1616 N. Litchfield Rd., Suite 165, Goodyear, Arizona 85395
Bruce E. Ventimiglia
Registrant: Saratoga Advantage Trust- Technology & Communications Portfolio Item 1 |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | |
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ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Jens Alder | Mgmt | Yes | For | For |
2 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Raymond J. Bromark | Mgmt | Yes | For | For |
3 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Gary J. Fernandes | Mgmt | Yes | For | For |
4 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Michael P. Gregoire | Mgmt | Yes | For | For |
5 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Rohit Kapoor | Mgmt | Yes | For | For |
6 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Jeffrey G. Katz | Mgmt | Yes | For | For |
7 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Kay Koplovitz | Mgmt | Yes | For | For |
8 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Christopher B. Lofgren | Mgmt | Yes | For | For |
9 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Richard Sulpizio | Mgmt | Yes | For | For |
10 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Laura S. Unger | Mgmt | Yes | For | For |
11 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Arthur F. Weinbach | Mgmt | Yes | For | For |
12 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Elect Director Renato (Ron) Zambonini | Mgmt | Yes | For | For |
13 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For |
14 | CA, Inc. | CA | 12673P105 | 08/05/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
15 | | | | | | | | | |
16 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director Philip T. Gianos | Mgmt | Yes | For | For |
17 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director Moshe N. Gavrielov | Mgmt | Yes | For | For |
18 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director William G. Howard, Jr. | Mgmt | Yes | For | For |
19 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director J. Michael Patterson | Mgmt | Yes | For | For |
20 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director Albert A. Pimentel | Mgmt | Yes | For | For |
21 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director Marshall C. Turner | Mgmt | Yes | For | For |
22 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Elect Director Elizabeth W. Vanderslice | Mgmt | Yes | For | For |
23 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
24 | Xilinx, Inc. | XLNX | 983919101 | 08/12/2015 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
25 | | | | | | | | | |
26 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director David J. Barram | Mgmt | Yes | For | For |
27 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Erik Brynjolfsson | Mgmt | Yes | For | For |
28 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Rodney F. Chase | Mgmt | Yes | For | For |
29 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Bruce B. Churchill | Mgmt | Yes | For | For |
30 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Mark Foster | Mgmt | Yes | For | For |
31 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Nancy Killefer | Mgmt | Yes | For | For |
32 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Sachin Lawande | Mgmt | Yes | For | For |
33 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director J. Michael Lawrie | Mgmt | Yes | For | For |
34 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Brian Patrick MacDonald | Mgmt | Yes | For | For |
35 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Elect Director Sean O'Keefe | Mgmt | Yes | For | For |
36 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
37 | Computer Sciences Corporation | CSC | 205363104 | 08/14/2015 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For |
38 | | | | | | | | | |
39 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director T. Michael Nevens | Mgmt | Yes | For | For |
40 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Jeffry R. Allen | Mgmt | Yes | For | For |
41 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Tor R. Braham | Mgmt | Yes | For | For |
42 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Alan L. Earhart | Mgmt | Yes | For | For |
43 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Gerald Held | Mgmt | Yes | For | For |
44 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Kathryn M. Hill | Mgmt | Yes | For | For |
45 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director George Kurian | Mgmt | Yes | For | For |
46 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director George T. Shaheen | Mgmt | Yes | For | For |
47 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Robert T. Wall | Mgmt | Yes | For | For |
48 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Elect Director Richard P. Wallace | Mgmt | Yes | For | For |
49 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
50 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Amend Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
51 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
52 | NetApp, Inc. | NTAP | 64110D104 | 09/11/2015 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For |
53 | | | | | | | | | |
54 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Michael A. Brown | Mgmt | Yes | For | For |
55 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Frank E. Dangeard | Mgmt | Yes | For | For |
56 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Geraldine B. Laybourne | Mgmt | Yes | For | For |
57 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director David L. Mahoney | Mgmt | Yes | For | For |
58 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Robert S. Miller | Mgmt | Yes | For | For |
59 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Anita M. Sands | Mgmt | Yes | For | For |
60 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Daniel H. Schulman | Mgmt | Yes | For | For |
61 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director V. Paul Unruh | Mgmt | Yes | For | For |
62 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Elect Director Suzanne M. Vautrinot | Mgmt | Yes | For | For |
63 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For |
64 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
65 | Symantec Corporation | SYMC | 871503108 | 11/03/2015 | Establish Public Policy Board Committee | SH | Yes | Against | For |
66 | | | | | | | | | |
67 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Edward W. Barnholt | Mgmt | Yes | For | For |
68 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Robert M. Calderoni | Mgmt | Yes | For | For |
69 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director John T. Dickson | Mgmt | Yes | For | For |
70 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Emiko Higashi | Mgmt | Yes | For | For |
71 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Kevin J. Kennedy | Mgmt | Yes | For | For |
72 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Gary B. Moore | Mgmt | Yes | For | For |
73 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Kiran M. Patel | Mgmt | Yes | For | For |
74 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Robert A. Rango | Mgmt | Yes | For | For |
75 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director Richard P. Wallace | Mgmt | Yes | For | For |
76 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Elect Director David C. Wang | Mgmt | Yes | For | For |
77 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
78 | KLA-Tencor Corporation | KLAC | 482480100 | 11/04/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
79 | | | | | | | | | |
80 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Martin I. Cole | Mgmt | Yes | For | For |
81 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Kathleen A. Cote | Mgmt | Yes | For | For |
82 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Henry T. DeNero | Mgmt | Yes | For | For |
83 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Michael D. Lambert | Mgmt | Yes | For | For |
84 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Len J. Lauer | Mgmt | Yes | For | For |
85 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Matthew E. Massengill | Mgmt | Yes | For | For |
86 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Stephen D. Milligan | Mgmt | Yes | For | For |
87 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Elect Director Paula A. Price | Mgmt | Yes | For | For |
88 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
89 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
90 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Amend Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
91 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/04/2015 | Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For |
92 | | | | | | | | | |
93 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Jeffrey S. Berg | Mgmt | Yes | Withhold | Against |
94 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director H. Raymond Bingham | Mgmt | Yes | Withhold | Against |
95 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Michael J. Boskin | Mgmt | Yes | Withhold | Against |
96 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Safra A. Catz | Mgmt | Yes | Withhold | Against |
97 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Bruce R. Chizen | Mgmt | Yes | Withhold | Against |
98 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director George H. Conrades | Mgmt | Yes | Withhold | Against |
99 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Lawrence J. Ellison | Mgmt | Yes | Withhold | Against |
100 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Hector Garcia-Molina | Mgmt | Yes | Withhold | Against |
101 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Jeffrey O. Henley | Mgmt | Yes | Withhold | Against |
102 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Mark V. Hurd | Mgmt | Yes | Withhold | Against |
103 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Leon E. Panetta | Mgmt | Yes | For | For |
104 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Elect Director Naomi O. Seligman | Mgmt | Yes | Withhold | Against |
105 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
106 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | Against | Against |
107 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
108 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Adopt Quantitative Renewable Energy Goals | SH | Yes | Against | For |
109 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Proxy Access | SH | Yes | For | Against |
110 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Approve Quantifiable Performance Metrics | SH | Yes | For | Against |
111 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Amend Corporate Governance Guidelines | SH | Yes | For | Against |
112 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Proxy Voting Disclosure, Confidentiality, and Tabulation | SH | Yes | Against | For |
113 | Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
114 | | | | | | | | | |
115 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Carol A. Bartz | Mgmt | Yes | For | For |
116 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director M. Michele Burns | Mgmt | Yes | For | For |
117 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Michael D. Capellas | Mgmt | Yes | For | For |
118 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director John T. Chambers | Mgmt | Yes | For | For |
119 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Brian L. Halla | Mgmt | Yes | For | For |
120 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director John L. Hennessy | Mgmt | Yes | For | For |
121 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Kristina M. Johnson | Mgmt | Yes | For | For |
122 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Roderick C. McGeary | Mgmt | Yes | For | For |
123 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Charles H. Robbins | Mgmt | Yes | For | For |
124 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Arun Sarin | Mgmt | Yes | For | For |
125 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Elect Director Steven M. West | Mgmt | Yes | For | For |
126 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
127 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
128 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Adopt Holy Land Principles | SH | Yes | Against | For |
129 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | Adopt Proxy Access Right | SH | Yes | For | Against |
130 | | | | | | | | | |
131 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director William H. Gates, lll | Mgmt | Yes | For | For |
132 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Teri L. List-Stoll | Mgmt | Yes | For | For |
133 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director G. Mason Morfit | Mgmt | Yes | For | For |
134 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Satya Nadella | Mgmt | Yes | For | For |
135 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Charles H. Noski | Mgmt | Yes | For | For |
136 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Helmut Panke | Mgmt | Yes | For | For |
137 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Sandra E. Peterson | Mgmt | Yes | For | For |
138 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Charles W. Scharf | Mgmt | Yes | For | For |
139 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director John W. Stanton | Mgmt | Yes | For | For |
140 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director John W. Thompson | Mgmt | Yes | For | For |
141 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Elect Director Padmasree Warrior | Mgmt | Yes | For | For |
142 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | Against | Against |
143 | Microsoft Corporation | MSFT | 594918104 | 12/02/2015 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For |
144 | | | | | | | | | |
145 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Jaime Ardila | Mgmt | Yes | For | For |
146 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Dina Dublon | Mgmt | Yes | For | For |
147 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Charles H. Giancarlo | Mgmt | Yes | For | For |
148 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director William L. Kimsey | Mgmt | Yes | For | For |
149 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Marjorie Magner | Mgmt | Yes | For | For |
150 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Blythe J. McGarvie | Mgmt | Yes | For | For |
151 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Pierre Nanterme | Mgmt | Yes | For | For |
152 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Gilles C. Pelisson | Mgmt | Yes | For | For |
153 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Paula A. Price | Mgmt | Yes | For | For |
154 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Arun Sarin | Mgmt | Yes | For | For |
155 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Wulf von Schimmelmann | Mgmt | Yes | For | For |
156 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Elect Director Frank K. Tang | Mgmt | Yes | For | For |
157 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
158 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
159 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Amend Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
160 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For |
161 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Provide Proxy Access Right | Mgmt | Yes | For | For |
162 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Require Advance Notice for Shareholder Proposals | Mgmt | Yes | For | For |
163 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Amend Articles | Mgmt | Yes | For | For |
164 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Amend Articles - Board Related | Mgmt | Yes | For | For |
165 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Establish Range for Size of Board | Mgmt | Yes | For | For |
166 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | Yes | For | For |
167 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | For |
168 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Authorize Open-Market Purchases of Class A Ordinary Shares | Mgmt | Yes | For | For |
169 | Accenture plc | ACN | G1151C101 | 02/03/2016 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Mgmt | Yes | For | For |
170 | | | | | | | | | |
171 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Robert A. Minicucci as a Director | Mgmt | Yes | For | For |
172 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Adrian Gardner as a Director | Mgmt | Yes | For | For |
173 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect John T. McLennan as a Director | Mgmt | Yes | For | For |
174 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Simon Olswang as a Director | Mgmt | Yes | For | For |
175 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Zohar Zisapel as a Director | Mgmt | Yes | For | For |
176 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Julian A. Brodsky as a Director | Mgmt | Yes | For | For |
177 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Clayton Christensen as a Director | Mgmt | Yes | For | For |
178 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Eli Gelman as a Director | Mgmt | Yes | For | For |
179 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect James S. Kahan as a Director | Mgmt | Yes | For | For |
180 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Richard T.C. LeFave as a Director | Mgmt | Yes | For | For |
181 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Elect Giora Yaron as a Director | Mgmt | Yes | For | For |
182 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Approve Dividends | Mgmt | Yes | For | For |
183 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | Yes | For | For |
184 | Amdocs Limited | DOX | G02602103 | 02/03/2016 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For |
185 | | | | | | | | | |
186 | KLA-Tencor Corporation | KLAC | 482480100 | 02/19/2016 | Approve Merger Agreement | Mgmt | Yes | For | For |
187 | KLA-Tencor Corporation | KLAC | 482480100 | 02/19/2016 | Adjourn Meeting | Mgmt | Yes | For | For |
188 | KLA-Tencor Corporation | KLAC | 482480100 | 02/19/2016 | Advisory Vote on Golden Parachutes | Mgmt | Yes | For | For |
189 | KLA-Tencor Corporation | KLAC | 482480100 | 02/19/2016 | Approve Extension of Outside Director Accelerated Vesting Policy | Mgmt | Yes | For | For |
190 | | | | | | | | | |
191 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director James Bell | Mgmt | Yes | For | For |
192 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Tim Cook | Mgmt | Yes | For | For |
193 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Al Gore | Mgmt | Yes | For | For |
194 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Bob Iger | Mgmt | Yes | For | For |
195 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Andrea Jung | Mgmt | Yes | For | For |
196 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Art Levinson | Mgmt | Yes | For | For |
197 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Ron Sugar | Mgmt | Yes | For | For |
198 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Elect Director Sue Wagner | Mgmt | Yes | For | For |
199 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
200 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
201 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
202 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | SH | Yes | Against | For |
203 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | SH | Yes | Against | For |
204 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Report on Guidelines for Country Selection | SH | Yes | Against | For |
205 | Apple Inc. | AAPL | 037833100 | 02/26/2016 | Adopt Proxy Access Right | SH | Yes | For | Against |
206 | | | | | | | | | |
207 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Barbara T. Alexander | Mgmt | Yes | For | For |
208 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Raymond V. Dittamore | Mgmt | Yes | For | For |
209 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Jeffrey W. Henderson | Mgmt | Yes | For | For |
210 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Thomas W. Horton | Mgmt | Yes | For | For |
211 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Paul E. Jacobs | Mgmt | Yes | For | For |
212 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Harish Manwani | Mgmt | Yes | For | For |
213 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Mark D. McLaughlin | Mgmt | Yes | For | For |
214 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Steve Mollenkopf | Mgmt | Yes | For | For |
215 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Clark T. 'Sandy' Randt, Jr. | Mgmt | Yes | For | For |
216 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Francisco Ros | Mgmt | Yes | For | For |
217 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Jonathan J. Rubinstein | Mgmt | Yes | For | For |
218 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Elect Director Anthony J. Vinciquerra | Mgmt | Yes | For | For |
219 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
220 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
221 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
222 | QUALCOMM Incorporated | QCOM | 747525103 | 03/08/2016 | Proxy Access | SH | Yes | For | Against |
223 | | | | | | | | | |
224 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 03/15/2016 | Issue Shares in Connection with Merger | Mgmt | Yes | For | For |
225 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 03/15/2016 | Adjourn Meeting | Mgmt | Yes | For | For |
226 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 03/15/2016 | Advisory Vote on Golden Parachutes | Mgmt | Yes | For | For |
227 | | | | | | | | | |
228 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Kenneth I. Chenault | Mgmt | Yes | For | For |
229 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Michael L. Eskew | Mgmt | Yes | For | For |
230 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director David N. Farr | Mgmt | Yes | For | For |
231 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Mark Fields | Mgmt | Yes | For | For |
232 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Alex Gorsky | Mgmt | Yes | For | For |
233 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Shirley Ann Jackson | Mgmt | Yes | For | For |
234 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Andrew N. Liveris | Mgmt | Yes | For | For |
235 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director W. James McNerney, Jr. | Mgmt | Yes | For | For |
236 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Hutham S. Olayan | Mgmt | Yes | For | For |
237 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director James W. Owens | Mgmt | Yes | For | For |
238 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Virginia M. Rometty | Mgmt | Yes | For | For |
239 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Joan E. Spero | Mgmt | Yes | For | For |
240 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Sidney Taurel | Mgmt | Yes | For | For |
241 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Elect Director Peter R. Voser | Mgmt | Yes | For | For |
242 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
243 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
244 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
245 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
246 | International Business Machines Corporation | IBM | 459200101 | 04/26/2016 | Require Independent Board Chairman | SH | Yes | For | Against |
247 | | | | | | | | | |
248 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director James H. Blanchard | Mgmt | Yes | For | For |
249 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Kriss Cloninger, III | Mgmt | Yes | For | For |
250 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Walter W. Driver, Jr. | Mgmt | Yes | For | For |
251 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Sidney E. Harris | Mgmt | Yes | For | For |
252 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director William M. Isaac | Mgmt | Yes | For | For |
253 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Pamela A. Joseph | Mgmt | Yes | For | For |
254 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Mason H. Lampton | Mgmt | Yes | For | For |
255 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Connie D. McDaniel | Mgmt | Yes | For | For |
256 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Philip W. Tomlinson | Mgmt | Yes | For | For |
257 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director John T. Turner | Mgmt | Yes | For | For |
258 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director Richard W. Ussery | Mgmt | Yes | For | For |
259 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director M. Troy Woods | Mgmt | Yes | For | For |
260 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Elect Director James D. Yancey | Mgmt | Yes | For | For |
261 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For |
262 | Total System Services, Inc. | TSS | 891906109 | 04/28/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
263 | | | | | | | | | |
264 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Peter A. Altabef | Mgmt | Yes | For | For |
265 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Jared L. Cohon | Mgmt | Yes | For | For |
266 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Alison Davis | Mgmt | Yes | For | For |
267 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Nathaniel A. Davis | Mgmt | Yes | For | For |
268 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Denise K. Fletcher | Mgmt | Yes | For | For |
269 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Philippe Germond | Mgmt | Yes | For | For |
270 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Leslie F. Kenne | Mgmt | Yes | For | For |
271 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Lee D. Roberts | Mgmt | Yes | For | For |
272 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Elect Director Paul E. Weaver | Mgmt | Yes | For | For |
273 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For |
274 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | Against | Against |
275 | Unisys Corporation | UIS | 909214306 | 04/28/2016 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
276 | | | | | | | | | |
277 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Donald J. Carty | Mgmt | Yes | For | For |
278 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Randolph L. Cowen | Mgmt | Yes | For | For |
279 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director James S. DiStasio | Mgmt | Yes | For | For |
280 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director John R. Egan | Mgmt | Yes | For | For |
281 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director William D. Green | Mgmt | Yes | For | For |
282 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Jami Miscik | Mgmt | Yes | For | For |
283 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Paul Sagan | Mgmt | Yes | For | For |
284 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Laura J. Sen | Mgmt | Yes | For | For |
285 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Elect Director Joseph M. Tucci | Mgmt | Yes | For | For |
286 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Ratify Pricewaterhousecoopers Llp as Auditors | Mgmt | Yes | For | For |
287 | EMC Corporation | EMC | 268648102 | 05/12/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
288 | | | | | | | | | |
289 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Jeffrey P. Bezos | Mgmt | Yes | For | For |
290 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Tom A. Alberg | Mgmt | Yes | For | For |
291 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director John Seely Brown | Mgmt | Yes | For | For |
292 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director William B. Gordon | Mgmt | Yes | For | For |
293 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Jamie S. Gorelick | Mgmt | Yes | For | For |
294 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Judith A. McGrath | Mgmt | Yes | For | For |
295 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Jonathan J. Rubinstein | Mgmt | Yes | For | For |
296 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Thomas O. Ryder | Mgmt | Yes | For | For |
297 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Patricia Q. Stonesifer | Mgmt | Yes | For | For |
298 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Elect Director Wendell P. Weeks | Mgmt | Yes | For | For |
299 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
300 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Report on Sustainability, Including GHG Goals | SH | Yes | Against | For |
301 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Report on Human Rights Risk Assessment Process | SH | Yes | Against | For |
302 | Amazon.com, Inc. | AMZN | 023135106 | 05/17/2016 | Report on Political Contributions | SH | Yes | Against | For |
303 | | | | | | | | | |
304 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Wesley G. Bush | Mgmt | Yes | For | For |
305 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Marianne C. Brown | Mgmt | Yes | For | For |
306 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Victor H. Fazio | Mgmt | Yes | For | For |
307 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Donald E. Felsinger | Mgmt | Yes | For | For |
308 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Ann M. Fudge | Mgmt | Yes | For | For |
309 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Bruce S. Gordon | Mgmt | Yes | For | For |
310 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director William H. Hernandez | Mgmt | Yes | For | For |
311 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Madeleine A. Kleiner | Mgmt | Yes | For | For |
312 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Karl J. Krapek | Mgmt | Yes | For | For |
313 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Richard B. Myers | Mgmt | Yes | For | For |
314 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Gary Roughead | Mgmt | Yes | For | For |
315 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director Thomas M. Schoewe | Mgmt | Yes | For | For |
316 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Elect Director James S. Turley | Mgmt | Yes | For | For |
317 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
318 | Northrop Grumman Corporation | NOC | 666807102 | 05/18/2016 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For |
319 | | | | | | | | | |
320 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Robert K. Burgess | Mgmt | Yes | For | For |
321 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Tench Coxe | Mgmt | Yes | For | For |
322 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Persis S. Drell | Mgmt | Yes | For | For |
323 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director James C. Gaither | Mgmt | Yes | For | For |
324 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Jen-Hsun Huang | Mgmt | Yes | For | For |
325 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Dawn Hudson | Mgmt | Yes | For | For |
326 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Harvey C. Jones | Mgmt | Yes | For | For |
327 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Michael G. McCaffery | Mgmt | Yes | For | For |
328 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director William J. Miller | Mgmt | Yes | For | For |
329 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Mark L. Perry | Mgmt | Yes | For | For |
330 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director A. Brooke Seawell | Mgmt | Yes | For | For |
331 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Elect Director Mark A. Stevens | Mgmt | Yes | For | For |
332 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
333 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
334 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
335 | NVIDIA Corporation | NVDA | 67066G104 | 05/18/2016 | Amend Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
336 | | | | | | | | | |
337 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Charlene Barshefsky | Mgmt | Yes | For | For |
338 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Aneel Bhusri | Mgmt | Yes | For | For |
339 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Andy D. Bryant | Mgmt | Yes | For | For |
340 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director John J. Donahoe | Mgmt | Yes | For | For |
341 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Reed E. Hundt | Mgmt | Yes | For | For |
342 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Brian M. Krzanich | Mgmt | Yes | For | For |
343 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director James D. Plummer | Mgmt | Yes | For | For |
344 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director David S. Pottruck | Mgmt | Yes | For | For |
345 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director Frank D. Yeary | Mgmt | Yes | For | For |
346 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Elect Director David B. Yoffie | Mgmt | Yes | For | For |
347 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
348 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
349 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Adopt Holy Land Principles | SH | Yes | Against | For |
350 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
351 | Intel Corporation | INTC | 458140100 | 05/19/2016 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
352 | | | | | | | | | |
353 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Robert M. Calderoni | Mgmt | Yes | For | For |
354 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Gary Daichendt | Mgmt | Yes | For | For |
355 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Kevin DeNuccio | Mgmt | Yes | For | For |
356 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director James Dolce | Mgmt | Yes | For | For |
357 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Mercedes Johnson | Mgmt | Yes | For | For |
358 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Scott Kriens | Mgmt | Yes | For | For |
359 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Rahul Merchant | Mgmt | Yes | For | For |
360 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Rami Rahim | Mgmt | Yes | For | For |
361 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director Pradeep Sindhu | Mgmt | Yes | For | For |
362 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Elect Director William R. Stensrud | Mgmt | Yes | For | For |
363 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
364 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
365 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
366 | Juniper Networks, Inc. | JNPR | 48203R104 | 05/25/2016 | Reduce Supermajority Vote Requirement | SH | Yes | For | Against |
367 | | | | | | | | | |
368 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Marc Benioff | Mgmt | Yes | For | For |
369 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Keith Block | Mgmt | Yes | For | For |
370 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Craig Conway | Mgmt | Yes | For | For |
371 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Alan Hassenfeld | Mgmt | Yes | For | For |
372 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Neelie Kroes | Mgmt | Yes | For | For |
373 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Colin Powell | Mgmt | Yes | For | For |
374 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Sanford Robertson | Mgmt | Yes | For | For |
375 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director John V. Roos | Mgmt | Yes | For | For |
376 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Lawrence Tomlinson | Mgmt | Yes | For | For |
377 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Robin Washington | Mgmt | Yes | For | For |
378 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Maynard Webb | Mgmt | Yes | For | For |
379 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Elect Director Susan Wojcicki | Mgmt | Yes | For | For |
380 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Provide Directors May Be Removed With or Without Cause | Mgmt | Yes | For | For |
381 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
382 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | Against | Against |
383 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Pro-rata Vesting of Equity Awards | SH | Yes | For | Against |
384 | salesforce.com, inc. | CRM | 79466L302 | 06/02/2016 | Stock Retention/Holding Period | SH | Yes | For | Against |
385 | | | | | | | | | |
386 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Bruce K. Anderson | Mgmt | Yes | For | For |
387 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Roger H. Ballou | Mgmt | Yes | For | For |
388 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director D. Keith Cobb | Mgmt | Yes | For | For |
389 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director E. Linn Draper, Jr. | Mgmt | Yes | For | For |
390 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Edward J. Heffernan | Mgmt | Yes | For | For |
391 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Kenneth R. Jensen | Mgmt | Yes | For | For |
392 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Robert A. Minicucci | Mgmt | Yes | For | For |
393 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Elect Director Laurie A. Tucker | Mgmt | Yes | For | For |
394 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
395 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Provide Directors May Be Removed With or Without Cause | Mgmt | Yes | For | For |
396 | Alliance Data Systems Corporation | ADS | 018581108 | 06/07/2016 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For |
397 | | | | | | | | | |
398 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect Gil Shwed as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
399 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect Marius Nacht as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
400 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect Jerry Ungerman as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
401 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect Dan Propper as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
402 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
403 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reelect Tal Shavit as Director Until the End of the Next Annual General Meeting | Mgmt | No | N/A | N/A |
404 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | No | N/A | N/A |
405 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Approve Employment Terms of Gil Shwed, CEO | Mgmt | No | N/A | N/A |
406 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Approve Executive Compensation Policy | Mgmt | No | N/A | N/A |
407 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 06/07/2016 | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | No | N/A | N/A |
408 | | | | | | | | | |
409 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Larry Page | Mgmt | Yes | For | For |
410 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Sergey Brin | Mgmt | Yes | For | For |
411 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Eric E. Schmidt | Mgmt | Yes | For | For |
412 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director L. John Doerr | Mgmt | Yes | For | For |
413 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Diane B. Greene | Mgmt | Yes | For | For |
414 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director John L. Hennessy | Mgmt | Yes | Withhold | Against |
415 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Ann Mather | Mgmt | Yes | For | For |
416 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Alan R. Mulally | Mgmt | Yes | For | For |
417 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Paul S. Otellini | Mgmt | Yes | Withhold | Against |
418 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director K. Ram Shriram | Mgmt | Yes | Withhold | Against |
419 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Elect Director Shirley M. Tilghman | Mgmt | Yes | For | For |
420 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
421 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | Against | Against |
422 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Amended and Restated Certificate of Incorporation of Google Inc. | Mgmt | Yes | Against | Against |
423 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Yes | For | Against |
424 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
425 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Report on Political Contributions | SH | Yes | Against | For |
426 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Require a Majority Vote for the Election of Directors | SH | Yes | For | Against |
427 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Require Independent Board Chairman | SH | Yes | For | Against |
428 | Alphabet Inc. | GOOGL | 02079K305 | 06/08/2016 | Report on Gender Pay Gap | SH | Yes | Against | For |
429 | | | | | | | | | |
430 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Howard I. Atkins | Mgmt | Yes | For | For |
431 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director David A. Barnes | Mgmt | Yes | For | For |
432 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Leslie Stone Heisz | Mgmt | Yes | For | For |
433 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director John R. Ingram | Mgmt | Yes | For | For |
434 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Dale R. Laurance | Mgmt | Yes | For | For |
435 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Linda Fayne Levinson | Mgmt | Yes | For | For |
436 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Scott A. McGregor | Mgmt | Yes | For | For |
437 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Carol G. Mills | Mgmt | Yes | For | For |
438 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Alain Monie | Mgmt | Yes | For | For |
439 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Elect Director Wade Oosterman | Mgmt | Yes | For | For |
440 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
441 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
442 | Ingram Micro Inc. | IM | 457153104 | 06/08/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
443 | | | | | | | | | |
444 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Annual Meeting | Mgmt | No | N/A | |
445 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Open Meeting | Mgmt | No | N/A | |
446 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Presentation Annual Accounts 2015 | Mgmt | No | N/A | |
447 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Discuss Implementation of the Remuneration Policy | Mgmt | No | N/A | |
448 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Adopt Financial Statements and Statutory Reports | Mgmt | Yes | For | For |
449 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | No | N/A | |
450 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Approve Discharge of Management Board | Mgmt | Yes | For | For |
451 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Approve Discharge of Supervisory Board | Mgmt | Yes | For | For |
452 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Elect Jeffrey Ross to Management Board | Mgmt | Yes | For | For |
453 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | Yes | For | For |
454 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Amend Articles of Association | Mgmt | Yes | For | For |
455 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Grant Supervisory Board the Authority to Grant Options to the Management Board within Framework of Option Plan | Mgmt | Yes | Against | Against |
456 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | Yes | For | For |
457 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | Yes | For | For |
458 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For |
459 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Allow Questions | Mgmt | No | N/A | |
460 | AVG Technologies NV | AVG | N07831105 | 06/09/2016 | Close Meeting | Mgmt | No | N/A | |
461 | | | | | | | | | |
462 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Zein Abdalla | Mgmt | Yes | For | For |
463 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Maureen Breakiron-Evans | Mgmt | Yes | For | For |
464 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Jonathan Chadwick | Mgmt | Yes | For | For |
465 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Francisco D'Souza | Mgmt | Yes | For | For |
466 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director John N. Fox, Jr. | Mgmt | Yes | For | For |
467 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director John E. Klein | Mgmt | Yes | For | For |
468 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Leo S. Mackay, Jr. | Mgmt | Yes | For | For |
469 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Lakshmi Narayanan | Mgmt | Yes | For | For |
470 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Michael Patsalos-Fox | Mgmt | Yes | For | For |
471 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Robert E. Weissman | Mgmt | Yes | For | For |
472 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Elect Director Thomas M. Wendel | Mgmt | Yes | For | For |
473 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
474 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
475 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/15/2016 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
476 | | | | | | | | | |
477 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Marc L. Andreessen | Mgmt | Yes | Withhold | Against |
478 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Erskine B. Bowles | Mgmt | Yes | Withhold | Against |
479 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Susan D. Desmond-Hellmann | Mgmt | Yes | Withhold | Against |
480 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Reed Hastings | Mgmt | Yes | For | For |
481 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Jan Koum | Mgmt | Yes | Withhold | Against |
482 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Sheryl K. Sandberg | Mgmt | Yes | Withhold | Against |
483 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Peter A. Thiel | Mgmt | Yes | For | For |
484 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Elect Director Mark Zuckerberg | Mgmt | Yes | Withhold | Against |
485 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For |
486 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
487 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Mgmt | Yes | Against | Against |
488 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Mgmt | Yes | Against | Against |
489 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Approve Annual Compensation Program for Non-employee Directors | Mgmt | Yes | Against | Against |
490 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Mgmt | Yes | Against | Against |
491 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Increase Authorized Common Stock | Mgmt | Yes | Against | Against |
492 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Mgmt | Yes | For | For |
493 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Amend Certificate of Incorporation to Provide for Additional Events | Mgmt | Yes | For | For |
494 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Amend Omnibus Stock Plan | Mgmt | Yes | Against | Against |
495 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Yes | For | Against |
496 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Report on Sustainability | SH | Yes | Against | For |
497 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
498 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Establish International Policy Board Committee | SH | Yes | Against | For |
499 | Facebook, Inc. | FB | 30303M102 | 06/20/2016 | Report on Gender Pay Gap | SH | Yes | Against | For |
500 | | | | | | | | | |
501 | Ingram Micro Inc. | IM | 457153104 | 06/21/2016 | Approve Merger Agreement | Mgmt | Yes | For | For |
502 | Ingram Micro Inc. | IM | 457153104 | 06/21/2016 | Adjourn Meeting | Mgmt | Yes | For | For |
503 | Ingram Micro Inc. | IM | 457153104 | 06/21/2016 | Advisory Vote on Golden Parachutes | Mgmt | Yes | For | For |
504 | | | | | | | | | |
505 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Richard Haythornthwaite | Mgmt | Yes | For | For |
506 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Ajay Banga | Mgmt | Yes | For | For |
507 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Silvio Barzi | Mgmt | Yes | For | For |
508 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director David R. Carlucci | Mgmt | Yes | For | For |
509 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Steven J. Freiberg | Mgmt | Yes | For | For |
510 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Julius Genachowski | Mgmt | Yes | For | For |
511 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Merit E. Janow | Mgmt | Yes | For | For |
512 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Nancy J. Karch | Mgmt | Yes | For | For |
513 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Oki Matsumoto | Mgmt | Yes | Against | Against |
514 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Rima Qureshi | Mgmt | Yes | For | For |
515 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Jose Octavio Reyes Lagunes | Mgmt | Yes | For | For |
516 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Elect Director Jackson Tai | Mgmt | Yes | For | For |
517 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Yes | For | For |
518 | MasterCard Incorporated | MA | 57636Q104 | 06/28/2016 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Yes | For | For |
Registrant: Saratoga Advantage Trust - Large Capitalization Value Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | | | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | |
| | | | | | | | |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issuer (Management)/Shareholder | Whether registrant cast its vote | How the registrant cast its vote | Whether the registrant cast it vote for or against management |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S MANAGEMENT INCENTIVE PLAN. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | APPROVAL OF AMENDMENTS TO AMENDED AND RESTATED BY-LAWS TO PERMIT SHAREHOLDER PROXY ACCESS. | Management | Yes | For | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Yes | Against | For |
MCKESSON CORPORATION | MCK | 58155Q103 | 29-Jul-2015 | SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | Yes | Against | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | ELECTION OF DIRECTOR: F. WILLIAM BARNETT | Management | Yes | For | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | ELECTION OF DIRECTOR: RICHARD BECKWITT | Management | Yes | For | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | ELECTION OF DIRECTOR: ED H. BOWMAN | Management | Yes | For | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | ELECTION OF DIRECTOR: DAVID W. QUINN | Management | Yes | For | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
EAGLE MATERIALS INC | EXP | 26969P108 | 06-Aug-2015 | TO APPROVE THE EXPECTED APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2016. | Management | Yes | For | For |
RALPH LAUREN CORPORATION | RL | 751212101 | 06-Aug-2015 | DIRECTOR | Management | Yes | For | For |
RALPH LAUREN CORPORATION | RL | 751212101 | 06-Aug-2015 | DIRECTOR | Management | Yes | For | For |
RALPH LAUREN CORPORATION | RL | 751212101 | 06-Aug-2015 | DIRECTOR | Management | Yes | For | For |
RALPH LAUREN CORPORATION | RL | 751212101 | 06-Aug-2015 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2016. | Management | Yes | Against | Against |
RALPH LAUREN CORPORATION | RL | 751212101 | 06-Aug-2015 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2015 PROXY STATEMENT. | Management | Yes | Against | Against |
MYLAN N.V. | MYL | N59465109 | 28-Aug-2015 | APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE OF THE ACQUISITION, DIRECTLY OR INDIRECTLY (WHETHER BY WAY OF AN OFFER (AND SUBSEQUENT COMPULSORY ACQUISITION) OR ANY OTHER LEGAL ARRANGEMENT) OF ALL OR ANY PORTION OF THE ORDINARY SHARES OF PERRIGO COMPANY PLC ("PERRIGO") OUTSTANDING (ON A FULLY DILUTED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Yes | Against | Against |
ARRIS GROUP, INC. | ARRS | 04270V106 | 21-Oct-2015 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 22, 2015 (THE "MERGER AGREEMENT"), BY AND AMONG ARRIS, ARRIS INTERNATIONAL LIMITED, A PRIVATE LIMITED COMPANY ORGANIZED UNDER THE LAWS OF ENGLAND AND WALES AND A SUBSIDIARY OF ARRIS, ARCHIE U.S. HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Yes | For | For |
ARRIS GROUP, INC. | ARRS | 04270V106 | 21-Oct-2015 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ARRIS' NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | Yes | Against | Against |
ARRIS GROUP, INC. | ARRS | 04270V106 | 21-Oct-2015 | PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY POSTPONEMENT THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE (I) TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT, (II) TO PROVIDE TO ARRIS .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 07-Jan-2016 | PROPOSED RESOLUTION TO REDEEM ALL ISSUED PREFERRED SHARES, PAR VALUE 0.01 EURO PER SHARE, IN THE CAPITAL OF MYLAN N.V. | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR | Management | Yes | Against | Against |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: J. POWELL BROWN | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: RUSSELL M. CURREY | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: G. STEPHEN FELKER | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: LAWRENCE L. GELLERSTEDT III | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: GRACIA C. MARTORE | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: JAMES E. NEVELS | Management | Yes | Against | Against |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: TIMOTHY H. POWERS | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: STEVEN C. VOORHEES | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: BETTINA M. WHYTE | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | ELECTION OF DIRECTOR: ALAN D. WILSON | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | TO APPROVE THE ADOPTION OF THE WESTROCK COMPANY EMPLOYEE STOCK PURCHASE PLAN. | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | TO APPROVE THE ADOPTION OF THE WESTROCK COMPANY 2016 INCENTIVE STOCK PLAN. | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WESTROCK COMPANY. | Management | Yes | For | For |
WESTROCK COMPANY | WRK | 96145D105 | 02-Feb-2016 | THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | Withheld | Against |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | Withheld | Against |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | DIRECTOR | Management | Yes | Withheld | Against |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS ARAMARK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Management | Yes | For | For |
ARAMARK | ARMK | 03852U106 | 02-Feb-2016 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | DIRECTOR | Management | Yes | For | For |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | DIRECTOR | Management | Yes | Withheld | Against |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | DIRECTOR | Management | Yes | Withheld | Against |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, OUR EXECUTIVE COMPENSATION. | Management | Yes | For | For |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS BERRY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING OCTOBER 1, 2016. | Management | Yes | For | For |
BERRY PLASTICS GROUP, INC. | BERY | 08579W103 | 24-Feb-2016 | IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO CONSIDER A STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO TAKE STEPS NECESSARY TO ELECT EACH DIRECTOR ANNUALLY. | Shareholder | Yes | For | Against |
GAMING & LEISURE PPTYS INC. | GLPI | 36467J108 | 15-Mar-2016 | TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK OF GAMING AND LEISURE PROPERTIES, INC. ("GLPI") TO STOCKHOLDERS OF PINNACLE ENTERTAINMENT, INC. ("PINNACLE") IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER BY AND AMONG GLPI, GOLD MERGER SUB, LLC AND PINNACLE (THE "SHARE ISSUANCE PROPOSAL") | Management | Yes | For | For |
GAMING & LEISURE PPTYS INC. | GLPI | 36467J108 | 15-Mar-2016 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE SHARE ISSUANCE PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | DIRECTOR | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | APPROVAL OF THE LENNAR CORPORATION 2016 EQUITY INCENTIVE PLAN. | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | APPROVAL OF THE LENNAR CORPORATION 2016 INCENTIVE COMPENSATION PLAN. | Management | Yes | For | For |
LENNAR CORPORATION | LEN | 526057104 | 13-Apr-2016 | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Yes | For | Against |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: MARC R. BITZER | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: GARY T. DICAMILLO | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: DIANE M. DIETZ | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: GERRI T. ELLIOTT | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: JOHN D. LIU | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: HARISH MANWANI | Management | Yes | Against | Against |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE COMPENSATION. | Management | Yes | For | For |
WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2016 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 76 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO ELECT OLIVIER BOHUON AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT WILLIAM BURNS AS A DIRECTOR. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT DR. STEVEN GILLIS AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO ELECT SARA MATHEW AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT ANNE MINTO AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-ELECT DR. FLEMMING ORNSKOV AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO ELECT JEFFREY POULTON AS A DIRECTOR. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 9,886,710.20 OF RELEVANT SECURITIES; AND (B) SOLELY IN CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 3,005,870.30 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 28, 2016, AND ENDING ON THE EARLIER OF JULY 27, 2017, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 59,320,261; (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE; (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | THAT THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BE INCREASED FROM 50,000,002 TO 75,000,002, TO BE DIVIDED INTO 1,500,000,000 SHARES DESIGNATED AS ORDINARY SHARES WITH A PAR VALUE OF 5P EACH AND 2 SHARES DESIGNATED AS SUBSCRIBER ORDINARY SHARES WITH A PAR VALUE OF 1 EACH, AND THAT THE COMPANY'S MEMORANDUM OF ASSOCIATION BE AMENDED ACCORDINGLY. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 28-Apr-2016 | TO APPROVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | Withheld | Against |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | Withheld | Against |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | Withheld | Against |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | Withheld | Against |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | DIRECTOR | Management | Yes | For | For |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | RATIFY THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | Against | Against |
CITIZENS FINANCIAL GROUP, INC. | CFG | 174610105 | 28-Apr-2016 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: RAUL ALVAREZ | Management | Yes | Against | Against |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: MARC E. BECKER | Management | Yes | Against | Against |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: V. ANN HAILEY | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: RICHARD A. SMITH | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ELECTION OF DIRECTOR: MICHAEL J. WILLIAMS | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | Yes | For | For |
REALOGY HOLDINGS CORP. | RLGY | 75605Y106 | 04-May-2016 | APPROVAL OF THE REALOGY HOLDINGS CORP. AMENDED AND RESTATED 2012 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: JOHN A. HEIL | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: JON L. LUTHER | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: USMAN NABI | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: RICHARD W. NEU | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: SCOTT L. THOMPSON | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | Management | Yes | For | For |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Yes | Against | Against |
TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 05-May-2016 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | Withheld | Against |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | DIRECTOR | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION | Management | Yes | Against | Against |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION | Management | Yes | Against | Against |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE | Management | Yes | Against | Against |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO APPROVE THE REDUCTION OF COMPANY CAPITAL | Management | Yes | For | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | Yes | Against | For |
ALLERGAN PLC | AGN | G0177J108 | 05-May-2016 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | Yes | For | Against |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | DIRECTOR | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | DIRECTOR | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | DIRECTOR | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | DIRECTOR | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | APPROVE LIMITS ON NON-EMPLOYEE DIRECTOR COMPENSATION AND MATERIAL TERMS OF THE PERFORMANCE GOALS INCLUDED IN THE COMMSCOPE HOLDING COMPANY, INC. AMENDED AND RESTATED 2013 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For |
COMMSCOPE HOLDING COMPANY, INC. | COMM | 20337X109 | 06-May-2016 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: MARK B. GRIER | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: PETER R. LIGHTE | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: GEORGE PAZ | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | Yes | Against | Against |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | APPROVAL OF THE PRUDENTIAL FINANCIAL, INC. 2016 OMNIBUS INCENTIVE PLAN. | Management | Yes | For | For |
PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 10-May-2016 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Yes | For | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | ADOPTION OF THE ANNUAL ACCOUNTS FOR THE 2015 FINANCIAL YEAR. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | RELEASE OF LIABILITY OF THE DIRECTORS WITH RESPECT TO THEIR MANAGEMENT DURING THE 2015 FINANCIAL YEAR. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF MR. WALTER F. MCLALLEN AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF MR. KEITH A. HELMING AS THE PERSON REFERRED TO IN ARTICLE 16, PARAGRAPH 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE REGISTERED ACCOUNTANT. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL SHARES AND TO GRANT ADDITIONAL RIGHTS TO SUBSCRIBE FOR SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ORDINARY SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | CONDITIONAL AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | REDUCTION OF CAPITAL THROUGH CANCELLATION OF THE COMPANY'S ORDINARY SHARES THAT MAY BE ACQUIRED BY THE COMPANY. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AMENDMENT TO THE ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | DESIGNATION OF EACH OF THE COMPANY'S DIRECTORS AND EACH (CANDIDATE) CIVIL LAW NOTARY AND LAWYER AT NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: ALEX B. BEST | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: J. TIMOTHY BRYAN | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: JAMES A. CHIDDIX | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: ANDREW T. HELLER | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: DR. JEONG H. KIM | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: ROBERT J. STANZIONE | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: DOREEN A. TOBEN | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: DEBORA J. WILSON | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | ELECTION OF DIRECTOR: DAVID A. WOODLE | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE U.K. STATUTORY AUDITOR. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | AUTHORIZE THE U.K. STATUTORY AUDITORS' REMUNERATION. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | APPROVE THE ARRIS INTERNATIONAL PLC 2016 STOCK INCENTIVE PLAN. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | APPROVE THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | APPROVE THE U.K. STATUTORY ACCOUNTS. | Management | Yes | For | For |
ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 11-May-2016 | AMEND THE ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | ADOPTION OF THE ANNUAL ACCOUNTS FOR THE 2015 FINANCIAL YEAR. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | RELEASE OF LIABILITY OF THE DIRECTORS WITH RESPECT TO THEIR MANAGEMENT DURING THE 2015 FINANCIAL YEAR. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF MR. WALTER F. MCLALLEN AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF MR. KEITH A. HELMING AS THE PERSON REFERRED TO IN ARTICLE 16, PARAGRAPH 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE REGISTERED ACCOUNTANT. | Management | Yes | Against | Against |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL SHARES AND TO GRANT ADDITIONAL RIGHTS TO SUBSCRIBE FOR SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ORDINARY SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | CONDITIONAL AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY SHARES. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | REDUCTION OF CAPITAL THROUGH CANCELLATION OF THE COMPANY'S ORDINARY SHARES THAT MAY BE ACQUIRED BY THE COMPANY. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | AMENDMENT TO THE ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
AERCAP HOLDINGS N.V. | AER | N00985106 | 11-May-2016 | DESIGNATION OF EACH OF THE COMPANY'S DIRECTORS AND EACH (CANDIDATE) CIVIL LAW NOTARY AND LAWYER AT NAUTADUTILH N.V. TO IMPLEMENT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION. | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: MARY K. BUSH | Management | Yes | Against | Against |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: CANDACE H. DUNCAN | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: JOSEPH F. EAZOR | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | Yes | Against | Against |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: MARK A. THIERER | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Yes | For | For |
DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 12-May-2016 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For |
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 18-May-2016 | DIRECTOR | Management | Yes | For | For |
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 18-May-2016 | DIRECTOR | Management | Yes | For | For |
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 18-May-2016 | DIRECTOR | Management | Yes | For | For |
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 18-May-2016 | TO RATIFY THE BOARD OF DIRECTORS' APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 29, 2017. | Management | Yes | For | For |
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 18-May-2016 | STOCKHOLDER PROPOSAL REGARDING GREENHOUSE GAS EMISSIONS. | Shareholder | Yes | Against | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Yes | For | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Yes | Against | For |
CVS HEALTH CORPORATION | CVS | 126650100 | 19-May-2016 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Yes | Against | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR ENDED DECEMBER 31, 2015 | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ALLOCATION OF DISPOSABLE PROFIT AND DISTRIBUTION OF A DIVIDEND: ALLOCATION OF DISPOSABLE PROFIT | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ALLOCATION OF DISPOSABLE PROFIT AND DISTRIBUTION OF A DIVIDEND: DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND RESERVE) | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | Yes | Against | Against |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF AUDITORS: ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF AUDITORS: RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF U.S. SECURITIES LAW REPORTING | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF AUDITORS: ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: EVAN G. GREENBERG | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: MICHAEL G. ATIEH | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: SHEILA P. BURKE | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: JAMES I. CASH | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: MARY A. CIRILLO | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: JOHN EDWARDSON | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: LAWRENCE W. KELLNER | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: LEO F. MULLIN | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: KIMBERLY ROSS | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: ROBERT SCULLY | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: EUGENE B. SHANKS, JR. | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: THEODORE E. SHASTA | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: DAVID SIDWELL | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: OLIVIER STEIMER | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MARY A. CIRILLO | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT SCULLY | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | AMENDMENT TO THE ARTICLES OF ASSOCIATION RELATING TO AUTHORIZED SHARE CAPITAL FOR GENERAL PURPOSES | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | APPROVAL OF THE CHUBB LIMITED 2016 LONG-TERM INCENTIVE PLAN | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | APPROVAL OF THE MAXIMUM COMPENSATION OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT: COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | Yes | For | For |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | APPROVAL OF THE MAXIMUM COMPENSATION OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT: COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR | Management | Yes | Against | Against |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | Management | Yes | Against | Against |
CHUBB LIMITED | CB | H1467J104 | 19-May-2016 | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR" TO VOTE IN ACCORDANCE WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE AGAINST NEW ITEMS AND PROPOSALS, AND MARK "ABSTAIN" TO ABSTAIN | Management | Yes | Against | Against |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: WARREN F. BRYANT | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: MICHAEL M. CALBERT | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: SANDRA B. COCHRAN | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: PATRICIA D. FILI-KRUSHEL | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: PAULA A. PRICE | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | ELECTION OF DIRECTOR: TODD J. VASOS | Management | Yes | For | For |
DOLLAR GENERAL CORPORATION | DG | 256677105 | 25-May-2016 | TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | Yes | Against | Against |
SHIRE PLC | SHPG | 82481R106 | 27-May-2016 | APPROVAL OF THE MERGER, ALLOTMENT OF SHARES AND INCREASE IN BORROWING LIMIT THAT: (A) THE PROPOSED COMBINATION BY THE COMPANY, THROUGH ITS WHOLLY-OWNED SUBSIDIARY, BEARTRACKS, INC., WITH THE OUTSTANDING COMMON STOCK WITH BAXALTA INC. (THE "MERGER"), ON THE TERMS AND CONDITIONS SET OUT IN THE MERGER AGREEMENT (AS DEFINED IN, AND PARTICULARS OF WHICH ARE SUMMARISED IN, THE CIRCULAR OF THE COMPANY DATED 18 APRIL 2016), TOGETHER WITH ALL OTHER AGREEMENTS AND ANCILLARY ARRANGEMENTS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 27-May-2016 | AUTHORITY TO ALLOT SHARES THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES), CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES (INCLUDING ANY UNUSED AUTHORITY CONFERRED BY RESOLUTION 1 ABOVE) BE CANCELLED AND THE AUTHORITY TO ALLOT RELEVANT SECURITIES CONFERRED ON THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 27-May-2016 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 2 AND SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES OF ASSOCIATION BE CANCELLED AND THE AUTHORITY TO ALLOT EQUITY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
SHIRE PLC | SHPG | 82481R106 | 27-May-2016 | PURCHASE OF OWN SHARES: THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY CONFERRED ON THE COMPANY TO MAKE MARKET PURCHASES OF ITS SHARES AND TO HOLD TREASURY SHARES BE CANCELLED AND THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | Yes | For | For |
GAMING & LEISURE PPTYS INC. | GLPI | 36467J108 | 01-Jun-2016 | DIRECTOR | Management | Yes | For | For |
GAMING & LEISURE PPTYS INC. | GLPI | 36467J108 | 01-Jun-2016 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | Yes | For | For |
GAMING & LEISURE PPTYS INC. | GLPI | 36467J108 | 01-Jun-2016 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS. | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: TODD F. BOURELL | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: DONNA R. ECTON | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: JAMES P. HALLETT | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: MARK E. HILL | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: J. MARK HOWELL | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: LYNN JOLLIFFE | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: MICHAEL T. KESTNER | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: JOHN P. LARSON | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | ELECTION OF DIRECTOR: STEPHEN E. SMITH | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE COMPANY'S STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE, AND OTHER MINISTERIAL CHANGES | Management | Yes | For | For |
KAR AUCTION SERVICES INC | KAR | 48238T109 | 08-Jun-2016 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: THOMAS E. DONILON | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: DOUGLAS R. RALPH | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF DELTA'S PERFORMANCE COMPENSATION PLAN. | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | Yes | For | For |
DELTA AIR LINES, INC. | DAL | 247361702 | 10-Jun-2016 | A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Yes | Against | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | Yes | Against | Against |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | Yes | Against | Against |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ELECTION OF DIRECTOR: LULU C. WANG | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016 | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Yes | For | For |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR | Shareholder | Yes | For | Against |
METLIFE, INC. | MET | 59156R108 | 14-Jun-2016 | SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Yes | For | Against |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: ARNOLD S. BARRON | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: GREGORY M. BRIDGEFORD | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: MACON F. BROCK, JR. | Management | Yes | Against | Against |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: MARY ANNE CITRINO | Management | Yes | Against | Against |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: H. RAY COMPTON | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: CONRAD M. HALL | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: LEMUEL E. LEWIS | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: BOB SASSER | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: THOMAS A. SAUNDERS III | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: THOMAS E. WHIDDON | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | ELECTION OF DIRECTOR: CARL P. ZEITHAML | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Yes | For | For |
DOLLAR TREE, INC. | DLTR | 256746108 | 16-Jun-2016 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE OMNIBUS INCENTIVE PLAN | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: HEATHER BRESCH | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: WENDY CAMERON | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: HON. ROBERT J. CINDRICH | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: ROBERT J. COURY | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: JOELLEN LYONS DILLON | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: MELINA HIGGINS | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: DOUGLAS J. LEECH, C.P.A. | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: RAJIV MALIK | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: JOSEPH C. MAROON, M.D. | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: MARK W. PARRISH | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: RODNEY L. PIATT, C.P.A. | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ELECTION OF DIRECTOR: RANDALL L. (PETE) VANDERVEEN, PH.D., R.PH. | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | ADOPTION OF THE DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2015 | Management | Yes | Against | Against |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. FOR THE AUDIT OF THE COMPANY'S DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2016 | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY | Management | Yes | Against | Against |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | RE-APPROVAL OF THE PERFORMANCE GOALS SET FORTH IN THE COMPANY'S 2003 LONG-TERM INCENTIVE PLAN | Management | Yes | For | For |
MYLAN N.V. | MYL | N59465109 | 24-Jun-2016 | AUTHORIZATION OF THE MYLAN BOARD TO ACQUIRE ORDINARY SHARES AND PREFERRED SHARES IN THE CAPITAL OF THE COMPANY | Management | Yes | For | For |
| | | | | | | | |
Registrant: Saratoga Advantage Trust- Large Capitalization Growth Portfolio Item 1 | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1a Elect Director Ray Stata | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1b Elect Director Vincent T. Roche | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1c Elect Director Richard M. Boyer | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1d Elect Director James A Champy | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1e Elect Director Bruce R. Evans | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1f Elect Director Edward J. Frank | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1g Elect Director John C. Hodgson | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1h Elect Direcotr Neil Novich | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 1j Elect Director Lisa T. Siu | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Analog Devices, Inc. | ADI | 32654105 | 3/9/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1a Elect Director Peter L.S. Currie | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1b Elect Director V. Maureen Kempston Darkes | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1c Elect Director Paal Kibsgaard | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1d Elect Director Nikolay Kudryavtsev | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1e Elect Director Michael E. Marks | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1f Elect Director Indra K. Nooyi | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1h Elect Director Lubna S. Olayan | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1i Elect Director Leo Rafael Reif | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1j Elect Director Tore I. Sandvold | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1k Elect Director Henri Seydoux | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | Against | Against |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 3 Adopt and Approve Financials and Dividends | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 4 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 5 Amend Articles | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 6 Fix Number of Directors at Twelve | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 7 Amend 2010 Omnibus Stock Incentive Plan | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 1.1 Elect Director Gloster B. Current, Jr. | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 1,2 Elect Director William P. Greubel | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 1.3 Elect Director Idelle K. Wolf | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 1.4 Elect Director Gene C. Wulf | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 4 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | mgmt | Y | Against | Against |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 5 Increase Authorized Common Stock | mgmt | Y | For | For |
| A. O. Smith Corporation | AOS | 831865209 | 4/11/2016 | 6 Increase Authorized Class A Common Stock | mgmt | Y | Against | Against |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.1 Elect Director Charles L. Chadwell | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.2 Elect Director Irene M. Esteves | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.3 Elect Director Paul Fulchino | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.4 Elect Director Richard Gephardt | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.5 Elect Director Robert Johnson | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.6 Elect Director Ronald T. Kadish | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.7 Elect Director Larry A. Lawson | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.8 Elect Director John L. Plueger | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 1.9 Elect Director Francis Raborn | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Spirit AeroSystems Holdings, Inc. | SPR | 848574109 | 4/20/2016 | 3 Adopt Majority Voting for Uncontested Election of Directors | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.1 Elect Director James G. Berges | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.2 Elect Director John V. Faraci | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.3 Elect Director Victoria F. Haynes | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.4 Elect Director Michael H. McGarry | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 3Amend Omnibus Stock Plan | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 4 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 5 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 6 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
| Signature Bank | SBNY | 82669G104 | 4/21/2016 | 1.1 Elect Director John Tamberlane | mgmt | Y | For | For |
| Signature Bank | SBNY | 82669G104 | 4/21/2016 | 1.2 Elect Director Judith A. Huntington | mgmt | Y | For | For |
| Signature Bank | SBNY | 82669G104 | 4/21/2016 | 1.3 Elect Director Derrick D. Cephas | mgmt | Y | For | For |
| Signature Bank | SBNY | 82669G104 | 4/21/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Signature Bank | SBNY | 82669G104 | 4/21/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.1 Elect Director Greg W. Becker | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.2 Elect Director Eric A. Benhamou | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.3 Elect Director David M. Clapper | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.4 Elect Director Roger F. Dunbar | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.5 Elect Director Joel P. Friedman | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.6 Elect Director Lata Krishnan | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.7 Elect Director Jeffrey N. Maggioncalda | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.8 Elect Director Mary J. Miller | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.9 Elect Director Kate D. Mitchell | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.10 Elect Director John F. Robinson | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 1.11 Elect Director Garen K. Staglin | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 2 Amend Employee Stock Purchase Plan | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| SVB Financial Group | SIVB | 78486Q101 | 4/21/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Centene Corporation | CNC | 15135B101 | 4/26/2016 | 1.1 Elect Director Orlando Ayala | mgmt | Y | For | For |
| Centene Corporation | CNC | 15135B101 | 4/26/2016 | 1.2 Elect Director John R. Roberts | mgmt | Y | For | For |
| Centene Corporation | CNC | 15135B101 | 4/26/2016 | 1.3 Elect Director Tommy G. Thompson | mgmt | Y | For | For |
| Centene Corporation | CNC | 15135B101 | 4/26/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Centene Corporation | CNC | 15135B101 | 4/26/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.1 Elect Director Stephen F. Angel | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.2 Elect Director Oscar Bernardes | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.3 Elect Director Nance K. Dicciani | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.4 Elect Director Edward G. Galante | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.5 Elect Director Ira D. Hall | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.6 Elect Director Raymond W. LeBoeuf | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.7 Elect Director Larry D. McVay | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.8 Elect Director Denise L. Ramos | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.9 Elect Director Martin H. Richenhagen | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.10 Elect Director Wayne T. Smith | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.11 Elect Director Robert L. Wood | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 4 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 5 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.1 Elect Director J. David Chatham | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.2 Elect Director Douglas C. Curling | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.3 Elect Director John C. Dorman | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.4 Elect Director Paul F. Folino | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.5 Elect Director Anand Nallathambi | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.6 Elect Director Thomas C. O'Brien | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.7 Elect Director Jaynie Miller Studenmund | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.8 Elect Director David F. Walker | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 1.9 Elect Director Mary Lee Widener | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| CoreLogic, Inc. | CLGX | 21871D103 | 4/27/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1a Elect Director Lamberto Andreotti | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1b Elect Director Edward D. Breen | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1c Elect Director Robert A. Brown | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1d Elect Director Alexander M. Cutler | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1e Elect Director Eleuthere I. du Pont | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1f Elect Director James L. Gallogly | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1g Elect Director Marillyn A. Hewson | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1h Elect Director Lois D. Juliber | mgmt | Y | Against | Against |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1i Elect Director Ulf M. ('Mark') Schneider | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1j Elect Director Lee M. Thomas | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1k Elect Director Patrick J. Ward | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 2 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | Against | Against |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 5 Create Employee Advisory Position for Board | SH | Y | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 6 Report on Supply Chain Impact on Deforestation | SH | Y | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 7 Report on Accident Reduction Efforts | SH | Y | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1a Elect Director Mary C. Beckerle | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1b Elect Director D. Scott Davis | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1c Elect Director Ian E. L. Davis | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1d Elect Director Alex Gorsky | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1e Elect Director Susan L. Lindquist | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1f Elect Director Mark B. McClellan | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1g Elect Director Anne M. Mulcahy | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1h Elect Director William D. Perez | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1i Elect Director Charles Prince | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1j Elect Director A. Eugene Washington | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1k Elect Director Ronald A. Williams | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 4 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 5 Require Independent Board Chairman | SH | Y | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 7 Report on Policies for Safe Disposal of Prescription Drugs by Users | SH | Y | Against | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 1.1 Elect Director John A. Fees | mgmt | Y | For | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 1.2 Elect Director Richard W. Mies | mgmt | Y | For | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 1.3 Elect Director Robb A. LeMasters | mgmt | Y | For | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 3 Ratify Deloitte & Touche LLP ('Deloitte') as Auditors | mgmt | Y | For | For |
| BWX Technologies, Inc. | BWXT | 05605H100 | 4/29/2016 | 4 Amend Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Huntington Ingalls Industries, Inc. | HII | 446413106 | 4/29/2016 | 1.1 Elect Director Thomas B. Fargo | mgmt | Y | For | For |
| Huntington Ingalls Industries, Inc. | HII | 446413106 | 4/29/2016 | 1.2 Elect Director John K. Welch | mgmt | Y | For | For |
| Huntington Ingalls Industries, Inc. | HII | 446413106 | 4/29/2016 | 1.3 Elect Director Stephen R. Wilson | mgmt | Y | For | For |
| Huntington Ingalls Industries, Inc. | HII | 446413106 | 4/29/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Huntington Ingalls Industries, Inc. | HII | 446413106 | 4/29/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1A Elect Director Lamberto Andreotti | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1B Elect Director Peter J. Arduini | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1C Elect Director Giovanni Caforio | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1D Elect Director Laurie H. Glimcher | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1E Elect Director Michael Grobstein | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1F Elect Director Alan J. Lacy | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1G Elect Director Thomas J. Lynch, Jr. | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1H Elect Director Dinesh C. Paliwal | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1I Elect Director Vicki L. Sato | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1J Elect Director Gerald L. Storch | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 1K Elect Director Togo D. West, Jr. | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 3 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/3/2016 | 4 Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Y | For | Against |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1a Elect Director David O'Reilly | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1b Elect Director Charles H. O'Reilly, Jr. | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1c Elect Director Larry O'Reilly | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1d Elect Director Rosalie O'Reilly Wooten | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1e Elect Director Jay D. Burchfield | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1f Elect Director Thomas T. Hendrickson | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1h Elect Director Paul R. Lederer | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1i Elect Director John R. Murphy | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 1j Elect Director Ronald Rashkow | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 4 Proxy Access | SH | Y | For | Against |
| O'Reilly Automotive, Inc. | ORLY | 67104H107 | 5/3/2016 | 5 Require Independent Board Chairman | SH | Y | For | Against |
| ServiceMaster Global Holdings, Inc. | SERV | 81761R109 | 5/3/2016 | 1.1 Elect Director Richard P. Fox | mgmt | Y | For | For |
| ServiceMaster Global Holdings, Inc. | SERV | 81761R110 | 5/4/2016 | 1.2 Elect Director Laurie Ann Goldman | mgmt | Y | For | For |
| ServiceMaster Global Holdings, Inc. | SERV | 81761R111 | 5/5/2016 | 1.3 Elect Director Thomas C. Tiller, Jr. | mgmt | Y | For | For |
| ServiceMaster Global Holdings, Inc. | SERV | 81761R112 | 5/6/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| ServiceMaster Global Holdings, Inc. | SERV | 81761R113 | 5/7/2016 | 4 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1a Elect Director Maura C. Breen | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1b Elect Director William J. DeLaney | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1c Elect Director Elder Granger | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1d Elect Director Nicholas J. LaHowchic | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1e Elect Director Thomas P. Mac Mahon | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1f Elect Director Frank Mergenthaler | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1g Elect Director Woodrow A. Myers, Jr. | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1h Elect Director Roderick A. Palmore | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1i Elect Director George Paz | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1j Elect Director William L. Roper | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1k Elect Director Seymour Sternberg | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 1l Elect Director Timothy Wentworth | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 4 Approve Omnibus Stock Plan | mgmt | Y | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 5 Require Independent Board Chairman | SH | Y | For | Against |
| EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G108 | 5/4/2016 | 6 Report on Political Contributions | SH | Y | For | Against |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.1 Elect Director Mary T. Barra | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.2 Elect Director Nicholas D. Chabraja | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.3 Elect Director James S. Crown | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.4 Elect Director Rudy F. deLeon | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.5 Elect Director William P. Fricks | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.6 Elect Director John M. Keane | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.7 Elect Director Lester L. Lyles | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.8 Elect Director Mark M. Malcolm | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.9 Elect Director James N. Mattis | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.10 Elect Director Phebe N. Novakovic | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.11 Elect Director William A. Osborn | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1.12 Elect Director Laura J. Schumacher | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 4 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 5 Adopt and Issue General Payout Policy Regarding Share Repurchases | SH | Y | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.1 Elect Director Shellye L. Archambeau | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.2 Elect Director Mark T. Bertolini | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.3 Elect Director Richard L. Carrion | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.4 Elect Director Melanie L. Healey | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.5 Elect Director M. Frances Keeth | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.6 Elect Director Karl-Ludwig Kley | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.7 Elect Director Lowell C. McAdam | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.8 Elect Director Donald T. Nicolaisen | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.9 Elect Director Clarence Otis, Jr. | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.10 Elect Director Rodney E. Slater | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.11 Elect Director Kathryn A. Tesija | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.12 Elect Director Gregory D. Wasson | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1.13 Elect Director Gregory G. Weaver | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 4 Adopt Quantitative Renewable Energy Goals | SH | Y | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 5 Report on Indirect Political Contributions | SH | Y | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 7 Require Independent Board Chairman | SH | Y | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 8 Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Y | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 9 Stock Retention/Holding Period | SH | Y | Against | For |
| Masco Corporation | MAS | 574599106 | 5/9/2016 | 1a Elect Director Donald R. Parfet | mgmt | Y | For | For |
| Masco Corporation | MAS | 574599106 | 5/9/2016 | 1b Elect Director Lisa A. Payne | mgmt | Y | For | For |
| Masco Corporation | MAS | 574599106 | 5/9/2016 | 1c Elect Director Reginald M. Turner | mgmt | Y | For | For |
| Masco Corporation | MAS | 574599106 | 5/9/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Masco Corporation | MAS | 574599106 | 5/9/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 1.1 Elect Director Lee Adrean | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 1.2 Elect Director Mark Heimbouch | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 1.3 Elect Director Gary Lauer | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 3 Amend Omnibus Stock Plan | mgmt | Y | Against | Against |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 4 Change Range for Size of the Board | mgmt | Y | For | For |
| Vantiv, Inc. | VNTV | 92210H105 | 5/10/2016 | 5 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1,1 Elect Director Stephen P. Holmes | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.2 Elect Director Myra J. Biblowit | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.3 Elect Director James E. Buckman | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.4 Elect Director George Herrera | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.5 Elect Director Brian Mulroney | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.6 Elect Director Pauline D.E. Richards | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 1.7 Elect Director Michael H. Wargotz | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 3 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/10/2016 | 4 Report on Political Contributions | SH | Y | For | Against |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1a Elect Director John F. Cogan | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1b Elect Director Kevin E. Lofton | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1c Elect Director John W. Madigan | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1d Elect Director John C. Martin | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1e Elect Director John F. Milligan | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1f Elect Director Nicholas G. Moore | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1g Elect Director Richard J. Whitley | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1h Elect Director Gayle E. Wilson | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1i Elect Director Per Wold-Olsen | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1j Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 2 Amend Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 4 Provide Right to Act by Written Consent | SH | Y | For | Against |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1a Elect Jacques Aigrain to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1b Elect Lincoln Benet to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1c Elect Nance K. Dicciani to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1d Elect Bruce A. Smith to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2a Elect Thomas Aebischer to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2b Elect Dan Coombs to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2c Elect James D. Guilfoyle to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 3 Adopt Financial Statements and Statutory Reports | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 4 Approve Discharge of Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 5 Approve Discharge of Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 6 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 8 Approve Dividends of USD 3.12 Per Share | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 9 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1a Elect Director Scott P. Anderson | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1b Elect Director Robert Ezrilov | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1c Elect Director Wayne M. Fortun | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1d Elect Director Mary J. Steele Guilfoile | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1e Elect Director Jodee A. Kozlak | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1f Elect Director ReBecca Koenig Roloff | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1g Elect Director Brian P. Short | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1h Elect Director James B. Stake | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 1i Elect Director John P. Wiehoff | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 3 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 5/12/2016 | 4 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1a Elect Director Michael A. Mussallem | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1b Elect Director John T. Cardis | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1c Elect Director Kieran T. Gallahue | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1d Elect Director William J. Link | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1e Elect Director Steven R. Loranger | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1f Elect Director Martha H. Marsh | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1g Elect Director Wesley W. von Schack | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 1h Elect Director Nicholas J. Valeriani | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 3 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/12/2016 | 4 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1a Elect Director Charles R. Crisp | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1b Elect Director Jean-Marc Forneri | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1c Elect Director The Rt. Hon. the Lord Hague of Richmond | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1d Elect Director Fred W. Hatfield | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1e Elect Director Frederic V. Salerno | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1f Elect Director Jeffrey C. Sprecher | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1g Elect Director Judith A. Sprieser | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1h Elect Director Vincent Tese | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 4 Report on Sustainability, Including Quantitative Goals | SH | Y | Against | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1a Elect Director J. Alfred Broaddus, Jr. | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1b Elect Director K. Bruce Connell | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1c Elect Director Douglas C. Eby | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1d Elect Director Stewart M. Kasen | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1e Elect Director Alan I. Kirshner | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1f Elect Director Lemuel E. Lewis | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1g Elect Director Anthony F. Markel | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1h Elect Director Steven A. Markel | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | qi Elect Director Darrell D. Martin | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1j Elect Director Michael O'Reilly | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1k Elect Director Michael J. Schewel | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1l Elect Director Jay M. Weinberg | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 1m Elect Director Debora J. Wilson | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 2 Approve Restricted Stock Plan | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 3 Approve Nonqualified Employee Stock Purchase Plan | mgmt | Y | For | For |
| Markel Corporation | MKL | 570535104 | 5/16/2016 | 4 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1a Elect Director Gregory Q. Brown | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1b Elect Director Kenneth C. Dahlberg | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1c Elect Director Egon P. Durban | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1d Elect Director Michael V. Hayden | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1e Elect Director Clayton M. Jones | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1f Elect Director Judy C. Lewent | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1g Elect Director Gregory K. Mondre | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1h Elect Director Anne R. Pramaggiore | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 1i Elect Director Samuel C. Scott, III | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/16/2016 | 4 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1a Elect Director Jeffrey P. Bezos | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1b Elect Director Tom A. Alberg | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1c Elect Director John Seely Brown | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1d Elect Director William B. Gordon | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1e Elect Director Jamie S. Gorelick | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1f Elect Director Judith A. McGrath | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1g Elect Director Jonathan J. Rubinstein | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1h Elect Director Thomas O. Ryder | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1i Elect Director Patricia Q. Stonesifer | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1j Elect Director Wendell P. Weeks | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 3 Report on Sustainability, Including GHG Goals | SH | Y | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 4 Report on Human Rights Risk Assessment Process | SH | Y | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 5 Report on Political Contributions | SH | Y | For | Against |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1a Elect Director Maxine Clark | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1b Elect Director Alan D. Feldman | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1c Elect Director Jarobin Gilbert, Jr. | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1d Elect Director Richard A. Johnson | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1e Elect Director Guillermo G. Marmol | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 1f Elect Director Dona D. Young | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 3 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 4 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 5 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Foot Locker, Inc. | FL | 344849104 | 5/18/2016 | 6 Advisory Vote on Say on Pay Frequency | mgmt | Y | One Year | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1a Elect Director David E. Alexander | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1b Elect Director Antonio Carrillo | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1c Elect Director Pamela H. Patsley | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1d Elect Director Joyce M. Roche | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1e Elect Director Ronald G. Rogers | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1f Elect Director Wayne R. Sanders | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1g Elect Director Dunia A. Shive | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1h Elect Director M. Anne Szostak | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 1i Elect Director Larry D. Young | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 4 Amend Certificate of Incorporation | mgmt | Y | For | For |
| Dr. Pepper Snapple Group, Inc. | DPS | 26138E109 | 5/19/2016 | 5 Adopt Comprehensive Recycling Strategy for Beverage Containers | SH | Y | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1a Elect Director Gerard J. Arpey | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1b Elect Director Ari Bousbib | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1c Elect Director Gregory D. Brenneman | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1d Elect Director J. Frank Brown | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1e Elect Director Albert P. Carey | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1f Elect Director Armando Codina | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1g Elect Director Helena B. Foulkes | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1h Elect Director Linda R. Gooden | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1i Elect Director Wayne M. Hewett | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1j Elect Director Karen L. Katen | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1k Elect Director Craig A. Menear | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1l Elect Director Mark Vadon | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 4 Prepare Employment Diversity Report and Report on Diversity Policies | SH | Y | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 5 Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Y | For | Against |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.1 Elect Director Jocelyn Carter-Miller | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.2 Elect Director Deborah Ellinger | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.3 Elect Director H. John Greeniaus | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.4 Elect Director Mary J. Steele Guilfoile | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.5 Elect Director Dawn Hudson | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.6 Elect Director William T. Kerr | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.7 Elect Director Henry S. Miller | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.8 Elect Director Jonathan F. Miller | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.9 Elect Director Michael I. Roth | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 1.10 Elect Director David M. Thomas | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 4 Approve Qualified Employee Stock Purchase Plan | mgmt | Y | For | For |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 5 Proxy Access | SH | Y | For | Against |
| The Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/19/2016 | 6 Require Independent Board Chairman | SH | Y | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1a Elect Director Lloyd Dean | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1b Elect Director Stephen Easterbrook | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1c Elect Director Robert Eckert | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1d Elect Director Margaret Georgiadis | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1e Elect Director Enrique Hernandez, Jr. | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1f Elect Director Jeanne Jackson | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1g Elect Director Richard Lenny | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1h Elect Director Walter Massey | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1i Elect Director John Mulligan | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1j Elect Director Sheila Penrose | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1k Elect Director John Rogers, Jr. | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 1l Elect Director Miles White | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 4 Provide Vote Counting to Exclude Abstentions | SH | Y | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 5 Provide Right to Act by Written Consent | SH | Y | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 6 Adopt Holy Land Principles | SH | Y | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 7 Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | SH | Y | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 8 Report on Consistency Between Corporate Values and Political Contributions | SH | Y | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/26/2016 | 9 Report on Consistency Between Corporate Values and Political Activities | SH | Y | Against | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.1 Elect Director Raul Alvarez | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.2 Elect Director Angela F. Braly | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.3 Elect Director Sandra B. Cochran | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.4 Elect Director Laurie Z. Douglas | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.5 Elect Director Richard W. Dreiling | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.6 Elect Director Robert L. Johnson | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.7 Elect Director Marshall O. Larsen | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.8 Elect Director James H. Morgan | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.9 Elect Director Robert A. Niblock | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.10 Elect Director Bertram L. Scott | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.11 Elect Director Eric C. Wiseman | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 2 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 4 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 5 Report on Sustainability, Including Quantitative Goals | SH | Y | Against | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 6 Adopt Proxy Access Right | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.1 Elect Director Larry Page | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.2 Elect Director Sergey Brin | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.3 Elect Director Eric E. Schmidt | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.4 Elect Director L. John Doerr | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.5 Elect Director Diane B. Greene | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.6 Elect Director John L. Hennessy | mgmt | Y | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.7 Elect Director Ann Mather | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.8 Elect Director Alan R. Mulally | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.9 Elect Director Paul S. Otellini | mgmt | Y | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.10 Elect Director K. Ram Shriram | mgmt | Y | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.11 Elect Director Shirley M. Tilghman | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 3 Amend Omnibus Stock Plan | mgmt | Y | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 4 Amended and Restated Certificate of Incorporation of Google Inc. | mgmt | Y | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 5 Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 7 Report on Political Contributions | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 8 Require a Majority Vote for the Election of Directors | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 9 Require Independent Board Chairman | SH | Y | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 10 Report on Gender Pay Gap | SH | Y | For | Against |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1a Elect Director Roxanne S. Austin | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1b Elect Director Douglas M. Baker, Jr. | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1c Elect Director Brian C. Cornell | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1d Elect Director Calvin Darden | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1e Elect Director Henrique De Castro | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1f Elect Director Robert L. Edwards | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1g Elect Director Melanie L. Healey | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1h Elect Director Donald R. Knauss | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1i Elect Director Monica C. Lozano | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1j Elect Director Mary E. Minnick | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1k Elect Director Anne M. Mulcahy | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1l Elect Director Derica W. Rice | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1m Elect Director Kenneth L. Salazar | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 1n Elect Director John G. Stumpf | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Target Corporation | TGT | 87612E106 | 6/8/2016 | 4 Report on Guidelines for Country Selection | SH | Y | Against | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.1 Elect Director D. James Bidzos | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.2 Elect Director Kathleen A. Cote | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.3 Elect Director Thomas F. Frist, III | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.4 Elect Director Jamie S. Gorelick | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.5 Elect Director Roger H. Moore | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.6 Elect Director Louis A. Simpson | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 1.7 Elect Director Timothy Tomlinson | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 3 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 4 Permit Board to Amend Bylaws Without Shareholder Consent | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 5 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 6/6/2016 | 6 Proxy Access | SH | Y | For | Against |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1a Elect Director Jeffrey D. Jones | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1b Elect Director Sachin S. Lawande | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1c Elect Director Joanne M. Maguire | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1d Elect Director Robert J. Manzo | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1e Elect Director Francis M. Scricco | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1f Elect Director David L. Treadwell | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1g Elect Director Harry J. Wilson | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 1h Elect Director Rouzbeh Yassini-Fard | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Visteon Corporation | VC | 92839U206 | 6/9/2016 | 4 Provide Proxy Access Right | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.1 Elect Director Marc L. Andreessen | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.2 Elect Director Erskine B. Bowles | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.3 Elect Director Susan D. Desmond-Hellmann | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.4 Elect Director Reed Hastings | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.5 Elect Director Jan Koum | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.6 Elect Director Sheryl K. Sandberg | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.7 Elect Director Peter A. Thiel | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.8 Elect Director Mark Zuckerberg | mgmt | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 4 Ratify the Grant of Restricted Stock Units to Non-Employee Directors | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 5 Ratify the Grant of Restricted Stock Units to Non-Employee Directors | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 6 Approve Annual Compensation Program for Non-employee Directors | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 7 A Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 7B Increase Authorized Common Stock | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 7C Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 7D Amend Certificate of Incorporation to Provide for Additional Events | mgmt | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 8 Amend Omnibus Stock Plan | mgmt | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 9 Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Y | For | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 10 Report on Sustainability | SH | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 11 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 12 Establish International Policy Board Committee | SH | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 13 Report on Gender Pay Gap | SH | Y | For | Against |
| United Therapeutics Corporation | UTHR | 91307C102 | 6/21/2016 | 1a Elect Director Christopher Causey | mgmt | Y | For | For |
| United Therapeutics Corporation | UTHR | 91307C102 | 6/21/2016 | 1b Elect Director Richard Giltner | mgmt | Y | For | For |
| United Therapeutics Corporation | UTHR | 91307C102 | 6/21/2016 | 1c Elect Director Judy Olian | mgmt | Y | For | For |
| United Therapeutics Corporation | UTHR | 91307C102 | 6/21/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| United Therapeutics Corporation | UTHR | 91307C102 | 6/21/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1a Elect Director Robert M. Calderoni | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1b Elect Director Nanci E. Caldwell | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1c Elect Director Jesse A. Cohn | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1d Elect Director Robert D. Daleo | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1e Elect Director Murray J. Demo | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1f Elect Director Peter J. Sacripanti | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1g Elect Director Graham V. Smith | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1h Elect Director Godfrey R. Sullivan | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 1i Elect Director Kirill Tatarinov | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | 6/23/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1a Elect Director Nora A. Aufreiter | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1b Elect Director Robert D. Beyer | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1c Elect Director Anne Gates | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1d Elect Director Susan J. Kropf | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1e Elect Director W. Rodney McMullen | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1f Elect Director Jorge P. Montoya | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1g Elect Director Clyde R. Moore | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1h Elect Director Susan M. Phillips | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1i Elect Director James A. Runde | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1j Elect Director Ronald L. Sargent | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 1k Elect Director Bobby S. Shackouls | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 4 Report on Human Rights Risk Assessment Process | SH | Y | Against | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 5 Assess Environmental Impact of Non-Recyclable Packaging | SH | Y | Against | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 6 Assess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals | SH | Y | Against | For |
| The Kroger Co. | KR | 501044101 | 6/23/2016 | 7 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
Registrant: Saratoga Advantage Trust- Energy & Basic Materials Portfolio Item 1 | | |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Royal Dutch Shell plc | RDSA | G7690A100 | 1/27/2016 | Approve the Cash and share offer for BG Group plc | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1a Elect Director Peter L.S. Currie | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1b Elect Director V. Maureen Kempston Darkes | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1c Elect Director Paal Kibsgaard | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1d Elect Director Nikolay Kudryavtsev | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1e Elect Director Michael E. Marks | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1f Elect Director Indra K. Nooyi | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1h Elect Director Lubna S. Olayan | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1i Elect Director Leo Rafael Reif | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1j Elect Director Tore I. Sandvold | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 1k Elect Director Henri Seydoux | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | Against | Against |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 3 Adopt and Approve Financials and Dividends | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 4 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 5 Amend Articles | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 6 Fix Number of Directors at Twelve | mgmt | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | 4/6/2016 | 7 Amend 2010 Omnibus Stock Incentive Plan | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.1 Elect Director James G. Berges | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.2 Elect Director John V. Faraci | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.3 Elect Director Victoria F. Haynes | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1.4 Elect Director Michael H. McGarry | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 3Amend Omnibus Stock Plan | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 4 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 5 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 6 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1a Elect Director Janet F. Clark | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1b Elect Director Charles R. Crisp | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1c Elect Director James C. Day | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1d Elect Director H. Leighton Steward | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1e Elect Director Donald F. Textor | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1f Elect Director William R. Thomas | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1g Elect Director Frank G. Wisner | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.1 Elect Director Stephen F. Angel | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.2 Elect Director Oscar Bernardes | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.3 Elect Director Nance K. Dicciani | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.4 Elect Director Edward G. Galante | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.5 Elect Director Ira D. Hall | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.6 Elect Director Raymond W. LeBoeuf | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.7 Elect Director Larry D. McVay | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.8 Elect Director Denise L. Ramos | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.9 Elect Director Martin H. Richenhagen | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.10 Elect Director Wayne T. Smith | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 1.11 Elect Director Robert L. Wood | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 4 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/26/2016 | 5 Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | SH | Y | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1a Elect Director Lamberto Andreotti | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1b Elect Director Edward D. Breen | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1c Elect Director Robert A. Brown | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1d Elect Director Alexander M. Cutler | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1e Elect Director Eleuthere I. du Pont | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1f Elect Director James L. Gallogly | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1g Elect Director Marillyn A. Hewson | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1h Elect Director Lois D. Juliber | mgmt | Y | Against | Against |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1i Elect Director Ulf M. ('Mark') Schneider | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1j Elect Director Lee M. Thomas | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 1k Elect Director Patrick J. Ward | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 2 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | Against | Against |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 5 Create Employee Advisory Position for Board | SH | Y | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 6 Report on Supply Chain Impact on Deforestation | SH | Y | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 4/27/2016 | 7 Report on Accident Reduction Efforts | SH | Y | Against | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 1.1 Elect Director Evan Bayh | mgmt | Y | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 1.2 Elect Director Charles E. Bunch | mgmt | Y | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 1.3 Elect Director Frank M. Semple | mgmt | Y | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 4 Adopt Proxy Access Right | SH | Y | For | Against |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 5 Report on EHS Incidents and Worker Fatigue Policies | SH | Y | Against | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/27/2016 | 6 Adopt Quantitative GHG Goals for Products and Operations | SH | Y | Against | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.1 Elect Director Patricia M. Bedient | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.2 Elect Director Mel E. Benson | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.3 Elect Director Jacynthe Cote | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.4 Elect Director Dominic D'Alessandro | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.5 Elect Director John D. Gass | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.6 Elect Director John R. Huff | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.7 Elect Director Maureen McCaw | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.8 Elect Director Michael W. O'Brien | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.9 Elect Director James W. Simpson | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.10 Elect Director Eira M. Thomas | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.11 Elect Director Steven W. Williams | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 1.12 Elect Director Michael M. Wilson | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 3 Advisory Vote on Executive Compensation Approach | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | Shareholder Proposals | mgmt | Y | For | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 4 SP 1: Report on Climate Change | SH | Y | Against | For |
| Suncor Energy Inc. | SU | 867224107 | 4/28/2016 | 5 SP 2: Approve Annual Disclosure of Lobbying-Related Matters | SH | Y | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.1 Elect Director Spencer Abraham | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.2 Elect Director Howard I. Atkins | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.3 Elect Director Eugene L. Batchelder | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.4 Elect Director Stephen I. Chazen | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.5 Elect Director John E. Feick | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.6 Elect Director Margaret M. Foran | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.7 Elect Director Carlos M. Gutierrez | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.8 Elect Director Vicki A. Hollub | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.9 Elect Director William R. Klesse | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.10 Elect Director Avedick B. Poladian | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 1.11 Elect Director Elisse B. Walter | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 4 Review and Assess Membership of Lobbying Organizations | SH | Y | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 5 Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Y | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 6 Amend Bylaws -- Call Special Meetings | SH | Y | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 4/29/2016 | 7 Report on Methane and Flaring Emissions Management and Reduction Targets | SH | Y | Against | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.1 Elect Director Rodney F. Chase | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.2 Elect Director Terrence J. Checki | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.3 Elect Director John B. Hess | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.4 Elect Director Edith E. Holiday | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.5 Elect Director Risa Lavizzo-Mourey | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.6 Elect Director David McManus | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.7 Elect Director Kevin O. Meyers | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.8 Elect Director John H. Mullin, III | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.9 Elect Director James H. Quigley | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.10 Elect Director Fredric G. Reynolds | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 1.11 Elect Director William G. Schrader | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 4 Approve Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Hess Corporation | HES | 42809H107 | 5/4/2016 | 5 Report on Financial Risks of Stranded Carbon Assets | SH | Y | Against | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 1a Elect Director Greg C. Garland | mgmt | Y | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 1b Elect Director John E. Lowe | mgmt | Y | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 4 Declassify the Board of Directors | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | You may vote for the nominees for Directors as slate: | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1 Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | OR you may vote for the nominees for Directors individually: | mgmt | | | |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.1 Elect Director Catherine M. Best | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.2 Elect Director N. Murray Edwards | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.3 Elect Director Timothy W. Faithfull | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.4 Elect Director Gary A. Filmon | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.5 Elect Director Christopher L. Fong | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.6 Elect Director Gordon D. Giffin | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.7 Elect Director Wilfred A. Gobert | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.8 Elect Director Steve W. Laut | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.9 Elect Director Frank J. McKenna | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.10 Elect Director David A. Tuer | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 1.11 Elect Director Annette M. Verschuren | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 3 Re-approve Stock Option Plan | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 4 Approve Return of Capital and Reduction in Stated Capital | mgmt | Y | For | For |
| Canadian Natural Resources Limited | CNQ | 136385101 | 5/5/2016 | 5 Advisory Vote on Executive Compensation Approach | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.1 Elect Director Humberto P. Alfonso | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.2 Elect Director Gary E. Anderson | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.3 Elect Director Brett D. Begemann | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.4 Elect Director Michael P. Connors | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.5 Elect Director Mark J. Costa | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.6 Elect Director Stephen R. Demeritt | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.7 Elect Director Robert M. Hernandez | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.8 Elect Director Julie F. Holder | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.9 Elect Director Renee J. Hornbaker | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.10 Elect Director Lewis M. Kling | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.11 Elect Director James J. O'Brien | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 1.12 Elect Director David W. Raisbeck | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Eastman Chemical Company | EMN | 277432100 | 5/5/2016 | 4 Provide Right to Act by Written Consent | SH | Y | For | Against |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1a Elect Director Douglas M. Baker, Jr. | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1b Elect Director Barbara J. Beck | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1c Elect Director Leslie S. Biller | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1d Elect Director Carl M. Casale | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1e Elect Director Stephen I. Chazen | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1f Elect Director Jeffrey M. Ettinger | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1g Elect Director Jerry A. Grundhofer | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1h Elect Director Arthur J. Higgins | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1i Elect Director Michael Larson | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1j Elect Director Jerry W. Levin | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1k Elect Director David W. MacLennan | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1l Elect Director Tracy B. McKibben | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1m Elect Director Victoria J. Reich | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1n Elect Director Suzanne M. Vautrinot | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1o Elect Director John J. Zillmer | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 2 Ratify Pricewaterhouse Coopers LLP as Auditors | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 3 Amend Non-Employee Director Omnibus Stock Plan | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 5 Adopt Proxy Access Right | SH | Y | For | Against |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 1.1 Elect Director Arthur D. Collins, Jr. | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 1.2 Elect Director Sean O. Mahoney | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 1.3 Elect Director Michael G. Morris | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 1.4 Elect Director E. Stanley O'Neal | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 1.5 Elect Director Carol L. Roberts | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 4 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 5 Amend Executive Incentive Bonus Plan | mgmt | Y | For | For |
| Alcoa Inc. | AA | 013817101 | 5/6/2016 | 6 Require Independent Board Chairman | SH | Y | For | Against |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1a Elect Director Clarence P. Cazalot, Jr. | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1b Elect Director Eleazar de Carvalho Filho | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1c Elect Director C. Maury Devine | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1d Elect Director Claire S. Farley | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1e Elect Director John T. Gremp | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1f Elect Director Thomas M. Hamilton | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1g Elect Director Peter Mellbye | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1h Elect Director Joseph H. Netherland | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1i Elect Director Peter Oosterveer | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1j Elect Director Richard A. Pattarozzi | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1k Elect Director Kay G. Priestly | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 1l Elect Director James M. Ringler | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| FMC Technologies, Inc. | FTI | 30249U101 | 5/6/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Oceaneering International, Inc. | OII | 675232102 | 5/6/2016 | 1.1 Elect Director M. Kevin McEvoy | mgmt | Y | For | For |
| Oceaneering International, Inc. | OII | 675232102 | 5/6/2016 | 1.2 Elect Director Paul B. Murphy, Jr. | mgmt | Y | For | For |
| Oceaneering International, Inc. | OII | 675232102 | 5/6/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Oceaneering International, Inc. | OII | 675232102 | 5/6/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1a Elect Director David J. Bronczek | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1b Elect Director William J. Burns | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1c Elect Director Ahmet C. Dorduncu | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1d Elect Director Ilene S. Gordon | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1e Elect Director Jay L. Johnson | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1f Elect Director Stacey J. Mobley | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1g Elect Director Joan E. Spero | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1h Elect Director Mark S. Sutton | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1i Elect Director John L. Townsend, III | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1j Elect Director William G. Walter | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1k Elect Director J. Steven Whisler | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 1l Elect Director Ray G. Young | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| International Paper Company | IP | 460146103 | 5/9/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.1 Elect Director Jim W. Nokes | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.2 Elect Director William H. Hernandez | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.3 Elect Director Luther C. Kissam, IV | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.4 Elect Director Douglas L. Maine | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.5 Elect Director J. Kent Masters | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.6 Elect Director James J. O' Brien | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.7 Elect Director Barry W. Perry | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.8 Elect Director John Sherman, Jr. | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.9 Elect Director Gerald A. Steiner | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.10 Elect Director Harriett Tee Taggart | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 2.11 Elect Director Alejandro Wolff | mgmt | Y | For | For |
| Albemarie Corporation | ALB | 012653101 | 5/10/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1a Elect Director Richard L. Armitage | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1b Elect Director Richard H. Auchinleck | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1c Elect Director Charles E. Bunch | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1d Elect Director James E. Copeland, Jr. | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1e Elect Director John V. Faraci | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1f Elect Director Jody L. Freeman | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1g Elect Director Gay Huey Evans | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1h Elect Director Ryan M. Lance | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1i Elect Director Arjun N. Murti | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1j Elect Director Robert A. Niblock | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 1k Elect Director Harald J. Norvik | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 4 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| ConocoPhillips | COP | 20825C104 | 5/10/2016 | 5 Adjust Executive Compensation Program for Reserve Write-Downs | SH | Y | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.1 Elect Director Richard D. Kinder | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.2 Elect Director Steven J. Kean | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.3 Elect Director Ted A. Gardner | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.4 Elect Director Anthony W. Hall, Jr. | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.5 Elect Director Gary L. Hultquist | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.6 Elect Director Ronald L. Kuehn, Jr. | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.7 Elect Director Deborah A. Macdonald | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.8 Elect Director Michael C. Morgan | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.9 Elect Director Arthur C. Reichstetter | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.10 Elect Director Fayez Sarofim | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.11 Elect Director C. Park Shaper | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.12 Elect Director William A. Smith | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.13 Elect Director Joel V. Staff | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.14 Elect Director Robert F. Vagt | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 1.15 Elect Director Perry M. Waughtal | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 3 Report on Capital Expenditure Strategy with Respect to Climate Change Policy | SH | Y | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 4 Report on Methane Emissions Management | SH | Y | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 5 Report on Sustainability, Including Human Rights | SH | Y | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/10/2016 | 6 Report on Steps Taken to Increase Board Diversity | SH | Y | For | Against |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1a Elect Director Douglas Y. Bech | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1b Elect Director George J. Damiris | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1c Elect Director Leldon E. Echols | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1d Elect Director R. Kevin Hardage | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1e Elect Director Michael C. Jennings | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1f Elect Director Robert J. Kostelnik | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1g Elect Director James H. Lee | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1h Elect Director Franklin Myers | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1i Elect Director Michael E. Rose | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 1j Elect Director Tommy A. Valenta | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 3 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 4 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| HollyFrontier Corporation | HFC | 436106108 | 5/11/2016 | 5 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1a Elect Jacques Aigrain to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1b Elect Lincoln Benet to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1c Elect Nance K. Dicciani to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 1d Elect Bruce A. Smith to Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2a Elect Thomas Aebischer to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2b Elect Dan Coombs to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 2c Elect James D. Guilfoyle to Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 3 Adopt Financial Statements and Statutory Reports | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 4 Approve Discharge of Management Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 5 Approve Discharge of Supervisory Board | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 6 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 8 Approve Dividends of USD 3.12 Per Share | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 9 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| LyondellBasell Industries NV | LYB | N53745100 | 5/11/2016 | 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1a Elect Director Robert C. Arzbaecher | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1b Elect Director William Davisson | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1c Elect Director Stephen A. Furbacher | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1d Elect Director Stephen J. Hagge | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1e Elect Director John D. Johnson | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1f Elect Director Robert G. Kuhbach | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1g Elect Director Anne P. Noonan | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1h Elect Director Edward A. Schmitt | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1i Elect Director Theresa E. Wagler | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 1j Elect Director W. Anthony Will | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| CF Industries Holdings, Inc. | CF | 12569100 | 5/12/2016 | 4 Provide Right to Act by Written Consent | SH | Y | For | Against |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1a Elect Director Ajay Banga | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1b Elect Director Jacqueline K. Barton | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1c Elect Director James A. Bell | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1d Elect Director Richard K. Davis | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1e Elect Director Jeff M. Fettig | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1f Elect Director Andrew N. Liveris | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1g Elect Director Mark Loughridge | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1h Elect Director Raymond J. Milchovich | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1i Elect Director Robert S. Miller | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1j Elect Director Paul Polman | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1k Elect Director Dennis H. Reilley | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1l Elect Director James M. Ringler | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1m Elect Director Ruth G. Shaw | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 4 Proxy Access | SH | Y | For | Against |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 1 Accept Financial Statements and Statutory Reports | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 2 Approve Discharge of Board and Senior Management | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 3 Appropriation of Available Earnings for Fiscal Year 2015 | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 4 Approve the Renewal of Authorized Share Capital without Preemptive Rights | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5A Elect Glyn A. Barker as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5B Elect Vanessa C.L. Chang as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5C Elect Frederico F. Curado as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5D Elect Chadwick C. Deaton as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5E Elect Vincent J. Intrieri as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5F Elect Martin B. McNamara as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5G Elect Samuel J. Merksamer as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5H Elect Merrill A. 'Pete' Miller, Jr. as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5I Elect Edward R. Muller as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5J Elect Tan Ek Kia as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 5K Elect Jeremy D. Thigpen as Director | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 6L Elect Merrill A. 'Pete' Miller, Jr. as Board Chairman | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 7A Appoint Frederico F. Curado as Member of the Compensation Committee | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 7B Appoint Vincent J. Intrieri as Member of the Compensation Committee | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 7C Appoint Martin B. McNamara as Member of the Compensation Committee | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 7D Appoint Tan Ek Kia as Member of the Compensation Committee | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 8 Designate Schweiger Advokatur/Notariat as Independent Proxy | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 9 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2016 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 10 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 11A Approve Maximum Remuneration of Board of Directors for the Period Between the 2016 and 2017 Annual General Meetings in the Amount of USD 4.12 Million | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 11B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2017 in the Amount of USD 29.62 Million | mgmt | Y | For | For |
| Transocean Ltd. | RIG | H8817H100 | 5/12/2016 | 12 Other Business | mgmt | Y | Against | Against |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1a Elect Director Joseph W. Gorder | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1b Elect Director Deborah P. Majoras1b | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1c Elect Director Donald L. Nickles1c | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1d Elect Director Philip J. Pfeiffer1d | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1e Elect Director Robert A. Profusek | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1f Elect Director Susan Kaufman Purcell | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1g Elect Director Stephen M. Waters | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1h Elect Director Randall J. Weisenburger | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1i Elect Director Rayford Wilkins, Jr. | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 4 Amend Certificate of Incorporation to provide for removal of directors without cause | mgmt | Y | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 5 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1a Elect Director Lee K. Boothby | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1b Elect Director Pamela J. Gardner | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1c Elect Director Steven W. Nance | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1d Elect Director Roger B. Plank | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1e Elect Director Thomas G. Ricks | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1f Elect Director Juanita M. Romans | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1g Elect Director John W. Schanck | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1h Elect Director J. Terry Strange | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 1i Elect Director J. Kent Wells | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Newfield Exploration Company | NFX | 651290108 | 5/17/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.1 Elect Director Abdulaziz F. Al Khayyal | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.2 Elect Director Alan M. Bennett | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.3 Elect Director James R. Boyd | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.4 Elect Director Milton Carroll | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.5 Elect Director Nance K. Dicciani | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.6 Elect Director Murry S. Gerber | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.7 Elect Director Jose C. Grubisich | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.8 Elect Director David J. Lesar | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.9 Elect Director Robert A. Malone | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.10 Elect Director J. Landis Martin | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.11 Elect Director Jeffrey A. Miller | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 1.12 Elect Director Debra L. Reed | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 2 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Halliburton Company | HAL | 406216101 | 5/18/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1A Elect Director Clay C. Williams | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1B Elect Director Greg L. Armstrong | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1C Elect Director Marcela E. Donadio | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1D Elect Director Ben A. Guill | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1E Elect Director James T. Hackett | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1F Elect Director David D. Harrison | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1H Elect Director Roger L. Jarvis | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1I Elect Director Eric L. Mattson | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 1J Elect Director William R. Thomas | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| National Oilwell Varco, Inc. | NOV | 637071101 | 5/18/2016 | 4 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1a Elect Director Sarah J. Anderson | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1b Elect Director John G. Figueroa | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1c Elect Director Thomas W. Gimbel | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1d Elect Director David H. Hannah | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1e Elect Director Douglas M. Hayes | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1f Elect Director Mark V. Kaminski | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1g Elect Director Robert A. McEvoy | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1h Elect Director Gregg J. Mollins | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 1i Elect Director Andrew G. Sharkey, III | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Reliance Steel & Aluminum Co. | RS | 759509102 | 5/18/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.1 Elect Director Mark D. Millett | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.2 Elect Director Richard P. Teets, Jr. | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.3 Elect Director John C. Bates | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.4 Elect Director Keith E. Busse | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.5 Elect Director Frank D. Byrne | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.6 Elect Director Kenneth W. Cornew | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.7 Elect Director Traci M. Dolan | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.8 Elect Director Jurgen Kolb | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.9 Elect Director James C. Marcuccilli | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.10 Elect Director Bradley S. Seaman | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 1.11 Elect Director Gabriel L. Shaheen | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 2 Ratify Ernst & Young LLP as Auditors | mgmt | Y | For | For |
| Steel Dynamics, Inc. | STLD | 858119100 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 1 Provide Directors May Be Removed With or Without Cause | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 2 Eliminate Class of Common Stock | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3a Elect Director Nancy E. Cooper | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3b Elect Director Gregory L. Ebel | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3c Elect Director Timothy S. Gitzel | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3d Elect Director Denise C. Johnson | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3e Elect Director Emery N. Koenig | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3f Elect Director Robert L. Lumpkins | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3g Elect Director William T. Monahan | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3h Elect Director James ('Joc') C. O'Rourke | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3i Elect Director James L. Popowich | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3j Elect Director David T. Seaton | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 3k Elect Director Steven M. Seibert | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 4 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 5 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| The Mosaic Company | MOS | 61945C103 | 5/19/2016 | 6 Other Business | mgmt | Y | Against | Against |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1a Re-elect J. Roderick Clark as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1b Re-elect Roxanne J. Decyk as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1c Re-elect Mary E. Francis as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1d Re-elect C. Christopher Gaut as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1e Re-elect Gerald W. Haddock as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1f Re-elect Francis S. Kalman as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1g Re-elect Keith O. Rattie as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1h Re-elect Paul E. Rowsey, III as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 1i Re-elect Carl G. Trowell as Director | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 2 Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 3 Ratify KPMG LLP as US Independent Auditor | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 4 Appoint KPMG LLP as UK Statutory Auditor | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 5 Authorize Board to Fix Remuneration of Auditors | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 6 Amend Omnibus Stock Plan | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 7 Approve Remuneration Report | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 8 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 9 Accept Financial Statements and Statutory Reports | mgmt | Y | For | For |
| Ensco plc | ESV | G3157S106 | 5/23/2016 | 10 Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1a Elect Director Alexander B. Cummings, Jr. - Resigned | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1b Elect Director Linnet F. Deily | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1c Elect Director Robert E. Denham | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1e Elect Director Alice P. Gast | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1f Elect Director Enrique Hernandez, Jr. | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1g Elect Director Jon M. Huntsman, Jr. | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1h Elect Director Charles W. Moorman, IV | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1i Elect Director John G. Stumpf | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1j Elect Director Ronald D. Sugar | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1k Elect Director Inge G. Thulin | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1l Elect Director John S. Watson | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | Against | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 4 Approve Non-Employee Director Omnibus Stock Plan | mgmt | Y | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 5 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 6 Adopt Quantitative GHG Goals for Products and Operations | SH | Y | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 7 Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Y | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 8 Annually Report Reserve Replacements in BTUs | SH | Y | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 9 Increase Return of Capital to Shareholders in Light of Climate Change Risks | SH | Y | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 10 Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | SH | Y | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 11 Require Director Nominee with Environmental Experience | SH | Y | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 12 Amend Bylaws -- Call Special Meetings | SH | Y | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1,1 Elect Director Michael J. Boskin | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.2 Elect Director Peter Brabeck-Letmathe | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.3 Elect Director Angela F. Braly | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.4 Elect Director Ursula M. Burns | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.5 Elect Director Larry R. Faulkner | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.6 Elect Director Jay S. Fishman | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.7 Elect Director Henrietta H. Fore | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.8 Elect Director Kenneth C. Frazier | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.9 Elect Director Douglas R. Oberhelman | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.10 Elect Director Samuel J. Palmisano | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.11 Elect Director Steven S. Reinemund | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.12 Elect Director Rex W. Tillerson | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.13 Elect Director William C. Weldon | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.14 Elect Director Darren W. Woods | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 4 Require Independent Board Chairman | SH | Y | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 5 Require Director Nominee with Environmental Experience | SH | Y | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 6 Seek Sale of Company/Assets | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 7 Proxy Access | SH | Y | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 8 Disclose Percentage of Females at Each Percentile of Compensation | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 9 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 10 Increase Return of Capital to Shareholders in Light of Climate Change Risks | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 11 Adopt Policy Acknowledging the Imperative for 2 Degree Limit | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 12 Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 13 Annually Report Reserve Replacements in BTUs | SH | Y | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 14 Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | SH | Y | Against | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1a Elect Director Gaurdie E. Banister, Jr. | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1b Elect Director Gregory H. Boyce | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1c Elect Director Chadwick C. Deaton | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1d Elect Director Marcela E. Donadio | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1e Elect Director Philip Lader | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1f Elect Director Michael E. J. Phelps | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1g Elect Director Dennis H. Reilley | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 1h Elect Director Lee M. Tillman | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 5/25/2016 | 4 Approve Omnibus Stock Plan | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.1 Elect Director Brian L. Derksen | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.2 Elect Director Julie H. Edwards | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.3 Elect Director John W. Gibson | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.4 Elect Director Randall J. Larson | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.5 Elect Director Steven J. Malcolm | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.6 Elect Director Kevin S. McCarthy | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.7 Elect Director Jim W. Mogg | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.8 Elect Director Pattye L. Moore | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.9 Elect Director Gary D. Parker | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.10 Elect Director Eduardo A. Rodriguez | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 1.11 Elect Director Terry K. Spencer | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | mgmt | Y | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/25/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.1 Elect Director Barbara M. Baumann | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.2 Elect Director John E. Bethancourt | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.3 Elect Director David A. Hager | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.4 Elect Director Robert H. Henry | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.5 Elect Director Michael M. Kanovsky | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.6 Elect Director Robert A. Mosbacher, Jr. | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.7 Elect Director Duane C. Radtke | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.8 Elect Director Mary P. Ricciardello | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 1.9 Elect Director John Richels | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 3 Ratify KPMG LLP as Auditors | mgmt | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 4 Review Public Policy Advocacy on Climate Change | SH | Y | For | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 5 Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Y | Against | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/8/2016 | 7 Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | SH | Y | Against | For |
| | | | | | | | | |
| | | | | | | | | |
Registrant: Saratoga Advantage Trust- Financial Services Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | | | | | | | |
Reporting Period: July 1, 2015 through June 30, 2016 | | | | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Key Corp | KEY | 493267108 | 3/23/2016 | 1 Approve Merger Agreement | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 3/23/2016 | 2a Proposal to Approve Provision relating to the mechanics and timing of preferred shareholders'rights to call special meetings | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 3/23/2016 | 2b Proposal to Approve Provision Requiring the Approval by Preferred Shareholders of Amendments of KeyCor's articles or regulations that would adversly sffect their boting power, rights or preferences. | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 3/23/2016 | 2c Proposal to approve a provision requiring the approval by preferred shareholders of combinations, majority share acquisitions, mergers or consolidations | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 3/23/2016 | 3 Approve increase in size of board | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 3/23/2016 | 4 Adjourn meeting | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.1 Elect Director Nicholas M. Donofrio | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.2 Elect Director Joseph J. Echevarria | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.3 Elect Director Edward P Garden | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.4 Elect Director Jeffrey A. Goldstein | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.5 Elect Director Gerald L. Hassell | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.6 Elect director John M. Hinshaw | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.7 Elect Director Edward F. 'Ted' Kelly | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.8 Elect director John A. Luke, Jr. | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.9 Elect Director Mark A. Nordenberg | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.10 Elect Director Catherine A. Rein | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 1.11 Elect Director Samuel C. Scott, III | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 3 Approve Executive Incentive Bonus Plan | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 4 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| The Bank of New York Mellon Corporation | BK | 064058100 | 4/12/2016 | 5 Require Independent Board Chairman | SH | Y | Against | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1a Elect Director Douglas M. Baker, Jr. | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1b Elect Director Warner L. Baxter | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1c Elect Director Marc N. Casper | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1d Elect Director Arthur D. Collins, Jr. | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1e Elect Director Richard K. Davis | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1f Elect Director Kimberly J. Harris | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1g Elect Director Roland A. Hernandez | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1h Elect Director Doreen Woo Ho | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1i Elect Director Olivia F. Kirtley | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1j Elect Director Karen S. Lynch | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1k Elect Director David B. O'Maley | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1l Elect Director O'dell M. Owen | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1m Elect Director Craig D. Schnuck | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 1n Elect Director Scott W. Wine | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 2 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 4 Require Independent Board Chairman | SH | Y | Against | For |
| U.S. Bancorp | USB | 902973304 | 4/19/2016 | 5 Adopt Share Retnetion Policy for Senior Executives | SH | Y | Against | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.1 Elect Director Ronald L. Havner, Jr. | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.2 Elect Director Tamra Hughes Gustqavson | Mgmt | Y | Against | Against |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.3 Elect Director Uri P. Harkham | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.4 Elect Director B. Wyane Hughes, Jr. | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.5 Elect Director Avedick B. Poladian | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.6 Elect Director Gary E. Pruitt | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.7 Elect Director Ronald P. Spogli | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 1.8 Elect Director Daniel Staton | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 3 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Public Storage | PSA | 74460D109 | 4/25/2016 | 4 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1a Elect Director Michael L. Corbat | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1b Elect Director Ellen M Costello | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1c Elect Director Duncan P Hennes | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1d Elect Director Franz B. Humer | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1f Elect Director Renee J. James | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1g Elect Director Eugene M. McQuade | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1h Elect Director Michael E. O'Neill | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1i Elect Director Gary M Reiner | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1j Elect Director Judith Rodin | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1k Elect Director Anthony M. Santomero | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1l Elect Director Joan E. Spero | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1m Elect Director Diana L. Taylor | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1n Elect Director William S. Thompson, Jr. | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1o Elect Director James S. Turley | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 1p Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 2 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 4 Amend Omnibus Stock Plan | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 5 Amend Executive Incentive Bonus Plan | Mgmt | Y | For | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 6 Demonstrate No Gender Pay Gap | SH | Y | Against | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 7 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 8 Appoint Stockholder Value Committee | SH | Y | Against | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 9 Claw-back of Payments under Restatements | SH | Y | Against | For |
| Citigroup Inc. | C | 172967424 | 4/26/2016 | 10 Limit/Prohibit Accelerated Vesting of Awards | SH | Y | For | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.1 Elect Director Charles E. Bunch | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.2 Elect Director Majorie Rodgers Cheshire | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.3 Elect Director William S. Demchak | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.4 Elect Director Andrew T. Feldstein | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.5 Elect Director Daniel R. Hesse | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.6 Elect Director Kay Cole James | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.7 Elect Director Richard B. Kelson | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.8 Elect Director Jane G. Pepper | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.9 Elect Director Donald J. Shepard | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.10 Elect Director Lorene K. Steffes | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.11 Elct Director Dennis F. Strigl | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.12 Elect Director Michael J. Ward | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 1.13 Elect Director Gregory D. Wasson | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 3 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/26/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1a Elect Director John D. Baker, II | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1b Elect Director Elaine L. Chao | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1c Elect Director John S. Chen | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1d Elect Director Lloyd H. Dean | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1e Elect Director Elizabeth A. Duke | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1f Elect Director Susan E. Engel | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1g Elect Director Enrique Hernandez, Jr. | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1h Elect Director Donald M. James | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1i Elect Director Cynthia H. Milligan | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1j Elect Director Federico F. Pena | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1k elect Director James H. Quigley | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1l Elect Director Stephen W. Sanger | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1m Elect Director John G,. Stumpf | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1n Elect Director Susan G. Swenson | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 1o Elect Director Suzanne M. Vautrinot | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 3 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 5 Require Independent Board Chairman | SH | Y | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/26/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1a Elect Director Sharon L. Allen | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1b Elect Director Susan S. Bies | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1c Elect Director Jack O. Bovender, Jr. | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1d Elect Director Frank P. Bramble, Sr. | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1e Elect Director Pierre J.P. de Weck | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1f Elect Director Arnold W. Donald | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1g Elect Director Linda P. Hudson | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1h Elect Director Monica C. Lozano | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1i Elect Director Thomas J. May | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1j Elect Director Brian T. Moynihan | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1k Elect Director Lionel L. Nowell, III | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1l Elect Director Thomas D. Woods | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 1m Elect Director R. David Yost | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 3 Ratify PwC as Auditors | Mgmt | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/27/2016 | 4 Clawback of Incentive Payments | SH | Y | Against | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1a Elect Director Mark S. Bartlett | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1b Elect Director Edward C. Bernard | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1c Elect Director Mary K. Bush | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1e Elect Director H. Lawrrence Culp, Jr. | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1e Elct Director Freeman A. Hrabowski, III | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1f Elect Director Robert F. MacLellan | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1g Elect Director Brian C. Rogers | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1h Elect Director Olympia J. Snowe | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1i Elect Director Dwight S. Taylor | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1k Elect Director Anne Marie Whittemore | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 1l Elect Director Alan D. Wilson | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 3 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/27/2016 | 4 Report on and assess Proxy Voting Policies in Relation to Climate Change Position | SH | Y | Against | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1a Elect Director Brian G. Cartwright | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1b Elect Director Christine N. Garvey | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1c Elect Director David B. Henry | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1d Elect Director James P. Hoffmann | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1e Elect Director Lauralee E. Martin | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1f Elect Director Michael D. McKee | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1g Elect Director Peter L. Rhein | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 1h Elect Director Joseph P. Sullivan | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| HCP, Inc. | HCP | 40414L109 | 4/28/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.1 Elect Director Warren E. Buffett | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.2 Elect Director Charles T. Munger | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.3 Elect Director Howard G. Buffett | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.4 Elect Director Stephen B. Burke | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.5 Elect Director Susan L. Decker | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.6 Elect Director William H. Gates, III | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.7 Elect Director David S. Gottesman | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.8 Elect Director Charolotte Guyman | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.9 Elect Director Thomas S. Murphy | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.10 Elect Director Ronald L. Olson | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.11 Elect Director Walter Scott, Jr. | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 1.12 Elect Director Meryl B. Witmer | Mgmt | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 4/30/2016 | 2 Report on Insurance Division's Responses to Climate Change Risks | SH | Y | Against | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1a Elect Director Charlene Barshefsky | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1b Elect Director Ursula M. Burns | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1c Elect Director Kenneth I Chenault | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1d Elect Director Peter Chermin | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1e Elect Director Ralph de la Vega | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1f Elect Director Anne L. Lauvergeon | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1g Elect Director Michael O. leavitt | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1h Elect Director Theodore J. Leonsis | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1i Elect Director Richard C. Levin | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1j Elect Director Samuel J. Palmisano | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1k elect Director Daniel L. Vasella | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1l Elect Director Robert D. Walter | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1m Elect Director Ronald A. Williams | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 4 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 5 Prepare Employment Diversity Report | SH | Y | For | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 6 Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | SH | Y | For | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 7 Provide Right to Act by Written Consent | SH | Y | For | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 8 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 9 Require Independent Board Chairman | SH | Y | For | Against |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1a Elect Director Hamid R. Moghadam | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1b Elect Director George L. Fotiades | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1c Elect Director Chritine N. Garvey | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1d Elect Director Lydia H. Kennard | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1e Elect Director J. Michael Losh | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1f Elect Director Irving F. Lyons, III | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1g Elect Director David P. O;Connor | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1h elect Director Jjeffrey L. Skelson | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1i Elect Director Carl B. Webb | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 1j elect Director William D. Zollars | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/4/2016 | 3 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1a Elect Director Richard D. Fairbank | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1b Elect Director Patrick W. Gross | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1c Elect Director Ann Fritz Hackett | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1d Elect Director Lewis Hay, III | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1e Elect Director Benjamin P. Jenkins, III | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1f Elect Director Peter Thomas Killalea | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1g Elect Director Pierre E. Leroy | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1h Elect Director Peter E. Raskind | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1i Elect Director Mayo A. Shattuck, III | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1j Elect Director Bradform H. Warner | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 1k Elect Director Catherine G. West | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 2 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Capital One FinanciL Corporation | COF | 14040H105 | 5/5/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | Against | Against |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1a Elect Director Charlene T. Begley | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1b Elect Director Steven D. Black | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1c Elect Director Borje E. Ekholm | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1d Elect Director Robert Breifeld | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1e Elect Director Glenn H. Hutchins | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1f Elect Director Essa Kazim | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1g Elect Director Thomas A. Kloet | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1h Elect Director Ellyn A. McColgan | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1i Elect Director Michael R. Splinter | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 1j Elect Direcotr Lars R. Wedenborn | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 3 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 5/5/2016 | 4 Proxy Access | SH | Y | For | N/A |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1a Elect Director Kenneth J. Bacon | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1b Elect Director Thomas J. DeRosa | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1c Elect Director Jeffrey H. Donahue | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1d Elect Director Fred S. Klipsch | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1e Elect Director Geoffrey G. Meyers | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1f Elect Director Timothy J. Naughton | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1g Elect Director Sharon M. Oster | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1h Elect Director Judith C. Pelham | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1i elect Director Sergio D. Rivera | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 1j Elect Direcotr R. Scott Trumbull | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 2 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Welltower Inc. | HCN | 95040Q104 | 5/5/2016 | 4 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.1 Elect Director Thomas J. Baltimore, Jr. | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.2 Elect Director Gilbert F. Casellas | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.3 Elect Director James G. Cullen | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.4 Elect Director Mark B. Grier | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.5 Elect Director Martina Hund-Mejean | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.6 Elect Director Karl J. Krapek | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.7 Elect Director Peter R. Lighte | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.8 Elect Director George Paz | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.9 Elect Director Sandra Pianalto | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.10 Elect Director Chritine A. Poon | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.11 Elect Director Douglas A. Scovanner | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.12 Elect Direcotr John R. Strangfeld | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 1.13 Elect Director Michael A. Todma | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 4 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/10/2016 | 5 Require Independent Board Chairman | SH | Y | For | Against |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1A Elect Director Melody C. Barnes | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1B Elect Director Debra A. Cafaro | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | C Elect Director Jay M. Gellert | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1D Elect Director Ricahrd I. Gilchrist | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1E Elect Director Matthey J. Lustig | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1F Elect Director Douglas M. Pasquale | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1G Elect Director Robert D. Reed | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1H Elect Director Glenn J. Rufrano | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 1I Elect Director James D. Shelton | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 2 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| Ventas, Inc. | VTR | 92276F100 | 5/10/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | Against | Against |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1a Elect Director W. Don Cornwell | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1b Elect Director Peter R. Fisher | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1c Elect Director John H. Fitzpatrick | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1d Elect Director Peter D. Hancock | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1e Elect Director William G. Jurgensen | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1f Elect Director Christopher S. Lynch | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1g Elect Director Samuel J. Merksamer | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1h Elect Director George L. Miles, Jr. | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1i Elect Director Henry S. Miller | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1j Elect Director Robert S. Miller | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1k Elect Director Linda A. Mills | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1l Elect Director Suzanne Nora Johnson | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1m Elect Director John A. Paulson | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1n Elect Director Ronald A. Rittenmeyer | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1o Elect Director Douglas M. Steenland | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1p Elect Director Theresa M. Stone | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 3 Ratify PwC as Auditors | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1a Elect Director Glyn F. Aeppel | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1b Elect Director Larry C. Glasscock | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1c Elect Director Karen J. Horn | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1d Elect Director Allan Hubbard | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1e Elect Director Reuben S. Leibowitz | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1f Elect Director Gary M. Rodkin | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1g Elect Director Daniel C. Smith | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 1h Elect Director J. Albert Smith, Jr. | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 5/11/2016 | 3 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.1 Elect Director Jeffrey S. Aronin | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.2 Elect Director Mary K. Bush | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.3 Elect Director Gregory C. Case | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.4 Elect Director Candace H. Duncan | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.5 Elect Director Joseph F. Eazor | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.6 Elect Director Cynthia A. Glassman | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.7 Elect director Richard H. Lenny | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.8 Elect Director Thomas G. Maheras | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.9 Elect Director Michael H. Moskow | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.10 Elect Director David W. Nelms | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.11 Elect Director Mark A. Thierer | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 1.12 Elect Director Lawrence A. Weinbach | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Discover Financial Services | DFS | 254709108 | 5/12/2016 | 3 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.1 Elect Director Mary L. Baglivo | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.2 Elect Director Sheila C. Bair | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.3 Elect Director Terrence C. Golden | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.4 Elect Director Ann McLaughlin Korologos | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.5 Elect Director Richard E. Marriott | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.6 Elect Director John B. Morse, Jr. | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.7 Elect Director Walter C. Rakowich | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1.8 Elect Director Gordon H. Smith | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 1,9 Elect Director W. Edward Walter | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 2 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 4 Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaes | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 5 Amend Right To Call Special Meeting | Mgmt | Y | For | For |
| Host Hotels & Resorts, Inc. | HST | 44107P104 | 5/12/2016 | 6 Amedn Qualified Employee Stock Purchase Plan | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1a Elect Director Brandon B. Boze | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1b Elect Director Curtis F. feeny | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1c Elect Director Bradford M. Freeman | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1d Elect Director Christopher R. Jenny | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1e Elect Director Gerardo I. Lopez | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1f Elect Director Frederic V. Malek | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1g Elect Director Pula R. Reynolds | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1h Elect Director Robert E. Sulentic | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1i Elect Director Laura D. Tyson | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 1j Elect Director Ray Wirta | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 2 Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 4 Amend Right to Call Special Meeting | Mgmt | Y | For | For |
| CBRE Group, Inc. | CBG | 12504L109 | 5/13/2016 | 5 Amend Bylaws - Call Special Meetings | SH | Y | For | Against |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1a Elect Director Charles R. Crisp | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1b Elect Director Jean-Marc Forneri | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1c Elect Director The Rt. Hon. the Lord Hague of Richmond | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1d Elect Director Fred W. Hatfield | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1e Elect Director Frederic V. Salerno | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1f Elect Director Jeffrey C. Sprecher | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1g Elect Director Judith A. Sprieser | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1h Elect Director Vincent Tese | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 3 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 4 Report on Sustainability, Including Quantitative Goals | SH | Y | Against | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.1 Elect Director Paul R. Burke | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.2 Elect Director Craig A. Carlson | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.3 Elect Director John M. Eggemeyer | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.4 Elect Director Barry C. Fitzpatrick | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.5 Elect Director Andrew B. Fremder | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.6 Elect Director C. William Hosler | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.7 Elect Director Susan E. Lester | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.8 Elect Director Roger H. Molvar | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.9 Elect Director James J. Pieczynski | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.10 Elect Director Daniel B. Platt | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.11 Elect Director Robert A. Stine | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | 1.12 Elect Director Matthew P. Wagner | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | Amend Omnibus Stock Plan | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | Adjourn Meeting | Mgmt | Y | Against | Against |
| PacWest Bancorp | PACW | 695263103 | 05/16/2016 | Other Business | Mgmt | Y | Against | Against |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.1 Elect Director Bruce W. Duncan | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.2 Elect Director Karen E. Dykstra | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.3 Elect Director Carol B. Einiger | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.4 Elect Director Jacob A. Frenkel | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.5 Elect Director Joel I. Klein | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.6 Elect Director Douglas T. Linde | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.7 Elect Director Matthew J. Lustig | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.8 Elect Director Alan J. Patricof | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.9 Elect Director Owen D. Thomas | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.10 Elect Director Martin Turchin | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 1.11Elect Director David A. Twardock | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Boston Properties, Inc. | BXP | 101121101 | 5/17/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1a Elect Director Linda B. Bammann | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1b Elect Director James A. Bell | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1c Elect Director Crandall C. Bowles | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1d Elect Director Stephen B. Burke | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1e Elect Director James S. Crown | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1f Elect Director James Dimon | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1g Elect Director Timothy P. Flynn | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1h Elect Director Laban P. Jackson, Jr. | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1i Elect Director Michael A. Neal | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1j Elect Director Lee R. Raymond | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 1k Elect Director William C. Weldon | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 4 Require Independent Board Chairman | SH | Y | For | Against |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 5 Provide Vote Counting to Exclude Abstentions | SH | Y | Against | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 6 Prohibit Accelerated Vesting of Awards to Pursue Government Service | SH | Y | For | Against |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 7 Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | SH | Y | Against | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 8 Clawback Amendment | SH | Y | Against | For |
| JPMorgan Chase & Co. | JPM | 46625h100 | 5/17/2016 | 9 Adopt Executive Compensation Philosophy with Social Factors | SH | Y | Against | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1a Elect Director Erskine B. Bowles | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1b Elect Director Alistair Darling | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1c Elect Director Thomas H. Glocer | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1d Elect Director James P. Gorman | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1e 1e lect Director Robert H. Herz | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1f Elect Director Nobuyuki Hirano | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1g Elect Director Klaus Kleinfeld | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1h Elect Director Jami Miscik | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1i Elect Director Donald T. Nicolaisen | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1j Elect Director Hutham S. Olayan | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1k Elect Director James W. Owens | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1l Elect Director Ryosuke Tamakoshi | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1m Elect Director Perry M. Traquina | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 1n Elect Director Rayford Wilkins, Jr. | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 4Amend Omnibus Stock Plan | Mgmt | Y | For | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 5 Provide Vote Counting to Exclude Abstentions | SH | Y | Against | For |
| Morgan Stanley | MS | 617446448 | 5/17/2016 | 6 Prohibit Accelerated Vesting of Awards to Pursue Government Service | SH | Y | For | Against |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 1a Elect Director John K. Adams, Jr. | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 1b Elect Director Stephen A. Ellis | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 1c Elect Director Arun Sarin | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 1d Elect Director Charles R. Schwab | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 1e Elect Director Paula A. Sneed | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 4 Report on Lobbying Payments and Policy | SH | Y | For | Against |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/17/2016 | 5 Prepare Employment Diversity Report | SH | Y | For | Against |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.1 Elect Director Glyn F. Aeppel | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.2 Elect Director Terry S. Brown | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.3 Elect Director Alan B. Buckelew | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.4 Elect Director Ronald L. Havner, Jr. | Mgmt | Y | Withhold | Against |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.5 Elect Director Timothy J. Naughton | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.6 Elect Director Lance R. Primis | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.7 Elect Director Peter S. Rummell | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.8 Elect Director H. Jay Sarles | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 1.9 Elect Director W. Edward Walter | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 2 Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
| AvalonBay Communities, Inc. | AVB | 053484101 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 1 Accept Financial Statements and Statutory Reports | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 2.1 Allocate Disposable Profit | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 2.2 Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 3 Approve Discharge of Board and Senior Management | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 4.2 Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 4.3 Ratify BDO AG (Zurich) as Special Auditors | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.1 Elect Director Evan G. Greenberg | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.2 Elect Director Robert M. Hernandez | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.3 Elect Director Michael G. Atieh | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.4 Elect Director Sheila P. Burke | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.5 Elect Director James I. Cash | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.6 Elect Director Mary A. Cirillo | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.7 Elect Director Michael P. Connors | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.8 Elect Director John Edwardson | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.9 Elect Director Lawrence W. Kellner | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.10 Elect Director Leo F. Mullin | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.11 Elect Director Kimberly Ross | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.12 Elect Director Robert Scully | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.13 Elect Director Eugene B. Shanks, Jr. | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.14 Elect Director Theodore E. Shasta | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.15 Elect Director David Sidwell | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.16 Elect Director Olivier Steimer | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 5.17 Elect Director James M. Zimmerman | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 6 Elect Evan G. Greenberg as Board Chairman | Mgmt | Y | Against | Against |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 7.1 Appoint Michael P. Connors as Member of the Compensation Committee | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 7.2 Appoint Mary A. Cirillo as Member of the Compensation Committee | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 7.3 Appoint Robert M. Hernandez as Member of the Compensation Committee | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 7.4 Appoint Robert Scully as Member of the Compensation Committee | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 7.5 Appoint James M. Zimmerman as Member of the Compensation Committee | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 8 Designate Homburger AG as Independent Proxy | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 9 Issue Shares Without Preemptive Rights | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 10 Approve Omnibus Stock Plan | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 11.1 Approve the Increase in Maximum Aggregate Remuneration of Directors | Mgmt | Y | For | For |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 11.2 Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Mgmt | Y | Against | Against |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 12 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | Against | Against |
| Chubb Limited | CBG | H1467J104 | 5/19/2016 | 13 Transact Other Business (Voting) | Mgmt | Y | Against | Against |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1a Elect Director P. Robert Bartolo | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1b Elect Director Jay A. Brown | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1c Elect Director Cindy Christy | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1d Elect Director Ari Q. Fitzgerald | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1e Elect Director Robert E. Garrison II | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1f Elect Director Dale N. Hatfield | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1g Elect Director Lee W. Hogan | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1h Elect Director Edward C. Hutcheson, Jr. | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1i Elect Director J. Landis Martin | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1j Elect Director Robert F. McKenzie | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1k Elect Director Anthony J. Melone | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 1l Elect Director W. Benjamin Moreland | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.1 Elect Director Bruce D. Broussard | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.2 Elect Director Joseph A. Carrabba | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.3 Elect Director Charles P. Cooley | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.4 Elect Director Alexander M. Cutler | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.4 Elect Director J. James Dallas | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.6 Elect Director Elizabeth R. Gile | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.7 Elect Director Ruth Ann M. Gillis | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.8 Elect Director William G. Gisel, Jr. | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.9 Elect Director Richard j. Hipple | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.10 Elect Director Kristen L. Marcus | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.11 Elect Director Beth E. Mooney | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.12 Elect Director Demos Parneros | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.13 Elect Irecotr Barbara R. Snyder | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 1.14 Elect Director David K. Wilson | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 2 Ratify Ernst & Young LL qas Audisors | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 4 Approve Executive Incentive Bonus Pln | Mgmt | Y | For | For |
| Key Corp | KEY | 493267108 | 5/19/2016 | 5 Require Independent Board Chairman | SH | Y | Against | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1a Elect Director Margaret M. Keane | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1b Elect Director Paget L Alves | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1c Elect Director Arthur W. Coviello, Jr. | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1d Elect Director William W. Graylin | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1e Elect Director Roy a. Guthrie | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1f Elect Director Richard C. Hartnack | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1g Elect Director Jeffrey G. Naylor | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1h Elect Director Laurel J. Richie | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 1i Elect Director Olympia J. Snowe | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Synchrony Financail | SYF | 87165B103 | 5/19/2016 | 3 Ratify KPMG LL as Auditors | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1a Elect Director Alan L. Beller | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1bElect Director John H. Dsburg | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1c Elect Director Janet J. Dolan | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1d Elect Director Kenneth M. Duberstein | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1e Elect Director Jay S. Fishman | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1f Elect Director Patricia L. Higgins | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1g Elect Director Thomas R. Hodgson | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1h Elect Director Willian J. Kane | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1i Elect Director Cleve L. Killingsworth, Jr. | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1j Elect Director Philip T. (Pete) Ruegger, III | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1k Elect Director Todd C. Schermerhorn | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1l Elect Director Alan D. Schnitzer | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1m Elect Director Donald J. Shepard | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1n Elect Director Laurie J. Thomsen | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 2 Ratify KPMg LLP as Auditor | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 3 Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 4 Amend Omnibus Stock Plan | Mgmt | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 5 Report on Political Contributions | SH | Y | For | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 6 Report on Lobbying Payments and Policy | SH | Y | For | Againdt |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 1.1 Elect Director Candace K. Beinecke | Mgmt | Y | Withhold | Against |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 1.2 Elect Director Robert P. Kogod | Mgmt | Y | For | For |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 1.3 Elect Director Richard R. West | Mgmt | Y | For | For |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 3 Declassify the Board of Directors | Mgmt | Y | For | For |
| Vornado Realty Trust | VNO | 929042109 | 5/19/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1a Elect Director Lloyd C. Blankfein | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1b Elect Director M. Michele Burns | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1c Elect Director Gary D. Cohn | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1d Elect Director Mark Flaherty | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1e Elect Director William W. George | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1f Elect Director James A. Johnson | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1g Elect Director Lakshmi N. Mittal | Mgmt | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1h Elect Director Adebayo L. Lgunlesi | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1i Elect Director Peter Oppenheimer | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1j Elect Director Debora L. Spar | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1k Elect Director Mark E. Tucker | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1l Elect Director David A. Viniar | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 1m Elect Director Mark O. Winkelman | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 4 Prohibit accelerated vesting of awards to pursue government service | SH | Y | Against | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 5 Provide vote counting to exclude abstentions | SH | Y | Against | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/20/2016 | 6 require independent Board Chairman | SH | Y | For | Against |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.1 Elect Diector David P Bozeman | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.2 Elect Director Mark A. Emmert | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.3 Elect Director Rick R. Holey | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.4 Elect Director John I. Kieckhefer | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.5 Elect Director Sara Grootwassink Lewis | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.6 Elect Director John F. Morgan, Sr. | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.7 Elect Director Nicole W. Piasecki | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.8 Elect Director Marc F. Racicot | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.9 Elect Director Lawrence A. Selzer | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.10 Elect Director Doyle R. Simons | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.11 Elect Director D. Michael Seuert | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.12 Elect Director Kim Williams | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 1.13 Elect Director Charles R. Williamson | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/20/2016 | 3 Ratify KPMG LL as Auditors | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1a Elect Director Kermit R. Crawford | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1b Elect Director Michael L. Eskew | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1c Elect Director Herbert L. Henkel | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1d Elect Director Siddarth N. (Bobby) Mehta | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1e Elect Director Jacques P. Perold | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1f Elect Director Andrea Redmond | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1g Elect Director John W. Rowe | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1h Elect Director Judith A. Sprieser | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1i Elect Director Mary Alice Raylor | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 1j Elect Director Thomas J. Wilson | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 3 Ratify Delotte & touche LLP as Auditors | Mgmt | Y | For | For |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 4 Require Independent Board Chairman | SH | Y | For | Against |
| The Allstte Corporation | ALL | 020002101 | 5/24/2016 | 5 Report on Political Contributions | SH | Y | For | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1a Elect Director Abdlatif Yousef Al-Hamad | Mgmt | Y | `Against | against |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1b Elect Director Mathis Cabiallavetta | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1c Elect Director Pamela Daley | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1d Elect Director William S. Demchak | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1e Elect Director Jessica P. Einhorn | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1f Elect Director Laurence D. Fink | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1g Elect Director Fabrizio Freda | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1h Elect Director Murry S. Gerber | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1i Elect Director James Grosfeld | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1j Elect Director Robert S. Kapito | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1k Elect Director David H. Komansky | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1l Elect Director Deryck Maughan | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1m Elect Director Cheryl D. Mills | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1n Elect Director Gordon M. Nixon | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1o Elect Director Thomas H. O'Brien | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1p Elect Director Ivan G. Seidenberg | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1q Elect Director Marco Antonio Slim Domit | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1r Elect Director John S. Varley | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 1s Elect Director Susan L. Wagner | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 3 Ratify Delotte & touche LLP as Auditors | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 4 Provide Proxy Access Rights | Mgmt | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/25/2016 | 5 Report on Proxy Voting and Executive Compensation | SH | Y | Against | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1a Elect Director Hugo Bague | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1b Elect Director Samuel A. Di Piazza, Jr. | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1c Elect Director Colin Dyer | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1d Elect Director DeAnne Julius | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1e Elect Director Ming Lu | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1f Elect Director Martin H. Nesbitt | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1g Elect Director Sheila A. Penrose | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1h Elect Director Ann Marie Petach | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1i Elect Director Shailesh Rao | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 1j Elect Director Christian Ulbrich | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Jones Lang LaSalle Incorporation | JLL | 48020Q107 | 5/27/2016 | 3 Ratify KPMG LL as Auditors | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1a Elect Director Raymond P. Dolan | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1b Elect Director Robert D. Hormats | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1c Elect Director Caroly F. Katz | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1d Elect Director Gustavo Lara Cantu | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1e Elect Director Craig Macnab | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1f Elect Director JoAnn A. Reed | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1g Elect Director Pamela D.A. Reeve | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1h Elect Director David E. Sharbutt | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1i Elect Director Jamed D. Taiclet, Jr. | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 1j Elect Director Samme L. Thompson | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 2 Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 3 Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | Y | For | For |
| American Tower Corporation | AMT | 03027Z100 | 6/1/2016 | 4 Reduce Ownership Threshod for Shareholders to Call Special Meeting | SH | Y | For | Against |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.1 Elect Director Thomas Bartlett | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.2 Elect Director Nanci Caldwell | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.3 Elect Director Gary Hromadko | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.4 Elect Director John Hughes | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.5 Elect Director Scott Kriens | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.6 Elect Director William Luby | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.7 Elect Director Irving Lyons, III | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.8 Elect Director Christopher Paisley | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.9 Elect Director Stephen Smith | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 1.10 Elect Director Peter Van Camp | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/1/2016 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.1 Elect Director Cheryl W. Grise | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.2 Elect Director Carlos M. Gutierrez | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.3 Elect Director R. Glenn Hubbard | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.4 Elect Director Steven A. Kandarian | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.5 Elect Director Alred F. Kelly, J.r | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.6 Elect Director Edward J. Kelly, III | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.7 Elect Director William E. Kennard | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.8 Elect Director James M Kilts | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.9 Elect Director Catherine R. Kinney | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.10 Elect Director Denise M. Morrison | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.11 Elect Director Kenton J. Sicchitano | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 1.12 Elect Director Lulu C. Wang | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 2 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | Y | Against | Against |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 3 Ratify Delotte & touche LLP as Auditors | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 4 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 5 Require Independent Board Chairman | SH | Y | For | Against |
| MetLife, Inc. | MET | 59156R108 | 6/14/2016 | 6 Provide Right to Act by Written Consent | SH | Y | For | Against |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.1 Elect Director John W. Alexander | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.2 Elect Director Charles L. Atwood | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.3 Elect Director Linda Walker Bynoe | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.4 Elect Director Connie K. Duckworth | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.5 Elect Director Mary Kay Haben | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.6 Elect Director Bradley A. Keywell | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.7 Elect Directo John E. Heal | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.8 Elect Director David J. Neithercut | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.9 Elect Director Mark S. Shapiro | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.10 Elect Director Gerald A. Spector | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.11 Elect Director Stephen E. Sterrett | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.12 Elect Director B. Joseph White | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 1.13 Elect Director Samuel Zell | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 2 Ratify Ernst & Young LL qas Audisors | Mgmt | Y | For | For |
| Equity Residential | EQR | 29476L107 | 6/16/2016 | 3 Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.1 Elect Director Lester B. Knight | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.2 Elect Director Gregory C. Case | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.3 elect Director Fulvio Conti | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.4 Elect Director Cheryl A. Francis | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.5 Elect Director James W. Leng | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.6 Elect Director J. Michael Losh | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.7 Elect Director Robert S. Morrison | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.8 Elect Director Richard B. Myers | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.9 Elect Director Richard C. Notebaert | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.10 Elect Director Gloria Santona | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1.11 Elect Director Carolyn Y. Woo | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 3 advisory Vote to Ratify Rirectors' Remuneration Report | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 4 Accept Financial Statements and Statutory Reports | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 5 Ratify Ersnt & Young LLP as Aon's Auditors | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 6 Ratify Ersnt & Young LLP as UK Statutory Auditor | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 7 Authorize Board to Fix Remuneration of Auditors | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 8 Authorise Shares for Market Purchase | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 9 Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 10 Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | Y | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 11 Approve Political Donations | Mgmt | Y | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.