330P107 | Meeting Type: | Annual | |||||||||
Ticker: | HLX | Meeting Date: | 07-May-2015 | |||||||||
ISIN | US42330P1075 | Vote Deadline Date: | 06-May-2015 | |||||||||
Agenda | 934147263 | Management | Total Ballot Shares: | 90880 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
T. WILLIAM PORTER | 90880 | 0 | 0 | 0 | ||||||||
ANTHONY TRIPODO | 90880 | 0 | 0 | 0 | ||||||||
JAMES A. WATT | 90880 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2015. | For | None | 90880 | 0 | 0 | 0 | |||||
3 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 90880 | 0 | 0 | 0 | |||||
QEP RESOURCES, INC. | ||||||||||||
Security: | 74733V100 | Meeting Type: | Annual | |||||||||
Ticker: | QEP | Meeting Date: | 12-May-2015 | |||||||||
ISIN | US74733V1008 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 934160273 | Management | Total Ballot Shares: | 37200 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: PHILLIPS S. BAKER, JR. | For | None | 37200 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: CHARLES B. STANLEY | For | None | 37200 | 0 | 0 | 0 | |||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | For | None | 37200 | 0 | 0 | 0 | |||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2015. | For | None | 37200 | 0 | 0 | 0 | |||||
5 | TO APPROVE A COMPANY PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | For | None | 37200 | 0 | 0 | 0 | |||||
6 | IF PRESENTED, AN ADVISORY SHAREHOLDER PROPOSAL TO ELIMINATE ALL SUPERMAJORITY VOTE REQUIREMENTS IN THE COMPANY'S CERTIFICATE OF INCORPORATION. | Against | None | 0 | 0 | 37200 | 0 | |||||
7 | IF PRESENTED, AN ADVISORY SHAREHOLDER PROPOSAL TO REQUIRE QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Against | None | 0 | 0 | 37200 | 0 | |||||
SHAWCOR LTD | ||||||||||||
Security: | 820439107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-May-2015 | ||||||||||
ISIN | CA8204391079 | Vote Deadline Date: | 06-May-2015 | |||||||||
Agenda | 705955170 | Management | Total Ballot Shares: | 57200 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.11 AND 2". THANK YOU. | None | None | Non Voting | ||||||||
2 | ELECTION OF DIRECTOR: JOHN T. BALDWIN | For | None | 57200 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: DEREK S. BLACKWOOD | For | None | 57200 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: JAMES W. DERRICK | For | None | 57200 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: KEVIN J. FORBES | For | None | 57200 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: MICHAEL S. HANLEY | For | None | 57200 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: STEPHEN M. ORR | For | None | 57200 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: JOHN F. PETCH | For | None | 57200 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: PAMELA S. PIERCE | For | None | 57200 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: PAUL G. ROBINSON | For | None | 57200 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: E. CHARLENE VALIQUETTE | For | None | 57200 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: DONALD M. WISHART | For | None | 57200 | 0 | 0 | 0 | |||||
13 | ON THE APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | For | None | 57200 | 0 | 0 | 0 | |||||
14 | VOTE AT THE DISCRETION OF THE PROXY NOMINEE ON ANY AMENDMENTS TO THE FOREGOING AND ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF | Abstain | None | 0 | 0 | 57200 | 0 | |||||
ENI S.P.A., ROMA | ||||||||||||
Security: | T3643A145 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 13-May-2015 | ||||||||||
ISIN | IT0003132476 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 705956792 | Management | Total Ballot Shares: | 135420 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | FINANCIAL STATEMENTS AT 31/12/2014. ANY ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL STATEMENTS AT 31/12/2014. BOARD OF DIRECTORS, BOARD OF AUDITORS AND INDEPENDENT AUDITORS REPORT | For | None | 118750 | 0 | 0 | 0 | |||||
2 | DESTINATION OF PROFIT | For | None | 118750 | 0 | 0 | 0 | |||||
3 | REMUNERATION REPORT | For | None | 118750 | 0 | 0 | 0 | |||||
JOHN WOOD GROUP PLC, ABERDEEN | ||||||||||||
Security: | G9745T118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-May-2015 | ||||||||||
ISIN | GB00B5N0P849 | Vote Deadline Date: | 07-May-2015 | |||||||||
Agenda | 705958847 | Management | Total Ballot Shares: | 232210 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | For | None | 232210 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND | For | None | 232210 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE ANNUAL REPORT ON DIRECTORS' REMUNERATION | For | None | 232210 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT IAN MARCHANT AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THOMAS BOTTS AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MARY SHAFER-MALICKI AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT JEREMY WILSON AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT DAVID WOODWARD AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
9 | TO ELECT JANN BROWN AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT BOB KEILLER AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT ROBIN WATSON AS A DIRECTOR | For | None | 232210 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 232210 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | For | None | 232210 | 0 | 0 | 0 | |||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 232210 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE WOOD GROUP ALL EMPLOYEE SHARE PURCHASE PLAN | For | None | 232210 | 0 | 0 | 0 | |||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 232210 | 0 | 0 | 0 | |||||
17 | TO PERMIT THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 232210 | 0 | 0 | 0 | |||||
18 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON GIVING 14 DAYS' NOTICE TO ITS SHAREHOLDERS | For | None | 232210 | 0 | 0 | 0 | |||||
APACHE CORPORATION | ||||||||||||
Security: | 037411105 | Meeting Type: | Annual | |||||||||
Ticker: | APA | Meeting Date: | 14-May-2015 | |||||||||
ISIN | US0374111054 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934171303 | Management | Total Ballot Shares: | 35309 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: GEORGE D. LAWRENCE | For | None | 35309 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOHN E. LOWE | For | None | 35309 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: RODMAN D. PATTON | For | None | 35309 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: CHARLES J. PITMAN | For | None | 35309 | 0 | 0 | 0 | |||||
5 | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | For | None | 35309 | 0 | 0 | 0 | |||||
6 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | For | None | 35309 | 0 | 0 | 0 | |||||
7 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS | For | None | 35309 | 0 | 0 | 0 | |||||
8 | CONSIDERATION OF SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS | For | None | 35309 | 0 | 0 | 0 | |||||
NEWFIELD EXPLORATION COMPANY | ||||||||||||
Security: | 651290108 | Meeting Type: | Annual | |||||||||
Ticker: | NFX | Meeting Date: | 15-May-2015 | |||||||||
ISIN | US6512901082 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 934165134 | Management | Total Ballot Shares: | 84686 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: LEE K. BOOTHBY | For | None | 84686 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: PAMELA J. GARDNER | For | None | 84686 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III | For | None | 84686 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: STEVEN W. NANCE | For | None | 84686 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: THOMAS G. RICKS | For | None | 84686 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: JUANITA M. ROMANS | For | None | 84686 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JOHN W. SCHANCK | For | None | 84686 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: J. TERRY STRANGE | For | None | 84686 | 0 | 0 | 0 | |||||
9 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2015. | For | None | 84686 | 0 | 0 | 0 | |||||
10 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 84686 | 0 | 0 | 0 | |||||
11 | APPROVAL OF SECOND AMENDED AND RESTATED NEWFIELD EXPLORATION COMPANY 2011 OMNIBUS STOCK PLAN. | For | None | 84686 | 0 | 0 | 0 | |||||
12 | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PERFORMANCE AWARDS UNDER 2011 OMNIBUS STOCK PLAN. | For | None | 84686 | 0 | 0 | 0 | |||||
13 | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS AND METRICS UNDER 2011 ANNUAL INCENTIVE PLAN. | For | None | 84686 | 0 | 0 | 0 | |||||
14 | APPROVAL OF AMENDMENT TO THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK. | For | None | 84686 | 0 | 0 | 0 | |||||
15 | APPROVAL OF AMENDMENT TO THIRD AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF PREFERRED STOCK. | For | None | 84686 | 0 | 0 | 0 | |||||
SINO GAS & ENERGY HOLDINGS LTD, WEST PERTH WA | ||||||||||||
Security: | Q85024109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-May-2015 | ||||||||||
ISIN | AU000000SEH2 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 705941652 | Management | Total Ballot Shares: | 1890000 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 5, 6, 7, 8 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE AGAINST THE SPILL RESOLUTION | None | None | Non Voting | ||||||||
3 | REMUNERATION REPORT | For | None | 1890000 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF MR BERNIE RIDGEWAY AS A DIRECTOR | For | None | 1890000 | 0 | 0 | 0 | |||||
5 | PERFORMANCE RIGHTS PLAN RENEWAL | For | None | 1890000 | 0 | 0 | 0 | |||||
6 | RENEWAL OF COMPANY'S PROPORTIONAL TAKEOVER APPROVAL PROVISIONS | For | None | 1890000 | 0 | 0 | 0 | |||||
7 | APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO MR GLENN CORRIE | For | None | 1890000 | 0 | 0 | 0 | |||||
8 | APPROVAL OF ISSUE OF SHARES TO MR GLENN CORRIE | For | None | 1890000 | 0 | 0 | 0 | |||||
9 | RATIFICATION OF ISSUE OF SECURITIES TO MACQUARIE BANK LIMITED | For | None | 1890000 | 0 | 0 | 0 | |||||
10 | THAT, AS REQUIRED BY DIVISION 9 OF PART 2G.2 OF THE CORPORATIONS ACT 2001(CTH): A) A MEETING OF THE COMPANY'S MEMBERS BE HELD WITHIN 90 DAYS OF THE DATE OF THIS MEETING (THE SPILL MEETING); B) ALL OF THE DIRECTORS IN OFFICE WHEN THE BOARD RESOLUTION TO APPROVE THE DIRECTORS' REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 WAS PASSED (EXCLUDING THE MANAGING DIRECTOR, MR GLENN CORRIE), AND WHO REMAIN IN OFFICE AS DIRECTORS AT THE TIME OF THE SPILL MEETING (VACATING DIRECTORS), CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING. D) IN ACCORDANCE WITH SECTION 250W OF THE CORPORATIONS ACT, WHERE THERE ARE NO VACATING DIRECTORS, THE COMPANY NEED NOT HOLD THE SPILL MEETING | Against | None | 0 | 1890000 | 0 | 0 | |||||
CARRIZO OIL & GAS, INC. | ||||||||||||
Security: | 144577103 | Meeting Type: | Annual | |||||||||
Ticker: | CRZO | Meeting Date: | 19-May-2015 | |||||||||
ISIN | US1445771033 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 934202312 | Management | Total Ballot Shares: | 30070 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
S.P. JOHNSON IV | 30070 | 0 | 0 | 0 | ||||||||
STEVEN A. WEBSTER | 30070 | 0 | 0 | 0 | ||||||||
THOMAS L. CARTER, JR. | 30070 | 0 | 0 | 0 | ||||||||
ROBERT F. FULTON | 30070 | 0 | 0 | 0 | ||||||||
