UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNT VA-1
(Exact name of Registrant as specified in charter)
730 Third Avenue, New York, New York 10017-3206
(Address of principal executive offices) (Zip code)
Stewart P. Greene, Esq.
c/o TIAA-CREF
730 Third Avenue,
New York, New York 10017-3206
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-490-9000
Date of fiscal year end: December 31
Date of reporting period: June 30, 2007
Item 1. Reports to Stockholders.
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PERFORMANCE OVERVIEW AS OF JUNE 30, 2007
Average annual compound rates | |||||||||||
of total return | |||||||||||
since | |||||||||||
Inception date | 1 year | 5 years | 10 years | inception | |||||||
EQUITIES | |||||||||||
Stock Index Account | 11/1/1994 | 19.28% | 10.86% | 7.11% | 11.07% |
The returns quoted represent past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. Current performance may be higher or lower than that shown above, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit www.tiaa-cref.org, or call 800 223-1200.
UNDERSTANDING THIS REPORT
This report contains information about the TIAA Separate Account VA-1 and describes the account’s results for the six-month period that ended on June 30, 2007.
• | The performance overview on the inside front cover shows the account’s returns over a variety of time periods. |
• | The letter from Edward Grzybowski, the chief investment officer of Teachers Advisors, Inc., the account’s investment adviser, explains how economic conditions affected investment returns from U.S. stocks during the period. |
• | The account performance section compares the account’s return with the returns of its benchmark index and peer group. |
• | The summary portfolio of investments lists the industries or types of securities in which the account had investments as of June 30, 2007, and the largest individual issues the account held on that date. |
• | The financial statements contain detailed information about the operations and financial condition of the account. |
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. Please visit our website at www.tiaa-cref.org, or call 800 223-1200, for a prospectus that contains this and other important information. We urge you to read it carefully before investing.
CONTENTS
Report to policyholders | 2 | Financial statements | |||||||
Statement of assets and liabilities | 17 | ||||||||
More information for policyholders | 4 | Statement of operations | 18 | ||||||
Statement of changes in net assets | 19 | ||||||||
Special terms | 5 | Financial highlights | 20 | ||||||
Notes to financial statements | 22 | ||||||||
Important information about expenses | 6 | ||||||||
Account performance | Committee approval of investment | ||||||||
Stock Index Account | 8 | management agreement | 27 | ||||||
Summary portfolio of investments | 11 | ||||||||
How to reach us | Inside back cover |
REPORT TO POLICYHOLDERS
The Russell 3000® Index, a broad measure of the U.S. stock market, gained 7.1% for the six-month period, despite a sharp increase in volatility.
In the early weeks of the year, investors’ cautious optimism about the overall health of the economy—and their belief that the Federal Reserve would not raise interest rates in the near term—helped push the Russell up 3.3% by February 26. The following day, concerns that tighter credit conditions in China and Japan might dampen growth worldwide caused a global sell-off in stocks. After Asian and European shares tumbled, the Russell 3000 dropped 3.4%, wiping out the year’s gains.
Subprime lending troubles hurt stocks
The Russell stumbled again on March 13, dropping 2.0%, the first of several jolts from the subprime market.
After providing mortgages to sub-prime borrowers (those who cannot qualify for prime financing terms) for years, banks and other lenders were impacted by rising defaults, which reduced lending within this segment of the market. In addition, many sub-prime homebuyers, whose original loan featured low “teaser rates,” were unable to make the higher payments once these “teasers” were replaced by market-level rates.
Investors feared that subprime woes would cause several problems for the housing market, a key component of the U.S. economy. They worried that tighter loan underwriting standards would restrict sales of new homes, which had fallen sharply since peaking in mid-2005. Additionally, they expected that home prices, already under pressure, would drop further as inventories of existing houses rose. That, in turn, would limit the amount of money available for home equity loans, a common source of cash for many consumer purchases.
Subprime problems, combined with higher inflation, a slowing U.S. economy and uncertainty about corporate earnings, limited the Russell’s first-quarter gain to 1.3% .
Rising bond yields end a solid rally
In the second quarter, the market regained its legs, surging 4.0% and 3.6% in April and May, respectively. Strong corporate profits and investor confidence that economic growth would continue with inflation in check boosted equities. Additionally, many investors hoped that the Fed would cut the federal funds rate, which had remained at 5.25% since June 2006.
But stocks declined 1.9% in June, as rising bond yields hurt share prices. Yields were pushed higher by inflation fears, both in the U.S. and abroad, and by strong economic growth overseas that prompted foreign central banks to raise interest rates. Meanwhile, U.S. investors lost hope that the Federal Reserve would
2 2007 Semiannual Report • TIAA Separate Account VA-1
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Edward J. Grzybowski
Chief Investment Officer
Teachers Advisors, Inc.
lower its target rate anytime soon. With the bellwether 10-year note hitting 5.29% —a five-year high—on June 12, Treasuries became a more attractive alternative to stocks. Still, the Russell 3000 posted a 5.8% second-quarter gain.
The Russell’s six-month advance was broad-based. Eleven of its twelve industry sectors posted gains, with six hitting double digits. The largest sector, financial stocks, lost 0.6% . The next-largest sector, consumer discretionary, rose 5.8%, and the third-largest, technology, was up 9.8% . As of June 30, 2007, these three sectors made up nearly one-half of the Russell 3000 in terms of market capitalization.
Low expenses help the account outperform its peers
The Stock Index Account, the underlying investment of the TIAA Separate Account VA-1, uses an indexing strategy, which has served the account well. For the six-month period ended June 30, 2007, the account’s 6.8% return was greater than the 6.7% average return of its peer group, the Morningstar Large Blend (VA) category. For the ten-year period ended June 30, 2007, the account posted an average annual return of 7.1%, versus the 5.3% average annual return of its Morningstar category.
While past performance is no guarantee of future results, the broad diversification that indexing provided enabled this portfolio to capture the market’s gains when stocks moved up and to avoid concentrated losses in individual market sectors when stocks declined.
Generally, indexing helps keep an account’s expenses low, so investors receive a larger share of the portfolio’s earnings. Although lower expenses do not guarantee higher returns, the account’s annual expense charge of just 0.67% makes it an attractive choice for the cost-conscious investor.
/s/ Edward J. Grzybowski
Edward J. GrzybowskiChief Investment Officer
Teachers Advisors, Inc.
TIAA Separate Account VA-1 • 2007 Semiannual Report 3
MORE INFORMATION FOR POLICYHOLDERS
Portfolio listings
SEC rules intended to provide investors with more meaningful information about account performance allow investment companies to list the top holdings of each account in their annual and semiannual reports instead of providing complete portfolio listings. The account files complete portfolio listings with the SEC, which are available to policyholders.
You can obtain a complete list of TIAA Separate Account VA-1’s holdings (called “TIAA Separate Account VA-1 Statement of Investments”) as of the most recently completed fiscal quarter (currently for the period ended June 30, 2007) in the following ways:
• | by visiting the TIAA-CREF website at www.tiaa-cref.org; or |
• | by calling TIAA-CREF at 800 842-2776 to request a copy, which will be provided free of charge. |
You can also obtain a complete list of the Stock Index Account’s holdings as of the most recently completed fiscal quarter, and for prior quarter-ends, from the SEC. (Form N-CSR lists holdings as of December 31 or June 30; Form N-Q lists holdings as of March 31 or September 30.) Copies of these forms are available:
• | through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at www.sec.gov; or |
• | at the SEC’s Public Reference Room. (Call 800 SEC-0330 for more information.) |
Proxy voting
The Separate Account’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found at our website at www.tiaa-cref.org, or on the SEC website at www.sec.gov. You may also call us at 800 223-1200 to request a free copy. A report of how the account voted during the most recently completed twelve-month period ended June 30 can be found at our website or at www.sec.gov.
Contacting TIAA-CREF
There are three easy ways to contact us: by email, using the Contact Us link at the top of our homepage; by mail at TIAA-CREF, 730 Third Avenue, New York NY 10017–3206; or by phone at 800 223-1200.
Account management
TIAA Separate Account VA-1 is managed by the portfolio management teams of Teachers Advisors, Inc. The members of these teams are responsible for the day-to-day operations of the account.
4 2007 Semiannual Report • TIAA Separate Account VA-1
SPECIAL TERMS
Annuities are designed for retirement savings or for other long-term goals. They offer several payment options, including lifetime income. Payments from variable annuities are not guaranteed, and the payment amounts will rise or fall depending on investment returns.
Benchmarks (benchmark indexes) are groups of securities, such as the Russell 3000® Index, whose performance can be used as a standard by which to judge the performance of a variable annuity.*
Expense ratio is the amount that investors pay for the management of a variable annuity account. The amount is expressed as a percentage of the account’s average net assets. Expense ratios do not include front-end or back-end sales charges, if any, or trading costs. See “Total return.”
Market capitalization is the total value of a company’s outstanding stock. It is calculated by multiplying the total number of a company’s outstanding shares by the current market price per share.
Peer groups are groupings of variable annuities with similar objectives whose performance can be compared with that of an individual variable annuity with a similar objective.
Price/earnings ratio (P/E) is calculated by dividing the market value of a portfolio’s assets by its earnings per share over a twelve-month period.
Securities is a general name for stocks (also known as “equities”), bonds (also known as “fixed-income securities”) or other investments.
Separate account is an account established by a life insurance company, separate from its general account, for the investments in nonguaranteed insurance and annuity products. In contrast, a life insurer’s general account supports products with principal and interest guarantees. Separate accounts generally are registered with the SEC as investment companies.
Total return is the amount an investment provides to investors after expenses are deducted. Total return is expressed as a percentage. It includes any interest or dividends, as well as any change in the market value of the investment.
* | Russell 3000 is a trademark and service mark of the Frank Russell Company. TIAA-CREF products are not promoted or sponsored by, or affiliated with, the Frank Russell Company. |
TIAA Separate Account VA-1 • 2007 Semiannual Report 5
IMPORTANT INFORMATION ABOUT EXPENSES
As a TIAA Separate Account VA-1 contract owner, you incur only one of two potential types of costs.
• | You incur no transaction costs, including sales charges (loads) on contributions, on reinvested dividends or on other distributions. There are also no redemption fees or exchange fees. |
• | However, you do incur ongoing costs, including investment advisory fees, administrative expenses, and mortality and expense risk charges. |
The example that appears on this page is intended to help you understand your ongoing costs (in dollars) of investing in the account. It is also designed to help you compare these costs with the ongoing costs of investing in other variable annuity accounts and mutual funds. (The costs shown do not reflect any separate account fees or expenses deducted under the variable annuity contracts using the TIAA Separate Account VA-1. If those fees or expenses were included, the costs would be higher.) The example assumes $1,000 was invested on January 1, 2007, and held for six months until June 30, 2007.
Actual expenses
The first line in the table uses the account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested at the beginning of the period, to estimate the expenses that you paid over the six-month period.
Simply divide your beginning accumulation by $1,000 (for example, an $8,600 accumulation divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid” to estimate the expenses you paid during the six-month period.
EXPENSE EXAMPLE
Six months ended June 30, 2007 |
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Starting | Ending | Expenses paid | * | ||||
Stock Index Account | account value | account value | (1/1/07– | ||||
| (1/1/07) |
| (6/30/07) |
| 6/30/07) |
| |
Actual return | $1,000.00 | $1,064.56 | $3.44 | ||||
5% annual hypothetical return | 1,000.00 | 1,021.42 | 3.37 |
* | “Expenses paid” is based on the account’s annualized expense ratio for the most recent fiscal half year, multiplied by the average account value over the six-month period, multiplied by 181/365. There were 181 days in the six months ended June 30, 2007. The account’s annualized six-month expense ratio for that period is 0.67%. |
6 2007 Semiannual Report • TIAA Separate Account VA-1
Hypothetical example for comparison purposes
The second line in the table shows hypothetical account values and hypothetical expenses based on the account’s actual expense ratio for the six-month period and an assumed annual rate of return of 5% before expenses—which is not the account’s actual return.
Do not use the hypothetical account values and hypothetical expenses to estimate the actual expenses you paid for the period. Instead, you can use this information to compare the ongoing costs of investing in an individual account with ongoing costs of other variable annuity accounts and mutual funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other accounts or funds.
TIAA Separate Account VA-1 • 2007 Semiannual Report 7
STOCK INDEX ACCOUNT U.S. STOCKS
PERFORMANCE IN THE SIX MONTHS ENDED JUNE 30, 2007
The Stock Index Account returned 6.80% for the period, compared with the 7.11% gain of its benchmark, the Russell 3000® Index, and the 6.69% average return of the account’s peer group, the Morningstar Large Blend (VA) category, which tracked 4,506 variable annuities as of June 30, 2007.
Second quarter propels stocks
Despite a volatile six months, the broad U.S. stock market, as represented by the Russell 3000 Index, delivered solid performance. A global sell-off in February, subprime lending woes in March and rising bond yields provided hurdles for equities, but the benchmark still rose 1.28% in the first quarter and 5.77% in the second.
Both growth and value stocks generated strong returns across all three capitalization sizes, as defined by the Russell indexes; mid-cap stocks gained 9.90% to lead the way. Within the cap categories, mid-cap growth stocks were the top producers, rising 10.97%, while small-cap value issues lagged other categories, increasing 3.80%.
Although domestic equities did well, foreign stocks performed even better. The MSCI EAFE® Index, which measures stocks in developed foreign markets, gained 10.74% in dollar terms. For the five years ended June 30, 2007, the average annual return of the EAFE index was 17.72% in dollar terms versus 11.52% for the Russell 3000.
A broad advance drives returns
Of the benchmark’s twelve industry sectors, eleven posted positive returns—six of them double digit gains. The largest sector, financial stocks, which made up nearly a quarter of the benchmark in terms of market capitalization as of June 30, dipped 0.6% . The next-largest sector, consumer discretionary, gained 5.8%, while the third-largest, technology, rose 9.8% .
The best-performing sectors, “other energy” and materials and processing, jumped 24.2% and 19.2%, respectively. Although these two sectors together constituted only about 8% of the benchmark’s market capitalization, they contributed more than one-fifth of the benchmark’s return.
Largest stocks deliver mixed results
In descending order according to cap size, the benchmark’s five largest holdings performed as follows: ExxonMobil, 10.4%; General Electric, 4.4%; AT&T, 18.4%; Citigroup, –6.1%; and Microsoft, –0.7% ..
For the period, the account’s return was comparable to that of the benchmark, minus the effects of expenses and of some cash holdings for liquidity. The account had a risk profile similar to that of the benchmark.
8 2007 Semiannual Report • TIAA Separate Account VA-1
INVESTMENT OBJECTIVE
This account seeks a favorable long-term return from a diversified portfolio selected to track the overall market for common stocks publicly traded in the United States, as represented by a broad stock market index.
INVESTMENT RISKS
In addition to the risks of any equity investment—market risk and company risk—the account is subject to special risks, including index risk. For a detailed discussion of risk, please see the prospectus.
THE ACCOUNT’S BENCHMARK
The Russell 3000® Index measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. This index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market. You cannot invest directly in this index.1
Total | Average annual compound | Cumulative rates | ||||||||||||||||
return* | rates of total return* | of total return* | ||||||||||||||||
6 months | 1 year | 5 years | 10 years | 5 years | 10 years | |||||||||||||
Stock Index Account | 6.80 | % | 19.28 | % | 10.86 | % | 7.11 | % | 67.49 | % | 98.76 | % | ||||||
Russell 3000 Index | 7.11 | 20.07 | 11.52 | 7.61 | 72.54 | 108.36 | ||||||||||||
Morningstar Large Blend (VA) | 6.69 | 18.62 | 9.15 | 5.31 | 54.90 | 68.69 |
* | The returns presented above and in the graphs show past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. Current performance may be higher or lower than that shown, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit www. tiaa-cref. org. |
1 | Russell 3000 is a trademark and service mark of the Frank Russell Company. TIAA-CREF products are not promoted or sponsored by, or affiliated with, the Frank Russell Company. |
ACCOUNT PROFILE
Inception date | 11/1/1994 | Weighted median market capitalization | $33.1 billion | ||||
Net assets | $1.04 billion | P/E ratio (weighted 12-month | |||||
Total annual expense ratioa | 0.67% | trailing average) | 18.2 |
a | The total annual expense ratio reflects a voluntary agreement by the account’s investment adviser to waive a portion of its fee. Without this waiver, the account’s total annual expense ratio would be 0.90%. Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% per year, the total annual expense ratio will never exceed 1.50%. |
TIAA Separate Account VA-1 • 2007 Semiannual Report 9
STOCK INDEX ACCOUNT U.S. STOCKS
$10,000 OVER 10 YEARS
An investment of $10,000 in this account on July 1, 1997, would have grown to $19,876 over the next 10 years, including reinvestment of dividends and distributions. For the purpose of comparison, the graph also shows the change in the values of the account’s benchmark and peer group during the same period.
CALENDAR YEAR TOTAL RETURNS
* Partial year
HOLDINGS BY COMPANY SIZE
% of portfolio investments | ||
Over $15 billion | 71.2 | |
$4 billion–$15 billion | 15.9 | |
Under $4 billion | 12.9 | |
Total | 100.0 |
10 2007 Semiannual Report • TIAA Separate Account VA-1
SUMMARY PORTFOLIO OF INVESTMENTS (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007
Value | % of net | ||||||||
Shares | Company | (000) | assets | ||||||
COMMON STOCKS | |||||||||
AGRICULTURAL PRODUCTION-CROPS | $ | 49 | 0.01 | % | |||||
AGRICULTURAL PRODUCTION-LIVESTOCK | 144 | 0.01 | |||||||
AGRICULTURAL SERVICES | 16 | 0.00 | ** | ||||||
AMUSEMENT AND RECREATION SERVICES | |||||||||
121,235 | Walt Disney Co | 4,139 | 0.40 | ||||||
Other | 2,530 | 0.24 | |||||||
6,669 | 0.64 | ||||||||
APPAREL AND ACCESSORY STORES | 6,947 | 0.67 | |||||||
APPAREL AND OTHER TEXTILE PRODUCTS | 2,135 | 0.21 | |||||||
AUTO REPAIR, SERVICES AND PARKING | 986 | 0.10 | |||||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,873 | 0.18 | |||||||
BUILDING MATERIALS AND GARDEN SUPPLIES | |||||||||
120,478 | Home Depot, Inc | 4,741 | 0.45 | ||||||
Other | 3,212 | 0.31 | |||||||
7,953 | 0.76 | ||||||||
BUSINESS SERVICES | |||||||||
14,027 | * | Google, Inc (Class A) | 7,341 | 0.70 | |||||
502,146 | Microsoft Corp | 14,798 | 1.42 | ||||||
235,842 | * | Oracle Corp | 4,648 | 0.45 | |||||
Other | 45,806 | 4.40 | |||||||
72,593 | 6.97 | ||||||||
CHEMICALS AND ALLIED PRODUCTS | |||||||||
94,229 | Abbott Laboratories | 5,046 | 0.49 | ||||||
70,938 | * | Amgen, Inc | 3,922 | 0.38 | |||||
120,385 | Bristol-Myers Squibb Co | 3,799 | 0.37 | ||||||
132,581 | Merck & Co, Inc | 6,603 | 0.63 | ||||||
429,329 | Pfizer, Inc | 10,978 | 1.05 | ||||||
192,625 | Procter & Gamble Co | 11,787 | 1.13 | ||||||
82,280 | Wyeth | 4,718 | 0.45 | ||||||
Other | 44,880 | 4.31 | |||||||
91,733 | 8.81 | ||||||||
COAL MINING | 1,866 | 0.18 | |||||||
COMMUNICATIONS | |||||||||
377,176 | AT&T, Inc | 15,653 | 1.51 | ||||||
180,666 | * | Comcast Corp (Class A) | 5,080 | 0.49 | |||||
177,613 | Verizon Communications, Inc | 7,312 | 0.70 | ||||||
Other | 22,292 | 2.14 | |||||||
50,337 | 4.84 |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report 11 |
SUMMARY PORTFOLIO OF INVESTMENTS (UNAUDITED) | continued | |
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007 |
Value | % of net | |||||||
Shares | Company | (000) | assets | |||||
DEPOSITORY INSTITUTIONS | ||||||||
271,468 | Bank of America Corp | $ | 13,272 | 1.28 | % | |||
302,596 | Citigroup, Inc | 15,520 | 1.49 | |||||
208,983 | JPMorgan Chase & Co | 10,125 | 0.97 | |||||
117,039 | Wachovia Corp | 5,998 | 0.58 | |||||
205,388 | Wells Fargo & Co | 7,224 | 0.69 | |||||
Other | 38,284 | 3.68 | ||||||
90,423 | 8.69 | |||||||
EATING AND DRINKING PLACES | 8,891 | 0.85 | ||||||
EDUCATIONAL SERVICES | 1,547 | 0.15 | ||||||
ELECTRIC, GAS, AND SANITARY SERVICES | 41,286 | 3.97 | ||||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | ||||||||
52,912 | * | Apple Computer, Inc | 6,457 | 0.62 | ||||
371,381 | * | Cisco Systems, Inc | 10,343 | 0.99 | ||||
355,437 | Intel Corp | 8,445 | 0.81 | |||||
101,967 | Qualcomm, Inc | 4,424 | 0.43 | |||||
Other | 34,848 | 3.35 | ||||||
64,517 | 6.20 | |||||||
ENGINEERING AND MANAGEMENT SERVICES | 8,877 | 0.85 | ||||||
ENVIRONMENTAL QUALITY AND HOUSING | 14 | 0.00 | ** | |||||
FABRICATED METAL PRODUCTS | 5,427 | 0.52 | ||||||
FOOD AND KINDRED PRODUCTS | ||||||||
140,700 | Coca-Cola Co | 7,360 | 0.71 | |||||
100,711 | PepsiCo, Inc | 6,531 | 0.63 | |||||
Other | 18,370 | 1.76 | ||||||
32,261 | 3.10 | |||||||
FOOD STORES | 3,541 | 0.34 | ||||||
FORESTRY | 1,254 | 0.12 | ||||||
FURNITURE AND FIXTURES | 3,291 | 0.32 | ||||||
FURNITURE AND HOME FURNISHINGS STORES | 2,001 | 0.19 | ||||||
GENERAL BUILDING CONTRACTORS | 2,613 | 0.25 | ||||||
GENERAL MERCHANDISE STORES | ||||||||
147,502 | Wal-Mart Stores, Inc | 7,096 | 0.68 | |||||
Other | 9,513 | 0.92 | ||||||
16,609 | 1.60 | |||||||
HEALTH SERVICES | 13,637 | 1.31 | ||||||
HEAVY CONSTRUCTION, EXCEPT BUILDING | 653 | 0.06 | ||||||
HOLDING AND OTHER INVESTMENT OFFICES | ||||||||
92,600 | e | iShares Russell 3000 Index Fund | 8,059 | 0.77 | ||||
Other | 23,119 | 2.22 | ||||||
31,178 | 2.99 |
12 2007 Semiannual Report • TIAA Separate Account VA-1 | See notes to financial statements |
SUMMARY PORTFOLIO OF INVESTMENTS (UNAUDITED) | continued | |
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007 |
Value | % of net | |||||||
Shares | Company | (000) | assets | |||||
HOTELS AND OTHER LODGING PLACES | $ | 5,424 | 0.52 | % | ||||
INDUSTRIAL MACHINERY AND EQUIPMENT | ||||||||
138,962 | * | Dell, Inc | 3,967 | 0.38 | ||||
629,350 | General Electric Co | 24,092 | 2.31 | |||||
163,729 | Hewlett-Packard Co | 7,306 | 0.70 | |||||
90,833 | International Business Machines Corp | 9,560 | 0.92 | |||||
Other | 26,628 | 2.56 | ||||||
71,553 | 6.87 | |||||||
INSTRUMENTS AND RELATED PRODUCTS | ||||||||
177,190 | Johnson & Johnson | 10,918 | 1.05 | |||||
Other | 32,918 | 3.16 | ||||||
43,836 | 4.21 | |||||||
INSURANCE AGENTS, BROKERS AND SERVICE | 4,684 | 0.45 | ||||||
INSURANCE CARRIERS | ||||||||
137,111 | American International Group, Inc | 9,602 | 0.92 | |||||
81,978 | UnitedHealth Group, Inc | 4,192 | 0.40 | |||||
Other | 36,183 | 3.48 | ||||||
49,977 | 4.80 | |||||||
JUSTICE, PUBLIC ORDER AND SAFETY | 321 | 0.03 | ||||||
LEATHER AND LEATHER PRODUCTS | 1,661 | 0.16 | ||||||
LEGAL SERVICES | 151 | 0.01 | ||||||
LOCAL AND INTERURBAN PASSENGER TRANSIT | 190 | 0.02 | ||||||
LUMBER AND WOOD PRODUCTS | 287 | 0.03 | ||||||
METAL MINING | 4,081 | 0.39 | ||||||
MISCELLANEOUS MANUFACTURING INDUSTRIES | ||||||||
119,967 | * | Tyco International Ltd | 4,054 | 0.39 | ||||
Other | 2,160 | 0.21 | ||||||
6,214 | 0.60 | |||||||
MISCELLANEOUS RETAIL | 13,941 | 1.34 | ||||||
MOTION PICTURES | ||||||||
230,399 | Time Warner, Inc | 4,848 | 0.47 | |||||
Other | 7,016 | 0.67 | ||||||
11,864 | 1.14 | |||||||
MUSEUMS, BOTANICAL, ZOOLOGICAL GARDENS | 28 | 0.00 | ** | |||||
NONDEPOSITORY INSTITUTIONS | ||||||||
63,350 | American Express Co | 3,876 | 0.37 | |||||
59,521 | Fannie Mae | 3,889 | 0.37 | |||||
Other | 10,813 | 1.04 | ||||||
18,578 | 1.78 | |||||||
NONMETALLIC MINERALS, EXCEPT FUELS | 975 | 0.09 |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report | 13 |
SUMMARY PORTFOLIO OF INVESTMENTS (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007
Value | % of net | |||||||
Shares | Company | (000) | assets | |||||
OIL AND GAS EXTRACTION | ||||||||
72,092 | Schlumberger Ltd | $ | 6,124 | 0.59 | % | |||
Other | 25,425 | 2.44 | ||||||
31,549 | 3.03 | |||||||
PAPER AND ALLIED PRODUCTS | 5,467 | 0.53 | ||||||
PERSONAL SERVICES | 1,582 | 0.15 | ||||||
PETROLEUM AND COAL PRODUCTS | ||||||||
131,478 | Chevron Corp | 11,076 | 1.06 | |||||
99,977 | ConocoPhillips | 7,848 | 0.75 | |||||
344,705 | Exxon Mobil Corp | 28,914 | 2.78 | |||||
Other | 17,759 | 1.71 | ||||||
65,597 | 6.30 | |||||||
PIPELINES, EXCEPT NATURAL GAS | 1,003 | 0.10 | ||||||
PRIMARY METAL INDUSTRIES | 11,164 | 1.07 | ||||||
PRINTING AND PUBLISHING | 6,026 | 0.58 | ||||||
RAILROAD TRANSPORTATION | 6,655 | 0.64 | ||||||
REAL ESTATE | 1,375 | 0.13 | ||||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 3,143 | 0.30 | ||||||
SECURITY AND COMMODITY BROKERS | ||||||||
24,478 | Goldman Sachs Group, Inc | 5,306 | 0.51 | |||||
53,112 | Merrill Lynch & Co, Inc | 4,439 | 0.43 | |||||
64,471 | Morgan Stanley | 5,408 | 0.52 | |||||
Other | 18,565 | 1.78 | ||||||
33,718 | 3.24 | |||||||
SOCIAL SERVICES | 127 | 0.01 | ||||||
SPECIAL TRADE CONTRACTORS | 703 | 0.07 | ||||||
STONE, CLAY, AND GLASS PRODUCTS | ||||||||
44,057 | 3M Co | 3,824 | 0.37 | |||||
Other | 1,304 | 0.12 | ||||||
5,128 | 0.49 | |||||||
TEXTILE MILL PRODUCTS | 56 | 0.01 | ||||||
TOBACCO PRODUCTS | ||||||||
128,664 | Altria Group, Inc | 9,025 | 0.87 | |||||
Other | 1,820 | 0.17 | ||||||
10,845 | 1.04 | |||||||
TRANSPORTATION BY AIR | 5,297 | 0.51 | ||||||
TRANSPORTATION EQUIPMENT | ||||||||
48,169 | Boeing Co | 4,632 | 0.45 | |||||
60,826 | United Technologies Corp | 4,314 | 0.41 | |||||
Other | 17,225 | 1.65 | ||||||
26,171 | 2.51 |
14 2007 Semiannual Report • TIAA Separate Account VA-1 | See notes to financial statements |
SUMMARY PORTFOLIO OF INVESTMENTS (UNAUDITED) | concluded | |
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007 |
Value | % of net | |||||||||
Shares | Company | (000) | assets | |||||||
TRANSPORTATION SERVICES | $ | 1,861 | 0.18 | % | ||||||
TRUCKING AND WAREHOUSING | 3,989 | 0.38 | ||||||||
WATER TRANSPORTATION | 2,796 | 0.27 | ||||||||
WHOLESALE TRADE-DURABLE GOODS | 4,245 | 0.41 | ||||||||
WHOLESALE TRADE-NONDURABLE GOODS | 6,327 | 0.61 | ||||||||
TOTAL COMMON STOCKS | (Cost $669,703) | 1,039,910 | 99.89 | |||||||
SHORT-TERM INVESTMENTS | ||||||||||
INVESTMENT OF CASH COLLATERAL FOR SECURITIES LOANED | ||||||||||
159,914,105 | State Street Navigator Securities Lending Prime Portfolio | 159,914 | 15.36 | |||||||
159,914 | 15.36 | |||||||||
TOTAL SHORT-TERM INVESTMENTS | (Cost $159,914) | 159,914 | 15.36 | |||||||
TOTAL PORTFOLIO | (Cost $829,617) | 1,199,824 | 115.25 | |||||||
OTHER ASSETS & LIABILITIES, NET | (158,727 | (15.25 | ) | |||||||
NET ASSETS | $ | 1,041,097 | 100.00 | % |
* | Non-income producing. |
** | Percentage represents less than 0.01%. |
e | All or a portion of these securities are out on loan. |
| |
Cost amounts are in thousands. | |
For ease of presentation, we have grouped a number of industry classification categories together in the Summary portfolio of investments. Note that the Accounts use more specific industry categories in following their investment limitations on industry concentration. |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report 15 |
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16 2007 Semiannual Report • TIAA Separate Account VA-1
STATEMENT OF ASSETS AND LIABILITIES (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007
Stock Index | ||||
(amounts in thousands, except amounts per accumulation unit) |
|
| Account |
|
ASSETS | ||||
Investments, at cost | $ | 829,617 | ||
Net unrealized appreciation of investments | 370,207 | |||
Investments, at value (including securities loaned of $155,317) | 1,199,824 | |||
Cash | 18 | |||
Dividends and interest receivable | 1,107 | |||
Receivable from securities sold | 566 | |||
Other | 27 | |||
Total assets | 1,201,542 | |||
LIABILITIES | ||||
Payable for collateral for securities loaned – Note 1 | 159,914 | |||
Payable for securities purchased | 327 | |||
Amount due to investment advisor | 204 | |||
Total liabilities | 160,445 | |||
NET ASSETS | ||||
Accumulation Fund | 1,041,097 | |||
Accumulation units outstanding – Note 4 | 10,655 | |||
Net asset value per accumulation unit | $97.71 |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report 17 |
STATEMENT OF OPERATIONS (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1 JUNE 30, 2007
Stock Index | ||||
(amounts in thousands) |
| Account |
| |
INVESTMENT INCOME | ||||
Income: | ||||
Dividends | $ | 9,252 | ||
Securities lending income, net | 233 | |||
Total income | 9,485 | |||
EXPENSES – NOTE 2: | ||||
Investment Advisory charges | 1,522 | |||
Administrative expenses | 1,019 | |||
Mortality and expense risk charges | 2,029 | |||
Total expenses before waiver | 4,570 | |||
Investment advisory charges waived | (1,167 | ) | ||
Net expenses | 3,403 | |||
Investment income-net | 6,082 | |||
REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS – NOTE 3 | ||||
Net realized gain on: | ||||
Portfolio investments | 23,254 | |||
Futures transactions | 6 | |||
Net realized gain on total investments | 23,260 | |||
Net change in unrealized appreciation on: | ||||
Portfolio investments | 37,739 | |||
Futures transactions | 3 | |||
Net change in unrealized appreciation on total investments | 37,742 | |||
Net realized and unrealized gain on total investments | 61,002 | |||
Net increase in net assets resulting from operations | $ | 67,084 |
18 2007 Semiannual Report • TIAA Separate Account VA-1 | See notes to financial statements |
STATEMENT OF CHANGES IN NET ASSETS
TIAA SEPARATE ACCOUNT VA-1
Stock Index Account | ||||||||
For the | For the | |||||||
Six Months Ended | Year Ended | |||||||
(amounts in thousands) | June 30, 2007 | December 31, 2006 | ||||||
(Unaudited) | ||||||||
FROM OPERATIONS | ||||||||
Investment income-net | $ | 6,082 | $ | 10,683 | ||||
Net realized gain on investments | 23,260 | 18,361 | ||||||
Net change in unrealized appreciation on investments | 37,742 | 103,029 | ||||||
Net increase in net assets resulting from operations | 67,084 | 132,073 | ||||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 8,445 | 19,322 | ||||||
Net contractowner transfers from (to) fixed account | 149 | (20,047 | ) | |||||
Withdrawals and death benefits | (30,625 | ) | (58,505 | ) | ||||
Net (decrease) in net assets resulting from | ||||||||
contractowner transactions | (22,031 | ) | (59,230 | ) | ||||
Net increase in net assets | 45,053 | 72,843 | ||||||
NET ASSETS | ||||||||
Beginning of year | 996,044 | 923,201 | ||||||
End of period | $ | 1,041,097 | $ | 996,044 |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report 19 |
FINANCIAL HIGHLIGHTS
TIAA SEPARATE ACCOUNT VA-1
For the Six | |||||||
Months Ended |
|
|
| ||||
June 30, 2007 |
|
| 2006 |
| |||
(Unaudited) | |||||||
PER ACCUMULATION UNIT DATA: | |||||||
Investment income | $ | 0.846 | $ | 1.568 | |||
Expenses | 0.282 | 0.584 | |||||
Investment income-net | 0.564 | 0.984 | |||||
Net realized and unrealized gain (loss) on investments | 5.655 | 10.909 | |||||
Net increase (decrease) in Accumulation Unit Value | 6.219 | 11.893 | |||||
Accumulation Unit Value: | |||||||
Beginning of year | 91.492 | 79.599 | |||||
End of period | $ | 97.711 | $ | 91.492 | |||
TOTAL RETURN* | 6.80 | %(b) | 14.94 | % | |||
Ratio of expense to average net assets before expense waiver | 0.90 | %(a) | 0.90 | % | |||
Ratio of expense to average net assets after expense waiver | 0.67 | %(a) | 0.67 | % | |||
Ratio of net investment income to average net assets | 1.20 | %(a) | 1.13 | % | |||
Portfolio turnover rate | 5.35 | %(b) | 6.95 | % | |||
Accumulation Units outstanding at end of period (in thousands) | 10,655 | 10,882 | |||||
Net assets at end of period (in thousands) | $ | 1,041,097 | $ | 996,044 |
* | Based on per accumulation data. |
(a) | Annualized for periods less than one year. |
(b) | Not annualized for periods less than one year. |
20 2007 Semiannual Report • TIAA Separate Account VA-1 | See notes to financial statements |
Stock Index Account | |||||||||||||||
For the Years Ended December 31, | |||||||||||||||
2005 | 2004 | 2003 | 2002 | ||||||||||||
$ | 1.378 | $ | 1.359 | $ | 1.041 | $ | 0.965 | ||||||||
0.519 | 0.468 | 0.310 | 0.218 | ||||||||||||
0.859 | 0.891 | 0.731 | 0.747 | ||||||||||||
3.222 | 6.727 | 15.066 | (15.200 | ) | |||||||||||
4.081 | 7.618 | 15.797 | (14.453 | ) | |||||||||||
75.518 | 67.900 | 52.103 | 66.556 | ||||||||||||
$ | 79.599 | $ | 75.518 | $ | 67.900 | $ | 52.103 | ||||||||
5.40 | % | 11.22 | % | 30.32 | % | (21.72 | )% | ||||||||
0.90 | % | 0.90 | % | 0.76 | % | 0.60 | % | ||||||||
0.67 | % | 0.67 | % | 0.53 | % | 0.37 | % | ||||||||
1.12 | % | 1.28 | % | 1.26 | % | 1.27 | % | ||||||||
6.37 | % | 4.90 | % | 4.14 | % | 5.33 | % | ||||||||
11,598 | 12,123 | 12,176 | 11,801 | ||||||||||||
$ | 923,201 | $ | 915,478 | $ | 826,747 | $ | 614,853 |
See notes to financial statements | TIAA Separate Account VA-1 • 2007 Semiannual Report 21 |
NOTES TO FINANCIAL STATEMENTS (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1
Note 1—significant accounting policies
TIAA Separate Account VA-1 (“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and was organized on February 16, 1994, under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. VA-1 is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940. VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”), which invests in a diversified portfolio of equity securities selected to track the overall United States stock market. The accompanying financial statements were prepared in accordance with U.S. generally accepted accounting principles (GAAP), which may require the use of estimates made by management. Actual results may differ from those estimates. The following is a summary of the significant accounting policies consistently followed by the Account.
