UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNT VA-1
(Exact name of registrant as specified in charter)
730 Third Avenue, New York, New York 10017
(Address of principal executive offices) (Zip code)
Stewart P. Greene, Esq.
c/o TIAA-CREF
730 Third Avenue,
New York, New York 10017-3206
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-490-9000
Date of fiscal year end: December 31
Date of reporting period: January 1, 2006 – June 30, 2006
Item 1. Reports to Stockholders.
2006 SEMIANNUAL REPORT
TIAA SEPARATE ACCOUNT VA-1
JUNE 30, 2006
Financial statements (unaudited) including summary portfolio of investments
Stock Index Account
SIGN UP FOR ELECTRONIC DELIVERY AT www.tiaa-cref.org/howto/edelivery.html
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Account performance | ||||
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Management committee approval of investment management agreement | 23 | |||
Inside back cover |
PERFORMANCE OVERVIEW AS OF JUNE 30, 2006
Average annual compound rates | ||||||||||||||
of total return | ||||||||||||||
Inception date | 1 year | 5 years | 10 years | Since inception | ||||||||||
EQUITIES | ||||||||||||||
Stock Index Account | 11/1/1994 | 8.87 | % | 3.00 | % | 8.07 | % | 10.39 | % |
The returns quoted represent past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. Current performance may be higher or lower than that shown above, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit www.tiaa-cref.org, or call 800 223-1200.
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. Please visit our website at www.tiaa-cref.org, or call 800 223-1200, for a prospectus that contains this and other important information. We urge you to read it carefully before investing.
Keeping pace with your evolving needs
I am pleased to provide you with the 2006 TIAA Separate Account VA-1 Semiannual Report, which will tell you how the Stock Index Account, the underlying investment of the TIAA Separate Account VA-1, performed during the first six months of 2006.
Finding value in the global marketplace is a more demanding task than ever before. To meet that challenge, we are increasing the size of our analyst team by nearly 50% in order to give our research capacity a more global reach. We will continue to deploy all of our resources in a diligent, efficient and risk-controlled manner. Because we are committed to providing expert investment management while restraining expenses, we are obsessive about spending each dollar wisely.
As I focus my attention on leading Asset Management at TIAA-CREF, I am pleased to turn over investment policy responsibilities to Edward Grzybowski, who brings to his new position nearly two decades of experience at the company.
As the chief investment officer of Teachers Advisors, Inc., the account’s investment adviser, Ed is charged with building on our heritage of helping to provide financial security through disciplined, low-priced investment management.
Scott C. Evans
Executive Vice President
Ed and I will work with the Asset Management staff with one clear objective: to help maximize the ending balance in your account, while remaining conscious of risk. That’s what it means to provide financial services for the greater good, and we believe that’s one of the reasons why you choose to invest with us.
/S/ SCOTT C. EVANS
Scott C. Evans
Executive Vice President
TIAA Separate Account VA-1 2006 Semiannual Report | 1
During the first half of 2006, investors drove stock prices higher and then engaged in a sell-off that erased a sizable portion of the year’s gains. The Russell 3000® Index, which measures the broad U.S. market, was up 5.3% in the first quarter but dropped 2% in the second, ending the six-month period with a return of 3.2%.
Investors changed course largely out of fear that higher interest rates and increased energy prices would derail economic growth and reduce corporate profits.
The Federal Reserve reacts to rising prices
The year began with the U.S. economy in high gear. The nation’s Gross Domestic Product jumped by 5.6% in the first quarter of 2006, but this surging growth—along with the rising cost of energy—raised the threat of higher inflation. The Consumer Price Index was up 3.5% at the end of March from its level of a year earlier.
In response to robust growth and rising inflation, the Federal Reserve continued the credit-tightening policy it began in June 2004. It raised short-term interest rates four times during the first half of 2006, and that helped push longer-term rates higher, too.
The yield on 10-year Treasury notes, which serves as the benchmark for the bond market, went from 4.39% at the end of December 2005 to 5.14% at the end of June.
The Lehman Brothers U.S. Aggregate Index, which measures the investment-grade bond market, returned –0.7% for the first six months of the year.
Higher costs squeeze the economy
During the first half of 2006, corporate earnings continued to grow, but profit margins were threatened by higher prices for many commodities. While oil and natural gas prices made headlines, the cost of many other commodities, ranging from aluminum to zinc, also rose during the six-month period.
The average pretax return on assets for the companies of the Russell 3000 remained nearly constant. At the end of June it stood at 9.6%; at the end of 2005 the figure had stood at 9.5%.
In addition, strong stock returns overseas continued to attract investment dollars to foreign markets. This helped to depress returns for U.S. stocks to a level that was below historical norms.
Returns for U.S. stocks differed widely among industry sectors. The integrated oils and “other energy” sectors of the Russell 3000 soared 13.0% and 11.1%, respectively. After losing 3.1% during 2005, autos and transportation rebounded with a 13.0% gain. The weakest performance came from technology, which dropped 4.0%, and health care, down 3.3%.
Wide gaps continued among the returns of companies of differing
2 | 2006 Semiannual Report TIAA Separate Account VA-1
size. Small-cap stocks climbed 8.2%, while mid caps rose 4.8% and large caps returned 2.7%.
The Russell 3000 Index, the account’s benchmark, includes stocks in all three ranges, but large caps account for about four-fifths of the index in terms of market capitalization.
The account tops its peers
The Stock Index Account, the underlying investment of the TIAA Separate Account VA-1, uses an indexing strategy. It seeks a favorable long-term return from a diversified portfolio selected to track the overall market for common stocks in the United States. The account’s benchmark is the Russell 3000 Index.
The indexing approach has served the account well. For the first half of 2006 its 2.9% return outperformed the 1.4% average return of similar variable annuities, as measured by Morningstar’s Large Blend (VA) category. For the ten-year period ended June 30, the account posted an average annual return of 8.1%, versus the 6.0% average return for the Morningstar Large Blend (VA) category.
While past performance is no guarantee of future results, the broad diversification that indexing provides enables a portfolio to capture the market’s gains when stocks move up and to avoid the worst losses of individual market sectors when stocks decline.
Edward J. Grzybowski
Chief Investment Officer
Teachers Advisors, Inc.
Indexing also helps keep an account’s expenses low, so investors receive a larger share of the portfolio’s earnings. With an expense charge of just 0.67%, the Separate Account remains an attractive choice for the cost-conscious investor.
/s/ EDWARD J. GRZYBOWSKI
Edward J. Grzybowski
Chief Investment Officer
Teachers Advisors, Inc.
TIAA Separate Account VA-1 2006 Semiannual Report | 3
More information for policyholders
Portfolio listings
SEC rules intended to provide investors with more meaningful information about account performance allow investment companies to list the top holdings of each account in their annual and semiannual reports instead of providing complete portfolio listings as they did previously. Companies will continue to file complete listings with the SEC, and these will remain available to investors.
You can obtain a complete list of TIAA Separate Account VA-1’s holdings (called “TIAA Separate Account VA-1 Statement of Investments”) as of the most recently completed fiscal quarter (currently for the period ended June 30, 2006) in the following ways:
• | by visiting the TIAA-CREF website at www.tiaa-cref.org; or |
• | by calling TIAA-CREF at 800 842-2776 to request a copy, which will be provided free of charge. |
You can also obtain a complete list of the Stock Index Account’s holdings as of the most recently completed fiscal quarter, and for prior quarter-ends, from the SEC. (Form N-CSR lists holdings as of December 31 or June 30; Form N-Q lists holdings as of March 31 or September 30.) Copies of these forms are available:
• | through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at www.sec.gov; or |
• | at the SEC’s Public Reference Room. (Call 800 SEC-0330 for more information.) |
Proxy voting
The Separate Account’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found at our website at www.tiaa-cref.org, or on the SEC website at www.sec.gov. You may also call us at 800 223-1200 to request a free copy. A report of how the account voted during the most recently completed twelve-month period ended June 30 can be found at our website or at www.sec.gov.
Contacting TIAA-CREF
There are three easy ways to contact us: by email, using the Contact/Help link at the top of our homepage; by mail at TIAA-CREF, 730 Third Avenue, New York NY 10017–3206; or by phone at 800 223-1200.
Account management
TIAA Separate Account VA-1 is managed by the portfolio management teams of Teachers Advisors, Inc. The members of these teams are responsible for the day-to-day operations of the account.
4 | 2006 Semiannual Report TIAA Separate Account VA-1
Annuities are designed for retirement savings or for other long-term goals. They offer several payment options, including lifetime income. Payments from variable annuities are not guaranteed, and the payment amounts will rise or fall depending on investment returns.
Benchmarks (benchmark indexes) are groups of securities, such as the Russell 3000® Index, whose performance can be used as a standard by which to judge the performance of an investment.*
Expense ratio is the amount that investors pay for the management of a variable annuity account. The amount is expressed as a percentage of the account’s average net assets. Expense ratios do not include front-end or back-end sales charges, if any, or trading costs. See “Total return.”
Inception date is the first date on which investors can invest in an account. The account begins to record investment performance on that date.
Market capitalization is the total value of a company’s outstanding stock. It is calculated by multiplying the total number of a company’s outstanding shares by the current market price per share.
Peer groups are groupings of variable annuities with a similar objective whose performance can be compared with the performance of a single variable annuity.
Relative performance is the return of a variable annuity in relation to the return of its benchmark index.
Securities is a general name for stocks (also known as “equities”), bonds (also known as “fixed-income securities”) or other investments.
Separate account is an account established by a life insurance company, separate from its general account, for the investments in nonguaranteed insurance and annuity products. In contrast, a life insurer’s general account supports products with principal and interest guarantees. Separate accounts generally are registered with the SEC as investment companies.
Total return is the amount an investment provides to investors after expenses are deducted. Total return is expressed as a percentage. It includes any interest or dividends, as well as any change in the market value of the investment.
* | Russell 3000 is a trademark and service mark of the Frank Russell Company. TIAA-CREF products are not promoted or sponsored by, or affiliated with, the Frank Russell Company. |
TIAA Separate Account VA-1 2006 Semiannual Report | 5
Important information about expenses
As a TIAA Separate Account VA-1 contract owner, you incur only one of two potential types of costs.
• | You incur no transaction costs, including sales charges (loads) on contributions, on reinvested dividends or on other distributions. There are also no redemption fees or exchange fees. |
• | However, you do incur ongoing costs, including investment advisory fees, administrative expenses, and mortality and expense risk charges. |
The example that appears on this page is intended to help you understand your ongoing costs (in dollars) of investing in the account. It is also designed to help you compare these costs with the ongoing costs of investing in other variable annuity accounts and mutual funds. (The costs shown do not reflect any separate account fees or expenses deducted under the variable annuity contracts using the TIAA Separate Account VA-1. If those fees or expenses were included, the costs would be higher.)
The example assumes $1,000 was invested on January 1, 2006, and held for six months until June 30, 2006.
Actual expenses
The first line in the table uses the account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested at the beginning of the period, to estimate the expenses that you paid over the six-month period.
Simply divide your beginning accumulation by $1,000 (for example, an $8,600 accumulation divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid” to estimate the expenses you paid during the six-month period.
Stock Index Account expense example | |||||||||
Starting account value (1/1/06) | Ending account value (6/30/06) | Expenses paid† (1/1/06–6/30/06) | |||||||
Actual return | $ | 1,000.00 | $ | 1,025.72 | $ | 3.38 | |||
5% annual hypothetical return | $ | 1,000.00 | 1,021.42 | 3.37 |
† | “Expenses paid” is based on the account’s actual expense ratio for the most recent fiscal half year. The account’s annualized six-month expense ratio for that period was 0.67%. |
6 | 2006 Semiannual Report TIAA Separate Account VA-1
DISCLOSURE
Hypothetical example for comparison purposes
The second line in the table shows hypothetical account values and hypothetical expenses based on the account’s actual expense ratio for the six-month period and an assumed annual rate of return of 5% before expenses—which is not the account’s actual return.
Do not use the hypothetical account values and hypothetical expenses to estimate the actual expenses you paid for the period. Instead, you can use this information to compare the ongoing costs of investing in an individual account with ongoing costs of other variable annuity accounts and mutual funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other accounts or funds.
TIAA Separate Account VA-1 2006 Semiannual Report | 7
Stock Index Account | U.S. stocks
DISCUSSION
Performance in the six months ended June 30, 2006
The Stock Index Account returned 2.91% for the period, lagging the 3.23% return of its benchmark, the Russell 3000® Index, but outpacing the 1.42% average return of similar variable annuities, as measured by the Morningstar Large Blend (VA) category. The Morningstar category tracked 3,879 variable annuities as of June 30, 2006.
Second-quarter slide erodes gains
In response to a strong global economy and healthy corporate earnings growth, the broad U.S. stock market, as measured by the Russell 3000 Index, climbed 5.31% in the first quarter of 2006. Stocks reversed course in the second quarter, however, in reaction to rising interest rates and the threat of inflation. The Russell 3000 fell 1.98%, giving back more than a third of its first-quarter gain. For the six months, the Russell 3000 failed to keep pace with the 10.16% advance of foreign stocks, as measured by the MSCI EAFE® Index.
Technology and health care dampen returns
Nine of the benchmark’s twelve sectors showed positive returns for the six months, and five sectors—utilities, autos and transportation, materials and processing, integrated oils, and “other energy”—produced double-digit gains. However, the benchmark’s overall return was trimmed by losses in technology and health care. These two sectors, which represented more than a quarter of the Russell 3000’s market capitalization on June 30, 2006, fell 4% and 3.3%, respectively. Financials, the largest sector in the benchmark, rose 4.4%, while the second-largest, consumer discretionary, returned just 1%.
Two of the largest stocks post losses
Returns for the benchmark’s five largest companies varied widely, reflecting the divergent performance of their industry sectors. In descending order according to cap size, these stocks performed as follows: ExxonMobil, 10.4%; General Electric, –4.5%; Citigroup, 1.5%; Bank of America, 6.5%; and Microsoft, –10.3%.
Returns for the Russell 3000 were boosted by the 8.21% return of small-cap stocks and the 4.84% return of mid caps. Together, small- and mid-cap stocks made up about one-third of the index on June 30, 2006. Large-cap stocks gained just 2.76%.
For the period, the account’s return was comparable to that of the benchmark, minus the effects of expenses and of some cash holdings for liquidity. The account also had a risk profile similar to that of the benchmark.
8 | 2006 Semiannual Report TIAA Separate Account VA-1
Stock Index Account | U.S. stocks
PERFORMANCE
Investment objective
This account seeks a favorable long-term return from a diversified portfolio selected to track the overall market for common stocks publicly traded in the United States, as represented by a broad stock market index.
Special investment risks
Although this account attempts to closely track the investment performance of its benchmark index, it does not duplicate the composition of this index. In addition, the account’s performance, unlike that of its index, is affected by investment and other operating expenses. There is no guarantee that the performance of the account will match that of its index for any period of time.
The account’s benchmark
The Russell 3000® Index measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. The index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market. You cannot invest directly in this index.
Performance as of June 30, 2006
Average annual compound rates of total return* | Cumulative rates of total return* | |||||||||||||||||
1 year | 5 years | 10 years | 6 months | 5 years | 10 years | |||||||||||||
Stock Index Account | 8.87 | % | 3.00 | % | 8.07 | % | 2.91 | % | 15.92 | % | 117.38 | % | ||||||
Benchmark: | ||||||||||||||||||
Russell 3000 Index1 | 9.56 | 3.52 | 8.52 | 3.23 | 18.92 | 126.60 |
* | The returns quoted represent past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. Current performance may be higher or lower than that shown above, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit www.tiaa-cref.org, or call 800 223-1200. |
1 | Russell 3000 is a trademark and service mark of the Frank Russell Company. TIAA-CREF products are not promoted or sponsored by, or affiliated with, the Frank Russell Company. |
Account facts
Inception date | 11/1/1994 | |||
Net assets (6/30/2006) | $ | 916.97 million | ||
Total annual expense ratio* | 0.67 | % |
* | The total annual expense ratio reflects a voluntary agreement by the account’s investment adviser to waive a portion of its fee. Without this waiver, the account’s total annual expense ratio would be 0.90%. Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% per year, the total annual expense ratio will never exceed 1.50%. |
Portfolio breakdown by company size
Capitalization as of 6/30/2006 | Percent of portfolio investments | |
Large: over $5 billion | 81.15 | |
Middle: $1 billion–$5 billion | 15.09 | |
Small: under $1 billion | 3.76 | |
Total | 100.00 |
TIAA Separate Account VA-1 2006 Semiannual Report | 9
Stock Index Account | U.S. stocks
PERFORMANCE
$10,000 over 10 years
An investment of $10,000 in this account on July 1, 1996, would have grown to $21,738 as of June 30, 2006, including reinvestment of dividends and distributions. For the purpose of comparison, the graph also shows the change in the account’s benchmark during the same period.
Calendar year total returns
Best quarter: 21.46%, for the quarter ended December 31, 1998
Worst quarter: –17.24%, for the quarter ended September 30, 2002
* | Partial year |
10 | 2006 Semiannual Report TIAA Separate Account VA-1
Stock Index Account | Summary portfolio of investments (unaudited) June 30, 2006 |
COMPANY | SHARES | VALUE (000) | % OF NET ASSETS | ||||||||||
PREFERRED STOCK | |||||||||||||
PRIMARY METAL INDUSTRIES | $ | 0 | ^ | 0.00 | % ** | ||||||||
TOTAL PREFERRED STOCKS | (Cost $20) | 0 | ^ | 0.00 | ** | ||||||||
COMMON STOCKS | |||||||||||||
AGRICULTURAL PRODUCTION-CROPS | 36 | 0.00 | ** | ||||||||||
AGRICULTURAL PRODUCTION-LIVESTOCK | 94 | 0.01 | |||||||||||
AMUSEMENT AND RECREATION SERVICES | 2,303 | 0.25 | |||||||||||
APPAREL AND ACCESSORY STORES | 6,286 | 0.69 | |||||||||||
APPAREL AND OTHER TEXTILE PRODUCTS | 1,671 | 0.18 | |||||||||||
AUTO REPAIR, SERVICES AND PARKING | 646 | 0.07 | |||||||||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,564 | 0.17 | |||||||||||
BUILDING MATERIALS AND GARDEN SUPPLIES | |||||||||||||
Home Depot, Inc | 136,544 | 4,887 | 0.53 | ||||||||||
Other | 3,788 | 0.42 | |||||||||||
8,675 | 0.95 | ||||||||||||
BUSINESS SERVICES | |||||||||||||
* | Google, Inc (Class A) | 13,464 | 5,646 | 0.62 | |||||||||
Microsoft Corp | 572,160 | 13,331 | 1.45 | ||||||||||
* | Oracle Corp | 256,249 | 3,713 | 0.40 | |||||||||
Other | 42,085 | 4.59 | |||||||||||
64,775 | 7.06 | ||||||||||||
CHEMICALS AND ALLIED PRODUCTS | |||||||||||||
Abbott Laboratories | 98,401 | 4,291 | 0.47 | ||||||||||
* | Amgen, Inc | 76,159 | 4,968 | 0.54 | |||||||||
Eli Lilly & Co | 63,394 | 3,504 | 0.38 | ||||||||||
Merck & Co, Inc | 140,709 | 5,126 | 0.56 | ||||||||||
Pfizer, Inc | 472,382 | 11,087 | 1.21 | ||||||||||
Procter & Gamble Co | 211,292 | 11,748 | 1.28 | ||||||||||
Wyeth | 86,765 | 3,853 | 0.42 | ||||||||||
Other | 39,304 | 4.29 | |||||||||||
83,881 | 9.15 | ||||||||||||
COAL MINING | 2,446 | 0.27 | |||||||||||
COMMUNICATIONS | |||||||||||||
AT&T, Inc | 250,650 | 6,991 | 0.76 | ||||||||||
BellSouth Corp | 116,603 | 4,221 | 0.46 | ||||||||||
* | Comcast Corp (Class A) | 125,596 | 4,112 | 0.45 | |||||||||
Sprint Nextel Corp | 186,850 | 3,735 | 0.41 | ||||||||||
Verizon Communications, Inc | 188,077 | 6,299 | 0.69 | ||||||||||
Other | 17,338 | 1.89 | |||||||||||
42,696 | 4.66 | ||||||||||||
DEPOSITORY INSTITUTIONS | |||||||||||||
Bank of America Corp | 294,212 | 14,152 | 1.54 | ||||||||||
Citigroup, Inc | 320,491 | 15,460 | 1.68 | ||||||||||
JPMorgan Chase & Co | 224,015 | 9,409 | 1.03 | ||||||||||
US Bancorp | 114,754 | 3,544 | 0.39 | ||||||||||
Wachovia Corp | 103,692 | 5,608 | 0.61 |
SEE NOTES TO FINANCIAL STATEMENTS | TIAA Separate Account VA-1 2006 Semiannual Report | 11 |
Stock Index Account | Summary portfolio of investments (unaudited) June 30, 2006 | continued |
COMPANY | SHARES | VALUE (000) | % OF NET ASSETS | |||||||||
DEPOSITORY INSTITUTIONS—(continued) | ||||||||||||
Wells Fargo & Co | 108,305 | $ | 7,265 | 0.79 | % | |||||||
Other | 38,206 | 4.17 | ||||||||||
93,644 | 10.21 | |||||||||||
EATING AND DRINKING PLACES | 8,582 | 0.94 | ||||||||||
EDUCATIONAL SERVICES | 1,270 | 0.14 | ||||||||||
ELECTRIC, GAS, AND SANITARY SERVICES | 37,221 | 4.06 | ||||||||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | ||||||||||||
* | Cisco Systems, Inc | 393,940 | 7,694 | 0.84 | ||||||||
Intel Corp | 375,036 | 7,107 | 0.77 | |||||||||
Qualcomm, Inc | 107,841 | 4,321 | 0.47 | |||||||||
Other | 35,093 | 3.83 | ||||||||||
54,215 | 5.91 | |||||||||||
ENGINEERING AND MANAGEMENT SERVICES | 7,522 | 0.82 | ||||||||||
ENVIRONMENTAL QUALITY AND HOUSING | 15 | 0.00 | ** | |||||||||
FABRICATED METAL PRODUCTS | 3,730 | 0.41 | ||||||||||
FOOD AND KINDRED PRODUCTS | ||||||||||||
Coca-Cola Co | 131,382 | 5,652 | 0.61 | |||||||||
PepsiCo, Inc | 106,537 | 6,396 | 0.70 | |||||||||
Other | 14,831 | 1.62 | ||||||||||
26,879 | 2.93 | |||||||||||
FOOD STORES | 2,429 | 0.26 | ||||||||||
FORESTRY | 1,163 | 0.13 | ||||||||||
FURNITURE AND FIXTURES | 3,122 | 0.34 | ||||||||||
FURNITURE AND HOMEFURNISHINGS STORES | 3,270 | 0.36 | ||||||||||
GENERAL BUILDING CONTRACTORS | 3,297 | 0.36 | ||||||||||
GENERAL MERCHANDISE STORES | ||||||||||||
Wal-Mart Stores, Inc | 158,512 | 7,635 | 0.83 | |||||||||
Other | 8,755 | 0.96 | ||||||||||
16,390 | 1.79 | |||||||||||
HEALTH SERVICES | 14,669 | 1.60 | ||||||||||
HEAVY CONSTRUCTION, EXCEPT BUILDING | 136 | 0.01 | ||||||||||
HOLDING AND OTHER INVESTMENT OFFICES | ||||||||||||
iShares Russell 3000 Index Fund | 51,000 | 3,759 | 0.41 | |||||||||
Other | 23,576 | 2.57 | ||||||||||
27,335 | 2.98 | |||||||||||
HOTELS AND OTHER LODGING PLACES | 4,649 | 0.51 | ||||||||||
INDUSTRIAL MACHINERY AND EQUIPMENT | ||||||||||||
3M Co | 48,611 | 3,926 | 0.43 | |||||||||
* | Dell, Inc | 149,373 | 3,646 | 0.40 | ||||||||
Hewlett-Packard Co | 180,675 | 5,724 | 0.62 | |||||||||
International Business Machines Corp | 99,950 | 7,678 | 0.84 | |||||||||
Other | 27,917 | 3.04 | ||||||||||
48,891 | 5.33 | |||||||||||
12 | 2006 Semiannual Report TIAA Separate Account VA-1 | SEE NOTES TO FINANCIAL STATEMENTS |
Stock Index Account | Summary portfolio of investments (unaudited) June 30, 2006 | continued |
COMPANY | SHARES | VALUE (000) | % OF NET ASSETS | |||||||||
INSTRUMENTS AND RELATED PRODUCTS | ||||||||||||
Johnson & Johnson | 190,893 | $ | 11,438 | 1.25 | % | |||||||
Medtronic, Inc | 77,825 | 3,652 | 0.40 | |||||||||
Other | 22,237 | 2.42 | ||||||||||
37,327 | 4.07 | |||||||||||
INSURANCE AGENTS, BROKERS AND SERVICE | 3,933 | 0.43 | ||||||||||
INSURANCE CARRIERS | ||||||||||||
American International Group, Inc | 142,011 | 8,386 | 0.91 | |||||||||
UnitedHealth Group, Inc | 86,842 | 3,889 | 0.42 | |||||||||
Other | 29,397 | 3.21 | ||||||||||
41,672 | 4.54 | |||||||||||
JUSTICE, PUBLIC ORDER AND SAFETY | 169 | 0.02 | ||||||||||
LEATHER AND LEATHER PRODUCTS | 1,072 | 0.12 | ||||||||||
LEGAL SERVICES | 104 | 0.01 | ||||||||||
LOCAL AND INTERURBAN PASSENGER TRANSIT | 159 | 0.02 | ||||||||||
LUMBER AND WOOD PRODUCTS | 352 | 0.04 | ||||||||||
METAL MINING | 3,535 | 0.39 | ||||||||||
MISCELLANEOUS MANUFACTURING INDUSTRIES | 1,819 | 0.20 | ||||||||||
MISCELLANEOUS RETAIL | 10,931 | 1.19 | ||||||||||
MOTION PICTURES | ||||||||||||
Time Warner, Inc | 270,540 | 4,680 | 0.51 | |||||||||
Walt Disney Co | 140,919 | 4,228 | 0.46 | |||||||||
Other | 3,583 | 0.39 | ||||||||||
12,491 | 1.36 | |||||||||||
NONDEPOSITORY INSTITUTIONS | ||||||||||||
American Express Co | 70,085 | 3,730 | 0.40 | |||||||||
Other | 12,354 | 1.35 | ||||||||||
16,084 | 1.75 | |||||||||||
NONMETALLIC MINERALS, EXCEPT FUELS | 758 | 0.08 | ||||||||||
OIL AND GAS EXTRACTION | 22,109 | 2.41 | ||||||||||
PAPER AND ALLIED PRODUCTS | 4,786 | 0.52 | ||||||||||
PERSONAL SERVICES | 1,451 | 0.16 | ||||||||||
PETROLEUM AND COAL PRODUCTS | ||||||||||||
Chevron Corp | 142,897 | 8,868 | 0.97 | |||||||||
ConocoPhillips | 106,411 | 6,973 | 0.76 | |||||||||
Exxon Mobil Corp | 390,061 | 23,930 | 2.61 | |||||||||
Other | 12,825 | 1.40 | ||||||||||
52,596 | 5.74 | |||||||||||
PRIMARY METAL INDUSTRIES | 9,488 | 1.03 | ||||||||||
PRINTING AND PUBLISHING | 5,866 | 0.64 | ||||||||||
RAILROAD TRANSPORTATION | 6,197 | 0.68 | ||||||||||
REAL ESTATE | 1,183 | 0.13 | ||||||||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 1,395 | 0.15 | ||||||||||
SEE NOTES TO FINANCIAL STATEMENTS | TIAA Separate Account VA-1 2006 Semiannual Report | 13 |
Stock Index Account | Summary portfolio of investments (unaudited) June 30, 2006 | concluded |
COMPANY | SHARES | VALUE (000) | % OF NET ASSETS | ||||||||||
SECURITY AND COMMODITY BROKERS | |||||||||||||
Goldman Sachs Group, Inc | 24,593 | $ | 3,700 | 0.40 | % | ||||||||
Merrill Lynch & Co, Inc | 59,397 | 4,132 | 0.45 | ||||||||||
Morgan Stanley | 69,053 | 4,365 | 0.48 | ||||||||||
Other | 13,710 | 1.50 | |||||||||||
25,907 | 2.83 | ||||||||||||
SOCIAL SERVICES | 124 | 0.01 | |||||||||||
SPECIAL TRADE CONTRACTORS | 501 | 0.05 | |||||||||||
STONE, CLAY, AND GLASS PRODUCTS | 825 | 0.09 | |||||||||||
TEXTILE MILL PRODUCTS | 43 | 0.00 | ** | ||||||||||
TOBACCO PRODUCTS | |||||||||||||
Altria Group, Inc | 134,624 | 9,885 | 1.08 | ||||||||||
Other | 861 | 0.09 | |||||||||||
10,746 | 1.17 | ||||||||||||
TRANSPORTATION BY AIR | 4,848 | 0.53 | |||||||||||
TRANSPORTATION EQUIPMENT | |||||||||||||
Boeing Co | 51,545 | 4,222 | 0.46 | ||||||||||
United Technologies Corp | 65,167 | 4,133 | 0.45 | ||||||||||
Other | 15,632 | 1.71 | |||||||||||
23,987 | 2.62 | ||||||||||||
TRANSPORTATION SERVICES | 2,037 | 0.22 | |||||||||||
TRUCKING AND WAREHOUSING | 4,749 | 0.52 | |||||||||||
WATER TRANSPORTATION | 615 | 0.07 | |||||||||||
WHOLESALE TRADE-DURABLE GOODS | |||||||||||||
General Electric Co | 670,389 | 22,096 | 2.41 | ||||||||||
Other | 3,838 | 0.42 | |||||||||||
25,934 | 2.83 | ||||||||||||
WHOLESALE TRADE-NONDURABLE GOODS | 7,182 | 0.78 | |||||||||||
TOTAL COMMON STOCKS | (Cost $678,504) | 916,477 | 99.95 | ||||||||||
WARRANTS | |||||||||||||
COMMUNICATIONS | 0 | ^ | 0.00 | ** | |||||||||
TOTAL WARRANTS | (Cost $0) | 0 | ^ | 0.00 | ** | ||||||||
TOTAL PORTFOLIO | (Cost $678,524) | 916,477 | 99.95 | ||||||||||
OTHER ASSETS & LIABILITIES, NET | 497 | 0.05 | |||||||||||
NET ASSETS | $ | 916,974 | 100.00 | % | |||||||||
* | Non-income producing |
** | Percentage represents less than 0.01% |
^ | Amount represents less than $1,000 |
Cost amounts are in thousands.
For ease of presentation, we have grouped a number of industry classification categories together in the Summary portfolio of investments. Note that the Accounts use more specific industry categories in following their investment limitations on industry concentration.
14 | 2006 Semiannual Report TIAA Separate Account VA-1 | SEE NOTES TO FINANCIAL STATEMENTS |
Statement of assets and liabilities (unaudited) | TIAA Separate Account VA-1 June 30, 2006 |
(amounts in thousands, except amount per accumulation unit) | Stock Index Account | ||
ASSETS | |||
Investments, at cost | $ | 678,524 | |
Net unrealized appreciation of investments | 237,953 | ||
Investments, at value | 916,477 | ||
Dividends and interest receivable | 1,040 | ||
Receivable from securities transactions | 20,174 | ||
Total assets | 937,691 | ||
LIABILITIES | |||
Due to custodian | 71 | ||
Payable for securities transactions | 19,964 | ||
Amounts due to TIAA/TIAA-CREF Life and related entities | 682 | ||
Total liabilities | 20,717 | ||
NET ASSETS | |||
Accumulation Fund | $ | 916,974 | |
Accumulation units outstanding—Notes 4 and 5 | 11,194 | ||
Net asset value per accumulation unit—Note 4 | $81.91 | ||
SEE NOTES TO FINANCIAL STATEMENTS | TIAA Separate Account VA-1 2006 Semiannual Report | 15 |
Statement of operations (unaudited) | TIAA Separate Account VA-1 Six months ended June 30, 2006 |
(amounts in thousands) | Stock Index Account | |||
INVESTMENT INCOME | ||||
Income: | ||||
Interest | $ | 8 | ||
Dividends | 8,444 | |||
Total income | 8,452 | |||
EXPENSES—Note 2: | ||||
Investment advisory charges | 1,400 | |||
Administrative expenses | 944 | |||
Mortality and expense risk charges | 1,866 | |||
Total expenses before waiver | 4,210 | |||
Investment advisory charges waived | (1,079 | ) | ||
Net expenses | 3,131 | |||
Investment income—net | 5,321 | |||
REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS—Note 3 | ||||
Net realized gain (loss) on: | ||||
Portfolio investments | 13,217 | |||
Futures transactions | (4 | ) | ||
Net realized gain on total investments | 13,213 | |||
Net change in unrealized appreciation on: | ||||
Portfolio investments | 8,506 | |||
Futures transactions | 6 | |||
Net change in unrealized appreciation on total investments | 8,512 | |||
Net realized and unrealized gain on total investments | 21,725 | |||
Net increase in net assets resulting from operations | $ | 27,046 | ||
16 | 2006 Semiannual Report TIAA separate Account VA-1 | SEE NOTES TO FINANCIAL STATEMENTS |
Statements of changes in net assets | TIAA Separate Account VA-1 |
Stock Index Account | ||||||||
(amounts in thousands) | Six Months Ended June 30, 2006 | Year Ended December 31, 2005 | ||||||
(Unaudited) | ||||||||
FROM OPERATIONS | ||||||||
Investment income—net | $ | 5,321 | $ | 10,066 | ||||
Net realized gain on investments | 13,213 | 10,192 | ||||||
Net change in unrealized appreciation on investments | 8,512 | 27,374 | ||||||
Net increase in net assets resulting from operations | 27,046 | 47,632 | ||||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 9,356 | 26,572 | ||||||
Net contractowner transfers from (to) fixed account | (11,895 | ) | (18,712 | ) | ||||
Withdrawals and death benefits | (30,734 | ) | (47,769 | ) | ||||
Net increase (decrease) in net assets resulting from contractowner transactions | (33,273 | ) | (39,909 | ) | ||||
Net decrease in net assets | (6,227 | ) | 7,723 | |||||
NET ASSETS | ||||||||
Beginning of year | 923,201 | 915,478 | ||||||
End of period | $ | 916,974 | $ | 923,201 | ||||
SEE NOTES TO FINANCIAL STATEMENTS | TIAA Separate Account VA-1 2006 Semiannual Report | 17 |
Notes to financial statements (unaudited) | TIAA Separate Account VA-1 Stock Index Account |
Note 1—significant accounting policies
TIAA Separate Account VA-1 (“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and was organized on February 16, 1994, under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. VA-1 is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940. VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”), which invests in a diversified portfolio of equity securities selected to track the overall United States stock market. The accompanying financial statements were prepared in accordance with U.S. generally accepted accounting principles, which may require the use of estimates made by management. Actual results may differ from those estimates. The following is a summary of the significant accounting policies consistently followed by the Account.
Valuation of investments: Equity securities listed or traded on a national market or exchange are valued based on their sale price on such market or exchange at the close of business on the date of valuation, or at the mean of the closing bid and asked prices if no sale is reported. Debt securities will generally be valued using prices provided by a pricing service, which may employ various indications of value including but not limited to broker-dealer quotations. Certain debt securities, other than money market instruments, are valued based on the most recent bid price or the equivalent quoted yield for such securities (or those of comparable maturity, quality and type). Money market instruments with maturities of 60 days or less are valued on an amortized cost basis or at market value if market value is materially different from amortized cost. Portfolio securities for which market quotations are not readily available are valued at fair value as determined in good faith under the direction of and in accordance with the responsibilities of the Management Committee. Portfolio securities may also be valued at fair value as determined in good faith under the direction of the Management Committee if events materially affecting their value occur between the time their price is determined and the time the Account’s net asset value is calculated. The fair value of securities may be determined with the assistance of a pricing service, which attempts to calculate a fair value for securities based on numerous factors including correlations of a security’s price with securities’ indices and other appropriate indicators, such as American Depositary Receipts and futures contracts. Other factors may also be considered in determining fair value, such as fundamental analytical data, market and trading trends, and public trading of similar securities of the issuer or comparable issuers. Trading in securities on most foreign exchanges and over the counter markets is normally completed before the close of the domestic stock market and may also take place on days when the domestic market is closed. If events materially affecting the value of foreign securities occur between the time when the exchange on which they are traded closes and the time when the Account’s net assets are calculated, such securities may be valued at fair value in accordance with procedures adopted by the Management Committee.
18 | 2006 Semiannual Report TIAA Separate Account VA-1 |
Notes to financial statements (unaudited) | continued |
Accounting for investments and investment income: Security transactions are accounted for as of the trade date. Interest income is recorded as earned and includes amortization of discounts and premiums. Dividend income is recorded on the ex-dividend date or, for certain foreign securities, as soon thereafter as the Account is informed of the ex-dividend date. Realized gains and losses on security transactions are calculated on the identified cost basis.
Accounting for real estate investment trusts: The Account may own shares of Real Estate Investment Trusts (“REITs”). REITs report information on the source of their distributions once per year, in January. Such distributions may include one or more of the following components: ordinary income, long-term capital gains or a return of capital. The Account has estimated what the components of these REITs distributions are and have reflected these amounts accordingly in the financial statements.
Futures contracts: The Account may use futures contracts to manage exposure to the equity markets or for cash management purposes to remain highly invested in the equity markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/index, while selling futures contracts tends to decrease exposure to the underlying instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract and variation margin payments are made or received reflecting changes in the value of the futures contracts. Futures contracts are valued at the last sale price as of the close of the board of trade or exchange on which they are traded. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts, or if the counterparties do not perform in accordance with contractual provisions.
Risks of investments in futures contracts include the possible adverse movement of the securities or indices underlying the contracts, the possibility that there may not be a liquid secondary market for the contracts, that a change in the value of the contract may not correlate with a change in the value of the underlying securities, or that the counterparty to a contract may default on its obligation to perform.
Federal income taxes: VA-1 is taxed as a life insurance company under Subchapter L of the Internal Revenue Code. VA-1 should incur no material federal income tax liability.
Investment transactions with affiliates: The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Management Committee, pursuant to the Investment Company Act of 1940. These transactions are effected at market rates without incurring broker commissions.
Indemnification: In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and that provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not
TIAA Separate Account VA-1 2006 Semiannual Report | 19 |
Notes to financial statements (unaudited) | continued |
yet occurred. Also, under the Account’s organizational documents, the Members and Officers of the TIAA Separate Account VA-1 are indemnified against certain liabilities that may arise out of their duties to the TIAA Separate Account VA-1. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be minimal.
Note 2—management agreements
Teachers Advisors, Inc. (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services for VA-1 pursuant to an Investment Management Agreement among TIAA, Advisors and VA-1. TIAA provides all administrative services for VA-1 pursuant to an Administrative Services Agreement with VA-1. The contracts are distributed primarily by Teachers Personal Investors Services, Inc. (“TPIS”), also a wholly owned subsidiary of TIAA, which is a registered broker-dealer and a member of the National Association of Securities Dealers, Inc. The Investment Management Agreement sets the investment advisory charge at an annual rate of 0.30% of the net assets of the Account. Advisors has agreed to waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.07% of the net assets of the Account. The Administrative Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the net assets of the Account (prior to July 1, 2003, this daily charge was 0.10%).
Note 3—investments
At June 30, 2006, the net unrealized appreciation on investments was $237,952,913, consisting of gross unrealized appreciation of $317,111,375 and gross unrealized depreciation of $79,158,462.
Purchases and sales of securities, other than short-term money market instruments, for the six months ended June 30, 2006, were $43,930,311 and $71,482,862, respectively.
20 | 2006 Semiannual Report TIAA Separate Account VA-1 |
Notes to financial statements (unaudited) | continued |
Note 4—financial information
Selected financial information for an Accumulation Unit of the Account is presented below.
Six Months Ended
| Years Ended December 31, | |||||||||||||||||||||||
2005 | 2004 | 2003 | 2002 | 2001 | ||||||||||||||||||||
(Unaudited) | ||||||||||||||||||||||||
Per Accumulation Unit data:* | ||||||||||||||||||||||||
Investment income | $ | 0.748 | $ | 1.378 | $ | 1.359 | $ | 1.041 | $ | 0.965 | $ | 0.916 | ||||||||||||
Expenses | 0.277 | 0.519 | 0.468 | 0.310 | 0.218 | 0.253 | ||||||||||||||||||
Investment income—net | 0.471 | 0.859 | 0.891 | 0.731 | 0.747 | 0.663 | ||||||||||||||||||
Net realized and unrealized gain (loss) on investments | 1.844 | 3.222 | 6.727 | 15.066 | (15.200 | ) | (9.499 | ) | ||||||||||||||||
Net increase (decrease) in Accumulation Unit Value | 2.315 | 4.081 | 7.618 | 15.797 | (14.453 | ) | (8.836 | ) | ||||||||||||||||
Accumulation Unit Value: | ||||||||||||||||||||||||
Beginning of year | 79.599 | 75.518 | 67.900 | 52.103 | 66.556 | 75.392 | ||||||||||||||||||
End of period | $ | 81.914 | $ | 79.599 | $ | 75.518 | $ | 67.900 | $ | 52.103 | $ | 66.556 | ||||||||||||
TOTAL RETURN | 2.91 | % | 5.40 | % | 11.22 | % | 30.32 | % | (21.72 | %) | (11.72 | %) | ||||||||||||
Ratio of expense to average net assets before expense waiver** | 0.45 | % | 0.90 | % | 0.90 | % | 0.76 | % | 0.60 | % | 0.60 | % | ||||||||||||
Ratio of expense to average net assets after expense waiver** | 0.33 | % | 0.67 | % | 0.67 | % | 0.53 | % | 0.37 | % | 0.37 | % | ||||||||||||
Ratio of net investment income to average net assets** | 0.57 | % | 1.12 | % | 1.28 | % | 1.26 | % | 1.27 | % | 0.97 | % | ||||||||||||
Portfolio turnover rate | 4.68 | % | 6.37 | % | 4.90 | % | 4.14 | % | 5.33 | % | 9.86 | % | ||||||||||||
Accumulation Units outstanding at end of period (in thousands) | 11,194 | 11,598 | 12,123 | 12,176 | 11,801 | 12,517 | ||||||||||||||||||
Net assets at end of period (in thousands) | $ | 916,974 | $ | 923,201 | $ | 915,478 | $ | 826,747 | $ | 614,853 | $ | 833,099 | ||||||||||||
* | Based on per accumulation unit data |
** | Based on average net assets |
(a) | The percentages shown for this period are not annualized. |
TIAA Separate Account VA-1 2006 Semiannual Report | 21 |
Notes to financial statements (unaudited) | concluded |
Note 5—accumulation units
Changes in the number of Accumulation Units outstanding were as follows:
Six Months Ended June 30, 2006 | Year Ended December 31, 2005 | |||||
(Unaudited) | ||||||
Accumulation Units: | ||||||
Credited for premiums | 113,636 | 347,776 | ||||
Cancelled for transfers and disbursements | (517,431 | ) | (873,162 | ) | ||
Outstanding: | ||||||
Beginning of year | 11,598,107 | 12,123,493 | ||||
End of period | 11,194,312 | 11,598,107 | ||||
Note 6—line of credit
The Account participates in a $1.75 billion unsecured revolving credit facility to be used for temporary purposes, including the funding of contract owner withdrawals. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by Advisors. Interest associated with any borrowing under the facility by the Account is charged to the borrowing Accounts at rates that are based on the Federal Funds Rate in effect during the time of the borrowing. The Account is not liable for borrowings under the facility by affiliated accounts or mutual funds. During the six months ended June 30, 2006, the Account did not borrow under this facility.
Note 7–subsequent event
On July 27, 2006, the TIAA Separate Account VA-1 entered into a four year agreement with State Street Bank and Trust Company to engage in securities lending transactions. Under the terms of the agreement, the Account may lend portfolio securities to qualified borrowers consisting of financial institutions and brokers. By lending such securities, the Account will attempt to increase its net investment income through the receipt of interest on collateral (after rebates and fees). The loans will be secured by collateral equal to at least 102% of the market value of the securities loaned for U.S. securities and 105% of the market value of the securities loaned for foreign securities. All cash collateral will be invested in the State Street Bank Navigator Securities Lending Prime Portfolio.
22 | 2006 Semiannual Report TIAA Separate Account VA-1 |
Management committee approval of investment management agreement
The Management Committee is responsible for overseeing the separate account’s corporate policies and for adhering to fiduciary standards under the Investment Company Act of 1940. Most significantly, the Management Committee is responsible for the initial approval and annual renewal of the separate account’s investment management agreement (the “Management Agreement”) with Teachers Advisors, Inc. (“Advisors”).
In considering whether to renew the Management Agreement, the Committee, at its April 3, 2006 and May 16, 2006 meetings, reviewed the following factors: (1) the nature, extent and quality of services provided by Advisors to the separate account; (2) the investment performance of the separate account; (3) the costs of the services provided to the separate account and the profits realized or to be realized by Advisors and its affiliates from their relationship with the separate account; (4) the extent to which economies of scale have been realized as the separate account grows; (5) whether the level of fees reflects those economies of scale for the benefit of separate account investors; (6) comparisons of services and fees with contracts entered into by Advisors with other clients; and (7) any other benefits derived or anticipated to be derived by Advisors from its relationship with the separate account. The factors should be viewed in their totality, with no single factor being the principal factor in determining whether to approve the renewal of the Management Agreement.
Set forth below are the general factors the Committee considered for the separate account:
The Nature, Extent and Quality of Services. The Committee considered that Advisors is an experienced investment adviser that has managed the TIAA-CREF Mutual Funds since 1997, the TIAA-CREF Institutional Mutual Funds and TIAA-CREF Life Funds since 1999. The investment professionals of Advisors have also managed various accounts of the College Retirement Equities Fund (“CREF”) since their inception. Under the Management Agreement, Advisors is responsible for managing the assets of the separate account, including conducting research; recommending investments and placing orders to buy and sell securities for the separate account; active and extensive monitoring of the separate account daily by various personnel with specific responsibility for the particular type of investment in question; and reporting on the investment performance of the separate account to the Committee at its scheduled meetings. The Committee considered that Advisors has carried out these responsibilities in a highly professional manner.
Performance. The Committee considered the performance of the separate account over the past year and since inception and the separate account’s performance as compared to its peer group and benchmark index. The Committee considered the comparative performance and expense data for the separate account prepared by an independent third party, Lipper, Inc.’s Global Fiduciary Review unit (“Lipper”), as well as performance against its performance benchmark. In looking at this data, the Committee considered the following factors:
Ÿ | The separate account’s contractual management fee is 0.30%. Advisors proposed that the separate account’s actual management fee, after waivers, be 0.07%. |
TIAA Separate Account VA-1 2006 Semiannual Report | 23 |
Management committee approval of investment management agreement concluded | ||
Ÿ | The separate account’s management fees are in the 1st quintile of its Expense Universe. |
Ÿ | The separate account has underperformed its benchmark over the one-, three-, five- and ten-year periods. |
Ÿ | As of 12/31/2005, the separate account was in the 4th quintile of its Performance Universe for the one-, two, three- and five-year periods, respectively. The separate account was in the 3rd quintile of its Performance Universe for the four- and ten-year periods. |
Ÿ | The separate account received an Overall Morningstar Rating of three stars for the one-year period ended 12/31/05. |
Ÿ | The separate account’s longer-term performance was affected by the amount of cash held. The separate account’s manager introduced a maximum cash balance target of 10 basis points in late 2004. |
Cost and Profitability. The Committee considered the materials it received reflecting Advisors’ revenues for providing investment management and other services to the separate account. The Committee considered that the separate account resulted in a modest net gain to Advisors for the period ended December 31, 2005.
Fees Charged by Other Advisers. The Committee considered information regarding fees paid to other advisers for managing similar accounts. The Committee received comparative fee information for comparable peer group accounts prepared by Lipper. The Committee considered that the proposed advisory fee to be paid to Advisors for its services to the separate account compared favorably to the advisory fees charged to other comparable accounts (in the first quintile of its Expense Universe). The Committee considered that, for the most part, the fees under Advisors’ current Management Agreement with the separate account are lower than those of the peer group funds identified by Lipper.
Economies of Scale. Since this is an index fund and the management fees are low, the Committee did not consider economies of scale in assessing the Management Agreement.
Fee Comparison with Other Advisors’ Clients. The Committee considered that Advisors provides similar investment management services to each of the TIAA-CREF Institutional Mutual Funds, the TIAA-CREF Mutual Funds and TIAA-CREF Life Funds, although distribution channels differ. In addition, Advisors, through its TIAA-CREF Asset Management (TCAM) division, manages large institutional client assets through unregistered commingled funds and separate accounts with similar investment strategies and investment staff. The Committee considered the schedule of fees for the comparable funds, and the fact that the fees Advisors charges are only slightly higher than Advisors’ comparable funds.
Other Benefits. Advisors and its affiliates may benefit from the advisory relationship with the separate account to the extent this relationship results in potential investors viewing the TIAA-CREF group of companies as a leading retirement plan provider in the academic and nonprofit market and a single source for all their financial service needs. Also, certain investment portfolios managed by Advisors are managed in the same manner and by the same personnel as the separate account, resulting in the possibility for benefits associated with economies of scale.
24 | 2006 Semiannual Report TIAA Separate Account VA-1 |
TIAA-CREF WEBSITE
Account performance, personal account information and transactions, product descriptions, and information about investment choices and income options
www.tiaa-cref.org 24 hours a day, 7 days a week
AUTOMATED TELEPHONE SERVICE
Check account performance and accumulation balances, change allocations, transfer funds and verify credited premiums.
800 842-2252 24 hours a day, 7 days a week
TELEPHONE COUNSELING CENTER
Retirement saving and planning, income options and payments, and tax reporting
800 842-2776 8 a.m. to 10 p.m. ET, Monday–Friday 9 a.m. to 6 p.m. ET, Saturday | PLANNING AND SERVICE CENTER
TIAA-CREF Mutual Funds, after-tax annuities and life insurance
800 223-1200 8 a.m. to 10 p.m. ET, Monday–Friday
FOR HEARING- OR SPEECH-IMPAIRED PARTICIPANTS
800 842-2755 8 a.m. to 10 p.m. ET, Monday–Friday 9 a.m. to 6 p.m. ET, Saturday
TIAA-CREF TRUST COMPANY, FSB
Asset management, trust administration, estate planning, planned giving and endowment management
888 842-9001 8 a.m. to 5 p.m. CT, Monday–Friday
TIAA-CREF TUITION FINANCING, INC.
Tuition financing programs
888 381-8283 8 a.m. to 11 p.m. ET, Monday–Friday |
TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., distribute securities products. You should consider the investment objectives, risks, charges and expenses carefully before investing. Please call 800 223-1200 for a prospectus that contains this and other information. Please read the prospectus carefully before investing. Teachers Insurance and Annuity Association (TIAA), New York, NY, and TIAA-CREF Life Insurance Co., New York, NY, issue insurance and annuities. TIAA-CREF Trust Company, FSB, provides trust services. TIAA-CREF Tuition Financing, Inc. (TFI) is the program manager for 529 college savings plans. Investment products are not FDIC insured, may lose value and are not bank guaranteed.
©2006 Teachers Insurance and Annuity Association—College Retirement Equities Fund (TIAA-CREF), New York, NY 10017
730 Third Avenue
New York, NY 10017-3206
![]() | ||
A10938 | ||
C36288 | 8/06 |
Item 2. Code of Ethics.
The Management Committee of TIAA Separate Account VA-1 (the “Registrant”) has a code of ethics for senior financial officers, including its principal executive officer, principal financial officer, principal accounting officer, or controller, and persons performing similar functions, in conformity with rules promulgated under the Sarbanes-Oxley Act of 2002.
During the reporting period, there were no implicit or explicit waivers granted by the Registrant from any provision of the code of ethics.
Item 3. Audit Committee Financial Expert.
There is no change to the Audit Committee Financial Expert.
Item 4. Principal Accountant Fees and Services.
Not applicable for semi-annual reports.
Item 5. Audit Committee of Listed Registrants.
Not Applicable.
Item 6. Schedule of Investments.
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
TIAA SEPARATE ACCOUNT VA-1
STOCK INDEX ACCOUNT
STATEMENT OF INVESTMENTS (Unaudited)
June 30, 2006
SHARES | VALUE (000) | |||||||
PREFERRED STOCK - 0.00% ** | ||||||||
PRIMARY METAL INDUSTRIES - 0.00% ** | ||||||||
25,150 | v* | Superior Trust I | $ | — | ^ | |||
TOTAL PRIMARY METAL INDUSTRIES | — | ^ | ||||||
TOTAL PREFERRED STOCKS (Cost $20) | — | ^ | ||||||
COMMON STOCKS - 99.95% | ||||||||
AGRICULTURAL PRODUCTION-CROPS - 0.00% ** | ||||||||
2,584 | Chiquita Brands International, Inc | 36 | ||||||
TOTAL AGRICULTURAL PRODUCTION-CROPS | 36 | |||||||
AGRICULTURAL PRODUCTION-LIVESTOCK - 0.01% | ||||||||
2,370 | Pilgrim’s Pride Corp | 61 | ||||||
26 | Seaboard Corp | 33 | ||||||
TOTAL AGRICULTURAL PRODUCTION-LIVESTOCK | 94 | |||||||
AMUSEMENT AND RECREATION SERVICES - 0.25% | ||||||||
3,321 | * | Bally Technologies, Inc | 55 | |||||
2,424 | * | Bally Total Fitness Holding Corp | 16 | |||||
1,293 | * | Century Casinos, Inc | 14 | |||||
433 | Churchill Downs, Inc | 16 | ||||||
978 | Dover Downs Gaming & Entertainment, Inc | 19 | ||||||
967 | Dover Motorsports, Inc | 6 | ||||||
8,214 | GTECH Holdings Corp | 286 | ||||||
11,914 | Harrah’s Entertainment, Inc | 848 | ||||||
2,272 | International Speedway Corp (Class A) | 105 | ||||||
1,482 | * | Lakes Entertainment, Inc | 18 | |||||
1,909 | * | Leapfrog Enterprises, Inc | 19 | |||||
1,967 | * | Life Time Fitness, Inc | 91 | |||||
4,417 | * | Live Nation, Inc | 90 | |||||
3,185 | * | Magna Entertainment Corp (Class A) | 17 | |||||
3,301 | * | Marvel Entertainment, Inc | 66 | |||||
1,437 | * | MTR Gaming Group, Inc | 13 | |||||
1,472 | * | Multimedia Games, Inc | 15 | |||||
4,563 | * | Penn National Gaming, Inc | 177 | |||||
3,031 | * | Pinnacle Entertainment, Inc | 93 | |||||
4,554 | * | Six Flags, Inc | 25 | |||||
1,000 | Speedway Motorsports, Inc | 38 | ||||||
5,856 | Warner Music Group Corp | 172 | ||||||
4,762 | Westwood One, Inc | 36 | ||||||
1,562 | * | WMS Industries, Inc | 43 | |||||
1,461 | World Wrestling Entertainment, Inc | 25 | ||||||
TOTAL AMUSEMENT AND RECREATION SERVICES | 2,303 | |||||||
APPAREL AND ACCESSORY STORES - 0.69% | ||||||||
5,601 | Abercrombie & Fitch Co (Class A) | 310 | ||||||
3,628 | * | Aeropostale, Inc | 105 | |||||
7,368 | American Eagle Outfitters, Inc | 251 | ||||||
4,758 | * | AnnTaylor Stores Corp | 206 | |||||
1,533 | Bebe Stores, Inc | 24 | ||||||
1,896 | Brown Shoe Co, Inc | 65 | ||||||
500 | Buckle, Inc | 21 | ||||||
664 | * | Cache, Inc | 11 | |||||
3,130 | * | Carter’s, Inc | 83 | |||||
2,400 | * | Casual Male Retail Group, Inc | 24 | |||||
2,074 | Cato Corp (Class A) | 54 | ||||||
806 | * | Charlotte Russe Holding, Inc | 19 |
1
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
7,700 | * | Charming Shoppes, Inc | $ | 86 | |||
11,568 | * | Chico’s FAS, Inc | 312 | ||||
1,410 | * | Children’s Place Retail Stores, Inc | 85 | ||||
2,493 | Christopher & Banks Corp | 72 | |||||
404 | * | Citi Trends, Inc | 17 | ||||
6,369 | Claire’s Stores, Inc | 162 | |||||
290 | DEB Shops, Inc | 7 | |||||
3,000 | * | Dress Barn, Inc | 76 | ||||
1,051 | * | DSW, Inc | 38 | ||||
2,704 | Finish Line, Inc (Class A) | 32 | |||||
10,029 | Foot Locker, Inc | 246 | |||||
34,678 | Gap, Inc | 603 | |||||
3,222 | * | HOT Topic, Inc | 37 | ||||
1,539 | * | Jo-Ann Stores, Inc | 23 | ||||
1,141 | * | JOS A Bank Clothiers, Inc | 27 | ||||
22,169 | * | Kohl���s Corp | 1,311 | ||||
21,985 | Limited Brands, Inc | 563 | |||||
888 | * | New York & Co, Inc | 9 | ||||
15,124 | Nordstrom, Inc | 552 | |||||
4,702 | * | Pacific Sunwear Of California, Inc | 84 | ||||
4,407 | * | Payless Shoesource, Inc | 120 | ||||
9,432 | Ross Stores, Inc | 265 | |||||
517 | * | Shoe Carnival, Inc | 12 | ||||
1,898 | Stage Stores, Inc | 63 | |||||
1,200 | Talbots, Inc | 22 | |||||
4,270 | * | The Wet Seal, Inc | 21 | ||||
2,189 | * | Too, Inc | 84 | ||||
1,345 | * | Under Armour, Inc | 57 | ||||
7,238 | * | Urban Outfitters, Inc | 127 | ||||
TOTAL APPAREL AND ACCESSORY STORES | 6,286 | ||||||
APPAREL AND OTHER TEXTILE PRODUCTS - 0.18% | |||||||
1,062 | * | Columbia Sportswear Co | 48 | ||||
1,418 | v* | DHB Industries, Inc | 3 | ||||
1,351 | * | Guess ?, Inc | 56 | ||||
2,122 | * | Gymboree Corp | 74 | ||||
1,589 | * | Hartmarx Corp | 10 | ||||
7,370 | Jones Apparel Group, Inc | 234 | |||||
1,658 | Kellwood Co | 49 | |||||
6,744 | Liz Claiborne, Inc | 250 | |||||
927 | * | Maidenform Brands, Inc | 11 | ||||
3,569 | Phillips-Van Heusen Corp | 136 | |||||
3,780 | Polo Ralph Lauren Corp | 207 | |||||
7,612 | * | Quiksilver, Inc | 93 | ||||
2,227 | Russell Corp | 40 | |||||
836 | * | True Religion Apparel, Inc | 15 | ||||
5,673 | VF Corp | 385 | |||||
3,191 | * | Warnaco Group, Inc | 60 | ||||
TOTAL APPAREL AND OTHER TEXTILE PRODUCTS | 1,671 | ||||||
AUTO REPAIR, SERVICES AND PARKING - 0.07% | |||||||
646 | * | Amerco, Inc | 65 | ||||
700 | Bandag, Inc | 26 | |||||
1,061 | Central Parking Corp | 17 | |||||
1,736 | * | Dollar Thrifty Automotive Group, Inc | 78 | ||||
1,073 | * | Midas, Inc | 20 | ||||
582 | Monro Muffler, Inc | 19 | |||||
3,583 | * | PHH Corp | 99 | ||||
4,029 | Ryder System, Inc | 235 | |||||
336 | * | Standard Parking Corp | 9 | ||||
2,709 | * | Wright Express Corp | 78 | ||||
TOTAL AUTO REPAIR, SERVICES AND PARKING | 646 | ||||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS - 0.17% | |||||||
6,837 | Advance Auto Parts | 198 | |||||
409 | * | America’s Car-Mart, Inc | 8 | ||||
1,053 | * | Asbury Automotive Group, Inc | 22 |
2
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
9,207 | * | Autonation, Inc | $ | 197 | |||
3,556 | * | Autozone, Inc | 314 | ||||
6,845 | * | Carmax, Inc | 243 | ||||
4,651 | * | Copart, Inc | 114 | ||||
3,233 | * | CSK Auto Corp | 39 | ||||
1,061 | Lithia Motors, Inc (Class A) | 32 | |||||
1,048 | * | MarineMax, Inc | 27 | ||||
7,289 | * | O’Reilly Automotive, Inc | 227 | ||||
1,413 | * | Rush Enterprises, Inc (Class A) | 26 | ||||
1,793 | Sonic Automotive, Inc | 40 | |||||
3,620 | United Auto Group, Inc | 77 | |||||
TOTAL AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,564 | ||||||
BUILDING MATERIALS AND GARDEN SUPPLIES - 0.95% | |||||||
967 | * | Builders FirstSource, Inc | 20 | ||||
1,294 | * | Central Garden & Pet Co | 56 | ||||
8,103 | Fastenal Co | 326 | |||||
136,544 | Home Depot, Inc | 4,887 | |||||
50,022 | Lowe’s Cos, Inc | 3,035 | |||||
7,402 | Sherwin-Williams Co | 351 | |||||
TOTAL BUILDING MATERIALS AND GARDEN SUPPLIES | 8,675 | ||||||
BUSINESS SERVICES - 7.06% | |||||||
4,013 | * | @Road, Inc | 22 | ||||
3,100 | * | 24/7 Real Media, Inc | 27 | ||||
25,632 | * | 3Com Corp | 131 | ||||
813 | * | 3D Systems Corp | 16 | ||||
2,635 | Aaron Rents, Inc | 71 | |||||
2,600 | ABM Industries, Inc | 44 | |||||
1,806 | * | Acacia Research (Acacia Technologies) | 25 | ||||
860 | * | Access Integrated Technologies, Inc | 8 | ||||
17,680 | * | Activision, Inc | 201 | ||||
3,677 | * | Actuate Corp | 15 | ||||
5,607 | Acxiom Corp | 140 | |||||
1,377 | Administaff, Inc | 49 | |||||
38,722 | * | Adobe Systems, Inc | 1,176 | ||||
1,728 | * | Advent Software, Inc | 62 | ||||
2,039 | Advo, Inc | 50 | |||||
7,216 | * | Affiliated Computer Services, Inc (Class A) | 372 | ||||
3,625 | * | Agile Software Corp | 23 | ||||
9,967 | * | Akamai Technologies, Inc | 361 | ||||
5,254 | * | Alliance Data Systems Corp | 309 | ||||
1,445 | * | Altiris, Inc | 26 | ||||
1,676 | * | American Reprographics Co | 61 | ||||
2,116 | * | AMN Healthcare Services, Inc | 43 | ||||
872 | * | Ansoft Corp | 18 | ||||
2,094 | * | Ansys, Inc | 100 | ||||
4,915 | * | aQuantive, Inc | 124 | ||||
2,100 | Arbitron, Inc | 80 | |||||
4,191 | * | Ariba, Inc | 34 | ||||
7,187 | * | Art Technology Group, Inc | 21 | ||||
3,355 | * | Aspen Technology, Inc | 44 | ||||
1,058 | * | Asset Acceptance Capital Corp | 21 | ||||
1,632 | * | Audible, Inc | 15 | ||||
14,753 | * | Autodesk, Inc | 508 | ||||
37,520 | Automatic Data Processing, Inc | 1,702 | |||||
3,323 | * | Avocent Corp | 87 | ||||
631 | * | Bankrate, Inc | 24 | ||||
436 | * | Barrett Business Services | 8 | ||||
25,131 | * | BEA Systems, Inc | 329 | ||||
12,324 | * | BearingPoint, Inc | 103 | ||||
8,366 | * | BISYS Group, Inc | 115 | ||||
2,836 | Blackbaud, Inc | 64 | |||||
1,799 | * | Blackboard, Inc | 52 | ||||
623 | * | Blue Coat Systems, Inc | 11 | ||||
13,803 | * | BMC Software, Inc | 330 |
3
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
5,613 | * | Borland Software Corp | $ | 30 | |||
862 | * | Bottomline Technologies, Inc | 7 | ||||
2,775 | Brady Corp (Class A) | 102 | |||||
3,145 | Brink’s Co | 177 | |||||
29,251 | CA, Inc | 601 | |||||
2,042 | * | CACI International, Inc (Class A) | 119 | ||||
17,820 | * | Cadence Design Systems, Inc | 306 | ||||
3,009 | Catalina Marketing Corp | 86 | |||||
5,421 | * | CBIZ, Inc | 40 | ||||
64,509 | Cendant Corp | 1,051 | |||||
9,998 | * | Ceridian Corp | 244 | ||||
4,020 | * | Cerner Corp | 149 | ||||
5,498 | * | Checkfree Corp | 272 | ||||
5,766 | * | ChoicePoint, Inc | 241 | ||||
5,013 | * | Chordiant Software, Inc | 15 | ||||
3,700 | * | Ciber, Inc | 24 | ||||
11,754 | * | Citrix Systems, Inc | 472 | ||||
2,400 | * | Clear Channel Outdoor Holdings, Inc | 50 | ||||
574 | * | Click Commerce, Inc | 11 | ||||
32,439 | * | CMGI, Inc | 39 | ||||
9,641 | * | CNET Networks, Inc | 77 | ||||
1,329 | * | Cogent Communications Group, Inc | 12 | ||||
2,800 | * | Cogent, Inc | 42 | ||||
2,776 | Cognex Corp | 72 | |||||
9,097 | * | Cognizant Technology Solutions Corp | 613 | ||||
602 | Computer Programs & Systems, Inc | 24 | |||||
12,030 | * | Computer Sciences Corp | 583 | ||||
25,157 | * | Compuware Corp | 169 | ||||
839 | * | COMSYS IT Partners, Inc | 13 | ||||
2,071 | * | Concur Technologies, Inc | 32 | ||||
1,794 | * | Convera Corp | 12 | ||||
9,200 | * | Convergys Corp | 179 | ||||
1,115 | * | CoStar Group, Inc | 67 | ||||
2,097 | * | Covansys Corp | 26 | ||||
3,076 | * | CSG Systems International, Inc | 76 | ||||
1,899 | * | Cybersource Corp | 22 | ||||
677 | * | DealerTrack Holdings, Inc | 15 | ||||
3,468 | Deluxe Corp | 61 | |||||
2,509 | * | Dendrite International, Inc | 23 | ||||
2,396 | * | Digital Insight Corp | 82 | ||||
2,557 | * | Digital River, Inc | 103 | ||||
3,904 | * | DST Systems, Inc | 232 | ||||
7,927 | * | Earthlink, Inc | 69 | ||||
75,916 | * | eBay, Inc | 2,224 | ||||
1,800 | * | Echelon Corp | 13 | ||||
2,891 | * | Eclipsys Corp | 53 | ||||
1,105 | * | eCollege.com, Inc | 23 | ||||
3,097 | * | eFunds Corp | 68 | ||||
1,000 | * | Electro Rent Corp | 16 | ||||
19,593 | * | Electronic Arts, Inc | 843 | ||||
33,420 | Electronic Data Systems Corp | 804 | |||||
947 | * | Emageon, Inc | 14 | ||||
18,215 | * | Emdeon Corp | 226 | ||||
3,541 | * | Epicor Software Corp | 37 | ||||
857 | * | EPIQ Systems, Inc | 14 | ||||
8,447 | Equifax, Inc | 290 | |||||
1,853 | * | Equinix, Inc | 102 | ||||
1,565 | * | eSpeed, Inc (Class A) | 13 | ||||
14,786 | * | Expedia, Inc | 221 | ||||
2,622 | * | F5 Networks, Inc | 140 | ||||
2,695 | Factset Research Systems, Inc | 127 | |||||
4,248 | Fair Isaac Corp | 154 | |||||
2,479 | * | FalconStor Software, Inc | 17 | ||||
6,372 | Fidelity National Information Services, Inc | 226 | |||||
2,707 | * | Filenet Corp | 73 |
4
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
200 | * | First Advantage Corp | $ | 5 | |||
49,611 | First Data Corp | 2,234 | |||||
11,447 | * | Fiserv, Inc | 519 | ||||
983 | * | Forrester Research, Inc | 28 | ||||
923 | * | FTD Group, Inc | 12 | ||||
3,725 | * | Gartner, Inc (Class A) | 53 | ||||
1,444 | * | Gerber Scientific, Inc | 19 | ||||
3,278 | * | Getty Images, Inc | 208 | ||||
1,647 | Gevity HR, Inc | 44 | |||||
2,144 | * | Global Cash Access, Inc | 34 | ||||
13,464 | * | Google, Inc (Class A) | 5,646 | ||||
739 | * | H&E Equipment Services, Inc | 22 | ||||
1,500 | Healthcare Services Group | 31 | |||||
912 | * | Heartland Payment Systems, Inc | 25 | ||||
1,329 | * | Heidrick & Struggles International, Inc | 45 | ||||
1,384 | * | Hudson Highland Group, Inc | 15 | ||||
3,542 | * | Hypercom Corp | 33 | ||||
3,904 | * | Hyperion Solutions Corp | 108 | ||||
947 | * | i2 Technologies, Inc | 12 | ||||
448 | * | ICT Group, Inc | 11 | ||||
1,449 | * | iGate Corp | 9 | ||||
1,500 | * | IHS, Inc | 44 | ||||
13,011 | IMS Health, Inc | 349 | |||||
1,090 | * | Infocrossing, Inc | 13 | ||||
5,959 | * | Informatica Corp | 78 | ||||
2,218 | * | Infospace, Inc | 50 | ||||
1,967 | infoUSA, Inc | 20 | |||||
727 | * | Innovative Solutions & Support, Inc | 10 | ||||
696 | Integral Systems, Inc | 19 | |||||
2,541 | * | Interactive Data Corp | 51 | ||||
1,762 | * | Intergraph Corp | 55 | ||||
19,565 | * | Internap Network Services Corp | 21 | ||||
2,646 | * | Internet Capital Group, Inc | 24 | ||||
2,744 | * | Internet Security Systems, Inc | 52 | ||||
529 | Interpool, Inc | 12 | |||||
27,952 | * | Interpublic Group of Cos, Inc | 233 | ||||
3,184 | * | Interwoven, Inc | 27 | ||||
11,219 | * | Intuit, Inc | 678 | ||||
1,814 | * | inVentiv Health, Inc | 52 | ||||
3,071 | * | Ipass, Inc | 17 | ||||
7,238 | * | Iron Mountain, Inc | 271 | ||||
5,126 | Jack Henry & Associates, Inc | 101 | |||||
1,953 | * | JDA Software Group, Inc | 27 | ||||
36,184 | * | Juniper Networks, Inc | 579 | ||||
1,087 | * | Jupitermedia Corp | 14 | ||||
1,680 | * | Kanbay International, Inc | 24 | ||||
2,787 | * | Keane, Inc | 35 | ||||
1,200 | Kelly Services, Inc (Class A) | 33 | |||||
1,023 | * | Kenexa Corp | 33 | ||||
1,774 | * | Kforce, Inc | 27 | ||||
4,575 | * | KFX, Inc | 70 | ||||
2,862 | * | Kinetic Concepts, Inc | 126 | ||||
917 | * | Knot, Inc | 19 | ||||
2,700 | * | Korn/Ferry International | 53 | ||||
2,052 | * | Kronos, Inc | 74 | ||||
3,529 | * | Labor Ready, Inc | 80 | ||||
5,467 | * | Lamar Advertising Co | 294 | ||||
7,959 | * | Lawson Software, Inc | 53 | ||||
3,238 | * | Lionbridge Technologies | 18 | ||||
511 | * | Liquidity Services, Inc | 8 | ||||
1,120 | * | LoJack Corp | 21 | ||||
2,311 | * | Magma Design Automation, Inc | 17 | ||||
2,098 | * | Manhattan Associates, Inc | 43 | ||||
5,653 | Manpower, Inc | 365 | |||||
1,171 | * | Mantech International Corp (Class A) | 36 |
5
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,404 | * | Mapinfo Corp | $ | 18 | |||
1,311 | * | Marchex, Inc | 22 | ||||
774 | * | Marlin Business Services, Inc | 17 | ||||
3,945 | * | Mastercard, Inc | 189 | ||||
10,331 | * | McAfee, Inc | 251 | ||||
4,700 | * | Mentor Graphics Corp | 61 | ||||
572,160 | Microsoft Corp | 13,331 | |||||
648 | * | MicroStrategy, Inc | 63 | ||||
2,315 | * | Midway Games, Inc | 19 | ||||
5,601 | MoneyGram International, Inc | 190 | |||||
7,976 | * | Monster Worldwide, Inc | 340 | ||||
7,360 | * | Move, Inc | 40 | ||||
6,206 | * | MPS Group, Inc | 93 | ||||
1,100 | * | MRO Software, Inc | 22 | ||||
6,028 | * | NAVTEQ Corp | 269 | ||||
1,879 | * | NCO Group, Inc | 50 | ||||
11,741 | * | NCR Corp | 430 | ||||
1,262 | * | Neoware, Inc | 16 | ||||
1,235 | * | Ness Technologies, Inc | 13 | ||||
2,427 | * | NetFlix, Inc | 66 | ||||
3,593 | * | NetIQ Corp | 44 | ||||
679 | * | Netratings, Inc | 9 | ||||
1,000 | * | Netscout Systems, Inc | 9 | ||||
1,732 | * | NIC, Inc | 13 | ||||
21,820 | * | Novell, Inc | 145 | ||||
8,571 | * | Nuance Communications, Inc | 86 | ||||
11,029 | Omnicom Group, Inc | 983 | |||||
1,673 | * | On Assignment, Inc | 15 | ||||
1,415 | * | Online Resources Corp | 15 | ||||
1,309 | * | Open Solutions, Inc | 35 | ||||
835 | * | Opnet Technologies, Inc | 11 | ||||
5,080 | * | Opsware, Inc | 42 | ||||
256,249 | * | Oracle Corp | 3,713 | ||||
2,281 | * | Packeteer, Inc | 26 | ||||
7,453 | * | Parametric Technology Corp | 95 | ||||
860 | * | PDF Solutions, Inc | 11 | ||||
438 | Pegasystems, Inc | 3 | |||||
1,196 | * | PeopleSupport, Inc | 16 | ||||
1,107 | * | Perficient, Inc | 14 | ||||
5,518 | * | Perot Systems Corp (Class A) | 80 | ||||
2,169 | * | Phase Forward, Inc | 25 | ||||
1,058 | * | Portfolio Recovery Associates, Inc | 48 | ||||
863 | * | PRA International | 19 | ||||
4,849 | * | Premiere Global Services, Inc | 37 | ||||
2,510 | * | Progress Software Corp | 59 | ||||
1,000 | QAD, Inc | 8 | |||||
884 | Quality Systems, Inc | 33 | |||||
4,302 | * | Quest Software, Inc | 60 | ||||
1,505 | * | Radiant Systems, Inc | 16 | ||||
1,200 | * | Radisys Corp | 26 | ||||
6,912 | * | RealNetworks, Inc | 74 | ||||
11,838 | * | Red Hat, Inc | 277 | ||||
3,593 | * | Redback Networks, Inc | 66 | ||||
781 | Renaissance Learning, Inc | 11 | |||||
4,532 | * | Rent-A-Center, Inc | 113 | ||||
1,744 | * | Rewards Network, Inc | 14 | ||||
4,293 | Reynolds & Reynolds Co (Class A) | 132 | |||||
712 | * | RightNow Technologies, Inc | 12 | ||||
9,787 | Robert Half International, Inc | 411 | |||||
2,131 | Rollins, Inc | 42 | |||||
4,866 | * | RSA Security, Inc | 132 | ||||
5,099 | * | S1 Corp | 24 | ||||
1,510 | * | SafeNet, Inc | 27 | ||||
5,449 | * | Salesforce.com, Inc | 145 | ||||
5,900 | * | Sapient Corp | 31 | ||||
3,543 | * | Secure Computing Corp | 31 |
6
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
18,711 | ServiceMaster Co | $ | 193 | ||||
639 | * | SI International, Inc | 20 | ||||
3,771 | * | Sitel Corp | 15 | ||||
1,301 | * | Smith Micro Software, Inc | 21 | ||||
1,534 | * | Sohu.com, Inc | 40 | ||||
4,123 | * | SonicWALL, Inc | 37 | ||||
16,726 | * | Sonus Networks, Inc | 83 | ||||
3,912 | * | Sotheby’s Holdings, Inc (Class A) | 103 | ||||
4,207 | * | Spherion Corp | 38 | ||||
1,239 | * | SPSS, Inc | 40 | ||||
2,484 | * | SRA International, Inc (Class A) | 66 | ||||
627 | * | SSA Global Technologies, Inc | 12 | ||||
746 | Startek, Inc | 11 | |||||
1,182 | Stellent, Inc | 11 | |||||
702 | * | Stratasys, Inc | 21 | ||||
225,053 | * | Sun Microsystems, Inc | 934 | ||||
5,794 | * | Sybase, Inc | 113 | ||||
1,700 | * | SYKES Enterprises, Inc | 28 | ||||
67,242 | * | Symantec Corp | 1,045 | ||||
797 | * | SYNNEX Corp | 15 | ||||
9,458 | * | Synopsys, Inc | 178 | ||||
403 | Syntel, Inc | 8 | |||||
4,650 | * | Take-Two Interactive Software, Inc | 50 | ||||
1,034 | * | TAL International Group, Inc | 25 | ||||
879 | * | Taleo Corp | 10 | ||||
1,878 | Talx Corp | 41 | |||||
2,576 | * | TeleTech Holdings, Inc | 33 | ||||
1,161 | TheStreet.com, Inc | 15 | |||||
4,249 | * | THQ, Inc | 92 | ||||
13,792 | * | TIBCO Software, Inc | 97 | ||||
1,534 | * | TNS, Inc | 32 | ||||
2,517 | Total System Services, Inc | 49 | |||||
1,168 | * | TradeStation Group, Inc | 15 | ||||
2,473 | * | Transaction Systems Architects, Inc | 103 | ||||
300 | * | Travelzoo, Inc | 9 | ||||
2,823 | * | Trizetto Group, Inc | 42 | ||||
1,541 | * | Ultimate Software Group, Inc | 30 | ||||
22,840 | * | Unisys Corp | 144 | ||||
3,701 | United Online, Inc | 45 | |||||
4,172 | * | United Rentals, Inc | 134 | ||||
1,948 | * | Universal Compression Holdings, Inc | 123 | ||||
4,015 | * | VA Software Corp | 16 | ||||
6,598 | * | Valueclick, Inc | 101 | ||||
1,577 | * | Vasco Data Security International | 13 | ||||
812 | * | Verint Systems, Inc | 24 | ||||
15,786 | * | VeriSign, Inc | 366 | ||||
634 | * | Vertrue, Inc | 27 | ||||
1,519 | Viad Corp | 48 | |||||
1,694 | * | Vignette Corp | 25 | ||||
572 | * | Volt Information Sciences, Inc | 27 | ||||
35,145 | Waste Management, Inc | 1,261 | |||||
2,703 | * | WebEx Communications, Inc | 96 | ||||
449 | * | WebMD Health Corp | 21 | ||||
3,244 | * | webMethods, Inc | 32 | ||||
2,958 | * | Websense, Inc | 61 | ||||
1,107 | * | WebSideStory, Inc | 14 | ||||
4,910 | * | Wind River Systems, Inc | 44 | ||||
2,159 | * | Witness Systems, Inc | 44 | ||||
90,812 | * | Yahoo!, Inc | 2,997 | ||||
TOTAL BUSINESS SERVICES | 64,775 | ||||||
CHEMICALS AND ALLIED PRODUCTS - 9.15% | |||||||
98,401 | Abbott Laboratories | 4,291 | |||||
1,431 | * | Abraxis BioScience, Inc | 34 | ||||
1,098 | * | Acadia Pharmaceuticals, Inc | 9 | ||||
200 | * | Adams Respiratory Therapeutics, Inc | 9 |
7
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
996 | * | Adeza Biomedical Corp | $ | 14 | |||
2,849 | * | Adolor Corp | 71 | ||||
525 | * | Advanced Magnetics, Inc | 16 | ||||
3,480 | * | ADVENTRX Pharmaceuticals, Inc | 11 | ||||
14,451 | Air Products & Chemicals, Inc | 924 | |||||
1,600 | * | Albany Molecular Research, Inc | 17 | ||||
2,452 | Albemarle Corp | 117 | |||||
5,024 | Alberto-Culver Co | 245 | |||||
2,114 | * | Alexion Pharmaceuticals, Inc | 76 | ||||
5,676 | * | Alkermes, Inc | 107 | ||||
2,039 | * | Alnylam Pharmaceuticals, Inc | 31 | ||||
2,624 | Alpharma, Inc (Class A) | 63 | |||||
2,837 | * | American Oriental Bioengineering, Inc | 16 | ||||
928 | American Vanguard Corp | 14 | |||||
76,159 | * | Amgen, Inc | 4,968 | ||||
1,944 | * | Anadys Pharmaceuticals, Inc | 6 | ||||
5,037 | * | Andrx Corp | 117 | ||||
1,500 | Arch Chemicals, Inc | 54 | |||||
3,078 | * | Arena Pharmaceuticals, Inc | 36 | ||||
3,660 | * | Array Biopharma, Inc | 31 | ||||
2,452 | * | Atherogenics, Inc | 32 | ||||
1,439 | * | Auxilium Pharmaceuticals, Inc | 11 | ||||
1,833 | * | AVANIR Pharmaceuticals | 13 | ||||
6,079 | Avery Dennison Corp | 353 | |||||
3,321 | * | AVI BioPharma, Inc | 12 | ||||
29,020 | Avon Products, Inc | 900 | |||||
780 | Balchem Corp | 18 | |||||
6,940 | * | Barr Pharmaceuticals, Inc | 331 | ||||
872 | * | Bentley Pharmaceuticals, Inc | 10 | ||||
1,474 | * | BioCryst Pharmaceuticals, Inc | 21 | ||||
2,648 | * | Bioenvision, Inc | 14 | ||||
22,160 | * | Biogen Idec, Inc | 1,027 | ||||
5,486 | * | BioMarin Pharmaceuticals, Inc | 79 | ||||
900 | * | Bradley Pharmaceuticals, Inc | 9 | ||||
126,772 | Bristol-Myers Squibb Co | 3,278 | |||||
4,244 | Cabot Corp | 147 | |||||
2,400 | Calgon Carbon Corp | 15 | |||||
1,815 | Cambrex Corp | 38 | |||||
631 | * | Caraco Pharmaceutical Laboratories Ltd | 6 | ||||
4,692 | Celanese Corp (Series A) | 96 | |||||
3,105 | * | Cell Genesys, Inc | 16 | ||||
3,899 | * | Cephalon, Inc | 234 | ||||
3,523 | CF Industries Holdings, Inc | 50 | |||||
4,654 | * | Charles River Laboratories International, Inc | 171 | ||||
1,163 | * | Chattem, Inc | 35 | ||||
15,194 | Chemtura Corp | 142 | |||||
4,292 | Church & Dwight Co, Inc | 156 | |||||
9,732 | Clorox Co | 593 | |||||
1,192 | * | Coley Pharmaceutical Group, Inc | 14 | ||||
33,183 | Colgate-Palmolive Co | 1,988 | |||||
1,544 | * | Combinatorx, Inc | 14 | ||||
2,200 | * | Connetics Corp | 26 | ||||
1,751 | * | Conor Medsystems, Inc | 48 | ||||
860 | * | Cotherix, Inc | 7 | ||||
3,622 | * | Cubist Pharmaceuticals, Inc | 91 | ||||
2,618 | * | Cypress Bioscience, Inc | 16 | ||||
2,754 | Cytec Industries, Inc | 148 | |||||
1,702 | * | Cytokinetics, Inc | 11 | ||||
5,659 | Dade Behring Holdings, Inc | 236 | |||||
4,015 | * | Dendreon Corp | 19 | ||||
1,604 | Diagnostic Products Corp | 93 | |||||
1,130 | * | Digene Corp | 44 | ||||
61,997 | Dow Chemical Co | 2,420 | |||||
59,385 | Du Pont (E.I.) de Nemours & Co | 2,470 | |||||
3,494 | * | Durect Corp | 14 | ||||
5,082 | Eastman Chemical Co | 274 |
8
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
11,655 | Ecolab, Inc | $ | 473 | ||||
63,394 | Eli Lilly & Co | 3,504 | |||||
1,704 | * | Elizabeth Arden, Inc | 30 | ||||
1,484 | * | Emisphere Technologies, Inc | 13 | ||||
4,500 | * | Encysive Pharmaceuticals, Inc | 31 | ||||
3,094 | * | Enzon Pharmaceuticals, Inc | 23 | ||||
8,026 | Estee Lauder Cos (Class A) | 310 | |||||
2,913 | Ferro Corp | 46 | |||||
2,528 | FMC Corp | 163 | |||||
21,008 | * | Forest Laboratories, Inc | 813 | ||||
30,139 | * | Genentech, Inc | 2,465 | ||||
1,612 | * | Genitope Corp | 10 | ||||
8,696 | * | Genta, Inc | 14 | ||||
16,791 | * | Genzyme Corp | 1,025 | ||||
2,274 | Georgia Gulf Corp | 57 | |||||
4,250 | * | Geron Corp | 29 | ||||
29,435 | * | Gilead Sciences, Inc | 1,741 | ||||
818 | * | GTx, Inc | 7 | ||||
2,040 | H.B. Fuller Co | 89 | |||||
1,828 | * | Hana Biosciences, Inc | 17 | ||||
7,598 | * | Hercules, Inc | 116 | ||||
517 | * | Hi-Tech Pharmacal Co, Inc | 9 | ||||
10,193 | * | Hospira, Inc | 438 | ||||
8,974 | * | Human Genome Sciences, Inc | 96 | ||||
5,464 | * | Huntsman Corp | 95 | ||||
861 | * | Idenix Pharmaceuticals, Inc | 8 | ||||
2,122 | * | Idexx Laboratories, Inc | 159 | ||||
4,629 | * | ImClone Systems, Inc | 179 | ||||
4,347 | * | Immucor, Inc | 84 | ||||
3,006 | * | Indevus Pharmaceuticals, Inc | 16 | ||||
730 | Innospec, Inc | 19 | |||||
236 | Inter Parfums, Inc | 4 | |||||
1,694 | * | InterMune, Inc | 28 | ||||
5,869 | International Flavors & Fragrances, Inc | 207 | |||||
1,794 | * | Inverness Medical Innovations, Inc | 51 | ||||
3,327 | * | Invitrogen Corp | 220 | ||||
15,613 | * | King Pharmaceuticals, Inc | 265 | ||||
650 | Koppers Holdings, Inc | 13 | |||||
1,185 | * | Kos Pharmaceuticals, Inc | 45 | ||||
358 | Kronos Worldwide, Inc | 10 | |||||
2,481 | * | KV Pharmaceutical Co (Class A) | 46 | ||||
4,300 | Lubrizol Corp | 171 | |||||
13,216 | Lyondell Chemical Co | 299 | |||||
1,876 | MacDermid, Inc | 54 | |||||
987 | Mannatech, Inc | 12 | |||||
1,441 | * | MannKind Corp | 31 | ||||
2,109 | * | Martek Biosciences Corp | 61 | ||||
7,861 | * | Medarex, Inc | 76 | ||||
3,315 | * | Medicines Co | 65 | ||||
3,736 | Medicis Pharmaceutical Corp (Class A) | 90 | |||||
747 | * | Medifast, Inc | 13 | ||||
16,191 | * | Medimmune, Inc | 439 | ||||
140,709 | Merck & Co, Inc | 5,126 | |||||
1,096 | Meridian Bioscience, Inc | 27 | |||||
1,372 | * | Metabasis Therapeutics, Inc | 10 | ||||
4,800 | * | MGI Pharma, Inc | 103 | ||||
20,319 | * | Millennium Pharmaceuticals, Inc | 203 | ||||
1,370 | Minerals Technologies, Inc | 71 | |||||
1,402 | * | Momenta Pharmaceuticals, Inc | 18 | ||||
17,438 | Monsanto Co | 1,468 | |||||
8,391 | * | Mosaic Co | 131 | ||||
13,533 | Mylan Laboratories, Inc | 271 | |||||
2,738 | * | Myogen, Inc | 79 | ||||
4,000 | * | Nabi Biopharmaceuticals | 23 | ||||
6,850 | * | Nalco Holding Co | 121 | ||||
1,189 | * | Nastech Pharmaceutical Co, Inc | 19 |
9
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
3,790 | * | NBTY, Inc | $ | 91 | |||
2,526 | * | Neurocrine Biosciences, Inc | 27 | ||||
838 | * | New River Pharmaceuticals, Inc | 24 | ||||
1,115 | NewMarket Corp | 55 | |||||
964 | NL Industries, Inc | 10 | |||||
1,322 | * | Northfield Laboratories, Inc | 13 | ||||
3,944 | * | Novavax, Inc | 20 | ||||
1,495 | * | Noven Pharmaceuticals, Inc | 27 | ||||
2,588 | * | NPS Pharmaceuticals, Inc | 13 | ||||
3,169 | * | Nuvelo, Inc | 53 | ||||
4,620 | Olin Corp | 83 | |||||
1,900 | * | OM Group, Inc | 59 | ||||
2,655 | * | Omnova Solutions, Inc | 15 | ||||
2,409 | * | Onyx Pharmaceuticals, Inc | 41 | ||||
2,901 | * | OraSure Technologies, Inc | 28 | ||||
3,810 | * | OSI Pharmaceuticals, Inc | 126 | ||||
1,393 | * | Pacific Ethanol, Inc | 32 | ||||
1,792 | * | Pain Therapeutics, Inc | 15 | ||||
3,203 | * | Panacos Pharmaceuticals, Inc | 18 | ||||
2,340 | * | Par Pharmaceutical Cos, Inc | 43 | ||||
1,703 | * | Parexel International Corp | 49 | ||||
812 | * | Parlux Fragrances, Inc | 8 | ||||
7,345 | * | PDL BioPharma, Inc | 135 | ||||
1,492 | * | Penwest Pharmaceuticals Co | 33 | ||||
11,078 | * | Peregrine Pharmaceuticals, Inc | 18 | ||||
5,365 | Perrigo Co | 86 | |||||
1,182 | * | PetMed Express, Inc | 13 | ||||
472,382 | Pfizer, Inc | 11,087 | |||||
1,639 | * | Pharmion Corp | 28 | ||||
752 | * | Pioneer Cos, Inc | 21 | ||||
6,365 | * | PolyOne Corp | 56 | ||||
1,425 | * | Pozen, Inc | 10 | ||||
10,681 | PPG Industries, Inc | 705 | |||||
20,856 | Praxair, Inc | 1,126 | |||||
1,891 | * | Prestige Brands Holdings, Inc | 19 | ||||
211,292 | Procter & Gamble Co | 11,748 | |||||
1,419 | * | Progenics Pharmaceuticals, Inc | 34 | ||||
1,976 | * | Quidel Corp | 19 | ||||
1,297 | * | Renovis, Inc | 20 | ||||
11,215 | * | Revlon, Inc (Class A) | 14 | ||||
1,957 | * | Rockwood Holdings, Inc | 45 | ||||
10,198 | Rohm & Haas Co | 511 | |||||
7,884 | RPM International, Inc | 142 | |||||
2,502 | * | Salix Pharmaceuticals Ltd | 31 | ||||
2,916 | * | Santarus, Inc | 19 | ||||
95,506 | Schering-Plough Corp | 1,817 | |||||
1,824 | * | Sciele Pharma, Inc | 42 | ||||
2,971 | Scotts Miracle-Gro Co (Class A) | 126 | |||||
3,076 | Sensient Technologies Corp | 64 | |||||
7,046 | * | Sepracor, Inc | 403 | ||||
2,326 | * | Serologicals Corp | 73 | ||||
4,322 | Sigma-Aldrich Corp | 314 | |||||
2,535 | * | Sirna Therapeutics, Inc | 14 | ||||
1,502 | * | Solexa, Inc | 13 | ||||
500 | Stepan Co | 16 | |||||
3,078 | * | SuperGen, Inc | 11 | ||||
900 | * | SurModics, Inc | 32 | ||||
1,732 | * | Tanox, Inc | 24 | ||||
2,786 | Tronox, Inc | 37 | |||||
3,302 | UAP Holding Corp | 72 | |||||
1,527 | * | United Therapeutics Corp | 88 | ||||
594 | * | USANA Health Sciences, Inc | 23 | ||||
5,847 | USEC, Inc | 69 | |||||
5,951 | Valeant Pharmaceuticals International | 101 | |||||
6,561 | Valspar Corp | 173 | |||||
5,522 | * | VCA Antech, Inc | 176 |
10
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
7,113 | * | Vertex Pharmaceuticals, Inc | $ | 261 | |||
4,346 | * | Viropharma, Inc | 37 | ||||
425 | * | Visicu, Inc | 7 | ||||
6,559 | * | Watson Pharmaceuticals, Inc | 153 | ||||
893 | Westlake Chemical Corp | 27 | |||||
4,714 | * | WR Grace & Co | 55 | ||||
86,765 | Wyeth | 3,853 | |||||
1,060 | * | Xenoport, Inc | 19 | ||||
2,399 | * | Zymogenetics, Inc | 45 | ||||
TOTAL CHEMICALS AND ALLIED PRODUCTS | 83,881 | ||||||
COAL MINING - 0.27% | |||||||
3,350 | * | Alpha Natural Resources, Inc | 66 | ||||
9,116 | Arch Coal, Inc | 386 | |||||
11,916 | Consol Energy, Inc | 557 | |||||
2,939 | Foundation Coal Holdings, Inc | 138 | |||||
7,316 | * | International Coal Group, Inc | 53 | ||||
879 | * | James River Coal Co | 23 | ||||
5,174 | Massey Energy Co | 186 | |||||
16,980 | Peabody Energy Corp | 947 | |||||
1,148 | Penn Virginia Corp | 80 | |||||
431 | * | Westmoreland Coal Co | 10 | ||||
TOTAL COAL MINING | 2,446 | ||||||
COMMUNICATIONS - 4.66% | |||||||
2,743 | Alaska Communications Systems Group, Inc | 35 | |||||
24,700 | Alltel Corp | 1,577 | |||||
27,211 | * | American Tower Corp (Class A) | 847 | ||||
2,198 | Anixter International, Inc | 104 | |||||
250,650 | AT&T, Inc | 6,991 | |||||
356 | Atlantic Tele-Network, Inc | 7 | |||||
1,206 | * | Audiovox Corp (Class A) | 16 | ||||
29,737 | * | Avaya, Inc | 340 | ||||
116,603 | BellSouth Corp | 4,221 | |||||
3,622 | * | Brightpoint, Inc | 49 | ||||
13,439 | Cablevision Systems Corp (Class A) | 288 | |||||
1,055 | * | Cbeyond Communications, Inc | 23 | ||||
43,382 | CBS Corp | 1,173 | |||||
1,478 | Centennial Communications Corp | 8 | |||||
7,562 | CenturyTel, Inc | 281 | |||||
25,044 | * | Charter Communications, Inc (Class A) | 28 | ||||
16,520 | * | Cincinnati Bell, Inc | 68 | ||||
2,418 | Citadel Broadcasting Corp | 22 | |||||
20,972 | Citizens Communications Co | 274 | |||||
32,438 | Clear Channel Communications, Inc | 1,004 | |||||
125,596 | * | Comcast Corp (Class A) | 4,112 | ||||
1,582 | Commonwealth Telephone Enterprises, Inc | 52 | |||||
1,530 | Consolidated Communications Holdings, Inc | 25 | |||||
18,769 | * | Covad Communications Group, Inc | 38 | ||||
2,938 | * | Cox Radio, Inc (Class A) | 42 | ||||
13,950 | * | Crown Castle International Corp | 482 | ||||
1,802 | * | Crown Media Holdings, Inc (Class A) | 7 | ||||
1,200 | CT Communications, Inc | 27 | |||||
3,424 | * | Cumulus Media, Inc (Class A) | 37 | ||||
51,906 | * | DIRECTV Group, Inc | 856 | ||||
9,292 | * | Dobson Communications Corp (Class A) | 72 | ||||
13,281 | * | EchoStar Communications Corp (Class A) | 409 | ||||
9,310 | * | Embarq Corp | 382 | ||||
2,106 | * | Emmis Communications Corp (Class A) | 33 | ||||
2,180 | Entercom Communications Corp | 57 | |||||
5,154 | * | Entravision Communications Corp (Class A) | 44 | ||||
575 | * | Eschelon Telecom, Inc | 9 | ||||
1,820 | Fairpoint Communications, Inc | 26 | |||||
3,521 | * | First Avenue Networks, Inc | 38 | ||||
354 | * | Fisher Communications, Inc | 15 | ||||
9,435 | * | Foundry Networks, Inc | 101 |
11
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
3,022 | * | General Communication, Inc (Class A) | $ | 37 | |||
4,248 | Global Payments, Inc | 206 | |||||
1,459 | Golden Telecom, Inc | 37 | |||||
3,118 | Gray Television, Inc | 18 | |||||
2,115 | Hearst-Argyle Television, Inc | 47 | |||||
11,619 | * | IAC/InterActiveCorp | 308 | ||||
3,749 | * | IDT Corp (Class B) | 52 | ||||
1,065 | * | InPhonic, Inc | 7 | ||||
1,874 | Iowa Telecommunications Services, Inc | 35 | |||||
1,069 | * | iPCS, Inc | 52 | ||||
3,186 | * | j2 Global Communications, Inc | 99 | ||||
2,836 | * | Leap Wireless International, Inc | 135 | ||||
54,517 | * | Level 3 Communications, Inc | 242 | ||||
29,646 | * | Liberty Global, Inc | 637 | ||||
9,080 | * | Liberty Media Holding Corp (Capital) | 761 | ||||
45,281 | * | Liberty Media Holding Corp (Interactive) | 782 | ||||
1,755 | * | Lightbridge, Inc | 23 | ||||
1,798 | * | Lin TV Corp (Class A) | 14 | ||||
767 | * | Lodgenet Entertainment Corp | 14 | ||||
2,626 | * | Mastec, Inc | 35 | ||||
4,583 | * | Mediacom Communications Corp | 29 | ||||
4,025 | * | NeuStar, Inc | 136 | ||||
8,710 | * | NII Holdings, Inc (Class B) | 491 | ||||
1,200 | North Pittsburgh Systems, Inc | 33 | |||||
1,922 | * | Novatel Wireless, Inc | 20 | ||||
940 | * | NTELOS Holdings Corp | 13 | ||||
3,376 | PanAmSat Holding Corp | 84 | |||||
3,540 | * | Pegasus Wireless Corp | 32 | ||||
3,375 | * | Price Communications Corp | 57 | ||||
101,946 | * | Qwest Communications International, Inc | 825 | ||||
5,650 | * | Radio One, Inc (Class D) | 42 | ||||
1,881 | * | RCN Corp | 47 | ||||
695 | Salem Communications Corp (Class A) | 9 | |||||
529 | * | SAVVIS, Inc | 16 | ||||
6,600 | * | SBA Communications Corp | 172 | ||||
468 | Shenandoah Telecom Co | 22 | |||||
3,111 | Sinclair Broadcast Group, Inc (Class A) | 27 | |||||
2,599 | * | Spanish Broadcasting System, Inc (Class A) | 13 | ||||
186,850 | Sprint Nextel Corp | 3,735 | |||||
956 | SureWest Communications | 18 | |||||
1,160 | * | Syniverse Holdings, Inc | 17 | ||||
1,652 | * | Talk America Holdings, Inc | 10 | ||||
7,023 | Telephone & Data Systems, Inc | 291 | |||||
1,962 | * | Terremark Worldwide, Inc | 7 | ||||
4,990 | * | TiVo, Inc | 36 | ||||
4,890 | * | Ubiquitel, Inc | 50 | ||||
13,887 | * | Univision Communications, Inc (Class A) | 465 | ||||
1,032 | * | US Cellular Corp | 62 | ||||
1,642 | USA Mobility, Inc | 27 | |||||
1,999 | Valor Communications Group, Inc | 23 | |||||
188,077 | Verizon Communications, Inc | 6,299 | |||||
40,913 | * | Viacom, Inc | 1,466 | ||||
1,993 | * | Vonage Holdings Corp | 17 | ||||
1,932 | * | West Corp | 93 | ||||
3,292 | * | Wireless Facilities, Inc | 9 | ||||
16,496 | * | XM Satellite Radio Holdings, Inc | 242 | ||||
TOTAL COMMUNICATIONS | 42,696 | ||||||
DEPOSITORY INSTITUTIONS - 10.21% | |||||||
1,016 | 1st Source Corp | 34 | |||||
458 | Abington Community Bancorp, Inc | 7 | |||||
626 | * | ACE Cash Express, Inc | 18 | ||||
922 | Alabama National Bancorp | 63 | |||||
1,700 | Amcore Financial, Inc | 50 | |||||
678 | AmericanWest Bancorp | 15 | |||||
853 | Ameris Bancorp | 20 |
12
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
22,325 | AmSouth Bancorp | $ | 590 | ||||
1,536 | Anchor Bancorp Wisconsin, Inc | 46 | |||||
700 | Arrow Financial Corp | 19 | |||||
8,520 | Associated Banc-Corp | 269 | |||||
5,993 | Astoria Financial Corp | 182 | |||||
520 | Bancfirst Corp | 23 | |||||
586 | * | Bancorp, Inc | 15 | ||||
5,540 | Bancorpsouth, Inc | 151 | |||||
500 | BancTrust Financial Group, Inc | 12 | |||||
4,488 | Bank Mutual Corp | 55 | |||||
294,212 | Bank of America Corp | 14,152 | |||||
1,000 | Bank of Granite Corp | 21 | |||||
3,393 | Bank of Hawaii Corp | 168 | |||||
49,118 | Bank of New York Co, Inc | 1,582 | |||||
638 | Bank of the Ozarks, Inc | 21 | |||||
2,977 | BankAtlantic Bancorp, Inc (Class A) | 44 | |||||
1,599 | BankFinancial Corp | 28 | |||||
2,017 | BankUnited Financial Corp (Class A) | 62 | |||||
777 | Banner Corp | 30 | |||||
35,232 | BB&T Corp | 1,465 | |||||
550 | Berkshire Hills Bancorp, Inc | 20 | |||||
1,600 | * | BFC Financial Corp | 11 | ||||
1,341 | BOK Financial Corp | 67 | |||||
2,260 | Boston Private Financial Holdings, Inc | 63 | |||||
3,927 | Brookline Bancorp, Inc | 54 | |||||
514 | Cadence Financial Corp | 11 | |||||
580 | Camden National Corp | 23 | |||||
831 | Capital City Bank Group, Inc | 25 | |||||
599 | Capital Corp of the West | 19 | |||||
828 | Capitol Bancorp Ltd | 32 | |||||
1,324 | Capitol Federal Financial | 45 | |||||
1,590 | Cardinal Financial Corp | 18 | |||||
1,441 | Cascade Bancorp | 41 | |||||
242 | Cass Information Systems, Inc | 12 | |||||
3,316 | Cathay General Bancorp | 121 | |||||
3,800 | * | Centennial Bank Holdings, Inc | 39 | ||||
622 | Center Financial Corp | 15 | |||||
565 | Centerstate Banks of Florida, Inc | 12 | |||||
1,887 | Central Pacific Financial Corp | 73 | |||||
285 | Charter Financial Corp | 11 | |||||
1,722 | Chemical Financial Corp | 53 | |||||
3,197 | Chittenden Corp | 83 | |||||
320,491 | Citigroup, Inc | 15,460 | |||||
2,860 | Citizens Banking Corp | 70 | |||||
553 | Citizens First Bancorp, Inc | 15 | |||||
550 | City Bank | 26 | |||||
1,123 | City Holding Co | 41 | |||||
2,626 | City National Corp | 171 | |||||
875 | Clifton Savings Bancorp, Inc | 9 | |||||
1,056 | Coastal Financial Corp | 14 | |||||
675 | CoBiz, Inc | 15 | |||||
9,930 | Colonial Bancgroup, Inc | 255 | |||||
633 | Columbia Bancorp | 16 | |||||
1,059 | Columbia Banking System, Inc | 40 | |||||
10,473 | Comerica, Inc | 544 | |||||
11,867 | Commerce Bancorp, Inc | 423 | |||||
4,304 | Commerce Bancshares, Inc | 215 | |||||
2,989 | Commercial Capital Bancorp, Inc | 47 | |||||
345 | * | Community Bancorp | 11 | ||||
326 | Community Bancorp, Inc | 14 | |||||
2,024 | Community Bank System, Inc | 41 | |||||
1,549 | Community Banks, Inc | 40 | |||||
1,003 | Community Trust Bancorp, Inc | 35 | |||||
8,046 | Compass Bancshares, Inc | 447 | |||||
2,340 | Corus Bankshares, Inc | 61 | |||||
3,532 | Cullen/Frost Bankers, Inc | 202 |
13
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
4,026 | CVB Financial Corp | $ | 63 | ||||
1,609 | Dime Community Bancshares | 22 | |||||
639 | * | Dollar Financial Corp | 12 | ||||
1,361 | Downey Financial Corp | 92 | |||||
3,926 | East West Bancorp, Inc | 149 | |||||
512 | Enterprise Financial Services Corp | 13 | |||||
2,103 | * | Euronet Worldwide, Inc | 81 | ||||
447 | Farmers Capital Bank Corp | 15 | |||||
1,729 | Fidelity Bankshares, Inc | 55 | |||||
30,684 | Fifth Third Bancorp | 1,134 | |||||
720 | First Bancorp | 15 | |||||
4,676 | First Bancorp | 43 | |||||
900 | First Busey Corp (Class A) | 18 | |||||
2,100 | First Charter Corp | 52 | |||||
429 | First Citizens Bancshares, Inc (Class A) | 86 | |||||
4,700 | First Commonwealth Financial Corp | 60 | |||||
1,247 | First Community Bancorp, Inc | 74 | |||||
680 | First Community Bancshares, Inc | 22 | |||||
2,359 | First Financial Bancorp | 35 | |||||
1,332 | First Financial Bankshares, Inc | 49 | |||||
903 | First Financial Corp | 27 | |||||
600 | First Financial Holdings, Inc | 19 | |||||
8,055 | First Horizon National Corp | 324 | |||||
915 | First Indiana Corp | 24 | |||||
1,238 | First Merchants Corp | 30 | |||||
3,362 | First Midwest Bancorp, Inc | 125 | |||||
7,184 | First Niagara Financial Group, Inc | 101 | |||||
465 | First Oak Brook Bancshares, Inc | 17 | |||||
987 | First Place Financial Corp | 23 | |||||
162 | * | First Regional Bancorp | 14 | ||||
1,356 | First Republic Bank | 62 | |||||
504 | First South Bancorp, Inc | 17 | |||||
998 | First State Bancorporation | 24 | |||||
1,077 | * | FirstFed Financial Corp | 62 | ||||
5,702 | FirstMerit Corp | 119 | |||||
912 | Flag Financial Corp | 18 | |||||
1,967 | Flagstar Bancorp, Inc | 31 | |||||
1,105 | Flushing Financial Corp | 20 | |||||
3,778 | FNB Corp | 60 | |||||
419 | FNB Corp | 16 | |||||
1,364 | * | Franklin Bank Corp | 28 | ||||
4,200 | Fremont General Corp | 78 | |||||
1,596 | Frontier Financial Corp | 54 | |||||
11,161 | Fulton Financial Corp | 178 | |||||
872 | GB&T Bancshares, Inc | 19 | |||||
2,312 | Glacier Bancorp, Inc | 68 | |||||
16,861 | Golden West Financial Corp | 1,251 | |||||
699 | Great Southern Bancorp, Inc | 21 | |||||
3,069 | Greater Bay Bancorp | 88 | |||||
437 | Greene County Bancshares, Inc | 14 | |||||
1,914 | Hancock Holding Co | 107 | |||||
2,620 | Hanmi Financial Corp | 51 | |||||
1,257 | Harbor Florida Bancshares, Inc | 47 | |||||
1,820 | Harleysville National Corp | 39 | |||||
928 | Heartland Financial USA, Inc | 25 | |||||
803 | Heritage Commerce Corp | 20 | |||||
707 | Horizon Financial Corp | 19 | |||||
37,381 | Hudson City Bancorp, Inc | 498 | |||||
15,800 | Huntington Bancshares, Inc | 373 | |||||
632 | IBERIABANK Corp | 36 | |||||
938 | Independent Bank Corp | 30 | |||||
1,603 | Independent Bank Corp | 42 | |||||
4,091 | IndyMac Bancorp, Inc | 188 | |||||
1,040 | Integra Bank Corp | 23 | |||||
924 | Interchange Financial Services Corp | 21 | |||||
2,996 | International Bancshares Corp | 82 |
14
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
309 | * | Intervest Bancshares Corp | $ | 13 | |||
3,434 | * | Investors Bancorp, Inc | 47 | ||||
4,426 | Investors Financial Services Corp | 199 | |||||
1,234 | Irwin Financial Corp | 24 | |||||
323 | ITLA Capital Corp | 17 | |||||
224,015 | JPMorgan Chase & Co | 9,409 | |||||
1,441 | Kearny Financial Corp | 21 | |||||
26,069 | Keycorp | 930 | |||||
2,198 | KNBT Bancorp, Inc | 36 | |||||
931 | Lakeland Bancorp, Inc | 15 | |||||
734 | Lakeland Financial Corp | 18 | |||||
4,903 | M&T Bank Corp | 578 | |||||
957 | Macatawa Bank Corp | 22 | |||||
2,162 | MAF Bancorp, Inc | 93 | |||||
697 | MainSource Financial Group, Inc | 12 | |||||
15,734 | Marshall & Ilsley Corp | 720 | |||||
1,480 | MB Financial, Inc | 52 | |||||
977 | MBT Financial Corp | 16 | |||||
26,669 | Mellon Financial Corp | 918 | |||||
548 | Mercantile Bank Corp | 22 | |||||
7,938 | Mercantile Bankshares Corp | 283 | |||||
302 | MetroCorp Bancshares, Inc | 9 | |||||
1,600 | Mid-State Bancshares | 45 | |||||
1,081 | Midwest Banc Holdings, Inc | 24 | |||||
1,144 | Nara Bancorp, Inc | 21 | |||||
206 | NASB Financial, Inc | 7 | |||||
36,719 | National City Corp | 1,329 | |||||
3,016 | National Penn Bancshares, Inc | 60 | |||||
2,152 | NBT Bancorp, Inc | 50 | |||||
3,099 | * | Net 1 UEPS Technologies, Inc | 85 | ||||
3,228 | NetBank, Inc | 21 | |||||
18,040 | New York Community Bancorp, Inc | 298 | |||||
7,703 | NewAlliance Bancshares, Inc | 110 | |||||
30,000 | North Fork Bancorporation, Inc | 905 | |||||
558 | * | Northern Empire Bancshares | 13 | ||||
14,060 | Northern Trust Corp | 778 | |||||
1,341 | Northwest Bancorp, Inc | 36 | |||||
486 | OceanFirst Financial Corp | 11 | |||||
4,701 | Old National Bancorp | 94 | |||||
1,064 | Old Second Bancorp, Inc | 33 | |||||
853 | Omega Financial Corp | 27 | |||||
1,295 | Oriental Financial Group, Inc | 17 | |||||
3,244 | Pacific Capital Bancorp | 101 | |||||
888 | Park National Corp | 88 | |||||
3,379 | Partners Trust Financial Group, Inc | 38 | |||||
762 | Pennfed Financial Services, Inc | 14 | |||||
595 | Peoples Bancorp, Inc | 18 | |||||
3,916 | People’s Bank | 129 | |||||
1,580 | PFF Bancorp, Inc | 52 | |||||
986 | * | Pinnacle Financial Partners, Inc | 30 | ||||
747 | Placer Sierra Bancshares | 17 | |||||
18,364 | PNC Financial Services Group, Inc | 1,289 | |||||
17,935 | Popular, Inc | 344 | |||||
283 | Preferred Bank | 15 | |||||
937 | Premierwest Bancorp | 13 | |||||
1,141 | PrivateBancorp, Inc | 47 | |||||
1,637 | Prosperity Bancshares, Inc | 54 | |||||
2,140 | Provident Bankshares Corp | 78 | |||||
4,684 | Provident Financial Services, Inc | 84 | |||||
2,753 | Provident New York Bancorp | 36 | |||||
1,974 | R & G Financial Corp (Class B) | 17 | |||||
29,394 | Regions Financial Corp | 973 | |||||
513 | Renasant Corp | 21 | |||||
5,382 | Republic Bancorp, Inc | 67 | |||||
584 | Republic Bancorp, Inc (Class A) | 12 | |||||
303 | Royal Bancshares of Pennsylvania (Class A) | 7 |
15
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,811 | S&T Bancorp, Inc | $ | 60 | ||||
846 | S.Y. Bancorp, Inc | 23 | |||||
1,000 | Sandy Spring Bancorp, Inc | 36 | |||||
357 | Santander BanCorp | 9 | |||||
577 | SCBT Financial Corp | 20 | |||||
740 | Seacoast Banking Corp of Florida | 20 | |||||
938 | Security Bank Corp | 21 | |||||
549 | Shore Bancshares, Inc | 15 | |||||
370 | Sierra Bancorp | 10 | |||||
1,893 | * | Signature Bank | 61 | ||||
1,066 | Simmons First National Corp (Class A) | 31 | |||||
6,530 | Sky Financial Group, Inc | 154 | |||||
502 | Smithtown Bancorp, Inc | 12 | |||||
769 | Sound Federal Bancorp, Inc | 16 | |||||
4,761 | South Financial Group, Inc | 126 | |||||
687 | Southside Bancshares, Inc | 15 | |||||
740 | Southwest Bancorp, Inc | 19 | |||||
24,906 | Sovereign Bancorp, Inc | 506 | |||||
672 | State National Bancshares, Inc | 26 | |||||
21,537 | State Street Corp | 1,251 | |||||
1,199 | Sterling Bancorp | 23 | |||||
2,600 | Sterling Bancshares, Inc | 49 | |||||
1,778 | Sterling Financial Corp | 39 | |||||
2,355 | Sterling Financial Corp | 72 | |||||
701 | Suffolk Bancorp | 23 | |||||
689 | Summit Bancshares, Inc | 15 | |||||
558 | * | Sun Bancorp, Inc | 9 | ||||
23,443 | SunTrust Banks, Inc | 1,788 | |||||
943 | * | Superior Bancorp | 10 | ||||
3,131 | Susquehanna Bancshares, Inc | 75 | |||||
2,287 | * | SVB Financial Group | 104 | ||||
18,315 | Synovus Financial Corp | 490 | |||||
300 | Taylor Capital Group, Inc | 12 | |||||
8,692 | TCF Financial Corp | 230 | |||||
6,502 | TD Banknorth, Inc | 191 | |||||
1,482 | * | Texas Capital Bancshares, Inc | 34 | ||||
2,864 | Texas Regional Bancshares, Inc (Class A) | 109 | |||||
593 | Texas United Bancshares, Inc | 17 | |||||
1,372 | TierOne Corp | 46 | |||||
709 | Tompkins Trustco, Inc | 30 | |||||
726 | Trico Bancshares | 20 | |||||
5,202 | Trustco Bank Corp NY | 57 | |||||
3,402 | Trustmark Corp | 105 | |||||
6,278 | UCBH Holdings, Inc | 104 | |||||
2,088 | UMB Financial Corp | 70 | |||||
3,609 | Umpqua Holdings Corp | 93 | |||||
543 | Union Bankshares Corp | 23 | |||||
3,534 | UnionBanCal Corp | 228 | |||||
2,534 | United Bankshares, Inc | 93 | |||||
2,128 | United Community Banks, Inc | 65 | |||||
1,981 | United Community Financial Corp | 24 | |||||
460 | United Security Bancshares | 10 | |||||
792 | Univest Corp of Pennsylvania | 22 | |||||
114,754 | US Bancorp | 3,544 | |||||
1,110 | USB Holding Co, Inc | 25 | |||||
7,403 | Valley National Bancorp | 190 | |||||
526 | Vineyard National Bancorp | 14 | |||||
753 | * | Virginia Commerce Bancorp | 18 | ||||
524 | Virginia Financial Group, Inc | 22 | |||||
7,937 | W Holding Co, Inc | 53 | |||||
103,692 | Wachovia Corp | 5,608 | |||||
5,875 | Washington Federal, Inc | 136 | |||||
61,934 | Washington Mutual, Inc | 2,823 | |||||
881 | Washington Trust Bancorp, Inc | 24 | |||||
681 | * | Wauwatosa Holdings, Inc | 12 | ||||
3,532 | Webster Financial Corp | 167 |
16
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
108,305 | Wells Fargo & Co | $ | 7,265 | ||||
1,534 | WesBanco, Inc | 47 | |||||
1,260 | West Bancorporation, Inc | 23 | |||||
977 | West Coast Bancorp | 29 | |||||
2,016 | Westamerica Bancorporation | 99 | |||||
850 | * | Western Alliance Bancorp | 29 | ||||
358 | Westfield Financial, Inc | 10 | |||||
4,160 | Whitney Holding Corp | 147 | |||||
961 | Willow Grove Bancorp, Inc | 15 | |||||
4,525 | Wilmington Trust Corp | 191 | |||||
980 | Wilshire Bancorp, Inc | 18 | |||||
1,580 | Wintrust Financial Corp | 80 | |||||
320 | WSFS Financial Corp | 20 | |||||
558 | Yardville National Bancorp | 20 | |||||
6,629 | Zions Bancorporation | 517 | |||||
TOTAL DEPOSITORY INSTITUTIONS | 93,644 | ||||||
EATING AND DRINKING PLACES - 0.94% | |||||||
1,322 | * | AFC Enterprises | 17 | ||||
4,987 | Applebees International, Inc | 96 | |||||
7,274 | Aramark Corp (Class B) | 241 | |||||
758 | * | BJ’s Restaurants, Inc | 17 | ||||
2,400 | Bob Evans Farms, Inc | 72 | |||||
5,563 | Brinker International, Inc | 202 | |||||
395 | * | Buffalo Wild Wings, Inc | 15 | ||||
1,314 | * | California Pizza Kitchen, Inc | 36 | ||||
1,992 | CBRL Group, Inc | 68 | |||||
2,362 | * | CEC Entertainment, Inc | 76 | ||||
514 | * | Chipotle Mexican Grill, Inc | 31 | ||||
3,658 | CKE Restaurants, Inc | 61 | |||||
2,170 | * | Cosi, Inc | 14 | ||||
9,630 | Darden Restaurants, Inc | 379 | |||||
6,036 | * | Denny’s Corp | 22 | ||||
2,437 | Domino’s Pizza, Inc | 60 | |||||
1,384 | IHOP Corp | 67 | |||||
2,392 | * | Jack in the Box, Inc | 94 | ||||
3,561 | * | Krispy Kreme Doughnuts, Inc | 29 | ||||
1,203 | Landry’s Restaurants, Inc | 39 | |||||
1,188 | Lone Star Steakhouse & Saloon, Inc | 31 | |||||
1,554 | * | Luby’s, Inc | 16 | ||||
528 | * | McCormick & Schmick’s Seafood Restaurants, Inc | 13 | ||||
80,340 | McDonald’s Corp | 2,699 | |||||
654 | * | Morton’s Restaurant Group, Inc | 10 | ||||
1,720 | * | O’Charleys, Inc | 29 | ||||
4,319 | OSI Restaurant Partners, Inc | 149 | |||||
1,450 | * | Papa John’s International, Inc | 48 | ||||
1,702 | * | PF Chang’s China Bistro, Inc | 65 | ||||
2,362 | * | Rare Hospitality International, Inc | 68 | ||||
957 | * | Red Robin Gourmet Burgers, Inc | 41 | ||||
3,600 | Ruby Tuesday, Inc | 88 | |||||
800 | * | Ruth’s Chris Steak House, Inc | 16 | ||||
2,829 | * | Ryan’s Restaurant Group, Inc | 34 | ||||
6,111 | * | Sonic Corp | 127 | ||||
49,507 | * | Starbucks Corp | 1,869 | ||||
3,384 | * | Texas Roadhouse, Inc (Class A) | 46 | ||||
5,201 | * | The Cheesecake Factory, Inc | 140 | ||||
1,689 | * | The Steak N Shake Co | 26 | ||||
1,949 | * | Tim Hortons, Inc | 50 | ||||
3,982 | Triarc Cos (Class B) | 62 | |||||
7,520 | Wendy’s International, Inc | 438 | |||||
17,525 | Yum! Brands, Inc | 881 | |||||
TOTAL EATING AND DRINKING PLACES | 8,582 | ||||||
EDUCATIONAL SERVICES - 0.14% | |||||||
9,074 | * | Apollo Group, Inc (Class A) | 469 | ||||
6,314 | * | Career Education Corp | 189 |
17
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
5,717 | * | Corinthian Colleges, Inc | $ | 82 | |||
4,016 | * | DeVry, Inc | 88 | ||||
1,214 | * | Educate, Inc | 9 | ||||
2,770 | * | ITT Educational Services, Inc | 182 | ||||
2,932 | * | Laureate Education, Inc | 125 | ||||
968 | Strayer Education, Inc | 94 | |||||
1,448 | * | Universal Technical Institute, Inc | 32 | ||||
TOTAL EDUCATIONAL SERVICES | 1,270 | ||||||
ELECTRIC, GAS, AND SANITARY SERVICES - 4.06% | |||||||
42,522 | * | AES Corp | 785 | ||||
4,796 | AGL Resources, Inc | 183 | |||||
10,738 | * | Allegheny Energy, Inc | 398 | ||||
1,693 | Allete, Inc | 80 | |||||
7,723 | Alliant Energy Corp | 265 | |||||
15,781 | * | Allied Waste Industries, Inc | 179 | ||||
12,827 | Ameren Corp | 648 | |||||
822 | American Ecology Corp | 22 | |||||
24,825 | American Electric Power Co, Inc | 850 | |||||
1,100 | American States Water Co | 39 | |||||
8,688 | Aqua America, Inc | 198 | |||||
24,847 | * | Aquila, Inc | 105 | ||||
5,341 | Atmos Energy Corp | 149 | |||||
3,700 | Avista Corp | 84 | |||||
2,253 | Black Hills Corp | 77 | |||||
1,013 | California Water Service Group | 36 | |||||
770 | Cascade Natural Gas Corp | 16 | |||||
1,195 | * | Casella Waste Systems, Inc (Class A) | 16 | ||||
20,446 | Centerpoint Energy, Inc | 256 | |||||
1,063 | CH Energy Group, Inc | 51 | |||||
1,104 | * | Clean Harbors, Inc | 45 | ||||
3,305 | Cleco Corp | 77 | |||||
14,685 | * | CMS Energy Corp | 190 | ||||
15,657 | Consolidated Edison, Inc | 696 | |||||
11,552 | Constellation Energy Group, Inc | 630 | |||||
7,381 | * | Covanta Holding Corp | 130 | ||||
568 | Crosstex Energy, Inc | 54 | |||||
22,225 | Dominion Resources, Inc | 1,662 | |||||
7,914 | DPL, Inc | 212 | |||||
11,108 | DTE Energy Co | 453 | |||||
79,676 | Duke Energy Corp | 2,340 | |||||
5,233 | Duquesne Light Holdings, Inc | 86 | |||||
24,110 | * | Dynegy, Inc (Class A) | 132 | ||||
20,998 | Edison International | 819 | |||||
42,504 | El Paso Corp | 638 | |||||
3,388 | * | El Paso Electric Co | 68 | ||||
1,913 | Empire District Electric Co | 39 | |||||
4,652 | Energen Corp | 179 | |||||
9,504 | Energy East Corp | 227 | |||||
453 | EnergySouth, Inc | 14 | |||||
13,410 | Entergy Corp | 949 | |||||
43,091 | Exelon Corp | 2,449 | |||||
21,262 | FirstEnergy Corp | 1,153 | |||||
25,755 | FPL Group, Inc | 1,066 | |||||
4,858 | Great Plains Energy, Inc | 135 | |||||
5,200 | Hawaiian Electric Industries, Inc | 145 | |||||
2,843 | Idacorp, Inc | 97 | |||||
914 | ITC Holdings Corp | 24 | |||||
11,365 | KeySpan Corp | 459 | |||||
6,767 | Kinder Morgan, Inc | 676 | |||||
1,400 | Laclede Group, Inc | 48 | |||||
419 | Markwest Hydrocarbon, Inc | 10 | |||||
7,850 | MDU Resources Group, Inc | 287 | |||||
1,512 | Metal Management, Inc | 46 | |||||
1,200 | MGE Energy, Inc | 37 | |||||
19,331 | * | Mirant Corp | 518 |
18
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
5,518 | National Fuel Gas Co | $ | 194 | |||||
1,850 | New Jersey Resources Corp | 87 | ||||||
2,750 | Nicor, Inc | 114 | ||||||
17,372 | NiSource, Inc | 379 | ||||||
9,900 | Northeast Utilities | 205 | ||||||
1,750 | Northwest Natural Gas Co | 65 | ||||||
2,408 | NorthWestern Corp | 83 | ||||||
8,755 | * | NRG Energy, Inc | 422 | |||||
6,921 | NSTAR | 198 | ||||||
5,851 | OGE Energy Corp | 205 | ||||||
7,361 | Oneok, Inc | 251 | ||||||
869 | Ormat Technologies, Inc | 33 | ||||||
1,956 | Otter Tail Corp | 53 | ||||||
2,462 | Peoples Energy Corp | 88 | ||||||
12,472 | Pepco Holdings, Inc | 294 | ||||||
22,498 | PG&E Corp | 884 | ||||||
591 | * | Pico Holdings, Inc | 19 | |||||
5,355 | Piedmont Natural Gas Co, Inc | 130 | ||||||
1,025 | * | Pike Electric Corp | 20 | |||||
6,539 | Pinnacle West Capital Corp | 261 | ||||||
3,483 | * | Plug Power, Inc | 16 | |||||
4,199 | PNM Resources, Inc | 105 | ||||||
1,726 | Portland General Electric Co | 43 | ||||||
24,698 | PPL Corp | 798 | ||||||
16,208 | Progress Energy, Inc | 695 | ||||||
5,000 | v* | Progress Energy, Inc | — | ^ | ||||
16,208 | Public Service Enterprise Group, Inc | 1,072 | ||||||
7,154 | Puget Energy, Inc | 154 | ||||||
5,509 | Questar Corp | 443 | ||||||
19,500 | * | Reliant Energy, Inc | 234 | |||||
7,670 | Republic Services, Inc | 309 | ||||||
1,126 | Resource America, Inc (Class A) | 21 | ||||||
7,275 | SCANA Corp | 281 | ||||||
16,743 | Sempra Energy | 761 | ||||||
12,547 | * | Sierra Pacific Resources | 176 | |||||
1,020 | SJW Corp | 26 | ||||||
1,884 | South Jersey Industries, Inc | 52 | ||||||
47,830 | Southern Co | 1,533 | ||||||
6,440 | Southern Union Co | 174 | ||||||
2,572 | Southwest Gas Corp | 81 | ||||||
1,025 | Southwest Water Co | 12 | ||||||
2,854 | * | Stericycle, Inc | 186 | |||||
3,976 | Synagro Technologies, Inc | 16 | ||||||
13,485 | TECO Energy, Inc | 201 | ||||||
29,447 | TXU Corp | 1,761 | ||||||
6,965 | UGI Corp | 172 | ||||||
980 | UIL Holdings Corp | 55 | ||||||
2,373 | Unisource Energy Corp | 74 | ||||||
4,904 | Vectren Corp | 134 | ||||||
3,033 | * | Waste Connections, Inc | 110 | |||||
499 | Waste Industries USA, Inc | 11 | ||||||
1,458 | * | Waste Services, Inc | 13 | |||||
5,625 | Westar Energy, Inc | 118 | ||||||
4,079 | Western Gas Resources, Inc | 244 | ||||||
3,300 | WGL Holdings, Inc | 96 | ||||||
38,193 | Williams Cos, Inc | 892 | ||||||
7,578 | Wisconsin Energy Corp | 305 | ||||||
2,680 | WPS Resources Corp | 133 | ||||||
26,149 | Xcel Energy, Inc | 502 | ||||||
TOTAL ELECTRIC, GAS, AND SANITARY SERVICES | 37,221 | |||||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT - 5.91% | ||||||||
1,556 | * | Actel Corp | 22 | |||||
3,000 | Acuity Brands, Inc | 117 | ||||||
7,209 | * | Adaptec, Inc | 31 | |||||
7,316 | * | ADC Telecommunications, Inc | 123 |
19
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
4,420 | Adtran, Inc | $ | 99 | ||||
2,343 | * | Advanced Analogic Technologies, Inc | 25 | ||||
2,251 | * | Advanced Energy Industries, Inc | 30 | ||||
31,201 | * | Advanced Micro Devices, Inc | 762 | ||||
4,300 | * | Aeroflex, Inc | 50 | ||||
10,899 | * | Agere Systems, Inc | 160 | ||||
23,550 | * | Altera Corp | 413 | ||||
10,928 | American Power Conversion Corp | 213 | |||||
1,695 | * | American Superconductor Corp | 15 | ||||
4,556 | Ametek, Inc | 216 | |||||
2,968 | * | AMIS Holdings, Inc | 30 | ||||
6,298 | * | Amkor Technology, Inc | 60 | ||||
5,827 | Amphenol Corp (Class A) | 326 | |||||
3,097 | * | Anadigics, Inc | 21 | ||||
23,273 | Analog Devices, Inc | 748 | |||||
10,546 | * | Andrew Corp | 93 | ||||
19,510 | * | Applied Micro Circuits Corp | 53 | ||||
6,887 | * | Arris Group, Inc | 90 | ||||
3,325 | * | Atheros Communications, Inc | 63 | ||||
27,704 | * | Atmel Corp | 154 | ||||
2,512 | * | ATMI, Inc | 62 | ||||
10,804 | * | Avanex Corp | 19 | ||||
8,282 | * | Avnet, Inc | 166 | ||||
3,547 | AVX Corp | 56 | |||||
2,164 | Baldor Electric Co | 68 | |||||
674 | Bel Fuse, Inc (Class B) | 22 | |||||
4,279 | * | Benchmark Electronics, Inc | 103 | ||||
3,618 | * | Bookham, Inc | 12 | ||||
29,353 | * | Broadcom Corp (Class A) | 882 | ||||
4,435 | * | Broadwing Corp | 46 | ||||
18,512 | * | Brocade Communications Systems, Inc | 114 | ||||
1,448 | * | CalAmp Corp | 13 | ||||
6,761 | * | Capstone Turbine Corp | 15 | ||||
1,332 | * | Carrier Access Corp | 11 | ||||
2,989 | * | C-COR, Inc | 23 | ||||
1,663 | * | Ceradyne, Inc | 82 | ||||
2,612 | * | Checkpoint Systems, Inc | 58 | ||||
1,792 | * | China BAK Battery, Inc | 15 | ||||
37,619 | * | Ciena Corp | 181 | ||||
393,940 | * | Cisco Systems, Inc | 7,694 | ||||
908 | * | Color Kinetics, Inc | 17 | ||||
1,458 | * | Comtech Telecommunications Corp | 43 | ||||
12,890 | * | Comverse Technology, Inc | 255 | ||||
32,205 | * | Conexant Systems, Inc | 81 | ||||
457 | * | CPI International, Inc | 7 | ||||
5,056 | * | Cree, Inc | 120 | ||||
2,100 | CTS Corp | 31 | |||||
1,000 | Cubic Corp | 20 | |||||
8,969 | * | Cypress Semiconductor Corp | 130 | ||||
1,281 | * | Diodes, Inc | 53 | ||||
633 | * | Directed Electronics, Inc | 8 | ||||
2,576 | * | Ditech Networks, Inc | 22 | ||||
2,248 | * | Dolby Laboratories, Inc (Class A) | 52 | ||||
1,958 | * | DSP Group, Inc | 49 | ||||
1,168 | * | DTS, Inc | 23 | ||||
2,000 | * | Electro Scientific Industries, Inc | 36 | ||||
2,542 | * | Emcore Corp | 24 | ||||
26,467 | Emerson Electric Co | 2,218 | |||||
956 | * | EMS Technologies, Inc | 17 | ||||
3,940 | * | Energizer Holdings, Inc | 231 | ||||
2,523 | * | Energy Conversion Devices, Inc | 92 | ||||
3,062 | * | EnerSys | 64 | ||||
4,298 | * | Evergreen Solar, Inc | 56 | ||||
2,444 | * | Exar Corp | 32 | ||||
7,886 | * | Fairchild Semiconductor International, Inc | 143 | ||||
14,527 | * | Finisar Corp | 48 |
20
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
1,486 | Franklin Electric Co, Inc | $ | 77 | |||||
26,157 | * | Freescale Semiconductor, Inc (Class B) | 769 | |||||
2,934 | * | FuelCell Energy, Inc | 28 | |||||
15,290 | * | Gemstar-TV Guide International, Inc | 54 | |||||
1,740 | * | Genlyte Group, Inc | 126 | |||||
6,759 | * | GrafTech International Ltd | 39 | |||||
1,507 | * | Greatbatch, Inc | 36 | |||||
4,325 | Harman International Industries, Inc | 369 | ||||||
5,636 | * | Harmonic, Inc | 25 | |||||
8,649 | Harris Corp | 359 | ||||||
6,021 | * | Hexcel Corp | 95 | |||||
829 | * | Hittite Microwave Corp | 30 | |||||
53,379 | Honeywell International, Inc | 2,151 | ||||||
1,800 | * | Hutchinson Technology, Inc | 39 | |||||
739 | * | ID Systems, Inc | 13 | |||||
1,334 | * | Ikanos Communications, Inc | 20 | |||||
2,223 | Imation Corp | 91 | ||||||
13,019 | * | Integrated Device Technology, Inc | 185 | |||||
375,036 | Intel Corp | 7,107 | ||||||
3,415 | * | Interdigital Communications Corp | 119 | |||||
2,148 | * | International DisplayWorks, Inc | 11 | |||||
4,573 | * | International Rectifier Corp | 179 | |||||
9,144 | Intersil Corp (Class A) | 213 | ||||||
1,421 | Inter-Tel, Inc | 30 | ||||||
2,296 | * | InterVoice, Inc | 16 | |||||
724 | * | iRobot Corp | 18 | |||||
1,636 | * | IXYS Corp | 16 | |||||
104,651 | * | JDS Uniphase Corp | 265 | |||||
6,007 | * | Kemet Corp | 55 | |||||
7,785 | L-3 Communications Holdings, Inc | 587 | ||||||
894 | * | Lamson & Sessions Co | 25 | |||||
7,863 | * | Lattice Semiconductor Corp | 49 | |||||
2,740 | Lincoln Electric Holdings, Inc | 172 | ||||||
19,565 | Linear Technology Corp | 655 | ||||||
1,534 | * | Littelfuse, Inc | 53 | |||||
732 | * | Loral Space & Communications, Inc | 21 | |||||
1,293 | LSI Industries, Inc | 22 | ||||||
25,060 | * | LSI Logic Corp | 224 | |||||
288,746 | * | Lucent Technologies, Inc | 699 | |||||
3,108 | * | Mattson Technology, Inc | 30 | |||||
20,675 | Maxim Integrated Products, Inc | 664 | ||||||
936 | * | Maxwell Technologies, Inc | 18 | |||||
9,964 | * | McData Corp (Class A) | 41 | |||||
1,334 | * | Medis Technologies Ltd | 27 | |||||
8,815 | * | MEMC Electronic Materials, Inc | 331 | |||||
1,540 | * | Mercury Computer Systems, Inc | 24 | |||||
2,500 | Methode Electronics, Inc | 26 | ||||||
833 | * | Metrologic Instruments, Inc | 13 | |||||
4,755 | * | Micrel, Inc | 48 | |||||
13,649 | Microchip Technology, Inc | 458 | ||||||
46,315 | * | Micron Technology, Inc | 698 | |||||
4,543 | * | Microsemi Corp | 111 | |||||
4,100 | * | Microtune, Inc | 26 | |||||
7,089 | * | Mindspeed Technologies, Inc | 17 | |||||
2,847 | * | MIPS Technologies, Inc | 17 | |||||
1,718 | * | Mobility Electronics, Inc | 12 | |||||
8,747 | Molex, Inc | 294 | ||||||
1,168 | * | Monolithic Power Systems, Inc | 14 | |||||
2,561 | * | Moog, Inc | 88 | |||||
1,507 | * | MoSys, Inc | 12 | |||||
159,257 | Motorola, Inc | 3,209 | ||||||
7,339 | * | MRV Communications, Inc | 23 | |||||
555 | * | Multi-Fineline Electronix, Inc | 18 | |||||
300 | National Presto Industries, Inc | 16 | ||||||
21,753 | National Semiconductor Corp | 519 | ||||||
4,200 | v* | NCP Litigation Trust | — | ^ |
21
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,013 | * | Netlogic Microsystems, Inc | $ | 33 | |||
24,105 | * | Network Appliance, Inc | 851 | ||||
8,219 | * | Novellus Systems, Inc | 203 | ||||
22,670 | * | Nvidia Corp | 483 | ||||
3,460 | * | Omnivision Technologies, Inc | 73 | ||||
10,163 | * | ON Semiconductor Corp | 60 | ||||
6,068 | * | Openwave Systems, Inc | 70 | ||||
1,210 | * | Oplink Communications Inc | 22 | ||||
1,276 | * | Optical Communication Products, Inc | 3 | ||||
869 | * | OSI Systems, Inc | 15 | ||||
1,250 | Park Electrochemical Corp | 32 | |||||
1,185 | * | Parkervision, Inc | 11 | ||||
1,447 | * | Pericom Semiconductor Corp | 12 | ||||
2,260 | * | Photronics, Inc | 33 | ||||
3,309 | Plantronics, Inc | 73 | |||||
3,100 | * | Plexus Corp | 106 | ||||
1,628 | * | PLX Technology, Inc | 20 | ||||
13,218 | * | PMC - Sierra, Inc | 124 | ||||
5,747 | * | Polycom, Inc | 126 | ||||
1,009 | * | Portalplayer, Inc | 10 | ||||
458 | * | Powell Industries, Inc | 11 | ||||
1,813 | * | Power Integrations, Inc | 32 | ||||
4,438 | * | Power-One, Inc | 29 | ||||
7,309 | * | Powerwave Technologies, Inc | 67 | ||||
10,532 | * | QLogic Corp | 182 | ||||
107,841 | Qualcomm, Inc | 4,321 | |||||
3,007 | * | Quantum Fuel Systems Technologies Worldwide, Inc | 10 | ||||
8,917 | RadioShack Corp | 125 | |||||
1,136 | * | Radyne Corp | 13 | ||||
5,680 | * | Rambus, Inc | 130 | ||||
1,083 | Raven Industries, Inc | 34 | |||||
1,983 | Regal-Beloit Corp | 88 | |||||
12,915 | * | RF Micro Devices, Inc | 77 | ||||
11,303 | Rockwell Collins, Inc | 631 | |||||
1,100 | * | Rogers Corp | 62 | ||||
35,228 | * | Sanmina-SCI Corp | 162 | ||||
5,166 | * | Semtech Corp | 75 | ||||
5,145 | * | Silicon Image, Inc | 55 | ||||
3,220 | * | Silicon Laboratories, Inc | 113 | ||||
5,900 | * | Silicon Storage Technology, Inc | 24 | ||||
1,604 | * | Sirenza Microdevices, Inc | 19 | ||||
90,524 | * | Sirius Satellite Radio, Inc | 430 | ||||
10,341 | * | Skyworks Solutions, Inc | 57 | ||||
2,839 | * | Spansion, Inc | 45 | ||||
2,490 | * | Spectrum Brands, Inc | 32 | ||||
1,279 | * | Standard Microsystems Corp | 28 | ||||
6,161 | * | Stratex Networks, Inc | 21 | ||||
675 | * | Sunpower Corp | 19 | ||||
745 | * | Supertex, Inc | 30 | ||||
12,134 | * | Sycamore Networks, Inc | 49 | ||||
2,907 | * | Symmetricom, Inc | 21 | ||||
1,530 | * | Synaptics, Inc | 33 | ||||
2,804 | Technitrol, Inc | 65 | |||||
3,400 | * | Tekelec | 42 | ||||
2,403 | Teleflex, Inc | 130 | |||||
28,811 | * | Tellabs, Inc | 383 | ||||
2,944 | * | Tessera Technologies, Inc | 81 | ||||
100,436 | Texas Instruments, Inc | 3,042 | |||||
4,084 | * | Thomas & Betts Corp | 209 | ||||
12,811 | * | Transmeta Corp | 21 | ||||
7,028 | * | Transwitch Corp | 15 | ||||
3,408 | * | Trident Microsystems, Inc | 65 | ||||
9,492 | * | Triquint Semiconductor, Inc | 42 | ||||
2,833 | * | TTM Technologies, Inc | 41 | ||||
640 | * | Ulticom, Inc | 7 | ||||
1,466 | * | Universal Display Corp | 19 |
22
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,000 | * | Universal Electronics, Inc | $ | 18 | |||
7,742 | * | Utstarcom, Inc | 60 | ||||
3,784 | * | Varian Semiconductor Equipment Associates, Inc | 123 | ||||
1,399 | * | Viasat, Inc | 36 | ||||
1,471 | Vicor Corp | 24 | |||||
899 | * | Virage Logic Corp | 8 | ||||
10,877 | * | Vishay Intertechnology, Inc | 171 | ||||
1,011 | * | Volterra Semiconductor Corp | 15 | ||||
4,543 | Whirlpool Corp | 375 | |||||
22,141 | Xilinx, Inc | 501 | |||||
7,259 | * | Zhone Technologies, Inc | 15 | ||||
712 | * | Zoltek Cos, Inc | 21 | ||||
3,150 | * | Zoran Corp | 77 | ||||
TOTAL ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | 54,215 | ||||||
ENGINEERING AND MANAGEMENT SERVICES - 0.82% | |||||||
1,230 | * | Advisory Board Co | 59 | ||||
6,911 | * | Amylin Pharmaceuticals, Inc | 341 | ||||
4,841 | * | Applera Corp (Celera Genomics Group) | 63 | ||||
4,682 | * | Ariad Pharmaceuticals, Inc | 21 | ||||
900 | CDI Corp | 26 | |||||
22,394 | * | Celgene Corp | 1,062 | ||||
758 | * | Cornell Cos, Inc | 12 | ||||
2,717 | Corporate Executive Board Co | 272 | |||||
706 | * | CRA International, Inc | 32 | ||||
2,878 | * | CV Therapeutics, Inc | 40 | ||||
3,808 | * | deCODE genetics, Inc | 24 | ||||
1,618 | * | DiamondCluster International, Inc | 13 | ||||
5,965 | * | Digitas, Inc | 69 | ||||
1,742 | * | Diversa Corp | 17 | ||||
3,090 | * | eResearch Technology, Inc | 28 | ||||
1,146 | * | Essex Corp | 21 | ||||
5,381 | * | Exelixis, Inc | 54 | ||||
1,100 | * | Exponent, Inc | 19 | ||||
1,392 | * | First Consulting Group, Inc | 12 | ||||
5,676 | Fluor Corp | 527 | |||||
3,419 | * | Gen-Probe, Inc | 185 | ||||
3,404 | * | Harris Interactive, Inc | 19 | ||||
3,234 | * | Hewitt Associates, Inc | 73 | ||||
1,113 | * | Huron Consulting Group, Inc | 39 | ||||
4,311 | * | ICOS Corp | 95 | ||||
4,807 | * | Incyte Corp | 22 | ||||
1,718 | * | Infrasource Services, Inc | 31 | ||||
4,737 | * | Isis Pharmaceuticals, Inc | 29 | ||||
3,862 | * | Jacobs Engineering Group, Inc | 308 | ||||
798 | * | Kendle International, Inc | 29 | ||||
1,504 | * | Keryx Biopharmaceuticals, Inc | 21 | ||||
584 | Landauer, Inc | 28 | |||||
1,549 | * | LECG Corp | 29 | ||||
4,403 | * | Lexicon Genetics, Inc | 19 | ||||
1,975 | * | Lifecell Corp | 61 | ||||
1,864 | * | Luminex Corp | 32 | ||||
1,221 | MAXIMUS, Inc | 28 | |||||
2,143 | * | Maxygen, Inc | 16 | ||||
8,108 | * | Monogram Biosciences, Inc | 16 | ||||
15,750 | Moody’s Corp | 858 | |||||
685 | * | MTC Technologies, Inc | 16 | ||||
2,554 | * | Myriad Genetics, Inc | 64 | ||||
2,859 | * | Navigant Consulting, Inc | 65 | ||||
1,729 | * | Omnicell, Inc | 24 | ||||
21,518 | Paychex, Inc | 839 | |||||
2,411 | * | Per-Se Technologies, Inc | 61 | ||||
6,515 | Pharmaceutical Product Development, Inc | 229 | |||||
10,276 | Quest Diagnostics, Inc | 616 | |||||
2,870 | * | Regeneron Pharmaceuticals, Inc | 37 | ||||
8,827 | * | Rentech, Inc | 41 |
23
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
3,214 | * | Resources Connection, Inc | $ | 80 | |||
1,318 | * | Rigel Pharmaceuticals, Inc | 13 | ||||
1,747 | * | Sangamo Biosciences, Inc | 10 | ||||
4,084 | * | Savient Pharmaceuticals, Inc | 21 | ||||
1,940 | * | Senomyx, Inc | 28 | ||||
1,234 | * | SFBC International, Inc | 19 | ||||
5,223 | * | Shaw Group, Inc | 145 | ||||
1,062 | * | Sourcecorp | 26 | ||||
1,956 | * | Symyx Technologies, Inc | 47 | ||||
692 | * | Tejon Ranch Co | 29 | ||||
3,521 | * | Telik, Inc | 58 | ||||
3,591 | * | Tetra Tech, Inc | 64 | ||||
953 | * | Trimeris, Inc | 11 | ||||
3,296 | * | URS Corp | 139 | ||||
1,753 | Washington Group International, Inc | 94 | |||||
2,733 | Watson Wyatt & Co Holdings | 96 | |||||
TOTAL ENGINEERING AND MANAGEMENT SERVICES | 7,522 | ||||||
ENVIRONMENTAL QUALITY AND HOUSING - 0.00% ** | |||||||
2,403 | * | Home Solutions of America, Inc | 15 | ||||
TOTAL ENVIRONMENTAL QUALITY AND HOUSING | 15 | ||||||
FABRICATED METAL PRODUCTS - 0.41% | |||||||
2,288 | * | Alliant Techsystems, Inc | 175 | ||||
532 | Ameron International Corp | 36 | |||||
2,187 | Aptargroup, Inc | 108 | |||||
6,773 | Ball Corp | 251 | |||||
1,064 | CIRCOR International, Inc | 32 | |||||
7,854 | Commercial Metals Co | 202 | |||||
1,343 | * | Commercial Vehicle Group, Inc | 28 | ||||
3,558 | Crane Co | 148 | |||||
11,261 | * | Crown Holdings, Inc | 175 | ||||
757 | Dynamic Materials Corp | 25 | |||||
1,746 | * | Griffon Corp | 46 | ||||
546 | Gulf Island Fabrication, Inc | 11 | |||||
32,195 | Illinois Tool Works, Inc | 1,529 | |||||
916 | Insteel Industries, Inc | 22 | |||||
5,881 | * | Jacuzzi Brands, Inc | 52 | ||||
904 | * | Ladish Co, Inc | 34 | ||||
496 | Lifetime Brands, Inc | 11 | |||||
2,280 | * | Mobile Mini, Inc | 67 | ||||
1,640 | * | Mueller Water Products, Inc | 29 | ||||
1,321 | * | NCI Building Systems, Inc | 70 | ||||
6,572 | Pentair, Inc | 225 | |||||
1,422 | Silgan Holdings, Inc | 53 | |||||
2,552 | Simpson Manufacturing Co, Inc | 92 | |||||
1,859 | * | Smith & Wesson Holding Corp | 15 | ||||
3,797 | Snap-On, Inc | 153 | |||||
3,948 | * | Taser International, Inc | 31 | ||||
1,173 | Valmont Industries, Inc | 54 | |||||
1,666 | Watts Water Technologies, Inc (Class A) | 56 | |||||
TOTAL FABRICATED METAL PRODUCTS | 3,730 | ||||||
FOOD AND KINDRED PRODUCTS - 2.93% | |||||||
455 | * | Altus Pharmaceuticals, Inc | 8 | ||||
49,922 | Anheuser-Busch Cos, Inc | 2,276 | |||||
42,189 | Archer Daniels Midland Co | 1,742 | |||||
700 | * | Boston Beer Co, Inc (Class A) | 21 | ||||
1,626 | * | Burger King Holdings, Inc | 26 | ||||
14,917 | Campbell Soup Co | 554 | |||||
263 | Coca-Cola Bottling Co Consolidated | 13 | |||||
131,382 | Coca-Cola Co | 5,652 | |||||
19,411 | Coca-Cola Enterprises, Inc | 395 | |||||
33,620 | ConAgra Foods, Inc | 743 | |||||
12,816 | * | Constellation Brands, Inc (Class A) | 320 | ||||
4,777 | Corn Products International, Inc | 146 | |||||
4,436 | * | Darling International, Inc | 20 |
24
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
12,900 | Del Monte Foods Co | $ | 145 | ||||
1,001 | Diamond Foods, Inc | 16 | |||||
629 | Farmer Bros Co | 14 | |||||
3,338 | Flowers Foods, Inc | 96 | |||||
22,365 | General Mills, Inc | 1,155 | |||||
3,470 | * | Gold Kist, Inc | 46 | ||||
21,607 | H.J. Heinz Co | 891 | |||||
1,006 | * | Hansen Natural Corp | 192 | ||||
11,183 | Hershey Co | 616 | |||||
4,677 | Hormel Foods Corp | 174 | |||||
740 | Imperial Sugar Co | 18 | |||||
800 | J&J Snack Foods Corp | 26 | |||||
3,519 | J.M. Smucker Co | 157 | |||||
1,401 | * | Jones Soda Co | 13 | ||||
15,921 | Kellogg Co | 771 | |||||
13,596 | Kraft Foods, Inc (Class A) | 420 | |||||
1,575 | Lancaster Colony Corp | 62 | |||||
1,746 | Lance, Inc | 40 | |||||
686 | * | M&F Worldwide Corp | 11 | ||||
8,708 | McCormick & Co, Inc | 292 | |||||
597 | MGP Ingredients, Inc | 14 | |||||
3,055 | Molson Coors Brewing Co (Class B) | 207 | |||||
518 | National Beverage Corp | 7 | |||||
919 | * | Peet’s Coffee & Tea, Inc | 28 | ||||
8,968 | Pepsi Bottling Group, Inc | 288 | |||||
3,834 | PepsiAmericas, Inc | 85 | |||||
106,537 | PepsiCo, Inc | 6,396 | |||||
895 | Premium Standard Farms, Inc | 15 | |||||
1,922 | * | Ralcorp Holdings, Inc | 82 | ||||
1,066 | Reddy Ice Holdings, Inc | 22 | |||||
5,547 | Reynolds American, Inc | 640 | |||||
1,203 | Sanderson Farms, Inc | 34 | |||||
49,033 | Sara Lee Corp | 785 | |||||
5,921 | * | Smithfield Foods, Inc | 171 | ||||
2,304 | Tootsie Roll Industries, Inc | 67 | |||||
2,378 | Topps Co, Inc | 19 | |||||
2,025 | * | TreeHouse Foods, Inc | 48 | ||||
14,346 | Tyson Foods, Inc (Class A) | 213 | |||||
15,136 | Wrigley (Wm.) Jr Co | 687 | |||||
TOTAL FOOD AND KINDRED PRODUCTS | 26,879 | ||||||
FOOD STORES - 0.26% | |||||||
97 | Arden Group, Inc (Class A) | 11 | |||||
1,203 | Great Atlantic & Pacific Tea Co, Inc | 27 | |||||
700 | Ingles Markets, Inc (Class A) | 12 | |||||
46,598 | Kroger Co | 1,019 | |||||
1,886 | * | Panera Bread Co (Class A) | 127 | ||||
1,414 | * | Pantry, Inc | 81 | ||||
3,332 | * | Pathmark Stores, Inc | 31 | ||||
2,557 | Ruddick Corp | 63 | |||||
13,045 | Supervalu, Inc | 401 | |||||
106 | Village Super Market | 7 | |||||
611 | Weis Markets, Inc | 25 | |||||
9,028 | Whole Foods Market, Inc | 584 | |||||
2,108 | * | Wild Oats Markets, Inc | 41 | ||||
TOTAL FOOD STORES | 2,429 | ||||||
FORESTRY - 0.13% | |||||||
5,073 | Rayonier, Inc | 193 | |||||
15,586 | Weyerhaeuser Co | 970 | |||||
TOTAL FORESTRY | 1,163 | ||||||
FURNITURE AND FIXTURES - 0.34% | |||||||
5,011 | * | BE Aerospace, Inc | 115 | ||||
2,243 | Ethan Allen Interiors, Inc | 82 | |||||
2,907 | Furniture Brands International, Inc | 61 | |||||
4,477 | Herman Miller, Inc | 115 |
25
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
3,882 | Hillenbrand Industries, Inc | $ | 188 | |||||
3,305 | HNI Corp | 150 | ||||||
680 | Hooker Furniture Corp | 11 | ||||||
3,257 | * | Interface, Inc (Class A) | 37 | |||||
12,460 | Johnson Controls, Inc | 1,025 | ||||||
1,737 | Kimball International, Inc (Class B) | 34 | ||||||
3,352 | La-Z-Boy, Inc | 47 | ||||||
11,767 | Leggett & Platt, Inc | 294 | ||||||
25,613 | Masco Corp | 759 | ||||||
1,305 | Sealy Corp | 17 | ||||||
3,795 | * | Select Comfort Corp | 87 | |||||
778 | Stanley Furniture Co, Inc | 19 | ||||||
2,894 | * | Tempur-Pedic International, Inc | 39 | |||||
1,907 | * | Williams Scotsman International, Inc | 42 | |||||
TOTAL FURNITURE AND FIXTURES | 3,122 | |||||||
FURNITURE AND HOMEFURNISHINGS STORES - 0.36% | ||||||||
18,197 | * | Bed Bath & Beyond, Inc | 604 | |||||
25,840 | Best Buy Co, Inc | 1,417 | ||||||
11,465 | Circuit City Stores, Inc | 312 | ||||||
1,370 | * | Cost Plus, Inc | 20 | |||||
4,227 | * | GameStop Corp | 177 | |||||
1,692 | * | Guitar Center, Inc | 75 | |||||
1,232 | Haverty Furniture Cos, Inc | 19 | ||||||
2,157 | Knoll, Inc | 40 | ||||||
3,326 | * | Mohawk Industries, Inc | 234 | |||||
6,020 | Pier 1 Imports, Inc | 42 | ||||||
1,828 | * | Restoration Hardware, Inc | 13 | |||||
4,902 | Steelcase, Inc (Class A) | 81 | ||||||
1,789 | Tuesday Morning Corp | 24 | ||||||
6,224 | Williams-Sonoma, Inc | 212 | ||||||
TOTAL FURNITURE AND HOMEFURNISHINGS STORES | 3,270 | |||||||
GENERAL BUILDING CONTRACTORS - 0.36% | ||||||||
115 | Amrep Corp | 6 | ||||||
310 | * | Avatar Holdings, Inc | 18 | |||||
2,556 | Beazer Homes USA, Inc | 117 | ||||||
985 | Brookfield Homes Corp | 32 | ||||||
413 | * | Cavco Industries, Inc | 18 | |||||
7,822 | Centex Corp | 393 | ||||||
19,845 | DR Horton, Inc | 473 | ||||||
3,109 | * | Hovnanian Enterprises, Inc (Class A) | 94 | |||||
5,192 | KB Home | 238 | ||||||
8,603 | Lennar Corp (Class A) | 382 | ||||||
1,065 | Levitt Corp (Class A) | 17 | ||||||
862 | M/I Homes, Inc | 30 | ||||||
4,500 | v* | Mascotech (Escrow) | — | ^ | ||||
1,316 | McGrath RentCorp | 37 | ||||||
2,061 | MDC Holdings, Inc | 107 | ||||||
1,472 | * | Meritage Homes Corp | 70 | |||||
294 | * | NVR, Inc | 144 | |||||
1,250 | * | Palm Harbor Homes, Inc | 22 | |||||
1,414 | * | Perini Corp | 32 | |||||
13,720 | Pulte Homes, Inc | 395 | ||||||
3,030 | Ryland Group, Inc | 132 | ||||||
4,272 | Standard-Pacific Corp | 110 | ||||||
397 | * | Team, Inc | 10 | |||||
798 | Technical Olympic USA, Inc | 11 | ||||||
8,177 | * | Toll Brothers, Inc | 209 | |||||
2,645 | Walter Industries, Inc | 153 | ||||||
2,352 | * | WCI Communities, Inc | 47 | |||||
TOTAL GENERAL BUILDING CONTRACTORS | 3,297 | |||||||
GENERAL MERCHANDISE STORES - 1.79% | ||||||||
2,874 | * | 99 Cents Only Stores | 30 | |||||
7,533 | * | Big Lots, Inc | 129 | |||||
4,214 | * | BJ’s Wholesale Club, Inc | 119 |
26
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
360 | Bon-Ton Stores, Inc | $ | 8 | ||||
2,068 | * | Cabela’s, Inc | 40 | ||||
3,355 | Casey’s General Stores, Inc | 84 | |||||
481 | * | Conn’s, Inc | 13 | ||||
30,375 | Costco Wholesale Corp | 1,735 | |||||
3,877 | Dillard’s, Inc (Class A) | 123 | |||||
20,355 | Dollar General Corp | 285 | |||||
10,237 | Family Dollar Stores, Inc | 250 | |||||
35,489 | Federated Department Stores, Inc | 1,299 | |||||
2,720 | Fred’s, Inc | 36 | |||||
14,926 | JC Penney Co, Inc | 1,008 | |||||
1,292 | * | Retail Ventures, Inc | 23 | ||||
8,388 | Saks, Inc | 136 | |||||
1,757 | Stein Mart, Inc | 26 | |||||
55,986 | Target Corp | 2,736 | |||||
29,511 | TJX Cos, Inc | 675 | |||||
158,512 | Wal-Mart Stores, Inc | 7,635 | |||||
TOTAL GENERAL MERCHANDISE STORES | 16,390 | ||||||
HEALTH SERVICES - 1.60% | |||||||
839 | * | Alliance Imaging, Inc | 5 | ||||
1,151 | * | Amedisys, Inc | 44 | ||||
2,223 | * | American Retirement Corp | 73 | ||||
13,644 | AmerisourceBergen Corp | 572 | |||||
1,984 | * | Amsurg Corp | 45 | ||||
2,667 | * | Apria Healthcare Group, Inc | 50 | ||||
535 | * | Bio-Reference Labs, Inc | 12 | ||||
788 | Brookdale Senior Living, Inc | 35 | |||||
28,514 | Caremark Rx, Inc | 1,422 | |||||
7,724 | Cigna Corp | 761 | |||||
6,188 | * | Community Health Systems, Inc | 227 | ||||
500 | * | Corvel Corp | 13 | ||||
3,131 | * | Covance, Inc | 192 | ||||
10,414 | * | Coventry Health Care, Inc | 572 | ||||
2,321 | * | Cross Country Healthcare, Inc | 42 | ||||
6,725 | * | DaVita, Inc | 334 | ||||
3,819 | * | Edwards Lifesciences Corp | 173 | ||||
300 | * | Emeritus Corp | 6 | ||||
1,864 | * | Enzo Biochem, Inc | 28 | ||||
7,943 | * | Express Scripts, Inc | 570 | ||||
2,040 | * | Five Star Quality Care, Inc | 23 | ||||
1,379 | * | Genesis HealthCare Corp | 65 | ||||
810 | * | Genomic Health, Inc | 10 | ||||
1,497 | * | Gentiva Health Services, Inc | 24 | ||||
24,962 | HCA, Inc | 1,077 | |||||
15,669 | Health Management Associates, Inc (Class A) | 309 | |||||
2,237 | * | Healthways, Inc | 118 | ||||
696 | * | Horizon Health Corp | 15 | ||||
1,722 | * | Hythiam, Inc | 12 | ||||
2,054 | * | Kindred Healthcare, Inc | 53 | ||||
8,043 | * | Laboratory Corp of America Holdings | 500 | ||||
1,383 | LCA-Vision, Inc | 73 | |||||
735 | * | LHC Group, Inc | 15 | ||||
3,672 | * | LifePoint Hospitals, Inc | 118 | ||||
6,165 | * | Lincare Holdings, Inc | 233 | ||||
2,394 | * | Magellan Health Services, Inc | 108 | ||||
5,095 | Manor Care, Inc | 239 | |||||
1,371 | * | Matria Healthcare, Inc | 29 | ||||
19,610 | McKesson Corp | 927 | |||||
419 | * | Medcath Corp | 8 | ||||
19,449 | * | Medco Health Solutions, Inc | 1,114 | ||||
600 | National Healthcare Corp | 27 | |||||
5,807 | * | Nektar Therapeutics | 106 | ||||
412 | * | Nighthawk Radiology Holdings, Inc | 7 | ||||
2,544 | * | Odyssey HealthCare, Inc | 45 | ||||
1,288 | Option Care, Inc | 15 |
27
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
3,052 | * | Pediatrix Medical Group, Inc | $ | 138 | |||
3,409 | * | Psychiatric Solutions, Inc | 98 | ||||
745 | * | Radiation Therapy Services, Inc | 20 | ||||
1,200 | * | RehabCare Group, Inc | 21 | ||||
3,479 | * | Sierra Health Services, Inc | 157 | ||||
939 | * | Stereotaxis, Inc | 10 | ||||
1,483 | * | Sun Healthcare Group, Inc | 13 | ||||
2,773 | * | Sunrise Senior Living, Inc | 77 | ||||
1,167 | * | Symbion, Inc | 24 | ||||
30,068 | * | Tenet Healthcare Corp | 210 | ||||
5,498 | * | Triad Hospitals, Inc | 218 | ||||
2,931 | * | United Surgical Partners International, Inc | 88 | ||||
2,959 | Universal Health Services, Inc (Class B) | 149 | |||||
774 | * | VistaCare, Inc (Class A) | 9 | ||||
41,096 | * | WellPoint, Inc | 2,991 | ||||
TOTAL HEALTH SERVICES | 14,669 | ||||||
HEAVY CONSTRUCTION, EXCEPT BUILDING - 0.01% | |||||||
2,325 | Granite Construction, Inc | 105 | |||||
1,322 | * | Matrix Service Co | 15 | ||||
576 | * | Sterling Construction Co, Inc | 16 | ||||
TOTAL HEAVY CONSTRUCTION, EXCEPT BUILDING | 136 | ||||||
HOLDING AND OTHER INVESTMENT OFFICES - 2.98% | |||||||
2,760 | Aames Investment Corp | 14 | |||||
2,039 | Acadia Realty Trust | 48 | |||||
2,052 | * | Affiliated Managers Group, Inc | 178 | ||||
1,916 | * | Affordable Residential Communities | 21 | ||||
505 | Agree Realty Corp | 17 | |||||
142 | * | Alexander’s, Inc | 39 | ||||
1,428 | Alexandria Real Estate Equities, Inc | 127 | |||||
8,795 | Allied Capital Corp | 253 | |||||
5,664 | AMB Property Corp | 286 | |||||
900 | American Campus Communities, Inc | 22 | |||||
8,501 | American Financial Realty Trust | 82 | |||||
2,812 | American Home Mortgage Investment Corp | 104 | |||||
10,191 | Annaly Mortgage Management, Inc | 131 | |||||
3,218 | Anthracite Capital, Inc | 39 | |||||
3,102 | Anworth Mortgage Asset Corp | 26 | |||||
6,275 | Apartment Investment & Management Co (Class A) | 273 | |||||
5,215 | Apollo Investment Corp | 96 | |||||
850 | Arbor Realty Trust, Inc | 21 | |||||
13,757 | Archstone-Smith Trust | 700 | |||||
2,591 | Ashford Hospitality Trust, Inc | 33 | |||||
4,819 | AvalonBay Communities, Inc | 533 | |||||
3,602 | BioMed Realty Trust, Inc | 108 | |||||
7,392 | Boston Properties, Inc | 668 | |||||
5,868 | Brandywine Realty Trust | 189 | |||||
3,442 | BRE Properties, Inc (Class A) | 189 | |||||
3,627 | Camden Property Trust | 267 | |||||
1,573 | Capital Lease Funding, Inc | 18 | |||||
190 | Capital Southwest Corp | 20 | |||||
800 | Capital Trust, Inc | 28 | |||||
3,711 | CarrAmerica Realty Corp | 165 | |||||
3,981 | CBL & Associates Properties, Inc | 155 | |||||
1,940 | Cedar Shopping Centers, Inc | 29 | |||||
700 | CentraCore Properties Trust | 17 | |||||
442 | Cherokee, Inc | 18 | |||||
2,945 | Colonial Properties Trust | 145 | |||||
840 | Compass Diversified Trust | 12 | |||||
2,299 | Corporate Office Properties Trust | 97 | |||||
2,443 | Cousins Properties, Inc | 76 | |||||
4,918 | Crescent Real Estate Equities Co | 91 | |||||
3,319 | Deerfield Triarc Capital Corp | 43 | |||||
7,195 | Developers Diversified Realty Corp | 375 | |||||
4,143 | DiamondRock Hospitality Co | 61 |
28
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,202 | Digital Realty Trust, Inc | $ | 30 | ||||
8,689 | Duke Realty Corp | 305 | |||||
1,377 | EastGroup Properties, Inc | 64 | |||||
2,300 | Education Realty Trust, Inc | 38 | |||||
204 | * | Enstar Group, Inc | 19 | ||||
1,723 | Entertainment Properties Trust | 74 | |||||
3,491 | Equity Inns, Inc | 58 | |||||
1,267 | Equity Lifestyle Properties, Inc | 56 | |||||
23,597 | Equity Office Properties Trust | 862 | |||||
2,470 | Equity One, Inc | 52 | |||||
18,783 | Equity Residential | 840 | |||||
1,539 | Essex Property Trust, Inc | 172 | |||||
3,400 | Extra Space Storage, Inc | 55 | |||||
3,528 | Federal Realty Investment Trust | 247 | |||||
3,926 | FelCor Lodging Trust, Inc | 85 | |||||
3,283 | Fieldstone Investment Corp | 30 | |||||
2,899 | First Industrial Realty Trust, Inc | 110 | |||||
1,077 | First Potomac Realty Trust | 32 | |||||
3,189 | Franklin Street Properties Corp | 63 | |||||
9,089 | Friedman Billings Ramsey Group, Inc | 100 | |||||
11,087 | General Growth Properties, Inc | 500 | |||||
1,193 | Getty Realty Corp | 34 | |||||
638 | Gladstone Capital Corp | 14 | |||||
1,072 | Gladstone Investment Corp | 16 | |||||
2,035 | Glenborough Realty Trust, Inc | 44 | |||||
2,171 | Glimcher Realty Trust | 54 | |||||
1,007 | Global Signal, Inc | 47 | |||||
3,200 | GMH Communities Trust | 42 | |||||
1,100 | Gramercy Capital Corp | 28 | |||||
1,356 | Harris & Harris Group, Inc | 15 | |||||
9,021 | Health Care Property Investors, Inc | 241 | |||||
3,867 | Health Care REIT, Inc | 135 | |||||
3,212 | Healthcare Realty Trust, Inc | 102 | |||||
1,842 | Heritage Property Investment Trust | 64 | |||||
1,330 | Hersha Hospitality Trust | 12 | |||||
3,843 | Highland Hospitality Corp | 54 | |||||
3,647 | Highwoods Properties, Inc | 132 | |||||
2,224 | Home Properties, Inc | 123 | |||||
3,816 | HomeBanc Corp | 30 | |||||
4,570 | Hospitality Properties Trust | 201 | |||||
33,534 | Host Marriott Corp | 733 | |||||
13,475 | HRPT Properties Trust | 156 | |||||
5,056 | IMPAC Mortgage Holdings, Inc | 57 | |||||
4,513 | Inland Real Estate Corp | 67 | |||||
2,862 | Innkeepers U.S.A. Trust | 49 | |||||
3,315 | Investors Real Estate Trust | 30 | |||||
2,100 | iShares Russell 2000 Index Fund | 151 | |||||
51,000 | iShares Russell 3000 Index Fund | 3,759 | |||||
1,700 | iShares Russell Midcap Index Fund | 156 | |||||
7,312 | iStar Financial, Inc | 276 | |||||
1,655 | JER Investors Trust, Inc | 26 | |||||
2,062 | Kilroy Realty Corp | 149 | |||||
13,250 | Kimco Realty Corp | 483 | |||||
1,900 | Kite Realty Group Trust | 30 | |||||
4,408 | KKR Financial Corp | 92 | |||||
2,579 | LaSalle Hotel Properties | 119 | |||||
3,317 | Lexington Corporate Properties Trust | 72 | |||||
5,846 | Liberty Property Trust | 258 | |||||
1,314 | LTC Properties, Inc | 29 | |||||
2,561 | Luminent Mortgage Capital, Inc | 24 | |||||
4,628 | Macerich Co | 325 | |||||
4,122 | Mack-Cali Realty Corp | 189 | |||||
2,313 | Maguire Properties, Inc | 81 | |||||
2,550 | Medical Properties Trust, Inc | 28 | |||||
5,284 | MFA Mortgage Investments, Inc | 36 | |||||
1,526 | Mid-America Apartment Communities, Inc | 85 |
29
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
3,769 | Mills Corp | $ | 101 | ||||
1,500 | MortgageIT Holdings, Inc | 18 | |||||
1,400 | National Health Investors, Inc | 38 | |||||
3,443 | National Retail Properties, Inc | 69 | |||||
4,557 | Nationwide Health Properties, Inc | 103 | |||||
2,944 | New Century Financial Corp | 135 | |||||
6,949 | New Plan Excel Realty Trust | 172 | |||||
2,873 | Newcastle Investment Corp | 73 | |||||
980 | Newkirk Realty Trust, Inc | 17 | |||||
1,752 | NorthStar Realty Finance Corp | 21 | |||||
1,737 | Novastar Financial, Inc | 55 | |||||
16,714 | NTL, Inc | 416 | |||||
4,121 | Omega Healthcare Investors, Inc | 54 | |||||
2,662 | Pan Pacific Retail Properties, Inc | 185 | |||||
946 | Parkway Properties, Inc | 43 | |||||
2,448 | Pennsylvania Real Estate Investment Trust | 99 | |||||
11,920 | Plum Creek Timber Co, Inc | 423 | |||||
2,677 | Post Properties, Inc | 121 | |||||
2,494 | Potlatch Corp | 94 | |||||
15,911 | Prologis | 829 | |||||
1,073 | PS Business Parks, Inc | 63 | |||||
5,400 | Public Storage, Inc | 410 | |||||
1,730 | RAIT Investment Trust | 51 | |||||
992 | Ramco-Gershenson Properties | 27 | |||||
5,400 | Realty Income Corp | 118 | |||||
5,491 | Reckson Associates Realty Corp | 227 | |||||
1,251 | Redwood Trust, Inc | 61 | |||||
4,304 | Regency Centers Corp | 267 | |||||
1,640 | Republic Property Trust | 16 | |||||
598 | * | Rockville Financial, Inc | 9 | ||||
700 | Saul Centers, Inc | 29 | |||||
3,400 | Saxon Capital, Inc | 39 | |||||
3,728 | Senior Housing Properties Trust | 67 | |||||
3,097 | Shurgard Storage Centers, Inc (Class A) | 194 | |||||
14,156 | Simon Property Group, Inc | 1,174 | |||||
1,224 | Sizeler Property Investors, Inc | 20 | |||||
2,809 | SL Green Realty Corp | 308 | |||||
1,302 | Sovran Self Storage, Inc | 66 | |||||
200 | SPDR Trust Series 1 | 25 | |||||
5,313 | Spirit Finance Corp | 60 | |||||
700 | * | Star Maritime Acquisition Corp | 7 | ||||
4,727 | Strategic Hotel Capital, Inc | 98 | |||||
1,069 | Sun Communities, Inc | 35 | |||||
3,736 | Sunstone Hotel Investors, Inc | 109 | |||||
1,844 | Tanger Factory Outlet Centers, Inc | 60 | |||||
687 | Tarragon Corp | 10 | |||||
3,403 | Taubman Centers, Inc | 139 | |||||
6,865 | Thornburg Mortgage, Inc | 191 | |||||
6,212 | Trizec Properties, Inc | 178 | |||||
4,211 | Trustreet Properties, Inc | 56 | |||||
8,850 | United Dominion Realty Trust, Inc | 248 | |||||
1,095 | Universal Health Realty Income Trust | 34 | |||||
1,407 | Urstadt Biddle Properties, Inc (Class A) | 23 | |||||
3,042 | U-Store-It Trust | 57 | |||||
6,504 | Ventas, Inc | 220 | |||||
7,792 | Vornado Realty Trust | 760 | |||||
2,850 | Washington Real Estate Investment Trust | 105 | |||||
5,176 | Weingarten Realty Investors | 198 | |||||
1,308 | Windrose Medical Properties Trust | 19 | |||||
2,315 | Winston Hotels, Inc | 28 | |||||
1,485 | Winthrop Realty Trust | 9 | |||||
TOTAL HOLDING AND OTHER INVESTMENT OFFICES | 27,335 | ||||||
HOTELS AND OTHER LODGING PLACES - 0.51% | |||||||
1,418 | Ameristar Casinos, Inc | 28 | |||||
2,386 | * | Aztar Corp | 124 |
30
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,131 | * | Bluegreen Corp | $ | 13 | |||
2,948 | Boyd Gaming Corp | 119 | |||||
2,172 | Choice Hotels International, Inc | 132 | |||||
2,696 | * | Gaylord Entertainment Co | 118 | ||||
1,718 | * | Great Wolf Resorts, Inc | 21 | ||||
24,789 | Hilton Hotels Corp | 701 | |||||
1,142 | * | Isle of Capri Casinos, Inc | 29 | ||||
8,925 | * | Las Vegas Sands Corp | 695 | ||||
920 | * | Lodgian, Inc | 13 | ||||
1,242 | Marcus Corp | 26 | |||||
22,149 | Marriott International, Inc (Class A) | 844 | |||||
7,706 | * | MGM Mirage | 314 | ||||
604 | * | Monarch Casino & Resort, Inc | 17 | ||||
1,158 | * | Morgans Hotel Group Co | 18 | ||||
821 | * | Outdoor Channel Holdings, Inc | 8 | ||||
566 | * | Riviera Holdings Corp | 11 | ||||
14,011 | Starwood Hotels & Resorts Worldwide, Inc | 846 | |||||
3,348 | Station Casinos, Inc | 228 | |||||
1,798 | * | Trump Entertainment Resorts, Inc | 36 | ||||
2,055 | * | Vail Resorts, Inc | 76 | ||||
3,169 | * | Wynn Resorts Ltd | 232 | ||||
TOTAL HOTELS AND OTHER LODGING PLACES | 4,649 | ||||||
INDUSTRIAL MACHINERY AND EQUIPMENT - 5.33% | |||||||
48,611 | 3M Co | 3,926 | |||||
676 | Aaon, Inc | 17 | |||||
1,797 | Actuant Corp | 90 | |||||
4,453 | * | Advanced Digital Information Corp | 52 | ||||
5,864 | * | AGCO Corp | 154 | ||||
1,703 | Albany International Corp (Class A) | 72 | |||||
895 | * | Allis-Chalmers Energy, Inc | 12 | ||||
11,480 | American Standard Cos, Inc | 497 | |||||
475 | Ampco-Pittsburgh Corp | 14 | |||||
54,833 | * | Apple Computer, Inc | 3,132 | ||||
100,843 | Applied Materials, Inc | 1,642 | |||||
1,200 | * | Astec Industries, Inc | 41 | ||||
1,361 | * | ASV, Inc | 31 | ||||
3,264 | * | Asyst Technologies, Inc | 25 | ||||
7,081 | * | Axcelis Technologies, Inc | 42 | ||||
4,838 | Black & Decker Corp | 409 | |||||
1,381 | Black Box Corp | 53 | |||||
2,004 | * | Blount International, Inc | 24 | ||||
3,368 | Briggs & Stratton Corp | 105 | |||||
5,171 | * | Brooks Automation, Inc | 61 | ||||
2,058 | Bucyrus International, Inc (Class A) | 104 | |||||
7,368 | * | Cameron International Corp | 352 | ||||
1,900 | Carlisle Cos, Inc | 151 | |||||
674 | Cascade Corp | 27 | |||||
43,167 | Caterpillar, Inc | 3,215 | |||||
3,933 | CDW Corp | 215 | |||||
5,864 | * | Cirrus Logic, Inc | 48 | ||||
1,162 | * | Columbus McKinnon Corp | 25 | ||||
3,015 | Cummins, Inc | 369 | |||||
2,836 | Curtiss-Wright Corp | 88 | |||||
2,481 | * | Cymer, Inc | 115 | ||||
15,124 | Deere & Co | 1,263 | |||||
149,373 | * | Dell, Inc | 3,646 | ||||
4,361 | Diebold, Inc | 177 | |||||
4,851 | Donaldson Co, Inc | 164 | |||||
13,137 | Dover Corp | 649 | |||||
2,002 | * | Dresser-Rand Group, Inc | 47 | ||||
715 | * | Dril-Quip, Inc | 59 | ||||
9,702 | Eaton Corp | 732 | |||||
3,700 | * | Electronics for Imaging, Inc | 77 | ||||
152,408 | * | EMC Corp | 1,672 | ||||
5,455 | * | Emulex Corp | 89 |
31
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
981 | * | ENGlobal Corp | $ | 8 | ||||
1,375 | * | EnPro Industries, Inc | 46 | |||||
8,875 | * | Entegris, Inc | 85 | |||||
7,347 | * | Extreme Networks, Inc | 30 | |||||
831 | * | Fargo Electronics, Inc | 21 | |||||
909 | * | Flanders Corp | 9 | |||||
2,258 | * | Flow International Corp | 32 | |||||
3,680 | * | Flowserve Corp | 209 | |||||
4,666 | * | FMC Technologies, Inc | 315 | |||||
3,376 | * | Gardner Denver, Inc | 130 | |||||
15,479 | * | Gateway, Inc | 29 | |||||
673 | * | Gehl Co | 17 | |||||
1,525 | * | Global Imaging Systems, Inc | 63 | |||||
1,504 | * | Goodman Global, Inc | 23 | |||||
673 | Gorman-Rupp Co | 18 | ||||||
4,528 | Graco, Inc | 208 | ||||||
8,523 | * | Grant Prideco, Inc | 381 | |||||
180,675 | Hewlett-Packard Co | 5,724 | ||||||
1,276 | * | Hydril | 100 | |||||
3,430 | IDEX Corp | 162 | ||||||
3,395 | * | Intermec, Inc | 78 | |||||
99,950 | International Business Machines Corp | 7,678 | ||||||
21,862 | International Game Technology | 829 | ||||||
1,163 | * | Intevac, Inc | 25 | |||||
11,645 | Jabil Circuit, Inc | 298 | ||||||
7,920 | Joy Global, Inc | 413 | ||||||
993 | * | Kadant, Inc | 23 | |||||
1,979 | Kaydon Corp | 74 | ||||||
2,611 | Kennametal, Inc | 162 | ||||||
1,974 | * | Komag, Inc | 91 | |||||
3,600 | * | Kulicke & Soffa Industries, Inc | 27 | |||||
9,062 | * | Lam Research Corp | 422 | |||||
659 | * | LB Foster Co | 16 | |||||
3,798 | Lennox International, Inc | 101 | ||||||
6,848 | * | Lexmark International, Inc | 382 | |||||
700 | Lindsay Manufacturing Co | 19 | ||||||
949 | Lufkin Industries, Inc | 56 | ||||||
4,030 | Manitowoc Co, Inc | 179 | ||||||
2,549 | * | Micros Systems, Inc | 111 | |||||
430 | * | Middleby Corp | 37 | |||||
2,342 | Modine Manufacturing Co | 55 | ||||||
381 | Nacco Industries, Inc (Class A) | 52 | ||||||
937 | * | NATCO Group, Inc | 38 | |||||
2,164 | * | Netgear, Inc | 47 | |||||
1,000 | NN, Inc | 12 | ||||||
1,891 | Nordson Corp | 93 | ||||||
3,203 | * | Oil States International, Inc | 110 | |||||
8,166 | Pall Corp | 229 | ||||||
5,810 | * | Palm, Inc | 94 | |||||
7,779 | Parker Hannifin Corp | 604 | ||||||
2,653 | * | Paxar Corp | 55 | |||||
1,773 | * | ProQuest Co | 22 | |||||
12,525 | * | Quantum Corp | 33 | |||||
1,782 | * | Rackable Systems, Inc | 70 | |||||
1,335 | * | RBC Bearings, Inc | 30 | |||||
600 | Robbins & Myers, Inc | 16 | ||||||
11,439 | Rockwell Automation, Inc | 824 | ||||||
7,798 | * | Safeguard Scientifics, Inc | 17 | |||||
12,594 | * | SanDisk Corp | 642 | |||||
744 | Sauer-Danfoss, Inc | 19 | ||||||
1,742 | * | Scansource, Inc | 51 | |||||
4,306 | * | Scientific Games Corp (Class A) | 153 | |||||
16,448 | v* | Seagate Technology, Inc | — | ^ | ||||
1,100 | * | Semitool, Inc | 10 | |||||
1,425 | * | Sigma Designs, Inc | 13 | |||||
13,801 | Smith International, Inc | 614 |
32
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
59,015 | * | Solectron Corp | $ | 202 | |||
3,849 | SPX Corp | 215 | |||||
800 | Standex International Corp | 24 | |||||
5,279 | Stanley Works | 249 | |||||
16,219 | Symbol Technologies, Inc | 175 | |||||
1,000 | * | Tecumseh Products Co (Class A) | 19 | ||||
600 | Tennant Co | 30 | |||||
3,200 | * | Terex Corp | 316 | ||||
5,313 | Timken Co | 178 | |||||
2,690 | Toro Co | 126 | |||||
881 | * | TurboChef Technologies, Inc | 10 | ||||
1,608 | * | Ultratech, Inc | 25 | ||||
8,594 | * | Varian Medical Systems, Inc | 407 | ||||
2,504 | * | VeriFone Holdings, Inc | 76 | ||||
1,794 | Watsco, Inc | 107 | |||||
14,492 | * | Western Digital Corp | 287 | ||||
2,025 | Woodward Governor Co | 62 | |||||
4,849 | * | Zebra Technologies Corp (Class A) | 166 | ||||
TOTAL INDUSTRIAL MACHINERY AND EQUIPMENT | 48,891 | ||||||
INSTRUMENTS AND RELATED PRODUCTS - 4.07% | |||||||
1,214 | * | Abaxis, Inc | 27 | ||||
1,059 | * | Abiomed, Inc | 14 | ||||
657 | * | ADE Corp | 21 | ||||
4,372 | * | Advanced Medical Optics, Inc | 222 | ||||
4,200 | * | Affymetrix, Inc | 108 | ||||
27,467 | * | Agilent Technologies, Inc | 867 | ||||
3,618 | * | Align Technology, Inc | 27 | ||||
9,670 | Allergan, Inc | 1,037 | |||||
4,631 | * | American Medical Systems Holdings, Inc | 77 | ||||
543 | * | American Science & Engineering, Inc | 31 | ||||
928 | Analogic Corp | 43 | |||||
1,600 | * | Anaren, Inc | 33 | ||||
774 | * | Angiodynamics, Inc | 21 | ||||
11,925 | Applera Corp (Applied Biosystems Group) | 386 | |||||
600 | * | Argon ST, Inc | 16 | ||||
1,344 | Arrow International, Inc | 44 | |||||
1,690 | * | Arthrocare Corp | 71 | ||||
1,087 | * | Aspect Medical Systems, Inc | 19 | ||||
742 | Badger Meter, Inc | 20 | |||||
6,676 | Bard (C.R.), Inc | 489 | |||||
3,462 | Bausch & Lomb, Inc | 170 | |||||
42,221 | Baxter International, Inc | 1,552 | |||||
4,152 | Beckman Coulter, Inc | 231 | |||||
15,947 | Becton Dickinson & Co | 975 | |||||
15,865 | Biomet, Inc | 496 | |||||
1,200 | * | Bio-Rad Laboratories, Inc (Class A) | 78 | ||||
1,130 | * | Biosite, Inc | 52 | ||||
79,583 | * | Boston Scientific Corp | 1,340 | ||||
1,542 | * | Bruker BioSciences Corp | 8 | ||||
1,510 | * | Candela Corp | 24 | ||||
2,899 | * | Cepheid, Inc | 28 | ||||
1,768 | * | Cerus Corp | 13 | ||||
961 | CNS, Inc | 24 | |||||
2,100 | * | Coherent, Inc | 71 | ||||
1,500 | Cohu, Inc | 26 | |||||
1,940 | * | Conmed Corp | 40 | ||||
2,953 | Cooper Cos, Inc | 131 | |||||
5,665 | * | Credence Systems Corp | 20 | ||||
1,543 | * | Cyberonics, Inc | 33 | ||||
15,275 | Danaher Corp | 982 | |||||
800 | Datascope Corp | 25 | |||||
5,200 | Dentsply International, Inc | 315 | |||||
2,325 | * | Depomed, Inc | 14 | ||||
1,099 | * | DexCom, Inc | 15 | ||||
1,255 | * | Dionex Corp | 69 |
33
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,467 | * | DJ Orthopedics, Inc | $ | 54 | |||
2,562 | DRS Technologies, Inc | 125 | |||||
462 | * | Eagle Test Systems, Inc | 6 | ||||
18,715 | Eastman Kodak Co | 445 | |||||
1,002 | EDO Corp | 24 | |||||
3,891 | * | Encore Medical Corp | 19 | ||||
1,718 | * | ESCO Technologies, Inc | 92 | ||||
1,694 | * | Esterline Technologies Corp | 70 | ||||
719 | * | ev3, Inc | 11 | ||||
833 | * | Excel Technology, Inc | 25 | ||||
1,709 | * | FEI Co | 39 | ||||
7,939 | * | Fisher Scientific International, Inc | 580 | ||||
4,309 | * | Flir Systems, Inc | 95 | ||||
2,946 | * | Formfactor, Inc | 131 | ||||
3,163 | * | Fossil, Inc | 57 | ||||
1,217 | * | Foxhollow Technologies, Inc | 33 | ||||
1,733 | * | Haemonetics Corp | 81 | ||||
2,292 | * | HealthTronics, Inc | 18 | ||||
850 | * | Herley Industries, Inc | 10 | ||||
2,934 | * | Hologic, Inc | 145 | ||||
919 | * | ICU Medical, Inc | 39 | ||||
1,260 | * | I-Flow Corp | 14 | ||||
1,400 | * | II-VI, Inc | 26 | ||||
2,696 | * | Illumina, Inc | 80 | ||||
4,300 | * | Input/Output, Inc | 41 | ||||
1,332 | * | Integra LifeSciences Holdings Corp | 52 | ||||
2,632 | * | Intermagnetics General Corp | 71 | ||||
1,355 | * | Intralase Corp | 23 | ||||
2,329 | * | Intuitive Surgical, Inc | 275 | ||||
2,044 | Invacare Corp | 51 | |||||
1,673 | * | Ionatron, Inc | 11 | ||||
1,083 | * | IRIS International, Inc | 14 | ||||
1,741 | * | Itron, Inc | 103 | ||||
2,194 | * | Ixia | 20 | ||||
190,893 | Johnson & Johnson | 11,438 | |||||
520 | * | Kensey Nash Corp | 15 | ||||
12,836 | Kla-Tencor Corp | 534 | |||||
4,991 | * | Kopin Corp | 18 | ||||
2,840 | * | Kyphon, Inc | 109 | ||||
1,257 | * | Laserscope | 39 | ||||
4,233 | * | LTX Corp | 30 | ||||
742 | * | Measurement Specialties, Inc | 16 | ||||
582 | * | Medical Action Industries, Inc | 13 | ||||
77,825 | Medtronic, Inc | 3,652 | |||||
2,502 | Mentor Corp | 109 | |||||
1,469 | * | Merit Medical Systems, Inc | 20 | ||||
2,775 | * | Mettler-Toledo International, Inc | 168 | ||||
3,429 | * | Millipore Corp | 216 | ||||
1,938 | Mine Safety Appliances Co | 78 | |||||
2,254 | * | MKS Instruments, Inc | 45 | ||||
1,101 | * | Molecular Devices Corp | 34 | ||||
1,178 | Movado Group, Inc | 27 | |||||
1,408 | MTS Systems Corp | 56 | |||||
3,725 | National Instruments Corp | 102 | |||||
1,185 | * | Natus Medical, Inc | 12 | ||||
801 | * | Neurometrix, Inc | 24 | ||||
2,716 | * | Newport Corp | 44 | ||||
398 | * | Nextest Systems Corp | 6 | ||||
710 | * | Northstar Neuroscience, Inc | 7 | ||||
2,136 | * | NuVasive, Inc | 39 | ||||
794 | * | NxStage Medical, Inc | 7 | ||||
1,667 | Oakley, Inc | 28 | |||||
246 | * | OYO Geospace Corp | 14 | ||||
1,140 | * | Palomar Medical Technologies, Inc | 52 | ||||
8,180 | PerkinElmer, Inc | 171 | |||||
1,200 | * | Photon Dynamics, Inc | 15 |
34
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
14,321 | Pitney Bowes, Inc | $ | 591 | ||||
1,626 | PolyMedica Corp | 58 | |||||
2,550 | * | RAE Systems, Inc | 10 | ||||
4,869 | * | Resmed, Inc | 229 | ||||
4,842 | * | Respironics, Inc | 166 | ||||
1,037 | * | Rofin-Sinar Technologies, Inc | 60 | ||||
5,730 | Roper Industries, Inc | 268 | |||||
1,464 | * | Rudolph Technologies, Inc | 21 | ||||
3,325 | * | Sirf Technology Holdings, Inc | 107 | ||||
1,080 | Sirona Dental Systems, Inc | 43 | |||||
1,305 | * | Sonic Solutions, Inc | 21 | ||||
957 | * | SonoSite, Inc | 37 | ||||
1,958 | * | Spectranetics Corp | 21 | ||||
23,317 | * | St. Jude Medical, Inc | 756 | ||||
4,504 | STERIS Corp | 103 | |||||
19,295 | Stryker Corp | 812 | |||||
2,227 | * | Symmetry Medical, Inc | 34 | ||||
2,700 | * | Techne Corp | 137 | ||||
5,600 | Tektronix, Inc | 165 | |||||
2,183 | * | Teledyne Technologies, Inc | 71 | ||||
12,883 | * | Teradyne, Inc | 179 | ||||
10,550 | * | Thermo Electron Corp | 382 | ||||
3,100 | * | ThermoGenesis Corp | 13 | ||||
3,422 | * | Thoratec Corp | 47 | ||||
3,521 | * | Trimble Navigation Ltd | 157 | ||||
1,583 | * | TriPath Imaging, Inc | 10 | ||||
688 | United Industrial Corp | 31 | |||||
2,110 | * | Varian, Inc | 88 | ||||
1,820 | * | Veeco Instruments, Inc | 43 | ||||
2,000 | * | Ventana Medical Systems, Inc | 94 | ||||
1,897 | * | Viasys Healthcare, Inc | 49 | ||||
1,413 | * | Viisage Technology, Inc | 21 | ||||
828 | * | Vital Images, Inc | 20 | ||||
400 | Vital Signs, Inc | 20 | |||||
6,718 | * | Waters Corp | 298 | ||||
2,200 | * | Wright Medical Group, Inc | 46 | ||||
59,218 | * | Xerox Corp | 824 | ||||
1,200 | X-Rite, Inc | 13 | |||||
311 | Young Innovations, Inc | 11 | |||||
16,036 | * | Zimmer Holdings, Inc | 909 | ||||
600 | * | Zoll Medical Corp | 20 | ||||
1,176 | * | Zygo Corp | 19 | ||||
TOTAL INSTRUMENTS AND RELATED PRODUCTS | 37,327 | ||||||
INSURANCE AGENTS, BROKERS AND SERVICE - 0.43% | |||||||
20,550 | AON Corp | 716 | |||||
7,308 | Brown & Brown, Inc | 214 | |||||
1,019 | Clark, Inc | 13 | |||||
2,076 | Crawford & Co (Class B) | 15 | |||||
6,200 | Gallagher (Arthur J.) & Co | 157 | |||||
19,238 | Hartford Financial Services Group, Inc | 1,627 | |||||
2,336 | Hilb Rogal & Hobbs Co | 87 | |||||
572 | * | James River Group, Inc | 14 | ||||
35,178 | Marsh & McLennan Cos, Inc | 946 | |||||
2,320 | National Financial Partners Corp | 103 | |||||
3,049 | * | USI Holdings Corp | 41 | ||||
TOTAL INSURANCE AGENTS, BROKERS AND SERVICE | 3,933 | ||||||
INSURANCE CARRIERS - 4.54% | |||||||
2,172 | 21st Century Insurance Group | 31 | |||||
36,551 | Aetna, Inc | 1,459 | |||||
676 | Affirmative Insurance Holdings, Inc | 11 | |||||
32,746 | Aflac, Inc | 1,518 | |||||
2,273 | Alfa Corp | 38 | |||||
334 | * | Alleghany Corp | 92 | ||||
40,965 | Allstate Corp | 2,242 |
35
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
6,819 | Ambac Financial Group, Inc | $ | 553 | ||||
3,620 | American Equity Investment Life Holding Co | 39 | |||||
3,629 | American Financial Group, Inc | 156 | |||||
142,011 | American International Group, Inc | 8,386 | |||||
615 | American National Insurance Co | 80 | |||||
652 | * | American Physicians Capital, Inc | 34 | ||||
3,440 | * | AMERIGROUP Corp | 107 | ||||
2,663 | AmerUs Group Co | 156 | |||||
1,866 | * | Argonaut Group, Inc | 56 | ||||
8,248 | Assurant, Inc | 399 | |||||
625 | Baldwin & Lyons, Inc (Class B) | 16 | |||||
1,052 | Bristol West Holdings, Inc | 17 | |||||
1,643 | Capital Title Group, Inc | 12 | |||||
2,823 | * | Centene Corp | 66 | ||||
26,749 | Chubb Corp | 1,335 | |||||
10,033 | Cincinnati Financial Corp | 472 | |||||
1,505 | * | CNA Financial Corp | 50 | ||||
1,100 | * | CNA Surety Corp | 19 | ||||
3,534 | Commerce Group, Inc | 104 | |||||
10,017 | * | Conseco, Inc | 231 | ||||
2,592 | Delphi Financial Group, Inc (Class A) | 94 | |||||
900 | Direct General Corp | 15 | |||||
850 | Donegal Group, Inc | 16 | |||||
168 | EMC Insurance Group, Inc | 5 | |||||
3,457 | Erie Indemnity Co (Class A) | 180 | |||||
881 | FBL Financial Group, Inc (Class A) | 29 | |||||
10,739 | Fidelity National Financial, Inc | 418 | |||||
1,905 | Fidelity National Title Group, Inc | 37 | |||||
1,175 | * | First Acceptance Corp | 14 | ||||
5,326 | First American Corp | 225 | |||||
558 | * | Fpic Insurance Group, Inc | 22 | ||||
28,526 | Genworth Financial, Inc | 994 | |||||
500 | Great American Financial Resources, Inc | 10 | |||||
3,274 | Hanover Insurance Group, Inc | 155 | |||||
1,439 | Harleysville Group, Inc | 46 | |||||
7,008 | HCC Insurance Holdings, Inc | 206 | |||||
7,394 | * | Health Net, Inc | 334 | ||||
1,750 | * | HealthExtras, Inc | 53 | ||||
1,202 | * | Healthspring, Inc | 23 | ||||
2,970 | Horace Mann Educators Corp | 50 | |||||
10,571 | * | Humana, Inc | 568 | ||||
423 | Independence Holding Co | 9 | |||||
1,436 | Infinity Property & Casualty Corp | 59 | |||||
314 | Kansas City Life Insurance Co | 13 | |||||
1,114 | LandAmerica Financial Group, Inc | 72 | |||||
10,535 | Leucadia National Corp | 308 | |||||
18,133 | Lincoln National Corp | 1,023 | |||||
28,573 | Loews Corp | 1,013 | |||||
661 | * | Markel Corp | 229 | ||||
8,606 | MBIA, Inc | 504 | |||||
1,665 | * | Meadowbrook Insurance Group, Inc | 14 | ||||
1,767 | Mercury General Corp | 100 | |||||
29,206 | Metlife, Inc | 1,496 | |||||
5,583 | MGIC Investment Corp | 363 | |||||
742 | Midland Co | 28 | |||||
720 | * | Molina Healthcare, Inc | 27 | ||||
1,024 | National Interstate Corp | 28 | |||||
154 | National Western Life Insurance Co (Class A) | 37 | |||||
3,152 | Nationwide Financial Services, Inc (Class A) | 139 | |||||
838 | * | Navigators Group, Inc | 37 | ||||
376 | NYMAGIC, Inc | 11 | |||||
846 | Odyssey Re Holdings Corp | 22 | |||||
4,060 | Ohio Casualty Corp | 121 | |||||
14,741 | Old Republic International Corp | 315 | |||||
3,636 | * | Philadelphia Consolidated Holding Co | 110 | ||||
7,094 | Phoenix Cos, Inc | 100 |
36
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,846 | * | PMA Capital Corp (Class A) | $ | 19 | |||
5,765 | PMI Group, Inc | 257 | |||||
1,393 | Presidential Life Corp | 34 | |||||
17,972 | Principal Financial Group | 1,000 | |||||
2,003 | * | ProAssurance Corp | 97 | ||||
50,987 | Progressive Corp | 1,311 | |||||
4,643 | Protective Life Corp | 216 | |||||
31,725 | Prudential Financial, Inc | 2,465 | |||||
5,332 | Radian Group, Inc | 329 | |||||
1,878 | Reinsurance Group Of America, Inc | 92 | |||||
1,557 | RLI Corp | 75 | |||||
7,768 | Safeco Corp | 438 | |||||
784 | Safety Insurance Group, Inc | 37 | |||||
646 | * | SCPIE Holdings, Inc | 15 | ||||
999 | * | SeaBright Insurance Holdings, Inc | 16 | ||||
1,800 | Selective Insurance Group, Inc | 101 | |||||
44,205 | St. Paul Travelers Cos, Inc | 1,971 | |||||
3,673 | Stancorp Financial Group, Inc | 187 | |||||
913 | State Auto Financial Corp | 30 | |||||
1,214 | Stewart Information Services Corp | 44 | |||||
6,553 | Torchmark Corp | 398 | |||||
1,074 | Tower Group, Inc | 32 | |||||
1,735 | Transatlantic Holdings, Inc | 97 | |||||
648 | * | Triad Guaranty, Inc | 32 | ||||
1,337 | United Fire & Casualty Co | 40 | |||||
86,842 | UnitedHealth Group, Inc | 3,889 | |||||
3,055 | Unitrin, Inc | 133 | |||||
2,474 | * | Universal American Financial Corp | 32 | ||||
19,188 | UnumProvident Corp | 348 | |||||
10,431 | W.R. Berkley Corp | 356 | |||||
2,061 | * | WellCare Health Plans, Inc | 101 | ||||
91 | Wesco Financial Corp | 35 | |||||
2,375 | Zenith National Insurance Corp | 94 | |||||
TOTAL INSURANCE CARRIERS | 41,672 | ||||||
JUSTICE, PUBLIC ORDER AND SAFETY - 0.02% | |||||||
2,636 | * | Corrections Corp of America | 140 | ||||
832 | * | Geo Group, Inc | 29 | ||||
TOTAL JUSTICE, PUBLIC ORDER AND SAFETY | 169 | ||||||
LEATHER AND LEATHER PRODUCTS - 0.12% | |||||||
24,962 | * | Coach, Inc | 746 | ||||
634 | * | CROCS, Inc | 16 | ||||
1,554 | * | Genesco, Inc | 53 | ||||
2,283 | * | Iconix Brand Group, Inc | 37 | ||||
1,333 | Steven Madden Ltd | 40 | |||||
3,409 | * | Timberland Co (Class A) | 89 | ||||
378 | Weyco Group, Inc | 9 | |||||
3,523 | Wolverine World Wide, Inc | 82 | |||||
TOTAL LEATHER AND LEATHER PRODUCTS | 1,072 | ||||||
LEGAL SERVICES - 0.01% | |||||||
2,772 | * | FTI Consulting, Inc | 74 | ||||
852 | Pre-Paid Legal Services, Inc | 30 | |||||
TOTAL LEGAL SERVICES | 104 | ||||||
LOCAL AND INTERURBAN PASSENGER TRANSIT - 0.02% | |||||||
6,295 | Laidlaw International, Inc | 159 | |||||
TOTAL LOCAL AND INTERURBAN PASSENGER TRANSIT | 159 | ||||||
LUMBER AND WOOD PRODUCTS - 0.04% | |||||||
660 | American Woodmark Corp | 23 | |||||
4,900 | * | Champion Enterprises, Inc | 54 |
37
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
742 | Deltic Timber Corp | $ | 42 | ||||
6,963 | Louisiana-Pacific Corp | 153 | |||||
442 | Skyline Corp | 19 | |||||
979 | Universal Forest Products, Inc | 61 | |||||
TOTAL LUMBER AND WOOD PRODUCTS | 352 | ||||||
METAL MINING - 0.39% | |||||||
1,482 | Cleveland-Cliffs, Inc | 117 | |||||
17,376 | * | Coeur d’Alene Mines Corp | 84 | ||||
12,118 | Freeport-McMoRan Copper & Gold, Inc (Class A) | 671 | |||||
8,220 | * | Hecla Mining Co | 43 | ||||
27,024 | Newmont Mining Corp | 1,430 | |||||
13,140 | Phelps Dodge Corp | 1,080 | |||||
1,140 | Royal Gold, Inc | 32 | |||||
437 | Southern Copper Corp | 39 | |||||
3,068 | * | Stillwater Mining Co | 39 | ||||
TOTAL METAL MINING | 3,535 | ||||||
MISCELLANEOUS MANUFACTURING INDUSTRIES - 0.20% | |||||||
2,000 | Blyth, Inc | 37 | |||||
4,691 | Callaway Golf Co | 61 | |||||
2,509 | Daktronics, Inc | 72 | |||||
9,381 | Fortune Brands, Inc | 666 | |||||
10,324 | Hasbro, Inc | 187 | |||||
5,789 | * | Identix, Inc | 41 | ||||
1,657 | * | Jakks Pacific, Inc | 33 | ||||
3,216 | * | K2, Inc | 35 | ||||
1,066 | Marine Products Corp | 10 | |||||
25,126 | Mattel, Inc | 415 | |||||
2,137 | Nautilus, Inc | 34 | |||||
2,416 | * | Progressive Gaming International Corp | 19 | ||||
1,217 | * | RC2 Corp | 47 | ||||
700 | * | Russ Berrie & Co, Inc | 9 | ||||
2,343 | * | Shuffle Master, Inc | 77 | ||||
467 | * | Steinway Musical Instruments, Inc | 11 | ||||
2,613 | Yankee Candle Co, Inc | 65 | |||||
TOTAL MISCELLANEOUS MANUFACTURING INDUSTRIES | 1,819 | ||||||
MISCELLANEOUS RETAIL - 1.19% | |||||||
1,264 | * | 1-800-FLOWERS.COM, Inc (Class A) | 7 | ||||
872 | * | AC Moore Arts & Crafts, Inc | 14 | ||||
20,120 | * | Amazon.com, Inc | 778 | ||||
3,240 | Barnes & Noble, Inc | 118 | |||||
1,412 | Big 5 Sporting Goods Corp | 28 | |||||
1,004 | * | Blue Nile, Inc | 32 | ||||
921 | Books-A-Million, Inc | 15 | |||||
4,469 | Borders Group, Inc | 82 | |||||
968 | * | Build-A-Bear Workshop, Inc | 21 | ||||
2,000 | Cash America International, Inc | 64 | |||||
3,306 | * | CKX, Inc | 45 | ||||
3,853 | * | Coldwater Creek, Inc | 103 | ||||
52,893 | CVS Corp | 1,624 | |||||
1,202 | * | dELiA*s, Inc | 10 | ||||
2,338 | * | Dick’s Sporting Goods, Inc | 93 | ||||
6,881 | * | Dollar Tree Stores, Inc | 182 | ||||
3,077 | * | Drugstore.com, Inc | 9 | ||||
774 | * | Ezcorp, Inc | 29 | ||||
2,059 | * | GSI Commerce, Inc | 28 | ||||
2,439 | * | Hibbett Sporting Goods, Inc | 58 | ||||
2,107 | Longs Drug Stores Corp | 96 | |||||
8,518 | Michaels Stores, Inc | 351 | |||||
2,547 | MSC Industrial Direct Co (Class A) | 121 | |||||
2,071 | * | Nutri/System, Inc | 129 |
38
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
18,558 | * | Office Depot, Inc | $ | 705 | |||
4,584 | OfficeMax, Inc | 187 | |||||
840 | * | Overstock.com, Inc | 18 | ||||
3,889 | * | Petco Animal Supplies, Inc | 79 | ||||
9,053 | Petsmart, Inc | 232 | |||||
1,516 | * | Priceline.com, Inc | 45 | ||||
35,035 | * | Rite Aid Corp | 149 | ||||
5,500 | * | Sears Holdings Corp | 852 | ||||
470 | * | Sportsman’s Guide, Inc | 14 | ||||
1,250 | * | Stamps.com, Inc | 35 | ||||
46,948 | Staples, Inc | 1,142 | |||||
9,358 | Tiffany & Co | 309 | |||||
1,504 | * | Valuevision International, Inc (Class A) | 17 | ||||
65,131 | Walgreen Co | 2,920 | |||||
1,783 | World Fuel Services Corp | 82 | |||||
3,026 | * | Zale Corp | 73 | ||||
933 | * | Zumiez, Inc | 35 | ||||
TOTAL MISCELLANEOUS RETAIL | 10,931 | ||||||
MOTION PICTURES - 1.36% | |||||||
2,781 | * | Avid Technology, Inc | 93 | ||||
12,560 | * | Blockbuster, Inc (Class A) | 62 | ||||
840 | Carmike Cinemas, Inc | 18 | |||||
18,085 | * | Discovery Holding Co (Class A) | 265 | ||||
2,719 | * | DreamWorks Animation SKG, Inc (Class A) | 62 | ||||
1,016 | * | Gaiam, Inc | 14 | ||||
3,427 | * | Macrovision Corp | 74 | ||||
148,436 | News Corp (Class A) | 2,847 | |||||
3,910 | Regal Entertainment Group (Class A) | 79 | |||||
4,661 | * | Time Warner Telecom, Inc (Class A) | 69 | ||||
270,540 | Time Warner, Inc | 4,680 | |||||
140,919 | Walt Disney Co | 4,228 | |||||
TOTAL MOTION PICTURES | 12,491 | ||||||
NONDEPOSITORY INSTITUTIONS - 1.75% | |||||||
1,136 | * | Accredited Home Lenders Holding Co | 54 | ||||
4,592 | Advance America Cash Advance Centers, Inc | 81 | |||||
1,255 | Advanta Corp (Class B) | 45 | |||||
8,323 | American Capital Strategies Ltd | 279 | |||||
70,085 | American Express Co | 3,730 | |||||
8,444 | * | AmeriCredit Corp | 236 | ||||
2,425 | Ares Capital Corp | 41 | |||||
645 | Asta Funding, Inc | 24 | |||||
19,541 | Capital One Financial Corp | 1,670 | |||||
5,801 | CapitalSource, Inc | 136 | |||||
3,111 | CharterMac | 58 | |||||
12,853 | CIT Group, Inc | 672 | |||||
1,233 | * | CompuCredit Corp | 47 | ||||
38,559 | Countrywide Financial Corp | 1,468 | |||||
614 | * | Credit Acceptance Corp | 17 | ||||
5,925 | Doral Financial Corp | 38 | |||||
62,542 | Fannie Mae | 3,008 | |||||
591 | Federal Agricultural Mortgage Corp (Class C) | 16 | |||||
1,621 | Financial Federal Corp | 45 | |||||
1,630 | * | First Cash Financial Services, Inc | 32 | ||||
1,964 | First Marblehead Corp | 112 | |||||
44,611 | Freddie Mac | 2,543 | |||||
2,956 | * | INVESTools, Inc | 24 | ||||
3,210 | MCG Capital Corp | 51 | |||||
925 | Medallion Financial Corp | 12 | |||||
1,165 | * | Nelnet, Inc | 47 | ||||
1,181 | NGP Capital Resources Co | 17 | |||||
2,600 | * | Ocwen Financial Corp | 33 | ||||
500 | * | Penson Worldwide, Inc | 9 | ||||
26,494 | SLM Corp | 1,402 | |||||
258 | Student Loan Corp | 52 |
39
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,200 | Technology Investment Capital Corp | $ | 18 | ||||
647 | * | United PanAm Financial Corp | 20 | ||||
1,332 | * | World Acceptance Corp | 47 | ||||
TOTAL NONDEPOSITORY INSTITUTIONS | 16,084 | ||||||
NONMETALLIC MINERALS, EXCEPT FUELS - 0.08% | |||||||
1,482 | AMCOL International Corp | 39 | |||||
2,075 | Compass Minerals International, Inc | 52 | |||||
3,187 | Florida Rock Industries, Inc | 158 | |||||
6,528 | Vulcan Materials Co | 509 | |||||
TOTAL NONMETALLIC MINERALS, EXCEPT FUELS | 758 | ||||||
OIL AND GAS EXTRACTION - 2.41% | |||||||
29,563 | Anadarko Petroleum Corp | 1,410 | |||||
21,293 | Apache Corp | 1,453 | |||||
695 | * | Arena Resources, Inc | 24 | ||||
1,002 | * | Atlas America, Inc | 45 | ||||
1,212 | * | ATP Oil & Gas Corp | 51 | ||||
1,792 | * | Atwood Oceanics, Inc | 89 | ||||
4,308 | * | Aurora Oil & Gas Corp | 17 | ||||
21,970 | Baker Hughes, Inc | 1,798 | |||||
795 | * | Basic Energy Services, Inc | 24 | ||||
2,505 | Berry Petroleum Co (Class A) | 83 | |||||
1,840 | * | Bill Barrett Corp | 54 | ||||
20,756 | BJ Services Co | 773 | |||||
905 | * | Bois d’Arc Energy, Inc | 15 | ||||
2,914 | * | Brigham Exploration Co | 23 | ||||
890 | * | Bronco Drilling Co, Inc | 19 | ||||
3,263 | Cabot Oil & Gas Corp (Class A) | 160 | |||||
1,319 | * | Callon Petroleum Co | 26 | ||||
1,285 | * | Carrizo Oil & Gas, Inc | 40 | ||||
3,520 | * | Cheniere Energy, Inc | 137 | ||||
21,887 | Chesapeake Energy Corp | 662 | |||||
5,332 | Cimarex Energy Co | 229 | |||||
632 | * | Clayton Williams Energy, Inc | 22 | ||||
1,794 | * | CNX Gas Corp | 54 | ||||
883 | * | Complete Production Services, Inc | 21 | ||||
2,751 | * | Comstock Resources, Inc | 82 | ||||
474 | * | Dawson Geophysical Co | 15 | ||||
2,443 | Delta & Pine Land Co | 72 | |||||
3,436 | * | Delta Petroleum Corp | 59 | ||||
7,600 | * | Denbury Resources, Inc | 241 | ||||
28,359 | Devon Energy Corp | 1,713 | |||||
3,830 | Diamond Offshore Drilling, Inc | 321 | |||||
900 | * | Edge Petroleum Corp | 18 | ||||
3,307 | * | Encore Acquisition Co | 89 | ||||
2,180 | * | Energy Partners Ltd | 41 | ||||
9,901 | ENSCO International, Inc | 456 | |||||
8,012 | Equitable Resources, Inc | 268 | |||||
3,362 | * | EXCO Resources, Inc | 38 | ||||
1,841 | * | Exploration Co of Delaware, Inc | 20 | ||||
3,346 | * | Forest Oil Corp | 111 | ||||
4,373 | * | Gasco Energy, Inc | 19 | ||||
1,949 | * | GeoGlobal Resources, Inc | 10 | ||||
5,603 | * | Global Industries Ltd | 94 | ||||
515 | * | GMX Resources, Inc | 16 | ||||
704 | * | Goodrich Petroleum Corp | 20 | ||||
12,950 | * | Grey Wolf, Inc | 100 | ||||
853 | * | Gulfport Energy Corp | 9 | ||||
33,151 | Halliburton Co | 2,460 | |||||
6,583 | * | Hanover Compressor Co | 124 | ||||
2,496 | * | Harvest Natural Resources, Inc | 34 | ||||
4,912 | * | Helix Energy Solutions Group, Inc | 198 | ||||
3,449 | Helmerich & Payne, Inc | 208 | |||||
1,295 | * | Hercules Offshore, Inc | 45 | ||||
1,922 | * | Houston Exploration Co | 118 | ||||
3,398 | * | KCS Energy, Inc | 101 |
40
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
4,698 | * | Mariner Energy, Inc | $ | 86 | ||||
1,692 | * | McMoRan Exploration Co | 30 | |||||
6,041 | * | Meridian Resource Corp | 21 | |||||
1,023 | * | Metretek Technologies, Inc | 18 | |||||
11,348 | * | National Oilwell Varco, Inc | 719 | |||||
8,238 | * | Newfield Exploration Co | 403 | |||||
5,171 | * | Newpark Resources, Inc | 32 | |||||
11,486 | Noble Energy, Inc | 538 | ||||||
3,462 | * | Oceaneering International, Inc | 159 | |||||
2,048 | * | Parallel Petroleum Corp | 51 | |||||
6,555 | * | Parker Drilling Co | 47 | |||||
10,896 | Patterson-UTI Energy, Inc | 308 | ||||||
361 | v* | PetroCorp | — | ^ | ||||
3,587 | * | PetroHawk Energy Corp | 45 | |||||
1,400 | * | Petroleum Development Corp | 53 | |||||
2,768 | * | Petroquest Energy, Inc | 34 | |||||
2,681 | * | Pioneer Drilling Co | 41 | |||||
8,324 | Pioneer Natural Resources Co | 386 | ||||||
5,222 | * | Plains Exploration & Production Co | 212 | |||||
3,811 | Pogo Producing Co | 176 | ||||||
10,387 | * | Pride International, Inc | 324 | |||||
1,241 | * | Quest Resource Corp | 17 | |||||
4,023 | * | Quicksilver Resources, Inc | 148 | |||||
1,325 | * | RAM Energy Resources, Inc | 8 | |||||
8,251 | Range Resources Corp | 224 | ||||||
1,868 | * | Remington Oil & Gas Corp | 82 | |||||
3,261 | * | Rosetta Resources, Inc | 54 | |||||
6,954 | Rowan Cos, Inc | 247 | ||||||
1,575 | RPC, Inc | 38 | ||||||
1,453 | * | SEACOR Holdings, Inc | 119 | |||||
11,137 | * | Southwestern Energy Co | 347 | |||||
3,800 | St. Mary Land & Exploration Co | 153 | ||||||
1,752 | * | Stone Energy Corp | 82 | |||||
2,208 | * | Sulphco, Inc | 16 | |||||
5,137 | * | Superior Energy Services | 174 | |||||
720 | * | Superior Well Services, Inc | 18 | |||||
2,001 | * | Swift Energy Co | 86 | |||||
2,633 | * | Syntroleum Corp | 16 | |||||
4,620 | * | Tetra Technologies, Inc | 140 | |||||
3,819 | Tidewater, Inc | 188 | ||||||
3,798 | Todco | 155 | ||||||
942 | * | Toreador Resources Corp | 27 | |||||
4,467 | * | Transmeridian Exploration, Inc | 25 | |||||
2,432 | * | Transmontaigne, Inc | 27 | |||||
755 | * | Trico Marine Services, Inc | 26 | |||||
500 | * | Union Drilling, Inc | 7 | |||||
3,093 | * | Unit Corp | 176 | |||||
3,680 | * | Vaalco Energy, Inc | 36 | |||||
2,260 | * | Veritas DGC, Inc | 117 | |||||
1,156 | W&T Offshore, Inc | 45 | ||||||
3,436 | * | Warren Resources, Inc | 49 | |||||
619 | * | Warrior Energy Service Corp | 15 | |||||
1,889 | * | W-H Energy Services, Inc | 96 | |||||
2,386 | * | Whiting Petroleum Corp | 100 | |||||
23,477 | XTO Energy, Inc | 1,039 | ||||||
TOTAL OIL AND GAS EXTRACTION | 22,109 | |||||||
PAPER AND ALLIED PRODUCTS - 0.52% | ||||||||
6,690 | Bemis Co | 205 | ||||||
3,865 | Bowater, Inc | 88 | ||||||
1,676 | * | Buckeye Technologies, Inc | 13 | |||||
1,977 | * | Caraustar Industries, Inc | 18 | |||||
3,345 | * | Cenveo, Inc | 60 | |||||
1,356 | Chesapeake Corp | 22 | ||||||
2,970 | Glatfelter | 47 | ||||||
4,634 | * | Graphic Packaging Corp | 18 |
41
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,033 | Greif, Inc (Class A) | $ | 77 | ||||
31,779 | International Paper Co | 1,026 | |||||
29,637 | Kimberly-Clark Corp | 1,829 | |||||
3,665 | Longview Fibre Co | 70 | |||||
11,755 | MeadWestvaco Corp | 328 | |||||
1,971 | * | Mercer International, Inc | 17 | ||||
1,075 | Neenah Paper, Inc | 33 | |||||
4,643 | Packaging Corp of America | 102 | |||||
3,621 | * | Playtex Products, Inc | 38 | ||||
1,984 | Rock-Tenn Co (Class A) | 32 | |||||
1,040 | Schweitzer-Mauduit International, Inc | 23 | |||||
16,953 | * | Smurfit-Stone Container Corp | 185 | ||||
6,553 | Sonoco Products Co | 207 | |||||
7,196 | Temple-Inland, Inc | 308 | |||||
3,174 | Wausau Paper Corp | 40 | |||||
TOTAL PAPER AND ALLIED PRODUCTS | 4,786 | ||||||
PERSONAL SERVICES - 0.16% | |||||||
9,052 | Cintas Corp | 360 | |||||
1,720 | Coinmach Service Corp | 18 | |||||
1,567 | * | Coinstar, Inc | 38 | ||||
1,405 | G & K Services, Inc (Class A) | 48 | |||||
21,186 | H&R Block, Inc | 506 | |||||
2,455 | Jackson Hewitt Tax Service, Inc | 77 | |||||
3,015 | Regis Corp | 107 | |||||
19,056 | Service Corp International | 155 | |||||
587 | Unifirst Corp | 20 | |||||
2,992 | Weight Watchers International, Inc | 122 | |||||
TOTAL PERSONAL SERVICES | 1,451 | ||||||
PETROLEUM AND COAL PRODUCTS - 5.74% | |||||||
783 | Alon USA Energy, Inc | 25 | |||||
4,076 | Ashland, Inc | 272 | |||||
142,897 | Chevron Corp | 8,868 | |||||
106,411 | ConocoPhillips | 6,973 | |||||
683 | * | Delek US Holdings, Inc | 10 | ||||
1,450 | ElkCorp | 40 | |||||
15,549 | EOG Resources, Inc | 1,078 | |||||
390,061 | Exxon Mobil Corp | 23,930 | |||||
7,314 | Frontier Oil Corp | 237 | |||||
1,038 | * | Giant Industries, Inc | 69 | ||||
2,769 | * | Headwaters, Inc | 71 | ||||
15,301 | Hess Corp | 809 | |||||
3,104 | Holly Corp | 150 | |||||
14,635 | Kerr-McGee Corp | 1,015 | |||||
23,364 | Marathon Oil Corp | 1,946 | |||||
12,027 | Murphy Oil Corp | 672 | |||||
27,366 | Occidental Petroleum Corp | 2,806 | |||||
8,555 | Sunoco, Inc | 593 | |||||
4,424 | Tesoro Corp | 329 | |||||
39,587 | Valero Energy Corp | 2,633 | |||||
1,100 | WD-40 Co | 37 | |||||
1,509 | Western Refining, Inc | 33 | |||||
TOTAL PETROLEUM AND COAL PRODUCTS | 52,596 | ||||||
PRIMARY METAL INDUSTRIES - 1.03% | |||||||
7,555 | * | AK Steel Holding Corp | 104 | ||||
56,094 | Alcoa, Inc | 1,815 | |||||
2,148 | * | Aleris International, Inc | 98 | ||||
6,427 | Allegheny Technologies, Inc | 445 | |||||
2,599 | Belden CDT, Inc | 86 | |||||
1,200 | * | Brush Engineered Materials, Inc | 25 | ||||
1,656 | Carpenter Technology Corp | 191 | |||||
1,483 | * | Century Aluminum Co | 53 | ||||
1,500 | * | Chaparral Steel Co | 108 | ||||
3,800 | * | CommScope, Inc | 119 |
42
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
100,361 | * | Corning, Inc | $ | 2,428 | |||
1,511 | * | Encore Wire Corp | 54 | ||||
3,250 | * | General Cable Corp | 114 | ||||
1,633 | Gibraltar Industries, Inc | 47 | |||||
3,939 | Hubbell, Inc (Class B) | 188 | |||||
2,054 | * | Lone Star Technologies, Inc | 111 | ||||
1,977 | Matthews International Corp (Class A) | 68 | |||||
2,342 | * | Maverick Tube Corp | 148 | ||||
2,431 | Mueller Industries, Inc | 80 | |||||
1,498 | * | NS Group, Inc | 83 | ||||
20,091 | Nucor Corp | 1,090 | |||||
529 | Olympic Steel, Inc | 19 | |||||
2,245 | * | Oregon Steel Mills, Inc | 114 | ||||
8,740 | Precision Castparts Corp | 522 | |||||
2,569 | Quanex Corp | 111 | |||||
1,496 | * | RTI International Metals, Inc | 84 | ||||
1,362 | Schnitzer Steel Industries, Inc (Class A) | 48 | |||||
3,095 | Steel Dynamics, Inc | 204 | |||||
697 | Steel Technologies, Inc | 14 | |||||
1,141 | * | Superior Essex, Inc | 34 | ||||
1,500 | Texas Industries, Inc | 80 | |||||
4,771 | * | Titanium Metals Corp | 164 | ||||
1,864 | Tredegar Corp | 30 | |||||
7,019 | United States Steel Corp | 492 | |||||
917 | * | Wheeling-Pittsburgh Corp | 18 | ||||
4,742 | Worthington Industries, Inc | 99 | |||||
TOTAL PRIMARY METAL INDUSTRIES | 9,488 | ||||||
PRINTING AND PUBLISHING - 0.64% | |||||||
2,726 | * | ACCO Brands Corp | 60 | ||||
3,442 | American Greetings Corp (Class A) | 72 | |||||
1,700 | Banta Corp | 79 | |||||
5,738 | Belo (A.H.) Corp Series A | 90 | |||||
2,400 | Bowne & Co, Inc | 34 | |||||
734 | * | Consolidated Graphics, Inc | 38 | ||||
594 | Courier Corp | 24 | |||||
269 | CSS Industries, Inc | 8 | |||||
3,810 | Dow Jones & Co, Inc | 133 | |||||
4,434 | * | Dun & Bradstreet Corp | 309 | ||||
1,693 | Ennis, Inc | 33 | |||||
5,407 | EW Scripps Co | 233 | |||||
15,330 | Gannett Co, Inc | 857 | |||||
3,853 | Harte-Hanks, Inc | 99 | |||||
4,875 | Hollinger International, Inc | 39 | |||||
1,911 | John H Harland Co | 83 | |||||
3,300 | John Wiley & Sons, Inc (Class A) | 110 | |||||
2,807 | Journal Communications, Inc | 32 | |||||
2,824 | Journal Register Co | 25 | |||||
2,965 | Lee Enterprises, Inc | 80 | |||||
1,522 | * | Martha Stewart Living Omnimedia, Inc (Class A) | 25 | ||||
3,628 | McClatchy Co (Class A) | 146 | |||||
23,064 | McGraw-Hill Cos, Inc | 1,159 | |||||
1,425 | Media General, Inc (Class A) | 60 | |||||
2,490 | Meredith Corp | 123 | |||||
8,530 | New York Times Co (Class A) | 209 | |||||
945 | * | Playboy Enterprises, Inc (Class B) | 9 | ||||
2,200 | * | Presstek, Inc | 20 | ||||
9,402 | * | Primedia, Inc | 17 | ||||
1,699 | * | Private Media Group Ltd | 8 | ||||
3,336 | R.H. Donnelley Corp | 180 | |||||
13,928 | R.R. Donnelley & Sons Co | 445 | |||||
6,850 | Reader’s Digest Association, Inc (Class A) | 96 | |||||
977 | Schawk, Inc | 17 | |||||
2,073 | * | Scholastic Corp | 54 | ||||
1,179 | Standard Register Co | 14 |
43
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
15,325 | Tribune Co | $ | 497 | ||||
3,018 | * | Valassis Communications, Inc | 71 | ||||
356 | Washington Post Co (Class B) | 278 | |||||
TOTAL PRINTING AND PUBLISHING | 5,866 | ||||||
RAILROAD TRANSPORTATION - 0.68% | |||||||
23,504 | Burlington Northern Santa Fe Corp | 1,863 | |||||
14,151 | CSX Corp | 997 | |||||
2,172 | Florida East Coast Industries | 114 | |||||
2,350 | * | Genesee & Wyoming, Inc (Class A) | 83 | ||||
4,812 | * | Kansas City Southern Industries, Inc | 133 | ||||
26,479 | Norfolk Southern Corp | 1,409 | |||||
17,185 | Union Pacific Corp | 1,598 | |||||
TOTAL RAILROAD TRANSPORTATION | 6,197 | ||||||
REAL ESTATE - 0.13% | |||||||
2,872 | * | Alderwoods Group, Inc | 56 | ||||
520 | * | California Coastal Communities, Inc | 17 | ||||
11,914 | * | CB Richard Ellis Group, Inc | 297 | ||||
378 | Consolidated-Tomoka Land Co | 21 | |||||
4,444 | Forest City Enterprises, Inc (Class A) | 222 | |||||
915 | * | Housevalues, Inc | 6 | ||||
2,306 | Jones Lang LaSalle, Inc | 202 | |||||
785 | Orleans Homebuilders, Inc | 13 | |||||
4,886 | St. Joe Co | 227 | |||||
7,137 | Stewart Enterprises, Inc (Class A) | 41 | |||||
2,316 | * | Trammell Crow Co | 81 | ||||
TOTAL REAL ESTATE | 1,183 | ||||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS - 0.15% | |||||||
464 | * | AEP Industries, Inc | 16 | ||||
1,193 | * | Applied Films Corp | 34 | ||||
4,500 | Cooper Tire & Rubber Co | 50 | |||||
623 | * | Deckers Outdoor Corp | 24 | ||||
10,789 | * | Goodyear Tire & Rubber Co | 120 | ||||
3,119 | * | Jarden Corp | 95 | ||||
17,815 | Newell Rubbermaid, Inc | 460 | |||||
680 | PW Eagle, Inc | 21 | |||||
2,068 | Schulman (A.), Inc | 47 | |||||
5,333 | Sealed Air Corp | 278 | |||||
809 | * | Skechers U.S.A., Inc (Class A) | 20 | ||||
2,188 | Spartech Corp | 49 | |||||
861 | Titan International, Inc | 16 | |||||
714 | * | Trex Co, Inc | 18 | ||||
3,650 | Tupperware Corp | 72 | |||||
2,075 | West Pharmaceutical Services, Inc | 75 | |||||
TOTAL RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 1,395 | ||||||
SECURITY AND COMMODITY BROKERS - 2.83% | |||||||
4,986 | A.G. Edwards, Inc | 276 | |||||
13,853 | Ameriprise Financial, Inc | 619 | |||||
7,793 | Bear Stearns Cos, Inc | 1,092 | |||||
1,329 | BlackRock, Inc | 185 | |||||
1,547 | Calamos Asset Management, Inc (Class A) | 45 | |||||
3,408 | * | Cbot Holdings, Inc | 408 | ||||
67,978 | Charles Schwab Corp | 1,086 | |||||
2,235 | Chicago Mercantile Exchange Holdings, Inc | 1,098 | |||||
586 | Cohen & Steers, Inc | 14 | |||||
27,304 | * | E*Trade Financial Corp | 623 | ||||
8,200 | Eaton Vance Corp | 205 | |||||
5,905 | Federated Investors, Inc (Class B) | 186 | |||||
10,997 | Franklin Resources, Inc | 955 | |||||
448 | GAMCO Investors, Inc | 16 | |||||
762 | * | GFI Group, Inc | 41 | ||||
24,593 | Goldman Sachs Group, Inc | 3,700 |
44
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
1,134 | Greenhill & Co, Inc | $ | 69 | ||||
1,300 | * | IntercontinentalExchange, Inc | 75 | ||||
2,414 | International Securities Exchange, Inc | 92 | |||||
2,790 | * | Investment Technology Group, Inc | 142 | ||||
13,764 | Janus Capital Group, Inc | 246 | |||||
7,640 | Jefferies Group, Inc | 226 | |||||
6,754 | * | Knight Capital Group, Inc | 103 | ||||
3,465 | * | LaBranche & Co, Inc | 42 | ||||
8,221 | Legg Mason, Inc | 818 | |||||
34,525 | Lehman Brothers Holdings, Inc | 2,249 | |||||
1,518 | * | MarketAxess Holdings, Inc | 17 | ||||
59,397 | Merrill Lynch & Co, Inc | 4,132 | |||||
69,053 | Morgan Stanley | 4,365 | |||||
913 | * | Morningstar, Inc | 38 | ||||
6,078 | * | Nasdaq Stock Market, Inc | 182 | ||||
5,100 | Nuveen Investments, Inc | 219 | |||||
10,048 | * | NYSE Group, Inc | 688 | ||||
1,419 | optionsXpress Holdings, Inc | 33 | |||||
1,356 | * | Piper Jaffray Cos | 83 | ||||
6,123 | Raymond James Financial, Inc | 185 | |||||
870 | Sanders Morris Harris Group, Inc | 13 | |||||
4,185 | SEI Investments Co | 204 | |||||
766 | * | Stifel Financial Corp | 27 | ||||
1,151 | SWS Group, Inc | 28 | |||||
17,320 | T Rowe Price Group, Inc | 655 | |||||
20,505 | TD Ameritrade Holding Corp | 304 | |||||
436 | * | Thomas Weisel Partners Group, Inc | 8 | ||||
98 | Value Line, Inc | 4 | |||||
5,415 | Waddell & Reed Financial, Inc (Class A) | 111 | |||||
TOTAL SECURITY AND COMMODITY BROKERS | 25,907 | ||||||
SOCIAL SERVICES - 0.01% | |||||||
1,834 | * | Bright Horizons Family Solutions, Inc | 69 | ||||
1,396 | * | Capital Senior Living Corp | 14 | ||||
617 | * | Providence Service Corp | 17 | ||||
1,211 | * | Res-Care, Inc | 24 | ||||
TOTAL SOCIAL SERVICES | 124 | ||||||
SPECIAL TRADE CONTRACTORS - 0.05% | |||||||
246 | Alico, Inc | 14 | |||||
1,686 | Chemed Corp | 92 | |||||
2,673 | Comfort Systems USA, Inc | 38 | |||||
2,650 | * | Dycom Industries, Inc | 57 | ||||
2,100 | * | EMCOR Group, Inc | 102 | ||||
1,632 | * | Insituform Technologies, Inc (Class A) | 37 | ||||
987 | * | Integrated Electrical Services, Inc | 17 | ||||
685 | * | Layne Christensen Co | 20 | ||||
7,172 | * | Quanta Services, Inc | 124 | ||||
TOTAL SPECIAL TRADE CONTRACTORS | 501 | ||||||
STONE, CLAY, AND GLASS PRODUCTS - 0.09% | |||||||
2,068 | Apogee Enterprises, Inc | 30 | |||||
1,725 | * | Cabot Microelectronics Corp | 52 | ||||
1,443 | CARBO Ceramics, Inc | 71 | |||||
3,273 | Eagle Materials, Inc | 156 | |||||
9,943 | Gentex Corp | 139 | |||||
10,207 | * | Owens-Illinois, Inc | 171 | ||||
2,151 | * | US Concrete, Inc | 24 | ||||
2,500 | b* | USG Corp | 182 | ||||
TOTAL STONE, CLAY, AND GLASS PRODUCTS | 825 | ||||||
TEXTILE MILL PRODUCTS - 0.00% ** | |||||||
874 | Oxford Industries, Inc | 34 |
45
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
905 | Xerium Technologies, Inc | $ | 9 | ||||
TOTAL TEXTILE MILL PRODUCTS | 43 | ||||||
TOBACCO PRODUCTS - 1.17% | |||||||
134,624 | Altria Group, Inc | 9,885 | |||||
5,637 | Loews Corp (Carolina Group) | 290 | |||||
1,760 | Universal Corp | 65 | |||||
10,412 | UST, Inc | 471 | |||||
2,182 | Vector Group Ltd | 35 | |||||
TOTAL TOBACCO PRODUCTS | 10,746 | ||||||
TRANSPORTATION BY AIR - 0.53% | |||||||
3,864 | * | ABX Air, Inc | 23 | ||||
677 | * | Air Methods Corp | 18 | ||||
5,873 | * | Airtran Holdings, Inc | 87 | ||||
2,436 | * | Alaska Air Group, Inc | 96 | ||||
13,522 | * | AMR Corp | 344 | ||||
1,291 | * | Atlas Air Worldwide Holdings, Inc | 63 | ||||
1,574 | * | Bristow Group, Inc | 57 | ||||
5,581 | * | Continental Airlines, Inc (Class B) | 166 | ||||
2,194 | * | EGL, Inc | 110 | ||||
2,603 | * | ExpressJet Holdings, Inc | 18 | ||||
19,616 | FedEx Corp | 2,292 | |||||
2,150 | * | Frontier Airlines Holdings, Inc | 16 | ||||
11,166 | * | JetBlue Airways Corp | 136 | ||||
2,151 | * | Mesa Air Group, Inc | 21 | ||||
882 | * | PHI, Inc | 29 | ||||
2,007 | * | Republic Airways Holdings, Inc | 34 | ||||
4,035 | Skywest, Inc | 100 | |||||
51,474 | Southwest Airlines Co | 843 | |||||
6,333 | * | UAL Corp | 197 | ||||
3,920 | * | US Airways Group, Inc | 198 | ||||
TOTAL TRANSPORTATION BY AIR | 4,848 | ||||||
TRANSPORTATION EQUIPMENT - 2.62% | |||||||
1,197 | A.O. Smith Corp | 55 | |||||
2,061 | * | AAR Corp | 46 | ||||
1,493 | * | Accuride Corp | 19 | ||||
1,438 | * | Aftermarket Technology Corp | 36 | ||||
3,187 | American Axle & Manufacturing Holdings, Inc | 55 | |||||
569 | American Railcar Industries, Inc | 19 | |||||
1,100 | Arctic Cat, Inc | 21 | |||||
1,933 | * | Armor Holdings, Inc | 106 | ||||
4,699 | ArvinMeritor, Inc | 81 | |||||
5,446 | Autoliv, Inc | 308 | |||||
2,199 | * | Aviall, Inc | 104 | ||||
51,545 | Boeing Co | 4,222 | |||||
6,184 | Brunswick Corp | 206 | |||||
3,374 | Clarcor, Inc | 101 | |||||
940 | * | Comtech Group, Inc | 10 | ||||
3,359 | Federal Signal Corp | 51 | |||||
3,728 | * | Fleetwood Enterprises, Inc | 28 | ||||
114,980 | Ford Motor Co | 797 | |||||
809 | Freightcar America, Inc | 45 | |||||
3,656 | * | GenCorp, Inc | 59 | ||||
26,022 | General Dynamics Corp | 1,703 | |||||
29,964 | General Motors Corp | 893 | |||||
516 | * | GenTek, Inc | 14 | ||||
11,134 | Genuine Parts Co | 464 | |||||
7,831 | Goodrich Corp | 316 | |||||
869 | Greenbrier Cos, Inc | 28 | |||||
1,580 | Group 1 Automotive, Inc | 89 | |||||
17,350 | Harley-Davidson, Inc | 952 | |||||
2,791 | Harsco Corp | 218 | |||||
1,585 | Heico Corp | 45 | |||||
1,418 | * | IMPCO Technologies, Inc | 15 |
46
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
11,933 | ITT Industries, Inc | $ | 591 | ||||
6,874 | JLG Industries, Inc | 155 | |||||
1,100 | * | K&F Industries Holdings, Inc | 20 | ||||
1,612 | Kaman Corp (Class A) | 29 | |||||
23,611 | Lockheed Martin Corp | 1,694 | |||||
2,945 | Martin Marietta Materials, Inc | 268 | |||||
598 | * | Miller Industries, Inc | 12 | ||||
1,720 | Monaco Coach Corp | 22 | |||||
3,775 | * | Navistar International Corp | 93 | ||||
661 | Noble International Ltd | 9 | |||||
22,156 | Northrop Grumman Corp | 1,419 | |||||
3,572 | * | Orbital Sciences Corp | 58 | ||||
4,741 | Oshkosh Truck Corp | 225 | |||||
10,744 | Paccar, Inc | 885 | |||||
9,182 | * | Pactiv Corp | 227 | ||||
2,702 | Polaris Industries, Inc | 117 | |||||
28,773 | Raytheon Co | 1,282 | |||||
420 | * | Sequa Corp (Class A) | 34 | ||||
1,631 | Superior Industries International, Inc | 30 | |||||
2,719 | * | Tenneco, Inc | 71 | ||||
8,223 | Textron, Inc | 758 | |||||
2,382 | Thor Industries, Inc | 115 | |||||
723 | * | TransDigm Group, Inc | 17 | ||||
5,080 | Trinity Industries, Inc | 205 | |||||
1,126 | * | Triumph Group, Inc | 54 | ||||
2,648 | * | TRW Automotive Holdings Corp | 72 | ||||
65,167 | United Technologies Corp | 4,133 | |||||
9,045 | * | Visteon Corp | 65 | ||||
2,193 | Wabash National Corp | 34 | |||||
3,132 | Westinghouse Air Brake Technologies Corp | 117 | |||||
2,242 | Winnebago Industries, Inc | 70 | |||||
TOTAL TRANSPORTATION EQUIPMENT | 23,987 | ||||||
TRANSPORTATION SERVICES - 0.22% | |||||||
1,330 | Ambassadors Group, Inc | 39 | |||||
446 | Ambassadors International, Inc | 10 | |||||
11,120 | CH Robinson Worldwide, Inc | 593 | |||||
783 | * | Dynamex, Inc | 17 | ||||
13,954 | Expeditors International Washington, Inc | 782 | |||||
2,972 | GATX Corp | 126 | |||||
2,568 | * | HUB Group, Inc | 63 | ||||
4,499 | Lear Corp | 100 | |||||
999 | * | Navigant International, Inc | 16 | ||||
2,493 | Pacer International, Inc | 81 | |||||
2,021 | * | RailAmerica, Inc | 21 | ||||
8,602 | Sabre Holdings Corp | 189 | |||||
TOTAL TRANSPORTATION SERVICES | 2,037 | ||||||
TRUCKING AND WAREHOUSING - 0.52% | |||||||
1,500 | Arkansas Best Corp | 75 | |||||
1,483 | * | Celadon Group, Inc | 33 | ||||
3,334 | Con-way, Inc | 193 | |||||
2,242 | Forward Air Corp | 91 | |||||
4,289 | Heartland Express, Inc | 77 | |||||
7,377 | J.B. Hunt Transport Services, Inc | 184 | |||||
3,956 | Landstar System, Inc | 187 | |||||
952 | * | Marten Transport Ltd | 21 | ||||
1,717 | * | Old Dominion Freight Line | 64 | ||||
421 | * | P.A.M. Transportation Services, Inc | 12 | ||||
103 | * | Patriot Transportation Holding, Inc | 9 | ||||
566 | * | Quality Distribution, Inc | 7 | ||||
900 | * | SCS Transportation, Inc | 25 | ||||
3,232 | * | SIRVA, Inc | 21 | ||||
3,431 | * | Swift Transportation Co, Inc | 109 | ||||
400 | * | U.S. Xpress Enterprises, Inc (Class A) | 11 | ||||
41,244 | United Parcel Service, Inc (Class B) | 3,396 |
47
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | ||||||
200 | * | Universal Truckload Services, Inc | $ | 7 | |||
341 | * | USA Truck, Inc | 6 | ||||
3,416 | Werner Enterprises, Inc | 69 | |||||
3,617 | * | YRC Worldwide, Inc | 152 | ||||
TOTAL TRUCKING AND WAREHOUSING | 4,749 | ||||||
WATER TRANSPORTATION - 0.07% | |||||||
2,950 | Alexander & Baldwin, Inc | 131 | |||||
1,989 | * | American Commercial Lines, Inc | 120 | ||||
1,244 | * | Gulfmark Offshore, Inc | 32 | ||||
897 | Horizon Lines, Inc | 14 | |||||
1,586 | * | Hornbeck Offshore Services, Inc | 56 | ||||
3,407 | * | Kirby Corp | 135 | ||||
583 | Maritrans, Inc | 15 | |||||
1,898 | Overseas Shipholding Group, Inc | 112 | |||||
TOTAL WATER TRANSPORTATION | 615 | ||||||
WHOLESALE TRADE-DURABLE GOODS - 2.83% | |||||||
5,979 | Adesa, Inc | 133 | |||||
2,158 | Agilysys, Inc | 39 | |||||
3,106 | Applied Industrial Technologies, Inc | 75 | |||||
7,511 | * | Arrow Electronics, Inc | 242 | ||||
2,427 | Barnes Group, Inc | 48 | |||||
2,807 | * | Beacon Roofing Supply, Inc | 62 | ||||
691 | BlueLinx Holdings, Inc | 9 | |||||
3,772 | BorgWarner, Inc | 246 | |||||
1,739 | Building Material Holding Corp | 48 | |||||
702 | Castle (A.M.) & Co | 23 | |||||
1,444 | * | Conceptus, Inc | 20 | ||||
7,674 | * | Cytyc Corp | 195 | ||||
1,490 | * | Digi International, Inc | 19 | ||||
1,195 | * | Drew Industries, Inc | 39 | ||||
670,389 | General Electric Co | 22,096 | |||||
2,198 | * | Genesis Microchip, Inc | 25 | ||||
7,307 | IKON Office Solutions, Inc | 92 | |||||
8,393 | * | Ingram Micro, Inc (Class A) | 152 | ||||
3,362 | * | Insight Enterprises, Inc | 64 | ||||
1,758 | * | Interline Brands, Inc | 41 | ||||
1,077 | * | Keystone Automotive Industries, Inc | 45 | ||||
3,799 | Knight Transportation, Inc | 77 | |||||
300 | Lawson Products, Inc | 12 | |||||
2,896 | * | LKQ Corp | 55 | ||||
1,163 | * | Merge Technologies, Inc | 14 | ||||
300 | * | MWI Veterinary Supply, Inc | 11 | ||||
7,718 | Omnicare, Inc | 366 | |||||
2,729 | Owens & Minor, Inc | 78 | |||||
9,216 | * | Patterson Cos, Inc | 322 | ||||
4,013 | PEP Boys-Manny Moe & Jack | 47 | |||||
3,706 | Pool Corp | 162 | |||||
4,604 | * | PSS World Medical, Inc | 81 | ||||
2,069 | Reliance Steel & Aluminum Co | 172 | |||||
1,661 | Ryerson Tull, Inc | 45 | |||||
3,673 | * | Tech Data Corp | 141 | ||||
3,517 | * | Tyler Technologies, Inc | 39 | ||||
4,991 | W.W. Grainger, Inc | 375 | |||||
3,102 | * | WESCO International, Inc | 214 | ||||
744 | * | West Marine, Inc | 10 | ||||
TOTAL WHOLESALE TRADE-DURABLE GOODS | 25,934 | ||||||
WHOLESALE TRADE-NONDURABLE GOODS - 0.78% | |||||||
4,181 | Airgas, Inc | 156 | |||||
2,860 | * | Akorn, Inc | 11 | ||||
5,454 | Alliance One International, Inc | 24 | |||||
2,982 | * | Allscripts Healthcare Solutions, Inc | 52 | ||||
3,973 | Brown-Forman Corp (Class B) | 284 | |||||
26,928 | Cardinal Health, Inc | 1,732 |
48
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | VALUE (000) | |||||||
1,813 | * | Central European Distribution Corp | $ | 46 | ||||
638 | * | Core-Mark Holding Co, Inc | 23 | |||||
8,770 | * | Dean Foods Co | 326 | |||||
8,570 | * | Endo Pharmaceuticals Holdings, Inc | 283 | |||||
284 | * | Green Mountain Coffee Roasters, Inc | 12 | |||||
1,991 | * | Hain Celestial Group, Inc | 51 | |||||
5,863 | * | Henry Schein, Inc | 274 | |||||
500 | Kenneth Cole Productions, Inc (Class A) | 11 | ||||||
1,430 | K-Swiss, Inc (Class A) | 38 | ||||||
231 | * | Maui Land & Pineapple Co, Inc | 9 | |||||
3,103 | Men’s Wearhouse, Inc | 94 | ||||||
1,570 | Myers Industries, Inc | 27 | ||||||
785 | Nash Finch Co | 17 | ||||||
12,312 | Nike, Inc (Class B) | 997 | ||||||
3,652 | Nu Skin Enterprises, Inc (Class A) | 54 | ||||||
1,009 | * | Nuco2, Inc | 24 | |||||
2,653 | * | Performance Food Group Co | 81 | |||||
652 | * | Perry Ellis International, Inc | 17 | |||||
28,897 | Safeway, Inc | 751 | ||||||
1,539 | * | School Specialty, Inc | 49 | |||||
900 | * | Smart & Final, Inc | 15 | |||||
2,212 | * | Source Interlink Cos, Inc | 26 | |||||
1,382 | Spartan Stores, Inc | 20 | ||||||
2,696 | Stride Rite Corp | 36 | ||||||
39,882 | Sysco Corp | 1,219 | ||||||
6,305 | * | Terra Industries, Inc | 40 | |||||
896 | The Andersons, Inc | 37 | ||||||
2,309 | * | Tractor Supply Co | 128 | |||||
2,582 | * | United Natural Foods, Inc | 85 | |||||
1,930 | * | United Stationers, Inc | 95 | |||||
423 | Valhi, Inc | 11 | ||||||
849 | * | Volcom, Inc | 27 | |||||
TOTAL WHOLESALE TRADE-NONDURABLE GOODS | 7,182 | |||||||
TOTAL COMMON STOCKS (Cost $678,504) | 916,477 | |||||||
WARRANTS - 0.00% ** | ||||||||
COMMUNICATIONS - 0.00% ** | ||||||||
3 | v* | RCN Corp Wts | — | ^ | ||||
TOTAL COMMUNICATIONS | — | ^ | ||||||
TOTAL WARRANTS (Cost $0) | — | ^ | ||||||
TOTAL PORTFOLIO - 99.95% (Cost $678,524) | 916,477 | |||||||
OTHER ASSETS & LIABILITIES, NET - 0.05% | 497 | |||||||
NET ASSETS - 100.00% | $ | 916,974 | ||||||
* | Non-income producing |
** | Percentage represents less than 0.01% |
^ | Amount represents less than $1,000 |
b | In bankruptcy |
v | Security valued at fair value. |
Cost amounts are in thousands.
For ease of presentation, we have grouped a number of industry classification categories together in the Statement of Investments. Note that the Accounts use more specific industry categories in following their investment limitations on industry concentration.
49
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not Applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not Applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Company and Affiliated Purchasers.
Not Applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
None.
Item 11. Controls and Procedures.
(a) Evaluation of disclosure controls and procedures. An evaluation was performed within 90 days from the date hereof under the supervision of the registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the registrant’s disclosure controls and procedures. Based on that evaluation, the registrant’s management, including the principal executive officer and principal financial officer, concluded that the registrant’s disclosure controls and procedures were effective for this semi-annual reporting period.
(b) Changes in internal controls. There were no changes in the registrant’s internal controls over financial reporting that occurred during the registrant’s first fiscal half-year that materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.
Item 12. Exhibits.
12(a)(2)(i) Section 302 certification of the principal executive officer (EX-99.CERT)
12(a)(2)(ii) Section 302 certification of the principal financial officer (EX-99.CERT)
12(b) Section 906 certification (EX-99.906CERT)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNT VA-1 | ||||||||
Date: August 28, 2006 | By: | /S/ HERBERT M. ALLISON, JR. | ||||||
Herbert M. Allison, Jr. President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Date: August 28, 2006 | By: | /S/ HERBERT M. ALLISON, JR. | ||||||
Herbert M. Allison, Jr. President and Chief Executive Officer (principal executive officer) |
Date: August 23, 2006 | By: | /S/ GEORGANNE C. PROCTOR | ||||||
Georganne C. Proctor Executive Vice President and Chief Financial Officer (principal financial officer) |
EXHIBIT LIST
12(a)(2)(i) Section 302 certification of the principal executive officer (EX-99.CERT)
12(a)(2)(ii) Section 302 certification of the principal financial officer (EX-99.CERT)
12(b) Section 906 certification (EX-99.906CERT)