F. GARDNER PARKER | 30070 | 0 | 0 | 0 | ||||||||
ROGER A. RAMSEY | 30070 | 0 | 0 | 0 | ||||||||
FRANK A. WOJTEK | 30070 | 0 | 0 | 0 | ||||||||
2 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | For | None | 30070 | 0 | 0 | 0 | |||||
3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | For | None | 30070 | 0 | 0 | 0 | |||||
OMV AG, WIEN | ||||||||||||
Security: | A51460110 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||||||
ISIN | AT0000743059 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 706099769 | Management | Total Ballot Shares: | 82898 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 471876 DUE TO SPLITTING OF RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 08 MAY 2015 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DATE FOR THIS MEETING IS 09 MAY 2015. THANK YOU | None | None | Non Voting | ||||||||
3 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | None | None | Non Voting | ||||||||
4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | For | None | 82898 | 0 | 0 | 0 | |||||
5 | APPROVE DISCHARGE OF MANAGEMENT BOARD | For | None | 82898 | 0 | 0 | 0 | |||||
6 | APPROVE DISCHARGE OF SUPERVISORY BOARD | For | None | 82898 | 0 | 0 | 0 | |||||
7 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | For | None | 82898 | 0 | 0 | 0 | |||||
8 | RATIFY ERNST YOUNG AS AUDITORS | For | None | 82898 | 0 | 0 | 0 | |||||
9 | APPROVE PERFORMANCE SHARE PLAN FOR KEY EMPLOYEES | For | None | 82898 | 0 | 0 | 0 | |||||
10 | APPROVE MATCHING SHARE PLAN FOR MANAGEMENT BOARD MEMBERS | For | None | 82898 | 0 | 0 | 0 | |||||
11 | ELECT PETER OSWALD AS SUPERVISORY BOARD MEMBER | For | None | 82898 | 0 | 0 | 0 | |||||
12 | ELECT GERTRUDE TUMPEL-GUGERELL AS SUPERVISORY BOARD MEMBER | For | None | 82898 | 0 | 0 | 0 | |||||
ROYAL DUTCH SHELL PLC, LONDON | ||||||||||||
Security: | G7690A100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||||||
ISIN | GB00B03MLX29 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 706050933 | Management | Total Ballot Shares: | 77460 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED. | For | None | 67430 | 0 | 0 | 0 | |||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 91 TO 98 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2014, BE APPROVED | For | None | 67430 | 0 | 0 | 0 | |||||
3 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
4 | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
5 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
6 | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
8 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
9 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
10 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
11 | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
12 | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
13 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | For | None | 67430 | 0 | 0 | 0 | |||||
15 | THAT THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2015 | For | None | 67430 | 0 | 0 | 0 | |||||
16 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 147 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT CONTD | For | None | 67430 | 0 | 0 | 0 | |||||
17 | CONTD SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | None | None | Non Voting | ||||||||
18 | THAT IF RESOLUTION 16 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR CONTD | For | None | 67430 | 0 | 0 | 0 | |||||
19 | CONTD RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 17 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF EUR 22 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, CONTD | None | None | Non Voting | ||||||||
20 | CONTD REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS, AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | None | None | Non Voting | ||||||||
21 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH POWER TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 633 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE CONTD | For | None | 67430 | 0 | 0 | 0 | |||||
22 | CONTD PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE POWER ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE POWER HAD NOT ENDED | None | None | Non Voting | ||||||||
23 | THAT THE DIRECTORS BE AUTHORISED, PURSUANT TO ARTICLE 125 OF THE COMPANY'S ARTICLES OF ASSOCIATION, TO OFFER ORDINARY SHAREHOLDERS (EXCLUDING ANY SHAREHOLDER HOLDING SHARES AS TREASURY SHARES) THE RIGHT TO CHOOSE TO RECEIVE EXTRA SHARES, CREDITED AS FULLY PAID-UP, INSTEAD OF SOME OR ALL OF ANY CASH DIVIDEND OR DIVIDENDS WHICH MAY BE DECLARED OR PAID AT ANY TIME AFTER THE DATE OF THE PASSING OF THIS RESOLUTION AND UP TO THE DATE OF THE COMPANY'S AGM IN 2018 | For | None | 67430 | 0 | 0 | 0 | |||||
24 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM. IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000, BUT USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 18, 2019 OR THE DATE OF THE COMPANY'S AGM IN 2019, WHICHEVER IS THE EARLIER | For | None | 67430 | 0 | 0 | 0 | |||||
25 | STRATEGIC RESILIENCE FOR 2035 AND BEYOND: THAT IN ORDER TO ADDRESS OUR INTEREST IN THE LONGER TERM SUCCESS OF THE COMPANY, GIVEN THE RECOGNISED RISKS AND OPPORTUNITIES ASSOCIATED WITH CLIMATE CHANGE, WE AS SHAREHOLDERS OF THE COMPANY DIRECT THAT ROUTINE ANNUAL REPORTING FROM 2016 INCLUDES FURTHER INFORMATION | For | None | 67430 | 0 | 0 | 0 | |||||
ABOUT: ONGOING OPERATIONAL EMISSIONS MANAGEMENT; ASSET PORTFOLIO RESILIENCE TO THE INTERNATIONAL ENERGY AGENCY'S (IEA'S) SCENARIOS; LOW-CARBON ENERGY RESEARCH AND DEVELOPMENT (R&D) AND INVESTMENT STRATEGIES; RELEVANT STRATEGIC KEY PERFORMANCE INDICATORS (KPIS) AND EXECUTIVE INCENTIVES; AND PUBLIC POLICY CONTD | ||||||||||||
26 | CONTD POSITIONS RELATING TO CLIMATE CHANGE. THIS ADDITIONAL ONGOING ANNUAL REPORTING COULD BUILD ON THE DISCLOSURES ALREADY MADE TO CDP (FORMERLY THE CARBON DISCLOSURE PROJECT) AND/OR THOSE ALREADY MADE WITHIN THE COMPANY'S SCENARIOS, SUSTAINABILITY REPORT AND ANNUAL REPORT | None | None | Non Voting | ||||||||
27 | 08 MAY 2015: PLEASE NOTE THAT RESOLUTION 21 IS SHAREHOLDER PROPOSAL HOWEVER THE BOARD RECOMMENDS TO VOTE FOR THIS RESOLUTION. | None | None | Non Voting | ||||||||
28 | 08 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
SOUTHWESTERN ENERGY COMPANY | ||||||||||||
Security: | 845467109 | Meeting Type: | Annual | |||||||||
Ticker: | SWN | Meeting Date: | 19-May-2015 | |||||||||
ISIN | US8454671095 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 934172189 | Management | Total Ballot Shares: | 82000 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JOHN D. GASS | For | None | 82000 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: CATHERINE A. KEHR | For | None | 82000 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: GREG D. KERLEY | For | None | 82000 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: VELLO A. KUUSKRAA | For | None | 82000 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: KENNETH R. MOURTON | For | None | 82000 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: STEVEN L. MUELLER | For | None | 82000 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: ELLIOTT PEW | For | None | 82000 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: TERRY W. RATHERT | For | None | 82000 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: ALAN H. STEVENS | For | None | 82000 | 0 | 0 | 0 | |||||
10 | PROPOSAL TO RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | For | None | 82000 | 0 | 0 | 0 | |||||
11 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | For | None | 82000 | 0 | 0 | 0 | |||||
12 | PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL MEETINGS. | Against | None | 0 | 0 | 82000 | 0 | |||||
13 | PROPOSAL FROM STOCKHOLDER REGARDING PROXY ACCESS. | Against | None | 0 | 0 | 82000 | 0 | |||||
STATOIL ASA, STAVANGER | ||||||||||||
Security: | R8413J103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||||||
ISIN | NO0010096985 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 706100170 | Management | Total Ballot Shares: | 119730 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | ||||||||
4 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | ||||||||
5 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | None | None | Non Voting | ||||||||
6 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | None | None | Non Voting | ||||||||
7 | ELECTION OF CHAIR FOR THE MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING ELECTS THE CHAIR OF THE CORPORATE ASSEMBLY, OLAUG SVARVA, AS CHAIR OF THE MEETING | For | None | 119730 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 119730 | 0 | 0 | 0 | |||||
9 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | For | None | 119730 | 0 | 0 | 0 | |||||
10 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2014, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF 4Q 2014 DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A 4Q 2014 DIVIDEND OF NOK 1.80 PER SHARE, IMPLYING A TOTAL DIVIDEND OF NOK 7.20 PER SHARE FOR 2014. THE 4Q 2014 DIVIDEND ACCRUES TO THE SHAREHOLDERS AS OF 19 MAY 2015, WITH EXPECTED DIVIDEND PAYMENT ON 29 MAY 2015. THE EXPECTED PAYMENT DATE FOR DIVIDENDS IN USD TO US ADR (AMERICAN DEPOSITORY RECEIPTS) HOLDERS IS 4 JUNE 2015. THE SHARES WILL BE TRADED EX- DIVIDEND ON THE OSLO STOCK EXCHANGE FROM 20 MAY 2015. FOR US ADR HOLDERS, THE EX-DIVIDEND DATE WILL BE 19 MAY 2015 | For | None | 119730 | 0 | 0 | 0 | |||||
11 | PROPOSAL FROM SHAREHOLDERS REGARDING STATOIL'S STRATEGIC RESILIENCE FOR 2035 AND BEYOND | For | None | 119730 | 0 | 0 | 0 | |||||
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDERS REGARDING STATOIL'S REPORTING | Against | None | 119730 | 0 | 0 | 0 | |||||
13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING STATOIL'S STRATEGY | Against | None | 119730 | 0 | 0 | 0 | |||||
14 | REPORT ON CORPORATE GOVERNANCE | For | None | 119730 | 0 | 0 | 0 | |||||
15 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | For | None | 119730 | 0 | 0 | 0 | |||||
16 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2014 | For | None | 119730 | 0 | 0 | 0 | |||||
17 | ELECTION OF NEW DEPUTY MEMBER OF THE NOMINATION COMMITTEE: AS A PERSONAL DEPUTY MEMBER FOR ELISABETH BERGE, THE NOMINATION COMMITTEE NOMINATES THE FOLLOWING MEMBER OF THE NOMINATION COMMITTEE UNTIL THE ANNUAL GENERAL MEETING IN 2016: BJORN STALE HAAVIK, DIRECTOR, MINISTRY OF PETROLEUM AND ENERGY | For | None | 119730 | 0 | 0 | 0 | |||||
18 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | For | None | 119730 | 0 | 0 | 0 | |||||
19 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | For | None | 119730 | 0 | 0 | 0 | |||||
20 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2014 | For | None | 119730 | 0 | 0 | 0 | |||||
21 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE SHARE SAVINGS PLAN FOR EMPLOYEES | For | None | 119730 | 0 | 0 | 0 | |||||
22 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | For | None | 119730 | 0 | 0 | 0 | |||||
BANKERS PETROLEUM LTD, CALGARY AB | ||||||||||||
Security: | 066286303 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | CA0662863038 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 706050262 | Management | Total Ballot Shares: | 322100 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "1" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2A TO 2I, 3 AND 4". THANK YOU. | None | None | Non Voting | ||||||||
2 | TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT NINE (9) | For | None | 322100 | 0 | 0 | 0 | |||||
3 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ROBERT CROSS | For | None | 322100 | 0 | 0 | 0 | |||||
4 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ABDEL F. (ABBY) BADWI | For | None | 322100 | 0 | 0 | 0 | |||||
5 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: ERIC BROWN | For | None | 322100 | 0 | 0 | 0 | |||||
6 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: GENERALWESLEY CLARK (RETIRED) | For | None | 322100 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: DAVID FRENCH | For | None | 322100 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: JONATHAN HARRIS | For | None | 322100 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: PHILLIP KNOLL | For | None | 322100 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: IAN B.MCMURTRIE | For | None | 322100 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE FOLLOWING DIRECTOR OF THE COMPANY FOR THE ENSUING YEAR: JOHN B. ZAOZIRNY | For | None | 322100 | 0 | 0 | 0 | |||||
12 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 322100 | 0 | 0 | 0 | |||||
13 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE COMPANY, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED APRIL 14, 2015 | For | None | 322100 | 0 | 0 | 0 | |||||
HALLIBURTON COMPANY | ||||||||||||
Security: | 406216101 | Meeting Type: | Annual | |||||||||
Ticker: | HAL | Meeting Date: | 20-May-2015 | |||||||||
ISIN | US4062161017 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934172658 | Management | Total Ballot Shares: | 50800 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: A.F. AL KHAYYAL | For | None | 50800 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: A.M. BENNETT | For | None | 50800 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: J.R. BOYD | For | None | 50800 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: M. CARROLL | For | None | 50800 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: N.K. DICCIANI | For | None | 50800 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: M.S. GERBER | For | None | 50800 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: J.C. GRUBISICH | For | None | 50800 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: D.J. LESAR | For | None | 50800 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: R.A. MALONE | For | None | 50800 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: J.L. MARTIN | For | None | 50800 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: J.A. MILLER | For | None | 50800 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: D.L. REED | For | None | 50800 | 0 | 0 | 0 | |||||
13 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | For | None | 50800 | 0 | 0 | 0 | |||||
14 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 50800 | 0 | 0 | 0 | |||||
15 | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | For | None | 50800 | 0 | 0 | 0 | |||||
16 | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY EMPLOYEE STOCK PURCHASE PLAN. | For | None | 50800 | 0 | 0 | 0 | |||||
OPHIR ENERGY PLC, LONDON | ||||||||||||
Security: | G6768E101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | GB00B24CT194 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 706044093 | Management | Total Ballot Shares: | 46199 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 46199 | 0 | 0 | 0 | |||||
2 | APPROVE REMUNERATION REPORT | For | None | 46199 | 0 | 0 | 0 | |||||
3 | ELECT DR BILL HIGGS AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
4 | ELECT DR CAROL BELL AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
5 | RE-ELECT NICHOLAS SMITH AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
6 | RE-ELECT DR NICHOLAS COOPER AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
7 | RE-ELECT RONALD BLAKELY AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
8 | RE-ELECT ALAN BOOTH AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
9 | RE-ELECT VIVIEN GIBNEY AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
10 | RE-ELECT BILL SCHRADER AS DIRECTOR | For | None | 46199 | 0 | 0 | 0 | |||||
11 | REAPPOINT ERNST YOUNG LLP AS AUDITORS | For | None | 46199 | 0 | 0 | 0 | |||||
12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | For | None | 46199 | 0 | 0 | 0 | |||||
13 | AUTHORISE ISSUE OF EQUITY WITH PRE- EMPTIVE RIGHTS | For | None | 46199 | 0 | 0 | 0 | |||||
14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | For | None | 46199 | 0 | 0 | 0 | |||||
15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | For | None | 46199 | 0 | 0 | 0 | |||||
16 | AUTHORISE THE COMPANY TO CALL EGM WITH TWO WEEKS' NOTICE | For | None | 46199 | 0 | 0 | 0 | |||||
17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | For | None | 0 | 0 | 46199 | 0 | |||||
STONE ENERGY CORPORATION | ||||||||||||
Security: | 861642106 | Meeting Type: | Annual | |||||||||
Ticker: | SGY | Meeting Date: | 21-May-2015 | |||||||||
ISIN | US8616421066 | Vote Deadline Date: | 20-May-2015 | |||||||||
Agenda | 934175541 | Management | Total Ballot Shares: | 51800 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: GEORGE R. CHRISTMAS | For | None | 51800 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: B.J. DUPLANTIS | For | None | 51800 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: PETER D. KINNEAR | For | None | 51800 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: DAVID T. LAWRENCE | For | None | 51800 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: ROBERT S. MURLEY | For | None | 51800 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI | For | None | 51800 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: DONALD E. POWELL | For | None | 51800 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: KAY G. PRIESTLY | For | None | 51800 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: PHYLLIS M. TAYLOR | For | None | 51800 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: DAVID H. WELCH | For | None | 51800 | 0 | 0 | 0 | |||||
11 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015 | For | None | 51800 | 0 | 0 | 0 | |||||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 51800 | 0 | 0 | 0 | |||||
13 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 100,000,000 SHARES TO 150,000,000 SHARES | For | None | 51800 | 0 | 0 | 0 | |||||
14 | PROPOSAL TO APPROVE THE SECOND AMENDMENT TO THE COMPANY'S STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE STOCK INCENTIVE PLAN BY 1,600,000 SHARES | For | None | 51800 | 0 | 0 | 0 | |||||
15 | PROPOSAL TO APPROVE THE THIRD AMENDMENT TO THE COMPANY'S STOCK INCENTIVE PLAN SETTING FORTH THE ELIGIBLE EMPLOYEES, BUSINESS CRITERIA AND MAXIMUM ANNUAL PER PERSON COMPENSATION LIMITS UNDER THE STOCK INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | For | None | 51800 | 0 | 0 | 0 | |||||
CHESAPEAKE ENERGY CORPORATION | ||||||||||||
Security: | 165167107 | Meeting Type: | Annual | |||||||||
Ticker: | CHK | Meeting Date: | 22-May-2015 | |||||||||
ISIN | US1651671075 | Vote Deadline Date: | 21-May-2015 | |||||||||
Agenda | 934177266 | Management | Total Ballot Shares: | 124400 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: ARCHIE W. DUNHAM | For | None | 124400 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | For | None | 124400 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: ROBERT D. LAWLER | For | None | 124400 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: JOHN J. LIPINSKI | For | None | 124400 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: R. BRAD MARTIN | For | None | 124400 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, JR. | For | None | 124400 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: FREDERIC M. POSES | For | None | 124400 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: KIMBERLY K. QUERREY | For | None | 124400 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: LOUIS A. RASPINO | For | None | 124400 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: THOMAS L. RYAN | For | None | 124400 | 0 | 0 | 0 | |||||
11 | TO APPROVE ON AN ADVISORY BASIS OUR NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 124400 | 0 | 0 | 0 | |||||
12 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 124400 | 0 | 0 | 0 | |||||
13 | APPOINTMENT OF ENVIRONMENTAL DIRECTOR. | Against | None | 124400 | 0 | 0 | 0 | |||||
14 | CLIMATE CHANGE REPORT. | Against | None | 0 | 0 | 124400 | 0 | |||||
15 | POLITICAL SPENDING REPORT. | Against | None | 0 | 0 | 124400 | 0 | |||||
16 | CREATION OF BOARD OF DIRECTOR RISK OVERSIGHT COMMITTEE. | Against | None | 0 | 0 | 124400 | 0 | |||||
CLUFF NATURAL RESOURCES PLC, LONDON | ||||||||||||
Security: | G2339Z103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | GB00B6SYKF01 | Vote Deadline Date: | 20-May-2015 | |||||||||
Agenda | 706122936 | Management | Total Ballot Shares: | 4183812 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS THEREON | For | None | 4183812 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT JOHN GORDON CLUFF AS A DIRECTOR OF THE COMPANY | For | None | 4183812 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT ANDREW JAMES NUNN AS A DIRECTOR OF THE COMPANY | For | None | 4183812 | 0 | 0 | 0 | |||||
4 | TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 4183812 | 0 | 0 | 0 | |||||
ENQUEST PLC, LONDON | ||||||||||||
Security: | G3159S104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | GB00B635TG28 | Vote Deadline Date: | 20-May-2015 | |||||||||
Agenda | 706075884 | Management | Total Ballot Shares: | 988710 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR TO 31 DECEMBER 2014 | For | None | 988710 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT JAMES BUCKEE AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT AMJAD BSEISU AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT JONATHAN SWINNEY AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT HELMUT LANGANGER AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT PHIL NOLAN AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT CLARE SPOTTISWOODE AS A DIRECTOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
9 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY | For | None | 988710 | 0 | 0 | 0 | |||||
10 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR | For | None | 988710 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY) CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | For | None | 988710 | 0 | 0 | 0 | |||||
12 | AUTHORITY FOR POLITICAL DONATIONS AND POLITICAL EXPENDITURE | For | None | 988710 | 0 | 0 | 0 | |||||
13 | AUTHORITY TO ALLOT SHARES | For | None | 988710 | 0 | 0 | 0 | |||||
14 | AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | For | None | 988710 | 0 | 0 | 0 | |||||
15 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 988710 | 0 | 0 | 0 | |||||
EXXON MOBIL CORPORATION | ||||||||||||
Security: | 30231G102 | Meeting Type: | Annual | |||||||||
Ticker: | XOM | Meeting Date: | 27-May-2015 | |||||||||
ISIN | US30231G1022 | Vote Deadline Date: | 26-May-2015 | |||||||||
Agenda | 934184665 | Management | Total Ballot Shares: | 24400 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
M.J. BOSKIN | 24400 | 0 | 0 | 0 | ||||||||
P. BRABECK-LETMATHE | 24400 | 0 | 0 | 0 | ||||||||
U.M. BURNS | 24400 | 0 | 0 | 0 | ||||||||
L.R. FAULKNER | 24400 | 0 | 0 | 0 | ||||||||
J.S. FISHMAN | 24400 | 0 | 0 | 0 | ||||||||
H.H. FORE | 24400 | 0 | 0 | 0 | ||||||||
K.C. FRAZIER | 24400 | 0 | 0 | 0 | ||||||||
D.R. OBERHELMAN | 24400 | 0 | 0 | 0 | ||||||||
S.J. PALMISANO | 24400 | 0 | 0 | 0 | ||||||||
S.S REINEMUND | 24400 | 0 | 0 | 0 | ||||||||
R.W. TILLERSON | 24400 | 0 | 0 | 0 | ||||||||
W.C. WELDON | 24400 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | For | None | 24400 | 0 | 0 | 0 | |||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | For | None | 24400 | 0 | 0 | 0 | |||||
4 | INDEPENDENT CHAIRMAN (PAGE 63) | Against | None | 0 | 24400 | 0 | 0 | |||||
5 | PROXY ACCESS BYLAW (PAGE 64) | Against | None | 0 | 0 | 24400 | 0 | |||||
6 | CLIMATE EXPERT ON BOARD (PAGE 66) | Against | None | 0 | 0 | 24400 | 0 | |||||
7 | BOARD QUOTA FOR WOMEN (PAGE 67) | Against | None | 0 | 0 | 24400 | 0 | |||||
8 | REPORT ON COMPENSATION FOR WOMEN (PAGE 68) | Against | None | 0 | 0 | 24400 | 0 | |||||
9 | REPORT ON LOBBYING (PAGE 69) | Against | None | 0 | 0 | 24400 | 0 | |||||
10 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 70) | Against | None | 0 | 0 | 24400 | 0 | |||||
11 | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Against | None | 0 | 24400 | 0 | 0 | |||||
TOTAL SA, COURBEVOIE | ||||||||||||
Security: | F92124100 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 29-May-2015 | ||||||||||
ISIN | FR0000120271 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 706119206 | Management | Total Ballot Shares: | 46690 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 452883 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
3 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0504/201505041501610.pdf | None | None | Non Voting | ||||||||
5 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 40860 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 40860 | 0 | 0 | 0 | |||||
7 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND, OPTION FOR THE PAYMENT OF THE 2014 FINAL DIVIDEND IN SHARES | For | None | 40860 | 0 | 0 | 0 | |||||
8 | OPTION FOR INTERIM PAYMENTS OF THE DIVIDEND IN SHARES FOR THE 2015 FINANCIAL YEAR-DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | For | None | 40860 | 0 | 0 | 0 | |||||
9 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | For | None | 40860 | 0 | 0 | 0 | |||||
10 | RENEWAL OF TERM OF MR. PATRICK ARTUS AS DIRECTOR | For | None | 40860 | 0 | 0 | 0 | |||||
11 | RENEWAL OF TERM OF MRS. ANNE-MARIE IDRAC AS DIRECTOR | For | None | 40860 | 0 | 0 | 0 | |||||
12 | APPOINTMENT OF MR. PATRICK POUYANNE AS DIRECTOR | For | None | 40860 | 0 | 0 | 0 | |||||
13 | COMMITMENT PURSUANT TO ARTICLE L.225- 42-1 OF THE COMMERCIAL CODE IN FAVOR OF MR. PATRICK POUYANNE | For | None | 40860 | 0 | 0 | 0 | |||||
14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. THIERRY DESMAREST, CHAIRMAN OF THE BOARD OF DIRECTORS SINCE OCTOBER 22, 2014 | For | None | 40860 | 0 | 0 | 0 | |||||
15 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. PATRICK POUYANNE, CEO SINCE OCTOBER 22, 2014 | For | None | 40860 | 0 | 0 | 0 | |||||
16 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 TO MR. CHRISTOPHE DE MARGERIE, PRESIDENT AND CEO UNTIL OCTOBER 20, 2014 | For | None | 40860 | 0 | 0 | 0 | |||||
17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RECOMMENDATION TO THE BOARD OF DIRECTORS FOR A FAIR DISTRIBUTION BETWEEN SHAREHOLDERS AND EMPLOYEES (NOT APPROVED BY THE BOARD OF DIRECTORS) | Against | None | 0 | 0 | 40860 | 0 | |||||
JA SOLAR HOLDINGS CO., LTD. | ||||||||||||
Security: | 466090206 | Meeting Type: | Annual | |||||||||
Ticker: | JASO | Meeting Date: | 01-Jun-2015 | |||||||||
ISIN | US4660902069 | Vote Deadline Date: | 22-May-2015 | |||||||||
Agenda | 934225221 | Management | Total Ballot Shares: | 186520 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2014. | For | None | 132620 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT BAOFANG JIN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT BINGYAN REN, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT JIAN XIE, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT HOPE NI, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT JIQING HUANG, THE RETIRING DIRECTOR, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
7 | TO ELECT YUHONG FAN AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | None | 132620 | 0 | 0 | 0 | |||||
8 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | None | 132620 | 0 | 0 | 0 | |||||
DEVON ENERGY CORPORATION | ||||||||||||
Security: | 25179M103 | Meeting Type: | Annual | |||||||||
Ticker: | DVN | Meeting Date: | 03-Jun-2015 | |||||||||
ISIN | US25179M1036 | Vote Deadline Date: | 02-Jun-2015 | |||||||||
Agenda | 934194313 | Management | Total Ballot Shares: | 37600 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
BARBARA M. BAUMANN | 37600 | 0 | 0 | 0 | ||||||||
JOHN E. BETHANCOURT | 37600 | 0 | 0 | 0 | ||||||||
ROBERT H. HENRY | 37600 | 0 | 0 | 0 | ||||||||
MICHAEL M. KANOVSKY | 37600 | 0 | 0 | 0 | ||||||||
ROBERT A. MOSBACHER, JR | 37600 | 0 | 0 | 0 | ||||||||
J. LARRY NICHOLS | 37600 | 0 | 0 | 0 | ||||||||
DUANE C. RADTKE | 37600 | 0 | 0 | 0 | ||||||||
MARY P. RICCIARDELLO | 37600 | 0 | 0 | 0 | ||||||||
JOHN RICHELS | 37600 | 0 | 0 | 0 | ||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 37600 | 0 | 0 | 0 | |||||
3 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2015. | For | None | 37600 | 0 | 0 | 0 | |||||
4 | ADOPTION OF THE DEVON ENERGY CORPORATION 2015 LONG-TERM INCENTIVE PLAN. | For | None | 37600 | 0 | 0 | 0 | |||||
5 | ADOPTION OF PROXY ACCESS BYLAW. | Against | None | 0 | 0 | 37600 | 0 | |||||
6 | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Against | None | 0 | 0 | 37600 | 0 | |||||
7 | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Against | None | 0 | 0 | 37600 | 0 | |||||
8 | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Against | None | 0 | 0 | 37600 | 0 | |||||
JKX OIL & GAS PLC, LONDON | ||||||||||||
Security: | G5140Z105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 03-Jun-2015 | ||||||||||
ISIN | GB0004697420 | Vote Deadline Date: | 28-May-2015 | |||||||||
Agenda | 706074806 | Management | Total Ballot Shares: | 575230 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 575230 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 575230 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT CYNTHIA DUBIN AS A DIRECTOR OF THE COMPANY | For | None | 575230 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT ALASTAIR FERGUSON AS A DIRECTOR OF THE COMPANY | For | None | 575230 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DIPESH SHAH AS A DIRECTOR OF THE COMPANY | For | None | 575230 | 0 | 0 | 0 | |||||
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS OF THE COMPANY ARE LAID BEFORE THE MEMBERS | For | None | 575230 | 0 | 0 | 0 | |||||
7 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 575230 | 0 | 0 | 0 | |||||
8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE ORDINARY SHARES OF THE COMPANY AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |||||
10 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |||||
11 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE AS SET OUT IN THE NOTICE OF AGM | For | None | 575230 | 0 | 0 | 0 | |||||
SINO GAS & ENERGY HOLDINGS LTD, WEST PERTH WA | ||||||||||||
Security: | Q85024109 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 04-Jun-2015 | ||||||||||
ISIN | AU000000SEH2 | Vote Deadline Date: | 29-May-2015 | |||||||||
Agenda | 706105372 | Management | Total Ballot Shares: | 1890000 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR ALL PROPOSALS AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | RATIFICATION OF ISSUE OF TRANCHE 1 SHARES | For | None | 1890000 | 0 | 0 | 0 | |||||
3 | APPROVAL FOR ISSUE OF TRANCHE 2 SHARES | For | None | 1890000 | 0 | 0 | 0 | |||||
4 | APPROVAL FOR DIRECTOR PARTICIPATION IN THE ISSUE OF TRANCHE 2 SHARES - MR PHILLIP BAINBRIDGE | For | None | 1890000 | 0 | 0 | 0 | |||||
5 | APPROVAL FOR DIRECTOR PARTICIPATION IN THE ISSUE OF TRANCHE 2 SHARES - MR GLENN CORRIE | For | None | 1890000 | 0 | 0 | 0 | |||||
6 | APPROVAL FOR DIRECTOR PARTICIPATION IN THE ISSUE OF TRANCHE 2 SHARES -MR GAVIN HARPER | For | None | 1890000 | 0 | 0 | 0 | |||||
WESTERNZAGROS RESOURCES LTD, CALGARY AB | ||||||||||||
Security: | 960008100 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 04-Jun-2015 | ||||||||||
ISIN | CA9600081009 | Vote Deadline Date: | 29-May-2015 | |||||||||
Agenda | 706087916 | Management | Total Ballot Shares: | 254740 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1 TO 2.7 AND 3". THANK YOU. | None | None | Non Voting | ||||||||
2 | TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) | For | None | 254740 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: DAVID J. BOONE | For | None | 254740 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: FRED J. DYMENT | For | None | 254740 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JOHN FRANGOS | For | None | 254740 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: M. SIMON HATFIELD | For | None | 254740 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JAMES C. HOUCK | For | None | 254740 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: RANDALL OLIPHANT | For | None | 254740 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: WILLIAM WALLACE | For | None | 254740 | 0 | 0 | 0 | |||||
10 | ON THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT SUCH REMUNERATION AS MAY BE APPROVED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS | For | None | 254740 | 0 | 0 | 0 | |||||
11 | ON THE RENEWAL AND APPROVAL OF THE CORPORATION'S STOCK OPTION PLAN AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR OF THE CORPORATION | For | None | 254740 | 0 | 0 | 0 | |||||
SOCO INTERNATIONAL PLC, LONDON | ||||||||||||
Security: | G8248C127 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Jun-2015 | ||||||||||
ISIN | GB00B572ZV91 | Vote Deadline Date: | 04-Jun-2015 | |||||||||
Agenda | 706107631 | Management | Total Ballot Shares: | 249550 | ||||||||
Last Vote Date: | 06-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 249550 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 10.0P PER SHARE | For | None | 249550 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 249550 | 0 | 0 | 0 | |||||
4 | TO REAPPOINT RUI C DE SOUSA, WHO IS CHAIRMAN OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
5 | TO REAPPOINT EDWARD T STORY, WHO IS A MEMBER OF THE NOMINATIONS COMMITTEE, AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
6 | TO REAPPOINT ROGER D CAGLE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
7 | TO REAPPOINT CYNTHIA B CAGLE AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
8 | TO REAPPOINT ROBERT G GRAY, WHO IS A MEMBER OF THE AUDIT AND RISK AND REMUNERATION COMMITTEES AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
9 | TO REAPPOINT OLIVIER M G BARBAROUX AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
10 | TO REAPPOINT ROBERT M CATHERY AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
11 | TO REAPPOINT ETTORE P M CONTINI AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
12 | TO REAPPOINT MARIANNE DARYABEGUI, WHO IS A MEMBER OF THE AUDIT AND RISK, REMUNERATION AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
13 | TO REAPPOINT ANTONIO V M MONTEIRO, WHO IS THE CHAIRMAN OF THE REMUNERATION AND A MEMBER OF THE AUDIT AND RISK AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
14 | TO REAPPOINT JOHN C NORTON AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
15 | TO REAPPOINT MICHAEL J WATTS, WHO IS CHAIRMAN OF THE AUDIT AND RISK COMMITTEE AND A MEMBER OF THE REMUNERATION AND NOMINATIONS COMMITTEES, AS A DIRECTOR | For | None | 249550 | 0 | 0 | 0 | |||||
16 | TO REAPPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 249550 | 0 | 0 | 0 | |||||
17 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | For | None | 249550 | 0 | 0 | 0 | |||||
18 | TO APPROVE AND AUTHORISE A CONTRACT TO BUY BACK DEFERRED SHARES S.694 OF THE COMPANIES ACT 2006 | For | None | 249550 | 0 | 0 | 0 | |||||
19 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES S.551 OF THE COMPANIES ACT 2006 | For | None | 249550 | 0 | 0 | 0 | |||||
20 | TO DISAPPLY PRE-EMPTION RIGHTS S.570 1 AND S.573 OF THE COMPANIES ACT 2006 | For | None | 249550 | 0 | 0 | 0 | |||||
21 | TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES S.701 OF THE COMPANIES ACT 2006 | For | None | 249550 | 0 | 0 | 0 | |||||
22 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 249550 | 0 | 0 | 0 | |||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jun-2015 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706236052 | Management | Total Ballot Shares: | 5001000 | ||||||||
Last Vote Date: | 12-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 449512 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN20150408914.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN201504081030.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603529.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603577.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 1949000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2014 | For | None | 1949000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | For | None | 1949000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 1949000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2015 | For | None | 1949000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 1949000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR ZHAO ZHENGZHANG AS DIRECTOR OF THE COMPANY | For | None | 1949000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS DIRECTOR OF THE COMPANY | For | None | 1949000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 0 | 1949000 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND HANDLE THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH THE OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED BY THE BOARD OF DIRECTORS | For | None | 1949000 | 0 | 0 | 0 | |||||
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | ||||||||||||
Security: | Y76819112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Jun-2015 | ||||||||||
ISIN | CNE1000001N1 | Vote Deadline Date: | 22-Jun-2015 | |||||||||
Agenda | 706149780 | Management | Total Ballot Shares: | 182956 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/050 8/LTN20150508491.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/050 8/LTN20150508558.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE ANNUAL REPORT AND ITS ABSTRACT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 182956 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 182956 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 182956 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE COMPANY PREPARED IN ACCORDANCE WITH THE ''ACCOUNTING STANDARDS FOR BUSINESS ENTERPRISES'' AND OTHER RELATED REGULATIONS ISSUED BY THE MINISTRY OF FINANCE OF THE PRC AND THE REPORT OF SHINEWING CERTIFIED PUBLIC ACCOUNTANTS LTD., THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 182956 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE RE-APPOINTMENT OF SHINEWING CERTIFIED PUBLIC ACCOUNTANTS LTD. (SPECIAL GENERAL PARTNER) AS THE COMPANY'S AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 182956 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE APPLICATION TO THE PRC BANKS (WHICH SHALL BE INDEPENDENT THIRD PARTIES) FOR INTEGRATED BANKING CREDIT LINE OF NOT EXCEEDING RMB6.2 BILLION IN THE YEAR OF 2015, AND TO AUTHORIZE ANY EXECUTIVE DIRECTOR TO EXECUTE ALL FACILITIES AGREEMENTS, FINANCING AGREEMENTS AND OTHER RELEVANT DOCUMENTS IN RELATION TO SUCH INTEGRATED BANKING CREDIT FACILITIES AND MAKE SUCH AMENDMENTS AS HE DEEMS FIT AND APPROPRIATE AND TO DO ALL SUCH ACTS AND THINGS AS HE SHALL DEEM NECESSARY OR APPROPRIATE IN CONNECTION WITH OR TO CARRY OUT THE ACTIONS CONTEMPLATED BY SUCH RESOLUTIONS | For | None | 182956 | 0 | 0 | 0 | |||||
9 | TO CONSIDER, AND IF THOUGHT FIT, TO APPROVE NOT TO RECOMMEND THE PAYMENT OF FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 0 | 0 | 182956 | 0 | |||||
10 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE PROVISION OF GUARANTEE IN THE TOTAL AMOUNT OF RMB200 MILLION AND RMB200 MILLION FOR SHOUGUANG BAOLONG AND MPM, A NON-WHOLLY OWNED SUBSIDIARY OF THE COMPANY, IN RELATION TO ITS APPLICATION FOR INTEGRATED BANKING CREDIT FACILITIES FOR GENERAL WORKING CAPITAL PURPOSE | For | None | 0 | 0 | 182956 | 0 |
Guinness Atkinson Global Innovators Fund
Meeting Date Range: 7/1/14 - 6/30/15
Vote Summary
UBISOFT ENTERTAINMENT, MONTREUIL | |||||||||||||
Security | F9396N106 | Meeting Type | MIX | ||||||||||
Ticker Symbol | Meeting Date | 01-Jul-2014 | |||||||||||
ISIN | FR0000054470 | Agenda | 705327434 - Management | ||||||||||
Record Date | 25-Jun-2014 | Holding Recon Date | 25-Jun-2014 | ||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 18-Jun-2014 | |||||||
SEDOL(s) | 5085585 - 5755208 - 5871836 - 5873821 - B030R49 - B1L3CS6 - B1L3F32 - B1L4XX1 - B28MZK6 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||
CMMT | 16 JUN 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0526/2014052614023- 39.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0616/201406161403116 .pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE T-O AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31ST, 2014 | Management | For | For | |||||||||
O.2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED MARCH 31ST, 2014 | Management | For | For | |||||||||
O.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31ST, 2014 | Management | For | For | |||||||||
O.4 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-40 ET SEQ. OF THE COMMERCIAL CODE | Management | For | For | |||||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. YVES GUILLEMOT, PRESIDENT AND CEO | Management | For | For | |||||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. CLAUDE GUILLEMOT, MANAGING DIRECTOR | Management | For | For | |||||||||
O.7 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. MICHEL GUILLEMOT, MANAGING DIRECTOR | Management | For | For | |||||||||
O.8 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. GERARD GUILLEMOT, MANAGING DIRECTOR | Management | For | For | |||||||||
O.9 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. CHRISTIAN GUILLEMOT, MANAGING DIRECTOR | Management | For | For | |||||||||
O.10 | AUTHORIZATION TO PURCHASE, HOLD OR TRANSFER UBISOFT ENTERTAINMENT SA SHARES | Management | For | For | |||||||||
E.11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL VIA CANCELLATION OF SHARES | Management | For | For | |||||||||
E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL VIA ISSUANCE OF SHARES RESERVED FOR MEMBERS OF A CORPORATE SAVINGS PLAN | Management | For | For | |||||||||
E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUANCE OF SHARES RESERVED FOR EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY'S SUBSIDIARIES THE HEAD OFFICE OF WHICH IS LOCATED OUTSIDE OF FRANCE, PURSUANT TO ARTICLE L.233-16 OF THE COMMERCIAL CODE | Management | For | For | |||||||||
E.14 | CREATION OF A NEW CLASS OF SHARES COMPOSED OF PREFERRED SHARES, GOVERNED BY ARTICLES L.228-11 ET SEQ. OF THE COMMERCIAL CODE; CONSEQUENTIAL AMENDMENT TO THE BYLAWS, WITHIN THE FRAMEWORK OF AND SUBJECT TO THE ADOPTION OF THE FIFTEENTH RESOLUTION AND/OR THE SIXTEENTH RESOLUTION | Management | For | For | |||||||||
E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE COMMON SHARES AND/OR PREFERRED SHARES OF THE COMPANY, PURSUANT TO ARTICLES L.225-197-1 ET SEQ. OF THE COMMERCIAL CODE TO EMPLOYEES AND/OR CORPORATE OFFICERS OF AFFILIATED COMPANIES, EXCLUDING CORPORATE EXECUTIVES OF THE COMPANY | Management | For | For | |||||||||
E.16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE COMMON SHARES AND/OR PREFERRED SHARES OF THE COMPANY, PURSUANT TO ARTICLES L.225-197-1 ET SEQ. OF THE COMMERCIAL CODE TO MEMBERS OF THE EXECUTIVE COMMITTEE OF UBISOFT GROUP IN ACCORDANCE WITH PARAGRAPH 4.2.3 OF THE MANAGEMENT REPORT, EXCLUDING CORPORATE EXECUTIVES OF THE COMPANY | Management | For | For | |||||||||
OE.17 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | |||||||||
LENOVO GROUP LTD, HONG KONG | |||||||||||||
Security | Y5257Y107 | Meeting Type | Annual General Meeting | ||||||||||
Ticker Symbol | Meeting Date | 02-Jul-2014 | |||||||||||
ISIN | HK0992009065 | Agenda | 705337992 - Management | ||||||||||
Record Date | 30-Jun-2014 | Holding Recon Date | 30-Jun-2014 | ||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-Jun-2014 | |||||||
SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529208.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529198.pdf | Non-Voting | |||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | |||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2014 | Management | For | For | |||||||||
3.a | TO RE-ELECT MR. ZHU LINAN AS DIRECTOR | Management | For | For | |||||||||
3.b | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | Management | For | For | |||||||||
3.c | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | Management | For | For | |||||||||
3.d | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | Management | For | For | |||||||||
3.e | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management | For | For | |||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management | For | For | |||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | Against | Against | |||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | For | For | |||||||||
7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | Management | For | For | |||||||||
8 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||||
H&R BLOCK, INC. | |||||||||||||
Security | 093671105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | HRB | Meeting Date | 11-Sep-2014 | ||||||||||
ISIN | US0936711052 | Agenda | 934060536 - Management | ||||||||||
Record Date | 11-Jul-2014 | Holding Recon Date | 11-Jul-2014 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2014 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2015. | Management | |||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE PERFORMANCE PLAN. | Management | |||||||||||
5. | SHAREHOLDER PROPOSAL CONCERNING POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | |||||||||||
COMCAST CORPORATION | |||||||||||||
Security | 20030N101 | Meeting Type | Special | ||||||||||
Ticker Symbol | CMCSA | Meeting Date | 08-Oct-2014 | ||||||||||
ISIN | US20030N1019 | Agenda | 934075284 - Management | ||||||||||