Valuation of investments: Equity securities listed or traded on a national market or exchange are valued based on their sale price on such market or exchange at the close of business on the date of valuation, or at the mean of the closing bid and asked prices if no sale is reported. Debt securities will generally be valued using prices provided by a pricing service, which may employ various indications of value including but not limited to broker-dealer quotations. Certain debt securities, other than money market instruments, are valued based on the most recent bid price or the equivalent quoted yield for such securities (or those of comparable maturity, quality and type). Money market instruments are valued on an amortized cost basis or at market value if market value is materially different from amortized cost.
Portfolio securities for which market quotations are not readily available are valued at fair value as determined in good faith under the direction of and in accordance with the responsibilities of the Management Committee. Portfolio securities may also be valued at fair value as determined in good faith under the direction of the Management Committee if events materially affecting their value occur between the time their price is determined and the time the Account’s net asset value is calculated. The fair value of securities may be determined with the assistance of a pricing service, which attempts to calculate a fair value for securities based on numerous factors including correlations of a security’s price with securities’ indices and other appropriate indicators, such as American Depositary Receipts and futures contracts. Other factors may also be considered in determining fair value, such as fundamental analytical data, market and trading trends, and public trading of similar securities of the issuer or comparable issuers.
Trading in securities on most foreign exchanges and over the counter markets is normally completed before the close of the domestic stock market and may also take place on days when the domestic market is closed. If events materially affecting the value of foreign securities occur between the time when the exchange on which they are traded closes and the time when the Account’s net assets is calculated, such securities may be valued at fair value in accordance with procedures adopted by the Management Committee.
22 2007 Semiannual Report • TIAA Separate Account VA-1
continued
Accounting for investments and investment income: Security transactions are accounted for as of the trade date. Interest income is recorded as earned and includes accretion of discounts and amortization of premiums using the effective yield method. Dividend income is recorded on the ex-dividend date or, for certain foreign securities, as soon thereafter as the Account is informed of the ex-dividend date. Realized gains and losses on security transactions are calculated on the identified cost basis.
Accounting for real estate investment trusts: The Account may own shares of Real Estate Investment Trusts (“REITs”). REITs report information on the source of their distributions once per year, in January. Such distributions may include one or more of the following components: ordinary income, long-term capital gains or a return of capital. The Account has estimated what the components of these REITs distributions are and has reflected these amounts accordingly in the financial statements.
Securities lending: The Account may lend portfolio securities to qualified institutions and brokers. By lending investment securities, the Account attempts to increase its net investment income through the receipt of interest (after rebates and fees) on collateral. Such income is included in interest income on the Statement of Operations. The value of the loaned securities and the liability related to the cash collateral received are reflected on the Statement of Assets and Liabilities. The loans are secured by collateral at least equal to 102% of the market value of the securities loaned for United States securities and 105% of the market value of securities loaned for foreign securities. The Account continues to receive income on the securities loaned and receives additional income from the lending transaction. All cash collateral is invested in the State Street Navigator Securities Lending Prime Portfolio in accordance with the investment guidelines contained in the securities lending agreement. Additionally, any change in the market value of the securities loaned is recognized by the Account. The Account has the right under the lending agreement to recover the securities from the borrower on demand. Although each transaction is collateralized, if a borrower defaults on its obligation to return the securities loaned because of insolvency or other reasons, the Account could experience delays and costs in recovering the securities loaned or in gaining access to the collateral. The Account is indemnified by its lending agent against any losses related to borrower defaults.
Futures contracts: The Account may use futures contracts to manage exposure to the equity markets or for cash management purposes to remain highly invested in the equity markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/index, while selling futures contracts tends to decrease exposure to the underlying instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract and variation margin payments are made or received reflecting changes in the value of the futures contracts. Futures contracts are valued at the last sale price as of the close of the board of trade or exchange on which they are
TIAA Separate Account VA-1 • 2007 Semiannual Report 23
NOTES TO FINANCIAL STATEMENTS (UNAUDITED) | continued |
traded. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts, or if the counterparties do not perform in accordance with contractual provisions.
Risks of investments in futures contracts include the possible adverse movement of the securities or indices underlying the contracts, the possibility that there may not be a liquid secondary market for the contracts, that a change in the value of the contract may not correlate with a change in the value of the underlying securities, or that the counterparty to a contract may default on its obligation to perform.
Restricted securities: Restricted securities held by the Account, if any, may not be sold except in exempt transactions or in a public offering registered under the Securities Act of 1933. The risk of investing in such securities is generally greater than the risk of investing in securities which are widely held and publicly traded.
Cash: The Account may hold cash in its account with the custodian. The Account throughout the year, may have a cash overdraft balance. A fee is incurred on this overdraft.
Federal income taxes: VA-1 is taxed as a life insurance company under Subchapter L of the Internal Revenue Code. VA-1 should incur no material federal income tax liability.
Investment transactions with affiliates: The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Management Committee, pursuant to the Investment Company Act of 1940. These transactions are effected at market rates without incurring broker commissions.
Indemnification: In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and that provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not yet occurred. Also, under the Account’s organizational documents, the Managers and Officers of the TIAA Separate Account VA-1 are indemnified against certain liabilities that may arise out of their duties to the TIAA Separate Account VA-1. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be remote.
Note 2—management agreements
Teachers Advisors, Inc. (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services for VA-1 pursuant to an Investment Management Agreement among TIAA, Advisors and VA-1. TIAA provides all administrative services for VA-1 pursuant to an Administrative Services Agreement with VA-1. The contracts are distributed
24 2007 Semiannual Report • TIAA Separate Account VA-1
continued
primarily by Teachers Personal Investors Services, Inc. (“TPIS”), also a wholly owned subsidiary of TIAA, which is a registered broker-dealer and a member of the National Association of Securities Dealers, Inc. The Investment Management Agreement sets the investment advisory charge at an annual rate of 0.30% of the net assets of the Account. Advisors has agreed to waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.07% of the net assets of the Account. The Administrative Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the net assets of the Account (prior to July 1, 2003, this daily charge was 0.10%) . Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% per year, the total expense ratio will never exceed 1.50%.
The Trustees of the Account, all of whom are independent, receive remuneration for their services, plus travel and other expenses incurred in attending Committee meetings. Trustees may elect to participate in a deferred compensation plan and defer all or a portion of their compensation. TIAA oversees the administration and recordkeeping of these deferred compensation plans on behalf of the Account.
Note 3—investments
At June 30, 2007, the net unrealized appreciation on investments was $370,207,049, consisting of gross unrealized appreciation of $421,216,582 and gross unrealized depreciation of $51,009,533.
Purchases and sales of securities, other than short-term money market instruments, for the six months ended June 30, 2007, were $54,388,279 and $68,724,133, respectively.
Note 4—accumulation units
Changes in the number of Accumulation Units outstanding were as follows:
For the | For the | ||||
Six Months Ended | Year Ended | ||||
June 30, 2007 | December 31, 2006 | ||||
(Unaudited | ) | ||||
Accumulation Units: | |||||
Credited for premium | 89,404 | 222,075 | |||
Cancelled for transfers and disbursements | (315,312 | ) | (938,409 | ) | |
Outstanding: | |||||
Beginning of year | 10,881,773 | 11,598,107 | |||
End of period | 10,655,865 | 10,881,773 |
TIAA Separate Account VA-1 • 2007 Semiannual Report 25
NOTES TO FINANCIAL STATEMENTS (UNAUDITED) | concluded |
Note 5—line of credit
The Account participates in a $1.5 billion unsecured revolving credit facility to be used for temporary purposes, including the funding of contract owner withdrawals. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by Advisors. Interest associated with any borrowing under the facility by the Account is charged to the borrowing account at rates that are based on the Federal Funds Rate in effect during the time of the borrowing. The Account is not liable for borrowings under the facility by affiliated accounts or mutual funds. During the six months ended June 30, 2007, the Account did not borrow under this facility.
Note 6—new accounting pronouncements
In July 2006, the Financial Accounting Standards Board (FASB) issued Interpretation No. 48, “Accounting for Uncertainty in Income Taxes — an Interpretation of FASB Statement No. 109” (“FIN 48”). FIN 48 establishes for all entities, including pass-through entities such as VA-1, a minimum threshold for financial statement recognition of the benefit of positions taken in filing tax returns (including what jurisdiction the entity may be taxable in), and requires certain expanded tax disclosures. FIN 48 is effective for financial statements dated after June 29, 2007, and is to be applied to all open tax years as of the date of effectiveness. Management has evaluated the application of FIN 48 to the Account’s financial statements for the period ended June 30, 2007 and has determined, under guidelines established by FIN 48 that no adjustments should be made to these financial statements.
In September 2006, FASB also issued Statement of Accounting Standards No. 157, “Fair Value Measurement” (“SFAS 157”). This new standard applies to all entities that follow US GAAP and their valuation techniques for assets and liabilities. SFAS 157 defines fair value, establishes a framework for measuring fair value under GAAP, and expands disclosures about fair value measurements. SFAS 157 is effective for financial statements issued for fiscal years beginning after November 15, 2007. Management is currently evaluating the impact the adoption of SFAS 157 will have on the Account’s financial statements.
26 2007 Semiannual Report • TIAA Separate Account VA-1
COMMITTEE APPROVAL OF INVESTMENT
MANAGEMENT AGREEMENT
The Management Committee (the “Committee”) of the TIAA Separate Account VA-1 (the “Separate Account”) is responsible for overseeing the Separate Account’s corporate policies and for adhering to fiduciary standards under the Investment Company Act of 1940, as amended (the “1940 Act”), and other applicable laws. Among its duties, the Committee is responsible for determining annually whether to renew the investment management agreement (the “Agreement”) between the Separate Account and Teachers Advisors, Inc. (“TAI”). Under the Agreement, TAI is responsible for providing investment management services to the Separate Account.
Section 15(c) of the 1940 Act provides that, after an initial period, the Agreement will remain in effect only if the Committee, including a majority of those Committee members who have no direct or indirect interest in the Agreement, and who are not “interested persons” of the Separate Account, as that term is defined in the 1940 Act (“Members”), annually renews that Agreement. All of the Members are deemed to be independent persons for this purpose.
OVERVIEW OF THE RENEWAL PROCESS
The Committee held a meeting on April 3, 2007, at which it considered the annual renewal of the Agreement. Prior to that meeting, the Committee had implemented an enhanced process by which it determined to review and consider the renewal of the Agreement. As part of that process, the Committee delegated certain duties to its Operations Committee. Among these duties, the Operations Committee was asked to work with management and legal counsel to the Members to develop more refined guidelines relating to the types of information to be provided to all Members in connection with the proposed contract renewal, and then to help evaluate the information provided in response to those guidelines. During a series of meetings held prior to April 3, 2007, the Operations Committee helped to develop such guidelines in consultation with management representatives and input from other Members and legal counsel to the Members, and then evaluated the information produced in accordance with those guidelines.
Among other matters, the Operations Committee helped to develop guidelines regarding reports to be provided to all Members with respect to the Separate Account by the Global Fiduciary Review unit of Lipper, Inc. (“Lipper”). Lipper is an independent provider of investment company data that is widely recognized as a leading source of independent data used by independent directors and trustees of investment companies during their annual advisory contract renewal processes.
As a result of instructions by the Operations Committee on behalf of the Members, Lipper produced, among other information, extensive performance and expense comparison data regarding the Separate Account, including data relating to its management fee rate, total expense ratio, short-term and long-term investment performance, brokerage commission costs and portfolio turnover rates. Lipper also compared much of this data against a suitable universe of comparable investment companies and, in the case of the investment performance data, against a more
TIAA Separate Account VA-1 • 2007 Semiannual Report 27
COMMITTEE APPROVAL OF INVESTMENT
MANAGEMENT AGREEMENT
selective peer group of mutual funds underlying variable products and against one or more appropriate broad-based benchmark indices. In each case, Lipper summarized the methodologies employed by it to provide the data contained in its reports. In addition, Lipper represented to the Committee that its reports were designed specifically to provide the Committee with the fee, expense and performance information that is necessary to help the Committee satisfy its duties under Section 15 of the 1940 Act.
Among other matters, the Operations Committee also developed a framework of factors that could be considered by the Members in order to evaluate the reasonableness of any profits earned by TAI with respect to its services to the Separate Account pursuant to the Agreement. In this connection, the Operations Committee emphasized that different Members could, and likely would, give different weight to different factors when evaluating the profits, if any, realized by TAI.
In advance of the Committee meeting held on April 3, 2007, independent legal counsel for the Members requested, and TAI provided, extensive information that was designed to assist the Committee in its consideration of whether to renew the Agreement. In addition to the data provided by Lipper as described above, this information included, but was not limited to, the following: (1) further information relating to the Separate Account’s investment performance, including performance ratings provided by Morningstar, Inc. (“Morningstar”), which is a widely recognized mutual fund ranking service, and a narrative analysis of the Separate Account’s performance relative to its applicable benchmarks and peer groups, together with an explanation of any special events that had a material impact on performance during the prior year; (2) a description of any fee waiver or expense reimbursement arrangements that were in place during the prior year and the extent to which such arrangements would be continued or modified in the coming year; (3) a comparison of the fees set forth in the Agreement as compared to any other comparable accounts managed by TAI; (4) any “fall-out” benefits that accrued to TAI due to its relationship with the Separate Account aside from TAI’s direct fee payments pursuant to the Agreement; (5) information regarding TAI’s financial resources, senior professional personnel, overall staffing levels, portfolio manager compensation arrangements, disaster recovery plans, insurance coverage, compliance programs, any material pending litigation or compliance issues, portfolio trading and best execution practices, and any actual and potential conflicts of interests confronted by TAI in connection with rendering services to the Separate Account; (6) information as to any profits earned by TAI in connection with its services pursuant to the Agreement; (7) a copy of the Agreement and certain related service agreements between the Separate Account and affiliates of TAI; (8) a copy of TAI’s SEC Form ADV registration statement; and (9) proposed narrative explanations of reasons why the Committee should renew the Agreement.
28 2007 Semiannual Report • TIAA Separate Account VA-1
continued
In considering whether to renew the Agreement, the Committee, with assistance from its Operations Committee, reviewed various factors, including: (1) the nature, extent and quality of services provided by TAI to the Separate Account; (2) the investment performance of the Separate Account; (3) the costs of the services provided to the Separate Account and the profits (if any) realized by TAI and its affiliates from their relationship with the Separate Account; (4) the extent to which economies of scale have been realized if the Separate Account’s assets have increased; (5) whether the fee schedule set forth in the Agreement reflects any such economies of scale for the benefit of Separate Account investors; (6) comparisons of services and fees with contracts entered into by TAI with other clients; and (7) any other benefits derived or anticipated to be derived by TAI from its relationship with the Separate Account. As a general matter, the Members viewed these factors in their totality, with no single factor being the principal factor in determining whether to renew the Agreement.
In reaching its decisions regarding the renewal of the Separate Account’s Agreement, the Committee took into account the information described above, other information provided to the Committee in connection with this process, and relevant information provided to the Committee on an ongoing basis in connection with its general oversight duties. In addition, the Committee received and considered information from Kirkpatrick & Lockhart Preston Gates Ellis LLP, its independent legal counsel, as to certain relevant guidelines that relate to the renewal process under Section 15(c) of the 1940 Act and certain other legal authorities. In deciding whether to renew the Agreement, each Member may have accorded different weight to different factors and, thus, each Member may have had a different basis for his or her ultimate decision to vote to renew the Agreement.
At its meeting on April 3, 2007, the Committee voted unanimously to renew the Agreement. Set forth below are the general factors the Committee considered, followed by an outline of the specific factors the Committee considered.
THE NATURE, EXTENT AND QUALITY OF SERVICES
The Committee considered that TAI is an experienced investment adviser that has managed the Separate Account since their operations commenced. The investment professionals at TAI also have managed various accounts of the College Retirement Equities Fund (“CREF”) since their inception. Under the Agreement, TAI is responsible for: managing the assets of the Separate Account, including conducting research, recommending investments and placing orders to buy and sell securities for the Separate Account’s investment portfolio; active daily monitoring of the investment portfolios by various personnel with specific responsibility for the particular types of investments in question; and reporting on the investment performance of the Separate Account to the Committees on a regular basis. The Committee considered that TAI has carried out these responsibilities in a professional manner.
TIAA Separate Account VA-1 • 2007 Semiannual Report 29
COMMITTEE APPROVAL OF INVESTMENT
MANAGEMENT AGREEMENT
The Committee also considered, among other factors, the performance of the Separate Account as discussed below. In the course of its review of the quality of TAI’s services, the Committee concluded that the Separate Account’s investment performance was reasonable when compared with its benchmarks and peer groups of mutual funds that underlie variable products, and that represented that it previously had taken affirmative steps to enhance the investment performance.
In addition, the Committee considered the nature and quality of non-portfolio management services provided by TAI and its affiliates. In this connection, the Committee considered that it intends to work with management during the next year in an effort to develop enhanced metrics for measuring the ongoing performance of certain affiliated and unaffiliated service providers. The Committee also considered that, through these metrics and other actions, it intends to monitor progress with respect to ongoing improvements in services provided by those firms or through outsourcing to other firms, including, as appropriate, further enhancements to administrative and compliance services.
INVESTMENT PERFORMANCE
The Committee considered the investment performance of the Separate Account for one-, two-, three-, four-, five- and ten-year periods and since inception of its operations. The Committee also considered its performance as compared to its peer groups and benchmark indices. In this regard, the Committee considered that the Separate Account achieved performance that compares favorably to their benchmarks (after considering the effect of expenses incurred to operate the Separate Account) and ranked in the top three performance quintiles versus their peer groups of mutual funds that underlie variable products. (For additional detail regarding the Separate Account’s performance, see the bullet points below.) Thus, the Committee concluded that, under the totality of circumstances considered, the Separate Account’s investment performance was reasonable. In addition, the Committee considered that it intends to work with management during the coming year to review further the best execution and portfolio turnover practices of TAI to assess whether those practices continue to be in the best interests of investors.
COST AND PROFITABILITY
The Committee considered financial and profitability data relating to TAI for the calendar year 2006. In this connection, the Committee considered profit calculations both before and after taking into account the costs incurred directly or indirectly by TAI in connection with the distribution of the Separate Account’s contracts. The Committee considered that TAI has consistently incurred losses based on its services to the Separate Account under the Agreement. Among other considerations, the Committee acknowledged the reasonableness of having fee rates which permit TAI to maintain and improve the quality of services provided to the Separate Account. In this connection, the Committee noted its ongoing efforts
30 2007 Semiannual Report • TIAA Separate Account VA-1
continued
to examine the level of personnel and other resources available to portfolio management functions so as to assess whether sufficient resources continue to be devoted to these functions. The Committee also considered that it would continue to review the profitability levels of TAI annually during its yearly review of the Separate Account’s management arrangements to ensure that TAI’s fees remained fair and reasonable and that its profits (if any) for managing the Separate Account were not excessive. Further, the Committee expressed its views to TAI regarding the factors that the Committee would consider at future contract renewals if management seeks to modify current fee waiver and expense limitation agreements.
FEES CHARGED BY OTHER ADVISERS
The Committee considered information regarding fees paid to other advisers for managing similar funds that underlie variable products, as analyzed by Lipper. The Committee determined that the fee rate charged to the Separate Account under the Agreement is lower or significantly lower than the fee rates charged by of many or most comparable mutual funds that underlie variable products. Based on all factors considered, the Committee determined that the fee rate under the Agreement was reasonable in relation to those charged by appropriate groups of comparable mutual funds that underlie variable products.
ECONOMIES OF SCALE
The Committee considered whether TAI has or would experience economies of scale in connection with its services to the Separate Account. In this connection, the Committee considered that TAI had incurred operating losses in 2006 with respect to these services. With respect to the current fee rate, the Committee also considered whether the addition of fee “breakpoints” (under which additional assets in the Separate Account would be assessed lower fee rates) would have a material effect on overall fee rates. The Committee determined that the current fee rate at the current asset level already was low compared to peer groups of mutual funds that underlie variable products. Thus, the Committee determined that the Separate Account’s fee schedule is reasonable in light of current economies of scale considerations and current asset levels. In addition, the Committee considered that it intends to work with management during the coming year to evaluate whether any material asset growth by the Separate Account has created or would create economies of scale for TAI and, if so, to determine whether any portion of savings from such economies of scale could be passed on to investors through additional fee schedule breakpoints.
FEE COMPARISON WITH OTHER TAI CLIENTS
The Committee considered that TAI provides similar investment management services to other affiliated investment companies. In addition, TAI, through its
TIAA Separate Account VA-1 • 2007 Semiannual Report 31
COMMITTEE APPROVAL OF INVESTMENT
MANAGEMENT AGREEMENT
TIAA-CREF Asset Management division, manages large institutional client assets through unregistered commingled funds and separate accounts with similar investment strategies and investment staff. The Committee considered the schedule of fees for each of the comparable funds. The Committee also considered TAI’s representation that, while management fee rates may not differ for comparable funds, this is due in part to the fact that some of the comparable funds are offered through products that charge additional fees to its investors. In this connection, the Committee considered TAI’s representation that because the comparable funds target different types of investors and use different distribution channels, these factors justify different pricing schedules.
OTHER BENEFITS
The Committee also considered additional benefits to the Separate Account and to TAI arising from the Agreement. For example, TAI continues to be willing to waive fees and make expense reimbursements to the Separate Account. In addition, TAI and its affiliates may benefit from the advisory relationship with the Separate Account to the extent this relationship results in potential investors viewing the TIAA-CREF group of companies as a leading retirement plan provider in the academic and nonprofit market and a single source for all their financial service needs. Also, certain other funds managed by TAI may be managed in the same manner and by the same personnel, thus resulting in the possibility for benefits associated with economies of scale.
CERTAIN SPECIFIC FACTORS CONSIDERED BY THE COMMITTEE
The Members considered the following specific factors (among others) during their determination to renew the Agreement. In the following discussion, if the Separate Account is referred to as being in the “first” quintile, it is in the best of five groups (that is, the group has the best performance or the lowest expenses, as the case may be). References below to quintiles are based on data provided to the Committee in the reports prepared by Lipper. All periods referenced below end as of December 31, 2006. Under the Morningstar rating system, 5 stars is the highest rating category and 1 star is the lowest rating category.
STOCK INDEX ACCOUNT
• | The Separate Account’s annual contractual management fee is 0.30% of average daily net assets. TAI agreed to waive this fee down to an annual rate of 0.07% of the Separate Account’s average daily net assets. |
• | The Separate Account’s management fees are in the 1st and 2nd quintile of the universe of comparable funds identified by Lipper for expense comparison purposes (“Expense Universe”) and the group of comparable funds hand selected by Lipper for expense comparison purposes (“Expense Group”), respectively. Total expenses ranked in the 2nd and 4th quintile of the Expense Universe and Expense Group, respectively. |
32 2007 Semiannual Report • TIAA Separate Account VA-1
concluded
• | For the one-year period, the Separate Account was in the 2nd quintile of the universe of comparable funds identified by Lipper for performance comparison purposes (“Performance Universe”). For the two-, three-, five- and ten-year periods, the Separate Account was in the 3rd quintile of its Performance Universe. |
• | The Separate Account received an Overall Morningstar Rating of 3 stars for the one-year period. |
• | The Separate Account’s longer-term performance was affected by the amounts of cash held. In late 2004, the Separate Account’s new portfolio management introduced an effort to keep the portfolio more fully invested. Performance quintiles consistently improved over the past year. |
• | TAI incurred a net loss on the Separate Account for the one-year period. |
|
Based primarily on the foregoing factors and considerations, the Committee renewed the Agreement.
TIAA Separate Account VA-1 • 2007 Semiannual Report 33
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HOW TO REACH US
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TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., members NASD, distribute securities products. You should consider the investment objectives, risks, charges and expenses carefully before investing. Please call 800 223-1200 or visit www.tiaa-cref.org for a prospectus that contains this and other information. Please read the prospectus carefully before investing. Teachers Insurance and Annuity Association (TIAA), New York, NY, and TIAA-CREF Life Insurance Co., New York, NY, issue insurance and annuity products. TIAA-CREF Brokerage Services is a division of TIAA-CREF Individual & Institutional Services, LLC, member NASD/SIPC. TIAA-CREF Trust Company, FSB, provides trust services. Investment products are not FDIC insured, may lose value and are not bank guaranteed.
©2007 Teachers Insurance and Annuity Association—College Retirement Equities Fund (TIAA-CREF), New York, NY 10017-3206
![]() 730 Third Avenue New York, NY 10017-3206 | PRST STD U.S. POSTAGE PAID TIAA-CREF | ||
| |||
![]() | A10939 8/07 | ||
C39147 |
Item 2. Code of Ethics.
Not Applicable.
Item 3. Audit Committee Financial Expert.
Not Applicable.
Item 4. Principal Accountant Fees and Services.
Not Applicable.
Item 5. Audit Committee of Listed Registrants.
Not Applicable.
Item 6. Schedule of Investments.
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
TIAA SEPARATE ACCOUNT VA-1
STOCK INDEX ACCOUNT
STATEMENT OF INVESTMENTS (Unaudited)
June 30, 2007
VALUE | ||||||
SHARES | (000) | |||||
COMMON STOCKS - 99.89% | ||||||
AGRICULTURAL PRODUCTION-CROPS - 0.01% | ||||||
2,584 | e | Chiquita Brands International, Inc | $ | 49 | ||
TOTAL AGRICULTURAL PRODUCTION-CROPS | 49 | |||||
AGRICULTURAL PRODUCTION-LIVESTOCK - 0.01% | ||||||
2,370 | e | Pilgrim's Pride Corp | 90 | |||
23 | e | Seaboard Corp | 54 | |||
TOTAL AGRICULTURAL PRODUCTION-LIVESTOCK | 144 | |||||
AGRICULTURAL SERVICES - 0.00%** | ||||||
727 | e* | Cadiz, Inc | 16 | |||
TOTAL AGRICULTURAL SERVICES | 16 | |||||
AMUSEMENT AND RECREATION SERVICES - 0.64% | ||||||
17,680 | * | Activision, Inc | 330 | |||
3,321 | e* | Bally Technologies, Inc | 88 | |||
433 | Churchill Downs, Inc | 23 | ||||
978 | Dover Downs Gaming & Entertainment, Inc | 15 | ||||
11,424 | Harrah's Entertainment, Inc | 974 | ||||
2,272 | International Speedway Corp (Class A) | 120 | ||||
1,482 | e* | Lakes Entertainment, Inc | 17 | |||
1,909 | e* | Leapfrog Enterprises, Inc | 19 | |||
1,967 | e* | Life Time Fitness, Inc | 105 | |||
3,817 | e* | Live Nation, Inc | 85 | |||
3,185 | e* | Magna Entertainment Corp | 9 | |||
3,301 | e* | Marvel Entertainment, Inc | 84 | |||
1,437 | e* | MTR Gaming Group, Inc | 22 | |||
1,472 | e* | Multimedia Games, Inc | 19 | |||
4,563 | e* | Penn National Gaming, Inc | 274 | |||
3,407 | * | Pinnacle Entertainment, Inc | 96 | |||
4,554 | e* | Six Flags, Inc | 28 | |||
1,000 | Speedway Motorsports, Inc | 40 | ||||
1,000 | * | Town Sports International Holdings, Inc | 19 | |||
121,235 | Walt Disney Co | 4,139 | ||||
2,602 | Warner Music Group Corp | 38 | ||||
4,762 | e* | Westwood One, Inc | 34 | |||
2,343 | e* | WMS Industries, Inc | 68 | |||
1,461 | e | World Wrestling Entertainment, Inc | 23 | |||
TOTAL AMUSEMENT AND RECREATION SERVICES | 6,669 | |||||
APPAREL AND ACCESSORY STORES - 0.67% | ||||||
5,367 | Abercrombie & Fitch Co (Class A) | 392 | ||||
3,165 | * | Aeropostale, Inc | 132 | |||
11,052 | e | American Eagle Outfitters, Inc | 284 | |||
4,458 | * | AnnTaylor Stores Corp | 158 | |||
1,533 | e | Bebe Stores, Inc | 24 | |||
2,844 | Brown Shoe Co, Inc | 69 |
1
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
749 | Buckle, Inc | $ | 29 | |||
664 | e* | Cache, Inc | 9 | |||
3,338 | e* | Carter's, Inc | 87 | |||
2,400 | e* | Casual Male Retail Group, Inc | 24 | |||
2,074 | Cato Corp (Class A) | 45 | ||||
1,406 | * | Charlotte Russe Holding, Inc | 38 | |||
7,700 | * | Charming Shoppes, Inc | 83 | |||
10,787 | e* | Chico's FAS, Inc | 262 | |||
1,410 | * | Children's Place Retail Stores, Inc | 73 | |||
2,493 | e | Christopher & Banks Corp | 43 | |||
836 | e* | Citi Trends, Inc | 32 | |||
290 | e | DEB Shops, Inc | 8 | |||
3,000 | * | Dress Barn, Inc | 62 | |||
1,051 | e* | DSW, Inc (Class A) | 37 | |||
1,885 | e* | Eddie Bauer Holdings, Inc | 24 | |||
2,704 | Finish Line, Inc (Class A) | 25 | ||||
9,500 | Foot Locker, Inc | 207 | ||||
35,509 | Gap, Inc | 678 | ||||
6,129 | * | Hanesbrands, Inc | 166 | |||
2,222 | * | HOT Topic, Inc | 24 | |||
2,305 | e* | J Crew Group, Inc | 125 | |||
1,539 | * | Jo-Ann Stores, Inc | 44 | |||
1,141 | e* | JOS A Bank Clothiers, Inc | 47 | |||
19,641 | * | Kohl's Corp | 1,395 | |||
21,520 | e | Limited Brands, Inc | 591 | |||
888 | e* | New York & Co, Inc | 10 | |||
15,499 | Nordstrom, Inc | 792 | ||||
4,283 | e* | Pacific Sunwear Of California, Inc | 94 | |||
3,907 | * | Payless Shoesource, Inc | 123 | |||
8,511 | Ross Stores, Inc | 262 | ||||
517 | * | Shoe Carnival, Inc | 14 | |||
2,847 | e | Stage Stores, Inc | 60 | |||
1,200 | e | Talbots, Inc | 30 | |||
1,880 | e* | Tween Brands, Inc | 84 | |||
1,345 | e* | Under Armour, Inc (Class A) | 61 | |||
7,238 | * | Urban Outfitters, Inc | 174 | |||
4,270 | e* | Wet Seal, Inc (Class A) | 26 | |||
TOTAL APPAREL AND ACCESSORY STORES | 6,947 | |||||
APPAREL AND OTHER TEXTILE PRODUCTS - 0.21% | ||||||
762 | e | Columbia Sportswear Co | 52 | |||
811 | e* | G-III Apparel Group Ltd | 13 | |||
3,320 | e | Guess ?, Inc | 159 | |||
2,122 | e* | Gymboree Corp | 84 | |||
6,665 | Jones Apparel Group, Inc | 188 | ||||
1,658 | e | Kellwood Co | 47 | |||
6,408 | e | Liz Claiborne, Inc | 239 | |||
1,392 | * | Maidenform Brands, Inc | 28 | |||
3,569 | Phillips-Van Heusen Corp | 216 | ||||
3,780 | e | Polo Ralph Lauren Corp | 371 | |||
7,612 | e* | Quiksilver, Inc | 108 | |||
836 | e* | True Religion Apparel, Inc | 17 | |||
5,469 | e | VF Corp | 501 | |||
2,859 | * | Warnaco Group, Inc | 112 | |||
TOTAL APPAREL AND OTHER TEXTILE PRODUCTS | 2,135 |
2
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
AUTO REPAIR, SERVICES AND PARKING - 0.10% | ||||||
646 | e* | Amerco, Inc | $ | 49 | ||
1,436 | e* | Dollar Thrifty Automotive Group, Inc | 59 | |||
3,720 | e* | Exide Technologies | 34 | |||
18,502 | e* | Hertz Global Holdings, Inc | 491 | |||
1,073 | * | Midas, Inc | 24 | |||
582 | Monro Muffler, Inc | 22 | ||||
3,749 | Ryder System, Inc | 202 | ||||
336 | e* | Standard Parking Corp | 12 | |||
2,709 | * | Wright Express Corp | 93 | |||
TOTAL AUTO REPAIR, SERVICES AND PARKING | 986 | |||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS - 0.18% | ||||||
6,514 | Advance Auto Parts | 264 | ||||
1,053 | Asbury Automotive Group, Inc | 26 | ||||
9,707 | e* | Autonation, Inc | 218 | |||
2,834 | e* | Autozone, Inc | 387 | |||
13,246 | e* | Carmax, Inc | 338 | |||
4,176 | * | Copart, Inc | 128 | |||
2,692 | e* | CSK Auto Corp | 49 | |||
1,061 | e | Lithia Motors, Inc (Class A) | 27 | |||
1,048 | e* | MarineMax, Inc | 21 | |||
6,973 | * | O'Reilly Automotive, Inc | 255 | |||
1,413 | e* | Rush Enterprises, Inc (Class A) | 31 | |||
1,793 | e | Sonic Automotive, Inc (Class A) | 52 | |||
3,620 | e* | United Auto Group, Inc | 77 | |||
TOTAL AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,873 | |||||
BUILDING MATERIALS AND GARDEN SUPPLIES - 0.76% | ||||||
967 | e* | Builders FirstSource, Inc | 15 | |||
3,882 | e* | Central Garden and Pet Co (Class A) | 46 | |||
7,745 | e | Fastenal Co | 324 | |||
120,478 | Home Depot, Inc | 4,741 | ||||
92,104 | Lowe's Cos, Inc | 2,827 | ||||
TOTAL BUILDING MATERIALS AND GARDEN SUPPLIES | 7,953 | |||||
BUSINESS SERVICES - 6.97% | ||||||
3,100 | e* | 24/7 Real Media, Inc | 36 | |||
25,632 | * | 3Com Corp | 106 | |||
813 | e* | 3D Systems Corp | 20 | |||
2,635 | e | Aaron Rents, Inc | 77 | |||
2,600 | e | ABM Industries, Inc | 67 | |||
1,806 | e* | Acacia Research (Acacia Technologies) | 29 | |||
36,301 | Accenture Ltd (Class A) | 1,557 | ||||
3,677 | * | Actuate Corp | 25 | |||
3,887 | Acxiom Corp | 103 | ||||
1,377 | e | Administaff, Inc | 46 | |||
35,981 | * | Adobe Systems, Inc | 1,445 | |||
1,328 | e* | Advent Software, Inc | 43 | |||
5,663 | * | Affiliated Computer Services, Inc (Class A) | 321 | |||
3,625 | e* | Agile Software Corp | 29 | |||
1,504 | e | Aircastle Ltd | 60 | |||
9,967 | e* | Akamai Technologies, Inc | 485 | |||
4,810 | * | Alliance Data Systems Corp | 372 | |||
11,673 | e* | Amdocs Ltd | 465 | |||
1,676 | e* | American Reprographics Co | 52 |
3
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
2,116 | e* | AMN Healthcare Services, Inc | $ | 47 | ||
872 | * | Ansoft Corp | 26 | |||
4,724 | e* | Ansys, Inc | 125 | |||
4,329 | * | aQuantive, Inc | 276 | |||
2,100 | e | Arbitron, Inc | 108 | |||
4,191 | e* | Ariba, Inc | 42 | |||
7,187 | e* | Art Technology Group, Inc | 19 | |||
5,411 | * | Aspen Technology, Inc | 76 | |||
1,058 | e | Asset Acceptance Capital Corp | 19 | |||
14,117 | e* | Autodesk, Inc | 665 | |||
34,355 | Automatic Data Processing, Inc | 1,665 | ||||
6,370 | * | Avis Budget Group, Inc | 181 | |||
3,323 | e* | Avocent Corp | 96 | |||
631 | e* | Bankrate, Inc | 30 | |||
436 | e | Barrett Business Services | 11 | |||
23,992 | * | BEA Systems, Inc | 328 | |||
12,324 | e* | BearingPoint, Inc | 90 | |||
7,366 | * | BISYS Group, Inc | 87 | |||
2,836 | Blackbaud, Inc | 63 | ||||
1,799 | e* | Blackboard, Inc | 76 | |||
623 | e* | Blue Coat Systems, Inc | 31 | |||
12,283 | * | BMC Software, Inc | 372 | |||
5,613 | e* | Borland Software Corp | 33 | |||
862 | e* | Bottomline Technologies, Inc | 11 | |||
2,721 | e* | BPZ Energy, Inc | 15 | |||
3,069 | e | Brady Corp (Class A) | 114 | |||
2,665 | Brink's Co | 165 | ||||
25,194 | CA, Inc | 651 | ||||
2,042 | * | CACI International, Inc (Class A) | 100 | |||
17,044 | e* | Cadence Design Systems, Inc | 374 | |||
669 | e* | Capella Education Co | 31 | |||
2,320 | e | Catalina Marketing Corp | 73 | |||
394 | * | Cavium Networks, Inc | 9 | |||
3,710 | e* | CBIZ, Inc | 27 | |||
8,798 | * | Ceridian Corp | 308 | |||
4,020 | e* | Cerner Corp | 223 | |||
4,875 | e* | Checkfree Corp | 196 | |||
5,043 | * | ChoicePoint, Inc | 214 | |||
2,005 | * | Chordiant Software, Inc | 31 | |||
3,700 | e* | Ciber, Inc | 30 | |||
11,254 | * | Citrix Systems, Inc | 379 | |||
759 | * | Clayton Holdings, Inc | 9 | |||
2,400 | e* | Clear Channel Outdoor Holdings, Inc (Class A) | 68 | |||
32,439 | e* | CMGI, Inc | 63 | |||
9,641 | e* | CNET Networks, Inc | 79 | |||
3,055 | * | Cogent Communications Group, Inc | 91 | |||
2,800 | e* | Cogent, Inc | 41 | |||
2,776 | e | Cognex Corp | 62 | |||
8,879 | * | Cognizant Technology Solutions Corp (Class A) | 667 | |||
2,159 | e* | Commvault Systems, Inc | 37 | |||
602 | e | Computer Programs & Systems, Inc | 19 | |||
10,591 | * | Computer Sciences Corp | 626 | |||
18,443 | e* | Compuware Corp | 219 | |||
839 | * | COMSYS IT Partners, Inc | 19 | |||
2,071 | e* | Concur Technologies, Inc | 47 | |||
8,500 | * | Convergys Corp | 206 |
4
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,115 | e* | CoStar Group, Inc | $ | 59 | ||
1,798 | e* | Covansys Corp | 61 | |||
3,076 | * | CSG Systems International, Inc | 82 | |||
1,899 | e* | Cybersource Corp | 23 | |||
2,053 | * | DealerTrack Holdings, Inc | 76 | |||
3,468 | Deluxe Corp | 141 | ||||
2,557 | e* | Digital River, Inc | 116 | |||
1,448 | e* | DivX, Inc | 22 | |||
3,299 | e* | DST Systems, Inc | 261 | |||
7,927 | * | Earthlink, Inc | 59 | |||
69,918 | * | eBay, Inc | 2,250 | |||
1,800 | e* | Echelon Corp | 28 | |||
2,891 | e* | Eclipsys Corp | 57 | |||
1,105 | * | eCollege.com, Inc | 25 | |||
3,097 | e* | eFunds Corp | 109 | |||
1,000 | e | Electro Rent Corp | 15 | |||
19,050 | * | Electronic Arts, Inc | 901 | |||
31,114 | Electronic Data Systems Corp | 863 | ||||
3,541 | * | Epicor Software Corp | 53 | |||
1,285 | e* | EPIQ Systems, Inc | 21 | |||
8,890 | Equifax, Inc | 395 | ||||
1,853 | e* | Equinix, Inc | 169 | |||
1,565 | e* | eSpeed, Inc (Class A) | 14 | |||
4,575 | e* | Evergreen Energy, Inc | 28 | |||
1,397 | e* | ExlService Holdings, Inc | 26 | |||
12,382 | * | Expedia, Inc | 363 | |||
2,622 | * | F5 Networks, Inc | 211 | |||
2,695 | Factset Research Systems, Inc | 184 | ||||
3,496 | e | Fair Isaac Corp | 140 | |||
2,479 | * | FalconStor Software, Inc | 26 | |||
11,743 | e | Fidelity National Information Services, Inc | 637 | |||
200 | e* | First Advantage Corp (Class A) | 5 | |||
46,153 | First Data Corp | 1,508 | ||||
10,296 | * | Fiserv, Inc | 585 | |||
983 | * | Forrester Research, Inc | 28 | |||
923 | FTD Group, Inc | 17 | ||||
4,229 | * | Gartner, Inc | 104 | |||
1,444 | * | Gerber Scientific, Inc | 17 | |||
3,037 | e* | Getty Images, Inc | 145 | |||
1,647 | e | Gevity HR, Inc | 32 | |||
2,712 | * | Global Cash Access, Inc | 43 | |||
965 | e* | Global Sources Ltd | 22 | |||
14,027 | * | Google, Inc (Class A) | 7,341 | |||
1,107 | e* | H&E Equipment Services, Inc | 31 | |||
1,500 | e | Healthcare Services Group | 44 | |||
912 | e | Heartland Payment Systems, Inc | 27 | |||
1,329 | e* | Heidrick & Struggles International, Inc | 68 | |||
10,329 | e* | HLTH Corp | 145 | |||
1,272 | * | HMS Holdings Corp | 24 | |||
1,384 | * | Hudson Highland Group, Inc | 30 | |||
3,542 | e* | Hypercom Corp | 21 | |||
947 | e* | i2 Technologies, Inc | 18 | |||
448 | e* | ICT Group, Inc | 8 | |||
1,449 | e* | iGate Corp | 12 | |||
1,935 | * | IHS, Inc (Class A) | 89 | |||
771 | e | Imergent, Inc | 19 |
5
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
12,268 | IMS Health, Inc | $ | 394 | |||
1,090 | e* | Infocrossing, Inc | 20 | |||
5,959 | * | Informatica Corp | 88 | |||
2,218 | e | Infospace, Inc | 51 | |||
1,967 | e | infoUSA, Inc | 20 | |||
1,446 | e* | Innerworkings, Inc | 23 | |||
727 | e* | Innovative Solutions & Support, Inc | 17 | |||
696 | e | Integral Systems, Inc | 17 | |||
2,217 | e | Interactive Data Corp | 59 | |||
803 | * | Interactive Intelligence, Inc | 17 | |||
3,256 | e* | Internap Network Services Corp | 47 | |||
2,646 | e* | Internet Capital Group, Inc | 33 | |||
529 | e | Interpool, Inc | 14 | |||
27,952 | e* | Interpublic Group of Cos, Inc | 319 | |||
3,184 | * | Interwoven, Inc | 45 | |||
20,603 | * | Intuit, Inc | 620 | |||
1,814 | * | inVentiv Health, Inc | 66 | |||
3,071 | e* | Ipass, Inc | 17 | |||
10,856 | e* | Iron Mountain, Inc | 284 | |||
5,126 | e | Jack Henry & Associates, Inc | 132 | |||
1,953 | * | JDA Software Group, Inc | 38 | |||
34,625 | * | Juniper Networks, Inc | 872 | |||
1,200 | e | Kelly Services, Inc (Class A) | 33 | |||
1,544 | e* | Kenexa Corp | 58 | |||
941 | * | Keynote Systems, Inc | 15 | |||
1,774 | * | Kforce, Inc | 28 | |||
2,967 | * | Kinetic Concepts, Inc | 154 | |||
1,667 | e* | Knot, Inc | 34 | |||
2,700 | * | Korn/Ferry International | 71 | |||
3,096 | e* | Labor Ready, Inc | 72 | |||
5,167 | Lamar Advertising Co (Class A) | 324 | ||||
7,959 | e* | Lawson Software, Inc | 79 | |||
3,238 | e* | Lionbridge Technologies | 19 | |||
511 | e* | Liquidity Services, Inc | 10 | |||
2,245 | e* | LivePerson, Inc | 12 | |||
1,120 | e* | LoJack Corp | 25 | |||
2,311 | e* | Magma Design Automation, Inc | 32 | |||
2,098 | * | Manhattan Associates, Inc | 59 | |||
5,174 | Manpower, Inc | 477 | ||||
1,171 | * | Mantech International Corp (Class A) | 36 | |||
1,311 | e | Marchex, Inc (Class B) | 21 | |||
4,846 | e | Mastercard, Inc (Class A) | 804 | |||
9,755 | * | McAfee, Inc | 343 | |||
4,700 | * | Mentor Graphics Corp | 62 | |||
502,146 | Microsoft Corp | 14,798 | ||||
648 | e* | MicroStrategy, Inc (Class A) | 61 | |||
2,315 | e* | Midway Games, Inc | 15 | |||
5,117 | MoneyGram International, Inc | 143 | ||||
7,821 | * | Monster Worldwide, Inc | 321 | |||
4,760 | * | Move, Inc | 21 | |||
6,206 | e* | MPS Group, Inc | 83 | |||
2,666 | e* | MSC.Software Corp | 36 | |||
6,028 | e* | NAVTEQ Corp | 255 | |||
11,006 | * | NCR Corp | 578 | |||
2,111 | e* | Ness Technologies, Inc | 27 | |||
3,227 | e* | NetFlix, Inc | 63 |
6
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,608 | * | Network Equipment Technologies, Inc | $ | 15 | ||
1,732 | e | NIC, Inc | 12 | |||
21,820 | e* | Novell, Inc | 170 | |||
8,269 | e* | Nuance Communications, Inc | 138 | |||
20,234 | Omnicom Group, Inc | 1,071 | ||||
1,747 | * | Omniture, Inc | 40 | |||
1,673 | * | On Assignment, Inc | 18 | |||
1,415 | e* | Online Resources Corp | 16 | |||
5,712 | e* | OpenTV Corp (Class A) | 12 | |||
5,080 | e* | Opsware, Inc | 48 | |||
235,842 | * | Oracle Corp | 4,648 | |||
2,281 | e* | Packeteer, Inc | 18 | |||
7,453 | * | Parametric Technology Corp | 161 | |||
860 | e* | PDF Solutions, Inc | 10 | |||
438 | e | Pegasystems, Inc | 5 | |||
1,196 | e* | PeopleSupport, Inc | 14 | |||
1,789 | e* | Perficient, Inc | 37 | |||
5,518 | e* | Perot Systems Corp (Class A) | 94 | |||
2,169 | * | Phase Forward, Inc | 36 | |||
1,058 | e | Portfolio Recovery Associates, Inc | 63 | |||
863 | e* | PRA International | 22 | |||
4,849 | * | Premiere Global Services, Inc | 63 | |||
2,510 | * | Progress Software Corp | 80 | |||
1,000 | e | QAD, Inc | 8 | |||
1,284 | e | Quality Systems, Inc | 49 | |||
4,302 | e* | Quest Software, Inc | 70 | |||
1,505 | e* | Radiant Systems, Inc | 20 | |||
1,200 | e* | Radisys Corp | 15 | |||
1,891 | e* | Raser Technologies, Inc | 14 | |||
6,912 | e* | RealNetworks, Inc | 56 | |||
11,838 | e* | Red Hat, Inc | 264 | |||
781 | e | Renaissance Learning, Inc | 10 | |||
4,532 | e* | Rent-A-Center, Inc | 119 | |||
712 | e* | RightNow Technologies, Inc | 12 | |||
8,993 | e | Robert Half International, Inc | 328 | |||
2,231 | e | Rollins, Inc | 51 | |||
4,489 | * | S1 Corp | 36 | |||
5,800 | e* | Salesforce.com, Inc | 249 | |||
5,900 | e* | Sapient Corp | 46 | |||
3,543 | e* | Secure Computing Corp | 27 | |||
17,917 | ServiceMaster Co | 277 | ||||
639 | e* | SI International, Inc | 21 | |||
409 | e* | Silicon Graphics, Inc | 11 | |||
1,301 | e* | Smith Micro Software, Inc | 20 | |||
1,534 | e* | Sohu.com, Inc | 49 | |||
4,123 | * | SonicWALL, Inc | 35 | |||
15,649 | e* | Sonus Networks, Inc | 133 | |||
3,912 | e | Sotheby's | 180 | |||
4,207 | e* | Spherion Corp | 39 | |||
1,239 | e* | SPSS, Inc | 55 | |||
2,484 | e* | SRA International, Inc (Class A) | 63 | |||
702 | * | Stratasys, Inc | 33 | |||
218,435 | * | Sun Microsystems, Inc | 1,149 | |||
5,794 | * | Sybase, Inc | 138 | |||
1,700 | e* | SYKES Enterprises, Inc | 32 | |||
55,112 | e* | Symantec Corp | 1,113 |
7
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,133 | e* | Synchronoss Technologies, Inc | $ | 33 | ||
797 | e* | SYNNEX Corp | 16 | |||
8,758 | * | Synopsys, Inc | 231 | |||
784 | e | Syntel, Inc | 24 | |||
4,650 | e* | Take-Two Interactive Software, Inc | 93 | |||
1,034 | e | TAL International Group, Inc | 31 | |||
879 | * | Taleo Corp (Class A) | 20 | |||
2,576 | e* | TeleTech Holdings, Inc | 84 | |||
1,161 | e | TheStreet.com, Inc | 13 | |||
4,249 | * | THQ, Inc | 130 | |||
12,747 | * | TIBCO Software, Inc | 115 | |||
1,534 | e | TNS, Inc | 22 | |||
2,517 | e | Total System Services, Inc | 74 | |||
1,168 | e* | TradeStation Group, Inc | 14 | |||
2,473 | e* | Transaction Systems Architects, Inc | 83 | |||
300 | e* | Travelzoo, Inc | 8 | |||
2,823 | e* | Trizetto Group, Inc | 55 | |||
1,541 | e* | Ultimate Software Group, Inc | 45 | |||
571 | * | Unica Corp | 9 | |||
22,840 | * | Unisys Corp | 209 | |||
3,701 | e | United Online, Inc | 61 | |||
4,619 | * | United Rentals, Inc | 150 | |||
1,948 | * | Universal Compression Holdings, Inc | 141 | |||
6,076 | * | Valueclick, Inc | 179 | |||
1,577 | e* | Vasco Data Security International | 36 | |||
14,959 | * | VeriSign, Inc | 475 | |||
634 | * | Vertrue, Inc | 31 | |||
1,519 | Viad Corp | 64 | ||||
1,694 | * | Vignette Corp | 32 | |||
1,107 | e* | Visual Sciences, Inc | 17 | |||
792 | * | Vocus, Inc | 20 | |||
858 | e* | Volt Information Sciences, Inc | 16 | |||
31,641 | Waste Management, Inc | 1,236 | ||||
449 | * | WebMD Health Corp (Class A) | 21 | |||
2,958 | e* | Websense, Inc | 63 | |||
4,910 | * | Wind River Systems, Inc | 54 | |||
73,975 | * | Yahoo!, Inc | 2,007 | |||
TOTAL BUSINESS SERVICES | 72,593 | |||||
CHEMICALS AND ALLIED PRODUCTS - 8.81% | ||||||
94,229 | Abbott Laboratories | 5,046 | ||||
1,431 | e* | Abraxis BioScience, Inc | 32 | |||
1,887 | e* | Acadia Pharmaceuticals, Inc | 26 | |||
1,299 | e* | Acorda Therapeutics, Inc | 22 | |||
2,100 | e* | Adams Respiratory Therapeutics, Inc | 83 | |||
876 | e* | Advanced Magnetics, Inc | 51 | |||
13,246 | Air Products & Chemicals, Inc | 1,065 | ||||
1,600 | e* | Albany Molecular Research, Inc | 24 | |||
4,904 | Albemarle Corp | 189 | ||||
5,024 | Alberto-Culver Co | 119 | ||||
2,114 | e* | Alexion Pharmaceuticals, Inc | 95 | |||
1,212 | * | Alexza Pharmaceuticals, Inc | 10 | |||
5,676 | * | Alkermes, Inc | 83 | |||
2,616 | * | Allos Therapeutics, Inc | 12 | |||
2,039 | e* | Alnylam Pharmaceuticals, Inc | 31 | |||
2,624 | e* | Alpharma, Inc (Class A) | 68 |
8
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
2,837 | e* | American Oriental Bioengineering, Inc | $ | 25 | ||
928 | e | American Vanguard Corp | 13 | |||
70,938 | * | Amgen, Inc | 3,922 | |||
749 | * | Animal Health International, Inc | 11 | |||
1,500 | Arch Chemicals, Inc | 53 | ||||
3,078 | e* | Arena Pharmaceuticals, Inc | 34 | |||
2,036 | e* | Arqule, Inc | 14 | |||
3,660 | * | Array Biopharma, Inc | 43 | |||
2,120 | * | Arrowhead Research Corp | 11 | |||
1,439 | e* | Auxilium Pharmaceuticals, Inc | 23 | |||
2,400 | e* | Aventine Renewable Energy Holdings, Inc | 41 | |||
5,879 | Avery Dennison Corp | 391 | ||||
26,837 | Avon Products, Inc | 986 | ||||
1,170 | e | Balchem Corp | 21 | |||
6,710 | * | Barr Pharmaceuticals, Inc | 337 | |||
872 | e* | Bentley Pharmaceuticals, Inc | 11 | |||
2,648 | e* | Bioenvision, Inc | 15 | |||
20,938 | * | Biogen Idec, Inc | 1,120 | |||
5,486 | e* | BioMarin Pharmaceuticals, Inc | 98 | |||
657 | * | BioMimetic Therapeutics, Inc | 10 | |||
2,716 | e* | Bionovo, Inc | 10 | |||
900 | e* | Bradley Pharmaceuticals, Inc | 20 | |||
120,385 | Bristol-Myers Squibb Co | 3,799 | ||||
3,844 | Cabot Corp | 183 | ||||
1,015 | e* | Cadence Pharmaceuticals, Inc | 12 | |||
2,400 | e* | Calgon Carbon Corp | 28 | |||
1,815 | Cambrex Corp | 24 | ||||
631 | e* | Caraco Pharmaceutical Laboratories Ltd | 10 | |||
7,366 | Celanese Corp (Series A) | 286 | ||||
3,105 | e* | Cell Genesys, Inc | 10 | |||
3,899 | e* | Cephalon, Inc | 313 | |||
3,523 | CF Industries Holdings, Inc | 211 | ||||
4,127 | e* | Charles River Laboratories International, Inc | 213 | |||
1,163 | e* | Chattem, Inc | 74 | |||
15,194 | Chemtura Corp | 169 | ||||
4,024 | Church & Dwight Co, Inc | 195 | ||||
9,277 | Clorox Co | 576 | ||||
31,293 | Colgate-Palmolive Co | 2,029 | ||||
3,622 | e* | Cubist Pharmaceuticals, Inc | 71 | |||
2,618 | e* | Cypress Bioscience, Inc | 35 | |||
2,578 | Cytec Industries, Inc | 164 | ||||
1,702 | e* | Cytokinetics, Inc | 10 | |||
5,402 | * | CytRx Corp | 17 | |||
5,098 | Dade Behring Holdings, Inc | 271 | ||||
4,015 | e* | Dendreon Corp | 28 | |||
1,317 | * | Digene Corp | 79 | |||
5,095 | e* | Discovery Laboratories, Inc | 14 | |||
58,318 | Dow Chemical Co | 2,579 | ||||
56,496 | Du Pont (E.I.) de Nemours & Co | 2,872 | ||||
3,494 | e* | Durect Corp | 13 | |||
5,082 | Eastman Chemical Co | 327 | ||||
10,688 | Ecolab, Inc | 456 | ||||
60,767 | Eli Lilly & Co | 3,396 | ||||
1,704 | * | Elizabeth Arden, Inc | 41 | |||
4,500 | e* | Encysive Pharmaceuticals, Inc | 8 | |||
3,094 | e* | Enzon Pharmaceuticals, Inc | 24 |
9
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
6,679 | Estee Lauder Cos (Class A) | $ | 304 | |||
2,913 | Ferro Corp | 73 | ||||
2,338 | FMC Corp | 209 | ||||
19,584 | * | Forest Laboratories, Inc | 894 | |||
29,002 | * | Genentech, Inc | 2,194 | |||
4,118 | e* | GenVec, Inc | 10 | |||
16,161 | * | Genzyme Corp | 1,041 | |||
2,274 | e | Georgia Gulf Corp | 41 | |||
4,250 | e* | Geron Corp | 30 | |||
57,870 | * | Gilead Sciences, Inc | 2,244 | |||
818 | e* | GTx, Inc | 13 | |||
3,314 | H.B. Fuller Co | 99 | ||||
3,942 | e* | Halozyme Therapeutics, Inc | 36 | |||
7,111 | * | Hercules, Inc | 140 | |||
9,624 | * | Hospira, Inc | 376 | |||
8,974 | e* | Human Genome Sciences, Inc | 80 | |||
5,464 | e | Huntsman Corp | 133 | |||
861 | e* | Idenix Pharmaceuticals, Inc | 5 | |||
1,922 | * | Idexx Laboratories, Inc | 182 | |||
3,674 | e* | ImClone Systems, Inc | 130 | |||
4,347 | * | Immucor, Inc | 122 | |||
3,006 | e* | Indevus Pharmaceuticals, Inc | 20 | |||
1,281 | e | Innophos Holdings, Inc | 18 | |||
730 | e | Innospec, Inc | 43 | |||
236 | e | Inter Parfums, Inc | 6 | |||
1,694 | e* | InterMune, Inc | 44 | |||
5,470 | International Flavors & Fragrances, Inc | 285 | ||||
2,667 | e* | Inverness Medical Innovations, Inc | 136 | |||
2,859 | * | Invitrogen Corp | 211 | |||
2,531 | e* | Javelin Pharmaceuticals, Inc | 16 | |||
922 | e | Kaiser Aluminum Corp | 67 | |||
1,504 | e* | Keryx Biopharmaceuticals, Inc | 15 | |||
14,912 | * | King Pharmaceuticals, Inc | 305 | |||
1,077 | e | Koppers Holdings, Inc | 36 | |||
358 | e | Kronos Worldwide, Inc | 9 | |||
2,481 | e* | KV Pharmaceutical Co (Class A) | 68 | |||
1,289 | * | Landec Corp | 17 | |||
5,552 | e | Ligand Pharmaceuticals, Inc (Class B) | 38 | |||
4,300 | Lubrizol Corp | 278 | ||||
13,216 | Lyondell Chemical Co | 491 | ||||
987 | e | Mannatech, Inc | 16 | |||
2,536 | e* | MannKind Corp | 31 | |||
2,109 | e* | Martek Biosciences Corp | 55 | |||
7,861 | e* | Medarex, Inc | 112 | |||
3,315 | e* | Medicines Co | 58 | |||
3,427 | e | Medicis Pharmaceutical Corp (Class A) | 105 | |||
1,298 | e* | Medivation, Inc | 26 | |||
132,581 | Merck & Co, Inc | 6,603 | ||||
2,420 | e | Meridian Bioscience, Inc | 52 | |||
4,800 | e* | MGI Pharma, Inc | 107 | |||
20,319 | * | Millennium Pharmaceuticals, Inc | 215 | |||
1,175 | e | Minerals Technologies, Inc | 79 | |||
2,951 | e* | Minrad International, Inc | 17 | |||
1,402 | e* | Momenta Pharmaceuticals, Inc | 14 | |||
33,287 | Monsanto Co | 2,248 | ||||
9,106 | * | Mosaic Co | 355 |
10
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
15,633 | e* | Mylan Laboratories, Inc | $ | 284 | ||
4,000 | e* | Nabi Biopharmaceuticals | 18 | |||
7,692 | Nalco Holding Co | 211 | ||||
1,189 | e* | Nastech Pharmaceutical Co, Inc | 13 | |||
3,373 | * | NBTY, Inc | 146 | |||
2,526 | e* | Neurocrine Biosciences, Inc | 28 | |||
1,115 | e | NewMarket Corp | 54 | |||
964 | e | NL Industries, Inc | 10 | |||
1,495 | e* | Noven Pharmaceuticals, Inc | 35 | |||
4,620 | Olin Corp | 97 | ||||
1,900 | * | OM Group, Inc | 101 | |||
843 | e* | Omrix Biopharmaceuticals, Inc | 26 | |||
2,936 | e* | Onyx Pharmaceuticals, Inc | 79 | |||
2,901 | e* | OraSure Technologies, Inc | 24 | |||
3,527 | e* | OSI Pharmaceuticals, Inc | 128 | |||
807 | * | Osiris Therapeutics, Inc | 11 | |||
2,164 | e* | Pacific Ethanol, Inc | 29 | |||
1,792 | e* | Pain Therapeutics, Inc | 16 | |||
2,340 | e* | Par Pharmaceutical Cos, Inc | 66 | |||
1,703 | * | Parexel International Corp | 72 | |||
7,345 | e* | PDL BioPharma, Inc | 171 | |||
1,492 | e* | Penwest Pharmaceuticals Co | 19 | |||
4,725 | Perrigo Co | 92 | ||||
1,182 | e* | PetMed Express, Inc | 15 | |||
429,329 | Pfizer, Inc | 10,978 | ||||
1,639 | e* | Pharmion Corp | 47 | |||
752 | e* | Pioneer Cos, Inc | 26 | |||
6,365 | * | PolyOne Corp | 46 | |||
1,354 | e* | Poniard Pharmaceuticals, Inc | 9 | |||
1,425 | * | Pozen, Inc | 26 | |||
10,040 | PPG Industries, Inc | 764 | ||||
19,493 | Praxair, Inc | 1,403 | ||||
1,891 | e* | Prestige Brands Holdings, Inc | 25 | |||
192,625 | Procter & Gamble Co | 11,787 | ||||
1,419 | e* | Progenics Pharmaceuticals, Inc | 31 | |||
1,992 | * | Protalix BioTherapeutics, Inc | 54 | |||
1,976 | * | Quidel Corp | 35 | |||
13,803 | e* | Revlon, Inc (Class A) | 19 | |||
1,957 | * | Rockwood Holdings, Inc | 72 | |||
9,324 | Rohm & Haas Co | 510 | ||||
7,403 | e | RPM International, Inc | 171 | |||
2,502 | e* | Salix Pharmaceuticals Ltd | 31 | |||
2,916 | e* | Santarus, Inc | 15 | |||
91,098 | Schering-Plough Corp | 2,773 | ||||
1,824 | * | Sciele Pharma, Inc | 43 | |||
2,676 | e | Scotts Miracle-Gro Co (Class A) | 115 | |||
3,076 | Sensient Technologies Corp | 78 | ||||
6,507 | * | Sepracor, Inc | 267 | |||
6,799 | Sherwin-Williams Co | 452 | ||||
8,021 | Sigma-Aldrich Corp | 342 | ||||
500 | e | Stepan Co | 15 | |||
3,078 | e* | SuperGen, Inc | 17 | |||
900 | e* | SurModics, Inc | 45 | |||
1,732 | e* | Tanox, Inc | 34 | |||
2,100 | e* | Tercica, Inc | 11 | |||
2,786 | e | Tronox, Inc (Class B) | 39 |
11
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
555 | e* | Trubion Pharmaceuticals, Inc | $ | 12 | ||
3,302 | e | UAP Holding Corp | 100 | |||
1,278 | e* | United Therapeutics Corp | 81 | |||
594 | e* | USANA Health Sciences, Inc | 27 | |||
5,342 | e* | USEC, Inc | 117 | |||
5,951 | e | Valeant Pharmaceuticals International | 99 | |||
6,561 | e | Valspar Corp | 186 | |||
1,618 | e* | Vanda Pharmaceuticals, Inc | 33 | |||
5,212 | * | VCA Antech, Inc | 196 | |||
1,992 | * | Verasun Energy Corp | 29 | |||
8,024 | e* | Vertex Pharmaceuticals, Inc | 229 | |||
4,346 | e* | Viropharma, Inc | 60 | |||
425 | e* | Visicu, Inc | 4 | |||
5,559 | * | Warner Chilcott Ltd (Class A) | 101 | |||
6,278 | * | Watson Pharmaceuticals, Inc | 204 | |||
893 | e | Westlake Chemical Corp | 25 | |||
4,714 | e* | WR Grace & Co | 115 | |||
82,280 | Wyeth | 4,718 | ||||
1,312 | e* | Xenoport, Inc | 58 | |||
8,116 | * | XOMA Ltd | 25 | |||
2,399 | e* | Zymogenetics, Inc | 35 | |||
TOTAL CHEMICALS AND ALLIED PRODUCTS | 91,733 | |||||
COAL MINING - 0.18% | ||||||
4,033 | e* | Alpha Natural Resources, Inc | 84 | |||
8,714 | e | Arch Coal, Inc | 303 | |||
11,129 | Consol Energy, Inc | 513 | ||||
7,316 | e* | International Coal Group, Inc | 44 | |||
5,174 | e | Massey Energy Co | 138 | |||
16,209 | Peabody Energy Corp | 784 | ||||
TOTAL COAL MINING | 1,866 | |||||
COMMUNICATIONS - 4.84% | ||||||
2,743 | e | Alaska Communications Systems Group, Inc | 43 | |||
21,036 | Alltel Corp | 1,421 | ||||
25,561 | * | American Tower Corp (Class A) | 1,074 | |||
1,895 | e* | Anixter International, Inc | 143 | |||
507 | e* | Aruba Networks, Inc | 10 | |||
377,176 | AT&T, Inc | 15,653 | ||||
356 | e | Atlantic Tele-Network, Inc | 10 | |||
1,206 | e* | Audiovox Corp (Class A) | 16 | |||
1,755 | * | Authorize.Net Holdings, Inc | 31 | |||
27,514 | * | Avaya, Inc | 463 | |||
2,522 | e* | Brightpoint, Inc | 35 | |||
13,439 | * | Cablevision Systems Corp (Class A) | 486 | |||
1,055 | * | Cbeyond Communications, Inc | 41 | |||
1,478 | e* | Centennial Communications Corp | 14 | |||
2,093 | * | Central European Media Enterprises Ltd (Class A) | 204 | |||
6,705 | CenturyTel, Inc | 329 | ||||
25,044 | e* | Charter Communications, Inc (Class A) | 101 | |||
16,520 | * | Cincinnati Bell, Inc | 95 | |||
12,479 | e | Citadel Broadcasting Corp | 80 | |||
20,942 | Citizens Communications Co | 320 | ||||
30,374 | e | Clear Channel Communications, Inc | 1,149 | |||
1,410 | * | Clearwire Corp (Class A) | 34 | |||
180,666 | * | Comcast Corp (Class A) | 5,080 |
12
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,530 | e | Consolidated Communications Holdings, Inc | $ | 35 | ||
2,186 | e* | Cox Radio, Inc (Class A) | 31 | |||
14,035 | e* | Crown Castle International Corp | 509 | |||
1,802 | e* | Crown Media Holdings, Inc (Class A) | 13 | |||
1,200 | CT Communications, Inc | 37 | ||||
3,172 | e* | CTC Media, Inc | 86 | |||
2,624 | e* | Cumulus Media, Inc (Class A) | 25 | |||
813 | * | DG FastChannel,Inc | 17 | |||
46,125 | * | DIRECTV Group, Inc | 1,066 | |||
9,292 | e* | Dobson Communications Corp (Class A) | 103 | |||
12,727 | * | EchoStar Communications Corp (Class A) | 552 | |||
9,238 | Embarq Corp | 585 | ||||
2,106 | e | Emmis Communications Corp (Class A) | 19 | |||
2,180 | e | Entercom Communications Corp (Class A) | 54 | |||
5,154 | e* | Entravision Communications Corp (Class A) | 54 | |||
575 | * | Eschelon Telecom, Inc | 17 | |||
1,820 | e | Fairpoint Communications, Inc | 32 | |||
8,501 | e* | FiberTower Corp | 37 | |||
354 | e* | Fisher Communications, Inc | 18 | |||
8,914 | * | Foundry Networks, Inc | 148 | |||
3,022 | e* | General Communication, Inc (Class A) | 39 | |||
1,077 | e* | GeoEye, Inc | 23 | |||
1,493 | e* | Global Crossing Ltd | 28 | |||
4,870 | Global Payments, Inc | 193 | ||||
1,202 | * | Globalstar, Inc | 12 | |||
964 | Golden Telecom, Inc | 53 | ||||
3,118 | Gray Television, Inc | 29 | ||||
1,540 | e* | Harris Stratex Networks, Inc (Class A) | 28 | |||
1,520 | e | Hearst-Argyle Television, Inc | 37 | |||
396 | e* | Hughes Communications, Inc | 21 | |||
10,819 | e* | IAC/InterActiveCorp | 374 | |||
2,017 | * | Ibasis, Inc | 20 | |||
6,383 | e* | ICO Global Communications Holdings Ltd | 22 | |||
3,749 | e | IDT Corp (Class B) | 39 | |||
1,065 | e* | InPhonic, Inc | 5 | |||
1,874 | e | Iowa Telecommunications Services, Inc | 43 | |||
1,069 | iPCS, Inc | 36 | ||||
3,186 | e* | j2 Global Communications, Inc | 111 | |||
1,587 | e* | Knology, Inc | 28 | |||
3,101 | * | Leap Wireless International, Inc | 262 | |||
93,633 | e* | Level 3 Communications, Inc | 548 | |||
23,497 | e* | Liberty Global, Inc (Class A) | 964 | |||
7,891 | * | Liberty Media Corp - Capital (Series A) | 929 | |||
39,850 | * | Liberty Media Holding Corp (Interactive A) | 890 | |||
1,798 | e* | Lin TV Corp (Class A) | 34 | |||
1,367 | e* | Lodgenet Entertainment Corp | 44 | |||
2,626 | e* | Mastec, Inc | 42 | |||
4,583 | * | Mediacom Communications Corp (Class A) | 44 | |||
3,528 | * | MetroPCS Communications, Inc | 117 | |||
4,651 | e* | NeuStar, Inc (Class A) | 135 | |||
661 | * | Nexstar Broadcasting Group, Inc (Class A) | 9 | |||
1,681 | e* | Nextwave Wireless, Inc | 14 | |||
9,996 | * | NII Holdings, Inc | 807 | |||
1,200 | e | North Pittsburgh Systems, Inc | 26 | |||
1,922 | e* | Novatel Wireless, Inc | 50 | |||
1,715 | NTELOS Holdings Corp | 47 |
13
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,632 | e* | Orbcomm, Inc | $ | 27 | ||
4,253 | * | PAETEC Holding Corp | 48 | |||
98,464 | e* | Qwest Communications International, Inc | 955 | |||
5,650 | * | Radio One, Inc (Class D) | 40 | |||
1,881 | RCN Corp | 35 | ||||
741 | e* | Rural Cellular Corp (Class A) | 32 | |||
695 | e | Salem Communications Corp (Class A) | 8 | |||
1,756 | * | SAVVIS, Inc | 87 | |||
6,304 | * | SBA Communications Corp (Class A) | 212 | |||
468 | e | Shenandoah Telecom Co | 24 | |||
3,111 | e | Sinclair Broadcast Group, Inc (Class A) | 44 | |||
2,599 | e* | Spanish Broadcasting System, Inc (Class A) | 11 | |||
172,069 | Sprint Nextel Corp | 3,564 | ||||
956 | e | SureWest Communications | 26 | |||
766 | * | Switch & Data Facilities Co, Inc | 15 | |||
1,160 | * | Syniverse Holdings, Inc | 15 | |||
6,282 | Telephone & Data Systems, Inc | 393 | ||||
1,962 | e* | Terremark Worldwide, Inc | 13 | |||
7,885 | * | Time Warner Cable, Inc (Class A) | 309 | |||
4,990 | e* | TiVo, Inc | 29 | |||
1,032 | * | US Cellular Corp | 93 | |||
1,642 | e | USA Mobility, Inc | 44 | |||
177,613 | Verizon Communications, Inc | 7,312 | ||||
1,993 | e* | Vonage Holdings Corp | 6 | |||
27,536 | e | Windstream Corp | 406 | |||
18,370 | e* | XM Satellite Radio Holdings, Inc (Class A) | 216 | |||
TOTAL COMMUNICATIONS | 50,337 | |||||
DEPOSITORY INSTITUTIONS - 8.69% | ||||||
1,117 | 1st Source Corp | 28 | ||||
732 | Abington Bancorp, Inc | 7 | ||||
922 | e | Alabama National Bancorp | 57 | |||
1,700 | e | Amcore Financial, Inc | 49 | |||
678 | e | AmericanWest Bancorp | 12 | |||
853 | e | Ameris Bancorp | 19 | |||
1,536 | e | Anchor Bancorp Wisconsin, Inc | 40 | |||
7,795 | Associated Banc-Corp | 255 | ||||
5,317 | Astoria Financial Corp | 133 | ||||
520 | Bancfirst Corp | 22 | ||||
1,517 | Banco Latinoamericano de Exportaciones S.A. | 29 | ||||
586 | * | Bancorp, Inc | 13 | |||
5,040 | Bancorpsouth, Inc | 123 | ||||
4,488 | Bank Mutual Corp | 52 | ||||
271,468 | Bank of America Corp | 13,272 | ||||
3,393 | Bank of Hawaii Corp | 175 | ||||
46,406 | * | Bank of New York Co, Inc | 1,923 | |||
638 | e | Bank of the Ozarks, Inc | 18 | |||
2,977 | e | BankAtlantic Bancorp, Inc (Class A) | 26 | |||
1,599 | e | BankFinancial Corp | 25 | |||
2,017 | e | BankUnited Financial Corp (Class A) | 41 | |||
777 | e | Banner Corp | 27 | |||
33,699 | BB&T Corp | 1,371 | ||||
550 | e | Berkshire Hills Bancorp, Inc | 17 | |||
1,341 | BOK Financial Corp | 72 | ||||
2,260 | e | Boston Private Financial Holdings, Inc | 61 | |||
3,927 | e | Brookline Bancorp, Inc | 45 |
14
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
831 | e | Capital City Bank Group, Inc | $ | 26 | ||
599 | e | Capital Corp of the West | 14 | |||
828 | e | Capitol Bancorp Ltd | 23 | |||
1,324 | e | Capitol Federal Financial | 49 | |||
1,800 | e | Cascade Bancorp | 42 | |||
363 | e | Cass Information Systems, Inc | 13 | |||
3,316 | e | Cathay General Bancorp | 111 | |||
3,800 | e* | Centennial Bank Holdings, Inc | 32 | |||
622 | e | Center Financial Corp | 11 | |||
1,887 | e | Central Pacific Financial Corp | 62 | |||
1,722 | e | Chemical Financial Corp | 45 | |||
3,197 | e | Chittenden Corp | 112 | |||
302,596 | Citigroup, Inc | 15,520 | ||||
4,633 | e | Citizens Banking Corp | 85 | |||
825 | e | City Bank | 26 | |||
1,123 | e | City Holding Co | 43 | |||
2,497 | City National Corp | 190 | ||||
875 | e | Clifton Savings Bancorp, Inc | 10 | |||
675 | e | CoBiz, Inc | 12 | |||
9,930 | Colonial Bancgroup, Inc | 248 | ||||
1,059 | Columbia Banking System, Inc | 31 | ||||
9,548 | Comerica, Inc | 568 | ||||
11,699 | Commerce Bancorp, Inc | 433 | ||||
4,204 | e | Commerce Bancshares, Inc | 190 | |||
345 | e* | Community Bancorp | 10 | |||
2,024 | e | Community Bank System, Inc | 41 | |||
1,549 | e | Community Banks, Inc | 50 | |||
1,003 | e | Community Trust Bancorp, Inc | 32 | |||
8,046 | e | Compass Bancshares, Inc | 555 | |||
2,340 | e | Corus Bankshares, Inc | 40 | |||
3,671 | Cullen/Frost Bankers, Inc | 196 | ||||
4,428 | e | CVB Financial Corp | 49 | |||
1,609 | Dime Community Bancshares | 21 | ||||
983 | e* | Dollar Financial Corp | 28 | |||
1,361 | e | Downey Financial Corp | 90 | |||
3,926 | e | East West Bancorp, Inc | 153 | |||
512 | e | Enterprise Financial Services Corp | 13 | |||
2,804 | e* | Euronet Worldwide, Inc | 82 | |||
30,650 | e | Fifth Third Bancorp | 1,219 | |||
720 | e | First Bancorp | 14 | |||
4,676 | First Bancorp | 51 | ||||
900 | e | First Busey Corp | 18 | |||
2,100 | e | First Charter Corp | 41 | |||
367 | First Citizens Bancshares, Inc (Class A) | 71 | ||||
4,700 | e | First Commonwealth Financial Corp | 51 | |||
1,486 | e | First Community Bancorp, Inc | 85 | |||
680 | e | First Community Bancshares, Inc | 21 | |||
2,359 | e | First Financial Bancorp | 35 | |||
1,332 | e | First Financial Bankshares, Inc | 52 | |||
903 | e | First Financial Corp | 27 | |||
600 | e | First Financial Holdings, Inc | 20 | |||
7,689 | e | First Horizon National Corp | 300 | |||
915 | First Indiana Corp | 20 | ||||
1,238 | First Merchants Corp | 30 | ||||
3,362 | e | First Midwest Bancorp, Inc | 119 | |||
7,184 | e | First Niagara Financial Group, Inc | 94 |
15
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
987 | First Place Financial Corp | $ | 21 | |||
486 | * | First Regional Bancorp | 12 | |||
1,356 | First Republic Bank | 73 | ||||
504 | e | First South Bancorp, Inc | 14 | |||
998 | e | First State Bancorporation | 21 | |||
1,077 | e* | FirstFed Financial Corp | 61 | |||
5,102 | e | FirstMerit Corp | 107 | |||
1,967 | e | Flagstar Bancorp, Inc | 24 | |||
1,105 | Flushing Financial Corp | 18 | ||||
3,778 | e | FNB Corp | 63 | |||
1,364 | e* | Franklin Bank Corp | 20 | |||
4,200 | e | Fremont General Corp | 45 | |||
2,394 | e | Frontier Financial Corp | 54 | |||
11,161 | e | Fulton Financial Corp | 161 | |||
3,468 | e | Glacier Bancorp, Inc | 71 | |||
699 | e | Great Southern Bancorp, Inc | 19 | |||
3,069 | Greater Bay Bancorp | 85 | ||||
437 | e | Greene County Bancshares, Inc | 14 | |||
1,711 | e | Hancock Holding Co | 64 | |||
2,620 | e | Hanmi Financial Corp | 45 | |||
1,911 | e | Harleysville National Corp | 31 | |||
928 | e | Heartland Financial USA, Inc | 23 | |||
803 | e | Heritage Commerce Corp | 19 | |||
709 | e | Home Bancshares, Inc | 16 | |||
883 | e | Horizon Financial Corp | 19 | |||
33,320 | e | Hudson City Bancorp, Inc | 407 | |||
14,439 | Huntington Bancshares, Inc | 328 | ||||
632 | e | IBERIABANK Corp | 31 | |||
938 | e | Independent Bank Corp | 28 | |||
1,683 | e | Independent Bank Corp | 29 | |||
4,091 | e | IndyMac Bancorp, Inc | 119 | |||
1,040 | e | Integra Bank Corp | 22 | |||
3,295 | e | International Bancshares Corp | 84 | |||
3,434 | * | Investors Bancorp, Inc | 46 | |||
4,126 | Investors Financial Services Corp | 254 | ||||
1,234 | e | Irwin Financial Corp | 19 | |||
323 | ITLA Capital Corp | 17 | ||||
208,983 | JPMorgan Chase & Co | 10,125 | ||||
1,441 | e | Kearny Financial Corp | 19 | |||
23,996 | Keycorp | 824 | ||||
2,198 | e | KNBT Bancorp, Inc | 32 | |||
977 | e | Lakeland Bancorp, Inc | 13 | |||
734 | e | Lakeland Financial Corp | 16 | |||
4,202 | M&T Bank Corp | 449 | ||||
1,004 | e | Macatawa Bank Corp | 16 | |||
2,162 | e | MAF Bancorp, Inc | 117 | |||
731 | e | MainSource Financial Group, Inc | 12 | |||
15,734 | Marshall & Ilsley Corp | 749 | ||||
2,236 | e | MB Financial, Inc | 78 | |||
25,480 | e | Mellon Financial Corp | 1,121 | |||
1,081 | e | Midwest Banc Holdings, Inc | 16 | |||
1,144 | e | Nara Bancorp, Inc | 18 | |||
206 | e | NASB Financial, Inc | 7 | |||
31,309 | e | National City Corp | 1,043 | |||
3,106 | e | National Penn Bancshares, Inc | 52 | |||
2,152 | e | NBT Bancorp, Inc | 49 |
16
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
3,099 | e* | Net 1 UEPS Technologies, Inc | $ | 75 | ||
19,143 | e | New York Community Bancorp, Inc | 326 | |||
6,972 | e | NewAlliance Bancshares, Inc | 103 | |||
13,419 | Northern Trust Corp | 862 | ||||
1,341 | e | Northwest Bancorp, Inc | 35 | |||
3,801 | e | Old National Bancorp | 63 | |||
799 | e | Old Second Bancorp, Inc | 23 | |||
853 | e | Omega Financial Corp | 23 | |||
1,295 | e | Oriental Financial Group, Inc | 14 | |||
713 | e* | Oritani Financial Corp | 10 | |||
2,744 | e | Pacific Capital Bancorp | 74 | |||
688 | e | Park National Corp | 58 | |||
3,379 | e | Partners Trust Financial Group, Inc | 36 | |||
595 | e | Peoples Bancorp, Inc | 16 | |||
13,264 | e | People's United Financial, Inc | 235 | |||
1,580 | e | PFF Bancorp, Inc | 44 | |||
986 | e* | Pinnacle Financial Partners, Inc | 29 | |||
21,107 | PNC Financial Services Group, Inc | 1,511 | ||||
17,242 | Popular, Inc | 277 | ||||
424 | e | Preferred Bank | 17 | |||
100 | e | Premierwest Bancorp | 1 | |||
1,141 | e | PrivateBancorp, Inc | 33 | |||
2,230 | e | Prosperity Bancshares, Inc | 73 | |||
2,140 | e | Provident Bankshares Corp | 70 | |||
4,058 | e | Provident Financial Services, Inc | 64 | |||
2,753 | e | Provident New York Bancorp | 37 | |||
43,112 | Regions Financial Corp | 1,427 | ||||
769 | e | Renasant Corp | 18 | |||
613 | e | Republic Bancorp, Inc (Class A) | 10 | |||
598 | e | Rockville Financial, Inc | 9 | |||
629 | e | Roma Financial Corp | 10 | |||
317 | e | Royal Bancshares of Pennsylvania (Class A) | 6 | |||
1,811 | e | S&T Bancorp, Inc | 60 | |||
846 | e | S.Y. Bancorp, Inc | 20 | |||
1,000 | e | Sandy Spring Bancorp, Inc | 31 | |||
357 | Santander BanCorp | 5 | ||||
605 | SCBT Financial Corp | 22 | ||||
740 | e | Seacoast Banking Corp of Florida | 16 | |||
938 | e | Security Bank Corp | 19 | |||
370 | e | Sierra Bancorp | 10 | |||
1,893 | * | Signature Bank | 65 | |||
1,066 | e | Simmons First National Corp (Class A) | 29 | |||
7,209 | Sky Financial Group, Inc | 201 | ||||
4,761 | South Financial Group, Inc | 108 | ||||
721 | e | Southside Bancshares, Inc | 16 | |||
740 | Southwest Bancorp, Inc | 18 | ||||
24,406 | Sovereign Bancorp, Inc | 516 | ||||
20,576 | State Street Corp | 1,407 | ||||
1,199 | e | Sterling Bancorp | 19 | |||
3,900 | Sterling Bancshares, Inc | 44 | ||||
1,778 | e* | Sterling Financial Corp | 19 | |||
3,134 | e | Sterling Financial Corp | 91 | |||
701 | e | Suffolk Bancorp | 22 | |||
585 | e* | Sun Bancorp, Inc | 10 | |||
21,817 | SunTrust Banks, Inc | 1,871 | ||||
2,075 | e* | Superior Bancorp | 21 |
17
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
3,131 | e | Susquehanna Bancshares, Inc | $ | 70 | ||
2,091 | e* | SVB Financial Group | 111 | |||
17,015 | Synovus Financial Corp | 522 | ||||
300 | Taylor Capital Group, Inc | 8 | ||||
8,192 | e | TCF Financial Corp | 228 | |||
1,482 | e* | Texas Capital Bancshares, Inc | 33 | |||
1,372 | e | TierOne Corp | 41 | |||
709 | e | Tompkins Trustco, Inc | 27 | |||
726 | Trico Bancshares | 16 | ||||
5,202 | e | Trustco Bank Corp NY | 51 | |||
2,902 | e | Trustmark Corp | 75 | |||
6,278 | e | UCBH Holdings, Inc | 115 | |||
2,088 | UMB Financial Corp | 77 | ||||
3,609 | e | Umpqua Holdings Corp | 85 | |||
814 | e | Union Bankshares Corp | 19 | |||
2,923 | UnionBanCal Corp | 175 | ||||
2,534 | e | United Bankshares, Inc | 81 | |||
2,128 | e | United Community Banks, Inc | 55 | |||
1,981 | e | United Community Financial Corp | 20 | |||
460 | e | United Security Bancshares | 9 | |||
792 | e | Univest Corp of Pennsylvania | 18 | |||
106,357 | US Bancorp | 3,504 | ||||
1,110 | e | USB Holding Co, Inc | 21 | |||
7,462 | e | Valley National Bancorp | 168 | |||
690 | ViewPoint Financial Group | 12 | ||||
100 | e | Vineyard National Bancorp | 2 | |||
828 | e* | Virginia Commerce Bancorp | 14 | |||
7,937 | e | W Holding Co, Inc | 21 | |||
117,039 | Wachovia Corp | 5,998 | ||||
5,275 | Washington Federal, Inc | 128 | ||||
53,979 | Washington Mutual, Inc | 2,302 | ||||
881 | e | Washington Trust Bancorp, Inc | 22 | |||
681 | e* | Wauwatosa Holdings, Inc | 11 | |||
3,232 | Webster Financial Corp | 138 | ||||
205,388 | Wells Fargo & Co | 7,224 | ||||
1,534 | e | WesBanco, Inc | 45 | |||
977 | e | West Coast Bancorp | 30 | |||
2,016 | e | Westamerica Bancorporation | 89 | |||
850 | e* | Western Alliance Bancorp | 25 | |||
47,279 | Western Union Co | 985 | ||||
1,174 | e | Westfield Financial, Inc | 12 | |||
4,160 | Whitney Holding Corp | 125 | ||||
4,204 | Wilmington Trust Corp | 175 | ||||
980 | e | Wilshire Bancorp, Inc | 12 | |||
1,580 | e | Wintrust Financial Corp | 69 | |||
320 | WSFS Financial Corp | 21 | ||||
558 | e | Yardville National Bancorp | 19 | |||
6,629 | Zions Bancorporation | 510 | ||||
TOTAL DEPOSITORY INSTITUTIONS | 90,423 | |||||
EATING AND DRINKING PLACES - 0.85% | ||||||
1,322 | e* | AFC Enterprises | 23 | |||
4,565 | e | Applebees International, Inc | 110 | |||
745 | * | Benihana, Inc (Class A) | 15 | |||
758 | e* | BJ's Restaurants, Inc | 15 | |||
2,400 | e | Bob Evans Farms, Inc | 88 |
18
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
6,950 | Brinker International, Inc | $ | 203 | |||
790 | e* | Buffalo Wild Wings, Inc | 33 | |||
3,081 | e | Burger King Holdings, Inc | 81 | |||
1,971 | e* | California Pizza Kitchen, Inc | 42 | |||
621 | e* | Carrols Restaurant Group, Inc | 9 | |||
1,623 | e | CBRL Group, Inc | 69 | |||
1,748 | e* | CEC Entertainment, Inc | 62 | |||
4,394 | e* | Cheesecake Factory | 108 | |||
1,858 | e* | Chipotle Mexican Grill, Inc (Class B) | 146 | |||
3,658 | e | CKE Restaurants, Inc | 73 | |||
8,645 | Darden Restaurants, Inc | 380 | ||||
6,036 | e* | Denny's Corp | 27 | |||
2,437 | e | Domino's Pizza, Inc | 44 | |||
1,061 | e | IHOP Corp | 58 | |||
1,911 | * | Jack in the Box, Inc | 136 | |||
3,561 | e* | Krispy Kreme Doughnuts, Inc | 33 | |||
1,203 | e | Landry's Restaurants, Inc | 36 | |||
883 | * | McCormick & Schmick's Seafood Restaurants, Inc | 23 | |||
73,043 | McDonald's Corp | 3,708 | ||||
654 | e* | Morton's Restaurant Group, Inc | 12 | |||
1,720 | e | O'Charleys, Inc | 35 | |||
1,450 | e* | Papa John's International, Inc | 42 | |||
1,702 | e* | PF Chang's China Bistro, Inc | 60 | |||
1,870 | e* | Rare Hospitality International, Inc | 50 | |||
957 | e* | Red Robin Gourmet Burgers, Inc | 39 | |||
3,600 | e | Ruby Tuesday, Inc | 95 | |||
800 | e* | Ruth's Chris Steak House, Inc | 14 | |||
4,411 | e* | Sonic Corp | 98 | |||
45,334 | * | Starbucks Corp | 1,190 | |||
1,689 | e* | Steak N Shake Co | 28 | |||
3,384 | e* | Texas Roadhouse, Inc (Class A) | 43 | |||
11,594 | e | Tim Hortons, Inc | 356 | |||
3,982 | e | Triarc Cos (Class B) | 62 | |||
5,339 | e | Wendy's International, Inc | 196 | |||
32,048 | e | Yum! Brands, Inc | 1,049 | |||
TOTAL EATING AND DRINKING PLACES | 8,891 | |||||
EDUCATIONAL SERVICES - 0.15% | ||||||
8,774 | * | Apollo Group, Inc (Class A) | 513 | |||
5,862 | * | Career Education Corp | 198 | |||
5,717 | e* | Corinthian Colleges, Inc | 93 | |||
3,674 | DeVry, Inc | 125 | ||||
2,487 | * | ITT Educational Services, Inc | 292 | |||
2,632 | * | Laureate Education, Inc | 162 | |||
968 | e | Strayer Education, Inc | 127 | |||
1,448 | e* | Universal Technical Institute, Inc | 37 | |||
TOTAL EDUCATIONAL SERVICES | 1,547 | |||||
ELECTRIC, GAS, AND SANITARY SERVICES - 3.97% | ||||||
40,839 | * | AES Corp | 894 | |||
4,796 | AGL Resources, Inc | 194 | ||||
10,136 | * | Allegheny Energy, Inc | 524 | |||
1,693 | Allete, Inc | 80 | ||||
6,962 | Alliant Energy Corp | 270 | ||||
15,781 | * | Allied Waste Industries, Inc | 212 | |||
12,827 | Ameren Corp | 629 |
19
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
822 | e | American Ecology Corp | $ | 18 | ||
24,400 | American Electric Power Co, Inc | 1,099 | ||||
1,100 | e | American States Water Co | 39 | |||
8,108 | Aqua America, Inc | 182 | ||||
24,847 | * | Aquila, Inc | 102 | |||
5,341 | Atmos Energy Corp | 161 | ||||
3,100 | Avista Corp | 67 | ||||
2,253 | e | Black Hills Corp | 90 | |||
1,013 | e | California Water Service Group | 38 | |||
770 | Cascade Natural Gas Corp | 20 | ||||
1,195 | e* | Casella Waste Systems, Inc (Class A) | 13 | |||
19,246 | e | Centerpoint Energy, Inc | 335 | |||
616 | e | Central Vermont Public Service Corp | 23 | |||
1,063 | e | CH Energy Group, Inc | 48 | |||
1,104 | e* | Clean Harbors, Inc | 55 | |||
3,305 | e | Cleco Corp | 81 | |||
13,685 | e | CMS Energy Corp | 235 | |||
16,257 | e | Consolidated Edison, Inc | 733 | |||
892 | e | Consolidated Water Co, Inc | 26 | |||
11,030 | Constellation Energy Group, Inc | 961 | ||||
7,381 | e* | Covanta Holding Corp | 182 | |||
2,304 | e | Crosstex Energy, Inc | 66 | |||
21,427 | Dominion Resources, Inc | 1,849 | ||||
6,926 | e | DPL, Inc | 196 | |||
10,770 | DTE Energy Co | 519 | ||||
77,073 | Duke Energy Corp | 1,410 | ||||
20,616 | * | Dynegy, Inc (Class A) | 195 | |||
19,930 | Edison International | 1,118 | ||||
42,504 | El Paso Corp | 732 | ||||
2,788 | e* | El Paso Electric Co | 68 | |||
1,913 | Empire District Electric Co | 43 | ||||
4,384 | Energen Corp | 241 | ||||
9,504 | e | Energy East Corp | 248 | |||
453 | e | EnergySouth, Inc | 23 | |||
231 | e* | EnerNOC, Inc | 9 | |||
12,066 | Entergy Corp | 1,295 | ||||
41,142 | Exelon Corp | 2,987 | ||||
18,640 | FirstEnergy Corp | 1,207 | ||||
24,861 | FPL Group, Inc | 1,411 | ||||
5,249 | e | Great Plains Energy, Inc | 153 | |||
5,200 | e | Hawaiian Electric Industries, Inc | 123 | |||
2,843 | e | Idacorp, Inc | 91 | |||
4,710 | e | Integrys Energy Group, Inc | 239 | |||
2,092 | e | ITC Holdings Corp | 85 | |||
10,745 | KeySpan Corp | 451 | ||||
1,400 | e | Laclede Group, Inc | 45 | |||
419 | e | Markwest Hydrocarbon, Inc | 24 | |||
11,115 | MDU Resources Group, Inc | 312 | ||||
1,512 | Metal Management, Inc | 67 | ||||
1,200 | e | MGE Energy, Inc | 39 | |||
15,651 | * | Mirant Corp | 667 | |||
5,101 | e | National Fuel Gas Co | 221 | |||
1,850 | e | New Jersey Resources Corp | 94 | |||
2,750 | e | Nicor, Inc | 118 | |||
16,776 | NiSource, Inc | 347 | ||||
9,442 | Northeast Utilities | 268 |
20
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,750 | e | Northwest Natural Gas Co | $ | 81 | ||
2,408 | e | NorthWestern Corp | 77 | |||
14,823 | e* | NRG Energy, Inc | 616 | |||
6,541 | e | NSTAR | 212 | |||
5,851 | OGE Energy Corp | 214 | ||||
6,802 | Oneok, Inc | 343 | ||||
833 | e | Ormat Technologies, Inc | 31 | |||
1,956 | e | Otter Tail Corp | 63 | |||
11,772 | Pepco Holdings, Inc | 332 | ||||
21,494 | PG&E Corp | 974 | ||||
936 | e* | Pico Holdings, Inc | 40 | |||
4,567 | Piedmont Natural Gas Co, Inc | 113 | ||||
1,025 | e* | Pike Electric Corp | 23 | |||
6,239 | e | Pinnacle West Capital Corp | 249 | |||
4,199 | PNM Resources, Inc | 117 | ||||
1,726 | Portland General Electric Co | 47 | ||||
23,607 | PPL Corp | 1,105 | ||||
15,770 | e | Progress Energy, Inc | 719 | |||
5,000 | m,v'* | Progress Energy, Inc | - | ^ | ||
15,518 | Public Service Enterprise Group, Inc | 1,362 | ||||
7,154 | Puget Energy, Inc | 173 | ||||
10,539 | Questar Corp | 557 | ||||
20,883 | e* | Reliant Energy, Inc | 563 | |||
10,176 | Republic Services, Inc | 312 | ||||
1,126 | e | Resource America, Inc (Class A) | 23 | |||
7,275 | SCANA Corp | 279 | ||||
2,166 | e* | SEMCO Energy, Inc | 17 | |||
16,145 | Sempra Energy | 956 | ||||
13,561 | * | Sierra Pacific Resources | 238 | |||
1,020 | e | SJW Corp | 34 | |||
1,884 | e | South Jersey Industries, Inc | 67 | |||
46,004 | Southern Co | 1,577 | ||||
6,440 | Southern Union Co | 210 | ||||
2,572 | Southwest Gas Corp | 87 | ||||
1,025 | e | Southwest Water Co | 13 | |||
5,708 | * | Stericycle, Inc | 254 | |||
12,829 | TECO Energy, Inc | 220 | ||||
28,082 | TXU Corp | 1,890 | ||||
6,491 | UGI Corp | 177 | ||||
1,633 | e | UIL Holdings Corp | 54 | |||
2,373 | Unisource Energy Corp | 78 | ||||
4,904 | e | Vectren Corp | 132 | |||
3,949 | * | Waste Connections, Inc | 119 | |||
499 | Waste Industries USA, Inc | 17 | ||||
1,458 | e* | Waste Services, Inc | 18 | |||
5,625 | e | Westar Energy, Inc | 137 | |||
3,019 | e | WGL Holdings, Inc | 99 | |||
36,647 | Williams Cos, Inc | 1,159 | ||||
7,164 | Wisconsin Energy Corp | 317 | ||||
25,349 | e | Xcel Energy, Inc | 519 | |||
TOTAL ELECTRIC, GAS, AND SANITARY SERVICES | 41,286 | |||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT - 6.20% | ||||||
1,500 | e* | Acme Packet, Inc | 17 | |||
1,556 | * | Actel Corp | 22 | |||
2,651 | Acuity Brands, Inc | 160 |
21
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
7,209 | * | Adaptec, Inc | $ | 28 | ||
7,316 | e* | ADC Telecommunications, Inc | 134 | |||
3,699 | Adtran, Inc | 96 | ||||
2,343 | e* | Advanced Analogic Technologies, Inc | 23 | |||
2,251 | * | Advanced Energy Industries, Inc | 51 | |||
34,301 | e* | Advanced Micro Devices, Inc | 491 | |||
4,300 | e* | Aeroflex, Inc | 61 | |||
21,706 | e | Altera Corp | 480 | |||
2,495 | e* | American Superconductor Corp | 48 | |||
6,834 | Ametek, Inc | 271 | ||||
4,100 | * | AMIS Holdings, Inc | 51 | |||
6,298 | e* | Amkor Technology, Inc | 99 | |||
10,954 | Amphenol Corp (Class A) | 391 | ||||
3,097 | e* | Anadigics, Inc | 43 | |||
20,013 | Analog Devices, Inc | 753 | ||||
9,512 | * | Andrew Corp | 137 | |||
52,912 | * | Apple Computer, Inc | 6,457 | |||
19,510 | e* | Applied Micro Circuits Corp | 49 | |||
6,887 | e* | Arris Group, Inc | 121 | |||
3,325 | e* | Atheros Communications, Inc | 103 | |||
28,949 | * | Atmel Corp | 161 | |||
2,293 | e* | ATMI, Inc | 69 | |||
12,022 | e* | Avanex Corp | 22 | |||
8,620 | * | Avnet, Inc | 342 | |||
3,547 | e | AVX Corp | 59 | |||
723 | e* | AZZ, Inc | 24 | |||
2,797 | e | Baldor Electric Co | 138 | |||
674 | e | Bel Fuse, Inc (Class B) | 23 | |||
4,279 | e* | Benchmark Electronics, Inc | 97 | |||
782 | e* | BigBand Networks, Inc | 10 | |||
28,853 | * | Broadcom Corp (Class A) | 844 | |||
2,989 | e* | C-COR, Inc | 42 | |||
1,663 | e* | Ceradyne, Inc | 123 | |||
2,612 | * | Checkpoint Systems, Inc | 66 | |||
5,374 | e* | Ciena Corp | 194 | |||
371,381 | * | Cisco Systems, Inc | 10,343 | |||
908 | e* | Color Kinetics, Inc | 30 | |||
1,458 | e* | Comtech Telecommunications Corp | 68 | |||
32,205 | e* | Conexant Systems, Inc | 45 | |||
9,968 | Cooper Industries Ltd (Class A) | 569 | ||||
457 | e* | CPI International, Inc | 9 | |||
5,056 | e* | Cree, Inc | 131 | |||
2,100 | e | CTS Corp | 27 | |||
1,000 | e | Cubic Corp | 30 | |||
9,243 | e* | Cypress Semiconductor Corp | 215 | |||
1,281 | e* | Diodes, Inc | 54 | |||
2,576 | e* | Ditech Networks, Inc | 21 | |||
2,248 | * | Dolby Laboratories, Inc (Class A) | 80 | |||
1,958 | * | DSP Group, Inc | 40 | |||
1,168 | e* | DTS, Inc | 25 | |||
8,961 | Eaton Corp | 833 | ||||
2,000 | e* | Electro Scientific Industries, Inc | 42 | |||
956 | e* | EMS Technologies, Inc | 21 | |||
3,562 | * | Energizer Holdings, Inc | 355 | |||
2,523 | e* | Energy Conversion Devices, Inc | 78 | |||
1,937 | * | EnerSys | 36 |
22
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
5,831 | e* | Evergreen Solar, Inc | $ | 54 | ||
2,444 | * | Exar Corp | 33 | |||
7,886 | * | Fairchild Semiconductor International, Inc | 152 | |||
14,527 | e* | Finisar Corp | 55 | |||
2,044 | e* | First Solar, Inc | 183 | |||
1,238 | e | Franklin Electric Co, Inc | 58 | |||
2,934 | e* | FuelCell Energy, Inc | 23 | |||
7,072 | e | Garmin Ltd | 523 | |||
15,290 | * | Gemstar-TV Guide International, Inc | 75 | |||
1,744 | e* | Genlyte Group, Inc | 137 | |||
6,150 | * | GrafTech International Ltd | 104 | |||
1,507 | e* | Greatbatch, Inc | 49 | |||
3,985 | Harman International Industries, Inc | 466 | ||||
5,636 | e* | Harmonic, Inc | 50 | |||
8,349 | e | Harris Corp | 455 | |||
1,865 | * | Helen of Troy Ltd | 50 | |||
6,021 | e* | Hexcel Corp | 127 | |||
829 | e* | Hittite Microwave Corp | 35 | |||
47,699 | Honeywell International, Inc | 2,685 | ||||
1,800 | e* | Hutchinson Technology, Inc | 34 | |||
2,223 | Imation Corp | 82 | ||||
12,101 | * | Integrated Device Technology, Inc | 185 | |||
355,437 | Intel Corp | 8,445 | ||||
2,862 | e* | Interdigital Communications Corp | 92 | |||
4,573 | e* | International Rectifier Corp | 170 | |||
8,268 | Intersil Corp (Class A) | 260 | ||||
1,421 | e | Inter-Tel, Inc | 34 | |||
2,296 | e* | InterVoice, Inc | 19 | |||
600 | e* | IPG Photonics Corp | 12 | |||
724 | e* | iRobot Corp | 14 | |||
1,636 | e* | IXYS Corp | 14 | |||
3,119 | e* | Jarden Corp | 134 | |||
13,081 | e* | JDS Uniphase Corp | 176 | |||
6,007 | e* | Kemet Corp | 42 | |||
7,656 | L-3 Communications Holdings, Inc | 746 | ||||
894 | e* | Lamson & Sessions Co | 24 | |||
7,863 | * | Lattice Semiconductor Corp | 45 | |||
2,740 | Lincoln Electric Holdings, Inc | 203 | ||||
15,518 | Linear Technology Corp | 561 | ||||
1,534 | e* | Littelfuse, Inc | 52 | |||
732 | * | Loral Space & Communications, Inc | 36 | |||
1,293 | LSI Industries, Inc | 23 | ||||
47,037 | e* | LSI Logic Corp | 353 | |||
28,543 | * | Marvell Technology Group Ltd | 520 | |||
3,108 | * | Mattson Technology, Inc | 30 | |||
19,630 | Maxim Integrated Products, Inc | 656 | ||||
1,334 | e* | Medis Technologies Ltd | 20 | |||
13,650 | e* | MEMC Electronic Materials, Inc | 834 | |||
1,540 | e* | Mercury Computer Systems, Inc | 19 | |||
2,500 | Methode Electronics, Inc | 39 | ||||
4,755 | Micrel, Inc | 61 | ||||
13,347 | Microchip Technology, Inc | 494 | ||||
46,315 | e* | Micron Technology, Inc | 580 | |||
4,543 | e* | Microsemi Corp | 109 | |||
4,100 | e* | Microtune, Inc | 21 | |||
2,847 | e* | MIPS Technologies, Inc | 25 |
23
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
8,407 | e | Molex, Inc | $ | 252 | ||
1,168 | e* | Monolithic Power Systems, Inc | 20 | |||
2,161 | * | Moog, Inc (Class A) | 95 | |||
141,618 | Motorola, Inc | 2,507 | ||||
7,339 | e* | MRV Communications, Inc | 24 | |||
555 | * | Multi-Fineline Electronix, Inc | 10 | |||
300 | National Presto Industries, Inc | 19 | ||||
19,187 | e | National Semiconductor Corp | 542 | |||
4,200 | m,v* | NCP Litigation Trust | - | ^ | ||
1,013 | e* | Netlogic Microsystems, Inc | 32 | |||
22,712 | e* | Network Appliance, Inc | 663 | |||
7,718 | e* | Novellus Systems, Inc | 219 | |||
22,070 | * | Nvidia Corp | 912 | |||
3,460 | e* | Omnivision Technologies, Inc | 63 | |||
13,834 | e* | ON Semiconductor Corp | 148 | |||
6,944 | * | On2 Technologies, Inc | 21 | |||
6,068 | e | Openwave Systems, Inc | 38 | |||
1,210 | * | Oplink Communications, Inc | 18 | |||
1,144 | * | OpNext, Inc | 15 | |||
869 | e* | OSI Systems, Inc | 24 | |||
1,250 | Park Electrochemical Corp | 35 | ||||
1,447 | * | Pericom Semiconductor Corp | 16 | |||
2,260 | e* | Photronics, Inc | 34 | |||
2,609 | e | Plantronics, Inc | 68 | |||
3,100 | e* | Plexus Corp | 71 | |||
1,628 | e* | PLX Technology, Inc | 18 | |||
13,218 | e* | PMC - Sierra, Inc | 102 | |||
5,444 | * | Polycom, Inc | 183 | |||
458 | e* | Powell Industries, Inc | 15 | |||
4,438 | e* | Power-One, Inc | 18 | |||
7,309 | e* | Powerwave Technologies, Inc | 49 | |||
9,396 | * | QLogic Corp | 157 | |||
101,967 | Qualcomm, Inc | 4,424 | ||||
8,217 | e | RadioShack Corp | 272 | |||
5,680 | e* | Rambus, Inc | 102 | |||
1,083 | e | Raven Industries, Inc | 39 | |||
1,983 | e | Regal-Beloit Corp | 92 | |||
10,615 | e* | RF Micro Devices, Inc | 66 | |||
1,100 | e* | Rogers Corp | 41 | |||
32,531 | * | Sanmina-SCI Corp | 102 | |||
1,867 | * | Seachange International, Inc | 15 | |||
4,166 | e* | Semtech Corp | 72 | |||
5,145 | * | Silicon Image, Inc | 44 | |||
3,220 | * | Silicon Laboratories, Inc | 112 | |||
5,900 | * | Silicon Storage Technology, Inc | 22 | |||
2,387 | e* | Sirenza Microdevices, Inc | 28 | |||
90,524 | e* | Sirius Satellite Radio, Inc | 273 | |||
10,341 | e* | Skyworks Solutions, Inc | 76 | |||
3,071 | e* | Smart Modular Technologies WWH, Inc | 42 | |||
5,639 | * | Spansion, Inc (Class A) | 63 | |||
2,490 | e* | Spectrum Brands, Inc | 17 | |||
1,279 | e* | Standard Microsystems Corp | 44 | |||
898 | * | Stoneridge, Inc | 11 | |||
1,368 | e* | Sunpower Corp (Class A) | 86 | |||
745 | e* | Supertex, Inc | 23 | |||
12,134 | e* | Sycamore Networks, Inc | 49 |
24
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
2,907 | e* | Symmetricom, Inc | $ | 24 | ||
1,530 | e* | Synaptics, Inc | 55 | |||
3,593 | e* | Syntax-Brillian Corp | 18 | |||
2,804 | e | Technitrol, Inc | 80 | |||
913 | * | Techwell, Inc | 12 | |||
3,400 | e* | Tekelec | 49 | |||
2,403 | Teleflex, Inc | 197 | ||||
26,740 | * | Tellabs, Inc | 288 | |||
2,944 | e* | Tessera Technologies, Inc | 119 | |||
87,696 | Texas Instruments, Inc | 3,300 | ||||
3,556 | * | Thomas & Betts Corp | 206 | |||
3,408 | e* | Trident Microsystems, Inc | 63 | |||
9,492 | * | Triquint Semiconductor, Inc | 48 | |||
2,833 | * | TTM Technologies, Inc | 37 | |||
1,167 | e* | Ultra Clean Holdings | 16 | |||
1,466 | e* | Universal Display Corp | 23 | |||
1,000 | * | Universal Electronics, Inc | 36 | |||
7,742 | e* | Utstarcom, Inc | 43 | |||
5,243 | * | Varian Semiconductor Equipment Associates, Inc | 210 | |||
1,399 | * | Viasat, Inc | 45 | |||
1,471 | e | Vicor Corp | 20 | |||
10,877 | * | Vishay Intertechnology, Inc | 172 | |||
1,011 | e* | Volterra Semiconductor Corp | 14 | |||
4,543 | Whirlpool Corp | 505 | ||||
18,234 | Xilinx, Inc | 488 | ||||
1,286 | * | Zoltek Cos, Inc | 53 | |||
3,150 | * | Zoran Corp | 63 | |||
TOTAL ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | 64,517 | |||||
ENGINEERING AND MANAGEMENT SERVICES - 0.85% | ||||||
1,230 | e* | Advisory Board Co | 68 | |||
2,118 | e* | Aecom Technology Corp | 53 | |||
8,040 | e* | Amylin Pharmaceuticals, Inc | 331 | |||
4,841 | * | Applera Corp (Celera Genomics Group) | 60 | |||
4,682 | e* | Ariad Pharmaceuticals, Inc | 26 | |||
900 | e | CDI Corp | 29 | |||
23,578 | e* | Celgene Corp | 1,352 | |||
758 | e* | Cornell Cos, Inc | 19 | |||
2,517 | e | Corporate Executive Board Co | 163 | |||
706 | e* | CRA International, Inc | 34 | |||
3,622 | e* | CV Therapeutics, Inc | 48 | |||
1,618 | e | Diamond Management & Technology Consultants, Inc | 21 | |||
3,090 | e* | eResearch Technology, Inc | 29 | |||
5,381 | * | Exelixis, Inc | 65 | |||
1,100 | e* | Exponent, Inc | 25 | |||
5,476 | e | Fluor Corp | 610 | |||
3,419 | * | Gen-Probe, Inc | 207 | |||
1,326 | e* | Greenfield Online, Inc | 21 | |||
3,404 | * | Harris Interactive, Inc | 18 | |||
5,800 | e* | Hewitt Associates, Inc (Class A) | 186 | |||
1,113 | e* | Huron Consulting Group, Inc | 81 | |||
4,807 | e* | Incyte Corp | 29 | |||
2,490 | e* | Infrasource Services, Inc | 92 | |||
4,737 | e* | Isis Pharmaceuticals, Inc | 46 | |||
7,324 | * | Jacobs Engineering Group, Inc | 421 | |||
10,330 | * | KBR, Inc | 271 |
25
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
798 | e* | Kendle International, Inc | $ | 29 | ||
2,541 | e* | Kosan Biosciences, Inc | 13 | |||
584 | e | Landauer, Inc | 29 | |||
1,549 | e* | LECG Corp | 23 | |||
1,975 | e* | Lifecell Corp | 60 | |||
1,864 | e* | Luminex Corp | 23 | |||
1,221 | MAXIMUS, Inc | 53 | ||||
2,143 | e* | Maxygen, Inc | 18 | |||
6,812 | * | McDermott International, Inc | 566 | |||
445 | * | Michael Baker Corp | 17 | |||
14,148 | Moody's Corp | 880 | ||||
685 | e* | MTC Technologies, Inc | 17 | |||
2,554 | e* | Myriad Genetics, Inc | 95 | |||
3,394 | e* | Navigant Consulting, Inc | 63 | |||
1,978 | * | Neurogen Corp | 13 | |||
1,729 | * | Omnicell, Inc | 36 | |||
21,518 | Paychex, Inc | 842 | ||||
1,234 | * | PharmaNet Development Group, Inc | 39 | |||
9,556 | Quest Diagnostics, Inc | 494 | ||||
1,812 | * | Regeneration Technologies, Inc | 20 | |||
3,876 | e* | Regeneron Pharmaceuticals, Inc | 70 | |||
8,827 | e* | Rentech, Inc | 23 | |||
3,214 | e* | Resources Connection, Inc | 107 | |||
1,318 | e* | Rigel Pharmaceuticals, Inc | 12 | |||
6,000 | e* | SAIC, Inc | 108 | |||
3,562 | e* | Savient Pharmaceuticals, Inc | 44 | |||
2,563 | e* | Seattle Genetics, Inc | 25 | |||
1,940 | e* | Senomyx, Inc | 26 | |||
4,929 | * | Shaw Group, Inc | 228 | |||
507 | * | Stanley, Inc | 9 | |||
1,956 | e* | Symyx Technologies, Inc | 23 | |||
692 | e* | Tejon Ranch Co | 31 | |||
3,521 | e* | Telik, Inc | 12 | |||
3,591 | * | Tetra Tech, Inc | 77 | |||
3,296 | * | URS Corp | 160 | |||
1,742 | e* | Verenium Corp | 9 | |||
1,753 | * | Washington Group International, Inc | 140 | |||
2,733 | e | Watson Wyatt & Co Holdings (Class A) | 138 | |||
TOTAL ENGINEERING AND MANAGEMENT SERVICES | 8,877 | |||||
ENVIRONMENTAL QUALITY AND HOUSING - 0.00%** | ||||||
2,403 | e* | Home Solutions of America, Inc | 14 | |||
TOTAL ENVIRONMENTAL QUALITY AND HOUSING | 14 | |||||
FABRICATED METAL PRODUCTS - 0.52% | ||||||
2,088 | e* | Alliant Techsystems, Inc | 207 | |||
532 | e | Ameron International Corp | 48 | |||
4,374 | e | Aptargroup, Inc | 156 | |||
6,834 | Ball Corp | 363 | ||||
766 | * | Chart Industries, Inc | 22 | |||
1,064 | CIRCOR International, Inc | 43 | ||||
7,354 | Commercial Metals Co | 248 | ||||
1,343 | * | Commercial Vehicle Group, Inc | 25 | |||
3,158 | Crane Co | 143 | ||||
10,461 | * | Crown Holdings, Inc | 261 | |||
757 | e | Dynamic Materials Corp | 28 |
26
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,746 | e* | Griffon Corp | $ | 38 | ||
546 | e | Gulf Island Fabrication, Inc | 19 | |||
30,351 | Illinois Tool Works, Inc | 1,645 | ||||
916 | e | Insteel Industries, Inc | 16 | |||
904 | e* | Ladish Co, Inc | 39 | |||
496 | e | Lifetime Brands, Inc | 10 | |||
2,280 | e* | Mobile Mini, Inc | 67 | |||
6,723 | e | Mueller Water Products, Inc (Class A) | 115 | |||
1,321 | e* | NCI Building Systems, Inc | 65 | |||
7,087 | Parker Hannifin Corp | 694 | ||||
509 | * | Park-Ohio Holdings Corp | 14 | |||
6,093 | Pentair, Inc | 235 | ||||
1,422 | Silgan Holdings, Inc | 79 | ||||
2,152 | e | Simpson Manufacturing Co, Inc | 73 | |||
1,859 | e* | Smith & Wesson Holding Corp | 31 | |||
3,654 | Snap-On, Inc | 185 | ||||
4,979 | e | Stanley Works | 302 | |||
1,389 | e* | Sturm Ruger & Co, Inc | 22 | |||
457 | e | Sun Hydraulics Corp | 22 | |||
3,948 | e* | Taser International, Inc | 55 | |||
809 | e* | Trimas Corp | 10 | |||
1,173 | e | Valmont Industries, Inc | 85 | |||
1,666 | e | Watts Water Technologies, Inc (Class A) | 62 | |||
TOTAL FABRICATED METAL PRODUCTS | 5,427 | |||||
FOOD AND KINDRED PRODUCTS - 3.10% | ||||||
1,269 | e* | Altus Pharmaceuticals, Inc | 15 | |||
46,478 | Anheuser-Busch Cos, Inc | 2,424 | ||||
39,914 | Archer Daniels Midland Co | 1,321 | ||||
700 | e* | Boston Beer Co, Inc (Class A) | 27 | |||
7,050 | Bunge Ltd | 596 | ||||
14,117 | Campbell Soup Co | 548 | ||||
263 | Coca-Cola Bottling Co Consolidated | 13 | ||||
140,700 | Coca-Cola Co | 7,360 | ||||
19,411 | e | Coca-Cola Enterprises, Inc | 466 | |||
30,473 | ConAgra Foods, Inc | 818 | ||||
11,746 | * | Constellation Brands, Inc (Class A) | 285 | |||
4,559 | Corn Products International, Inc | 207 | ||||
4,436 | e* | Darling International, Inc | 41 | |||
12,900 | Del Monte Foods Co | 157 | ||||
629 | e | Farmer Bros Co | 14 | |||
3,338 | Flowers Foods, Inc | 111 | ||||
21,238 | General Mills, Inc | 1,241 | ||||
19,869 | H.J. Heinz Co | 943 | ||||
4,024 | e* | Hansen Natural Corp | 173 | |||
10,758 | e | Hershey Co | 545 | |||
4,677 | Hormel Foods Corp | 175 | ||||
740 | e | Imperial Sugar Co | 23 | |||
800 | e | J&J Snack Foods Corp | 30 | |||
3,519 | J.M. Smucker Co | 224 | ||||
1,401 | e* | Jones Soda Co | 20 | |||
15,055 | Kellogg Co | 780 | ||||
98,121 | Kraft Foods, Inc (Class A) | 3,459 | ||||
1,575 | Lancaster Colony Corp | 66 | ||||
1,746 | e | Lance, Inc | 41 | |||
686 | e* | M&F Worldwide Corp | 46 |
27
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
8,308 | McCormick & Co, Inc | $ | 317 | |||
597 | e | MGP Ingredients, Inc | 10 | |||
3,055 | Molson Coors Brewing Co (Class B) | 282 | ||||
621 | e | National Beverage Corp | 7 | |||
919 | e* | Peet's Coffee & Tea, Inc | 23 | |||
8,468 | Pepsi Bottling Group, Inc | 285 | ||||
3,834 | PepsiAmericas, Inc | 94 | ||||
100,711 | PepsiCo, Inc | 6,531 | ||||
2,153 | e* | Performance Food Group Co | 70 | |||
1,622 | e* | Ralcorp Holdings, Inc | 87 | |||
1,066 | e | Reddy Ice Holdings, Inc | 30 | |||
1,203 | e | Sanderson Farms, Inc | 54 | |||
44,957 | Sara Lee Corp | 782 | ||||
6,686 | e* | Smithfield Foods, Inc | 206 | |||
2,373 | e | Tootsie Roll Industries, Inc | 66 | |||
2,378 | Topps Co, Inc | 25 | ||||
2,025 | e* | TreeHouse Foods, Inc | 54 | |||
15,114 | Tyson Foods, Inc (Class A) | 348 | ||||
14,836 | e | Wrigley (Wm.) Jr Co | 821 | |||
TOTAL FOOD AND KINDRED PRODUCTS | 32,261 | |||||
FOOD STORES - 0.34% | ||||||
97 | e | Arden Group, Inc (Class A) | 13 | |||
1,203 | e* | Great Atlantic & Pacific Tea Co, Inc | 40 | |||
700 | Ingles Markets, Inc (Class A) | 24 | ||||
43,430 | Kroger Co | 1,222 | ||||
1,886 | e* | Panera Bread Co (Class A) | 87 | |||
1,414 | e* | Pantry, Inc | 65 | |||
2,412 | * | Pathmark Stores, Inc | 31 | |||
2,557 | Ruddick Corp | 77 | ||||
27,020 | Safeway, Inc | 920 | ||||
12,857 | Supervalu, Inc | 596 | ||||
212 | Village Super Market (Class A) | 10 | ||||
611 | Weis Markets, Inc | 25 | ||||
8,728 | e | Whole Foods Market, Inc | 334 | |||
2,108 | e* | Wild Oats Markets, Inc | 35 | |||
2,103 | e* | Winn-Dixie Stores, Inc | 62 | |||
TOTAL FOOD STORES | 3,541 | |||||
FORESTRY - 0.12% | ||||||
4,673 | Rayonier, Inc | 211 | ||||
13,213 | Weyerhaeuser Co | 1,043 | ||||
TOTAL FORESTRY | 1,254 | |||||
FURNITURE AND FIXTURES - 0.32% | ||||||
803 | e | Cal-Maine Foods, Inc | 13 | |||
1,625 | e | Ethan Allen Interiors, Inc | 56 | |||
2,907 | e | Furniture Brands International, Inc | 41 | |||
3,977 | Herman Miller, Inc | 126 | ||||
3,882 | Hillenbrand Industries, Inc | 252 | ||||
2,905 | e | HNI Corp | 119 | |||
680 | e | Hooker Furniture Corp | 15 | |||
3,257 | Interface, Inc (Class A) | 62 | ||||
12,073 | Johnson Controls, Inc | 1,398 | ||||
1,737 | Kimball International, Inc (Class B) | 24 | ||||
3,352 | e | La-Z-Boy, Inc | 38 |
28
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
10,815 | e | Leggett & Platt, Inc | $ | 239 | ||
23,113 | Masco Corp | 658 | ||||
2,732 | e | Sealy Corp | 45 | |||
3,095 | e* | Select Comfort Corp | 50 | |||
4,232 | e | Tempur-Pedic International, Inc | 110 | |||
1,907 | e* | Williams Scotsman International, Inc | 45 | |||
TOTAL FURNITURE AND FIXTURES | 3,291 | |||||
FURNITURE AND HOMEFURNISHINGS STORES - 0.19% | ||||||
16,945 | * | Bed Bath & Beyond, Inc | 610 | |||
10,474 | e | Circuit City Stores, Inc | 158 | |||
9,625 | * | GameStop Corp (Class A) | 376 | |||
1,692 | e* | Guitar Center, Inc | 101 | |||
1,232 | e | Haverty Furniture Cos, Inc | 14 | |||
2,965 | Knoll, Inc | 67 | ||||
3,326 | e* | Mohawk Industries, Inc | 335 | |||
6,020 | e | Pier 1 Imports, Inc | 51 | |||
4,902 | e | Steelcase, Inc (Class A) | 91 | |||
1,789 | e | Tuesday Morning Corp | 22 | |||
5,558 | e | Williams-Sonoma, Inc | 176 | |||
TOTAL FURNITURE AND HOMEFURNISHINGS STORES | 2,001 | |||||
GENERAL BUILDING CONTRACTORS - 0.25% | ||||||
115 | e | Amrep Corp | 5 | |||
310 | e* | Avatar Holdings, Inc | 24 | |||
2,556 | e | Beazer Homes USA, Inc | 63 | |||
485 | e | Brookfield Homes Corp | 14 | |||
7,355 | e | Centex Corp | 295 | |||
19,198 | e | DR Horton, Inc | 383 | |||
2,297 | e* | Hovnanian Enterprises, Inc (Class A) | 38 | |||
4,706 | e | KB Home | 185 | |||
8,304 | e | Lennar Corp (Class A) | 303 | |||
862 | e | M/I Homes, Inc | 23 | |||
1,316 | e | McGrath RentCorp | 44 | |||
2,061 | e | MDC Holdings, Inc | 100 | |||
1,472 | e* | Meritage Homes Corp | 39 | |||
279 | e* | NVR, Inc | 190 | |||
1,250 | e* | Palm Harbor Homes, Inc | 18 | |||
1,625 | * | Perini Corp | 100 | |||
13,220 | Pulte Homes, Inc | 297 | ||||
2,630 | e | Ryland Group, Inc | 98 | |||
4,272 | e | Standard-Pacific Corp | 75 | |||
397 | e* | Team, Inc | 18 | |||
7,726 | e* | Toll Brothers, Inc | 193 | |||
2,645 | e | Walter Industries, Inc | 77 | |||
1,883 | * | WCI Communities, Inc | 31 | |||
TOTAL GENERAL BUILDING CONTRACTORS | 2,613 | |||||
GENERAL MERCHANDISE STORES - 1.60% | ||||||
2,874 | * | 99 Cents Only Stores | 38 | |||
6,733 | e* | Big Lots, Inc | 198 | |||
4,214 | * | BJ's Wholesale Club, Inc | 152 | |||
632 | e | Bon-Ton Stores, Inc | 25 | |||
2,068 | e* | Cabela's, Inc | 46 | |||
3,355 | Casey's General Stores, Inc | 91 | ||||
481 | e* | Conn's, Inc | 14 |
29
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
27,321 | e | Costco Wholesale Corp | $ | 1,599 | ||
3,877 | e | Dillard's, Inc (Class A) | 139 | |||
19,455 | Dollar General Corp | 426 | ||||
9,228 | e | Family Dollar Stores, Inc | 317 | |||
2,720 | e | Fred's, Inc | 36 | |||
13,817 | JC Penney Co, Inc | 1,000 | ||||
28,088 | Macy's, Inc | 1,117 | ||||
1,292 | e* | Retail Ventures, Inc | 21 | |||
8,388 | e | Saks, Inc | 179 | |||
1,757 | e | Stein Mart, Inc | 22 | |||
52,323 | Target Corp | 3,328 | ||||
27,811 | TJX Cos, Inc | 765 | ||||
147,502 | Wal-Mart Stores, Inc | 7,096 | ||||
TOTAL GENERAL MERCHANDISE STORES | 16,609 | |||||
HEALTH SERVICES - 1.31% | ||||||
839 | e* | Alliance Imaging, Inc | 8 | |||
1,533 | e* | Amedisys, Inc | 56 | |||
748 | e* | American Dental Partners, Inc | 19 | |||
11,698 | AmerisourceBergen Corp | 579 | ||||
1,984 | * | Amsurg Corp | 48 | |||
2,667 | e* | Apria Healthcare Group, Inc | 77 | |||
3,714 | e* | Assisted Living Concepts, Inc (A Shares) | 40 | |||
535 | e* | Bio-Reference Labs, Inc | 15 | |||
1,007 | e | Brookdale Senior Living, Inc | 46 | |||
17,615 | Cigna Corp | 920 | ||||
5,854 | * | Community Health Systems, Inc | 237 | |||
750 | e* | Corvel Corp | 20 | |||
3,363 | * | Covance, Inc | 231 | |||
9,571 | * | Coventry Health Care, Inc | 552 | |||
2,321 | e* | Cross Country Healthcare, Inc | 39 | |||
1,413 | e* | CryoLife, Inc | 18 | |||
6,435 | * | DaVita, Inc | 347 | |||
3,516 | * | Edwards Lifesciences Corp | 173 | |||
744 | * | eHealth, Inc | 14 | |||
300 | e* | Emeritus Corp | 9 | |||
1,864 | e* | Enzo Biochem, Inc | 28 | |||
14,224 | * | Express Scripts, Inc | 711 | |||
1,211 | e* | Genesis HealthCare Corp | 83 | |||
810 | e* | Genomic Health, Inc | 15 | |||
1,497 | e* | Gentiva Health Services, Inc | 30 | |||
14,969 | e | Health Management Associates, Inc (Class A) | 170 | |||
3,900 | * | Healthsouth Corp | 71 | |||
2,237 | e* | Healthways, Inc | 106 | |||
1,722 | * | Hythiam, Inc | 15 | |||
3,543 | * | Immunomedics, Inc | 15 | |||
2,054 | e* | Kindred Healthcare, Inc | 63 | |||
7,195 | * | Laboratory Corp of America Holdings | 563 | |||
1,383 | e | LCA-Vision, Inc | 65 | |||
735 | e* | LHC Group, Inc | 19 | |||
3,672 | * | LifePoint Hospitals, Inc | 142 | |||
5,141 | * | Lincare Holdings, Inc | 205 | |||
2,394 | * | Magellan Health Services, Inc | 111 | |||
4,595 | Manor Care, Inc | 300 | ||||
1,371 | e* | Matria Healthcare, Inc | 41 | |||
18,173 | McKesson Corp | 1,084 |
30
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
419 | e* | Medcath Corp | $ | 13 | ||
17,135 | * | Medco Health Solutions, Inc | 1,336 | |||
300 | e | National Healthcare Corp | 15 | |||
5,807 | e* | Nektar Therapeutics | 55 | |||
1,311 | e* | Nighthawk Radiology Holdings, Inc | 24 | |||
2,544 | * | Odyssey HealthCare, Inc | 30 | |||
7,429 | e | Omnicare, Inc | 268 | |||
1,894 | e | Option Care, Inc | 29 | |||
3,052 | * | Pediatrix Medical Group, Inc | 168 | |||
6,515 | Pharmaceutical Product Development, Inc | 249 | ||||
3,409 | e* | Psychiatric Solutions, Inc | 124 | |||
745 | e* | Radiation Therapy Services, Inc | 20 | |||
1,200 | * | RehabCare Group, Inc | 17 | |||
3,479 | * | Sierra Health Services, Inc | 145 | |||
1,374 | * | Skilled Healthcare Group, Inc (Class A) | 21 | |||
939 | e* | Stereotaxis, Inc | 12 | |||
2,651 | e* | Sun Healthcare Group, Inc | 38 | |||
2,773 | e* | Sunrise Senior Living, Inc | 111 | |||
1,167 | * | Symbion, Inc | 25 | |||
30,068 | e* | Tenet Healthcare Corp | 196 | |||
5,498 | * | Triad Hospitals, Inc | 296 | |||
2,659 | Universal Health Services, Inc (Class B) | 163 | ||||
37,537 | * | WellPoint, Inc | 2,997 | |||
TOTAL HEALTH SERVICES | 13,637 | |||||
HEAVY CONSTRUCTION, EXCEPT BUILDING - 0.06% | ||||||
321 | e* | Comverge, Inc | 10 | |||
4,311 | * | Foster Wheeler Ltd | 461 | |||
2,325 | Granite Construction, Inc | 149 | ||||
1,322 | * | Matrix Service Co | 33 | |||
TOTAL HEAVY CONSTRUCTION, EXCEPT BUILDING | 653 | |||||
HOLDING AND OTHER INVESTMENT OFFICES - 2.99% | ||||||
2,039 | e | Acadia Realty Trust | 53 | |||
1,925 | e* | Affiliated Managers Group, Inc | 248 | |||
2,378 | e* | Affordable Residential Communities LP | 28 | |||
505 | e | Agree Realty Corp | 16 | |||
3,433 | e | Alesco Financial, Inc | 28 | |||
123 | e* | Alexander's, Inc | 50 | |||
1,828 | e | Alexandria Real Estate Equities, Inc | 177 | |||
8,795 | e | Allied Capital Corp | 272 | |||
5,664 | AMB Property Corp | 301 | ||||
1,413 | e | American Campus Communities, Inc | 40 | |||
8,501 | American Financial Realty Trust | 88 | ||||
2,812 | e | American Home Mortgage Investment Corp | 52 | |||
15,991 | e | Annaly Mortgage Management, Inc | 231 | |||
3,218 | e | Anthracite Capital, Inc | 38 | |||
3,102 | Anworth Mortgage Asset Corp | 28 | ||||
5,937 | e | Apartment Investment & Management Co (Class A) | 299 | |||
5,215 | e | Apollo Investment Corp | 112 | |||
850 | Arbor Realty Trust, Inc | 22 | ||||
13,457 | Archstone-Smith Trust | 795 | ||||
6,591 | Ashford Hospitality Trust, Inc | 78 | ||||
936 | Associated Estates Realty Corp | 15 | ||||
4,819 | AvalonBay Communities, Inc | 573 | ||||
4,502 | BioMed Realty Trust, Inc | 113 |
31
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
6,268 | Boston Properties, Inc | $ | 640 | |||
5,335 | e | Brandywine Realty Trust | 152 | |||
3,142 | e | BRE Properties, Inc (Class A) | 186 | |||
433 | e | BRT Realty Trust | 11 | |||
3,482 | Camden Property Trust | 233 | ||||
2,642 | e | Capital Lease Funding, Inc | 28 | |||
190 | e | Capital Southwest Corp | 30 | |||
800 | e | Capital Trust, Inc (Class A) | 27 | |||
3,981 | e | CBL & Associates Properties, Inc | 144 | |||
1,814 | e | CBRE Realty Finance, Inc | 22 | |||
2,712 | e | Cedar Shopping Centers, Inc | 39 | |||
442 | e | Cherokee, Inc | 16 | |||
2,945 | Colonial Properties Trust | 107 | ||||
840 | e | Compass Diversified Trust | 15 | |||
2,299 | e | Corporate Office Properties Trust | 94 | |||
2,443 | Cousins Properties, Inc | 71 | ||||
4,918 | e | Crescent Real Estate Equities Co | 110 | |||
1,504 | e | Crystal River Capital, Inc | 37 | |||
10,500 | e | DCT Industrial Trust, Inc | 113 | |||
3,319 | e | Deerfield Triarc Capital Corp | 49 | |||
7,395 | Developers Diversified Realty Corp | 390 | ||||
5,943 | DiamondRock Hospitality Co | 113 | ||||
3,247 | Digital Realty Trust, Inc | 122 | ||||
5,829 | e | Douglas Emmett, Inc | 144 | |||
8,486 | Duke Realty Corp | 303 | ||||
1,377 | EastGroup Properties, Inc | 60 | ||||
1,200 | e | Education Realty Trust, Inc | 17 | |||
1,398 | e* | Energy Infrastructure Acquisition Corp | 14 | |||
1,723 | e | Entertainment Properties Trust | 93 | |||
3,491 | e | Equity Inns, Inc | 78 | |||
1,227 | e | Equity Lifestyle Properties, Inc | 64 | |||
2,470 | e | Equity One, Inc | 63 | |||
17,963 | Equity Residential | 820 | ||||
1,493 | e | Essex Property Trust, Inc | 174 | |||
3,926 | e | Extra Space Storage, Inc | 65 | |||
3,328 | Federal Realty Investment Trust | 257 | ||||
3,926 | e | FelCor Lodging Trust, Inc | 102 | |||
2,899 | e | First Industrial Realty Trust, Inc | 112 | |||
1,470 | e | First Potomac Realty Trust | 34 | |||
3,189 | e | Franklin Street Properties Corp | 53 | |||
9,089 | Friedman Billings Ramsey Group, Inc (Class A) | 50 | ||||
13,247 | General Growth Properties, Inc | 701 | ||||
1,193 | e | Getty Realty Corp | 31 | |||
638 | e | Gladstone Capital Corp | 14 | |||
2,171 | e | Glimcher Realty Trust | 54 | |||
3,200 | e | GMH Communities Trust | 31 | |||
1,100 | e | Gramercy Capital Corp | 30 | |||
12,321 | Health Care Property Investors, Inc | 356 | ||||
4,721 | Health Care REIT, Inc | 191 | ||||
3,212 | e | Healthcare Realty Trust, Inc | 89 | |||
2,467 | e | Hersha Hospitality Trust | 29 | |||
998 | * | HFF, Inc (Class A) | 15 | |||
3,843 | e | Highland Hospitality Corp | 74 | |||
3,247 | e | Highwoods Properties, Inc | 122 | |||
2,324 | Home Properties, Inc | 121 | ||||
5,735 | Hospitality Properties Trust | 238 |
32
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
31,929 | Host Marriott Corp | $ | 738 | |||
13,475 | e | HRPT Properties Trust | 140 | |||
5,056 | e | IMPAC Mortgage Holdings, Inc | 23 | |||
4,513 | e | Inland Real Estate Corp | 77 | |||
2,862 | Innkeepers U.S.A. Trust | 51 | ||||
3,315 | Investors Real Estate Trust | 34 | ||||
92,600 | e | iShares Russell 3000 Index Fund | 8,059 | |||
7,812 | iStar Financial, Inc | 346 | ||||
3,168 | e* | Jamba, Inc | 29 | |||
1,655 | e | JER Investors Trust, Inc | 25 | |||
2,062 | e | Kilroy Realty Corp | 146 | |||
13,130 | Kimco Realty Corp | 500 | ||||
1,900 | Kite Realty Group Trust | 36 | ||||
2,579 | e | LaSalle Hotel Properties | 112 | |||
4,101 | Lexington Corporate Properties Trust | 85 | ||||
5,546 | e | Liberty Property Trust | 244 | |||
1,314 | LTC Properties, Inc | 30 | ||||
2,561 | e | Luminent Mortgage Capital, Inc | 26 | |||
4,379 | Macerich Co | 361 | ||||
3,822 | Mack-Cali Realty Corp | 166 | ||||
2,313 | Maguire Properties, Inc | 79 | ||||
2,550 | e | Medical Properties Trust, Inc | 34 | |||
5,284 | MFA Mortgage Investments, Inc | 38 | ||||
1,526 | Mid-America Apartment Communities, Inc | 80 | ||||
1,230 | e | Mission West Properties, Inc | 17 | |||
1,507 | MVC Capital, Inc | 28 | ||||
1,400 | e | National Health Investors, Inc | 44 | |||
3,652 | National Retail Properties, Inc | 80 | ||||
4,957 | Nationwide Health Properties, Inc | 135 | ||||
2,523 | e | Newcastle Investment Corp | 63 | |||
2,538 | e* | NexCen Brands, Inc | 28 | |||
3,513 | e | NorthStar Realty Finance Corp | 44 | |||
1,737 | e | Novastar Financial, Inc | 12 | |||
4,121 | e | Omega Healthcare Investors, Inc | 65 | |||
946 | e | Parkway Properties, Inc | 45 | |||
1,209 | e | PennantPark Investment Corp | 17 | |||
1,975 | Pennsylvania Real Estate Investment Trust | 88 | ||||
10,805 | Plum Creek Timber Co, Inc | 450 | ||||
2,677 | e | Post Properties, Inc | 140 | |||
2,494 | e | Potlatch Corp | 107 | |||
15,511 | Prologis | 883 | ||||
1,216 | Prospect Capital Corp | 21 | ||||
1,073 | PS Business Parks, Inc | 68 | ||||
7,739 | Public Storage, Inc | 594 | ||||
979 | e* | Quadra Realty Trust, Inc | 12 | |||
3,865 | e | RAIT Investment Trust | 101 | |||
992 | Ramco-Gershenson Properties | 36 | ||||
6,195 | Realty Income Corp | 156 | ||||
1,391 | Redwood Trust, Inc | 67 | ||||
4,304 | Regency Centers Corp | 303 | ||||
1,640 | e | Republic Property Trust | 20 | |||
1,355 | e | Resource Capital Corp | 19 | |||
700 | Saul Centers, Inc | 32 | ||||
4,718 | Senior Housing Properties Trust | 96 | ||||
13,486 | Simon Property Group, Inc | 1,255 | ||||
3,638 | e | SL Green Realty Corp | 451 |
33
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,302 | Sovran Self Storage, Inc | $ | 63 | |||
7,413 | e | Spirit Finance Corp | 108 | |||
700 | e* | Star Maritime Acquisition Corp | 9 | |||
4,727 | e | Strategic Hotels & Resorts, Inc | 106 | |||
1,069 | Sun Communities, Inc | 32 | ||||
3,736 | Sunstone Hotel Investors, Inc | 106 | ||||
1,844 | e | Tanger Factory Outlet Centers, Inc | 69 | |||
687 | e* | Tarragon Corp | 6 | |||
3,403 | Taubman Centers, Inc | 169 | ||||
3,455 | e* | TFS Financial Corp | 40 | |||
7,636 | Thornburg Mortgage, Inc | 200 | ||||
8,850 | e | UDR, Inc | 233 | |||
1,095 | e | Universal Health Realty Income Trust | 36 | |||
1,407 | Urstadt Biddle Properties, Inc (Class A) | 24 | ||||
3,042 | e | U-Store-It Trust | 50 | |||
8,304 | Ventas, Inc | 301 | ||||
17,912 | e | Virgin Media, Inc | 437 | |||
8,192 | Vornado Realty Trust | 900 | ||||
2,850 | e | Washington Real Estate Investment Trust | 97 | |||
4,713 | e | Weingarten Realty Investors | 194 | |||
2,315 | * | Winston Hotels, Inc | 35 | |||
3,164 | Winthrop Realty Trust | 22 | ||||
TOTAL HOLDING AND OTHER INVESTMENT OFFICES | 31,178 | |||||
HOTELS AND OTHER LODGING PLACES - 0.52% | ||||||
1,418 | e | Ameristar Casinos, Inc | 49 | |||
1,131 | e* | Bluegreen Corp | 13 | |||
2,948 | e | Boyd Gaming Corp | 145 | |||
2,172 | e | Choice Hotels International, Inc | 86 | |||
2,696 | * | Gaylord Entertainment Co | 145 | |||
1,718 | e* | Great Wolf Resorts, Inc | 24 | |||
23,831 | Hilton Hotels Corp | 798 | ||||
1,142 | e* | Isle of Capri Casinos, Inc | 27 | |||
6,384 | e* | Las Vegas Sands Corp | 488 | |||
920 | * | Lodgian, Inc | 14 | |||
1,242 | e | Marcus Corp | 29 | |||
20,149 | Marriott International, Inc (Class A) | 871 | ||||
7,236 | e* | MGM Mirage | 597 | |||
604 | * | Monarch Casino & Resort, Inc | 16 | |||
1,158 | e* | Morgans Hotel Group Co | 28 | |||
2,588 | e | Orient-Express Hotels Ltd (Class A) | 138 | |||
566 | e* | Riviera Holdings Corp | 21 | |||
13,155 | Starwood Hotels & Resorts Worldwide, Inc | 882 | ||||
2,697 | e | Station Casinos, Inc | 234 | |||
1,798 | e* | Trump Entertainment Resorts, Inc | 23 | |||
1,755 | e* | Vail Resorts, Inc | 107 | |||
11,158 | * | Wyndham Worldwide Corp | 405 | |||
3,169 | e | Wynn Resorts Ltd | 284 | |||
TOTAL HOTELS AND OTHER LODGING PLACES | 5,424 | |||||
INDUSTRIAL MACHINERY AND EQUIPMENT - 6.87% | ||||||
676 | e | Aaon, Inc | 22 | |||
1,797 | e | Actuant Corp (Class A) | 113 | |||
5,607 | e* | AGCO Corp | 243 | |||
1,703 | Albany International Corp (Class A) | 69 | ||||
1,534 | e* | Allis-Chalmers Energy, Inc | 35 |
34
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
627 | * | Altra Holdings, Inc | $ | 11 | ||
11,044 | American Standard Cos, Inc | 651 | ||||
475 | e | Ampco-Pittsburgh Corp | 19 | |||
84,560 | Applied Materials, Inc | 1,680 | ||||
1,200 | * | Astec Industries, Inc | 51 | |||
1,361 | e* | ASV, Inc | 24 | |||
3,264 | * | Asyst Technologies, Inc | 24 | |||
7,081 | * | Axcelis Technologies, Inc | 46 | |||
4,039 | Black & Decker Corp | 357 | ||||
981 | e | Black Box Corp | 41 | |||
2,004 | e* | Blount International, Inc | 26 | |||
3,023 | e | Briggs & Stratton Corp | 95 | |||
23,785 | e* | Brocade Communications Systems, Inc | 186 | |||
4,785 | * | Brooks Automation, Inc | 87 | |||
2,294 | e | Bucyrus International, Inc (Class A) | 162 | |||
3,800 | e | Carlisle Cos, Inc | 177 | |||
674 | e | Cascade Corp | 53 | |||
39,176 | Caterpillar, Inc | 3,067 | ||||
3,633 | CDW Corp | 309 | ||||
5,864 | * | Cirrus Logic, Inc | 49 | |||
1,162 | * | Columbus McKinnon Corp | 37 | |||
1,943 | e* | Cray, Inc | 15 | |||
6,374 | Cummins, Inc | 645 | ||||
2,836 | Curtiss-Wright Corp | 132 | ||||
2,201 | e* | Cymer, Inc | 88 | |||
13,881 | Deere & Co | 1,676 | ||||
138,962 | * | Dell, Inc | 3,967 | |||
4,020 | e | Diebold, Inc | 210 | |||
4,851 | Donaldson Co, Inc | 172 | ||||
12,501 | Dover Corp | 639 | ||||
5,247 | * | Dresser-Rand Group, Inc | 207 | |||
1,630 | * | Dril-Quip, Inc | 73 | |||
3,700 | e* | Electronics for Imaging, Inc | 104 | |||
128,351 | * | EMC Corp | 2,323 | |||
5,455 | e* | Emulex Corp | 119 | |||
981 | e* | ENGlobal Corp | 12 | |||
1,375 | e* | EnPro Industries, Inc | 59 | |||
8,875 | * | Entegris, Inc | 105 | |||
7,347 | e* | Extreme Networks, Inc | 30 | |||
562 | e* | Flotek Industries, Inc | 34 | |||
2,307 | e* | Flow International Corp | 29 | |||
3,680 | Flowserve Corp | 263 | ||||
4,366 | * | FMC Technologies, Inc | 346 | |||
1,063 | e* | Fuel Tech, Inc | 36 | |||
3,376 | * | Gardner Denver, Inc | 144 | |||
15,479 | e* | Gateway, Inc | 25 | |||
673 | e* | Gehl Co | 20 | |||
629,350 | General Electric Co | 24,092 | ||||
2,288 | e* | Goodman Global, Inc | 51 | |||
841 | e | Gorman-Rupp Co | 27 | |||
4,528 | Graco, Inc | 182 | ||||
8,123 | * | Grant Prideco, Inc | 437 | |||
673 | Hardinge, Inc | 23 | ||||
163,729 | Hewlett-Packard Co | 7,306 | ||||
334 | * | Hurco Cos, Inc | 17 | |||
5,145 | IDEX Corp | 198 |
35
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,615 | e* | Immersion Corp | $ | 24 | ||
17,514 | Ingersoll-Rand Co Ltd (Class A) | 960 | ||||
3,395 | e* | Intermec, Inc | 86 | |||
90,833 | International Business Machines Corp | 9,560 | ||||
20,347 | International Game Technology | 808 | ||||
1,163 | e* | Intevac, Inc | 25 | |||
11,645 | e | Jabil Circuit, Inc | 257 | |||
6,891 | Joy Global, Inc | 402 | ||||
993 | * | Kadant, Inc | 31 | |||
1,979 | e | Kaydon Corp | 103 | |||
2,380 | Kennametal, Inc | 195 | ||||
1,974 | e* | Komag, Inc | 63 | |||
3,600 | * | Kulicke & Soffa Industries, Inc | 38 | |||
8,266 | * | Lam Research Corp | 425 | |||
3,798 | Lennox International, Inc | 130 | ||||
5,795 | * | Lexmark International, Inc (Class A) | 286 | |||
700 | e | Lindsay Manufacturing Co | 31 | |||
949 | e | Lufkin Industries, Inc | 61 | |||
3,730 | Manitowoc Co, Inc | 300 | ||||
2,549 | * | Micros Systems, Inc | 139 | |||
860 | e* | Middleby Corp | 51 | |||
2,342 | Modine Manufacturing Co | 53 | ||||
381 | Nacco Industries, Inc (Class A) | 59 | ||||
937 | * | NATCO Group, Inc (Class A) | 43 | |||
2,164 | e* | Netgear, Inc | 78 | |||
1,891 | Nordson Corp | 95 | ||||
3,203 | e* | Oil States International, Inc | 132 | |||
7,666 | Pall Corp | 353 | ||||
6,172 | e | Palm, Inc | 99 | |||
12,525 | e* | Quantum Corp | 40 | |||
1,782 | e* | Rackable Systems, Inc | 22 | |||
1,335 | * | RBC Bearings, Inc | 55 | |||
630 | * | Rimage Corp | 20 | |||
1,201 | * | Riverbed Technology, Inc | 53 | |||
1,100 | Robbins & Myers, Inc | 58 | ||||
9,649 | Rockwell Automation, Inc | 670 | ||||
7,798 | e* | Safeguard Scientifics, Inc | 22 | |||
13,961 | * | SanDisk Corp | 683 | |||
744 | e | Sauer-Danfoss, Inc | 22 | |||
1,742 | e* | Scansource, Inc | 56 | |||
3,970 | e* | Scientific Games Corp (Class A) | 139 | |||
32,226 | Seagate Technology, Inc | 702 | ||||
16,448 | m,v* | Seagate Technology, Inc | - | ^ | ||
1,100 | e* | Semitool, Inc | 11 | |||
1,425 | e* | Sigma Designs, Inc | 37 | |||
54,668 | e* | Solectron Corp | 201 | |||
4,015 | e* | SourceForge, Inc | 17 | |||
3,483 | SPX Corp | 306 | ||||
800 | Standex International Corp | 23 | ||||
1,945 | e* | STEC, Inc | 13 | |||
341 | * | T-3 Energy Services, Inc | 11 | |||
1,000 | e* | Tecumseh Products Co (Class A) | 16 | |||
1,200 | Tennant Co | 44 | ||||
6,400 | * | Terex Corp | 520 | |||
5,313 | Timken Co | 192 | ||||
2,458 | e | Toro Co | 145 |
36
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
881 | * | TurboChef Technologies, Inc | $ | 12 | ||
281 | e | Twin Disc, Inc | 20 | |||
1,608 | e* | Ultratech, Inc | 21 | |||
7,805 | * | Varian Medical Systems, Inc | 332 | |||
3,790 | e* | VeriFone Holdings, Inc | 134 | |||
1,482 | Watsco, Inc | 81 | ||||
13,792 | * | Western Digital Corp | 267 | |||
2,025 | Woodward Governor Co | 109 | ||||
4,449 | e* | Zebra Technologies Corp (Class A) | 172 | |||
TOTAL INDUSTRIAL MACHINERY AND EQUIPMENT | 71,553 | |||||
INSTRUMENTS AND RELATED PRODUCTS - 4.21% | ||||||
1,214 | e* | Abaxis, Inc | 25 | |||
1,059 | e* | Abiomed, Inc | 11 | |||
1,020 | * | Accuray, Inc | 23 | |||
3,672 | e* | Advanced Medical Optics, Inc | 128 | |||
4,200 | e* | Affymetrix, Inc | 105 | |||
24,700 | * | Agilent Technologies, Inc | 950 | |||
3,618 | e* | Align Technology, Inc | 87 | |||
18,654 | Allergan, Inc | 1,075 | ||||
4,631 | e* | American Medical Systems Holdings, Inc | 84 | |||
543 | e* | American Science & Engineering, Inc | 31 | |||
928 | e | Analogic Corp | 68 | |||
1,600 | * | Anaren, Inc | 28 | |||
1,310 | e* | Angiodynamics, Inc | 24 | |||
11,326 | Applera Corp (Applied Biosystems Group) | 346 | ||||
600 | e* | Argon ST, Inc | 14 | |||
1,933 | * | Armor Holdings, Inc | 168 | |||
1,344 | Arrow International, Inc | 51 | ||||
1,690 | e* | Arthrocare Corp | 74 | |||
1,087 | e* | Aspect Medical Systems, Inc | 16 | |||
742 | e | Badger Meter, Inc | 21 | |||
6,333 | Bard (C.R.), Inc | 523 | ||||
3,328 | e | Bausch & Lomb, Inc | 231 | |||
39,857 | Baxter International, Inc | 2,246 | ||||
3,852 | Beckman Coulter, Inc | 249 | ||||
14,982 | Becton Dickinson & Co | 1,116 | ||||
15,465 | Biomet, Inc | 707 | ||||
1,200 | e* | Bio-Rad Laboratories, Inc (Class A) | 91 | |||
947 | * | Biosite, Inc | 88 | |||
80,839 | * | Boston Scientific Corp | 1,240 | |||
3,985 | * | Bruker BioSciences Corp | 36 | |||
711 | * | Cantel Medical Corp | 12 | |||
2,899 | e* | Cepheid, Inc | 42 | |||
2,100 | e* | Coherent, Inc | 64 | |||
1,500 | e | Cohu, Inc | 33 | |||
1,940 | * | Conmed Corp | 57 | |||
2,727 | e | Cooper Cos, Inc | 145 | |||
5,665 | e* | Credence Systems Corp | 20 | |||
829 | e* | Cutera, Inc | 21 | |||
1,543 | e* | Cyberonics, Inc | 26 | |||
475 | * | Cynosure, Inc (Class A) | 17 | |||
14,975 | Danaher Corp | 1,131 | ||||
800 | Datascope Corp | 31 | ||||
9,684 | Dentsply International, Inc | 371 | ||||
1,255 | e* | Dionex Corp | 89 |
37
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,467 | e* | DJ Orthopedics, Inc | $ | 61 | ||
2,562 | DRS Technologies, Inc | 147 | ||||
462 | * | Eagle Test Systems, Inc | 7 | |||
17,610 | e | Eastman Kodak Co | 490 | |||
1,002 | e | EDO Corp | 33 | |||
48,646 | Emerson Electric Co | 2,277 | ||||
1,718 | e* | ESCO Technologies, Inc | 62 | |||
1,694 | * | Esterline Technologies Corp | 82 | |||
719 | e* | ev3, Inc | 12 | |||
833 | * | Excel Technology, Inc | 23 | |||
910 | e* | FARO Technologies, Inc | 29 | |||
2,156 | e* | FEI Co | 70 | |||
4,182 | e* | Flir Systems, Inc | 193 | |||
2,946 | e* | Formfactor, Inc | 113 | |||
2,463 | e* | Fossil, Inc | 73 | |||
1,217 | e* | Foxhollow Technologies, Inc | 26 | |||
1,733 | e* | Haemonetics Corp | 91 | |||
3,293 | e* | Hologic, Inc | 182 | |||
919 | e* | ICU Medical, Inc | 39 | |||
1,260 | e* | I-Flow Corp | 21 | |||
1,400 | e* | II-VI, Inc | 38 | |||
3,212 | e* | Illumina, Inc | 130 | |||
4,300 | e* | Input/Output, Inc | 67 | |||
1,332 | e* | Integra LifeSciences Holdings Corp | 66 | |||
2,329 | e* | Intuitive Surgical, Inc | 323 | |||
2,044 | e | Invacare Corp | 37 | |||
1,673 | * | Ionatron, Inc | 7 | |||
1,741 | e* | Itron, Inc | 136 | |||
2,194 | * | Ixia | 20 | |||
177,190 | Johnson & Johnson | 10,918 | ||||
520 | e* | Kensey Nash Corp | 14 | |||
11,724 | Kla-Tencor Corp | 644 | ||||
2,840 | e* | Kyphon, Inc | 137 | |||
3,660 | e* | L-1 Identity Solutions, Inc | 75 | |||
4,233 | e* | LTX Corp | 24 | |||
742 | e* | Measurement Specialties, Inc | 18 | |||
873 | e* | Medical Action Industries, Inc | 16 | |||
70,297 | Medtronic, Inc | 3,646 | ||||
2,502 | e | Mentor Corp | 102 | |||
1,469 | * | Merit Medical Systems, Inc | 18 | |||
2,475 | * | Mettler-Toledo International, Inc | 236 | |||
935 | * | Micrus Endovascular Corp | 23 | |||
3,307 | e* | Millipore Corp | 248 | |||
1,789 | e | Mine Safety Appliances Co | 78 | |||
3,076 | * | MKS Instruments, Inc | 85 | |||
1,178 | Movado Group, Inc | 40 | ||||
1,408 | MTS Systems Corp | 63 | ||||
3,725 | National Instruments Corp | 121 | ||||
1,185 | e* | Natus Medical, Inc | 19 | |||
2,159 | e* | Newport Corp | 33 | |||
710 | e* | Northstar Neuroscience, Inc | 8 | |||
2,136 | e* | NuVasive, Inc | 58 | |||
794 | e* | NxStage Medical, Inc | 10 | |||
1,667 | Oakley, Inc | 47 | ||||
1,010 | e* | Orthofix International NV | 45 | |||
246 | e* | OYO Geospace Corp | 18 |
38
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,140 | e* | Palomar Medical Technologies, Inc | $ | 40 | ||
7,339 | PerkinElmer, Inc | 191 | ||||
13,441 | Pitney Bowes, Inc | 629 | ||||
1,626 | e | PolyMedica Corp | 66 | |||
4,869 | e* | Resmed, Inc | 201 | |||
4,842 | * | Respironics, Inc | 206 | |||
10,243 | Rockwell Collins, Inc | 724 | ||||
1,037 | e* | Rofin-Sinar Technologies, Inc | 72 | |||
5,330 | Roper Industries, Inc | 304 | ||||
1,464 | e* | Rudolph Technologies, Inc | 24 | |||
3,325 | e* | Sirf Technology Holdings, Inc | 69 | |||
1,080 | e* | Sirona Dental Systems, Inc | 41 | |||
1,640 | e* | Sonic Innovations, Inc | 14 | |||
1,305 | e* | Sonic Solutions, Inc | 16 | |||
957 | * | SonoSite, Inc | 30 | |||
1,958 | e* | Spectranetics Corp | 23 | |||
20,694 | * | St. Jude Medical, Inc | 859 | |||
3,970 | STERIS Corp | 122 | ||||
18,895 | Stryker Corp | 1,192 | ||||
2,227 | e* | Symmetry Medical, Inc | 36 | |||
2,400 | * | Techne Corp | 137 | |||
4,825 | Tektronix, Inc | 163 | ||||
2,183 | e* | Teledyne Technologies, Inc | 100 | |||
11,602 | * | Teradyne, Inc | 204 | |||
25,928 | * | Thermo Electron Corp | 1,341 | |||
3,422 | e* | Thoratec Corp | 63 | |||
7,398 | * | Trimble Navigation Ltd | 238 | |||
688 | e | United Industrial Corp | 41 | |||
1,810 | * | Varian, Inc | 99 | |||
1,820 | e* | Veeco Instruments, Inc | 38 | |||
2,000 | e* | Ventana Medical Systems, Inc | 155 | |||
828 | e* | Vital Images, Inc | 23 | |||
666 | Vital Signs, Inc | 37 | ||||
3,486 | e* | Vivus, Inc | 18 | |||
1,469 | e* | Volcano Corp | 30 | |||
6,179 | * | Waters Corp | 367 | |||
2,200 | * | Wright Medical Group, Inc | 53 | |||
57,344 | * | Xerox Corp | 1,060 | |||
1,200 | e* | X-Rite, Inc | 18 | |||
14,538 | * | Zimmer Holdings, Inc | 1,234 | |||
1,200 | e* | Zoll Medical Corp | 27 | |||
1,176 | * | Zygo Corp | 17 | |||
TOTAL INSTRUMENTS AND RELATED PRODUCTS | 43,836 | |||||
INSURANCE AGENTS, BROKERS AND SERVICE - 0.45% | ||||||
17,963 | AON Corp | 765 | ||||
6,834 | e | Brown & Brown, Inc | 172 | |||
2,076 | e | Crawford & Co (Class B) | 14 | |||
6,200 | e | Gallagher (Arthur J.) & Co | 173 | |||
19,373 | Hartford Financial Services Group, Inc | 1,908 | ||||
2,336 | e | Hilb Rogal & Hobbs Co | 100 | |||
572 | e | James River Group, Inc | 19 | |||
33,991 | e | Marsh & McLennan Cos, Inc | 1,050 | |||
2,320 | e | National Financial Partners Corp | 107 | |||
1,515 | * | United America Indemnity Ltd (Class A) | 38 | |||
557 | White Mountains Insurance Group Ltd | 338 | ||||
TOTAL INSURANCE AGENTS, BROKERS AND SERVICE | 4,684 |
39
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
INSURANCE CARRIERS - 4.80% | ||||||
2,172 | e | 21st Century Insurance Group | $ | 47 | ||
19,293 | ACE Ltd | 1,206 | ||||
31,344 | Aetna, Inc | 1,548 | ||||
29,917 | Aflac, Inc | 1,538 | ||||
2,273 | e | Alfa Corp | 35 | |||
340 | e* | Alleghany Corp | 138 | |||
3,614 | Allied World Assurance Holdings Ltd | 185 | ||||
37,158 | Allstate Corp | 2,286 | ||||
6,238 | Ambac Financial Group, Inc | 544 | ||||
3,620 | e | American Equity Investment Life Holding Co | 44 | |||
5,031 | e | American Financial Group, Inc | 172 | |||
137,111 | American International Group, Inc | 9,602 | ||||
615 | American National Insurance Co | 94 | ||||
978 | * | American Physicians Capital, Inc | 40 | |||
3,440 | * | AMERIGROUP Corp | 82 | |||
1,131 | * | Amerisafe, Inc | 22 | |||
1,541 | Amtrust Financial Services, Inc | 29 | ||||
3,110 | * | Arch Capital Group Ltd | 226 | |||
1,866 | e | Argonaut Group, Inc | 58 | |||
5,006 | Aspen Insurance Holdings Ltd | 141 | ||||
7,407 | Assurant, Inc | 436 | ||||
4,150 | Assured Guaranty Ltd | 123 | ||||
9,401 | e | Axis Capital Holdings Ltd | 382 | |||
625 | Baldwin & Lyons, Inc (Class B) | 16 | ||||
1,052 | Bristol West Holdings, Inc | 24 | ||||
2,823 | * | Centene Corp | 60 | |||
24,561 | Chubb Corp | 1,330 | ||||
9,813 | Cincinnati Financial Corp | 426 | ||||
2,162 | e* | Citizens, Inc | 15 | |||
1,743 | e | CNA Financial Corp | 83 | |||
1,100 | * | CNA Surety Corp | 21 | |||
3,273 | Commerce Group, Inc | 114 | ||||
10,017 | * | Conseco, Inc | 209 | |||
454 | e* | Darwin Professional Underwriters, Inc | 11 | |||
2,592 | Delphi Financial Group, Inc (Class A) | 108 | ||||
850 | e | Donegal Group, Inc (Class A) | 13 | |||
168 | EMC Insurance Group, Inc | 4 | ||||
3,600 | Employers Holdings, Inc | 76 | ||||
3,475 | e | Endurance Specialty Holdings Ltd | 139 | |||
426 | e* | Enstar Group Ltd | 51 | |||
3,457 | Erie Indemnity Co (Class A) | 187 | ||||
3,668 | Everest Re Group Ltd | 399 | ||||
881 | FBL Financial Group, Inc (Class A) | 35 | ||||
13,156 | e | Fidelity National Title Group, Inc (Class A) | 312 | |||
1,175 | e* | First Acceptance Corp | 12 | |||
5,326 | First American Corp | 264 | ||||
763 | * | First Mercury Financial Corp | 16 | |||
869 | * | Flagstone Reinsurance Holdings Ltd | 12 | |||
558 | e* | Fpic Insurance Group, Inc | 23 | |||
26,613 | Genworth Financial, Inc (Class A) | 915 | ||||
500 | e | Great American Financial Resources, Inc | 12 | |||
540 | * | Greenlight Capital Re Ltd (Class A) | 12 | |||
3,274 | Hanover Insurance Group, Inc | 160 |
40
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
839 | Harleysville Group, Inc | $ | 28 | |||
7,008 | HCC Insurance Holdings, Inc | 234 | ||||
6,861 | * | Health Net, Inc | 362 | |||
1,750 | * | HealthExtras, Inc | 52 | |||
2,916 | * | Healthspring, Inc | 56 | |||
2,970 | Horace Mann Educators Corp | 63 | ||||
10,277 | * | Humana, Inc | 626 | |||
423 | e | Independence Holding Co | 9 | |||
1,436 | Infinity Property & Casualty Corp | 73 | ||||
2,835 | IPC Holdings Ltd | 92 | ||||
314 | e | Kansas City Life Insurance Co | 15 | |||
1,114 | e | LandAmerica Financial Group, Inc | 108 | |||
10,028 | e | Leucadia National Corp | 353 | |||
16,569 | Lincoln National Corp | 1,176 | ||||
26,651 | Loews Corp | 1,359 | ||||
608 | * | Markel Corp | 295 | |||
3,703 | Max Re Capital Ltd | 105 | ||||
8,009 | e | MBIA, Inc | 498 | |||
1,665 | * | Meadowbrook Insurance Group, Inc | 18 | |||
1,767 | e | Mercury General Corp | 97 | |||
28,848 | Metlife, Inc | 1,860 | ||||
5,088 | e | MGIC Investment Corp | 289 | |||
742 | e | Midland Co | 35 | |||
720 | e* | Molina Healthcare, Inc | 22 | |||
6,148 | e | Montpelier Re Holdings Ltd | 114 | |||
1,024 | e | National Interstate Corp | 27 | |||
154 | e | National Western Life Insurance Co (Class A) | 39 | |||
3,152 | e | Nationwide Financial Services, Inc (Class A) | 199 | |||
838 | * | Navigators Group, Inc | 45 | |||
376 | e | NYMAGIC, Inc | 15 | |||
1,658 | e | Odyssey Re Holdings Corp | 71 | |||
3,666 | Ohio Casualty Corp | 159 | ||||
14,152 | Old Republic International Corp | 301 | ||||
1,314 | OneBeacon Insurance Group Ltd | 33 | ||||
3,027 | PartnerRe Ltd | 235 | ||||
3,636 | * | Philadelphia Consolidated Holding Co | 152 | |||
7,094 | Phoenix Cos, Inc | 107 | ||||
3,659 | Platinum Underwriters Holdings Ltd | 127 | ||||
1,846 | e* | PMA Capital Corp (Class A) | 20 | |||
5,465 | e | PMI Group, Inc | 244 | |||
1,393 | Presidential Life Corp | 27 | ||||
2,793 | e* | Primus Guaranty Ltd | 30 | |||
16,376 | Principal Financial Group | 955 | ||||
2,003 | e* | ProAssurance Corp | 112 | |||
46,236 | Progressive Corp | 1,106 | ||||
4,294 | Protective Life Corp | 205 | ||||
28,332 | Prudential Financial, Inc | 2,755 | ||||
3,627 | e* | PXRE Group Ltd | 17 | |||
5,032 | e | Radian Group, Inc | 272 | |||
1,105 | * | RAM Holdings Ltd | 17 | |||
1,878 | e | Reinsurance Group Of America, Inc | 113 | |||
4,289 | RenaissanceRe Holdings Ltd | 266 | ||||
1,557 | e | RLI Corp | 87 | |||
6,494 | Safeco Corp | 404 | ||||
784 | Safety Insurance Group, Inc | 32 | ||||
4,085 | Scottish Re Group Ltd | 20 |
41
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
999 | e* | SeaBright Insurance Holdings, Inc | $ | 17 | ||
1,469 | Security Capital Assurance Ltd | 45 | ||||
3,600 | e | Selective Insurance Group, Inc | 97 | |||
3,673 | Stancorp Financial Group, Inc | 193 | ||||
913 | e | State Auto Financial Corp | 28 | |||
1,214 | Stewart Information Services Corp | 48 | ||||
5,839 | Torchmark Corp | 391 | ||||
1,074 | Tower Group, Inc | 34 | ||||
1,735 | e | Transatlantic Holdings, Inc | 123 | |||
40,618 | Travelers Cos, Inc/The | 2,173 | ||||
648 | e* | Triad Guaranty, Inc | 26 | |||
1,337 | e | United Fire & Casualty Co | 47 | |||
81,978 | UnitedHealth Group, Inc | 4,192 | ||||
2,795 | Unitrin, Inc | 137 | ||||
2,474 | * | Universal American Financial Corp | 53 | |||
21,288 | UnumProvident Corp | 556 | ||||
10,431 | W.R. Berkley Corp | 339 | ||||
2,485 | e* | WellCare Health Plans, Inc | 225 | |||
91 | Wesco Financial Corp | 35 | ||||
11,131 | XL Capital Ltd (Class A) | 938 | ||||
2,375 | Zenith National Insurance Corp | 112 | ||||
TOTAL INSURANCE CARRIERS | 49,977 | |||||
JUSTICE, PUBLIC ORDER AND SAFETY - 0.03% | ||||||
3,654 | * | Corrections Corp of America | 231 | |||
3,103 | e* | Geo Group, Inc | 90 | |||
TOTAL JUSTICE, PUBLIC ORDER AND SAFETY | 321 | |||||
LEATHER AND LEATHER PRODUCTS - 0.16% | ||||||
22,707 | * | Coach, Inc | 1,076 | |||
4,890 | e* | CROCS, Inc | 210 | |||
1,554 | e* | Genesco, Inc | 81 | |||
3,106 | * | Iconix Brand Group, Inc | 69 | |||
1,333 | Steven Madden Ltd | 44 | ||||
2,878 | * | Timberland Co (Class A) | 73 | |||
378 | e | Weyco Group, Inc | 10 | |||
3,523 | e | Wolverine World Wide, Inc | 98 | |||
TOTAL LEATHER AND LEATHER PRODUCTS | 1,661 | |||||
LEGAL SERVICES - 0.01% | ||||||
2,772 | e* | FTI Consulting, Inc | 105 | |||
714 | * | Pre-Paid Legal Services, Inc | 46 | |||
TOTAL LEGAL SERVICES | 151 | |||||
LOCAL AND INTERURBAN PASSENGER TRANSIT - 0.02% | ||||||
564 | e* | Emergency Medical Services Corp (Class A) | 22 | |||
4,871 | Laidlaw International, Inc | 168 | ||||
TOTAL LOCAL AND INTERURBAN PASSENGER TRANSIT | 190 | |||||
LUMBER AND WOOD PRODUCTS - 0.03% | ||||||
660 | e | American Woodmark Corp | 23 | |||
4,900 | e* | Champion Enterprises, Inc | 48 | |||
742 | e | Deltic Timber Corp | 41 | |||
6,361 | e | Louisiana-Pacific Corp | 120 | |||
442 | e | Skyline Corp | 13 | |||
979 | e | Universal Forest Products, Inc | 42 | |||
TOTAL LUMBER AND WOOD PRODUCTS | 287 |
42
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
METAL MINING - 0.39% | ||||||
3,583 | * | Apex Silver Mines Ltd | $ | 72 | ||
2,557 | e | Cleveland-Cliffs, Inc | 199 | |||
17,376 | e* | Coeur d'Alene Mines Corp | 62 | |||
2,939 | e | Foundation Coal Holdings, Inc | 119 | |||
23,322 | Freeport-McMoRan Copper & Gold, Inc (Class B) | 1,932 | ||||
7,406 | e* | Hecla Mining Co | 63 | |||
2,908 | e* | Idaho General Mines, Inc | 18 | |||
26,155 | Newmont Mining Corp | 1,022 | ||||
3,261 | e* | Rosetta Resources, Inc | 70 | |||
1,140 | e | Royal Gold, Inc | 27 | |||
1,718 | e* | ShengdaTech, Inc | 9 | |||
4,398 | e | Southern Copper Corp | 415 | |||
1,968 | e* | Stillwater Mining Co | 22 | |||
3,188 | * | Uranium Resources, Inc | 35 | |||
2,885 | * | US Gold Corp | 16 | |||
TOTAL METAL MINING | 4,081 | |||||
MISCELLANEOUS MANUFACTURING INDUSTRIES - 0.60% | ||||||
988 | * | Armstrong World Industries, Inc | 49 | |||
1,544 | Blyth, Inc | 41 | ||||
4,691 | e | Callaway Golf Co | 83 | |||
2,087 | e | Daktronics, Inc | 45 | |||
9,381 | e | Fortune Brands, Inc | 773 | |||
9,750 | Hasbro, Inc | 306 | ||||
1,657 | e* | Jakks Pacific, Inc | 47 | |||
3,216 | e* | K2, Inc | 49 | |||
1,066 | e | Marine Products Corp | 9 | |||
24,326 | Mattel, Inc | 615 | ||||
2,137 | e | Nautilus, Inc | 26 | |||
1,217 | * | RC2 Corp | 49 | |||
700 | e* | Russ Berrie & Co, Inc | 13 | |||
2,343 | e* | Shuffle Master, Inc | 39 | |||
467 | Steinway Musical Instruments, Inc | 16 | ||||
119,967 | * | Tyco International Ltd | 4,054 | |||
TOTAL MISCELLANEOUS MANUFACTURING INDUSTRIES | 6,214 | |||||
MISCELLANEOUS RETAIL - 1.34% | ||||||
1,264 | e* | 1-800-FLOWERS.COM, Inc (Class A) | 12 | |||
872 | e* | AC Moore Arts & Crafts, Inc | 17 | |||
18,672 | e* | Amazon.com, Inc | 1,277 | |||
3,240 | Barnes & Noble, Inc | 125 | ||||
24,215 | Best Buy Co, Inc | 1,130 | ||||
1,412 | e | Big 5 Sporting Goods Corp | 36 | |||
1,004 | e* | Blue Nile, Inc | 61 | |||
921 | e | Books-A-Million, Inc | 16 | |||
3,769 | e | Borders Group, Inc | 72 | |||
968 | e* | Build-A-Bear Workshop, Inc | 25 | |||
2,000 | Cash America International, Inc | 79 | ||||
3,306 | e* | CKX, Inc | 46 | |||
3,853 | e* | Coldwater Creek, Inc | 89 | |||
95,382 | CVS Corp | 3,477 | ||||
2,338 | e* | Dick's Sporting Goods, Inc | 136 | |||
5,966 | * | Dollar Tree Stores, Inc | 260 |
43
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
2,322 | e* | Ezcorp, Inc (Class A) | $ | 31 | ||
1,606 | e* | GSI Commerce, Inc | 36 | |||
2,439 | e* | Hibbett Sports, Inc | 67 | |||
2,107 | Longs Drug Stores Corp | 111 | ||||
2,547 | MSC Industrial Direct Co (Class A) | 140 | ||||
2,071 | e* | Nutri/System, Inc | 145 | |||
16,820 | * | Office Depot, Inc | 510 | |||
4,584 | e | OfficeMax, Inc | 180 | |||
840 | e* | Overstock.com, Inc | 15 | |||
8,307 | Petsmart, Inc | 270 | ||||
2,296 | * | Priceline.com, Inc | 158 | |||
811 | e | Pricesmart, Inc | 20 | |||
28,501 | e* | Rite Aid Corp | 182 | |||
4,939 | * | Sears Holdings Corp | 837 | |||
895 | * | Shutterfly, Inc | 19 | |||
1,250 | e* | Stamps.com, Inc | 17 | |||
43,747 | Staples, Inc | 1,038 | ||||
461 | e | Systemax, Inc | 10 | |||
8,340 | Tiffany & Co | 442 | ||||
1,504 | e* | Valuevision International, Inc (Class A) | 17 | |||
61,006 | Walgreen Co | 2,656 | ||||
1,783 | e | World Fuel Services Corp | 75 | |||
3,026 | e* | Zale Corp | 72 | |||
933 | e* | Zumiez, Inc | 35 | |||
TOTAL MISCELLANEOUS RETAIL | 13,941 | |||||
MOTION PICTURES - 1.14% | ||||||
2,781 | e* | Avid Technology, Inc | 98 | |||
12,560 | e* | Blockbuster, Inc (Class A) | 54 | |||
840 | e | Carmike Cinemas, Inc | 18 | |||
39,287 | CBS Corp (Class B) | 1,309 | ||||
1,605 | e* | Cinemark Holdings Inc | 29 | |||
17,200 | * | Discovery Holding Co (Class A) | 395 | |||
4,014 | e* | DreamWorks Animation SKG, Inc (Class A) | 116 | |||
1,016 | e* | Gaiam, Inc (Class A) | 18 | |||
3,427 | e* | Macrovision Corp | 103 | |||
2,600 | e* | National CineMedia, Inc | 73 | |||
139,403 | News Corp (Class A) | 2,957 | ||||
3,910 | e | Regal Entertainment Group (Class A) | 86 | |||
8,960 | * | Time Warner Telecom, Inc (Class A) | 180 | |||
230,399 | Time Warner, Inc | 4,848 | ||||
37,954 | * | Viacom, Inc (Class B) | 1,580 | |||
TOTAL MOTION PICTURES | 11,864 | |||||
MUSEUMS, BOTANICAL, ZOOLOGICAL GARDENS - 0.00%** | ||||||
1,793 | e* | Premier Exhibitions, Inc | 28 | |||
TOTAL MUSEUMS, BOTANICAL, ZOOLOGICAL GARDENS | 28 | |||||
NONDEPOSITORY INSTITUTIONS - 1.78% | ||||||
1,284 | e* | Accredited Home Lenders Holding Co | 18 | |||
4,592 | e | Advance America Cash Advance Centers, Inc | 81 | |||
2,254 | Advanta Corp (Class B) | 70 | ||||
9,823 | e | American Capital Strategies Ltd | 418 | |||
63,350 | American Express Co | 3,876 | ||||
6,944 | e* | AmeriCredit Corp | 184 | |||
3,510 | e | Ares Capital Corp | 59 |
44
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
645 | e | Asta Funding, Inc | $ | 25 | ||
8,541 | Broadridge Financial Solutions, Inc | 163 | ||||
25,423 | Capital One Financial Corp | 1,994 | ||||
6,701 | e | CapitalSource, Inc | 165 | |||
3,111 | e | Centerline Holding Co | 56 | |||
11,733 | e | CIT Group, Inc | 643 | |||
1,233 | e* | CompuCredit Corp | 43 | |||
36,308 | Countrywide Financial Corp | 1,320 | ||||
611 | e* | Credit Acceptance Corp | 16 | |||
1,013 | Delta Financial Corp | 12 | ||||
966 | e* | Encore Capital Group, Inc | 12 | |||
59,521 | Fannie Mae | 3,889 | ||||
591 | e | Federal Agricultural Mortgage Corp (Class C) | 20 | |||
1,621 | e | Financial Federal Corp | 48 | |||
1,630 | * | First Cash Financial Services, Inc | 38 | |||
3,742 | e | First Marblehead Corp | 145 | |||
40,467 | Freddie Mac | 2,456 | ||||
3,300 | e* | Freedom Acquisition Holding, Inc | 36 | |||
1,426 | e | Hercules Technology Growth Capital, Inc | 19 | |||
1,938 | e* | Information Services Group, Inc | 15 | |||
2,956 | e* | INVESTools, Inc | 29 | |||
893 | Kohlberg Capital Corp | 17 | ||||
2,305 | e* | Marathon Acquisition Corp | 18 | |||
3,210 | e | MCG Capital Corp | 51 | |||
1,165 | e | Nelnet, Inc (Class A) | 29 | |||
812 | e* | NewStar Financial, Inc | 12 | |||
1,181 | e | NGP Capital Resources Co | 20 | |||
1,557 | e* | NTR Acquisition Co | 15 | |||
2,600 | e* | Ocwen Financial Corp | 35 | |||
1,115 | e | Patriot Capital Funding, Inc | 17 | |||
3,083 | * | PHH Corp | 96 | |||
25,169 | SLM Corp | 1,449 | ||||
258 | Student Loan Corp | 53 | ||||
1,200 | e | Technology Investment Capital Corp | 19 | |||
7,626 | Textron, Inc | 840 | ||||
1,332 | e* | World Acceptance Corp | 57 | |||
TOTAL NONDEPOSITORY INSTITUTIONS | 18,578 | |||||
NONMETALLIC MINERALS, EXCEPT FUELS - 0.09% | ||||||
1,482 | e | AMCOL International Corp | 41 | |||
2,075 | e | Compass Minerals International, Inc | 72 | |||
2,887 | e | Florida Rock Industries, Inc | 195 | |||
5,826 | e | Vulcan Materials Co | 667 | |||
TOTAL NONMETALLIC MINERALS, EXCEPT FUELS | 975 | |||||
OIL AND GAS EXTRACTION - 3.03% | ||||||
28,385 | Anadarko Petroleum Corp | 1,476 | ||||
142 | e | APCO Argentina, Inc | 12 | |||
695 | e* | Arena Resources, Inc | 40 | |||
1,428 | e | Atlas America, Inc | 77 | |||
1,212 | e* | ATP Oil & Gas Corp | 59 | |||
1,792 | e* | Atwood Oceanics, Inc | 123 | |||
19,711 | Baker Hughes, Inc | 1,658 | ||||
2,507 | e* | Basic Energy Services, Inc | 64 | |||
2,505 | e | Berry Petroleum Co (Class A) | 94 | |||
1,840 | e* | Bill Barrett Corp | 68 |
45
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
17,947 | BJ Services Co | $ | 510 | |||
905 | e* | Bois d'Arc Energy, Inc | 15 | |||
2,914 | e* | Brigham Exploration Co | 17 | |||
1,573 | e* | Bronco Drilling Co, Inc | 26 | |||
1,379 | e* | Cal Dive International, Inc | 23 | |||
1,319 | * | Callon Petroleum Co | 19 | |||
6,928 | * | Cameron International Corp | 495 | |||
1,285 | e* | Carrizo Oil & Gas, Inc | 53 | |||
3,135 | e* | Cheniere Energy, Inc | 122 | |||
26,892 | e | Chesapeake Energy Corp | 931 | |||
5,089 | e | Cimarex Energy Co | 201 | |||
632 | e* | Clayton Williams Energy, Inc | 17 | |||
1,794 | e* | CNX Gas Corp | 55 | |||
2,526 | e* | Complete Production Services, Inc | 65 | |||
2,751 | e* | Comstock Resources, Inc | 82 | |||
811 | e* | Contango Oil & Gas Co | 29 | |||
1,798 | * | Continental Resources, Inc | 29 | |||
474 | e* | Dawson Geophysical Co | 29 | |||
4,024 | e* | Delta Petroleum Corp | 81 | |||
7,600 | * | Denbury Resources, Inc | 285 | |||
4,143 | e | Diamond Offshore Drilling, Inc | 421 | |||
1,723 | e* | Edge Petroleum Corp | 24 | |||
3,307 | e* | Encore Acquisition Co | 92 | |||
2,129 | e* | Energy Partners Ltd | 36 | |||
9,113 | ENSCO International, Inc | 556 | ||||
7,432 | Equitable Resources, Inc | 368 | ||||
3,362 | e* | EXCO Resources, Inc | 59 | |||
4,016 | * | Forest Oil Corp | 170 | |||
2,157 | e* | FX Energy, Inc | 20 | |||
1,949 | e* | GeoGlobal Resources, Inc | 10 | |||
424 | * | Geokinetics, Inc | 13 | |||
5,603 | * | Global Industries Ltd | 150 | |||
13,861 | e | GlobalSantaFe Corp | 1,001 | |||
515 | e* | GMX Resources, Inc | 18 | |||
939 | e* | Goodrich Petroleum Corp | 33 | |||
11,559 | e* | Grey Wolf, Inc | 95 | |||
853 | e* | Gulfport Energy Corp | 17 | |||
55,913 | Halliburton Co | 1,929 | ||||
5,682 | e* | Hanover Compressor Co | 136 | |||
2,496 | e* | Harvest Natural Resources, Inc | 30 | |||
5,725 | e* | Helix Energy Solutions Group, Inc | 228 | |||
6,324 | e | Helmerich & Payne, Inc | 224 | |||
1,628 | e* | Hercules Offshore, Inc | 53 | |||
2,005 | * | Horizon Offshore, Inc | 39 | |||
597 | Kayne Anderson Energy Development Co | 15 | ||||
5,069 | * | Mariner Energy, Inc | 123 | |||
1,692 | e* | McMoRan Exploration Co | 24 | |||
6,041 | * | Meridian Resource Corp | 18 | |||
16,719 | e* | Nabors Industries Ltd | 558 | |||
10,940 | * | National Oilwell Varco, Inc | 1,140 | |||
5,171 | e* | Newpark Resources, Inc | 40 | |||
8,138 | Noble Corp | 794 | ||||
3,462 | * | Oceaneering International, Inc | 182 | |||
6,456 | * | Oilsands Quest, Inc | 16 | |||
2,048 | e* | Parallel Petroleum Corp | 45 | |||
6,555 | * | Parker Drilling Co | 69 |
46
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
9,595 | Patterson-UTI Energy, Inc | $ | 251 | |||
2,296 | e | Penn Virginia Corp | 92 | |||
361 | m,v* | PetroCorp | - | ^ | ||
10,359 | e* | PetroHawk Energy Corp | 164 | |||
1,000 | e* | Petroleum Development Corp | 48 | |||
2,768 | e* | Petroquest Energy, Inc | 40 | |||
2,681 | * | Pioneer Drilling Co | 40 | |||
7,624 | e | Pioneer Natural Resources Co | 371 | |||
4,385 | * | Plains Exploration & Production Co | 210 | |||
3,511 | e | Pogo Producing Co | 178 | |||
10,147 | * | Pride International, Inc | 380 | |||
3,296 | e* | Quicksilver Resources, Inc | 147 | |||
9,058 | Range Resources Corp | 339 | ||||
6,954 | e | Rowan Cos, Inc | 285 | |||
1,462 | e | RPC, Inc | 25 | |||
72,092 | Schlumberger Ltd | 6,124 | ||||
1,453 | * | SEACOR Holdings, Inc | 136 | |||
12,286 | Smith International, Inc | 720 | ||||
10,405 | * | Southwestern Energy Co | 463 | |||
3,800 | St. Mary Land & Exploration Co | 139 | ||||
1,752 | * | Stone Energy Corp | 60 | |||
2,208 | e* | Sulphco, Inc | 8 | |||
5,049 | * | Superior Energy Services | 202 | |||
615 | * | Superior Offshore International, Inc | 11 | |||
720 | e* | Superior Well Services, Inc | 18 | |||
1,701 | e* | Swift Energy Co | 73 | |||
4,457 | e* | Tetra Technologies, Inc | 126 | |||
3,448 | e | Tidewater, Inc | 244 | |||
3,535 | * | Todco | 167 | |||
942 | e* | Toreador Resources Corp | 14 | |||
17,534 | e* | Transocean, Inc | 1,858 | |||
755 | e* | Trico Marine Services, Inc | 31 | |||
1,841 | e* | TXCO Resources, Inc | 19 | |||
500 | * | Union Drilling, Inc | 8 | |||
2,793 | * | Unit Corp | 176 | |||
3,680 | e* | Vaalco Energy, Inc | 18 | |||
764 | e* | Venoco, Inc | 14 | |||
1,693 | e | W&T Offshore, Inc | 47 | |||
3,436 | e* | Warren Resources, Inc | 40 | |||
20,642 | * | Weatherford International Ltd | 1,140 | |||
1,989 | * | W-H Energy Services, Inc | 123 | |||
2,386 | * | Whiting Petroleum Corp | 97 | |||
1,595 | e* | Willbros Group, Inc | 47 | |||
22,541 | XTO Energy, Inc | 1,355 | ||||
TOTAL OIL AND GAS EXTRACTION | 31,549 | |||||
PAPER AND ALLIED PRODUCTS - 0.53% | ||||||
6,403 | Bemis Co | 212 | ||||
3,449 | e | Bowater, Inc | 86 | |||
2,317 | * | Buckeye Technologies, Inc | 36 | |||
3,345 | e* | Cenveo, Inc | 78 | |||
1,356 | e* | Chesapeake Corp | 17 | |||
26,945 | * | Domtar Corporation | 301 | |||
2,970 | e | Glatfelter | 40 | |||
4,634 | e* | Graphic Packaging Corp | 22 | |||
2,066 | Greif, Inc (Class A) | 123 |
47
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
26,643 | e | International Paper Co | $ | 1,040 | ||
27,907 | Kimberly-Clark Corp | 1,867 | ||||
11,293 | e | MeadWestvaco Corp | 399 | |||
1,971 | e* | Mercer International, Inc | 20 | |||
1,075 | e | Neenah Paper, Inc | 44 | |||
4,643 | Packaging Corp of America | 118 | ||||
3,621 | * | Playtex Products, Inc | 54 | |||
1,984 | e | Rock-Tenn Co (Class A) | 63 | |||
1,040 | Schweitzer-Mauduit International, Inc | 32 | ||||
15,753 | * | Smurfit-Stone Container Corp | 210 | |||
6,153 | Sonoco Products Co | 263 | ||||
6,477 | e | Temple-Inland, Inc | 399 | |||
3,174 | e | Wausau Paper Corp | 43 | |||
TOTAL PAPER AND ALLIED PRODUCTS | 5,467 | |||||
PERSONAL SERVICES - 0.15% | ||||||
8,286 | Cintas Corp | 327 | ||||
1,720 | e | Coinmach Service Corp (Class A) | 23 | |||
2,067 | e* | Coinstar, Inc | 65 | |||
316 | CPI Corp | 22 | ||||
1,405 | e | G & K Services, Inc (Class A) | 56 | |||
19,744 | e | H&R Block, Inc | 461 | |||
2,055 | e | Jackson Hewitt Tax Service, Inc | 58 | |||
2,615 | Regis Corp | 100 | ||||
5,024 | e* | Sally Beauty Holdings, Inc | 45 | |||
17,997 | Service Corp International | 230 | ||||
1,036 | * | Steiner Leisure Ltd | 51 | |||
864 | Unifirst Corp | 38 | ||||
2,092 | e | Weight Watchers International, Inc | 106 | |||
TOTAL PERSONAL SERVICES | 1,582 | |||||
PETROLEUM AND COAL PRODUCTS - 6.30% | ||||||
783 | e | Alon USA Energy, Inc | 34 | |||
20,252 | Apache Corp | 1,652 | ||||
3,437 | Ashland, Inc | 220 | ||||
5,926 | Cabot Oil & Gas Corp | 219 | ||||
131,478 | Chevron Corp | 11,076 | ||||
99,977 | ConocoPhillips | 7,848 | ||||
683 | e | Delek US Holdings, Inc | 18 | |||
27,223 | Devon Energy Corp | 2,131 | ||||
14,962 | EOG Resources, Inc | 1,093 | ||||
344,705 | Exxon Mobil Corp | 28,914 | ||||
6,733 | e | Frontier Oil Corp | 295 | |||
2,769 | e* | Headwaters, Inc | 48 | |||
17,001 | Hess Corp | 1,002 | ||||
2,772 | Holly Corp | 206 | ||||
41,954 | Marathon Oil Corp | 2,516 | ||||
11,508 | Murphy Oil Corp | 684 | ||||
7,953 | * | Newfield Exploration Co | 362 | |||
10,456 | Noble Energy, Inc | 652 | ||||
51,013 | Occidental Petroleum Corp | 2,953 | ||||
7,430 | Sunoco, Inc | 592 | ||||
8,359 | Tesoro Corp | 478 | ||||
33,585 | Valero Energy Corp | 2,481 | ||||
1,100 | e | WD-40 Co | 36 | |||
1,509 | e | Western Refining, Inc | 87 | |||
TOTAL PETROLEUM AND COAL PRODUCTS | 65,597 | |||||
48
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
PIPELINES, EXCEPT NATURAL GAS - 0.10% | ||||||
38,633 | Spectra Energy Corp | $ | 1,003 | |||
TOTAL PIPELINES, EXCEPT NATURAL GAS | 1,003 | |||||
PRIMARY METAL INDUSTRIES - 1.07% | ||||||
6,655 | e* | AK Steel Holding Corp | 249 | |||
53,179 | Alcoa, Inc | 2,155 | ||||
6,314 | e | Allegheny Technologies, Inc | 662 | |||
2,599 | e | Belden CDT, Inc | 144 | |||
1,200 | e* | Brush Engineered Materials, Inc | 50 | |||
1,656 | e | Carpenter Technology Corp | 216 | |||
1,483 | e* | Century Aluminum Co | 81 | |||
2,869 | Chaparral Steel Co | 206 | ||||
526 | * | Claymont Steel, Inc | 11 | |||
528 | e* | Coleman Cable, Inc | 14 | |||
3,800 | e* | CommScope, Inc | 222 | |||
96,206 | * | Corning, Inc | 2,458 | |||
1,511 | e | Encore Wire Corp | 44 | |||
3,250 | e* | General Cable Corp | 246 | |||
1,633 | e | Gibraltar Industries, Inc | 36 | |||
718 | * | Haynes International, Inc | 61 | |||
3,639 | e | Hubbell, Inc (Class B) | 197 | |||
659 | e* | LB Foster Co (Class A) | 19 | |||
1,977 | e | Matthews International Corp (Class A) | 86 | |||
2,431 | e | Mueller Industries, Inc | 84 | |||
538 | e* | Northwest Pipe Co | 19 | |||
18,455 | Nucor Corp | 1,082 | ||||
529 | Olympic Steel, Inc | 15 | ||||
8,421 | Precision Castparts Corp | 1,022 | ||||
2,169 | e | Quanex Corp | 106 | |||
1,496 | * | RTI International Metals, Inc | 113 | |||
1,362 | e | Schnitzer Steel Industries, Inc (Class A) | 65 | |||
5,792 | Steel Dynamics, Inc | 243 | ||||
1,141 | * | Superior Essex, Inc | 43 | |||
1,597 | e | Texas Industries, Inc | 125 | |||
4,472 | e* | Titanium Metals Corp | 143 | |||
1,864 | e | Tredegar Corp | 40 | |||
7,234 | United States Steel Corp | 787 | ||||
400 | e* | Universal Stainless & Alloy | 14 | |||
813 | e* | Wheeling-Pittsburgh Corp | 15 | |||
4,206 | e | Worthington Industries, Inc | 91 | |||
TOTAL PRIMARY METAL INDUSTRIES | 11,164 | |||||
PRINTING AND PUBLISHING - 0.58% | ||||||
2,726 | e* | ACCO Brands Corp | 63 | |||
3,442 | e | American Greetings Corp (Class A) | 97 | |||
5,182 | Belo (A.H.) Corp (Class A) | 107 | ||||
2,400 | Bowne & Co, Inc | 47 | ||||
734 | * | Consolidated Graphics, Inc | 51 | |||
594 | e | Courier Corp | 24 | |||
269 | e | CSS Industries, Inc | 11 | |||
3,653 | Dow Jones & Co, Inc | 210 | ||||
3,752 | Dun & Bradstreet Corp | 386 | ||||
1,693 | Ennis, Inc | 40 |
49
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
5,407 | e | EW Scripps Co (Class A) | $ | 247 | ||
14,354 | Gannett Co, Inc | 789 | ||||
821 | e | GateHouse Media, Inc | 15 | |||
3,041 | Harte-Hanks, Inc | 78 | ||||
3,097 | John Wiley & Sons, Inc (Class A) | 150 | ||||
2,807 | Journal Communications, Inc (Class A) | 36 | ||||
2,965 | Lee Enterprises, Inc | 62 | ||||
1,522 | e | Martha Stewart Living Omnimedia, Inc (Class A) | 26 | |||
2,758 | e | McClatchy Co (Class A) | 70 | |||
20,992 | McGraw-Hill Cos, Inc | 1,429 | ||||
1,459 | Media General, Inc (Class A) | 48 | ||||
2,178 | Meredith Corp | 134 | ||||
343 | Multi-Color Corp | 13 | ||||
8,530 | e | New York Times Co (Class A) | 217 | |||
945 | e* | Playboy Enterprises, Inc (Class B) | 11 | |||
16,293 | e* | Primedia, Inc | 46 | |||
4,232 | * | R.H. Donnelley Corp | 321 | |||
13,466 | R.R. Donnelley & Sons Co | 586 | ||||
977 | e | Schawk, Inc | 20 | |||
2,073 | e* | Scholastic Corp | 74 | |||
1,179 | e | Standard Register Co | 13 | |||
4,875 | e* | Sun-Times Media Group, Inc (Class A) | 26 | |||
5,102 | e | Tribune Co | 150 | |||
3,018 | e* | Valassis Communications, Inc | 52 | |||
2,630 | e* | VistaPrint Ltd | 101 | |||
356 | Washington Post Co (Class B) | 276 | ||||
TOTAL PRINTING AND PUBLISHING | 6,026 | |||||
RAILROAD TRANSPORTATION - 0.64% | ||||||
21,787 | Burlington Northern Santa Fe Corp | 1,855 | ||||
26,748 | CSX Corp | 1,206 | ||||
2,172 | e | Florida East Coast Industries | 180 | |||
2,350 | e* | Genesee & Wyoming, Inc (Class A) | 70 | |||
4,812 | e* | Kansas City Southern Industries, Inc | 181 | |||
24,054 | Norfolk Southern Corp | 1,265 | ||||
16,485 | Union Pacific Corp | 1,898 | ||||
TOTAL RAILROAD TRANSPORTATION | 6,655 | |||||
REAL ESTATE - 0.13% | ||||||
11,914 | * | CB Richard Ellis Group, Inc (Class A) | 435 | |||
378 | e | Consolidated-Tomoka Land Co | 26 | |||
4,444 | e | Forest City Enterprises, Inc (Class A) | 273 | |||
982 | * | Grubb & Ellis Co | 11 | |||
2,306 | Jones Lang LaSalle, Inc | 262 | ||||
1,663 | e* | LoopNet, Inc | 39 | |||
2,802 | * | Meruelo Maddux Properties, Inc | 23 | |||
4,678 | e | St. Joe Co | 217 | |||
7,137 | e | Stewart Enterprises, Inc (Class A) | 56 | |||
297 | e* | Stratus Properties, Inc | 10 | |||
1,468 | Thomas Properties Group, Inc | 23 | ||||
TOTAL REAL ESTATE | 1,375 | |||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS - 0.30% | ||||||
464 | * | AEP Industries, Inc | 21 | |||
3,774 | Cooper Tire & Rubber Co | 104 | ||||
781 | e* | Deckers Outdoor Corp | 79 |
50
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
12,989 | * | Goodyear Tire & Rubber Co | $ | 452 | ||
881 | e* | Metabolix, Inc | 22 | |||
17,073 | Newell Rubbermaid, Inc | 502 | ||||
21,792 | Nike, Inc (Class B) | 1,270 | ||||
1,704 | e | Schulman (A.), Inc | 41 | |||
9,876 | Sealed Air Corp | 306 | ||||
809 | * | Skechers U.S.A., Inc (Class A) | 24 | |||
2,188 | e | Spartech Corp | 58 | |||
1,479 | Titan International, Inc | 47 | ||||
714 | e* | Trex Co, Inc | 14 | |||
3,650 | Tupperware Corp | 105 | ||||
2,075 | e | West Pharmaceutical Services, Inc | 98 | |||
TOTAL RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 3,143 | |||||
SECURITY AND COMMODITY BROKERS - 3.24% | ||||||
4,686 | A.G. Edwards, Inc | 396 | ||||
14,393 | Ameriprise Financial, Inc | 915 | ||||
7,281 | e | Bear Stearns Cos, Inc | 1,019 | |||
3,906 | e | BlackRock, Inc | 612 | |||
1,547 | e | Calamos Asset Management, Inc (Class A) | 40 | |||
3,303 | e | Cbot Holdings, Inc (Class A) | 682 | |||
63,567 | Charles Schwab Corp | 1,304 | ||||
2,135 | Chicago Mercantile Exchange Holdings, Inc | 1,141 | ||||
1,086 | e | Cohen & Steers, Inc | 47 | |||
994 | * | Cowen Group, Inc | 18 | |||
26,134 | * | E*Trade Financial Corp | 577 | |||
7,400 | Eaton Vance Corp | 327 | ||||
528 | Evercore Partners, Inc (Class A) | 16 | ||||
351 | e* | FCStone Group, Inc | 20 | |||
5,905 | Federated Investors, Inc (Class B) | 226 | ||||
10,588 | e | Franklin Resources, Inc | 1,403 | |||
448 | e | GAMCO Investors, Inc (Class A) | 25 | |||
982 | e* | GFI Group, Inc | 71 | |||
24,478 | Goldman Sachs Group, Inc | 5,306 | ||||
1,134 | e | Greenhill & Co, Inc | 78 | |||
2,464 | e* | Interactive Brokers Group, Inc (Class A) | 67 | |||
4,300 | e* | IntercontinentalExchange, Inc | 636 | |||
2,414 | e | International Securities Exchange, Inc | 158 | |||
2,790 | * | Investment Technology Group, Inc | 121 | |||
11,335 | e | Janus Capital Group, Inc | 316 | |||
7,640 | Jefferies Group, Inc | 206 | ||||
1,786 | e* | KBW, Inc | 52 | |||
6,754 | * | Knight Capital Group, Inc (Class A) | 112 | |||
3,465 | e* | LaBranche & Co, Inc | 26 | |||
6,023 | e* | Ladenburg Thalmann Financial Services, Inc | 14 | |||
3,156 | e | Lazard Ltd (Class A) | 142 | |||
8,021 | Legg Mason, Inc | 789 | ||||
32,581 | Lehman Brothers Holdings, Inc | 2,428 | ||||
1,518 | e* | MarketAxess Holdings, Inc | 27 | |||
53,112 | Merrill Lynch & Co, Inc | 4,439 | ||||
64,471 | Morgan Stanley | 5,408 | ||||
913 | e* | Morningstar, Inc | 43 | |||
6,885 | * | Nasdaq Stock Market, Inc | 205 | |||
5,100 | e | Nuveen Investments, Inc (Class A) | 317 | |||
5,636 | e | Nymex Holdings, Inc | 708 | |||
16,419 | e | NYSE Euronext | 1,209 |
51
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
2,681 | e | optionsXpress Holdings, Inc | $ | 69 | ||
879 | * | Penson Worldwide, Inc | 22 | |||
1,153 | * | Piper Jaffray Cos | 64 | |||
6,123 | Raymond James Financial, Inc | 189 | ||||
870 | e | Sanders Morris Harris Group, Inc | 10 | |||
8,370 | e | SEI Investments Co | 243 | |||
766 | e* | Stifel Financial Corp | 45 | |||
1,726 | e | SWS Group, Inc | 37 | |||
16,920 | T Rowe Price Group, Inc | 878 | ||||
15,926 | e* | TD Ameritrade Holding Corp | 318 | |||
1,322 | e* | Thomas Weisel Partners Group, Inc | 22 | |||
702 | e | US Global Investors, Inc (Class A) | 16 | |||
98 | Value Line, Inc | 4 | ||||
5,415 | Waddell & Reed Financial, Inc (Class A) | 141 | ||||
1,311 | WP Stewart & Co Ltd | 14 | ||||
TOTAL SECURITY AND COMMODITY BROKERS | 33,718 | |||||
SOCIAL SERVICES - 0.01% | ||||||
1,834 | * | Bright Horizons Family Solutions, Inc | 71 | |||
1,396 | * | Capital Senior Living Corp | 13 | |||
617 | e* | Providence Service Corp | 17 | |||
1,211 | * | Res-Care, Inc | 26 | |||
TOTAL SOCIAL SERVICES | 127 | |||||
SPECIAL TRADE CONTRACTORS - 0.07% | ||||||
246 | e | Alico, Inc | 15 | |||
1,884 | * | AsiaInfo Holdings, Inc | 18 | |||
1,567 | Chemed Corp | 104 | ||||
2,673 | Comfort Systems USA, Inc | 38 | ||||
2,650 | e* | Dycom Industries, Inc | 79 | |||
1,956 | * | EMCOR Group, Inc | 143 | |||
1,632 | e* | Insituform Technologies, Inc (Class A) | 36 | |||
987 | e* | Integrated Electrical Services, Inc | 32 | |||
685 | e* | Layne Christensen Co | 28 | |||
6,847 | e* | Quanta Services, Inc | 210 | |||
TOTAL SPECIAL TRADE CONTRACTORS | 703 | |||||
STONE, CLAY, AND GLASS PRODUCTS - 0.49% | ||||||
44,057 | 3M Co | 3,824 | ||||
2,068 | Apogee Enterprises, Inc | 57 | ||||
1,565 | e* | Cabot Microelectronics Corp | 56 | |||
1,443 | e | CARBO Ceramics, Inc | 63 | |||
2,941 | e | Eagle Materials, Inc | 144 | |||
8,722 | e | Gentex Corp | 172 | |||
862 | e | Libbey, Inc | 19 | |||
5,902 | e* | Owens Corning, Inc | 198 | |||
9,456 | * | Owens-Illinois, Inc | 331 | |||
2,151 | e* | US Concrete, Inc | 19 | |||
5,000 | e* | USG Corp | 245 | |||
TOTAL STONE, CLAY, AND GLASS PRODUCTS | 5,128 | |||||
TEXTILE MILL PRODUCTS - 0.01% | ||||||
404 | e* | Heelys, Inc | 10 | |||
874 | Oxford Industries, Inc | 39 | ||||
905 | e | Xerium Technologies, Inc | 7 | |||
TOTAL TEXTILE MILL PRODUCTS | 56 |
52
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
TOBACCO PRODUCTS - 1.04% | ||||||
128,664 | Altria Group, Inc | $ | 9,025 | |||
5,849 | Loews Corp (Carolina Group) | 452 | ||||
10,479 | e | Reynolds American, Inc | 683 | |||
1,760 | e | Universal Corp | 107 | |||
9,797 | e | UST, Inc | 526 | |||
2,291 | e | Vector Group Ltd | 52 | |||
TOTAL TOBACCO PRODUCTS | 10,845 | |||||
TRANSPORTATION BY AIR - 0.51% | ||||||
3,864 | e* | ABX Air, Inc | 31 | |||
677 | e* | Air Methods Corp | 25 | |||
5,873 | e* | Airtran Holdings, Inc | 64 | |||
2,436 | e* | Alaska Air Group, Inc | 68 | |||
326 | e* | Allegiant Travel Co | 10 | |||
14,725 | e* | AMR Corp | 388 | |||
809 | e* | Atlas Air Worldwide Holdings, Inc | 48 | |||
1,471 | e* | Bristow Group, Inc | 73 | |||
5,828 | e* | Continental Airlines, Inc (Class B) | 197 | |||
1,058 | e | Copa Holdings S.A. (Class A) | 71 | |||
14,662 | * | Delta Air Lines, Inc | 289 | |||
1,894 | * | EGL, Inc | 88 | |||
2,603 | e* | ExpressJet Holdings, Inc | 15 | |||
18,827 | FedEx Corp | 2,089 | ||||
11,166 | e* | JetBlue Airways Corp | 131 | |||
1,480 | e* | Midwest Air Group, Inc | 22 | |||
16,113 | * | Northwest Airlines Corp | 358 | |||
882 | e* | PHI, Inc | 26 | |||
1,228 | * | Pinnacle Airlines Corp | 23 | |||
2,007 | e* | Republic Airways Holdings, Inc | 41 | |||
4,035 | Skywest, Inc | 96 | ||||
47,731 | e | Southwest Airlines Co | 712 | |||
6,915 | e* | UAL Corp | 281 | |||
4,982 | * | US Airways Group, Inc | 151 | |||
TOTAL TRANSPORTATION BY AIR | 5,297 | |||||
TRANSPORTATION EQUIPMENT - 2.51% | ||||||
1,197 | e | A.O. Smith Corp | 48 | |||
2,061 | e* | AAR Corp | 68 | |||
1,493 | * | Accuride Corp | 23 | |||
418 | e* | Aerovironment, Inc | 9 | |||
1,438 | * | Aftermarket Technology Corp | 43 | |||
2,719 | e | American Axle & Manufacturing Holdings, Inc | 81 | |||
569 | American Railcar Industries, Inc | 22 | ||||
1,306 | * | Amerigon, Inc | 23 | |||
1,100 | e | Arctic Cat, Inc | 22 | |||
4,699 | e | ArvinMeritor, Inc | 104 | |||
4,871 | Autoliv, Inc | 277 | ||||
5,637 | * | BE Aerospace, Inc | 233 | |||
48,169 | Boeing Co | 4,632 | ||||
5,519 | Brunswick Corp | 180 | ||||
3,374 | e | Clarcor, Inc | 126 | |||
940 | * | Comtech Group, Inc | 16 | |||
3,359 | e | Federal Signal Corp | 53 | |||
3,728 | e* | Fleetwood Enterprises, Inc | 34 |
53
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
4,014 | e* | Force Protection, Inc | $ | 83 | ||
110,789 | e* | Ford Motor Co | 1,044 | |||
809 | e | Freightcar America, Inc | 39 | |||
3,656 | e* | GenCorp, Inc | 48 | |||
24,767 | General Dynamics Corp | 1,937 | ||||
29,499 | e | General Motors Corp | 1,115 | |||
516 | e* | GenTek, Inc | 18 | |||
10,412 | Genuine Parts Co | 516 | ||||
7,651 | Goodrich Corp | 456 | ||||
869 | e | Greenbrier Cos, Inc | 26 | |||
1,580 | e | Group 1 Automotive, Inc | 64 | |||
15,753 | Harley-Davidson, Inc | 939 | ||||
5,143 | Harsco Corp | 267 | ||||
5,897 | e* | Hayes Lemmerz International, Inc | 32 | |||
1,585 | e | Heico Corp | 67 | |||
11,115 | ITT Industries, Inc | 759 | ||||
1,612 | Kaman Corp | 50 | ||||
21,539 | Lockheed Martin Corp | 2,027 | ||||
598 | * | Miller Industries, Inc | 15 | |||
1,720 | e | Monaco Coach Corp | 25 | |||
661 | e | Noble International Ltd | 14 | |||
21,110 | Northrop Grumman Corp | 1,644 | ||||
3,572 | * | Orbital Sciences Corp | 75 | |||
4,528 | e | Oshkosh Truck Corp | 285 | |||
15,196 | Paccar, Inc | 1,323 | ||||
7,965 | * | Pactiv Corp | 254 | |||
2,188 | e | Polaris Industries, Inc | 118 | |||
27,152 | Raytheon Co | 1,463 | ||||
420 | e* | Sequa Corp (Class A) | 47 | |||
1,983 | e | Spartan Motors, Inc | 34 | |||
4,145 | e* | Spirit Aerosystems Holdings, Inc (Class A) | 149 | |||
990 | Standard Motor Products, Inc | 15 | ||||
1,631 | e | Superior Industries International, Inc | 35 | |||
2,719 | * | Tenneco, Inc | 95 | |||
2,119 | e | Thor Industries, Inc | 96 | |||
723 | e* | TransDigm Group, Inc | 29 | |||
5,080 | e | Trinity Industries, Inc | 221 | |||
1,126 | e | Triumph Group, Inc | 74 | |||
2,648 | * | TRW Automotive Holdings Corp | 98 | |||
60,826 | United Technologies Corp | 4,314 | ||||
7,954 | e* | Visteon Corp | 64 | |||
2,193 | e | Wabash National Corp | 32 | |||
3,132 | Westinghouse Air Brake Technologies Corp | 114 | ||||
1,944 | e | Winnebago Industries, Inc | 57 | |||
TOTAL TRANSPORTATION EQUIPMENT | 26,171 | |||||
TRANSPORTATION SERVICES - 0.18% | ||||||
1,330 | e | Ambassadors Group, Inc | 47 | |||
446 | e | Ambassadors International, Inc | 15 | |||
10,400 | CH Robinson Worldwide, Inc | 546 | ||||
783 | e* | Dynamex, Inc | 20 | |||
13,398 | Expeditors International Washington, Inc | 553 | ||||
2,972 | GATX Corp | 146 | ||||
2,568 | * | HUB Group, Inc (Class A) | 90 | |||
4,899 | e* | Lear Corp | 175 | |||
2,493 | e | Pacer International, Inc | 59 |
54
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,588 | Ship Finance International Ltd | $ | 47 | |||
6,068 | UTI Worldwide, Inc | 163 | ||||
TOTAL TRANSPORTATION SERVICES | 1,861 | |||||
TRUCKING AND WAREHOUSING - 0.38% | ||||||
1,500 | e | Arkansas Best Corp | 58 | |||
1,483 | e* | Celadon Group, Inc | 24 | |||
2,934 | Con-way, Inc | 147 | ||||
1,949 | e | Forward Air Corp | 66 | |||
3,489 | Heartland Express, Inc | 57 | ||||
5,941 | J.B. Hunt Transport Services, Inc | 174 | ||||
3,656 | Landstar System, Inc | 176 | ||||
952 | e* | Marten Transport Ltd | 17 | |||
1,717 | e* | Old Dominion Freight Line | 52 | |||
103 | e* | Patriot Transportation Holding, Inc | 9 | |||
900 | * | Saia, Inc | 25 | |||
40,944 | United Parcel Service, Inc (Class B) | 2,989 | ||||
200 | e* | Universal Truckload Services, Inc | 4 | |||
2,855 | e | Werner Enterprises, Inc | 58 | |||
3,617 | e* | YRC Worldwide, Inc | 133 | |||
TOTAL TRUCKING AND WAREHOUSING | 3,989 | |||||
WATER TRANSPORTATION - 0.27% | ||||||
2,650 | Alexander & Baldwin, Inc | 141 | ||||
3,978 | e* | American Commercial Lines, Inc | 104 | |||
829 | e | Arlington Tankers Ltd | 24 | |||
24,717 | e | Carnival Corp | 1,205 | |||
1,332 | e | Double Hull Tankers, Inc | 21 | |||
2,567 | e | Eagle Bulk Shipping, Inc | 57 | |||
2,383 | e | Frontline Ltd | 109 | |||
1,084 | e | Genco Shipping & Trading Ltd | 45 | |||
680 | e | General Maritime Corp | 18 | |||
2,142 | e | Golar LNG Ltd | 36 | |||
1,244 | e* | Gulfmark Offshore, Inc | 64 | |||
2,063 | Horizon Lines, Inc (Class A) | 68 | ||||
1,586 | e* | Hornbeck Offshore Services, Inc | 61 | |||
3,407 | * | Kirby Corp | 131 | |||
1,036 | e | Knightsbridge Tankers Ltd | 32 | |||
1,459 | Nordic American Tanker Shipping | 60 | ||||
2,450 | * | Odyssey Marine Exploration, Inc | 15 | |||
1,898 | e | Overseas Shipholding Group, Inc | 154 | |||
6,896 | e | Royal Caribbean Cruises Ltd | 296 | |||
2,303 | e | Teekay Corp | 133 | |||
931 | * | Ultrapetrol Bahamas Ltd | 22 | |||
TOTAL WATER TRANSPORTATION | 2,796 | |||||
WHOLESALE TRADE-DURABLE GOODS - 0.41% | ||||||
442 | e* | 1-800 Contacts, Inc | 10 | |||
2,158 | e | Agilysys, Inc | 48 | |||
3,106 | e | Applied Industrial Technologies, Inc | 92 | |||
7,511 | * | Arrow Electronics, Inc | 289 | |||
2,819 | e | Barnes Group, Inc | 89 | |||
2,807 | e* | Beacon Roofing Supply, Inc | 48 | |||
691 | e | BlueLinx Holdings, Inc | 7 | |||
3,472 | BorgWarner, Inc | 299 | ||||
1,739 | e | Building Material Holding Corp | 25 |
55
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
702 | Castle (A.M.) & Co | $ | 25 | |||
1,444 | e* | Conceptus, Inc | 28 | |||
7,074 | * | Cytyc Corp | 305 | |||
1,490 | * | Digi International, Inc | 22 | |||
1,195 | e* | Drew Industries, Inc | 40 | |||
2,198 | e* | Genesis Microchip, Inc | 20 | |||
573 | e* | Hansen Medical, Inc | 11 | |||
800 | e* | Houston Wire & Cable Co | 23 | |||
6,606 | IKON Office Solutions, Inc | 103 | ||||
8,393 | * | Ingram Micro, Inc (Class A) | 182 | |||
3,362 | * | Insight Enterprises, Inc | 76 | |||
1,758 | e* | Interline Brands, Inc | 46 | |||
1,077 | * | Keystone Automotive Industries, Inc | 44 | |||
3,799 | e | Knight Transportation, Inc | 74 | |||
300 | Lawson Products, Inc | 12 | ||||
2,896 | e* | LKQ Corp | 71 | |||
2,610 | e | Martin Marietta Materials, Inc | 423 | |||
300 | * | MWI Veterinary Supply, Inc | 12 | |||
2,729 | e | Owens & Minor, Inc | 95 | |||
8,816 | * | Patterson Cos, Inc | 328 | |||
2,583 | e | PEP Boys-Manny Moe & Jack | 52 | |||
3,009 | e | Pool Corp | 117 | |||
4,604 | e* | PSS World Medical, Inc | 84 | |||
4,138 | Reliance Steel & Aluminum Co | 233 | ||||
1,287 | * | RSC Holdings, Inc | 26 | |||
1,661 | e | Ryerson Tull, Inc | 62 | |||
1,634 | e* | Solera Holdings, Inc | 32 | |||
3,376 | * | Tech Data Corp | 130 | |||
696 | e* | TomoTherapy, Inc | 15 | |||
2,317 | * | Tyler Technologies, Inc | 29 | |||
4,714 | W.W. Grainger, Inc | 439 | ||||
2,793 | * | WESCO International, Inc | 169 | |||
744 | e* | West Marine, Inc | 10 | |||
TOTAL WHOLESALE TRADE-DURABLE GOODS | 4,245 | |||||
WHOLESALE TRADE-NONDURABLE GOODS - 0.61% | ||||||
4,181 | Airgas, Inc | 200 | ||||
2,860 | e* | Akorn, Inc | 20 | |||
5,454 | * | Alliance One International, Inc | 55 | |||
3,382 | e* | Allscripts Healthcare Solutions, Inc | 86 | |||
896 | e | Andersons, Inc | 41 | |||
1,953 | e* | Bare Escentuals, Inc | 67 | |||
1,671 | e* | Beijing Med-Pharm Corp | 18 | |||
4,745 | e | Brown-Forman Corp (Class B) | 347 | |||
23,534 | Cardinal Health, Inc | 1,662 | ||||
2,137 | e* | Central European Distribution Corp | 74 | |||
638 | * | Core-Mark Holding Co, Inc | 23 | |||
7,952 | e | Dean Foods Co | 253 | |||
8,175 | * | Endo Pharmaceuticals Holdings, Inc | 280 | |||
1,588 | e* | Fresh Del Monte Produce, Inc | 40 | |||
284 | e* | Green Mountain Coffee Roasters, Inc | 22 | |||
2,432 | e* | Hain Celestial Group, Inc | 66 | |||
5,563 | * | Henry Schein, Inc | 297 | |||
2,657 | e | Herbalife Ltd | 105 | |||
9,318 | e | Idearc, Inc | 329 | |||
500 | e | Kenneth Cole Productions, Inc (Class A) | 12 |
56
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account | ||||||
VALUE | ||||||
SHARES | (000) | |||||
1,430 | e | K-Swiss, Inc (Class A) | $ | 41 | ||
901 | e* | LSB Industries, Inc | 19 | |||
231 | e* | Maui Land & Pineapple Co, Inc | 8 | |||
3,315 | e | Men's Wearhouse, Inc | 169 | |||
1,570 | Myers Industries, Inc | 35 | ||||
785 | e | Nash Finch Co | 39 | |||
3,094 | e | Nu Skin Enterprises, Inc (Class A) | 51 | |||
1,009 | e* | Nuco2, Inc | 26 | |||
804 | e* | Perry Ellis International, Inc | 26 | |||
1,539 | e* | School Specialty, Inc | 55 | |||
2,212 | e* | Source Interlink Cos, Inc | 11 | |||
1,382 | e | Spartan Stores, Inc | 45 | |||
2,696 | Stride Rite Corp | 55 | ||||
38,300 | Sysco Corp | 1,264 | ||||
5,668 | e* | Terra Industries, Inc | 144 | |||
2,117 | e* | Tractor Supply Co | 110 | |||
2,582 | e* | United Natural Foods, Inc | 69 | |||
1,702 | * | United Stationers, Inc | 113 | |||
423 | e | Valhi, Inc | 7 | |||
849 | e* | Volcom, Inc | 43 | |||
TOTAL WHOLESALE TRADE-NONDURABLE GOODS | 6,327 | |||||
TOTAL COMMON STOCKS | 1,039,910 | |||||
(Cost $669,703) | ||||||
SHORT-TERM INVESTMENTS - 15.36% | ||||||
INVESTMENT OF CASH COLLATERAL FOR SECURITIES LOANED - 15.36% | ||||||
159,914,105 | State Street Navigator Securities Lending Prime Portfolio | 159,914 | ||||
TOTAL INVESTMENT OF CASH COLLATERAL FOR SECURITIES LOANED | 159,914 | |||||
TOTAL SHORT-TERM INVESTMENTS | 159,914 | |||||
(Cost $159,914) | ||||||
TOTAL PORTFOLIO - 115.25% | 1,199,824 | |||||
(Cost $829,617) | ||||||
OTHER ASSETS & LIABILITIES, NET - (15.25%) | (158,727 | ) | ||||
NET ASSETS - 100.00% | $ | 1,041,097 | ||||
* | Non-income producing. | |||||
** | Percentage represents less than 0.01%. | |||||
^ | Amount represents less than $1,000. | |||||
e | All or a portion of these securities are out on loan. | |||||
m | Indicates a security that has been deemed illiquid. | |||||
v | Security valued at fair value. | |||||
Cost amounts are in thousands. For ease of presentation, we have grouped a number of industry classification categories together in the Statement of Investments. Note that the Accounts use more specific industry categories in following their investment limitations on industry concentration. |
57
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not Applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not Applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not Applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There were no material changes to the procedures by which shareholders may recommend nominees to the Registrant’s Board of Trustees.
Item 11. Controls and Procedures.
(a) An evaluation was performed within 90 days from the date hereof under the supervision of the Registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the Registrant’s disclosure controls and procedures. Based on that evaluation, the Registrant’s management, including the principal executive officer and principal financial officer, concluded that the Registrant’s disclosure controls and procedures were effective for this semi-annual reporting period.
(b) There were no changes in the Registrant’s internal controls over financial reporting that occurred during the Registrant’s first fiscal half-year that materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
Item 12. Exhibits.
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNT VA-1 | ||
Date: August 9, 2007 | By: /s/ Herbert M. Allison, Jr. | |
Herbert M. Allison, Jr. | ||
President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Date: August 9, 2007 | By: /s/Herbert M. Allison. Jr. | |
Herbert M. Allison, Jr. | ||
President and Chief Executive Officer | ||
(principal executive officer) | ||
Date: August 9, 2007 | By: /s/ Georganne C. Proctor | |
Georganne C. Proctor | ||
Executive Vice President and Chief Financial Officer | ||
(principal financial officer) |
EXHIBIT INDEX
Item 12. Exhibits.
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification