1616 N. Litchfield Rd., Suite 165, Goodyear, Arizona 85395
Stuart M. Strauss, Esq.
| Registrant: Saratoga Advantage Trust - Large Capitalization Value Portfolio Item I | | | | |
| Investment Company Act file number: 811-08542 | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | |
| | | | | | | | | |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Long Text | Proposal Type | Was Matter Voted | Vote | For/Against Management |
| METLIFE, INC. | MET | 59156R108 | 19-Oct-2017 | AMEND THE PREFERRED STOCK DIVIDEND PAYMENT TESTS IN THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | Yes | For | For |
| METLIFE, INC. | MET | 59156R108 | 19-Oct-2017 | ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. | Management | Yes | For | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 20-Oct-2017 | PROPOSAL TO APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM NOVEMBER 1, 2017. | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 20-Oct-2017 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO THE EFFECT THAT THE SUPERVISORY BOARD DETERMINES THE REQUIRED MINIMUM NUMBER OF MEMBERS OF THE BOARD OF MANAGEMENT. | Management | Yes | Against | Against |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF THE ISSUANCE OF SHARES OF EQT COMMON STOCK TO STOCKHOLDERS OF RICE ENERGY INC. IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 19, 2017 | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF AMENDMENT AND RESTATEMENT OF EQT'S RESTATED ARTICLES OF INCORPORATION | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF THE ADJOURNMENT OF THE EQT SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF THE ISSUANCE OF SHARES OF EQT COMMON STOCK TO STOCKHOLDERS OF RICE ENERGY INC. IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 19, 2017 | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF AMENDMENT AND RESTATEMENT OF EQT'S RESTATED ARTICLES OF INCORPORATION | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | APPROVAL OF THE ADJOURNMENT OF THE EQT SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | EQT'S SHARE ISSUANCE PROPOSAL | Shareholder | No* | | |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | EQT'S CHARTER AMENDMENT PROPOSAL | Shareholder | No* | | |
| EQT CORPORATION | EQT | 26884L109 | 09-Nov-2017 | EQT'S ADJOURNMENT PROPOSAL | Shareholder | No* | | |
| QURATE RETAIL, INC. | LVNTA | 53071M856 | 02-Feb-2018 | A proposal to approve the redemption by Liberty Interactive Corporation of each share of Series A Liberty Ventures common stock and Series B Liberty Ventures common stock in exchange for one share of GCI Liberty, Inc. Class A Common Stock and GCI Liberty, Inc. Class B Common Stock, respectively, following the ...(due to space limits, see proxy statement for full proposal). | Management | Yes | For | For |
| QURATE RETAIL, INC. | LVNTA | 53071M856 | 02-Feb-2018 | A proposal to authorize the adjournment of the special meeting by Liberty Interactive Corporation to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 12-Feb-2018 | Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly-owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 12-Feb-2018 | Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 12-Feb-2018 | Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2. | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | Election of Director: Ronald S. Nersesian | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | Election of Director: Charles J. Dockendorff | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | Election of Director: Robert A. Rango | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | To approve the Amendment and Restatement of the 2014 Equity and Incentive Compensation Plan. | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent public accounting firm. | Management | Yes | For | For |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 22-Mar-2018 | To approve, on an advisory basis, the compensation of Keysight's named executive officers. | Management | Yes | Against | Against |
| BROADCOM LIMITED | AVGO | Y09827109 | 23-Mar-2018 | To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | DIRECTOR | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent registered public accounting firm for the fiscal year ending November 30, 2018. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | Approval, on an advisory basis, of the compensation of Lennar's named executive officers. | Management | Yes | For | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | Approval of a stockholder proposal regarding our common stock voting structure. | Shareholder | Yes | For | Against |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | Approval of a stockholder proposal regarding providing holders an annual right to convert a limited amount of Class B common stock into Class A common stock. | Shareholder | Yes | Against | For |
| LENNAR CORPORATION | LEN | 526057104 | 11-Apr-2018 | Approval of a stockholder proposal regarding a limit on director tenure. | Shareholder | Yes | Against | For |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Adoption of the annual accounts for the 2017 financial year. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Release of liability of the directors with respect to their management during the 2017 financial year. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of the Chairman of the Board of Directors, Mr. Pieter Korteweg, as non-executive director for a period of two years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of the Company's Chief Executive Officer, Mr. Aengus Kelly, as executive director for a period of four years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of Mr. Salem R.A.A. Al Noaimi as non-executive director for a period of two years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of Mr. Homaid A.A.M. Al Shimmari as non-executive director for a period of two years | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of Mr. Paul T. Dacier as non-executive director for a period of two years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of Mr. Richard M. Gradon as non-executive director for a period of two years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Re-appointment of Mr. Robert G. Warden as non-executive director for a period of two years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Appointment of Mr. Julian B. Branch as non-executive director for a period of four years. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Appointment of Mr. Peter L. Juhas as the person referred to in article 16, paragraph 8 of the Company's articles of association. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Appointment of PricewaterhouseCoopers Accountants N.V. for the audit of the Company's annual accounts for the 2018 financial year. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Authorization of the Board of Directors to issue shares and to grant rights to subscribe for shares. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 10(a). | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Authorization of the Board of Directors to issue additional shares and to grant additional rights to subscribe for shares. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 10(c). | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Authorization of the Board of Directors to repurchase shares. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Conditional authorization of the Board of Directors to repurchase additional shares. | Management | No** | | |
| AERCAP HOLDINGS N.V. | AER | N00985106 | 25-Apr-2018 | Reduction of capital through cancellation of shares. | Management | No** | | |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Lamberto Andreotti | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: James A. Bell | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Edward D. Breen | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Robert A. Brown | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Alexander M. Cutler | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Jeff M. Fettig | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Marillyn A. Hewson | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Lois D. Juliber | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Andrew N. Liveris | Management | Yes | Against | Against |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Raymond J. Milchovich | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Paul Polman | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Dennis H. Reilley | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: James M. Ringler | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Ruth G. Shaw | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Lee M. Thomas | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Election of Director: Patrick J. Ward | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Advisory Resolution to Approve Executive Compensation | Management | Yes | For | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | Yes | 1 | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | Yes | Against | Against |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Elimination of Supermajority Voting Thresholds | Shareholder | Yes | For | Against |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Preparation of an Executive Compensation Report | Shareholder | Yes | For | Against |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Preparation of a Report on Sustainability Metrics in Performance-based Pay | Shareholder | Yes | Against | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Preparation of a Report on Investment in India | Shareholder | Yes | Against | For |
| DOWDUPONT INC. | DWDP | 26078J100 | 25-Apr-2018 | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Yes | For | Against |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: E. Spencer Abraham | Management | Yes | Against | Against |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Kirbyjon H. Caldwell | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Matthew Carter, Jr. | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Lawrence S. Coben | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Heather Cox | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Terry G. Dallas | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Mauricio Gutierrez | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: William E. Hantke | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Paul W. Hobby | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Anne C. Schaumburg | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: Thomas H. Weidemeyer | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | Election of Director: C. John Wilder | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | Yes | For | For |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Management | Yes | Against | Against |
| NRG ENERGY, INC. | NRG | 629377508 | 26-Apr-2018 | To vote on a stockholder proposal regarding disclosure of political expenditures, if properly presented at the meeting. | Shareholder | Yes | Against | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to adopt the financial statements | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to adopt dividend | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to discharge the members of the Board of Management | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to discharge the members of the Supervisory Board | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to re-appoint Ms O. Gadiesh as member of the Supervisory Board | Management | Yes | For | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to appoint Mr P.A. Stoffels as member of the Supervisory Board | Management | Yes | For | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to authorize the Board of Management to issue shares or grant rights to acquire shares. | Management | Yes | For | For |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to authorize the Board of Management to restrict or exclude pre-emption rights | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to authorize the Board of Management to acquire shares in the company | Management | Yes | Against | Against |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | PHG | 500472303 | 03-May-2018 | Proposal to cancel shares | Management | Yes | Against | Against |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Andrew M. Barron | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: J. Timothy Bryan | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: James A. Chiddix | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Andrew T. Heller | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Dr. Jeong H. Kim | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Bruce McClelland | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Robert J. Stanzione | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Doreen A. Toben | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: Debora J. Wilson | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Election of Director: David A. Woodle | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Approve the U.K. statutory accounts. | Management | Yes | Against | Against |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Ratify the retention of Ernst & Young LLP as the independent auditor. | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Appoint Ernst & Young LLP as the U.K. statutory auditor. | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Authorize the U.K. statutory auditors' remuneration. | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Approve the named executive officers' compensation. | Management | Yes | For | For |
| ARRIS INTERNATIONAL PLC | ARRS | G0551A103 | 03-May-2018 | Approve the Directors' Remuneration Report. | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Sukhpal Singh Ahluwalia | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: A. Clinton Allen | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Robert M. Hanser | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Joseph M. Holsten | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Blythe J. McGarvie | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: John F. O'Brien | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Guhan Subramanian | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: William M. Webster, IV | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Election of Director: Dominick Zarcone | Management | Yes | For | For |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | Management | Yes | Against | Against |
| LKQ CORPORATION | LKQ | 501889208 | 07-May-2018 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Yes | Against | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 07-May-2018 | Approve the Agreement and Plan of Merger by and between GCI Liberty, Inc. and GCI Merger Sub, Inc., pursuant to which GCI Liberty, Inc. will merge with and into GCI Merger Sub, Inc., with GCI Merger Sub, Inc. (which shall be renamed GCI Liberty, Inc.) continuing as the surviving corporation and existing under the laws of the State of Delaware. | Management | Yes | For | For |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 07-May-2018 | A proposal to authorize the adjournment of the special meeting by GCI liberty, inc. to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: John F. Cogan, Ph.D. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Jacqueline K. Barton, Ph.D. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Kelly A. Kramer | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Kevin E. Lofton | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: John C. Martin, Ph.D. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: John F. Milligan, Ph.D. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Richard J. Whitley, M.D. | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Gayle E. Wilson | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | Election of Director: Per Wold-Olsen | Management | Yes | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018. | Management | Yes | Against | Against |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Yes | Against | Against |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. | Shareholder | Yes | For | Against |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 09-May-2018 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. | Shareholder | Yes | For | Against |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: W. DON CORNWELL | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: BRIAN DUPERREAULT | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: JOHN H. FITZPATRICK | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: WILLIAM G. JURGENSEN | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: CHRISTOPHER S. LYNCH | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: HENRY S. MILLER | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: LINDA A. MILLS | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: SUZANNE NORA JOHNSON | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: RONALD A. RITTENMEYER | Management | Yes | Against | Against |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: DOUGLAS M. STEENLAND | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | Election of Director: THERESA M. STONE | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | Yes | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 09-May-2018 | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2018. | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Evelyn S. Dilsaver | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: John A. Heil | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Jon L. Luther | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Richard W. Neu | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Arik W. Ruchim | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Scott L. Thompson | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | Election of Director: Robert B. Trussell, Jr. | Management | Yes | For | For |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2018. | Management | Yes | Against | Against |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 10-May-2018 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Yes | Against | Against |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Cheryl K. Beebe | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Duane C. Farrington | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Hasan Jameel | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Mark W. Kowlzan | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Robert C. Lyons | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Thomas P. Maurer | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Samuel M. Mencoff | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Roger B. Porter | Management | Yes | Against | Against |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Thomas S. Souleles | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: Paul T. Stecko | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Election of Director: James D. Woodrum | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Proposal to ratify appointment of KPMG LLP as our auditors. | Management | Yes | For | For |
| PACKAGING CORPORATION OF AMERICA | PKG | 695156109 | 15-May-2018 | Proposal to approve our executive compensation. | Management | Yes | For | For |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: Norman H. Brown, Jr. | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: George W. Carmany, III | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: James Hooke | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: Ronald Kirk | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: H.E. (Jack) Lentz | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | Election of Director: Ouma Sananikone | Management | Yes | Against | Against |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2018. | Management | Yes | For | For |
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 16-May-2018 | The approval, on an advisory basis, of executive compensation. | Management | Yes | Against | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 | Management | Yes | Against | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Allocation of disposable profit | Management | Yes | Against | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | Yes | Against | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Discharge of the Board of Directors | Management | Yes | Abstain | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Evan G. Greenberg | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Robert M. Hernandez | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Michael G. Atieh | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Sheila P. Burke | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: James I. Cash | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Mary Cirillo | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Michael P. Connors | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: John A. Edwardson | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Kimberly A. Ross | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Robert W. Scully | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Eugene B. Shanks, Jr. | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Theodore E. Shasta | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: David H. Sidwell | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: Olivier Steimer | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Director: James M. Zimmerman | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Yes | Against | Against |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of the Compensation Committee of the Board of Directors: James M. Zimmerman | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Election of Homburger AG as independent proxy | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Compensation of the Board of Directors until the next annual general meeting | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Compensation of Executive Management for the next calendar year | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Yes | For | For |
| CHUBB LIMITED | CB | H1467J104 | 17-May-2018 | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Yes | Abstain | Against |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | Election of Director: Herve Couturier | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | Election of Director: Lawrence W. Kellner | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | Election of Director: Judy Odom | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | Election of Director: Karl Peterson | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | To ratify the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2018. | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | To amend our Amended and Restated Certificate of Incorporation to increase the maximum size of the Board of Directors to 13 directors. | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | To amend our Certificate of Incorporation to declassify the Board of Directors. | Management | Yes | For | For |
| SABRE CORPORATION | SABR | 78573M104 | 23-May-2018 | To approve, on an advisory and non-binding basis, our named executive officers' 2017 compensation. | Management | Yes | For | For |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | DIRECTOR | Management | Yes | For | For |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | DIRECTOR | Management | Yes | For | For |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | Yes | Against | Against |
| CAESARS ENTERTAINMENT CORPORATION | CZR | 127686103 | 30-May-2018 | To transact such other business as may properly come before the meeting or any adjournment of the meeting. | Management | Yes | Against | Against |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2018, ending February 2, 2019 | Management | Yes | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 06-Jun-2018 | Advisory resolution to approve the Company's executive compensation | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | Ratification of the appointment of our independent auditors | Management | Yes | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | Advisory vote on executive compensation | Management | Yes | Against | Against |
| COMCAST CORPORATION | CMCSA | 20030N101 | 11-Jun-2018 | To provide a lobbying report | Shareholder | Yes | Against | For |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Cheryl W. Grise | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Carlos M. Gutierrez | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Gerald L. Hassell | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: David L. Herzog | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: R. Glenn Hubbard, Ph.D. | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Steven A. Kandarian | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Edward J. Kelly, III | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: William E. Kennard | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: James M. Kilts | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Catherine R. Kinney | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Election of Director: Denise M. Morrison | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Ratification of Appointment of Deloitte & Touche LLP as Independent Auditor for 2018 | Management | Yes | For | For |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers | Management | Yes | Against | Against |
| METLIFE, INC. | MET | 59156R108 | 12-Jun-2018 | Shareholder Proposal to Adopt a Policy that the Chairman of the Board be an Independent Director | Shareholder | Yes | For | Against |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | Yes | For | For |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 14-Jun-2018 | To approve an amendment and restatement of the Company's Articles of Incorporation to adopt a majority voting standard in uncontested director elections. | Management | Yes | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | NCLH | G66721104 | 20-Jun-2018 | Election of Class II Director: Adam M. Aron | Management | Yes | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | NCLH | G66721104 | 20-Jun-2018 | Election of Class II Director: Stella David | Management | Yes | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | NCLH | G66721104 | 20-Jun-2018 | Election of Class II Director: Mary E. Landry | Management | Yes | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | NCLH | G66721104 | 20-Jun-2018 | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers | Management | Yes | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | NCLH | G66721104 | 20-Jun-2018 | Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered certified public accounting firm for the year ending December 31, 2018 and the determination of PwC's remuneration by the Audit Committee of the Board of Directors | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Vicky A. Bailey | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Philip G. Behrman, Ph.D. | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Kenneth M. Burke | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: A. Bray Cary, Jr. | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Margaret K. Dorman | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Thomas F. Karam | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: David L. Porges | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Daniel J. Rice IV | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: James E. Rohr | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Norman J. Szydlowski | Management | Yes | Against | Against |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Stephen A. Thorington | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Lee T. Todd, Jr., Ph.D. | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Christine J. Toretti | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | ELECTION OF DIRECTOR: Robert F. Vagt | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | Approval of a Non-Binding Resolution Regarding the Compensation of the Company's Named Executive Officers for 2017 (Say-on-Pay) | Management | Yes | For | For |
| EQT CORPORATION | EQT | 26884L109 | 21-Jun-2018 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Yes | For | For |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | DIRECTOR | Management | Yes | Withheld | Against |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2018. | Management | Yes | For | For |
| GCI LIBERTY, INC. | GLIBA | 36164V305 | 25-Jun-2018 | A proposal to adopt the GCI Liberty, Inc. 2018 Omnibus Incentive Plan. | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | DIRECTOR | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | The ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | Yes | For | For |
| SPIRIT REALTY CAPITAL, INC. | SRC | 84860W102 | 27-Jun-2018 | A non-binding, advisory resolution to approve the compensation of our named executive officer as described in the accompanying Proxy Statement. | Management | Yes | For | For |
| Notes: | | | | | | | | |
| *EQT opposition votes did not appear on the ballot at the time of voting. | | | | | |
| **Aercap Holdings were sold after record date but prior to the meeting deadline. | | | | |
| Registrant: Saratoga Advantage Trust - Financial Services Portfolio Item 1 | | |
| Investment Company Act file number: 811-08542 | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | |
| | | | | | | | | |
| Issuer Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Text | Vote Instruction | Voted | Vote Against Management |
| MetLife, Inc. | MET | 59156R108 | 19-Oct-17 | Management | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 19-Oct-17 | Management | Adjourn Meeting | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Steven D. Black | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Linda Z. Cook | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Joseph J. Echevarria | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Edward P. Garden | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Jeffrey A. Goldstein | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director John M. Hinshaw | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Edmund F. "Ted" Kelly | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Jennifer B. Morgan | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Mark A. Nordenberg | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Elizabeth E. Robinson | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Charles W. Scharf | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Elect Director Samuel C. Scott, III | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes |
| The Bank of New York Mellon Corporation | BK | 064058100 | 10-Apr-18 | Share Holder | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Against | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Nicholas K. Akins | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director B. Evan Bayh, III | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Jorge L. Benitez | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Katherine B. Blackburn | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Emerson L. Brumback | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Jerry W. Burris | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Greg D. Carmichael | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Gary R. Heminger | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Jewell D. Hoover | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Eileen A. Mallesch | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Michael B. McCallister | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Elect Director Marsha C. Williams | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Fifth Third Bancorp | FITB | 316773100 | 17-Apr-18 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Brent D. Baird | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director C. Angela Bontempo | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Robert T. Brady | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director T. Jefferson Cunningham, III | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Gary N. Geisel | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Richard S. Gold | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Richard A. Grossi | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director John D. Hawke, Jr. | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Rene F. Jones | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Richard H. Ledgett, Jr. | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Newton P.S. Merrill | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Melinda R. Rich | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Robert E. Sadler, Jr. | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Denis J. Salamone | Withhold | Yes | Yes |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director John R. Scannell | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director David S. Scharfstein | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Elect Director Herbert L. Washington | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| M&T Bank Corporation | MTB | 55261F104 | 17-Apr-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Warner L. Baxter | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Marc N. Casper | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Andrew Cecere | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Arthur D. Collins, Jr. | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Kimberly J. Harris | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Roland A. Hernandez | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Doreen Woo Ho | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Olivia F. Kirtley | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Karen S. Lynch | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Richard P. McKenney | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director David B. O'Maley | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director O'dell M. Owens | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Craig D. Schnuck | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Elect Director Scott W. Wine | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| U.S. Bancorp | USB | 902973304 | 17-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Jennifer S. Banner | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director K. David Boyer, Jr. | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Anna R. Cablik | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director I. Patricia Henry | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Eric C. Kendrick | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Kelly S. King | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Louis B. Lynn | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Charles A. Patton | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Nido R. Qubein | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director William J. Reuter | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Tollie W. Rich, Jr. | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Christine Sears | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Thomas E. Skains | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Elect Director Thomas N. Thompson | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Management | Eliminate Supermajority Vote Requirement | For | Yes | No |
| BB&T Corporation | BBT | 054937107 | 24-Apr-18 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Yes |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Michael L. Corbat | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Ellen M. Costello | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director John C. Dugan | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Duncan P. Hennes | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Peter B. Henry | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Franz B. Humer | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director S. Leslie Ireland | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Renee J. James | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Eugene M. McQuade | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Michael E. O'Neill | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Gary M. Reiner | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Anthony M. Santomero | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Diana L. Taylor | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director James S. Turley | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Deborah C. Wright | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Elect Director Ernesto Zedillo Ponce De Leon | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Management | Amend Omnibus Stock Plan | For | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Adopt Human and Indigenous People's Rights Policy | Against | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Provide for Cumulative Voting | Against | Yes | No |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Amend Proxy Access Right | For | Yes | Yes |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Prohibit Accelerated Vesting of Awards to Pursue Government Service | For | Yes | Yes |
| Citigroup Inc. | C | 172967424 | 24-Apr-18 | Share Holder | Amend Bylaws -- Call Special Meetings | For | Yes | Yes |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Ralph W. Babb, Jr. | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Michael E. Collins | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Roger A. Cregg | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director T. Kevin DeNicola | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Jacqueline P. Kane | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Richard G. Lindner | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Barbara R. Smith | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Robert S. Taubman | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Reginald M. Turner, Jr. | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Nina G. Vaca | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Elect Director Michael G. Van de Ven | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Comerica Incorporated | CMA | 200340107 | 24-Apr-18 | Management | Approve Omnibus Stock Plan | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Charles E. Bunch | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Debra A. Cafaro | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Marjorie Rodgers Cheshire | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director William S. Demchak | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Andrew T. Feldstein | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Daniel R. Hesse | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Richard B. Kelson | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Linda R. Medler | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Martin Pfinsgraff | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Donald J. Shepard | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Michael J. Ward | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Elect Director Gregory D. Wasson | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 24-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director John D. Baker, II | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Celeste A. Clark | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Theodore F. Craver, Jr. | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Elizabeth A. "Betsy" Duke | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Donald M. James | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Maria R. Morris | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Karen B. Peetz | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Juan A. Pujadas | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director James H. Quigley | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Ronald L. Sargent | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Timothy J. Sloan | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Elect Director Suzanne M. Vautrinot | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Yes |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Share Holder | Reform Executive Compensation Policy with Social Responsibility | Against | Yes | No |
| Wells Fargo & Company | WFC | 949746101 | 24-Apr-18 | Share Holder | Report on Incentive-Based Compensation and Risks of Material Losses | For | Yes | Yes |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director James M. Cracchiolo | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Dianne Neal Blixt | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Amy DiGeso | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Lon R. Greenberg | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Jeffrey Noddle | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Robert F. Sharpe, Jr. | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director Christopher J. Williams | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Elect Director W. Edward Walter | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 25-Apr-18 | Share Holder | Report on Political Contributions and Expenditures | For | Yes | Yes |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Sharon L. Allen | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Susan S. Bies | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Jack O. Bovender, Jr. | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Frank P. Bramble, Sr. | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Pierre J.P. de Weck | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Arnold W. Donald | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Linda P. Hudson | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Monica C. Lozano | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Thomas J. May | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Brian T. Moynihan | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Lionel L. Nowell, III | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Michael D. White | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Thomas D. Woods | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director R. David Yost | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Elect Director Maria T. Zuber | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| Bank of America Corporation | BAC | 060505104 | 25-Apr-18 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Carolyn H. Byrd | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Don DeFosset | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Samuel A. Di Piazza, Jr. | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Eric C. Fast | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director O. B. Grayson Hall, Jr. | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director John D. Johns | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Ruth Ann Marshall | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Susan W. Matlock | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director John E. Maupin, Jr. | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Charles D. McCrary | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director James T. Prokopanko | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Lee J. Styslinger, III | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Elect Director Jose S. Suquet | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Regions Financial Corporation | RF | 7591EP100 | 25-Apr-18 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Bruce Van Saun | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Mark Casady | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Christine M. Cumming | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Anthony Di Iorio | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director William P. Hankowsky | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Howard W. Hanna, III | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Leo I. ("Lee") Higdon | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Charles J. ("Bud") Koch | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Arthur F. Ryan | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Shivan S. Subramaniam | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Wendy A. Watson | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Elect Director Marita Zuraitis | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Citizens Financial Group, Inc. | CFG | 174610105 | 26-Apr-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Greg W. Becker | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Eric A. Benhamou | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director John S. Clendening | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Roger F. Dunbar | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Joel P. Friedman | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Kimberly A. Jabal | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Jeffrey N. Maggioncalda | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Mary J. Miller | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Kate D. Mitchell | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director John F. Robinson | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Elect Director Garen K. Staglin | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| SVB Financial Group | SIVB | 78486Q101 | 26-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Catherine A. Allen | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Tim E. Bentsen | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director F. Dixon Brooke, Jr. | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Stephen T. Butler | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Elizabeth W. Camp | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Diana M. Murphy | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Jerry W. Nix | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Harris Pastides | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Joseph J. Prochaska, Jr. | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director John L. Stallworth | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Kessel D. Stelling | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Melvin T. Stith | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Barry L. Storey | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Elect Director Philip W. Tomlinson | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Synovus Financial Corp. | SNV | 87161C501 | 26-Apr-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Marco Alvera | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director William D. Green | Against | Yes | Yes |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Charles E. Haldeman, Jr. | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Stephanie C. Hill | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Rebecca Jacoby | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Monique F. Leroux | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Maria R. Morris | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Douglas L. Peterson | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Michael Rake | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Edward B. Rust, Jr. | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Kurt L. Schmoke | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Elect Director Richard E. Thornburgh | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| S&P Global Inc. | SPGI | 78409V104 | 01-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Jeffrey S. Aronin | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Mary K. Bush | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Gregory C. Case | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Candace H. Duncan | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Joseph F. Eazor | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Cynthia A. Glassman | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Thomas G. Maheras | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Michael H. Moskow | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director David W. Nelms | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Mark A. Thierer | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Elect Director Lawrence A. Weinbach | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| Discover Financial Services | DFS | 254709108 | 02-May-18 | Share Holder | Adopt Simple Majority Vote | For | Yes | Yes |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Lloyd C. Blankfein | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director M. Michele Burns | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Mark A. Flaherty | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director William W. George | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director James A. Johnson | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Ellen J. Kullman | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Lakshmi N. Mittal | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Adebayo O. Ogunlesi | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Peter Oppenheimer | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director David A. Viniar | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Elect Director Mark O. Winkelman | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Amend Omnibus Stock Plan | Against | Yes | Yes |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 02-May-18 | Share Holder | Amend Proxy Access Right | For | Yes | Yes |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Richard D. Fairbank | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Aparna Chennapragada | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Ann Fritz Hackett | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Lewis Hay, III | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Benjamin P. Jenkins, III | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Peter Thomas Killalea | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Pierre E. Leroy | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Peter E. Raskind | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Mayo A. Shattuck, III | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Bradford H. Warner | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Elect Director Catherine G. West | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Capital One Financial Corporation | COF | 14040H105 | 03-May-18 | Management | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Against | Yes | Yes |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Warren E. Buffett | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Charles T. Munger | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Gregory E. Abel | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Howard G. Buffett | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Stephen B. Burke | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Susan L. Decker | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director William H. Gates, III | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director David S. Gottesman | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Charlotte Guyman | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Ajit Jain | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Thomas S. Murphy | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Ronald L. Olson | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Walter Scott, Jr. | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Management | Elect Director Meryl B. Witmer | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Share Holder | Report on Methane Emissions Management, Including Reduction Targets | Against | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 05-May-18 | Share Holder | Report on Sustainability | Against | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Charlene Barshefsky | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director John J. Brennan | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Peter Chernin | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Ralph de la Vega | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Anne L. Lauvergeon | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Michael O. Leavitt | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Theodore J. Leonsis | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Richard C. Levin | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Samuel J. Palmisano | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Stephen J. Squeri | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Daniel L. Vasella | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Ronald A. Williams | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Elect Director Christopher D. Young | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| American Express Company | AXP | 025816109 | 07-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| American Express Company | AXP | 025816109 | 07-May-18 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes |
| American Express Company | AXP | 025816109 | 07-May-18 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
| First American Financial Corporation | FAF | 31847R102 | 08-May-18 | Management | Elect Director Dennis J. Gilmore | For | Yes | No |
| First American Financial Corporation | FAF | 31847R102 | 08-May-18 | Management | Elect Director Margaret M. McCarthy | For | Yes | No |
| First American Financial Corporation | FAF | 31847R102 | 08-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| First American Financial Corporation | FAF | 31847R102 | 08-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Thomas J. Baltimore, Jr. | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Gilbert F. Casellas | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Mark B. Grier | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Martina Hund-Mejean | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Karl J. Krapek | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Peter R. Lighte | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director George Paz | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Sandra Pianalto | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Christine A. Poon | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Douglas A. Scovanner | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director John R. Strangfeld | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Elect Director Michael A. Todman | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Prudential Financial, Inc. | PRU | 744320102 | 08-May-18 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director W. Don Cornwell | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Brian Duperreault | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director John H. Fitzpatrick | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director William G. Jurgensen | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Christopher S. Lynch | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Henry S. Miller | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Linda A. Mills | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Suzanne Nora Johnson | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Ronald A. Rittenmeyer | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Douglas M. Steenland | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Elect Director Theresa M. Stone | For | Yes | No |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| American International Group, Inc. | AIG | 026874784 | 09-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Terrence A. Duffy | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Timothy S. Bitsberger | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Charles P. Carey | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Dennis H. Chookaszian | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Ana Dutra | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Martin J. Gepsman | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Larry G. Gerdes | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Daniel R. Glickman | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Deborah J. Lucas | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Alex J. Pollock | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Terry L. Savage | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director William R. Shepard | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Howard J. Siegel | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Elect Director Dennis A. Suskind | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| CME Group Inc. | CME | 12572Q105 | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Gary C. Bhojwani | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Ellyn L. Brown | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Stephen N. David | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Robert C. Greving | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Mary R. (Nina) Henderson | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Charles J. Jacklin | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Daniel R. Maurer | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Neal C. Schneider | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Elect Director Frederick J. Sievert | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Approve Qualified Employee Stock Purchase Plan | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Amend NOL Rights Plan (NOL Pill) | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| CNO Financial Group, Inc. | CNO | 12621E103 | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Richard J. Carbone | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director James P. Healy | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Kevin T. Kabat | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Frederick W. Kanner | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director James Lam | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Rodger A. Lawson | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Shelley B. Leibowitz | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Karl A. Roessner | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Rebecca Saeger | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Joseph L. Sclafani | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Gary H. Stern | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Elect Director Donna L. Weaver | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Approve Qualified Employee Stock Purchase Plan | For | Yes | No |
| E*TRADE Financial Corporation | ETFC | 269246401 | 10-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Henry A. Fernandez | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Robert G. Ashe | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Benjamin F. duPont | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Wayne Edmunds | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Alice W. Handy | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Catherine R. Kinney | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Wendy E. Lane | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Jacques P. Perold | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Linda H. Riefler | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director George W. Siguler | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Elect Director Marcus L. Smith | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| MSCI Inc. | MSCI | 55354G100 | 10-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Kermit R. Crawford | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Michael L. Eskew | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Margaret M. Keane | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Siddharth N. (Bobby) Mehta | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Jacques P. Perold | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Andrea Redmond | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Gregg M. Sherrill | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Judith A. Sprieser | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Perry M. Traquina | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Elect Director Thomas J. Wilson | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Share Holder | Require Independent Board Chairman | Against | Yes | No |
| The Allstate Corporation | ALL | 020002101 | 11-May-18 | Share Holder | Report on Political Contributions | For | Yes | Yes |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Philip Bleser | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Stuart B. Burgdoerfer | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Pamela J. Craig | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Charles A. Davis | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Roger N. Farah | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Lawton W. Fitt | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Susan Patricia Griffith | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Jeffrey D. Kelly | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Patrick H. Nettles | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Barbara R. Snyder | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Elect Director Kahina Van Dyke | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| The Progressive Corporation | PGR | 743315103 | 11-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Linda B. Bammann | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director James A. Bell | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Stephen B. Burke | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Todd A. Combs | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director James S. Crown | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director James Dimon | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Timothy P. Flynn | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Mellody Hobson | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Laban P. Jackson, Jr. | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Michael A. Neal | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director Lee R. Raymond | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Elect Director William C. Weldon | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Against | Yes | Yes |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Amend Omnibus Stock Plan | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Share Holder | Prohibit Accelerated Vesting of Awards to Pursue Government Service | For | Yes | Yes |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Share Holder | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Yes | No |
| JPMorgan Chase & Co. | JPM | 46625H100 | 15-May-18 | Share Holder | Restore or Provide for Cumulative Voting | Against | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Elect Director Walter W. Bettinger, II | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Elect Director Joan T. Dea | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Elect Director Christopher V. Dodds | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Elect Director Mark A. Goldfarb | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Elect Director Charles A. Ruffel | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Amend Omnibus Stock Plan | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Management | Provide Proxy Access Right | For | Yes | No |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Share Holder | Prepare Employment Diversity Report | For | Yes | Yes |
| The Charles Schwab Corporation | SCHW | 808513105 | 15-May-18 | Share Holder | Report on Political Contributions | For | Yes | Yes |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director Dominic J. Addesso | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director John J. Amore | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director William F. Galtney, Jr. | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director John A. Graf | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director Gerri Losquadro | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director Roger M. Singer | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director Joseph V. Taranto | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Elect Director John A. Weber | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Yes | No |
| Everest Re Group, Ltd. | RE | G3223R108 | 16-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Kennett F. Burnes | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Patrick de Saint-Aignan | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Lynn A. Dugle | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Amelia C. Fawcett | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director William C. Freda | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Linda A. Hill | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Joseph L. Hooley | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Sara Mathew | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director William L. Meaney | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Sean O'Sullivan | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Richard P. Sergel | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Elect Director Gregory L. Summe | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Adopt Majority Voting Standard for Specified Corporate Actions | For | Yes | No |
| State Street Corporation | STT | 857477103 | 16-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Accept Financial Statements and Statutory Reports | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Allocate Disposable Profit | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Approve Discharge of Board and Senior Management | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Ratify BDO AG (Zurich) as Special Auditors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Evan G. Greenberg | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Robert M. Hernandez | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Michael G. Atieh | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Sheila P. Burke | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director James I. Cash | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Mary Cirillo | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Michael P. Connors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director John A. Edwardson | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Kimberly A. Ross | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Robert W. Scully | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Eugene B. Shanks, Jr. | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Theodore E. Shasta | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director David H. Sidwell | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director Olivier Steimer | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Director James M. Zimmerman | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Elect Evan G. Greenberg as Board Chairman | Against | Yes | Yes |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Appoint Michael P. Connors as Member of the Compensation Committee | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Appoint Mary Cirillo as Member of the Compensation Committee | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Appoint Robert M. Hernandez as Member of the Compensation Committee | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Appoint James M. Zimmerman as Member of the Compensation Committee | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Designate Homburger AG as Independent Proxy | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Issue Shares Without Preemptive Rights | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Approve the Maximum Aggregate Remuneration of Directors | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | For | Yes | No |
| Chubb Limited | CB | H0023R105 | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Anthony K. Anderson | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Oscar Fanjul | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Daniel S. Glaser | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director H. Edward Hanway | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Deborah C. Hopkins | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Elaine La Roche | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Steven A. Mills | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Bruce P. Nolop | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Marc D. Oken | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Morton O. Schapiro | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director Lloyd M. Yates | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Elect Director R. David Yost | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 17-May-18 | Management | Amend Qualified Employee Stock Purchase Plan | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Margaret M. Keane | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Paget L. Alves | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Arthur W. Coviello, Jr. | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director William W. Graylin | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Roy A. Guthrie | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Richard C. Hartnack | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Jeffrey G. Naylor | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Laurel J. Richie | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Elect Director Olympia J. Snowe | For | Yes | No |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| Synchrony Financial | SYF | 87165B103 | 17-May-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Sharon Y. Bowen | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Ann M. Cairns | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Charles R. Crisp | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Duriya M. Farooqui | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Jean-Marc Forneri | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director The Right Hon. the Lord Hague of Richmond | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Frederick W. Hatfield | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Thomas E. Noonan | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Frederic V. Salerno | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Jeffrey C. Sprecher | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Judith A. Sprieser | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Elect Director Vincent Tese | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Approve Qualified Employee Stock Purchase Plan | For | Yes | No |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 18-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Mathis Cabiallavetta | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Pamela Daley | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director William S. Demchak | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Jessica P. Einhorn | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Laurence D. Fink | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director William E. Ford | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Fabrizio Freda | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Murry S. Gerber | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Margaret L. Johnson | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Robert S. Kapito | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Deryck Maughan | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Cheryl D. Mills | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Gordon M. Nixon | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Charles H. Robbins | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Ivan G. Seidenberg | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Marco Antonio Slim Domit | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Susan L. Wagner | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Elect Director Mark Wilson | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Amend Omnibus Stock Plan | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Management | Ratify Deloitte LLP as Auditors | For | Yes | No |
| BlackRock, Inc. | BLK | 09247X101 | 23-May-18 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Elect Director Patricia L. Guinn | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Elect Director Frederick J. Sievert | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Elect Director Stanley B. Tulin | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Declassify the Board of Directors | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | For | Yes | No |
| Reinsurance Group of America, Incorporated | RGA | 759351604 | 23-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Molly Campbell | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Iris S. Chan | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Rudolph I. Estrada | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Paul H. Irving | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Herman Y. Li | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Jack C. Liu | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Dominic Ng | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Elect Director Lester M. Sussman | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| East West Bancorp, Inc. | EWBC | 27579R104 | 24-May-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Elizabeth Corley | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Alistair Darling | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Thomas H. Glocer | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director James P. Gorman | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Robert H. Herz | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Nobuyuki Hirano | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Jami Miscik | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Dennis M. Nally | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Hutham S. Olayan | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Ryosuke Tamakoshi | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Perry M. Traquina | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Elect Director Rayford Wilkins, Jr. | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Morgan Stanley | MS | 617446448 | 24-May-18 | Share Holder | Prohibit Accelerated Vesting of Awards to Pursue Government Service | For | Yes | Yes |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Peter D. Crist | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Bruce K. Crowther | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director William J. Doyle | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Zed S. Francis, III | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Marla F. Glabe | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director H. Patrick Hackett, Jr. | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Scott K. Heitmann | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Christopher J. Perry | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Ingrid S. Stafford | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Gary D. "Joe" Sweeney | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Sheila G. Talton | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Elect Director Edward J. Wehmer | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Amend Qualified Employee Stock Purchase Plan | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Wintrust Financial Corporation | WTFC | 97650W108 | 24-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Deirdre P. Connelly | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director William H. Cunningham | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Dennis R. Glass | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director George W. Henderson, III | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Eric G. Johnson | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Gary C. Kelly | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director M. Leanne Lachman | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Michael F. Mee | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Patrick S. Pittard | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Isaiah Tidwell | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Elect Director Lynn M. Utter | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Lincoln National Corporation | LNC | 534187109 | 25-May-18 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Yes |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Elect Director Maureen E. Clancy | Against | Yes | Yes |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Elect Director Hanif "Wally" Dahya | Against | Yes | Yes |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Elect Director Joseph R. Ficalora | For | Yes | No |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Elect Director James J. O'Donovan | For | Yes | No |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| New York Community Bancorp, Inc. | NYCB | 649445103 | 05-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Elect Director Kathleen Brown | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Elect Director Ronald J. Kruszewski | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Elect Director Maura A. Markus | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Elect Director Thomas W. Weisel | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Elect Director Michael J. Zimmerman | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Increase Authorized Common Stock | For | Yes | No |
| Stifel Financial Corp. | SF | 860630102 | 06-Jun-18 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Roger C. Altman | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Richard I. Beattie | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Ellen V. Futter | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Gail B. Harris | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Robert B. Millard | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Willard J. Overlock, Jr. | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Sir Simon M. Robertson | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Ralph L. Schlosstein | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director John S. Weinberg | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director William J. Wheeler | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Elect Director Sarah K. Williamson | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| Evercore Inc. | EVR | 29977A105 | 11-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Cheryl W. Grise | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Carlos M. Gutierrez | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Gerald L. Hassell | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director David L. Herzog | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director R. Glenn Hubbard | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Steven A. Kandarian | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Edward J. Kelly, III | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director William E. Kennard | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director James M. Kilts | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Catherine R. Kinney | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Elect Director Denise M. Morrison | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| MetLife, Inc. | MET | 59156R108 | 12-Jun-18 | Share Holder | Require Independent Board Chairman | For | Yes | Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.