Record Date | 18-Aug-2014 | Holding Recon Date | 18-Aug-2014 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Oct-2014 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | TO APPROVE THE ISSUANCE OF SHARES OF COMCAST CLASS A COMMON STOCK TO TIME WARNER CABLE INC. STOCKHOLDERS IN THE MERGER. | Management | |||||||||||
2. | TO APPROVE THE ADJOURNMENT OF THE COMCAST SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. | Management | |||||||||||
ORACLE CORPORATION | |||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ORCL | Meeting Date | 05-Nov-2014 | ||||||||||
ISIN | US68389X1054 | Agenda | 934078153 - Management | ||||||||||
Record Date | 08-Sep-2014 | Holding Recon Date | 08-Sep-2014 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Nov-2014 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | JEFFREY S. BERG | ||||||||||||
2 | H. RAYMOND BINGHAM | ||||||||||||
3 | MICHAEL J. BOSKIN | ||||||||||||
4 | SAFRA A. CATZ | ||||||||||||
5 | BRUCE R. CHIZEN | ||||||||||||
6 | GEORGE H. CONRADES | ||||||||||||
7 | LAWRENCE J. ELLISON | ||||||||||||
8 | HECTOR GARCIA-MOLINA | ||||||||||||
9 | JEFFREY O. HENLEY | ||||||||||||
10 | MARK V. HURD | ||||||||||||
11 | NAOMI O. SELIGMAN | ||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | |||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | |||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | |||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | |||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | |||||||||||
CISCO SYSTEMS, INC. | |||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CSCO | Meeting Date | 20-Nov-2014 | ||||||||||
ISIN | US17275R1023 | Agenda | 934082215 - Management | ||||||||||
Record Date | 22-Sep-2014 | Holding Recon Date | 22-Sep-2014 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Nov-2014 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: ARUN SARIN | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | |||||||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | |||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | |||||||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | |||||||||||
5. | APPROVAL TO RECOMMEND THAT CISCO ESTABLISH A PUBLIC POLICY COMMITTEE OF THE BOARD. | Shareholder | |||||||||||
6. | APPROVAL TO REQUEST THE BOARD TO AMEND CISCO'S GOVERNING DOCUMENTS TO ALLOW PROXY ACCESS FOR SPECIFIED CATEGORIES OF SHAREHOLDERS. | Shareholder | |||||||||||
7. | APPROVAL TO REQUEST CISCO TO PROVIDE A SEMIANNUAL REPORT ON POLITICAL-RELATED CONTRIBUTIONS AND EXPENDITURES. | Shareholder | |||||||||||
TD AMERITRADE HOLDING CORPORATION | |||||||||||||
Security | 87236Y108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AMTD | Meeting Date | 12-Feb-2015 | ||||||||||
ISIN | US87236Y1082 | Agenda | 934113197 - Management | ||||||||||
Record Date | 15-Dec-2014 | Holding Recon Date | 15-Dec-2014 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Feb-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | W. EDMUND CLARK | For | For | ||||||||||
2 | KAREN E. MAIDMENT | For | For | ||||||||||
3 | MARK L. MITCHELL | For | For | ||||||||||
4 | FREDRIC J. TOMCZYK | For | For | ||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2015. | Management | For | For | |||||||||
PTC INC. | |||||||||||||
Security | 69370C100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | PTC | Meeting Date | 04-Mar-2015 | ||||||||||
ISIN | US69370C1009 | Agenda | 934119050 - Management | ||||||||||
Record Date | 05-Jan-2015 | Holding Recon Date | 05-Jan-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | THOMAS BOGAN | For | For | ||||||||||
2 | JANICE CHAFFIN | For | For | ||||||||||
3 | DONALD GRIERSON | For | For | ||||||||||
4 | JAMES HEPPELMANN | For | For | ||||||||||
5 | PAUL LACY | For | For | ||||||||||
6 | ROBERT SCHECHTER | For | For | ||||||||||
7 | RENATO ZAMBONINI | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | |||||||||
3. | RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2009 EXECUTIVE CASH INCENTIVE PERFORMANCE PLAN. | Management | For | For | |||||||||
4. | ADVISORY VOTE TO CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||
QUALCOMM INCORPORATED | |||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | QCOM | Meeting Date | 09-Mar-2015 | ||||||||||
ISIN | US7475251036 | Agenda | 934118616 - Management | ||||||||||
Record Date | 12-Jan-2015 | Holding Recon Date | 12-Jan-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Mar-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | |||||||||
1L. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |||||||||
1M. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||||
1N. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | |||||||||
1O. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | |||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 27, 2015. | Management | For | For | |||||||||
3. | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 25,000,000 SHARES. | Management | For | For | |||||||||
4. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | |||||||||||||
Security | 796050888 | Meeting Type | Annual General Meeting | ||||||||||
Ticker Symbol | Meeting Date | 13-Mar-2015 | |||||||||||
ISIN | US7960508882 | Agenda | 705846066 - Management | ||||||||||
Record Date | 31-Dec-2014 | Holding Recon Date | 31-Dec-2014 | ||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 05-Mar-2015 | |||||||
SEDOL(s) | 2507822 - 2763152 - 4942818 - 4963206 - 5263518 - B01D632 - B7PXVM1 - BHZL0Q2 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 431340 DUE TO SPLITTING OF-RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||
1 | TO APPROVE, AUDITED FINANCIAL STATEMENTS FOR FY 2014 (FROM JAN 1, 2014 TO DEC 31, 2014). APPROVAL OF STATEMENTS OF FINANCIAL POSITION, INCOME, AND CASH FLOW, ETC. THE TOTAL DIVIDEND PER SHARE IN 2014 IS KRW 20,000 FOR COMMON AND KRW 20,050 FOR PREFERRED SHARES, INCLUDING INTERIM DIVIDEND OF KRW 500 PER SHARE PAID IN AUGUST 2014 | Management | |||||||||||
2.1.1 | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. HAN-JOONG KIM | Management | |||||||||||
2.1.2 | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. BYEONG-GI LEE | Management | |||||||||||
2.2 | APPOINTMENT OF EXECUTIVE DIRECTOR MR. OH-HYUN KWON | Management | |||||||||||
2.3 | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE MR. HAN-JOONG KIM | Management | |||||||||||
3 | TO APPROVE, THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2015 | Management | |||||||||||
CMMT | PLEASE BE ADVISED, IF YOU MARK THE "ABSTAIN" BOX FOR THE ABOVE PROPOSALS, YOU-WILL BE GIVING A "DISCRETIONARY PROXY TO A DESIGNEE OF THE BOARD OF DIRECTORS"-. THANK YOU. | Non-Voting | |||||||||||
APPLIED MATERIALS, INC. | |||||||||||||
Security | 038222105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | AMAT | Meeting Date | 02-Apr-2015 | ||||||||||
ISIN | US0382221051 | Agenda | 934127108 - Management | ||||||||||
Record Date | 11-Feb-2015 | Holding Recon Date | 11-Feb-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: AART J. DE GEUS | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: GARY E. DICKERSON | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN R. FORREST | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. IANNOTTI | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: ALEXANDER A. KARSNER | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: WILLEM P. ROELANDTS | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT H. SWAN | Management | For | For | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | |||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SLB | Meeting Date | 08-Apr-2015 | ||||||||||
ISIN | AN8068571086 | Agenda | 934127348 - Management | ||||||||||
Record Date | 11-Feb-2015 | Holding Recon Date | 11-Feb-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||||
1B. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | |||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||||
1G. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||
3. | TO APPROVE THE COMPANY'S 2014 FINANCIAL STATEMENTS AND THE BOARD'S 2014 DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||||
4. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | |||||||||
BP P.L.C. | |||||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BP | Meeting Date | 16-Apr-2015 | ||||||||||
ISIN | US0556221044 | Agenda | 934134153 - Management | ||||||||||
Record Date | 20-Feb-2015 | Holding Recon Date | 20-Feb-2015 | ||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 13-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||||
2. | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||||
3. | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||||
4. | TO RE-ELECT DR B GILVARY AS A DIRECTOR. | Management | For | For | |||||||||
5. | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||||
6. | TO ELECT MR A BOECKMANN AS A DIRECTOR. | Management | For | For | |||||||||
7. | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||||
8. | TO RE-ELECT MR A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||||
9. | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||||
10. | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||||
11. | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||||
12. | TO RE-ELECT MR B R NELSON AS A DIRECTOR. | Management | For | For | |||||||||
13. | TO RE-ELECT MR F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||||
14. | TO RE-ELECT MR A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||||
15. | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||||
16. | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||||
17. | TO AUTHORIZE THE RENEWAL OF THE SCRIP DIVIDEND PROGRAMME. | Management | For | For | |||||||||
18. | TO APPROVE THE BP SHARE AWARD PLAN 2015 FOR EMPLOYEES BELOW THE BOARD. | Management | For | For | |||||||||
19. | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Management | For | For | |||||||||
20. | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||||
21. | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | For | For | |||||||||
22. | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||||
23. | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION. | Management | For | For | |||||||||
24. | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||||
25. | SPECIAL RESOLUTION: TO DIRECT THE COMPANY TO PROVIDE FURTHER INFORMATION ON THE LOW CARBON TRANSITION. | Management | For | For | |||||||||
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | |||||||||||||
Security | F86921107 | Meeting Type | MIX | ||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2015 | |||||||||||
ISIN | FR0000121972 | Agenda | 705877871 - Management | ||||||||||
Record Date | 16-Apr-2015 | Holding Recon Date | 16-Apr-2015 | ||||||||||
City / | Country | DE LA DEFENSE | / | France | Vote Deadline Date | 08-Apr-2015 | |||||||
SEDOL(s) | 4834108 - 5395875 - 7165463 - B030QQ4 - B0439Z2 - B11BPS1 - B8455F6 - BRTM6T6 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||
CMMT | 03 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2015/0306/201503061500422.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD- DITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0403/20150403- 1500884.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management | |||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management | |||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, SETTING THE DIVIDEND AND WITHDRAWING AN AMOUNT FROM SHARE PREMIUMS | Management | |||||||||||
O.4 | APPROVAL OF THE AGREEMENTS ENTERED INTO IN 2014 - COMPENSATION TO THE VICE CHAIRMAN/SENIOR DIRECTOR AND INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PRIOR YEARS | Management | |||||||||||
O.5 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. JEAN PASCAL TRICOIRE - CANCELLATION OF THE EXECUTIVE PENSION PLAN, MAINTENANCE OF PENSION OBLIGATIONS | Management | |||||||||||
O.6 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE RENEWAL OF MR. EMMANUEL BABEAU'S STATUS | Management | |||||||||||
O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE 2014 FINANCIAL YEAR | Management | |||||||||||
O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. EMMANUEL BABEAU FOR THE 2014 FINANCIAL YEAR | Management | |||||||||||
O.9 | APPOINTMENT OF MR. GREGORY SPIERKEL AS DIRECTOR | Management | |||||||||||
O.10 | RENEWAL OF TERM OF MRS. BETSY ATKINS AS DIRECTOR | Management | |||||||||||
O.11 | RENEWAL OF TERM OF MR. JEONG KIM AS DIRECTOR | Management | |||||||||||
O.12 | RENEWAL OF TERM OF MR. GERARD DE LA MARTINIERE AS DIRECTOR | Management | |||||||||||
O.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF EUR 90 PER SHARE | Management | |||||||||||
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 800 MILLION EUROS IN NOMINAL, OR ABOUT 34% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS PERMITTED | Management | |||||||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 230 MILLION EUROS IN NOMINAL, OR ABOUT 9.8% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO PAY FOR SHARES TENDERED UNDER A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | |||||||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUANCES WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS DECIDED UNDER THE FOURTEENTH OR SIXTEENTH RESOLUTION | Management | |||||||||||
E.18 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE UP TO 9.8% OF SHARE CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS | Management | |||||||||||
E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 115 MILLION EUROS IN NOMINAL, OR ABOUT 4.9% OF CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE, THE ISSUE PRICE OF WHICH WILL BE SET BY THE BOARD OF DIRECTORS ACCORDING TO THE TERMS DECIDED BY THE GENERAL MEETING | Management | |||||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR EMPLOYEES PARTICIPATING IN THE COMPANY SAVINGS PLAN, UP TO 2% OF SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||||
E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP SIMILAR BENEFITS TO THOSE OFFERED TO PARTICIPANTS IN THE COMPANY SAVINGS PLAN, UP TO 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | |||||||||||
E.22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, AS APPROPRIATE, SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING UP TO A MAXIMUM OF 10% OF SHARE CAPITAL | Management | |||||||||||
E.23 | AMENDMENT TO ARTICLE 13 OF THE BYLAWS | Management | |||||||||||
O.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | |||||||||||
THE BOEING COMPANY | |||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BA | Meeting Date | 27-Apr-2015 | ||||||||||
ISIN | US0970231058 | Agenda | 934137717 - Management | ||||||||||
Record Date | 26-Feb-2015 | Holding Recon Date | 26-Feb-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | |||||||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2015. | Management | |||||||||||
4. | AMEND EXISTING CLAWBACK POLICY. | Shareholder | |||||||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | |||||||||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | |||||||||||
7. | FURTHER REPORT ON LOBBYING ACTIVITIES. | Shareholder | |||||||||||
GANNETT CO., INC. | |||||||||||||
Security | 364730101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GCI | Meeting Date | 29-Apr-2015 | ||||||||||
ISIN | US3647301015 | Agenda | 934143594 - Management | ||||||||||
Record Date | 02-Mar-2015 | Holding Recon Date | 02-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: JOHN E. CODY | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD D. ELIAS | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: LIDIA FONSECA | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: MARJORIE MAGNER | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: GRACIA C. MARTORE | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: SCOTT K. MCCUNE | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN NESS | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: TONY A. PROPHET | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: NEAL SHAPIRO | Management | |||||||||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | |||||||||||
3. | COMPANY PROPOSAL TO APPROVE AMENDMENT TO THIRD RESTATED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | |||||||||||
4. | COMPANY PROPOSAL TO APPROVE THE PERFORMANCE MEASURES IN THE COMPANY'S 2010 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | |||||||||||
5. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING VESTING OF EQUITY AWARDS OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Shareholder | |||||||||||
ULTRA ELECTRONICS HOLDINGS PLC, GREENFORD MIDDLESE | |||||||||||||
Security | G9187G103 | Meeting Type | Annual General Meeting | ||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2015 | |||||||||||
ISIN | GB0009123323 | Agenda | 705918413 - Management | ||||||||||
Record Date | Holding Recon Date | 28-Apr-2015 | |||||||||||
City / | Country | GREENFO RD | / | United Kingdom | Vote Deadline Date | 24-Apr-2015 | |||||||
SEDOL(s) | 0912332 - 5988327 - BN991Q1 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Management | |||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | |||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | |||||||||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 OF 31.1P PER ORDINARY SHARE | Management | |||||||||||
5 | TO RE-ELECT MR. D. CASTER AS A DIRECTOR | Management | |||||||||||
6 | TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR | Management | |||||||||||
7 | TO RE-ELECT SIR ROBERT WALMSLEY AS A DIRECTOR | Management | |||||||||||
8 | TO RE-ELECT MR. R. SHARMA AS A DIRECTOR | Management | |||||||||||
9 | TO RE-ELECT MR. M.ANDERSON AS A DIRECTOR | Management | |||||||||||
10 | TO RE-ELECT MRS. M.WALDNER AS A DIRECTOR | Management | |||||||||||
11 | TO ELECT MR. L HIRST AS A DIRECTOR | Management | |||||||||||
12 | TO RE-APPOINT DELOITTE LLP AS AUDITORS | Management | |||||||||||
13 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS' REMUNERATION | Management | |||||||||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | |||||||||||
15 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | |||||||||||
16 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | |||||||||||
17 | TO PERMIT GENERAL MEETINGS TO BE HELD ON 14 DAYS' NOTICE | Management | |||||||||||
CAPITAL ONE FINANCIAL CORPORATION | |||||||||||||
Security | 14040H105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | COF | Meeting Date | 30-Apr-2015 | ||||||||||
ISIN | US14040H1059 | Agenda | 934141300 - Management | ||||||||||
Record Date | 05-Mar-2015 | Holding Recon Date | 05-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS III | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | |||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2015. | Management | |||||||||||
3. | ADVISORY APPROVAL OF CAPITAL ONE'S 2014 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||||
4. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF THE STOCKHOLDERS. | Management | |||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS OF THE STOCKHOLDERS, IF PRESENTED AT THE MEETING. | Shareholder | |||||||||||
EBAY INC. | |||||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | EBAY | Meeting Date | 01-May-2015 | ||||||||||
ISIN | US2786421030 | Agenda | 934160627 - Management | ||||||||||
Record Date | 18-Mar-2015 | Holding Recon Date | 18-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | |||||||||||
1K. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | |||||||||||
1L. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | |||||||||||
1M. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | |||||||||||
1N. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | |||||||||||
1O. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | |||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
3. | TO APPROVE THE MATERIAL TERMS, INCLUDING THE PERFORMANCE GOALS, OF THE AMENDMENT AND RESTATEMENT OF THE EBAY INCENTIVE PLAN. | Management | |||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | |||||||||||
6. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | |||||||||||
7. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING GENDER PAY, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | |||||||||||
L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||||
Security | 502424104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | LLL | Meeting Date | 05-May-2015 | ||||||||||
ISIN | US5024241045 | Agenda | 934147807 - Management | ||||||||||
Record Date | 09-Mar-2015 | Holding Recon Date | 09-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: LEWIS KRAMER | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT B. MILLARD | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: VINCENT PAGANO, JR. | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: ARTHUR L. SIMON | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL T. STRIANESE | Management | |||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | |||||||||||
3. | APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
4. | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO DESIGNATE THE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | |||||||||||
5. | APPROVE A SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDERS TO CALL A SPECIAL MEETING. | Shareholder | |||||||||||
GILEAD SCIENCES, INC. | |||||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GILD | Meeting Date | 06-May-2015 | ||||||||||
ISIN | US3755581036 | Agenda | 934149685 - Management | ||||||||||
Record Date | 11-Mar-2015 | Holding Recon Date | 11-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | |||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT TO GILEAD'S EMPLOYEE STOCK PURCHASE PLAN AND INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. | Management | |||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | |||||||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | |||||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | |||||||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT GILEAD ISSUE AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | |||||||||||
8. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD REPORT ON CERTAIN RISKS TO GILEAD FROM RISING PRESSURE TO CONTAIN U.S. SPECIALTY DRUG PRICES. | Shareholder | |||||||||||
DANAHER CORPORATION | |||||||||||||
Security | 235851102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DHR | Meeting Date | 07-May-2015 | ||||||||||
ISIN | US2358511028 | Agenda | 934167025 - Management | ||||||||||
Record Date | 09-Mar-2015 | Holding Recon Date | 09-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | |||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | |||||||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | |||||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||
Security | 45866F104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ICE | Meeting Date | 15-May-2015 | ||||||||||
ISIN | US45866F1049 | Agenda | 934160247 - Management | ||||||||||
Record Date | 17-Mar-2015 | Holding Recon Date | 17-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: FRED W. HATFIELD | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: SIR ROBERT REID | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: VINCENT TESE | Management | |||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | |||||||||||
4. | TO APPROVE THE ADOPTION OF OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH DELETES PROVISIONS NO LONGER APPLICABLE TO US FOLLOWING OUR SALE OF EURONEXT. | Management | |||||||||||
XEROX CORPORATION | |||||||||||||
Security | 984121103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | XRX | Meeting Date | 20-May-2015 | ||||||||||
ISIN | US9841211033 | Agenda | 934162582 - Management | ||||||||||
Record Date | 23-Mar-2015 | Holding Recon Date | 23-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM CURT HUNTER | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. KEEGAN | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: ANN N. REESE | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | |||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | |||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
STATE STREET CORPORATION | |||||||||||||
Security | 857477103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | STT | Meeting Date | 20-May-2015 | ||||||||||
ISIN | US8574771031 | Agenda | 934169992 - Management | ||||||||||
Record Date | 13-Mar-2015 | Holding Recon Date | 13-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: J. ALMEIDA | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: K. BURNES | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: A. FAWCETT | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: W. FREDA | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: R. KAPLAN | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: R. SKATES | Management | |||||||||||
1K. | ELECTION OF DIRECTOR: G. SUMME | Management | |||||||||||
1L. | ELECTION OF DIRECTOR: T. WILSON | Management | |||||||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | |||||||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | |||||||||||
NVIDIA CORPORATION | |||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | NVDA | Meeting Date | 20-May-2015 | ||||||||||
ISIN | US67066G1040 | Agenda | 934177672 - Management | ||||||||||
Record Date | 24-Mar-2015 | Holding Recon Date | 24-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: TENCH COXE | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: PERSIS S. DRELL | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: JAMES C. GAITHER | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: JEN-HSUN HUANG | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: DAWN HUDSON | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: HARVEY C. JONES | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM J. MILLER | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: MARK L. PERRY | Management | |||||||||||
1K. | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | Management | |||||||||||
1L. | ELECTION OF DIRECTOR: MARK A. STEVENS | Management | |||||||||||
2. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | |||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31, 2016. | Management | |||||||||||
LI & FUNG LTD | |||||||||||||
Security | G5485F169 | Meeting Type | Annual General Meeting | ||||||||||
Ticker Symbol | Meeting Date | 21-May-2015 | |||||||||||
ISIN | BMG5485F1692 | Agenda | 706045437 - Management | ||||||||||
Record Date | 20-May-2015 | Holding Recon Date | 20-May-2015 | ||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 18-May-2015 | |||||||
SEDOL(s) | 4458252 - 6286257 - BP3RW62 | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420513.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0420/LTN20150420493.pdf | Non-Voting | |||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management | For | For | |||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 21 HK CENTS PER SHARE AND A SPECIAL DIVIDEND OF 7 HK CENTS PER SHARE | Management | For | For | |||||||||
3.A | TO RE-ELECT MR SPENCER THEODORE FUNG AS DIRECTOR | Management | For | For | |||||||||
3.B | TO RE-ELECT MR PAUL EDWARD SELWAY- SWIFT AS DIRECTOR | Management | For | For | |||||||||
3.C | TO RE-ELECT MR MARTIN TANG YUE NIEN AS DIRECTOR | Management | For | For | |||||||||
3.D | TO RE-ELECT MR MARC ROBERT COMPAGNON | Management | For | For | |||||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% | Management | For | For | |||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES UP TO 10% | Management | For | For | |||||||||
7 | TO ADOPT SHARE AWARD SCHEME AND TO GIVE THE DIRECTORS THE SCHEME MANDATE TO ISSUE NEW SHARES UP TO 3% | Management | For | For | |||||||||
INTEL CORPORATION | |||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | INTC | Meeting Date | 21-May-2015 | ||||||||||
ISIN | US4581401001 | Agenda | 934160766 - Management | ||||||||||
Record Date | 23-Mar-2015 | Holding Recon Date | 23-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: ANEEL BHUSRI | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | |||||||||||
1G. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | |||||||||||
1H. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | |||||||||||
1I. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | |||||||||||
1J. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | |||||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | |||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | Management | |||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | |||||||||||
4. | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Management | |||||||||||
5. | APPROVAL OF EXTENSION OF THE 2006 STOCK PURCHASE PLAN | Management | |||||||||||
6. | STOCKHOLDER PROPOSAL ENTITLED "HOLY LAND PRINCIPLES" | Shareholder | |||||||||||
7. | STOCKHOLDER PROPOSAL ON WHETHER THE CHAIRMAN OF THE BOARD SHOULD BE AN INDEPENDENT DIRECTOR | Shareholder | |||||||||||
8. | STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD | Shareholder | |||||||||||
COMCAST CORPORATION | |||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CMCSA | Meeting Date | 21-May-2015 | ||||||||||
ISIN | US20030N1019 | Agenda | 934169613 - Management | ||||||||||
Record Date | 12-Mar-2015 | Holding Recon Date | 12-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | KENNETH J. BACON | ||||||||||||
2 | SHELDON M. BONOVITZ | ||||||||||||
3 | EDWARD D. BREEN | ||||||||||||
4 | JOSEPH J. COLLINS | ||||||||||||
5 | J. MICHAEL COOK | ||||||||||||
6 | GERALD L. HASSELL | ||||||||||||
7 | JEFFREY A. HONICKMAN | ||||||||||||
8 | EDUARDO MESTRE | ||||||||||||
9 | BRIAN L. ROBERTS | ||||||||||||
10 | RALPH J. ROBERTS | ||||||||||||
11 | JOHNATHAN A. RODGERS | ||||||||||||
12 | DR. JUDITH RODIN | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | |||||||||||
3. | APPROVAL OF OUR 2006 CASH BONUS PLAN | Management | |||||||||||
4. | TO PROVIDE AN ANNUAL REPORT ON LOBBYING ACTIVITIES | Shareholder | |||||||||||
5. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE OF CONTROL | Shareholder | |||||||||||
6. | TO PROVIDE EACH SHARE AN EQUAL VOTE | Shareholder | |||||||||||
ROPER TECHNOLOGIES, INC. | |||||||||||||
Security | 776696106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ROP | Meeting Date | 29-May-2015 | ||||||||||
ISIN | US7766961061 | Agenda | 934210446 - Management | ||||||||||
Record Date | 31-Mar-2015 | Holding Recon Date | 31-Mar-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1. | DIRECTOR | Management | |||||||||||
1 | AMY WOODS BRINKLEY | ||||||||||||
2 | ROBERT D. JOHNSON | ||||||||||||
3 | ROBERT E. KNOWLING, JR. | ||||||||||||
4 | WILBUR J. PREZZANO | ||||||||||||
5 | LAURA G. THATCHER | ||||||||||||
6 | RICHARD F. WALLMAN | ||||||||||||
7 | CHRISTOPHER WRIGHT | ||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | |||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | |||||||||||
4. | TO CONSIDER A STOCKHOLDER PROPOSAL; IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | |||||||||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||||||||||||
Security | M22465104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CHKP | Meeting Date | 09-Jun-2015 | ||||||||||
ISIN | IL0010824113 | Agenda | 934223467 - Management | ||||||||||
Record Date | 01-May-2015 | Holding Recon Date | 01-May-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1A. | ELECTION OF DIRECTOR: GIL SHWED | Management | |||||||||||
1B. | ELECTION OF DIRECTOR: MARIUS NACHT | Management | |||||||||||
1C. | ELECTION OF DIRECTOR: JERRY UNGERMAN | Management | |||||||||||
1D. | ELECTION OF DIRECTOR: DAN PROPPER | Management | |||||||||||
1E. | ELECTION OF DIRECTOR: DAVID RUBNER | Management | |||||||||||
1F. | ELECTION OF DIRECTOR: DR. TAL SHAVIT | Management | |||||||||||
2A. | TO ELECT YOAV Z. CHELOUCHE AS OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM. | Management | |||||||||||
2B. | TO ELECT GUY GECHT AS OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE- YEAR TERM. | Management | |||||||||||
3. | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | |||||||||||
4. | TO AMEND AND EXTEND THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Management | |||||||||||
5. | TO AUTHORIZE AN INCREASE TO THE COVERAGE OF OUR D&O LIABILITY INSURANCE COVERAGE. | Management | |||||||||||
6. | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | |||||||||||
7. | AUTHORIZATION OF CHAIRMAN OF THE BOARD TO SERVE AS CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | Management | |||||||||||
8A. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. MARK "FOR" = YES OR "AGAINST" = NO | Management | |||||||||||
8B. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 6. MARK "FOR" = YES OR "AGAINST" = NO | Management | |||||||||||
8C. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 7. MARK "FOR" = YES OR "AGAINST" = NO | Management | |||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||
Security | 874039100 | Meeting Type | Annual | ||||||||||
Ticker Symbol | TSM | Meeting Date | 09-Jun-2015 | ||||||||||
ISIN | US8740391003 | Agenda | 934224700 - Management | ||||||||||
Record Date | 13-Apr-2015 | Holding Recon Date | 13-Apr-2015 | ||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2015 | ||||||||
SEDOL(s) | Quick Code | ||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
1) | TO ACCEPT 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | |||||||||||
2) | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS | Management | |||||||||||
3) | DIRECTOR | Management | |||||||||||
1 | MORRIS CHANG* | ||||||||||||
2 | F.C. TSENG* | ||||||||||||
3 | JOHNSEE LEE* | ||||||||||||
4 | SIR PETER L. BONFIELD$ | ||||||||||||
5 | STAN SHIH$ | ||||||||||||
6 | THOMAS J. ENGIBOUS$ | ||||||||||||
7 | KOK-CHOO CHEN$ | ||||||||||||
8 | MICHAEL R. SPLINTER$ |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Guinness Atkinson Funds
By: | /s/ James J. Atkinson | |
James J. Atkinson Jr., President | ||
Date | 8/28/15 |