UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNT VA-1
(Exact name of Registrant as specified in charter)
730 Third Avenue, New York, New York 10017-3206
(Address of principal executive offices) (Zip code)
Stewart P. Greene, Esq.
c/o TIAA-CREF
730 Third Avenue
New York, New York 10017-3206
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-490-9000
Date of fiscal year end: December 31
Date of reporting period: December 31, 2009
Item 1. | Reports to Stockholders. |
2009 ANNUAL REPORT
TIAA SEPARATE
ACCOUNT VA-1
DECEMBER 31, 2009
Audited financial statements
Stock Index Account
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CREF
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FOR THE GREATER GOOD®
UNDERSTANDING THIS REPORT
This report contains information about the TIAA Separate Account VA-1 and describes the account’s results for the twelve months ended December 31, 2009. The report contains three main sections:
• | The account performance section compares the account’s return with the return of its benchmark index. |
• | The summary portfolio of investments lists the industries and types of securities in which the account had investments as of December 31, 2009. It also lists the account’s largest individual holdings and any holding that made up more than one percent of the account’s net assets on that date. |
• | The financial statements provide detailed information about the operations and financial condition of the account. |
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit our website at tiaa-cref.org, or call 800 223-1200. We urge you to read the prospectus carefully before investing.
CONTENTS
Information for contractowners | 1 | |
Important information about expenses | 2 | |
About the account’s benchmark | 3 | |
Account performance | ||
Stock Index Account | 4 | |
Summary portfolio of investments | 6 | |
Financial statements | ||
Statement of assets and liabilities | 11 | |
Statement of operations | 12 | |
Statement of changes in net assets | 13 | |
Financial highlights | 14 | |
Notes to financial statements | 15 | |
Report of independent registered public accounting firm | 21 | |
Management | 22 | |
How to reach us | Inside back cover |
INFORMATION FOR CONTRACTOWNERS
Portfolio holdings
Securities and Exchange Commission (SEC) rules intended to provide investors with more meaningful information about account performance allow investment companies to list the top holdings of each account in their annual and semiannual reports instead of providing complete portfolio listings. The account files complete portfolio listings with the SEC, and they are available to the public.
You can obtain a complete list of TIAA Separate Account VA-1’s portfolio holdings (called “TIAA Separate Account VA-1 Schedule of Investments”) as of the most recently completed fiscal quarter (currently for the period ended December 31, 2009) in the following ways:
• | By visiting our website at tiaa-cref.org; or |
• | By calling us at 800 842-2776 to request a copy free of charge. |
You can also obtain a complete list of the portfolio holdings in the separate account’s investment portfolio, the Stock Index Account, as of the most recently completed fiscal quarter, and for prior quarter-ends, from the SEC. (Form N-CSR lists holdings as of December 31 or June 30; Form N-Q lists holdings as of March 31 or September 30.) Copies of these forms are available:
• | Through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at www.sec.gov; or |
• | From the SEC’s Office of Investor Education and Advocacy. (Call 202 551-8090 for more information.) |
Proxy voting
The TIAA Separate Account’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found on our website at tiaa-cref.org or on the SEC’s website at www.sec.gov. You can also call us at 800 223-1200 to request a free copy. A report of how the account voted during the most recently completed twelve-month period ended June 30 can be found on our website or on Form N-PX at www.sec.gov.
Contacting TIAA-CREF
There are three easy ways to contact us: by e-mail, using the Contact Us link at the top of our home page; by mail at TIAA-CREF, 730 Third Avenue, New York NY 10017–3206; or by phone at 800 223-1200.
Account management
TIAA Separate Account VA-1 is managed by a portfolio management team of Teachers Advisors, Inc. The members of this team are responsible for the day-to-day investment management of the account.
TIAA Separate Account VA-1 ¡ 2009 Annual Report 1
IMPORTANT INFORMATION ABOUT EXPENSES
As a TIAA Separate Account VA-1 contractowner, you incur only one of two potential types of costs.
• | You incur no transaction costs, including sales charges (loads) on purchases. There are also no redemption fees or exchange fees. |
• | However, you do incur ongoing costs, including investment advisory fees, administrative expenses, and mortality and expense risk charges. |
The example that appears on the next page is intended to help you understand your ongoing costs (in U.S. dollars) of investing in the account. The example is also designed to help you compare these costs with the ongoing costs of investing in other variable annuity accounts and mutual funds.
The example assumes $1,000 was invested on July 1, 2009, and held for six months until December 31, 2009.
Actual expenses
The first line in the table on page 3 uses the account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested at the beginning of the period, to estimate the expenses that you paid over the six-month period.
Simply divide your beginning accumulation value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid” to estimate the expenses you paid during the six-month period.
Hypothetical example for comparison purposes
The second line in the table on page 3 shows hypothetical account values and hypothetical expenses based on the account’s actual expense ratio for the six-month period and an assumed 5% per year rate of return before expenses. This was not the account’s actual return.
This hypothetical example cannot be used to estimate the actual expenses you paid for the period but rather allows you to compare the ongoing costs of investing in this account with the costs of other accounts. To do so, compare our 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other variable annuity accounts and mutual funds.
2 2009 Annual Report ¡ TIAA Separate Account VA-1
EXPENSE EXAMPLE
Six months ended December 31, 2009 | |||||||||
Stock Index Account | Starting account value (7/1/09) | Ending account value (12/31/09) | Expenses paid* (7/1/09– 12/31/09) | ||||||
Actual return | $ | 1,000.00 | $ | 1,227.20 | $ | 4.15 | |||
5% annual hypothetical return | 1,000.00 | 1,021.48 | 3.77 |
* | “Expenses paid” is based on the account’s actual expense ratio for the most recent fiscal half-year, multiplied by the average account value over the six-month period, multiplied by 184/365. There were 184 days in the six months ended December 31, 2009. The account’s annualized six-month expense ratio for that period was 0.74%. The total annual expense ratio reflects a voluntary agreement by the account’s investment adviser to waive a portion of its fee. Without this waiver, the account’s total annual expense ratio would have been 0.90%. Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% of average daily net assets per year, the total annual expense ratio will never exceed 1.50%. |
ABOUT THE ACCOUNT’S BENCHMARK
The account’s benchmark is the Russell 3000® Index, which measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. The index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market. You cannot invest directly in this index. The index’s return does not include a deduction for fees or expenses.
Russell 3000 is a trademark and service mark of Russell Investment Group. TIAA-CREF products are not promoted or sponsored by, or affiliated with, Russell Investment Group.
TIAA Separate Account VA-1 ¡ 2009 Annual Report 3
STOCK INDEX ACCOUNT
PERFORMANCE IN THE TWELVE MONTHS ENDED DECEMBER 31, 2009
The Stock Index Account returned 27.48% for the year, compared with the 28.34% return of its benchmark, the Russell 3000® Index.
Rebounding market eases long-term losses
After declining 10.80% from January 1 through March 31, 2009, the broad-based Russell 3000 Index surged nearly 44%, ending the twelve months with its largest calendar-year gain since 2003.
The period opened with a sharply contracting U.S. economy, steep monthly job losses and continuing problems in the financial sector. As the year progressed, however, the federal stimulus package plus a number of Federal Reserve initiatives began to have a positive effect. Job losses eased, economic activity picked up and corporate profits were better than expected. With renewed confidence, investors left the safety of U.S. Treasury securities to seek higher returns in stocks, fueling the year’s powerful rally.
For the ten years ended December 31, 2009, the average annual return of the Russell 3000 Index was -0.20%.
Tech stocks fuel the index’s rise
In July 2009, Russell reorganized the sectors of the Russell indexes, reducing the number of sectors from twelve to nine. For the year, all nine sectors of the Russell 3000 Index posted double-digit gains. The index’s advance was driven by the 64.2% surge in technology, its largest sector in terms of market capitalization on December 31, 2009. The consumer discretionary and health care sectors, which together made up more than one-quarter of the index, gained 41.0% and 21.4%, respectively. Financial services, the benchmark’s second-largest sector, rose 17.6%.
Returns of largest stocks vary widely
Although the Russell 3000 Index scored impressive gains for the period, its five largest stocks produced mixed results. Apple rose a stunning 146.9%, as better-than-expected consumer spending boosted iPhone sales, and Microsoft soared 60.5%. In contrast, Johnson & Johnson and Procter & Gamble rose 11.3% and 1.2%, respectively, while Exxon Mobil fell 12.6%.
For the period, the account’s return was comparable to that of its benchmark, minus the effects of expenses and of some cash holdings for liquidity. The account had a risk profile similar to that of its benchmark.
4 2009 Annual Report ¡ TIAA Separate Account VA-1
PERFORMANCE AS OF DECEMBER 31, 2009 | |||||||||
Total return | Average annual total return | ||||||||
1 year | 5 years | 10 years | |||||||
Stock Index Account (inception: 11/1/1994) | 27.48 | % | 0.17 | % | –0.70 | % | |||
Russell 3000 Index | 28.34 | 0.76 | –0.20 |
The returns in this report show past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. The account’s performance reflects a fee waiver, which is currently in place. Without any such waiver, the expenses of the account would have been higher and its performance lower. Current performance may be higher or lower than that shown, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit tiaa-cref.org.
$10,000 OVER 10 YEARS
For the purpose of comparison, the graph also shows the change in the value of the account’s benchmark during the same period.
HOLDINGS BY COMPANY SIZE | ||
Market capitalization | % of portfolio investments as of 12/31/2009 | |
Over $15 billion | 63.80 | |
$4 billion–$15 billion | 19.33 | |
Under $4 billion | 16.87 | |
Total | 100.00 |
TIAA Separate Account VA-1 ¡ 2009 Annual Report 5
SUMMARY PORTFOLIO OF INVESTMENTS
STOCK INDEX ACCOUNT n DECEMBER 31, 2009
Shares | Company | Value (000) | % of net assets | |||||||||
COMMON STOCKS | ||||||||||||
AGRICULTURAL PRODUCTION-CROPS | $ | 51 | 0.01 | % | ||||||||
AGRICULTURAL PRODUCTION-LIVESTOCK | 57 | 0.01 | ||||||||||
AGRICULTURAL SERVICES | 143 | 0.02 | ||||||||||
AMUSEMENT AND RECREATION SERVICES | ||||||||||||
104,924 | Walt Disney Co | 3,384 | 0.50 | |||||||||
Other | 944 | 0.14 | ||||||||||
4,328 | 0.64 | |||||||||||
APPAREL AND ACCESSORY STORES | 4,541 | 0.67 | ||||||||||
APPAREL AND OTHER TEXTILE PRODUCTS | 2,634 | 0.39 | ||||||||||
AUTO REPAIR, SERVICES AND PARKING | 457 | 0.07 | ||||||||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,415 | 0.21 | ||||||||||
BUILDING MATERIALS AND GARDEN SUPPLIES | ||||||||||||
96,427 | Home Depot, Inc | 2,790 | 0.41 | |||||||||
Other | 2,288 | 0.34 | ||||||||||
5,078 | 0.75 | |||||||||||
BUSINESS SERVICES | ||||||||||||
13,548 | * | Google, Inc (Class A) | 8,399 | 1.24 | ||||||||
435,595 | Microsoft Corp | 13,281 | 1.95 | |||||||||
216,210 | Oracle Corp | 5,306 | 0.78 | |||||||||
Other | 29,558 | 4.35 | ||||||||||
56,544 | 8.32 | |||||||||||
CHEMICALS AND ALLIED PRODUCTS | ||||||||||||
87,563 | Abbott Laboratories | 4,728 | 0.70 | |||||||||
57,283 | * | Amgen, Inc | 3,240 | 0.48 | ||||||||
97,585 | Bristol-Myers Squibb Co | 2,464 | 0.36 | |||||||||
28,388 | Colgate-Palmolive Co | 2,332 | 0.34 | |||||||||
155,902 | Johnson & Johnson | 10,042 | 1.48 | |||||||||
172,530 | Merck & Co, Inc | 6,304 | 0.93 | |||||||||
31,030 | Monsanto Co | 2,537 | 0.37 | |||||||||
456,425 | Pfizer, Inc | 8,302 | 1.22 | |||||||||
164,769 | Procter & Gamble Co | 9,990 | 1.47 | |||||||||
Other | 28,978 | 4.26 | ||||||||||
78,917 | 11.61 | |||||||||||
COAL MINING | 1,975 | 0.29 | ||||||||||
COMMUNICATIONS | ||||||||||||
333,874 | AT&T, Inc | 9,358 | 1.38 | |||||||||
163,274 | Comcast Corp (Class A) | 2,753 | 0.41 | |||||||||
160,643 | Verizon Communications, Inc | 5,322 | 0.78 | |||||||||
Other | 12,305 | 1.81 | ||||||||||
29,738 | 4.38 | |||||||||||
6 | 2009 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
SUMMARY PORTFOLIO OF INVESTMENTS | continued |
STOCK INDEX ACCOUNT n DECEMBER 31, 2009
Shares | Company | Value (000) | % of net assets | |||||||||
DEPOSITORY INSTITUTIONS | ||||||||||||
489,434 | Bank of America Corp | $ | 7,371 | 1.08 | % | |||||||
859,851 | Citigroup, Inc | 2,846 | 0.42 | |||||||||
212,701 | JPMorgan Chase & Co | 8,863 | 1.31 | |||||||||
107,157 | US Bancorp | 2,412 | 0.35 | |||||||||
268,955 | Wells Fargo & Co | 7,259 | 1.07 | |||||||||
Other | 16,118 | 2.37 | ||||||||||
44,869 | 6.60 | |||||||||||
EATING AND DRINKING PLACES | ||||||||||||
62,750 | McDonald’s Corp | 3,918 | 0.58 | |||||||||
Other | 3,308 | 0.48 | ||||||||||
7,226 | 1.06 | |||||||||||
EDUCATIONAL SERVICES | 1,337 | 0.20 | ||||||||||
ELECTRIC, GAS, AND SANITARY SERVICES | 29,574 | 4.35 | ||||||||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | ||||||||||||
50,419 | * | Apple Computer, Inc | 10,631 | 1.57 | ||||||||
326,298 | * | Cisco Systems, Inc | 7,812 | 1.15 | ||||||||
599,367 | General Electric Co | 9,068 | 1.33 | |||||||||
315,918 | Intel Corp | 6,445 | 0.95 | |||||||||
93,891 | Qualcomm, Inc | 4,343 | 0.64 | |||||||||
Other | 20,195 | 2.97 | ||||||||||
58,494 | 8.61 | |||||||||||
ENGINEERING AND MANAGEMENT SERVICES | 4,606 | 0.68 | ||||||||||
FABRICATED METAL PRODUCTS | 3,907 | 0.57 | ||||||||||
FISHERIES | 3 | 0.00 | ** | |||||||||
FOOD AND KINDRED PRODUCTS | ||||||||||||
131,239 | Coca-Cola Co | 7,481 | 1.10 | |||||||||
82,980 | Kraft Foods, Inc (Class A) | 2,255 | 0.33 | |||||||||
88,099 | PepsiCo, Inc | 5,356 | 0.79 | |||||||||
Other | 11,415 | 1.68 | ||||||||||
26,507 | 3.90 | |||||||||||
FOOD STORES | 1,897 | 0.28 | ||||||||||
FORESTRY | 717 | 0.11 | ||||||||||
FURNITURE AND FIXTURES | 1,034 | 0.15 | ||||||||||
FURNITURE AND HOME FURNISHINGS STORES | 1,889 | 0.28 | ||||||||||
GENERAL BUILDING CONTRACTORS | 1,201 | 0.18 | ||||||||||
GENERAL MERCHANDISE STORES | ||||||||||||
125,007 | Wal-Mart Stores, Inc | 6,682 | 0.98 | |||||||||
Other | 6,087 | 0.90 | ||||||||||
12,769 | 1.88 | |||||||||||
HEALTH SERVICES | 8,885 | 1.31 | ||||||||||
HEAVY CONSTRUCTION, EXCEPT BUILDING | 213 | 0.03 | ||||||||||
See notes to financial statements | TIAA Separate Account VA-1 n 2009 Annual Report | 7 |
SUMMARY PORTFOLIO OF INVESTMENTS | continued |
STOCK INDEX ACCOUNT n DECEMBER 31, 2009
Shares | Company | Value (000) | % of net assets | |||||||||
HOLDING AND OTHER INVESTMENT OFFICES | $ | 16,173 | 2.38 | % | ||||||||
HOTELS AND OTHER LODGING PLACES | 1,994 | 0.29 | ||||||||||
INDUSTRIAL MACHINERY AND EQUIPMENT | ||||||||||||
39,479 | 3M Co | 3,264 | 0.48 | |||||||||
135,309 | Hewlett-Packard Co | 6,970 | 1.03 | |||||||||
74,798 | International Business Machines Corp | 9,791 | 1.44 | |||||||||
Other | 24,084 | 3.54 | ||||||||||
44,109 | 6.49 | |||||||||||
INSTRUMENTS AND RELATED PRODUCTS | ||||||||||||
63,209 | Medtronic, Inc | 2,780 | 0.41 | |||||||||
Other | 20,021 | 2.95 | ||||||||||
22,801 | 3.36 | |||||||||||
INSURANCE AGENTS, BROKERS AND SERVICE | 2,330 | 0.34 | ||||||||||
INSURANCE CARRIERS | 22,963 | 3.38 | ||||||||||
JUSTICE, PUBLIC ORDER AND SAFETY | 245 | 0.04 | ||||||||||
LEATHER AND LEATHER PRODUCTS | 933 | 0.14 | ||||||||||
LEGAL SERVICES | 165 | 0.02 | ||||||||||
LOCAL AND INTERURBAN PASSENGER TRANSIT | 89 | 0.01 | ||||||||||
LUMBER AND WOOD PRODUCTS | 134 | 0.02 | ||||||||||
METAL MINING | 4,308 | 0.63 | ||||||||||
MISCELLANEOUS MANUFACTURING INDUSTRIES | 1,049 | 0.15 | ||||||||||
MISCELLANEOUS RETAIL | ||||||||||||
18,488 | * | Amazon.com, Inc | 2,487 | 0.37 | ||||||||
82,256 | CVS Corp | 2,649 | 0.39 | |||||||||
Other | 5,815 | 0.85 | ||||||||||
10,951 | 1.61 | |||||||||||
MOTION PICTURES | 5,024 | 0.74 | ||||||||||
NONDEPOSITORY INSTITUTIONS | ||||||||||||
57,887 | American Express Co | 2,346 | 0.35 | |||||||||
Other | 2,974 | 0.43 | ||||||||||
5,320 | 0.78 | |||||||||||
NONMETALLIC MINERALS, EXCEPT FUELS | 550 | 0.08 | ||||||||||
OIL AND GAS EXTRACTION | ||||||||||||
46,101 | Occidental Petroleum Corp | 3,750 | 0.55 | |||||||||
67,716 | Schlumberger Ltd | 4,408 | 0.65 | |||||||||
Other | 23,678 | 3.48 | ||||||||||
31,836 | 4.68 | |||||||||||
PAPER AND ALLIED PRODUCTS | 3,616 | 0.53 | ||||||||||
PERSONAL SERVICES | 1,049 | 0.15 | ||||||||||
8 | 2009 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
SUMMARY PORTFOLIO OF INVESTMENTS | continued |
STOCK INDEX ACCOUNT n DECEMBER 31, 2009
Shares | Company | Value (000) | % of net assets | |||||||||
PETROLEUM AND COAL PRODUCTS | ||||||||||||
113,438 | Chevron Corp | $ | 8,734 | 1.29 | % | |||||||
83,798 | ConocoPhillips | 4,280 | 0.63 | |||||||||
275,757 | Exxon Mobil Corp | 18,804 | 2.77 | |||||||||
Other | 4,387 | 0.64 | ||||||||||
36,205 | 5.33 | |||||||||||
PIPELINES, EXCEPT NATURAL GAS | 751 | 0.11 | ||||||||||
PRIMARY METAL INDUSTRIES | 4,753 | 0.70 | ||||||||||
PRINTING AND PUBLISHING | 2,258 | 0.33 | ||||||||||
RAILROAD TRANSPORTATION | 5,691 | 0.84 | ||||||||||
REAL ESTATE | 692 | 0.10 | ||||||||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 1,184 | 0.17 | ||||||||||
SECURITY AND COMMODITY BROKERS | ||||||||||||
28,569 | Goldman Sachs Group, Inc | 4,824 | 0.71 | |||||||||
76,900 | Morgan Stanley | 2,276 | 0.34 | |||||||||
Other | 9,470 | 1.39 | ||||||||||
16,570 | 2.44 | |||||||||||
SOCIAL SERVICES | 30 | 0.00 | ** | |||||||||
SPECIAL TRADE CONTRACTORS | 589 | 0.09 | ||||||||||
STONE, CLAY, AND GLASS PRODUCTS | 2,743 | 0.40 | ||||||||||
TEXTILE MILL PRODUCTS | 236 | 0.03 | ||||||||||
TOBACCO PRODUCTS | ||||||||||||
117,151 | Altria Group, Inc | 2,300 | 0.34 | |||||||||
110,920 | Philip Morris International, Inc | 5,345 | 0.79 | |||||||||
Other | 1,230 | 0.18 | ||||||||||
8,875 | 1.31 | |||||||||||
TRANSPORTATION BY AIR | 3,439 | 0.51 | ||||||||||
TRANSPORTATION EQUIPMENT | ||||||||||||
47,644 | United Technologies Corp | 3,307 | 0.49 | |||||||||
Other | 12,614 | 1.85 | ||||||||||
15,921 | 2.34 | |||||||||||
TRANSPORTATION SERVICES | 1,290 | 0.19 | ||||||||||
TRUCKING AND WAREHOUSING | ||||||||||||
39,284 | United Parcel Service, Inc (Class B) | 2,254 | 0.33 | |||||||||
Other | 653 | 0.10 | ||||||||||
2,907 | 0.43 | |||||||||||
WATER TRANSPORTATION | 1,703 | 0.25 | ||||||||||
WHOLESALE TRADE-DURABLE GOODS | 2,573 | 0.38 | ||||||||||
See notes to financial statements | TIAA Separate Account VA-1 n 2009 Annual Report | 9 |
SUMMARY PORTFOLIO OF INVESTMENTS | concluded |
STOCK INDEX ACCOUNT n DECEMBER 31, 2009
Shares | Company | Value (000) | % of net assets | ||||||||||
WHOLESALE TRADE-NONDURABLE GOODS | $ | 4,197 | 0.62 | % | |||||||||
TOTAL COMMON STOCKS | (Cost $572,601) | 679,252 | 99.95 | ||||||||||
RIGHTS/WARRANTS | |||||||||||||
BUILDING MATERIALS AND GARDEN SUPPLIES | 0 | ^ | 0.00 | ** | |||||||||
COMMUNICATIONS | 2 | 0.00 | ** | ||||||||||
TOTAL RIGHTS/WARRANTS | (Cost $0^) | 2 | 0.00 | ** | |||||||||
TOTAL PORTFOLIO | (Cost $572,601) | 679,254 | 99.95 | ||||||||||
OTHER ASSETS & LIABILITIES, NET | 305 | 0.05 | |||||||||||
NET ASSETS | $ | 679,559 | 100.00 | % | |||||||||
* | Non-income producing |
** | Percentage represents less than 0.01%. |
^ | Amount represents less than $1,000. |
Cost amounts are in thousands.
For ease of presentation, a number of industry classification categories have been grouped together in the Summary Portfolio of Investments. Note that the account uses more specific industry categories in following its investment limitations on industry concentrations.
10 | 2009 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
STATEMENT OF ASSETS AND LIABILITIES
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2009
(amounts in thousands, except accumulation unit value) | Stock Index Account | ||
ASSETS | |||
Portfolio investments, at cost | $ | 572,601 | |
Net unrealized appreciation (depreciation) on portfolio investments | 106,653 | ||
Portfolio investments, at value | 679,254 | ||
Receivable from securities transactions | 1,809 | ||
Dividends receivable | 900 | ||
Other | 21 | ||
Total assets | 681,984 | ||
LIABILITIES | |||
Due to affiliates | 433 | ||
Payable for securities transactions | 1,369 | ||
Overdraft payable | 602 | ||
Manager compensation payable | 21 | ||
Total liabilities | 2,425 | ||
NET ASSETS | |||
Accumulation Fund | $ | 679,559 | |
Accumulation units outstanding | 8,921 | ||
Accumulation unit value | $76.17 | ||
See notes to financial statements | TIAA Separate Account VA-1 n 2009 Annual Report | 11 |
STATEMENT OF OPERATIONS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED DECEMBER 31, 2009
(amounts in thousands) | Stock Index Account | |||
INVESTMENT INCOME | ||||
Dividends | $ | 12,858 | ||
Interest | 2 | |||
Total income | 12,860 | |||
EXPENSES | ||||
Administrative | 1,162 | |||
Investment advisory | 1,744 | |||
Mortality and expense risk charges | 2,325 | |||
Total expenses before expense waiver | 5,231 | |||
Less: expense waiver by investment advisor | (1,119 | ) | ||
Net expenses | 4,112 | |||
Net investment income (loss) | 8,748 | |||
NET REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS | ||||
Realized gain (loss) on: | ||||
Portfolio investments | (15,663 | ) | ||
Futures transactions | 503 | |||
Net realized gain (loss) on total investments | (15,160 | ) | ||
Change in unrealized appreciation (depreciation) on: | ||||
Portfolio investments | 152,027 | |||
Net change in unrealized appreciation (depreciation) on total investments | 152,027 | |||
Net realized and unrealized gain (loss) on total investments | 136,867 | |||
Net increase (decrease) in net assets resulting from operations | $ | 145,615 | ||
12 | 2009 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
STATEMENT OF CHANGES IN NET ASSETS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED DECEMBER 31
Stock Index Account | ||||||||
(amounts in thousands) | 2009 | 2008 | ||||||
OPERATIONS | ||||||||
Net investment income (loss) | $ | 8,748 | $ | 12,547 | ||||
Net realized gain (loss) on total investments | (15,160 | ) | 10,275 | |||||
Net change in unrealized appreciation (depreciation) on total investments | 152,027 | (377,620 | ) | |||||
Net increase (decrease) from operations | 145,615 | (354,798 | ) | |||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 10,716 | 15,488 | ||||||
Net transfers from (to) TIAA | (14,230 | ) | (43,279 | ) | ||||
Withdrawals and death benefits | (29,480 | ) | (39,765 | ) | ||||
Net increase (decrease) in net assets resulting from contractowner transactions | (32,994 | ) | (67,556 | ) | ||||
Net increase (decrease) in net assets | 112,621 | (422,354 | ) | |||||
NET ASSETS | ||||||||
Beginning of period | 566,938 | 989,292 | ||||||
End of period | $ | 679,559 | $ | 566,938 | ||||
ACCUMULATION UNITS | ||||||||
Units purchased | 164 | 200 | ||||||
Units sold/transferred | (731 | ) | (1,057 | ) | ||||
OUTSTANDING | ||||||||
Beginning of period | 9,488 | 10,345 | ||||||
End of period | 8,921 | 9,488 | ||||||
See notes to financial statements | TIAA Separate Account VA-1 n 2009 Annual Report | 13 |
FINANCIAL HIGHLIGHTS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED
Stock Index Account | ||||||||||||||||
12/31/09 | 12/31/08 | 12/31/07 | 12/31/06 | 12/31/05 | ||||||||||||
FOR AN ACCUMULATION UNIT OUTSTANDING THROUGHOUT EACH YEAR | ||||||||||||||||
Investment income(a) | $ | 1.413 | $ | 1.758 | $ | 1.750 | $ | 1.568 | $ | 1.378 | ||||||
Expenses(a) | 0.452 | 0.484 | 0.575 | 0.584 | 0.519 | |||||||||||
Net investment income(a) | 0.961 | 1.274 | 1.175 | 0.984 | 0.859 | |||||||||||
Net realized and unrealized gain (loss) | 15.456 | (37.166 | ) | 2.979 | 10.909 | 3.222 | ||||||||||
Net change in accumulation unit value | 16.417 | (35.892 | ) | 4.154 | 11.893 | 4.081 | ||||||||||
Accumulation Unit Value: | ||||||||||||||||
Beginning of period | 59.754 | 95.646 | 91.492 | 79.599 | 75.518 | |||||||||||
End of period | $ | 76.171 | $ | 59.754 | $ | 95.646 | $ | 91.492 | $ | 79.599 | ||||||
TOTAL RETURN* | 27.48% | (37.53% | ) | 4.54% | 14.94% | 5.40% | ||||||||||
RATIOS TO AVERAGE NET ASSETS | ||||||||||||||||
Ratio of expense to average net assets before expense waiver | 0.90% | 0.90% | 0.90% | 0.90% | 0.90% | |||||||||||
Ratio of expense to average net assets after expense waiver | 0.71% | 0.67% | 0.67% | 0.67% | 0.67% | |||||||||||
Ratio of net investment income to average net assets | 1.50% | 1.58% | 1.19% | 1.13% | 1.12% | |||||||||||
SUPPLEMENTAL DATA | ||||||||||||||||
Portfolio turnover rate | 6% | 7% | 6% | 7% | 6% | |||||||||||
Accumulation units | 8,921 | 9,488 | 10,345 | 10,882 | 11,598 | |||||||||||
Net assets at end of period† | $ | 679,559 | $ | 566,938 | $ | 989,292 | $ | 996,044 | $ | 923,201 | ||||||
* | Based on per accumulation data. |
† | Thousands |
(a) | Based upon average accumulation units outstanding. |
14 | 2009 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
NOTES TO FINANCIAL STATEMENTS
TIAA SEPARATE ACCOUNT VA-1
Note 1—organization and significant accounting policies
TIAA Separate Account VA-1 (“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and was organized on February 16, 1994, under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. The variable annuity contracts were issued by TIAA. VA-1 is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940. VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”).
The accompanying financial statements were prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) which may require the use of estimates made by management and the evaluation of subsequent events through February 22, 2010. Actual results may differ from those estimates. The following is a summary of the significant accounting policies consistently followed by the Account.
The Accumulation Unit Value (“AUV”) for financial reporting purposes may differ from the AUV for processing transactions. The AUV for financial reporting purposes includes security and participant transactions through the date of the report. Total return is computed based on the AUV used for processing transactions.
Security valuation: The Account’s investments in securities are recorded at their estimated fair value as described in the valuation of investments note to the financial statements.
Accounting for investments and investment income: Securities transactions are accounted for as of the trade date for financial reporting purposes. Interest income is recorded as earned and includes accretion of discounts and amortization of premiums using the effective yield method. Dividend income is recorded on the ex-dividend date or, for certain foreign securities, as soon thereafter as the Account is informed of the ex-dividend date. Realized gains and losses on securities transactions are based upon the specific identification method.
Cash: The Account holds cash with the custodian. The Account is charged a fee for overdrafts.
Securities lending: The Account may lend its securities to qualified institutional borrowers to earn additional income. Security loans are required to be collateralized by an amount that is at least equal to the market value of the outstanding securities on loan. As of December 31, 2009, the Account did not have any securities out on loan.
Futures contracts: The Account is subject to equity price risk in the normal course of pursuing its investment objectives. The Account may use futures contracts to manage exposure to the equity markets and for cash management purposes to remain highly invested in these markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/
index, while selling futures contracts tends to decrease exposure to the underlying
TIAA Separate Account VA-1 n 2009 Annual Report | 15 |
NOTES TO FINANCIAL STATEMENTS |
instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract and variation margin payments are made or received reflecting changes in the value of the futures contracts. Futures contracts are valued at the last sale price as of the close of the board of trade or exchange on which they are traded. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts, or if the counterparties do not perform in accordance with contractual provisions. With futures, there is minimal counterparty credit risk to the Account since futures are exchange-traded and the exchange’s clearinghouse, as counterparty to all exchange-traded funds, guarantees the futures against default.
Restricted securities: Restricted securities held by the Account, if any, may not be sold except in exempt transactions or in a public offering registered under the Securities Act of 1933. The risk of investing in such securities is generally greater than the risk of investing in securities that are widely held and publicly traded.
Income taxes: VA-1 is a separate account of TIAA, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code. VA-1 should incur no federal income tax liability. Under the rules of taxation applicable to life insurance companies, VA-1’s Accumulation Account for participants will generally be treated as life insurance reserves; therefore, any increase in such reserves will be deductible. Management has analyzed the Account’s tax positions taken for all open federal income tax years (2005-2009) and has concluded that no provision for federal income tax is required in the Account’s financial statements.
Management committee (“Managers”) compensation: The Managers of the Account, all of whom are independent, receive certain remuneration for their services, plus travel and other expenses incurred in attending Committee meetings. Managers may elect to participate in a deferred compensation plan and defer all or a portion of their compensation. In addition, Managers participate in a long-term compensation plan. Amounts deferred are retained by the Account. The investment of deferred amounts and the offsetting payable to the Managers are included in the accompanying Statement of Assets and Liabilities.
Indemnification: In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and which provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not yet occurred. Also, under the Account’s organizational documents, the Managers and Officers of the Account are indemnified against certain liabilities that may arise out of their duties to the Account. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be remote.
16 | 2009 Annual Report n TIAA Separate Account VA-1 |
continued |
Note 2—valuation of investments
Portfolio investments are valued at fair value utilizing various valuation methods approved by the Managers. U.S. GAAP establishes a hierarchy that prioritizes market inputs to valuation methods. The three levels of inputs are:
• | Level 1—quoted prices in active markets for identical securities |
• | Level 2—other significant observable inputs (including quoted prices for similar securities, interest rates, credit risk, etc.) |
• | Level 3—significant unobservable inputs (including the Account’s own assumptions in determining the fair value of investments) |
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
A description of the valuation techniques applied to the Account’s major categories of assets and liabilities measured at fair value follows:
Exchange-traded equity securities, common and preferred stock—Equity securities listed or traded on a national market or exchange are valued based on their sale price on such market or exchange at the close of business on the date of valuation, or at the mean of the closing bid and asked prices if no sale is reported. To the extent these securities are actively traded and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. Foreign investments are valued at the last sale price or official closing price reported on the exchange where traded and converted to U.S. dollars at the prevailing rates of exchange on the date of valuation. If events materially affecting the value of foreign securities occur between the time when the exchange on which they are traded closes and the time when the Account’s net assets are calculated, such securities may be valued at fair value in accordance with procedures adopted by the Managers. Foreign securities are generally categorized in Level 2 of the fair value hierarchy.
Debt securities—Debt securities will generally be valued using prices provided by a pricing service which may employ various indications of value including but not limited to broker-dealer quotations. Certain debt securities, other than money market instruments, are valued based on the most recent bid price or the equivalent quoted yield for such securities (or those of comparable maturity, quality and type). Debt securities are generally categorized in Level 2 of the fair
value hierarchy; in instances where prices, yields, or any other key inputs are unobservable, they are categorized in Level 3 of the hierarchy.
TIAA Separate Account VA-1 n 2009 Annual Report | 17 |
NOTES TO FINANCIAL STATEMENTS |
Short-term investments—Short-term investments with maturities of 60 days or less are valued at amortized cost. Short-term investments with maturities in excess of 60 days are valued in the same manner as debt securities. Short-term investments are generally categorized in Level 2 of the fair value hierarchy. Prior to May 1, 2009, short-term investments with maturities of 60 days or less were valued in the same manner as debt securities.
Investments in registered investment companies —These investments are valued at their net asset value on the valuation date. These investments are categorized in Level 1 of the fair value hierarchy.
Futures contracts—Stock and bond index futures and options, which are traded on commodities exchanges, are valued at the last sales price as of the close of such commodities exchanges and are categorized in Level 1 of the fair value hierarchy.
The portfolio securities for which market quotations are not readily available are valued at fair value, as determined in good faith using procedures approved by the Managers. To the extent the inputs are observable and timely, the values would be categorized in Level 2 of the fair value hierarchy; otherwise they would be categorized as Level 3.
As of December 31, 2009, 100% of the investments in the Account were valued based on Level 1 inputs. Please see the Summary Portfolio of Investments for a detailed breakout by industry.
The following is a reconciliation of investments in which significant unobservable inputs (Level 3) were used in determining value:
Investments in Securities | ||||
Balance as of (December 31, 2008) | $ | 50 | ||
Change in Unrealized Appreciation/Depreciation | 1,100 | |||
Transfers out of Level 3 | (1,150 | ) | ||
Balance as of (December 31, 2009) | $ | — |
Note 3—investment adviser and affiliates
Teachers Advisors, Inc. (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services for VA-1 pursuant to an Investment Management Agreement among TIAA, Advisors and VA-1. TIAA provides all administrative services for VA-1 pursuant to an Administrative Services Agreement with VA-1. The contracts are distributed primarily by Teachers Personal Investors Services, Inc. (“TPIS”) and, in some instances, by TIAA-CREF Individual & Institutional Services, LLC. (“Services”). TPIS and Services are wholly owned subsidiaries of TIAA. The Investment Management Agreement sets the investment advisory charge at an annual rate of 0.30% of the average daily net assets of the Account. Advisors has agreed to waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.15% of the average daily net assets of the Account. Prior to August 1, 2009, the investment advisory fee waiver daily deduction was equivalent to an annual charge of 0.07% of the average daily net assets of the Account. The Administrative
18 | 2009 Annual Report n TIAA Separate Account VA-1 |
continued |
Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the average daily net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the average daily net assets of the Account. Although TIAA reserves the right to increase the Account’s mortality and expense risk charge to a maximum of 1.00% per year, the total expense ratio should never exceed 1.50% per year.
The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Managers, pursuant to the Investment Company Act of 1940. These transactions are effected at market rates without incurring broker commissions.
Note 4—investments
At December 31, 2009, net unrealized appreciation (depreciation) based on the aggregate cost of portfolio investments was $106,652,690, consisting of gross unrealized appreciation of $223,027,241 and gross unrealized depreciation of $(116,374,551).
The Account purchased 177 equity futures contracts with a notional cost of $7,962,138 and sold 177 equity futures contracts with a notional value of $8,464,866 during the period ended December 31, 2009. For the Account, realized gain (loss) and change in unrealized appreciation (depreciation) on futures transactions is reported separately on the Statement of Operations.
Purchases and sales of portfolio securities, excluding short-term instruments, for the year-ended December 31, 2009, were $36,176,481 and $58,234,085, respectively.
Note 5—line of credit
The Account participates in a $750 million unsecured revolving credit facility dated June 30, 2009 that can be used for temporary purposes, including, without limitation, the funding of contract owner withdrawals. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by the participating accounts or mutual funds on a pro rata basis. Interest associated with any borrowing under the facility is charged to the borrowing account at a specified rate of interest. The Account is not liable for borrowings under the facility by affiliated accounts or mutual funds. For the year ended December 31, 2009, there were no borrowings under this credit facility by the Account.
Note 6—accounting pronouncement
In January 2010, the Financial Accounting Standards Board issued authoritative guidance that improves disclosures about fair value measurements thereby increasing transparency in financial reporting. Some of the new disclosure
TIAA Separate Account VA-1 n 2009 Annual Report | 19 |
NOTES TO FINANCIAL STATEMENTS | concluded |
requirements are effective for interim and annual reporting periods beginning after December 15, 2009. The remaining disclosure requirements are effective for fiscal years beginning after December 15, 2010, and for interim periods within those fiscal years. Management is currently evaluating the impact the adoption of the new disclosure requirements will have on the financial statements.
20 | 2009 Annual Report n TIAA Separate Account VA-1 |
REPORT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
To the Management Committee and Contractowners of
TIAA Separate Account VA-1:
In our opinion, the accompanying statement of assets and liabilities, including the summary portfolio of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of the Stock Index Account of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) at December 31, 2009, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the five years in the period then ended, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as “financial statements”) are the responsibility of VA-1’s management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at December 31, 2009 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
PricewaterhouseCoopers LLP
February 22, 2010
TIAA Separate Account VA-1 n 2009 Annual Report | 21 |
MANAGEMENT (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1 MANAGEMENT COMMITTEE MEMBERS AND OFFICERS n DECEMBER 31, 2009
Disinterested members
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | Number of Portfolios in Fund Complex Overseen by Trustee | Other Directorships Held by Trustees | |||||
Forrest Berkley c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 4/25/1954 | Member | Indefinite term. Member since 2006. | Retired Partner (since 2006), Partner (1990–2005) and Head of Global Product Management (2003–2005), GMO (formerly, Grantham, Mayo, Van Otterloo & Co.) (investment management); and member of asset allocation portfolio management team, GMO (2003–2005). | 66 | Director and member of the Investment Committee, the Maine Coast Heritage Trust, Investment Committee member, Gulf of Maine Research Institute, Maine Community Foundation and Carnegie Endowment for International Peace; and Director, Appalachian Mountain Club and the Butler Conservation Fund, Inc. | |||||
Nancy A. Eckl c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/6/1962 | Member | Indefinite term. Trustee since 2007. | Vice President (1990–2006), American Beacon Advisors, Inc. and Vice President of certain funds advised by American Beacon Advisors, Inc. | 66 | Independent Director, the Lazard Funds, Inc., Lazard Retirement Series, Inc., Lazard Global Total Return and Income Fund, Inc. and Lazard World Dividend and Income Fund, Inc. and Member of the Board of Managers of Lazard Alternative Strategies Fund, LLC. | |||||
Eugene Flood, Jr. c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/31/1955 | Member | Indefinite term. Member since 2005. | President and Chief Executive Officer (since 2000) and a Director (since 1994) of Smith Breeden Associates, Inc. (investment adviser). | 66 | None |
22 | 2009 Annual Report n TIAA Separate Account VA-1 |
Michael A. Forrester c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 11/05/1967 | Member | Indefinite term. Trustee since 2007 | Chief Operating Officer, Copper Rock Capital Partners, LLC (since 2007). Chief Operating Officer, DDJ Capital Management (2003–2006); and Executive Vice President (2000–2002), Senior Vice President (1995–2000) and Vice President (1992–1995), Fidelity Investments. | 66 | Director of Copper Rock Capital Partners, LLC (investment adviser). | |||||
Howell E. Jackson c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 1/4/1954 | Member | Indefinite term. Member since 2005. | James S. Reid, Jr. Professor of Law (since 2004); Acting Dean (2009); Vice Dean for Budget (2003–2006) and on the faculty (since 1989) of Harvard Law School. | 66 | None | |||||
Nancy L. Jacob c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 1/15/1943 | Member | Indefinite term. Member since 2001. | President and Founder (since 2006) of NLJ Advisors, Inc. (investment adviser). President and Managing Principal, Windermere Investment Associates (1997–2006), Chairman and Chief Executive Officer, CTC Consulting, Inc. (1994–1997) and Executive Vice President, U.S. Trust Company of the Pacific Northwest (1993–1997). | 66 | None |
TIAA Separate Account VA-1 n 2009 Annual Report | 23 |
MANAGEMENT (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 MANAGEMENT COMMITTEE MEMBERS AND OFFICERS n DECEMBER 31, 2009
Disinterested members—continued
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | Number of Portfolios in Fund Complex Overseen by Trustee | Other Directorships Held by Trustees | |||||
Bridget A. Macaskill c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 8/5/1948 | Member | Indefinite term. Member since 2003. | President and Chief Operating Officer, First Eagle Investment Management LLC (since 2009); Principal, BAM Consulting LLC (2003–2009). Independent Consultant for Merrill Lynch (2003–2009); Chairman, Oppenheimer Funds, Inc. (2000–2001), Chief Executive Officer (1995–2001), President (1991–2000), and Chief Operating Officer (1989–1995) of that firm. | 66 | Director, Prudential plc, Arnhold and S. Bleichroeder Holdings, and First Eagle Investment Management. | |||||
James M. Poterba c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 7/13/1958 | Member | Indefinite term. Member since 2006. | President and CEO, National Bureau of Economic Research (since 2008); Head (2006–2008) and Associate Head (1994–2000 and 2001–2006) Economics Department, Massachusetts Institute of Technology (MIT), Mitsui Professor of Economics, MIT (1996–present). Program Director, National Bureau of Economic Research (1990–2008). | 66 | The Jeffrey Company and Jeflion Company (unregistered investment companies), the Alfred P. Sloan Foundation and National Bureau of Economic Research. |
24 | 2009 Annual Report n TIAA Separate Account VA-1 |
Maceo K. Sloan c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/18/1949 | Chairman and Member | Indefinite term. Member since 2001, Chairman since 2009. | Chairman, President and Chief Executive Officer, Sloan Financial Group, Inc. (since 1991); Chairman, CEO and CIO, NCM Capital Management Group, Inc. (since 1991); Chairman and CEO and CIO, NCM Capital Advisers Inc. (since 2003), and Chairman, President and Principal Executive Officer, NCM Capital Investment Trust (since 2007). | 66 | Director, SCANA Corporation (energy holding company) and NCM Capital Investment Trust. | |||||
Laura T. Starks c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 2/17/1950 | Member | Indefinite term. Member since 2006. | Chairman, Department of Finance, the Charles E. and Sarah M. Seay Regents Chair in Finance (since 2002), and Director, AIM Investment Center, McCombs School of Business, University of Texas at Austin (since 2000); Professor, University of Texas at Austin (since 1987); Fellow, Financial Management Association (since 2002). Associate Dean for Research (2001–2002), Associate Director of Research, the Center for International Business Education and Research, University of Texas at Austin (2002–2003) and Director of the Bureau of Business Research, University of Texas at Austin (2001–2002). | 66 | None |
TIAA Separate Account VA-1 n 2009 Annual Report | 25 |
MANAGEMENT (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 MANAGEMENT COMMITTEE MEMBERS AND OFFICERS n DECEMBER 31, 2009
Officers
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Mary (Maliz) E. Beams TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/29/1956 | Executive Vice President | One-year term. Executive Vice President since 2007. | Executive Vice President (EVP), Individual & Institutional Client Services (since 2009), EVP, Individual Client Services (2007–2009) of Teachers Insurance and Annuity Association (“TIAA”) and EVP of TIAA-CREF Funds, College Retirement Equities Fund (“CREF”), TIAA-CREF Life Funds and TIAA Separate Account VA-1 (collectively, the “TIAA-CREF Fund Complex”) (since 2008); EVP of Individual Client Services of TIAA and the TIAA-CREF Fund Complex (2007–2008); Manager, President and Chief Executive Officer, TIAA-CREF Individual & Institutional Services, LLC (“Services”) (since 2007); and Senior Managing Director and Head of Wealth Management Group, TIAA (2004–2007). Partner, Spyglass Investments (2002–2003); Partner and Managing Director, President of Global Business Development for the Mutual Fund Group and Head of International Mutual Fund and Offshore Business of Zurich Scudder Investments; and Head of U.S. Scudder Direct Retail Business and Chief Executive Officer of Scudder Brokerage (1997–2003). | |||
Brandon Becker TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/19/1954 | Executive Vice President and Chief Legal Officer | One year term. Executive Vice President and Chief Legal Officer since 2009 | EVP and Chief Legal Officer of TIAA and the TIAA-CREF Fund Complex (since 2009). Partner, Wilmer Cutler Pickering Hale & Dorr LLP (1996–2009), Special Advisor to the Chairman for International Derivatives (1995–1996), U.S. Securities and Exchange Commission; and Director, Division of Market Regulation (1993–1995), U.S. Securities and Exchange Commission. |
26 | 2009 Annual Report n TIAA Separate Account VA-1 |
Richard S. Biegen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 5/8/1962 | Vice President and Chief Compliance Officer | One-year term. Vice President and Chief Compliance Officer since 2008. | Chief Compliance Officer of the TIAA-CREF Fund Complex, Vice President, Senior Compliance Officer Asset Management Compliance of TIAA and Teachers Advisors, Inc. (“Advisors”), Chief Compliance Officer of TIAA-CREF Investment Management, LLC (“TCIM”) (since 2008) and Chief Compliance Officer of TIAA Separate Account VA-3 (since 2008). Chief Compliance Officer of Advisors (2008). Managing Director/Director of Global Compliance, AIG Global Investment Group (2000–2008); Senior Vice President/Group Head, Regulatory Oversight Group, Scudder Kemper Investments, Inc. (1998–2000); Chief Compliance Officer/Vice President, Legal Department, Salomon Brothers Asset Management, Inc. (1997–1998); Assistant General Counsel/Director, Securities Law Compliance, the Prudential Insurance Company of America (1994–1997); Staff Attorney, Division of Enforcement, U.S. Securities and Exchange Commission (1988-1994); and Staff Attorney, New York Office of Special Prosecutor (Howard Beach case) (1987-1988). | |||
Scott C. Evans TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 5/11/1959 | Executive Vice President | One-year term. Executive Vice President since 1997. | President and Principal Executive Officer of the TIAA-CREF Funds and the TIAA-CREF Life Funds (since 2007); EVP (since 1997) of CREF and TIAA Separate Account VA-1; EVP, Investments, Research, Institute & Strategy (since 2009) and EVP, Head of Asset Management (2006–2009), and EVP and Chief Investment Officer (2005) of TIAA. Director of Advisors (since 2004). President and Chief Executive Officer of Investment Management and Advisors and Manager of TCIM (since 2004). Manager of TIAA Realty Capital Management, LLC (2004–2006), and Chief Investment Officer of TIAA (2004–2006) and the TIAA-CREF Fund Complex (2003–2006). Director of TIAA Global Markets, Inc. (2004–2005); Director of TIAA-CREF Life Insurance Company (1997–2006), and Director of Teachers Personal Investors Services, Inc. (“TPIS”) (2006–2008). | |||
Roger W. Ferguson, Jr. TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 10/28/1951 | President and Chief Executive Officer | One-year term. President and Chief Executive Officer since 2008. | President and Chief Executive Officer of TIAA (since 2008), and President and Chief Executive Officer of CREF and TIAA Separate Account VA-1 (since 2008). Chairman, Head of Financial Services and Member of the Executive Committee of Swiss Re America Holding Corporation (2006–2008); Vice Chairman and Member of the Board of Governors of the United States Federal Reserve System (1997–2006); Partner and Associate, McKinsey & Company (1984–1997). |
TIAA Separate Account VA-1 n 2009 Annual Report | 27 |
MANAGEMENT (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 MANAGEMENT COMMITTEE MEMBERS AND OFFICERS n DECEMBER 31, 2009
Officers—continued
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Phillip G. Goff TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 11/22/1963 | Principal Financial Officer, Principal Accounting Officer and Treasurer since 2009 | One-year term. Principal Financial Officer, Principal Accounting Officer and Treasurer since 2009. | Principal Financial Officer, Principal Accounting Officer and Treasurer of the TIAA-CREF Funds and TIAA-CREF Life Funds (since 2007) and TIAA Separate Account VA-1 (since 2009). Treasurer of CREF (since 2008). Director (since 2008) and Funds Treasurer (since 2007) of Advisors; Manager and Funds Treasurer of TCIM (since 2008); Director of TIAA-CREF Trust Company, FSB (since 2008). Chief Financial Officer, Van Kampen Funds (2005–2006); and Vice President and Chief Financial Officer, Enterprise Capital Management and the Enterprise Group of Funds (1995–2005). | |||
I. Steven Goldstein TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 9/24/1952 | Executive Vice President | One-year term. Executive Vice President since 2003. | EVP, Chief Communications Officer of TIAA (since 2009) and EVP of the TIAA-CREF Fund Complex (since 2003). EVP, Public Affairs of TIAA (2005–2009); Director of TIAA-CREF Life Insurance Company (2003–2006); Advisor for McKinsey & Company (2003); Vice President, Corporate Communications for Dow Jones & Co. and The Wall Street Journal (2001–2002); and Senior Vice President and Chief Communications Officer for Insurance Information Institute (1993–2001). | |||
Stephen Gruppo TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 9/25/1959 | Executive Vice President | One-year term. Executive Vice President since 2009. | EVP, Head of Risk Management of TIAA and EVP of the TIAA-CREF Fund Complex (since 2009). EVP, Risk Management of Advisors and Investment Management (since 2009). Senior Managing Director, Acting Head of Risk Management of TIAA and Senior Managing Director of the TIAA-CREF Fund Complex (2008–2009). Senior Managing Director of Advisors and Investment Management (2006–2009); Senior Managing Director, Chief Credit Risk Officer (2004–2008) of TIAA. Director, TIAA-CREF Life Insurance Company (2006–2008), Director, TPIS, Advisors and Investment Management (2008), Head of Risk Management of Advisors and Investment Management (2005–2006). Senior Vice President, Risk Management Department, Lehman Brothers (1996–2004). |
28 | 2009 Annual Report n TIAA Separate Account VA-1 |
William Mostyn III TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 1/1/1948 | Vice President and Corporate Secretary | One-year term. Vice President and Corporate Secretary since 2008. | Vice President and Corporate Secretary of TIAA and the TIAA-CREF Fund Complex (since 2008). Deputy General Counsel and Corporate Secretary, Bank of America (2005–2008); and Deputy General Counsel, Secretary and Chief Governance Officer, The Gillette Company (2000–2005). | |||
Dermot J. O’Brien TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/13/1966 | Executive Vice President | One-year term. Executive Vice President since 2003. | EVP, Human Resources & Corporate Services (since 2007), and EVP, Human Resources (2005–2007) of TIAA and EVP of the TIAA-CREF Fund Complex (since 2003) and Head of Corporate Services of TIAA (since 2006). Director, TIAA-CREF Life Insurance Company (2003–2006); First Vice President and Head of Human Resources (1999–2001), International Private Client Division and Global Debt Markets (2002–2003), Merrill Lynch & Co.; and Vice President and Head of Human Resources, Japan Morgan Stanley (1998–1999). | |||
Georganne C. Proctor TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 10/25/1956 | Executive Vice President | One-year term. Executive Vice President 2006. | EVP, Chief Integration Officer of TIAA (since 2010), EVP, Chief Financial Officer of TIAA and CREF (since 2006). Director (since 2007) and EVP and Chief Financial Officer (since 2008) of TIAA-CREF Enterprises, Inc. Manager, EVP and Chief Financial Officer of TIAA-CREF Redwood, LLC (since 2006), Director and Vice President of TPIS (2006–2008), EVP and Chief Financial Officer of TIAA-CREF Life Funds, TIAA-CREF Mutual Funds and TIAA-CREF Institutional Mutual Funds (2006–2007). Manager and EVP TIAA-CREF Investment Management, Director and EVP of TPIS and Advisors (2006–2008); EVP and Chief Financial Officer of TIAA Separate Account VA-1 (2006–2009). EVP, Finance, Golden West Financial Corporation (2002–2006) and Senior Vice President, Chief Financial Officer and Director, Bechtel Group, Inc. (1999–2002). | |||
Cara L. Schnaper TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 2/13/1954 | Executive Vice President | One-year term. Executive Vice President since 2008. | EVP, Technology and Operations of TIAA (since 2008), and EVP of the TIAA-CREF Fund Complex (since 2008). Principal, Market Resolve, LLC (2006–2008); and Head, Middle Office, Investment Banking (2000–2002), Head, Technology and Operations, Equities (1999–2000) and Chief Operating Officer, Technology and Operations, Emerging Markets, Foreign Exchange and Commodities (1997–1999), JP Morgan Chase & Co. |
TIAA Separate Account VA-1 n 2009 Annual Report | 29 |
MANAGEMENT (UNAUDITED) | concluded |
TIAA SEPARATE ACCOUNT VA-1 MANAGEMENT COMMITTEE MEMBERS AND OFFICERS n DECEMBER 31, 2009
Officers—continued
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Bertram L. Scott TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/26/1951 | Executive Vice President | One-year term. Executive Vice President since 2001. | EVP and Chief Institutional Development and Sales Officer (since 2008); EVP, Strategy, Integration and Policy (2007–2008); EVP, Strategy, Implementation and Policy (2006–2007), EVP, Product Management (2005–2006) of TIAA and EVP of the TIAA-CREF Fund Complex (since 2008); EVP, Strategy Implementation and Policy of TIAA (2006–2008); Manager of TIAA-CREF Redwood, LLC (since 2007); Director of TCT Holdings, Inc. (since 2007); and Director and President of TIAA-CREF Enterprises, Inc. (since 2000). EVP, Product Management of TIAA (2000–2005); and President and Chief Executive Officer, Horizon Mercy (1996–2000). | |||
Edward D. Van Dolsen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 4/21/1958 | Executive Vice President | One-year term. Executive Vice President since January 2006. | EVP, Product Development and Management (since 2009), EVP, Institutional Client Services (2006–2009), and EVP, Product Management (2005–2006) of TIAA, and EVP of the TIAA Fund Complex (since 2008); EVP, Institutional Client Services (2006–2008); Director of TCT Holdings, Inc. (since 2007); EVP of TIAA-CREF Life Insurance Company (since 2009); Director (since 2007) and EVP (since 2008) of TIAA-CREF Enterprises, Inc. and Manager, President and CEO, TIAA-CREF Redwood, LLC (since 2006). Director of Tuition Financing (2006–2009); Senior Vice President, Pension Products (2003–2006) and Vice President, Support Services (1998–2003) of TIAA and the TIAA-CREF Fund Complex. |
Please note that the Account’s Statement of Additional Information (SAI) includes additional information about the Account’s members and is available, without charge, through our website, tiaa-cref.org, or by telephone at 800 223-1200.
30 | 2009 Annual Report n TIAA Separate Account VA-1 |
HOW TO REACH US
TIAA-CREF WEBSITE
Account performance, personal account information and transactions, product descriptions, and information about investment choices and income options
tiaa-cref.org
24 hours a day, 7 days a week
AUTOMATED TELEPHONE SERVICE
Check account performance and accumulation balances, change allocations, transfer funds and verify credited premiums
800 842-2252
24 hours a day, 7 days a week
TELEPHONE COUNSELING CENTER
Retirement saving and planning, income options and payments, and tax reporting
800 842-2776
8 a.m. to 10 p.m. ET, Monday–Friday
9 a.m. to 6 p.m. ET, Saturday
PLANNING AND SERVICE CENTER
TIAA-CREF mutual funds
800 223-1200
8 a.m. to 10 p.m. ET, Monday–Friday
INSURANCE PLANNING CENTER
After-tax annuities and life insurance
877 825-0411
8 a.m. to 6 p.m. ET, Monday–Friday
FOR THE HEARING- OR SPEECH-IMPAIRED
800 842-2755
8 a.m. to 10 p.m. ET, Monday–Friday
9 a.m. to 6 p.m. ET, Saturday
TIAA-CREF BROKERAGE SERVICES
Self-directed brokerage accounts for investing in stocks, bonds and mutual funds
800 927-3059
8 a.m. to 7 p.m. ET, Monday–Friday
TIAA-CREF TRUST COMPANY, FSB
Asset management, trust administration, estate planning, planned giving and endowment management
888 842-9001
9 a.m. to 6 p.m. ET, Monday–Friday
ADVISOR SERVICES
888 842-0318
8 a.m. to 7:30 p.m. ET, Monday–Friday
You should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit tiaa-cref.org, or call 800 223-1200. Please read the prospectus carefully before investing. Investment products are not FDIC insured, may lose value and are not bank guaranteed. TIAA-CREF Brokerage Services is a division of TIAA-CREF Individual & Institutional Services, LLC. TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., members FINRA, distribute securities products. Insurance and annuity products are issued by TIAA-CREF Life Insurance Co., New York, NY. TIAA-CREF Trust Company, FSB provides trust services.
©2010 Teachers Insurance and Annuity Association—College Retirement Equities Fund (TIAA-CREF), New York, NY 10017-3206
730 Third Avenue New York, NY 10017-3206 | ||
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C46586 | A10845 (2/10) |
Item 2. | Code of Ethics. |
2(a) The Management Committee of TIAA Separate Account VA-1 (the “Registrant”) has adopted a code of ethics for senior financial officers, including the Registrant’s principal executive officer, principal financial officer, principal accounting officer, or controller, and persons performing similar functions, in conformity with rules promulgated under the Sarbanes-Oxley Act of 2002.
2(b) No response required.
2(c) During the reporting period, there were no amendments to the code of ethics.
2(d) During the reporting period, there were no implicit or explicit waivers granted by the Registrant from any provision of the code of ethics.
2(e) Not applicable.
2(f) A copy of the current code of ethics is filed as an exhibit to this Form N-CSR.
Item 3. | Audit Committee Financial Expert. |
3(a)(1) The Registrant’s Management Committee has determined that the Registrant has at least one audit committee financial expert serving on its Audit Committee.
3(a)(2) Nancy A. Eckl is the Registrant’s audit committee financial expert for the reporting period and is “independent” for purposes of Item 3 of Form N-CSR.
Item 4. | Principal Accountant Fees and Services. |
PricewaterhouseCoopers LLP (“PwC”) performs independent audits of the Registrant’s financial statements. To maintain auditor independence and avoid the appearance of conflicts of interest, the Registrant, as a policy, does not engage PwC for management advisory or consulting services.
4(a) Audit Fees.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for the audit of the Registrant’s annual financial statements were $110,000 and $132,080, respectively.
4(b) Audit Related Fees.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for services related to the performance of the audit of the Registrant’s annual financial statements were $0 and $0, respectively.
For the fiscal years ended December 31, 2009 and December 31, 2008, the Audit-Related Fees billed by PwC to Teachers Advisors, Inc. (“Advisors”) or to any entity controlling, controlled by or under common control with Advisors that provides ongoing services to the Registrant (collectively, “Fund Service Providers”) were $0 and $0, respectively.
4(c) Tax Fees.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for tax services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for tax services billed to the Fund Service Providers were $0 and $0, respectively.
4(d) All Other Fees.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for all other services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2009 and December 31, 2008, PwC’s aggregate fees for all other services billed to the Fund Service Providers were $0 and $0, respectively.
4(e)(1) Preapproval Policy.
The Registrant’s audit committee (“Audit Committee”) has adopted a Preapproval Policy for External Audit Firm Services (the “Policy”). The Policy describes the types of services that may be provided by the independent auditor to the Registrant and certain of its affiliates without impairing the auditor’s independence. Under the Policy, the Audit Committee is required to preapprove all services to be performed by the Registrant’s independent auditor in order to ensure that such services do not impair the auditor’s independence.
The Policy requires the Audit Committee to: (i) appoint the independent auditor to perform the financial statements audit for the Registrant and certain of its affiliates, including approving the terms of the engagement, and (ii) preapprove the audit, audit-related, tax and other services to be provided by the independent auditor to the Registrant and certain of its affiliates and the fees to be charged for provision of such services from year to year.
4(e)(2) Services provided pursuant to paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X (the “de minimis exception”):
Audit-Related Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
Tax Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
All Other Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2009 and December 31, 2008 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
4(f) The percentage of hours expended by PwC’s engagement to audit the Registrant’s financial statements for the most recent fiscal year attributable to work performed by persons other than PwC’s full-time, permanent employees was less than 50%.
4(g) Non-Audit Fees for Related Entities.
For the fiscal years ended December 31, 2009 and December 31, 2008, aggregate non-audit fees billed to the Registrant and to its Fund Service Providers by PwC were $0 and $0, respectively.
4(h) The Registrant’s Audit Committee has considered whether the non-audit services that were rendered by PwC to the Registrant’s Fund Service Providers that were not pre-approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X are compatible with maintaining PwC’s independence.
Item 5. | Audit Committee of Listed Registrants. |
Not Applicable.
Item 6. | Schedule of Investments. |
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
TIAA SEPARATE ACCOUNT VA-1
STOCK INDEX ACCOUNT
SCHEDULE OF INVESTMENTS
December 31, 2009
SHARES | COMPANY | VALUE (000) | |||||
COMMON STOCKS - 99.95% | |||||||
AGRICULTURAL PRODUCTION-CROPS - 0.01% | |||||||
2,584 | * | Chiquita Brands International, Inc | $ | 47 | |||
149 | Griffin Land & Nurseries, Inc (Class A) | 4 | |||||
TOTAL AGRICULTURAL PRODUCTION-CROPS | 51 | ||||||
AGRICULTURAL PRODUCTION-LIVESTOCK - 0.01% | |||||||
803 | Cal-Maine Foods, Inc | 27 | |||||
22 | Seaboard Corp | 30 | |||||
TOTAL AGRICULTURAL PRODUCTION-LIVESTOCK | 57 | ||||||
AGRICULTURAL SERVICES - 0.02% | |||||||
727 | * | Cadiz, Inc | 9 | ||||
555 | Calavo Growers, Inc | 9 | |||||
5,034 | * | VCA Antech, Inc | 125 | ||||
TOTAL AGRICULTURAL SERVICES | 143 | ||||||
AMUSEMENT AND RECREATION SERVICES - 0.64% | |||||||
3,231 | * | Bally Technologies, Inc | 133 | ||||
433 | Churchill Downs, Inc | 16 | |||||
978 | Dover Downs Gaming & Entertainment, Inc | 4 | |||||
18,161 | * | Electronic Arts, Inc | 322 | ||||
1,772 | International Speedway Corp (Class A) | 50 | |||||
2,155 | * | Life Time Fitness, Inc | 54 | ||||
4,424 | * | Live Nation, Inc | 38 | ||||
1,276 | * | Multimedia Games, Inc | 8 | ||||
3,623 | * | Penn National Gaming, Inc | 99 | ||||
3,407 | * | Pinnacle Entertainment, Inc | 31 | ||||
819 | Speedway Motorsports, Inc | 14 | |||||
2,163 | * | Ticketmaster | 26 | ||||
1,000 | * | Town Sports International Holdings, Inc | 2 | ||||
104,924 | Walt Disney Co | 3,384 | |||||
2,602 | * | Warner Music Group Corp | 15 | ||||
2,631 | * | WMS Industries, Inc | 105 | ||||
1,461 | World Wrestling Entertainment, Inc (Class A) | 22 | |||||
1,694 | * | Youbet.com, Inc | 5 | ||||
TOTAL AMUSEMENT AND RECREATION SERVICES | 4,328 | ||||||
APPAREL AND ACCESSORY STORES - 0.67% | |||||||
5,074 | Abercrombie & Fitch Co (Class A) | 177 | |||||
3,747 | * | Aeropostale, Inc | 128 | ||||
2,117 | * | American Apparel, Inc | 7 | ||||
9,979 | American Eagle Outfitters, Inc | 169 | |||||
3,358 | * | AnnTaylor Stores Corp | 46 | ||||
1,533 | Bebe Stores, Inc | 10 | |||||
2,844 | Brown Shoe Co, Inc | 28 | |||||
1,313 | Buckle, Inc | 38 | |||||
3,338 | * | Carter’s, Inc | 88 | ||||
1,800 | Cato Corp (Class A) | 36 | |||||
2,864 | * | Charming Shoppes, Inc | 18 | ||||
10,387 | * | Chico’s FAS, Inc | 146 | ||||
1,410 | * | Children’s Place Retail Stores, Inc | 47 | ||||
2,493 | Christopher & Banks Corp | 19 | |||||
836 | * | Citi Trends, Inc | 23 | ||||
3,907 | * | Collective Brands, Inc | 89 | ||||
238 | * | Destination Maternity Corp | 4 | ||||
3,225 | * | Dress Barn, Inc | 74 | ||||
1,051 | * | DSW, Inc (Class A) | 27 | ||||
2,083 | Finish Line, Inc (Class A) | 26 | |||||
9,029 | Foot Locker, Inc | 101 | |||||
27,548 | Gap, Inc | 577 |
1
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
5,429 | * | Hanesbrands, Inc | $ | 131 | |||
2,222 | * | Hot Topic, Inc | 14 | ||||
2,758 | * | J Crew Group, Inc | 123 | ||||
1,171 | * | JOS A Bank Clothiers, Inc | 49 | ||||
17,392 | * | Kohl’s Corp | 938 | ||||
14,643 | Limited Brands, Inc | 282 | |||||
2,204 | * | Lululemon Athletica, Inc | 66 | ||||
888 | * | New York & Co, Inc | 4 | ||||
9,524 | Nordstrom, Inc | 358 | |||||
4,283 | * | Pacific Sunwear Of California, Inc | 17 | ||||
7,285 | Ross Stores, Inc | 311 | |||||
517 | * | Shoe Carnival, Inc | 11 | ||||
2,332 | Stage Stores, Inc | 29 | |||||
1,200 | Talbots, Inc | 11 | |||||
1,963 | * | Under Armour, Inc (Class A) | 54 | ||||
7,098 | * | Urban Outfitters, Inc | 248 | ||||
5,043 | * | Wet Seal, Inc (Class A) | 17 | ||||
TOTAL APPAREL AND ACCESSORY STORES | 4,541 | ||||||
APPAREL AND OTHER TEXTILE PRODUCTS - 0.39% | |||||||
762 | Columbia Sportswear Co | 30 | |||||
811 | * | G-III Apparel Group Ltd | 18 | ||||
3,453 | Guess ?, Inc | 146 | |||||
1,699 | * | Gymboree Corp | 74 | ||||
5,065 | Jones Apparel Group, Inc | 81 | |||||
5,941 | * | Liz Claiborne, Inc | 33 | ||||
1,392 | * | Maidenform Brands, Inc | 23 | ||||
20,345 | Nike, Inc (Class B) | 1,344 | |||||
3,068 | Phillips-Van Heusen Corp | 125 | |||||
3,241 | Polo Ralph Lauren Corp (Class A) | 263 | |||||
7,612 | * | Quiksilver, Inc | 15 | ||||
1,435 | * | True Religion Apparel, Inc | 27 | ||||
4,795 | VF Corp | 351 | |||||
2,470 | * | Warnaco Group, Inc | 104 | ||||
TOTAL APPAREL AND OTHER TEXTILE PRODUCTS | 2,634 | ||||||
AUTO REPAIR, SERVICES AND PARKING - 0.07% | |||||||
607 | * | Amerco, Inc | 30 | ||||
1,436 | * | Dollar Thrifty Automotive Group, Inc | 37 | ||||
10,831 | * | Hertz Global Holdings, Inc | 129 | ||||
1,073 | * | Midas, Inc | 9 | ||||
873 | Monro Muffler, Inc | 29 | |||||
3,326 | Ryder System, Inc | 137 | |||||
672 | * | Standard Parking Corp | 11 | ||||
2,361 | * | Wright Express Corp | 75 | ||||
TOTAL AUTO REPAIR, SERVICES AND PARKING | 457 | ||||||
AUTOMOTIVE DEALERS AND SERVICE STATIONS - 0.21% | |||||||
5,309 | Advance Auto Parts | 215 | |||||
580 | * | America’s Car-Mart, Inc | 15 | ||||
1,889 | * | Asbury Automotive Group, Inc | 22 | ||||
4,274 | * | Autonation, Inc | 82 | ||||
1,699 | * | Autozone, Inc | 269 | ||||
12,774 | * | Carmax, Inc | 310 | ||||
3,576 | * | Copart, Inc | 131 | ||||
832 | * | Lithia Motors, Inc (Class A) | 7 | ||||
7,596 | * | O’Reilly Automotive, Inc | 289 | ||||
2,259 | Penske Auto Group, Inc | 34 | |||||
2,119 | * | Rush Enterprises, Inc (Class A) | 25 | ||||
1,546 | Sonic Automotive, Inc (Class A) | 16 | |||||
TOTAL AUTOMOTIVE DEALERS AND SERVICE STATIONS | 1,415 | ||||||
BUILDING MATERIALS AND GARDEN SUPPLIES - 0.75% | |||||||
967 | * | Builders FirstSource, Inc | 4 | ||||
2
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
7,608 | Fastenal Co | $ | 317 | ||||
96,427 | Home Depot, Inc | 2,789 | |||||
83,187 | Lowe’s Cos, Inc | 1,946 | |||||
809 | * | Lumber Liquidators, Inc | 22 | ||||
TOTAL BUILDING MATERIALS AND GARDEN SUPPLIES | 5,078 | ||||||
BUSINESS SERVICES - 8.32% | |||||||
22,705 | * | 3Com Corp | 170 | ||||
813 | * | 3D Systems Corp | 9 | ||||
2,635 | Aaron Rents, Inc | 73 | |||||
2,600 | ABM Industries, Inc | 54 | |||||
1,804 | * | Acacia Research (Acacia Technologies) | 16 | ||||
1,645 | * | ACI Worldwide, Inc | 28 | ||||
2,280 | * | ActivIdentity Corp | 5 | ||||
32,330 | * | Activision Blizzard, Inc | 359 | ||||
3,273 | * | Actuate Corp | 14 | ||||
3,887 | * | Acxiom Corp | 52 | ||||
1,359 | Administaff, Inc | 32 | |||||
29,354 | * | Adobe Systems, Inc | 1,080 | ||||
828 | * | Advent Software, Inc | 34 | ||||
5,243 | * | Affiliated Computer Services, Inc (Class A) | 313 | ||||
2,801 | Aircastle Ltd | 28 | |||||
9,967 | * | Akamai Technologies, Inc | 252 | ||||
2,924 | * | Alliance Data Systems Corp | 189 | ||||
11,120 | * | Amdocs Ltd | 317 | ||||
2,166 | * | American Reprographics Co | 15 | ||||
764 | * | American Software, Inc (Class A) | 5 | ||||
1,660 | * | AMICAS, Inc | 9 | ||||
2,116 | * | AMN Healthcare Services, Inc | 19 | ||||
5,100 | * | Ansys, Inc | 222 | ||||
1,377 | * | APAC Customer Services, Inc | 8 | ||||
1,600 | Arbitron, Inc | 37 | |||||
1,040 | * | ArcSight, Inc | 27 | ||||
5,091 | * | Ariba, Inc | 64 | ||||
7,187 | * | Art Technology Group, Inc | 32 | ||||
1,058 | * | Asset Acceptance Capital Corp | 7 | ||||
1,875 | * | athenahealth, Inc | 85 | ||||
13,143 | * | Autodesk, Inc | 334 | ||||
28,404 | Automatic Data Processing, Inc | 1,216 | |||||
5,770 | * | Avis Budget Group, Inc | 76 | ||||
383 | Barrett Business Services, Inc | 5 | |||||
1,565 | BGC Partners, Inc (Class A) | 7 | |||||
2,730 | Blackbaud, Inc | 64 | |||||
1,799 | * | Blackboard, Inc | 82 | ||||
2,165 | * | Blue Coat Systems, Inc | 62 | ||||
10,640 | * | BMC Software, Inc | 427 | ||||
1,263 | * | Bottomline Technologies, Inc | 22 | ||||
4,383 | * | BPZ Energy, Inc | 42 | ||||
2,842 | Brady Corp (Class A) | 85 | |||||
2,433 | Brink’s Co | 59 | |||||
2,433 | * | Brink’s Home Security Holdings, Inc | 79 | ||||
22,048 | CA, Inc | 495 | |||||
1,856 | * | CACI International, Inc (Class A) | 91 | ||||
14,981 | * | Cadence Design Systems, Inc | 90 | ||||
1,751 | * | Callidus Software, Inc | 5 | ||||
760 | * | Capella Education Co | 57 | ||||
1,930 | * | Cavium Networks, Inc | 46 | ||||
3,229 | * | CBIZ, Inc | 25 | ||||
3,541 | * | Cerner Corp | 292 | ||||
2,005 | * | Chordiant Software, Inc | 6 | ||||
3,700 | * | Ciber, Inc | 13 | ||||
10,454 | * | Citrix Systems, Inc | 435 | ||||
2,400 | * | Clear Channel Outdoor Holdings, Inc (Class A) | 25 | ||||
620 | * | Clinical Data, Inc | 11 | ||||
2,857 | * | Cogent Communications Group, Inc | 28 | ||||
2,800 | * | Cogent, Inc | 29 | ||||
2,472 | Cognex Corp | 44 | |||||
16,454 | * | Cognizant Technology Solutions Corp (Class A) | 745 | ||||
2,159 | * | Commvault Systems, Inc | 51 | ||||
1,180 | Compass Diversified Trust | 15 | |||||
869 | * | Compellent Technologies, Inc | 20 |
3
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
602 | Computer Programs & Systems, Inc | $ | 28 | ||||
8,402 | * | Computer Sciences Corp | 483 | ||||
760 | * | Computer Task Group, Inc | 6 | ||||
14,062 | * | Compuware Corp | 102 | ||||
839 | * | COMSYS IT Partners, Inc | 7 | ||||
2,398 | * | Concur Technologies, Inc | 103 | ||||
1,230 | * | Constant Contact, Inc | 20 | ||||
5,793 | * | Convergys Corp | 62 | ||||
1,115 | * | CoStar Group, Inc | 47 | ||||
1,511 | * | CSG Systems International, Inc | 29 | ||||
3,935 | * | Cybersource Corp | 79 | ||||
2,053 | * | DealerTrack Holdings, Inc | 39 | ||||
3,060 | Deluxe Corp | 45 | |||||
718 | * | Dice Holdings, Inc | 5 | ||||
2,231 | * | Digital River, Inc | 60 | ||||
1,448 | * | DivX, Inc | 8 | ||||
1,061 | * | Double-Take Software, Inc | 11 | ||||
1,943 | * | DST Systems, Inc | 85 | ||||
311 | * | Dynamics Research Corp | 3 | ||||
1,500 | * | DynCorp International, Inc (Class A) | 22 | ||||
6,551 | Earthlink, Inc | 54 | |||||
62,814 | * | eBay, Inc | 1,479 | ||||
375 | * | Ebix, Inc | 18 | ||||
1,837 | * | Echelon Corp | 21 | ||||
2,985 | * | Eclipsys Corp | 55 | ||||
1,000 | Electro Rent Corp | 12 | |||||
3,012 | * | Electronics for Imaging, Inc | 39 | ||||
3,122 | * | Epicor Software Corp | 24 | ||||
2,131 | * | EPIQ Systems, Inc | 30 | ||||
7,089 | Equifax, Inc | 219 | |||||
4,575 | * | Evergreen Energy, Inc | 2 | ||||
1,283 | * | ExlService Holdings, Inc | 23 | ||||
10,599 | * | Expedia, Inc | 272 | ||||
4,626 | * | F5 Networks, Inc | 245 | ||||
2,531 | Factset Research Systems, Inc | 167 | |||||
2,596 | Fair Isaac Corp | 55 | |||||
2,479 | * | FalconStor Software, Inc | 10 | ||||
18,331 | Fidelity National Information Services, Inc | 430 | |||||
9,054 | * | Fiserv, Inc | 439 | ||||
983 | * | Forrester Research, Inc | 25 | ||||
3,651 | * | Gartner, Inc | 66 | ||||
2,712 | * | Global Cash Access, Inc | 20 | ||||
882 | * | Global Sources Ltd | 5 | ||||
13,548 | * | Google, Inc (Class A) | 8,399 | ||||
920 | * | GSE Systems, Inc | 5 | ||||
1,293 | * | H&E Equipment Services, Inc | 14 | ||||
2,506 | * | Hackett Group, Inc | 7 | ||||
2,249 | Healthcare Services Group | 48 | |||||
1,893 | Heartland Payment Systems, Inc | 25 | |||||
240 | * | HeartWare International, Inc | 9 | ||||
1,202 | Heidrick & Struggles International, Inc | 38 | |||||
1,403 | * | HMS Holdings Corp | 68 | ||||
947 | * | i2 Technologies, Inc | 18 | ||||
448 | * | ICT Group, Inc | 7 | ||||
1,449 | iGate Corp | 14 | |||||
2,627 | * | IHS, Inc (Class A) | 144 | ||||
10,686 | IMS Health, Inc | 225 | |||||
1,967 | infoGROUP, Inc | 16 | |||||
4,859 | * | Informatica Corp | 126 | ||||
2,218 | * | Infospace, Inc | 19 | ||||
1,446 | * | Innerworkings, Inc | 9 | ||||
1,272 | * | Innodata Isogen, Inc | 7 | ||||
1,116 | * | Integral Systems, Inc | 10 | ||||
2,217 | Interactive Data Corp | 56 | |||||
803 | * | Interactive Intelligence, Inc | 15 | ||||
3,256 | * | Internap Network Services Corp | 15 | ||||
1,292 | * | Internet Brands, Inc (Class A) | 10 | ||||
2,646 | * | Internet Capital Group, Inc | 18 | ||||
27,952 | * | Interpublic Group of Cos, Inc | 206 | ||||
18,400 | * | Intuit, Inc | 565 | ||||
1,814 | * | inVentiv Health, Inc | 29 | ||||
2,561 | Ipass, Inc | 3 |
4
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
10,027 | * | Iron Mountain, Inc | $ | 228 | |||
4,326 | Jack Henry & Associates, Inc | 100 | |||||
1,724 | * | JDA Software Group, Inc | 44 | ||||
29,225 | * | Juniper Networks, Inc | 779 | ||||
1,200 | Kelly Services, Inc (Class A) | 14 | |||||
1,544 | * | Kenexa Corp | 20 | ||||
941 | Keynote Systems, Inc | 10 | |||||
1,774 | * | Kforce, Inc | 22 | ||||
1,667 | * | Knot, Inc | 17 | ||||
2,700 | * | Korn/Ferry International | 45 | ||||
3,348 | * | Lamar Advertising Co (Class A) | 104 | ||||
7,959 | * | Lawson Software, Inc | 53 | ||||
2,000 | * | Limelight Networks, Inc | 8 | ||||
3,304 | * | Lionbridge Technologies | 8 | ||||
511 | * | Liquidity Services, Inc | 5 | ||||
2,334 | * | Liveperson, Inc | 16 | ||||
1,595 | * | Manhattan Associates, Inc | 38 | ||||
4,591 | Manpower, Inc | 251 | |||||
1,171 | * | Mantech International Corp (Class A) | 57 | ||||
1,311 | Marchex, Inc (Class B) | 7 | |||||
4,858 | Mastercard, Inc (Class A) | 1,244 | |||||
8,855 | * | McAfee, Inc | 359 | ||||
5,422 | * | Mentor Graphics Corp | 48 | ||||
435,595 | Microsoft Corp | 13,281 | |||||
602 | * | MicroStrategy, Inc (Class A) | 57 | ||||
2,884 | * | ModusLink Global Solutions, Inc | 27 | ||||
4,696 | * | MoneyGram International, Inc | 14 | ||||
866 | * | Monotype Imaging Holdings, Inc | 8 | ||||
7,154 | * | Monster Worldwide, Inc | 124 | ||||
10,909 | Moody’s Corp | 292 | |||||
8,584 | * | Move, Inc | 14 | ||||
5,555 | * | MPS Group, Inc | 76 | ||||
390 | * | NCI, Inc (Class A) | 11 | ||||
8,531 | * | NCR Corp | 95 | ||||
2,111 | * | Ness Technologies, Inc | 10 | ||||
2,427 | * | NetFlix, Inc | 134 | ||||
1,792 | * | Netscout Systems, Inc | 26 | ||||
720 | * | NetSuite, Inc | 11 | ||||
1,690 | * | Network Equipment Technologies, Inc | 7 | ||||
2,722 | NIC, Inc | 25 | |||||
19,830 | * | Novell, Inc | 82 | ||||
13,369 | * | Nuance Communications, Inc | 208 | ||||
17,331 | Omnicom Group, Inc | 678 | |||||
1,673 | * | On Assignment, Inc | 12 | ||||
1,415 | * | Online Resources Corp | 7 | ||||
142 | * | OpenTable, Inc | 4 | ||||
430 | Opnet Technologies, Inc | 5 | |||||
216,210 | Oracle Corp | 5,306 | |||||
6,745 | * | Parametric Technology Corp | 110 | ||||
1,245 | PC-Tel, Inc | 7 | |||||
702 | Pegasystems, Inc | 24 | |||||
1,789 | * | Perficient, Inc | 15 | ||||
494 | * | Pervasive Software, Inc | 2 | ||||
2,266 | * | Phase Forward, Inc | 35 | ||||
1,611 | * | Phoenix Technologies Ltd | 4 | ||||
1,042 | * | Portfolio Recovery Associates, Inc | 47 | ||||
3,214 | * | Premiere Global Services, Inc | 27 | ||||
2,454 | * | Progress Software Corp | 72 | ||||
774 | * | PROS Holdings, Inc | 8 | ||||
1,000 | QAD, Inc | 6 | |||||
1,262 | Quality Systems, Inc | 79 | |||||
3,911 | * | Quest Software, Inc | 72 | ||||
3,708 | * | Rackspace Hosting, Inc | 77 | ||||
1,505 | * | Radiant Systems, Inc | 16 | ||||
1,200 | * | Radisys Corp | 11 | ||||
3,056 | * | Raser Technologies, Inc | 4 | ||||
4,340 | * | RealNetworks, Inc | 16 | ||||
10,606 | * | Red Hat, Inc | 328 | ||||
781 | Renaissance Learning, Inc | 9 | |||||
3,920 | * | Rent-A-Center, Inc | 69 | ||||
336 | Rewards Network, Inc | 4 | |||||
1,505 | * | RightNow Technologies, Inc | 26 |
5
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,200 | * | Riskmetrics Group Inc | $ | 19 | |||
8,549 | Robert Half International, Inc | 229 | |||||
2,146 | Rollins, Inc | 41 | |||||
301 | * | Rosetta Stone, Inc | 5 | ||||
2,525 | * | RSC Holdings, Inc | 18 | ||||
2,512 | * | S1 Corp | 16 | ||||
1,356 | * | Saba Software, Inc | 6 | ||||
6,297 | * | Salesforce.com, Inc | 465 | ||||
5,190 | * | Sapient Corp | 43 | ||||
1,301 | * | Smith Micro Software, Inc | 12 | ||||
1,699 | * | Sohu.com, Inc | 97 | ||||
380 | * | SolarWinds, Inc | 9 | ||||
3,629 | * | SonicWALL, Inc | 28 | ||||
14,052 | * | Sonus Networks, Inc | 30 | ||||
3,912 | Sotheby’s (Class A) | 88 | |||||
1,235 | * | Sourcefire, Inc | 33 | ||||
3,429 | * | Spherion Corp | 19 | ||||
2,484 | * | SRA International, Inc (Class A) | 47 | ||||
511 | * | StarTek, Inc | 4 | ||||
1,404 | * | Stratasys, Inc | 24 | ||||
2,028 | * | SuccessFactors, Inc | 34 | ||||
42,954 | * | Sun Microsystems, Inc | 402 | ||||
2,697 | * | SupportSoft, Inc | 7 | ||||
4,737 | * | Sybase, Inc | 206 | ||||
1,700 | * | SYKES Enterprises, Inc | 43 | ||||
47,179 | * | Symantec Corp | 844 | ||||
1,133 | * | Synchronoss Technologies, Inc | 18 | ||||
976 | * | SYNNEX Corp | 30 | ||||
7,658 | * | Synopsys, Inc | 171 | ||||
784 | Syntel, Inc | 30 | |||||
4,650 | Take-Two Interactive Software, Inc | 47 | |||||
1,034 | TAL International Group, Inc | 14 | |||||
1,688 | * | Taleo Corp (Class A) | 40 | ||||
798 | * | TechTarget, Inc | 4 | ||||
2,030 | * | TeleTech Holdings, Inc | 41 | ||||
590 | Textainer Group Holdings Ltd | 10 | |||||
4,249 | * | THQ, Inc | 21 | ||||
10,393 | * | TIBCO Software, Inc | 100 | ||||
720 | * | Tier Technologies, Inc | 6 | ||||
1,534 | * | TNS, Inc | 39 | ||||
9,538 | Total System Services, Inc | 165 | |||||
1,590 | * | TradeStation Group, Inc | 13 | ||||
2,933 | * | TrueBlue, Inc | 43 | ||||
1,541 | * | Ultimate Software Group, Inc | 45 | ||||
571 | * | Unica Corp | 4 | ||||
2,353 | * | Unisys Corp | 91 | ||||
4,557 | United Online, Inc | 33 | |||||
3,113 | * | United Rentals, Inc | 31 | ||||
4,819 | * | Valueclick, Inc | 49 | ||||
1,577 | * | Vasco Data Security International | 10 | ||||
10,928 | * | VeriSign, Inc | 265 | ||||
1,286 | Viad Corp | 27 | |||||
620 | * | Virtusa Corp | 6 | ||||
25,390 | Visa, Inc (Class A) | 2,221 | |||||
2,790 | * | VMware, Inc (Class A) | 118 | ||||
792 | * | Vocus, Inc | 14 | ||||
858 | * | Volt Information Sciences, Inc | 9 | ||||
2,700 | * | WebMD Health Corp (Class A) | 104 | ||||
2,713 | * | Websense, Inc | 47 | ||||
1,627 | * | Website Pros, Inc | 11 | ||||
66,860 | * | Yahoo!, Inc | 1,122 | ||||
TOTAL BUSINESS SERVICES | 56,544 | ||||||
CHEMICALS AND ALLIED PRODUCTS - 11.61% | |||||||
87,563 | Abbott Laboratories | 4,728 | |||||
357 | * | Abraxis Bioscience, Inc | 14 | ||||
2,329 | * | Acorda Therapeutics, Inc | 59 | ||||
2,757 | * | Adolor Corp | 4 | ||||
11,778 | Air Products & Chemicals, Inc | 955 | |||||
1,600 | * | Albany Molecular Research, Inc | 15 |
6
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
5,362 | Albemarle Corp | $ | 195 | ||||
5,024 | Alberto-Culver Co | 147 | |||||
5,008 | * | Alexion Pharmaceuticals, Inc | 244 | ||||
5,676 | * | Alkermes, Inc | 53 | ||||
3,435 | * | Allos Therapeutics, Inc | 23 | ||||
2,039 | * | Alnylam Pharmaceuticals, Inc | 36 | ||||
968 | * | AMAG Pharmaceuticals, Inc | 37 | ||||
3,695 | * | American Oriental Bioengineering, Inc | 17 | ||||
928 | American Vanguard Corp | 8 | |||||
57,283 | * | Amgen, Inc | 3,240 | ||||
861 | * | Amicus Therapeutics, Inc | 3 | ||||
1,500 | Arch Chemicals, Inc | 46 | |||||
803 | * | Ardea Biosciences, Inc | 11 | ||||
4,523 | * | Arena Pharmaceuticals, Inc | 16 | ||||
2,036 | * | Arqule, Inc | 8 | ||||
3,660 | * | Array Biopharma, Inc | 10 | ||||
1,157 | * | ARYx Therapeutics, Inc | 4 | ||||
2,455 | * | Auxilium Pharmaceuticals, Inc | 74 | ||||
3,528 | * | AVANIR Pharmaceuticals, Inc | 7 | ||||
5,963 | Avery Dennison Corp | 218 | |||||
4,441 | * | AVI BioPharma, Inc | 6 | ||||
24,050 | Avon Products, Inc | 758 | |||||
1,170 | Balchem Corp | 39 | |||||
1,205 | * | BioCryst Pharmaceuticals, Inc | 8 | ||||
2,657 | * | Biodel, Inc | 12 | ||||
16,532 | * | Biogen Idec, Inc | 884 | ||||
5,913 | * | BioMarin Pharmaceuticals, Inc | 111 | ||||
723 | * | BioMimetic Therapeutics, Inc | 9 | ||||
215 | * | Biospecifics Technologies Corp | 6 | ||||
97,585 | Bristol-Myers Squibb Co | 2,464 | |||||
3,844 | Cabot Corp | 101 | |||||
1,015 | * | Cadence Pharmaceuticals, Inc | 10 | ||||
2,978 | * | Calgon Carbon Corp | 41 | ||||
1,815 | * | Cambrex Corp | 10 | ||||
631 | * | Caraco Pharmaceutical Laboratories Ltd | 4 | ||||
8,280 | Celanese Corp (Series A) | 266 | |||||
26,138 | * | Celgene Corp | 1,455 | ||||
25,926 | * | Cell Therapeutics, Inc | 30 | ||||
919 | * | Celldex Therapeutics, Inc | 4 | ||||
4,087 | * | Cephalon, Inc | 255 | ||||
2,774 | CF Industries Holdings, Inc | 252 | |||||
3,876 | * | Charles River Laboratories International, Inc | 131 | ||||
167 | Chase Corp | 2 | |||||
1,269 | * | Chattem, Inc | 118 | ||||
3,500 | * | Chelsea Therapeutics International, Inc | 9 | ||||
1,739 | * | China Precision Steel, Inc | 4 | ||||
425 | * | China-Biotics, Inc | 7 | ||||
3,895 | Church & Dwight Co, Inc | 235 | |||||
7,977 | Clorox Co | 487 | |||||
28,388 | Colgate-Palmolive Co | 2,332 | |||||
318 | * | Cornerstone Therapeutics, Inc | 2 | ||||
3,539 | * | Cubist Pharmaceuticals, Inc | 67 | ||||
3,574 | * | Curis, Inc | 12 | ||||
2,618 | * | Cypress Bioscience, Inc | 15 | ||||
2,828 | Cytec Industries, Inc | 103 | |||||
1,702 | * | Cytokinetics, Inc | 5 | ||||
1,586 | * | Cytori Therapeutics, Inc | 10 | ||||
6,715 | * | Dendreon Corp | 176 | ||||
5,095 | * | Discovery Laboratories, Inc | 3 | ||||
63,252 | Dow Chemical Co | 1,748 | |||||
51,110 | Du Pont (E.I.) de Nemours & Co | 1,721 | |||||
3,494 | * | Durect Corp | 9 | ||||
4,207 | Eastman Chemical Co | 253 | |||||
13,044 | Ecolab, Inc | 581 | |||||
57,554 | Eli Lilly & Co | 2,055 | |||||
1,704 | * | Elizabeth Arden, Inc | 25 | ||||
834 | * | Emergent Biosolutions, Inc | 11 | ||||
3,047 | * | Enzon Pharmaceuticals, Inc | 32 | ||||
5,935 | Estee Lauder Cos (Class A) | 287 | |||||
1,469 | * | Facet Biotech Corp | 26 | ||||
867 | * | Female Health Co | 4 | ||||
5,613 | Ferro Corp | 46 |
7
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
4,244 | FMC Corp | $ | 237 | ||||
17,334 | * | Forest Laboratories, Inc | 557 | ||||
15,201 | * | Genzyme Corp | 745 | ||||
4,973 | * | Geron Corp | 28 | ||||
51,523 | * | Gilead Sciences, Inc | 2,230 | ||||
818 | * | GTx, Inc | 3 | ||||
2,901 | H.B. Fuller Co | 66 | |||||
3,942 | * | Halozyme Therapeutics, Inc | 23 | ||||
316 | Hawkins, Inc | 7 | |||||
6,449 | * | Hemispherx Biopharma, Inc | 4 | ||||
458 | * | Hi-Tech Pharmacal Co, Inc | 13 | ||||
8,965 | * | Hospira, Inc | 457 | ||||
10,474 | * | Human Genome Sciences, Inc | 320 | ||||
8,858 | Huntsman Corp | 100 | |||||
2,326 | ICO, Inc | 17 | |||||
861 | * | Idenix Pharmaceuticals, Inc | 2 | ||||
1,248 | * | Idera Pharmaceuticals, Inc | 6 | ||||
3,505 | * | Idexx Laboratories, Inc | 187 | ||||
4,242 | * | Immucor, Inc | 86 | ||||
2,900 | * | Immunogen, Inc | 23 | ||||
3,365 | * | Impax Laboratories, Inc | 46 | ||||
782 | Innophos Holdings, Inc | 18 | |||||
1,460 | Innospec, Inc | 15 | |||||
2,484 | * | Inspire Pharmaceuticals, Inc | 14 | ||||
353 | Inter Parfums, Inc | 4 | |||||
2,107 | * | InterMune, Inc | 27 | ||||
4,077 | International Flavors & Fragrances, Inc | 168 | |||||
4,629 | * | Inverness Medical Innovations, Inc | 192 | ||||
9,809 | * | Invitrogen Corp | 512 | ||||
2,531 | * | Javelin Pharmaceuticals, Inc | 3 | ||||
155,902 | Johnson & Johnson | 10,042 | |||||
922 | Kaiser Aluminum Corp | 38 | |||||
14,611 | * | King Pharmaceuticals, Inc | 179 | ||||
1,077 | Koppers Holdings, Inc | 33 | |||||
2,481 | * | KV Pharmaceutical Co (Class A) | 9 | ||||
1,289 | * | Landec Corp | 8 | ||||
5,552 | * | Ligand Pharmaceuticals, Inc (Class B) | 12 | ||||
3,937 | Lubrizol Corp | 287 | |||||
987 | Mannatech, Inc | 3 | |||||
2,990 | * | MannKind Corp | 26 | ||||
444 | * | MAP Pharmaceuticals, Inc | 4 | ||||
2,033 | Martek Biosciences Corp | 39 | |||||
3,315 | * | Medicines Co | 28 | ||||
3,427 | Medicis Pharmaceutical Corp (Class A) | 93 | |||||
721 | * | Medifast, Inc | 22 | ||||
1,640 | * | Medivation, Inc | 62 | ||||
172,530 | Merck & Co, Inc | 6,304 | |||||
2,420 | Meridian Bioscience, Inc | 52 | |||||
2,296 | * | Micromet, Inc | 15 | ||||
1,139 | Minerals Technologies, Inc | 62 | |||||
1,009 | * | Molecular Insight Pharmaceuticals, Inc | 2 | ||||
1,926 | * | Momenta Pharmaceuticals, Inc | 24 | ||||
31,030 | Monsanto Co | 2,537 | |||||
8,966 | Mosaic Co | 536 | |||||
17,265 | * | Mylan Laboratories, Inc | 318 | ||||
1,277 | * | Myriad Pharmaceuticals, Inc | 6 | ||||
4,000 | * | Nabi Biopharmaceuticals | 20 | ||||
8,034 | Nalco Holding Co | 205 | |||||
3,157 | * | NBTY, Inc | 137 | ||||
2,526 | * | Neurocrine Biosciences, Inc | 7 | ||||
1,300 | * | NeurogesX, Inc | 10 | ||||
620 | NewMarket Corp | 71 | |||||
563 | NL Industries, Inc | 4 | |||||
4,336 | * | Novavax, Inc | 12 | ||||
2,860 | * | NPS Pharmaceuticals, Inc | 10 | ||||
602 | * | Nutraceutical International Corp | 7 | ||||
1,070 | * | Obagi Medical Products, Inc | 13 | ||||
4,620 | Olin Corp | 81 | |||||
1,818 | * | OM Group, Inc | 57 | ||||
2,250 | * | Omnova Solutions, Inc | 14 | ||||
224 | * | OncoGenex Pharmaceutical, Inc | 5 | ||||
3,401 | * | Onyx Pharmaceuticals, Inc | 100 |
8
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,904 | * | Opko Health, Inc | $ | 3 | |||
1,463 | * | Optimer Pharmaceuticals, Inc | 16 | ||||
2,901 | * | OraSure Technologies, Inc | 15 | ||||
1,180 | * | Orexigen Therapeutics, Inc | 9 | ||||
3,451 | * | OSI Pharmaceuticals, Inc | 107 | ||||
807 | * | Osiris Therapeutics, Inc | 6 | ||||
7,136 | * | Pactiv Corp | 172 | ||||
1,792 | * | Pain Therapeutics, Inc | 10 | ||||
2,230 | * | Par Pharmaceutical Cos, Inc | 60 | ||||
3,406 | * | Parexel International Corp | 48 | ||||
7,263 | PDL BioPharma, Inc | 50 | |||||
4,687 | Perrigo Co | 187 | |||||
1,182 | PetMed Express, Inc | 21 | |||||
456,425 | Pfizer, Inc | 8,302 | |||||
927 | * | Pharmasset, Inc | 19 | ||||
1,726 | * | PharMerica Corp | 27 | ||||
6,365 | * | PolyOne Corp | 48 | ||||
1,351 | * | Poniard Pharmaceuticals, Inc | 2 | ||||
1,425 | * | Pozen, Inc | 9 | ||||
9,120 | PPG Industries, Inc | 534 | |||||
17,400 | Praxair, Inc | 1,397 | |||||
1,891 | * | Prestige Brands Holdings, Inc | 15 | ||||
164,769 | Procter & Gamble Co | 9,990 | |||||
1,419 | * | Progenics Pharmaceuticals, Inc | 6 | ||||
1,925 | * | Protalix BioTherapeutics, Inc | 13 | ||||
3,271 | * | Questcor Pharmaceuticals, Inc | 16 | ||||
1,788 | * | Quidel Corp | 25 | ||||
991 | * | Revlon, Inc (Class A) | 17 | ||||
2,609 | * | Rockwood Holdings, Inc | 61 | ||||
7,403 | RPM International, Inc | 150 | |||||
2,502 | * | Salix Pharmaceuticals Ltd | 64 | ||||
2,882 | * | Santarus, Inc | 13 | ||||
1,987 | * | Sciclone Pharmaceuticals, Inc | 5 | ||||
2,294 | Scotts Miracle-Gro Co (Class A) | 90 | |||||
3,020 | Sensient Technologies Corp | 79 | |||||
5,623 | Sherwin-Williams Co | 347 | |||||
1,470 | * | SIGA Technologies, Inc | 9 | ||||
6,711 | Sigma-Aldrich Corp | 339 | |||||
7,248 | * | Solutia, Inc | 92 | ||||
1,869 | * | Spectrum Pharmaceuticals, Inc | 8 | ||||
5,802 | * | StemCells, Inc | 7 | ||||
500 | Stepan Co | 32 | |||||
620 | * | Sucampo Pharmaceuticals, Inc (Class A) | 3 | ||||
2,656 | * | SuperGen, Inc | 7 | ||||
900 | * | SurModics, Inc | 20 | ||||
3,072 | * | Theravance, Inc | 40 | ||||
1,248 | * | Ulta Salon Cosmetics & Fragrance, Inc | 23 | ||||
2,600 | * | United Therapeutics Corp | 137 | ||||
555 | * | USANA Health Sciences, Inc | 18 | ||||
5,759 | * | USEC, Inc | 22 | ||||
3,766 | * | Valeant Pharmaceuticals International | 120 | ||||
5,893 | Valspar Corp | 160 | |||||
1,501 | * | Vanda Pharmaceuticals, Inc | 17 | ||||
11,020 | * | Vertex Pharmaceuticals, Inc | 472 | ||||
2,010 | * | Vical, Inc | 7 | ||||
4,346 | * | Viropharma, Inc | 36 | ||||
5,632 | * | Watson Pharmaceuticals, Inc | 223 | ||||
893 | Westlake Chemical Corp | 22 | |||||
4,332 | * | WR Grace & Co | 110 | ||||
1,508 | * | Xenoport, Inc | 28 | ||||
2,399 | * | Zymogenetics, Inc | 15 | ||||
TOTAL CHEMICALS AND ALLIED PRODUCTS | 78,917 | ||||||
COAL MINING - 0.29% | |||||||
6,937 | * | Alpha Natural Resources, Inc | 301 | ||||
9,376 | Arch Coal, Inc | 209 | |||||
10,252 | Consol Energy, Inc | 510 | |||||
5,722 | * | International Coal Group, Inc | 22 | ||||
1,514 | * | James River Coal Co | 28 | ||||
4,837 | Massey Energy Co | 203 |
9
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
15,410 | Peabody Energy Corp | $ | 697 | ||||
570 | * | Westmoreland Coal Co | 5 | ||||
TOTAL COAL MINING | 1,975 | ||||||
COMMUNICATIONS - 4.38% | |||||||
650 | * | AboveNet, Inc | 42 | ||||
3,405 | Adtran, Inc | 77 | |||||
2,743 | Alaska Communications Systems Group, Inc | 22 | |||||
22,463 | * | American Tower Corp (Class A) | 971 | ||||
1,540 | * | Anixter International, Inc | 72 | ||||
6,179 | *,m | AOL, Inc | 144 | ||||
3,054 | * | Aruba Networks, Inc | 33 | ||||
333,874 | AT&T, Inc | 9,358 | |||||
389 | Atlantic Tele-Network, Inc | 21 | |||||
1,206 | * | Audiovox Corp (Class A) | 9 | ||||
2,522 | * | Brightpoint, Inc | 18 | ||||
13,439 | Cablevision Systems Corp (Class A) | 347 | |||||
1,140 | * | Cbeyond Communications, Inc | 18 | ||||
34,987 | CBS Corp (Class B) | 492 | |||||
2,093 | * | Central European Media Enterprises Ltd (Class A) | 49 | ||||
16,809 | CenturyTel, Inc | 609 | |||||
11,188 | * | Cincinnati Bell, Inc | 39 | ||||
4,026 | * | Clearwire Corp (Class A) | 27 | ||||
163,274 | Comcast Corp (Class A) | 2,753 | |||||
1,571 | Consolidated Communications Holdings, Inc | 27 | |||||
16,424 | * | Crown Castle International Corp | 641 | ||||
1,802 | * | Crown Media Holdings, Inc (Class A) | 3 | ||||
2,127 | * | CTC Media, Inc | 32 | ||||
978 | * | DG FastChannel, Inc | 27 | ||||
560 | * | DigitalGlobe, Inc | 14 | ||||
54,776 | * | DIRECTV | 1,827 | ||||
11,640 | DISH Network Corp (Class A) | 242 | |||||
2,122 | * | Equinix, Inc | 225 | ||||
354 | Fisher Communications, Inc | 6 | |||||
18,434 | Frontier Communications Corp | 144 | |||||
2,838 | * | General Communication, Inc (Class A) | 18 | ||||
1,077 | * | GeoEye, Inc | 30 | ||||
2,003 | * | Global Crossing Ltd | 29 | ||||
4,388 | Global Payments, Inc | 236 | |||||
394 | HickoryTech Corp | 3 | |||||
396 | * | Hughes Communications, Inc | 10 | ||||
5,714 | * | IAC/InterActiveCorp | 117 | ||||
1,487 | * | inContact, Inc | 4 | ||||
1,874 | Iowa Telecommunications Services, Inc | 31 | |||||
2,455 | * | j2 Global Communications, Inc | 50 | ||||
1,587 | * | Knology, Inc | 17 | ||||
3,287 | * | Leap Wireless International, Inc | 58 | ||||
93,633 | * | Level 3 Communications, Inc | 143 | ||||
15,420 | * | Liberty Global, Inc (Class A) | 338 | ||||
4,683 | * | Liberty Media Corp - Capital (Series A) | 112 | ||||
2,896 | * | Liberty Media Corp-Starz | 134 | ||||
34,198 | * | Liberty Media Holding Corp (Interactive A) | 371 | ||||
1,798 | * | Lin TV Corp (Class A) | 8 | ||||
1,113 | * | Lodgenet Entertainment Corp | 6 | ||||
2,813 | * | Mastec, Inc | 35 | ||||
2,161 | * | Mediacom Communications Corp (Class A) | 10 | ||||
14,563 | * | MetroPCS Communications, Inc | 111 | ||||
4,399 | * | NeuStar, Inc (Class A) | 101 | ||||
1,871 | * | Neutral Tandem, Inc | 43 | ||||
9,474 | * | NII Holdings, Inc (Class B) | 318 | ||||
1,922 | * | Novatel Wireless, Inc | 15 | ||||
1,715 | NTELOS Holdings Corp | 31 | |||||
7,414 | * | PAETEC Holding Corp | 31 | ||||
96 | Preformed Line Products Co | 4 | |||||
83,584 | Qwest Communications International, Inc | 352 | |||||
1,881 | * | RCN Corp | 20 | ||||
1,951 | * | SAVVIS, Inc | 27 | ||||
6,566 | * | SBA Communications Corp (Class A) | 224 | ||||
1,404 | Shenandoah Telecom Co | 29 | |||||
3,111 | Sinclair Broadcast Group, Inc (Class A) | 13 |
10
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
161,298 | * | Sprint Nextel Corp | $ | 590 | |||
412 | * | SureWest Communications | 4 | ||||
1,117 | * | Switch & Data Facilities Co, Inc | 23 | ||||
3,641 | * | Syniverse Holdings, Inc | 64 | ||||
1,946 | * | TeleCommunication Systems, Inc (Class A) | 19 | ||||
5,391 | Telephone & Data Systems, Inc | 183 | |||||
3,069 | * | Terremark Worldwide, Inc | 21 | ||||
20,154 | Time Warner Cable, Inc | 834 | |||||
5,735 | * | TiVo, Inc | 58 | ||||
1,032 | * | US Cellular Corp | 44 | ||||
1,642 | USA Mobility, Inc | 18 | |||||
160,643 | Verizon Communications, Inc | 5,322 | |||||
30,441 | * | Viacom, Inc (Class B) | 905 | ||||
25,964 | Windstream Corp | 285 | |||||
TOTAL COMMUNICATIONS | 29,738 | ||||||
DEPOSITORY INSTITUTIONS - 6.60% | |||||||
1,117 | 1st Source Corp | 18 | |||||
1,011 | Abington Bancorp, Inc | 7 | |||||
243 | Alliance Financial Corp | 7 | |||||
837 | American National Bankshares, Inc | 18 | |||||
866 | Ameris Bancorp | 6 | |||||
387 | Ames National Corp | 8 | |||||
543 | Arrow Financial Corp | 14 | |||||
7,742 | Associated Banc-Corp | 85 | |||||
4,208 | Astoria Financial Corp | 52 | |||||
140 | Auburn National Bancorporation, Inc | 3 | |||||
520 | Bancfirst Corp | 19 | |||||
1,517 | Banco Latinoamericano de Exportaciones S.A. (Class E) | 21 | |||||
88 | Bancorp Rhode Island, Inc | 2 | |||||
5,040 | Bancorpsouth, Inc | 118 | |||||
2,688 | Bank Mutual Corp | 19 | |||||
489,434 | Bank of America Corp | 7,371 | |||||
2,893 | Bank of Hawaii Corp | 136 | |||||
164 | Bank of Kentucky Financial Corp | 3 | |||||
288 | Bank of Marin Bancorp | 9 | |||||
67,364 | Bank of New York Mellon Corp | 1,884 | |||||
638 | Bank of the Ozarks, Inc | 19 | |||||
1,599 | BankFinancial Corp | 16 | |||||
4,977 | Banner Corp | 13 | |||||
169 | Bar Harbor Bankshares | 5 | |||||
38,679 | �� | BB&T Corp | 981 | ||||
1,950 | * | Beneficial Mutual Bancorp, Inc | 19 | ||||
636 | Berkshire Hills Bancorp, Inc | 13 | |||||
1,341 | BOK Financial Corp | 64 | |||||
3,543 | Boston Private Financial Holdings, Inc | 20 | |||||
354 | Bridge Bancorp, Inc | 9 | |||||
3,927 | Brookline Bancorp, Inc | 39 | |||||
397 | Bryn Mawr Bank Corp | 6 | |||||
460 | Camden National Corp | 15 | |||||
831 | Capital City Bank Group, Inc | 12 | |||||
1,224 | Capitol Federal Financial | 39 | |||||
1,503 | Cardinal Financial Corp | 13 | |||||
398 | Cass Information Systems, Inc | 12 | |||||
2,416 | Cathay General Bancorp | 18 | |||||
676 | Center Bancorp, Inc | 6 | |||||
519 | Centerstate Banks of Florida, Inc | 5 | |||||
1,887 | * | Central Pacific Financial Corp | 2 | ||||
152 | Century Bancorp, Inc | 3 | |||||
1,616 | Chemical Financial Corp | 38 | |||||
354 | * | Chicopee Bancorp, Inc | 4 | ||||
859,851 | Citigroup, Inc | 2,846 | |||||
533 | Citizens & Northern Corp | 5 | |||||
225 | Citizens Holding Co | 5 | |||||
4,633 | * | Citizens Republic Bancorp, Inc | 3 | ||||
923 | City Holding Co | 30 | |||||
2,532 | City National Corp | 115 | |||||
875 | Clifton Savings Bancorp, Inc | 8 | |||||
498 | CNB Financial Corp | 8 | |||||
675 | CoBiz, Inc | 3 |
11
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,059 | Columbia Banking System, Inc | $ | 17 | ||||
8,844 | Comerica, Inc | 262 | |||||
3,258 | Commerce Bancshares, Inc | 126 | |||||
2,024 | Community Bank System, Inc | 39 | |||||
1,003 | Community Trust Bancorp, Inc | 25 | |||||
3,071 | Cullen/Frost Bankers, Inc | 154 | |||||
4,428 | CVB Financial Corp | 38 | |||||
1,609 | Dime Community Bancshares | 19 | |||||
1,322 | * | Dollar Financial Corp | 31 | ||||
559 | * | Eagle Bancorp, Inc | 6 | ||||
3,926 | East West Bancorp, Inc | 62 | |||||
282 | Enterprise Bancorp, Inc | 3 | |||||
512 | Enterprise Financial Services Corp | 4 | |||||
466 | ESB Financial Corp | 6 | |||||
1,035 | ESSA Bancorp, Inc | 12 | |||||
2,804 | * | Euronet Worldwide, Inc | 62 | ||||
377 | Farmers Capital Bank Corp | 4 | |||||
44,822 | Fifth Third Bancorp | 437 | |||||
664 | Financial Institutions, Inc | 8 | |||||
720 | First Bancorp | 10 | |||||
4,676 | First Bancorp (Puerto Rico) | 11 | |||||
498 | First Bancorp, Inc | 8 | |||||
1,530 | First Busey Corp | 6 | |||||
341 | First Citizens Bancshares, Inc (Class A) | 56 | |||||
4,700 | First Commonwealth Financial Corp | 22 | |||||
680 | First Community Bancshares, Inc | 8 | |||||
364 | First Defiance Financial Corp | 4 | |||||
2,359 | First Financial Bancorp | 34 | |||||
1,243 | First Financial Bankshares, Inc | 67 | |||||
903 | First Financial Corp | 28 | |||||
600 | First Financial Holdings, Inc | 8 | |||||
1,374 | First Financial Northwest, Inc | 9 | |||||
214 | First Financial Service Corp | 2 | |||||
12,324 | * | First Horizon National Corp | 165 | ||||
1,238 | First Merchants Corp | 7 | |||||
2,914 | First Midwest Bancorp, Inc | 32 | |||||
10,093 | First Niagara Financial Group, Inc | 140 | |||||
288 | First of Long Island Corp | 7 | |||||
504 | First South Bancorp, Inc | 5 | |||||
4,068 | FirstMerit Corp | 82 | |||||
1,967 | * | Flagstar Bancorp, Inc | 1 | ||||
1,105 | Flushing Financial Corp | 12 | |||||
5,502 | FNB Corp | 37 | |||||
10,974 | Fulton Financial Corp | 96 | |||||
602 | German American Bancorp, Inc | 10 | |||||
3,468 | Glacier Bancorp, Inc | 48 | |||||
500 | Great Southern Bancorp, Inc | 11 | |||||
3,800 | * | Guaranty Bancorp | 5 | ||||
1,035 | Hampton Roads Bankshares, Inc | 2 | |||||
1,586 | Hancock Holding Co | 69 | |||||
1,911 | Harleysville National Corp | 12 | |||||
928 | Heartland Financial USA, Inc | 13 | |||||
228 | * | Heritage Financial Corp | 3 | ||||
504 | * | Home Bancorp, Inc | 6 | ||||
765 | Home Bancshares, Inc | 18 | |||||
821 | Home Federal Bancorp, Inc | 11 | |||||
26,331 | Hudson City Bancorp, Inc | 362 | |||||
41,767 | Huntington Bancshares, Inc | 152 | |||||
1,168 | Iberiabank Corp | 63 | |||||
1,031 | Independent Bank Corp | 22 | |||||
3,295 | International Bancshares Corp | 62 | |||||
2,034 | * | Investors Bancorp, Inc | 22 | ||||
212,701 | JPMorgan Chase & Co | 8,863 | |||||
1,441 | Kearny Financial Corp | 15 | |||||
50,637 | Keycorp | 281 | |||||
1,025 | Lakeland Bancorp, Inc | 7 | |||||
734 | Lakeland Financial Corp | 13 | |||||
446 | Legacy Bancorp, Inc | 4 | |||||
4,255 | M&T Bank Corp | 285 | |||||
731 | MainSource Financial Group, Inc | 4 | |||||
30,822 | Marshall & Ilsley Corp | 168 | |||||
2,236 | MB Financial, Inc | 44 |
12
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
273 | Merchants Bancshares, Inc | $ | 6 | ||||
249 | * | Meridian Interstate Bancorp, Inc | 2 | ||||
265 | Midsouth Bancorp, Inc | 4 | |||||
1,144 | Nara Bancorp, Inc | 13 | |||||
206 | NASB Financial, Inc | 5 | |||||
782 | National Bankshares, Inc | 22 | |||||
4,881 | National Penn Bancshares, Inc | 28 | |||||
2,152 | NBT Bancorp, Inc | 44 | |||||
2,399 | * | Net 1 UEPS Technologies, Inc | 47 | ||||
23,950 | New York Community Bancorp, Inc | 348 | |||||
6,972 | NewAlliance Bancshares, Inc | 84 | |||||
13,719 | Northern Trust Corp | 719 | |||||
1,192 | Northfield Bancorp, Inc | 16 | |||||
349 | Northrim BanCorp, Inc | 6 | |||||
3,017 | Northwest Bancshares, Inc | 34 | |||||
508 | OceanFirst Financial Corp | 6 | |||||
228 | Ohio Valley Banc Corp | 5 | |||||
3,801 | Old National Bancorp | 47 | |||||
799 | Old Second Bancorp, Inc | 6 | |||||
1,295 | Oriental Financial Group, Inc | 14 | |||||
713 | Oritani Financial Corp | 10 | |||||
587 | Orrstown Financial Services, Inc | 20 | |||||
2,744 | Pacific Capital Bancorp | 3 | |||||
611 | Pacific Continental Corp | 7 | |||||
1,486 | PacWest Bancorp | 30 | |||||
688 | Park National Corp | 41 | |||||
523 | Peapack Gladstone Financial Corp | 7 | |||||
221 | Penns Woods Bancorp, Inc | 7 | |||||
259 | * | Pennsylvania Commerce Bancorp, Inc | 3 | ||||
595 | Peoples Bancorp, Inc | 6 | |||||
759 | Peoples Financial Corp | 15 | |||||
19,823 | People’s United Financial, Inc | 331 | |||||
1,254 | * | Pinnacle Financial Partners, Inc | 18 | ||||
26,228 | PNC Financial Services Group, Inc | 1,385 | |||||
34,435 | Popular, Inc | 78 | |||||
861 | Premierwest Bancorp | 1 | |||||
1,858 | PrivateBancorp, Inc | 17 | |||||
2,398 | Prosperity Bancshares, Inc | 97 | |||||
3,936 | Provident Financial Services, Inc | 42 | |||||
2,753 | Provident New York Bancorp | 23 | |||||
65,194 | Regions Financial Corp | 345 | |||||
1,026 | Renasant Corp | 14 | |||||
612 | Republic Bancorp, Inc (Class A) | 13 | |||||
598 | Rockville Financial, Inc | 6 | |||||
629 | Roma Financial Corp | 8 | |||||
1,211 | S&T Bancorp, Inc | 21 | |||||
846 | S.Y. Bancorp, Inc | 18 | |||||
1,000 | Sandy Spring Bancorp, Inc | 9 | |||||
357 | * | Santander BanCorp | 4 | ||||
605 | SCBT Financial Corp | 17 | |||||
514 | Shore Bancshares, Inc | 7 | |||||
370 | Sierra Bancorp | 3 | |||||
2,493 | * | Signature Bank | 80 | ||||
1,066 | Simmons First National Corp (Class A) | 30 | |||||
581 | Smithtown Bancorp, Inc | 3 | |||||
3,737 | South Financial Group, Inc | 2 | |||||
794 | Southside Bancshares, Inc | 16 | |||||
740 | Southwest Bancorp, Inc | 5 | |||||
856 | State Bancorp, Inc | 6 | |||||
28,176 | State Street Corp | 1,227 | |||||
1,347 | StellarOne Corp | 13 | |||||
1,199 | Sterling Bancorp | 9 | |||||
4,189 | Sterling Bancshares, Inc | 22 | |||||
3,133 | Sterling Financial Corp | 2 | |||||
701 | Suffolk Bancorp | 21 | |||||
643 | * | Sun Bancorp, Inc | 2 | ||||
28,165 | SunTrust Banks, Inc | 571 | |||||
4,965 | Susquehanna Bancshares, Inc | 29 | |||||
2,402 | * | SVB Financial Group | 100 | ||||
21,543 | Synovus Financial Corp | 44 | |||||
6,992 | TCF Financial Corp | 95 |
13
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
700 | * | Territorial Bancorp, Inc | $ | 13 | |||
1,877 | * | Texas Capital Bancshares, Inc | 26 | ||||
4,491 | TFS Financial Corp | 55 | |||||
596 | * | The Bancorp, Inc | 4 | ||||
390 | Tompkins Trustco, Inc | 16 | |||||
192 | Tower Bancorp, Inc | 4 | |||||
1,219 | TowneBank | 14 | |||||
726 | Trico Bancshares | 12 | |||||
5,202 | Trustco Bank Corp NY | 33 | |||||
3,802 | Trustmark Corp | 86 | |||||
1,859 | UMB Financial Corp | 73 | |||||
3,609 | Umpqua Holdings Corp | 48 | |||||
814 | Union Bankshares Corp | 10 | |||||
2,414 | United Bankshares, Inc | 48 | |||||
2,208 | United Community Banks, Inc | 7 | |||||
1,056 | United Financial Bancorp, Inc | 14 | |||||
354 | United Security Bancshares | 6 | |||||
792 | Univest Corp of Pennsylvania | 14 | |||||
107,157 | US Bancorp | 2,412 | |||||
8,225 | Valley National Bancorp | 116 | |||||
690 | ViewPoint Financial Group | 10 | |||||
408 | Washington Banking Co | 5 | |||||
5,275 | Washington Federal, Inc | 102 | |||||
881 | Washington Trust Bancorp, Inc | 14 | |||||
681 | * | Waterstone Financial, Inc | 1 | ||||
3,232 | Webster Financial Corp | 38 | |||||
268,955 | Wells Fargo & Co | 7,259 | |||||
1,534 | WesBanco, Inc | 19 | |||||
997 | West Bancorporation, Inc | 5 | |||||
1,616 | Westamerica Bancorporation | 89 | |||||
2,587 | * | Western Alliance Bancorp | 10 | ||||
39,875 | Western Union Co | 752 | |||||
1,313 | Westfield Financial, Inc | 11 | |||||
4,160 | Whitney Holding Corp | 38 | |||||
4,204 | Wilmington Trust Corp | 52 | |||||
980 | Wilshire Bancorp, Inc | 8 | |||||
1,580 | Wintrust Financial Corp | 49 | |||||
320 | WSFS Financial Corp | 8 | |||||
709 | Yadkin Valley Financial Corp | 3 | |||||
8,174 | Zions Bancorporation | 105 | |||||
TOTAL DEPOSITORY INSTITUTIONS | 44,869 | ||||||
EATING AND DRINKING PLACES - 1.06% | |||||||
1,322 | * | AFC Enterprises | 11 | ||||
536 | * | Benihana, Inc | 2 | ||||
896 | * | BJ’s Restaurants, Inc | 17 | ||||
1,700 | Bob Evans Farms, Inc | 49 | |||||
5,750 | Brinker International, Inc | 86 | |||||
937 | * | Buffalo Wild Wings, Inc | 38 | ||||
5,442 | Burger King Holdings, Inc | 102 | |||||
1,465 | * | California Pizza Kitchen, Inc | 20 | ||||
1,126 | CBRL Group, Inc | 43 | |||||
1,296 | * | CEC Entertainment, Inc | 41 | ||||
3,164 | * | Cheesecake Factory | 68 | ||||
1,898 | * | Chipotle Mexican Grill, Inc (Class A) | 167 | ||||
3,114 | CKE Restaurants, Inc | 26 | |||||
7,745 | Darden Restaurants, Inc | 272 | |||||
6,036 | * | Denny’s Corp | 13 | ||||
1,061 | * | DineEquity, Inc | 26 | ||||
2,437 | * | Domino’s Pizza, Inc | 21 | ||||
3,441 | * | Jack in the Box, Inc | 68 | ||||
3,561 | * | Krispy Kreme Doughnuts, Inc | 11 | ||||
714 | * | Landry’s Restaurants, Inc | 15 | ||||
604 | * | Luby’s, Inc | 2 | ||||
812 | * | McCormick & Schmick’s Seafood Restaurants, Inc | 6 | ||||
62,750 | McDonald’s Corp | 3,918 | |||||
1,279 | * | O’Charleys, Inc | 8 | ||||
1,438 | * | Papa John’s International, Inc | 34 | ||||
1,531 | * | PF Chang’s China Bistro, Inc | 58 |
14
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
957 | * | Red Robin Gourmet Burgers, Inc | $ | 17 | |||
3,070 | * | Ruby Tuesday, Inc | 22 | ||||
800 | * | Ruth’s Chris Steak House, Inc | 2 | ||||
3,411 | * | Sonic Corp | 34 | ||||
41,458 | * | Starbucks Corp | 956 | ||||
84 | * | Steak N Shake Co | 27 | ||||
3,228 | * | Texas Roadhouse, Inc (Class A) | 36 | ||||
21,547 | Wendy’s/Arby’s Group, Inc (Class A) | 101 | |||||
25,992 | Yum! Brands, Inc | 909 | |||||
TOTAL EATING AND DRINKING PLACES | 7,226 | ||||||
EDUCATIONAL SERVICES - 0.20% | |||||||
960 | * | American Public Education, Inc | 33 | ||||
7,494 | * | Apollo Group, Inc (Class A) | 454 | ||||
598 | * | Bridgepoint Education, Inc | 9 | ||||
4,345 | * | Career Education Corp | 101 | ||||
1,613 | * | ChinaCast Education Corp | 12 | ||||
4,367 | * | Corinthian Colleges, Inc | 60 | ||||
3,674 | DeVry, Inc | 209 | |||||
752 | * | Grand Canyon Education, Inc | 14 | ||||
2,154 | * | ITT Educational Services, Inc | 207 | ||||
1,265 | * | K12, Inc | 26 | ||||
522 | * | Learning Tree International, Inc | 6 | ||||
425 | * | Lincoln Educational Services Corp | 9 | ||||
705 | * | Princeton Review, Inc | 3 | ||||
774 | Strayer Education, Inc | 165 | |||||
1,448 | * | Universal Technical Institute, Inc | 29 | ||||
TOTAL EDUCATIONAL SERVICES | 1,337 | ||||||
ELECTRIC, GAS, AND SANITARY SERVICES - 4.35% | |||||||
37,629 | * | AES Corp | 501 | ||||
4,012 | AGL Resources, Inc | 146 | |||||
9,236 | Allegheny Energy, Inc | 217 | |||||
1,693 | Allete, Inc | 55 | |||||
5,798 | Alliant Energy Corp | 175 | |||||
12,327 | Ameren Corp | 345 | |||||
928 | American Ecology Corp | 16 | |||||
26,983 | American Electric Power Co, Inc | 939 | |||||
1,100 | American States Water Co | 39 | |||||
3,788 | American Water Works Co, Inc | 85 | |||||
7,429 | Aqua America, Inc | 130 | |||||
366 | Artesian Resources Corp | 7 | |||||
5,341 | Atmos Energy Corp | 157 | |||||
3,100 | Avista Corp | 67 | |||||
2,253 | Black Hills Corp | 60 | |||||
1,013 | California Water Service Group | 37 | |||||
19,809 | * | Calpine Corp | 218 | ||||
21,546 | Centerpoint Energy, Inc | 313 | |||||
616 | Central Vermont Public Service Corp | 13 | |||||
563 | CH Energy Group, Inc | 24 | |||||
551 | Chesapeake Utilities Corp | 18 | |||||
2,445 | * | Clean Energy Fuels Corp | 38 | ||||
1,182 | * | Clean Harbors, Inc | 70 | ||||
3,305 | Cleco Corp | 90 | |||||
12,385 | CMS Energy Corp | 194 | |||||
518 | Connecticut Water Service, Inc | 13 | |||||
15,554 | Consolidated Edison, Inc | 707 | |||||
892 | Consolidated Water Co, Inc | 13 | |||||
10,238 | Constellation Energy Group, Inc | 360 | |||||
7,381 | * | Covanta Holding Corp | 134 | ||||
2,304 | Crosstex Energy, Inc | 14 | |||||
33,508 | Dominion Resources, Inc | 1,304 | |||||
6,760 | DPL, Inc | 187 | |||||
9,170 | DTE Energy Co | 400 | |||||
73,145 | Duke Energy Corp | 1,259 | |||||
29,653 | * | Dynegy, Inc (Class A) | 54 | ||||
18,721 | Edison International | 651 | |||||
40,535 | El Paso Corp | 398 |
15
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,788 | * | El Paso Electric Co | $ | 57 | |||
1,913 | Empire District Electric Co | 36 | |||||
3,865 | Energen Corp | 181 | |||||
4,206 | EnergySolutions, Inc | 36 | |||||
670 | * | EnerNOC, Inc | 20 | ||||
11,148 | Entergy Corp | 912 | |||||
37,234 | Exelon Corp | 1,820 | |||||
17,224 | FirstEnergy Corp | 800 | |||||
23,254 | FPL Group, Inc | 1,228 | |||||
7,294 | Great Plains Energy, Inc | 141 | |||||
5,035 | Hawaiian Electric Industries, Inc | 105 | |||||
2,540 | Idacorp, Inc | 81 | |||||
4,488 | Integrys Energy Group, Inc | 188 | |||||
2,892 | ITC Holdings Corp | 151 | |||||
1,400 | Laclede Group, Inc | 47 | |||||
10,015 | MDU Resources Group, Inc | 236 | |||||
1,500 | MGE Energy, Inc | 54 | |||||
813 | Middlesex Water Co | 14 | |||||
7,736 | * | Mirant Corp | 118 | ||||
3,948 | National Fuel Gas Co | 197 | |||||
2,548 | New Jersey Resources Corp | 95 | |||||
2,750 | Nicor, Inc | 116 | |||||
14,876 | NiSource, Inc | 229 | |||||
9,705 | Northeast Utilities | 250 | |||||
1,384 | Northwest Natural Gas Co | 62 | |||||
2,408 | NorthWestern Corp | 63 | |||||
15,125 | * | NRG Energy, Inc | 357 | ||||
6,298 | NSTAR | 232 | |||||
13,561 | NV Energy, Inc | 168 | |||||
5,507 | OGE Energy Corp | 203 | |||||
6,202 | Oneok, Inc | 276 | |||||
1,079 | Ormat Technologies, Inc | 41 | |||||
1,956 | Otter Tail Corp | 48 | |||||
248 | Pennichuck Corp | 5 | |||||
11,870 | Pepco Holdings, Inc | 200 | |||||
2,981 | * | Perma-Fix Environmental Services | 7 | ||||
20,926 | PG&E Corp | 934 | |||||
975 | * | Pico Holdings, Inc | 32 | ||||
4,241 | Piedmont Natural Gas Co, Inc | 113 | |||||
1,025 | * | Pike Electric Corp | 10 | ||||
5,639 | Pinnacle West Capital Corp | 206 | |||||
4,367 | PNM Resources, Inc | 55 | |||||
3,954 | Portland General Electric Co | 81 | |||||
21,619 | PPL Corp | 699 | |||||
15,971 | Progress Energy, Inc | 655 | |||||
5,000 | * | Progress Energy, Inc (CVO) | 1 | ||||
28,776 | Public Service Enterprise Group, Inc | 957 | |||||
9,749 | Questar Corp | 405 | |||||
20,883 | * | Reliant Energy, Inc | 119 | ||||
18,454 | Republic Services, Inc | 522 | |||||
1,126 | Resource America, Inc (Class A) | 5 | |||||
6,675 | SCANA Corp | 252 | |||||
13,835 | Sempra Energy | 774 | |||||
1,020 | SJW Corp | 23 | |||||
1,559 | South Jersey Industries, Inc | 60 | |||||
44,304 | Southern Co | 1,476 | |||||
6,440 | Southern Union Co | 146 | |||||
2,572 | Southwest Gas Corp | 73 | |||||
1,025 | Southwest Water Co | 6 | |||||
4,708 | * | Stericycle, Inc | 260 | ||||
12,829 | TECO Energy, Inc | 208 | |||||
6,491 | UGI Corp | 157 | |||||
1,633 | UIL Holdings Corp | 46 | |||||
2,373 | Unisource Energy Corp | 76 | |||||
597 | Unitil Corp | 14 | |||||
4,559 | Vectren Corp | 113 | |||||
4,252 | * | Waste Connections, Inc | 142 | ||||
27,541 | Waste Management, Inc | 931 | |||||
1,458 | * | Waste Services, Inc | 13 | ||||
5,819 | Westar Energy, Inc | 126 | |||||
2,570 | WGL Holdings, Inc | 86 | |||||
32,374 | Williams Cos, Inc | 682 |
16
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
6,814 | Wisconsin Energy Corp | $ | 340 | ||||
25,637 | Xcel Energy, Inc | 544 | |||||
672 | York Water Co | 10 | |||||
TOTAL ELECTRIC, GAS, AND SANITARY SERVICES | 29,574 | ||||||
ELECTRONIC AND OTHER ELECTRIC EQUIPMENT - 8.61% | |||||||
1,200 | * | A123 Systems, Inc | 27 | ||||
2,080 | * | Acme Packet, Inc | 23 | ||||
1,556 | * | Actel Corp | 18 | ||||
2,435 | Acuity Brands, Inc | 87 | |||||
7,209 | * | Adaptec, Inc | 24 | ||||
5,670 | * | ADC Telecommunications, Inc | 35 | ||||
2,343 | * | Advanced Analogic Technologies, Inc | 9 | ||||
2,485 | * | Advanced Battery Technologies, Inc | 10 | ||||
2,251 | * | Advanced Energy Industries, Inc | 34 | ||||
32,857 | * | Advanced Micro Devices, Inc | 318 | ||||
937 | * | Airvana, Inc | 7 | ||||
16,906 | Altera Corp | 383 | |||||
2,495 | * | American Superconductor Corp | 102 | ||||
6,297 | Ametek, Inc | 241 | |||||
6,298 | * | Amkor Technology, Inc | 45 | ||||
9,591 | Amphenol Corp (Class A) | 443 | |||||
3,097 | * | Anadigics, Inc | 13 | ||||
16,468 | Analog Devices, Inc | 520 | |||||
50,419 | * | Apple Computer, Inc | 10,631 | ||||
4,253 | * | Applied Micro Circuits Corp | 32 | ||||
760 | Applied Signal Technology, Inc | 15 | |||||
7,420 | * | Arris Group, Inc | 85 | ||||
886 | * | Ascent Solar Technologies, Inc | 5 | ||||
3,496 | * | Atheros Communications, Inc | 120 | ||||
26,699 | * | Atmel Corp | 123 | ||||
1,909 | * | ATMI, Inc | 36 | ||||
8,620 | * | Avnet, Inc | 260 | ||||
1,723 | AVX Corp | 22 | |||||
723 | * | AZZ, Inc | 24 | ||||
2,797 | Baldor Electric Co | 79 | |||||
674 | Bel Fuse, Inc (Class B) | 14 | |||||
3,978 | * | Benchmark Electronics, Inc | 75 | ||||
1,630 | * | BigBand Networks, Inc | 6 | ||||
27,534 | * | Broadcom Corp (Class A) | 866 | ||||
1,663 | * | Ceradyne, Inc | 32 | ||||
1,230 | * | Ceva, Inc | 16 | ||||
2,350 | * | Checkpoint Systems, Inc | 36 | ||||
2,154 | * | China BAK Battery, Inc | 6 | ||||
1,638 | * | China Security & Surveillance Technology, Inc | 12 | ||||
5,374 | * | Ciena Corp | 58 | ||||
326,298 | * | Cisco Systems, Inc | 7,812 | ||||
1,497 | * | Comtech Telecommunications Corp | 52 | ||||
457 | * | CPI International, Inc | 6 | ||||
5,956 | * | Cree, Inc | 336 | ||||
2,100 | CTS Corp | 20 | |||||
992 | Cubic Corp | 37 | |||||
8,640 | * | Cypress Semiconductor Corp | 91 | ||||
1,921 | * | Diodes, Inc | 39 | ||||
3,020 | * | Dolby Laboratories, Inc (Class A) | 144 | ||||
1,909 | * | DSP Group, Inc | 11 | ||||
1,127 | * | DTS, Inc | 39 | ||||
9,543 | Eaton Corp | 607 | |||||
2,451 | * | EchoStar Corp (Class A) | 49 | ||||
2,000 | * | Electro Scientific Industries, Inc | 22 | ||||
4,389 | * | EMCORE Corp | 5 | ||||
956 | * | EMS Technologies, Inc | 14 | ||||
3,819 | * | Energizer Holdings, Inc | 234 | ||||
2,523 | * | Energy Conversion Devices, Inc | 27 | ||||
2,135 | * | EnerSys | 47 | ||||
3,090 | * | Entropic Communications, Inc | 9 | ||||
10,461 | * | Evergreen Solar, Inc | 16 | ||||
2,444 | * | Exar Corp | 17 | ||||
3,055 | * | Exide Technologies | 22 | ||||
7,399 | * | Fairchild Semiconductor International, Inc | 74 |
17
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,938 | * | First Solar, Inc | $ | 398 | |||
1,238 | Franklin Electric Co, Inc | 36 | |||||
4,152 | * | FuelCell Energy, Inc | 16 | ||||
599,367 | General Electric Co | 9,068 | |||||
1,197 | * | Globecomm Systems, Inc | 9 | ||||
645 | * | GP Strategies Corp | 5 | ||||
6,608 | * | GrafTech International Ltd | 103 | ||||
1,507 | * | Greatbatch, Inc | 29 | ||||
1,470 | * | GT Solar International, Inc | 8 | ||||
3,385 | Harman International Industries, Inc | 119 | |||||
5,636 | * | Harmonic, Inc | 36 | ||||
7,319 | Harris Corp | 348 | |||||
3,340 | * | Harris Stratex Networks, Inc (Class A) | 23 | ||||
1,865 | * | Helen of Troy Ltd | 46 | ||||
5,810 | * | Hexcel Corp | 75 | ||||
1,175 | * | Hittite Microwave Corp | 48 | ||||
1,976 | Imation Corp | 17 | |||||
5,270 | * | Infinera Corp | 47 | ||||
10,127 | * | Integrated Device Technology, Inc | 65 | ||||
315,918 | Intel Corp | 6,445 | |||||
2,069 | * | InterDigital, Inc | 55 | ||||
4,231 | * | International Rectifier Corp | 94 | ||||
7,280 | Intersil Corp (Class A) | 112 | |||||
1,143 | * | IPG Photonics Corp | 19 | ||||
950 | * | iRobot Corp | 17 | ||||
1,636 | IXYS Corp | 12 | |||||
12,458 | * | JDS Uniphase Corp | 103 | ||||
6,494 | L-3 Communications Holdings, Inc | 565 | |||||
7,863 | * | Lattice Semiconductor Corp | 21 | ||||
2,443 | Lincoln Electric Holdings, Inc | 131 | |||||
12,418 | Linear Technology Corp | 379 | |||||
1,487 | * | Littelfuse, Inc | 48 | ||||
732 | * | Loral Space & Communications, Inc | 23 | ||||
1,293 | LSI Industries, Inc | 10 | |||||
37,862 | * | LSI Logic Corp | 228 | ||||
29,029 | * | Marvell Technology Group Ltd | 602 | ||||
16,530 | Maxim Integrated Products, Inc | 336 | |||||
1,111 | * | Maxwell Technologies, Inc | 20 | ||||
11,750 | * | MEMC Electronic Materials, Inc | 160 | ||||
1,540 | * | Mercury Computer Systems, Inc | 17 | ||||
2,500 | Methode Electronics, Inc | 22 | |||||
2,455 | Micrel, Inc | 20 | |||||
10,147 | Microchip Technology, Inc | 295 | |||||
49,008 | * | Micron Technology, Inc | 517 | ||||
4,543 | * | Microsemi Corp | 81 | ||||
4,100 | * | Microtune, Inc | 9 | ||||
3,290 | * | Microvision, Inc | 10 | ||||
2,847 | * | MIPS Technologies, Inc | 12 | ||||
7,107 | Molex, Inc | 153 | |||||
1,783 | * | Monolithic Power Systems, Inc | 43 | ||||
2,537 | * | Moog, Inc (Class A) | 74 | ||||
128,851 | Motorola, Inc | 1,000 | |||||
555 | * | Multi-Fineline Electronix, Inc | 16 | ||||
300 | National Presto Industries, Inc | 33 | |||||
12,709 | National Semiconductor Corp | 195 | |||||
18,964 | * | NetApp, Inc | 652 | ||||
1,013 | * | Netlogic Microsystems, Inc | 47 | ||||
5,791 | * | Novellus Systems, Inc | 135 | ||||
265 | * | NVE Corp | 11 | ||||
30,605 | * | Nvidia Corp | 572 | ||||
3,117 | * | Omnivision Technologies, Inc | 45 | ||||
23,461 | * | ON Semiconductor Corp | 207 | ||||
4,315 | * | Openwave Systems, Inc | 10 | ||||
1,210 | * | Oplink Communications, Inc | 20 | ||||
1,144 | * | OpNext, Inc | 2 | ||||
869 | * | OSI Systems, Inc | 24 | ||||
1,250 | Park Electrochemical Corp | 35 | |||||
1,392 | * | Parkervision, Inc | 3 | ||||
1,447 | * | Pericom Semiconductor Corp | 17 | ||||
2,260 | * | Photronics, Inc | 10 | ||||
2,609 | Plantronics, Inc | 68 | |||||
2,396 | * | Plexus Corp | 68 |
18
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,628 | * | PLX Technology, Inc | $ | 5 | |||
13,086 | * | PMC - Sierra, Inc | 113 | ||||
4,967 | * | Polycom, Inc | 124 | ||||
1,248 | * | Polypore International, Inc | 15 | ||||
458 | * | Powell Industries, Inc | 14 | ||||
1,592 | Power Integrations, Inc | 58 | |||||
4,438 | * | Power-One, Inc | 19 | ||||
7,309 | * | Powerwave Technologies, Inc | 9 | ||||
7,070 | * | QLogic Corp | 133 | ||||
93,891 | Qualcomm, Inc | 4,343 | |||||
6,183 | * | Rambus, Inc | 151 | ||||
1,083 | Raven Industries, Inc | 34 | |||||
1,983 | Regal-Beloit Corp | 103 | |||||
14,875 | * | RF Micro Devices, Inc | 71 | ||||
1,014 | * | Rogers Corp | 31 | ||||
782 | * | Rubicon Technology, Inc | 16 | ||||
2,893 | * | SatCon Technology Corp | 8 | ||||
1,867 | * | Seachange International, Inc | 12 | ||||
3,792 | * | Semtech Corp | 64 | ||||
2,605 | * | ShoreTel, Inc | 15 | ||||
5,145 | * | Silicon Image, Inc | 13 | ||||
2,335 | * | Silicon Laboratories, Inc | 113 | ||||
5,900 | * | Silicon Storage Technology, Inc | 15 | ||||
9,838 | * | Skyworks Solutions, Inc | 140 | ||||
3,071 | * | Smart Modular Technologies WWH, Inc | 19 | ||||
663 | * | Spectrum Control, Inc | 6 | ||||
1,279 | * | Standard Microsystems Corp | 27 | ||||
898 | * | Stoneridge, Inc | 8 | ||||
5,467 | * | Sunpower Corp (Class A) | 129 | ||||
745 | * | Supertex, Inc | 22 | ||||
1,213 | Sycamore Networks, Inc | 25 | |||||
2,907 | * | Symmetricom, Inc | 15 | ||||
1,922 | * | Synaptics, Inc | 59 | ||||
2,804 | Technitrol, Inc | 12 | |||||
913 | * | Techwell, Inc | 12 | ||||
3,400 | * | Tekelec | 52 | ||||
2,403 | Teleflex, Inc | 129 | |||||
23,240 | * | Tellabs, Inc | 132 | ||||
2,908 | * | Tessera Technologies, Inc | 68 | ||||
72,335 | Texas Instruments, Inc | 1,885 | |||||
2,807 | * | Thomas & Betts Corp | 100 | ||||
3,408 | * | Trident Microsystems, Inc | 6 | ||||
8,683 | * | Triquint Semiconductor, Inc | 52 | ||||
2,833 | * | TTM Technologies, Inc | 33 | ||||
755 | * | Ultralife Corp | 3 | ||||
1,466 | * | Universal Display Corp | 18 | ||||
932 | * | Universal Electronics, Inc | 22 | ||||
3,575 | * | US Geothermal, Inc | 5 | ||||
7,742 | * | Utstarcom, Inc | 17 | ||||
3,056 | * | Valence Technology, Inc | 3 | ||||
4,336 | * | Varian Semiconductor Equipment Associates, Inc | 156 | ||||
1,399 | * | Viasat, Inc | 44 | ||||
1,471 | Vicor Corp | 14 | |||||
705 | * | Virage Logic Corp | 4 | ||||
10,877 | * | Vishay Intertechnology, Inc | 91 | ||||
1,235 | * | Volterra Semiconductor Corp | 24 | ||||
4,143 | Whirlpool Corp | 334 | |||||
604 | * | White Electronic Designs Corp | 3 | ||||
14,723 | Xilinx, Inc | 369 | |||||
3,311 | * | Zix Corp | 6 | ||||
1,635 | * | Zoltek Cos, Inc | 15 | ||||
3,150 | * | Zoran Corp | 35 | ||||
TOTAL ELECTRONIC AND OTHER ELECTRIC EQUIPMENT | 58,494 | ||||||
ENGINEERING AND MANAGEMENT SERVICES - 0.68% | |||||||
997 | * | Accelrys, Inc | 6 | ||||
1,025 | * | Advisory Board Co | 31 | ||||
5,591 | * | Aecom Technology Corp | 154 | ||||
609 | * | Affymax, Inc | 15 | ||||
8,040 | * | Amylin Pharmaceuticals, Inc | 114 |
19
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
4,682 | * | Ariad Pharmaceuticals, Inc | $ | 11 | |||
900 | CDI Corp | 12 | |||||
4,841 | * | Celera Corp | 33 | ||||
1,080 | * | comScore, Inc | 19 | ||||
758 | * | Cornell Cos, Inc | 17 | ||||
2,117 | Corporate Executive Board Co | 48 | |||||
717 | * | CRA International, Inc | 19 | ||||
1,108 | Diamond Management & Technology Consultants, Inc | 8 | |||||
3,370 | * | Dyax Corp | 11 | ||||
2,888 | * | eResearch Technology, Inc | 17 | ||||
5,381 | * | Exelixis, Inc | 40 | ||||
1,066 | * | Exponent, Inc | 30 | ||||
10,189 | Fluor Corp | 459 | |||||
691 | * | Franklin Covey Co | 4 | ||||
2,145 | * | Furmanite Corp | 8 | ||||
3,642 | * | Genpact Ltd | 54 | ||||
3,105 | * | Gen-Probe, Inc | 133 | ||||
4,285 | * | Hewitt Associates, Inc (Class A) | 181 | ||||
1,422 | * | Hill International, Inc | 9 | ||||
1,154 | * | Huron Consulting Group, Inc | 27 | ||||
449 | * | ICF International, Inc | 12 | ||||
4,807 | * | Incyte Corp | 44 | ||||
1,026 | * | Infinity Pharmaceuticals, Inc | 6 | ||||
7,095 | * | Insmed, Inc | 6 | ||||
5,385 | * | Isis Pharmaceuticals, Inc | 60 | ||||
6,928 | * | Jacobs Engineering Group, Inc | 261 | ||||
8,930 | KBR, Inc | 170 | |||||
798 | * | Kendle International, Inc | 15 | ||||
584 | Landauer, Inc | 36 | |||||
5,020 | * | Lexicon Pharmaceuticals, Inc | 9 | ||||
2,138 | * | Luminex Corp | 32 | ||||
799 | MAXIMUS, Inc | 40 | |||||
1,801 | * | Maxygen, Inc | 11 | ||||
13,294 | * | McDermott International, Inc | 319 | ||||
445 | * | Michael Baker Corp | 18 | ||||
5,380 | * | Myriad Genetics, Inc | 140 | ||||
2,873 | * | Navigant Consulting, Inc | 43 | ||||
1,729 | * | Omnicell, Inc | 20 | ||||
18,418 | Paychex, Inc | 564 | |||||
3,815 | * | Regeneron Pharmaceuticals, Inc | 92 | ||||
1,803 | * | Repligen Corp | 7 | ||||
2,863 | * | Resources Connection, Inc | 61 | ||||
2,187 | * | Rigel Pharmaceuticals, Inc | 21 | ||||
3,216 | * | RTI Biologics, Inc | 12 | ||||
22,385 | * | SAIC, Inc | 424 | ||||
2,157 | * | Sangamo Biosciences, Inc | 13 | ||||
3,562 | * | Savient Pharmaceuticals, Inc | 49 | ||||
3,875 | * | Seattle Genetics, Inc | 39 | ||||
2,710 | * | Sequenom, Inc | 11 | ||||
4,915 | * | Shaw Group, Inc | 141 | ||||
571 | * | Stanley, Inc | 16 | ||||
1,956 | * | Symyx Technologies, Inc | 11 | ||||
692 | * | Tejon Ranch Co | 20 | ||||
2,891 | * | Tetra Tech, Inc | 79 | ||||
360 | * | Transcend Services, Inc | 8 | ||||
4,873 | * | URS Corp | 217 | ||||
205 | VSE Corp | 9 | |||||
2,310 | Watson Wyatt & Co Holdings (Class A) | 110 | |||||
TOTAL ENGINEERING AND MANAGEMENT SERVICES | 4,606 | ||||||
FABRICATED METAL PRODUCTS - 0.57% | |||||||
1,788 | * | Alliant Techsystems, Inc | 158 | ||||
532 | Ameron International Corp | 34 | |||||
3,998 | Aptargroup, Inc | 143 | |||||
5,268 | Ball Corp | 272 | |||||
377 | * | Bway Holding Co | 7 | ||||
1,700 | * | Chart Industries, Inc | 28 | ||||
1,064 | CIRCOR International, Inc | 27 | |||||
6,611 | Commercial Metals Co | 103 |
20
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,957 | Crane Co | $ | 91 | ||||
9,365 | * | Crown Holdings, Inc | 240 | ||||
757 | Dynamic Materials Corp | 15 | |||||
2,853 | * | Griffon Corp | 35 | ||||
727 | Gulf Island Fabrication, Inc | 15 | |||||
267 | * | Hawk Corp | 5 | ||||
25,340 | Illinois Tool Works, Inc | 1,216 | |||||
916 | Insteel Industries, Inc | 12 | |||||
904 | * | Ladish Co, Inc | 14 | ||||
2,280 | * | Mobile Mini, Inc | 32 | ||||
6,723 | Mueller Water Products, Inc (Class A) | 35 | |||||
1,321 | * | NCI Building Systems, Inc | 2 | ||||
708 | * | North American Galvanizing & Coating, Inc | 3 | ||||
9,262 | Parker Hannifin Corp | 499 | |||||
5,113 | Pentair, Inc | 165 | |||||
2,169 | Quanex Building Products Corp | 37 | |||||
1,422 | Silgan Holdings, Inc | 82 | |||||
2,152 | Simpson Manufacturing Co, Inc | 58 | |||||
2,979 | * | Smith & Wesson Holding Corp | 12 | ||||
3,374 | Snap-On, Inc | 143 | |||||
4,479 | Stanley Works | 231 | |||||
957 | Sturm Ruger & Co, Inc | 9 | |||||
685 | Sun Hydraulics Corp | 18 | |||||
3,948 | * | Taser International, Inc | 17 | ||||
809 | * | Trimas Corp | 5 | ||||
1,173 | Valmont Industries, Inc | 92 | |||||
1,666 | Watts Water Technologies, Inc (Class A) | 52 | |||||
TOTAL FABRICATED METAL PRODUCTS | 3,907 | ||||||
FISHERIES - 0.00%** | |||||||
441 | * | HQ Sustainable Maritime Industries, Inc | 3 | ||||
TOTAL FISHERIES | 3 | ||||||
FOOD AND KINDRED PRODUCTS - 3.90% | |||||||
1,200 | * | AgFeed Industries, Inc | 6 | ||||
500 | * | American Dairy, Inc | 11 | ||||
1,141 | * | American Italian Pasta Co | 40 | ||||
36,114 | Archer Daniels Midland Co | 1,131 | |||||
1,189 | B&G Foods, Inc (Class A) | 11 | |||||
700 | * | Boston Beer Co, Inc (Class A) | 33 | ||||
7,666 | Bunge Ltd | 489 | |||||
10,905 | Campbell Soup Co | 368 | |||||
3,882 | * | Central Garden and Pet Co (Class A) | 38 | ||||
263 | Coca-Cola Bottling Co Consolidated | 14 | |||||
131,239 | Coca-Cola Co | 7,481 | |||||
17,887 | Coca-Cola Enterprises, Inc | 379 | |||||
25,800 | ConAgra Foods, Inc | 595 | |||||
11,059 | * | Constellation Brands, Inc (Class A) | 176 | ||||
4,422 | Corn Products International, Inc | 129 | |||||
4,436 | * | Darling International, Inc | 37 | ||||
11,854 | Del Monte Foods Co | 134 | |||||
958 | Diamond Foods, Inc | 34 | |||||
14,744 | Dr Pepper Snapple Group, Inc | 417 | |||||
616 | Farmer Bros Co | 12 | |||||
4,071 | Flowers Foods, Inc | 97 | |||||
18,529 | General Mills, Inc | 1,312 | |||||
17,767 | H.J. Heinz Co | 760 | |||||
4,145 | * | Hansen Natural Corp | 159 | ||||
8,596 | Hershey Co | 308 | |||||
4,077 | Hormel Foods Corp | 157 | |||||
740 | Imperial Sugar Co | 13 | |||||
800 | J&J Snack Foods Corp | 32 | |||||
6,683 | J.M. Smucker Co | 413 | |||||
14,178 | Kellogg Co | 754 | |||||
82,980 | Kraft Foods, Inc (Class A) | 2,255 | |||||
975 | Lancaster Colony Corp | 48 | |||||
1,746 | Lance, Inc | 46 | |||||
686 | * | M&F Worldwide Corp | 27 |
21
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
7,503 | McCormick & Co, Inc | $ | 271 | ||||
11,700 | Mead Johnson Nutrition Co | 511 | |||||
7,100 | Molson Coors Brewing Co (Class B) | 321 | |||||
621 | * | National Beverage Corp | 9 | ||||
1,110 | * | Omega Protein Corp | 5 | ||||
924 | * | Overhill Farms, Inc | 4 | ||||
919 | * | Peet’s Coffee & Tea, Inc | 31 | ||||
7,832 | Pepsi Bottling Group, Inc | 294 | |||||
3,428 | PepsiAmericas, Inc | 100 | |||||
88,099 | PepsiCo, Inc | 5,356 | |||||
3,128 | * | Ralcorp Holdings, Inc | 187 | ||||
9,721 | Reynolds American, Inc | 515 | |||||
1,203 | Sanderson Farms, Inc | 51 | |||||
40,062 | Sara Lee Corp | 488 | |||||
365 | * | Seneca Foods Corp | 9 | ||||
3,778 | * | Smart Balance, Inc | 23 | ||||
6,686 | * | Smithfield Foods, Inc | 101 | ||||
1,120 | Tootsie Roll Industries, Inc | 31 | |||||
2,025 | * | TreeHouse Foods, Inc | 79 | ||||
16,683 | Tyson Foods, Inc (Class A) | 205 | |||||
TOTAL FOOD AND KINDRED PRODUCTS | 26,507 | ||||||
FOOD STORES - 0.28% | |||||||
97 | Arden Group, Inc (Class A) | 9 | |||||
2,122 | * | Great Atlantic & Pacific Tea Co, Inc | 25 | ||||
700 | Ingles Markets, Inc (Class A) | 11 | |||||
36,535 | Kroger Co | 750 | |||||
1,718 | * | Panera Bread Co (Class A) | 115 | ||||
1,414 | * | Pantry, Inc | 19 | ||||
2,557 | Ruddick Corp | 66 | |||||
23,317 | Safeway, Inc | 497 | |||||
12,857 | Supervalu, Inc | 163 | |||||
233 | * | Susser Holdings Corp | 2 | ||||
424 | Village Super Market (Class A) | 12 | |||||
611 | Weis Markets, Inc | 22 | |||||
6,335 | * | Whole Foods Market, Inc | 174 | ||||
3,211 | * | Winn-Dixie Stores, Inc | 32 | ||||
TOTAL FOOD STORES | 1,897 | ||||||
FORESTRY - 0.11% | |||||||
4,673 | Rayonier, Inc | 197 | |||||
12,050 | Weyerhaeuser Co | 520 | |||||
TOTAL FORESTRY | 717 | ||||||
FURNITURE AND FIXTURES - 0.15% | |||||||
478 | * | Astronics Corp | 4 | ||||
1,625 | Ethan Allen Interiors, Inc | 22 | |||||
2,907 | * | Furniture Brands International, Inc | 16 | ||||
3,277 | Herman Miller, Inc | 52 | |||||
3,482 | Hill-Rom Holdings, Inc | 83 | |||||
2,675 | HNI Corp | 74 | |||||
680 | Hooker Furniture Corp | 8 | |||||
1,737 | Kimball International, Inc (Class B) | 15 | |||||
3,360 | * | Kinetic Concepts, Inc | 126 | ||||
3,352 | La-Z-Boy, Inc | 32 | |||||
8,764 | Leggett & Platt, Inc | 179 | |||||
20,693 | Masco Corp | 286 | |||||
2,732 | * | Sealy Corp | 9 | ||||
411 | * | Stanley Furniture Co, Inc | 4 | ||||
3,734 | Steelcase, Inc (Class A) | 24 | |||||
4,232 | * | Tempur-Pedic International, Inc | 100 | ||||
TOTAL FURNITURE AND FIXTURES | 1,034 | ||||||
FURNITURE AND HOME FURNISHINGS STORES - 0.28% | |||||||
14,610 | * | Bed Bath & Beyond, Inc | 564 |
22
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
19,297 | Best Buy Co, Inc | $ | 761 | ||||
9,576 | * | GameStop Corp (Class A) | 210 | ||||
1,232 | Haverty Furniture Cos, Inc | 17 | |||||
750 | * | hhgregg, Inc | 17 | ||||
2,965 | Knoll, Inc | 31 | |||||
6,020 | * | Pier 1 Imports, Inc | 31 | ||||
6,874 | RadioShack Corp | 134 | |||||
303 | * | Rex Stores Corp | 4 | ||||
1,789 | * | Tuesday Morning Corp | 5 | ||||
5,558 | Williams-Sonoma, Inc | 115 | |||||
TOTAL FURNITURE AND HOME FURNISHINGS STORES | 1,889 | ||||||
GENERAL BUILDING CONTRACTORS - 0.18% | |||||||
115 | * | Amrep Corp | 2 | ||||
310 | * | Avatar Holdings, Inc | 5 | ||||
2,556 | * | Beazer Homes USA, Inc | 12 | ||||
485 | Brookfield Homes Corp | 4 | |||||
379 | * | Cavco Industries, Inc | 14 | ||||
16,198 | DR Horton, Inc | 176 | |||||
2,297 | * | Hovnanian Enterprises, Inc (Class A) | 9 | ||||
4,524 | KB Home | 62 | |||||
7,949 | Lennar Corp (Class A) | 101 | |||||
862 | * | M/I Homes, Inc | 9 | ||||
1,316 | McGrath RentCorp | 29 | |||||
2,061 | MDC Holdings, Inc | 64 | |||||
1,694 | * | Meritage Homes Corp | 33 | ||||
320 | * | NVR, Inc | 227 | ||||
1,588 | * | Perini Corp | 29 | ||||
19,051 | * | Pulte Homes, Inc | 191 | ||||
2,630 | Ryland Group, Inc | 52 | |||||
4,272 | * | Standard-Pacific Corp | 16 | ||||
1,110 | * | Team, Inc | 21 | ||||
7,726 | * | Toll Brothers, Inc | 145 | ||||
TOTAL GENERAL BUILDING CONTRACTORS | 1,201 | ||||||
GENERAL MERCHANDISE STORES - 1.88% | |||||||
2,874 | * | 99 Cents Only Stores | 37 | ||||
4,889 | * | Big Lots, Inc | 142 | ||||
3,247 | * | BJ’s Wholesale Club, Inc | 106 | ||||
2,565 | Casey’s General Stores, Inc | 82 | |||||
481 | * | Conn’s, Inc | 3 | ||||
24,443 | Costco Wholesale Corp | 1,446 | |||||
2,499 | Dillard’s, Inc (Class A) | 46 | |||||
1,560 | * | Dollar General Corp | 35 | ||||
7,722 | Family Dollar Stores, Inc | 215 | |||||
2,625 | Fred’s, Inc (Class A) | 27 | |||||
12,763 | JC Penney Co, Inc | 340 | |||||
23,606 | Macy’s, Inc | 396 | |||||
1,292 | * | Retail Ventures, Inc | 11 | ||||
7,006 | * | Saks, Inc | 46 | ||||
2,868 | * | Sears Holdings Corp | 239 | ||||
1,440 | * | Stein Mart, Inc | 15 | ||||
42,445 | Target Corp | 2,053 | |||||
23,204 | TJX Companies, Inc | 848 | |||||
125,007 | Wal-Mart Stores, Inc | 6,682 | |||||
TOTAL GENERAL MERCHANDISE STORES | 12,769 | ||||||
HEALTH SERVICES - 1.31% | |||||||
1,316 | * | Alliance Imaging, Inc | 8 | ||||
2,099 | * | Allied Healthcare International, Inc | 6 | ||||
380 | * | Almost Family, Inc | 15 | ||||
1,533 | * | Amedisys, Inc | 74 | ||||
425 | America Service Group, Inc | 7 | |||||
608 | * | American Dental Partners, Inc | 8 | ||||
16,815 | AmerisourceBergen Corp | 438 | |||||
1,528 | * | Amsurg Corp | 34 | ||||
742 | * | Assisted Living Concepts, Inc (A Shares) | 20 |
23
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
621 | * | Bio-Reference Labs, Inc | $ | 24 | |||
2,436 | Brookdale Senior Living, Inc | 44 | |||||
584 | * | China Sky One Medical, Inc | 13 | ||||
5,483 | * | Community Health Systems, Inc | 195 | ||||
1,564 | * | Continucare Corp | 7 | ||||
617 | * | Corvel Corp | 21 | ||||
3,657 | * | Covance, Inc | 200 | ||||
8,377 | * | Coventry Health Care, Inc | 203 | ||||
2,234 | * | Cross Country Healthcare, Inc | 22 | ||||
1,413 | * | CryoLife, Inc | 9 | ||||
5,769 | * | DaVita, Inc | 339 | ||||
3,066 | * | Edwards Lifesciences Corp | 266 | ||||
1,474 | * | eHealth, Inc | 24 | ||||
1,185 | * | Emeritus Corp | 22 | ||||
517 | Ensign Group, Inc | 8 | |||||
1,864 | * | Enzo Biochem, Inc | 10 | ||||
15,453 | * | Express Scripts, Inc | 1,336 | ||||
810 | * | Genomic Health, Inc | 16 | ||||
920 | * | Genoptix, Inc | 33 | ||||
1,497 | * | Gentiva Health Services, Inc | 40 | ||||
1,399 | * | Health Grades, Inc | 6 | ||||
14,183 | * | Health Management Associates, Inc (Class A) | 103 | ||||
4,886 | * | Healthsouth Corp | 92 | ||||
2,153 | * | Healthways, Inc | 39 | ||||
3,543 | * | Immunomedics, Inc | 11 | ||||
904 | * | IPC The Hospitalist Co, Inc | 30 | ||||
1,974 | * | Kindred Healthcare, Inc | 36 | ||||
6,095 | * | Laboratory Corp of America Holdings | 456 | ||||
735 | * | LHC Group, Inc | 25 | ||||
3,256 | * | LifePoint Hospitals, Inc | 106 | ||||
3,339 | * | Lincare Holdings, Inc | 124 | ||||
1,896 | * | Magellan Health Services, Inc | 77 | ||||
15,263 | McKesson Corp | 954 | |||||
955 | * | Medcath Corp | 8 | ||||
27,391 | * | Medco Health Solutions, Inc | 1,751 | ||||
506 | National Healthcare Corp | 18 | |||||
5,807 | * | Nektar Therapeutics | 54 | ||||
1,311 | * | Nighthawk Radiology Holdings, Inc | 6 | ||||
1,196 | * | NovaMed, Inc | 5 | ||||
2,438 | * | Odyssey HealthCare, Inc | 38 | ||||
6,412 | Omnicare, Inc | 155 | |||||
2,737 | * | Pediatrix Medical Group, Inc | 165 | ||||
6,149 | Pharmaceutical Product Development, Inc | 144 | |||||
3,353 | * | Psychiatric Solutions, Inc | 71 | ||||
8,878 | Quest Diagnostics, Inc | 536 | |||||
1,200 | * | RehabCare Group, Inc | 37 | ||||
2,500 | * | Select Medical Holdings Corp | 27 | ||||
1,374 | * | Skilled Healthcare Group, Inc (Class A) | 10 | ||||
2,651 | * | Sun Healthcare Group, Inc | 24 | ||||
2,773 | * | Sunrise Senior Living, Inc | 9 | ||||
28,196 | * | Tenet Healthcare Corp | 152 | ||||
5,318 | Universal Health Services, Inc (Class B) | 162 | |||||
701 | * | US Physical Therapy, Inc | 12 | ||||
TOTAL HEALTH SERVICES | 8,885 | ||||||
HEAVY CONSTRUCTION, EXCEPT BUILDING - 0.03% | |||||||
1,400 | * | Broadwind Energy, Inc | 11 | ||||
1,314 | * | Comverge, Inc | 15 | ||||
2,028 | Granite Construction, Inc | 68 | |||||
2,403 | Great Lakes Dredge & Dock Corp | 16 | |||||
659 | * | LB Foster Co (Class A) | 20 | ||||
1,545 | * | Matrix Service Co | 16 | ||||
881 | * | MYR Group, Inc | 16 | ||||
1,798 | * | Orion Marine Group, Inc | 38 | ||||
701 | * | Sterling Construction Co, Inc | 13 | ||||
TOTAL HEAVY CONSTRUCTION, EXCEPT BUILDING | 213 | ||||||
24
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
HOLDING AND OTHER INVESTMENT OFFICES - 2.38% | |||||||
2,117 | Acadia Realty Trust | $ | 36 | ||||
2,436 | * | Affiliated Managers Group, Inc | 164 | ||||
505 | Agree Realty Corp | 12 | |||||
123 | Alexander’s, Inc | 37 | |||||
2,162 | Alexandria Real Estate Equities, Inc | 139 | |||||
9,073 | Allied Capital Corp | 33 | |||||
8,012 | AMB Property Corp | 205 | |||||
2,873 | American Campus Communities, Inc | 81 | |||||
580 | American Capital Agency Corp | 15 | |||||
31,591 | Annaly Mortgage Management, Inc | 548 | |||||
6,519 | Anworth Mortgage Asset Corp | 46 | |||||
6,369 | Apartment Investment & Management Co (Class A) | 101 | |||||
4,663 | * | Ashford Hospitality Trust, Inc | 22 | ||||
936 | Associated Estates Realty Corp | 11 | |||||
4,455 | AvalonBay Communities, Inc | 366 | |||||
5,385 | BioMed Realty Trust, Inc | 85 | |||||
7,804 | Boston Properties, Inc | 523 | |||||
7,051 | Brandywine Realty Trust | 80 | |||||
2,874 | BRE Properties, Inc (Class A) | 95 | |||||
3,578 | Camden Property Trust | 152 | |||||
651 | * | Cape Bancorp, Inc | 4 | ||||
2,642 | Capital Lease Funding, Inc | 12 | |||||
194 | Capital Southwest Corp | 15 | |||||
3,219 | Capstead Mortgage Corp | 44 | |||||
806 | Care Investment Trust, Inc | 6 | |||||
8,478 | CBL & Associates Properties, Inc | 82 | |||||
2,712 | Cedar Shopping Centers, Inc | 18 | |||||
442 | Cherokee, Inc | 8 | |||||
1,554 | Cogdell Spencer, Inc | 9 | |||||
2,945 | Colonial Properties Trust | 35 | |||||
3,120 | Corporate Office Properties Trust | 114 | |||||
2,533 | Cousins Properties, Inc | 19 | |||||
1,102 | Danvers Bancorp, Inc | 14 | |||||
10,500 | DCT Industrial Trust, Inc | 53 | |||||
8,836 | Developers Diversified Realty Corp | 82 | |||||
5,943 | DiamondRock Hospitality Co | 50 | |||||
4,296 | Digital Realty Trust, Inc | 216 | |||||
7,265 | Douglas Emmett, Inc | 104 | |||||
13,061 | Duke Realty Corp | 159 | |||||
673 | Dynex Capital, Inc | 6 | |||||
1,377 | EastGroup Properties, Inc | 53 | |||||
1,200 | Education Realty Trust, Inc | 6 | |||||
2,472 | Entertainment Properties Trust | 87 | |||||
1,227 | Equity Lifestyle Properties, Inc | 62 | |||||
2,074 | Equity One, Inc | 34 | |||||
15,763 | Equity Residential | 532 | |||||
1,493 | Essex Property Trust, Inc | 125 | |||||
4,748 | Extra Space Storage, Inc | 55 | |||||
3,517 | Federal Realty Investment Trust | 238 | |||||
3,926 | * | FelCor Lodging Trust, Inc | 14 | ||||
2,899 | First Industrial Realty Trust, Inc | 15 | |||||
1,470 | First Potomac Realty Trust | 18 | |||||
3,189 | Franklin Street Properties Corp | 47 | |||||
1,193 | Getty Realty Corp | 28 | |||||
1,256 | Gladstone Capital Corp | 10 | |||||
498 | Gladstone Commercial Corp | 7 | |||||
5,371 | Glimcher Realty Trust | 14 | |||||
5,828 | * | Gramercy Capital Corp | 15 | ||||
1,395 | * | Harris & Harris Group, Inc | 6 | ||||
2,160 | Hatteras Financial Corp | 60 | |||||
16,657 | HCP, Inc | 509 | |||||
6,993 | Health Care REIT, Inc | 310 | |||||
3,212 | Healthcare Realty Trust, Inc | 69 | |||||
2,467 | Hersha Hospitality Trust | 8 | |||||
3,786 | Highwoods Properties, Inc | 126 | |||||
2,378 | * | Hilltop Holdings, Inc | 28 | ||||
1,938 | Home Properties, Inc | 92 | |||||
6,635 | Hospitality Properties Trust | 157 | |||||
35,598 | Host Marriott Corp | 415 | |||||
13,475 | HRPT Properties Trust | 87 | |||||
4,699 | Inland Real Estate Corp | 38 |
25
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
500 | Invesco Mortgage Capital, Inc | $ | 11 | ||||
3,315 | Investors Real Estate Trust | 30 | |||||
25,336 | iShares Russell 3000 Index Fund | 1,654 | |||||
6,086 | * | iStar Financial, Inc | 16 | ||||
2,062 | Kilroy Realty Corp | 63 | |||||
21,105 | Kimco Realty Corp | 286 | |||||
1,900 | Kite Realty Group Trust | 8 | |||||
2,898 | LaSalle Hotel Properties | 62 | |||||
4,603 | Lexington Corporate Properties Trust | 28 | |||||
5,687 | Liberty Property Trust | 182 | |||||
1,314 | LTC Properties, Inc | 35 | |||||
5,550 | Macerich Co | 200 | |||||
4,206 | Mack-Cali Realty Corp | 145 | |||||
377 | Main Street Capital Corp | 6 | |||||
3,989 | Medical Properties Trust, Inc | 40 | |||||
16,645 | MFA Mortgage Investments, Inc | 122 | |||||
1,526 | Mid-America Apartment Communities, Inc | 74 | |||||
1,230 | Mission West Properties, Inc | 9 | |||||
2,597 | Monmouth Real Estate Investment Corp (Class A) | 19 | |||||
1,507 | MVC Capital, Inc | 18 | |||||
1,400 | National Health Investors, Inc | 52 | |||||
4,945 | National Retail Properties, Inc | 105 | |||||
5,757 | Nationwide Health Properties, Inc | 203 | |||||
3,670 | NorthStar Realty Finance Corp | 13 | |||||
4,423 | Omega Healthcare Investors, Inc | 86 | |||||
946 | Parkway Properties, Inc | 20 | |||||
1,975 | Pennsylvania Real Estate Investment Trust | 17 | |||||
900 | * | Pennymac Mortgage Investment Trust | 15 | ||||
9,142 | Plum Creek Timber Co, Inc | 345 | |||||
2,677 | Post Properties, Inc | 52 | |||||
2,494 | Potlatch Corp | 79 | |||||
25,473 | Prologis | 349 | |||||
4,133 | Prospect Capital Corp | 49 | |||||
1,073 | PS Business Parks, Inc | 54 | |||||
7,547 | Public Storage, Inc | 615 | |||||
3,865 | RAIT Investment Trust | 5 | |||||
992 | Ramco-Gershenson Properties | 9 | |||||
6,195 | Realty Income Corp | 161 | |||||
4,253 | Redwood Trust, Inc | 61 | |||||
5,230 | Regency Centers Corp | 183 | |||||
1,355 | Resource Capital Corp | 7 | |||||
590 | Saul Centers, Inc | 19 | |||||
6,554 | Senior Housing Properties Trust | 143 | |||||
13,630 | Simon Property Group, Inc | 1,088 | |||||
4,148 | SL Green Realty Corp | 208 | |||||
1,302 | Sovran Self Storage, Inc | 47 | |||||
470 | * | SRS Labs, Inc | 3 | ||||
2,060 | Starwood Property Trust, Inc | 39 | |||||
4,727 | * | Strategic Hotels & Resorts, Inc | 9 | ||||
1,069 | Sun Communities, Inc | 21 | |||||
4,063 | Sunstone Hotel Investors, Inc | 36 | |||||
1,964 | Tanger Factory Outlet Centers, Inc | 77 | |||||
3,299 | Taubman Centers, Inc | 118 | |||||
8,268 | UDR, Inc | 136 | |||||
507 | UMH Properties, Inc | 4 | |||||
1,095 | Universal Health Realty Income Trust | 35 | |||||
1,407 | Urstadt Biddle Properties, Inc (Class A) | 21 | |||||
3,042 | U-Store-It Trust | 22 | |||||
8,833 | Ventas, Inc | 386 | |||||
16,792 | Virgin Media, Inc | 283 | |||||
354 | * | Virtus Investment Partners, Inc | 6 | ||||
8,588 | Vornado Realty Trust | 601 | |||||
3,736 | WABCO Holdings, Inc | 96 | |||||
1,139 | Walter Investment Management Corp | 16 | |||||
3,060 | Washington Real Estate Investment Trust | 84 | |||||
5,688 | Weingarten Realty Investors | 113 | |||||
696 | Winthrop Realty Trust | 8 | |||||
TOTAL HOLDING AND OTHER INVESTMENT OFFICES | 16,173 | ||||||
26
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
HOTELS AND OTHER LODGING PLACES - 0.29% | |||||||
1,418 | Ameristar Casinos, Inc | $ | 21 | ||||
1,131 | * | Bluegreen Corp | 3 | ||||
2,948 | * | Boyd Gaming Corp | 25 | ||||
1,231 | Choice Hotels International, Inc | 39 | |||||
2,114 | * | Gaylord Entertainment Co | 42 | ||||
1,718 | * | Great Wolf Resorts, Inc | 4 | ||||
2,300 | * | Hyatt Hotels Corp | 68 | ||||
1,142 | * | Isle of Capri Casinos, Inc | 8 | ||||
16,917 | * | Las Vegas Sands Corp | 253 | ||||
1,242 | Marcus Corp | 16 | |||||
17,427 | Marriott International, Inc (Class A) | 475 | |||||
10,940 | * | MGM Mirage | 100 | ||||
604 | * | Monarch Casino & Resort, Inc | 5 | ||||
1,158 | * | Morgans Hotel Group Co | 5 | ||||
4,008 | * | Orient-Express Hotels Ltd (Class A) | 41 | ||||
660 | * | Outdoor Channel Holdings, Inc | 4 | ||||
10,882 | Starwood Hotels & Resorts Worldwide, Inc | 398 | |||||
1,755 | * | Vail Resorts, Inc | 66 | ||||
10,029 | Wyndham Worldwide Corp | 202 | |||||
3,755 | * | Wynn Resorts Ltd | 219 | ||||
TOTAL HOTELS AND OTHER LODGING PLACES | 1,994 | ||||||
INDUSTRIAL MACHINERY AND EQUIPMENT - 6.49% | |||||||
39,479 | 3M Co | 3,264 | |||||
1,591 | * | 3PAR, Inc | 19 | ||||
1,014 | Aaon, Inc | 20 | |||||
2,862 | Actuant Corp (Class A) | 53 | |||||
5,054 | * | AGCO Corp | 163 | ||||
374 | Alamo Group, Inc | 6 | |||||
3,068 | * | Allis-Chalmers Energy, Inc | 12 | ||||
1,557 | * | Altra Holdings, Inc | 19 | ||||
475 | Ampco-Pittsburgh Corp | 15 | |||||
74,852 | Applied Materials, Inc | 1,043 | |||||
420 | * | Argan, Inc | 6 | ||||
1,159 | * | Astec Industries, Inc | 31 | ||||
3,489 | Black & Decker Corp | 226 | |||||
973 | Black Box Corp | 28 | |||||
2,004 | * | Blount International, Inc | 20 | ||||
525 | * | Bolt Technology Corp | 6 | ||||
3,023 | Briggs & Stratton Corp | 57 | |||||
22,509 | * | Brocade Communications Systems, Inc | 172 | ||||
4,418 | * | Brooks Automation, Inc | 38 | ||||
4,188 | Bucyrus International, Inc (Class A) | 236 | |||||
3,596 | Carlisle Cos, Inc | 123 | |||||
674 | Cascade Corp | 19 | |||||
33,972 | Caterpillar, Inc | 1,936 | |||||
4,265 | * | Cirrus Logic, Inc | 29 | ||||
1,273 | * | Colfax Corp | 15 | ||||
1,162 | * | Columbus McKinnon Corp | 16 | ||||
1,943 | * | Cray, Inc | 13 | ||||
11,327 | Cummins, Inc | 519 | |||||
2,289 | Curtiss-Wright Corp | 72 | |||||
1,601 | * | Cymer, Inc | 61 | ||||
23,801 | Deere & Co | 1,287 | |||||
96,577 | * | Dell, Inc | 1,387 | ||||
3,899 | Diebold, Inc | 111 | |||||
4,554 | Donaldson Co, Inc | 194 | |||||
10,790 | Dover Corp | 449 | |||||
4,447 | * | Dresser-Rand Group, Inc | 141 | ||||
1,693 | * | Dril-Quip, Inc | 96 | ||||
113,646 | * | EMC Corp | 1,985 | ||||
42,672 | Emerson Electric Co | 1,818 | |||||
4,937 | * | Emulex Corp | 54 | ||||
2,145 | * | Ener1, Inc | 14 | ||||
1,595 | * | ENGlobal Corp | 5 | ||||
1,258 | * | EnPro Industries, Inc | 33 | ||||
6,075 | * | Entegris, Inc | 32 | ||||
6,147 | * | Extreme Networks, Inc | 18 | ||||
573 | * | Flanders Corp | 3 | ||||
2,307 | * | Flow International Corp | 7 |
27
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
3,271 | Flowserve Corp | $ | 309 | ||||
7,010 | * | FMC Technologies, Inc | 405 | ||||
1,063 | * | Fuel Tech, Inc | 9 | ||||
3,082 | Gardner Denver, Inc | 131 | |||||
1,023 | Gorman-Rupp Co | 28 | |||||
3,057 | Graco, Inc | 87 | |||||
604 | Graham Corp | 13 | |||||
621 | * | Harbin Electric, Inc | 13 | ||||
135,309 | Hewlett-Packard Co | 6,970 | |||||
334 | * | Hurco Cos, Inc | 5 | ||||
4,356 | IDEX Corp | 136 | |||||
1,615 | * | Immersion Corp | 7 | ||||
3,395 | * | Intermec, Inc | 44 | ||||
74,798 | International Business Machines Corp | 9,791 | |||||
16,521 | International Game Technology | 310 | |||||
1,163 | * | Intevac, Inc | 13 | ||||
1,159 | * | Isilon Systems, Inc | 8 | ||||
10,371 | ITT Industries, Inc | 516 | |||||
11,065 | Jabil Circuit, Inc | 192 | |||||
1,665 | John Bean Technologies Corp | 28 | |||||
37,967 | Johnson Controls, Inc | 1,034 | |||||
5,717 | Joy Global, Inc | 295 | |||||
993 | * | Kadant, Inc | 16 | ||||
1,677 | Kaydon Corp | 60 | |||||
3,920 | Kennametal, Inc | 102 | |||||
3,600 | * | Kulicke & Soffa Industries, Inc | 19 | ||||
7,433 | * | Lam Research Corp | 291 | ||||
2,198 | Lennox International, Inc | 86 | |||||
4,542 | * | Lexmark International, Inc (Class A) | 118 | ||||
700 | Lindsay Manufacturing Co | 28 | |||||
949 | Lufkin Industries, Inc | 69 | |||||
7,596 | Manitowoc Co, Inc | 76 | |||||
901 | Met-Pro Corp | 10 | |||||
4,743 | * | Micros Systems, Inc | 147 | ||||
902 | * | Middleby Corp | 44 | ||||
2,342 | Modine Manufacturing Co | 28 | |||||
381 | Nacco Industries, Inc (Class A) | 19 | |||||
714 | * | Natural Gas Services Group, Inc | 13 | ||||
2,372 | * | Netezza Corp | 23 | ||||
2,164 | * | Netgear, Inc | 47 | ||||
2,012 | Nordson Corp | 123 | |||||
18,410 | Northrop Grumman Corp | 1,028 | |||||
2,961 | * | Oil States International, Inc | 116 | ||||
6,874 | Pall Corp | 249 | |||||
9,372 | * | Palm, Inc | 94 | ||||
11,719 | Pitney Bowes, Inc | 267 | |||||
762 | * | PMFG, Inc | 12 | ||||
12,525 | * | Quantum Corp | 37 | ||||
1,782 | * | Rackable Systems, Inc | 13 | ||||
22,189 | Raytheon Co | 1,143 | |||||
1,335 | * | RBC Bearings, Inc | 33 | ||||
630 | * | Rimage Corp | 11 | ||||
3,287 | * | Riverbed Technology, Inc | 76 | ||||
1,676 | Robbins & Myers, Inc | 39 | |||||
1,299 | * | Safeguard Scientifics, Inc | 13 | ||||
13,101 | * | SanDisk Corp | 380 | ||||
744 | Sauer-Danfoss, Inc | 9 | |||||
1,663 | * | Scansource, Inc | 44 | ||||
3,758 | * | Scientific Games Corp (Class A) | 55 | ||||
28,322 | Seagate Technology, Inc | 515 | |||||
1,525 | * | Sigma Designs, Inc | 16 | ||||
2,863 | SPX Corp | 157 | |||||
800 | Standex International Corp | 16 | |||||
1,504 | * | STEC, Inc | 25 | ||||
1,355 | * | Super Micro Computer, Inc | 15 | ||||
746 | * | T-3 Energy Services, Inc | 19 | ||||
1,000 | * | Tecumseh Products Co (Class A) | 12 | ||||
1,268 | Tennant Co | 33 | |||||
9,706 | * | Teradata Corp | 305 | ||||
5,654 | * | Terex Corp | 112 | ||||
15,999 | Textron, Inc | 301 | |||||
4,954 | Timken Co | 117 |
28
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,803 | Toro Co | $ | 75 | ||||
562 | Twin Disc, Inc | 6 | |||||
1,608 | * | Ultratech, Inc | 24 | ||||
6,955 | * | Varian Medical Systems, Inc | 326 | ||||
3,790 | * | VeriFone Holdings, Inc | 62 | ||||
1,468 | Watsco, Inc | 72 | |||||
12,603 | * | Western Digital Corp | 556 | ||||
3,508 | Woodward Governor Co | 90 | |||||
3,604 | * | Zebra Technologies Corp (Class A) | 102 | ||||
TOTAL INDUSTRIAL MACHINERY AND EQUIPMENT | 44,109 | ||||||
INSTRUMENTS AND RELATED PRODUCTS - 3.36% | |||||||
1,214 | * | Abaxis, Inc | 31 | ||||
1,811 | * | Abiomed, Inc | 16 | ||||
2,205 | * | Accuray, Inc | 12 | ||||
4,200 | * | Affymetrix, Inc | 25 | ||||
19,355 | * | Agilent Technologies, Inc | 601 | ||||
3,618 | * | Align Technology, Inc | 64 | ||||
17,171 | Allergan, Inc | 1,082 | |||||
1,637 | * | Alphatec Holdings, Inc | 9 | ||||
4,495 | * | American Medical Systems Holdings, Inc | 87 | ||||
543 | American Science & Engineering, Inc | 41 | |||||
790 | Analogic Corp | 30 | |||||
1,276 | * | Anaren, Inc | 19 | ||||
1,310 | * | Angiodynamics, Inc | 21 | ||||
600 | * | Argon ST, Inc | 13 | ||||
86 | Atrion Corp | 13 | |||||
2,626 | * | ATS Medical, Inc | 9 | ||||
779 | Badger Meter, Inc | 31 | |||||
5,633 | Bard (C.R.), Inc | 439 | |||||
34,381 | Baxter International, Inc | 2,017 | |||||
3,934 | Beckman Coulter, Inc | 257 | |||||
13,445 | Becton Dickinson & Co | 1,060 | |||||
1,168 | * | Bio-Rad Laboratories, Inc (Class A) | 113 | ||||
85,665 | * | Boston Scientific Corp | 771 | ||||
953 | * | Bovie Medical Corp | 7 | ||||
3,040 | * | Bruker BioSciences Corp | 37 | ||||
711 | * | Cantel Medical Corp | 14 | ||||
1,175 | * | Cardiac Science Corp | 3 | ||||
1,317 | * | CardioNet, Inc | 8 | ||||
10,102 | * | CareFusion Corp | 253 | ||||
3,392 | * | Cepheid, Inc | 42 | ||||
1,755 | * | Clarient, Inc | 5 | ||||
1,426 | * | Coherent, Inc | 42 | ||||
1,500 | Cohu, Inc | 21 | |||||
1,825 | * | Conmed Corp | 42 | ||||
2,715 | Cooper Cos, Inc | 104 | |||||
646 | * | Cutera, Inc | 6 | ||||
1,543 | * | Cyberonics, Inc | 32 | ||||
475 | * | Cynosure, Inc (Class A) | 5 | ||||
14,641 | Danaher Corp | 1,101 | |||||
1,291 | * | Delcath Systems, Inc | 7 | ||||
8,082 | Dentsply International, Inc | 284 | |||||
2,984 | * | Depomed, Inc | 10 | ||||
2,603 | * | DexCom, Inc | 21 | ||||
911 | * | Dionex Corp | 67 | ||||
430 | * | DXP Enterprises, Inc | 6 | ||||
14,610 | Eastman Kodak Co | 62 | |||||
988 | * | Electro-Optical Sciences, Inc | 10 | ||||
2,539 | * | Endologix, Inc | 13 | ||||
1,380 | ESCO Technologies, Inc | 49 | |||||
1,694 | * | Esterline Technologies Corp | 69 | ||||
4,213 | * | ev3, Inc | 56 | ||||
408 | * | Exactech, Inc | 7 | ||||
910 | * | FARO Technologies, Inc | 20 | ||||
2,156 | * | FEI Co | 50 | ||||
726 | * | FGX International Holdings Ltd | 14 | ||||
8,241 | * | Flir Systems, Inc | 270 | ||||
2,946 | * | Formfactor, Inc | 64 |
29
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,463 | * | Fossil, Inc | $ | 83 | |||
6,468 | Garmin Ltd | 199 | |||||
1,543 | * | Haemonetics Corp | 85 | ||||
1,363 | * | Hanger Orthopedic Group, Inc | 19 | ||||
1,163 | * | Harvard Bioscience, Inc | 4 | ||||
807 | * | Herley Industries, Inc | 11 | ||||
3,482 | Hillenbrand, Inc | 66 | |||||
14,878 | * | Hologic, Inc | 216 | ||||
535 | * | Home Diagnostics, Inc | 3 | ||||
632 | * | ICU Medical, Inc | 23 | ||||
344 | * | ICx Technologies, Inc | 3 | ||||
1,400 | * | II-VI, Inc | 45 | ||||
7,001 | * | Illumina, Inc | 215 | ||||
1,078 | * | Insulet Corp | 15 | ||||
902 | * | Integra LifeSciences Holdings Corp | 33 | ||||
2,147 | * | Intuitive Surgical, Inc | 651 | ||||
1,945 | Invacare Corp | 49 | |||||
5,039 | * | ION Geophysical Corp | 30 | ||||
1,079 | * | IRIS International, Inc | 13 | ||||
1,866 | * | ISTA Pharmaceuticals, Inc | 9 | ||||
2,223 | * | Itron, Inc | 150 | ||||
2,194 | * | Ixia | 16 | ||||
520 | * | Kensey Nash Corp | 13 | ||||
9,258 | Kla-Tencor Corp | 335 | |||||
4,206 | * | Kopin Corp | 18 | ||||
142 | * | K-Tron International, Inc | 15 | ||||
758 | * | KVH Industries, Inc | 11 | ||||
4,064 | * | L-1 Identity Solutions, Inc | 30 | ||||
725 | * | LaBarge, Inc | 9 | ||||
764 | * | MAKO Surgical Corp | 8 | ||||
2,792 | * | Masimo Corp | 85 | ||||
742 | * | Measurement Specialties, Inc | 7 | ||||
873 | * | Medical Action Industries, Inc | 14 | ||||
63,209 | Medtronic, Inc | 2,780 | |||||
1,469 | * | Merit Medical Systems, Inc | 28 | ||||
1,906 | * | Mettler-Toledo International, Inc | 200 | ||||
935 | * | Micrus Endovascular Corp | 14 | ||||
3,199 | * | Millipore Corp | 231 | ||||
1,677 | Mine Safety Appliances Co | 45 | |||||
3,076 | * | MKS Instruments, Inc | 54 | ||||
1,178 | Movado Group, Inc | 11 | |||||
728 | MTS Systems Corp | 21 | |||||
3,310 | National Instruments Corp | 97 | |||||
1,662 | * | Natus Medical, Inc | 25 | ||||
1,314 | * | Neogen Corp | 31 | ||||
2,159 | * | Newport Corp | 20 | ||||
2,136 | * | NuVasive, Inc | 68 | ||||
794 | * | NxStage Medical, Inc | 7 | ||||
1,010 | * | Orthofix International NV | 31 | ||||
3,708 | * | Orthovita, Inc | 13 | ||||
246 | * | OYO Geospace Corp | 11 | ||||
1,140 | * | Palomar Medical Technologies, Inc | 12 | ||||
6,858 | PerkinElmer, Inc | 141 | |||||
4,369 | * | Resmed, Inc | 228 | ||||
566 | * | Rochester Medical Corp | 6 | ||||
8,241 | Rockwell Automation, Inc | 387 | |||||
9,113 | Rockwell Collins, Inc | 505 | |||||
836 | * | Rockwell Medical Technologies, Inc | 6 | ||||
1,839 | * | Rofin-Sinar Technologies, Inc | 43 | ||||
5,330 | Roper Industries, Inc | 279 | |||||
1,464 | * | Rudolph Technologies, Inc | 10 | ||||
1,080 | * | Sirona Dental Systems, Inc | 34 | ||||
748 | * | Somanetics Corp | 13 | ||||
957 | * | SonoSite, Inc | 23 | ||||
1,958 | * | Spectranetics Corp | 14 | ||||
19,625 | * | St. Jude Medical, Inc | 722 | ||||
4,200 | * | Star Scientific, Inc | 3 | ||||
939 | * | Stereotaxis, Inc | 4 | ||||
3,530 | STERIS Corp | 99 | |||||
19,038 | Stryker Corp | 959 | |||||
2,227 | * | Symmetry Medical, Inc | 18 | ||||
768 | * | Synovis Life Technologies, Inc | 10 |
30
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,100 | Techne Corp | $ | 144 | ||||
2,172 | * | Teledyne Technologies, Inc | 83 | ||||
9,702 | * | Teradyne, Inc | 104 | ||||
23,840 | * | Thermo Electron Corp | 1,137 | ||||
3,399 | * | Thoratec Corp | 92 | ||||
755 | * | Trans1, Inc | 3 | ||||
7,006 | * | Trimble Navigation Ltd | 177 | ||||
148 | Utah Medical Products, Inc | 4 | |||||
1,724 | * | Varian, Inc | 89 | ||||
937 | * | Vascular Solutions, Inc | 8 | ||||
1,820 | * | Veeco Instruments, Inc | 60 | ||||
828 | * | Vital Images, Inc | 11 | ||||
3,486 | * | Vivus, Inc | 32 | ||||
2,847 | * | Volcano Corp | 49 | ||||
5,640 | * | Waters Corp | 349 | ||||
2,200 | * | Wright Medical Group, Inc | 42 | ||||
49,567 | Xerox Corp | 419 | |||||
246 | Young Innovations, Inc | 6 | |||||
11,907 | * | Zimmer Holdings, Inc | 704 | ||||
1,200 | * | Zoll Medical Corp | 32 | ||||
1,176 | * | Zygo Corp | 8 | ||||
TOTAL INSTRUMENTS AND RELATED PRODUCTS | 22,801 | ||||||
INSURANCE AGENTS, BROKERS AND SERVICE - 0.34% | |||||||
15,284 | AON Corp | 586 | |||||
5,455 | Arthur J. Gallagher & Co | 123 | |||||
6,934 | Brown & Brown, Inc | 125 | |||||
1,190 | * | Crawford & Co (Class B) | 5 | ||||
21,548 | Hartford Financial Services Group, Inc | 501 | |||||
448 | Life Partners Holdings, Inc | 9 | |||||
29,415 | Marsh & McLennan Cos, Inc | 649 | |||||
2,320 | * | National Financial Partners Corp | 19 | ||||
5,200 | * | Verisk Analytics, Inc | 157 | ||||
468 | White Mountains Insurance Group Ltd | 156 | |||||
TOTAL INSURANCE AGENTS, BROKERS AND SERVICE | 2,330 | ||||||
INSURANCE CARRIERS - 3.38% | |||||||
25,647 | Aetna, Inc | 813 | |||||
26,247 | Aflac, Inc | 1,214 | |||||
310 | * | Alleghany Corp | 86 | ||||
2,914 | Allied World Assurance Holdings Ltd | 134 | |||||
30,078 | Allstate Corp | 904 | |||||
15,976 | * | Ambac Financial Group, Inc | 13 | ||||
3,620 | American Equity Investment Life Holding Co | 27 | |||||
4,699 | American Financial Group, Inc | 117 | |||||
6,791 | * | American International Group, Inc | 204 | ||||
915 | American National Insurance Co | 109 | |||||
637 | American Physicians Capital, Inc | 19 | |||||
357 | American Physicians Service Group, Inc | 8 | |||||
622 | * | American Safety Insurance Holdings Ltd | 9 | ||||
2,840 | * | AMERIGROUP Corp | 77 | ||||
1,131 | * | Amerisafe, Inc | 20 | ||||
1,541 | Amtrust Financial Services, Inc | 18 | |||||
2,676 | * | Arch Capital Group Ltd | 191 | ||||
1,848 | * | Argo Group International Holdings Ltd | 54 | ||||
4,987 | Aspen Insurance Holdings Ltd | 127 | |||||
6,760 | Assurant, Inc | 199 | |||||
7,192 | Assured Guaranty Ltd | 157 | |||||
7,695 | Axis Capital Holdings Ltd | 219 | |||||
625 | Baldwin & Lyons, Inc (Class B) | 15 | |||||
1,848 | * | Catalyst Health Solutions, Inc | 67 | ||||
2,707 | * | Centene Corp | 57 | ||||
19,888 | Chubb Corp | 978 | |||||
15,716 | Cigna Corp | 554 | |||||
8,477 | Cincinnati Financial Corp | 222 | |||||
2,162 | * | Citizens, Inc (Class A) | 14 | ||||
1,743 | * | CNA Financial Corp | 42 | ||||
1,100 | * | CNA Surety Corp | 16 |
31
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
11,895 | * | Conseco, Inc | $ | 60 | |||
2,592 | Delphi Financial Group, Inc (Class A) | 58 | |||||
850 | Donegal Group, Inc (Class A) | 13 | |||||
360 | Eastern Insurance Holdings, Inc | 3 | |||||
168 | EMC Insurance Group, Inc | 4 | |||||
2,858 | Employers Holdings, Inc | 44 | |||||
3,037 | Endurance Specialty Holdings Ltd | 113 | |||||
426 | * | Enstar Group Ltd | 31 | ||||
1,311 | Erie Indemnity Co (Class A) | 51 | |||||
3,309 | Everest Re Group Ltd | 284 | |||||
881 | FBL Financial Group, Inc (Class A) | 16 | |||||
13,147 | Fidelity National Title Group, Inc (Class A) | 177 | |||||
1,175 | * | First Acceptance Corp | 2 | ||||
5,526 | First American Corp | 183 | |||||
763 | First Mercury Financial Corp | 10 | |||||
1,821 | Flagstone Reinsurance Holdings Ltd | 20 | |||||
558 | * | Fpic Insurance Group, Inc | 22 | ||||
27,635 | * | Genworth Financial, Inc (Class A) | 314 | ||||
1,722 | * | Greenlight Capital Re Ltd (Class A) | 41 | ||||
368 | * | Hallmark Financial Services | 3 | ||||
2,554 | Hanover Insurance Group, Inc | 113 | |||||
839 | Harleysville Group, Inc | 27 | |||||
6,691 | HCC Insurance Holdings, Inc | 187 | |||||
5,602 | * | Health Net, Inc | 130 | ||||
2,916 | * | Healthspring, Inc | 51 | ||||
2,536 | Horace Mann Educators Corp | 32 | |||||
9,577 | * | Humana, Inc | 420 | ||||
423 | Independence Holding Co | 2 | |||||
936 | Infinity Property & Casualty Corp | 38 | |||||
326 | Kansas City Life Insurance Co | 10 | |||||
10,630 | * | Leucadia National Corp | 253 | ||||
16,998 | Lincoln National Corp | 423 | |||||
18,097 | Loews Corp | 658 | |||||
2,909 | Maiden Holdings Ltd | 21 | |||||
578 | * | Markel Corp | 197 | ||||
2,728 | Max Re Capital Ltd | 61 | |||||
7,809 | * | MBIA, Inc | 31 | ||||
2,850 | Meadowbrook Insurance Group, Inc | 21 | |||||
274 | Mercer Insurance Group, Inc | 5 | |||||
1,267 | Mercury General Corp | 50 | |||||
32,671 | Metlife, Inc | 1,155 | |||||
2,267 | * | Metropolitan Health Networks, Inc | 5 | ||||
7,457 | * | MGIC Investment Corp | 43 | ||||
720 | * | Molina Healthcare, Inc | 16 | ||||
5,164 | Montpelier Re Holdings Ltd | 89 | |||||
224 | National Interstate Corp | 4 | |||||
154 | National Western Life Insurance Co (Class A) | 27 | |||||
474 | * | Navigators Group, Inc | 22 | ||||
376 | NYMAGIC, Inc | 6 | |||||
14,120 | Old Republic International Corp | 142 | |||||
1,314 | OneBeacon Insurance Group Ltd (Class A) | 18 | |||||
4,014 | PartnerRe Ltd | 300 | |||||
7,094 | Phoenix Cos, Inc | 20 | |||||
2,759 | Platinum Underwriters Holdings Ltd | 106 | |||||
1,846 | * | PMA Capital Corp (Class A) | 12 | ||||
5,465 | PMI Group, Inc | 14 | |||||
1,393 | Presidential Life Corp | 13 | |||||
2,214 | * | Primus Guaranty Ltd | 7 | ||||
17,088 | Principal Financial Group | 411 | |||||
1,599 | * | ProAssurance Corp | 86 | ||||
39,067 | * | Progressive Corp | 703 | ||||
4,503 | Protective Life Corp | 75 | |||||
25,973 | Prudential Financial, Inc | 1,292 | |||||
5,032 | Radian Group, Inc | 37 | |||||
1,249 | * | RadNet, Inc | 3 | ||||
3,978 | Reinsurance Group of America, Inc (Class A) | 190 | |||||
3,366 | RenaissanceRe Holdings Ltd | 179 | |||||
1,157 | RLI Corp | 62 | |||||
784 | Safety Insurance Group, Inc | 28 | |||||
999 | * | SeaBright Insurance Holdings, Inc | 12 | ||||
2,700 | Selective Insurance Group, Inc | 44 | |||||
2,873 | Stancorp Financial Group, Inc | 115 |
32
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
913 | State Auto Financial Corp | $ | 17 | ||||
1,214 | Stewart Information Services Corp | 14 | |||||
4,785 | Torchmark Corp | 210 | |||||
2,163 | Tower Group, Inc | 51 | |||||
1,617 | Transatlantic Holdings, Inc | 84 | |||||
30,827 | Travelers Cos, Inc | 1,537 | |||||
979 | * | Triple-S Management Corp (Class B) | 17 | ||||
2,880 | * | United America Indemnity Ltd (Class A) | 23 | ||||
1,337 | United Fire & Casualty Co | 24 | |||||
67,202 | UnitedHealth Group, Inc | 2,048 | |||||
2,455 | Unitrin, Inc | 54 | |||||
1,661 | * | Universal American Financial Corp | 19 | ||||
587 | Universal Insurance Holdings, Inc | 3 | |||||
19,013 | UnumProvident Corp | 371 | |||||
5,613 | Validus Holdings Ltd | 151 | |||||
7,931 | W.R. Berkley Corp | 195 | |||||
2,485 | * | WellCare Health Plans, Inc | 91 | ||||
25,941 | * | WellPoint, Inc | 1,512 | ||||
49 | Wesco Financial Corp | 17 | |||||
19,417 | XL Capital Ltd (Class A) | 356 | |||||
2,339 | Zenith National Insurance Corp | 70 | |||||
TOTAL INSURANCE CARRIERS | 22,963 | ||||||
JUSTICE, PUBLIC ORDER AND SAFETY - 0.04% | |||||||
779 | * | China Fire & Security Group, Inc | 10 | ||||
6,790 | * | Corrections Corp of America | 167 | ||||
3,103 | * | Geo Group, Inc | 68 | ||||
TOTAL JUSTICE, PUBLIC ORDER AND SAFETY | 245 | ||||||
LEATHER AND LEATHER PRODUCTS - 0.14% | |||||||
17,985 | Coach, Inc | 657 | |||||
4,890 | * | CROCS, Inc | 28 | ||||
927 | * | Genesco, Inc | 25 | ||||
3,284 | * | Iconix Brand Group, Inc | 42 | ||||
1,030 | * | Steven Madden Ltd | 43 | ||||
2,673 | * | Timberland Co (Class A) | 48 | ||||
378 | Weyco Group, Inc | 9 | |||||
2,989 | Wolverine World Wide, Inc | 81 | |||||
TOTAL LEATHER AND LEATHER PRODUCTS | 933 | ||||||
LEGAL SERVICES - 0.02% | |||||||
3,007 | * | FTI Consulting, Inc | 142 | ||||
564 | * | Pre-Paid Legal Services, Inc | 23 | ||||
TOTAL LEGAL SERVICES | 165 | ||||||
LOCAL AND INTERURBAN PASSENGER TRANSIT - 0.01% | |||||||
1,634 | * | Emergency Medical Services Corp (Class A) | 89 | ||||
TOTAL LOCAL AND INTERURBAN PASSENGER TRANSIT | 89 | ||||||
LUMBER AND WOOD PRODUCTS - 0.02% | |||||||
660 | American Woodmark Corp | 13 | |||||
695 | Deltic Timber Corp | 32 | |||||
6,361 | * | Louisiana-Pacific Corp | 45 | ||||
442 | Skyline Corp | 8 | |||||
979 | Universal Forest Products, Inc | 36 | |||||
TOTAL LUMBER AND WOOD PRODUCTS | 134 | ||||||
METAL MINING - 0.63% | |||||||
2,642 | * | Allied Nevada Gold Corp | 40 | ||||
7,585 | Cleveland-Cliffs, Inc | 350 | |||||
3,809 | * | Coeur d’Alene Mines Corp | 69 | ||||
23,201 | * | Freeport-McMoRan Copper & Gold, Inc (Class B) | 1,863 |
33
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
12,176 | * | Hecla Mining Co | $ | 75 | |||
27,321 | Newmont Mining Corp | 1,293 | |||||
3,795 | * | Paramount Gold and Silver Corp | 5 | ||||
4,186 | * | Patriot Coal Corp | 65 | ||||
3,261 | * | Rosetta Resources, Inc | 65 | ||||
2,192 | Royal Gold, Inc | 103 | |||||
1,718 | * | ShengdaTech, Inc | 10 | ||||
10,212 | Southern Copper Corp | 336 | |||||
1,968 | * | Stillwater Mining Co | 19 | ||||
2,759 | * | Uranerz Energy Corp | 4 | ||||
4,575 | * | US Gold Corp | 11 | ||||
TOTAL METAL MINING | 4,308 | ||||||
MISCELLANEOUS MANUFACTURING INDUSTRIES - 0.15% | |||||||
988 | Armstrong World Industries, Inc | 38 | |||||
386 | Blyth, Inc | 13 | |||||
4,329 | Callaway Golf Co | 33 | |||||
2,087 | Daktronics, Inc | 19 | |||||
7,299 | Hasbro, Inc | 234 | |||||
2,253 | * | Intrepid Potash, Inc | 66 | ||||
1,657 | * | Jakks Pacific, Inc | 20 | ||||
4,840 | Jarden Corp | 150 | |||||
1,909 | * | Leapfrog Enterprises, Inc | 8 | ||||
1,066 | Marine Products Corp | 5 | |||||
20,726 | Mattel, Inc | 414 | |||||
45 | Oil-Dri Corp of America | 1 | |||||
1,217 | * | RC2 Corp | 18 | ||||
2,802 | * | Shuffle Master, Inc | 23 | ||||
467 | * | Steinway Musical Instruments, Inc | 7 | ||||
TOTAL MISCELLANEOUS MANUFACTURING INDUSTRIES | 1,049 | ||||||
MISCELLANEOUS RETAIL - 1.61% | |||||||
1,264 | * | 1-800-FLOWERS.COM, Inc (Class A) | 3 | ||||
1,110 | * | Allion Healthcare, Inc | 7 | ||||
18,488 | * | Amazon.com, Inc | 2,487 | ||||
2,240 | Barnes & Noble, Inc | 43 | |||||
1,412 | Big 5 Sporting Goods Corp | 24 | |||||
812 | * | Blue Nile, Inc | 51 | ||||
3,769 | * | Borders Group, Inc | 4 | ||||
968 | * | Build-A-Bear Workshop, Inc | 5 | ||||
2,068 | * | Cabela’s, Inc | 29 | ||||
1,865 | Cash America International, Inc | 65 | |||||
3,306 | * | CKX, Inc | 17 | ||||
3,853 | * | Coldwater Creek, Inc | 17 | ||||
82,256 | CVS Corp | 2,649 | |||||
4,676 | * | Dick’s Sporting Goods, Inc | 116 | ||||
4,775 | * | Dollar Tree, Inc | 231 | ||||
5,097 | * | Drugstore.Com | 16 | ||||
2,322 | * | Ezcorp, Inc (Class A) | 40 | ||||
554 | * | Fuqi International, Inc | 10 | ||||
1,016 | * | Gaiam, Inc (Class A) | 8 | ||||
1,606 | * | GSI Commerce, Inc | 41 | ||||
1,477 | * | Hibbett Sports, Inc | 32 | ||||
2,163 | * | HSN, Inc | 44 | ||||
1,539 | * | Jo-Ann Stores, Inc | 56 | ||||
688 | * | Kirkland’s, Inc | 12 | ||||
2,975 | * | Marvel Entertainment, Inc | 161 | ||||
2,547 | MSC Industrial Direct Co (Class A) | 120 | |||||
2,071 | Nutri/System, Inc | 65 | |||||
15,426 | * | Office Depot, Inc | 100 | ||||
4,100 | * | OfficeMax, Inc | 52 | ||||
840 | * | Overstock.com, Inc | 11 | ||||
648 | * | PC Mall, Inc | 3 | ||||
7,407 | Petsmart, Inc | 198 | |||||
2,476 | * | Priceline.com, Inc | 541 | ||||
811 | Pricesmart, Inc | 17 | |||||
33,788 | * | Rite Aid Corp | 51 | ||||
1,181 | * | Shutterfly, Inc | 21 |
34
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
4,632 | Signet Jewelers Ltd | $ | 124 | ||||
1,120 | * | Stamps.com, Inc | 10 | ||||
40,325 | Staples, Inc | 992 | |||||
461 | Systemax, Inc | 7 | |||||
7,244 | Tiffany & Co | 311 | |||||
55,772 | Walgreen Co | 2,048 | |||||
3,566 | World Fuel Services Corp | 96 | |||||
1,423 | * | Zale Corp | 4 | ||||
933 | * | Zumiez, Inc | 12 | ||||
TOTAL MISCELLANEOUS RETAIL | 10,951 | ||||||
MOTION PICTURES - 0.74% | |||||||
860 | * | Ascent Media Corp (Series A) | 22 | ||||
1,355 | * | Avid Technology, Inc | 17 | ||||
563 | * | Carmike Cinemas, Inc | 4 | ||||
1,605 | Cinemark Holdings, Inc | 23 | |||||
15,813 | * | Discovery Communications, Inc (Class C) | 419 | ||||
4,166 | * | DreamWorks Animation SKG, Inc (Class A) | 167 | ||||
5,451 | * | Macrovision Solutions Corp | 174 | ||||
2,600 | National CineMedia, Inc | 43 | |||||
128,332 | News Corp (Class A) | 1,757 | |||||
4,340 | Regal Entertainment Group (Class A) | 63 | |||||
475 | * | Rentrak Corp | 8 | ||||
4,730 | Scripps Networks Interactive (Class A) | 196 | |||||
67,969 | Time Warner, Inc | 1,981 | |||||
8,733 | * | tw telecom inc (Class A) | 150 | ||||
TOTAL MOTION PICTURES | 5,024 | ||||||
NONDEPOSITORY INSTITUTIONS - 0.78% | |||||||
3,111 | Advance America Cash Advance Centers, Inc | 17 | |||||
15,915 | * | American Capital Ltd | 39 | ||||
57,887 | American Express Co | 2,346 | |||||
5,299 | * | AmeriCredit Corp | 101 | ||||
8,509 | Apollo Investment Corp | 81 | |||||
5,815 | Ares Capital Corp | 72 | |||||
292 | BlackRock Kelso Capital Corp | 3 | |||||
2,000 | * | Boise, Inc | 11 | ||||
25,714 | Capital One Financial Corp | 986 | |||||
12,677 | CapitalSource, Inc | 50 | |||||
36,441 | Chimera Investment Corp | 141 | |||||
1,233 | CompuCredit Corp | 4 | |||||
533 | * | Credit Acceptance Corp | 22 | ||||
1,400 | Cypress Sharpridge Investments, Inc | 19 | |||||
30,141 | Discover Financial Services | 443 | |||||
966 | * | Encore Capital Group, Inc | 17 | ||||
1,621 | Financial Federal Corp | 45 | |||||
1,630 | * | First Cash Financial Services, Inc | 36 | ||||
3,742 | * | First Marblehead Corp | 8 | ||||
1,326 | Gladstone Investment Corp | 6 | |||||
10,628 | GLG Partners, Inc | 34 | |||||
4,024 | * | Heckmann Corp | 20 | ||||
1,766 | Hercules Technology Growth Capital, Inc | 18 | |||||
1,243 | * | Information Services Group, Inc | 4 | ||||
1,051 | Kohlberg Capital Corp | 5 | |||||
5,255 | Lender Processing Services, Inc | 214 | |||||
3,668 | * | MCG Capital Corp | 16 | ||||
872 | Medallion Financial Corp | 7 | |||||
1,518 | * | Mercadolibre, Inc | 79 | ||||
1,165 | Nelnet, Inc (Class A) | 20 | |||||
812 | * | NewStar Financial, Inc | 3 | ||||
1,181 | NGP Capital Resources Co | 10 | |||||
2,525 | * | Ocwen Financial Corp | 24 | ||||
1,244 | PennantPark Investment Corp | 11 | |||||
3,083 | * | PHH Corp | 50 | ||||
26,484 | * | SLM Corp | 299 | ||||
258 | Student Loan Corp | 12 | |||||
1,245 | TICC Capital Corp | 8 |
35
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
360 | * | Tree.com, Inc | $ | 3 | |||
426 | Triangle Capital Corp | 5 | |||||
876 | * | World Acceptance Corp | 31 | ||||
TOTAL NONDEPOSITORY INSTITUTIONS | 5,320 | ||||||
NONMETALLIC MINERALS, EXCEPT FUELS - 0.08% | |||||||
1,482 | AMCOL International Corp | 42 | |||||
2,151 | * | Cardium Therapeutics, Inc | 2 | ||||
1,945 | Compass Minerals International, Inc | 131 | |||||
2,908 | * | General Moly, Inc | 6 | ||||
66 | * | United States Lime & Minerals, Inc | 2 | ||||
6,976 | Vulcan Materials Co | 367 | |||||
TOTAL NONMETALLIC MINERALS, EXCEPT FUELS | 550 | ||||||
OIL AND GAS EXTRACTION - 4.68% | |||||||
28,289 | Anadarko Petroleum Corp | 1,766 | |||||
18,969 | Apache Corp | 1,957 | |||||
568 | APCO Argentina, Inc | 13 | |||||
546 | * | Approach Resources, Inc | 4 | ||||
2,099 | * | Arena Resources, Inc | 91 | ||||
3,651 | Atlas America, Inc | 110 | |||||
1,653 | * | ATP Oil & Gas Corp | 30 | ||||
3,326 | * | Atwood Oceanics, Inc | 119 | ||||
17,423 | Baker Hughes, Inc | 705 | |||||
1,645 | * | Basic Energy Services, Inc | 15 | ||||
2,505 | Berry Petroleum Co (Class A) | 73 | |||||
2,193 | * | Bill Barrett Corp | 68 | ||||
17,165 | BJ Services Co | 319 | |||||
4,411 | * | Boots & Coots, Inc | 7 | ||||
4,518 | * | Brigham Exploration Co | 61 | ||||
1,573 | * | Bronco Drilling Co, Inc | 8 | ||||
5,926 | Cabot Oil & Gas Corp | 258 | |||||
2,632 | * | Cal Dive International, Inc | 20 | ||||
13,616 | * | Cameron International Corp | 569 | ||||
1,637 | * | Carrizo Oil & Gas, Inc | 43 | ||||
3,135 | * | Cheniere Energy, Inc | 8 | ||||
35,462 | Chesapeake Energy Corp | 918 | |||||
4,934 | Cimarex Energy Co | 261 | |||||
326 | * | Clayton Williams Energy, Inc | 11 | ||||
1,574 | * | CNX Gas Corp | 46 | ||||
3,558 | * | Complete Production Services, Inc | 46 | ||||
2,751 | * | Comstock Resources, Inc | 112 | ||||
4,295 | * | Concho Resources, Inc | 193 | ||||
311 | * | Contango Oil & Gas Co | 15 | ||||
1,798 | * | Continental Resources, Inc | 77 | ||||
247 | * | CREDO Petroleum Corp | 2 | ||||
474 | * | Dawson Geophysical Co | 11 | ||||
10,625 | * | Delta Petroleum Corp | 11 | ||||
14,536 | * | Denbury Resources, Inc | 215 | ||||
25,088 | Devon Energy Corp | 1,844 | |||||
3,843 | Diamond Offshore Drilling, Inc | 378 | |||||
3,212 | * | Encore Acquisition Co | 154 | ||||
6,804 | * | Endeavour International Corp | 7 | ||||
1,511 | * | Energy Recovery, Inc | 10 | ||||
14,177 | EOG Resources, Inc | 1,379 | |||||
7,328 | Equitable Resources, Inc | 322 | |||||
8,507 | EXCO Resources, Inc | 181 | |||||
3,734 | * | Exterran Holdings, Inc | 80 | ||||
6,046 | * | Forest Oil Corp | 135 | ||||
2,157 | * | FX Energy, Inc | 6 | ||||
424 | * | Geokinetics, Inc | 4 | ||||
422 | * | Georesources, Inc | 6 | ||||
6,001 | * | Global Industries Ltd | 43 | ||||
1,351 | * | GMX Resources, Inc | 19 | ||||
1,342 | * | Goodrich Petroleum Corp | 33 | ||||
1,573 | * | Gulfport Energy Corp | 18 | ||||
50,871 | Halliburton Co | 1,531 | |||||
2,496 | * | Harvest Natural Resources, Inc | 13 |
36
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
5,489 | * | Helix Energy Solutions Group, Inc | $ | 65 | |||
6,223 | Helmerich & Payne, Inc | 248 | |||||
5,516 | * | Hercules Offshore, Inc | 26 | ||||
61 | * | Isramco, Inc | 4 | ||||
597 | Kayne Anderson Energy Development Co | 9 | |||||
7,484 | * | Key Energy Services, Inc | 66 | ||||
5,069 | * | Mariner Energy, Inc | 59 | ||||
3,025 | * | McMoRan Exploration Co | 24 | ||||
16,458 | * | Nabors Industries Ltd | 360 | ||||
23,736 | National Oilwell Varco, Inc | 1,047 | |||||
7,341 | * | Newfield Exploration Co | 354 | ||||
5,171 | * | Newpark Resources, Inc | 22 | ||||
9,771 | Noble Energy, Inc | 696 | |||||
1,187 | * | Northern Oil And Gas, Inc | 14 | ||||
46,101 | Occidental Petroleum Corp | 3,750 | |||||
3,256 | * | Oceaneering International, Inc | 191 | ||||
9,895 | * | Oilsands Quest, Inc | 11 | ||||
447 | Panhandle Oil and Gas, Inc (Class A) | 12 | |||||
6,555 | * | Parker Drilling Co | 32 | ||||
9,098 | Patterson-UTI Energy, Inc | 140 | |||||
2,491 | Penn Virginia Corp | 53 | |||||
17,052 | * | PetroHawk Energy Corp | 409 | ||||
1,000 | * | Petroleum Development Corp | 18 | ||||
2,768 | * | Petroquest Energy, Inc | 17 | ||||
2,681 | * | Pioneer Drilling Co | 21 | ||||
6,686 | Pioneer Natural Resources Co | 322 | |||||
7,709 | * | Plains Exploration & Production Co | 213 | ||||
940 | * | PowerSecure International, Inc | 7 | ||||
9,575 | * | Pride International, Inc | 306 | ||||
6,285 | * | Quicksilver Resources, Inc | 94 | ||||
8,831 | Range Resources Corp | 440 | |||||
1,989 | * | Rex Energy Corp | 24 | ||||
6,543 | Rowan Cos, Inc | 148 | |||||
1,462 | RPC, Inc | 15 | |||||
67,716 | Schlumberger Ltd | 4,408 | |||||
1,221 | * | SEACOR Holdings, Inc | 93 | ||||
638 | * | Seahawk Drilling, Inc | 14 | ||||
13,643 | Smith International, Inc | 371 | |||||
19,408 | * | Southwestern Energy Co | 936 | ||||
3,800 | St. Mary Land & Exploration Co | 130 | |||||
1,763 | * | Stone Energy Corp | 32 | ||||
3,221 | * | Sulphco, Inc | 2 | ||||
4,723 | * | Superior Energy Services | 115 | ||||
989 | * | Superior Well Services, Inc | 14 | ||||
1,701 | * | Swift Energy Co | 41 | ||||
3,388 | * | Syntroleum Corp | 9 | ||||
4,475 | * | Tetra Technologies, Inc | 50 | ||||
3,048 | Tidewater, Inc | 146 | |||||
942 | Toreador Resources Corp | 9 | |||||
500 | * | Union Drilling, Inc | 3 | ||||
1,992 | * | Unit Corp | 85 | ||||
3,680 | Vaalco Energy, Inc | 17 | |||||
1,213 | * | Venoco, Inc | 16 | ||||
1,693 | W&T Offshore, Inc | 20 | |||||
3,436 | * | Warren Resources, Inc | 8 | ||||
2,765 | * | Whiting Petroleum Corp | 198 | ||||
2,395 | * | Willbros Group, Inc | 40 | ||||
32,904 | XTO Energy, Inc | 1,531 | |||||
837 | * | Zion Oil & Gas, Inc | 6 | ||||
TOTAL OIL AND GAS EXTRACTION | 31,836 | ||||||
PAPER AND ALLIED PRODUCTS - 0.53% | |||||||
5,898 | Bemis Co | 175 | |||||
2,317 | * | Buckeye Technologies, Inc | 23 | ||||
3,345 | * | Cenveo, Inc | 29 | ||||
2,260 | * | Domtar Corporation | 125 | ||||
2,970 | Glatfelter | 36 | |||||
7,030 | * | Graphic Packaging Holding Co | 24 | ||||
1,990 | Greif, Inc (Class A) | 107 | |||||
24,643 | International Paper Co | 660 |
37
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
1,036 | * | Kapstone Paper and Packaging Corp | $ | 10 | |||
23,436 | Kimberly-Clark Corp | 1,493 | |||||
9,835 | MeadWestvaco Corp | 282 | |||||
1,075 | Neenah Paper, Inc | 15 | |||||
266 | * | Orchids Paper Products Co | 5 | ||||
5,657 | Packaging Corp of America | 130 | |||||
2,293 | Rock-Tenn Co (Class A) | 116 | |||||
1,004 | Schweitzer-Mauduit International, Inc | 71 | |||||
5,253 | Sonoco Products Co | 154 | |||||
6,135 | Temple-Inland, Inc | 130 | |||||
2,666 | Wausau Paper Corp | 31 | |||||
TOTAL PAPER AND ALLIED PRODUCTS | 3,616 | ||||||
PERSONAL SERVICES - 0.15% | |||||||
7,099 | Cintas Corp | 185 | |||||
1,574 | * | Coinstar, Inc | 44 | ||||
276 | CPI Corp | 3 | |||||
1,242 | G & K Services, Inc (Class A) | 31 | |||||
19,026 | H&R Block, Inc | 430 | |||||
2,055 | Jackson Hewitt Tax Service, Inc | 9 | |||||
638 | * | Mac-Gray Corp | 7 | ||||
2,615 | Regis Corp | 41 | |||||
5,024 | * | Sally Beauty Holdings, Inc | 38 | ||||
14,711 | Service Corp International | 120 | |||||
956 | * | Steiner Leisure Ltd | 38 | ||||
864 | Unifirst Corp | 42 | |||||
2,092 | Weight Watchers International, Inc | 61 | |||||
TOTAL PERSONAL SERVICES | 1,049 | ||||||
PETROLEUM AND COAL PRODUCTS - 5.33% | |||||||
783 | Alon USA Energy, Inc | 5 | |||||
4,098 | Ashland, Inc | 162 | |||||
113,438 | Chevron Corp | 8,734 | |||||
83,798 | ConocoPhillips | 4,280 | |||||
1,100 | * | CVR Energy, Inc | 7 | ||||
683 | Delek US Holdings, Inc | 5 | |||||
275,757 | Exxon Mobil Corp | 18,804 | |||||
5,933 | Frontier Oil Corp | 71 | |||||
11,159 | * | Gran Tierra Energy, Inc | 64 | ||||
2,769 | * | Headwaters, Inc | 18 | ||||
16,403 | Hess Corp | 992 | |||||
2,601 | Holly Corp | 67 | |||||
39,898 | Marathon Oil Corp | 1,246 | |||||
10,867 | Murphy Oil Corp | 589 | |||||
610 | Quaker Chemical Corp | 13 | |||||
6,984 | * | SandRidge Energy, Inc | 66 | ||||
6,379 | Sunoco, Inc | 166 | |||||
8,041 | Tesoro Corp | 109 | |||||
31,592 | Valero Energy Corp | 529 | |||||
3,122 | Walter Industries, Inc | 235 | |||||
1,100 | WD-40 Co | 36 | |||||
1,509 | * | Western Refining, Inc | 7 | ||||
TOTAL PETROLEUM AND COAL PRODUCTS | 36,205 | ||||||
PIPELINES, EXCEPT NATURAL GAS - 0.11% | |||||||
36,633 | Spectra Energy Corp | 751 | |||||
TOTAL PIPELINES, EXCEPT NATURAL GAS | 751 | ||||||
PRIMARY METAL INDUSTRIES - 0.70% | |||||||
6,022 | AK Steel Holding Corp | 129 | |||||
54,966 | Alcoa, Inc | 886 | |||||
5,687 | Allegheny Technologies, Inc | 255 | |||||
2,599 | Belden CDT, Inc | 57 | |||||
1,200 | * | Brush Engineered Materials, Inc | 22 | ||||
2,679 | Carpenter Technology Corp | 72 |
38
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
2,331 | * | Century Aluminum Co | $ | 38 | |||
4,687 | * | CommScope, Inc | 124 | ||||
840 | Encore Wire Corp | 18 | |||||
849 | * | Fushi Copperweld, Inc | 9 | ||||
2,897 | * | General Cable Corp | 85 | ||||
636 | * | General Steel Holdings, Inc | 3 | ||||
1,633 | Gibraltar Industries, Inc | 26 | |||||
769 | Haynes International, Inc | 25 | |||||
2,056 | * | Horsehead Holding Corp | 26 | ||||
3,250 | Hubbell, Inc (Class B) | 154 | |||||
1,872 | Matthews International Corp (Class A) | 66 | |||||
1,459 | * | Metalico, Inc | 7 | ||||
2,227 | Mueller Industries, Inc | 55 | |||||
625 | * | Northwest Pipe Co | 17 | ||||
18,071 | Nucor Corp | 843 | |||||
529 | Olympic Steel, Inc | 17 | |||||
7,882 | Precision Castparts Corp | 870 | |||||
1,496 | * | RTI International Metals, Inc | 38 | ||||
1,268 | Schnitzer Steel Industries, Inc (Class A) | 60 | |||||
11,907 | Steel Dynamics, Inc | 211 | |||||
1,393 | Texas Industries, Inc | 49 | |||||
4,318 | Titanium Metals Corp | 54 | |||||
1,864 | Tredegar Corp | 29 | |||||
8,037 | United States Steel Corp | 443 | |||||
400 | * | Universal Stainless & Alloy | 8 | ||||
2,636 | * | Uranium Energy Corp | 10 | ||||
3,596 | Worthington Industries, Inc | 47 | |||||
TOTAL PRIMARY METAL INDUSTRIES | 4,753 | ||||||
PRINTING AND PUBLISHING - 0.33% | |||||||
2,726 | * | ACCO Brands Corp | 20 | ||||
2,371 | American Greetings Corp (Class A) | 52 | |||||
5,182 | Belo (A.H.) Corp (Class A) | 28 | |||||
1,738 | Bowne & Co, Inc | 12 | |||||
1,173 | * | China Information Security Technology, Inc | 7 | ||||
594 | * | Consolidated Graphics, Inc | 21 | ||||
594 | Courier Corp | 8 | |||||
269 | CSS Industries, Inc | 5 | |||||
1,664 | * | Dolan Media Co | 17 | ||||
3,040 | Dun & Bradstreet Corp | 256 | |||||
1,693 | Ennis, Inc | 28 | |||||
1,802 | * | EW Scripps Co (Class A) | 13 | ||||
13,154 | Gannett Co, Inc | 195 | |||||
2,433 | Harte-Hanks, Inc | 26 | |||||
2,075 | John Wiley & Sons, Inc (Class A) | 87 | |||||
2,807 | Journal Communications, Inc (Class A) | 11 | |||||
1,522 | * | Martha Stewart Living Omnimedia, Inc (Class A) | 8 | ||||
18,134 | McGraw-Hill Cos, Inc | 608 | |||||
2,056 | Meredith Corp | 63 | |||||
5,567 | * | MSCI, Inc (Class A) | 177 | ||||
514 | Multi-Color Corp | 6 | |||||
6,031 | New York Times Co (Class A) | 75 | |||||
945 | * | Playboy Enterprises, Inc (Class B) | 3 | ||||
1,637 | Primedia, Inc | 6 | |||||
11,854 | R.R. Donnelley & Sons Co | 264 | |||||
977 | Schawk, Inc (Class A) | 13 | |||||
1,378 | Scholastic Corp | 41 | |||||
1,179 | Standard Register Co | 6 | |||||
3,118 | * | Valassis Communications, Inc | 57 | ||||
329 | Washington Post Co (Class B) | 145 | |||||
TOTAL PRINTING AND PUBLISHING | 2,258 | ||||||
RAILROAD TRANSPORTATION - 0.84% | |||||||
14,803 | Burlington Northern Santa Fe Corp | 1,460 | |||||
22,465 | CSX Corp | 1,089 | |||||
1,841 | * | Genesee & Wyoming, Inc (Class A) | 60 | ||||
5,349 | * | Kansas City Southern Industries, Inc | �� | 178 |
39
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
20,640 | Norfolk Southern Corp | $ | 1,082 | ||||
28,504 | Union Pacific Corp | 1,822 | |||||
TOTAL RAILROAD TRANSPORTATION | 5,691 | ||||||
REAL ESTATE - 0.10% | |||||||
12,413 | * | CB Richard Ellis Group, Inc (Class A) | 168 | ||||
1,496 | * | China Housing & Land Development, Inc | 6 | ||||
378 | Consolidated-Tomoka Land Co | 13 | |||||
1,553 | DuPont Fabros Technology, Inc | 28 | |||||
5,952 | * | Forest City Enterprises, Inc (Class A) | 70 | ||||
2,159 | * | Forestar Real Estate Group, Inc | 48 | ||||
700 | Government Properties Income Trust | 16 | |||||
2,406 | Jones Lang LaSalle, Inc | 145 | |||||
1,663 | * | LoopNet, Inc | 17 | ||||
699 | * | Reading International, Inc | 3 | ||||
5,424 | * | St. Joe Co | 157 | ||||
4,084 | Stewart Enterprises, Inc (Class A) | 21 | |||||
TOTAL REAL ESTATE | 692 | ||||||
RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS - 0.17% | |||||||
1,547 | A. Schulman, Inc | 31 | |||||
449 | * | AEP Industries, Inc | 17 | ||||
3,574 | Cooper Tire & Rubber Co | 72 | |||||
781 | * | Deckers Outdoor Corp | 79 | ||||
13,460 | * | Goodyear Tire & Rubber Co | 190 | ||||
881 | * | Metabolix, Inc | 10 | ||||
15,987 | Newell Rubbermaid, Inc | 240 | |||||
8,412 | Sealed Air Corp | 184 | |||||
1,985 | * | Skechers U.S.A., Inc (Class A) | 58 | ||||
2,188 | Spartech Corp | 23 | |||||
1,848 | Titan International, Inc | 15 | |||||
714 | * | Trex Co, Inc | 14 | ||||
3,650 | Tupperware Corp | 170 | |||||
2,061 | West Pharmaceutical Services, Inc | 81 | |||||
TOTAL RUBBER AND MISCELLANEOUS PLASTIC PRODUCTS | 1,184 | ||||||
SECURITY AND COMMODITY BROKERS - 2.44% | |||||||
14,367 | Ameriprise Financial, Inc | 558 | |||||
1,800 | * | Artio Global Investors, Inc | 46 | ||||
1,791 | BlackRock, Inc | 416 | |||||
3,645 | * | Broadpoint Securities Group, Inc | 16 | ||||
8,286 | Broadridge Financial Solutions, Inc | 187 | |||||
1,288 | Calamos Asset Management, Inc (Class A) | 15 | |||||
54,106 | Charles Schwab Corp | 1,018 | |||||
3,715 | CME Group, Inc | 1,248 | |||||
1,086 | Cohen & Steers, Inc | 25 | |||||
118 | Diamond Hill Investment Group, Inc | 8 | |||||
800 | Duff & Phelps Corp | 15 | |||||
80,062 | * | E*Trade Financial Corp | 140 | ||||
6,496 | Eaton Vance Corp | 198 | |||||
737 | Epoch Holding Corp | 8 | |||||
528 | Evercore Partners, Inc (Class A) | 16 | |||||
1,478 | * | FBR Capital Markets Corp | 9 | ||||
5,287 | Federated Investors, Inc (Class B) | 145 | |||||
973 | Fifth Street Finance Corp | 10 | |||||
8,450 | Franklin Resources, Inc | 890 | |||||
448 | GAMCO Investors, Inc (Class A) | 22 | |||||
3,928 | GFI Group, Inc | 18 | |||||
28,569 | Goldman Sachs Group, Inc | 4,824 | |||||
1,134 | Greenhill & Co, Inc | 91 | |||||
2,464 | * | Interactive Brokers Group, Inc (Class A) | 44 | ||||
4,158 | * | IntercontinentalExchange, Inc | 467 | ||||
402 | * | International Assets Holding Corp | 6 | ||||
23,388 | Invesco Ltd | 549 | |||||
2,642 | * | Investment Technology Group, Inc | 52 | ||||
9,425 | Janus Capital Group, Inc | 127 | |||||
6,767 | * | Jefferies Group, Inc | 161 |
40
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
822 | JMP Group, Inc | $ | 8 | |||||
1,881 | * | KBW, Inc | 51 | |||||
5,354 | * | Knight Capital Group, Inc (Class A) | 82 | |||||
3,465 | * | LaBranche & Co, Inc | 10 | |||||
4,456 | Lazard Ltd (Class A) | 169 | ||||||
9,238 | Legg Mason, Inc | 279 | ||||||
1,518 | MarketAxess Holdings, Inc | 21 | ||||||
5,600 | * | MF Global Ltd | 39 | |||||
76,900 | Morgan Stanley | 2,276 | ||||||
980 | * | Morningstar, Inc | 47 | |||||
7,620 | * | Nasdaq Stock Market, Inc | 151 | |||||
14,999 | NYSE Euronext | 379 | ||||||
404 | Oppenheimer Holdings, Inc | 13 | ||||||
2,681 | optionsXpress Holdings, Inc | 41 | ||||||
879 | * | Penson Worldwide, Inc | 8 | |||||
1,153 | * | Piper Jaffray Cos | 58 | |||||
5,630 | Raymond James Financial, Inc | 134 | ||||||
870 | Sanders Morris Harris Group, Inc | 5 | ||||||
7,317 | SEI Investments Co | 128 | ||||||
1,504 | * | Stifel Financial Corp | 89 | |||||
1,726 | SWS Group, Inc | 21 | ||||||
14,358 | T Rowe Price Group, Inc | 765 | ||||||
14,548 | * | TD Ameritrade Holding Corp | 282 | |||||
7 | Teton Advisors, Inc | 0 | ^ | |||||
1,322 | * | Thomas Weisel Partners Group, Inc | 5 | |||||
702 | US Global Investors, Inc (Class A) | 9 | ||||||
98 | Value Line, Inc | 2 | ||||||
5,130 | Waddell & Reed Financial, Inc (Class A) | 157 | ||||||
322 | Westwood Holdings Group, Inc | 12 | ||||||
TOTAL SECURITY AND COMMODITY BROKERS | 16,570 | |||||||
SOCIAL SERVICES - 0.00%** | ||||||||
1,396 | * | Capital Senior Living Corp | 7 | |||||
617 | * | Providence Service Corp | 10 | |||||
1,211 | * | Res-Care, Inc | 13 | |||||
TOTAL SOCIAL SERVICES | 30 | |||||||
SPECIAL TRADE CONTRACTORS - 0.09% | ||||||||
246 | Alico, Inc | 7 | ||||||
1,763 | * | AsiaInfo Holdings, Inc | 54 | |||||
1,154 | Chemed Corp | 55 | ||||||
2,642 | Comfort Systems USA, Inc | 33 | ||||||
2,490 | * | Dycom Industries, Inc | 20 | |||||
3,912 | * | EMCOR Group, Inc | 105 | |||||
1,981 | * | Insituform Technologies, Inc (Class A) | 45 | |||||
797 | * | Integrated Electrical Services, Inc | 5 | |||||
1,155 | * | Layne Christensen Co | 33 | |||||
11,146 | * | Quanta Services, Inc | 232 | |||||
TOTAL SPECIAL TRADE CONTRACTORS | 589 | |||||||
STONE, CLAY, AND GLASS PRODUCTS - 0.40% | ||||||||
1,848 | Apogee Enterprises, Inc | 26 | ||||||
1,041 | * | Cabot Microelectronics Corp | 34 | |||||
1,232 | CARBO Ceramics, Inc | 84 | ||||||
87,620 | Corning, Inc | 1,692 | ||||||
2,603 | Eagle Materials, Inc | 68 | ||||||
8,032 | Gentex Corp | 143 | ||||||
2,473 | Martin Marietta Materials, Inc | 221 | ||||||
4,633 | * | Owens Corning, Inc | 119 | |||||
9,677 | * | Owens-Illinois, Inc | 318 | |||||
2,151 | * | US Concrete, Inc | 2 | |||||
2,551 | * | USG Corp | 36 | |||||
TOTAL STONE, CLAY, AND GLASS PRODUCTS | 2,743 | |||||||
41
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
TEXTILE MILL PRODUCTS - 0.03% | |||||||
1,703 | Albany International Corp (Class A) | $ | 38 | ||||
3,257 | Interface, Inc (Class A) | 27 | |||||
3,206 | * | Mohawk Industries, Inc | 153 | ||||
874 | Oxford Industries, Inc | 18 | |||||
TOTAL TEXTILE MILL PRODUCTS | 236 | ||||||
TOBACCO PRODUCTS - 1.31% | |||||||
117,151 | Altria Group, Inc | 2,300 | |||||
8,648 | Fortune Brands, Inc | 373 | |||||
9,680 | Lorillard, Inc | 777 | |||||
110,920 | Philip Morris International, Inc | 5,345 | |||||
1,060 | Universal Corp | 48 | |||||
2,281 | Vector Group Ltd | 32 | |||||
TOTAL TOBACCO PRODUCTS | 8,875 | ||||||
TRANSPORTATION BY AIR - 0.51% | |||||||
677 | * | Air Methods Corp | 23 | ||||
3,234 | * | Air Transport Services Group, Inc | 8 | ||||
6,646 | * | Airtran Holdings, Inc | 35 | ||||
2,085 | * | Alaska Air Group, Inc | 72 | ||||
804 | * | Allegiant Travel Co | 38 | ||||
19,424 | * | AMR Corp | 150 | ||||
809 | * | Atlas Air Worldwide Holdings, Inc | 30 | ||||
1,579 | * | Bristow Group, Inc | 61 | ||||
6,782 | * | Continental Airlines, Inc (Class B) | 121 | ||||
1,785 | Copa Holdings S.A. (Class A) | 97 | |||||
43,562 | * | Delta Air Lines, Inc | 496 | ||||
17,588 | FedEx Corp | 1,468 | |||||
2,405 | * | Hawaiian Holdings, Inc | 17 | ||||
12,519 | * | JetBlue Airways Corp | 68 | ||||
882 | * | PHI, Inc | 18 | ||||
2,007 | * | Republic Airways Holdings, Inc | 15 | ||||
2,935 | Skywest, Inc | 50 | |||||
43,160 | Southwest Airlines Co | 493 | |||||
9,881 | * | UAL Corp | 128 | ||||
10,620 | * | US Airways Group, Inc | 51 | ||||
TOTAL TRANSPORTATION BY AIR | 3,439 | ||||||
TRANSPORTATION EQUIPMENT - 2.34% | |||||||
1,197 | A.O. Smith Corp | 52 | |||||
2,061 | * | AAR Corp | 47 | ||||
685 | * | Aerovironment, Inc | 20 | ||||
2,719 | American Axle & Manufacturing Holdings, Inc | 22 | |||||
569 | American Railcar Industries, Inc | 6 | |||||
1,306 | * | Amerigon, Inc (Class A) | 10 | ||||
4,199 | ArvinMeritor, Inc | 47 | |||||
1,245 | * | ATC Technology Corp | 30 | ||||
4,971 | * | Autoliv, Inc | 216 | ||||
5,637 | * | BE Aerospace, Inc | 132 | ||||
40,994 | Boeing Co | 2,219 | |||||
5,639 | Brunswick Corp | 72 | |||||
3,028 | Clarcor, Inc | 98 | |||||
940 | * | Cogo Group, Inc | 7 | ||||
5,741 | * | Dana Holding Corp | 62 | ||||
466 | * | Dorman Products, Inc | 7 | ||||
636 | Ducommun, Inc | 12 | |||||
996 | * | Federal Mogul Corp (Class A) | 17 | ||||
3,085 | Federal Signal Corp | 19 | |||||
4,014 | * | Force Protection, Inc | 21 | ||||
176,065 | * | Ford Motor Co | 1,761 | ||||
809 | Freightcar America, Inc | 16 | |||||
735 | * | Fuel Systems Solutions, Inc | 30 | ||||
3,656 | * | GenCorp, Inc | 26 | ||||
19,502 | General Dynamics Corp | 1,329 | |||||
9,112 | Genuine Parts Co | 346 | |||||
6,790 | Goodrich Corp | 436 |
42
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
869 | Greenbrier Cos, Inc | $ | 9 | ||||
1,483 | Group 1 Automotive, Inc | 42 | |||||
13,077 | Harley-Davidson, Inc | 330 | |||||
4,726 | Harsco Corp | 152 | |||||
1,232 | Heico Corp | 55 | |||||
42,024 | Honeywell International, Inc | 1,647 | |||||
1,612 | Kaman Corp | 37 | |||||
533 | * | LMI Aerospace, Inc | 7 | ||||
18,061 | Lockheed Martin Corp | 1,361 | |||||
300 | * | Miller Industries, Inc | 3 | ||||
3,502 | * | Navistar International Corp | 135 | ||||
3,448 | * | Orbital Sciences Corp | 53 | ||||
5,202 | Oshkosh Truck Corp | 193 | |||||
20,871 | Paccar, Inc | 757 | |||||
1,834 | Polaris Industries, Inc | 80 | |||||
196 | Portec Rail Products, Inc | 2 | |||||
1,983 | Spartan Motors, Inc | 11 | |||||
6,221 | * | Spirit Aerosystems Holdings, Inc (Class A) | 124 | ||||
633 | * | Standard Motor Products, Inc | 5 | ||||
1,472 | Superior Industries International, Inc | 23 | |||||
2,719 | * | Tenneco, Inc | 48 | ||||
2,119 | Thor Industries, Inc | 67 | |||||
187 | * | Todd Shipyards Corp | 3 | ||||
2,021 | TransDigm Group, Inc | 96 | |||||
4,541 | Trinity Industries, Inc | 79 | |||||
984 | Triumph Group, Inc | 47 | |||||
2,648 | * | TRW Automotive Holdings Corp | 63 | ||||
47,644 | United Technologies Corp | 3,307 | |||||
2,227 | Westinghouse Air Brake Technologies Corp | 91 | |||||
1,944 | * | Winnebago Industries, Inc | 24 | ||||
817 | * | Wonder Auto Technology, Inc | 10 | ||||
TOTAL TRANSPORTATION EQUIPMENT | 15,921 | ||||||
TRANSPORTATION SERVICES - 0.19% | |||||||
1,330 | Ambassadors Group, Inc | 18 | |||||
9,711 | CH Robinson Worldwide, Inc | 570 | |||||
783 | * | Dynamex, Inc | 14 | ||||
12,198 | Expeditors International Washington, Inc | 424 | |||||
1,953 | GATX Corp | 56 | |||||
2,332 | * | Hub Group, Inc (Class A) | 63 | ||||
2,163 | * | Interval Leisure Group, Inc | 27 | ||||
2,500 | * | Orbitz Worldwide, Inc | 18 | ||||
2,338 | Pacer International, Inc | 7 | |||||
590 | * | Universal Travel Group | 6 | ||||
6,068 | UTI Worldwide, Inc | 87 | |||||
TOTAL TRANSPORTATION SERVICES | 1,290 | ||||||
TRUCKING AND WAREHOUSING - 0.43% | |||||||
1,500 | Arkansas Best Corp | 44 | |||||
1,483 | * | Celadon Group, Inc | 16 | ||||
2,504 | Con-way, Inc | 87 | |||||
1,921 | Forward Air Corp | 48 | |||||
2,189 | Heartland Express, Inc | 33 | |||||
4,893 | J.B. Hunt Transport Services, Inc | 158 | |||||
3,148 | Landstar System, Inc | 122 | |||||
952 | * | Marten Transport Ltd | 17 | ||||
1,717 | * | Old Dominion Freight Line | 53 | ||||
103 | * | Patriot Transportation Holding, Inc | 10 | ||||
900 | * | Saia, Inc | 13 | ||||
39,284 | United Parcel Service, Inc (Class B) | 2,254 | |||||
200 | Universal Truckload Services, Inc | 4 | |||||
429 | * | USA Truck, Inc | 5 | ||||
2,010 | Werner Enterprises, Inc | 40 | |||||
3,415 | * | YRC Worldwide, Inc | 3 | ||||
TOTAL TRUCKING AND WAREHOUSING | 2,907 | ||||||
43
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
WATER TRANSPORTATION - 0.25% | |||||||
2,122 | Alexander & Baldwin, Inc | $ | 73 | ||||
694 | * | American Commercial Lines, Inc | 13 | ||||
25,204 | * | Carnival Corp | 799 | ||||
2,362 | DHT Maritime, Inc | 9 | |||||
2,567 | * | Eagle Bulk Shipping, Inc | 13 | ||||
2,983 | Frontline Ltd | 82 | |||||
1,322 | Genco Shipping & Trading Ltd | 30 | |||||
2,956 | General Maritime Corp | 21 | |||||
2,142 | Golar LNG Ltd | 27 | |||||
1,244 | * | Gulfmark Offshore, Inc | 35 | ||||
2,063 | Horizon Lines, Inc (Class A) | 11 | |||||
1,509 | * | Hornbeck Offshore Services, Inc | 35 | ||||
357 | International Shipholding Corp | 11 | |||||
3,228 | * | Kirby Corp | 112 | ||||
1,036 | Knightsbridge Tankers Ltd | 14 | |||||
2,356 | Nordic American Tanker Shipping | 71 | |||||
2,450 | * | Odyssey Marine Exploration, Inc | 3 | ||||
1,191 | Overseas Shipholding Group, Inc | 52 | |||||
7,527 | * | Royal Caribbean Cruises Ltd | 190 | ||||
2,365 | Ship Finance International Ltd | 32 | |||||
400 | * | TBS International Ltd (Class A) | 3 | ||||
2,428 | Teekay Corp | 56 | |||||
800 | Teekay Tankers Ltd (Class A) | 7 | |||||
931 | * | Ultrapetrol Bahamas Ltd | 4 | ||||
TOTAL WATER TRANSPORTATION | 1,703 | ||||||
WHOLESALE TRADE-DURABLE GOODS - 0.38% | |||||||
1,334 | Agilysys, Inc | 12 | |||||
2,206 | Applied Industrial Technologies, Inc | 49 | |||||
6,511 | * | Arrow Electronics, Inc | 193 | ||||
2,819 | Barnes Group, Inc | 48 | |||||
2,807 | * | Beacon Roofing Supply, Inc | 45 | ||||
6,738 | BorgWarner, Inc | 224 | |||||
1,087 | Castle (A.M.) & Co | 15 | |||||
671 | * | Chindex International, Inc | 9 | ||||
1,671 | * | Conceptus, Inc | 31 | ||||
1,204 | * | DemandTec, Inc | 11 | ||||
1,490 | * | Digi International, Inc | 14 | ||||
1,195 | * | Drew Industries, Inc | 25 | ||||
292 | Eastern Co | 4 | |||||
1,600 | * | Emdeon, Inc | 24 | ||||
1,438 | * | Hansen Medical, Inc | 4 | ||||
800 | Houston Wire & Cable Co | 10 | |||||
9,316 | * | Ingram Micro, Inc (Class A) | 163 | ||||
2,496 | * | Insight Enterprises, Inc | 28 | ||||
1,758 | * | Interline Brands, Inc | 30 | ||||
3,018 | Knight Transportation, Inc | 58 | |||||
300 | Lawson Products, Inc | 5 | |||||
8,123 | * | LKQ Corp | 159 | ||||
2,043 | * | MedAssets, Inc | 43 | ||||
1,413 | * | Merge Healthcare, Inc | 5 | ||||
620 | * | MWI Veterinary Supply, Inc | 23 | ||||
2,152 | Owens & Minor, Inc | 92 | |||||
6,003 | * | Patterson Cos, Inc | 168 | ||||
2,583 | PEP Boys - Manny Moe & Jack | 22 | |||||
3,009 | Pool Corp | 57 | |||||
3,039 | * | PSS World Medical, Inc | 69 | ||||
3,664 | Reliance Steel & Aluminum Co | 158 | |||||
3,802 | Solera Holdings, Inc | 137 | |||||
511 | Sport Supply Group, Inc | 6 | |||||
2,550 | * | Talecris Biotherapeutics Holdings Corp | 57 | ||||
2,618 | * | Tech Data Corp | 122 | ||||
433 | * | Titan Machinery, Inc | 5 | ||||
2,452 | * | TomoTherapy, Inc | 10 | ||||
2,146 | * | Tyler Technologies, Inc | 43 | ||||
3,321 | W.W. Grainger, Inc | 322 | |||||
2,519 | * | WESCO International, Inc | 68 |
44
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
640 | * | West Marine, Inc | $ | 5 | ||||
TOTAL WHOLESALE TRADE-DURABLE GOODS | 2,573 | |||||||
WHOLESALE TRADE-NONDURABLE GOODS - 0.62% | ||||||||
1,483 | Aceto Corp | 8 | ||||||
4,761 | Airgas, Inc | 227 | ||||||
2,860 | * | Akorn, Inc | 5 | |||||
5,454 | * | Alliance One International, Inc | 27 | |||||
3,840 | Allscripts Healthcare Solutions, Inc | 78 | ||||||
962 | Andersons, Inc | 25 | ||||||
3,641 | * | Bare Escentuals, Inc | 45 | |||||
2,298 | * | BioScrip, Inc | 19 | |||||
1,671 | * | BMP Sunstone Corp | 9 | |||||
5,133 | Brown-Forman Corp (Class B) | 275 | ||||||
20,205 | Cardinal Health, Inc | 651 | ||||||
3,380 | * | Central European Distribution Corp | 96 | |||||
712 | * | Clearwater Paper Corp | 39 | |||||
638 | * | Core-Mark Holding Co, Inc | 21 | |||||
1 | * | CPEX Pharmaceuticals, Inc | 0 | ^ | ||||
9,986 | * | Dean Foods Co | 180 | |||||
6,595 | * | Endo Pharmaceuticals Holdings, Inc | 135 | |||||
2,503 | * | Fresh Del Monte Produce, Inc | 55 | |||||
1,978 | * | Green Mountain Coffee Roasters, Inc | 161 | |||||
2,432 | * | Hain Celestial Group, Inc | 41 | |||||
4,917 | * | Henry Schein, Inc | 259 | |||||
3,687 | Herbalife Ltd | 150 | ||||||
500 | Kenneth Cole Productions, Inc (Class A) | 5 | ||||||
1,430 | K-Swiss, Inc (Class A) | 14 | ||||||
901 | * | LSB Industries, Inc | 13 | |||||
2,734 | Men’s Wearhouse, Inc | 58 | ||||||
1,570 | Myers Industries, Inc | 14 | ||||||
785 | Nash Finch Co | 29 | ||||||
3,049 | Nu Skin Enterprises, Inc (Class A) | 82 | ||||||
804 | * | Perry Ellis International, Inc | 12 | |||||
913 | * | School Specialty, Inc | 21 | |||||
1,382 | Spartan Stores, Inc | 20 | ||||||
626 | * | Synutra International, Inc | 8 | |||||
33,594 | Sysco Corp | 939 | ||||||
5,551 | Terra Industries, Inc | 179 | ||||||
1,886 | * | Tractor Supply Co | 100 | |||||
2,582 | * | United Natural Foods, Inc | 69 | |||||
1,202 | * | United Stationers, Inc | 68 | |||||
423 | Valhi, Inc | 6 | ||||||
849 | * | Volcom, Inc | 14 | |||||
1,325 | Zep, Inc | 23 | ||||||
1,070 | * | Zhongpin, Inc | 17 | |||||
TOTAL WHOLESALE TRADE-NONDURABLE GOODS | 4,197 | |||||||
TOTAL COMMON STOCKS (Cost $572,601) | 679,252 | |||||||
RIGHTS / WARRANTS - 0.00%** | ||||||||
BUILDING MATERIALS AND GARDEN SUPPLIES - 0.00%** | ||||||||
1,558 | Builders FirstSource, Inc | 0 | ^ | |||||
TOTAL BUILDING MATERIALS AND GARDEN SUPPLIES | 0 | ^ | ||||||
COMMUNICATIONS - 0.00%** | ||||||||
4,026 | Clearwire Corp | 2 | ||||||
TOTAL COMMUNICATIONS | 2 | |||||||
TOTAL RIGHTS / WARRANTS (Cost $0^) | 2 | |||||||
45
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | |||||
TOTAL PORTFOLIO - 99.95% (Cost $572,601) | $ | 679,254 | |||||
OTHER ASSETS & LIABILITIES, NET - 0.05% | 305 | ||||||
NET ASSETS - 100.00% | $ | 679,559 | |||||
* | Non-income producing |
** | Percentage represents less than 0.01% |
^ | Amount represents less than $1,000. |
m | Indicates a security that has been deemed illiquid. |
Cost amounts are in thousands.
46
Report of Independent Registered Public Accounting Firm
To the Management Committee and Contractowners of TIAA Separate Account VA-1:
We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the financial statements of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) at December 31, 2009, and for the year then ended and have issued our unqualified report thereon dated February 22, 2010 (which report and financial statements are included in Item 1 of this Certified Shareholder Report on Form N-CSR). Our audit included an audit of VA-1’s schedule of investments in securities (the Schedule) as of December 31, 2009 appearing in Item 6 of this Form N-CSR. This Schedule is the responsibility of VA-1’s management. Our responsibility is to express an opinion on this Schedule based on our audit.
In our opinion, the Schedule referred to above, when read in conjunction with the financial statements of VA-1 referred to above, presents fairly, in all material respects, the information set forth therein.
/s/ PricewaterhouseCoopers LLP |
PricewaterhouseCoopers LLP |
New York, New York |
February 22, 2010 |
47
Item 7. | Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies. |
Not Applicable.
Item 8. | Portfolio Managers of Closed-End Management Investment Companies. |
Not Applicable.
Item 9. | Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers. |
Not Applicable.
Item 10. | Submission of Matters to a Vote of Security Holders. |
There were no material changes to the procedures by which contractholders may recommend nominees to the Registrant’s Management Committee.
Item 11. | Controls and Procedures. |
(a) An evaluation was performed within 90 days of the date hereof under the supervision of the Registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the Registrant’s disclosure controls and procedures. Based on that evaluation, the Registrant’s management, including the principal executive officer and principal financial officer, concluded that the Registrant’s disclosure controls and procedures were effective for this annual reporting period.
(b) There were no changes in the Registrant’s internal control over financial reporting that occurred during the Registrant’s fiscal year-end that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
Item 12. | Exhibits. |
12(a)(1) Copy of current code of ethics
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNT VA-1 | ||||||
Date: February 18, 2010 | By: | /S/ ROGER W. FERGUSON, JR. | ||||
Roger W. Ferguson, Jr. | ||||||
President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Date: February 18, 2010 | By: | /S/ ROGER W. FERGUSON, JR. | ||||
Roger W. Ferguson, Jr. | ||||||
President and Chief Executive Officer | ||||||
(principal executive officer) | ||||||
Date: February 18, 2010 | By: | /S/ PHILLIP G. GOFF | ||||
Phillip G. Goff | ||||||
Principal Financial Officer, Principal Accounting Officer and Treasurer | ||||||
(principal financial officer) |
EXHIBIT INDEX
Item 12. | Exhibits. |
12(a)(1) Copy of current code of ethics
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer