UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNT VA-1
(Exact name of Registrant as specified in charter)
730 Third Avenue, New York, New York 10017-3206
(Address of principal executive offices) (Zip code)
John M. McCann, Esq.
c/o TIAA-CREF
8500 Andrew Carnegie Blvd.
Charlotte, North Carolina 28262-8500
(Name and address of agent for service)
Registrant’s telephone number, including area code: 704-595-1000
Date of fiscal year end: December 31
Date of reporting period: December 31, 2014
Item 1. Reports to Stockholders.
2014 Annual Report
TIAA Separate Account VA-1
December 31, 2014
Audited financial statements
eDelivery will save trees, conserve paper and reduce mailbox clutter.
Sign up today at www.tiaa-cref.org/eDelivery |
Understanding this report
This annual report contains information about the TIAA Separate Account VA-1 and describes the account’s results for the twelve months ended December 31, 2014. The report contains three main sections:
• | The account performance section compares the account’s investment returns with those of its benchmark index. |
• | The summary portfolio of investments lists the industries and types of securities in which the account had investments as of December 31, 2014. |
• | The financial statements provide detailed information about the operations and financial condition of the account. |
The views and opinions expressed in this report are through the end of the period, as stated on the cover of this report. They are subject to change at any time based on a variety of factors. As such, they are not guarantees of future performance or investment results and should not be taken as investment advice. To see the risks of investing in the TIAA Separate Account VA-1, please refer to the latest prospectus.
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit our website at tiaa-cref.org, or call 800 223-1200. We urge you to read the prospectus carefully before investing.
Information for contractowners
Portfolio holdings
The TIAA Separate Account VA-1’s summary portfolio of investments begins on page 7 of this report.
You can obtain a complete list of the portfolio holdings of the TIAA Separate Account VA-1 (Schedule of Investments) as of the most recently completed fiscal quarter in the following ways:
• By visiting our website at tiaa-cref.org; or
• By calling us at 800 842-2252 to request a copy free of charge.
You can also obtain a complete list of the portfolio holdings of the account as of the most recently completed fiscal quarter, and for prior quarter-ends, from our Securities and Exchange Commission (SEC) Form N-CSR and Form N-Q filings. Form N-CSR filings are as of December 31 or June 30; Form N-Q filings are as of March 31 or September 30. Copies of these forms are available:
• Through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at www.sec.gov; or
• From the SEC’s Office of Investor Education and Advocacy.
(Call 202 551-8090 for more information.)
Proxy voting
The TIAA Separate Account VA-1’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found on our website at tiaa-cref.org or on the SEC’s website at www.sec.gov. You may also call us at 800 223-1200 to request a free copy. A report of how the account voted during the most recently completed twelve-month period ended June 30 can be found on our website or on Form N-PX at www.sec.gov.
Contacting TIAA-CREF
There are three easy ways to contact us: by email, using the Contact Us link at the top of our home page; by mail at TIAA-CREF, 730 Third Avenue, New York, NY 10017–3206; or by phone at 800 223-1200.
Account management
The TIAA Separate Account VA-1 is managed by a portfolio management team of Teachers Advisors, Inc. The members of this team are responsible for the day-to-day investment management of the account.
TIAA Separate Account VA-1 ¡ 2014 Annual Report 1
Important information about expenses
All contractowners in the TIAA Separate Account VA-1 incur ongoing costs, including management fees and other account expenses.
The TIAA Separate Account VA-1 is the underlying investment vehicle for Teachers Personal Annuity contracts issued by Teachers Insurance and Annuity Association of America. Premium taxes may apply to certain contracts. Because of this additional charge, the cost to investors may be higher than the figures shown in the expense example. Information about this additional charge can be found in the prospectus.
The expense example that appears in the table on page 3 is intended to help you understand your ongoing costs (in U.S. dollars) and does not reflect transactional costs incurred by the account for buying and selling securities. The example is designed to help you compare these ongoing costs with the ongoing costs of investing in other variable annuity accounts and mutual funds. Contractowners in the TIAA Separate Account VA-1 do not incur a sales charge for purchases or other distributions.
The example is based on an investment of $1,000 invested at the beginning of the six-month period and held for the entire period (July 1, 2014–December 31, 2014).
Actual expenses
The first line in the table uses the account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over the six-month period.
Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid during period” to estimate the expenses you paid during the six-month period.
Hypothetical example for comparison purposes
The second line in the table shows hypothetical account values and expenses based on the account’s actual expense ratio for the six-month period and an assumed 5% per year rate of return before expenses. This was not the account’s actual return.
This hypothetical example cannot be used to estimate the actual expenses you paid for the period but rather allows you to compare the ongoing costs of investing in the account with the costs of other accounts. To do so, compare our 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other variable annuity accounts and mutual funds.
2 2014 Annual Report ¡ TIAA Separate Account VA-1
Important information about expenses
Expense example
Six months ended December 31, 2014 | ||||||||||||||
Stock Index Account |
Beginning |
Ending |
Expenses paid (7/1/14–12/31/14) | |||||||||||
Actual return | $1,000.00 | $1,048.69 | $3.87 | |||||||||||
5% annual hypothetical return | 1,000.00 | 1,021.42 | 3.82 | |||||||||||
* | “Expenses paid during period” is based on the account’s actual expense ratio for the most recent fiscal half-year, multiplied by the average account value over the six-month period, multiplied by 184/365. There were 184 days in the six months ended December 31, 2014. The account’s annualized six-month expense ratio for that period was 0.75%. The total annual expense ratio reflects a voluntary agreement by the account’s investment adviser to waive a portion of its fee. Without such waiver, the account’s total annual expense ratio would have been 0.90%. Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% of average daily net assets per year, the total annual expense ratio will never exceed 1.50%. |
The account’s benchmark is the Russell 3000® Index, which measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. The index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market.
You cannot invest directly in any index. Index returns do not include a deduction for fees or expenses.
The Russell 3000 Index is a trademark/service mark of the Russell Investment Group. The Russell Investment Group is the owner of the copyrights relating to the Russell Indexes and is the source and owner of the data contained or reflected in the performance values relating to the Russell Indexes. The account is not promoted by, nor in any way affiliated with, the Russell Investment Group. The Russell Investment Group is not responsible for and has not reviewed the account nor any associated literature or publications and the Russell Investment Group makes no representation or warranty, express or implied, as to their accuracy, or completeness.
Russell reserves the right, at any time and without notice, to alter, amend, terminate or in any way change the Russell Indexes. Russell has no obligation to take the needs of any particular account or its participants or any other product or person into consideration in determining, composing or calculating any of the Russell Indexes.
Russell’s publication of the Russell Indexes in no way suggests or implies an opinion by Russell as to the attractiveness or appropriateness of investment in any or all securities upon which the Russell Indexes are based. RUSSELL MAKES NO REPRESENTATION, WARRANTY OR GUARANTEE REGARDING THE USE OR THE RESULTS OF USE OF THE RUSSELL INDEXES OR ANY DATA INCLUDED THEREIN, OR ANY SECURITIES (OR COMBINATION THEREOF) COMPRISING THE RUSSELL INDEXES. RUSSELL MAKES NO OTHER EXPRESS OR IMPLIED WARRANTY, AND EXPRESSLY DISCLAIMS ANY WARRANTY, OF ANY KIND, INCLUDING WITHOUT LIMITATION, ANY WARRANTY OF MERCHANT ABILITY OR FITNESS FOR A PARTICULAR PURPOSE WITH RESPECT TO THE RUSSELL INDEX(ES) OR ANY DATA OR ANY SECURITY (OR COMBINATION THEREOF) INCLUDED THEREIN.
TIAA Separate Account VA-1 ¡ 2014 Annual Report 3
Performance for the twelve months ended December 31, 2014
The Stock Index Account returned 11.71% for the year, compared with the 12.56% return of its benchmark, the Russell 3000® Index.
For the twelve-month period, the account’s return trailed that of its benchmark index, primarily because of the effect of expenses. The account’s return includes a deduction for expenses, while the benchmark’s does not. The account benefited from participating in a securities lending program and had a risk profile similar to that of its benchmark.
The U.S. economy forged ahead in 2014. Strong economic data and reassuring comments from the Federal Reserve boosted demand for U.S. stocks. The Russell 3000 Index registered its third consecutive double-digit yearly gain. Real gross domestic product, which measures the value of all goods and services produced in the nation, rose from –2.9% in the first quarter to 5.0% (annualized) in the third quarter.
Stocks of large-capitalization companies, based on the Russell 1000® Index’s 13.24% return, slightly outperformed the broader market, also outpacing mid-and small-cap equities, which rose 13.22% and 4.89%, respectively. Large-cap value issues within the Russell 3000 topped their growth counterparts, 13.45% to 13.05%. (Returns by market capitalization and investment style are based on the Russell indexes.)
Five of ten sectors post double-digit gains
Nine of the ten industry sectors in the account’s benchmark generated positive returns over the period, with five generating double-digit gains. The largest sector, information technology, returned 17.8%. Utilities (up 26.9%), health care (up 25.1%), consumer staples (up 15.9%) and financials (up 14.4%) also contributed significantly. Together, these sectors constituted roughly three-fifths of the benchmark’s total market capitalization. Energy performed the worst (down 10.0%). Telecommunication services, the second-poorest performing sector, eked out a small gain (up 2.5%). Energy stocks declined in the last half of the year as the price of crude oil fell precipitously.
Four of the five largest stocks in the index in terms of market capitalization at year-end surpassed the benchmark’s return. Among them, Apple performed the best. It reported solid revenues driven by strong Apple Store and iPhone sales. Microsoft was the second-best performer, benefiting from its cloud-computing and Windows 8 sales. Exxon Mobil ended lower following a drop in oil prices.
4 2014 Annual Report ¡ TIAA Separate Account VA-1
Stock Index Account
Performance as of December 31, 2014
Total return | Average annual total return | |||||||||||||||||
Inception date | 1 year | 5 years | 10 years | |||||||||||||||
Stock Index Account | 11/1/1994 | 11.71% | 14.81 | % | 7.24 | % | ||||||||||||
Russell 3000® Index | — | 12.56 | 15.63 | 7.94 | ||||||||||||||
The returns in this report show past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. The account’s performance reflects a fee waiver, which is currently in place. Without such waiver, the expenses of the account would have been higher and its performance lower. Current performance may be higher or lower than that shown, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit tiaa-cref.org.
You cannot invest directly in any index. Index returns do not include a deduction for fees or expenses.
$10,000 over 10 years
For the purpose of comparison, the graph also shows the change in the value of the account’s benchmark during the same period.
TIAA Separate Account VA-1 ¡ 2014 Annual Report 5
Stock Index Account
Portfolio composition
Sector |
% of net assets as of 12/31/2014 | |||
Information technology | 18.9 | |||
Financials | 18.3 | |||
Health care | 13.9 | |||
Consumer discretionary | 12.7 | |||
Industrials | 11.4 | |||
Consumer staples | 8.5 | |||
Energy | 7.5 | |||
Materials | 3.6 | |||
Utilities | 3.2 | |||
Telecommunication services | 2.0 | |||
Total |
|
100.0 |
|
Holdings by company size
Market capitalization |
% of equity investments as of 12/31/2014 | |||
More than $50 billion | 49.8 | |||
More than $15 billion–$50 billion | 24.1 | |||
More than $2 billion–$15 billion | 21.4 | |||
$2 billion or less | 4.7 | |||
Total |
|
100.0 |
|
6 2014 Annual Report ¡ TIAA Separate Account VA-1
Summary portfolio of investments |
Stock Index Account § December 31, 2014
Shares | Company | Value (000) | % of net assets | |||||||||||||
COMMON STOCKS | ||||||||||||||||
AUTOMOBILES & COMPONENTS | $ | 10,966 | 1.1 | % | ||||||||||||
|
| |||||||||||||||
BANKS | ||||||||||||||||
454,266 | Bank of America Corp | 8,127 | 0.8 | |||||||||||||
131,167 | Citigroup, Inc | 7,097 | 0.7 | |||||||||||||
162,923 | JPMorgan Chase & Co | 10,196 | 1.0 | |||||||||||||
205,621 | Wells Fargo & Co | 11,272 | 1.2 | |||||||||||||
Other | 22,881 | 2.3 | ||||||||||||||
|
| |||||||||||||||
59,573 | 6.0 | |||||||||||||||
|
| |||||||||||||||
CAPITAL GOODS | ||||||||||||||||
28,100 | 3M Co | 4,617 | 0.5 | |||||||||||||
31,516 | Boeing Co | 4,096 | 0.4 | |||||||||||||
433,314 | General Electric Co | 10,950 | 1.1 | |||||||||||||
39,562 | United Technologies Corp | 4,550 | 0.5 | |||||||||||||
Other | 52,497 | 5.3 | ||||||||||||||
|
| |||||||||||||||
76,710 | 7.8 | |||||||||||||||
|
| |||||||||||||||
COMMERCIAL & PROFESSIONAL SERVICES | 10,390 | 1.1 | ||||||||||||||
|
| |||||||||||||||
CONSUMER DURABLES & APPAREL | 15,732 | 1.6 | ||||||||||||||
|
| |||||||||||||||
CONSUMER SERVICES | ||||||||||||||||
42,599 | McDonald’s Corp | 3,992 | 0.4 | |||||||||||||
Other | 16,841 | 1.7 | ||||||||||||||
|
| |||||||||||||||
20,833 | 2.1 | |||||||||||||||
|
| |||||||||||||||
DIVERSIFIED FINANCIALS | ||||||||||||||||
19,319 | Goldman Sachs Group, Inc | 3,745 | 0.4 | |||||||||||||
Other | 37,432 | 3.8 | ||||||||||||||
|
| |||||||||||||||
41,177 | 4.2 | |||||||||||||||
|
| |||||||||||||||
ENERGY | ||||||||||||||||
81,933 | Chevron Corp | 9,191 | 0.9 | |||||||||||||
185,011 | Exxon Mobil Corp | 17,104 | 1.8 | |||||||||||||
56,196 | Schlumberger Ltd | 4,800 | 0.5 | |||||||||||||
Other | 42,582 | 4.3 | ||||||||||||||
|
| |||||||||||||||
73,677 | 7.5 | |||||||||||||||
|
| |||||||||||||||
FOOD & STAPLES RETAILING | ||||||||||||||||
50,465 | CVS Corp | 4,860 | 0.5 | |||||||||||||
68,893 | Wal-Mart Stores, Inc | 5,917 | 0.6 | |||||||||||||
Other | 10,589 | 1.1 | ||||||||||||||
|
| |||||||||||||||
21,366 | 2.2 | |||||||||||||||
|
| |||||||||||||||
FOOD, BEVERAGE & TOBACCO | ||||||||||||||||
85,782 | Altria Group, Inc | 4,226 | 0.4 | |||||||||||||
171,716 | Coca-Cola Co | 7,250 | 0.7 | |||||||||||||
65,185 | PepsiCo, Inc | 6,164 | 0.6 | |||||||||||||
67,980 | Philip Morris International, Inc | 5,537 | 0.6 | |||||||||||||
Other | 21,175 | 2.2 | ||||||||||||||
|
| |||||||||||||||
44,352 | 4.5 | |||||||||||||||
|
|
See notes to financial statements | TIAA Separate Account VA-1 § 2014 Annual Report | 7 |
Summary portfolio of investments |
Stock Index Account § December 31, 2014
Shares | Company | Value (000) | % of net assets | |||||||||||||
HEALTH CARE EQUIPMENT & SERVICES | ||||||||||||||||
42,286 | UnitedHealth Group, Inc | $ | 4,275 | 0.5 | % | |||||||||||
Other | 44,569 | 4.5 | ||||||||||||||
|
| |||||||||||||||
48,844 | 5.0 | |||||||||||||||
|
| |||||||||||||||
HOUSEHOLD & PERSONAL PRODUCTS | ||||||||||||||||
116,538 | Procter & Gamble Co | 10,616 | 1.1 | |||||||||||||
Other | 7,564 | 0.7 | ||||||||||||||
|
| |||||||||||||||
18,180 | 1.8 | |||||||||||||||
|
| |||||||||||||||
INSURANCE | ||||||||||||||||
78,809 | * | Berkshire Hathaway, Inc (Class B) | 11,833 | 1.2 | ||||||||||||
Other | 30,019 | 3.0 | ||||||||||||||
|
| |||||||||||||||
41,852 | 4.2 | |||||||||||||||
|
| |||||||||||||||
MATERIALS | 35,660 | 3.6 | ||||||||||||||
|
| |||||||||||||||
MEDIA | ||||||||||||||||
111,654 | Comcast Corp (Class A) | 6,477 | 0.7 | |||||||||||||
74,888 | Walt Disney Co | 7,054 | 0.7 | |||||||||||||
Other | 21,107 | 2.1 | ||||||||||||||
|
| |||||||||||||||
34,638 | 3.5 | |||||||||||||||
|
| |||||||||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | ||||||||||||||||
68,661 | AbbVie, Inc | 4,493 | 0.5 | |||||||||||||
32,896 | Amgen, Inc | 5,240 | 0.5 | |||||||||||||
71,585 | Bristol-Myers Squibb Co | 4,226 | 0.4 | |||||||||||||
34,742 | * | Celgene Corp | 3,886 | 0.4 | ||||||||||||
66,307 | * | Gilead Sciences, Inc | 6,250 | 0.6 | ||||||||||||
121,835 | Johnson & Johnson | 12,740 | 1.3 | |||||||||||||
126,397 | Merck & Co, Inc | 7,178 | 0.7 | |||||||||||||
275,965 | Pfizer, Inc | 8,597 | 0.9 | |||||||||||||
Other | 36,339 | 3.6 | ||||||||||||||
|
| |||||||||||||||
88,949 | 8.9 | |||||||||||||||
|
| |||||||||||||||
REAL ESTATE | 38,379 | 3.9 | ||||||||||||||
|
| |||||||||||||||
RETAILING | ||||||||||||||||
16,238 | * | Amazon.com, Inc | 5,039 | 0.5 | ||||||||||||
59,104 | Home Depot, Inc | 6,204 | 0.6 | |||||||||||||
Other | 32,485 | 3.3 | ||||||||||||||
|
| |||||||||||||||
43,728 | 4.4 | |||||||||||||||
|
| |||||||||||||||
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | ||||||||||||||||
215,301 | Intel Corp | 7,813 | 0.8 | |||||||||||||
Other | 17,062 | 1.7 | ||||||||||||||
|
| |||||||||||||||
24,875 | 2.5 | |||||||||||||||
|
| |||||||||||||||
SOFTWARE & SERVICES | ||||||||||||||||
85,402 | * | Facebook, Inc | 6,663 | 0.7 | ||||||||||||
12,281 | * | Google, Inc | 6,465 | 0.7 | ||||||||||||
12,070 | * | Google, Inc (Class A) | 6,405 | 0.6 | ||||||||||||
40,862 | International Business Machines Corp | 6,556 | 0.7 |
8 | 2014 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Summary portfolio of investments | continued |
Stock Index Account § December 31, 2014
Shares | Company | Value (000) | % of net assets | |||||||||||||
SOFTWARE & SERVICES—continued | ||||||||||||||||
43,431 | Mastercard, Inc (Class A) | $ | 3,742 | 0.4 | % | |||||||||||
357,069 | Microsoft Corp | 16,586 | 1.7 | |||||||||||||
141,932 | Oracle Corp | 6,383 | 0.6 | |||||||||||||
21,684 | Visa, Inc (Class A) | 5,685 | 0.6 | |||||||||||||
Other | 42,533 | 4.3 | ||||||||||||||
|
| |||||||||||||||
101,018 | 10.3 | |||||||||||||||
|
| |||||||||||||||
TECHNOLOGY HARDWARE & EQUIPMENT | ||||||||||||||||
260,282 | Apple, Inc | 28,730 | 2.9 | |||||||||||||
221,536 | Cisco Systems, Inc | 6,162 | 0.6 | |||||||||||||
72,945 | Qualcomm, Inc | 5,422 | 0.5 | |||||||||||||
Other | 20,356 | 2.1 | ||||||||||||||
|
| |||||||||||||||
60,670 | 6.1 | |||||||||||||||
|
| |||||||||||||||
TELECOMMUNICATION SERVICES | ||||||||||||||||
224,363 | AT&T, Inc | 7,536 | 0.8 | |||||||||||||
178,774 | Verizon Communications, Inc | 8,363 | 0.8 | |||||||||||||
Other | 3,908 | 0.4 | ||||||||||||||
|
| |||||||||||||||
19,807 | 2.0 | |||||||||||||||
|
| |||||||||||||||
TRANSPORTATION | ||||||||||||||||
39,093 | Union Pacific Corp | 4,657 | 0.5 | |||||||||||||
Other | 20,414 | 2.0 | ||||||||||||||
|
| |||||||||||||||
25,071 | 2.5 | |||||||||||||||
|
| |||||||||||||||
UTILITIES | 31,937 | 3.2 | ||||||||||||||
|
| |||||||||||||||
TOTAL COMMON STOCKS | (Cost $ 475,600) | 988,384 | 100.0 | |||||||||||||
|
| |||||||||||||||
RIGHTS / WARRANTS | ||||||||||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 1 | 0.0 | ||||||||||||||
|
| |||||||||||||||
TELECOMMUNICATION SERVICES | 6 | 0.0 | ||||||||||||||
|
| |||||||||||||||
UTILITIES | 6 | 0.0 | ||||||||||||||
|
| |||||||||||||||
TOTAL RIGHTS/WARRANTS | (Cost $ 6) | 13 | 0.0 | |||||||||||||
|
| |||||||||||||||
SHORT-TERM INVESTMENTS | ||||||||||||||||
INVESTMENTS IN REGISTERED INVESTMENT COMPANIES | ||||||||||||||||
24,950,498 | c | TIAA-CREF Short Term Lending Portfolio of the State Street Navigator Securities Lending Trust | 24,950 | 2.5 | ||||||||||||
|
| |||||||||||||||
24,950 | 2.5 | |||||||||||||||
|
| |||||||||||||||
TOTAL SHORT-TERM INVESTMENTS | (Cost $ 24,950) | 24,950 | 2.5 | |||||||||||||
|
| |||||||||||||||
TOTAL PORTFOLIO | (Cost $ 500,556) | 1,013,347 | 102.5 | |||||||||||||
OTHER ASSETS & LIABILITIES, NET | (24,769 | ) | (2.5 | ) | ||||||||||||
|
| |||||||||||||||
NET ASSETS | $ | 988,578 | 100.0 | % | ||||||||||||
|
|
See notes to financial statements | TIAA Separate Account VA-1 § 2014 Annual Report | 9 |
Summary portfolio of investments | concluded |
Stock Index Account § December 31, 2014
* | Non-income producing. |
c | Investments made with cash collateral received from securities on loan. |
“Other” securities represent the aggregate value, by category, of securities that are not among the 50 largest holdings and, in total for any issuer, represent 1% or less of net assets.
At 12/31/14, the aggregate value of securities on loan is $24,290,000.
Cost amounts are in thousands.
For ease of presentation, a number of classification categories have been grouped together in the Summary portfolio of investments. Note that the Account uses more specific categories in following its investment limitations on investment concentrations.
10 | 2014 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Statement of assets and liabilities |
TIAA Separate Account VA-1 § December 31, 2014
(amounts in thousands, except accumulation unit value) | Stock Index Account | |||
| ||||
ASSETS | ||||
Portfolio investments, at value*† | $ | 1,013,347 | ||
Cash | 20 | |||
Dividends and interest receivable | 1,324 | |||
Receivable from securities transactions | 4,817 | |||
Other | 64 | |||
| ||||
Total assets | 1,019,572 | |||
| ||||
LIABILITIES | ||||
Payable for collateral for securities loaned | 24,950 | |||
Payable for securities transactions | 3,706 | |||
Due to affiliates | 2,262 | |||
Other | 76 | |||
| ||||
Total liabilities | 30,994 | |||
| ||||
NET ASSETS | ||||
Accumulation Fund | $ | 988,578 | ||
| ||||
Accumulation units outstanding | 6,507 | |||
| ||||
Accumulation unit value | $151.93 | |||
| ||||
* Portfolio investments, at cost | $ | 500,556 | ||
† Includes securities loaned of | $ | 24,290 |
See notes to financial statements | TIAA Separate Account VA-1 § 2014 Annual Report | 11 |
Statement of operations |
TIAA Separate Account VA-1 § For the year ended December 31, 2014
(amounts in thousands) | Stock Index Account | |||
| ||||
INVESTMENT INCOME | ||||
Dividends* | $ | 18,208 | ||
Income from securities lending | 354 | |||
| ||||
Total income | 18,562 | |||
| ||||
EXPENSES | ||||
Administrative | 1,912 | |||
Investment advisory | 2,869 | |||
Mortality and expense risk charges | 3,825 | |||
| ||||
Total expenses | 8,606 | |||
Less: Expense waiver by investment adviser | (1,434 | ) | ||
| ||||
Net expenses | 7,172 | |||
| ||||
Net investment income (loss) | 11,390 | |||
| ||||
NET REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS | ||||
Realized gain (loss): | ||||
Portfolio investments | 31,665 | |||
Futures transactions | 65 | |||
| ||||
Net realized gain (loss) on total investments | 31,730 | |||
| ||||
Change in unrealized appreciation (depreciation) on: | ||||
Portfolio investments | 63,334 | |||
Futures transactions | (1 | ) | ||
| ||||
Net change in unrealized appreciation (depreciation) on total investments | 63,333 | |||
| ||||
Net realized and unrealized gain (loss) on total investments | 94,063 | |||
| ||||
Net increase (decrease) in net assets from operations | $ | 106,453 | ||
| ||||
* Net of foreign withholding taxes | $ | 5 |
12 | 2014 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Statements of changes in net assets |
TIAA Separate Account VA-1 § For the year ended
Stock Index Account | ||||||||
(amounts in thousands) | December 31, 2014 | December 31, 2013 | ||||||
| ||||||||
OPERATIONS | ||||||||
Net investment income (loss) | $ | 11,390 | $ | 10,668 | ||||
Net realized gain (loss) on total investments | 31,730 | 24,032 | ||||||
Net change in unrealized appreciation (depreciation) on total investments | 63,333 | 202,253 | ||||||
| ||||||||
Net increase (decrease) in net assets from operations | 106,453 | 236,953 | ||||||
| ||||||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 30,496 | 33,972 | ||||||
Withdrawals and death benefits | (83,834 | ) | (87,901 | ) | ||||
| ||||||||
Net increase (decrease) from contractowner transactions | (53,338 | ) | (53,929 | ) | ||||
| ||||||||
Net increase (decrease) in net assets | 53,115 | 183,024 | ||||||
NET ASSETS | ||||||||
Beginning of period | 935,463 | 752,439 | ||||||
| ||||||||
End of period | $ | 988,578 | $ | 935,463 | ||||
| ||||||||
ACCUMULATION UNITS | ||||||||
Units purchased | 216 | 284 | ||||||
Units sold | (587 | ) | (738 | ) | ||||
OUTSTANDING | ||||||||
Beginning of period | 6,878 | 7,332 | ||||||
| ||||||||
End of period | 6,507 | 6,878 | ||||||
|
See notes to financial statements | TIAA Separate Account VA-1 § 2014 Annual Report | 13 |
Financial highlights |
TIAA Separate Account VA-1
Selected per accumulation unit data | ||||||||||||||||||||||||||||||
Gain (loss) from investment operations | ||||||||||||||||||||||||||||||
For the ended | Investment incomeh | Expensesh | Net investment incomeh | Net realized & unrealized gain (loss) on total investments | Net change in accumulation unit value | Accumulation unit value beginning of year | ||||||||||||||||||||||||
STOCK INDEX ACCOUNT | ||||||||||||||||||||||||||||||
12/31/14 | $ | 2.761 | $ | 1.067 | $ | 1.694 | $ | 14.236 | $ | 15.930 | $ | 136.000 | ||||||||||||||||||
12/31/13 | 2.402 | 0.896 | 1.506 | 31.870 | 33.376 | 102.624 | ||||||||||||||||||||||||
12/31/12 | 2.256 | 0.735 | 1.521 | 12.334 | 13.855 | 88.769 | ||||||||||||||||||||||||
12/31/11 | 1.754 | 0.671 | 1.083 | (0.755 | ) | 0.328 | 88.441 | |||||||||||||||||||||||
12/31/10 | 1.542 | 0.591 | 0.951 | 11.319 | 12.270 | 76.171 |
h | Based on average units outstanding. |
i | Based on per accumulation unit data. |
14 | 2014 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
| Ratios and supplemental data | |||||||||||||||||||||||||||||||
Ratios to average net assets | ||||||||||||||||||||||||||||||||
Accumulation year | Total returni | Gross expenses | Net expenses | Net investment income | Portfolio turnover rate | Accumulation units outstanding end of year (in millions) | Net assets at the end of year (in millions) | |||||||||||||||||||||||||
$151.930 | 11.71 | % | 0.90 | % | 0.75 | % | 1.19 | % | 7 | % | 7 | $ | 989 | |||||||||||||||||||
136.000 | 32.53 | 0.90 | 0.75 | 1.26 | 7 | 7 | 935 | |||||||||||||||||||||||||
102.624 | 15.60 | 0.90 | 0.75 | 1.55 | 7 | 7 | 752 | |||||||||||||||||||||||||
88.769 | 0.37 | 0.90 | 0.75 | 1.21 | 6 | 8 | 699 | |||||||||||||||||||||||||
88.441 | 16.11 | 0.90 | 0.75 | 1.21 | 10 | 8 | 745 |
See notes to financial statements | TIAA Separate Account VA-1 § 2014 Annual Report | 15 |
Notes to financial statements |
TIAA Separate Account VA-1
Note 1—organization and significant accounting policies
TIAA Separate Account VA-1 (“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and is organized under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. The variable annuity contracts were issued by TIAA. VA-1 is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940, as amended (“1940 Act”). VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”).
The accompanying financial statements were prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”), which may require the use of estimates made by management and the evaluation of subsequent events. Actual results may differ from those estimates. The Account is an investment company and follows the accounting guidance in the Financial Accounting Standards Board (“FASB”) Accounting Standards Codification 946, Financial Services—Investment Companies. The Accumulation Unit Value (“AUV”) for financial reporting purposes may differ from the AUV for processing transactions. The AUV for financial reporting purposes includes security and contractowner transactions through the date of the report. Total return is computed based on the AUV used for processing transactions. The following is a summary of the significant accounting policies consistently followed by the Account.
Security valuation: The Account’s investments in securities are recorded at their estimated fair value as described in the valuation of investments note to the financial statements.
Investments and investment income: Securities transactions are accounted for as of the trade date for financial reporting purposes. Interest income is recorded as earned and includes accretion of discounts and amortization of premiums using the effective yield method. Dividend income is recorded on the ex-dividend date. Foreign dividend income is recorded on the ex-dividend date or as soon as possible after the Account determines the existence of a dividend declaration after exercising reasonable due diligence. Realized gains and losses on securities transactions are based upon the specific identification method. Distributions received on securities that represent a return of capital or capital gains are recorded as a reduction of cost of investments and/or as a realized gain. The Account estimates the components of distributions received that may be considered return of capital distributions or capital gain distributions.
Income taxes: VA-1 is a separate account of TIAA, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code. VA-1 should incur no federal income tax liability. Under the rules of taxation applicable to life insurance companies, VA-1’s Accumulation Account for contractowners will generally be treated as life insurance reserves; therefore, any increase in such reserves will be deductible. The Account files an income tax return in U.S. federal and applicable state and local jurisdictions. The Account’s federal income tax returns are generally
16 | 2014 Annual Report § TIAA Separate Account VA-1 |
subject to examination for a period of three fiscal years after filed. State and local tax returns may be subject to examination for an additional period of time depending on the jurisdiction. Management has analyzed the Account’s tax positions taken for all open federal income tax years and has concluded that no provision for federal income tax is required in the Account’s financial statements.
Management committee compensation: The members of the Management Committee (“Committee”), all of whom are independent, receive certain remuneration for their services, plus travel and other expenses. Managers may elect to participate in a deferred compensation plan and defer all or a portion of their compensation. In addition, managers participate in a long-term compensation plan. Amounts deferred are retained by the Account until paid. The investment of deferred amounts and the offsetting payable to the managers are included in other assets and other liabilities in the accompanying Statement of Assets and Liabilities.
New accounting pronouncement: In June 2014, the FASB issued Accounting Standards Update No. 2014-11 Transfers and Servicing (Topic 860): Repurchase-to-Maturity Transactions, Repurchase Financing, and Disclosures (the “Update”). The Update will require, amongst other items, additional disclosures for transactions that are accounted for as secured borrowings, such as loaned securities. The Update is effective for annual reporting periods beginning after December 15, 2014, and for interim periods beginning after March 15, 2015. The Account expects to adopt the Update for the June 30, 2015 semiannual report.
Note 2—valuation of investments
Portfolio investments are valued at fair value utilizing various valuation methods approved by the Committee. U.S. GAAP establishes a hierarchy that prioritizes market inputs to valuation methods. The three levels of inputs are:
• | Level 1—quoted prices in active markets for identical securities |
• | Level 2—other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.) |
• | Level 3—significant unobservable inputs (including the Account’s own assumptions in determining the fair value of investments) |
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
TIAA Separate Account VA-1 § 2014 Annual Report | 17 |
Notes to financial statements |
A description of the valuation techniques applied to the Account’s major categories of assets and liabilities measured at fair value follows:
Exchange-traded equity securities, common and preferred stock: Equity securities listed or traded on a national market or exchange are valued based on their sale price on such market or exchange at the close of business on the date of valuation, or at the mean of the closing bid and asked prices if no sale is reported. To the extent these securities are actively traded and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. Foreign investments are valued at the last sale price or official closing price reported on the exchange where traded and converted to U.S. dollars at the prevailing rates of exchange on the date of valuation. For events affecting the value of foreign securities between the time when the exchange on which they are traded closes and the time when the Account’s net assets are calculated, such securities will be valued at fair value in accordance with procedures adopted by the Committee. Foreign securities are generally categorized in Level 2 of the fair value hierarchy.
Short-term investments: Short-term investments, excluding investments in registered investment companies, with maturities of 60 days or less are valued at amortized cost, which approximates fair value. The amortized cost of an instrument is determined by valuing it at its original cost and thereafter accreting or amortizing any discount or premium to its face value at a constant rate until maturity. Short-term investments with maturities in excess of 60 days are valued in the same manner as debt securities. Short-term investments are generally categorized in Level 2 of the fair value hierarchy.
Investments in registered investment companies: These investments are valued at their net asset value on the valuation date. These investments are categorized in Level 1 of the fair value hierarchy.
Futures contracts: Stock and bond index futures, which are traded on commodity exchanges, are valued at the last sale price as of the close of such commodity exchanges and are categorized in Level 1 of the fair value hierarchy.
Any portfolio security for which market quotations are not readily available or for which the above valuation procedures are deemed not to reflect fair value are valued at fair value, as determined in good faith using procedures approved by the Committee. To the extent the inputs are observable and timely, the values would be categorized in Level 2 of the fair value hierarchy; otherwise they would be categorized as Level 3.
Transfers between levels are recognized at the end of the reporting period. For the year ended December 31, 2014, there were no material transfers between levels by the Account.
18 | 2014 Annual Report § TIAA Separate Account VA-1 |
continued |
The following table summarizes the market value of the Account’s investments as of December 31, 2014, based on the inputs used to value them (dollar amounts are in thousands):
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
| ||||||||||||||||
Equity investments: | ||||||||||||||||
Health care | $ | 137,787 | $ | — | $ | 6 | $ | 137,793 | ||||||||
Telecommunication services | 19,807 | — | 6 | 19,813 | ||||||||||||
All other equity investments* | 830,791 | — | — | 830,791 | ||||||||||||
Short-term investments | 24,950 | — | — | 24,950 | ||||||||||||
| ||||||||||||||||
Total | $ | 1,013,335 | $ | — | $ | 12 | $ | 1,013,347 | ||||||||
|
* | For detailed categories, see the accompanying Summary portfolio of investments. |
Note 3—derivative instruments
As defined by U.S. GAAP, a derivative is a financial instrument whose value is derived from an underlying security price, foreign exchange rate, interest rate, index of prices or rates, or other variables. Derivatives require little or no initial investment and permit or require net settlement. The Account values derivatives at fair value.
For the year ended December 31, 2014, the effect of derivative contracts on the Account’s Statement of Operations was as follows (dollar amounts are in thousands):
Derivative contracts | Location | Realized gain (loss) | Change in unrealized appreciation (depreciation) | |||||||||
| ||||||||||||
Equity contracts | Futures transactions | $ | 65 | $ | (1 | ) | ||||||
|
Futures contracts: The Account is subject to equity price risk in the normal course of pursuing its investment objectives. The Account uses futures contracts to manage exposure to the equity markets and for cash management purposes to remain highly invested in these markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/index, while selling futures contracts tends to decrease exposure to the underlying instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract, and variation margin receipts or payments are settled daily reflecting changes in the value of the futures contracts. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts or if the counterparties do not perform in accordance with contractual provisions. With futures, there is minimal counterparty credit risk to the Account since futures are exchange-traded and the exchange’s clearinghouse, as counterparty to all exchange-traded funds, guarantees the futures against default. During the year ended December 31, 2014, the Account had exposure to equity futures contracts, based on underlying notional values, generally between 0% and 1% of net assets.
TIAA Separate Account VA-1 § 2014 Annual Report | 19 |
Notes to financial statements |
At December 31, 2014, the Account held no open futures contracts.
Note 4—investment adviser and affiliates
Teachers Advisors, Inc. (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services for VA-1 pursuant to an Investment Management Agreement among TIAA, Advisors and VA-1. TIAA provides all administrative services for VA-1 pursuant to an Administrative Services Agreement with VA-1. The contracts are distributed by TIAA-CREF Individual & Institutional Services, LLC (“Services”). Services is a wholly owned subsidiary of TIAA. The Investment Management Agreement sets the investment advisory charge at an annual rate of 0.30% of the average daily net assets of the Account. Advisors has agreed to voluntarily waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.15% of the average daily net assets of the Account.
The Administrative Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the average daily net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the average daily net assets of the Account. Although TIAA reserves the right to increase the Account’s mortality and expense risk charge to a maximum of 1.00% per year, the total expense ratio will never exceed 1.50% per year. TIAA pays death benefits to beneficiaries when an annuitant dies during the accumulation period.
The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Committee, pursuant to the 1940 Act. These transactions are effected at market rates without incurring broker commissions.
Note 5—investments
Securities lending: The Account may lend its securities to qualified institutional borrowers to earn additional income. The Account receives collateral (in the form of cash, Treasury securities or other collateral permitted by applicable law) against the loaned securities and maintains collateral in an amount not less than 100% of the market value of loaned securities during the period of the loan; any additional collateral required due to changes in security values is delivered to the Account the next business day. Cash collateral received by the Account will generally be invested in high-quality short-term instruments or in one or more funds maintained by the securities lending agent (“Agent”) for the purpose of investing cash collateral. The value of the loaned securities and the liability to return the cash collateral received are reflected in the Statement of Assets and Liabilities. Securities lending income recognized by the Account consist of earnings on invested collateral and lending fees, net of any rebates to the borrower and compensation to the Agent. Such income is reflected separately in the Statement of Operations. In lending its securities, the Account bears the market risk with respect to the investment of collateral and the risk the Agent may default on its contractual obligations to
20 | 2014 Annual Report § TIAA Separate Account VA-1 |
concluded |
the Account. The Agent bears the risk that the borrower may default on its obligation to return the loaned securities as the Agent is contractually obligated to indemnify the Account if at the time of a default by a borrower some or all of the loan securities have not been returned.
Restricted securities: Restricted securities held by the Account, if any, may not be sold except in exempt transactions or in a public offering registered under the Securities Act of 1933. The risk of investing in such securities is generally greater than the risk of investing in securities that are widely held and publicly traded.
Net unrealized appreciation (depreciation): At December 31, 2014, net unrealized appreciation (depreciation) based on the aggregate cost of portfolio investments was $512,791,000 consisting of gross unrealized appreciation of $542,832,000 and gross unrealized depreciation of $(30,041,000).
Purchases and sales: Purchases and sales of portfolio securities (other than short-term instruments) for the year ended December 31, 2014 were $67,511,000 and $108,277,000, respectively.
Note 6—line of credit
The Account participates in a $1.5 billion unsecured revolving credit facility that can be used for temporary purposes, including, without limitation, the funding of contractowner withdrawals. This facility expired June 2014. A new facility was entered into on June 24, 2014 expiring June 23, 2015. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by the participating accounts and mutual funds on a pro rata basis. Interest associated with any borrowing under the facility is charged to the borrowing accounts or funds at a specified rate of interest. The Account is not liable for borrowings under the facility by other affiliated accounts or mutual funds. For the year ended December 31, 2014, there were no borrowings under this credit facility by the Account.
Note 7—indemnification
In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and that provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not yet occurred. Also, under the Account’s organizational documents, the managers and officers of the Account are indemnified against certain liabilities that may arise out of their duties to the Account. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be unlikely.
TIAA Separate Account VA-1 § 2014 Annual Report | 21 |
Report of independent registered public accounting firm |
To the Management Committee and Contract owners of the TIAA Separate Account VA-1:
In our opinion, the accompanying statement of assets and liabilities, including the summary portfolio of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of the Stock Index Account of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) at December 31, 2014, the results of its operations, the changes in its net assets and the financial highlights for each of the periods presented, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as “financial statements”) are the responsibility of VA-1’s management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at December 31, 2014 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
/s/ PricewaterhouseCoopers LLP
Baltimore, Maryland
February 20, 2015
22 | 2014 Annual Report § TIAA Separate Account VA-1 |
Management committee members and officers (unaudited) |
TIAA Separate Account VA-1 § December 31, 2014
Members
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | Number of portfolios in fund complex overseen by trustee | Other directorship(s) held by trustee | |||||
Forrest Berkley c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1954 | Member | Indefinite term. Member since 2006. | Retired Partner (since 2006), Partner (1990–2005) and Head of Global Product Management (2003–2005), GMO (formerly, Grantham, Mayo, Van Otterloo & Co.) (investment management); and member of asset allocation portfolio management team, GMO (2003–2005). | 82 | Director, the Maine Coast Heritage Trust; Investment Committee member, Maine Community Foundation and the Elmina B. Sewall Foundation, and Trustee of the Maine Chapter of the Nature Conservancy. | |||||
Nancy A. Eckl c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Member | Indefinite term. Member since 2007. | Vice President (1990–2006), American Beacon Advisors, Inc., and Vice President of certain funds advised by American Beacon Advisors, Inc. | 82 | Independent Director, The Lazard Funds, Inc., Lazard Retirement Series, Inc., Lazard Global Total Return and Income Fund, Inc. and Lazard World Dividend & Income Fund, Inc.; and Independent Trustee, Lazard Alternative Markets 1099 Fund. | |||||
Michael A. Forrester c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1967 | Member | Indefinite term. Member since 2007. | Chief Executive Officer (since 2014) and Chief Operating Officer (2007–2014), Copper Rock Capital Partners, LLC; Chief Operating Officer, DDJ Capital Management (2003–2006). | 82 | Director of Copper Rock Capital Partners, LLC (investment adviser). |
TIAA Separate Account VA-1 § 2014 Annual Report | 23 |
Management committee members and officers (unaudited) | continued |
TIAA Separate Account VA-1 § December 31, 2014
Members—concluded
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | Number of portfolios in fund complex overseen by trustee | Other directorship(s) held by trustee | |||||
Howell E. Jackson c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1954 | Chairman of the Management Committee and Member | Indefinite term. Member since 2005; Chairman for term ending December 31, 2015. Chairman since 2013. | James S. Reid, Jr. Professor of Law (since 2004), Senior Advisor to the President and Provost (2010–2012), Acting Dean (2009), Vice Dean for Budget (2003–2006) and on the faculty (since 1989) of Harvard Law School. | 82 | Director, D2D Fund. | |||||
Nancy L. Jacob c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1943 | Member | Indefinite term. Member since 2001. | Principal, NL Jacob Consultant (economic and business consultant) (2012–present); President and Founder (2006–2012) of NLJ Advisors, Inc. (investment adviser); President and Managing Principal, Windermere Investment Associates (1997–2006). | 82 | None | |||||
Thomas J. Kenny c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1963 | Member | Indefinite term. Member since 2011. | Partner (2004–2010) and Managing Director (1999–2004), Goldman Sachs Asset Management. | 82 | Director, Sansum Clinic and cielo24; Investment committee member, Cottage Health System; Member, University of California at Santa Barbara Arts and Lectures Advisory Council; Trustee and Chairman, Crane Country Day School. |
24 | 2014 Annual Report § TIAA Separate Account VA-1 |
Bridget A. Macaskill c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1948 | Member | Indefinite term. Member since 2003. | Chief Executive Officer (since 2010), President and Chief Operating Officer (since 2009), First Eagle Investment Management, LLC; Principal, BAM Consulting LLC (2003–2009); Independent Consultant for Merrill Lynch (2003–2009). | 82 | Director, Arnhold and S. Bleichroeder Holdings; First Eagle Investment Management, LLC; American Legacy Foundation (Investment Committee); University of Edinburgh (Campaign Board); the North Shore Land Alliance, Prep for Prep, and Close Brothers Group plc. | |||||
James M. Poterba c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1958 | Member | Indefinite term. Member since 2006. | President and Chief Executive Officer, National Bureau of Economic Research (“NBER”) (since 2008); Mitsui Professor of Economics, Massachusetts Institute of Technology (“MIT”) (since 1996); Affiliated Faculty Member of the Finance Group, Alfred P. Sloan School of Management (since 2014); Head (2006–2008) and Associate Head (1994–2000 and 2001–2006), Economics Department of MIT; and Program Director, NBER (1990–2008). | 82 | Director, The Alfred P. Sloan Foundation and National Bureau of Economic Research; Member, Congressional Budget Office Panel of Economic Advisers. | |||||
Maceo K. Sloan c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1949 | Member | Indefinite term. Member since 2001. | Chairman, President and Chief Executive Officer, Sloan Financial Group, Inc. (since 1991); Chairman and Chief Executive Officer (since 1991) and Chief Investment Officer (1991–2013), NCM Capital Management Group, Inc.; Chairman and Chief Executive Officer (since 2003) and Chief Investment Officer (2003–2013), NCM Capital Advisers Inc.; and Chairman, President and Principal Executive Officer, NCM Capital Investment Trust (2007–2012). | 82 | Director, SCANA Corporation (energy holding company). | |||||
Laura T. Starks c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1950 | Member | Indefinite term. Member since 2006. | Associate Dean for Research (since 2011), McCombs School of Business, University of Texas at Austin (“McCombs”), and Director, AIM Investment Center at McCombs (since 2000). Charles E. and Sarah M. Seay Regents Chair in Finance (since 2002) and Professor, University of Texas at Austin (since 1987). Chairman, Department of Finance, University of Texas at Austin (2002–2011). | 82 | Member of the Board of Governors of the Investment Company Institute, the Governing Council of Independent Directors Council (an association for mutual fund directors of the Board of Governors of the Investment Company Institute), and Investment Advisory Committee, Employees Retirement System of Texas. |
TIAA Separate Account VA-1 § 2014 Annual Report | 25 |
Management committee members and officers (unaudited) | continued |
TIAA Separate Account VA-1 § December 31, 2014
Officers
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | |||
Brandon Becker TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1954 | Executive Vice President and Chief Legal Officer | One year term. Executive Vice President and Chief Legal Officer since 2009. | Executive Vice President and Chief Legal Officer of Teachers Insurance and Annuity Association of America (“TIAA”), and College Retirement Equities Fund (“CREF”), TIAA Separate Account VA-1, TIAA-CREF Funds, and TIAA-CREF Life Funds (collectively, the “TIAA-CREF Fund Complex”) (since 2009). Partner, Wilmer Cutler Pickering Hale & Dorr LLP (1996–2009). | |||
Richard S. Biegen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Vice President and Chief Compliance Officer | One-year term. Vice President and Chief Compliance Officer since 2008. | Chief Compliance Officer of the TIAA-CREF Fund Complex and TIAA Separate Account VA-3 (since 2008). Vice President, Senior Compliance Officer (2008–2011) and Managing Director, Senior Compliance Officer (since 2011) of Asset Management Compliance of TIAA. Chief Compliance Officer of TIAA-CREF Investment Management, LLC (“Investment Management”) (since 2008). Chief Compliance Officer (2008), Vice President, Senior Compliance Officer (2008–2011) and Managing Director, Senior Compliance Officer (since 2011) of Teachers Advisors, Inc. (“Advisors”). Managing Director and Senior Compliance Officer of TIAA-CREF Alternatives Advisors, LLC (“TCAA”) (since 2011). Managing Director and Senior Compliance Officer of TIAA-CREF Alternatives Services, LLC (“TCAS”) (since 2011). Interim Chief Compliance Officer for TIAA-CREF Life Insurance Company Separate Accounts VA-1, VLI-I and VLI-2 (2013–2014). Interim Chief Compliance Officer for Covariance Capital Management, Inc. (“Covariance”) (2013–2014). |
26 | 2014 Annual Report § TIAA Separate Account VA-1 |
Carol W. Deckbar TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Executive Vice President | One-year term. Executive Vice President since 2013. | Chief Executive Officer (since 2014), Executive Vice President (2013–2014), Chief Operating Officer (2013–2014), Interim Head (2012–2013) and Manager (since 2011) of TIAA-CREF Asset Management, Inc. (“TCAM”), and Executive Vice President of the TIAA-CREF Fund Complex (since 2013). Senior Vice President, Investment Products, TIAA (2009–2012). Managing Director, Mutual Fund Products, TIAA (2007–2009). Director (since 2008), Executive Vice President (since 2012), Chairman (2012–2013), Senior Managing Director and Chief Operating Officer (2012–2013) of Advisors. Director (since 2008), Executive Vice President (since 2014), Chief Operating Officer (since 2013), Chairman (2011–2012) President (2012–2013), Senior Vice President (2010–2012) of Investment Management. Director of Advisors (since 2008). Chairman, Manager, President (since 2011), and Chief Operating Officer (2011–2013) of TCAA and TCAS. Manager of TIAA-CREF Individual & Institutional Services, LLC (since 2010). Director of Westchester Group Investment Management, Inc. (since 2011). Manager of Beaver Investment Holdings, LLC (since 2012). Director of GreenWood Resources, Inc. (since 2012). Executive Vice President, TIAA Asset Management Finance Company, LLC (since 2014). Manager and Executive Vice President, TIAA Asset Management, LLC (since 2014). Director of TH RE Administration Ltd., TH RE FCACO Ltd., TH RE AIFM Group Ltd., and TH RE Group Holdings Ltd. (2013–2014). | |||
Roger W. Ferguson, Jr. TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1951 | President and Chief Executive Officer | One-year term. President and Chief Executive Officer since 2008. | President and Chief Executive Officer of TIAA, CREF and TIAA Separate Account VA-1 (since 2008). Principal Executive Officer and President of the TIAA-CREF Funds and TIAA-CREF Life Funds (2012–2013). Director of Covariance Capital Management, Inc. (“Covariance”) (since 2010). Manager (since 2010), President and Chief Executive Officer (since 2011), 730 Holdings LLC. Chairman, Head of Financial Services and Member of the Executive Committee, Swiss Re America Holding Corporation (2006–2008); Vice Chairman and Member of the Board of Governors of the United States Federal Reserve System (1997–2006). | |||
Phillip G. Goff TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1963 | Principal Financial Officer, Principal Accounting Officer and Treasurer since 2009 | One-year term. Chief Financial Officer, Principal Accounting Officer and Treasurer since 2009. | Treasurer of CREF (since 2008). Principal Financial Officer, Principal Accounting Officer and Treasurer of the TIAA-CREF Funds and TIAA-CREF Life Funds (since 2007) and Chief Financial Officer (since 2013), Principal Financial Officer (2009–2013), Principal Accounting Officer (since 2009) and Treasurer (since 2008) of TIAA Separate Account VA-1. Senior Vice President (since 2010), Corporate Controller (since 2014) and Funds Treasurer (2006–2014) of TIAA. Director of TCAM (since 2011). Director (since 2008), Senior Vice President (since 2010) and Funds Treasurer (2007–2011) of Advisors. Manager (since 2008), Senior Vice President (since 2014) and Funds Treasurer (2007–2011) of Investment Management. Assistant Treasurer of TIAA-CREF Life Insurance Company (“TC Life”) (since 2012). Director of TIAA-CREF Trust Company, FSB (2008–2014). Director, Senior Vice President and Funds Treasurer of TCAA (since 2011). Manager, Senior Vice President and Funds Treasurer of TCAS (since 2011). |
TIAA Separate Account VA-1 § 2014 Annual Report | 27 |
Management committee members and officers (unaudited) | concluded |
TIAA Separate Account VA-1 § December 31, 2014
Officers—concluded
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | |||
Stephen Gruppo TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1959 | Executive Vice President | One-year term. Executive Vice President since 2009. | Executive Vice President, Chief Risk Officer (since 2013) of TIAA, Executive Vice President (since 2009), and Senior Managing Director (2008–2009) of the TIAA-CREF Fund Complex. Executive Vice President, Head of Risk Management of TIAA (2009–2013). Executive Vice President, Risk Management (since 2011), Senior Managing Director of Advisors and Investment Management (2006–2009) and Head of Credit Risk Management of Advisors and Investment Management (2005–2006). Senior Managing Director, Acting Head of Risk Management of TIAA and Senior Managing Director of the TIAA-CREF Fund Complex (2008–2009). Executive Vice President, Risk Management of TCAA (since 2011). Executive Vice President, Risk Management of TCAS (since 2011). | |||
Robert G. Leary TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1961 | Executive Vice President | One-year term. Executive Vice President since 2013. | Executive Vice President and President of Asset Management (since 2013) of TIAA, and Manager (since 2013) and President and Chief Executive Officer (2013–2014) of TCAM. Principal Executive Officer and Executive Vice President of CREF and VA-1 (since 2013). Principal Executive Officer and President of TIAA-CREF Funds and TIAA-CREF Life Funds (since 2013). Chairman, Director, President & Chief Executive Officer of Advisors (since 2013). Chairman, Manager, President & Chief Executive Officer of Investment Management (since 2013). Chairman (since 2013), President & Chief Executive Officer (2013–2014) of TPIS. Director of TH RE Ltd (since 2013). Director of TIAA International Holdings 1 Ltd, TIAA International Holdings 2 Ltd, and TIAA International Holdings 3 Ltd (since 2013). Director, TCAM Global UK Limited (since 2014). President and Chief Executive Officer, TIAA Asset Management Finance Company, LLC (since 2014). Manager, President and Chairman, TIAA Asset Management, LLC (since 2014). Representative, Securities Research, Inc. (February–May 2013). President and Chief Operating Officer, U.S., ING Americas (2011–2012). Chief Executive Officer, ING Insurance US (2010–2011). Chairman and Chief Executive Officer, ING Investment Management, Americas (2007–2009). Executive Vice President, AIG Financial Products Corp. (1995–2007). |
28 | 2014 Annual Report § TIAA Separate Account VA-1 |
Ronald R. Pressman TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1958 | Executive Vice President | One-year term. Executive Vice President since 2012. | Executive Vice President and Chief Operating Officer (since 2012) of TIAA, and Executive Vice President of the TIAA-CREF Fund Complex (since 2012). Director, Covariance (since 2012). Director T-C Life (since 2012). Director, Kaspick & Company, LLC (since 2012). Manager, TIAA-CREF Redwood, LLC (“Redwood”) (since 2013). Director, Aspen Insurance Holdings, LLC (since 2011). President and Chief Executive Officer of General Electric Capital Real Estate (2007–2011). | |||
Phillip T. Rollock TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Senior Managing Director and Corporate Secretary | One-year term. Senior Managing Director since 2013 and Corporate Secretary since 2012. | Senior Managing Director (since 2013), Corporate Secretary (since 2012) of TIAA and the TIAA-CREF Fund Complex. Senior Vice President of TIAA and the TIAA-CREF Fund Complex (2012–2013). Managing Director, Retirement and Individual Financial Services (2010–2012) and Vice President, Product Development and Management, Institutional Client Services (2006–2010) of TIAA. | |||
Otha T. Spriggs, III TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1951 | Executive Vice President | One-year term. Executive Vice President since 2012. | Executive Vice President and Chief Human Resources Officer (since 2012) of TIAA and Executive Vice President of the TIAA-CREF Fund Complex (since 2012). Senior Vice President of Human Resources, Boston Scientific (2010–2012); President of Integrated People Solutions (2009–2010); Senior Vice President, Human Resources and various human resources leadership roles, CIGNA Corp. (2001–2009). | |||
Edward D. Van Dolsen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1958 | Executive Vice President | One-year term. Executive Vice President since 2006. | Executive Vice President, President of Retirement and Individual Financial Services (since 2011) of TIAA, and Executive Vice President (since 2008) of the TIAA-CREF Fund Complex. Chief Operating Officer (2010–2011), Executive Vice President, Product Development and Management (2009–2010), Executive Vice President, Institutional Client Services (2006–2009), Executive Vice President, Product Management (2005–2006), and Senior Vice President, Pension Products (2003–2005) of TIAA. Director of Covariance (since 2010). Director (since 2007), Chairman and President (2009–2010, since 2012) of TCT Holdings, Inc. Director (2007–2011) and Executive Vice President (2008–2010) of TCAM. Manager (since 2006), President and Chief Executive Officer (2006–2010) of Redwood. Director of Tuition Financing (2008–2009) and Executive Vice President of TC Life (2009–2010). | |||
Constance K. Weaver TIAA-CREF 730 Third Avenue New York, NY 10017-3206 YOB: 1952 | Executive Vice President | One-year term. Executive Vice President since 2010. | Executive Vice President, Chief Marketing Officer of TIAA and Executive Vice President of the TIAA-CREF Fund Complex (since 2010); Chief Communications Officer of TIAA (2010–2011). Senior Vice President, The Hartford Financial Services Group, Inc. (2008–2010). |
Please note that the Account’s Statement of Additional Information (SAI) includes additional information about the Account’s members and is available, without charge, through our website, tiaa-cref.org, or by calling 800 223-1200.
TIAA Separate Account VA-1 § 2014 Annual Report | 29 |
[This page intentionally left blank.]
[This page intentionally left blank.]
[This page intentionally left blank.]
TIAA-CREF website
Account performance, personal account information and transactions, product descriptions, and information about investment choices and income options
tiaa-cref.org
24 hours a day, 7 days a week
Automated telephone service
Check account performance and accumulation balances, change allocations, transfer funds and verify credited premiums
800 842-2252
24 hours a day, 7 days a week
National contact center
Retirement saving and planning, income options and payments, beneficiary services and tax reporting
800 842-2252
8 a.m. to 10 p.m. (ET), Monday–Friday
9 a.m. to 6 p.m. (ET), Saturday
Planning and service center
TIAA-CREF mutual funds
800 223-1200
8 a.m. to 10 p.m. (ET), Monday–Friday
Insurance planning center
After-tax annuities and life insurance
For an existing policy or contract
800 223-1200
To apply for a new policy or contract
877 825-0411
8 a.m. to 8 p.m. (ET), Monday–Friday
For the hearing- or
speech-impaired
800 842-2755
8 a.m. to 10 p.m. (ET), Monday–Friday
9 a.m. to 6 p.m. (ET), Saturday
TIAA-CREF brokerage services
Self-directed brokerage accounts for investing in stocks, bonds and mutual funds
800 927-3059
8 a.m. to 7 p.m. (ET), Monday–Friday
TIAA-CREF Trust Company, FSB
Asset management, trust administration, estate planning, planned giving and endowment management
888 842-9001
9 a.m. to 6 p.m. (ET), Monday–Friday
Advisor services
888 842-0318
8 a.m. to 7:30 p.m. (ET), Monday–Friday
You should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit tiaa-cref.org, or call 800 223-1200. Please read the prospectus carefully before investing. Investment, insurance and annuity products are not FDIC insured, are not bank guaranteed, are not bank deposits, are not insured by any federal government agency, are not a condition to any banking service or activity, and may lose value. TIAA-CREF Brokerage
Services is a division of TIAA-CREF Individual & Institutional Services, LLC. TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., members FINRA, distribute securities products. Annuity contracts and certificates are issued by Teachers Insurance and Annuity Association of America (TIAA) and College Retirement Equities Fund (CREF), New York, NY. After-tax annuities and life insurance are issued by TIAA-CREF Life Insurance Company, New York, NY. TIAA-CREF Trust Company, FSB provides trust services.
©2015 Teachers Insurance and Annuity Association of America—College Retirement Equities Fund (TIAA-CREF),
730 Third Avenue, New York, NY 10017-3206.
730 Third Avenue New York, NY 10017-3206 |
Printed on paper containing recycled fiber |
eDelivery will save trees, conserve paper and reduce mailbox clutter.
Sign up today at www.tiaa-cref.org/eDelivery
C21265 | A10845 (2/15) |
730 Third Avenue New York, NY 10017-3206 | ||
C21265 | A10845 (2/15) |
Item 2. Code of Ethics.
2(a) The Management Committee of TIAA Separate Account VA-1 (the “Registrant”) has adopted a code of ethics for senior financial officers, including the Registrant’s principal executive officer, principal financial officer, principal accounting officer, or controller, and persons performing similar functions, in conformity with rules promulgated under the Sarbanes-Oxley Act of 2002.
2(b) No response required.
2(c) During the reporting period, there were no amendments to the code of ethics.
2(d) During the reporting period, there were no implicit or explicit waivers granted by the Registrant from any provision of the code of ethics.
2(e) Not applicable.
2(f) A copy of the current code of ethics is filed as an exhibit to this Form N-CSR.
Item 3. Audit Committee Financial Expert.
3(a)(1) The Registrant’s Management Committee has determined that the Registrant has at least one audit committee financial expert serving on its Audit and Compliance Committee.
3(a)(2) Nancy A. Eckl is the Registrant’s audit committee financial expert and is “independent” for purposes of Item 3 of Form N-CSR.
Item 4. Principal Accountant Fees and Services.
PricewaterhouseCoopers LLP (“PwC”) performs independent audits of the Registrant’s financial statements. To maintain auditor independence and avoid the appearance of conflicts of interest, the Registrant, as a policy, does not engage PwC for management advisory or consulting services.
4(a) Audit Fees.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for the audit of the Registrant’s annual financial statements were $51,500 and $50,750, respectively.
4(b) Audit Related Fees.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for services related to the performance of the audit of the Registrant’s annual financial statements were $0 and $0, respectively.
For the fiscal years ended December 31, 2014 and December 31, 2013, the Audit-Related Fees billed by PwC to Teachers Advisors, Inc. (“Advisors”) or to any entity controlling, controlled by or under common control with Advisors that provides ongoing services to the Registrant (collectively, “Fund Service Providers”) were $0 and $0, respectively.
4(c) Tax Fees.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for tax services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for tax services billed to the Fund Service Providers were $0 and $0, respectively.
4(d) All Other Fees.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for all other services billed to the Registrant were $1,500 and $2,500, respectively.
For the fiscal years ended December 31, 2014 and December 31, 2013, PwC’s aggregate fees for all other services billed to the Fund Service Providers were $0 and $0, respectively.
4(e)(1) Preapproval Policy.
The Registrant’s audit and compliance committee (“Audit Committee”) has adopted a Preapproval Policy for External Audit Firm Services (the “Policy”). The Policy describes the types of services that may be provided by the independent auditor to the Registrant and certain of its affiliates without impairing the auditor’s independence. Under the Policy, the Audit Committee is required to preapprove all services to be performed by the Registrant’s independent auditor in order to ensure that such services do not impair the auditor’s independence.
The Policy requires the Audit Committee to: (i) appoint the independent auditor to perform the financial statements audit for the Registrant and certain of its affiliates, including approving the terms of the engagement, and (ii) preapprove the audit, audit-related, tax and other services to be provided by the independent auditor to the Registrant and certain of its affiliates and the fees to be charged for provision of such services from year to year.
4(e)(2) Services provided pursuant to paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X (the “de minimis exception”):
Audit-Related Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
Tax Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
All Other Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2014 and December 31, 2013 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
4(f) The percentage of hours expended by PwC’s engagement to audit the Registrant’s financial statements for the most recent fiscal year attributable to work performed by persons other than PwC’s full-time, permanent employees was less than 50%.
4(g) Non-Audit Fees for Related Entities.
For the fiscal years ended December 31, 2014 and December 31, 2013, aggregate non-audit fees billed to the Registrant and to its Fund Service Providers by PwC were $277,000 and $394,070, respectively.
4(h) The Registrant’s Audit Committee has considered whether the non-audit services that were rendered by PwC to the Registrant’s Fund Service Providers that were not pre-approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X are compatible with maintaining PwC’s independence.
Item 5. Audit Committee of Listed Registrants.
Not Applicable.
Item 6. Schedule of Investments.
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
TIAA SEPARATE ACCOUNT VA-1
STOCK INDEX ACCOUNT
SCHEDULE OF INVESTMENTS
December 31, 2014
SHARES | COMPANY | VALUE (000) | ||||||
COMMON STOCKS - 100.0% | ||||||||
AUTOMOBILES & COMPONENTS - 1.1% | ||||||||
2,359 | * | American Axle & Manufacturing Holdings, Inc | $ | 53 | ||||
9,927 | BorgWarner, Inc | 545 | ||||||
1,988 | Cooper Tire & Rubber Co | 69 | ||||||
605 | * | Cooper-Standard Holding, Inc | 35 | |||||
6,736 | Dana Holding Corp | 146 | ||||||
1,200 | *,e | Dorman Products, Inc | 58 | |||||
1,013 | Drew Industries, Inc | 52 | ||||||
1,256 | * | Federal Mogul Corp (Class A) | 20 | |||||
166,865 | Ford Motor Co | 2,586 | ||||||
520 | * | Fox Factory Holding Corp | 8 | |||||
735 | * | Fuel Systems Solutions, Inc | 8 | |||||
68,819 | General Motors Co | 2,402 | ||||||
5,959 | Gentex Corp | 215 | ||||||
1,535 | * | Gentherm, Inc | 56 | |||||
10,982 | Goodyear Tire & Rubber Co | 314 | ||||||
9,337 | Harley-Davidson, Inc | 615 | ||||||
28,456 | Johnson Controls, Inc | 1,376 | ||||||
3,380 | Lear Corp | 332 | ||||||
2,342 | * | Modine Manufacturing Co | 32 | |||||
670 | * | Motorcar Parts of America, Inc | 21 | |||||
641 | e Remy International, Inc | 13 | ||||||
357 | * | Shiloh Industries, Inc | 6 | |||||
1,983 | Spartan Motors, Inc | 10 | ||||||
909 | Standard Motor Products, Inc | 35 | ||||||
1,336 | * | Stoneridge, Inc | 17 | |||||
157 | Strattec Security Corp | 13 | ||||||
1,205 | Superior Industries International, Inc | 24 | ||||||
2,399 | * | Tenneco, Inc | 136 | |||||
4,110 | *,e | Tesla Motors, Inc | 914 | |||||
2,018 | Thor Industries, Inc | 113 | ||||||
897 | * | Tower International, Inc | 23 | |||||
4,692 | * | TRW Automotive Holdings Corp | 483 | |||||
1,933 | * | Visteon Corp | 207 | |||||
1,327 | Winnebago Industries, Inc | 29 | ||||||
|
| |||||||
TOTAL AUTOMOBILES & COMPONENTS | 10,966 | |||||||
|
| |||||||
BANKS - 6.0% | ||||||||
810 | 1st Source Corp | 28 | ||||||
374 | American National Bankshares, Inc | 9 | ||||||
1,244 | Ameris Bancorp | 32 | ||||||
387 | Ames National Corp | 10 | ||||||
1,475 | Apollo Residential Mortgage | 23 | ||||||
608 | Arrow Financial Corp | 17 | ||||||
7,538 | Associated Banc-Corp | 140 | ||||||
4,208 | Astoria Financial Corp | 56 | ||||||
1,300 | Banc of California, Inc | 15 | ||||||
333 | Bancfirst Corp | 21 | ||||||
1,517 | Banco Latinoamericano de Exportaciones S.A. (Class E) | 46 | ||||||
4,426 | Bancorpsouth, Inc | 100 | ||||||
2,688 | Bank Mutual Corp | 18 | ||||||
454,266 | Bank of America Corp | 8,127 | ||||||
1,629 | Bank of Hawaii Corp | 97 | ||||||
291 | Bank of Kentucky Financial Corp | 14 | ||||||
288 | Bank of Marin Bancorp | 15 | ||||||
3,526 | Bank of the Ozarks, Inc | 134 | ||||||
1,044 | BankFinancial Corp | 12 |
1
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,795 | BankUnited | $ | 81 | |||||
824 | Banner Corp | 35 | ||||||
30,645 | BB&T Corp | 1,192 | ||||||
3,505 | BBCN Bancorp, Inc | 50 | ||||||
316 | * | BBX Capital Corp | 5 | |||||
1,295 | * | Beneficial Mutual Bancorp, Inc | 16 | |||||
1,072 | Berkshire Hills Bancorp, Inc | 29 | ||||||
1,165 | * | Blue Hills Bancorp, Inc | 16 | |||||
812 | BNC Bancorp | 14 | ||||||
559 | * | BofI Holding, Inc | 43 | |||||
900 | BOK Financial Corp | 54 | ||||||
3,543 | Boston Private Financial Holdings, Inc | 48 | ||||||
354 | Bridge Bancorp, Inc | 9 | ||||||
475 | * | Bridge Capital Holdings | 11 | |||||
3,533 | Brookline Bancorp, Inc | 35 | ||||||
630 | Bryn Mawr Bank Corp | 20 | ||||||
460 | Camden National Corp | 18 | ||||||
1,121 | * | Capital Bank Financial Corp | 30 | |||||
831 | Capital City Bank Group, Inc | 13 | ||||||
5,890 | Capitol Federal Financial | 75 | ||||||
1,503 | Cardinal Financial Corp | 30 | ||||||
1,376 | * | Cascade Bancorp | 7 | |||||
3,338 | Cathay General Bancorp | 85 | ||||||
1,148 | Centerstate Banks of Florida, Inc | 14 | ||||||
987 | Central Pacific Financial Corp | 21 | ||||||
152 | Century Bancorp, Inc | 6 | ||||||
1,050 | Charter Financial Corp | 12 | ||||||
747 | Chemical Financial Corp | 23 | ||||||
7,666 | CIT Group, Inc | 367 | ||||||
131,167 | Citigroup, Inc | 7,097 | ||||||
533 | Citizens & Northern Corp | 11 | ||||||
6,367 | Citizens Financial Group, Inc | 158 | ||||||
140 | e | City Holding Co | 6 | |||||
2,136 | City National Corp | 173 | ||||||
856 | Clifton Bancorp, Inc | 12 | ||||||
498 | CNB Financial Corp | 9 | ||||||
1,740 | CoBiz, Inc | 23 | ||||||
2,323 | Columbia Banking System, Inc | 64 | ||||||
7,893 | Comerica, Inc | 370 | ||||||
3,305 | Commerce Bancshares, Inc | 144 | ||||||
1,740 | Community Bank System, Inc | 66 | ||||||
406 | Community Trust Bancorp, Inc | 15 | ||||||
449 | * | CommunityOne Bancorp | 5 | |||||
1,146 | ConnectOne Bancorp, Inc | 22 | ||||||
411 | * | CU Bancorp | 9 | |||||
2,022 | Cullen/Frost Bankers, Inc | 143 | ||||||
1,005 | * | Customers Bancorp, Inc | 20 | |||||
4,428 | CVB Financial Corp | 71 | ||||||
1,609 | Dime Community Bancshares | 26 | ||||||
946 | * | Eagle Bancorp, Inc | 34 | |||||
6,300 | East West Bancorp, Inc | 244 | ||||||
301 | Enterprise Bancorp, Inc | 8 | ||||||
828 | Enterprise Financial Services Corp | 16 | ||||||
670 | ESB Financial Corp | 13 | ||||||
1,839 | * | Essent Group Ltd | 47 | |||||
3,701 | EverBank Financial Corp | 71 | ||||||
384 | Federal Agricultural Mortgage Corp (Class C) | 12 | ||||||
470 | Fidelity Southern Corp | 8 | ||||||
36,587 | Fifth Third Bancorp | 745 | ||||||
664 | Financial Institutions, Inc | 17 | ||||||
720 | First Bancorp (NC) | 13 | ||||||
4,520 | * | First Bancorp (Puerto Rico) | 27 | |||||
498 | First Bancorp, Inc | 9 | ||||||
3,831 | First Busey Corp | 25 | ||||||
180 | First Business Financial Services, Inc | 9 |
2
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
225 | First Citizens Bancshares, Inc (Class A) | $ | 57 | |||||
4,700 | First Commonwealth Financial Corp | 43 | ||||||
680 | First Community Bancshares, Inc | 11 | ||||||
886 | First Connecticut Bancorp | 14 | ||||||
510 | First Defiance Financial Corp | 17 | ||||||
2,653 | First Financial Bancorp | 49 | ||||||
2,876 | e | First Financial Bankshares, Inc | 86 | |||||
590 | First Financial Corp | 21 | ||||||
814 | First Financial Northwest, Inc | 10 | ||||||
10,417 | First Horizon National Corp | 141 | ||||||
654 | First Interstate Bancsystem, Inc | 18 | ||||||
1,580 | First Merchants Corp | 36 | ||||||
3,929 | First Midwest Bancorp, Inc | 67 | ||||||
670 | * | First NBC Bank Holding Co | 24 | |||||
15,757 | First Niagara Financial Group, Inc | 133 | ||||||
432 | First of Long Island Corp | 12 | ||||||
6,074 | First Republic Bank | 317 | ||||||
6,780 | FirstMerit Corp | 128 | ||||||
890 | * | Flagstar Bancorp, Inc | 14 | |||||
1,327 | Flushing Financial Corp | 27 | ||||||
7,364 | FNB Corp | 98 | ||||||
752 | Fox Chase Bancorp, Inc | 13 | ||||||
689 | * | Franklin Financial Corp | 15 | |||||
8,756 | Fulton Financial Corp | 108 | ||||||
602 | German American Bancorp, Inc | 18 | ||||||
3,468 | Glacier Bancorp, Inc | 96 | ||||||
500 | Great Southern Bancorp, Inc | 20 | ||||||
710 | Guaranty Bancorp | 10 | ||||||
3,896 | Hancock Holding Co | 120 | ||||||
1,525 | Hanmi Financial Corp | 33 | ||||||
928 | Heartland Financial USA, Inc | 25 | ||||||
1,007 | Heritage Commerce Corp | 9 | ||||||
1,277 | Heritage Financial Corp | 22 | ||||||
917 | Heritage Oaks Bancorp | 8 | ||||||
2,256 | Home Bancshares, Inc | 73 | ||||||
3,132 | e | Home Loan Servicing Solutions Ltd | 61 | |||||
444 | HomeStreet, Inc | 8 | ||||||
980 | * | HomeTrust Bancshares, Inc | 16 | |||||
259 | Horizon Bancorp | 7 | ||||||
23,813 | Hudson City Bancorp, Inc | 241 | ||||||
754 | Hudson Valley Holding Corp | 20 | ||||||
35,887 | Huntington Bancshares, Inc | 377 | ||||||
1,370 | IBERIABANK Corp | 89 | ||||||
1,031 | Independent Bank Corp (MA) | 44 | ||||||
1,023 | Independent Bank Corp (MI) | 13 | ||||||
406 | Independent Bank Group, Inc | 16 | ||||||
2,385 | International Bancshares Corp | 63 | ||||||
15,576 | Investors Bancorp, Inc | 175 | ||||||
162,923 | JPMorgan Chase & Co | 10,196 | ||||||
638 | *,e | Kearny Financial Corp | 9 | |||||
38,977 | Keycorp | 542 | ||||||
890 | * | Ladder Capital Corp | 17 | |||||
1,185 | Lakeland Bancorp, Inc | 14 | ||||||
734 | Lakeland Financial Corp | 32 | ||||||
1,734 | LegacyTexas Financial Group, Inc | 41 | ||||||
5,578 | M&T Bank Corp | 701 | ||||||
1,090 | Macatawa Bank Corp | 6 | ||||||
731 | MainSource Financial Group, Inc | 15 | ||||||
3,188 | MB Financial, Inc | 105 | ||||||
724 | Mercantile Bank Corp | 15 | ||||||
273 | Merchants Bancshares, Inc | 8 | ||||||
609 | * | Meridian Bancorp, Inc | 7 | |||||
241 | Meta Financial Group, Inc | 8 | ||||||
14,797 | * | MGIC Investment Corp | 138 | |||||
265 | Midsouth Bancorp, Inc | 5 |
3
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
334 | MidWestOne Financial Group, Inc | $ | 10 | |||||
2,387 | National Bank Holdings Corp | 46 | ||||||
357 | National Bankshares, Inc | 11 | ||||||
6,208 | National Penn Bancshares, Inc | 65 | ||||||
928 | *,e | Nationstar Mortgage Holdings, Inc | 26 | |||||
1,992 | NBT Bancorp, Inc | 52 | ||||||
19,210 | e | New York Community Bancorp, Inc | 307 | |||||
1,173 | * | NewBridge Bancorp | 10 | |||||
2,265 | * | NMI Holdings, Inc | 21 | |||||
2,646 | Northfield Bancorp, Inc | 39 | ||||||
302 | Northrim BanCorp, Inc | 8 | ||||||
4,319 | Northwest Bancshares, Inc | 54 | ||||||
741 | OceanFirst Financial Corp | 13 | ||||||
4,688 | *,e | Ocwen Financial Corp | 71 | |||||
2,272 | OFG Bancorp | 38 | ||||||
343 | Old Line Bancshares, Inc | 5 | ||||||
4,647 | Old National Bancorp | 69 | ||||||
232 | * | Opus Bank | 7 | |||||
2,090 | Oritani Financial Corp | 32 | ||||||
991 | Pacific Continental Corp | 14 | ||||||
726 | * | Pacific Premier Bancorp, Inc | 13 | |||||
4,503 | PacWest Bancorp | 205 | ||||||
529 | e | Park National Corp | 47 | |||||
1,481 | Park Sterling Bank | 11 | ||||||
534 | Peapack Gladstone Financial Corp | 10 | ||||||
221 | Penns Woods Bancorp, Inc | 11 | ||||||
720 | * | Pennsylvania Commerce Bancorp, Inc | 19 | |||||
575 | * | PennyMac Financial Services, Inc | 10 | |||||
595 | Peoples Bancorp, Inc | 15 | ||||||
333 | e | Peoples Financial Services Corp | 17 | |||||
12,770 | e | People’s United Financial, Inc | 194 | |||||
1,766 | Pinnacle Financial Partners, Inc | 70 | ||||||
22,833 | PNC Financial Services Group, Inc | 2,083 | ||||||
4,451 | * | Popular, Inc | 152 | |||||
564 | Preferred Bank | 16 | ||||||
3,026 | PrivateBancorp, Inc | 101 | ||||||
3,092 | Prosperity Bancshares, Inc | 171 | ||||||
2,748 | Provident Financial Services, Inc | 50 | ||||||
8,440 | Radian Group, Inc | 141 | ||||||
60,185 | Regions Financial Corp | 636 | ||||||
1,263 | Renasant Corp | 37 | ||||||
612 | Republic Bancorp, Inc (Class A) | 15 | ||||||
1,454 | *,e | Republic First Bancorp, Inc | 5 | |||||
1,211 | S&T Bancorp, Inc | 36 | ||||||
1,250 | Sandy Spring Bancorp, Inc | 33 | ||||||
735 | * | Seacoast Banking Corp of Florida | 10 | |||||
370 | Sierra Bancorp | 6 | ||||||
2,150 | * | Signature Bank | 271 | |||||
905 | Simmons First National Corp (Class A) | 37 | ||||||
1,104 | South State Corp | 74 | ||||||
446 | Southside Bancshares, Inc | 13 | ||||||
740 | Southwest Bancorp, Inc | 13 | ||||||
1,614 | State Bank & Trust Co | 32 | ||||||
4,266 | Sterling Bancorp/DE | 61 | ||||||
615 | Stock Yards Bancorp, Inc | 20 | ||||||
443 | Stonegate Bank | 13 | ||||||
601 | *,e | Stonegate Mortgage Corp | 7 | |||||
513 | Suffolk Bancorp | 12 | ||||||
385 | * | Sun Bancorp, Inc | 7 | |||||
22,982 | SunTrust Banks, Inc | 963 | ||||||
8,530 | Susquehanna Bancshares, Inc | 115 | ||||||
2,227 | * | SVB Financial Group | 258 | |||||
5,186 | Synovus Financial Corp | 140 | ||||||
774 | Talmer Bancorp Inc | 11 | ||||||
7,501 | TCF Financial Corp | 119 |
4
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
700 | Territorial Bancorp, Inc | $ | 15 | |||||
1,877 | * | Texas Capital Bancshares, Inc | 102 | |||||
3,346 | TFS Financial Corp | 50 | ||||||
1,514 | * | The Bancorp, Inc | 16 | |||||
664 | Tompkins Trustco, Inc | 37 | ||||||
1,255 | e | TowneBank | 19 | |||||
286 | * | Tree.com, Inc | 14 | |||||
726 | Trico Bancshares | 18 | ||||||
943 | * | Tristate Capital Holdings, Inc | 10 | |||||
5,202 | Trustco Bank Corp NY | 38 | ||||||
3,090 | Trustmark Corp | 76 | ||||||
1,665 | UMB Financial Corp | 95 | ||||||
8,434 | Umpqua Holdings Corp | 143 | ||||||
2,125 | Union Bankshares Corp | 51 | ||||||
2,963 | United Bankshares, Inc | 111 | ||||||
2,012 | United Community Banks, Inc | 38 | ||||||
1,829 | United Community Financial Corp | 10 | ||||||
2,342 | United Financial Bancorp, Inc (New) | 34 | ||||||
792 | Univest Corp of Pennsylvania | 16 | ||||||
74,040 | US Bancorp | 3,328 | ||||||
10,196 | e | Valley National Bancorp | 99 | |||||
568 | * | Walker & Dunlop, Inc | 10 | |||||
4,118 | Washington Federal, Inc | 91 | ||||||
881 | Washington Trust Bancorp, Inc | 35 | ||||||
1,507 | Waterstone Financial, Inc | 20 | ||||||
4,133 | Webster Financial Corp | 134 | ||||||
205,621 | Wells Fargo & Co | 11,272 | ||||||
1,213 | WesBanco, Inc | 42 | ||||||
746 | West Bancorporation, Inc | 13 | ||||||
1,162 | e | Westamerica Bancorporation | 57 | |||||
3,370 | * | Western Alliance Bancorp | 94 | |||||
2,922 | Wilshire Bancorp, Inc | 30 | ||||||
2,058 | Wintrust Financial Corp | 96 | ||||||
320 | WSFS Financial Corp | 25 | ||||||
965 | * | Yadkin Financial Corp | 19 | |||||
8,430 | Zions Bancorporation | 240 | ||||||
|
| |||||||
TOTAL BANKS | 59,573 | |||||||
|
| |||||||
CAPITAL GOODS - 7.8% | ||||||||
28,100 | 3M Co | 4,617 | ||||||
3,330 | A.O. Smith Corp | 188 | ||||||
1,914 | Aaon, Inc | 43 | ||||||
1,829 | AAR Corp | 51 | ||||||
2,045 | * | Accuride Corp | 9 | |||||
1,483 | Aceto Corp | 32 | ||||||
2,508 | Actuant Corp (Class A) | 68 | ||||||
1,904 | Acuity Brands, Inc | 267 | ||||||
880 | Advanced Drainage Systems, Inc | 20 | ||||||
6,576 | * | Aecom Technology Corp | 200 | |||||
1,808 | * | Aegion Corp | 34 | |||||
831 | * | Aerovironment, Inc | 23 | |||||
3,786 | e | AGCO Corp | 171 | |||||
4,494 | Air Lease Corp | 154 | ||||||
2,801 | Aircastle Ltd | 60 | ||||||
374 | Alamo Group, Inc | 18 | ||||||
1,351 | Albany International Corp (Class A) | 51 | ||||||
4,471 | Allegion plc | 248 | ||||||
1,338 | Alliant Techsystems, Inc | 156 | ||||||
5,956 | Allison Transmission Holdings, Inc | 202 | ||||||
1,234 | Altra Holdings, Inc | 35 | ||||||
909 | * | Ameresco, Inc | 6 | |||||
440 | e | American Railcar Industries, Inc | 23 | |||||
373 | American Science & Engineering, Inc | 19 | ||||||
475 | * | American Woodmark Corp | 19 |
5
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
10,645 | Ametek, Inc | $ | 560 | |||||
1,353 | Apogee Enterprises, Inc | 57 | ||||||
1,512 | Applied Industrial Technologies, Inc | 69 | ||||||
420 | Argan, Inc | 14 | ||||||
1,962 | * | Armstrong World Industries, Inc | 100 | |||||
4,418 | * | ArvinMeritor, Inc | 67 | |||||
729 | Astec Industries, Inc | 29 | ||||||
697 | * | Astronics Corp | 39 | |||||
1,128 | AZZ, Inc | 53 | ||||||
4,672 | Babcock & Wilcox Co | 142 | ||||||
2,453 | Barnes Group, Inc | 91 | ||||||
4,244 | * | BE Aerospace, Inc | 246 | |||||
2,092 | * | Beacon Roofing Supply, Inc | 58 | |||||
2,508 | * | Blount International, Inc | 44 | |||||
31,516 | Boeing Co | 4,096 | ||||||
2,200 | Briggs & Stratton Corp | 45 | ||||||
2,524 | * | Builders FirstSource, Inc | 17 | |||||
793 | * | CAI International, Inc | 18 | |||||
12,740 | *,e | Capstone Turbine Corp | 9 | |||||
2,830 | Carlisle Cos, Inc | 255 | ||||||
26,876 | Caterpillar, Inc | 2,460 | ||||||
1,009 | * | Chart Industries, Inc | 35 | |||||
4,350 | e | Chicago Bridge & Iron Co NV | 183 | |||||
839 | CIRCOR International, Inc | 51 | ||||||
1,948 | Clarcor, Inc | 130 | ||||||
4,213 | * | Colfax Corp | 217 | |||||
1,162 | Columbus McKinnon Corp | 33 | ||||||
1,853 | Comfort Systems USA, Inc | 32 | ||||||
1,268 | * | Commercial Vehicle Group, Inc | 8 | |||||
535 | * | Continental Building Products Inc | �� | 9 | ||||
2,014 | Crane Co | 118 | ||||||
916 | Cubic Corp | 48 | ||||||
7,839 | Cummins, Inc | 1,130 | ||||||
2,140 | Curtiss-Wright Corp | 151 | ||||||
26,261 | Danaher Corp | 2,251 | ||||||
15,593 | Deere & Co | 1,380 | ||||||
3,419 | * | DigitalGlobe, Inc | 106 | |||||
6,323 | Donaldson Co, Inc | 244 | ||||||
932 | Douglas Dynamics, Inc | 20 | ||||||
7,080 | Dover Corp | 508 | ||||||
485 | * | Ducommun, Inc | 12 | |||||
567 | * | DXP Enterprises, Inc | 29 | |||||
1,512 | * | Dycom Industries, Inc | 53 | |||||
757 | Dynamic Materials Corp | 12 | ||||||
20,549 | Eaton Corp | 1,397 | ||||||
2,978 | EMCOR Group, Inc | 133 | ||||||
30,314 | Emerson Electric Co | 1,871 | ||||||
840 | Encore Wire Corp | 31 | ||||||
1,511 | *,e | Energy Recovery, Inc | 8 | |||||
2,075 | EnerSys | 128 | ||||||
788 | * | Engility Holdings, Inc | 34 | |||||
711 | * | Enphase Energy, Inc | 10 | |||||
1,003 | * | EnPro Industries, Inc | 63 | |||||
1,174 | ESCO Technologies, Inc | 43 | ||||||
1,364 | * | Esterline Technologies Corp | 150 | |||||
8,194 | Exelis, Inc | 144 | ||||||
12,722 | e | Fastenal Co | 605 | |||||
3,085 | Federal Signal Corp | 48 | ||||||
6,067 | Flowserve Corp | 363 | ||||||
7,023 | Fluor Corp | 426 | ||||||
7,322 | Fortune Brands Home & Security, Inc | 331 | ||||||
2,155 | Franklin Electric Co, Inc | 81 | ||||||
635 | Freightcar America, Inc | 17 | ||||||
7,600 | *,e | FuelCell Energy, Inc | 12 | |||||
2,145 | * | Furmanite Corp | 17 |
6
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,036 | GATX Corp | $ | 117 | |||||
2,932 | *,e | GenCorp, Inc | 54 | |||||
2,968 | *,e | Generac Holdings, Inc | 139 | |||||
2,068 | General Cable Corp | 31 | ||||||
13,147 | General Dynamics Corp | 1,809 | ||||||
433,314 | General Electric Co | 10,950 | ||||||
1,594 | * | Gibraltar Industries, Inc | 26 | |||||
966 | Global Brass & Copper Holdings, Inc | 13 | ||||||
809 | Global Power Equipment Group, Inc | 11 | ||||||
993 | Gorman-Rupp Co | 32 | ||||||
2,678 | Graco, Inc | 215 | ||||||
4,898 | * | GrafTech International Ltd | 25 | |||||
470 | Graham Corp | 14 | ||||||
1,832 | Granite Construction, Inc | 70 | ||||||
3,079 | * | Great Lakes Dredge & Dock Corp | 26 | |||||
1,226 | e | Greenbrier Cos, Inc | 66 | |||||
2,067 | Griffon Corp | 27 | ||||||
1,293 | H&E Equipment Services, Inc | 36 | ||||||
3,556 | Harsco Corp | 67 | ||||||
4,687 | * | HD Supply Holdings, Inc | 138 | |||||
3,027 | Heico Corp | 183 | ||||||
4,317 | * | Hexcel Corp | 179 | |||||
2,578 | Hillenbrand, Inc | 89 | ||||||
33,876 | Honeywell International, Inc | 3,385 | ||||||
800 | Houston Wire & Cable Co | 10 | ||||||
2,575 | Hubbell, Inc (Class B) | 275 | ||||||
2,166 | Huntington Ingalls | 244 | ||||||
316 | Hurco Cos, Inc | 11 | ||||||
481 | Hyster-Yale Materials Handling, Inc | 35 | ||||||
3,553 | IDEX Corp | 277 | ||||||
2,585 | * | II-VI, Inc | 35 | |||||
13,858 | Illinois Tool Works, Inc | 1,312 | ||||||
11,614 | Ingersoll-Rand plc | 736 | ||||||
916 | Insteel Industries, Inc | 22 | ||||||
3,633 | ITT Corp | 147 | ||||||
5,784 | * | Jacobs Engineering Group, Inc | 258 | |||||
1,308 | John Bean Technologies Corp | 43 | ||||||
4,327 | Joy Global, Inc | 201 | ||||||
386 | Kadant, Inc | 16 | ||||||
1,238 | Kaman Corp | 50 | ||||||
6,489 | KBR, Inc | 110 | ||||||
3,474 | Kennametal, Inc | 124 | ||||||
1,479 | *,e | KEYW Holding Corp | 15 | |||||
2,122 | * | KLX, Inc | 88 | |||||
1,860 | * | Kratos Defense & Security Solutions, Inc | 9 | |||||
3,647 | L-3 Communications Holdings, Inc | 460 | ||||||
990 | *,e | Layne Christensen Co | 9 | |||||
464 | LB Foster Co (Class A) | 23 | ||||||
2,170 | Lennox International, Inc | 206 | ||||||
3,270 | Lincoln Electric Holdings, Inc | 226 | ||||||
391 | e | Lindsay Manufacturing Co | 34 | |||||
533 | * | LMI Aerospace, Inc | 8 | |||||
11,718 | Lockheed Martin Corp | 2,257 | ||||||
1,293 | LSI Industries, Inc | 9 | ||||||
853 | * | Lydall, Inc | 28 | |||||
650 | * | Manitex International, Inc | 8 | |||||
6,133 | Manitowoc Co, Inc | 136 | ||||||
15,427 | Masco Corp | 389 | ||||||
1,317 | * | Masonite International Corp | 81 | |||||
2,813 | * | Mastec, Inc | 64 | |||||
2,541 | * | Middleby Corp | 252 | |||||
614 | Miller Industries, Inc | 13 | ||||||
1,960 | * | Moog, Inc (Class A) | 145 | |||||
3,441 | * | MRC Global, Inc | 52 | |||||
2,092 | MSC Industrial Direct Co (Class A) | 170 |
7
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,568 | Mueller Industries, Inc | $ | 88 | |||||
7,534 | Mueller Water Products, Inc (Class A) | 77 | ||||||
881 | * | MYR Group, Inc | 24 | |||||
206 | e | National Presto Industries, Inc | 12 | |||||
2,730 | *,e | Navistar International Corp | 91 | |||||
1,244 | * | NCI Building Systems, Inc | 23 | |||||
822 | NN, Inc | 17 | ||||||
2,839 | Nordson Corp | 221 | ||||||
383 | * | Nortek, Inc | 31 | |||||
8,704 | Northrop Grumman Corp | 1,283 | ||||||
435 | * | Northwest Pipe Co | 13 | |||||
4,741 | *,e | NOW, Inc | 122 | |||||
2,760 | * | Orbital Sciences Corp | 74 | |||||
1,499 | * | Orion Marine Group, Inc | 17 | |||||
3,520 | Oshkosh Truck Corp | 171 | ||||||
5,191 | Owens Corning, Inc | 186 | ||||||
15,436 | Paccar, Inc | 1,050 | ||||||
4,652 | Pall Corp | 471 | ||||||
6,368 | Parker Hannifin Corp | 821 | ||||||
205 | * | Patrick Industries, Inc | 9 | |||||
8,540 | Pentair plc | 567 | ||||||
1,399 | * | Perini Corp | 34 | |||||
1,472 | * | Pgt, Inc | 14 | |||||
7,340 | *,e | Plug Power, Inc | 22 | |||||
738 | * | Ply Gem Holdings, Inc | 10 | |||||
1,663 | * | Polypore International, Inc | 78 | |||||
416 | Powell Industries, Inc | 20 | ||||||
193 | *,e | Power Solutions International, Inc | 10 | |||||
751 | * | PowerSecure International, Inc | 9 | |||||
6,166 | Precision Castparts Corp | 1,485 | ||||||
96 | Preformed Line Products Co | 5 | ||||||
1,410 | Primoris Services Corp | 33 | ||||||
1,003 | *,e | Proto Labs, Inc | 67 | |||||
1,720 | Quanex Building Products Corp | 32 | ||||||
9,139 | * | Quanta Services, Inc | 259 | |||||
1,726 | Raven Industries, Inc | 43 | ||||||
13,379 | Raytheon Co | 1,447 | ||||||
1,025 | RBC Bearings, Inc | 66 | ||||||
1,981 | Regal-Beloit Corp | 149 | ||||||
1,359 | *,e | Revolution Lighting Technologies, Inc | 2 | |||||
3,306 | * | Rexnord Corp | 93 | |||||
5,926 | Rockwell Automation, Inc | 659 | ||||||
5,892 | Rockwell Collins, Inc | 498 | ||||||
4,265 | Roper Industries, Inc | 667 | ||||||
1,703 | * | Rush Enterprises, Inc (Class A) | 55 | |||||
1,742 | Simpson Manufacturing Co, Inc | 60 | ||||||
2,504 | Snap-On, Inc | 342 | ||||||
1,876 | *,e | SolarCity Corp | 100 | |||||
460 | * | Sparton Corp | 13 | |||||
5,136 | * | Spirit Aerosystems Holdings, Inc (Class A) | 221 | |||||
1,707 | SPX Corp | 147 | ||||||
616 | Standex International Corp | 48 | ||||||
6,886 | Stanley Works | 662 | ||||||
701 | * | Sterling Construction Co, Inc | 4 | |||||
626 | * | Stock Building Supply Holdings, Inc | 10 | |||||
1,027 | Sun Hydraulics Corp | 40 | ||||||
1,507 | e | TAL International Group, Inc | 66 | |||||
1,988 | *,e | Taser International, Inc | 53 | |||||
1,657 | * | Teledyne Technologies, Inc | 170 | |||||
851 | Tennant Co | 61 | ||||||
4,925 | Terex Corp | 137 | ||||||
967 | e | Textainer Group Holdings Ltd | 33 | |||||
12,351 | Textron, Inc | 520 | ||||||
431 | *,e | The ExOne Company | 7 | |||||
1,423 | * | Thermon Group Holdings | 34 |
8
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,466 | Timken Co | $ | 148 | |||||
2,439 | e | Titan International, Inc | 26 | |||||
784 | *,e | Titan Machinery, Inc | 11 | |||||
2,449 | Toro Co | 156 | ||||||
2,288 | TransDigm Group, Inc | 449 | ||||||
1,428 | * | Trex Co, Inc | 61 | |||||
1,999 | * | Trimas Corp | 63 | |||||
6,836 | Trinity Industries, Inc | 191 | ||||||
2,183 | Triumph Group, Inc | 147 | ||||||
370 | Twin Disc, Inc | 7 | ||||||
4,317 | * | United Rentals, Inc | 440 | |||||
39,562 | United Technologies Corp | 4,550 | ||||||
979 | Universal Forest Products, Inc | 52 | ||||||
4,124 | * | USG Corp | 115 | |||||
1,107 | e | Valmont Industries, Inc | 141 | |||||
455 | * | Vectrus, Inc | 12 | |||||
365 | * | Veritiv Corp | 19 | |||||
1,023 | * | Vicor Corp | 12 | |||||
2,495 | W.W. Grainger, Inc | 636 | ||||||
3,136 | * | Wabash National Corp | 39 | |||||
2,537 | * | WABCO Holdings, Inc | 266 | |||||
1,168 | Watsco, Inc | 125 | ||||||
1,120 | Watts Water Technologies, Inc (Class A) | 71 | ||||||
1,862 | *,e | WESCO International, Inc | 142 | |||||
4,279 | Westinghouse Air Brake Technologies Corp | 372 | ||||||
2,918 | Woodward Governor Co | 144 | ||||||
502 | * | Xerium Technologies, Inc | 8 | |||||
8,120 | Xylem, Inc | 309 | ||||||
|
| |||||||
TOTAL CAPITAL GOODS | 76,710 | |||||||
|
| |||||||
COMMERCIAL & PROFESSIONAL SERVICES - 1.1% | ||||||||
2,600 | ABM Industries, Inc | 74 | ||||||
2,247 | e | Acacia Research (Acacia Technologies) | 38 | |||||
5,555 | * | ACCO Brands Corp | 50 | |||||
1,016 | Administaff, Inc | 34 | ||||||
7,582 | e | ADT Corp | 275 | |||||
1,661 | * | Advisory Board Co | 81 | |||||
928 | American Ecology Corp | 37 | ||||||
2,166 | * | ARC Document Solutions, Inc | 22 | |||||
383 | Barrett Business Services, Inc | 10 | ||||||
2,120 | Brady Corp (Class A) | 58 | ||||||
2,034 | Brink’s Co | 50 | ||||||
1,375 | * | Casella Waste Systems, Inc (Class A) | 6 | |||||
2,526 | * | CBIZ, Inc | 22 | |||||
669 | CDI Corp | 12 | ||||||
948 | Ceco Environmental Corp | 15 | ||||||
3,345 | *,e | Cenveo, Inc | 7 | |||||
4,150 | Cintas Corp | 326 | ||||||
4,150 | Civeo Corp | 17 | ||||||
2,765 | *,e | Clean Harbors, Inc | 133 | |||||
4,358 | * | Copart, Inc | 159 | |||||
1,551 | Corporate Executive Board Co | 112 | ||||||
4,711 | Corrections Corp of America | 171 | ||||||
4,991 | Covanta Holding Corp | 110 | ||||||
555 | * | CRA International, Inc | 17 | |||||
2,211 | Deluxe Corp | 138 | ||||||
1,518 | Dun & Bradstreet Corp | 184 | ||||||
1,357 | Ennis, Inc | 18 | ||||||
5,141 | Equifax, Inc | 416 | ||||||
641 | Exponent, Inc | 53 | ||||||
419 | * | Franklin Covey Co | 8 | |||||
1,807 | * | FTI Consulting, Inc | 70 | |||||
916 | G & K Services, Inc (Class A) | 65 | ||||||
645 | * | GP Strategies Corp | 22 |
9
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,711 | Healthcare Services Group | $ | 84 | |||||
943 | Heidrick & Struggles International, Inc | 22 | ||||||
218 | * | Heritage-Crystal Clean, Inc | 3 | |||||
2,682 | Herman Miller, Inc | 79 | ||||||
1,049 | * | Hill International, Inc | 4 | |||||
1,986 | HNI Corp | 101 | ||||||
1,045 | * | Huron Consulting Group, Inc | 71 | |||||
892 | * | ICF International, Inc | 37 | |||||
7,377 | * | ICO Global Communications Holdings Ltd | 10 | |||||
3,004 | * | IHS, Inc (Class A) | 342 | |||||
1,756 | * | Innerworkings, Inc | 14 | |||||
2,666 | Interface, Inc | 44 | ||||||
6,167 | KAR Auction Services, Inc | 214 | ||||||
1,394 | Kelly Services, Inc (Class A) | 24 | ||||||
1,380 | Kforce, Inc | 33 | ||||||
1,737 | Kimball International, Inc (Class B) | 16 | ||||||
2,203 | Knoll, Inc | 47 | ||||||
2,239 | * | Korn/Ferry International | 64 | |||||
3,243 | Manpower, Inc | 221 | ||||||
1,395 | Matthews International Corp (Class A) | 68 | ||||||
1,316 | McGrath RentCorp | 47 | ||||||
757 | * | Mistras Group, Inc | 14 | |||||
2,061 | Mobile Mini, Inc | 83 | ||||||
1,290 | MSA Safety, Inc | 68 | ||||||
514 | Multi-Color Corp | 28 | ||||||
2,186 | * | Navigant Consulting, Inc | 34 | |||||
11,998 | Nielsen Holdings NV | 537 | ||||||
563 | * | NL Industries, Inc | 5 | |||||
2,393 | * | On Assignment, Inc | 79 | |||||
361 | *,e | Paylocity Holding Corp | 9 | |||||
931 | * | Performant Financial Corp | 6 | |||||
8,369 | Pitney Bowes, Inc | 204 | ||||||
891 | Quad | 20 | ||||||
8,857 | R.R. Donnelley & Sons Co | 149 | ||||||
11,155 | Republic Services, Inc | 449 | ||||||
1,664 | Resources Connection, Inc | 27 | ||||||
5,817 | Robert Half International, Inc | 340 | ||||||
2,795 | Rollins, Inc | 93 | ||||||
2,316 | * | RPX Corp | 32 | |||||
672 | * | SP Plus Corp | 17 | |||||
3,734 | Steelcase, Inc (Class A) | 67 | ||||||
3,525 | * | Stericycle, Inc | 462 | |||||
946 | * | Team, Inc | 38 | |||||
2,577 | Tetra Tech, Inc | 69 | ||||||
2,752 | Towers Watson & Co | 311 | ||||||
690 | * | TriNet Group, Inc | 22 | |||||
1,954 | * | TrueBlue, Inc | 43 | |||||
17,712 | Tyco International plc | 777 | ||||||
468 | Unifirst Corp | 57 | ||||||
1,860 | United Stationers, Inc | 78 | ||||||
7,040 | * | Verisk Analytics, Inc | 451 | |||||
1,084 | Viad Corp | 29 | ||||||
205 | VSE Corp | 13 | ||||||
1,558 | * | WageWorks, Inc | 101 | |||||
5,329 | Waste Connections, Inc | 234 | ||||||
20,120 | Waste Management, Inc | 1,033 | ||||||
1,694 | West Corp | 56 | ||||||
|
| |||||||
TOTAL COMMERCIAL & PROFESSIONAL SERVICES | 10,390 | |||||||
|
| |||||||
CONSUMER DURABLES & APPAREL - 1.6% | ||||||||
653 | Arctic Cat, Inc | 23 | ||||||
970 | * | Beazer Homes USA, Inc | 19 | |||||
715 | * | Black Diamond, Inc | 6 | |||||
4,089 | Brunswick Corp | 210 |
10
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,430 | Callaway Golf Co | $ | 26 | |||||
2,365 | Carter’s, Inc | 207 | ||||||
379 | * | Cavco Industries, Inc | 30 | |||||
12,103 | Coach, Inc | 455 | ||||||
1,124 | Columbia Sportswear Co | 50 | ||||||
4,050 | * | CROCS, Inc | 51 | |||||
269 | CSS Industries, Inc | 7 | ||||||
222 | Culp, Inc | 5 | ||||||
1,570 | * | Deckers Outdoor Corp | 143 | |||||
12,692 | DR Horton, Inc | 321 | ||||||
458 | Escalade, Inc | 7 | ||||||
1,299 | Ethan Allen Interiors, Inc | 40 | ||||||
59 | Flexsteel Industries, Inc | 2 | ||||||
2,061 | * | Fossil Group, Inc | 228 | |||||
5,330 | e | Garmin Ltd | 282 | |||||
811 | * | G-III Apparel Group Ltd | 82 | |||||
792 | *,e | GoPro, Inc | 50 | |||||
4,310 | Hanesbrands, Inc | 481 | ||||||
2,907 | Harman International Industries, Inc | 310 | ||||||
5,109 | Hasbro, Inc | 281 | ||||||
1,227 | * | Helen of Troy Ltd | 80 | |||||
4,761 | *,e | Hovnanian Enterprises, Inc (Class A) | 20 | |||||
2,023 | * | Iconix Brand Group, Inc | 68 | |||||
1,204 | *,e | iRobot Corp | 42 | |||||
816 | *,e | Jakks Pacific, Inc | 6 | |||||
7,728 | * | Jarden Corp | 370 | |||||
232 | Johnson Outdoors, Inc | 7 | ||||||
5,284 | * | Kate Spade & Co | 169 | |||||
3,831 | e | KB Home | 63 | |||||
2,552 | La-Z-Boy, Inc | 69 | ||||||
2,910 | *,e | Leapfrog Enterprises, Inc | 14 | |||||
6,125 | Leggett & Platt, Inc | 261 | ||||||
7,572 | e | Lennar Corp (Class A) | 339 | |||||
624 | * | LGI Homes, Inc | 9 | |||||
847 | * | Libbey, Inc | 27 | |||||
362 | Lifetime Brands, Inc | 6 | ||||||
862 | * | M/I Homes, Inc | 20 | |||||
300 | * | Malibu Boats Inc | 6 | |||||
441 | Marine Products Corp | 4 | ||||||
14,917 | Mattel, Inc | 462 | ||||||
1,887 | e | MDC Holdings, Inc | 50 | |||||
1,657 | * | Meritage Homes Corp | 60 | |||||
8,934 | * | Michael Kors Holdings Ltd | 671 | |||||
2,729 | * | Mohawk Industries, Inc | 424 | |||||
817 | Movado Group, Inc | 23 | ||||||
271 | Nacco Industries, Inc (Class A) | 16 | ||||||
1,389 | * | Nautilus, Inc | 21 | |||||
12,211 | Newell Rubbermaid, Inc | 465 | ||||||
30,082 | Nike, Inc (Class B) | 2,892 | ||||||
189 | * | NVR, Inc | 241 | |||||
621 | Oxford Industries, Inc | 34 | ||||||
546 | * | Perry Ellis International, Inc | 14 | |||||
3,635 | Phillips-Van Heusen Corp | 466 | ||||||
2,930 | Polaris Industries, Inc | 443 | ||||||
1,760 | Pool Corp | 112 | ||||||
16,729 | Pulte Homes, Inc | 359 | ||||||
6,076 | *,e | Quiksilver, Inc | 13 | |||||
2,484 | Ralph Lauren Corp | 460 | ||||||
2,065 | Ryland Group, Inc | 80 | ||||||
1,734 | * | Skechers U.S.A., Inc (Class A) | 96 | |||||
796 | * | Skullcandy, Inc | 7 | |||||
2,449 | *,e | Smith & Wesson Holding Corp | 23 | |||||
6,786 | * | Standard-Pacific Corp | 49 | |||||
2,682 | * | Steven Madden Ltd | 85 | |||||
887 | e | Sturm Ruger & Co, Inc | 31 |
11
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
995 | * | Taylor Morrison Home Corp | $ | 19 | ||||
2,758 | * | Tempur-Pedic International, Inc | 151 | |||||
7,450 | * | Toll Brothers, Inc | 255 | |||||
5,510 | * | TRI Pointe Homes, Inc | 84 | |||||
2,191 | * | Tumi Holdings, Inc | 52 | |||||
2,245 | Tupperware Corp | 141 | ||||||
7,664 | * | Under Armour, Inc (Class A) | 520 | |||||
700 | * | Unifi, Inc | 21 | |||||
787 | * | Universal Electronics, Inc | 51 | |||||
1,001 | *,e | Vera Bradley, Inc | 20 | |||||
14,670 | VF Corp | 1,099 | ||||||
499 | * | Vince Holding Corp | 13 | |||||
495 | * | WCI Communities, Inc | 10 | |||||
378 | Weyco Group, Inc | 11 | ||||||
3,317 | Whirlpool Corp | 643 | ||||||
638 | * | William Lyon Homes, Inc | 13 | |||||
4,604 | Wolverine World Wide, Inc | 136 | ||||||
|
| |||||||
TOTAL CONSUMER DURABLES & APPAREL | 15,732 | |||||||
|
| |||||||
CONSUMER SERVICES - 2.1% | ||||||||
462 | *,e | 2U, Inc | 9 | |||||
812 | * | American Public Education, Inc | 30 | |||||
4,416 | * | Apollo Group, Inc (Class A) | 151 | |||||
1,550 | ARAMARK Holdings Corp | 48 | ||||||
692 | * | Ascent Media Corp (Series A) | 37 | |||||
4,377 | * | Belmond Ltd. | 54 | |||||
1,195 | * | BJ’s Restaurants, Inc | 60 | |||||
3,391 | * | Bloomin’ Brands, Inc | 84 | |||||
1,085 | Bob Evans Farms, Inc | 56 | ||||||
3,388 | * | Boyd Gaming Corp | 43 | |||||
987 | * | Bravo Brio Restaurant Group, Inc | 14 | |||||
877 | * | Bridgepoint Education, Inc | 10 | |||||
1,362 | * | Bright Horizons Family Solutions | 64 | |||||
2,939 | Brinker International, Inc | 172 | ||||||
859 | * | Buffalo Wild Wings, Inc | 155 | |||||
2,101 | * | Caesars Acquisition Co | 22 | |||||
1,990 | *,e | Caesars Entertainment Corp | 31 | |||||
428 | Capella Education Co | 33 | ||||||
3,103 | * | Career Education Corp | 22 | |||||
18,132 | Carnival Corp | 822 | ||||||
741 | Carriage Services, Inc | 15 | ||||||
1,619 | * | Carrols Restaurant Group, Inc | 12 | |||||
749 | CBRL Group, Inc | 105 | ||||||
2,203 | Cheesecake Factory | 111 | ||||||
3,194 | *,e | Chegg, Inc | 22 | |||||
1,342 | * | Chipotle Mexican Grill, Inc (Class A) | 919 | |||||
1,471 | Choice Hotels International, Inc | 82 | ||||||
595 | Churchill Downs, Inc | 57 | ||||||
751 | * | Chuy’s Holdings, Inc | 15 | |||||
770 | ClubCorp Holdings, Inc | 14 | ||||||
328 | Collectors Universe | 7 | ||||||
5,864 | Darden Restaurants, Inc | 344 | ||||||
1,033 | * | Del Frisco’s Restaurant Group, Inc | 24 | |||||
4,746 | * | Denny’s Corp | 49 | |||||
2,747 | DeVry, Inc | 130 | ||||||
1,565 | * | Diamond Resorts International, Inc | 44 | |||||
740 | DineEquity, Inc | 77 | ||||||
2,534 | Domino’s Pizza, Inc | 239 | ||||||
4,115 | Dunkin Brands Group, Inc | 175 | ||||||
191 | * | Famous Dave’s of America, Inc | 5 | |||||
1,193 | * | Fiesta Restaurant Group, Inc | 73 | |||||
141 | Graham Holdings Co | 122 | ||||||
2,029 | * | Grand Canyon Education, Inc | 95 | |||||
12,230 | H&R Block, Inc | 412 |
12
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,630 | * | Hilton Worldwide Holdings, Inc | $ | 147 | ||||
4,828 | * | Houghton Mifflin Harcourt Co | 100 | |||||
1,831 | * | Hyatt Hotels Corp | 110 | |||||
309 | *,e | Ignite Restaurant Group, Inc | 2 | |||||
10,904 | International Game Technology | 188 | ||||||
903 | International Speedway Corp (Class A) | 29 | ||||||
1,901 | Interval Leisure Group, Inc | 40 | ||||||
634 | * | Intrawest Resorts Holdings Inc | 8 | |||||
1,142 | * | Isle of Capri Casinos, Inc | 10 | |||||
1,765 | Jack in the Box, Inc | 141 | ||||||
649 | * | Jamba, Inc | 10 | |||||
1,518 | * | K12, Inc | 18 | |||||
2,917 | * | Krispy Kreme Doughnuts, Inc | 58 | |||||
1,970 | * | La Quinta Holdings, Inc | 43 | |||||
16,268 | Las Vegas Sands Corp | 946 | ||||||
203 | * | Liberty Tax, Inc | 7 | |||||
1,606 | * | Life Time Fitness, Inc | 91 | |||||
3,575 | * | LifeLock, Inc | 66 | |||||
840 | Marcus Corp | 16 | ||||||
9,780 | Marriott International, Inc (Class A) | 763 | ||||||
1,250 | Marriott Vacations Worldwide Corp | 93 | ||||||
42,599 | McDonald’s Corp | 3,992 | ||||||
16,424 | * | MGM Mirage | 351 | |||||
388 | * | Monarch Casino & Resort, Inc | 6 | |||||
1,158 | * | Morgans Hotel Group Co | 9 | |||||
141 | * | Nathan’s Famous, Inc | 11 | |||||
400 | * | Noodles & Co | 11 | |||||
4,017 | * | Norwegian Cruise Line Holdings Ltd | 188 | |||||
1,036 | *,e | Panera Bread Co (Class A) | 181 | |||||
1,434 | Papa John’s International, Inc | 80 | ||||||
3,077 | * | Penn National Gaming, Inc | 42 | |||||
2,455 | * | Pinnacle Entertainment, Inc | 55 | |||||
1,093 | * | Popeyes Louisiana Kitchen, Inc | 61 | |||||
675 | *,e | Potbelly Corp | 9 | |||||
666 | * | Red Robin Gourmet Burgers, Inc | 51 | |||||
2,200 | * | Regis Corp | 37 | |||||
1 | * | Restaurant Brands International LP | 0 | ^ | ||||
8,978 | * | Restaurant Brands International, Inc | 350 | |||||
7,330 | Royal Caribbean Cruises Ltd | 604 | ||||||
3,070 | * | Ruby Tuesday, Inc | 21 | |||||
1,588 | Ruth’s Chris Steak House, Inc | 24 | ||||||
1,968 | *,e | Scientific Games Corp (Class A) | 25 | |||||
2,991 | SeaWorld Entertainment, Inc | 54 | ||||||
9,418 | Service Corp International | 214 | ||||||
1,417 | * | ServiceMaster Global Holdings, Inc | 38 | |||||
3,014 | Six Flags Entertainment Corp | 130 | ||||||
2,451 | Sonic Corp | 67 | ||||||
2,534 | Sotheby’s (Class A) | 109 | ||||||
581 | Speedway Motorsports, Inc | 13 | ||||||
32,396 | Starbucks Corp | 2,658 | ||||||
7,783 | Starwood Hotels & Resorts Worldwide, Inc | 631 | ||||||
81 | * | Steak N Shake Co | 32 | |||||
636 | * | Steiner Leisure Ltd | 29 | |||||
491 | * | Strayer Education, Inc | 36 | |||||
2,872 | Texas Roadhouse, Inc (Class A) | 97 | ||||||
1,028 | Universal Technical Institute, Inc | 10 | ||||||
1,645 | Vail Resorts, Inc | 150 | ||||||
572 | *,e | Weight Watchers International, Inc | 14 | |||||
12,106 | Wendy’s | 109 | ||||||
5,619 | Wyndham Worldwide Corp | 482 | ||||||
3,468 | Wynn Resorts Ltd | 516 | ||||||
18,909 | Yum! Brands, Inc | 1,377 | ||||||
266 | *,e | Zoe’s Kitchen, Inc | 8 | |||||
|
| |||||||
TOTAL CONSUMER SERVICES | 20,833 | |||||||
|
|
13
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
DIVERSIFIED FINANCIALS - 4.2% | ||||||||
2,314 | * | Affiliated Managers Group, Inc | $ | 491 | ||||
11,926 | * | Ally Financial, Inc | 282 | |||||
39,087 | American Express Co | 3,637 | ||||||
8,182 | Ameriprise Financial, Inc | 1,082 | ||||||
727 | e | Arlington Asset Investment Corp (Class A) | 19 | |||||
1,215 | Artisan Partners Asset Management, Inc | 61 | ||||||
35 | * | Ashford, Inc | 3 | |||||
49,267 | Bank of New York Mellon Corp | 1,999 | ||||||
7,666 | BGC Partners, Inc (Class A) | 70 | ||||||
5,508 | BlackRock, Inc | 1,969 | ||||||
1,288 | Calamos Asset Management, Inc (Class A) | 17 | ||||||
24,707 | Capital One Financial Corp | 2,040 | ||||||
1,340 | Cash America International, Inc | 30 | ||||||
3,805 | CBOE Holdings, Inc | 241 | ||||||
48,819 | Charles Schwab Corp | 1,474 | ||||||
13,792 | CME Group, Inc | 1,223 | ||||||
1,086 | e | Cohen & Steers, Inc | 46 | |||||
594 | * | Consumer Portfolio Services, Inc | 4 | |||||
5,330 | * | Cowen Group, Inc | 26 | |||||
295 | * | Credit Acceptance Corp | 40 | |||||
118 | Diamond Hill Investment Group, Inc | 16 | ||||||
19,916 | Discover Financial Services | 1,304 | ||||||
12,938 | * | E*Trade Financial Corp | 314 | |||||
5,318 | Eaton Vance Corp | 218 | ||||||
1,165 | *,e | Encore Capital Group, Inc | 52 | |||||
1,226 | * | Enova International, Inc | 27 | |||||
1,394 | Evercore Partners, Inc (Class A) | 73 | ||||||
2,322 | * | Ezcorp, Inc (Class A) | 27 | |||||
673 | * | FBR & Co | 17 | |||||
4,144 | e | Federated Investors, Inc (Class B) | 136 | |||||
2,248 | e | Financial Engines, Inc | 82 | |||||
1,340 | * | First Cash Financial Services, Inc | 75 | |||||
3,713 | * | FNFV Group | 58 | |||||
17,158 | Franklin Resources, Inc | 950 | ||||||
1,682 | e | FXCM, Inc | 28 | |||||
1,067 | Gain Capital Holdings, Inc | 10 | ||||||
349 | GAMCO Investors, Inc (Class A) | 31 | ||||||
3,928 | GFI Group, Inc | 21 | ||||||
19,319 | Goldman Sachs Group, Inc | 3,745 | ||||||
1,122 | * | Green Dot Corp | 23 | |||||
1,492 | Greenhill & Co, Inc | 65 | ||||||
1,489 | HFF, Inc (Class A) | 53 | ||||||
2,025 | Interactive Brokers Group, Inc (Class A) | 59 | ||||||
4,985 | IntercontinentalExchange Group, Inc | 1,093 | ||||||
675 | * | International Assets Holding Corp | 14 | |||||
19,098 | Invesco Ltd | 755 | ||||||
1,857 | * | Investment Technology Group, Inc | 39 | |||||
22,748 | e | iShares Russell 3000 Index Fund | 2,782 | |||||
6,720 | e | Janus Capital Group, Inc | 108 | |||||
525 | * | JG Wentworth Co | 6 | |||||
1,997 | * | KCG Holdings, Inc | 23 | |||||
5,033 | * | Ladenburg Thalmann Financial Services, Inc | 20 | |||||
5,453 | Lazard Ltd (Class A) | 273 | ||||||
4,465 | Legg Mason, Inc | 238 | ||||||
16,253 | Leucadia National Corp | 364 | ||||||
3,861 | LPL Financial Holdings, Inc | 172 | ||||||
671 | Manning & Napier, Inc | 9 | ||||||
359 | * | Marcus & Millichap, Inc | 12 | |||||
1,771 | MarketAxess Holdings, Inc | 127 | ||||||
418 | Marlin Business Services Corp | 9 | ||||||
11,786 | McGraw-Hill Financial, Inc | 1,049 | ||||||
329 | Moelis & Co | 11 | ||||||
8,139 | �� | Moody’s Corp | 780 | |||||
65,854 | Morgan Stanley | 2,555 |
14
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,961 | MSCI, Inc (Class A) | $ | 235 | |||||
5,098 | NASDAQ OMX Group, Inc | 245 | ||||||
17,953 | Navient Corp | 388 | ||||||
444 | Nelnet, Inc (Class A) | 21 | ||||||
959 | * | NewStar Financial, Inc | 12 | |||||
489 | * | Nicholas Financial, Inc | 7 | |||||
10,086 | Northern Trust Corp | 680 | ||||||
8,103 | NorthStar Asset Management Group, Inc | 183 | ||||||
448 | Oppenheimer Holdings, Inc | 10 | ||||||
2,595 | *,e | PHH Corp | 62 | |||||
1,198 | * | Pico Holdings, Inc | 23 | |||||
935 | * | Piper Jaffray Cos | 54 | |||||
2,236 | * | PRA Group, Inc | 130 | |||||
527 | Pzena Investment Management, Inc (Class A) | 5 | ||||||
5,235 | Raymond James Financial, Inc | 300 | ||||||
231 | * | Regional Management Corp | 4 | |||||
606 | Resource America, Inc (Class A) | 5 | ||||||
1,299 | * | Safeguard Scientifics, Inc | 26 | |||||
3,870 | Santander Consumer USA Holdings, Inc | 76 | ||||||
5,842 | SEI Investments Co | 234 | ||||||
19,100 | SLM Corp | 195 | ||||||
9,200 | SPDR Trust Series 1 | 1,891 | ||||||
1,210 | *,e | Springleaf Holdings, Inc | 44 | |||||
18,409 | State Street Corp | 1,445 | ||||||
2,900 | * | Stifel Financial Corp | 148 | |||||
1,726 | *,e | SWS Group, Inc | 12 | |||||
5,586 | * | Synchrony Financial | 166 | |||||
11,148 | T Rowe Price Group, Inc | 957 | ||||||
11,740 | TD Ameritrade Holding Corp | 420 | ||||||
311 | Virtus Investment Partners, Inc | 53 | ||||||
5,830 | Voya Financial, Inc | 247 | ||||||
3,755 | Waddell & Reed Financial, Inc (Class A) | 187 | ||||||
1,683 | *,e | Walter Investment Management Corp | 28 | |||||
322 | Westwood Holdings Group, Inc | 20 | ||||||
4,611 | WisdomTree Investments, Inc | 72 | ||||||
187 | *,e | World Acceptance Corp | 15 | |||||
|
| |||||||
TOTAL DIVERSIFIED FINANCIALS | 41,177 | |||||||
|
| |||||||
ENERGY - 7.5% | ||||||||
4,200 | *,e | Abraxas Petroleum Corp | 12 | |||||
99 | Adams Resources & Energy, Inc | 5 | ||||||
783 | Alon USA Energy, Inc | 10 | ||||||
885 | * | Amyris Biotechnologies, Inc | 2 | |||||
21,812 | Anadarko Petroleum Corp | 1,799 | ||||||
2,348 | * | Antero Resources Corp | 95 | |||||
16,806 | Apache Corp | 1,053 | ||||||
460 | * | APCO Argentina, Inc | 6 | |||||
1,605 | *,e | Approach Resources, Inc | 10 | |||||
9,903 | e | Arch Coal, Inc | 18 | |||||
224 | e | Ardmore Shipping Corp | 3 | |||||
2,302 | * | Atwood Oceanics, Inc | 65 | |||||
18,847 | Baker Hughes, Inc | 1,057 | ||||||
1,205 | * | Basic Energy Services, Inc | 8 | |||||
2,221 | * | Bill Barrett Corp | 25 | |||||
1,448 | * | Bonanza Creek Energy, Inc | 35 | |||||
1,469 | Bristow Group, Inc | 97 | ||||||
2,159 | * | C&J Energy Services, Inc | 29 | |||||
17,988 | Cabot Oil & Gas Corp | 533 | ||||||
13,608 | * | California Resources Corp | 75 | |||||
1,777 | * | Callon Petroleum Co | 10 | |||||
9,006 | * | Cameron International Corp | 450 | |||||
905 | e | CARBO Ceramics, Inc | 36 | |||||
1,963 | * | Carrizo Oil & Gas, Inc | 82 | |||||
2,040 | *,e | CHC Group Ltd | 7 |
15
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
10,205 | * | Cheniere Energy, Inc | $ | 718 | ||||
23,204 | Chesapeake Energy Corp | 454 | ||||||
81,933 | Chevron Corp | 9,191 | ||||||
3,794 | Cimarex Energy Co | 402 | ||||||
262 | * | Clayton Williams Energy, Inc | 17 | |||||
3,211 | *,e | Clean Energy Fuels Corp | 16 | |||||
2,429 | * | Cloud Peak Energy, Inc | 22 | |||||
15,473 | * | Cobalt International Energy, Inc | 138 | |||||
2,095 | e | Comstock Resources, Inc | 14 | |||||
4,974 | * | Concho Resources, Inc | 496 | |||||
52,887 | ConocoPhillips | 3,652 | ||||||
10,148 | Consol Energy, Inc | 343 | ||||||
670 | * | Contango Oil & Gas Co | 20 | |||||
3,512 | *,e | Continental Resources, Inc | 135 | |||||
762 | e | CVR Energy, Inc | 29 | |||||
378 | Dawson Geophysical Co | 5 | ||||||
1,604 | Delek US Holdings, Inc | 44 | ||||||
15,447 | e | Denbury Resources, Inc | 126 | |||||
17,656 | Devon Energy Corp | 1,081 | ||||||
3,122 | DHT Holdings, Inc | 23 | ||||||
2,463 | e | Diamond Offshore Drilling, Inc | 90 | |||||
1,685 | * | Diamondback Energy, Inc | 101 | |||||
329 | * | Dorian LPG Ltd | 5 | |||||
3,226 | * | Dresser-Rand Group, Inc | 264 | |||||
1,710 | * | Dril-Quip, Inc | 131 | |||||
2,450 | *,e | Emerald Oil, Inc | 3 | |||||
3,245 | Energen Corp | 207 | ||||||
2,653 | e | Energy XXI Bermuda Ltd | 9 | |||||
23,652 | EOG Resources, Inc | 2,178 | ||||||
2,050 | *,e | EP Energy Corp | 21 | |||||
6,694 | EQT Corp | 507 | ||||||
891 | * | Era Group, Inc | 19 | |||||
668 | Evolution Petroleum Corp | 5 | ||||||
7,464 | e | EXCO Resources, Inc | 16 | |||||
2,632 | Exterran Holdings, Inc | 86 | ||||||
185,011 | Exxon Mobil Corp | 17,104 | ||||||
10,066 | * | FMC Technologies, Inc | 471 | |||||
1,662 | * | Forum Energy Technologies, Inc | 34 | |||||
1,860 | e | Frank’s International NV | 31 | |||||
2,722 | *,e | Frontline Ltd | 7 | |||||
2,612 | *,e | FX Energy, Inc | 4 | |||||
1,114 | GasLog Ltd | 23 | ||||||
2,282 | * | Gastar Exploration, Inc | 5 | |||||
626 | * | Geospace Technologies Corp | 17 | |||||
519 | *,e | Glori Energy, Inc | 2 | |||||
2,014 | e | Golar LNG Ltd | 73 | |||||
1,342 | *,e | Goodrich Petroleum Corp | 6 | |||||
1,640 | Green Plains Renewable Energy, Inc | 41 | ||||||
727 | Gulf Island Fabrication, Inc | 14 | ||||||
1,158 | e | Gulfmark Offshore, Inc | 28 | |||||
3,777 | * | Gulfport Energy Corp | 158 | |||||
4,717 | *,e | Halcon Resources Corp | 8 | |||||
36,549 | Halliburton Co | 1,437 | ||||||
1,942 | *,e | Harvest Natural Resources, Inc | 4 | |||||
4,809 | * | Helix Energy Solutions Group, Inc | 104 | |||||
4,205 | Helmerich & Payne, Inc | 283 | ||||||
6,596 | *,e | Hercules Offshore, Inc | 7 | |||||
11,991 | Hess Corp | 885 | ||||||
8,778 | Holly Corp | 329 | ||||||
1,645 | * | Hornbeck Offshore Services, Inc | 41 | |||||
6,522 | * | ION Geophysical Corp | 18 | |||||
61 | * | Isramco, Inc | 8 | |||||
6,174 | * | Key Energy Services, Inc | 10 | |||||
58,719 | Kinder Morgan, Inc | 2,484 | ||||||
4,626 | * | Kosmos Energy LLC | 39 |
16
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,428 | *,e | Laredo Petroleum Holdings, Inc | $ | 35 | ||||
8,756 | *,e | Magnum Hunter Resources Corp | 27 | |||||
29,307 | Marathon Oil Corp | 829 | ||||||
10,880 | Marathon Petroleum Corp | 982 | ||||||
3,228 | * | Matador Resources Co | 65 | |||||
1,193 | * | Matrix Service Co | 27 | |||||
10,530 | *,e | McDermott International, Inc | 31 | |||||
1,803 | * | Memorial Resource Development Corp | 33 | |||||
1,188 | *,e | Midstates Petroleum Co, Inc | 2 | |||||
738 | *,e | Miller Petroleum, Inc | 1 | |||||
507 | * | Mitcham Industries, Inc | 3 | |||||
7,704 | Murphy Oil Corp | 389 | ||||||
13,140 | Nabors Industries Ltd | 171 | ||||||
18,330 | National Oilwell Varco, Inc | 1,201 | ||||||
561 | * | Natural Gas Services Group, Inc | 13 | |||||
3,582 | Navios Maritime Acq Corp | 13 | ||||||
5,911 | * | Newfield Exploration Co | 160 | |||||
3,910 | * | Newpark Resources, Inc | 37 | |||||
15,620 | Noble Energy, Inc | 741 | ||||||
3,925 | e | Nordic American Tanker Shipping | 40 | |||||
2,710 | e | North Atlantic Drilling Ltd | 4 | |||||
3,091 | *,e | Northern Oil And Gas, Inc | 17 | |||||
645 | *,e | Nuverra Environmental Solutions, Inc | 4 | |||||
4,474 | *,e | Oasis Petroleum, Inc | 74 | |||||
33,778 | Occidental Petroleum Corp | 2,723 | ||||||
4,771 | Oceaneering International, Inc | 281 | ||||||
2,073 | * | Oil States International, Inc | 101 | |||||
9,177 | Oneok, Inc | 457 | ||||||
656 | *,e | Pacific Ethanol, Inc | 7 | |||||
648 | Panhandle Oil and Gas, Inc (Class A) | 15 | ||||||
5,410 | * | Parker Drilling Co | 17 | |||||
2,213 | *,e | Parsley Energy, Inc | 35 | |||||
6,387 | Patterson-UTI Energy, Inc | 106 | ||||||
2,988 | PBF Energy, Inc | 80 | ||||||
1,585 | * | PDC Energy, Inc | 65 | |||||
11,958 | e | Peabody Energy Corp | 93 | |||||
2,923 | *,e | Penn Virginia Corp | 20 | |||||
2,768 | * | Petroquest Energy, Inc | 10 | |||||
620 | * | PHI, Inc | 23 | |||||
24,454 | Phillips 66 | 1,753 | ||||||
2,681 | * | Pioneer Energy Services Corp | 15 | |||||
6,205 | Pioneer Natural Resources Co | 924 | ||||||
8,195 | Questar Market Resources, Inc | 166 | ||||||
6,987 | Range Resources Corp | 373 | ||||||
970 | * | Renewable Energy Group, Inc | 9 | |||||
3,121 | *,e | Resolute Energy Corp | 4 | |||||
2,049 | *,e | Rex Energy Corp | 10 | |||||
303 | * | Rex Stores Corp | 19 | |||||
2,217 | * | Rice Energy, Inc | 46 | |||||
611 | * | RigNet, Inc | 25 | |||||
843 | * | Ring Energy, Inc | 9 | |||||
2,709 | * | Rosetta Resources, Inc | 60 | |||||
5,316 | Rowan Cos plc | 124 | ||||||
3,162 | RPC, Inc | 41 | ||||||
972 | *,e | RSP Permian, Inc | 24 | |||||
2,020 | *,e | Sanchez Energy Corp | 19 | |||||
17,351 | *,e | SandRidge Energy, Inc | 32 | |||||
56,196 | Schlumberger Ltd | 4,800 | ||||||
7,391 | Scorpio Tankers, Inc | 64 | ||||||
891 | * | SEACOR Holdings, Inc | 66 | |||||
15,398 | e | Seadrill Ltd | 184 | |||||
2,014 | SemGroup Corp | 138 | ||||||
1,828 | * | Seventy Seven Energy, Inc | 10 | |||||
2,365 | e | Ship Finance International Ltd | 33 | |||||
15,477 | * | Southwestern Energy Co | 422 |
17
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
28,586 | Spectra Energy Corp | $ | 1,038 | |||||
2,953 | St. Mary Land & Exploration Co | 114 | ||||||
2,483 | * | Stone Energy Corp | 42 | |||||
6,925 | Superior Energy Services | 140 | ||||||
2,133 | *,e | Swift Energy Co | 9 | |||||
2,962 | * | Synergy Resources Corp | 37 | |||||
1,414 | Targa Resources Investments, Inc | 150 | ||||||
2,010 | Teekay Corp | 102 | ||||||
2,124 | e | Teekay Tankers Ltd (Class A) | 11 | |||||
1,519 | Tesco Corp | 19 | ||||||
5,702 | Tesoro Corp | 424 | ||||||
3,896 | * | Tetra Technologies, Inc | 26 | |||||
2,198 | e | Tidewater, Inc | 71 | |||||
1,041 | * | TransAtlantic Petroleum Ltd | 6 | |||||
3,320 | *,e | Triangle Petroleum Corp | 16 | |||||
6,760 | *,e | Ultra Petroleum Corp | 89 | |||||
2,246 | * | Unit Corp | 77 | |||||
2,578 | * | Vaalco Energy, Inc | 12 | |||||
22,751 | Valero Energy Corp | 1,126 | ||||||
9,477 | * | Vantage Drilling Co | 5 | |||||
1,693 | W&T Offshore, Inc | 12 | ||||||
3,436 | * | Warren Resources, Inc | 6 | |||||
2,337 | Western Refining, Inc | 88 | ||||||
510 | * | Westmoreland Coal Co | 17 | |||||
7,204 | * | Whiting Petroleum Corp | 238 | |||||
2,126 | * | Willbros Group, Inc | 13 | |||||
32,617 | Williams Cos, Inc | 1,466 | ||||||
3,179 | World Fuel Services Corp | 149 | ||||||
9,159 | * | WPX Energy, Inc | 107 | |||||
|
| |||||||
TOTAL ENERGY | 73,677 | |||||||
|
| |||||||
FOOD & STAPLES RETAILING - 2.2% | ||||||||
1,284 | * | Andersons, Inc | 68 | |||||
1,457 | Casey’s General Stores, Inc | 132 | ||||||
776 | * | Chefs’ Warehouse Holdings, Inc | 18 | |||||
18,900 | Costco Wholesale Corp | 2,679 | ||||||
50,465 | CVS Corp | 4,860 | ||||||
715 | *,e | Fairway Group Holdings Corp | 2 | |||||
1,879 | *,e | Fresh Market, Inc | 77 | |||||
700 | Ingles Markets, Inc (Class A) | 26 | ||||||
21,781 | Kroger Co | 1,399 | ||||||
1,422 | e | Liberator Medical Holdings, Inc | 4 | |||||
345 | *,e | Natural Grocers by Vitamin C | 10 | |||||
1,214 | * | Pantry, Inc | 45 | |||||
647 | Pricesmart, Inc | 59 | ||||||
41,050 | * | Rite Aid Corp | 309 | |||||
1,140 | * | Roundy’s, Inc | 5 | |||||
10,175 | Safeway, Inc | 357 | ||||||
1,809 | Spartan Stores, Inc | 47 | ||||||
4,324 | *,e | Sprouts Farmers Market, Inc | 147 | |||||
9,250 | * | Supervalu, Inc | 90 | |||||
25,264 | Sysco Corp | 1,003 | ||||||
2,264 | * | United Natural Foods, Inc | 175 | |||||
292 | Village Super Market (Class A) | 8 | ||||||
41,060 | Walgreens Boots Alliance, Inc | 3,129 | ||||||
68,893 | Wal-Mart Stores, Inc | 5,917 | ||||||
145 | Weis Markets, Inc | 7 | ||||||
15,734 | Whole Foods Market, Inc | 793 | ||||||
|
| |||||||
TOTAL FOOD & STAPLES RETAILING | 21,366 | |||||||
|
| |||||||
FOOD, BEVERAGE & TOBACCO - 4.5% | ||||||||
136 | Alico, Inc | 7 | ||||||
3,943 | * | Alliance One International, Inc | 6 | |||||
85,782 | Altria Group, Inc | 4,226 |
18
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
28,114 | Archer Daniels Midland Co | $ | 1,462 | |||||
2,348 | B&G Foods, Inc (Class A) | 70 | ||||||
387 | * | Boston Beer Co, Inc (Class A) | 112 | |||||
2,588 | * | Boulder Brands, Inc | 29 | |||||
6,581 | Brown-Forman Corp (Class B) | 578 | ||||||
6,243 | Bunge Ltd | 568 | ||||||
555 | Calavo Growers, Inc | 26 | ||||||
1,364 | e | Cal-Maine Foods, Inc | 53 | |||||
7,710 | Campbell Soup Co | 339 | ||||||
2,584 | * | Chiquita Brands International, Inc | 37 | |||||
263 | Coca-Cola Bottling Co Consolidated | 23 | ||||||
171,716 | Coca-Cola Co | 7,250 | ||||||
11,105 | Coca-Cola Enterprises, Inc | 491 | ||||||
18,044 | ConAgra Foods, Inc | 655 | ||||||
6,627 | * | Constellation Brands, Inc (Class A) | 651 | |||||
7,267 | * | Darling International, Inc | 132 | |||||
4,379 | Dean Foods Co | 85 | ||||||
1,154 | * | Diamond Foods, Inc | 33 | |||||
8,370 | Dr Pepper Snapple Group, Inc | 600 | ||||||
288 | * | Farmer Bros Co | 8 | |||||
7,843 | Flowers Foods, Inc | 151 | ||||||
1,051 | Fresh Del Monte Produce, Inc | 35 | ||||||
26,284 | General Mills, Inc | 1,402 | ||||||
4,434 | *,e | Hain Celestial Group, Inc | 258 | |||||
6,343 | Hershey Co | 659 | ||||||
5,828 | Hormel Foods Corp | 304 | ||||||
3,193 | Ingredion, Inc | 271 | ||||||
649 | * | Inventure Foods, Inc | 8 | |||||
652 | J&J Snack Foods Corp | 71 | ||||||
4,313 | J.M. Smucker Co | 436 | ||||||
368 | John B. Sanfilippo & Son, Inc | 17 | ||||||
11,020 | Kellogg Co | 721 | ||||||
6,107 | Keurig Green Mountain, Inc | 809 | ||||||
25,603 | Kraft Foods Group, Inc | 1,604 | ||||||
578 | Lancaster Colony Corp | 54 | ||||||
2,170 | Lance, Inc | 66 | ||||||
179 | *,e | Lifeway Foods, Inc | 3 | |||||
443 | Limoneira Co | 11 | ||||||
15,673 | Lorillard, Inc | 986 | ||||||
5,451 | McCormick & Co, Inc | 405 | ||||||
8,746 | Mead Johnson Nutrition Co | 879 | ||||||
5,964 | Molson Coors Brewing Co (Class B) | 444 | ||||||
72,801 | Mondelez International, Inc | 2,645 | ||||||
6,121 | * | Monster Beverage Corp | 663 | |||||
621 | * | National Beverage Corp | 14 | |||||
996 | * | Omega Protein Corp | 11 | |||||
65,185 | PepsiCo, Inc | 6,164 | ||||||
67,980 | Philip Morris International, Inc | 5,537 | ||||||
2,936 | *,e | Pilgrim’s Pride Corp | 96 | |||||
2,403 | Pinnacle Foods, Inc | 85 | ||||||
1,943 | * | Post Holdings, Inc | 81 | |||||
13,307 | Reynolds American, Inc | 855 | ||||||
1,050 | e | Sanderson Farms, Inc | 88 | |||||
13 | * | Seaboard Corp | 55 | |||||
365 | * | Seneca Foods Corp | 10 | |||||
889 | *,e | Synutra International, Inc | 5 | |||||
932 | e | Tootsie Roll Industries, Inc | 29 | |||||
1,662 | * | TreeHouse Foods, Inc | 142 | |||||
11,762 | Tyson Foods, Inc (Class A) | 472 | ||||||
777 | e | Universal Corp | 34 | |||||
2,908 | e | Vector Group Ltd | 62 | |||||
7,674 | * | WhiteWave Foods Co (Class A) | 269 | |||||
|
| |||||||
TOTAL FOOD, BEVERAGE & TOBACCO | 44,352 | |||||||
|
|
19
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
HEALTH CARE EQUIPMENT & SERVICES - 5.0% | ||||||||
1,018 | e | Abaxis, Inc | $ | 58 | ||||
64,641 | Abbott Laboratories | 2,910 | ||||||
1,811 | * | Abiomed, Inc | 69 | |||||
1,625 | * | Acadia Healthcare Co, Inc | 99 | |||||
3,073 | *,e | Accuray, Inc | 23 | |||||
255 | * | Addus HomeCare Corp | 6 | |||||
15,263 | Aetna, Inc | 1,356 | ||||||
1,872 | *,e | Air Methods Corp | 82 | |||||
3,602 | * | Align Technology, Inc | 201 | |||||
253 | * | Alliance HealthCare Services, Inc | 5 | |||||
8,310 | * | Allscripts Healthcare Solutions, Inc | 106 | |||||
380 | * | Almost Family, Inc | 11 | |||||
1,533 | * | Amedisys, Inc | 45 | |||||
9,745 | AmerisourceBergen Corp | 879 | ||||||
2,008 | * | AMN Healthcare Services, Inc | 39 | |||||
1,528 | * | Amsurg Corp | 84 | |||||
558 | Analogic Corp | 47 | ||||||
1,310 | * | Angiodynamics, Inc | 25 | |||||
566 | * | Anika Therapeutics, Inc | 23 | |||||
5,177 | *,e | Antares Pharma, Inc | 13 | |||||
12,013 | Anthem, Inc | 1,510 | ||||||
1,670 | *,e | athenahealth, Inc | 243 | |||||
1,229 | * | AtriCure, Inc | 25 | |||||
86 | Atrion Corp | 29 | ||||||
3,271 | Bard (C.R.), Inc | 545 | ||||||
23,378 | Baxter International, Inc | 1,713 | ||||||
8,365 | Becton Dickinson & Co | 1,164 | ||||||
1,119 | *,e | Bio-Reference Labs, Inc | 36 | |||||
2,663 | *,e | BioScrip, Inc | 19 | |||||
1,148 | * | BioTelemetry, Inc | 12 | |||||
58,350 | * | Boston Scientific Corp | 773 | |||||
7,272 | * | Brookdale Senior Living, Inc | 267 | |||||
1,599 | Cantel Medical Corp | 69 | ||||||
1,396 | * | Capital Senior Living Corp | 35 | |||||
14,506 | Cardinal Health, Inc | 1,171 | ||||||
1,207 | * | Cardiovascular Systems, Inc | 36 | |||||
8,969 | * | CareFusion Corp | 532 | |||||
569 | * | Castlight Health, Inc | 7 | |||||
9,050 | * | Catamaran Corp | 468 | |||||
2,518 | * | Centene Corp | 262 | |||||
12,813 | * | Cerner Corp | 829 | |||||
3,181 | *,e | Cerus Corp | 20 | |||||
661 | e | Chemed Corp | 70 | |||||
11,571 | Cigna Corp | 1,191 | ||||||
5,064 | * | Community Health Systems, Inc | 273 | |||||
590 | Computer Programs & Systems, Inc | 36 | ||||||
1,202 | Conmed Corp | 54 | ||||||
2,006 | Cooper Cos, Inc | 325 | ||||||
514 | * | Corvel Corp | 19 | |||||
19,483 | Covidien plc | 1,993 | ||||||
1,273 | * | Cross Country Healthcare, Inc | 16 | |||||
1,413 | CryoLife, Inc | 16 | ||||||
1,243 | * | Cyberonics, Inc | 69 | |||||
796 | * | Cynosure, Inc (Class A) | 22 | |||||
7,586 | * | DaVita, Inc | 575 | |||||
6,256 | Dentsply International, Inc | 333 | ||||||
611 | *,e | Derma Sciences, Inc | 6 | |||||
3,382 | * | DexCom, Inc | 186 | |||||
4,508 | * | Edwards Lifesciences Corp | 574 | |||||
2,887 | * | Endologix, Inc | 44 | |||||
895 | Ensign Group, Inc | 40 | ||||||
3,282 | * | Envision Healthcare Holdings, Inc | 114 | |||||
408 | * | Exactech, Inc | 10 | |||||
1,376 | *,e | ExamWorks Group, Inc | 57 |
20
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
31,618 | * | Express Scripts Holding Co | $ | 2,677 | ||||
1,637 | * | Five Star Quality Care, Inc | 7 | |||||
1,865 | * | GenMark Diagnostics, Inc | 25 | |||||
1,497 | * | Gentiva Health Services, Inc | 29 | |||||
2,899 | * | Globus Medical, Inc | 69 | |||||
1,091 | * | Greatbatch, Inc | 54 | |||||
2,338 | * | Haemonetics Corp | 88 | |||||
2,049 | * | Halyard Health, Inc | 93 | |||||
1,683 | * | Hanger Orthopedic Group, Inc | 37 | |||||
14,123 | * | HCA Holdings, Inc | 1,036 | |||||
3,620 | * | Health Net, Inc | 194 | |||||
4,003 | Healthsouth Corp | 154 | ||||||
797 | * | HealthStream, Inc | 24 | |||||
1,788 | * | Healthways, Inc | 36 | |||||
752 | *,e | HeartWare International, Inc | 55 | |||||
3,592 | * | Henry Schein, Inc | 489 | |||||
2,529 | Hill-Rom Holdings, Inc | 115 | ||||||
3,657 | * | HMS Holdings Corp | 77 | |||||
10,588 | * | Hologic, Inc | 283 | |||||
6,677 | Humana, Inc | 959 | ||||||
604 | * | ICU Medical, Inc | 49 | |||||
2,073 | * | Idexx Laboratories, Inc | 307 | |||||
3,333 | * | IMS Health Holdings, Inc | 85 | |||||
2,452 | * | Insulet Corp | 113 | |||||
1,114 | * | Integra LifeSciences Holdings Corp | 60 | |||||
1,544 | * | Intuitive Surgical, Inc | 817 | |||||
1,548 | Invacare Corp | 26 | ||||||
3,513 | * | Inverness Medical Innovations, Inc | 134 | |||||
769 | * | IPC The Hospitalist Co, Inc | 35 | |||||
382 | *,e | K2M Group Holdings, Inc | 8 | |||||
2,539 | Kindred Healthcare, Inc | 46 | ||||||
3,499 | * | Laboratory Corp of America Holdings | 378 | |||||
498 | Landauer, Inc | 17 | ||||||
729 | * | LDR Holding Corp | 24 | |||||
735 | * | LHC Group, Inc | 23 | |||||
1,926 | * | LifePoint Hospitals, Inc | 139 | |||||
1,222 | * | Magellan Health Services, Inc | 73 | |||||
2,117 | * | Masimo Corp | 56 | |||||
9,900 | McKesson Corp | 2,055 | ||||||
2,778 | * | MedAssets, Inc | 55 | |||||
2,434 | * | Medidata Solutions, Inc | 116 | |||||
43,036 | Medtronic, Inc | 3,107 | ||||||
2,504 | * | Merge Healthcare, Inc | 9 | |||||
1,883 | Meridian Bioscience, Inc | 31 | ||||||
1,836 | * | Merit Medical Systems, Inc | 32 | |||||
1,450 | * | Molina Healthcare, Inc | 78 | |||||
620 | * | MWI Veterinary Supply, Inc | 105 | |||||
516 | National Healthcare Corp | 32 | ||||||
357 | * | National Research Corp | 5 | |||||
1,662 | * | Natus Medical, Inc | 60 | |||||
1,566 | * | Neogen Corp | 78 | |||||
2,136 | * | NuVasive, Inc | 101 | |||||
2,725 | * | NxStage Medical, Inc | 49 | |||||
4,318 | Omnicare, Inc | 315 | ||||||
1,729 | * | Omnicell, Inc | 57 | |||||
2,901 | * | OraSure Technologies, Inc | 29 | |||||
1,010 | * | Orthofix International NV | 30 | |||||
2,906 | Owens & Minor, Inc | 102 | ||||||
592 | * | Oxford Immunotec Global plc | 8 | |||||
3,781 | Patterson Cos, Inc | 182 | ||||||
4,344 | * | Pediatrix Medical Group, Inc | 287 | |||||
1,348 | * | PharMerica Corp | 28 | |||||
626 | *,e | PhotoMedex, Inc | 1 | |||||
1,600 | * | Premier, Inc | 54 | |||||
495 | * | Providence Service Corp | 18 |
21
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,960 | Quality Systems, Inc | $ | 31 | |||||
6,264 | Quest Diagnostics, Inc | 420 | ||||||
1,220 | *,e | Quidel Corp | 35 | |||||
1,510 | * | RadNet, Inc | 13 | |||||
6,203 | e | Resmed, Inc | 348 | |||||
1,891 | * | Rockwell Medical Technologies, Inc | 19 | |||||
3,216 | * | RTI Biologics, Inc | 17 | |||||
2,500 | Select Medical Holdings Corp | 36 | ||||||
2,543 | * | Sirona Dental Systems, Inc | 222 | |||||
973 | * | Skilled Healthcare Group, Inc (Class A) | 8 | |||||
1,958 | * | Spectranetics Corp | 68 | |||||
12,346 | St. Jude Medical, Inc | 803 | ||||||
1,741 | * | Staar Surgical Co | 16 | |||||
2,595 | STERIS Corp | 168 | ||||||
14,382 | Stryker Corp | 1,357 | ||||||
440 | *,e | Surgical Care Affiliates, Inc | 15 | |||||
900 | * | SurModics, Inc | 20 | |||||
493 | * | Symmetry Surgical, Inc | 4 | |||||
480 | *,e | Tandem Diabetes Care, Inc | 6 | |||||
3,153 | * | Team Health Holdings, Inc | 181 | |||||
1,782 | Teleflex, Inc | 205 | ||||||
4,313 | * | Tenet Healthcare Corp | 219 | |||||
2,569 | * | Thoratec Corp | 83 | |||||
1,572 | * | Tornier BV | 40 | |||||
1,189 | *,e | TransEnterix, Inc | 3 | |||||
1,085 | * | Triple-S Management Corp (Class B) | 26 | |||||
328 | *,e | TriVascular Technologies, Inc | 4 | |||||
3,641 | *,e | Unilife Corp | 12 | |||||
42,286 | UnitedHealth Group, Inc | 4,275 | ||||||
1,661 | * | Universal American Corp | 15 | |||||
3,922 | Universal Health Services, Inc (Class B) | 436 | ||||||
549 | US Physical Therapy, Inc | 23 | ||||||
149 | Utah Medical Products, Inc | 9 | ||||||
4,360 | * | Varian Medical Systems, Inc | 377 | |||||
937 | * | Vascular Solutions, Inc | 25 | |||||
3,661 | * | VCA Antech, Inc | 179 | |||||
1,665 | *,e | Veeva Systems, Inc | 44 | |||||
960 | * | Vocera Communications, Inc | 10 | |||||
2,758 | * | Volcano Corp | 49 | |||||
1,994 | * | WellCare Health Plans, Inc | 164 | |||||
3,006 | West Pharmaceutical Services, Inc | 160 | ||||||
2,200 | * | Wright Medical Group, Inc | 59 | |||||
1,310 | *,e | Zeltiq Aesthetics, Inc | 37 | |||||
7,225 | Zimmer Holdings, Inc | 819 | ||||||
|
| |||||||
TOTAL HEALTH CARE EQUIPMENT & SERVICES | 48,844 | |||||||
|
| |||||||
HOUSEHOLD & PERSONAL PRODUCTS - 1.8% | ||||||||
18,832 | Avon Products, Inc | 177 | ||||||
1,891 | * | Central Garden and Pet Co (Class A) | 18 | |||||
5,717 | Church & Dwight Co, Inc | 451 | ||||||
5,465 | Clorox Co | 569 | ||||||
39,407 | Colgate-Palmolive Co | 2,727 | ||||||
3,140 | Coty, Inc | 65 | ||||||
945 | *,e | Elizabeth Arden, Inc | 20 | |||||
2,560 | Energizer Holdings, Inc | 329 | ||||||
9,915 | Estee Lauder Cos (Class A) | 755 | ||||||
867 | Female Health Co | 3 | ||||||
3,994 | * | Harbinger Group, Inc | 57 | |||||
3,010 | e | Herbalife Ltd | 113 | |||||
1,333 | *,e | IGI Laboratories, Inc | 12 | |||||
735 | Inter Parfums, Inc | 20 | ||||||
16,138 | Kimberly-Clark Corp | 1,865 | ||||||
721 | * | Medifast, Inc | 24 | |||||
537 | Nature’s Sunshine Products, Inc | 8 | ||||||
2,633 | e | Nu Skin Enterprises, Inc (Class A) | 115 |
22
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
602 | * | Nutraceutical International Corp | $ | 13 | ||||
255 | Oil-Dri Corp of America | 8 | ||||||
289 | Orchids Paper Products Co | 8 | ||||||
116,538 | Procter & Gamble Co | 10,616 | ||||||
575 | * | Revlon, Inc (Class A) | 20 | |||||
990 | Spectrum Brands, Inc | 95 | ||||||
312 | *,e | USANA Health Sciences, Inc | 32 | |||||
704 | WD-40 Co | 60 | ||||||
|
| |||||||
TOTAL HOUSEHOLD & PERSONAL PRODUCTS | 18,180 | |||||||
|
| |||||||
INSURANCE - 4.2% | ||||||||
14,409 | ACE Ltd | 1,655 | ||||||
19,367 | Aflac, Inc | 1,183 | ||||||
722 | * | Alleghany Corp | 335 | |||||
4,268 | Allied World Assurance Co Holdings Ltd | 162 | ||||||
18,602 | Allstate Corp | 1,307 | ||||||
1,969 | * | AMBAC Financial Group, Inc | 48 | |||||
2,880 | American Equity Investment Life Holding Co | 84 | ||||||
2,871 | American Financial Group, Inc | 174 | ||||||
62,418 | American International Group, Inc | 3,496 | ||||||
355 | American National Insurance Co | 41 | ||||||
915 | Amerisafe, Inc | 39 | ||||||
1,325 | e | Amtrust Financial Services, Inc | 75 | |||||
12,660 | Aon plc | 1,201 | ||||||
5,565 | * | Arch Capital Group Ltd | 329 | |||||
1,367 | Argo Group International Holdings Ltd | 76 | ||||||
6,929 | Arthur J. Gallagher & Co | 326 | ||||||
2,894 | Aspen Insurance Holdings Ltd | 127 | ||||||
3,041 | Assurant, Inc | 208 | ||||||
7,819 | Assured Guaranty Ltd | 203 | ||||||
493 | *,e | Atlas Financial Holdings, Inc | 8 | |||||
4,657 | Axis Capital Holdings Ltd | 238 | ||||||
422 | Baldwin & Lyons, Inc (Class B) | 11 | ||||||
78,809 | * | Berkshire Hathaway, Inc (Class B) | 11,833 | |||||
5,294 | Brown & Brown, Inc | 174 | ||||||
10,508 | Chubb Corp | 1,087 | ||||||
6,937 | Cincinnati Financial Corp | 360 | ||||||
2,162 | *,e | Citizens, Inc (Class A) | 16 | |||||
1,166 | CNA Financial Corp | 45 | ||||||
9,590 | Conseco, Inc | 165 | ||||||
1,190 | Crawford & Co (Class B) | 12 | ||||||
406 | Donegal Group, Inc (Class A) | 7 | ||||||
844 | * | eHealth, Inc | 21 | |||||
168 | EMC Insurance Group, Inc | 6 | ||||||
1,381 | Employers Holdings, Inc | 33 | ||||||
1,980 | Endurance Specialty Holdings Ltd | 119 | ||||||
276 | * | Enstar Group Ltd | 42 | |||||
1,077 | Erie Indemnity Co (Class A) | 98 | ||||||
1,920 | Everest Re Group Ltd | 327 | ||||||
441 | FBL Financial Group, Inc (Class A) | 26 | ||||||
485 | Federated National Holding Co | 12 | ||||||
630 | Fidelity & Guaranty Life | 15 | ||||||
4,733 | First American Financial Corp | 160 | ||||||
11,142 | FNF Group | 384 | ||||||
21,672 | * | Genworth Financial, Inc (Class A) | 184 | |||||
1,299 | * | Greenlight Capital Re Ltd (Class A) | 42 | |||||
368 | * | Hallmark Financial Services | 4 | |||||
2,022 | Hanover Insurance Group, Inc | 144 | ||||||
19,845 | Hartford Financial Services Group, Inc | 827 | ||||||
4,206 | HCC Insurance Holdings, Inc | 225 | ||||||
290 | HCI Group, Inc | 13 | ||||||
2,969 | * | Hilltop Holdings, Inc | 59 | |||||
1,816 | Horace Mann Educators Corp | 60 | ||||||
392 | Independence Holding Co | 6 | ||||||
632 | Infinity Property & Casualty Corp | 49 |
23
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
212 | Kansas City Life Insurance Co | $ | 10 | |||||
2,086 | Kemper Corp | 75 | ||||||
11,594 | Lincoln National Corp | 669 | ||||||
13,583 | Loews Corp | 571 | ||||||
2,294 | Maiden Holdings Ltd | 29 | ||||||
617 | * | Markel Corp | 421 | |||||
23,532 | Marsh & McLennan Cos, Inc | 1,347 | ||||||
6,479 | * | MBIA, Inc | 62 | |||||
2,307 | Meadowbrook Insurance Group, Inc | 20 | ||||||
1,373 | Mercury General Corp | 78 | ||||||
40,743 | Metlife, Inc | 2,204 | ||||||
1,715 | Montpelier Re Holdings Ltd | 61 | ||||||
1,590 | National General Holdings Corp | 30 | ||||||
224 | National Interstate Corp | 7 | ||||||
106 | National Western Life Insurance Co (Class A) | 29 | ||||||
470 | * | Navigators Group, Inc | 35 | |||||
11,498 | Old Republic International Corp | 168 | ||||||
1,061 | OneBeacon Insurance Group Ltd (Class A) | 17 | ||||||
2,099 | PartnerRe Ltd | 240 | ||||||
272 | * | Phoenix Cos, Inc | 19 | |||||
1,185 | Platinum Underwriters Holdings Ltd | 87 | ||||||
2,416 | Primerica, Inc | 131 | ||||||
12,680 | Principal Financial Group | 659 | ||||||
2,486 | ProAssurance Corp | 112 | ||||||
25,377 | Progressive Corp | 685 | ||||||
3,333 | Protective Life Corp | 232 | ||||||
19,728 | Prudential Financial, Inc | 1,785 | ||||||
2,824 | Reinsurance Group of America, Inc (Class A) | 247 | ||||||
1,640 | RenaissanceRe Holdings Ltd | 159 | ||||||
1,944 | RLI Corp | 96 | ||||||
678 | Safety Insurance Group, Inc | 43 | ||||||
2,700 | Selective Insurance Group, Inc | 73 | ||||||
1,924 | Stancorp Financial Group, Inc | 134 | ||||||
913 | State Auto Financial Corp | 20 | ||||||
1,090 | Stewart Information Services Corp | 40 | ||||||
3,316 | Symetra Financial Corp | 76 | ||||||
1,550 | * | Third Point Reinsurance Ltd | 22 | |||||
5,476 | Torchmark Corp | 297 | ||||||
14,836 | Travelers Cos, Inc | 1,570 | ||||||
417 | * | United America Indemnity Ltd | 12 | |||||
1,337 | United Fire & Casualty Co | 40 | ||||||
739 | United Insurance Holdings Corp | 16 | ||||||
1,340 | Universal Insurance Holdings, Inc | 27 | ||||||
10,795 | UnumProvident Corp | 377 | ||||||
4,009 | Validus Holdings Ltd | 167 | ||||||
4,281 | W.R. Berkley Corp | 219 | ||||||
224 | White Mountains Insurance Group Ltd | 141 | ||||||
11,987 | XL Capital Ltd | 412 | ||||||
|
| |||||||
TOTAL INSURANCE | 41,852 | |||||||
|
| |||||||
MATERIALS - 3.6% | ||||||||
1,430 | A. Schulman, Inc | 58 | ||||||
856 | * | Advanced Emissions Solutions, Inc | 20 | |||||
226 | * | AEP Industries, Inc | 13 | |||||
9,134 | Air Products & Chemicals, Inc | 1,317 | ||||||
3,280 | Airgas, Inc | 378 | ||||||
5,809 | *,e | AK Steel Holding Corp | 35 | |||||
3,438 | e | Albemarle Corp | 207 | |||||
51,724 | Alcoa, Inc | 817 | ||||||
4,793 | Allegheny Technologies, Inc | 167 | ||||||
1,339 | e | American Vanguard Corp | 16 | |||||
475 | Ampco-Pittsburgh Corp | 9 | ||||||
2,862 | Aptargroup, Inc | 191 | ||||||
3,027 | Ashland, Inc | 363 | ||||||
4,122 | Avery Dennison Corp | 214 |
24
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,240 | * | Axalta Coating Systems Ltd | $ | 58 | ||||
3,223 | Axiall Corp | 137 | ||||||
1,365 | Balchem Corp | 91 | ||||||
5,972 | Ball Corp | 407 | ||||||
4,338 | Bemis Co, Inc | 196 | ||||||
3,785 | * | Berry Plastics Group, Inc | 119 | |||||
559 | * | Boise Cascade Co | 21 | |||||
986 | Brush Engineered Materials, Inc | 35 | ||||||
2,920 | Cabot Corp | 128 | ||||||
2,460 | * | Calgon Carbon Corp | 51 | |||||
2,347 | Carpenter Technology Corp | 116 | ||||||
799 | *,e | Castle (A.M.) & Co | 6 | |||||
6,557 | Celanese Corp (Series A) | 393 | ||||||
2,103 | * | Century Aluminum Co | 51 | |||||
2,230 | CF Industries Holdings, Inc | 608 | ||||||
340 | Chase Corp | 12 | ||||||
4,115 | * | Chemtura | 102 | |||||
906 | * | Clearwater Paper Corp | 62 | |||||
2,919 | e | Cliffs Natural Resources, Inc | 21 | |||||
4,249 | * | Coeur d’Alene Mines Corp | 22 | |||||
5,382 | Commercial Metals Co | 88 | ||||||
1,529 | Compass Minerals International, Inc | 133 | ||||||
5,868 | * | Crown Holdings, Inc | 299 | |||||
3,300 | Cytec Industries, Inc | 152 | ||||||
507 | Deltic Timber Corp | 35 | ||||||
2,836 | Domtar Corp | 114 | ||||||
52,165 | Dow Chemical Co | 2,379 | ||||||
39,542 | Du Pont (E.I.) de Nemours & Co | 2,924 | ||||||
2,212 | Eagle Materials, Inc | 168 | ||||||
6,627 | Eastman Chemical Co | 503 | ||||||
11,621 | Ecolab, Inc | 1,215 | ||||||
3,191 | * | Ferro Corp | 41 | |||||
2,562 | * | Flotek Industries, Inc | 48 | |||||
5,654 | FMC Corp | 322 | ||||||
44,908 | Freeport-McMoRan Copper & Gold, Inc (Class B) | 1,049 | ||||||
954 | FutureFuel Corp | 12 | ||||||
2,058 | Glatfelter | 53 | ||||||
2,943 | Globe Specialty Metals, Inc | 51 | ||||||
1,426 | Gold Resource Corp | 5 | ||||||
14,280 | * | Graphic Packaging Holding Co | 194 | |||||
1,405 | Greif, Inc (Class A) | 66 | ||||||
2,306 | H.B. Fuller Co | 103 | ||||||
459 | Hawkins, Inc | 20 | ||||||
501 | Haynes International, Inc | 24 | ||||||
3,320 | * | Headwaters, Inc | 50 | |||||
14,157 | e | Hecla Mining Co | 39 | |||||
2,056 | *,e | Horsehead Holding Corp | 33 | |||||
8,898 | Huntsman Corp | 203 | ||||||
1,000 | Innophos Holdings, Inc | 58 | ||||||
1,128 | Innospec, Inc | 48 | ||||||
3,379 | International Flavors & Fragrances, Inc | 342 | ||||||
18,694 | International Paper Co | 1,002 | ||||||
2,641 | *,e | Intrepid Potash, Inc | 37 | |||||
804 | Kaiser Aluminum Corp | 57 | ||||||
3,744 | * | Kapstone Paper and Packaging Corp | 110 | |||||
329 | KMG Chemicals, Inc | 7 | ||||||
952 | Koppers Holdings, Inc | 25 | ||||||
1,610 | * | Kraton Polymers LLC | 33 | |||||
1,114 | Kronos Worldwide, Inc | 15 | ||||||
1,289 | * | Landec Corp | 18 | |||||
6,361 | * | Louisiana-Pacific Corp | 105 | |||||
901 | * | LSB Industries, Inc | 28 | |||||
18,063 | LyondellBasell Industries AF S.C.A | 1,434 | ||||||
516 | *,e | Marrone Bio Innovations, Inc | 2 | |||||
2,738 | e | Martin Marietta Materials, Inc | 302 |
25
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
7,431 | MeadWestvaco Corp | $ | 330 | |||||
1,603 | Minerals Technologies, Inc | 111 | ||||||
20,809 | Monsanto Co | 2,486 | ||||||
14,648 | Mosaic Co | 669 | ||||||
1,307 | Myers Industries, Inc | 23 | ||||||
743 | Neenah Paper, Inc | 45 | ||||||
364 | NewMarket Corp | 147 | ||||||
21,903 | Newmont Mining Corp | 414 | ||||||
1,121 | Noranda Aluminium Holding Corp | 4 | ||||||
13,989 | Nucor Corp | 686 | ||||||
3,679 | Olin Corp | 84 | ||||||
529 | Olympic Steel, Inc | 9 | ||||||
1,452 | OM Group, Inc | 43 | ||||||
2,250 | * | Omnova Solutions, Inc | 18 | |||||
7,278 | * | Owens-Illinois, Inc | 196 | |||||
4,344 | Packaging Corp of America | 339 | ||||||
3,751 | * | Platform Specialty Products Corp | 87 | |||||
4,006 | PolyOne Corp | 152 | ||||||
5,909 | PPG Industries, Inc | 1,366 | ||||||
12,586 | Praxair, Inc | 1,631 | ||||||
610 | Quaker Chemical Corp | 56 | ||||||
1,981 | e | Rayonier Advanced Materials, Inc | 44 | |||||
3,434 | Reliance Steel & Aluminum Co | 210 | ||||||
11,466 | * | Rentech, Inc | 14 | |||||
2,728 | * | Resolute Forest Products | 48 | |||||
6,082 | Rock-Tenn Co (Class A) | 371 | ||||||
3,005 | Rockwood Holdings, Inc | 237 | ||||||
2,719 | Royal Gold, Inc | 170 | ||||||
5,631 | RPM International, Inc | 286 | ||||||
1,496 | * | RTI International Metals, Inc | 38 | |||||
1,183 | Schnitzer Steel Industries, Inc (Class A) | 27 | ||||||
1,432 | Schweitzer-Mauduit International, Inc | 61 | ||||||
2,024 | Scotts Miracle-Gro Co (Class A) | 126 | ||||||
9,523 | Sealed Air Corp | 404 | ||||||
1,854 | *,e | Senomyx, Inc | 11 | |||||
2,186 | Sensient Technologies Corp | 132 | ||||||
3,703 | Sherwin-Williams Co | 974 | ||||||
5,067 | Sigma-Aldrich Corp | 696 | ||||||
1,935 | Silgan Holdings, Inc | 104 | ||||||
4,578 | Sonoco Products Co | 200 | ||||||
6,212 | e | Southern Copper Corp (NY) | 175 | |||||
9,681 | Steel Dynamics, Inc | 191 | ||||||
834 | Stepan Co | 33 | ||||||
5,293 | * | Stillwater Mining Co | 78 | |||||
2,967 | SunCoke Energy, Inc | 57 | ||||||
2,757 | Tahoe Resources, Inc | 38 | ||||||
1,733 | TimkenSteel Corp | 64 | ||||||
970 | * | Trecora Resources | 14 | |||||
1,164 | Tredegar Corp | 26 | ||||||
2,723 | Tronox Ltd | 65 | ||||||
260 | * | UFP Technologies, Inc | 6 | |||||
66 | United States Lime & Minerals, Inc | 5 | ||||||
5,791 | United States Steel Corp | 155 | ||||||
391 | * | Universal Stainless & Alloy | 10 | |||||
482 | * | US Concrete, Inc | 14 | |||||
2,028 | e | US Silica Holdings Inc | 52 | |||||
3,731 | Valspar Corp | 323 | ||||||
5,770 | Vulcan Materials Co | 379 | ||||||
2,354 | Wausau Paper Corp | 27 | ||||||
1,786 | Westlake Chemical Corp | 109 | ||||||
2,539 | Worthington Industries, Inc | 76 | ||||||
3,248 | * | WR Grace & Co | 310 | |||||
1,145 | Zep, Inc | 17 | ||||||
|
| |||||||
TOTAL MATERIALS | 35,660 | |||||||
|
|
26
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
MEDIA - 3.5% | ||||||||
835 | AH Belo Corp (Class A) | $ | 9 | |||||
1,130 | AMC Entertainment Holdings, Inc | 30 | ||||||
2,403 | * | AMC Networks, Inc | 153 | |||||
8,815 | e | Cablevision Systems Corp (Class A) | 182 | |||||
1,014 | * | Carmike Cinemas, Inc | 27 | |||||
22,596 | CBS Corp (Class B) | 1,250 | ||||||
3,461 | *,e | Central European Media Enterprises Ltd (Class A) (NASDAQ) | 11 | |||||
3,500 | * | Charter Communications, Inc | 583 | |||||
3,297 | * | Cinedigm Corp | 5 | |||||
5,086 | Cinemark Holdings, Inc | 181 | ||||||
2,051 | Clear Channel Outdoor Holdings, Inc (Class A) | 22 | ||||||
111,654 | Comcast Corp (Class A) | 6,477 | ||||||
1,802 | * | Crown Media Holdings, Inc (Class A) | 6 | |||||
5,940 | * | Cumulus Media, Inc (Class A) | 25 | |||||
46 | *,e | Daily Journal Corp | 12 | |||||
764 | *,e | Dex Media, Inc | 7 | |||||
20,185 | * | DIRECTV | 1,750 | |||||
9,571 | * | Discovery Communications, Inc (Class A) | 330 | |||||
10,132 | * | Discovery Communications, Inc (Class C) | 342 | |||||
9,412 | * | DISH Network Corp (Class A) | 686 | |||||
3,294 | *,e | DreamWorks Animation SKG, Inc (Class A) | 74 | |||||
1,252 | * | Entercom Communications Corp (Class A) | 15 | |||||
2,637 | Entravision Communications Corp (Class A) | 17 | ||||||
866 | * | Eros International plc | 18 | |||||
1,412 | * | EW Scripps Co (Class A) | 32 | |||||
10,026 | Gannett Co, Inc | 320 | ||||||
1,656 | *,e | Global Eagle Entertainment, Inc | 23 | |||||
615 | *,e | Global Sources Ltd | 4 | |||||
1,978 | * | Gray Television, Inc | 22 | |||||
2,075 | Harte-Hanks, Inc | 16 | ||||||
408 | *,e | Hemisphere Media Group, Inc | 6 | |||||
18,126 | Interpublic Group of Cos, Inc | 376 | ||||||
1,843 | John Wiley & Sons, Inc (Class A) | 109 | ||||||
2,807 | * | Journal Communications, Inc (Class A) | 32 | |||||
3,450 | Lamar Advertising Co | 185 | ||||||
2,285 | *,e | Lee Enterprises, Inc | 8 | |||||
1,046 | * | Liberty Broadband Corp (Class A) | 52 | |||||
2,092 | * | Liberty Broadband Corp (Class C) | 104 | |||||
4,185 | * | Liberty Media Corp | 148 | |||||
8,370 | * | Liberty Media Corp (Class C) | 293 | |||||
3,701 | e | Lions Gate Entertainment Corp | 119 | |||||
6,363 | * | Live Nation, Inc | 166 | |||||
546 | * | Loral Space & Communications, Inc | 43 | |||||
2,528 | * | Madison Square Garden, Inc | 190 | |||||
1,522 | * | Martha Stewart Living Omnimedia, Inc (Class A) | 7 | |||||
3,219 | * | McClatchy Co (Class A) | 11 | |||||
1,932 | MDC Partners, Inc | 44 | ||||||
2,390 | *,e | Media General, Inc | 40 | |||||
1,642 | Meredith Corp | 89 | ||||||
569 | Morningstar, Inc | 37 | ||||||
2,714 | National CineMedia, Inc | 39 | ||||||
1,312 | New Media Investment Group, Inc | 31 | ||||||
5,841 | New York Times Co (Class A) | 77 | ||||||
21,945 | * | News Corp | 344 | |||||
1,355 | e | Nexstar Broadcasting Group, Inc (Class A) | 70 | |||||
11,147 | Omnicom Group, Inc | 864 | ||||||
490 | * | ReachLocal, Inc | 2 | |||||
787 | * | Reading International, Inc | 10 | |||||
3,573 | e | Regal Entertainment Group (Class A) | 76 | |||||
475 | * | Rentrak Corp | 35 | |||||
216 | Saga Communications, Inc | 9 | ||||||
1,212 | Scholastic Corp | 44 | ||||||
4,411 | Scripps Networks Interactive (Class A) | 332 | ||||||
1,965 | *,e | SFX Entertainment, Inc | 9 |
27
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,960 | e | Sinclair Broadcast Group, Inc (Class A) | $ | 81 | ||||
113,302 | * | Sirius XM Holdings, Inc | 397 | |||||
1,322 | * | Sizmek, Inc | 8 | |||||
3,824 | * | Starz-Liberty Capital | 114 | |||||
15,008 | Thomson Corp | 605 | ||||||
12,029 | Time Warner Cable, Inc | 1,829 | ||||||
38,003 | Time Warner, Inc | 3,246 | ||||||
4,894 | Time, Inc | 120 | ||||||
82,013 | Twenty-First Century Fox, Inc | 3,150 | ||||||
18,445 | Viacom, Inc (Class B) | 1,388 | ||||||
74,888 | Walt Disney Co | 7,054 | ||||||
1,281 | e | World Wrestling Entertainment, Inc (Class A) | 16 | |||||
|
| |||||||
TOTAL MEDIA | 34,638 | |||||||
|
| |||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 8.9% | ||||||||
68,661 | AbbVie, Inc | 4,493 | ||||||
3,490 | *,e | Acadia Pharmaceuticals, Inc | 111 | |||||
987 | *,e | Accelerate Diagnostics, Inc | 19 | |||||
716 | *,e | Acceleron Pharma, Inc | 28 | |||||
961 | *,e | AcelRx Pharmaceuticals, Inc | 6 | |||||
4,428 | * | Achillion Pharmaceuticals, Inc | 54 | |||||
1,860 | * | Acorda Therapeutics, Inc | 76 | |||||
10,987 | * | Actavis plc | 2,828 | |||||
877 | * | Actinium Pharmaceuticals, Inc | 5 | |||||
1,318 | *,e | Aegerion Pharmaceuticals, Inc | 28 | |||||
456 | * | Aerie Pharmaceuticals, Inc | 13 | |||||
3,307 | *,e | Affymetrix, Inc | 33 | |||||
2,830 | * | Agenus, Inc | 11 | |||||
14,713 | Agilent Technologies, Inc | 602 | ||||||
590 | *,e | Agios Pharmaceuticals, Inc | 66 | |||||
353 | *,e | Akebia Therapeutics, Inc | 4 | |||||
2,860 | * | Akorn, Inc | 103 | |||||
1,060 | * | Albany Molecular Research, Inc | 17 | |||||
367 | * | Alder Biopharmaceuticals, Inc | 11 | |||||
8,476 | * | Alexion Pharmaceuticals, Inc | 1,568 | |||||
818 | *,e | Alimera Sciences, Inc | 4 | |||||
6,379 | * | Alkermes plc | 374 | |||||
12,879 | Allergan, Inc | 2,738 | ||||||
2,939 | * | Alnylam Pharmaceuticals, Inc | 285 | |||||
1,109 | * | AMAG Pharmaceuticals, Inc | 47 | |||||
32,896 | Amgen, Inc | 5,240 | ||||||
1,806 | *,e | Ampio Pharmaceuticals, Inc | 6 | |||||
1,178 | * | Anacor Pharmaceuticals, Inc | 38 | |||||
292 | * | ANI Pharmaceuticals, Inc | 16 | |||||
216 | * | Applied Genetic Technologies Corp | 5 | |||||
1,104 | * | Aratana Therapeutics, Inc | 20 | |||||
9,609 | *,e | Arena Pharmaceuticals, Inc | 33 | |||||
4,440 | *,e | Ariad Pharmaceuticals, Inc | 30 | |||||
5,359 | * | Array Biopharma, Inc | 25 | |||||
2,299 | *,e | Arrowhead Research Corp | 17 | |||||
358 | *,e | Auspex Pharmaceuticals Inc | 19 | |||||
2,455 | *,e | Auxilium Pharmaceuticals, Inc | 84 | |||||
6,354 | * | AVANIR Pharmaceuticals, Inc | 108 | |||||
3,132 | *,e | BioCryst Pharmaceuticals, Inc | 38 | |||||
1,429 | *,e | BioDelivery Sciences International, Inc | 17 | |||||
10,226 | * | Biogen Idec, Inc | 3,471 | |||||
6,368 | * | BioMarin Pharmaceuticals, Inc | 576 | |||||
3,319 | *,e | Bio-Path Holdings, Inc | 9 | |||||
710 | * | Bio-Rad Laboratories, Inc (Class A) | 86 | |||||
1,792 | Bio-Techne Corp | 166 | ||||||
1,108 | *,e | BioTime, Inc | 4 | |||||
846 | * | Bluebird Bio, Inc | 78 | |||||
71,585 | Bristol-Myers Squibb Co | 4,226 | ||||||
5,008 | * | Bruker BioSciences Corp | 98 |
28
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,384 | * | Cambrex Corp | $ | 30 | ||||
1,996 | * | Catalent, Inc | 56 | |||||
34,742 | * | Celgene Corp | 3,886 | |||||
3,687 | *,e | Celldex Therapeutics, Inc | 67 | |||||
462 | *,e | Cellular Dynamics International, Inc | 3 | |||||
663 | * | Cempra, Inc | 16 | |||||
3,195 | * | Cepheid, Inc | 173 | |||||
2,363 | * | Charles River Laboratories International, Inc | 150 | |||||
1,103 | *,e | ChemoCentryx, Inc | 7 | |||||
1,199 | *,e | Chimerix, Inc | 48 | |||||
1,094 | *,e | Clovis Oncology, Inc | 61 | |||||
1,326 | *,e | Corcept Therapeutics, Inc | 4 | |||||
2,530 | * | Covance, Inc | 263 | |||||
4,964 | *,e | CTI BioPharma Corp | 12 | |||||
3,322 | *,e | Cubist Pharmaceuticals, Inc | 334 | |||||
1,140 | * | Cytokinetics, Inc | 9 | |||||
2,389 | *,e | Cytori Therapeutics, Inc | 1 | |||||
2,438 | *,e | CytRx Corp | 7 | |||||
2,984 | * | Depomed, Inc | 48 | |||||
5,955 | * | Dyax Corp | 84 | |||||
1,160 | *,e | Dynavax Technologies Corp | 20 | |||||
42,533 | Eli Lilly & Co | 2,934 | ||||||
1,234 | * | Emergent Biosolutions, Inc | 34 | |||||
464 | *,e | Enanta Pharmaceuticals, Inc | 24 | |||||
6,719 | * | Endo International plc | 485 | |||||
1,449 | *,e | Endocyte, Inc | 9 | |||||
1,545 | * | Enzo Biochem, Inc | 7 | |||||
578 | *,e | Epizyme, Inc | 11 | |||||
3,648 | *,e | Exact Sciences Corp | 100 | |||||
8,337 | *,e | Exelixis, Inc | 12 | |||||
731 | * | Five Prime Therapeutics, Inc | 20 | |||||
1,247 | * | Fluidigm Corp | 42 | |||||
643 | *,m | Forest Laboratories, Inc CVR | 1 | |||||
450 | *,e | Foundation Medicine, Inc | 10 | |||||
512 | *,m | Furiex Pharmaceuticals, Inc | 5 | |||||
813 | * | Galectin Therapeutics, Inc | 3 | |||||
3,544 | *,e | Galena Biopharma, Inc | 5 | |||||
810 | *,e | Genomic Health, Inc | 26 | |||||
6,445 | *,e | Geron Corp | 21 | |||||
66,307 | * | Gilead Sciences, Inc | 6,250 | |||||
4,607 | *,e | Halozyme Therapeutics, Inc | 44 | |||||
827 | * | Heron Therapeutics, Inc | 8 | |||||
2,885 | *,e | Horizon Pharma plc | 37 | |||||
7,377 | * | Hospira, Inc | 452 | |||||
400 | * | Hyperion Therapeutics, Inc | 10 | |||||
2,542 | *,e | Idera Pharmaceuticals, Inc | 11 | |||||
6,052 | * | Illumina, Inc | 1,117 | |||||
3,866 | * | Immunogen, Inc | 24 | |||||
3,543 | *,e | Immunomedics, Inc | 17 | |||||
3,148 | * | Impax Laboratories, Inc | 100 | |||||
6,383 | * | Incyte Corp | 467 | |||||
2,197 | * | Infinity Pharmaceuticals, Inc | 37 | |||||
2,690 | *,e | Inovio Pharmaceuticals, Inc | 25 | |||||
1,712 | * | Insmed, Inc | 26 | |||||
430 | * | Insys Therapeutics, Inc | 18 | |||||
551 | *,e | Intercept Pharmaceuticals, Inc | 86 | |||||
755 | *,e | Intra-Cellular Therapies, Inc | 13 | |||||
1,591 | *,e | Intrexon Corp | 44 | |||||
5,284 | * | Ironwood Pharmaceuticals, Inc | 81 | |||||
5,202 | *,e | Isis Pharmaceuticals, Inc | 321 | |||||
2,624 | * | Jazz Pharmaceuticals plc | 430 | |||||
121,835 | Johnson & Johnson | 12,740 | ||||||
557 | *,e | Karyopharm Therapeutics, Inc | 21 | |||||
3,747 | *,e | Keryx Biopharmaceuticals, Inc | 53 |
29
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
462 | * | Kindred Biosciences Inc | $ | 3 | ||||
765 | *,e | KYTHERA Biopharmaceuticals, Inc | 26 | |||||
1,137 | * | Lannett Co, Inc | 49 | |||||
10,577 | *,e | Lexicon Pharmaceuticals, Inc | 10 | |||||
925 | * | Ligand Pharmaceuticals, Inc (Class B) | 49 | |||||
1,879 | * | Luminex Corp | 35 | |||||
890 | * | MacroGenics, Inc | 31 | |||||
4,890 | * | Mallinckrodt plc | 484 | |||||
10,048 | *,e | MannKind Corp | 52 | |||||
2,880 | * | Medicines Co | 80 | |||||
3,431 | * | Medivation, Inc | 342 | |||||
126,397 | Merck & Co, Inc | 7,178 | ||||||
4,183 | *,e | Merrimack Pharmaceuticals, Inc | 47 | |||||
1,239 | * | Mettler-Toledo International, Inc | 375 | |||||
3,906 | *,e | MiMedx Group, Inc | 45 | |||||
332 | *,e | Mirati Therapeutics, Inc | 6 | |||||
2,284 | * | Momenta Pharmaceuticals, Inc | 27 | |||||
16,153 | * | Mylan Laboratories, Inc | 911 | |||||
3,082 | *,e | Myriad Genetics, Inc | 105 | |||||
460 | *,e | NanoString Technologies, Inc | 6 | |||||
1,676 | *,e | NanoViricides, Inc | 5 | |||||
4,406 | *,e | Navidea Biopharmceuticals, Inc | 8 | |||||
5,532 | * | Nektar Therapeutics | 86 | |||||
1,004 | *,e | NeoStem, Inc | 4 | |||||
3,110 | *,e | Neuralstem, Inc | 8 | |||||
3,256 | * | Neurocrine Biosciences, Inc | 73 | |||||
866 | *,e | NewLink Genetics Corp | 34 | |||||
1,597 | *,e | Northwest Biotherapeutics, Inc | 9 | |||||
9,302 | *,e | Novavax, Inc | 55 | |||||
4,701 | * | NPS Pharmaceuticals, Inc | 168 | |||||
868 | *,e | Ohr Pharmaceutical, Inc | 7 | |||||
1,496 | *,e | Omeros Corp | 37 | |||||
244 | *,m | Omthera Pharmaceuticals, Inc | 0 | ^ | ||||
542 | * | OncoMed Pharmaceuticals, Inc | 12 | |||||
3,016 | * | Oncothyreon, Inc | 6 | |||||
490 | *,e | Ophthotech Corp | 22 | |||||
8,743 | *,e | Opko Health, Inc | 87 | |||||
4,355 | *,e | Orexigen Therapeutics, Inc | 26 | |||||
2,776 | *,e | Organovo Holdings, Inc | 20 | |||||
807 | *,e | Osiris Therapeutics, Inc | 13 | |||||
397 | *,e | OvaScience, Inc | 18 | |||||
2,513 | * | Pacific Biosciences of California, Inc | 20 | |||||
1,577 | *,e | Pacira Pharmaceuticals, Inc | 140 | |||||
1,692 | * | Pain Therapeutics, Inc | 3 | |||||
2,297 | * | Parexel International Corp | 128 | |||||
7,108 | e | PDL BioPharma, Inc | 55 | |||||
6,277 | *,e | Peregrine Pharmaceuticals, Inc | 9 | |||||
5,006 | PerkinElmer, Inc | 219 | ||||||
1,426 | * | Pernix Therapeutics Holdings, Inc | 13 | |||||
5,809 | Perrigo Co plc | 971 | ||||||
275,965 | Pfizer, Inc | 8,597 | ||||||
2,681 | * | Pharmacyclics, Inc | 328 | |||||
638 | Phibro Animal Health Corp | 20 | ||||||
1,633 | * | Portola Pharmaceuticals, Inc | 46 | |||||
1,425 | * | Pozen, Inc | 11 | |||||
2,523 | * | Prestige Brands Holdings, Inc | 88 | |||||
2,427 | *,e | Progenics Pharmaceuticals, Inc | 18 | |||||
955 | * | Prothena Corp plc | 20 | |||||
988 | *,e | PTC Therapeutics, Inc | 51 | |||||
1,018 | *,e | Puma Biotechnology, Inc | 193 | |||||
11,224 | * | Qiagen NV (NASDAQ) | 263 | |||||
2,504 | * | Quintiles Transnational Holdings, Inc | 147 | |||||
2,377 | *,e | Raptor Pharmaceutical Corp | 25 | |||||
678 | * | Receptos, Inc | 83 | |||||
3,409 | * | Regeneron Pharmaceuticals, Inc | 1,399 | |||||
424 | *,e | Regulus Therapeutics, Inc | 7 |
30
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
731 | * | Relypsa, Inc | $ | 22 | ||||
1,493 | * | Repligen Corp | 30 | |||||
714 | * | Repros Therapeutics, Inc | 7 | |||||
740 | *,e | Retrophin, Inc | 9 | |||||
380 | *,e | Revance Therapeutics, Inc | 6 | |||||
3,471 | * | Rigel Pharmaceuticals, Inc | 8 | |||||
978 | * | Sagent Pharmaceuticals | 25 | |||||
2,764 | * | Salix Pharmaceuticals Ltd | 318 | |||||
3,004 | *,e | Sangamo Biosciences, Inc | 46 | |||||
1,786 | *,e | Sarepta Therapeutics, Inc | 26 | |||||
2,738 | * | Sciclone Pharmaceuticals, Inc | 24 | |||||
4,705 | *,e | Seattle Genetics, Inc | 151 | |||||
4,993 | *,e | Sequenom, Inc | 18 | |||||
2,652 | *,e | Spectrum Pharmaceuticals, Inc | 18 | |||||
414 | *,e | Stemline Therapeutics, Inc | 7 | |||||
620 | * | Sucampo Pharmaceuticals, Inc (Class A) | 9 | |||||
1,424 | * | Sunesis Pharmaceuticals, Inc | 4 | |||||
1,275 | * | Supernus Pharmaceuticals, Inc | 11 | |||||
949 | *,e | Synageva BioPharma Corp | 88 | |||||
3,578 | *,e | Synergy Pharmaceuticals, Inc | 11 | |||||
1,821 | * | Synta Pharmaceuticals Corp | 5 | |||||
860 | * | TESARO, Inc | 32 | |||||
978 | * | Tetraphase Pharmaceuticals, Inc | 39 | |||||
647 | *,e | TG Therapeutics, Inc | 10 | |||||
3,604 | *,e | TherapeuticsMD, Inc | 16 | |||||
956 | *,e | Theravance Biopharma, Inc | 14 | |||||
3,648 | e | Theravance, Inc | 52 | |||||
17,117 | Thermo Electron Corp | 2,145 | ||||||
2,098 | *,e | Threshold Pharmaceuticals, Inc | 7 | |||||
360 | * | Ultragenyx Pharmaceutical, Inc | 16 | |||||
2,129 | * | United Therapeutics Corp | 276 | |||||
1,501 | *,e | Vanda Pharmaceuticals, Inc | 21 | |||||
637 | *,e | Verastem, Inc | 6 | |||||
306 | * | Versartis, Inc | 7 | |||||
10,245 | * | Vertex Pharmaceuticals, Inc | 1,217 | |||||
238 | *,e | Vital Therapies, Inc | 6 | |||||
4,844 | *,e | Vivus, Inc | 14 | |||||
1,150 | * | VWR Corp | 30 | |||||
3,601 | * | Waters Corp | 406 | |||||
607 | * | Xencor Inc | 10 | |||||
1,508 | * | Xenoport, Inc | 13 | |||||
3,261 | *,e | XOMA Corp | 12 | |||||
2,912 | *,e | ZIOPHARM Oncology, Inc | 15 | |||||
21,647 | Zoetis Inc | 931 | ||||||
3,161 | *,e | Zogenix, Inc | 4 | |||||
|
| |||||||
TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 88,949 | |||||||
|
| |||||||
REAL ESTATE - 3.9% | ||||||||
2,427 | Acadia Realty Trust | 78 | ||||||
755 | AG Mortgage Investment Trust | 14 | ||||||
505 | Agree Realty Corp | 16 | ||||||
2,153 | Alexander & Baldwin, Inc | 84 | ||||||
104 | Alexander’s, Inc | 45 | ||||||
3,234 | Alexandria Real Estate Equities, Inc | 287 | ||||||
63 | * | Altisource Asset Management Corp | 19 | |||||
646 | *,e | Altisource Portfolio Solutions S.A. | 22 | |||||
2,533 | Altisource Residential Corp | 49 | ||||||
1,470 | American Assets Trust,Inc | 58 | ||||||
4,716 | American Campus Communities, Inc | 195 | ||||||
15,422 | American Capital Agency Corp | 337 | ||||||
1,755 | American Capital Mortgage, Inc | 33 | ||||||
6,154 | American Homes 4 Rent | 105 | ||||||
3,136 | American Realty Capital Healthcare Trust, Inc | 37 | ||||||
34,306 | American Realty Capital Properties, Inc | 310 | ||||||
1,408 | *,e | American Residential Properties, Inc | 25 |
31
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
17,147 | American Tower Corp | $ | 1,695 | |||||
800 | AmREIT, Inc (Class B) | 21 | ||||||
39,655 | Annaly Capital Management, Inc | 429 | ||||||
6,519 | Anworth Mortgage Asset Corp | 34 | ||||||
6,612 | Apartment Investment & Management Co (Class A) | 246 | ||||||
1,693 | Apollo Commercial Real Estate Finance, Inc | 28 | ||||||
1,288 | Ares Commercial Real Estate Corp | 15 | ||||||
719 | Armada Hoffler Properties, Inc | 7 | ||||||
17,114 | ARMOUR Residential REIT, Inc | 63 | ||||||
1,123 | Ashford Hospitality Prime, Inc | 19 | ||||||
3,090 | Ashford Hospitality Trust, Inc | 32 | ||||||
2,311 | Associated Estates Realty Corp | 54 | ||||||
454 | * | AV Homes, Inc | 7 | |||||
5,727 | AvalonBay Communities, Inc | 936 | ||||||
860 | Aviv REIT, Inc | 30 | ||||||
8,551 | BioMed Realty Trust, Inc | 184 | ||||||
6,712 | Boston Properties, Inc | 864 | ||||||
7,051 | Brandywine Realty Trust | 113 | ||||||
2,124 | Brixmor Property Group, Inc | 53 | ||||||
3,772 | Camden Property Trust | 278 | ||||||
2,582 | Campus Crest Communities, Inc | 19 | ||||||
4,568 | e | Capstead Mortgage Corp | 56 | |||||
1,204 | CareTrust REIT, Inc | 15 | ||||||
507 | CatchMark Timber Trust Inc | 6 | ||||||
7,707 | CBL & Associates Properties, Inc | 150 | ||||||
11,548 | * | CBRE Group, Inc | 395 | |||||
2,712 | Cedar Shopping Centers, Inc | 20 | ||||||
11,388 | Chambers Street Properties | 92 | ||||||
1,145 | Chatham Lodging Trust | 33 | ||||||
2,191 | Chesapeake Lodging Trust | 81 | ||||||
45,800 | Chimera Investment Corp | 146 | ||||||
4,557 | Colony Financial, Inc | 108 | ||||||
5,509 | Columbia Property Trust, Inc | 140 | ||||||
267 | Consolidated-Tomoka Land Co | 15 | ||||||
1,380 | CorEnergy Infrastructure Trust, Inc | 9 | ||||||
958 | Coresite Realty | 37 | ||||||
3,770 | Corporate Office Properties Trust | 107 | ||||||
8,737 | Cousins Properties, Inc | 100 | ||||||
14,473 | Crown Castle International Corp | 1,139 | ||||||
6,373 | CubeSmart | 141 | ||||||
886 | CyrusOne, Inc | 24 | ||||||
6,587 | CYS Investments, Inc | 57 | ||||||
3,638 | DCT Industrial Trust, Inc | 130 | ||||||
13,295 | DDR Corp | 244 | ||||||
8,922 | DiamondRock Hospitality Co | 133 | ||||||
5,887 | e | Digital Realty Trust, Inc | 390 | |||||
6,476 | Douglas Emmett, Inc | 184 | ||||||
14,712 | Duke Realty Corp | 297 | ||||||
2,984 | DuPont Fabros Technology, Inc | 99 | ||||||
2,653 | Dynex Capital, Inc | 22 | ||||||
1,377 | EastGroup Properties, Inc | 87 | ||||||
1,738 | Education Realty Trust, Inc | 64 | ||||||
4,070 | Empire State Realty Trust, Inc | 72 | ||||||
2,373 | Entertainment Properties Trust | 137 | ||||||
5,339 | Equity Commonwealth | 137 | ||||||
3,812 | Equity Lifestyle Properties, Inc | 196 | ||||||
2,651 | Equity One, Inc | 67 | ||||||
15,388 | Equity Residential | 1,105 | ||||||
2,778 | Essex Property Trust, Inc | 574 | ||||||
2,196 | Excel Trust, Inc | 29 | ||||||
5,080 | Extra Space Storage, Inc | 298 | ||||||
2,946 | Federal Realty Investment Trust | 393 | ||||||
5,675 | FelCor Lodging Trust, Inc | 61 | ||||||
4,909 | First Industrial Realty Trust, Inc | 101 | ||||||
2,547 | First Potomac Realty Trust | 31 |
32
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
7,235 | * | Forest City Enterprises, Inc (Class A) | $ | 154 | ||||
1,790 | * | Forestar Real Estate Group, Inc | 28 | |||||
4,124 | Franklin Street Properties Corp | 51 | ||||||
3,679 | Gaming and Leisure Properties, Inc | 108 | ||||||
25,513 | General Growth Properties, Inc | 718 | ||||||
3,325 | Geo Group, Inc | 134 | ||||||
1,193 | Getty Realty Corp | 22 | ||||||
498 | Gladstone Commercial Corp | 9 | ||||||
6,781 | Glimcher Realty Trust | 93 | ||||||
2,488 | Government Properties Income Trust | 57 | ||||||
5,129 | e | Gramercy Property Trust, Inc | 35 | |||||
939 | Hannon Armstrong Sustainable Infrastructure Capital, Inc | 13 | ||||||
4,525 | Hatteras Financial Corp | 83 | ||||||
19,744 | HCP, Inc | 869 | ||||||
13,558 | Health Care REIT, Inc | 1,026 | ||||||
4,129 | Healthcare Realty Trust, Inc | 113 | ||||||
5,217 | Healthcare Trust of America, Inc | 140 | ||||||
9,247 | Hersha Hospitality Trust | 65 | ||||||
3,988 | Highwoods Properties, Inc | 177 | ||||||
2,526 | Home Properties, Inc | 166 | ||||||
6,635 | Hospitality Properties Trust | 206 | ||||||
33,426 | Host Marriott Corp | 794 | ||||||
1,731 | * | Howard Hughes Corp | 226 | |||||
2,411 | Hudson Pacific Properties | 72 | ||||||
4,699 | Inland Real Estate Corp | 51 | ||||||
5,430 | Invesco Mortgage Capital, Inc | 84 | ||||||
4,600 | Investors Real Estate Trust | 38 | ||||||
7,806 | Iron Mountain, Inc | 302 | ||||||
4,086 | * | iStar Financial, Inc | 56 | |||||
1,921 | Jones Lang LaSalle, Inc | 288 | ||||||
3,185 | Kennedy-Wilson Holdings, Inc | 81 | ||||||
3,625 | Kilroy Realty Corp | 250 | ||||||
17,885 | Kimco Realty Corp | 450 | ||||||
1,459 | Kite Realty Group Trust | 42 | ||||||
4,588 | LaSalle Hotel Properties | 186 | ||||||
9,098 | e | Lexington Corporate Properties Trust | 100 | |||||
6,528 | Liberty Property Trust | 246 | ||||||
1,589 | LTC Properties, Inc | 69 | ||||||
6,679 | Macerich Co | 557 | ||||||
3,035 | Mack-Cali Realty Corp | 58 | ||||||
7,595 | Medical Properties Trust, Inc | 105 | ||||||
16,597 | MFA Mortgage Investments, Inc | 133 | ||||||
3,448 | Mid-America Apartment Communities, Inc | 257 | ||||||
2,597 | Monmouth Real Estate Investment Corp (Class A) | 29 | ||||||
1,466 | National Health Investors, Inc | 103 | ||||||
5,524 | National Retail Properties, Inc | 217 | ||||||
5,809 | New Residential Investment Corp | 74 | ||||||
4,058 | e | New York Mortgage Trust, Inc | 31 | |||||
4,389 | New York REIT, Inc | 46 | ||||||
8,103 | NorthStar Realty Finance Corp | 142 | ||||||
5,558 | e | Omega Healthcare Investors, Inc | 217 | |||||
567 | One Liberty Properties, Inc | 13 | ||||||
5,586 | Outfront Media, Inc | 150 | ||||||
486 | Owens Realty Mortgage, Inc | 7 | ||||||
6,208 | * | Paramount Group, Inc | 115 | |||||
3,151 | Parkway Properties, Inc | 58 | ||||||
2,708 | Pebblebrook Hotel Trust | 124 | ||||||
3,002 | Pennsylvania REIT | 70 | ||||||
2,341 | Pennymac Mortgage Investment Trust | 49 | ||||||
1,488 | Physicians Realty Trust | 25 | ||||||
6,792 | Piedmont Office Realty Trust, Inc | 128 | ||||||
7,355 | Plum Creek Timber Co, Inc | 315 | ||||||
2,497 | Post Properties, Inc | 147 | ||||||
1,510 | Potlatch Corp | 63 | ||||||
22,284 | Prologis, Inc | 959 |
33
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
664 | PS Business Parks, Inc | $ | 53 | |||||
6,216 | Public Storage, Inc | 1,149 | ||||||
700 | QTS Realty Trust, Inc | 24 | ||||||
3,606 | RAIT Investment Trust | 28 | ||||||
2,750 | Ramco-Gershenson Properties | 51 | ||||||
5,353 | Rayonier, Inc | 150 | ||||||
370 | Re/Max Holdings, Inc | 13 | ||||||
6,443 | * | Realogy Holdings Corp | 287 | |||||
8,997 | e | Realty Income Corp | 429 | |||||
3,754 | Redwood Trust, Inc | 74 | ||||||
4,031 | Regency Centers Corp | 257 | ||||||
5,774 | Resource Capital Corp | 29 | ||||||
2,782 | Retail Opportunities Investment Corp | 47 | ||||||
10,454 | Retail Properties of America, Inc | 174 | ||||||
1,275 | Rexford Industrial Realty, Inc | 20 | ||||||
5,656 | RLJ Lodging Trust | 190 | ||||||
1,626 | e | Rouse Properties, Inc | 30 | |||||
1,915 | e | Ryman Hospitality Properties | 101 | |||||
2,072 | Sabra Healthcare REIT, Inc | 63 | ||||||
330 | Saul Centers, Inc | 19 | ||||||
1,621 | Select Income REIT | 40 | ||||||
8,996 | Senior Housing Properties Trust | 199 | ||||||
1,684 | Silver Bay Realty Trust Corp | 28 | ||||||
13,451 | Simon Property Group, Inc | 2,450 | ||||||
4,214 | SL Green Realty Corp | 502 | ||||||
1,406 | Sovran Self Storage, Inc | 123 | ||||||
17,735 | Spirit Realty Capital, Inc | 211 | ||||||
2,792 | *,e | St. Joe Co | 51 | |||||
2,296 | STAG Industrial, Inc | 56 | ||||||
10,289 | * | Starwood Property Trust, Inc | 239 | |||||
1,712 | Starwood Waypoint Residential Trust | 45 | ||||||
10,891 | * | Strategic Hotels & Resorts, Inc | 144 | |||||
3,813 | Summit Hotel Properties, Inc | 47 | ||||||
1,818 | Sun Communities, Inc | 110 | ||||||
8,110 | Sunstone Hotel Investors, Inc | 134 | ||||||
3,910 | Tanger Factory Outlet Centers, Inc | 144 | ||||||
2,937 | Taubman Centers, Inc | 224 | ||||||
790 | * | Tejon Ranch Co | 23 | |||||
1,449 | Terreno Realty Corp | 30 | ||||||
880 | *,e | Trade Street Residential, Inc | 7 | |||||
16,078 | Two Harbors Investment Corp | 161 | ||||||
10,915 | UDR, Inc | 336 | ||||||
507 | UMH Properties, Inc | 5 | ||||||
575 | Universal Health Realty Income Trust | 28 | ||||||
227 | Urstadt Biddle Properties, Inc (Class A) | 5 | ||||||
12,918 | Ventas, Inc | 926 | ||||||
8,248 | Vornado Realty Trust | 971 | ||||||
6,931 | Washington Prime Group, Inc | 119 | ||||||
3,060 | Washington REIT | 85 | ||||||
5,688 | Weingarten Realty Investors | 199 | ||||||
1,871 | e | Western Asset Mortgage Capital Corp | 27 | |||||
23,480 | Weyerhaeuser Co | 843 | ||||||
976 | Whitestone REIT | 15 | ||||||
4,380 | WP Carey, Inc | 307 | ||||||
|
| |||||||
TOTAL REAL ESTATE | 38,379 | |||||||
|
| |||||||
RETAILING - 4.4% | ||||||||
1,264 | * | 1-800-FLOWERS.COM, Inc (Class A) | 10 | |||||
2,942 | Aaron’s, Inc | 90 | ||||||
3,193 | Abercrombie & Fitch Co (Class A) | 91 | ||||||
3,092 | Advance Auto Parts, Inc | 493 | ||||||
3,935 | *,e | Aeropostale, Inc | 9 | |||||
16,238 | * | Amazon.com, Inc | 5,039 | |||||
7,658 | American Eagle Outfitters, Inc | 106 | ||||||
367 | * | America’s Car-Mart, Inc | 20 |
34
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,149 | * | Ann Taylor Stores Corp | $ | 78 | ||||
1,365 | * | Asbury Automotive Group, Inc | 104 | |||||
5,511 | * | Ascena Retail Group, Inc | 69 | |||||
2,882 | * | Autonation, Inc | 174 | |||||
1,396 | * | AutoZone, Inc | 864 | |||||
1,708 | * | Barnes & Noble, Inc | 40 | |||||
1,533 | Bebe Stores, Inc | 3 | ||||||
7,799 | * | Bed Bath & Beyond, Inc | 594 | |||||
12,679 | Best Buy Co, Inc | 494 | ||||||
824 | Big 5 Sporting Goods Corp | 12 | ||||||
2,673 | Big Lots, Inc | 107 | ||||||
645 | * | Blue Nile, Inc | 23 | |||||
447 | e | Bon-Ton Stores, Inc | 3 | |||||
1,976 | Brown Shoe Co, Inc | 64 | ||||||
1,023 | e | Buckle, Inc | 54 | |||||
512 | * | Build-A-Bear Workshop, Inc | 10 | |||||
1,263 | * | Burlington Stores, Inc | 60 | |||||
2,171 | * | Cabela’s, Inc | 114 | |||||
9,432 | * | Carmax, Inc | 628 | |||||
966 | Cato Corp (Class A) | 41 | ||||||
6,766 | Chico’s FAS, Inc | 110 | ||||||
621 | e | Children’s Place Retail Stores, Inc | 35 | |||||
1,400 | * | Christopher & Banks Corp | 8 | |||||
836 | * | Citi Trends, Inc | 21 | |||||
1,176 | * | Conn’s, Inc | 22 | |||||
764 | *,e | Container Store Group, Inc | 15 | |||||
1,054 | Core-Mark Holding Co, Inc | 65 | ||||||
518 | *,e | Coupons.com, Inc | 9 | |||||
3,342 | CST Brands, Inc | 146 | ||||||
632 | Destination Maternity Corp | 10 | ||||||
2,260 | * | Destination XL Group, Inc | 12 | |||||
3,844 | Dick’s Sporting Goods, Inc | 191 | ||||||
964 | Dillard’s, Inc (Class A) | 121 | ||||||
13,356 | * | Dollar General Corp | 944 | |||||
8,775 | * | Dollar Tree, Inc | 618 | |||||
3,192 | DSW, Inc (Class A) | 119 | ||||||
1,789 | * | EVINE Live, Inc | 12 | |||||
4,459 | Expedia, Inc | 381 | ||||||
3,681 | * | Express Parent LLC | 54 | |||||
4,155 | Family Dollar Stores, Inc | 329 | ||||||
2,244 | Finish Line, Inc (Class A) | 55 | ||||||
1,946 | *,e | Five Below, Inc | 79 | |||||
6,440 | Foot Locker, Inc | 362 | ||||||
2,024 | * | Francesca’s Holdings Corp | 34 | |||||
191 | Fred’s, Inc (Class A) | 3 | ||||||
911 | * | FTD Cos, Inc | 32 | |||||
683 | * | Gaiam, Inc (Class A) | 5 | |||||
4,863 | e | GameStop Corp (Class A) | 164 | |||||
10,852 | Gap, Inc | 457 | ||||||
979 | * | Genesco, Inc | 75 | |||||
6,558 | Genuine Parts Co | 699 | ||||||
3,997 | GNC Holdings, Inc | 188 | ||||||
1,038 | Group 1 Automotive, Inc | 93 | ||||||
21,229 | * | Groupon, Inc | 175 | |||||
2,720 | Guess?, Inc | 57 | ||||||
983 | Haverty Furniture Cos, Inc | 22 | ||||||
626 | *,e | HHgregg, Inc | 5 | |||||
1,136 | *,e | Hibbett Sports, Inc | 55 | |||||
59,104 | Home Depot, Inc | 6,204 | ||||||
1,388 | HSN, Inc | 105 | ||||||
11,443 | *,e | JC Penney Co, Inc | 74 | |||||
705 | * | Kirkland’s, Inc | 17 | |||||
9,021 | Kohl’s Corp | 551 | ||||||
10,446 | L Brands, Inc | 904 |
35
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
733 | *,e | Lands’ End, Inc | $ | 40 | ||||
21,361 | * | Liberty Interactive Corp | 628 | |||||
3,368 | * | Liberty TripAdvisor Holdings, Inc | 91 | |||||
5,863 | * | Liberty Ventures | 221 | |||||
1,015 | Lithia Motors, Inc (Class A) | 88 | ||||||
13,288 | * | LKQ Corp | 374 | |||||
43,853 | Lowe’s Companies, Inc | 3,017 | ||||||
1,262 | *,e | Lumber Liquidators, Inc | 84 | |||||
15,642 | Macy’s, Inc | 1,028 | ||||||
1,129 | * | MarineMax, Inc | 23 | |||||
669 | * | Mattress Firm Holding Corp | 39 | |||||
2,120 | Men’s Wearhouse, Inc | 94 | ||||||
1,444 | * | Michaels Cos, Inc | 36 | |||||
1,383 | Monro Muffler, Inc | 80 | ||||||
1,808 | * | Murphy USA, Inc | 125 | |||||
2,599 | * | NetFlix, Inc | 888 | |||||
888 | * | New York & Co, Inc | 2 | |||||
6,124 | Nordstrom, Inc | 486 | ||||||
1,665 | Nutri/System, Inc | 33 | ||||||
21,270 | * | Office Depot, Inc | 182 | |||||
2,239 | * | Orbitz Worldwide, Inc | 18 | |||||
4,561 | * | O’Reilly Automotive, Inc | 879 | |||||
555 | *,e | Outerwall, Inc | 42 | |||||
567 | *,e | Overstock.com, Inc | 14 | |||||
1,931 | Penske Auto Group, Inc | 95 | ||||||
2,583 | * | PEP Boys - Manny Moe & Jack | 25 | |||||
1,182 | e | PetMed Express, Inc | 17 | |||||
4,135 | Petsmart, Inc | 336 | ||||||
4,307 | Pier 1 Imports, Inc | 66 | ||||||
2,221 | * | Priceline.com, Inc | 2,532 | |||||
2,196 | Rent-A-Center, Inc | 80 | ||||||
1,378 | *,e | Restoration Hardware Holdings, Inc | 132 | |||||
1,375 | *,e | RetailMeNot, Inc | 20 | |||||
9,124 | Ross Stores, Inc | 860 | ||||||
6,973 | * | Sally Beauty Holdings, Inc | 214 | |||||
1,052 | *,e | Sears Holdings Corp | 35 | |||||
527 | * | Sears Hometown and Outlet Stores, Inc | 7 | |||||
2,535 | * | Select Comfort Corp | 69 | |||||
775 | Shoe Carnival, Inc | 20 | ||||||
1,725 | * | Shutterfly, Inc | 72 | |||||
3,567 | Signet Jewelers Ltd | 469 | ||||||
1,782 | Sonic Automotive, Inc (Class A) | 48 | ||||||
1,474 | Stage Stores, Inc | 31 | ||||||
27,610 | Staples, Inc | 500 | ||||||
1,440 | Stein Mart, Inc | 21 | ||||||
461 | * | Systemax, Inc | 6 | |||||
27,379 | Target Corp | 2,078 | ||||||
4,930 | Tiffany & Co | 527 | ||||||
834 | *,e | Tile Shop Holdings, Inc | 7 | |||||
432 | * | Tilly’s, Inc | 4 | |||||
30,271 | TJX Companies, Inc | 2,076 | ||||||
5,829 | Tractor Supply Co | 459 | ||||||
4,734 | * | TripAdvisor, Inc | 353 | |||||
1,789 | * | Tuesday Morning Corp | 39 | |||||
2,841 | * | Ulta Salon Cosmetics & Fragrance, Inc | 363 | |||||
4,351 | * | Urban Outfitters, Inc | 153 | |||||
1,434 | * | Vitamin Shoppe, Inc | 70 | |||||
857 | * | Voxx International Corp | 8 | |||||
640 | * | West Marine, Inc | 8 | |||||
4,208 | Williams-Sonoma, Inc | 318 | ||||||
133 | Winmark Corp | 12 | ||||||
578 | *,e | zulily, Inc | 14 | |||||
1,062 | * | Zumiez, Inc | 41 | |||||
|
| |||||||
TOTAL RETAILING | 43,728 | |||||||
|
|
36
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT - 2.5% | ||||||||
1,955 | * | Advanced Energy Industries, Inc | $ | 46 | ||||
27,659 | *,e | Advanced Micro Devices, Inc | 74 | |||||
844 | * | Alpha & Omega Semiconductor Ltd | 7 | |||||
13,830 | Altera Corp | 511 | ||||||
1,258 | *,e | Ambarella, Inc | 64 | |||||
3,751 | * | Amkor Technology, Inc | 27 | |||||
13,502 | Analog Devices, Inc | 750 | ||||||
52,997 | Applied Materials, Inc | 1,321 | ||||||
3,483 | * | Applied Micro Circuits Corp | 23 | |||||
18,162 | * | Atmel Corp | 152 | |||||
308 | *,e | Audience, Inc | 1 | |||||
10,685 | Avago Technologies Ltd | 1,075 | ||||||
5,359 | * | Axcelis Technologies, Inc | 14 | |||||
23,113 | Broadcom Corp (Class A) | 1,001 | ||||||
3,308 | Brooks Automation, Inc | 42 | ||||||
1,066 | * | Cabot Microelectronics Corp | 50 | |||||
569 | * | Cascade Microtech, Inc | 8 | |||||
2,349 | * | Cavium Networks, Inc | 145 | |||||
1,137 | * | Ceva, Inc | 21 | |||||
2,833 | * | Cirrus Logic, Inc | 67 | |||||
1,302 | Cohu, Inc | 16 | ||||||
5,381 | *,e | Cree, Inc | 173 | |||||
6,863 | e | Cypress Semiconductor Corp | 98 | |||||
1,810 | * | Diodes, Inc | 50 | |||||
1,224 | * | DSP Group, Inc | 13 | |||||
6,714 | * | Entegris, Inc | 89 | |||||
4,315 | * | Entropic Communications, Inc | 11 | |||||
2,381 | * | Exar Corp | 24 | |||||
5,825 | * | Fairchild Semiconductor International, Inc | 98 | |||||
2,788 | * | First Solar, Inc | 124 | |||||
2,618 | * | Formfactor, Inc | 23 | |||||
4,624 | *,e | Freescale Semiconductor Holdings Ltd | 117 | |||||
1,024 | * | Inphi Corp | 19 | |||||
5,027 | * | Integrated Device Technology, Inc | 99 | |||||
1,216 | Integrated Silicon Solution, Inc | 20 | ||||||
215,301 | Intel Corp | 7,813 | ||||||
2,802 | * | International Rectifier Corp | 112 | |||||
5,704 | Intersil Corp (Class A) | 83 | ||||||
1,231 | IXYS Corp | 16 | ||||||
7,101 | Kla-Tencor Corp | 499 | ||||||
3,559 | * | Kopin Corp | 13 | |||||
6,912 | Lam Research Corp | 548 | ||||||
5,950 | * | Lattice Semiconductor Corp | 41 | |||||
9,974 | Linear Technology Corp | 455 | ||||||
515 | * | MA-COM Technology Solutions | 16 | |||||
16,448 | Marvell Technology Group Ltd | 239 | ||||||
11,838 | Maxim Integrated Products, Inc | 377 | ||||||
1,067 | * | MaxLinear, Inc | 8 | |||||
2,455 | Micrel, Inc | 36 | ||||||
8,709 | e | Microchip Technology, Inc | 393 | |||||
46,069 | * | Micron Technology, Inc | 1,613 | |||||
3,505 | * | Microsemi Corp | 99 | |||||
2,438 | MKS Instruments, Inc | 89 | ||||||
1,709 | Monolithic Power Systems, Inc | 85 | ||||||
1,014 | * | Nanometrics, Inc | 17 | |||||
258 | * | NVE Corp | 18 | |||||
24,640 | Nvidia Corp | 494 | ||||||
2,460 | * | Omnivision Technologies, Inc | 64 | |||||
17,573 | * | ON Semiconductor Corp | 178 | |||||
1,181 | * | PDF Solutions, Inc | 18 | |||||
1,447 | * | Pericom Semiconductor Corp | 20 | |||||
2,703 | * | Photronics, Inc | 22 | |||||
6,977 | * | PMC - Sierra, Inc | 64 | |||||
1,292 | Power Integrations, Inc | 67 |
37
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,350 | * | QuickLogic Corp | $ | 7 | ||||
5,356 | * | Rambus, Inc | 59 | |||||
12,804 | *,e | RF Micro Devices, Inc | 212 | |||||
782 | *,e | Rubicon Technology, Inc | 4 | |||||
1,464 | * | Rudolph Technologies, Inc | 15 | |||||
3,192 | * | Semtech Corp | 88 | |||||
4,055 | * | Silicon Image, Inc | 22 | |||||
1,948 | * | Silicon Laboratories, Inc | 93 | |||||
8,363 | Skyworks Solutions, Inc | 608 | ||||||
2,245 | * | Spansion, Inc | 77 | |||||
11,803 | * | SunEdison, Inc | 230 | |||||
1,881 | *,e | SunPower Corp | 49 | |||||
8,744 | Teradyne, Inc | 173 | ||||||
1,935 | Tessera Technologies, Inc | 69 | ||||||
46,352 | Texas Instruments, Inc | 2,478 | ||||||
7,513 | * | Triquint Semiconductor, Inc | 207 | |||||
928 | * | Ultra Clean Holdings | 9 | |||||
1,279 | * | Ultratech, Inc | 24 | |||||
1,796 | * | Veeco Instruments, Inc | 63 | |||||
2,231 | * | Vitesse Semiconductor Corp | 8 | |||||
2,408 | * | Xcerra Corp | 22 | |||||
11,280 | Xilinx, Inc | 488 | ||||||
|
| |||||||
TOTAL SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | 24,875 | |||||||
|
| |||||||
SOFTWARE & SERVICES - 10.3% | ||||||||
527 | *,e | A10 Networks, Inc | 2 | |||||
27,301 | Accenture plc | 2,438 | ||||||
5,487 | * | ACI Worldwide, Inc | 111 | |||||
21,863 | Activision Blizzard, Inc | 441 | ||||||
1,945 | * | Actua Corp | 36 | |||||
2,448 | * | Actuate Corp | 16 | |||||
3,414 | * | Acxiom Corp | 69 | |||||
21,368 | * | Adobe Systems, Inc | 1,553 | |||||
2,284 | Advent Software, Inc | 70 | ||||||
7,535 | * | Akamai Technologies, Inc | 474 | |||||
2,525 | *,e | Alliance Data Systems Corp | 722 | |||||
384 | * | Amber Road, Inc | 4 | |||||
6,978 | Amdocs Ltd | 326 | ||||||
764 | American Software, Inc (Class A) | 7 | ||||||
1,936 | *,e | Angie’s List, Inc | 12 | |||||
3,853 | * | Ansys, Inc | 316 | |||||
3,546 | * | AOL, Inc | 164 | |||||
4,286 | * | Aspen Technology, Inc | 150 | |||||
9,955 | * | Autodesk, Inc | 598 | |||||
20,726 | Automatic Data Processing, Inc | 1,728 | ||||||
1,528 | * | AVG Technologies NV | 30 | |||||
2,964 | * | Bankrate, Inc | 37 | |||||
330 | * | Barracuda Networks, Inc | 12 | |||||
2,221 | *,e | Bazaarvoice, Inc | 18 | |||||
190 | *,e | Benefitfocus, Inc | 6 | |||||
2,030 | Blackbaud, Inc | 88 | ||||||
2,216 | *,e | Blackhawk Network Holdings, Inc | 86 | |||||
2,003 | * | Blucora, Inc | 28 | |||||
3,300 | Booz Allen Hamilton Holding Co | 88 | ||||||
1,713 | * | Bottomline Technologies, Inc | 43 | |||||
1,247 | * | Brightcove, Inc | 10 | |||||
5,333 | Broadridge Financial Solutions, Inc | 246 | ||||||
1,345 | * | BroadSoft, Inc | 39 | |||||
13,448 | CA, Inc | 409 | ||||||
1,033 | * | CACI International, Inc (Class A) | 89 | |||||
13,010 | * | Cadence Design Systems, Inc | 247 | |||||
2,042 | * | Callidus Software, Inc | 33 | |||||
540 | * | Carbonite, Inc | 8 | |||||
1,580 | * | Cardtronics, Inc | 61 | |||||
480 | Cass Information Systems, Inc | 26 |
38
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
7,080 | CDK Global, Inc | $ | 289 | |||||
921 | *,e | ChannelAdvisor Corp | 20 | |||||
3,700 | * | Ciber, Inc | 13 | |||||
1,503 | *,e | Cimpress NV | 112 | |||||
7,162 | * | Citrix Systems, Inc | 457 | |||||
25,989 | * | Cognizant Technology Solutions Corp (Class A) | 1,369 | |||||
2,159 | * | Commvault Systems, Inc | 112 | |||||
6,266 | Computer Sciences Corp | 395 | ||||||
760 | Computer Task Group, Inc | 7 | ||||||
1,622 | * | comScore, Inc | 75 | |||||
1,059 | * | Comverse, Inc | 20 | |||||
1,503 | * | Constant Contact, Inc | 55 | |||||
4,473 | Convergys Corp | 91 | ||||||
2,343 | *,e | Cornerstone OnDemand, Inc | 82 | |||||
1,288 | * | CoStar Group, Inc | 236 | |||||
1,327 | * | Covisint Corp | 3 | |||||
1,795 | CSG Systems International, Inc | 45 | ||||||
801 | * | Cvent, Inc | 22 | |||||
708 | * | Datalink Corp | 9 | |||||
2,356 | * | DealerTrack Holdings, Inc | 104 | |||||
289 | * | Demand Media, Inc | 2 | |||||
1,330 | *,e | Demandware, Inc | 77 | |||||
1,843 | * | Dice Holdings, Inc | 18 | |||||
1,607 | * | Digital River, Inc | 40 | |||||
335 | e | DMRC Corp | 9 | |||||
1,152 | DST Systems, Inc | 108 | ||||||
1,019 | *,e | E2open, Inc | 10 | |||||
4,694 | EarthLink Holdings Corp | 21 | ||||||
54,589 | * | eBay, Inc | 3,064 | |||||
1,340 | e | Ebix, Inc | 23 | |||||
13,392 | * | Electronic Arts, Inc | 630 | |||||
1,070 | * | Ellie Mae, Inc | 43 | |||||
1,343 | *,e | Endurance International Group Holdings, Inc | 25 | |||||
1,037 | * | EnerNOC, Inc | 16 | |||||
1,507 | * | Envestnet, Inc | 74 | |||||
1,577 | * | EPAM Systems, Inc | 75 | |||||
1,587 | EPIQ Systems, Inc | 27 | ||||||
206 | * | ePlus, Inc | 16 | |||||
2,311 | Equinix, Inc | 524 | ||||||
2,184 | * | Euronet Worldwide, Inc | 120 | |||||
2,895 | EVERTEC, Inc | 64 | ||||||
309 | *,e | Everyday Health, Inc | 5 | |||||
1,501 | * | ExlService Holdings, Inc | 43 | |||||
85,402 | * | Facebook, Inc | 6,663 | |||||
1,859 | Factset Research Systems, Inc | 262 | ||||||
1,085 | Fair Isaac Corp | 78 | ||||||
12,168 | Fidelity National Information Services, Inc | 757 | ||||||
3,795 | *,e | FireEye, Inc | 120 | |||||
4,265 | * | First American Corp | 135 | |||||
10,606 | * | Fiserv, Inc | 753 | |||||
3,660 | * | FleetCor Technologies, Inc | 544 | |||||
1,659 | *,e | FleetMatics Group plc | 59 | |||||
573 | Forrester Research, Inc | 23 | ||||||
6,352 | * | Fortinet, Inc | 195 | |||||
3,833 | * | Gartner, Inc | 323 | |||||
6,294 | * | Genpact Ltd | 119 | |||||
1,221 | *,m | Gerber Scientific, Inc | 0 | |||||
1,086 | *,e | Gigamon, Inc | 19 | |||||
2,712 | * | Global Cash Access, Inc | 19 | |||||
2,917 | Global Payments, Inc | 235 | ||||||
4,062 | *,e | Glu Mobile, Inc | 16 | |||||
2,479 | *,e | Gogo, Inc | 41 | |||||
12,281 | * | Google, Inc | 6,465 | |||||
12,070 | * | Google, Inc (Class A) | 6,405 | |||||
406 | * | GrubHub, Inc | 15 |
39
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
580 | * | GTT Communications, Inc | $ | 8 | ||||
680 | *,e | Guidance Software, Inc | 5 | |||||
2,990 | * | Guidewire Software, Inc | 151 | |||||
1,547 | Hackett Group, Inc | 14 | ||||||
1,374 | Heartland Payment Systems, Inc | 74 | ||||||
1,560 | * | Higher One Holdings, Inc | 7 | |||||
4,132 | * | HomeAway, Inc | 123 | |||||
3,119 | IAC/InterActiveCorp | 190 | ||||||
1,627 | * | iGate Corp | 64 | |||||
894 | * | Imperva, Inc | 44 | |||||
2,288 | * | Infoblox, Inc | 46 | |||||
4,979 | * | Informatica Corp | 190 | |||||
1,502 | * | Information Services Group, Inc | 6 | |||||
766 | * | Interactive Intelligence, Inc | 37 | |||||
3,256 | * | Internap Network Services Corp | 26 | |||||
40,862 | International Business Machines Corp | 6,556 | ||||||
12,234 | Intuit, Inc | 1,128 | ||||||
1,848 | j2 Global, Inc | 115 | ||||||
3,657 | Jack Henry & Associates, Inc | 227 | ||||||
1,823 | * | Jive Software, Inc | 11 | |||||
1,403 | * | Knot, Inc | 26 | |||||
3,283 | * | Kofax Ltd | 23 | |||||
2,949 | Leidos Holdings, Inc | 128 | ||||||
3,363 | * | Limelight Networks, Inc | 9 | |||||
4,503 | * | LinkedIn Corp | 1,034 | |||||
3,304 | * | Lionbridge Technologies | 19 | |||||
1,143 | * | Liquidity Services, Inc | 9 | |||||
2,686 | * | Liveperson, Inc | 38 | |||||
1,024 | * | LogMeIn, Inc | 51 | |||||
346 | * | Luxoft Holding, Inc | 13 | |||||
716 | * | magicJack VocalTec Ltd | 6 | |||||
2,932 | * | Manhattan Associates, Inc | 119 | |||||
307 | Mantech International Corp (Class A) | 9 | ||||||
1,311 | Marchex, Inc (Class B) | 6 | ||||||
1,197 | * | Marin Software, Inc | 10 | |||||
1,134 | *,e | Marketo, Inc | 37 | |||||
43,431 | * | Mastercard, Inc (Class A) | 3,742 | |||||
455 | *,e | Mavenir Systems, Inc | 6 | |||||
3,118 | MAXIMUS, Inc | 171 | ||||||
4,392 | Mentor Graphics Corp | 96 | ||||||
357,069 | Microsoft Corp | 16,586 | ||||||
425 | * | MicroStrategy, Inc (Class A) | 69 | |||||
3,264 | *,e | Millennial Media, Inc | 5 | |||||
844 | * | Model N, Inc | 9 | |||||
2,352 | * | ModusLink Global Solutions, Inc | 9 | |||||
1,065 | * | MoneyGram International, Inc | 10 | |||||
1,800 | Monotype Imaging Holdings, Inc | 52 | ||||||
4,071 | * | Monster Worldwide, Inc | 19 | |||||
1,792 | * | Netscout Systems, Inc | 65 | |||||
1,828 | *,e | NetSuite, Inc | 200 | |||||
2,439 | *,e | NeuStar, Inc (Class A) | 68 | |||||
2,981 | NIC, Inc | 54 | ||||||
11,833 | * | Nuance Communications, Inc | 169 | |||||
335 | *,e | OPOWER, Inc | 5 | |||||
141,932 | Oracle Corp | 6,383 | ||||||
9,063 | *,e | Pandora Media, Inc | 162 | |||||
13,951 | Paychex, Inc | 644 | ||||||
1,584 | * | Pegasystems, Inc | 33 | |||||
1,536 | * | Perficient, Inc | 29 | |||||
958 | * | PRGX Global, Inc | 5 | |||||
1,469 | * | Progress Software Corp | 40 | |||||
1,629 | * | Proofpoint, Inc | 79 | |||||
1,099 | * | PROS Holdings, Inc | 30 | |||||
4,967 | * | PTC, Inc | 182 | |||||
440 | * | Q2 Holdings, Inc | 8 |
40
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
400 | QAD, Inc (Class A) | $ | 9 | |||||
3,971 | * | QLIK Technologies, Inc | 123 | |||||
700 | * | Qualys, Inc | 26 | |||||
1,192 | * | QuinStreet, Inc | 7 | |||||
5,171 | * | Rackspace Hosting, Inc | 242 | |||||
1,111 | *,e | Rally Software Development Corp | 13 | |||||
1,085 | * | RealNetworks, Inc | 8 | |||||
2,115 | * | RealPage, Inc | 46 | |||||
8,286 | * | Red Hat, Inc | 573 | |||||
393 | Reis, Inc | 10 | ||||||
289 | * | Rightside Group Ltd | 2 | |||||
801 | *,e | Rocket Fuel, Inc | 13 | |||||
560 | * | Rosetta Stone, Inc | 5 | |||||
3,677 | * | Rovi Corp | 83 | |||||
1,990 | Sabre Corp | 40 | ||||||
26,750 | * | Salesforce.com, Inc | 1,587 | |||||
594 | * | Sapiens International Corp NV | 4 | |||||
5,190 | * | Sapient Corp | 129 | |||||
1,520 | Science Applications International Corp | 75 | ||||||
1,059 | * | Sciquest, Inc | 15 | |||||
1,446 | * | Seachange International, Inc | 9 | |||||
6,361 | * | ServiceNow, Inc | 432 | |||||
2,827 | *,e | ServiceSource International LLC | 13 | |||||
666 | * | Shutterstock, Inc | 46 | |||||
1,525 | *,e | Silver Spring Networks, Inc | 13 | |||||
2,993 | * | SolarWinds, Inc | 149 | |||||
2,797 | Solera Holdings, Inc | 143 | ||||||
5,214 | * | Splunk, Inc | 307 | |||||
690 | * | SPS Commerce, Inc | 39 | |||||
2,996 | SS&C Technologies Holdings, Inc | 175 | ||||||
595 | * | Stamps.com, Inc | 29 | |||||
1,911 | * | Sykes Enterprises, Inc | 45 | |||||
29,719 | Symantec Corp | 762 | ||||||
1,551 | * | Synchronoss Technologies, Inc | 65 | |||||
6,320 | * | Synopsys, Inc | 275 | |||||
1,488 | * | Syntel, Inc | 67 | |||||
1,633 | * | TA Indigo Holding Corp | 19 | |||||
1,675 | * | Tableau Software, Inc | 142 | |||||
3,038 | * | Take-Two Interactive Software, Inc | 85 | |||||
1,464 | * | Tangoe, Inc | 19 | |||||
708 | * | TechTarget, Inc | 8 | |||||
2,099 | * | TeleCommunication Systems, Inc (Class A) | 7 | |||||
834 | * | TeleNav, Inc | 6 | |||||
922 | * | TeleTech Holdings, Inc | 22 | |||||
6,688 | * | Teradata Corp | 292 | |||||
840 | *,e | Textura Corp | 24 | |||||
5,735 | * | TiVo, Inc | 68 | |||||
7,388 | Total System Services, Inc | 251 | ||||||
285 | * | Travelzoo, Inc | 4 | |||||
1,467 | *,e | Tremor Video, Inc | 4 | |||||
1,639 | * | Trulia, Inc | 75 | |||||
22,273 | * | Twitter, Inc | 799 | |||||
1,414 | * | Tyler Technologies, Inc | 155 | |||||
1,265 | * | Ultimate Software Group, Inc | 186 | |||||
2,160 | * | Unisys Corp | 64 | |||||
4,640 | * | Unwired Planet, Inc | 5 | |||||
5,492 | * | Vantiv, Inc | 186 | |||||
225 | * | Varonis Systems, Inc | 7 | |||||
792 | *,e | Vasco Data Security International | 22 | |||||
5,078 | * | VeriFone Systems, Inc | 189 | |||||
2,379 | * | Verint Systems, Inc | 139 | |||||
4,831 | *,e | VeriSign, Inc | 275 | |||||
2,063 | *,e | VirnetX Holding Corp | 11 | |||||
1,136 | * | Virtusa Corp | 47 | |||||
21,684 | Visa, Inc (Class A) | 5,685 |
41
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,910 | * | VMware, Inc (Class A) | $ | 323 | ||||
2,387 | *,e | Vringo, Inc | 1 | |||||
1,683 | *,e | WebMD Health Corp (Class A) | 67 | |||||
2,286 | * | Website Pros, Inc | 43 | |||||
23,123 | e | Western Union Co | 414 | |||||
1,736 | * | WEX, Inc | 172 | |||||
622 | * | Wix.com Ltd | 13 | |||||
4,135 | * | Workday, Inc | 337 | |||||
50,001 | Xerox Corp | 693 | ||||||
1,381 | *,e | Xoom Corp | 24 | |||||
40,642 | * | Yahoo!, Inc | 2,053 | |||||
2,240 | *,e | Yelp, Inc | 123 | |||||
485 | *,e | Zendesk, Inc | 12 | |||||
1,371 | *,e | Zillow, Inc | 145 | |||||
3,311 | * | Zix Corp | 12 | |||||
31,985 | * | Zynga, Inc | 85 | |||||
|
| |||||||
TOTAL SOFTWARE & SERVICES | 101,018 | |||||||
|
| |||||||
TECHNOLOGY HARDWARE & EQUIPMENT - 6.1% | ||||||||
4,845 | *,e | 3D Systems Corp | 159 | |||||
1,804 | Adtran, Inc | 39 | ||||||
1,059 | * | Agilysys, Inc | 13 | |||||
548 | Alliance Fiber Optic Products, Inc | 8 | ||||||
13,512 | Amphenol Corp (Class A) | 727 | ||||||
1,193 | Anixter International, Inc | 106 | ||||||
260,282 | Apple, Inc | 28,730 | ||||||
654 | *,e | Applied Optoelectronics, Inc | 7 | |||||
233 | *,e | Arista Networks, Inc | 14 | |||||
5,392 | * | ARRIS Group, Inc | 163 | |||||
4,051 | * | Arrow Electronics, Inc | 235 | |||||
3,825 | * | Aruba Networks, Inc | 70 | |||||
5,645 | Avnet, Inc | 243 | ||||||
2,062 | AVX Corp | 29 | ||||||
653 | Badger Meter, Inc | 39 | ||||||
674 | Bel Fuse, Inc (Class B) | 18 | ||||||
1,931 | Belden CDT, Inc | 152 | ||||||
2,361 | * | Benchmark Electronics, Inc | 60 | |||||
755 | Black Box Corp | 18 | ||||||
19,255 | Brocade Communications Systems, Inc | 228 | ||||||
1,369 | *,e | CalAmp Corp | 25 | |||||
1,907 | * | Calix Networks, Inc | 19 | |||||
3,844 | CDW Corp | 135 | ||||||
1,874 | * | Checkpoint Systems, Inc | 26 | |||||
4,653 | * | Ciena Corp | 90 | |||||
221,536 | Cisco Systems, Inc | 6,162 | ||||||
522 | *,e | Clearfield, Inc | 6 | |||||
3,781 | * | Cognex Corp | 156 | |||||
1,087 | * | Coherent, Inc | 66 | |||||
2,354 | * | CommScope Holding Co, Inc | 54 | |||||
784 | Comtech Telecommunications Corp | 25 | ||||||
490 | * | Control4 Corp | 8 | |||||
56,051 | Corning, Inc | 1,285 | ||||||
1,943 | *,e | Cray, Inc | 67 | |||||
1,679 | CTS Corp | 30 | ||||||
937 | * | CUI Global, Inc | 7 | |||||
2,087 | Daktronics, Inc | 26 | ||||||
2,455 | Diebold, Inc | 85 | ||||||
1,490 | * | Digi International, Inc | 14 | |||||
2,076 | Dolby Laboratories, Inc (Class A) | 90 | ||||||
2,718 | * | Dot Hill Systems Corp | 12 | |||||
68 | * | DTS, Inc | 2 | |||||
789 | *,e | Eastman Kodak Co | 17 | |||||
1,847 | * | EchoStar Corp (Class A) | 97 |
42
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,000 | Electro Rent Corp | $ | 14 | |||||
1,074 | Electro Scientific Industries, Inc | 8 | ||||||
2,122 | * | Electronics for Imaging, Inc | 91 | |||||
88,112 | EMC Corp | 2,620 | ||||||
3,637 | * | Emulex Corp | 21 | |||||
4,537 | * | Extreme Networks, Inc | 16 | |||||
3,021 | * | F5 Networks, Inc | 394 | |||||
1,548 | * | Fabrinet | 27 | |||||
851 | * | FARO Technologies, Inc | 53 | |||||
1,866 | FEI Co | 169 | ||||||
4,415 | *,e | Finisar Corp | 86 | |||||
5,847 | Flir Systems, Inc | 189 | ||||||
1,328 | * | GSI Group, Inc | 20 | |||||
5,307 | * | Harmonic, Inc | 37 | |||||
4,381 | Harris Corp | 315 | ||||||
81,654 | Hewlett-Packard Co | 3,277 | ||||||
1,305 | * | Immersion Corp | 12 | |||||
5,305 | * | Infinera Corp | 78 | |||||
6,446 | * | Ingram Micro, Inc (Class A) | 178 | |||||
1,984 | * | Insight Enterprises, Inc | 51 | |||||
1,493 | InterDigital, Inc | 79 | ||||||
1,027 | * | Intevac, Inc | 8 | |||||
3,133 | *,e | InvenSense, Inc | 51 | |||||
1,522 | *,e | IPG Photonics Corp | 114 | |||||
1,761 | * | Itron, Inc | 74 | |||||
2,593 | * | Ixia | 29 | |||||
8,999 | Jabil Circuit, Inc | 196 | ||||||
9,380 | * | JDS Uniphase Corp | 129 | |||||
18,716 | Juniper Networks, Inc | 418 | ||||||
2,177 | * | Kemet Corp | 9 | |||||
7,356 | * | Keysight Technologies, Inc | 248 | |||||
1,302 | * | Kimball Electronics, Inc | 16 | |||||
3,773 | *,e | Knowles Corp | 89 | |||||
758 | * | KVH Industries, Inc | 10 | |||||
2,730 | Lexmark International, Inc (Class A) | 113 | ||||||
1,051 | Littelfuse, Inc | 102 | ||||||
1,385 | *,e | Maxwell Technologies, Inc | 13 | |||||
1,540 | * | Mercury Computer Systems, Inc | 21 | |||||
126 | Mesa Laboratories, Inc | 10 | ||||||
1,672 | Methode Electronics, Inc | 61 | ||||||
8,374 | Motorola, Inc | 562 | ||||||
731 | MTS Systems Corp | 55 | ||||||
555 | * | Multi-Fineline Electronix, Inc | 6 | |||||
4,414 | National Instruments Corp | 137 | ||||||
7,408 | * | NCR Corp | 216 | |||||
13,466 | NetApp, Inc | 558 | ||||||
1,274 | * | Netgear, Inc | 45 | |||||
1,913 | * | Newport Corp | 37 | |||||
630 | *,e | Nimble Storage, Inc | 17 | |||||
496 | * | Numerex Corp | 5 | |||||
4,246 | * | Oclaro, Inc | 8 | |||||
970 | * | OSI Systems, Inc | 69 | |||||
2,290 | * | Palo Alto Networks, Inc | 281 | |||||
1,164 | Park Electrochemical Corp | 29 | ||||||
3,576 | *,e | Parkervision, Inc | 3 | |||||
430 | PC Connection, Inc | 11 | ||||||
1,599 | Plantronics, Inc | 85 | ||||||
1,613 | * | Plexus Corp | 66 | |||||
6,111 | * | Polycom, Inc | 82 | |||||
950 | *,e | Procera Networks, Inc | 7 | |||||
4,059 | * | QLogic Corp | 54 | |||||
72,945 | Qualcomm, Inc | 5,422 | ||||||
11,444 | *,e | Quantum Corp | 20 | |||||
1,970 | * | RealD, Inc | 23 | |||||
7,292 | * | Riverbed Technology, Inc | 149 | |||||
1,445 | * | Rofin-Sinar Technologies, Inc | 42 |
43
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
790 | * | Rogers Corp | $ | 64 | ||||
2,837 | * | Ruckus Wireless, Inc | 34 | |||||
9,876 | SanDisk Corp | 968 | ||||||
3,808 | * | Sanmina Corp | 90 | |||||
1,187 | * | Scansource, Inc | 48 | |||||
2,605 | * | ShoreTel, Inc | 19 | |||||
1,782 | * | Silicon Graphics International Corp | 20 | |||||
11,025 | * | Sonus Networks, Inc | 44 | |||||
1,764 | * | Speed Commerce, Inc | 5 | |||||
2,178 | *,e | Stratasys Ltd | 181 | |||||
1,355 | * | Super Micro Computer, Inc | 47 | |||||
1,586 | * | Synaptics, Inc | 109 | |||||
1,254 | SYNNEX Corp | 98 | ||||||
1,618 | * | Tech Data Corp | 102 | |||||
247 | Tessco Technologies, Inc | 7 | ||||||
11,519 | * | Trimble Navigation Ltd | 306 | |||||
2,608 | * | TTM Technologies, Inc | 20 | |||||
1,309 | e | Ubiquiti Networks, Inc | 39 | |||||
1,939 | *,e | Universal Display Corp | 54 | |||||
1,815 | * | Viasat, Inc | 114 | |||||
128 | * | Viasystems Group, Inc | 2 | |||||
3,529 | *,e | Violin Memory, Inc | 17 | |||||
5,324 | Vishay Intertechnology, Inc | 75 | ||||||
654 | * | Vishay Precision Group, Inc | 11 | |||||
9,437 | Western Digital Corp | 1,045 | ||||||
1,994 | * | Zebra Technologies Corp (Class A) | 154 | |||||
|
| |||||||
TOTAL TECHNOLOGY HARDWARE & EQUIPMENT | 60,670 | |||||||
|
| |||||||
TELECOMMUNICATION SERVICES - 2.0% | ||||||||
3,853 | * | 8x8, Inc | 35 | |||||
224,363 | AT&T, Inc | 7,536 | ||||||
490 | Atlantic Tele-Network, Inc | 33 | ||||||
769 | * | Boingo Wireless, Inc | 6 | |||||
24,787 | CenturyTel, Inc | 981 | ||||||
10,048 | * | Cincinnati Bell, Inc | 32 | |||||
2,196 | Cogent Communications Group, Inc | 78 | ||||||
2,274 | Consolidated Communications Holdings, Inc | 63 | ||||||
1,092 | * | Fairpoint Communications, Inc | 16 | |||||
42,559 | e | Frontier Communications Corp | 284 | |||||
1,464 | * | General Communication, Inc (Class A) | 20 | |||||
12,052 | *,e | Globalstar, Inc | 33 | |||||
460 | * | Hawaiian Telcom Holdco, Inc | 13 | |||||
609 | IDT Corp (Class B) | 12 | ||||||
2,355 | * | inContact, Inc | 21 | |||||
1,751 | Inteliquent, Inc | 34 | ||||||
1,183 | * | Intelsat S.A. | 21 | |||||
2,990 | *,e | Iridium Communications, Inc | 29 | |||||
12,218 | * | Level 3 Communications, Inc | 603 | |||||
757 | Lumos Networks Corp | 13 | ||||||
757 | e | NTELOS Holdings Corp | 3 | |||||
1,760 | * | Orbcomm, Inc | 12 | |||||
2,509 | * | Premiere Global Services, Inc | 27 | |||||
1,251 | * | RingCentral, Inc | 19 | |||||
5,617 | * | SBA Communications Corp (Class A) | 622 | |||||
1,093 | Shenandoah Telecom Co | 34 | ||||||
1,177 | Spok Holdings, Inc | 20 | ||||||
32,103 | *,e | Sprint Corp | 133 | |||||
3,516 | Telephone & Data Systems, Inc | 89 | ||||||
11,712 | * | T-Mobile US, Inc | 316 | |||||
580 | * | US Cellular Corp | 23 | |||||
178,774 | Verizon Communications, Inc | 8,363 | ||||||
7,062 | * | Vonage Holdings Corp | 27 | |||||
27,433 | e | Windstream Holdings, Inc | 226 | |||||
996 | * | Zayo Group Holdings, Inc | 30 | |||||
|
| |||||||
TOTAL TELECOMMUNICATION SERVICES | 19,807 | |||||||
|
|
44
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
TRANSPORTATION - 2.5% | ||||||||
2,669 | * | Air Transport Services Group, Inc | $ | 23 | ||||
5,896 | Alaska Air Group, Inc | 352 | ||||||
482 | Allegiant Travel Co | 72 | ||||||
250 | Amerco, Inc | 71 | ||||||
31,236 | American Airlines Group, Inc | 1,675 | ||||||
1,342 | Arkansas Best Corp | 62 | ||||||
1,180 | * | Atlas Air Worldwide Holdings, Inc | 58 | |||||
4,667 | * | Avis Budget Group, Inc | 310 | |||||
2,213 | e | Baltic Trading Ltd | 6 | |||||
988 | Celadon Group, Inc | 22 | ||||||
6,553 | CH Robinson Worldwide, Inc | 491 | ||||||
2,582 | Con-Way, Inc | 127 | ||||||
1,347 | e | Copa Holdings S.A. (Class A) | 140 | |||||
43,005 | CSX Corp | 1,558 | ||||||
36,684 | Delta Air Lines, Inc | 1,805 | ||||||
812 | * | Echo Global Logistics, Inc | 24 | |||||
8,709 | Expeditors International of Washington, Inc | 389 | ||||||
12,776 | FedEx Corp | 2,219 | ||||||
1,381 | Forward Air Corp | 70 | ||||||
309 | * | FRP Holdings, Inc | 12 | |||||
2,296 | * | Genesee & Wyoming, Inc (Class A) | 206 | |||||
2,009 | *,e | Hawaiian Holdings, Inc | 52 | |||||
2,401 | Heartland Express, Inc | 65 | ||||||
19,763 | * | Hertz Global Holdings, Inc | 493 | |||||
1,702 | * | Hub Group, Inc (Class A) | 65 | |||||
374 | International Shipholding Corp | 6 | ||||||
4,019 | J.B. Hunt Transport Services, Inc | 339 | ||||||
9,209 | * | JetBlue Airways Corp | 146 | |||||
4,735 | Kansas City Southern Industries, Inc | 578 | ||||||
2,515 | * | Kirby Corp | 203 | |||||
2,626 | Knight Transportation, Inc | 88 | ||||||
1,449 | e | Knightsbridge Tankers Ltd | 7 | |||||
2,003 | Landstar System, Inc | 145 | ||||||
1,041 | Marten Transport Ltd | 23 | ||||||
1,942 | Matson, Inc | 67 | ||||||
2,759 | Navios Maritime Holdings, Inc | 11 | ||||||
13,305 | Norfolk Southern Corp | 1,458 | ||||||
2,771 | * | Old Dominion Freight Line | 215 | |||||
421 | Park-Ohio Holdings Corp | 27 | ||||||
1,212 | * | Quality Distribution, Inc | 13 | |||||
2,007 | * | Republic Airways Holdings, Inc | 29 | |||||
1,220 | * | Roadrunner Transportation Services Holdings, Inc | 29 | |||||
2,384 | Ryder System, Inc | 221 | ||||||
1,350 | * | Saia, Inc | 75 | |||||
5,390 | * | Scorpio Bulkers, Inc | 11 | |||||
2,348 | Skywest, Inc | 31 | ||||||
30,442 | Southwest Airlines Co | 1,288 | ||||||
3,208 | * | Spirit Airlines, Inc | 242 | |||||
3,842 | * | Swift Transportation Co, Inc | 110 | |||||
16,138 | * | UAL Corp | 1,079 | |||||
39,093 | Union Pacific Corp | 4,657 | ||||||
30,512 | United Parcel Service, Inc (Class B) | 3,392 | ||||||
200 | Universal Truckload Services, Inc | 6 | ||||||
1,762 | *,e | UTI Worldwide, Inc | 21 | |||||
1,553 | Werner Enterprises, Inc | 48 | ||||||
996 | * | Wesco Aircraft Holdings, Inc | 14 | |||||
2,305 | *,e | XPO Logistics, Inc | 94 | |||||
1,384 | * | YRC Worldwide, Inc | 31 | |||||
|
| |||||||
TOTAL TRANSPORTATION | 25,071 | |||||||
|
| |||||||
UTILITIES - 3.2% | ||||||||
1,364 | e | Abengoa Yield plc | 37 | |||||
28,400 | AES Corp | 391 |
45
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,260 | AGL Resources, Inc | $ | 287 | |||||
1,847 | Allete, Inc | 102 | ||||||
4,814 | Alliant Energy Corp | 320 | ||||||
10,710 | Ameren Corp | 494 | ||||||
21,172 | American Electric Power Co, Inc | 1,286 | ||||||
1,754 | American States Water Co | 66 | ||||||
7,523 | American Water Works Co, Inc | 401 | ||||||
7,726 | Aqua America, Inc | 206 | ||||||
366 | Artesian Resources Corp | 8 | ||||||
5,498 | Atlantic Power Corp | 15 | ||||||
4,152 | Atmos Energy Corp | 231 | ||||||
2,754 | Avista Corp | 97 | ||||||
1,970 | Black Hills Corp | 104 | ||||||
2,026 | California Water Service Group | 50 | ||||||
16,847 | * | Calpine Corp | 373 | |||||
18,951 | Centerpoint Energy, Inc | 444 | ||||||
670 | Chesapeake Utilities Corp | 33 | ||||||
2,716 | Cleco Corp | 148 | ||||||
11,966 | CMS Energy Corp | 416 | ||||||
518 | Connecticut Water Service, Inc | 19 | ||||||
12,543 | Consolidated Edison, Inc | 828 | ||||||
24,954 | Dominion Resources, Inc | 1,919 | ||||||
7,673 | DTE Energy Co | 663 | ||||||
30,625 | Duke Energy Corp | 2,558 | ||||||
4,582 | * | Dynegy, Inc | 139 | |||||
13,949 | Edison International | 913 | ||||||
1,646 | El Paso Electric Co | 66 | ||||||
1,919 | Empire District Electric Co | 57 | ||||||
7,717 | Entergy Corp | 675 | ||||||
37,274 | Exelon Corp | 1,382 | ||||||
18,543 | FirstEnergy Corp | 723 | ||||||
6,564 | Great Plains Energy, Inc | 186 | ||||||
4,472 | Hawaiian Electric Industries, Inc | 150 | ||||||
2,116 | Idacorp, Inc | 140 | ||||||
3,350 | Integrys Energy Group, Inc | 261 | ||||||
6,906 | ITC Holdings Corp | 279 | ||||||
1,419 | Laclede Group, Inc | 75 | ||||||
8,599 | MDU Resources Group, Inc | 202 | ||||||
1,530 | MGE Energy, Inc | 70 | ||||||
813 | Middlesex Water Co | 19 | ||||||
3,367 | National Fuel Gas Co | 234 | ||||||
1,688 | New Jersey Resources Corp | 103 | ||||||
18,690 | NextEra Energy, Inc | 1,987 | ||||||
13,919 | NiSource, Inc | 590 | ||||||
14,046 | Northeast Utilities | 752 | ||||||
939 | Northwest Natural Gas Co | 47 | ||||||
1,761 | NorthWestern Corp | 100 | ||||||
14,883 | NRG Energy, Inc | 401 | ||||||
1,290 | e | NRG Yield, Inc | 61 | |||||
8,673 | OGE Energy Corp | 308 | ||||||
2,332 | ONE Gas, Inc | 96 | ||||||
919 | Ormat Technologies, Inc | 25 | ||||||
1,620 | Otter Tail Corp | 50 | ||||||
1,740 | Pattern Energy Group, Inc | 43 | ||||||
11,070 | Pepco Holdings, Inc | 298 | ||||||
19,592 | PG&E Corp | 1,043 | ||||||
3,498 | Piedmont Natural Gas Co, Inc | 138 | ||||||
4,744 | Pinnacle West Capital Corp | 324 | ||||||
3,642 | PNM Resources, Inc | 108 | ||||||
3,464 | Portland General Electric Co | 131 | ||||||
28,008 | PPL Corp | 1,018 | ||||||
21,857 | Public Service Enterprise Group, Inc | 905 | ||||||
7,671 | Questar Corp | 194 | ||||||
6,017 | SCANA Corp | 363 | ||||||
10,595 | Sempra Energy | 1,180 |
46
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
678 | SJW Corp | $ | 22 | |||||
1,243 | South Jersey Industries, Inc | 73 | ||||||
38,568 | Southern Co | 1,894 | ||||||
2,114 | Southwest Gas Corp | 131 | ||||||
9,633 | TECO Energy, Inc | 197 | ||||||
817 | e | TerraForm Power, Inc | 25 | |||||
7,617 | UGI Corp | 289 | ||||||
2,315 | UIL Holdings Corp | 101 | ||||||
597 | Unitil Corp | 22 | ||||||
3,477 | Vectren Corp | 161 | ||||||
5,819 | Westar Energy, Inc | 240 | ||||||
2,373 | WGL Holdings, Inc | 130 | ||||||
9,962 | e | Wisconsin Energy Corp | 525 | |||||
21,678 | Xcel Energy, Inc | 779 | ||||||
672 | York Water Co | 16 | ||||||
|
| |||||||
TOTAL UTILITIES | 31,937 | |||||||
|
| |||||||
TOTAL COMMON STOCKS (Cost $475,600) | 988,384 | |||||||
|
| |||||||
RIGHTS / WARRANTS - 0.0% | ||||||||
ENERGY - 0.0% | ||||||||
711 | e,m | Magnum Hunter Resources Corp | 0 | |||||
|
| |||||||
TOTAL ENERGY | 0 | |||||||
|
| |||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 0.0% | ||||||||
1,733 | m | Trius Therapeutics, Inc | 1 | |||||
|
| |||||||
TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 1 | |||||||
|
| |||||||
TELECOMMUNICATION SERVICES - 0.0% | ||||||||
2,267 | m | Leap Wireless International, Inc | 6 | |||||
|
| |||||||
TOTAL TELECOMMUNICATION SERVICES | 6 | |||||||
|
| |||||||
UTILITIES - 0.0% | ||||||||
629 | Liberty Broadband Corp | 6 | ||||||
|
| |||||||
TOTAL UTILITIES | 6 | |||||||
|
| |||||||
TOTAL RIGHTS / WARRANTS (Cost $6) | 13 | |||||||
|
| |||||||
SHORT-TERM INVESTMENTS - 2.5% | ||||||||
INVESTMENTS IN REGISTERED INVESTMENT COMPANIES - 2.5% | ||||||||
24,950,498 | c | TIAA-CREF Short Term Lending Portfolio of the State Street Navigator Securities Lending Trust | 24,950 | |||||
|
| |||||||
TOTAL INVESTMENTS IN REGISTERED INVESTMENT COMPANIES | 24,950 | |||||||
|
| |||||||
TOTAL SHORT-TERM INVESTMENTS (Cost $24,950) | 24,950 | |||||||
|
| |||||||
TOTAL INVESTMENTS - 102.5% (Cost $500,556) | 1,013,347 | |||||||
OTHER ASSETS & LIABILITIES, NET - (2.5)% | (24,769 | ) | ||||||
|
| |||||||
NET ASSETS - 100.0% | $ | 988,578 | ||||||
|
|
Abbreviation(s):
REIT | Real Estate Investment Trust |
SPDR | Standard and Poor’s Depository Receipt |
* | Non-income producing. |
^ | Amount represents less than $1,000. |
c | Investments made with cash collateral received from securities on loan. |
47
TIAA SEPARATE ACCOUNT VA-1 – Stock Index Account
e | All or a portion of these securities are out on loan. The aggregate value of securities on loan is $24,290,000. |
m | Indicates a security that has been deemed illiquid. |
Cost amounts are in thousands.
48
Report of Independent Registered Public Accounting Firm
To the Management Committee and Contract owners of the TIAA Separate Account VA-1:
In our opinion, the accompanying statement of assets and liabilities, including the summary portfolio of investments, and the related statements of operations and of changes in net assets and the financial highlights (included in Item 1 of this Form N-CSR) and the schedules of investments (included in Item 6 of this Form N-CSR) present fairly, in all material respects, the financial position of Stock Index Account of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) as of December 31, 2014, the results of each of its operations, the changes in its net assets and the financial highlights for each of the periods presented, in conformity with accounting principles generally accepted in the United States of America. These financial statements, financial highlights, and schedule of investments (hereafter referred to as “financial statements”) are the responsibility of the Account’s management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audit, which included confirmation of securities at December 31, 2014 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
/s/ PricewaterhouseCoopers LLP
Baltimore, Maryland
February 20, 2015
49
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not Applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not Applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not Applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There were no material changes to the procedures by which shareholders may recommend nominees to the Registrant’s Management Committee.
Item 11. Controls and Procedures.
(a) An evaluation was performed within 90 days of the filing date of the report under the supervision of the Registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the Registrant’s disclosure controls and procedures. Based on that evaluation, the Registrant’s management, including the principal executive officer and principal financial officer, concluded that the Registrant’s disclosure controls and procedures were effective for this annual reporting period.
(b) There were no changes in the Registrant’s internal control over financial reporting that occurred during the Registrant’s annual period covered by this report that materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
Item 12. Exhibits.
12(a)(1) Copy of current SOX code of ethics for Senior Financial Officers
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNT VA-1 | ||||||
Dated: February 20, 2015 | By: | /s/Robert G. Leary | ||||
Robert G. Leary | ||||||
Executive Vice President |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Dated: February 20, 2015 | By: | /s/Robert G. Leary | ||||
Robert G. Leary | ||||||
Executive Vice President | ||||||
(principal executive officer) | ||||||
Dated: February 20, 2015 | By: | /s/Phillip G. Goff | ||||
Phillip G. Goff | ||||||
Chief Financial Officer, Principal Accounting Officer and Treasurer | ||||||
(principal financial officer) |
EXHIBIT INDEX
Item 12. Exhibits.
12(a)(1) Copy of current SOX code of ethics for Senior Financial Officers
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer